UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-7237 | ||||||||
Name of Registrant: | Putnam Investment Funds | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Investment Funds | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | Varies | ||||||||
Date of reporting period: | 07/01/2013 - 06/30/2014 |
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Capital Opportunities Fund | |||||||
Date of fiscal year end: | 04/30/2014 | |||||||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACCO | CUSIP 00081T108 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George V. Bayly | Mgmt | For | For | For | |||
1.2 | Elect James A. Buzzard | Mgmt | For | For | For | |||
1.3 | Elect Kathleen S. Dvorak | Mgmt | For | For | For | |||
1.4 | Elect Boris Elisman | Mgmt | For | For | For | |||
1.5 | Elect Robert H. Jenkins | Mgmt | For | For | For | |||
1.6 | Elect Pradeep Jotwani | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Keller | Mgmt | For | For | For | |||
1.8 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
1.9 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.10 | Elect E. Mark Rajkowski | Mgmt | For | For | For | |||
1.11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actuant Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATU | CUSIP 00508X203 | 01/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
1.2 | Elect Gurminder S. Bedi | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
1.4 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
1.5 | Elect William K. Hall | Mgmt | For | For | For | |||
1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Peterson | Mgmt | For | For | For | |||
1.8 | Elect Holly A. Van Deursen | Mgmt | For | For | For | |||
1.9 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AeroVironment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVAV | CUSIP 008073108 | 10/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles T. Burbage | Mgmt | For | For | For | |||
1.2 | Elect Charles R. Holland | Mgmt | For | For | For | |||
1.3 | Elect Edward R. Muller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
AGCO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGCO | CUSIP 001084102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
2 | Elect Michael C. Arnold | Mgmt | For | For | For | |||
3 | Elect P. George Benson | Mgmt | For | For | For | |||
4 | Elect Wolfgang Deml | Mgmt | For | For | For | |||
5 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||
6 | Elect George E. Minnich | Mgmt | For | For | For | |||
7 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
8 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
9 | Elect Mallika Srinivasan | Mgmt | For | For | For | |||
10 | Elect Hendrikus Visser | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
5 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
6 | Elect Byron I. Mallott | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||
8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
9 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
10 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Amendment to the Certificate of Incorporation to Reduce Par Value of Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Allegiant Travel Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALGT | CUSIP 01748X102 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Montie Brewer | Mgmt | For | For | For | |||
1.2 | Elect Gary Ellmer | Mgmt | For | For | For | |||
1.3 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Andrew C. Levy | Mgmt | For | For | For | |||
1.5 | Elect Linda A. Marvin | Mgmt | For | For | For | |||
1.6 | Elect Charles W. Pollard | Mgmt | For | For | For | |||
1.7 | Elect John Redmond | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Alliant Techsystems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATK | CUSIP 018804104 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
1.2 | Elect Mark W. DeYoung | Mgmt | For | For | For | |||
1.3 | Elect Martin C. Faga | Mgmt | For | For | For | |||
1.4 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
1.5 | Elect April H. Foley | Mgmt | For | For | For | |||
1.6 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
1.7 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Alon USA Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALJ | CUSIP 020520102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Wiessman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Boaz Biran | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ron W. Haddock | Mgmt | For | Withhold | Against | |||
1.4 | Elect Itzhak Bader | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jeff D. Morris | Mgmt | For | Withhold | Against | |||
1.6 | Elect Yeshayahu Pery | Mgmt | For | Withhold | Against | |||
1.7 | Elect Zalman Segal | Mgmt | For | Withhold | Against | |||
1.8 | Elect Ilan Cohen | Mgmt | For | Withhold | Against | |||
1.9 | Elect Yonel Cohen | Mgmt | For | Withhold | Against | |||
1.10 | Elect Oded Rubenstein | Mgmt | For | Withhold | Against | |||
1.11 | Elect Shraga Biran | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Jesselson | Mgmt | For | For | For | |||
2 | Elect Roger S. Markfield | Mgmt | For | For | For | |||
3 | Elect Jay L. Schottenstein | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | 2014 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ann Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANN | CUSIP 035623107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dale W. Hilpert | Mgmt | For | For | For | |||
2 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | |||
3 | Elect Linda A. Huett | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Arrow Electronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARW | CUSIP 042735100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry W. Perry | Mgmt | For | For | For | |||
1.2 | Elect Philip K. Asherman | Mgmt | For | For | For | |||
1.3 | Elect Gail E. Hamilton | Mgmt | For | For | For | |||
1.4 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.5 | Elect Richard S. Hill | Mgmt | For | For | For | |||
1.6 | Elect M.F. (Fran) Keeth | Mgmt | For | For | For | |||
1.7 | Elect Andrew S. Kerin | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Long | Mgmt | For | For | For | |||
1.9 | Elect Stephen C. Patrick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher O'Kane | Mgmt | For | Withhold | Against | |||
1.2 | Elect Liaquat Ahamed | Mgmt | For | Withhold | Against | |||
1.3 | Elect Albert Beer | Mgmt | For | Withhold | Against | |||
1.4 | Elect John Cavoores | Mgmt | For | Withhold | Against | |||
1.5 | Elect Heidi Hutter | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary Gregg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Bret Pearlman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Associated Banc-Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASBC | CUSIP 045487105 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect Ruth M. Crowley | Mgmt | For | For | For | |||
1.3 | Elect Philip B. Flynn | Mgmt | For | For | For | |||
1.4 | Elect Ronald R. Harder | Mgmt | For | For | For | |||
1.5 | Elect William R. Hutchinson | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Jeffe | Mgmt | For | For | For | |||
1.7 | Elect Eileen A. Kamerick | Mgmt | For | For | For | |||
1.8 | Elect Richard T. Lommen | Mgmt | For | For | For | |||
1.9 | Elect Cory L. Nettles | Mgmt | For | For | For | |||
1.10 | Elect J. Douglas Quick | Mgmt | For | For | For | |||
1.11 | Elect Karen T. Van Lith | Mgmt | For | For | For | |||
1.12 | Elect John B. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Atwood Oceanics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATW | CUSIP 050095108 | 02/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Deborah A. Beck | Mgmt | For | For | For | |||
1.2 | Elect George S. Dotson | Mgmt | For | For | For | |||
1.3 | Elect Jack E. Golden | Mgmt | For | For | For | |||
1.4 | Elect Hans Helmerich | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
1.6 | Elect James R. Montague | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Saltiel | Mgmt | For | For | For | |||
1.8 | Elect Phil D. Wedemeyer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Autoliv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CUSIP 052800109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||
1.3 | Elect James M. Ringler | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
AZZ Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZZ | CUSIP 002474104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David H. Dingus | Mgmt | For | For | For | |||
1.2 | Elect Dana L. Perry | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Berce | Mgmt | For | For | For | |||
1.4 | Elect Martin C. Bowen | Mgmt | For | For | For | |||
1.5 | Elect Sam Rosen | Mgmt | For | For | For | |||
1.6 | Elect Kevern R. Joyce | Mgmt | For | For | For | |||
1.7 | Elect H. Kirk Downey | Mgmt | For | For | For | |||
1.8 | Elect Daniel R. Feehan | Mgmt | For | For | For | |||
1.9 | Elect Peter A. Hegedus | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Big 5 Sporting Goods Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGFV | CUSIP 08915P101 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jennifer Holden Dunbar | Mgmt | For | For | For | |||
1.2 | Elect Steven G. Miller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Big Lots, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIG | CUSIP 089302103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect David J. Campisi | Mgmt | For | For | For | |||
1.3 | Elect James R. Chambers | Mgmt | For | For | For | |||
1.4 | Elect Peter J. Hayes | Mgmt | For | For | For | |||
1.5 | Elect Brenda J. Lauderback | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Russell Solt | Mgmt | For | For | For | |||
1.8 | Elect James R. Tener | Mgmt | For | For | For | |||
1.9 | Elect Dennis B. Tishkoff | Mgmt | For | For | For | |||
2 | Amendment to 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Bonus Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Bio-Reference Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRLI | CUSIP 09057G602 | 07/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc D. Grodman | Mgmt | For | For | For | |||
1.2 | Elect Howard Dubinett | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BorgWarner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWA | CUSIP 099724106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Carlson | Mgmt | For | For | For | |||
2 | Elect Dennis C. Cuneo | Mgmt | For | For | For | |||
3 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
1.2 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
1.4 | Elect Wyche Fowler | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
1.6 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
1.7 | Elect James C. Diggs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Broadridge Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BR | CUSIP 11133T103 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Robert N. Duelks | Mgmt | For | For | For | |||
4 | Elect Richard J. Haviland | Mgmt | For | For | For | |||
5 | Elect Sandra S. Jaffee | Mgmt | For | For | For | |||
6 | Elect Stuart R. Levine | Mgmt | For | For | For | |||
7 | Elect Maura A. Markus | Mgmt | For | For | For | |||
8 | Elect Thomas J. Perna | Mgmt | For | For | For | |||
9 | Elect Alan J. Weber | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Omnibus Award Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Brocade Communications Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCD | CUSIP 111621306 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Lloyd Carney | Mgmt | For | For | For | |||
3 | Elect Renato A. DiPentima | Mgmt | For | For | For | |||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
5 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
6 | Elect David L. House | Mgmt | For | For | For | |||
7 | Elect L. William Krause | Mgmt | For | For | For | |||
8 | Elect David E. Roberson | Mgmt | For | For | For | |||
9 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Buckle Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKE | CUSIP 118440106 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Hirschfeld | Mgmt | For | For | For | |||
1.2 | Elect Dennis H. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Karen B. Rhoads | Mgmt | For | For | For | |||
1.4 | Elect James E. Shada | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Campbell | Mgmt | For | For | For | |||
1.6 | Elect Bill L. Fairfield | Mgmt | For | For | For | |||
1.7 | Elect Bruce L. Hoberman | Mgmt | For | For | For | |||
1.8 | Elect John P. Peetz | Mgmt | For | For | For | |||
1.9 | Elect Michael E. Huss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CACI International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACI | CUSIP 127190304 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Asbury | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||
1.3 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
1.4 | Elect William L. Jews | Mgmt | For | For | For | |||
1.5 | Elect Gregory G. Johnson | Mgmt | For | For | For | |||
1.6 | Elect J.P. London | Mgmt | For | For | For | |||
1.7 | Elect James L. Pavitt | Mgmt | For | For | For | |||
1.8 | Elect Warren R. Phillips | Mgmt | For | For | For | |||
1.9 | Elect Charles P. Revoile | Mgmt | For | For | For | |||
1.10 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
CATO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CATO | CUSIP 149205106 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas B. Henson | Mgmt | For | For | For | |||
1.2 | Elect Bryan F. Kennedy, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheesecake Factory Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAKE | CUSIP 163072101 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Overton | Mgmt | For | For | For | |||
2 | Elect Alexander L. Cappello | Mgmt | For | For | For | |||
3 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | |||
4 | Elect Laurence B. Mindel | Mgmt | For | For | For | |||
5 | Elect David B. Pittaway | Mgmt | For | For | For | |||
6 | Elect Douglas L. Schmick | Mgmt | For | For | For | |||
7 | Elect Herbert Simon | Mgmt | For | For | For | |||
8 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chemed Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHE | CUSIP 16359R103 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | |||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | |||
3 | Elect Patrick P. Grace | Mgmt | For | For | For | |||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | |||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | |||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | |||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | |||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | |||
9 | Elect George J. Walsh III | Mgmt | For | For | For | |||
10 | Elect Frank E. Wood | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chico's FAS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHS | CUSIP 168615102 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David F. Walker | Mgmt | For | For | For | |||
2 | Elect John J. Mahoney | Mgmt | For | For | For | |||
3 | Elect Stephen E. Watson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Comerica Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMA | CUSIP 200340107 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Roger A. Cregg | Mgmt | For | For | For | |||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
4 | Elect Jacqueline P. Kane | Mgmt | For | For | For | |||
5 | Elect Richard G. Lindner | Mgmt | For | For | For | |||
6 | Elect Alfred A. Piergallini | Mgmt | For | For | For | |||
7 | Elect Robert S. Taubman | Mgmt | For | For | For | |||
8 | Elect Reginald M. Turner | Mgmt | For | For | For | |||
9 | Elect Nina G. Vaca | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Commercial Metals Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMC | CUSIP 201723103 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Guido | Mgmt | For | For | For | |||
1.2 | Elect Sarah E. Raiss | Mgmt | For | For | For | |||
1.3 | Elect J. David Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Conversant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNVR | CUSIP 21249J105 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Zarley | Mgmt | For | For | For | |||
1.2 | Elect David S. Buzby | Mgmt | For | For | For | |||
1.3 | Elect Brian Smith | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
1.5 | Elect James R. Peters | Mgmt | For | For | For | |||
1.6 | Elect James A. Crouthamel | Mgmt | For | For | For | |||
1.7 | Elect John Giuliani | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Darling International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAR | CUSIP 237266101 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Deckers Outdoor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DECK | CUSIP 243537107 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Angel R. Martinez | Mgmt | For | For | For | |||
1.2 | Elect John M. Gibbons | Mgmt | For | For | For | |||
1.3 | Elect John G. Perenchio | Mgmt | For | For | For | |||
1.4 | Elect Maureen Conners | Mgmt | For | For | For | |||
1.5 | Elect Karyn O. Barsa | Mgmt | For | For | For | |||
1.6 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
1.7 | Elect James Quinn | Mgmt | For | For | For | |||
1.8 | Elect Lauri Shanahan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delek US Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DK | CUSIP 246647101 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ezra Uzi Yemin | Mgmt | For | For | For | |||
1.2 | Elect William J Finnerty | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Jorda | Mgmt | For | For | For | |||
1.4 | Elect Charles H. Leonard | Mgmt | For | For | For | |||
1.5 | Elect Philip L. Maslowe | Mgmt | For | For | For | |||
1.6 | Elect Shlomo Zohar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Denbury Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNR | CUSIP 247916208 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wieland F. Wettstein | Mgmt | For | For | For | |||
1.2 | Elect Michael L. Beatty | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Decker | Mgmt | For | For | For | |||
1.4 | Elect John P. Dielwart | Mgmt | For | For | For | |||
1.5 | Elect Ronald G. Greene | Mgmt | For | For | For | |||
1.6 | Elect Gregory L. McMichael | Mgmt | For | For | For | |||
1.7 | Elect Kevin O. Meyers | Mgmt | For | For | For | |||
1.8 | Elect Phil Rykhoek | Mgmt | For | For | For | |||
1.9 | Elect Randy Stein | Mgmt | For | For | For | |||
1.10 | Elect Laura A. Sugg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dillard's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDS | CUSIP 254067101 | 05/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank R. Mori | Mgmt | For | Against | Against | |||
2 | Elect Reynie Rutledge | Mgmt | For | Against | Against | |||
3 | Elect J.C. Watts, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Nick White | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect David J. Illingworth | Mgmt | For | For | For | |||
5 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
9 | Elect Denis Turcotte | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
E TRADE Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect Mohsen Z Fahmi | Mgmt | For | For | For | |||
3 | Elect Christopher M. Flink | Mgmt | For | For | For | |||
4 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
5 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
6 | Elect James Lam | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.2 | Elect Rudolph I. Estrada | Mgmt | For | Withhold | Against | |||
1.3 | Elect Julia S. Gouw | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect Tak-Chuen Clarence Kwan | Mgmt | For | For | For | |||
1.6 | Elect John Lee | Mgmt | For | For | For | |||
1.7 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.8 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.9 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.10 | Elect Keith W. Renken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Endurance Specialty Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENH | CUSIP G30397106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Baily | Mgmt | For | For | For | |||
2 | Elect Norman Barham | Mgmt | For | For | For | |||
3 | Elect Galen R. Barnes | Mgmt | For | For | For | |||
4 | Elect William H. Bolinder | Mgmt | For | For | For | |||
5 | Elect John R. Charman | Mgmt | For | For | For | |||
6 | Elect Susan S. Fleming | Mgmt | For | For | For | |||
7 | Elect Scott D. Moore | Mgmt | For | For | For | |||
8 | Elect Robert A. Spass | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Johnson | Mgmt | For | For | For | |||
2 | Elect Ward M. Klein | Mgmt | For | For | For | |||
3 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||
4 | Elect John R. Roberts | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||
Engility Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CUSIP 29285W104 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Principi | Mgmt | For | For | For | |||
1.2 | Elect David A. Savner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ensign Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy E. Christensen | Mgmt | For | For | For | |||
1.2 | Elect John G. Nackel | Mgmt | For | For | For | |||
1.3 | Elect Barry M. Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approve the Performance Goals Under the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | For | For | For | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Archbold | Mgmt | For | For | For | |||
2 | Elect Peter Swinburn | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Gary Ames | Mgmt | For | For | For | |||
2 | Elect Stephen Smith | Mgmt | For | For | For | |||
3 | 2014 Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Factset Research Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDS | CUSIP 303075105 | 12/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph E. Laird, Jr. | Mgmt | For | For | For | |||
1.2 | Elect James J. McGonigle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Federal Signal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSS | CUSIP 313855108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Goodwin | Mgmt | For | For | For | |||
1.2 | Elect Paul W. Jones | Mgmt | For | For | For | |||
1.3 | Elect Bonnie C. Lind | Mgmt | For | For | For | |||
1.4 | Elect Dennis J. Martin | Mgmt | For | For | For | |||
1.5 | Elect Richard R. Mudge | Mgmt | For | For | For | |||
1.6 | Elect William F. Owens | Mgmt | For | For | For | |||
1.7 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | |||
1.8 | Elect John L. Workman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Citizens BancShares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCNCA | CUSIP 31946M103 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John M. Alexander, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Victor E. Bell III | Mgmt | For | For | For | |||
1.3 | Elect Hope H. Bryant | Mgmt | For | For | For | |||
1.4 | Elect Hubert M. Craig III | Mgmt | For | For | For | |||
1.5 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Daniel L. Heavner | Mgmt | For | For | For | |||
1.7 | Elect Frank B. Holding, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Lucius S. Jones | Mgmt | For | For | For | |||
1.9 | Elect Robert E. Mason IV | Mgmt | For | For | For | |||
1.10 | Elect Robert T. Newcomb | Mgmt | For | For | For | |||
1.11 | Elect James M. Parker | Mgmt | For | For | For | |||
1.12 | Elect Ralph K. Shelton | Mgmt | For | For | For | |||
2 | Authorization of Preferred Stock | Mgmt | For | Against | Against | |||
3 | Approval of the Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Foot Locker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FL | CUSIP 344849104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas DiPaolo | Mgmt | For | For | For | |||
2 | Elect Matthew M. McKenna | Mgmt | For | For | For | |||
3 | Elect Steven Oakland | Mgmt | For | For | For | |||
4 | Elect Cheryl N. Turpin | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Francesca's Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRAN | CUSIP 351793104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Emmett | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Kunes | Mgmt | For | For | For | |||
1.3 | Elect Richard Zannino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
FTI Consulting, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCN | CUSIP 302941109 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brenda J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Claudio Costamagna | Mgmt | For | For | For | |||
1.3 | Elect James W. Crownover | Mgmt | For | For | For | |||
1.4 | Elect Vernon Ellis | Mgmt | For | For | For | |||
1.5 | Elect Nicholas C. Fanandakis | Mgmt | For | For | For | |||
1.6 | Elect Steven H. Gunby | Mgmt | For | For | For | |||
1.7 | Elect Gerard E. Holthaus | Mgmt | For | For | For | |||
1.8 | Elect Marc Holtzman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
GameStop Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GME | CUSIP 36467W109 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas N. Kelly, Jr. | Mgmt | For | For | For | |||
2 | Elect Gerald R. Szczepanski | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Zilavy | Mgmt | For | For | For | |||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Gardner Denver, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDI | CUSIP 365558105 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Global Payments Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPN | CUSIP 37940X102 | 11/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.2 | Elect John M. Partridge | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Greatbatch, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GB | CUSIP 39153L106 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Anthony P. Bihl, III | Mgmt | For | For | For | |||
1.3 | Elect Joseph W. Dziedzie | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Hook | Mgmt | For | For | For | |||
1.5 | Elect Kevin C. Melia | Mgmt | For | For | For | |||
1.6 | Elect Joseph A. Miller, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Bill R. Sanford | Mgmt | For | For | For | |||
1.8 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
1.9 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
H&R Block, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRB | CUSIP 093671105 | 09/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Brown | Mgmt | For | For | For | |||
2 | Elect William C. Cobb | Mgmt | For | For | For | |||
3 | Elect Marvin R. Ellison | Mgmt | For | For | For | |||
4 | Elect Robert A. Gerard | Mgmt | For | For | For | |||
5 | Elect David B. Lewis | Mgmt | For | For | For | |||
6 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
7 | Elect Bruce C. Rohde | Mgmt | For | For | For | |||
8 | Elect Tom D. Seip | Mgmt | For | For | For | |||
9 | Elect Christianna Wood | Mgmt | For | For | For | |||
10 | Elect James F. Wright | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to Articles to Provide Exculpation of Directors | Mgmt | For | For | For | |||
14 | Amendment to Articles to Eliminate Director Term Limits | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Hanger Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGR | CUSIP 41043F208 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vinit K. Asar | Mgmt | For | For | For | |||
1.2 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Cooper | Mgmt | For | For | For | |||
1.4 | Elect Cynthia L. Feldmann | Mgmt | For | For | For | |||
1.5 | Elect Eric A. Green | Mgmt | For | For | For | |||
1.6 | Elect Stephen E. Hare | Mgmt | For | For | For | |||
1.7 | Elect Richard R. Pettingill | Mgmt | For | For | For | |||
1.8 | Elect Patricia B. Shrader | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | Against | Against | |||
4 | Elect Jiren Liu | Mgmt | For | Against | Against | |||
5 | Elect Edward H. Meyer | Mgmt | For | For | For | |||
6 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
7 | Elect Kenneth M. Reiss | Mgmt | For | For | For | |||
8 | Elect Hellene S. Runtagh | Mgmt | For | For | For | |||
9 | Elect Frank Sklarsky | Mgmt | For | For | For | |||
10 | Elect Gary G. Steel | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2012 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
13 | 2014 Key Executive Officers Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCC Insurance Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCC | CUSIP 404132102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emmanuel T. Ballases | Mgmt | For | For | For | |||
1.2 | Elect Frank J. Bramanti | Mgmt | For | For | For | |||
1.3 | Elect Walter M. Duer | Mgmt | For | For | For | |||
1.4 | Elect James C. Flagg | Mgmt | For | For | For | |||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.6 | Elect John N. Molbeck, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Susan Rivera | Mgmt | For | For | For | |||
1.8 | Elect Hans D. Rohlf | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Rosholt | Mgmt | For | For | For | |||
1.10 | Elect J. Mikesell Thomas | Mgmt | For | For | For | |||
1.11 | Elect Christopher J. B. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Helmerich & Payne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HP | CUSIP 423452101 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hans Helmerich | Mgmt | For | For | For | |||
2 | Elect John W. Lindsay | Mgmt | For | For | For | |||
3 | Elect Paula Marshall | Mgmt | For | For | For | |||
4 | Elect Randy A. Foutch | Mgmt | For | For | For | |||
5 | Elect John D. Zeglis | Mgmt | For | For | For | |||
6 | Elect William L. Armstrong | Mgmt | For | For | For | |||
7 | Elect Thomas A. Petrie | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HollyFrontier Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HFC | CUSIP 436106108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
3 | Elect R. Kevin Hardage | Mgmt | For | For | For | |||
4 | Elect Michael C. Jennings | Mgmt | For | For | For | |||
5 | Elect Robert J. Kostelnik | Mgmt | For | For | For | |||
6 | Elect James H. Lee | Mgmt | For | For | For | |||
7 | Elect Franklin Myers | Mgmt | For | For | For | |||
8 | Elect Michael E. Rose | Mgmt | For | For | For | |||
9 | Elect Tommy A. Valenta | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Horace Mann Educators Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMN | CUSIP 440327104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary H. Futrell | Mgmt | For | For | For | |||
2 | Elect Stephen J. Hasenmiller | Mgmt | For | For | For | |||
3 | Elect Ronald J. Helow | Mgmt | For | For | For | |||
4 | Elect Beverley J. McClure | Mgmt | For | For | For | |||
5 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
6 | Elect Roger J. Steinbecker | Mgmt | For | For | For | |||
7 | Elect Robert Stricker | Mgmt | For | For | For | |||
8 | Elect Steven O. Swyers | Mgmt | For | For | For | |||
9 | Elect Marita Zuraitis | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Huntington Bancshares Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBAN | CUSIP 446150104 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don M. Casto III | Mgmt | For | For | For | |||
1.2 | Elect Ann B. Crane | Mgmt | For | For | For | |||
1.3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
1.4 | Elect Michael J. Endres | Mgmt | For | For | For | |||
1.5 | Elect John B. Gerlach, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Peter J. Kight | Mgmt | For | For | For | |||
1.7 | Elect Jonathan A. Levy | Mgmt | For | For | For | |||
1.8 | Elect Richard W. Neu | Mgmt | For | For | For | |||
1.9 | Elect David L. Porteous | Mgmt | For | For | For | |||
1.10 | Elect Kathleen H. Ransier | Mgmt | For | For | For | |||
1.11 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hyster-Yale Materials Handling Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HY | CUSIP 449172105 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. C. Butler, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect John P. Jumper | Mgmt | For | For | For | |||
1.4 | Elect Dennis W. LaBarre | Mgmt | For | For | For | |||
1.5 | Elect Joesph F Loughrey | Mgmt | For | For | For | |||
1.6 | Elect Alfred M. Rankin, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Claiborne R. Rankin | Mgmt | For | For | For | |||
1.8 | Elect Michael E. Shannon | Mgmt | For | For | For | |||
1.9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Britton T. Taplin | Mgmt | For | For | For | |||
1.11 | Elect Eugene Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
IAC/InterActiveCorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IACI | CUSIP 44919P508 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Chelsea Clinton | Mgmt | For | For | For | |||
1.3 | Elect Sonali De Rycker | Mgmt | For | For | For | |||
1.4 | Elect Barry Diller | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Eisner | Mgmt | For | For | For | |||
1.6 | Elect Victor A. Kaufman | Mgmt | For | For | For | |||
1.7 | Elect Donald R. Keough | Mgmt | For | For | For | |||
1.8 | Elect Bryan Lourd | Mgmt | For | For | For | |||
1.9 | Elect David Rosenblatt | Mgmt | For | For | For | |||
1.10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
1.11 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||
1.12 | Elect Richard F. Zannino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Iconix Brand Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICON | CUSIP 451055107 | 07/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Cole | Mgmt | For | For | For | |||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | |||
1.3 | Elect Drew Cohen | Mgmt | For | For | For | |||
1.4 | Elect F. Peter Cuneo | Mgmt | For | For | For | |||
1.5 | Elect Mark Friedman | Mgmt | For | For | For | |||
1.6 | Elect James A. Marcum | Mgmt | For | For | For | |||
1.7 | Elect Laurence N. Charney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Inter Parfums, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPAR | CUSIP 458334109 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean Madar | Mgmt | For | For | For | |||
1.2 | Elect Philippe Benacin | Mgmt | For | For | For | |||
1.3 | Elect Russell Greenberg | Mgmt | For | For | For | |||
1.4 | Elect Philippe Santi | Mgmt | For | For | For | |||
1.5 | Elect Francois Heilbronn | Mgmt | For | For | For | |||
1.6 | Elect Jean Levy | Mgmt | For | For | For | |||
1.7 | Elect Robert Bensoussan-Torres | Mgmt | For | For | For | |||
1.8 | Elect Serge Rosinoer | Mgmt | For | For | For | |||
1.9 | Elect Patrick Choel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Option Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Nonemployee Director Stock Option Plan | Mgmt | For | For | For | |||
Jacobs Engineering Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEC | CUSIP 469814107 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Jose Suarez Coppel | Mgmt | For | For | For | |||
2 | Elect John F. Coyne | Mgmt | For | For | For | |||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||
4 | Elect Craig L. Martin | Mgmt | For | For | For | |||
5 | Elect Chris M.T. Thompson | Mgmt | For | For | For | |||
6 | Amendment to the 1999 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
Janus Capital Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNS | CUSIP 47102X105 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy K. Armour | Mgmt | For | For | For | |||
2 | Elect G. Andrew Cox | Mgmt | For | For | For | |||
3 | Elect Jeffrey J. Diermeier | Mgmt | For | For | For | |||
4 | Elect Eugene Flood, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Richard Fredericks | Mgmt | For | For | For | |||
6 | Elect Deborah R. Gatzek | Mgmt | For | For | For | |||
7 | Elect Seiji Inagaki | Mgmt | For | For | For | |||
8 | Elect Lawrence E. Kochard | Mgmt | For | For | For | |||
9 | Elect Glenn S. Schafer | Mgmt | For | For | For | |||
10 | Elect Richard M. Weil | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JetBlue Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBLU | CUSIP 477143101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Barger | Mgmt | For | For | For | |||
2 | Elect Jens Bischof | Mgmt | For | For | For | |||
3 | Elect Peter Boneparth | Mgmt | For | For | For | |||
4 | Elect David Checketts | Mgmt | For | For | For | |||
5 | Elect Virginia Gambale | Mgmt | For | For | For | |||
6 | Elect Stephan Gemkow | Mgmt | For | For | For | |||
7 | Elect Ellen Jewett | Mgmt | For | For | For | |||
8 | Elect Stanley McChrystal | Mgmt | For | For | For | |||
9 | Elect Joel Peterson | Mgmt | For | For | For | |||
10 | Elect M. Ann Rhoades | Mgmt | For | For | For | |||
11 | Elect Frank Sica | Mgmt | For | For | For | |||
12 | Elect Thomas Winkelmann | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Jones Lang LaSalle Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JLL | CUSIP 48020Q107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hugo Bague | Mgmt | For | For | For | |||
2 | Elect Colin Dyer | Mgmt | For | For | For | |||
3 | Elect DeAnne S. Julius | Mgmt | For | For | For | |||
4 | Elect Kate S. Lavelle | Mgmt | For | For | For | |||
5 | Elect Ming Lu | Mgmt | For | For | For | |||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
7 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
8 | Elect Shailesh Rao | Mgmt | For | For | For | |||
9 | Elect David B. Rickard | Mgmt | For | For | For | |||
10 | Elect Roger T. Staubach | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Kaiser Aluminum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KALU | CUSIP 483007704 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carolyn Bartholomew | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Hockema | Mgmt | For | For | For | |||
1.3 | Elect Lauralee E. Martin | Mgmt | For | For | For | |||
1.4 | Elect Brett E. Wilcox | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kennametal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMT | CUSIP 489170100 | 10/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
1.2 | Elect William J. Harvey | Mgmt | For | For | For | |||
1.3 | Elect Cindy Davis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock and Incentive Plan of 2010 | Mgmt | For | For | For | |||
Key Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William D. Fertig | Mgmt | For | For | For | |||
2 | Elect Robert K. Reeves | Mgmt | For | For | For | |||
3 | Elect Mark H. Rosenberg | Mgmt | For | For | For | |||
4 | 2014 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | |||
1.2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
1.3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
1.4 | Elect Joe Grills | Mgmt | For | For | For | |||
1.5 | Elect David B. Henry | Mgmt | For | For | For | |||
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | |||
1.7 | Elect Frank Lourenso | Mgmt | For | For | For | |||
1.8 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
1.9 | Elect Richard Saltzman | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||
1.3 | Elect Stephen P. Kaufman | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the Material Terms under the Performance Bonus Plan | Mgmt | For | For | For | |||
Koppers Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOP | CUSIP 50060P106 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia A. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
1.3 | Elect Walter W. Turner | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2005 Long Term Incentive Plan | Mgmt | For | For | For | |||
6 | Adoption of Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
Kulicke and Soffa Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLIC | CUSIP 501242101 | 02/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect MacDonell Roehm, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Laboratory Corporation of America Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LH | CUSIP 50540R409 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
2 | Elect Jean-Luc Belingard | Mgmt | For | For | For | |||
3 | Elect Gary Gilliland | Mgmt | For | For | For | |||
4 | Elect David P. King | Mgmt | For | For | For | |||
5 | Elect Garheng Kong | Mgmt | For | For | For | |||
6 | Elect Robert E. Mittelstaedt, Jr. | Mgmt | For | For | For | |||
7 | Elect Peter M. Neupert | Mgmt | For | For | For | |||
8 | Elect Adam H. Schechter | Mgmt | For | For | For | |||
9 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Laclede Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LG | CUSIP 505597104 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward L. Glotzbach | Mgmt | For | For | For | |||
1.2 | Elect W. Stephen Maritz | Mgmt | For | For | For | |||
1.3 | Elect John P. Stupp, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
5 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
7 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
Manhattan Associates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MANH | CUSIP 562750109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian J. Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Eddie Capel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
ManTech International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MANT | CUSIP 564563104 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George J. Pedersen | Mgmt | For | For | For | |||
1.2 | Elect Richard L. Armitage | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
1.4 | Elect Barry G. Campbell | Mgmt | For | For | For | |||
1.5 | Elect Walter R. Fatzinger, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Kerr | Mgmt | For | For | For | |||
1.7 | Elect Kenneth A. Minihan | Mgmt | For | For | For | |||
1.8 | Elect Stephen W. Porter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Roger K. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Methanex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MX | CUSIP 59151K108 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | |||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | |||
1.3 | Elect Phillip Cook | Mgmt | For | For | For | |||
1.4 | Elect John Floren | Mgmt | For | For | For | |||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Kostelnik | Mgmt | For | For | For | |||
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | |||
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | |||
1.9 | Elect John Reid | Mgmt | For | For | For | |||
1.10 | Elect Janice G. Rennie | Mgmt | For | For | For | |||
1.11 | Elect Monica Sloan | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Myriad Genetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYGN | CUSIP 62855J104 | 12/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter D. Meldrum | Mgmt | For | For | For | |||
1.2 | Elect Heiner Dreismann | Mgmt | For | For | For | |||
2 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Crane | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Kotts | Mgmt | For | For | For | |||
1.3 | Elect Michael C. Linn | Mgmt | For | Withhold | Against | |||
1.4 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | |||
1.5 | Elect Anthony G. Petrello | Mgmt | For | Withhold | Against | |||
1.6 | Elect Howard Wolf | Mgmt | For | For | For | |||
1.7 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Counting Broker Non-Votes | ShrHldr | Against | Against | For | |||
Nash-Finch Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAFC | CUSIP 631158102 | 11/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Spartan Stores Inc. | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Navigant Consulting, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCI | CUSIP 63935N107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Julie M. Howard | Mgmt | For | For | For | |||
3 | Elect Stephan A. James | Mgmt | For | For | For | |||
4 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
5 | Elect James R. Thompson | Mgmt | For | For | For | |||
6 | Elect Michael L. Tipsord | Mgmt | For | For | For | |||
7 | Change in Board Size | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Nelnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNI | CUSIP 64031N108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael S. Dunlap | Mgmt | For | For | For | |||
2 | Elect Stephen F. Butterfield | Mgmt | For | For | For | |||
3 | Elect James P. Abel | Mgmt | For | For | For | |||
4 | Elect William R. Cintani | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Farrell | Mgmt | For | For | For | |||
6 | Elect David S. Graff | Mgmt | For | Against | Against | |||
7 | Elect Thomas E. Henning | Mgmt | For | For | For | |||
8 | Elect Kimberly K. Rath | Mgmt | For | For | For | |||
9 | Elect Michael D. Reardon | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Restricted Stock Plan | Mgmt | For | For | For | |||
13 | Executive Officers Incentive Compensation Plan | Mgmt | For | For | For | |||
NeuStar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSR | CUSIP 64126X201 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James G. Cullen | Mgmt | For | For | For | |||
2 | Elect Joel P. Friedman | Mgmt | For | For | For | |||
3 | Elect Mark N. Greene | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Corporate Bonus Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
5 | Elect V. James Marino | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Michael J. Massey | Mgmt | For | For | For | |||
8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
9 | Elect David M. Szymanski | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OFG Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juan C. Aguayo | Mgmt | For | For | For | |||
1.2 | Elect Rafael . F Martinez | Mgmt | For | For | For | |||
1.3 | Elect Francisco Arrivi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||
1.3 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
1.2 | Elect Harold J. Kloosterman | Mgmt | For | For | For | |||
1.3 | Elect C.Taylor Pickett | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OmniVision Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OVTI | CUSIP 682128103 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shaw Hong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Open Text Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OTC | CUSIP 683715106 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Barrenechea | Mgmt | For | For | For | |||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | |||
1.4 | Elect Gail E. Hamilton | Mgmt | For | For | For | |||
1.5 | Elect Brian J. Jackman | Mgmt | For | For | For | |||
1.6 | Elect Stephen J. Sadler | Mgmt | For | For | For | |||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | |||
1.8 | Elect Katharine B. Stevenson | Mgmt | For | For | For | |||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Shareholder Rights Plan Renewal | Mgmt | For | For | For | |||
4 | Amendment to Bylaws | Mgmt | For | For | For | |||
Orbital Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORB | CUSIP 685564106 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice I. Obuchowski | Mgmt | For | For | For | |||
2 | Elect Frank L. Salizzoni | Mgmt | For | For | For | |||
3 | Elect Harrison H. Schmitt | Mgmt | For | For | For | |||
4 | Elect David W. Thompson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Donnelly | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Kathleen J. Hempel | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Stephen D. Newlin | Mgmt | For | For | For | |||
1.6 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.7 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.8 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.9 | Elect Richard G. Sim | Mgmt | For | For | For | |||
1.10 | Elect Charles L. Szews | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Owens & Minor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMI | CUSIP 690732102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
1.2 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
1.3 | Elect Lemuel E. Lewis | Mgmt | For | For | For | |||
1.4 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
1.5 | Elect Eddie N. Moore, Jr. | Mgmt | For | For | For | |||
1.6 | Elect James E. Rogers | Mgmt | For | For | For | |||
1.7 | Elect David S. Simmons | Mgmt | For | For | For | |||
1.8 | Elect Robert C. Sledd | Mgmt | For | For | For | |||
1.9 | Elect Craig R. Smith | Mgmt | For | For | For | |||
1.10 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Owens-Illinois, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OI | CUSIP 690768403 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay L. Geldmacher | Mgmt | For | For | For | |||
1.2 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
1.3 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.4 | Elect John J. McMackin, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Hari N. Nair | Mgmt | For | For | For | |||
1.6 | Elect Hugh H. Roberts | Mgmt | For | For | For | |||
1.7 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
1.8 | Elect Carol A. Williams | Mgmt | For | For | For | |||
1.9 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
1.10 | Elect Thomas L. Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Incentive Award Plan | Mgmt | For | For | For | |||
Patterson Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDCO | CUSIP 703395103 | 09/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John D. Buck | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | |||
1.2 | Elect Kenneth N. Berns | Mgmt | For | For | For | |||
1.3 | Elect Charles O. Buckner | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Conlon | Mgmt | For | For | For | |||
1.5 | Elect Curtis W. Huff | Mgmt | For | For | For | |||
1.6 | Elect Terry H. Hunt | Mgmt | For | For | For | |||
1.7 | Elect Cloyce A. Talbott | Mgmt | For | For | For | |||
2 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Leav | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
4 | Elect Robert J. Frankenberg | Mgmt | For | For | For | |||
5 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
6 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
7 | Elect William A. Owens | Mgmt | For | For | For | |||
8 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Elect John W. Diercksen | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Protective Life Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PL | CUSIP 743674103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert O. Burton | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect Thomas L. Hamby | Mgmt | For | For | For | |||
4 | Elect John D. Johns | Mgmt | For | For | For | |||
5 | Elect Vanessa Leonard | Mgmt | For | For | For | |||
6 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
7 | Elect John J. McMahon, Jr. | Mgmt | For | For | For | |||
8 | Elect Hans Hugh Miller | Mgmt | For | For | For | |||
9 | Elect Malcolm Portera | Mgmt | For | For | For | |||
10 | Elect C. Dowd Ritter | Mgmt | For | For | For | |||
11 | Elect Jesse J. Spikes | Mgmt | For | For | For | |||
12 | Elect William A. Terry | Mgmt | For | For | For | |||
13 | Elect W. Michael Warren, Jr. | Mgmt | For | For | For | |||
14 | Elect Vanessa Wilson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident New York Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBNY | CUSIP 744028101 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
4 | Approval of 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Redwood Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWT | CUSIP 758075402 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Baum | Mgmt | For | For | For | |||
2 | Elect Mariann Byerwalter | Mgmt | For | For | For | |||
3 | Elect Douglas B. Hansen | Mgmt | For | For | For | |||
4 | Elect Martin S. Hughes | Mgmt | For | For | For | |||
5 | Elect Greg H. Kubicek | Mgmt | For | For | For | |||
6 | Elect Jeffrey T. Pero | Mgmt | For | For | For | |||
7 | Elect Charles J. Toeniskoetter | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2014 Incentive Award Plan | Mgmt | For | For | For | |||
Republic Airways Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJET | CUSIP 760276105 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryan K. Bedford | Mgmt | For | For | For | |||
1.2 | Elect Neal S. Cohen | Mgmt | For | For | For | |||
1.3 | Elect Lawrence J. Cohen | Mgmt | For | For | For | |||
1.4 | Elect Robert L. Colin | Mgmt | For | For | For | |||
1.5 | Elect Daniel P. Garton | Mgmt | For | For | For | |||
1.6 | Elect Douglas J. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Republic Airways Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJET | CUSIP 760276105 | 09/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryan K. Bedford | Mgmt | For | For | For | |||
1.2 | Elect Lawrence J. Cohen | Mgmt | For | For | For | |||
1.3 | Elect Douglas J. Lambert | Mgmt | For | For | For | |||
1.4 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
1.5 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
1.6 | Elect Neal S. Cohen | Mgmt | For | For | For | |||
1.7 | Elect David N. Siegel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 01/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenny A. Hourihan | Mgmt | For | For | For | |||
1.2 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
1.3 | Elect J. Powell Brown | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Chapman | Mgmt | For | For | For | |||
1.5 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
1.6 | Elect Russell M. Currey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
RPX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPXC | CUSIP 74972G103 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shelby W. Bonnie | Mgmt | For | For | For | |||
1.2 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
1.3 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Schweitzer-Mauduit | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWM | CUSIP 808541106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Claire L. Arnold | Mgmt | For | For | For | |||
1.2 | Elect Heinrich Fischer | Mgmt | For | For | For | |||
2 | Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Select Medical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEM | CUSIP 81619Q105 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryan C. Cressey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Ortenzio | Mgmt | For | For | For | |||
1.3 | Elect Leopold Swergold | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. McLachlan | Mgmt | For | For | For | |||
2 | Elect David J. Aldrich | Mgmt | For | For | For | |||
3 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
4 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
6 | Elect Christine King | Mgmt | For | For | For | |||
7 | Elect David P. McGlade | Mgmt | For | For | For | |||
8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect Craig C. Sturken | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
StanCorp Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFG | CUSIP 852891100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick W. Buckman | Mgmt | For | For | For | |||
2 | Elect J. Greg Ness | Mgmt | For | For | For | |||
3 | Elect Mary F. Sammons | Mgmt | For | For | For | |||
4 | Elect Timothy A. Holt | Mgmt | For | For | For | |||
5 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect Rose Peabody Lynch | Mgmt | For | For | For | |||
1.3 | Elect John L. Madden | Mgmt | For | For | For | |||
1.4 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.5 | Elect Richard P. Randall | Mgmt | For | For | For | |||
1.6 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.7 | Elect Thomas H. Schwartz | Mgmt | For | For | For | |||
1.8 | Elect Robert Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Strayer Education, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRA | CUSIP 863236105 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert S. Silberman | Mgmt | For | For | For | |||
2 | Elect John T. Casteen III | Mgmt | For | For | For | |||
3 | Elect Charlotte F. Beason | Mgmt | For | For | For | |||
4 | Elect William E. Brock | Mgmt | For | For | For | |||
5 | Elect Robert R. Grusky | Mgmt | For | For | For | |||
6 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
7 | Elect Karl McDonnell | Mgmt | For | For | For | |||
8 | Elect Todd A. Milano | Mgmt | For | For | For | |||
9 | Elect G. Thomas Waite, III | Mgmt | For | For | For | |||
10 | Elect J. David Wargo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Superior Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPN | CUSIP 868157108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold J. Bouillion | Mgmt | For | For | For | |||
1.2 | Elect Enoch L. Dawkins | Mgmt | For | For | For | |||
1.3 | Elect David D. Dunlap | Mgmt | For | For | For | |||
1.4 | Elect James M. Funk | Mgmt | For | For | For | |||
1.5 | Elect Terence E. Hall | Mgmt | For | For | For | |||
1.6 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
1.7 | Elect Michael McShane | Mgmt | For | For | For | |||
1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
1.9 | Elect Justin L. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
TECO Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TE | CUSIP 872375100 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Ferman, Jr. | Mgmt | For | For | For | |||
2 | Elect Evelyn V. Follit | Mgmt | For | For | For | |||
3 | Elect John B. Ramil | Mgmt | For | For | For | |||
4 | Elect Tom L. Rankin | Mgmt | For | For | For | |||
5 | Elect William D. Rockford | Mgmt | For | For | For | |||
6 | Elect Paul L. Whiting | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||
10 | Approval of the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Terex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEX | CUSIP 880779103 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald M. DeFeo | Mgmt | For | For | For | |||
2 | Elect G. Chris Andersen | Mgmt | For | For | For | |||
3 | Elect Paula H. J. Cholmondeley | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Thomas J. Hansen | Mgmt | For | For | For | |||
6 | Elect Raimund Klinkner | Mgmt | For | For | For | |||
7 | Elect David A. Sachs | Mgmt | For | For | For | |||
8 | Elect Oren G. Shaffer | Mgmt | For | For | For | |||
9 | Elect David C. Wang | Mgmt | For | For | For | |||
10 | Elect Scott W. Wine | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect John C. Chrystal | Mgmt | For | For | For | |||
6 | Elect Matthew Cohn | Mgmt | For | For | For | |||
7 | Elect Hersh Kozlov | Mgmt | For | For | For | |||
8 | Elect William H. Lamb | Mgmt | For | For | For | |||
9 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
10 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
11 | Elect Mei-Mei Tuan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Timken Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKR | CUSIP 887389104 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Phillip R. Cox | Mgmt | For | For | For | |||
1.2 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.3 | Elect Richard G. Kyle | Mgmt | For | For | For | |||
1.4 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Christopher L. Mapes | Mgmt | For | For | For | |||
1.6 | Elect Joseph W. Ralston | Mgmt | For | For | For | |||
1.7 | Elect John P. Reilly | Mgmt | For | For | For | |||
1.8 | Elect Frank C. Sullivan | Mgmt | For | For | For | |||
1.9 | Elect John M. Timken, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Ward J. Timken, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Jacqueline F. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Thoratec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THOR | CUSIP 885175307 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
1.2 | Elect Gerhard F. Burbach | Mgmt | For | For | For | |||
1.3 | Elect J. Daniel Cole | Mgmt | For | For | For | |||
1.4 | Elect Steven H. Collis | Mgmt | For | For | For | |||
1.5 | Elect D. Keith Grossman | Mgmt | For | For | For | |||
1.6 | Elect William A. Hawkins, III | Mgmt | For | For | For | |||
1.7 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.8 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
1.9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
2 | Article Amendment Regarding Director & Officer Indemnification | Mgmt | For | For | For | |||
3 | Approve D&O Indemnification Agreements | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Incentive Stock Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Torchmark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMK | CUSIP 891027104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Adair | Mgmt | For | For | For | |||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | |||
3 | Elect David L. Boren | Mgmt | For | For | For | |||
4 | Elect M. Jane Buchan | Mgmt | For | For | For | |||
5 | Elect Gary L. Coleman | Mgmt | For | For | For | |||
6 | Elect Larry M. Hutchison | Mgmt | For | For | For | |||
7 | Elect Robert W. Ingram | Mgmt | For | For | For | |||
8 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
9 | Elect Darren M. Rebelez | Mgmt | For | For | For | |||
10 | Elect Lamar C. Smith | Mgmt | For | For | For | |||
11 | Elect Paul J. Zucconi | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Towers Watson & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CUSIP 891894107 | 11/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor F. Ganzi | Mgmt | For | For | For | |||
2 | Elect John J. Haley | Mgmt | For | For | For | |||
3 | Elect Leslie S. Heisz | Mgmt | For | For | For | |||
4 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
5 | Elect Linda D. Rabbitt | Mgmt | For | For | For | |||
6 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
7 | Elect Paul Thomas | Mgmt | For | For | For | |||
8 | Elect Wilhelm Zeller | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Mark D. Ein | Mgmt | For | For | For | |||
4 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
5 | Elect Jacques R. Rolfo | Mgmt | For | For | For | |||
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
7 | Elect Thomas Siering | Mgmt | For | For | For | |||
8 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
9 | Elect Hope D. Woodhouse | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
1.2 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
1.3 | Elect Anne Pol | Mgmt | For | For | For | |||
1.4 | Elect Ernest E. Jones | Mgmt | For | For | For | |||
1.5 | Elect John L. Walsh | Mgmt | For | For | For | |||
1.6 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
1.7 | Elect M. Shawn Puccio | Mgmt | For | For | For | |||
1.8 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
1.9 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Therapeutics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTHR | CUSIP 91307C102 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond Dwek | Mgmt | For | For | For | |||
1.2 | Elect Roger Jeffs | Mgmt | For | For | For | |||
1.3 | Elect Christopher Patusky | Mgmt | For | For | For | |||
1.4 | Elect Tommy G. Thompson | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 162(m) Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Universal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UVV | CUSIP 913456109 | 08/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chester A. Crocker | Mgmt | For | For | For | |||
1.2 | Elect Charles H. Foster, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Lennart R. Freeman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.2 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.3 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.4 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Valmont Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMI | CUSIP 920253101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mogens C. Bay | Mgmt | For | For | For | |||
1.2 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Vectren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVC | CUSIP 92240G101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl L. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James H. DeGraffenreidt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Niel C. Ellerbrook | Mgmt | For | For | For | |||
1.4 | Elect John D. Engelbrecht | Mgmt | For | For | For | |||
1.5 | Elect Anton H. George | Mgmt | For | For | For | |||
1.6 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
1.7 | Elect Robert G. Jones | Mgmt | For | Withhold | Against | |||
1.8 | Elect J. Timothy McGinley | Mgmt | For | For | For | |||
1.9 | Elect R. Daniel Sadlier | Mgmt | For | For | For | |||
1.10 | Elect Michael L. Smith | Mgmt | For | For | For | |||
1.11 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
W. R. Berkley Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRB | CUSIP 084423102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George G. Daly | Mgmt | For | For | For | |||
2 | Elect Jack H. Nusbaum | Mgmt | For | Against | Against | |||
3 | Elect Mark L. Shapiro | Mgmt | For | For | For | |||
4 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Wabash National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WNC | CUSIP 929566107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Giromini | Mgmt | For | For | For | |||
2 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
3 | Elect James D. Kelly | Mgmt | For | For | For | |||
4 | Elect John E. Kunz | Mgmt | For | For | For | |||
5 | Elect Larry J. Magee | Mgmt | For | For | For | |||
6 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
7 | Elect Scott K. Sorensen | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
WABCO Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBC | CUSIP 92927K102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Peter D'Aloia | Mgmt | For | For | For | |||
1.2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
1.3 | Elect Mary L. Petrovich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Waddell & Reed Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDR | CUSIP 930059100 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | |||
1.2 | Elect Alan W. Kosloff | Mgmt | For | For | For | |||
1.3 | Elect Jerry W. Walton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2003 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Sherwin Artus | Mgmt | For | For | For | |||
1.2 | Elect Philip E. Doty | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
World Fuel Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INT | CUSIP 981475106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Kasbar | Mgmt | For | For | For | |||
1.2 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
1.3 | Elect Ken Bakshi | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Kassar | Mgmt | For | For | For | |||
1.5 | Elect Myles Klein | Mgmt | For | For | For | |||
1.6 | Elect John L. Manley | Mgmt | For | For | For | |||
1.7 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.8 | Elect Stephen K. Roddenberry | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2006 Omnibus Plan | Mgmt | For | For | For | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Growth Opportunities Fund | |||||||
Date of fiscal year end: | 07/31/2013 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Mitchell | Mgmt | For | For | For | |||
2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Authorization to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
5 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E.I. Pyott | Mgmt | For | Against | Against | |||
2 | Elect Michael R. Gallagher | Mgmt | For | Against | Against | |||
3 | Elect Deborah Dunsire | Mgmt | For | Against | Against | |||
4 | Elect Trevor M. Jones | Mgmt | For | Against | Against | |||
5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Peter J. McDonnell | Mgmt | For | Against | Against | |||
7 | Elect Timothy D. Proctor | Mgmt | For | Against | Against | |||
8 | Elect Russell T. Ray | Mgmt | For | Against | Against | |||
9 | Elect Henri A. Termeer | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | |||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
7 | Elect Richard C. Levin | Mgmt | For | For | For | |||
8 | Elect Richard A. McGinn | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs, Jr. | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
10 | Elect Matthew M. Zell | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
8 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
9 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
10 | Elect James E. Rogers | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
12 | Elect Robert H. Swan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
BE Aerospace, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAV | CUSIP 073302101 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Senft | Mgmt | For | For | For | |||
1.2 | Elect John T. Whates | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Biogen Idec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Elect Lynn Schenk | Mgmt | For | For | For | |||
5 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
6 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
9 | Elect Brian S. Posner | Mgmt | For | For | For | |||
10 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Craigie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mindy Grossman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Nunnelly | Mgmt | For | Withhold | Against | |||
1.4 | Elect Chris T. Sullivan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CBOE Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBOE | CUSIP 12503M108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Brodsky | Mgmt | For | For | For | |||
1.2 | Elect James R. Boris | Mgmt | For | For | For | |||
1.3 | Elect Frank E. English Jr. | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Janet P. Froetscher | Mgmt | For | For | For | |||
1.6 | Elect Jill R. Goodman | Mgmt | For | For | For | |||
1.7 | Elect R. Eden Martin | Mgmt | For | For | For | |||
1.8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
1.9 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
1.10 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
1.11 | Elect Carole E. Stone | Mgmt | For | For | For | |||
1.12 | Elect Eugene S. Sunshine | Mgmt | For | For | For | |||
1.13 | Elect Edward T. Tilly | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHEX | CUSIP 16411R208 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2014 - 2018 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
2 | Elect Robert E. Weissman | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Constellium NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTM | CUSIP N22035104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Accounts and Reports in English | Mgmt | For | For | For | |||
2 | Amendment to Management Equity Plan | Mgmt | For | For | For | |||
3 | Non-Executive Directors' Fees | Mgmt | For | For | For | |||
4 | Amendment to Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Executive Board Members Acts | Mgmt | For | For | For | |||
7 | Ratification of Non-Executive Board Members Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Philippe Guillemot | Mgmt | For | Against | Against | |||
10 | Elect Werner G.P. Paschke | Mgmt | For | Against | Against | |||
11 | Elect Michiel Brandjes | Mgmt | For | Against | Against | |||
12 | Elect Lori A. Walker | Mgmt | For | Against | Against | |||
13 | Elect Peter F. Hartman | Mgmt | For | Against | Against | |||
14 | Elect John Ormerod | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Cancellation of Preference Shares | Mgmt | For | For | For | |||
17 | Amendments to Articles (Preference Shares) | Mgmt | For | For | For | |||
18 | Amendments to Article 16 (Board Practices) | Mgmt | For | For | For | |||
19 | Amendments to Article 22 (Profit Allocation) | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Libenson | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
5 | Repeal of Classified Board | Mgmt | Abstain | For | Against | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
2 | Elect Jane Henney | Mgmt | For | For | For | |||
3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect Mark G. Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHldr | Against | Against | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect John A. Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
4 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
5 | Elect Gary W. Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick W. Smith | Mgmt | For | For | For | |||
10 | Elect David P. Steiner | Mgmt | For | For | For | |||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Freescale Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSL | CUSIP G3727Q101 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Krishnan Balasubramanian | Mgmt | For | Withhold | Against | |||
1.2 | Elect Chinh E. Chu | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Heneghan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Thomas H. Lister | Mgmt | For | Withhold | Against | |||
1.5 | Elect Gregg A. Lowe | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joanne M. Maguire | Mgmt | For | Withhold | Against | |||
1.7 | Elect John W. Marren | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Peter Smitham | Mgmt | For | Withhold | Against | |||
1.10 | Elect Gregory L. Summe | Mgmt | For | Withhold | Against | |||
1.11 | Elect Claudius E. Watts IV | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mortimer B. Fuller III | Mgmt | For | For | For | |||
1.2 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Melzer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daryl J. Faulkner | Mgmt | For | For | For | |||
1.2 | Elect James Fox | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | SEDOL B8K7T65 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||
2 | Authority to List Securities | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Michael S. Reddin | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Approve 2014 Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Hota Industrial Mfg. Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1536 | CINS Y3722M105 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Capitalization of Capital Reserve and Issuance of New Shares | Mgmt | For | For | For | |||
9 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Election of Directors and Supervisors (Slate) | Mgmt | For | Against | Against | |||
13 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||
14 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | |||
Ingersoll-Rand Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
2 | Elect John G. Bruton | Mgmt | For | For | For | |||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Michael Lamach | Mgmt | For | For | For | |||
8 | Elect Theodore E. Martin | Mgmt | For | For | For | |||
9 | Elect John P. Surma | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for the Issuance of Treasury Shares | Mgmt | For | For | For | |||
Intermune, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITMN | CUSIP 45884X103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James I. Healy | Mgmt | For | For | For | |||
1.2 | Elect Louis Drapeau | Mgmt | For | For | For | |||
1.3 | Elect Frank Verwiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
3 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
4 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
5 | Elect David L. Schlotterbeck | Mgmt | For | For | For | |||
6 | Elect Shaygan Kheradpir | Mgmt | For | For | For | |||
7 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
8 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ryan M. Birtwell | Mgmt | For | For | For | |||
1.2 | Elect Brian T. Clingen | Mgmt | For | For | For | |||
1.3 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
1.4 | Elect Peter R. Formanek | Mgmt | For | For | For | |||
1.5 | Elect James P. Hallett | Mgmt | For | For | For | |||
1.6 | Elect Mark E. Hill | Mgmt | For | For | For | |||
1.7 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
1.9 | Elect John P. Larson | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kirby Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEX | CUSIP 497266106 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Alario | Mgmt | For | For | For | |||
2 | Elect David W. Grzebinski | Mgmt | For | For | For | |||
3 | Elect Richard R. Stewart | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2014 Incentive Plan | Mgmt | For | Against | Against | |||
2 | 2014 Nonemployee Director Incentive Plan | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Miranda Curtis | Mgmt | For | For | For | |||
2 | Elect John W. Dick | Mgmt | For | For | For | |||
3 | Elect J.C. Sparkman | Mgmt | For | For | For | |||
4 | Elect J. David Wargo | Mgmt | For | For | For | |||
5 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John W. Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Elliott Sigal | Mgmt | For | For | For | |||
12 | Elect Robert S. Singer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick B. McManus | Mgmt | For | Withhold | Against | |||
1.6 | Elect Walden C. Rhines | Mgmt | For | Withhold | Against | |||
1.7 | Elect David S. Schechter | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Merrimack Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MACK | CUSIP 590328100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | |||
1.3 | Elect James van B. Dresser | Mgmt | For | For | For | |||
1.4 | Elect Gordon J. Fehr | Mgmt | For | For | For | |||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | |||
1.6 | Elect Sarah E. Nash | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | |||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Sinskey, Sc.D. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kors | Mgmt | For | For | For | |||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Stroll | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Monster Beverage Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 611740101 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.6 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.7 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect I. Richard Garr | Mgmt | For | For | For | |||
1.2 | Elect Karl Johe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||
1.3 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oplink Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPLK | CUSIP 68375Q403 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Y. Liu | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
4 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
5 | Elect James C. Mullen | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | |||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | |||
1.3 | Elect William J. Doyle | Mgmt | For | For | For | |||
1.4 | Elect John W. Estey | Mgmt | For | For | For | |||
1.5 | Elect Gerald W. Grandey | Mgmt | For | For | For | |||
1.6 | Elect Charles S. Hoffman | Mgmt | For | For | For | |||
1.7 | Elect Dallas J. Howe | Mgmt | For | For | For | |||
1.8 | Elect Alice D. Laberge | Mgmt | For | For | For | |||
1.9 | Elect Consuelo E. Madere | Mgmt | For | For | For | |||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | |||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | |||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2014 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | |||
1.4 | Elect Rick Schmidt | Mgmt | For | For | For | |||
1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
2 | Elect Jeffrey J. Clarke | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate in Order to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws in Order to Repeal Classified Board | Mgmt | For | For | For | |||
S&W Seed Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen D. Bornt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael C. Culhane | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael M. Fleming | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark S. Grewal | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mark J. Harvey | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles B. Seidler | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ann M. Veneman | Mgmt | For | Withhold | Against | |||
1.8 | Elect Grover T. Wickersham | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Tony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Splunk Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLK | CUSIP 848637104 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John G. Connors | Mgmt | For | For | For | |||
1.2 | Elect Patricia B. Morrison | Mgmt | For | For | For | |||
1.3 | Elect Nicholas G. Sturiale | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SS&C Technologies Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Normand A. Boulanger | Mgmt | For | For | For | |||
1.2 | Elect David A. Varsano | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amendment to Intra-company Control Agreement with TESIUM GmbH | Mgmt | For | TNA | N/A | |||
10 | Amendment to Intra-company Control Agreement with Symotion GmbH | Mgmt | For | TNA | N/A | |||
11 | Amendment to Intra-company Control Agreement with Symrise US-Beteiligungs GmbH | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Control Agreement with Busiris Vermogensverwaltung GmbH | Mgmt | For | TNA | N/A | |||
13 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Tesla Motors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elon Musk | Mgmt | For | For | For | |||
1.2 | Elect Stephen T. Jurvetson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tornier N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRNX | CUSIP N87237108 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Tornier | Mgmt | For | For | For | |||
2 | Elect Elizabeth H. Weatherman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Statutory Auditor for Dutch Accounts | Mgmt | For | For | For | |||
6 | Adoption of Dutch Statutory Annual Accounts | Mgmt | For | For | For | |||
7 | Authority to Prepare the Dutch Statutory Annual Accounts and Annual Report in the English Language | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.2 | Elect Eugene A. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph R. Gromek | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Mardy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.2 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael A. Todman | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||
1.3 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of a conversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For | |||
ZELTIQ Aesthetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZLTQ | CUSIP 98933Q108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark J. Foley | Mgmt | For | For | For | |||
1.2 | Elect Kevin C. O'Boyle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam International Capital Opportunities Fund | |||||||
Date of fiscal year end: | 08/31/2013 | |||||||
A2A S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A2A | CINS T0140L103 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Amendments to Articles | ShrHldr | N/A | Against | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | List presented by the Municipalities of Milan and Brescia | Mgmt | For | Against | Against | |||
9 | List presented by Carlo Tassara S.p.A. | Mgmt | For | N/A | N/A | |||
10 | List presented by the Municipalities of Bergamo and Varese | Mgmt | For | N/A | N/A | |||
11 | List Presented by Group of Shareholders Representing 1.2% of Share Capital | Mgmt | For | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | List presented by the Municipalities of Milan and Brescia | Mgmt | N/A | For | N/A | |||
14 | List presented by Carlo Tassara S.p.A. | Mgmt | N/A | Abstain | N/A | |||
15 | List Presented by Group of Shareholders Representing 1.2% of Share Capital | Mgmt | N/A | Abstain | N/A | |||
Aberdeen Asset Management plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADN | CINS G00434111 | 01/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Elect Julie Chakraverty | Mgmt | For | Against | Against | |||
5 | Elect Roger Cornick | Mgmt | For | Against | Against | |||
6 | Elect Anita Frew | Mgmt | For | Against | Against | |||
7 | Elect Martin J. Gilbert | Mgmt | For | Against | Against | |||
8 | Elect Andrew Laing | Mgmt | For | Against | Against | |||
9 | Elect Rod MacRae | Mgmt | For | Against | Against | |||
10 | Elect Richard S. Mully | Mgmt | For | Against | Against | |||
11 | Elect James Pettigrew | Mgmt | For | Against | Against | |||
12 | Elect Bill Rattray | Mgmt | For | Against | Against | |||
13 | Elect Anne Richards | Mgmt | For | Against | Against | |||
14 | Elect Simon Troughton | Mgmt | For | Against | Against | |||
15 | Elect Hugh Young | Mgmt | For | Against | Against | |||
16 | Elect Jutta af Rosenborg | Mgmt | For | Against | Against | |||
17 | Elect Akira Suzuki | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Adeka Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4401 | CINS J0011Q109 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Akio Kohri | Mgmt | For | For | For | |||
4 | Elect Hiroshi Serata | Mgmt | For | For | For | |||
5 | Elect Akira Momose | Mgmt | For | For | For | |||
6 | Elect Haruhiko Tomiyasu | Mgmt | For | For | For | |||
7 | Elect Hikaru Tsujimoto | Mgmt | For | For | For | |||
8 | Elect Shuji Hohjoh | Mgmt | For | For | For | |||
9 | Elect Akimasa Yajima | Mgmt | For | For | For | |||
10 | Elect Kazutaka Kitamori | Mgmt | For | For | For | |||
11 | Elect Ryozoh Arata | Mgmt | For | For | For | |||
12 | Elect Kazuyuki Nagai | Mgmt | For | For | For | |||
13 | Elect Ryohei Shibata | Mgmt | For | Against | Against | |||
14 | Elect Yoshito Hayashi | Mgmt | For | Against | Against | |||
Aeroflot | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFLT | CINS X00096101 | 06/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Meeting Procedures | Mgmt | For | TNA | N/A | |||
3 | Annual Report | Mgmt | For | TNA | N/A | |||
4 | Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividends | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Audit Commission's Fees | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Elect Mikhail Alekseev | Mgmt | N/A | TNA | N/A | |||
11 | Elect Kirill Androsov | Mgmt | N/A | TNA | N/A | |||
12 | Elect Igor Kamenskoy | Mgmt | N/A | TNA | N/A | |||
13 | Elect Igor Kogan | Mgmt | N/A | TNA | N/A | |||
14 | Elect Marlen Manasov | Mgmt | N/A | TNA | N/A | |||
15 | Elect Roman Pakhomov | Mgmt | N/A | TNA | N/A | |||
16 | Elect Dmitry Peskov | Mgmt | N/A | TNA | N/A | |||
17 | Elect Vitaly Saveliev | Mgmt | N/A | TNA | N/A | |||
18 | Elect Dmitry Saprykin | Mgmt | N/A | TNA | N/A | |||
19 | Elect Vasily Sidorov | Mgmt | N/A | TNA | N/A | |||
20 | Elect Sergey Skvortsov | Mgmt | N/A | TNA | N/A | |||
21 | Elect Alexey Fedorov | Mgmt | N/A | TNA | N/A | |||
22 | Elect Sergey Chemezov | Mgmt | N/A | TNA | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Elect Igor Belikov | Mgmt | For | TNA | N/A | |||
25 | Elect Marina Dyemina | Mgmt | For | TNA | N/A | |||
26 | Elect Marina Mikhina | Mgmt | For | TNA | N/A | |||
27 | Elect Natalia Sligun | Mgmt | For | TNA | N/A | |||
28 | Elect Mikhail Sorokin | Mgmt | For | TNA | N/A | |||
29 | Elect Alexei Shchepin | Mgmt | For | TNA | N/A | |||
30 | Elect Margarita Yakimets | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
33 | Amendments to Meeting Regulations | Mgmt | For | TNA | N/A | |||
34 | Amendments to Regulations on Board of Directors | Mgmt | For | TNA | N/A | |||
35 | Related Party Transactions with Aurora Airlines JSC | Mgmt | For | TNA | N/A | |||
36 | Related Party Transactions with DONAVIA JSC | Mgmt | For | TNA | N/A | |||
37 | Related Party Transactions with Rossiya Airlines JSC | Mgmt | For | TNA | N/A | |||
38 | Related Party Transactions with Aeromar JSC | Mgmt | For | TNA | N/A | |||
39 | Related Party Transactions (D&O Insurance) | Mgmt | For | TNA | N/A | |||
40 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Afren plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFR | CINS G01283103 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Sheree Bryant | Mgmt | For | For | For | |||
5 | Elect Iain McLaren | Mgmt | For | Against | Against | |||
6 | Elect Egbert Imomoh | Mgmt | For | For | For | |||
7 | Elect Peter Bingham | Mgmt | For | For | For | |||
8 | Elect John St. John | Mgmt | For | Against | Against | |||
9 | Elect Toby J.L. Hayward | Mgmt | For | For | For | |||
10 | Elect Ennio Sganzerla | Mgmt | For | For | For | |||
11 | Elect Patrick E.O. Obath | Mgmt | For | For | For | |||
12 | Elect Osman Shahenshah | Mgmt | For | For | For | |||
13 | Elect Shahid Ullah | Mgmt | For | Against | Against | |||
14 | Elect Darra Comyn | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ain Pharmaciez, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Tomonori Itoh | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aperam SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APAM | CINS L0187K107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Laurence Mulliez to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Joseph Greenwell to the Board of Directors | Mgmt | For | For | For | |||
8 | Appointment of Deloitte | Mgmt | For | For | For | |||
9 | Performance Share Unit Plan | Mgmt | For | For | For | |||
10 | Increase Authorized Capital | Mgmt | For | For | For | |||
Arnest One Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8895 | CINS J0197M104 | 08/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Aryzta AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARYN | CINS H0336B110 | 12/10/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Elect Charles Adair | Mgmt | For | TNA | N/A | |||
9 | Elect Owen Killian | Mgmt | For | TNA | N/A | |||
10 | Elect Andrew Morgan | Mgmt | For | TNA | N/A | |||
11 | Elect John Yamin | Mgmt | For | TNA | N/A | |||
12 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. | ShrHldr | N/A | TNA | N/A | |||
Ashmore Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASHM | CINS G0609C101 | 10/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Benson | Mgmt | For | For | For | |||
4 | Elect Mark Coombs | Mgmt | For | For | For | |||
5 | Elect Graeme Dell | Mgmt | For | For | For | |||
6 | Elect Nick Land | Mgmt | For | For | For | |||
7 | Elect Melda Donnelly | Mgmt | For | For | For | |||
8 | Elect Simon J. Fraser | Mgmt | For | Against | Against | |||
9 | Elect Charles Outhwaite | Mgmt | For | For | For | |||
10 | Elect Anne Pringle | Mgmt | For | For | For | |||
11 | Directors' Remuneration Report | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | Against | Against | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Directors' Fees | Mgmt | For | For | For | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher O'Kane | Mgmt | For | Withhold | Against | |||
1.2 | Elect Liaquat Ahamed | Mgmt | For | Withhold | Against | |||
1.3 | Elect Albert Beer | Mgmt | For | Withhold | Against | |||
1.4 | Elect John Cavoores | Mgmt | For | Withhold | Against | |||
1.5 | Elect Heidi Hutter | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary Gregg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Bret Pearlman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ASUSTeK Computer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y04327105 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
8 | Elect Jonney SHIH Tsung-Tang | Mgmt | For | For | For | |||
9 | Elect Jonathan TSENG Chiang-Sheng | Mgmt | For | For | For | |||
10 | Elect Jerry SHEN Cheng-Lai | Mgmt | For | For | For | |||
11 | Elect Eric CHEN Yen-Cheng | Mgmt | For | Against | Against | |||
12 | Elect HSU Hsien-Yuen | Mgmt | For | For | For | |||
13 | Elect Joe HSIEH Min-Chieh | Mgmt | For | For | For | |||
14 | Elect Samson HU Su-Pin | Mgmt | For | Against | Against | |||
15 | Elect YANG Tze-Kaing as Supervisor | Mgmt | For | For | For | |||
16 | Elect CHENG Chung-Jen as Supervisor | Mgmt | For | For | For | |||
17 | Elect YANG Long-Hui as Supervisor | Mgmt | For | For | For | |||
18 | Restrictions for Directors | Mgmt | For | For | For | |||
19 | Extraordinary Motions | Mgmt | N/A | Against | N/A | |||
Banca Monte dei Paschi di Siena S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMPS | CINS T1188A116 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
4 | Remuneration report | Mgmt | For | For | For | |||
5 | Amendments to Articles | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banca Monte dei Paschi di Siena S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMPS | CINS T1R00V745 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
Banca Monte dei Paschi di Siena S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMPS | CINS T1188A116 | 12/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Reverse Stock Split | Mgmt | For | For | For | |||
5 | Election of Directors | Mgmt | For | Against | Against | |||
6 | Cancellation of Shares | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banca Popolare dell'Emilia Romagna S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPE | CINS T1325T119 | 04/11/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Group of Shareholders Representing 1.306% of the Company's Share Capital | Mgmt | For | TNA | N/A | |||
8 | List Presented by Group of Shareholders Representing 0.118% of the Company's Share Capital | Mgmt | For | TNA | N/A | |||
9 | Election of Director | Mgmt | For | TNA | N/A | |||
10 | Directors' Fees | Mgmt | For | TNA | N/A | |||
11 | Remuneration Report | Mgmt | For | TNA | N/A | |||
12 | Variable Compensation Plan for Executives | Mgmt | For | TNA | N/A | |||
13 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banca Popolare dell'Emilia Romagna S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPE | CINS T1325T119 | 06/06/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
Banca Popolare di Milano S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMI | CINS T15120107 | 04/11/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Election of Supervisory Board Member | Mgmt | For | TNA | N/A | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Espírito Santo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BES | CINS X0346X153 | 05/05/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | ShrHldr | N/A | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Continuance of Operation of Subsidiary | Mgmt | For | TNA | N/A | |||
8 | Authority for the Company and Subsidiaries to Trade in Company Stock and Bonds | Mgmt | For | TNA | N/A | |||
9 | Approval to Subject the Spanish Branch to Spanish Legislation | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of Queensland Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOQ | CINS Q12764116 | 11/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Steven Crane | Mgmt | For | For | For | |||
3 | Re-elect David Willis | Mgmt | For | For | For | |||
4 | Elect Neil A. Berkett | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities | Mgmt | For | For | For | |||
6 | Approve Employee Share Plan | Mgmt | For | For | For | |||
7 | Approve Restricted Share Plan | Mgmt | For | For | For | |||
8 | Equity Grant (MD/CEO Stuart Grimshaw - RSP) | Mgmt | For | For | For | |||
9 | Equity Grant (MD/CEO Stuart Grimshaw - PAR) | Mgmt | For | For | For | |||
10 | Approve Increase in NEDs Fee Cap | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
Bankers Petroleum Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNK | CUSIP 066286303 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect David D. French | Mgmt | For | For | For | |||
2.2 | Elect Abdel Badwi | Mgmt | For | For | For | |||
2.3 | Elect Eric Brown | Mgmt | For | For | For | |||
2.4 | Elect Wesley K. Clark | Mgmt | For | Withhold | Against | |||
2.5 | Elect Robert Cross | Mgmt | For | For | For | |||
2.6 | Elect Jonathan Harris | Mgmt | For | For | For | |||
2.7 | Elect Phillip R. Knoll | Mgmt | For | For | For | |||
2.8 | Elect Ian McMurtie | Mgmt | For | For | For | |||
2.9 | Elect John B. Zaozirny | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Stock Option Plan Renewal | Mgmt | For | Against | Against | |||
5 | Restricted Share Unit Plan | Mgmt | For | For | For | |||
6 | Approval of By-Law No. 1 | Mgmt | For | For | For | |||
Barratt Developments plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDEV | CINS G08288105 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nina Bibby | Mgmt | For | For | For | |||
4 | Elect Bob Lawson | Mgmt | For | For | For | |||
5 | Elect Mark S. Clare | Mgmt | For | For | For | |||
6 | Elect David F. Thomas | Mgmt | For | For | For | |||
7 | Elect Steven J. Boyes | Mgmt | For | For | For | |||
8 | Elect Mark E. Rolfe | Mgmt | For | For | For | |||
9 | Elect Richard Akers | Mgmt | For | For | For | |||
10 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Directors' Remuneration Report | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Beazley Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEZ | CINS G1143Q101 | 03/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Special Dividend/Bonus Share Issuance | Mgmt | For | For | For | |||
6 | Elect George P. Blunden | Mgmt | For | Against | Against | |||
7 | Elect Martin L. Bride | Mgmt | For | Against | Against | |||
8 | Elect Adrian P. Cox | Mgmt | For | Against | Against | |||
9 | Elect Angela Crawford-Ingle | Mgmt | For | Against | Against | |||
10 | Elect Dennis Holt | Mgmt | For | Against | Against | |||
11 | Elect Andrew D. Horton | Mgmt | For | Against | Against | |||
12 | Elect Neil P. Maidment | Mgmt | For | Against | Against | |||
13 | Elect Padraic J. O'Connor | Mgmt | For | Against | Against | |||
14 | Elect Vincent J. Sheridan | Mgmt | For | Against | Against | |||
15 | Elect Ken P. Sroka | Mgmt | For | Against | Against | |||
16 | Elect Rolf W. Tolle | Mgmt | For | Against | Against | |||
17 | Elect Clive A. Washbourn | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bekaert SA NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEKB | CINS B6346B111 | 04/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Authority to Repurchase Shares as a Takeover Defense | Mgmt | For | TNA | N/A | |||
5 | Authority to Increase Capital as a Takeover Defense | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Amendments to Articles (Interim Share Repurchase Authority) | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles (Interim Share Capital Increase Authority) | Mgmt | For | TNA | N/A | |||
Bekaert SA NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEKB | CINS B6346B111 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Authority to Repurchase Shares as a Takeover Defense | Mgmt | For | TNA | N/A | |||
5 | Authority to Increase Capital as a Takeover Defense | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles (Interim Share Repurchase Authority) | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles (Interim Share Capital Increase Authority) | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bekaert SA NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEKB | CINS B6346B111 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Remuneration Report | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Alan Begg | Mgmt | For | TNA | N/A | |||
10 | Elect Mei Ye | Mgmt | For | TNA | N/A | |||
11 | Elect Matthew Taylor | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Chairman of the Audit Committee Fees | Mgmt | For | TNA | N/A | |||
14 | Committee Fees | Mgmt | For | TNA | N/A | |||
15 | Chairman Fees | Mgmt | For | TNA | N/A | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
17 | Change in Control Clauses | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Appoint Baron Buysse as Honorary Chairman | Mgmt | For | TNA | N/A | |||
Beni Stabili S.p.A. SIIQ | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CINS T19807139 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Losses/Dividends | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
Bertrandt AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDT | CINS D1014N107 | 02/19/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Amendment to Intra-company Contract with Bertrandt Ingenieurburo GmbH (Gaimersheim) | Mgmt | For | TNA | N/A | |||
9 | Amendment to Intra-company Contract with Bertrandt Ingenieurburo GmbH (Ginsheim-Gustavsburg) | Mgmt | For | TNA | N/A | |||
10 | Amendment to Intra-company Contract with BERTRANDT Ingenieurburo (Hamburg) | Mgmt | For | TNA | N/A | |||
11 | Amendment to Intra-company Contract with Bertrandt Ingenieurburo GmbH (Cologne) | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Contract with Bertrandt Ingenieurburo GmbH (Munich) | Mgmt | For | TNA | N/A | |||
13 | Amendment to Intra-company Contract with Bertrandt Ingenieurburo GmbH (Neckarsulm) | Mgmt | For | TNA | N/A | |||
14 | Amendment to Intra-company Contract with Bertrandt Ingenieurburo GmbH (Tappenbeck) | Mgmt | For | TNA | N/A | |||
15 | Amendment to Intra-company Contract with Bertrandt Projektgesellschaft mbH | Mgmt | For | TNA | N/A | |||
16 | Amendment to Intra-company Contract with Bertrandt Technikum GmbH | Mgmt | For | TNA | N/A | |||
17 | Elect Klaus Bleyer | Mgmt | For | TNA | N/A | |||
18 | Elect Maximilian Wolfle | Mgmt | For | TNA | N/A | |||
19 | Elect Horst Binnig | Mgmt | For | TNA | N/A | |||
20 | Elect Wilfried Sihn | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
BS Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
138930 | CINS Y0997Y103 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect JUNG Min Joo | Mgmt | For | For | For | |||
4 | Elect LEE Bong Cheol | Mgmt | For | For | For | |||
5 | Elect KIM Sung Ho | Mgmt | For | For | For | |||
6 | Elect KIM Woo Suk | Mgmt | For | For | For | |||
7 | Elect LEE Jong Soo | Mgmt | For | For | For | |||
8 | Elect MOON Jae Woo | Mgmt | For | For | For | |||
9 | Elect KIM Chang Soo | Mgmt | For | For | For | |||
10 | Election of Audit Committee Members: KIM Sung Ho | Mgmt | For | For | For | |||
11 | Election of Audit Committee Members: KIM Woo Seok | Mgmt | For | For | For | |||
12 | Election of Audit Committee Members: MOON Jae Woo | Mgmt | For | For | For | |||
13 | Election of Audit Committee Members: KIM Chang Soo | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BS Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
138930 | CINS Y0997Y103 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect SUNG Se Hwan | Mgmt | For | For | For | |||
Bucher Industries AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUCN | CINS H10914176 | 04/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Ernst Bartschi | Mgmt | For | TNA | N/A | |||
7 | Elect Rolf Broglie | Mgmt | For | TNA | N/A | |||
8 | Elect Claude R. Cornaz | Mgmt | For | TNA | N/A | |||
9 | Elect Anita Hauser | Mgmt | For | TNA | N/A | |||
10 | Elect Michael Hauser | Mgmt | For | TNA | N/A | |||
11 | Elect Heinrich Spoerry | Mgmt | For | TNA | N/A | |||
12 | Elect Valentin Vogt | Mgmt | For | TNA | N/A | |||
13 | Elect Rolf Broglie as Chairman | Mgmt | For | TNA | N/A | |||
14 | Elect Rolf Broglie as Compensation and Nomination Committee Member | Mgmt | For | TNA | N/A | |||
15 | Elect Claude R. Cornaz as Compensation and Nomination Committee Member | Mgmt | For | TNA | N/A | |||
16 | Elect Anita Hauser as Compensation and Nomination Committee Member | Mgmt | For | TNA | N/A | |||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles (General Changes) | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles (Compensation Provisions) | Mgmt | For | TNA | N/A | |||
21 | Amendments to Articles (Further Changes) | Mgmt | For | TNA | N/A | |||
22 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Burberry Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRBY | CINS G1699R107 | 07/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Peace | Mgmt | For | Against | Against | |||
5 | Elect Angela Ahrendts | Mgmt | For | For | For | |||
6 | Elect Philip Bowman | Mgmt | For | For | For | |||
7 | Elect Ian Carter | Mgmt | For | For | For | |||
8 | Elect Stephanie George | Mgmt | For | For | For | |||
9 | Elect John Smith | Mgmt | For | For | For | |||
10 | Elect David Tyler | Mgmt | For | For | For | |||
11 | Elect Carol Fairweather | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
C&C Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCC | CINS G1826G107 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Joris Brams | Mgmt | For | Against | Against | |||
4 | Elect Sir Brian Stewart | Mgmt | For | Against | Against | |||
5 | Elect Stephen Glancey | Mgmt | For | Against | Against | |||
6 | Elect Kenny Neison | Mgmt | For | Against | Against | |||
7 | Elect Stewart Gilliland | Mgmt | For | Against | Against | |||
8 | Elect John F. Hogan | Mgmt | For | Against | Against | |||
9 | Elect Richard Holroyd | Mgmt | For | Against | Against | |||
10 | Elect Breege O'Donoghue | Mgmt | For | Against | Against | |||
11 | Elect Anthony Smurfit | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Directors' Remuneration Report | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Executive Share Option Plan Renewal | Mgmt | For | Against | Against | |||
21 | Long Term Incentive Plan Renewal | Mgmt | For | For | For | |||
22 | Save As You Earn (SAYE) Option Scheme Renewal | Mgmt | For | For | For | |||
Canaccord Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 134801109 | 08/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Charles N. Bralver | Mgmt | For | For | For | |||
2.2 | Elect Peter M. Brown | Mgmt | For | For | For | |||
2.3 | Elect Massimo Carello | Mgmt | For | For | For | |||
2.4 | Elect William J. Eeuwes | Mgmt | For | For | For | |||
2.5 | Elect Michael D. Harris | Mgmt | For | For | For | |||
2.6 | Elect David J. Kassie | Mgmt | For | For | For | |||
2.7 | Elect Terrence A. Lyons | Mgmt | For | Withhold | Against | |||
2.8 | Elect Paul D. Reynolds | Mgmt | For | For | For | |||
2.9 | Elect Dipesh Shah | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Cap Gemini SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAP | CINS F13587120 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Paul Hermelin, CEO & Chairman | Mgmt | For | For | For | |||
9 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Mgmt | For | For | For | |||
10 | Appointment of Auditor (KPMG SA) | Mgmt | For | For | For | |||
11 | Appointment of Alternate Auditor (Jean-Christophe Georghiou) | Mgmt | For | For | For | |||
12 | Appointment of Alternate Auditor (KPMG Audit I.S. SAS) | Mgmt | For | For | For | |||
13 | Elect Anne Bouverot | Mgmt | For | Against | Against | |||
14 | Elect Serge Kampf | Mgmt | For | Against | Against | |||
15 | Elect Paul Hermelin | Mgmt | For | Against | Against | |||
16 | Elect Yann Delabriere | Mgmt | For | Against | Against | |||
17 | Elect Laurence Dors | Mgmt | For | Against | Against | |||
18 | Elect Phil Laskawy | Mgmt | For | Against | Against | |||
19 | Elect Xavier Musca | Mgmt | For | Against | Against | |||
20 | Elect Bruno Roger | Mgmt | For | Against | Against | |||
21 | Elect Caroline Watteeuw-Carlisle | Mgmt | For | Against | Against | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital and Debt Issuances | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares through private placement | Mgmt | For | For | For | |||
29 | Authority to set offering price of shares | Mgmt | For | For | For | |||
30 | Greenshoe | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
32 | Authority to Increase Capital in Case of Exchange offer | Mgmt | For | For | For | |||
33 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
35 | Amendment Regarding Beneficial Ownership Requirements for Directors | Mgmt | For | For | For | |||
36 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Capcom Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9697 | CINS J05187109 | 06/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Cardno Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDD | CINS Q2097C105 | 10/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Ian J. Johnston | Mgmt | For | Against | Against | |||
4 | Re-elect Peter J. Cosgrove | Mgmt | For | Against | Against | |||
5 | Re-elect Tony H. Barnes | Mgmt | For | Against | Against | |||
6 | Elect Grant Murdoch | Mgmt | For | Against | Against | |||
7 | Ratify Placement of Securities (Hard & Forester Pty Ltd) | Mgmt | For | Against | Against | |||
8 | Ratify Placement of Securities (Lane & Piper Pty Ltd) | Mgmt | For | Against | Against | |||
9 | Ratify Placement of Securities (ChemRisk LLC) | Mgmt | For | Against | Against | |||
10 | Ratify Placement of Securities (Geotech Solutions Pty Ltd) | Mgmt | For | Against | Against | |||
11 | Ratify Placement of Securities (Geotech Material Testing Services Pty Ltd) | Mgmt | For | Against | Against | |||
12 | Equity Grant (MD/CEO Andrew Buckley) | Mgmt | For | For | For | |||
13 | Equity Grant (Executive Director Trevor Johnson) | Mgmt | For | For | For | |||
Catcher Technology Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2474 | CINS Y1148A101 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
China BlueChemical Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3983 | CINS Y14251105 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | FInancial Budget | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect ZHOU Dechun | Mgmt | For | For | For | |||
10 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
China New Town Development Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D4N | CINS G2156N100 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Virgin Islands (British) | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Elect Janson SHI Bing | Mgmt | For | Against | Against | |||
4 | Elect MAO Yiping | Mgmt | For | Against | Against | |||
5 | Elect Henry TAN Song Kok | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to grant options and issue Shares under CNTD Share Option Scheme | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China New Town Development Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D4N | CINS G2156N100 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Virgin Islands (British) | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect FAN Habin | Mgmt | For | Against | Against | |||
2 | Elect ZUO Kun | Mgmt | For | Against | Against | |||
3 | Elect LIU Heqiang | Mgmt | For | Against | Against | |||
4 | Elect ZAHANG Yan | Mgmt | For | Against | Against | |||
5 | Elect YANG Meiyu | Mgmt | For | Against | Against | |||
6 | Elect REN Xiaowei | Mgmt | For | Against | Against | |||
7 | Elect KONG Siu Chee | Mgmt | For | Against | Against | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China New Town Development Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D4N | CINS G2156N100 | 12/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Virgin Islands (British) | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | CDBIH Subscription Agreement | Mgmt | For | Against | Against | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Waiver of Mandatory Takeover Requirement Under Rule 26 of the Hong Kong Code on Takeovers and Mergers | Mgmt | For | Against | Against | |||
7 | Waiver of Mandatory Takeover Requirement Under Rule 14 of the Singapore Code on Takeovers and Mergers | Mgmt | For | Against | Against | |||
8 | Amendments to Articles | Mgmt | For | Against | Against | |||
9 | Disposal Master Agreement | Mgmt | For | Against | Against | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Close Brothers Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CINS G22120102 | 11/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect P. Strone S. Macpherson | Mgmt | For | Against | Against | |||
5 | Elect Preben Prebensen | Mgmt | For | Against | Against | |||
6 | Elect Stephen Hodges | Mgmt | For | Against | Against | |||
7 | Elect Jonathan Howell | Mgmt | For | Against | Against | |||
8 | Elect Elizabeth Lee | Mgmt | For | Against | Against | |||
9 | Elect Bruce Carnegie-Brown | Mgmt | For | Against | Against | |||
10 | Elect Ray Greenshields | Mgmt | For | Against | Against | |||
11 | Elect Geoffrey M.T. Howe | Mgmt | For | Against | Against | |||
12 | Elect Shonaid Jemmett-Page | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Comfortdelgro Corporation Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C52 | CINS Y1690R106 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Adeline SUM Wai Fun | Mgmt | For | For | For | |||
5 | Elect David WONG Chin Huat | Mgmt | For | For | For | |||
6 | Elect LIM Jit Poh | Mgmt | For | For | For | |||
7 | Elect ONG Ah Heng | Mgmt | For | For | For | |||
8 | Elect KUA Hong Pak | Mgmt | For | For | For | |||
9 | Elect OO Soon Hee | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Credit Saison Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8253 | CINS J7007M109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Rinno | Mgmt | For | For | For | |||
4 | Elect Teruyuki Maekawa | Mgmt | For | For | For | |||
5 | Elect Naoki Takahashi | Mgmt | For | For | For | |||
6 | Elect Haruhisa Kaneko | Mgmt | For | For | For | |||
7 | Elect Hiroshi Yamamoto | Mgmt | For | For | For | |||
8 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
9 | Elect Junji Kakushoh | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Hirase | Mgmt | For | For | For | |||
11 | Elect Sadamu Shimizu | Mgmt | For | For | For | |||
12 | Elect Akihiro Matsuda | Mgmt | For | For | For | |||
13 | Elect Teruhisa Aoyama | Mgmt | For | For | For | |||
14 | Elect Yoshihisa Yamamoto | Mgmt | For | For | For | |||
15 | Elect Tatsunari Okamoto | Mgmt | For | For | For | |||
16 | Elect Katsumi Mizuno | Mgmt | For | For | For | |||
17 | Elect Masako Takeda | Mgmt | For | For | For | |||
18 | Elect Yasuhisa Ueno | Mgmt | For | For | For | |||
Daelim Industrial Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000210 | CINS Y1860N109 | 03/21/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Elect LEE Hae Uk | Mgmt | For | TNA | N/A | |||
3 | Elect KIM Dong Soo | Mgmt | For | TNA | N/A | |||
4 | Elect LEE Churl Kyun | Mgmt | For | TNA | N/A | |||
5 | Elect KIM Jae Yool | Mgmt | For | TNA | N/A | |||
6 | Elect OH Soo Keun | Mgmt | For | TNA | N/A | |||
7 | Elect SHIN Michael Young Joon | Mgmt | For | TNA | N/A | |||
8 | Elect LIM Sung Kyun | Mgmt | For | TNA | N/A | |||
9 | Elect JANG Dal Jung | Mgmt | For | TNA | N/A | |||
10 | Elect KIM Tae Hee | Mgmt | For | TNA | N/A | |||
11 | Election of Audit Committee Member: OH Soo Keun | Mgmt | For | TNA | N/A | |||
12 | Election of Audit Committee Member: LIM Sung Kyun | Mgmt | For | TNA | N/A | |||
13 | Election of Audit Committee Member: SHIN Michael Young Joon | Mgmt | For | TNA | N/A | |||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||
Dah Sing Financial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0440 | CINS Y19182107 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Gary WANG Pak-Ling | Mgmt | For | For | For | |||
6 | Elect John CHOW Wai-Wai | Mgmt | For | For | For | |||
7 | Elect Takashi MORIMURA | Mgmt | For | Against | Against | |||
8 | Elect Blair Chilton Pickerell | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Grant Options under DSFH Share Option Scheme | Mgmt | For | Against | Against | |||
15 | Adoption of a New Share Option Scheme of Dah Sing Banking Group Limited | Mgmt | For | For | For | |||
16 | Termination of Existing Share Option Scheme of Dah Sing Banking Group Limited | Mgmt | For | For | For | |||
17 | Amendments to Articles | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dampskibsselskabet Norden A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNORD | CINS K19911146 | 04/23/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Elect Erling Hojsgaard | Mgmt | For | TNA | N/A | |||
8 | Elect Arvid Grundekjon | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
11 | Cancellation of Shares/Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Amendments to Articles Regarding Danish Business Authority | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | SHP Regarding Meeting Notice | ShrHldr | Against | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | SHP Regarding Language of Publications | ShrHldr | Against | TNA | N/A | |||
18 | SHP Regarding Website Disclosure | ShrHldr | Against | TNA | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dampskibsselskabet Norden A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNORD | CINS K19911146 | 05/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles Regarding Business Authority | Mgmt | For | TNA | N/A | |||
Danieli & C. Officine Meccaniche S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CINS T73148115 | 10/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Daum Communication Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
035720 | CINS Y2020U108 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect CHOI Seh Hoon | Mgmt | For | For | For | |||
4 | Elect LEE Jae Hyuk | Mgmt | For | For | For | |||
5 | Elect KWON Kee Soo | Mgmt | For | For | For | |||
6 | Elect HO Chang Sung | Mgmt | For | For | For | |||
7 | Elect LIM Bang Hee | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: LIM Bang Hee | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: CHOI Jun Ho | Mgmt | For | For | For | |||
10 | Election of audit committee member: David Hoffman | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
Delhaize Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELB | CINS B33432129 | 05/22/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividend | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Mats Jansson | Mgmt | For | TNA | N/A | |||
10 | Elect William G. McEwan | Mgmt | For | TNA | N/A | |||
11 | Elect Jack L. Stahl | Mgmt | For | TNA | N/A | |||
12 | Elect Johnny Thijs | Mgmt | For | TNA | N/A | |||
13 | Ratify Independence of Mats Jansson | Mgmt | For | TNA | N/A | |||
14 | Ratify Independence of William G. McEwan | Mgmt | For | TNA | N/A | |||
15 | Ratify Independence of Jack L. Stahl | Mgmt | For | TNA | N/A | |||
16 | Ratify Independence of Johnny Thijs | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
18 | Remuneration Report | Mgmt | For | TNA | N/A | |||
19 | Directors' Fees | Mgmt | For | TNA | N/A | |||
20 | Performance Stock Unit Plan | Mgmt | For | TNA | N/A | |||
21 | Change in Control Clause (2014 EU Performance Stock Unit Plan) | Mgmt | For | TNA | N/A | |||
22 | Change of Control Provision (Credit Facility Agreement) | Mgmt | For | TNA | N/A | |||
23 | Change of Control Clause (Bonds, Convertible Bonds) | Mgmt | For | TNA | N/A | |||
Dexus Property Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXS | CINS Q3190P100 | 10/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Ratify Craig D. Mitchell as a Director | Mgmt | For | For | For | |||
4 | Equity Grant (CEO Darren Steinberg) | Mgmt | For | For | For | |||
5 | Equity Grant (CFO Craig Mitchell) | Mgmt | For | For | For | |||
DGB Financial Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
139130 | CINS Y2058E109 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect PARK In Gyu | Mgmt | For | For | For | |||
4 | Elect PARK Dong Gwan | Mgmt | For | For | For | |||
5 | Elect LEE Jung Do | Mgmt | For | For | For | |||
6 | Elect CHO Hae Nyung | Mgmt | For | For | For | |||
7 | Elect JANG Ik Hyun | Mgmt | For | For | For | |||
8 | Elect LEE Ji Eun | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member : LEE Jung Do | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member : JANG Ik Hyun | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect David J. Illingworth | Mgmt | For | For | For | |||
5 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
9 | Elect Denis Turcotte | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Dongbu Insurance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005830 | CINS Y2096K109 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | Against | Against | |||
Dowa Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5714 | CINS J12432126 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masao Yamada | Mgmt | For | For | For | |||
3 | Elect Fumitoshi Sugiyama | Mgmt | For | For | For | |||
4 | Elect Hiroshi Nakashio | Mgmt | For | For | For | |||
5 | Elect Hiroyuki Kai | Mgmt | For | For | For | |||
6 | Elect Katsuji Matsushita | Mgmt | For | For | For | |||
7 | Elect Eiji Hosoda | Mgmt | For | For | For | |||
8 | Elect Kohichiroh Ohba as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Downer EDI Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CINS Q32623151 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Annabelle S. Chaplain | Mgmt | For | Against | Against | |||
3 | Re-elect Charles Grant Thorne | Mgmt | For | Against | Against | |||
4 | Re-elect John S. Humphrey | Mgmt | For | Against | Against | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Grant A. Fenn) | Mgmt | For | For | For | |||
7 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
DS Smith plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMDS | CINS G2848Q123 | 09/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Kathleen O' Donovan | Mgmt | For | For | For | |||
5 | Elect Chris Britton | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect Miles W. Roberts | Mgmt | For | For | For | |||
8 | Elect Philippe Mellier | Mgmt | For | For | For | |||
9 | Elect Jonathan Nicholls | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
DSV A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSV | CINS K3013J154 | 03/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Elect Kurt K. Larsen | Mgmt | For | TNA | N/A | |||
11 | Elect Erik B. Pedersen | Mgmt | For | TNA | N/A | |||
12 | Elect Annette Sadolin | Mgmt | For | TNA | N/A | |||
13 | Elect Birgit W. Norgaard | Mgmt | For | TNA | N/A | |||
14 | Elect Thomas Plenborg | Mgmt | For | TNA | N/A | |||
15 | Elect Robert Steen Kledal | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Shareholder Proposal Regarding Auditor Appointment | ShrHldr | Abstain | TNA | N/A | |||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | |||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles Regarding Proxy Voting | Mgmt | For | TNA | N/A | |||
21 | Amendments to Articles Regarding Auditor | Mgmt | For | TNA | N/A | |||
22 | SHP Regarding Meeting Notice | ShrHldr | Against | TNA | N/A | |||
23 | SHP Regarding Website Disclosure | ShrHldr | Against | TNA | N/A | |||
24 | SHP Regarding Catering at Annual General Meeting | ShrHldr | Against | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Duerr AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUE | CINS D23279108 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Holger Hanselka | Mgmt | For | TNA | N/A | |||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
11 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
12 | Amendments to Profit-and-Loss Transfer Agreement with Durr Systems GmbH | Mgmt | For | TNA | N/A | |||
13 | Amendments to Profit-and-Loss Transfer Agreement with Durr International GmbH | Mgmt | For | TNA | N/A | |||
14 | Amendment to Article 7(2) | Mgmt | For | TNA | N/A | |||
15 | Amendment to Article 12(7) | Mgmt | For | TNA | N/A | |||
16 | Amendment to Article 12(8) | Mgmt | For | TNA | N/A | |||
17 | Amendment to Article 15(4) | Mgmt | For | TNA | N/A | |||
18 | Deletion of Article 23(3) | Mgmt | For | TNA | N/A | |||
Enagas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENG | CINS E41759106 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Elect Antonio Llarden Carratala | Mgmt | For | Against | Against | |||
6 | Elect Marcelino Oreja Arburua | Mgmt | For | Against | Against | |||
7 | Elect Ana Palacio Vallelersundi | Mgmt | For | Against | Against | |||
8 | Elect Isabel Tocino Biscarolasaga | Mgmt | For | Against | Against | |||
9 | Elect Antonio Hernandez Mancha | Mgmt | For | Against | Against | |||
10 | Elect Gonzalo Solano Gonzalez | Mgmt | For | Against | Against | |||
11 | Elect Luis Valero Artola | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Remuneration Report | Mgmt | For | For | For | |||
14 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Ensign Energy Services Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 293570107 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect N. Murray Edwards | Mgmt | For | For | For | |||
2.2 | Elect Robert H. Geddes | Mgmt | For | For | For | |||
2.3 | Elect James B. Howe | Mgmt | For | For | For | |||
2.4 | Elect Len O. Kangas | Mgmt | For | For | For | |||
2.5 | Elect Selby W. Porter | Mgmt | For | For | For | |||
2.6 | Elect John G. Schroeder | Mgmt | For | For | For | |||
2.7 | Elect Kenneth J. Skirka | Mgmt | For | For | For | |||
2.8 | Elect Gail D. Surkan | Mgmt | For | For | For | |||
2.9 | Elect Barth E. Whitham | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
EVN AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVN | CINS A19833101 | 01/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management and Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | Against | Against | |||
5 | Amendments to Articles | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Elect Angela Stransky | Mgmt | For | Against | Against | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fairfax Media Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FXJ | CINS Q37116102 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Sandra V. McPhee | Mgmt | For | For | For | |||
3 | Re-elect Linda B. Nicholls | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO Gregory Hywood) | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Board Spill Resolution | Mgmt | Against | Against | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Yann Delabriere, Chairman and CEO) | Mgmt | For | For | For | |||
8 | Remuneration of Yann Delabriere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Elect Bernadette Spinoy | Mgmt | For | For | For | |||
10 | Elect Carlos Tavares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares & Reduce Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles 16 Regarding Age Limits of Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Flight Centre Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLT | CINS Q39175106 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Gary W. Smith | Mgmt | For | For | For | |||
3 | Elect Robert Baker | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
6 | Change in Company Name | Mgmt | For | For | For | |||
Forbo Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORN | CINS H26865214 | 04/25/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles (AGM) | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles (General Amendments) | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles (Editorial Changes) | Mgmt | For | TNA | N/A | |||
11 | Elect This Schneider as Chairman | Mgmt | For | TNA | N/A | |||
12 | Elect Michael Pieper | Mgmt | For | TNA | N/A | |||
13 | Elect Peter Altofer | Mgmt | For | TNA | N/A | |||
14 | Elect Reto Muller | Mgmt | For | TNA | N/A | |||
15 | Elect Vincent Studer | Mgmt | For | TNA | N/A | |||
16 | Elect Claudia Coninx-Kaczynski | Mgmt | For | TNA | N/A | |||
17 | Elect Peter Altorfer as Remuneration Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Claudia Coninx-Kaczynski as Remuneration Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Michael Pieper as Remuneration Committee Member | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Fred. Olsen Energy ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOE | CINS R25663106 | 05/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Opening of Meeting | Mgmt | For | TNA | N/A | |||
7 | Election of Presiding Chairman; Minutes; Agenda | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Authority to Increase Share Capital | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
14 | Elect Oivin Fjeldstad | Mgmt | For | TNA | N/A | |||
15 | Elect Stephen Knudtzon (Deputy) | Mgmt | For | TNA | N/A | |||
Fuji Electric Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6504 | CINS J14112106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Michihiro Kitazawa | Mgmt | For | For | For | |||
3 | Elect Yoshio Okuno | Mgmt | For | For | For | |||
4 | Elect Michio Abe | Mgmt | For | For | For | |||
5 | Elect Junichi Matsumoto | Mgmt | For | For | For | |||
6 | Elect Kenzoh Sugai | Mgmt | For | For | For | |||
7 | Elect Naoya Eguchi | Mgmt | For | For | For | |||
8 | Elect Hiroaki Kurokawa | Mgmt | For | For | For | |||
9 | Elect Motoyuki Suzuki | Mgmt | For | For | For | |||
10 | Elect Mareto Sako | Mgmt | For | For | For | |||
11 | Elect Toshio Shinosaki as Statutory Auditor | Mgmt | For | Against | Against | |||
Geely Automobile Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0175 | CINS G3777B103 | 01/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Joint Venture | Mgmt | For | For | For | |||
4 | Put Option | Mgmt | For | For | For | |||
Geely Automobile Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0175 | CINS G3777B103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Lawrence ANG Siu Lun | Mgmt | For | For | For | |||
6 | Elect LIU Jin Liang | Mgmt | For | For | For | |||
7 | Elect Dannis LEE Cheuk Yin | Mgmt | For | For | For | |||
8 | Elect Alex YEUNG Sau Hung | Mgmt | For | For | For | |||
9 | Elect WANG Yang | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Genworth MI Canada Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIC | CUSIP 37252B102 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Hurley | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sidney M. Horn | Mgmt | For | Withhold | Against | |||
1.3 | Elect Brian Kelly | Mgmt | For | Withhold | Against | |||
1.4 | Elect Samuel Marsico | Mgmt | For | Withhold | Against | |||
1.5 | Elect Angel Mas | Mgmt | For | Withhold | Against | |||
1.6 | Elect Heather Nicol | Mgmt | For | Withhold | Against | |||
1.7 | Elect Leon Roday | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jerome Upton | Mgmt | For | Withhold | Against | |||
1.9 | Elect John Walker | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Georg Fischer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI-N | CINS H26091142 | 03/19/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Election Scrutiny Commission | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Reduction in Par Value of Shares; Capital Repayment | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
9 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
10 | Elect Roman Boutellier | Mgmt | For | TNA | N/A | |||
11 | Elect Gerold Buhrer | Mgmt | For | TNA | N/A | |||
12 | Elect Ulrich Graf | Mgmt | For | TNA | N/A | |||
13 | Elect Rudolf Huber | Mgmt | For | TNA | N/A | |||
14 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
15 | Elect Roger Michaelis | Mgmt | For | TNA | N/A | |||
16 | Elect Jasmin Staiblin | Mgmt | For | TNA | N/A | |||
17 | Elect Isabelle Welton | Mgmt | For | TNA | N/A | |||
18 | Elect Zhiqiang Zhang | Mgmt | For | TNA | N/A | |||
19 | Elect Hubert Achermann | Mgmt | For | TNA | N/A | |||
20 | Elect Andreas Koopmann as Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Ulrich Graf Compensation Committee Members | Mgmt | For | TNA | N/A | |||
22 | Elect Isabelle Welton as Compensation Committee Members | Mgmt | For | TNA | N/A | |||
23 | Elect Zhiqiang Zhang as Compensation Committee Members | Mgmt | For | TNA | N/A | |||
24 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | N/A | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Gerresheimer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXI | CINS D2852S109 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Axel Herberg | Mgmt | For | TNA | N/A | |||
10 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
11 | Amendments to Profit-and-Loss Transfer Agreement | Mgmt | For | TNA | N/A | |||
12 | Intra-company Control Agreement | Mgmt | For | TNA | N/A | |||
Great Eastern Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G07 | CINS Y2854Q108 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEONG Choong Kong | Mgmt | For | Against | Against | |||
4 | Elect TAN Yam Pin | Mgmt | For | Against | Against | |||
5 | Elect Cristopher Wei | Mgmt | For | Against | Against | |||
6 | Elect KOH Beng Seng | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares under Scrip Dividend Scheme | Mgmt | For | For | For | |||
11 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Capital; Authority to Issue Shares | Mgmt | For | For | For | |||
2 | Authority to Implement Public Offering | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 10/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Report of the Board Regarding Share Capital | Mgmt | For | For | For | |||
3 | Report of the External Auditor | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
GS Home Shopping Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
028150 | cins Y2901Q101 | 03/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Elect JO Seong Gu | Mgmt | For | TNA | N/A | |||
3 | Elect HUR Seung Jo | Mgmt | For | TNA | N/A | |||
4 | Elect WON Jong Seung | Mgmt | For | TNA | N/A | |||
5 | Elect LEE Hwa Sub | Mgmt | For | TNA | N/A | |||
6 | Election of Audit Committee Members: LEE Hwa Sub | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
H. Lundbeck A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUN | CINS K4406L129 | 03/26/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Amendments to Articles Regarding Language of Annual Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Elect Hakan Bjorklund | Mgmt | For | TNA | N/A | |||
10 | Elect Christian Dyvig | Mgmt | For | TNA | N/A | |||
11 | Elect Thorleif Krarup | Mgmt | For | TNA | N/A | |||
12 | Elect Melanie G Lee | Mgmt | For | TNA | N/A | |||
13 | Elect Lars Rasmussen | Mgmt | For | TNA | N/A | |||
14 | Elect Terrie Curran | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Shareholder Proposal Regarding Meeting Notice | ShrHldr | N/A | TNA | N/A | |||
17 | Shareholder Proposal Regarding Annual Report | ShrHldr | N/A | TNA | N/A | |||
18 | Shareholder Proposal Regarding Meal | ShrHldr | N/A | TNA | N/A | |||
19 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
22 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Halma plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLMA | CINS G42504103 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Andrew Williams | Mgmt | For | For | For | |||
5 | Elect Kevin Thompson | Mgmt | For | For | For | |||
6 | Elect Stephen R. Pettit | Mgmt | For | For | For | |||
7 | Elect Neil Quinn | Mgmt | For | For | For | |||
8 | Elect Jane Aikman | Mgmt | For | For | For | |||
9 | Elect Adam Meyers | Mgmt | For | For | For | |||
10 | Elect Norman Blackwell | Mgmt | For | For | For | |||
11 | Elect Steven Marshall | Mgmt | For | For | For | |||
12 | Elect Daniela B. Soares | Mgmt | For | For | For | |||
13 | Elect Paul A. Walker | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Hansol Paper | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
004150 | CINS Y3063K106 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Independent Directors to be Audit Committee Members (Slate) | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
Helvetia Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HELN | CINS H35927120 | 04/25/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||
6 | Elect Erich Walser as Chairman | Mgmt | For | TNA | N/A | |||
7 | Elect Erich Walser as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
8 | Elect Hans-Jurg Bernet | Mgmt | For | TNA | N/A | |||
9 | Elect Hans-Jurg Bernet as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
10 | Elect Jean-Rene Fournier | Mgmt | For | TNA | N/A | |||
11 | Elect Paola Ghillani | Mgmt | For | TNA | N/A | |||
12 | Elect Paola Ghillani as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
13 | Elect Christoph Lechner | Mgmt | For | TNA | N/A | |||
14 | Elect John Manser | Mgmt | For | TNA | N/A | |||
15 | Elect John Martin Manser as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
16 | Elect Doris Russi Schurter | Mgmt | For | TNA | N/A | |||
17 | Elect Herbert J Scheidt | Mgmt | For | TNA | N/A | |||
18 | Elect Pierin Vincenz | Mgmt | For | TNA | N/A | |||
19 | Fixed Board Fees | Mgmt | For | TNA | N/A | |||
20 | Fixed Executive Compensation | Mgmt | For | TNA | N/A | |||
21 | Variable Compensation (Board of Directors) | Mgmt | For | TNA | N/A | |||
22 | Variable Compensation (Executive Management) | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hisamitsu Pharmaceutical | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4530 | CINS J20076121 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Hirotaka Nakatomi | Mgmt | For | For | For | |||
3 | Elect Kazuhide Nakatomi | Mgmt | For | For | For | |||
4 | Elect Tetsuo Akiyama | Mgmt | For | For | For | |||
5 | Elect Kohsuke Sugiyama | Mgmt | For | For | For | |||
6 | Elect Toshiaki Tsuruta | Mgmt | For | For | For | |||
7 | Elect Naruhito Higo | Mgmt | For | For | For | |||
8 | Elect Mitsumasa Kabashima | Mgmt | For | For | For | |||
9 | Elect Shinichiroh Takao | Mgmt | For | For | For | |||
10 | Elect Hisashi Saitoh | Mgmt | For | For | For | |||
11 | Elect Nobuo Tsutsumi | Mgmt | For | For | For | |||
12 | Elect Shinichi Murayama | Mgmt | For | For | For | |||
13 | Retirement Allowances for Directors | Mgmt | For | For | For | |||
14 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Horiba Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6856 | CINS J22428106 | 03/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Atsushi Horiba | Mgmt | For | For | For | |||
3 | Elect Kohzoh Ishida | Mgmt | For | For | For | |||
4 | Elect Juichi Saitoh | Mgmt | For | For | For | |||
5 | Elect Fumitoshi Satoh | Mgmt | For | For | For | |||
6 | Elect Masayuki Adachi | Mgmt | For | For | For | |||
7 | Elect Masahiro Sugita | Mgmt | For | For | For | |||
8 | Elect Chikao Tanabe | Mgmt | For | For | For | |||
9 | Elect Sunao Kikkawa | Mgmt | For | Against | Against | |||
Hyundai Marine & Fire Insurance Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001450 | CINS Y3842K104 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect KIM Ho Young | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
IMI plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMI | CINS G47152106 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of New Articles | Mgmt | For | For | For | |||
2 | Return of Cash and Share Consolidation | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Implenia AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMPN | CINS H41929102 | 03/25/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Reduction in Par Value of Shares; Capital Distribution | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Elect Markus Dennler | Mgmt | For | TNA | N/A | |||
9 | Elect Hubert Achermann | Mgmt | For | TNA | N/A | |||
10 | Elect Chantal Balet Emery | Mgmt | For | TNA | N/A | |||
11 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | |||
12 | Elect Hans-Beat Gurtler | Mgmt | For | TNA | N/A | |||
13 | Elect Patrick Hunerwadel | Mgmt | For | TNA | N/A | |||
14 | Elect Sarah Springman | Mgmt | For | TNA | N/A | |||
15 | Elect Hubert Achermann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
16 | Elect Calvin Grieder as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Sarah Springman as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles (General Changes) | Mgmt | For | TNA | N/A | |||
21 | Amendments to Articles (Compensation Provisions) | Mgmt | For | TNA | N/A | |||
22 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Innvest Real Estate Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN.UN | CUSIP 45771T132 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward W. Boomer | Mgmt | For | For | For | |||
1.2 | Elect Heather-Anne Irwin | Mgmt | For | For | For | |||
1.3 | Elect Daniel Lewis | Mgmt | For | For | For | |||
1.4 | Elect Jon E. Love | Mgmt | For | For | For | |||
1.5 | Elect Robert McFarlane | Mgmt | For | For | For | |||
1.6 | Elect Edward B. Pitoniak | Mgmt | For | For | For | |||
1.7 | Elect Robert T. Wolf | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Interserve Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRV | CINS G49105102 | 03/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Japan Petroleum Exploration Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1662 | CINS J2740Q103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motofumi Hyohdoh as Director | Mgmt | For | For | For | |||
4 | Elect Norio Nakajima as Statutory Auditor | Mgmt | For | Against | Against | |||
5 | Retirement Allowances for Directors and Statutory Auditors | Mgmt | For | For | For | |||
6 | Bonus | Mgmt | For | For | For | |||
7 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
JM AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JM | CINS W4939T109 | 04/24/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
12 | Board Size | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
15 | Election of Directors | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Nomination Committee | Mgmt | For | TNA | N/A | |||
18 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Convertibles 2014/2018 | Mgmt | For | TNA | N/A | |||
21 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
JSR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4185 | CINS J2856K106 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mitsunobu Koshiba | Mgmt | For | For | For | |||
4 | Elect Hozumi Satoh | Mgmt | For | For | For | |||
5 | Elect Hisao Hasegawa | Mgmt | For | For | For | |||
6 | Elect Hayato Hirano | Mgmt | For | For | For | |||
7 | Elect Takuya Gotoh | Mgmt | For | For | For | |||
8 | Elect Michio Kariya | Mgmt | For | For | For | |||
9 | Elect Kazunori Yagi | Mgmt | For | For | For | |||
10 | Elect Hisako Katoh as Statutory Auditor | Mgmt | For | For | For | |||
11 | Elect Makoto Doi | Mgmt | For | For | For | |||
12 | Elect Sohtaroh Mori | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
Jupiter Fund Management Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JUP | CINS G5207P107 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jamie F.T. Dundas | Mgmt | For | For | For | |||
6 | Elect Liz Airey | Mgmt | For | For | For | |||
7 | Elect Edward H. Bonham Carter | Mgmt | For | For | For | |||
8 | Elect John H. Chatfeild-Roberts | Mgmt | For | For | For | |||
9 | Elect Philip Johnson | Mgmt | For | For | For | |||
10 | Elect Maarten F. Slendebroek | Mgmt | For | For | For | |||
11 | Elect Jon Little | Mgmt | For | For | For | |||
12 | Elect Matteo D. Perruccio | Mgmt | For | For | For | |||
13 | Elect Lorraine Trainer | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Kansai Paint Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4613 | CINS J30255129 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Jun Ueda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kawasaki Kisen Kaisha Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9107 | CINS J31588114 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Jiroh Asakura | Mgmt | For | For | For | |||
4 | Elect Eizoh Murakami | Mgmt | For | For | For | |||
5 | Elect Takashi Torizumi | Mgmt | For | For | For | |||
6 | Elect Toshiyuki Suzuki | Mgmt | For | For | For | |||
7 | Elect Hiromichi Aoki | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Yamauchi | Mgmt | For | For | For | |||
9 | Elect Yukio Toriyama | Mgmt | For | For | For | |||
10 | Elect Yutaka Nakagawa | Mgmt | For | For | For | |||
11 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
12 | Elect Eiichiroh Kinoshita | Mgmt | For | For | For | |||
13 | Elect Norio Tsutsumi as Statutory Auditor | Mgmt | For | Against | Against | |||
Kazakhmys plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAZ | CINS G5221U108 | 01/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Disposal | Mgmt | For | For | For | |||
Kazakhmys plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAZ | CINS G5221U108 | 08/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Disposal | Mgmt | For | For | For | |||
3 | Share Repurchase | Mgmt | For | For | For | |||
4 | Waiver of Tender-Bid Requirement | Mgmt | For | For | For | |||
Kentz Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KENZ | CINS G5253R106 | 01/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Valerus FS | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Koito Manufacturing Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7276 | CINS J34899104 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Korea Zinc Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
010130 | CINS Y4960Y108 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
KT Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
030200 | CINS Y49915104 | 01/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect HWANG Chang Kyu | Mgmt | For | For | For | |||
2 | Executive Chairman Contract | Mgmt | For | For | For | |||
KT Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
030200 | CINS Y49915104 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | For | For | |||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Kurita Water Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6370 | CINS J37221116 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshiyuki Nakai | Mgmt | For | For | For | |||
4 | Elect Kaoru Kajii | Mgmt | For | For | For | |||
5 | Elect Kohichi Iioka | Mgmt | For | For | For | |||
6 | Elect Kiyoshi Itoh | Mgmt | For | For | For | |||
7 | Elect Takahito Namura | Mgmt | For | For | For | |||
8 | Elect Yohichi Kurokawa | Mgmt | For | For | For | |||
9 | Elect Toshitaka Kodama | Mgmt | For | For | For | |||
10 | Elect Yoshio Yamada | Mgmt | For | For | For | |||
11 | Elect Michiya Kadota | Mgmt | For | For | For | |||
12 | Elect Seiji Nakamura | Mgmt | For | For | For | |||
13 | Elect Yoshihiro Tsuji as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kuroda Electric Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7517 | CINS J37254109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takashi Kaneko | Mgmt | For | Against | Against | |||
3 | Elect Nobuyuki Kuroda | Mgmt | For | Against | Against | |||
4 | Elect Kohichi Hosokawa | Mgmt | For | Against | Against | |||
5 | Elect Kunio Tsuneyama | Mgmt | For | Against | Against | |||
6 | Elect Shigetoshi Okada | Mgmt | For | Against | Against | |||
7 | Elect Syohji Ushijima | Mgmt | For | Against | Against | |||
8 | Elect Teruo Saitoh as Alternate Outside Director | Mgmt | For | Against | Against | |||
Kyorin Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4569 | CINS J37996113 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
2 | Elect Mitsutomo Miyashita | Mgmt | For | For | For | |||
3 | Elect Minoru Hogawa | Mgmt | For | For | For | |||
4 | Elect Tomiharu Matsumoto | Mgmt | For | For | For | |||
5 | Elect Yutaka Ogihara | Mgmt | For | For | For | |||
6 | Elect Masakatsu Komuro | Mgmt | For | For | For | |||
7 | Elect Satoru Kanai | Mgmt | For | For | For | |||
8 | Elect Shigeru Ogihara | Mgmt | For | For | For | |||
9 | Elect Senji Ozaki | Mgmt | For | For | For | |||
10 | Elect Noriyuki Shikanai | Mgmt | For | For | For | |||
11 | Elect Takashi Takahashi | Mgmt | For | For | For | |||
12 | Elect Seiyu Miyashita | Mgmt | For | Against | Against | |||
13 | Elect Hiroaki Hama | Mgmt | For | Against | Against | |||
14 | Elect Masaji Obata | Mgmt | For | For | For | |||
15 | Elect Yuji Konishi | Mgmt | For | Against | Against | |||
Leighton Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEI | CINS Q55190104 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | REMUNERATION REPORT | Mgmt | For | For | For | |||
4 | Elect Michael J. Hutchinson | Mgmt | For | Against | Against | |||
5 | Elect Pedro Jose Lopez Jimenez | Mgmt | For | Against | Against | |||
6 | Elect Jose Luis del Valle Perez | Mgmt | For | Against | Against | |||
7 | Approve Termination Benefits (Hamish Tyrwhitt) | Mgmt | For | Against | Against | |||
8 | Approve Termination Benefits (Peter Gregg) | Mgmt | For | Against | Against | |||
Lend Lease Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLC | CINS Q55368114 | 11/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect David Crawford | Mgmt | For | For | For | |||
3 | Re-elect Jane S. Hemstritch | Mgmt | For | For | For | |||
4 | Re-elect David J. Ryan | Mgmt | For | For | For | |||
5 | Elect Nicola Wakefield Evans | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Stephen McCann) | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
8 | Board Spill | Mgmt | Against | Against | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Leoni AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEO | CINS D5009P118 | 05/08/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Compensation Policy | Mgmt | For | TNA | N/A | |||
12 | Amendment to Profit and Loss Transfer Agreements with LEONI Bordnetz-Systeme GmbH | Mgmt | For | TNA | N/A | |||
13 | Amendment to Profit and Loss Transfer Agreements with LEONI Kabel Holding GmbH | Mgmt | For | TNA | N/A | |||
LIG Insurance Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
002550 | CINS Y5277H100 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
Lotte Samkang Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
002270 | CINS Y5346R105 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
4 | Election of Corporate Auditors | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
7 | Amendments to the Company's executive officer retirement allowance policy | Mgmt | For | Against | Against | |||
Maeda Road Construction Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1883 | CINS J39401104 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Masatsugu Okabe | Mgmt | For | For | For | |||
4 | Elect Akio Iso | Mgmt | For | For | For | |||
5 | Elect Kanji Suzuki | Mgmt | For | For | For | |||
6 | Elect Hitoshi Uchiyama | Mgmt | For | For | For | |||
7 | Elect Hirotaka Nishikawa | Mgmt | For | For | For | |||
8 | Elect Ryohzoh Imaeda | Mgmt | For | For | For | |||
9 | Elect Yukio Fujiwara | Mgmt | For | For | For | |||
10 | Elect Kazunari Katsumata | Mgmt | For | For | For | |||
11 | Elect Kazue Ogata | Mgmt | For | For | For | |||
12 | Elect Hideya Takekawa | Mgmt | For | For | For | |||
13 | Elect Eiji Midorikawa | Mgmt | For | For | For | |||
14 | Elect Takashi Yokomizo | Mgmt | For | For | For | |||
Man Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMG | CINS G5790V172 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jon Aisbitt | Mgmt | For | For | For | |||
6 | Elect Phillip Colebatch | Mgmt | For | For | For | |||
7 | Elect Andrew D. Horton | Mgmt | For | For | For | |||
8 | Elect Matthew Lester | Mgmt | For | For | For | |||
9 | Elect Emmanuel Roman | Mgmt | For | For | For | |||
10 | Elect Dev Sanyal | Mgmt | For | For | For | |||
11 | Elect Nina Shapiro | Mgmt | For | For | For | |||
12 | Elect Jonathan Sorrell | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Deferred Executive Incentive Plan | Mgmt | For | For | For | |||
Mando Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
060980 | CINS ADPV14140 | 03/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect SHIN Sah Hyun | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Mandom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4917 | CINS J39659107 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motonobu Nishimura | Mgmt | For | For | For | |||
4 | Elect Masayoshi Momota | Mgmt | For | For | For | |||
5 | Elect Ryuichi Terabayashi | Mgmt | For | For | For | |||
6 | Elect Tatsuyoshi Kitamura | Mgmt | For | For | For | |||
7 | Elect Satoshi Nakajima | Mgmt | For | For | For | |||
8 | Elect Satoshi Nagao | Mgmt | For | For | For | |||
Maruichi Steel Tube Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5463 | CINS J40046104 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Hiroyuki Suzuki | Mgmt | For | For | For | |||
3 | Elect Yoshinori Yoshimura | Mgmt | For | For | For | |||
4 | Elect Daiji Horikawa | Mgmt | For | For | For | |||
5 | Elect Shohzoh Suzuki | Mgmt | For | For | For | |||
6 | Elect Yoshitaka Meguro | Mgmt | For | For | For | |||
7 | Elect Yoshifumi Takasago | Mgmt | For | For | For | |||
8 | Elect Kenjiroh Nakano | Mgmt | For | For | For | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Fininvest S.p.A. | Mgmt | For | For | For | |||
6 | List Presented by Group of Shareholders Representing 0.96% of the Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Meggitt plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGGT | CINS G59640105 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sir Colin Terry | Mgmt | For | For | For | |||
6 | Elect Stephen Young | Mgmt | For | For | For | |||
7 | Elect Guy Berruyer | Mgmt | For | For | For | |||
8 | Elect Philip G. Cox | Mgmt | For | For | For | |||
9 | Elect Philip E Green | Mgmt | For | For | For | |||
10 | Elect Paul Heiden | Mgmt | For | For | For | |||
11 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | |||
12 | Elect David Williams | Mgmt | For | For | For | |||
13 | Elect Doug Webb | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Long Term Incentive Plan (Overseas) | Mgmt | For | For | For | |||
Metro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRU | CUSIP 59162N109 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc DeSerres | Mgmt | For | For | For | |||
1.2 | Elect Claude Dussault | Mgmt | For | For | For | |||
1.3 | Elect Serge Ferland | Mgmt | For | For | For | |||
1.4 | Elect Paule Gauthier | Mgmt | For | For | For | |||
1.5 | Elect Paul Gobeil | Mgmt | For | For | For | |||
1.6 | Elect Russell Goodman | Mgmt | For | For | For | |||
1.7 | Elect Christian W.E. Haub | Mgmt | For | For | For | |||
1.8 | Elect Michel Labonte | Mgmt | For | For | For | |||
1.9 | Elect Eric R. La Fleche | Mgmt | For | For | For | |||
1.10 | Elect Pierre H. Lessard | Mgmt | For | For | For | |||
1.11 | Elect Marie-Jose Nadeau | Mgmt | For | For | For | |||
1.12 | Elect Real Raymond | Mgmt | For | For | For | |||
1.13 | Elect Line Rivard | Mgmt | For | For | For | |||
1.14 | Elect Michael T. Rosicki | Mgmt | For | For | For | |||
1.15 | Elect John H. Tory | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Phasing Out Stock Options | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Response to Shareholder Vote | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Verbal Report on Board Gender Diversity | ShrHldr | Against | Against | For | |||
Miraca Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4544 | CINS J4352B101 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Hiromasa Suzuki | Mgmt | For | For | For | |||
3 | Elect Shinji Ogawa | Mgmt | For | For | For | |||
4 | Elect Takeshi Koyama | Mgmt | For | For | For | |||
5 | Elect Nobumichi Hattori | Mgmt | For | For | For | |||
6 | Elect Yasunori Kaneko | Mgmt | For | For | For | |||
7 | Elect Hisatsugu Nohnaka | Mgmt | For | For | For | |||
8 | Elect Naoki Iguchi | Mgmt | For | For | For | |||
9 | Elect Miyuki Ishiguro | Mgmt | For | For | For | |||
10 | Elect Ryohji Itoh | Mgmt | For | For | For | |||
11 | Equity Compensation Plan | Mgmt | For | For | For | |||
Mitie Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTO | CINS G6164F157 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Matthews | Mgmt | For | For | For | |||
5 | Elect Ruby McGregor-Smith | Mgmt | For | For | For | |||
6 | Elect Suzanne Baxter | Mgmt | For | For | For | |||
7 | Elect Bill Robson | Mgmt | For | For | For | |||
8 | Elect Larry Hirst | Mgmt | For | For | For | |||
9 | Elect David Jenkins | Mgmt | For | For | For | |||
10 | Elect Terry Morgan | Mgmt | For | For | For | |||
11 | Elect Jack Boyer | Mgmt | For | For | For | |||
12 | Elect Crawford Gillies | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Monadelphous Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MND | CINS Q62925104 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Calogero G.B. Rubino | Mgmt | For | Against | Against | |||
3 | Re-elect Christopher P. Michelmore | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
Mondi plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNDI | CINS G6258S107 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred Phaswana | Mgmt | For | For | For | |||
2 | Elect Stephen C. Harris | Mgmt | For | For | For | |||
3 | Elect David Hathorn | Mgmt | For | For | For | |||
4 | Elect Andrew King | Mgmt | For | For | For | |||
5 | Elect Imogen Mkhize | Mgmt | For | For | For | |||
6 | Elect John E. Nicholas | Mgmt | For | For | For | |||
7 | Elect Peter Oswald | Mgmt | For | For | For | |||
8 | Elect Anne Quinn | Mgmt | For | For | For | |||
9 | Elect David Williams | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Stephen Harris) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (John Nicholas) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Anne Quinn) | Mgmt | For | For | For | |||
13 | Accounts and Reports (Mondi Ltd) | Mgmt | For | For | For | |||
14 | Remuneration Report (Mondi Ltd) | Mgmt | For | For | For | |||
15 | Approve NEDs' Fees (Mondi Ltd) | Mgmt | For | For | For | |||
16 | Allocation of Profits/Dividends (Mondi Ltd) | Mgmt | For | For | For | |||
17 | Appointment of Auditor (Mondi Ltd) | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees (Mondi Ltd) | Mgmt | For | For | For | |||
19 | Approve Financial Assistance (Mondi Ltd) | Mgmt | For | For | For | |||
20 | General Authority to Issue Shares (Mondi Ltd) | Mgmt | For | For | For | |||
21 | General Authority to Issue Special Converting Shares (Mondi Ltd) | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares (Mondi Ltd) | Mgmt | For | For | For | |||
24 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | |||
25 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
26 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
27 | Allocation of Profits/Dividends (Mondi plc) | Mgmt | For | For | For | |||
28 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | |||
29 | Authority to Set Auditor's Fees (Mondi plc) | Mgmt | For | For | For | |||
30 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | |||
31 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | |||
32 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Morgan Sindall plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNS | CINS G81560107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Steve Crummett | Mgmt | For | For | For | |||
4 | Elect Patrick De Smedt | Mgmt | For | For | For | |||
5 | Elect Geraldine Gallacher | Mgmt | For | For | For | |||
6 | Elect Simon Gulliford | Mgmt | For | For | For | |||
7 | Elect Adrian Martin | Mgmt | For | For | For | |||
8 | Elect John Morgan | Mgmt | For | For | For | |||
9 | Elect Elizabeth Peace | Mgmt | For | For | For | |||
10 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Long Term Incentive Plan | Mgmt | For | For | For | |||
20 | Share Option Plan | Mgmt | For | For | For | |||
Moshi Moshi Hotline | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4708 | CINS J46733101 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Yoshihiro Shimomura | Mgmt | For | For | For | |||
3 | Elect Takahisa Iwasaki | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Iwata | Mgmt | For | For | For | |||
5 | Elect Seiichiroh Tanaka | Mgmt | For | For | For | |||
6 | Elect Jun Nakagome | Mgmt | For | For | For | |||
7 | Elect Hideki Noda | Mgmt | For | For | For | |||
Mullen Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTL | CUSIP 625284104 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Alan D. Archibald | Mgmt | For | For | For | |||
2.2 | Elect Greg Bay | Mgmt | For | For | For | |||
2.3 | Elect Steven C. Grant | Mgmt | For | For | For | |||
2.4 | Elect Dennis J. Hoffman | Mgmt | For | For | For | |||
2.5 | Elect Stephen H. Lockwood | Mgmt | For | For | For | |||
2.6 | Elect David E. Mullen | Mgmt | For | For | For | |||
2.7 | Elect Murray K. Mullen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Musashino Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8336 | CINS J46883104 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Hideo Machida | Mgmt | For | For | For | |||
3 | Elect Kazumasa Nagahori | Mgmt | For | For | For | |||
4 | Elect Makoto Ishikawa | Mgmt | For | Against | Against | |||
5 | Elect Atsumu Kuroishi | Mgmt | For | For | For | |||
6 | Elect Tomio Kezuka | Mgmt | For | For | For | |||
Mytilineos Holdings S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYTIL | CINS X56014131 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Restated Accounts and Reports (FY 2012) | Mgmt | For | For | For | |||
3 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
4 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Ratification of Board Appointments | Mgmt | For | For | For | |||
9 | Election of Audit Committee Members | Mgmt | For | For | For | |||
10 | Board Transactions | Mgmt | For | For | For | |||
11 | Announcements | Mgmt | For | For | For | |||
Namco Bandai Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7832 | CINS J48454102 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | |||
4 | Elect Shukuo Ishikawa | Mgmt | For | For | For | |||
5 | Elect Kazunori Ueno | Mgmt | For | For | For | |||
6 | Elect Shuji Ohtsu | Mgmt | For | For | For | |||
7 | Elect Yuji Asako | Mgmt | For | For | For | |||
8 | Elect Satoshi Ohshita | Mgmt | For | For | For | |||
9 | Elect Hitoshi Hagiwara | Mgmt | For | For | For | |||
10 | Elect Nobuo Sayama | Mgmt | For | For | For | |||
11 | Elect Tomohisa Tabuchi | Mgmt | For | For | For | |||
12 | Elect Yuzuru Matsuda | Mgmt | For | For | For | |||
13 | Elect Kazuo Asami | Mgmt | For | For | For | |||
14 | Elect Katsuhiko Kohtari | Mgmt | For | For | For | |||
15 | Elect Osamu Sudoh | Mgmt | For | For | For | |||
16 | Elect Katsuhiko Kamijoh | Mgmt | For | For | For | |||
Next plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXT | CINS G6500M106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect John Barton | Mgmt | For | For | For | |||
6 | Elect Christos Angelides | Mgmt | For | For | For | |||
7 | Elect Steve Barber | Mgmt | For | For | For | |||
8 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
9 | Elect Caroline Goodall | Mgmt | For | For | For | |||
10 | Elect David Keens | Mgmt | For | For | For | |||
11 | Elect Michael Law | Mgmt | For | For | For | |||
12 | Elect Francis Salway | Mgmt | For | For | For | |||
13 | Elect Jane Shields | Mgmt | For | For | For | |||
14 | Elect Simon Wolfson | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Norbord Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBD | CUSIP 65548P403 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack L. Cockwell | Mgmt | For | For | For | |||
1.2 | Elect Dian N. Cohen | Mgmt | For | For | For | |||
1.3 | Elect Pierre Dupuis | Mgmt | For | For | For | |||
1.4 | Elect Jon S. Haick | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Harding | Mgmt | For | For | For | |||
1.6 | Elect Neville W. Kirchmann | Mgmt | For | For | For | |||
1.7 | Elect J. Barrie Shineton | Mgmt | For | For | For | |||
1.8 | Elect Denis Turcotte | Mgmt | For | For | For | |||
1.9 | Elect James D. Wallace | Mgmt | For | For | For | |||
1.10 | Elect Peter C. Wijnbergen | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Nufarm Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUF | CINS Q7007B105 | 12/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Donald G. McGauchie | Mgmt | For | Against | Against | |||
4 | Re-elect Toshikazu Takasaki | Mgmt | For | Against | Against | |||
5 | Equity Grant (MD/CEO Doug Rathbone) | Mgmt | For | For | For | |||
6 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
7 | Amendment to Constitution | Mgmt | For | For | For | |||
Open Text Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OTC | CUSIP 683715106 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Barrenechea | Mgmt | For | For | For | |||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | |||
1.4 | Elect Gail E. Hamilton | Mgmt | For | For | For | |||
1.5 | Elect Brian J. Jackman | Mgmt | For | For | For | |||
1.6 | Elect Stephen J. Sadler | Mgmt | For | For | For | |||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | |||
1.8 | Elect Katharine B. Stevenson | Mgmt | For | For | For | |||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Shareholder Rights Plan Renewal | Mgmt | For | For | For | |||
4 | Amendment to Bylaws | Mgmt | For | For | For | |||
Orica Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORI | CINS Q7160T109 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Russell R. Caplan | Mgmt | For | Against | Against | |||
3 | Re-elect Ian D. Cockerill | Mgmt | For | Against | Against | |||
4 | Re-elect LIM Chee Onn | Mgmt | For | Against | Against | |||
5 | Elect Maxine Brenner | Mgmt | For | Against | Against | |||
6 | Elect Alberto Calderon | Mgmt | For | Against | Against | |||
7 | Elect Gene T. Tilbrook | Mgmt | For | Against | Against | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | Equity Grant (MD/CEO Ian Smith) | Mgmt | For | For | For | |||
10 | Renew Partial Takeover Provisions | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Pace Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PIC | CINS G6842C105 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mike Inglis | Mgmt | For | For | For | |||
6 | Elect Mike Pulli | Mgmt | For | For | For | |||
7 | Elect Roddy Murray | Mgmt | For | For | For | |||
8 | Elect Pat Chapman-Pincher | Mgmt | For | For | For | |||
9 | Elect John Grant | Mgmt | For | For | For | |||
10 | Elect Allan L. Leighton | Mgmt | For | For | For | |||
11 | Elect Amanda Mesler | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Amendment to the Pace Performance Share Plan (PSP) | Mgmt | For | For | For | |||
19 | Renew Sharesave Plan | Mgmt | For | For | For | |||
20 | Renew U.S. Sharesave Plan | Mgmt | For | For | For | |||
21 | Authority to Establish Sharesave Plans for Overseas Empolyees | Mgmt | For | For | For | |||
Park 24 Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4666 | CINS J63581102 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohichi Nishikawa | Mgmt | For | For | For | |||
4 | Elect Kenichi Sasaki | Mgmt | For | For | For | |||
5 | Elect Norifumi Kawakami | Mgmt | For | For | For | |||
6 | Elect Keisuke kawaasaki | Mgmt | For | For | For | |||
7 | Elect Seishi Uenishi | Mgmt | For | Against | Against | |||
8 | Elect Tsunekazu Takeda | Mgmt | For | Against | Against | |||
9 | Retirement Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | |||
10 | Special Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | |||
Partners Group Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
6 | Executive Remuneration; Board Fees (2014) | Mgmt | For | TNA | N/A | |||
7 | Executive Remuneration; Board Fees (2015) | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Peter Wuffli | Mgmt | For | TNA | N/A | |||
10 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
11 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||
12 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||
13 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||
14 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
15 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||
16 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
17 | Elect Wolfgang Zurcher | Mgmt | For | TNA | N/A | |||
18 | Elect Wolfgang Zurcher as Nomination and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Peter Wuffli as Nomination and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Steffen Meister as Nomination and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Pegatron Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4938 | CINS Y6784J100 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
8 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
8 | Elect David Jenkinson | Mgmt | For | For | For | |||
9 | Elect Richard Pennycook | Mgmt | For | For | For | |||
10 | Elect Jonathan Davie | Mgmt | For | For | For | |||
11 | Elect Mark Preston | Mgmt | For | For | For | |||
12 | Elect Marion Sears | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Return of Capital | Mgmt | For | For | For | |||
15 | Related Party Transactions (Nigel Greenaway) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Period at 14 days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Primary Health Care Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRY | CINS Q77519108 | 11/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Errol Katz | Mgmt | For | For | For | |||
4 | Re-elect James E. Bateman | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Quebecor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QBR.B | CUSIP 748193208 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Michael Lavigne | Mgmt | For | For | For | |||
1.2 | Elect Normand Provost | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to Article Regarding the Appointment of Additional Directors | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Voting in Director Elections | ShrHldr | For | For | For | |||
Radiant Opto-Electronics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6176 | CINS Y7174K103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
10 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | |||
Rexam plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REX | CINS G1274K212 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Ros Rivaz | Mgmt | For | Against | Against | |||
6 | Elect Stuart Chambers | Mgmt | For | Against | Against | |||
7 | Elect Graham Chipchase | Mgmt | For | Against | Against | |||
8 | Elect David Robbie | Mgmt | For | Against | Against | |||
9 | Elect John Langston | Mgmt | For | Against | Against | |||
10 | Elect Leo Oosterveer | Mgmt | For | Against | Against | |||
11 | Elect Johanna Waterous | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Rexam plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REX | CINS G1274K212 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Return of Cash and Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/06/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Armin Papperger | Mgmt | For | TNA | N/A | |||
7 | Ratify Gerd Kleinert | Mgmt | For | TNA | N/A | |||
8 | Ratify Helmut Merch | Mgmt | For | TNA | N/A | |||
9 | Ratify Klaus Greinert | Mgmt | For | TNA | N/A | |||
10 | Ratify Roswitha Armbruster | Mgmt | For | TNA | N/A | |||
11 | Ratify Julia Cuntz | Mgmt | For | TNA | N/A | |||
12 | Ratify Andreas Georgi | Mgmt | For | TNA | N/A | |||
13 | Ratify Siegfried Goll | Mgmt | For | TNA | N/A | |||
14 | Ratify Susanne Hannemann | Mgmt | For | TNA | N/A | |||
15 | Ratify Heinrich Kmett | Mgmt | For | TNA | N/A | |||
16 | Ratify Rudolf Luz | Mgmt | For | TNA | N/A | |||
17 | Ratify Michael Mielke | Mgmt | For | TNA | N/A | |||
18 | Ratify Peter Mitterbauer | Mgmt | For | TNA | N/A | |||
19 | Ratify Detlef Moog | Mgmt | For | TNA | N/A | |||
20 | Ratify Wolfgang Muller | Mgmt | For | TNA | N/A | |||
21 | Ratify Frank Richter | Mgmt | For | TNA | N/A | |||
22 | Ratify Harald Topfer | Mgmt | For | TNA | N/A | |||
23 | Ratify Wolfgang Tretbar | Mgmt | For | TNA | N/A | |||
24 | Ratify Toni Wicki | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
27 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
28 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
29 | Approval of Intra-company Control Agreement with Rheinmetall Eastern Markets GmbH | Mgmt | For | TNA | N/A | |||
30 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Salmar Asa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SALM | CINS R7445C102 | 06/04/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
6 | Notice of Meeting; Agenda | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Directors' Fees; Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
11 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
12 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
13 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
14 | Elect Kjell A. Storeide | Mgmt | For | TNA | N/A | |||
15 | Elect Tove Nedreberg | Mgmt | For | TNA | N/A | |||
16 | Nomination Committee | Mgmt | For | TNA | N/A | |||
17 | Elect Endre Kolbjornsen | Mgmt | For | TNA | N/A | |||
18 | Nomination Committee Guidelines | Mgmt | For | TNA | N/A | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
21 | Amendments to Articles Regarding Meeting Notice | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SAS AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAS | CINS W7501Z171 | 02/18/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
23 | Authority to Issue Preference Shares | Mgmt | For | TNA | N/A | |||
24 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Savills plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVS | CINS G78283119 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Peter A. Smith | Mgmt | For | Against | Against | |||
6 | Elect Jeremy Helsby | Mgmt | For | Against | Against | |||
7 | Elect Martin D. Angle | Mgmt | For | Against | Against | |||
8 | Elect Timothy G. Freshwater | Mgmt | For | Against | Against | |||
9 | Elect Charles McVeigh | Mgmt | For | Against | Against | |||
10 | Elect Simon Shaw | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sawai Pharmaceutical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4555 | CINS J69811107 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Sawai | Mgmt | For | For | For | |||
4 | Elect Mitsuo Sawai | Mgmt | For | For | For | |||
5 | Elect Takashi Iwasa | Mgmt | For | For | For | |||
6 | Elect Harumasa Toya | Mgmt | For | For | For | |||
7 | Elect Keiichi Kimura | Mgmt | For | For | For | |||
8 | Elect Minoru Kodama | Mgmt | For | For | For | |||
9 | Elect Kenzoh Sawai | Mgmt | For | For | For | |||
10 | Elect Shinichi Tokuyama | Mgmt | For | For | For | |||
11 | Elect Hidefumi Sugao | Mgmt | For | For | For | |||
Schroders plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SDR | CINS G7860B102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Elect Richard Keers | Mgmt | For | For | For | |||
6 | Elect Andrew Beeson | Mgmt | For | For | For | |||
7 | Elect Ashley Almanza | Mgmt | For | For | For | |||
8 | Elect Luc Bertrand | Mgmt | For | For | For | |||
9 | Elect Robin Buchanan | Mgmt | For | For | For | |||
10 | Elect Michael Dobson | Mgmt | For | For | For | |||
11 | Elect Lord Philip E. Howard | Mgmt | For | For | For | |||
12 | Elect Philip Mallinckrodt | Mgmt | For | For | For | |||
13 | Elect Nichola Pease | Mgmt | For | For | For | |||
14 | Elect Bruno Schroder | Mgmt | For | For | For | |||
15 | Elect Massimo Tosato | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | Against | Against | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Seah Besteel Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001430 | CINS Y7548M108 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LEE SOON HYUNG | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SembCorp Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U96 | CINS Y79711159 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mohd H. Marican | Mgmt | For | For | For | |||
4 | Elect THAM Kui Seng | Mgmt | For | For | For | |||
5 | Elect ANG Kong Hua | Mgmt | For | For | For | |||
6 | Elect GOH Geok Ling | Mgmt | For | For | For | |||
7 | Elect Evert Henkes | Mgmt | For | For | For | |||
8 | Directors' Fees for Fiscal Year 2013 | Mgmt | For | For | For | |||
9 | Directors' Fees for Fiscal Year 2014 | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Grant Awards and Issue Shares under Sembcorp Industries' Share Plans | Mgmt | For | Against | Against | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
SembCorp Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U96 | CINS Y79711159 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Seven West Media Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWM | CINS Q8461Y102 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect John H. Alexander | Mgmt | For | Against | Against | |||
3 | Re-elect Peter J. Gammell | Mgmt | For | Against | Against | |||
4 | Re-elect Donald R. Voelte | Mgmt | For | Against | Against | |||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Equity Grant (MD/CEO Tim Worner) | Mgmt | For | For | For | |||
Shimamura Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8227 | CINS J72208101 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Shintaroh Seki as Director | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Akio Nomura | Mgmt | For | For | For | |||
6 | Elect Teppei Mogi | Mgmt | For | For | For | |||
7 | Elect Katsuhiko Machida | Mgmt | For | For | For | |||
Showa Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7274 | CINS J75175109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Yohichi Hohjoh | Mgmt | For | For | For | |||
3 | Elect Akira Kadoya | Mgmt | For | For | For | |||
4 | Elect Hajime Hirata | Mgmt | For | For | For | |||
5 | Elect Takeshi Nagao | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Sugiyama | Mgmt | For | For | For | |||
7 | Elect Kenichi Ohno | Mgmt | For | For | For | |||
8 | Elect Masaharu Sobue | Mgmt | For | For | For | |||
9 | Elect Tetsuya Matsumura | Mgmt | For | For | For | |||
10 | Bonus | Mgmt | For | For | For | |||
Sika AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIK | CINS H7631K158 | 04/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles Regarding VeguV | Mgmt | For | TNA | N/A | |||
5 | Elect Paul Halg | Mgmt | For | TNA | N/A | |||
6 | Elect Urs Burkard | Mgmt | For | TNA | N/A | |||
7 | Elect Frits van Dijk | Mgmt | For | TNA | N/A | |||
8 | Elect Willi Leimer | Mgmt | For | TNA | N/A | |||
9 | Elect Monika Ribar | Mgmt | For | TNA | N/A | |||
10 | Elect Daniel Sauter | Mgmt | For | TNA | N/A | |||
11 | Elect Ulrich Suter | Mgmt | For | TNA | N/A | |||
12 | Elect Christoph Tobler | Mgmt | For | TNA | N/A | |||
13 | Elect Jurgen Tinggren | Mgmt | For | TNA | N/A | |||
14 | Elect Frits van Dijk as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
15 | Elect Urs Burkard as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
16 | Elect Daniel Sauter as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
19 | Compensation Report | Mgmt | For | TNA | N/A | |||
20 | Board of Directors' Compensation | Mgmt | For | TNA | N/A | |||
21 | Group Management Compensation | Mgmt | For | TNA | N/A | |||
22 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SmarTone Telecommunications Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0315 | CINS G8219Z105 | 11/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Raymond KWOK Ping Luen | Mgmt | For | Against | Against | |||
6 | Elect Patrick CHAN Kai-Lung | Mgmt | For | Against | Against | |||
7 | Elect John A. Miller | Mgmt | For | Against | Against | |||
8 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||
9 | Elect IP YEUNG See-Ming, Christine | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Adoption of New Bye-Laws | Mgmt | For | For | For | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory-- Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect John Moloney | Mgmt | For | Against | Against | |||
6 | Elect Liam O'Mahony | Mgmt | For | Against | Against | |||
7 | Elect Gary McGann | Mgmt | For | Against | Against | |||
8 | Elect Anthony Smurfit | Mgmt | For | Against | Against | |||
9 | Elect Ian Curley | Mgmt | For | Against | Against | |||
10 | Elect Frits Beurskens | Mgmt | For | Against | Against | |||
11 | Elect Christel Bories | Mgmt | For | Against | Against | |||
12 | Elect Thomas Brodin | Mgmt | For | Against | Against | |||
13 | Elect Irial Finan | Mgmt | For | Against | Against | |||
14 | Elect Samuel Mencoff | Mgmt | For | Against | Against | |||
15 | Elect Roberto Newell | Mgmt | For | Against | Against | |||
16 | Elect Nicanor Restrepo | Mgmt | For | Against | Against | |||
17 | Elect Paul T. Stecko | Mgmt | For | Against | Against | |||
18 | Elect Rosemary Thorne | Mgmt | For | Against | Against | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SpareBank 1 SR-Bank ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRBANK | CINS R8T70X105 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Agenda | Mgmt | For | TNA | N/A | |||
8 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
9 | Accounts and Reports; Allocation of Profits/Dividend | Mgmt | For | TNA | N/A | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
11 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles Regarding Nomination Committee | Mgmt | For | TNA | N/A | |||
13 | Election of Audit Committee | Mgmt | For | TNA | N/A | |||
14 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Nomination Committee | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Debt Instruments | Mgmt | For | TNA | N/A | |||
Speedy Hire Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SDY | CINS G8345C129 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Ishbel Macpherson | Mgmt | For | Against | Against | |||
5 | Elect Michael Averill | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
12 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Stanley Electric Co, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6923 | CINS J76637115 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Takanori Kitano | Mgmt | For | For | For | |||
2 | Elect Makio Natsusaka | Mgmt | For | For | For | |||
3 | Elect Yutaka Hiratsuka | Mgmt | For | For | For | |||
4 | Elect Tohru Tanabe | Mgmt | For | For | For | |||
5 | Elect Shinji Tominaga | Mgmt | For | For | For | |||
6 | Elect Katsutoshi Iino | Mgmt | For | For | For | |||
7 | Elect Masakatsu Mori | Mgmt | For | For | For | |||
8 | Elect Kohji Shimoda | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Takamori | Mgmt | For | For | For | |||
10 | Elect Mitsuhiro Amitani as Statutory Auditor | Mgmt | For | For | For | |||
Stora Enso Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STERV | CINS X8T9CM113 | 04/23/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Election of Directors | Mgmt | For | TNA | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Nomination Committee | Mgmt | For | TNA | N/A | |||
20 | Shareholder Proposal Regarding Special Examination | ShrHldr | N/A | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
StoreBrand ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STB | CINS R85746106 | 04/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Agenda | Mgmt | For | TNA | N/A | |||
5 | Accounts and Reports; Allocation of Profits/Losses | Mgmt | For | TNA | N/A | |||
6 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
7 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
10 | Election of Terje R. Venold | Mgmt | For | TNA | N/A | |||
11 | Election of Vibeke Hammer Madsen | Mgmt | For | TNA | N/A | |||
12 | Election of Trond Berger | Mgmt | For | TNA | N/A | |||
13 | Election of Tore Eugen Kvalheim | Mgmt | For | TNA | N/A | |||
14 | Election of Marianne Lie | Mgmt | For | TNA | N/A | |||
15 | Election of Olaug Svarva | Mgmt | For | TNA | N/A | |||
16 | Election of Pal Syversen | Mgmt | For | TNA | N/A | |||
17 | Election of Arne Giske | Mgmt | For | TNA | N/A | |||
18 | Election of Jostein Furnes | Mgmt | For | TNA | N/A | |||
19 | Election of Arild M. Olsen | Mgmt | For | TNA | N/A | |||
20 | Election of Joakim Gjersoe | Mgmt | For | TNA | N/A | |||
21 | Election of Per Otto Dyb | Mgmt | For | TNA | N/A | |||
22 | Appoint Terje R. Venold as Chairman of the Board of Representatives | Mgmt | For | TNA | N/A | |||
23 | Appoint Vibeke Hammer Madsen as Vice Chairman of the Board of Representatives | Mgmt | For | TNA | N/A | |||
24 | Election of Terje R. Venold to the Nomination Committee | Mgmt | For | TNA | N/A | |||
25 | Election of Olaug Svarva to the Nomination Committee | Mgmt | For | TNA | N/A | |||
26 | Election of Kjetil Houg to the Nomination Committee | Mgmt | For | TNA | N/A | |||
27 | Election of Harald Espedal to the Nomination Committee | Mgmt | For | TNA | N/A | |||
28 | Appoint Terje R. Venold as Chairman of the Nomination Committee | Mgmt | For | TNA | N/A | |||
29 | Election of Elisabeth Wille to the Control Committee | Mgmt | For | TNA | N/A | |||
30 | Election of Ole Klette to the Control Committee | Mgmt | For | TNA | N/A | |||
31 | Election of Tone M. Reierselmoen to the Control Committee | Mgmt | For | TNA | N/A | |||
32 | Directors', Control Committee's and Nomination Committee's Fees | Mgmt | For | TNA | N/A | |||
33 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sumitomo Bakelite Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4203 | CINS J77024115 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigeru Hayashi | Mgmt | For | For | For | |||
4 | Elect Tamotsu Yahata | Mgmt | For | For | For | |||
5 | Elect Kiyohiko Nakae | Mgmt | For | For | For | |||
6 | Elect Tsuneo Terasawa | Mgmt | For | For | For | |||
7 | Elect Shigeki Mutoh | Mgmt | For | For | For | |||
8 | Elect Noboru Yamawaki | Mgmt | For | For | For | |||
9 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | |||
10 | Elect Yoshiko Koizumi as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Sumitomo Forestry Co, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1911 | CINS J77454122 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Ryu Yano | Mgmt | For | For | For | |||
5 | Elect Akira Ichikawa | Mgmt | For | For | For | |||
6 | Elect Hitoshi Hayano | Mgmt | For | For | For | |||
7 | Elect Shigeru Sasabe | Mgmt | For | For | For | |||
8 | Elect Ken Wada | Mgmt | For | For | For | |||
9 | Elect Tatsuru Satoh | Mgmt | For | For | For | |||
10 | Elect Akihisa Fukuda | Mgmt | For | For | For | |||
11 | Elect Toshiroh Mitsuyoshi | Mgmt | For | For | For | |||
12 | Elect Junko Hirakawa | Mgmt | For | For | For | |||
13 | Elect Hideyuki Kamiyama | Mgmt | For | Against | Against | |||
14 | Elect Satoshi Teramoto | Mgmt | For | For | For | |||
15 | Elect Katsuhide Kurasaka | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Directors and Auditors' Fees | Mgmt | For | For | For | |||
Sungwoo Hitech Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015750 | CINS Y8242C107 | 03/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect JO Sung Hyun | Mgmt | For | Against | Against | |||
4 | Elect KIM Yoo Il | Mgmt | For | Against | Against | |||
5 | Election of Corporate Auditor | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Suzuken Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9987 | CINS J78454105 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshiki Bessho | Mgmt | For | For | For | |||
3 | Elect Hiroshi Ohta | Mgmt | For | For | For | |||
4 | Elect Takahito Itoh | Mgmt | For | For | For | |||
5 | Elect Nobuo Suzuki | Mgmt | For | For | For | |||
6 | Elect Harutaka Yamashita | Mgmt | For | For | For | |||
7 | Elect Hiromi Miyata | Mgmt | For | For | For | |||
8 | Elect Keiji Yoza | Mgmt | For | For | For | |||
9 | Elect Keisuke Ueda | Mgmt | For | For | For | |||
10 | Elect Masahiko Ima | Mgmt | For | Against | Against | |||
11 | Elect Tatsuya Inoue | Mgmt | For | For | For | |||
12 | Elect Meiji Katoh as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Sydbank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYDB | CINS K9419V113 | 03/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Elect Steen Bjergegaard as Shareholder Representative | Mgmt | For | TNA | N/A | |||
8 | Elect Michael Ahlefeldt Laurvig Bille as Shareholder Representative | Mgmt | For | TNA | N/A | |||
9 | Elect Kim Galsgaard as Shareholder Representative | Mgmt | For | TNA | N/A | |||
10 | Elect Henrik Halberg as Shareholder Representative | Mgmt | For | TNA | N/A | |||
11 | Elect Svend Erik Kriby as Shareholder Representative | Mgmt | For | TNA | N/A | |||
12 | Elect Morten Pedersen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
13 | Elect Martin Rahbek as Shareholder Representative | Mgmt | For | TNA | N/A | |||
14 | Elect Otto Popp Clausen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
15 | Elect Peter Gæmelke as Shareholder Representative | Mgmt | For | TNA | N/A | |||
16 | Elect Henning Hansen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
17 | Elect Orla Dahl Jepsen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
18 | Elect Bjarne Feldthusen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
19 | Elect Henrik Meding as Shareholder Representative | Mgmt | For | TNA | N/A | |||
20 | Elect Ole Schou Mortensen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
21 | Elect Frank Moller Nielsen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
22 | Elect Glenn Bernecker as Shareholder Representative | Mgmt | For | TNA | N/A | |||
23 | Elect Bjarne Christensen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
24 | Elect Peder Damgaard as Shareholder Representative | Mgmt | For | TNA | N/A | |||
25 | Elect Peter Erik Hansen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
26 | Elect Peter Jorgensen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
27 | Elect Hanne Thaysen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
28 | Elect Erwin Andresen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
29 | Elect Michael Madsen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
30 | Elect Jesper Arkil as Shareholder Representative | Mgmt | For | TNA | N/A | |||
31 | Elect Susanne Beck Nielsen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
32 | Elect Peter Therkelsen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
33 | Elect Jan Muller as Shareholder Representative | Mgmt | For | TNA | N/A | |||
34 | Elect Per Sorensen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
35 | Elect Jorn Brandt as Shareholder Representative | Mgmt | For | TNA | N/A | |||
36 | Elect Erik Steen Kristensen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
37 | Elect Michael Kvist as Shareholder Representative | Mgmt | For | TNA | N/A | |||
38 | Elect Willy Stockler as Shareholder Representative | Mgmt | For | TNA | N/A | |||
39 | Elect Christian Anker Hansen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
40 | Elect Thomas Iversen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
41 | Elect Sv. E. Dalsgaard Justesen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
42 | Elect Bjarne Hessel as Shareholder Representative | Mgmt | For | TNA | N/A | |||
43 | Elect Paul Adler Juhl as Shareholder Representative | Mgmt | For | TNA | N/A | |||
44 | Elect Jorgen Pedersen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
45 | Elect Torben Bech as Shareholder Representative | Mgmt | For | TNA | N/A | |||
46 | Elect Christian La Cour as Shareholder Representative | Mgmt | For | TNA | N/A | |||
47 | Elect Anders Thoustrup as Shareholder Representative | Mgmt | For | TNA | N/A | |||
48 | Elect Jorgen Kjaer Jacobsen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
49 | Elect Leon Sorensen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
50 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
51 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
52 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
53 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
54 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Taikisha Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1979 | CINS J79389102 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Eitaroh Uenishi | Mgmt | For | For | For | |||
3 | Elect Satoru Kamiyama | Mgmt | For | For | For | |||
4 | Elect Kiyoshi Hashimoto | Mgmt | For | For | For | |||
5 | Elect Toshiaki Shiba | Mgmt | For | For | For | |||
6 | Elect Kohji Katoh | Mgmt | For | For | For | |||
7 | Elect Tetsuya Ogawa | Mgmt | For | For | For | |||
8 | Elect Shuichi Murakami | Mgmt | For | For | For | |||
Tate & Lyle plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATE | CINS G86838128 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
5 | Elect Javed Ahmed | Mgmt | For | For | For | |||
6 | Elect Tim Lodge | Mgmt | For | For | For | |||
7 | Elect Liz Airey | Mgmt | For | For | For | |||
8 | Elect William Camp | Mgmt | For | For | For | |||
9 | Elect Douglas Hurt | Mgmt | For | For | For | |||
10 | Elect Virginia Kamsky | Mgmt | For | For | For | |||
11 | Elect Anne Minto | Mgmt | For | For | For | |||
12 | Elect Ajai Puri | Mgmt | For | For | For | |||
13 | Elect Robert M. Walker | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Increase Cap on Non-executive Director Fees | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Technicolor SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCH | CINS F9062J173 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Losses | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Virginie Calmels | Mgmt | For | Against | Against | |||
9 | Elect Hugues Lepic | Mgmt | For | Against | Against | |||
10 | Remuneration of Remy Sautter, Chairman | Mgmt | For | For | For | |||
11 | Remuneration of Frederic Rose, CEO | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
23 | Amendment Regarding Chairman's Age Limit | Mgmt | For | For | For | |||
24 | Amendment Regarding Employee Shareholder Representatives | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Techtronic Industries Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
669 | CINS Y8563B159 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Horst J. Pudwill | Mgmt | For | Against | Against | |||
6 | Elect Joseph Galli Jr. | Mgmt | For | Against | Against | |||
7 | Elect Manfred Kuhlmann | Mgmt | For | Against | Against | |||
8 | Elect Peter D. Sullivan | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
TECO Electric and Machinery Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1504 | CINS Y8563V106 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Amendments to Use of Proceeds | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
TGS-NOPEC Geophysical Company ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGS | CINS R9138B102 | 06/03/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
10 | Elect Henry H. Hamilton III | Mgmt | For | TNA | N/A | |||
11 | Elect Colette Lewiner | Mgmt | For | TNA | N/A | |||
12 | Elect Elisabeth Harstad | Mgmt | For | TNA | N/A | |||
13 | Elect Mark Leonard | Mgmt | For | TNA | N/A | |||
14 | Elect Bengt Lie Hansen | Mgmt | For | TNA | N/A | |||
15 | Elect Vicki Messer | Mgmt | For | TNA | N/A | |||
16 | Elect Tor Magne Lonnum | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Nomination Committee's Fees | Mgmt | For | TNA | N/A | |||
19 | Nomination Committee | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
22 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | Against | Against | |||
4 | Elect Rob Perrins | Mgmt | For | Against | Against | |||
5 | Elect Nick Simpkin | Mgmt | For | Against | Against | |||
6 | Elect Karl Whiteman | Mgmt | For | Against | Against | |||
7 | Elect Sean Ellis | Mgmt | For | Against | Against | |||
8 | Elect Greg Fry | Mgmt | For | Against | Against | |||
9 | Elect David Howell | Mgmt | For | Against | Against | |||
10 | Elect John Armitt | Mgmt | For | Against | Against | |||
11 | Elect Alison Nimmo | Mgmt | For | Against | Against | |||
12 | Elect Veronica Wadley | Mgmt | For | Against | Against | |||
13 | Elect Glyn Barker | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Related Party Transaction (Tony Pidgley) | Mgmt | For | Against | Against | |||
22 | Related Party Transaction (Rob Perrins) | Mgmt | For | Against | Against | |||
The Nippon Synthetic Industry Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4201 | CINS J56085111 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Katsumi Kimura | Mgmt | For | For | For | |||
3 | Elect Keiji Ishizaki | Mgmt | For | For | For | |||
4 | Elect Tomoyuki Mori | Mgmt | For | For | For | |||
5 | Elect Keiichi Takahashi | Mgmt | For | For | For | |||
6 | Elect Kazunori Takada | Mgmt | For | For | For | |||
7 | Elect Masayuki Waga | Mgmt | For | For | For | |||
8 | Elect Shinji Taya as Statutory Auditor | Mgmt | For | Against | Against | |||
9 | Bonus | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Dawn Airey | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | Against | Against | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | Against | Against | |||
8 | Elect Peter Marks | Mgmt | For | Against | Against | |||
9 | Elect Frank L. Meysman | Mgmt | For | Against | Against | |||
10 | Elect Carl G. Symon | Mgmt | For | Against | Against | |||
11 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
12 | Elect Martine Verluyten | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tokai Rika | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6995 | CINS J85968105 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Yuzoh Ushiyama | Mgmt | For | For | For | |||
3 | Elect Kenji Miura | Mgmt | For | For | For | |||
4 | Elect Yoshihiro Ohbayashi | Mgmt | For | For | For | |||
5 | Elect Shohji Ishida | Mgmt | For | For | For | |||
6 | Elect Tadanao Hamamoto | Mgmt | For | For | For | |||
7 | Elect Kenji Kawaguchi | Mgmt | For | For | For | |||
8 | Elect Tadashi Wakiya | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Nakamura | Mgmt | For | For | For | |||
10 | Elect Masaharu Tanino | Mgmt | For | For | For | |||
11 | Elect Kohji Buma | Mgmt | For | For | For | |||
12 | Elect Mikihiro Mori | Mgmt | For | For | For | |||
13 | Elect Kohki Satoh | Mgmt | For | For | For | |||
14 | Elect Yoshihiro Tanaka | Mgmt | For | For | For | |||
15 | Elect Kazuhiko Noguchi | Mgmt | For | For | For | |||
16 | Elect Toshimasa Yamamoto | Mgmt | For | For | For | |||
17 | Elect Shinji Shirasaki | Mgmt | For | For | For | |||
18 | Elect Masakazu Goto as Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
20 | Retirement Allowances for Directors and Statutory Auditors | Mgmt | For | For | For | |||
Topdanmark A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOP | CINS K96213176 | 04/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles Regarding Directors' Employment at Competing Firms | Mgmt | For | TNA | N/A | |||
8 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
9 | Amendment to Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
10 | Elect Anders Colding Friis | Mgmt | For | TNA | N/A | |||
11 | Elect Torbjorn Magnusson | Mgmt | For | TNA | N/A | |||
12 | Elect Birgitte Nielsen | Mgmt | For | TNA | N/A | |||
13 | Elect Michael Pram Rasmussen | Mgmt | For | TNA | N/A | |||
14 | Elect Annette Sadolin | Mgmt | For | TNA | N/A | |||
15 | Elect Soren Thorup Sorensen | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Transcontinental Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCL.A | CUSIP 893578104 | 03/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lucien Bouchard | Mgmt | For | For | For | |||
1.2 | Elect Claude Dubois | Mgmt | For | For | For | |||
1.3 | Elect Pierre Fitzgibbon | Mgmt | For | Withhold | Against | |||
1.4 | Elect Richard Fortin | Mgmt | For | For | For | |||
1.5 | Elect Isabelle Marcoux | Mgmt | For | For | For | |||
1.6 | Elect Nathalie Marcoux | Mgmt | For | For | For | |||
1.7 | Elect Pierre Marcoux | Mgmt | For | For | For | |||
1.8 | Elect Remi Marcoux | Mgmt | For | For | For | |||
1.9 | Elect Anna Martini | Mgmt | For | For | For | |||
1.10 | Elect Francois Olivier | Mgmt | For | For | For | |||
1.11 | Elect Francois R. Roy | Mgmt | For | For | For | |||
1.12 | Elect Lino A. Saputo, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Alain Tascan | Mgmt | For | For | For | |||
1.14 | Elect Andre Tremblay | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Withhold | Against | |||
TS Tech Co.Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7313 | CINS J9299N100 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Michio Inoue | Mgmt | For | For | For | |||
3 | Elect Toyohide Ishii | Mgmt | For | For | For | |||
4 | Elect Kazuhisa Saitoh | Mgmt | For | For | For | |||
5 | Elect Takuo Arai | Mgmt | For | For | For | |||
6 | Elect Kazuhiko Hikida | Mgmt | For | For | For | |||
7 | Elect Tatsuo Wada | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Yui | Mgmt | For | For | For | |||
9 | Elect Minoru Maeda | Mgmt | For | For | For | |||
10 | Elect Masanari Yasuda | Mgmt | For | For | For | |||
11 | Elect Yoshitaka Nakajima | Mgmt | For | For | For | |||
12 | Elect Hitoshi Yoshida | Mgmt | For | For | For | |||
13 | Elect Yutaka Arai | Mgmt | For | For | For | |||
14 | Elect Tatsuya Motoda as Statutory Auditor | Mgmt | For | For | For | |||
15 | Elect Kazunori Wasemoto as Alternate Statutory Auditor | Mgmt | For | For | For | |||
TSRC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2103 | CINS Y84690109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
Tsuruha Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3391 | CINS J9348C105 | 08/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsuru Tsuruha | Mgmt | For | For | For | |||
3 | Elect Masashi Horikawa | Mgmt | For | For | For | |||
4 | Elect Teruaki Gotoh | Mgmt | For | For | For | |||
5 | Elect Hisaya Ogawa | Mgmt | For | For | For | |||
6 | Elect Masahiro Ohfune | Mgmt | For | For | For | |||
7 | Elect Keisei Aoki | Mgmt | For | For | For | |||
8 | Elect Hiroko Tsuruha | Mgmt | For | For | For | |||
9 | Elect Motoya Okada | Mgmt | For | For | For | |||
10 | Elect Katsuhisa Doi as Statutory Auditor | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI1 | CINS D8484K166 | 02/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Contract with Preussag Immobilien GmbH | Mgmt | For | TNA | N/A | |||
13 | Amendment to Intra-company Contract with TUI Group Services GmbH | Mgmt | For | TNA | N/A | |||
14 | Amendment to Intra-company Contract with TUI Insurance Services GmbH | Mgmt | For | TNA | N/A | |||
15 | Amendment to Intra-company Contract with Hapag-Lloyd Kreuzfahrten GmbH | Mgmt | For | TNA | N/A | |||
16 | Amendment to Intra-company Contract with Robinson Club GmbH | Mgmt | For | TNA | N/A | |||
17 | Amendment to Intra-company Contract with TUI Beteiligungs GmbH | Mgmt | For | TNA | N/A | |||
18 | Elect Vladimir Lukin | Mgmt | For | TNA | N/A | |||
19 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Renew Performance Share Plan | Mgmt | For | For | For | |||
5 | Renew Deferred Annual Bonus Scheme | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Friedrich Joussen | Mgmt | For | For | For | |||
8 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
9 | Elect Peter Long | Mgmt | For | For | For | |||
10 | Elect Johan Lundgren | Mgmt | For | For | For | |||
11 | Elect William Waggott | Mgmt | For | For | For | |||
12 | Elect Horst Baier | Mgmt | For | For | For | |||
13 | Elect Sebastian Ebel | Mgmt | For | For | For | |||
14 | Elect Janis Kong | Mgmt | For | For | For | |||
15 | Elect Coline McConville | Mgmt | For | For | For | |||
16 | Elect Minnow Powell | Mgmt | For | For | For | |||
17 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
18 | Elect Albert Schunk | Mgmt | For | For | For | |||
19 | Elect Harold Sher | Mgmt | For | For | For | |||
20 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
21 | Elect Vladimir Yakushev | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Vallourec S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VK | CINS F95922104 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Severance Agreement for Olivier Mallet, CFO | Mgmt | For | For | For | |||
9 | Remuneration of Philippe Crouzet, Chairman of the Management Board | Mgmt | For | For | For | |||
10 | Remuneration of Jean-Pierre Michel, COO and Olivier Mallet, CFO | Mgmt | For | For | For | |||
11 | Elect Vivienne Cox | Mgmt | For | For | For | |||
12 | Elect Michel de Fabiani | Mgmt | For | For | For | |||
13 | Elect Alexandra Schaapveld | Mgmt | For | For | For | |||
14 | Elect Cedric de Bailliencourt | Mgmt | For | For | For | |||
15 | Elect Henri Poupart-Lafarge | Mgmt | For | For | For | |||
16 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
20 | Authority to Increase Capital for Overseas Employees as an Alternative to Employee Savings Plan | Mgmt | For | For | For | |||
21 | Authority to Issue Restricted Shares Under Employee Savings Plans | Mgmt | For | For | For | |||
22 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
23 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
WestJet Airlines Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WJA | CUSIP 960410306 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Clive J. Beddoe | Mgmt | For | For | For | |||
2.2 | Elect Hugh J. Bolton | Mgmt | For | For | For | |||
2.3 | Elect Ronald A. Brenneman | Mgmt | For | For | For | |||
2.4 | Elect Antonio Faiola | Mgmt | For | For | For | |||
2.5 | Elect Brett Godfrey | Mgmt | For | For | For | |||
2.6 | Elect Allan W. Jackson | Mgmt | For | For | For | |||
2.7 | Elect S. Barry Jackson | Mgmt | For | For | For | |||
2.8 | Elect Wilmot L. Matthews | Mgmt | For | For | For | |||
2.9 | Elect L. Jacques Menard | Mgmt | For | For | For | |||
2.10 | Elect Laurence M. Pollock | Mgmt | For | For | For | |||
2.11 | Janice G. Rennie | Mgmt | For | For | For | |||
2.12 | Elect Gregg Saretsky | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Advance Notice Provision | Mgmt | For | For | For | |||
5 | Miscellaneous - Resident Status | Mgmt | For | Abstain | Against | |||
Yes Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YESBANK | CINS Y97636107 | 11/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
YPF S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YPFD | CUSIP 984245100 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
8 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
9 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Council's Fees | Mgmt | For | For | For | |||
11 | Supervisory Council Size | Mgmt | For | Against | Against | |||
12 | Election of Supervisory Council Members and Alternates (Class A) | Mgmt | For | Against | Against | |||
13 | Election of Supervisory Council Members and Alternates (Class D) | Mgmt | For | Against | Against | |||
14 | Board Size | Mgmt | For | For | For | |||
15 | Election of Directors (Class A) | Mgmt | For | Against | Against | |||
16 | Election of Director (Class D) | Mgmt | For | For | For | |||
17 | Directors' Fees; Supervisory Council's Fees | Mgmt | For | Against | Against | |||
18 | Withdrawal of Corporate Liability Action | Mgmt | For | Against | Against | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam International Growth Fund | |||||||
Date of fiscal year end: | 09/30/2013 | |||||||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mohamed Azman Yahya | Mgmt | For | For | For | |||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Byron E. Grote | Mgmt | For | For | For | |||
10 | Elect Antony Burgmans | Mgmt | For | For | For | |||
11 | Elect Louis R. Hughes | Mgmt | For | For | For | |||
12 | Supervisory Board Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CINS F0191J101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Francesco Caio | Mgmt | For | For | For | |||
10 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
11 | Elect Jean-Cyril Spinetta | Mgmt | For | For | For | |||
12 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
13 | Remuneration of Philippe Camus, Chairman | Mgmt | For | For | For | |||
14 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Alsea S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSEA | CINS P0212A104 | 10/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Vips | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendment to the Subscription Rights Granted to Directors and Executives | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
7 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles 10 | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
17 | Elect Kees J. Storm | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Elect Mark Winkelman | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Elect Alexandre van Damme | Mgmt | For | TNA | N/A | |||
23 | Elect Gregoire de Spoelberch | Mgmt | For | TNA | N/A | |||
24 | Elect Carlos A. de Veiga Sicupira | Mgmt | For | TNA | N/A | |||
25 | Elect Marcel Herrmann Telles | Mgmt | For | TNA | N/A | |||
26 | Elect Paulo Alberto Lemann | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Elect Alexandre Behring | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
30 | Elect Elio Leoni Sceti | Mgmt | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Elect Maria Asuncion Aramburuzabala Larregui | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Elect Valentin Diez Morodo | Mgmt | For | TNA | N/A | |||
35 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
37 | Remuneration Report | Mgmt | For | TNA | N/A | |||
38 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
39 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
40 | Coordinate Articles of Association | Mgmt | For | TNA | N/A | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Apollo Tyres Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APOLLOTYRE | CINS Y0188S147 | 08/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nimesh N Kampani | Mgmt | For | Against | Against | |||
4 | Elect Subbaraman Narayan | Mgmt | For | Against | Against | |||
5 | Elect Arun K. Purwar | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
7 | Elect Vikram S. Mehta | Mgmt | For | Against | Against | |||
8 | Appointment of Neeraj Kanwar as Whole-time Director; Approval of Compensation | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Appointment of Sunam Sarkar as Whole-time Director; Approval of Compensation | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Timothy Clarke | Mgmt | For | For | For | |||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Charles Sinclair | Mgmt | For | For | For | |||
10 | Elect Peter A. Smith | Mgmt | For | For | For | |||
11 | Elect George G. Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Approval of Long Term Incentive Plan | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Director's Report | Mgmt | For | For | For | |||
4 | Supervisor's Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect LIU Renuhai | Mgmt | For | For | For | |||
9 | Shareholder Proposal in Ordinary Resolution | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Shareholder Proposal in Special Resolution | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banca Popolare di Milano S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMI | CINS T15120107 | 04/11/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Election of Supervisory Board Member | Mgmt | For | TNA | N/A | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Espírito Santo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BES | CINS X0346X153 | 05/05/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | ShrHldr | N/A | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Continuance of Operation of Subsidiary | Mgmt | For | TNA | N/A | |||
8 | Authority for the Company and Subsidiaries to Trade in Company Stock and Bonds | Mgmt | For | TNA | N/A | |||
9 | Approval to Subject the Spanish Branch to Spanish Legislation | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Brad Martin | Mgmt | For | Against | Against | |||
4 | Elect Kent Atkinson | Mgmt | For | Against | Against | |||
5 | Elect Richie Boucher | Mgmt | For | Against | Against | |||
6 | Elect Pat Butler | Mgmt | For | Against | Against | |||
7 | Elect Patrick Haren | Mgmt | For | Against | Against | |||
8 | Elect Archie G. Kane | Mgmt | For | Against | Against | |||
9 | Elect Andrew Keating | Mgmt | For | Against | Against | |||
10 | Elect Patrick Kennedy | Mgmt | For | Against | Against | |||
11 | Elect Davida Marston | Mgmt | For | Against | Against | |||
12 | Elect Patrick Mulvihill | Mgmt | For | Against | Against | |||
13 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
14 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | Abstain | Against | |||
17 | Authority to Issue Shares w/o Preemptive Rights (FOR CASH; 5%) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (OTHER THAN FOR CASH; 10%) | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes | Mgmt | For | For | For | |||
20 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Beijing Enterprises Water Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
371 | CINS G0957L109 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHOU Min | Mgmt | For | For | For | |||
6 | Elect ZHANG Tiefu | Mgmt | For | For | For | |||
7 | Elect QI Xiaohong | Mgmt | For | For | For | |||
8 | Elect KE Jian | Mgmt | For | Against | Against | |||
9 | Elect LI Li | Mgmt | For | For | For | |||
10 | Elect Quadrant SHEA Chun Lok | Mgmt | For | For | For | |||
11 | Elect ZHANG Gaobo | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Beni Stabili S.p.A. SIIQ | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CINS T19807139 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Losses/Dividends | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Chris Finlayson | Mgmt | For | For | For | |||
10 | Elect Andrew Gould | Mgmt | For | For | For | |||
11 | Elect Baroness Hogg | Mgmt | For | For | For | |||
12 | Elect John Hood | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
15 | Elect Sir David Manning | Mgmt | For | For | For | |||
16 | Elect Mark Seligman | Mgmt | For | For | For | |||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Jean-Francois Lepetit | Mgmt | For | For | For | |||
10 | Elect Baudouin Prot | Mgmt | For | For | For | |||
11 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
12 | Ratify the Co-option of Monique Cohen | Mgmt | For | Against | Against | |||
13 | Elect Daniela Schwarzer | Mgmt | For | For | For | |||
14 | Remuneration of Baudouin Prot, Chairman. | Mgmt | For | For | For | |||
15 | Remuneration of Jean-Laurent Bonnafe, CEO. | Mgmt | For | For | For | |||
16 | Remuneration of COOs,Georges Chodron de Courcel, Philippe Bordenave & Francois Villeroy de Galhau | Mgmt | For | For | For | |||
17 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | |||
18 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Bridgestone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5108 | CINS J04578126 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masaaki Tsuya | Mgmt | For | For | For | |||
4 | Elect Kazuhisa Nishigai | Mgmt | For | For | For | |||
5 | Elect Yoshiyuki Morimoto | Mgmt | For | For | For | |||
6 | Elect Narumi Zaitsu | Mgmt | For | For | For | |||
7 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
8 | Elect Kimiko Murofushi | Mgmt | For | For | For | |||
9 | Elect Scott Trevor Davis | Mgmt | For | For | For | |||
10 | Elect Yuri Okina | Mgmt | For | For | For | |||
11 | Elect Masahito Tsuji as Statutory Auditor | Mgmt | For | Against | Against | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
5 | Elect Ian P. Livingston | Mgmt | For | For | For | |||
6 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
7 | Elect Gavin Patterson | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Patricia Hewitt | Mgmt | For | For | For | |||
10 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
11 | Elect Karen Richardson | Mgmt | For | For | For | |||
12 | Elect Nicholas Rose | Mgmt | For | For | For | |||
13 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
C&C Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCC | CINS G1826G107 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Joris Brams | Mgmt | For | Against | Against | |||
4 | Elect Sir Brian Stewart | Mgmt | For | Against | Against | |||
5 | Elect Stephen Glancey | Mgmt | For | Against | Against | |||
6 | Elect Kenny Neison | Mgmt | For | Against | Against | |||
7 | Elect Stewart Gilliland | Mgmt | For | Against | Against | |||
8 | Elect John F. Hogan | Mgmt | For | Against | Against | |||
9 | Elect Richard Holroyd | Mgmt | For | Against | Against | |||
10 | Elect Breege O'Donoghue | Mgmt | For | Against | Against | |||
11 | Elect Anthony Smurfit | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Directors' Remuneration Report | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Executive Share Option Plan Renewal | Mgmt | For | Against | Against | |||
21 | Long Term Incentive Plan Renewal | Mgmt | For | For | For | |||
22 | Save As You Earn (SAYE) Option Scheme Renewal | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
3 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
China Pacific Insurance Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2601 | CINS Y1505Z103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Annual Report of A shares | Mgmt | For | For | For | |||
5 | Annual Report of H shares | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Due Diligence Report | Mgmt | For | For | For | |||
10 | Report on Performance | Mgmt | For | For | For | |||
11 | Elect HA Erman | Mgmt | For | Against | Against | |||
12 | Elect GAO Shanwen | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Power New Energy Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0735 | CINS G2157E109 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect YIN Lian | Mgmt | For | For | For | |||
5 | Elect ZHAO Xinyan | Mgmt | For | For | For | |||
6 | Elect AN Luming | Mgmt | For | For | For | |||
7 | Elect CHU Kar Wing | Mgmt | For | For | For | |||
8 | Elect NG Kum Yi | Mgmt | For | For | For | |||
9 | Board Size | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
China Windpower Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
182 | CINS G2115L112 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect LIU Shunxing | Mgmt | For | For | For | |||
5 | Elect Johnson KO Chun Shun | Mgmt | For | For | For | |||
6 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | |||
7 | Elect Henry YAP Fat Suan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China ZhengTong Auto Services Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1728 | CINS G215A8108 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Kelvin WONG Tin Yau | Mgmt | For | For | For | |||
6 | Elect ZHAO Chunjun | Mgmt | For | For | For | |||
7 | Elect CHANG Xiuze | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Compagnie Financiere Richemont S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CINS H25662158 | 09/12/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Johann Rupert | Mgmt | For | TNA | N/A | |||
7 | Elect Franco Cologni | Mgmt | For | TNA | N/A | |||
8 | Elect Lord Douro | Mgmt | For | TNA | N/A | |||
9 | Elect Yves-Andre Istel | Mgmt | For | TNA | N/A | |||
10 | Elect Richard Lepeu | Mgmt | For | TNA | N/A | |||
11 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||
12 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||
13 | Elect Frederick Mostert | Mgmt | For | TNA | N/A | |||
14 | Elect Simon Murray | Mgmt | For | TNA | N/A | |||
15 | Elect Alain Dominique Perrin | Mgmt | For | TNA | N/A | |||
16 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||
17 | Elect Norbert Platt | Mgmt | For | TNA | N/A | |||
18 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||
19 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||
20 | Elect Lord Renwick of Clifton | Mgmt | For | TNA | N/A | |||
21 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||
22 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||
23 | Elect Jurgen Schrempp | Mgmt | For | TNA | N/A | |||
24 | Elect Bernard Fornas | Mgmt | For | TNA | N/A | |||
25 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Dematerialization of Bearer Shares | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
6 | Elect Dominic Blakemore | Mgmt | For | Against | Against | |||
7 | Elect Richard Cousins | Mgmt | For | Against | Against | |||
8 | Elect Gary Green | Mgmt | For | Against | Against | |||
9 | Elect Andrew Martin | Mgmt | For | Against | Against | |||
10 | Elect John G. Bason | Mgmt | For | Against | Against | |||
11 | Elect Susan E. Murray | Mgmt | For | Against | Against | |||
12 | Elect Don Robert | Mgmt | For | Against | Against | |||
13 | Elect Sir Ian Robinson | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of New Articles (Return of Cash and Share Consolidation) | Mgmt | For | For | For | |||
2 | Return of Cash and Share Consolidation | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Share Option Grant to Executive Directors | Mgmt | For | Against | Against | |||
3 | Share Option Grant to Executive Officers | Mgmt | For | Against | Against | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | Against | Against | |||
7 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dionisio Romero Paoletti | Mgmt | For | Against | Against | |||
3 | Elect Raimundo Morales | Mgmt | For | Against | Against | |||
4 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||
5 | Elect Reynaldo Llosa Barber | Mgmt | For | Against | Against | |||
6 | Elect Juan Carlos Verme | Mgmt | For | Against | Against | |||
7 | Elect Luis Enrique Yarur | Mgmt | For | Against | Against | |||
8 | Elect Benedicto Ciguenas Guevara | Mgmt | For | Against | Against | |||
9 | Elect Martine Perez Monteverde | Mgmt | For | Against | Against | |||
10 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Credit Saison Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8253 | CINS J7007M109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Rinno | Mgmt | For | For | For | |||
4 | Elect Teruyuki Maekawa | Mgmt | For | For | For | |||
5 | Elect Naoki Takahashi | Mgmt | For | For | For | |||
6 | Elect Haruhisa Kaneko | Mgmt | For | For | For | |||
7 | Elect Hiroshi Yamamoto | Mgmt | For | For | For | |||
8 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
9 | Elect Junji Kakushoh | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Hirase | Mgmt | For | For | For | |||
11 | Elect Sadamu Shimizu | Mgmt | For | For | For | |||
12 | Elect Akihiro Matsuda | Mgmt | For | For | For | |||
13 | Elect Teruhisa Aoyama | Mgmt | For | For | For | |||
14 | Elect Yoshihisa Yamamoto | Mgmt | For | For | For | |||
15 | Elect Tatsunari Okamoto | Mgmt | For | For | For | |||
16 | Elect Katsumi Mizuno | Mgmt | For | For | For | |||
17 | Elect Masako Takeda | Mgmt | For | For | For | |||
18 | Elect Yasuhisa Ueno | Mgmt | For | For | For | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Elect Noriyuki Inoue | Mgmt | For | For | For | |||
5 | Elect Masanori Togawa | Mgmt | For | For | For | |||
6 | Elect Chiyono Terada | Mgmt | For | For | For | |||
7 | Elect Kosuke Ikebuchi | Mgmt | For | For | For | |||
8 | Elect Guntaroh Kawamura | Mgmt | For | For | For | |||
9 | Elect Ken Tayano | Mgmt | For | For | For | |||
10 | Elect Masatsugu Minaka | Mgmt | For | For | For | |||
11 | Elect Jiroh Tomita | Mgmt | For | For | For | |||
12 | Elect Takashi Matsuzaki | Mgmt | For | For | For | |||
13 | Elect Kohichi Takahashi | Mgmt | For | For | For | |||
14 | Elect Frans Hoorelbeke | Mgmt | For | For | For | |||
15 | Elect David L. Swift | Mgmt | For | For | For | |||
16 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
18 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
12 | Elect Bernd Bohr | Mgmt | For | TNA | N/A | |||
13 | Elect Joe Kaeser | Mgmt | For | TNA | N/A | |||
14 | Elect Bernd Pischetsrieder | Mgmt | For | TNA | N/A | |||
15 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
16 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
18 | Cancellation and Reworking of Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Performance Share Plan; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | |||
15 | Elect Simone Menne | Mgmt | For | TNA | N/A | |||
16 | Elect Ulrich Schroder | Mgmt | For | TNA | N/A | |||
17 | Elect Stefan Schulte | Mgmt | For | TNA | N/A | |||
18 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
Dubai Islamic Bank Pjsc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2R88J114 | 03/02/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report of the Board and the Auditor | Mgmt | For | TNA | N/A | |||
2 | Report of the Sharia Supervisory Board | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts; Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ebara Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6361 | CINS J12600128 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Natsunosuke Yago | Mgmt | For | For | For | |||
4 | Elect Tohichi Maeda | Mgmt | For | For | For | |||
5 | Elect Tetsuji Fujimoto | Mgmt | For | For | For | |||
6 | Elect Manabu Tsujimura | Mgmt | For | For | For | |||
7 | Elect Atsuo Ohi | Mgmt | For | For | For | |||
8 | Elect Akira Ogata | Mgmt | For | For | For | |||
9 | Elect Masaru Shibuya | Mgmt | For | For | For | |||
10 | Elect Nobuharu Noji | Mgmt | For | For | For | |||
11 | Elect Akio Mikuni | Mgmt | For | For | For | |||
12 | Elect Sakon Uda | Mgmt | For | For | For | |||
13 | Elect Masao Namiki | Mgmt | For | For | For | |||
14 | Elect Siroh Kuniya | Mgmt | For | For | For | |||
15 | Elect Shusuke Tsumura as Statutory Auditor | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Erste Group Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CINS A19494102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
8 | Election of Supervisory Board; Supervisory Board Size | Mgmt | For | For | For | |||
9 | Elect Bettina Breiteneder | Mgmt | For | For | For | |||
10 | Elect Jan Homan | Mgmt | For | For | For | |||
11 | Elect Juan Maria Nin Genova | Mgmt | For | For | For | |||
12 | Elect Friedrich Rodler | Mgmt | For | For | For | |||
13 | Elect Elisabeth Bleykeben-Koren | Mgmt | For | For | For | |||
14 | Elect Gunter Griss | Mgmt | For | For | For | |||
15 | Elect Elisabeth Krainer Senger-Weiss | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
11 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
12 | Elect Michel Mathieu | Mgmt | For | Against | Against | |||
13 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
14 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
15 | Severance Agreement and Retirement Benefits (Patrick Sayer) | Mgmt | For | Against | Against | |||
16 | Severance Agreement and Retirement Benefits (Bruno Keller) | Mgmt | For | Against | Against | |||
17 | Severance Agreement and Retirement Benefits (Virginie Morgon) | Mgmt | For | Against | Against | |||
18 | Severance Agreement and Retirement Benefits (Philippe Audouin) | Mgmt | For | Against | Against | |||
19 | Severance Agreement and Retirement Benefits (Fabrice de Gaudemar) | Mgmt | For | Against | Against | |||
20 | Remuneration of, Patrick Sayer, Chair of the Management Board | Mgmt | For | For | For | |||
21 | Remuneration of, Bruno Keller, Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, Management Board Members | Mgmt | For | For | For | |||
22 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Mgmt | For | For | For | |||
23 | Appointment of Alternate Auditor (Jean-Christophe Georghiou) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
25 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
28 | Authority to Issue Shares and/or Covertible Securities Through Private Placement | Mgmt | For | Against | Against | |||
29 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
30 | Greenshoe | Mgmt | For | Against | Against | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
32 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
33 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
35 | Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
36 | Authority to Issue Restricted Preference Shares Conversion of Ordinary Shares into Preference Shares | Mgmt | For | Against | Against | |||
37 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Larry Glenn Johnson | Mgmt | For | For | For | |||
4 | Elect LEE Kian Soo | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Equity Grant to CHEW Thiam Keng | Mgmt | For | For | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Yann Delabriere, Chairman and CEO) | Mgmt | For | For | For | |||
8 | Remuneration of Yann Delabriere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Elect Bernadette Spinoy | Mgmt | For | For | For | |||
10 | Elect Carlos Tavares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares & Reduce Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles 16 Regarding Age Limits of Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4R136137 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Glencore Xstrata plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change in Company Name | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
8 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
9 | Elect Peter R. Coates | Mgmt | For | For | For | |||
10 | Elect John Mack | Mgmt | For | For | For | |||
11 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
12 | Remuneration Policy (Advisory--Non-UK issuer) | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | SEDOL B8K7T65 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||
2 | Authority to List Securities | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Election of Audit and Corporate Governance Committee Chairman and Members | Mgmt | For | For | For | |||
6 | Election of Risk Committee Chairman and Members | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Capital; Authority to Issue Shares | Mgmt | For | For | For | |||
2 | Authority to Implement Public Offering | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 10/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Report of the Board Regarding Share Capital | Mgmt | For | For | For | |||
3 | Report of the External Auditor | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Ordinary General Meeting Resolution Regarding Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Guangzhou Automobile Group Company Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2238 | CINS Y2931M104 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Issue Short-Term Financing Bonds | Mgmt | For | For | For | |||
4 | Elect FU Yuwu | Mgmt | For | Against | Against | |||
5 | Elect LAN Hailin | Mgmt | For | Against | Against | |||
6 | Elect WANG Susheng | Mgmt | For | Against | Against | |||
7 | Elect LEUNG Lincheong | Mgmt | For | Against | Against | |||
8 | Elect LI Fangjin | Mgmt | For | Against | Against | |||
Guodian Technology & Environment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1296 | CINS Y2960J105 | 08/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect CHEN Feihu as Director | Mgmt | For | Against | Against | |||
3 | Elect GAO Song as Supervisor | Mgmt | For | Against | Against | |||
Haier Electronics Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | |||
5 | Elect TAN Li Xia | Mgmt | For | Against | Against | |||
6 | Elect ZHANG Yong | Mgmt | For | Against | Against | |||
7 | Elect Rose TSOU Kai Lien | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hitachi Construction Machinery Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6305 | CINS J20244109 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
4 | Elect Shigeru Azuhata | Mgmt | For | Against | Against | |||
5 | Elect Hideto Mitamura | Mgmt | For | Against | Against | |||
6 | Elect Yukio Arima | Mgmt | For | Against | Against | |||
7 | Elect Osamu Okada | Mgmt | For | Against | Against | |||
8 | Elect Mitsuhiro Tabei | Mgmt | For | Against | Against | |||
9 | Elect Yuichi Tsujimoto | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Tokushige | Mgmt | For | Against | Against | |||
11 | Elect Tsutomu Mizutani | Mgmt | For | Against | Against | |||
Hitachi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
3 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
4 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
5 | Elect George W. Buckley | Mgmt | For | For | For | |||
6 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
7 | Elect Philip YEO | Mgmt | For | For | For | |||
8 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
9 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
10 | Elect Takashi Hatchohji | Mgmt | For | For | For | |||
11 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
12 | Elect Takashi Miyoshi | Mgmt | For | For | For | |||
13 | Elect Nobuo Mochida | Mgmt | For | For | For | |||
Holcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLN | CINS H36940130 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Wolfgang Reitzle | Mgmt | For | TNA | N/A | |||
8 | Elect Wolfgang Reitzle as Chairman | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
11 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
13 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
14 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
15 | Elect Anne Wade | Mgmt | For | TNA | N/A | |||
16 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
17 | Elect Adrian Loader as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Wolfgang Reitzle as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Thomas Schmidheiny as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Deepak S. Parekh | Mgmt | For | Against | Against | |||
4 | Elect Keshub Mahindra | Mgmt | For | Against | Against | |||
5 | Elect Dattatraya M. Sukthankar | Mgmt | For | For | For | |||
6 | Elect Nasser Mukhtar Munjee | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Remuneration of Cyril Poidatz, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | Against | For | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | |||
18 | Amendments Regarding Shareholder Meetings | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Amendments to Use of Proceeds from 2012 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
7 | Amendments to Use of Proceeds from 2013 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
9 | Amendments to Election Method for Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules for Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules for Derivatives Trading | Mgmt | For | For | For | |||
12 | Amendments to Procedural Rules for Endorsements and Guarantees | Mgmt | For | For | For | |||
13 | Elect Charles KAU Chi-Chuan | Mgmt | For | For | For | |||
14 | Elect Susan WANG Jui-Hua | Mgmt | For | For | For | |||
15 | Elect WU Chia-Chau | Mgmt | For | For | For | |||
16 | Elect Otto CHANG Chia-Fang | Mgmt | For | For | For | |||
17 | Elect HU Yao-Wen | Mgmt | For | For | For | |||
18 | Elect Michael W. Sadler | Mgmt | For | For | For | |||
19 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
20 | Elect Scott Meikle | Mgmt | For | For | For | |||
21 | Elect Brian M. Shirley | Mgmt | For | For | For | |||
22 | Elect Wayne R. Allan | Mgmt | For | For | For | |||
23 | Elect LIN Chuan | Mgmt | For | For | For | |||
24 | Elect HUANG Mao-Hsiung | Mgmt | For | For | For | |||
25 | Elect JIAN Syue-Ren | Mgmt | For | For | For | |||
26 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Internet Initiative Japan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3774 | CINS J24210106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Takeshi Kikuchi | Mgmt | For | For | For | |||
3 | Elect Takamichi Miyoshi | Mgmt | For | For | For | |||
4 | Elect Akihisa Watai | Mgmt | For | For | For | |||
5 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | |||
6 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
7 | Elect Shingo Oda | Mgmt | For | For | For | |||
Jain Irrigation Systems Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JISLJALEQS | CINS Y42531148 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Divestiture of Wind Power Generation | Mgmt | For | Against | Against | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | |||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHldr | Against | Against | For | |||
Jaypee Infratech Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPINFRATEC | CINS Y4420D108 | 07/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Manoj Gaur | Mgmt | For | Against | Against | |||
4 | Elect Sunil Kumar Sharma | Mgmt | For | Against | Against | |||
5 | Elect Basant Kumar Goswami | Mgmt | For | Against | Against | |||
6 | Elect Suresh Chandra Gupta | Mgmt | For | Against | Against | |||
7 | Elect Rekha Dixit | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect Anand Bordia | Mgmt | For | Against | Against | |||
10 | Appointment of Sachin Guar as Whole-Time Director; Approval of Compensation | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Appointment of Rekha Dixit as Whole-Time Director; Approval of Compensation | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Hugh Brady | Mgmt | For | For | For | |||
5 | Elect James Devane | Mgmt | For | For | For | |||
6 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
7 | Elect Denis Buckley | Mgmt | For | For | For | |||
8 | Elect Gerry Behan | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Philip Toomey | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
Konica Minolta Holding Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4902 | CINS J36060119 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masatoshi Matsuzaki | Mgmt | For | Against | Against | |||
3 | Elect Shohei Yamana | Mgmt | For | Against | Against | |||
4 | Elect Shohji Kondoh | Mgmt | For | Against | Against | |||
5 | Elect Hirokazu Yoshikawa | Mgmt | For | Against | Against | |||
6 | Elect Takashi Enomoto | Mgmt | For | Against | Against | |||
7 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
8 | Elect Akio Kitani | Mgmt | For | Against | Against | |||
9 | Elect Yoshiaki Andoh | Mgmt | For | Against | Against | |||
10 | Elect Takashi Sugiyama | Mgmt | For | Against | Against | |||
11 | Elect Ken Ohsuga | Mgmt | For | Against | Against | |||
12 | Elect Seiji Hatano | Mgmt | For | Against | Against | |||
L'Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OR | CINS F58149133 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Belen Garijo | Mgmt | For | Against | Against | |||
9 | Elect Jean-Paul Agon | Mgmt | For | Against | Against | |||
10 | Elect Xavier Fontanet | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Remuneration of Jean-Paul Agon, CEO | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
18 | Divestiture of Galderma | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | |||
6 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | |||
7 | Elect Alexander L. Zayonts | Mgmt | For | Abstain | Against | |||
8 | Elect Alexei P. Makhnev | Mgmt | For | Abstain | Against | |||
9 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | |||
10 | Elect Aleksey A. Pshenichny | Mgmt | For | Abstain | Against | |||
11 | Elect Aslan Y. Shkhachemukov | Mgmt | For | Abstain | Against | |||
12 | Elect Roman G. Yefimenko | Mgmt | For | For | For | |||
13 | Elect Angela V. Udovichenko | Mgmt | For | For | For | |||
14 | Elect Denis A. Fedotov | Mgmt | For | For | For | |||
15 | Appointment of FABER LEX as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | |||
16 | Appointment of ERNST & YOUNG as IFRS Auditor | Mgmt | For | For | For | |||
17 | Election of Counting Commission | Mgmt | For | For | For | |||
18 | Adoption of New Articles | Mgmt | For | For | For | |||
19 | Adoption of New Regulations on General Meeting of Shareholders | Mgmt | For | For | For | |||
20 | Major Transaction with ZAO Tander | Mgmt | For | Abstain | Against | |||
21 | Major Transactions with OAO Sberbank of Russia | Mgmt | For | Abstain | Against | |||
22 | Major Transactions with OAO Alfa-Bank | Mgmt | For | Abstain | Against | |||
23 | Major Transactions with OAO Bank of Moscow | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions with Rosbank | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions with OAO AKB Absolut Bank | Mgmt | For | Abstain | Against | |||
26 | Related Party Transactions with OAO AKB Absolut Bank (Obligations on Credit Agreement No. 133-VKL/KRD-13) | Mgmt | For | For | For | |||
27 | Related Party Transactions with OAO Russian Agricultural Bank | Mgmt | For | For | For | |||
28 | Related Party Transactions with OAO VTB Bank | Mgmt | For | For | For | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Related Party Transactions | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Fininvest S.p.A. | Mgmt | For | For | For | |||
6 | List Presented by Group of Shareholders Representing 0.96% of the Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01888 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kunio Itoh | Mgmt | For | For | For | |||
14 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
15 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
16 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
18 | Elect Hideyuki Nabeshima as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Mitsubishi Estate Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J43916113 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | |||
6 | Elect Toshihiko Kazama | Mgmt | For | For | For | |||
7 | Elect Joh Katoh | Mgmt | For | For | For | |||
8 | Elect Naoto Aiba | Mgmt | For | For | For | |||
9 | Elect Masamichi Ono | Mgmt | For | For | For | |||
10 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||
11 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | |||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||
15 | Elect Shu Tomioka | Mgmt | For | For | For | |||
16 | Elect Kenji Matsuo as a Statutory Auditor | Mgmt | For | Against | Against | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Stock Option Plan (Top Management and Key Employees) | Mgmt | For | Against | Against | |||
3 | Stock Option Plan (Key Italian Employees) | Mgmt | For | Abstain | Against | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | List Presented by Ruffini Partecipazioni S.r.l. | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Supervisory Council Acts | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Shareholder Proposal Regarding Amendments to Articles | ShrHldr | For | TNA | N/A | |||
10 | Shareholder Proposal Regarding Board Size and Number of Vice-Chairmen | ShrHldr | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Election of Corporate Bodies | ShrHldr | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Electing the Chairman and Vice-Chairmen of the Board | ShrHldr | For | TNA | N/A | |||
13 | Shareholder Proposal Regarding Indemnification of Directors | ShrHldr | For | TNA | N/A | |||
14 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
15 | Authority to Trade in Company Debt Instruments | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 12/27/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Divestiture of Mota-Engil Africa | Mgmt | For | TNA | N/A | |||
4 | Authority to Sell Treasury Shares | Mgmt | For | TNA | N/A | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Severance Agreement and Non-Compete Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
8 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
10 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
11 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
12 | Elect Michel Grass | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Hanggi | Mgmt | For | TNA | N/A | |||
11 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
12 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||
13 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
14 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
15 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |||
16 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
17 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
18 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
19 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
20 | Election of Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Satoru Iwata | Mgmt | For | For | For | |||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
7 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | |||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | |||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | |||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | |||
13 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hideyuki Sakamoto | Mgmt | For | For | For | |||
4 | Elect Fumiaki Matsumoto | Mgmt | For | For | For | |||
5 | Elect Bernard Rey | Mgmt | For | For | For | |||
6 | Elect Hidetoshi Imazu | Mgmt | For | Against | Against | |||
7 | Elect Toshiyuki Nakamura | Mgmt | For | Against | Against | |||
8 | Elect Motoh Nagai | Mgmt | For | Against | Against | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Jean-Michel Hegesippe | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
13 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
14 | Elect Max Aaron | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Bruce W D Morgan | Mgmt | For | Against | Against | |||
3 | Re-elect Gordon Cairns | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
8 | Elect David Jenkinson | Mgmt | For | For | For | |||
9 | Elect Richard Pennycook | Mgmt | For | For | For | |||
10 | Elect Jonathan Davie | Mgmt | For | For | For | |||
11 | Elect Mark Preston | Mgmt | For | For | For | |||
12 | Elect Marion Sears | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Return of Capital | Mgmt | For | For | For | |||
15 | Related Party Transactions (Nigel Greenaway) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Period at 14 days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Kathleen Hogenson | Mgmt | For | For | For | |||
6 | Elect Norman Murray | Mgmt | For | For | For | |||
7 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
8 | Elect Stefano Cao | Mgmt | For | For | For | |||
9 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
10 | Elect Rene Medori | Mgmt | For | For | For | |||
11 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
12 | Elect Ayman Asfari | Mgmt | For | For | For | |||
13 | Elect Marwan Chedid | Mgmt | For | For | For | |||
14 | Elect Tim Weller | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Performance Share Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Share Plan | Mgmt | For | For | For | |||
23 | Share Incentive Plan | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares under Employee and Management Stock Option Program | Mgmt | For | Against | Against | |||
2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
3 | Approval of Share Issuance w/o Preemptive Rights | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 04/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Election of Directors and/or Commissioners (Slate); Approval of Remuneration | Mgmt | For | Against | Against | |||
6 | Shareholder Structure | Mgmt | For | For | For | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Loan and Credit Facilities | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Puregold Price Club Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGOLD | CINS Y71617107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Philippines | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Determination of Quorum | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Absorption of Company E Corporation with the Company | Mgmt | For | For | For | |||
6 | Elect Lucio L. Co | Mgmt | For | Against | Against | |||
7 | Elect Susan P. Co | Mgmt | For | Against | Against | |||
8 | Elect Leonardo B. Dayao | Mgmt | For | Against | Against | |||
9 | Elect Ferdinand Vincent P. Co | Mgmt | For | Against | Against | |||
10 | Elect Pamela Justine P. Co | Mgmt | For | Against | Against | |||
11 | Elect Marilyn V. Pardo | Mgmt | For | Against | Against | |||
12 | Elect Edgardo G. Lacson | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Transaction of Other Business | Mgmt | For | Against | Against | |||
15 | ADJOURNMENT | Mgmt | For | For | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Mark Dixon | Mgmt | For | For | For | |||
10 | Elect Dominique Yates | Mgmt | For | For | For | |||
11 | Elect Lance Browne | Mgmt | For | For | For | |||
12 | Elect Elmar Heggen | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Alex Sulkowski | Mgmt | For | For | For | |||
15 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
16 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/06/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Armin Papperger | Mgmt | For | TNA | N/A | |||
7 | Ratify Gerd Kleinert | Mgmt | For | TNA | N/A | |||
8 | Ratify Helmut Merch | Mgmt | For | TNA | N/A | |||
9 | Ratify Klaus Greinert | Mgmt | For | TNA | N/A | |||
10 | Ratify Roswitha Armbruster | Mgmt | For | TNA | N/A | |||
11 | Ratify Julia Cuntz | Mgmt | For | TNA | N/A | |||
12 | Ratify Andreas Georgi | Mgmt | For | TNA | N/A | |||
13 | Ratify Siegfried Goll | Mgmt | For | TNA | N/A | |||
14 | Ratify Susanne Hannemann | Mgmt | For | TNA | N/A | |||
15 | Ratify Heinrich Kmett | Mgmt | For | TNA | N/A | |||
16 | Ratify Rudolf Luz | Mgmt | For | TNA | N/A | |||
17 | Ratify Michael Mielke | Mgmt | For | TNA | N/A | |||
18 | Ratify Peter Mitterbauer | Mgmt | For | TNA | N/A | |||
19 | Ratify Detlef Moog | Mgmt | For | TNA | N/A | |||
20 | Ratify Wolfgang Muller | Mgmt | For | TNA | N/A | |||
21 | Ratify Frank Richter | Mgmt | For | TNA | N/A | |||
22 | Ratify Harald Topfer | Mgmt | For | TNA | N/A | |||
23 | Ratify Wolfgang Tretbar | Mgmt | For | TNA | N/A | |||
24 | Ratify Toni Wicki | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
27 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
28 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
29 | Approval of Intra-company Control Agreement with Rheinmetall Eastern Markets GmbH | Mgmt | For | TNA | N/A | |||
30 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
4 | Elect Mark Armour | Mgmt | For | Against | Against | |||
5 | Elect Geoffrey Bible | Mgmt | For | Against | Against | |||
6 | Elect Alan Clark | Mgmt | For | Against | Against | |||
7 | Elect Dinyar S. Devitre | Mgmt | For | Against | Against | |||
8 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
9 | Elect Graham Mackay | Mgmt | For | Against | Against | |||
10 | Elect John Manser | Mgmt | For | Against | Against | |||
11 | Elect John A. Manzoni | Mgmt | For | Against | Against | |||
12 | Elect Miles Morland | Mgmt | For | Against | Against | |||
13 | Elect Dambisa Moyo | Mgmt | For | Against | Against | |||
14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Santo Domingo | Mgmt | For | Against | Against | |||
16 | Elect Helen A. Weir | Mgmt | For | Against | Against | |||
17 | Elect Howard Willard | Mgmt | For | Against | Against | |||
18 | Elect Jamie Wilson | Mgmt | For | Against | Against | |||
19 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Serco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRP | CINS G80400107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Edward J. Casey | Mgmt | For | For | For | |||
6 | Elect Rupert Soames | Mgmt | For | For | For | |||
7 | Elect Mike Clasper | Mgmt | For | For | For | |||
8 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||
9 | Elect Tamara Ingram | Mgmt | For | For | For | |||
10 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
11 | Elect Andrew M. Jenner | Mgmt | For | For | For | |||
12 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
13 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
14 | Elect Angie Risley | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shanghai Fosun Pharmaceutical (Group) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
600196 | CINS Y7682D112 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue H Shares | Mgmt | For | For | For | |||
3 | Absorption of Wholly-owned Subsidiary | Mgmt | For | For | For | |||
4 | Extension of Entrusted Loans | Mgmt | For | Against | Against | |||
5 | Authority to Give Guarantees | Mgmt | For | For | For | |||
6 | Appointment of Internal Control Auditor | Mgmt | For | For | For | |||
7 | Financial Services Agreement | Mgmt | For | For | For | |||
8 | Liability Insurance | Mgmt | For | For | For | |||
9 | Participants | Mgmt | For | For | For | |||
10 | Number, Type and Source of Shares | Mgmt | For | For | For | |||
11 | Allocation of Shares | Mgmt | For | For | For | |||
12 | Validity Period, Date of Grant, Lock-up Period and Unlocking Date | Mgmt | For | For | For | |||
13 | Pricing | Mgmt | For | For | For | |||
14 | Conditions of Granting and Unlocking | Mgmt | For | For | For | |||
15 | Adjustment Methods and Procedures | Mgmt | For | For | For | |||
16 | Accounting Treatment of Shares | Mgmt | For | For | For | |||
17 | Grant and Unlocking Procedures | Mgmt | For | For | For | |||
18 | Rights and Obligations of the Company and Participants | Mgmt | For | For | For | |||
19 | Variation and Termination of Plan | Mgmt | For | For | For | |||
20 | Principles of Repurchase and Cancellation | Mgmt | For | For | For | |||
21 | Establishment of Administrative Measures for Appraisal System for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
22 | Board Authorization for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
23 | Authority to Issue Mid-term Notes | Mgmt | For | For | For | |||
24 | Board Authorization for Issuance Mid-term Notes | Mgmt | For | For | For | |||
25 | Transfer of Intellectual Property | Mgmt | For | For | For | |||
Shanghai Fosun Pharmaceutical (Group) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
600196 | CINS Y7682D112 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Participants | Mgmt | For | For | For | |||
3 | Number, Type and Source of Shares | Mgmt | For | For | For | |||
4 | Allocation of Shares | Mgmt | For | For | For | |||
5 | Validity Period, Date of Grant, Lock-up Period and Unlocking Date | Mgmt | For | For | For | |||
6 | Pricing | Mgmt | For | For | For | |||
7 | Conditions of Granting and Unlocking | Mgmt | For | For | For | |||
8 | Adjustment Methods and Procedures | Mgmt | For | For | For | |||
9 | Accounting Treatment of Shares | Mgmt | For | For | For | |||
10 | Grant and Unlocking Procedures | Mgmt | For | For | For | |||
11 | Rights and Obligations of the Company and Participants | Mgmt | For | For | For | |||
12 | Variation and Termination of Plan | Mgmt | For | For | For | |||
13 | Principles of Repurchase and Cancellation | Mgmt | For | For | For | |||
14 | Establishment of Administrative Measures for Appraisal System for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
15 | Board Authorization for Restricted Share Incentives Plan | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect David M. Stout | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LIM Hyoung Kyu | Mgmt | For | Against | Against | |||
3 | Elect CHOI Jong Won | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Member: CHOI Jong Won | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | |||
5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Denis Solvay | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Scheuble | Mgmt | For | TNA | N/A | |||
11 | Ratification of Independence (Bernhard Scheuble) | Mgmt | For | TNA | N/A | |||
12 | Elect Rosemary Thorne | Mgmt | For | TNA | N/A | |||
13 | Ratification of Independence (Rosemary Thorne) | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Michel | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Gilles Michel) | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
23 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
28 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
29 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
30 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
31 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
32 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
33 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
34 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
35 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
36 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
37 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
38 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
39 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
40 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
41 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
42 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 04/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Supplemental Executive Bonus Share Scheme | Mgmt | For | For | For | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 09/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Keith Hellawell | Mgmt | For | For | For | |||
4 | Elect Mike Ashley | Mgmt | For | Against | Against | |||
5 | Elect Simon Bentley | Mgmt | For | Against | Against | |||
6 | Elect Dave Forsey | Mgmt | For | For | For | |||
7 | Elect Bob Mellors | Mgmt | For | For | For | |||
8 | Elect Dave Singleton | Mgmt | For | For | For | |||
9 | Elect Claire Jenkins | Mgmt | For | For | For | |||
10 | Elect Charles McCreevy | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights (Two-Thirds Authority) | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SPT Energy Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1251 | CINS G8405W106 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WANG Guoqiang | Mgmt | For | For | For | |||
6 | Elect WU Dongfang | Mgmt | For | For | For | |||
7 | Elect LIU Ruoyan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect Vivian Bazalgette | Mgmt | For | For | For | |||
5 | Elect David Bellamy | Mgmt | For | For | For | |||
6 | Elect Iain Cornish | Mgmt | For | For | For | |||
7 | Elect Andrew Croft | Mgmt | For | For | For | |||
8 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
12 | Elect Roger Yates | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Performance Share Plan | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
4 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
5 | Elect Atsuhiko Inoue | Mgmt | For | For | For | |||
6 | Elect Jun Ohta | Mgmt | For | For | For | |||
7 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Nakao as a Statutory Auditor | Mgmt | For | Against | Against | |||
Sun TV Network Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUNTV | CINS Y8295N133 | 09/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect J. Ravindran | Mgmt | For | Against | Against | |||
4 | Elect Nicholas M. Paul | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Surya Semesta Internusa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSIA | CINS Y7147Y131 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Election of Commissioners (Slate) | Mgmt | For | Against | Against | |||
6 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
Takeda Pharmaceutical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CINS J8129E108 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuchika Hasegawa | Mgmt | For | For | For | |||
5 | Elect Yasuhiko Yamanaka | Mgmt | For | For | For | |||
6 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
7 | Elect Masato Iwasaki | Mgmt | For | For | For | |||
8 | Elect Shinji Honda | Mgmt | For | For | For | |||
9 | Elect Fumio Sudo | Mgmt | For | For | For | |||
10 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
11 | Elect Christopher Weber | Mgmt | For | For | For | |||
12 | Elect Francois Roger | Mgmt | For | For | For | |||
13 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
14 | Elect Katsushi Kuroda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Performance-Linked Compensation Plan | Mgmt | For | For | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATAMOTORS | CINS Y85740267 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nusli N. Wadia | Mgmt | For | Against | Against | |||
4 | Elect Raghunath A. Mashelkar | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Falguni S. Nayar | Mgmt | For | Against | Against | |||
7 | Elect Karl J. Slym | Mgmt | For | Against | Against | |||
8 | Appointment of Karl J. Slym as Managing Director; Approval of Remuneration | Mgmt | For | Against | Against | |||
9 | Directors' Commission | Mgmt | For | For | For | |||
10 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572148 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Stock Split | Mgmt | For | For | For | |||
13 | Adopt The Riot Games Option Scheme | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Dawn Airey | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | Against | Against | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | Against | Against | |||
8 | Elect Peter Marks | Mgmt | For | Against | Against | |||
9 | Elect Frank L. Meysman | Mgmt | For | Against | Against | |||
10 | Elect Carl G. Symon | Mgmt | For | Against | Against | |||
11 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
12 | Elect Martine Verluyten | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
5 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
6 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
7 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
8 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
9 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
10 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Wako Tohjima as Statutory Auditor | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
9 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
10 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
11 | Elect Kohhei Saga | Mgmt | For | For | For | |||
12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | |||
15 | Elect Ikuo Uno | Mgmt | For | For | For | |||
16 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
17 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
18 | Elect Masaki Nakatsugawa | Mgmt | For | Against | Against | |||
19 | Elect Teisuke Kitayama | Mgmt | For | Against | Against | |||
20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
21 | Bonus | Mgmt | For | For | For | |||
22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Renew Performance Share Plan | Mgmt | For | For | For | |||
5 | Renew Deferred Annual Bonus Scheme | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Friedrich Joussen | Mgmt | For | For | For | |||
8 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
9 | Elect Peter Long | Mgmt | For | For | For | |||
10 | Elect Johan Lundgren | Mgmt | For | For | For | |||
11 | Elect William Waggott | Mgmt | For | For | For | |||
12 | Elect Horst Baier | Mgmt | For | For | For | |||
13 | Elect Sebastian Ebel | Mgmt | For | For | For | |||
14 | Elect Janis Kong | Mgmt | For | For | For | |||
15 | Elect Coline McConville | Mgmt | For | For | For | |||
16 | Elect Minnow Powell | Mgmt | For | For | For | |||
17 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
18 | Elect Albert Schunk | Mgmt | For | For | For | |||
19 | Elect Harold Sher | Mgmt | For | For | For | |||
20 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
21 | Elect Vladimir Yakushev | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Boeing Aircrafts | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UBS AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSN | CINS H89231338 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Related to VeguV | Mgmt | For | TNA | N/A | |||
7 | Maximum Variable Payment Ratio | Mgmt | For | TNA | N/A | |||
8 | Elect Axel A. Weber | Mgmt | For | TNA | N/A | |||
9 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
10 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
11 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
12 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
13 | Elect Axel P. Lehmann | Mgmt | For | TNA | N/A | |||
14 | Elect Helmut G. W. Panke | Mgmt | For | TNA | N/A | |||
15 | Elect William G. Parrett | Mgmt | For | TNA | N/A | |||
16 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
17 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
18 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | |||
19 | Elect Ann. F. Godbehere | Mgmt | For | TNA | N/A | |||
20 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
21 | Elect Helmut Panke | Mgmt | For | TNA | N/A | |||
22 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Coverage of Loss | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | |||
6 | Common Representative's Fees | Mgmt | For | For | For | |||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | 2014 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Veidekke ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEI | CINS R9590N107 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Opening of Meeting | Mgmt | For | TNA | N/A | |||
7 | Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
8 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
16 | Nomination Committee | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Company Object; Age Limit | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
12 | Severance Agreement (Antoine Frerot) | Mgmt | For | Against | Against | |||
13 | Elect Antoine Frerot | Mgmt | For | For | For | |||
14 | Elect Daniel Bouton | Mgmt | For | For | For | |||
15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Mgmt | For | For | For | |||
16 | Elect Khaled Al Sayed | Mgmt | For | For | For | |||
17 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Abstain | Against | |||
23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Abstain | Against | |||
24 | Greenshoe | Mgmt | For | Abstain | Against | |||
25 | Increase in Authorized Capital Through Capitalization | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Wacker Chemie AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCH | CINS D9540Z106 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amend Agreement with DRAWIN Vertriebs-GmbH | Mgmt | For | TNA | N/A | |||
10 | Amend Agreement with Wacker-Chemie Versicherungsvermittlung GmbH | Mgmt | For | TNA | N/A | |||
11 | Amend Agreement with Alzwerke GmbH | Mgmt | For | TNA | N/A | |||
Wirecard AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDI | CINS D22359133 | 06/18/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Alfons Henseler | Mgmt | For | TNA | N/A | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L116 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
5 | Elect Michael Clarke | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect Pilar Lopez | Mgmt | For | For | For | |||
8 | Elect John Martin | Mgmt | For | For | For | |||
9 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
10 | Elect Alan Murray | Mgmt | For | For | For | |||
11 | Elect Frank W. Roach | Mgmt | For | For | For | |||
12 | Elect Michael P. Wareing | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
5 | Remuneration Policy (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
6 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
7 | Elect Roger Agnelli | Mgmt | For | For | For | |||
8 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
9 | Elect Colin Day | Mgmt | For | For | For | |||
10 | Elect Philip Lader | Mgmt | For | For | For | |||
11 | Elect Ruigang Li | Mgmt | For | For | For | |||
12 | Elect Mark Read | Mgmt | For | For | For | |||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||
14 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
15 | Elect Hugo Shong | Mgmt | For | For | For | |||
16 | Elect Timothy Shriver | Mgmt | For | For | For | |||
17 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
18 | Elect Sally Susman | Mgmt | For | For | For | |||
19 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
20 | Elect John Hood | Mgmt | For | For | For | |||
21 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
22 | Elect Nicole Seligman | Mgmt | For | For | For | |||
23 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
24 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Herman O. Gref | Mgmt | For | Against | Against | |||
5 | Elect Arkady Volozh | Mgmt | For | Against | Against | |||
6 | Elect Alfred Fenaughty | Mgmt | For | Against | Against | |||
7 | Elect Elena Ivashentseva | Mgmt | For | Against | Against | |||
8 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
9 | Cancellation of Shares | Mgmt | For | For | For | |||
10 | Amendment to Articles (Authorized Capital) | Mgmt | For | For | For | |||
11 | Amendment to the Equity Compensation Plan | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of a conversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For | |||
Ziggo NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZIGGO | CINS N9837R105 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Multi-Cap Value Fund | |||||||
Date of fiscal year end: | 04/30/2014 | |||||||
Actavis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Indirect Political Spending Report | ShrHldr | Against | Against | For | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
5 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
6 | Elect Byron I. Mallott | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||
8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
9 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
10 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Amendment to the Certificate of Incorporation to Reduce Par Value of Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 08/07/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Curt R. Hartman | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Dissident Nominee Theodore E. Martin | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Dissident Nominee Jerome J. Lande | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Management Nominee Hakan Bjorklund | Mgmt | N/A | TNA | N/A | |||
2 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | N/A | TNA | N/A | |||
3 | Approval of Stock Option Grant | Mgmt | N/A | TNA | N/A | |||
4 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | N/A | TNA | N/A | |||
5 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
6 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 08/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hakan Bjorklund | Mgmt | For | For | For | |||
1.2 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
1.3 | Elect Brian A. Markison | Mgmt | For | For | For | |||
1.4 | Elect Sir Tom McKillop | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of Stock Option Grant | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alliant Techsystems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATK | CUSIP 018804104 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
1.2 | Elect Mark W. DeYoung | Mgmt | For | For | For | |||
1.3 | Elect Martin C. Faga | Mgmt | For | For | For | |||
1.4 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
1.5 | Elect April H. Foley | Mgmt | For | For | For | |||
1.6 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
1.7 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect W. Walker Lewis | Mgmt | For | For | For | |||
6 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
7 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
9 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
10 | Elect William H. Turner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Conti | Mgmt | For | For | For | |||
1.2 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||
2 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||
3 | Elect Amy H. Nelson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Baltic Trading Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BALT | CUSIP Y0553W103 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter C. Georgiopoulos | Mgmt | For | For | For | |||
1.2 | Elect Basil G. Mavroleon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
1.2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
1.4 | Elect Ronald E. Deal | Mgmt | For | For | For | |||
1.5 | Elect James A. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
1.7 | Elect John P. Howe, III | Mgmt | For | For | For | |||
1.8 | Elect Eric C. Kendrick | Mgmt | For | For | For | |||
1.9 | Elect Kelly S. King | Mgmt | For | For | For | |||
1.10 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
1.11 | Elect Edward C. Milligan | Mgmt | For | For | For | |||
1.12 | Elect Charles A. Patton | Mgmt | For | For | For | |||
1.13 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
1.14 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.16 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
1.17 | Elect Edwin H. Welch | Mgmt | For | For | For | |||
1.18 | Elect Stephen T. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
BE Aerospace, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAV | CUSIP 073302101 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Senft | Mgmt | For | For | For | |||
1.2 | Elect John T. Whates | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||
2 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
3 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||
4 | Elect Hubert Joly | Mgmt | For | For | For | |||
5 | Elect David W. Kenny | Mgmt | For | For | For | |||
6 | Elect Thomas L. Millner | Mgmt | For | For | For | |||
7 | Elect Gerard R. Vittecoq | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Brown & Brown, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRO | CUSIP 115236101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||
1.2 | Elect Samuel P. Bell III | Mgmt | For | For | For | |||
1.3 | Elect Hugh M. Brown | Mgmt | For | For | For | |||
1.4 | Elect J. Powell Brown | Mgmt | For | For | For | |||
1.5 | Elect Bradley Currey, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Theodore J. Hoepner | Mgmt | For | For | For | |||
1.7 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.8 | Elect Toni Jennings | Mgmt | For | For | For | |||
1.9 | Elect Timothy R.M. Main | Mgmt | For | Withhold | Against | |||
1.10 | Elect H. Palmer Proctor, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Wendell S. Reilly | Mgmt | For | For | For | |||
1.12 | Elect Chilton D. Varner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
2 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
3 | Elect Edward D. Miller | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws to Repeal Classified Board | Mgmt | For | For | For | |||
8 | Amend Bylaws to Adopt Majority Voting for Election of Directors | Mgmt | For | For | For | |||
9 | Amend Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amend Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Russell Goldsmith | Mgmt | For | For | For | |||
2 | Elect Bram Goldsmith | Mgmt | For | For | For | |||
3 | Elect Mohamad Ali | Mgmt | For | For | For | |||
4 | Elect Richard L. Bloch | Mgmt | For | For | For | |||
5 | Elect Kenneth L. Coleman | Mgmt | For | For | For | |||
6 | Elect Ashok Israni | Mgmt | For | For | For | |||
7 | Elect Bruce Rosenblum | Mgmt | For | For | For | |||
8 | Elect Peter M. Thomas | Mgmt | For | For | For | |||
9 | Elect Robert H. Tuttle | Mgmt | For | Against | Against | |||
10 | Elect Christopher J. Warmuth | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
7 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Diana Shipping Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSX | CUSIP Y2066G104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Boris Nachamkin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Apostolos Kontoyannis | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
DXP Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXPE | CUSIP 233377407 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Little | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Timothy P. Halter | Mgmt | For | Withhold | Against | |||
1.4 | Elect Bryan Wimberly | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Endo Health Solutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP 29264F205 | 02/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect John J. Delucca | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth W. Dewey | Mgmt | For | For | For | |||
1.2 | Elect M. James Gorrie | Mgmt | For | For | For | |||
1.3 | Elect James T. McManus, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David K. Hunt | Mgmt | For | For | For | |||
2 | Elect Richard N. Massey | Mgmt | For | For | For | |||
3 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
9 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
10 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
11 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First BanCorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBP | CUSIP 318672706 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aurelio Aleman-Bermudez | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Michael P. Harmon | Mgmt | For | For | For | |||
4 | Elect Roberto R. Herencia | Mgmt | For | For | For | |||
5 | Elect David I. Matson | Mgmt | For | For | For | |||
6 | Elect Jose Menedez-Cortada | Mgmt | For | For | For | |||
7 | Elect Fernando Rodriguez-Amaro | Mgmt | For | For | For | |||
8 | Elect Robert T. Gormley | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
1.2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
1.5 | Elect William E. Ford | Mgmt | For | For | For | |||
1.6 | Elect L.Martin Gibbs | Mgmt | For | For | For | |||
1.7 | Elect Sandra R. Hernandez | Mgmt | For | For | For | |||
1.8 | Elect Pamela Joyner | Mgmt | For | For | For | |||
1.9 | Elect Reynold Levy | Mgmt | For | For | For | |||
1.10 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
1.11 | Elect George G. C. Parker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Garmin Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRMN | CUSIP H2906T109 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appoint Chairman of the Meeting | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Losses | Mgmt | For | For | For | |||
4 | Allocation of Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
6 | Elect Donald H. Eller | Mgmt | For | For | For | |||
7 | Elect Joseph J. Hartnett | Mgmt | For | For | For | |||
8 | Elect Min H. Kao | Mgmt | For | For | For | |||
9 | Elect Charles W. Peffer | Mgmt | For | For | For | |||
10 | Elect Clifton A. Pemble | Mgmt | For | For | For | |||
11 | Elect Thomas P. Poberezny | Mgmt | For | For | For | |||
12 | Elect Min H. Kao | Mgmt | For | For | For | |||
13 | Elect Donald H. Eller as Compensation Committee Member | Mgmt | For | For | For | |||
14 | Elect Joseph J. Hartnett as Compensation Committee Member | Mgmt | For | For | For | |||
15 | Elect Charles W. Peffer as Compensation Committee Member | Mgmt | For | For | For | |||
16 | Elect Thomas P. Poberezny as Compensation Committee Member | Mgmt | For | For | For | |||
17 | Appointment of Independent Proxy | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendments to Articles (Regarding VeguV) | Mgmt | For | For | For | |||
21 | Amendments to Articles (Regarding VeguV) | Mgmt | For | For | For | |||
22 | Amendments to Articles to Allow Virtual General Meetings | Mgmt | For | Against | Against | |||
23 | Transaction of Other Business | Mgmt | For | Against | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mortimer B. Fuller III | Mgmt | For | For | For | |||
1.2 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Melzer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Great Plains Energy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXP | CUSIP 391164100 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | |||
1.2 | Elect David L. Bodde | Mgmt | For | For | For | |||
1.3 | Elect Randall C. Ferguson, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
1.5 | Elect Thomas D. Hyde | Mgmt | For | For | For | |||
1.6 | Elect James A. Mitchell | Mgmt | For | For | For | |||
1.7 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
1.8 | Elect John J. Sherman | Mgmt | For | For | For | |||
1.9 | Elect Linda H. Talbott | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to Articles to Provide for Director Indemnification | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | Against | Against | |||
4 | Elect Jiren Liu | Mgmt | For | Against | Against | |||
5 | Elect Edward H. Meyer | Mgmt | For | For | For | |||
6 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
7 | Elect Kenneth M. Reiss | Mgmt | For | For | For | |||
8 | Elect Hellene S. Runtagh | Mgmt | For | For | For | |||
9 | Elect Frank Sklarsky | Mgmt | For | For | For | |||
10 | Elect Gary G. Steel | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2012 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
13 | 2014 Key Executive Officers Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Herbalife Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLF | CUSIP G4412G101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael O. Johnson | Mgmt | For | For | For | |||
1.2 | Elect John Tartol | Mgmt | For | For | For | |||
1.3 | Elect Hunter C. Gary | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jesse A. Lynn | Mgmt | For | For | For | |||
1.5 | Elect James L. Nelson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
1.3 | Elect Allen Chao | Mgmt | For | For | For | |||
1.4 | Elect Nigel Ten Fleming | Mgmt | For | For | For | |||
1.5 | Elect Larry Hsu | Mgmt | For | For | For | |||
1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||
1.7 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
1.8 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jarden Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAH | CUSIP 471109108 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Heckmann | Mgmt | For | For | For | |||
1.2 | Elect Irwin D. Simon | Mgmt | For | For | For | |||
1.3 | Elect William J. Grant | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOY | CUSIP 481165108 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward L. Doheny II | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect John T. Gremp | Mgmt | For | For | For | |||
1.4 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.5 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
1.6 | Elect Richard B. Loynd | Mgmt | For | For | For | |||
1.7 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.8 | Elect James H. Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Claire S. Farley | Mgmt | For | For | For | |||
4 | Elect Rudy M.J. van der Meer | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Karyn F. Ovelman | Mgmt | For | For | For | |||
8 | Elect Craig B. Glidden | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Patrick D. Quarles | Mgmt | For | For | For | |||
11 | Elect Timothy D. Roberts | Mgmt | For | For | For | |||
12 | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | Mgmt | For | For | For | |||
13 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
14 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Allocation of Dividends | Mgmt | For | For | For | |||
18 | Advisory Vote Approving Executive Compensation | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Marathon Petroleum Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven A. Davis | Mgmt | For | For | For | |||
1.2 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
1.3 | Elect John W. Snow | Mgmt | For | For | For | |||
1.4 | Elect John P. Surma | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
2 | Elect Daniel S. Glaser | Mgmt | For | For | For | |||
3 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
4 | Elect Ian Lang | Mgmt | For | For | For | |||
5 | Elect Elaine La Roche | Mgmt | For | For | For | |||
6 | Elect Steven A. Mills | Mgmt | For | For | For | |||
7 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
8 | Elect Marc D. Oken | Mgmt | For | For | For | |||
9 | Elect Morton O. Schapiro | Mgmt | For | For | For | |||
10 | Elect Adele S. Simmons | Mgmt | For | For | For | |||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||
12 | Elect R. David Yost | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Roger K. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Men's Wearhouse Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MW | CUSIP 587118100 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David H. Edwab | Mgmt | For | For | For | |||
1.2 | Elect Douglas S. Ewert | Mgmt | For | For | For | |||
1.3 | Elect Rinaldo S. Brutoco | Mgmt | For | For | For | |||
1.4 | Elect Michael L. Ray | Mgmt | For | For | For | |||
1.5 | Elect Sheldon I. Stein | Mgmt | For | For | For | |||
1.6 | Elect Deepak Chopra | Mgmt | For | For | For | |||
1.7 | Elect William B. Sechrest | Mgmt | For | For | For | |||
1.8 | Elect Grace Nichols | Mgmt | For | For | For | |||
1.9 | Elect Allen Questrom | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Merit Medical Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMSI | CUSIP 589889104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kent W. Stanger | Mgmt | For | For | For | |||
1.2 | Elect Nolan E. Karras | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approve Material Terms of the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
5 | Elect V. James Marino | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Michael J. Massey | Mgmt | For | For | For | |||
8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
9 | Elect David M. Szymanski | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 01/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.2 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.3 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Douglas H. Lowrey | Mgmt | For | For | For | |||
1.8 | Elect Timothy B. Matz | Mgmt | For | For | For | |||
1.9 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.10 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.11 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.13 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Penn Virginia Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVA | CUSIP 707882106 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John U. Clarke | Mgmt | For | For | For | |||
2 | Elect Edward B. Cloues II | Mgmt | For | For | For | |||
3 | Elect Steven W. Krablin | Mgmt | For | For | For | |||
4 | Elect Marsha R. Perelman | Mgmt | For | For | For | |||
5 | Elect H. Baird Whitehead | Mgmt | For | For | For | |||
6 | Elect Gary K. Wright | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
4 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
5 | Elect James C. Mullen | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Kelly | Mgmt | For | Against | Against | |||
6 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
7 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
8 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
9 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
10 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
11 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 07/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew M. Mannelly | Mgmt | For | For | For | |||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
1.4 | Elect Charles J. Hinkaty | Mgmt | For | For | For | |||
1.5 | Elect Carl J. Johnson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Jan Nicholson | Mgmt | For | For | For | |||
10 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
11 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Raymond James Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJF | CUSIP 754730109 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shelley G. Broader | Mgmt | For | For | For | |||
2 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | |||
3 | Elect Benjamin C. Esty | Mgmt | For | For | For | |||
4 | Elect Francis S. Godbold | Mgmt | For | For | For | |||
5 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |||
6 | Elect Thomas A. James | Mgmt | For | For | For | |||
7 | Elect Gordon L. Johnson | Mgmt | For | For | For | |||
8 | Elect Paul C. Reilly | Mgmt | For | For | For | |||
9 | Elect Robert P. Saltzman | Mgmt | For | For | For | |||
10 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
11 | Elect Susan N. Story | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Regal Entertainment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGC | CUSIP 758766109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen A. Kaplan | Mgmt | For | For | For | |||
1.2 | Elect Jack Tyrrell | Mgmt | For | For | For | |||
1.3 | Elect Nestor R. Weigand, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James R. Malone | Mgmt | For | For | For | |||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 01/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenny A. Hourihan | Mgmt | For | For | For | |||
1.2 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
1.3 | Elect J. Powell Brown | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Chapman | Mgmt | For | For | For | |||
1.5 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
1.6 | Elect Russell M. Currey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Silgan Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLGN | CUSIP 827048109 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Greg Horrigan | Mgmt | For | Withhold | Against | |||
1.2 | Elect John W. Alden | Mgmt | For | Withhold | Against | |||
2 | Approval of Material Terms for Performance Goals under the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Snap-on Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNA | CUSIP 833034101 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
2 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | |||
3 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen M. Bennett | Mgmt | For | For | For | |||
2 | Elect Michael A. Brown | Mgmt | For | For | For | |||
3 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
4 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
5 | Elect David Mahoney | Mgmt | For | For | For | |||
6 | Elect Robert S. Miller | Mgmt | For | For | For | |||
7 | Elect Anita Sands | Mgmt | For | For | For | |||
8 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
9 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
10 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Amendment to the Senior Executive Incentive Plan | Mgmt | For | For | For | |||
Talisman Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLM | CUSIP 87425E103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christiane Bergevin | Mgmt | For | For | For | |||
1.2 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
1.4 | Elect Thomas W. Ebbern | Mgmt | For | For | For | |||
1.5 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
1.6 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
1.7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
1.8 | Elect Lisa A. Stewart | Mgmt | For | For | For | |||
1.9 | Elect Henry W. Sykes | Mgmt | For | For | For | |||
1.10 | Elect Peter W. Tomsett | Mgmt | For | For | For | |||
1.11 | Elect Michael T. Waites | Mgmt | For | For | For | |||
1.12 | Elect Charles R. Williamson | Mgmt | For | For | For | |||
1.13 | Elect Charles M. Winograd | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advance Notice Policy | Mgmt | For | For | For | |||
4 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect John C. Chrystal | Mgmt | For | For | For | |||
6 | Elect Matthew Cohn | Mgmt | For | For | For | |||
7 | Elect Hersh Kozlov | Mgmt | For | For | For | |||
8 | Elect William H. Lamb | Mgmt | For | For | For | |||
9 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
10 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
11 | Elect Mei-Mei Tuan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Long Term Incentive Plan (2014) | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UMB Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UMBF | CUSIP 902788108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect David R. Bradley, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Nancy K. Buese | Mgmt | For | For | For | |||
1.4 | Elect Peter J. deSilva | Mgmt | For | For | For | |||
1.5 | Elect Terrence P. Dunn | Mgmt | For | For | For | |||
1.6 | Elect Kevin C. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Greg M. Graves | Mgmt | For | For | For | |||
1.8 | Elect Alexander C. Kemper | Mgmt | For | For | For | |||
1.9 | Elect J. Mariner Kemper | Mgmt | For | For | For | |||
1.10 | Elect Kris A. Robbins | Mgmt | For | For | For | |||
1.11 | Elect Thomas D. Sanders | Mgmt | For | For | For | |||
1.12 | Elect L. Joshua Sosland | Mgmt | For | For | For | |||
1.13 | Elect Paul Uhlmann, III | Mgmt | For | For | For | |||
1.14 | Elect Thomas J. Wood, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect William R. Klesse | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
9 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Stockholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.2 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.3 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.4 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 06/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Distribution of Profit Reserves | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.2 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emilio A. Fernandez | Mgmt | For | For | For | |||
1.2 | Elect Lee B. Foster II | Mgmt | For | For | For | |||
1.3 | Elect Gary C. Valade | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael A. Todman | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Michael S. McGavick | Mgmt | For | For | For | |||
3 | Elect Anne L. Stevens | Mgmt | For | For | For | |||
4 | Elect John M. Vereker | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Renewal of Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
8 | Renewal of Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
9 | Amendments to Articles of Association | Mgmt | For | For | For | |||
10 | Extend the Term of the Directors Stock and Option Plan | Mgmt | For | For | For | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Research Fund | |||||||
Date of fiscal year end: | 07/31/2013 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Labeling of Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Accenture plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Jaime Ardila | Mgmt | For | For | For | |||
3 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
4 | Elect William L. Kimsey | Mgmt | For | For | For | |||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
6 | Elect Mark Moody-Stuart | Mgmt | For | For | For | |||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | |||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | |||
9 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Reduction of Share Capital | Mgmt | For | Abstain | Against | |||
15 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | Abstain | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Price Range for the Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect James H. Bloem | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Tamar D. Howson | Mgmt | For | For | For | |||
5 | Elect John A. King | Mgmt | For | For | For | |||
6 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
7 | Elect Jiri Michal | Mgmt | For | For | For | |||
8 | Elect Sigurdur Olafsson | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
11 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Forest Laboratories, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Kelly J. Barlow | Mgmt | For | For | For | |||
3 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
4 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
5 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
6 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
7 | Elect James E. Daley | Mgmt | For | For | For | |||
8 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
9 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
10 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
11 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
12 | Elect Robert Sedgewick | Mgmt | For | For | For | |||
13 | Elect John E. Warnock | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
2 | Elect Guo Bao Zhang | Mgmt | For | For | For | |||
3 | Elect Charles Harrington | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Tarun Khanna | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect James H. Miller | Mgmt | For | For | For | |||
8 | Elect Sandra O. Moose | Mgmt | For | For | For | |||
9 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
10 | Elect Moises Naim | Mgmt | For | For | For | |||
11 | Elect Charles O. Rossotti | Mgmt | For | For | For | |||
12 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Indirect Political Spending Report | ShrHldr | Against | Against | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Everitt | Mgmt | For | For | For | |||
1.2 | Elect Russell K. Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan A. Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | |||
1.5 | Elect David J. Lesar | Mgmt | For | For | For | |||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | |||
1.7 | Elect Charles V. Magro | Mgmt | For | For | For | |||
1.8 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.9 | Elect Derek G. Pannell | Mgmt | For | For | For | |||
1.10 | Elect Mayo M. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Bundled Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Advance Notice Policy | Mgmt | For | For | For | |||
6 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Akamai Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKAM | CUSIP 00971T101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Monte Ford | Mgmt | For | For | For | |||
2 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
3 | Elect Steven Scopellite | Mgmt | For | For | For | |||
4 | Elect Bernardus Verwaayen | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
2 | Elect James W. Owens | Mgmt | For | For | For | |||
3 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
4 | Elect Ratan N. Tata | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Alexandria Real Estate Equities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARE | CUSIP 015271109 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joel S. Marcus | Mgmt | For | For | For | |||
1.2 | Elect Richard B. Jennings | Mgmt | For | For | For | |||
1.3 | Elect John L. Atkins III | Mgmt | For | For | For | |||
1.4 | Elect Maria C. Freire | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Hash | Mgmt | For | For | For | |||
1.6 | Elect Richard H. Klein | Mgmt | For | For | For | |||
1.7 | Elect James H. Richardson | Mgmt | For | For | For | |||
2 | Amendment to the 1997 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E.I. Pyott | Mgmt | For | Against | Against | |||
2 | Elect Michael R. Gallagher | Mgmt | For | Against | Against | |||
3 | Elect Deborah Dunsire | Mgmt | For | Against | Against | |||
4 | Elect Trevor M. Jones | Mgmt | For | Against | Against | |||
5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Peter J. McDonnell | Mgmt | For | Against | Against | |||
7 | Elect Timothy D. Proctor | Mgmt | For | Against | Against | |||
8 | Elect Russell T. Ray | Mgmt | For | Against | Against | |||
9 | Elect Henri A. Termeer | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | |||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.6 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.7 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.9 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
1.10 | Elect Thomas R. Voss | Mgmt | For | For | For | |||
1.11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.12 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Campus Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACC | CUSIP 024835100 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Bayless, Jr. | Mgmt | For | For | For | |||
2 | Elect R.D. Burck | Mgmt | For | For | For | |||
3 | Elect G. Steven Dawson | Mgmt | For | For | For | |||
4 | Elect Cydney Donnell | Mgmt | For | For | For | |||
5 | Elect Dennis G. Lopez | Mgmt | For | For | For | |||
6 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
7 | Elect Oliver Luck | Mgmt | For | For | For | |||
8 | Elect C. Patrick Oles Jr. | Mgmt | For | For | For | |||
9 | Elect Winston W. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
7 | Elect Richard C. Levin | Mgmt | For | For | For | |||
8 | Elect Richard A. McGinn | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha C. Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect George MacKenzie | Mgmt | For | For | For | |||
7 | Elect William J. Marrazzo | Mgmt | For | For | For | |||
8 | Elect Susan N. Story | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect W. Walker Lewis | Mgmt | For | For | For | |||
6 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
7 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
9 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
10 | Elect William H. Turner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Amphenol Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APH | CUSIP 032095101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald P. Badie | Mgmt | For | For | For | |||
2 | Elect Stanley L. Clark | Mgmt | For | For | For | |||
3 | Elect David P. Falck | Mgmt | For | For | For | |||
4 | Elect Edward G. Jepsen | Mgmt | For | For | For | |||
5 | Elect Andrew E. Lietz | Mgmt | For | For | For | |||
6 | Elect Martin H. Loeffler | Mgmt | For | For | For | |||
7 | Elect John R. Lord | Mgmt | For | For | For | |||
8 | Elect R. Adam Norwitt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2014 Executive Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Stock Purchase and Option Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs, Jr. | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
10 | Elect Matthew M. Zell | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Management Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
ANSYS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANSS | CUSIP 03662Q105 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cashman III | Mgmt | For | For | For | |||
2 | Elect Ajei S. Gopal | Mgmt | For | For | For | |||
3 | Elect William R. McDermott | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
8 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
9 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
10 | Elect James E. Rogers | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
12 | Elect Robert H. Swan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.13 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.14 | Elect Russell B. Brewer, II | Mgmt | For | For | For | |||
1.15 | Elect Gary Burnet | Mgmt | For | For | For | |||
1.16 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
1.17 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.18 | Elect James M. Michener | Mgmt | For | For | For | |||
1.19 | Elect Robert B. Mills | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect James P. Kelly | Mgmt | For | For | For | |||
6 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect John B. McCoy | Mgmt | For | For | For | |||
9 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
10 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
11 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
12 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of AT&T Severance Policy | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | |||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Executive Cash and Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
16 | Approve CEO Severance Benefit Agreement | Mgmt | For | For | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.4 | Elect John J. Healy, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Performance Goals Under the 2009 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
3 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
6 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
7 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
8 | Elect James A. Lash | Mgmt | For | For | For | |||
9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
10 | Elect James W. Stewart | Mgmt | For | For | For | |||
11 | Elect Charles L. Watson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2002 Director and Officer long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2002 Employee Long-Term Incentive Plan | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald R. Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald L. Olson | Mgmt | For | Withhold | Against | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Dividends | ShrHldr | Against | Against | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Craigie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mindy Grossman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Nunnelly | Mgmt | For | Withhold | Against | |||
1.4 | Elect Chris T. Sullivan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce L. Byrnes | Mgmt | For | For | For | |||
2 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
6 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
8 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
9 | Elect Uwe E. Reinhardt | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Humphrey | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sara Lawrence-Lightfoot | Mgmt | For | Withhold | Against | |||
1.3 | Elect David H. Lissy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
1.3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
1.4 | Elect Maria Klawe | Mgmt | For | For | For | |||
1.5 | Elect John E. Major | Mgmt | For | For | For | |||
1.6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
1.7 | Elect William T. Morrow | Mgmt | For | For | For | |||
1.8 | Elect Henry Samueli | Mgmt | For | For | For | |||
1.9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
3 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
2 | Elect James R. Gibbs | Mgmt | For | For | For | |||
3 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
4 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | 2014 Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
2 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
3 | Elect Edward D. Miller | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws to Repeal Classified Board | Mgmt | For | For | For | |||
8 | Amend Bylaws to Adopt Majority Voting for Election of Directors | Mgmt | For | For | For | |||
9 | Amend Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amend Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | |||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
1.7 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
1.8 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
1.9 | Elect Gary L. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHEX | CUSIP 16411R208 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2014 - 2018 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Franz B. Humer | Mgmt | For | For | For | |||
4 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
9 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
10 | Elect Joan E. Spero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
3 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
4 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
5 | Elect William D. Harvey | Mgmt | For | For | For | |||
6 | Elect David W. Joos | Mgmt | For | For | For | |||
7 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
8 | Elect John G. Russell | Mgmt | For | For | For | |||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | |||
10 | Elect Laura H. Wright | Mgmt | For | For | For | |||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve Amended Performance Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
2 | Elect Robert E. Weissman | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Community Health Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYH | CUSIP 203668108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Larry Cash | Mgmt | For | For | For | |||
2 | Elect John A. Clerico | Mgmt | For | For | For | |||
3 | Elect James S. Ely III | Mgmt | For | For | For | |||
4 | Elect John A. Fry | Mgmt | For | For | For | |||
5 | Elect William N. Jennings | Mgmt | For | For | For | |||
6 | Elect Julia B. North | Mgmt | For | For | For | |||
7 | Elect Wayne T. Smith | Mgmt | For | For | For | |||
8 | Elect H. Mitchell Watson, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Employee Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Stock Option and Award Plan | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.2 | Elect Nicholas J. Deiuliis | Mgmt | For | For | For | |||
1.3 | Elect Philip W. Baxter | Mgmt | For | For | For | |||
1.4 | Elect James E. Altmeyer, Sr. | Mgmt | For | Withhold | Against | |||
1.5 | Elect Alvin R. Carpenter | Mgmt | For | For | For | |||
1.6 | Elect William E. Davis | Mgmt | For | For | For | |||
1.7 | Elect Raj K. Gupta | Mgmt | For | For | For | |||
1.8 | Elect David C. Hardesty, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Maureen Lally-Green | Mgmt | For | For | For | |||
1.10 | Elect John T. Mills | Mgmt | For | For | For | |||
1.11 | Elect William P. Powell | Mgmt | For | For | For | |||
1.12 | Elect Joseph T. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Constellium NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTM | CUSIP N22035104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Accounts and Reports in English | Mgmt | For | For | For | |||
2 | Amendment to Management Equity Plan | Mgmt | For | For | For | |||
3 | Non-Executive Directors' Fees | Mgmt | For | For | For | |||
4 | Amendment to Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Executive Board Members Acts | Mgmt | For | For | For | |||
7 | Ratification of Non-Executive Board Members Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Philippe Guillemot | Mgmt | For | Against | Against | |||
10 | Elect Werner G.P. Paschke | Mgmt | For | Against | Against | |||
11 | Elect Michiel Brandjes | Mgmt | For | Against | Against | |||
12 | Elect Lori A. Walker | Mgmt | For | Against | Against | |||
13 | Elect Peter F. Hartman | Mgmt | For | Against | Against | |||
14 | Elect John Ormerod | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Cancellation of Preference Shares | Mgmt | For | For | For | |||
17 | Amendments to Articles (Preference Shares) | Mgmt | For | For | For | |||
18 | Amendments to Article 16 (Board Practices) | Mgmt | For | For | For | |||
19 | Amendments to Article 22 (Profit Allocation) | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
2 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
3 | Elect Richard T. Clark | Mgmt | For | For | For | |||
4 | Elect Robert F. Cummings, Jr. | Mgmt | For | Against | Against | |||
5 | Elect James B. Flaws | Mgmt | For | For | For | |||
6 | Elect Deborah A. Henretta | Mgmt | For | For | For | |||
7 | Elect Kurt M. Landgraf | Mgmt | For | For | For | |||
8 | Elect Kevin J. Martin | Mgmt | For | For | For | |||
9 | Elect Deborah D. Rieman | Mgmt | For | For | For | |||
10 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2014 Variable Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Libenson | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
5 | Repeal of Classified Board | Mgmt | Abstain | For | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
7 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
D.R. Horton, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHI | CUSIP 23331A109 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Horton | Mgmt | For | For | For | |||
2 | Elect Barbara K. Allen | Mgmt | For | For | For | |||
3 | Elect Bradley S. Anderson | Mgmt | For | For | For | |||
4 | Elect Michael R. Buchanan | Mgmt | For | For | For | |||
5 | Elect Michael W. Hewatt | Mgmt | For | For | For | |||
6 | Elect Donald J. Tomnitz | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Dell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 09/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Dell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 10/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
2 | Elect Janet F. Clark | Mgmt | For | For | For | |||
3 | Elect Laura Conigliaro | Mgmt | For | For | For | |||
4 | Elect Michael S. Dell | Mgmt | For | For | For | |||
5 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
6 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
7 | Elect Klaus S. Luft | Mgmt | For | For | For | |||
8 | Elect Alex J. Mandl | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | Against | Against | |||
2 | Elect Peter W. Brown | Mgmt | For | Against | Against | |||
3 | Elect Helen E. Dragas | Mgmt | For | Against | Against | |||
4 | Elect James O. Ellis, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect John W. Harris | Mgmt | For | Against | Against | |||
7 | Elect Mark J. Kington | Mgmt | For | Against | Against | |||
8 | Elect Pamela L. Royal | Mgmt | For | Against | Against | |||
9 | Elect Robert H. Spilman, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Michael E. Szymanczyk | Mgmt | For | Against | Against | |||
11 | Elect David A. Wollard | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Environmental Impacts and Risks of Biomass | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
3 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
4 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
5 | Elect Jack L. Stahl | Mgmt | For | For | For | |||
6 | Elect Larry D. Young | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
10 | Amendment to the Omnibus Stock Incentive Plan of 2009 | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.3 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John T. Herron | Mgmt | For | For | For | |||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.11 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.12 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.13 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.14 | Elect James T. Rhodes | Mgmt | For | For | For | |||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Restoration of Written Consent | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHldr | Against | Against | For | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Barbara J. Beck | Mgmt | For | For | For | |||
3 | Elect Leslie S. Biller | Mgmt | For | For | For | |||
4 | Elect Carl M. Casale | Mgmt | For | For | For | |||
5 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
6 | Elect Jerry A. Grundhofer | Mgmt | For | For | For | |||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Michael Larson | Mgmt | For | Against | Against | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect Robert L. Lumpkins | Mgmt | For | For | For | |||
12 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
13 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
14 | Elect John J. Zillmer | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Reapproval of the Management Performance Incentive Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect Mark G. Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Restricted Stock Awards | Mgmt | For | For | For | |||
5 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 11/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Nelson A. Diaz | Mgmt | For | For | For | |||
8 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
9 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
10 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
11 | Elect Richard W. Mies | Mgmt | For | For | For | |||
12 | Elect William C. Richardson | Mgmt | For | For | For | |||
13 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
14 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
15 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Renewal of the Annual Incentive Plan for Senior Executives | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Pay Ratio | ShrHldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary G. Benanav | Mgmt | For | Against | Against | |||
2 | Election of Directors | Mgmt | For | Against | Against | |||
3 | Elect William J. DeLaney | Mgmt | For | Against | Against | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | Against | Against | |||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | Against | Against | |||
6 | Elect Frank Mergenthaler | Mgmt | For | Against | Against | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | Against | Against | |||
8 | Elect John O. Parker, Jr. | Mgmt | For | Against | Against | |||
9 | Elect George Paz | Mgmt | For | Against | Against | |||
10 | Elect William L. Roper | Mgmt | For | Against | Against | |||
11 | Elect Seymour Sternberg | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David K. Hunt | Mgmt | For | For | For | |||
2 | Elect Richard N. Massey | Mgmt | For | For | For | |||
3 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
9 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
10 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
11 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.11 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen J. Collins | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
7 | Elect James P. Hackett | Mgmt | For | For | For | |||
8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
9 | Elect William W. Helman IV | Mgmt | For | For | For | |||
10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
12 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||
14 | Elect Homer A. Neal | Mgmt | For | For | For | |||
15 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
16 | Elect John L. Thornton | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | 2014 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Fortress Investment Group LLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIG | CUSIP 34958B106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Barry | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard N. Haass | Mgmt | For | Withhold | Against | |||
1.3 | Elect Randal A. Nardone | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
2 | Elect David M. Thomas | Mgmt | For | For | For | |||
3 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Frank's International N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI | CUSIP N33462107 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary P. Luquette | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael C. Kearney | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect James J. Mulva | Mgmt | For | For | For | |||
13 | Elect James E. Rohr | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For | |||
General Growth Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 370023103 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | Against | Against | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect John K. Haley | Mgmt | For | For | For | |||
5 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
6 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
7 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
9 | Elect Mark R Patterson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William T. Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
11 | Elect Michael D. Rose | Mgmt | For | For | For | |||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Post-Consumer Product Packaging | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mortimer B. Fuller III | Mgmt | For | For | For | |||
1.2 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Melzer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHldr | Against | Against | For | |||
Givaudan S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIVN | CINS H3238Q102 | 03/20/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Regarding Removal of Rights Restrictions | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||
9 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | |||
10 | Elect Andre Hoffmann | Mgmt | For | TNA | N/A | |||
11 | Elect Lilian Biner | Mgmt | For | TNA | N/A | |||
12 | Elect Peter Kappeler | Mgmt | For | TNA | N/A | |||
13 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | |||
14 | Elect Nabil Sakkab | Mgmt | For | TNA | N/A | |||
15 | Elect Werner Bauer | Mgmt | For | TNA | N/A | |||
16 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | |||
17 | Elect Jurg Witmer as Chairman | Mgmt | For | TNA | N/A | |||
18 | Elect Andre Hoffmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Peter Kappeler as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Werner Bauer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Board Compensation | Mgmt | For | TNA | N/A | |||
24 | Bonus (Executive Committee) | Mgmt | For | TNA | N/A | |||
25 | Executive Compensation | Mgmt | For | TNA | N/A | |||
26 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | N/A | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.3 | Elect Joseph Fortunato | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect C. Scott O'Hara | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.2 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
1.4 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.6 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.7 | Elect Richard A. Noll | Mgmt | For | For | For | |||
1.8 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
1.9 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack M. Greenberg | Mgmt | For | Withhold | Against | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | |||
1.13 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
1.14 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Senior Management Annual Performance Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
8 | Elect Gary M Reiner | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
12 | Elect Ralph V. Whitworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
Hillshire Brands Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSH | CUSIP 432589109 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd Becker | Mgmt | For | For | For | |||
2 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
3 | Elect Ellen L. Brothers | Mgmt | For | For | For | |||
4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
7 | Elect Ian Prosser | Mgmt | For | For | For | |||
8 | Elect Jonathan P. Ward | Mgmt | For | For | For | |||
9 | Elect James D. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon M. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Patrick T. Harker | Mgmt | For | For | For | |||
1.3 | Elect Mary C Beckerle | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Susan L. Decker | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intermune, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITMN | CUSIP 45884X103 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James I. Healy | Mgmt | For | For | For | |||
1.2 | Elect Louis Drapeau | Mgmt | For | For | For | |||
1.3 | Elect Frank Verwiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher W. Brody | Mgmt | For | For | For | |||
2 | Elect William V. Campbell | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Diane B. Greene | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Brad D. Smith | Mgmt | For | For | For | |||
9 | Elect Jeff Weiner | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Eric H. Halvorson | Mgmt | For | For | For | |||
1.3 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.4 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.5 | Elect Floyd D. Loop | Mgmt | For | For | For | |||
1.6 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Denis Kessler | Mgmt | For | For | For | |||
3 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOY | CUSIP 481165108 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward L. Doheny II | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect John T. Gremp | Mgmt | For | For | For | |||
1.4 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.5 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
1.6 | Elect Richard B. Loynd | Mgmt | For | For | For | |||
1.7 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.8 | Elect James H. Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
3 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
4 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
5 | Elect David L. Schlotterbeck | Mgmt | For | For | For | |||
6 | Elect Shaygan Kheradpir | Mgmt | For | For | For | |||
7 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
8 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.2 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.3 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.4 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.5 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.6 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.7 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.9 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.10 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.11 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.12 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
2 | Elect Myra M. Hart | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Cow Dehorning | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Gestation Crates | ShrHldr | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lennar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEN | CUSIP 526057302 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | |||
1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | |||
1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | |||
1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | |||
1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | |||
1.8 | Elect Teri P. McClure | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 01/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2014 Incentive Plan | Mgmt | For | Against | Against | |||
2 | 2014 Nonemployee Director Incentive Plan | Mgmt | For | For | For | |||
Lifepoint Hospitals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPNT | CUSIP 53219L109 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Richard H. Evans | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Haley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
2 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
3 | Elect Michael F. Mee | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Claire S. Farley | Mgmt | For | For | For | |||
4 | Elect Rudy M.J. van der Meer | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Karyn F. Ovelman | Mgmt | For | For | For | |||
8 | Elect Craig B. Glidden | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Patrick D. Quarles | Mgmt | For | For | For | |||
11 | Elect Timothy D. Roberts | Mgmt | For | For | For | |||
12 | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | Mgmt | For | For | For | |||
13 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
14 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Allocation of Dividends | Mgmt | For | For | For | |||
18 | Advisory Vote Approving Executive Compensation | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | Against | Against | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John W. Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
2 | Elect Daniel S. Glaser | Mgmt | For | For | For | |||
3 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
4 | Elect Ian Lang | Mgmt | For | For | For | |||
5 | Elect Elaine La Roche | Mgmt | For | For | For | |||
6 | Elect Steven A. Mills | Mgmt | For | For | For | |||
7 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
8 | Elect Marc D. Oken | Mgmt | For | For | For | |||
9 | Elect Morton O. Schapiro | Mgmt | For | For | For | |||
10 | Elect Adele S. Simmons | Mgmt | For | For | For | |||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||
12 | Elect R. David Yost | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sue W. Cole | Mgmt | For | Against | Against | |||
2 | Elect Michael J. Quillen | Mgmt | For | Against | Against | |||
3 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 06/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
3 | Elect Walter E. Massey | Mgmt | For | For | For | |||
4 | Elect Cary D. McMillan | Mgmt | For | For | For | |||
5 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
6 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
7 | Elect Roger W. Stone | Mgmt | For | For | For | |||
8 | Elect Miles D. White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect David M. Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | 2013 Stock Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Elliott Sigal | Mgmt | For | For | For | |||
12 | Elect Robert S. Singer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
6 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
7 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Victor J. Dzau | Mgmt | For | For | For | |||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.7 | Elect James T. Lenehan | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
1.10 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
1.11 | Elect Preetha Reddy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
8 | Elimination of Conforming Language Regarding Supermajority Requirements | Mgmt | For | For | For | |||
9 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick B. McManus | Mgmt | For | Withhold | Against | |||
1.6 | Elect Walden C. Rhines | Mgmt | For | Withhold | Against | |||
1.7 | Elect David S. Schechter | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect John M. Keane | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Non-Management Director Stock Compensation Plan | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kors | Mgmt | For | For | For | |||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Stroll | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven A. Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William H. Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
6 | Elect David F. Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
9 | Elect John W. Thompson | Mgmt | For | For | For | |||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 50075N104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Nelson Peltz | Mgmt | For | For | For | |||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
8 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
10 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
11 | Elect Ratan N. Tata | Mgmt | For | For | For | |||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Monster Beverage Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 611740101 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.6 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.7 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | CUSIP 64110L106 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jay C. Hoag | Mgmt | For | Withhold | Against | |||
1.3 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Performance Bonus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Voting Disclosure | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
5 | Elect Noreen Doyle | Mgmt | For | For | For | |||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
8 | Elect Jane Nelson | Mgmt | For | For | For | |||
9 | Elect Donald C. Roth | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect James L. Robo | Mgmt | For | For | For | |||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
9 | Elect John L. Skolds | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
NiSource Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NI | CUSIP 65473P105 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Abdoo | Mgmt | For | For | For | |||
2 | Elect Aristides S. Candris | Mgmt | For | For | For | |||
3 | Elect Sigmund L. Cornelius | Mgmt | For | For | For | |||
4 | Elect Michael E. Jesanis | Mgmt | For | For | For | |||
5 | Elect Marty R. Kittrell | Mgmt | For | For | For | |||
6 | Elect W. Lee Nutter | Mgmt | For | For | For | |||
7 | Elect Deborah S. Parker | Mgmt | For | For | For | |||
8 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
10 | Elect Richard L. Thompson | Mgmt | For | For | For | |||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
3 | Elect David W. Crane | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
6 | Elect Edward R. Muller | Mgmt | For | For | For | |||
7 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
9 | Elect Walter R. Young | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Harvey B. Gantt | Mgmt | For | For | For | |||
1.4 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.6 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.7 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.9 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric Meurice | Mgmt | For | Against | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | |||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | |||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | |||
6 | Elect Kenneth Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | Against | Against | |||
10 | Elect Eric Meurice | Mgmt | For | Against | Against | |||
11 | Elect Julie Southern | Mgmt | For | Against | Against | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
5 | Elect V. James Marino | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Michael J. Massey | Mgmt | For | For | For | |||
8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
9 | Elect David M. Szymanski | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 07/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil R. Austrian | Mgmt | For | TNA | N/A | |||
1.2 | Elect Justin Bateman | Mgmt | For | TNA | N/A | |||
1.3 | Elect Thomas J. Colligan | Mgmt | For | TNA | N/A | |||
1.4 | Elect Marsha J. Evans | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eugene V. Fife | Mgmt | For | TNA | N/A | |||
1.6 | Elect W. Scott Hedrick | Mgmt | For | TNA | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | For | TNA | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | For | TNA | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | For | TNA | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia T. Jamison | Mgmt | N/A | For | N/A | |||
1.2 | Elect Robert L. Nardelli | Mgmt | N/A | For | N/A | |||
1.3 | Elect Jeffrey C. Smith | Mgmt | N/A | For | N/A | |||
1.4 | Elect Joseph S. Vassalluzzo | Mgmt | N/A | For | N/A | |||
1.5 | Elect Neil R. Austrian | Mgmt | N/A | For | N/A | |||
1.6 | Elect Justin Bateman | Mgmt | N/A | For | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | N/A | For | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | N/A | For | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | N/A | For | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pandora Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
P | CUSIP 698354107 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.2 | Elect Brian P. McAndrews | Mgmt | For | For | For | |||
1.3 | Elect Tim Westergren | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Harold Cramer | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
4 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
5 | Elect James C. Mullen | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Kathleen Hogenson | Mgmt | For | For | For | |||
6 | Elect Norman Murray | Mgmt | For | For | For | |||
7 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
8 | Elect Stefano Cao | Mgmt | For | For | For | |||
9 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
10 | Elect Rene Medori | Mgmt | For | For | For | |||
11 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
12 | Elect Ayman Asfari | Mgmt | For | For | For | |||
13 | Elect Marwan Chedid | Mgmt | For | For | For | |||
14 | Elect Tim Weller | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Performance Share Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Share Plan | Mgmt | For | For | For | |||
23 | Share Incentive Plan | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect Constance J. Horner | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect George A. Lorch | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Plan | Mgmt | For | For | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Kelly | Mgmt | For | Against | Against | |||
6 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
7 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
8 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
9 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
10 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
11 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeff Overly | Mgmt | For | Withhold | Against | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Plum Creek Timber Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCL | CUSIP 729251108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rick R. Holley | Mgmt | For | For | For | |||
2 | Elect Robin Josephs | Mgmt | For | For | For | |||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||
4 | Elect John G. McDonald | Mgmt | For | For | For | |||
5 | Elect Robert B. McLeod | Mgmt | For | For | For | |||
6 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | |||
7 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
8 | Elect Laurence A. Selzer | Mgmt | For | For | For | |||
9 | Elect Stephen C. Tobias | Mgmt | For | For | For | |||
10 | Elect Martin A. White | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | |||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | |||
1.3 | Elect William J. Doyle | Mgmt | For | For | For | |||
1.4 | Elect John W. Estey | Mgmt | For | For | For | |||
1.5 | Elect Gerald W. Grandey | Mgmt | For | For | For | |||
1.6 | Elect Charles S. Hoffman | Mgmt | For | For | For | |||
1.7 | Elect Dallas J. Howe | Mgmt | For | For | For | |||
1.8 | Elect Alice D. Laberge | Mgmt | For | For | For | |||
1.9 | Elect Consuelo E. Madere | Mgmt | For | For | For | |||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | |||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | |||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2014 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | |||
1.4 | Elect Rick Schmidt | Mgmt | For | For | For | |||
1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Prologis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLD | CUSIP 74340W103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||
2 | Elect George L. Fotiades | Mgmt | For | For | For | |||
3 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
5 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
6 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
7 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||
8 | Elect D. Michael Steuert | Mgmt | For | For | For | |||
9 | Elect Carl B. Webb | Mgmt | For | For | For | |||
10 | Elect William D. Zollars | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cartwright | Mgmt | For | For | For | |||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
4 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
5 | Elect George R. Oliver | Mgmt | For | For | For | |||
6 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
7 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
8 | Elect William R. Spivey | Mgmt | For | For | For | |||
9 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Ability to Act by Written Consent | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
2 | Elect Jeffrey J. Clarke | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate in Order to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws in Order to Repeal Classified Board | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James R. Malone | Mgmt | For | For | For | |||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Shkreli | Mgmt | For | For | For | |||
1.2 | Elect Stephen Aselage | Mgmt | For | For | For | |||
1.3 | Elect Steve Richardson | Mgmt | For | For | For | |||
1.4 | Elect Cornelius E. Golding | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Paley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas P. Burke | Mgmt | For | Against | Against | |||
2 | Elect William T. Fox III | Mgmt | For | Against | Against | |||
3 | Elect Sir Graham Hearne | Mgmt | For | Against | Against | |||
4 | Elect Lord Moynihan | Mgmt | For | Against | Against | |||
5 | Elect John J. Quicke | Mgmt | For | Against | Against | |||
6 | Elect W. Matt Ralls | Mgmt | For | Against | Against | |||
7 | Elect Tore I. Sandvold | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
10 | Approval of the Statutory Auditors’ Remuneration | Mgmt | For | For | For | |||
11 | Approval of U.K. Directors’ Remuneration Policy | Mgmt | For | For | For | |||
12 | Approval of U.K. Statutory Implementation Report | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
S&W Seed Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen D. Bornt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael C. Culhane | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael M. Fleming | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark S. Grewal | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mark J. Harvey | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles B. Seidler | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ann M. Veneman | Mgmt | For | Withhold | Against | |||
1.8 | Elect Grover T. Wickersham | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CUSIP 80105N105 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | For | For | |||
5 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
6 | Elect Robert Castaigne | Mgmt | For | For | For | |||
7 | Elect Christian Mulliez | Mgmt | For | For | For | |||
8 | Elect Patrick Kron | Mgmt | For | For | For | |||
9 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Tony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | |||
3 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
4 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
5 | Elect William D. Jones | Mgmt | For | For | For | |||
6 | Elect William G. Ouchi | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | For | For | |||
8 | Elect William C. Rusnack | Mgmt | For | For | For | |||
9 | Elect William P. Rutledge | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
12 | Elect Luis M. Tellez | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Denis Solvay | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Scheuble | Mgmt | For | TNA | N/A | |||
11 | Ratification of Independence (Bernhard Scheuble) | Mgmt | For | TNA | N/A | |||
12 | Elect Rosemary Thorne | Mgmt | For | TNA | N/A | |||
13 | Ratification of Independence (Rosemary Thorne) | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Michel | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Gilles Michel) | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
23 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
28 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
29 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
30 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
31 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
32 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
33 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
34 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
35 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
36 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
37 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
38 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
39 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
40 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
41 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
42 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
Southern Copper Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCCO | CUSIP 84265V105 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect German Larrea Mota-Velasco | Mgmt | For | Withhold | Against | |||
1.2 | Elect Oscar Gonzalez Rocha | Mgmt | For | Withhold | Against | |||
1.3 | Elect Emilio Carrillo Gamboa | Mgmt | For | Withhold | Against | |||
1.4 | Elect Alfredo Casar Perez | Mgmt | For | Withhold | Against | |||
1.5 | Elect Luis Castelazo Morales | Mgmt | For | Withhold | Against | |||
1.6 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Withhold | Against | |||
1.7 | Elect Xavier Garcia de Quevedo Topete | Mgmt | For | Withhold | Against | |||
1.8 | Elect Daniel Muniz Quintanilla | Mgmt | For | Withhold | Against | |||
1.9 | Elect Luis Miguel Palomino Bonilla | Mgmt | For | Withhold | Against | |||
1.10 | Elect Gilberto Perezalonso Cifuentes | Mgmt | For | Withhold | Against | |||
1.11 | Elect Juan Rebolledo Gout | Mgmt | For | Withhold | Against | |||
1.12 | Elect Carlos Ruiz Sacristan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SPT Energy Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1251 | CINS G8405W106 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WANG Guoqiang | Mgmt | For | For | For | |||
6 | Elect WU Dongfang | Mgmt | For | For | For | |||
7 | Elect LIU Ruoyan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Peter Coym | Mgmt | For | For | For | |||
4 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John C. Bates | Mgmt | For | For | For | |||
1.4 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.7 | Elect Paul B. Edgerley | Mgmt | For | For | For | |||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.10 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.11 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amendment to Intra-company Control Agreement with TESIUM GmbH | Mgmt | For | TNA | N/A | |||
10 | Amendment to Intra-company Control Agreement with Symotion GmbH | Mgmt | For | TNA | N/A | |||
11 | Amendment to Intra-company Control Agreement with Symrise US-Beteiligungs GmbH | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Control Agreement with Busiris Vermogensverwaltung GmbH | Mgmt | For | TNA | N/A | |||
13 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Non-Employee Directors Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
3 | Elect William A. Jeffrey | Mgmt | For | For | For | |||
4 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
5 | Elect Yong Nam | Mgmt | For | For | For | |||
6 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||
7 | Elect Frederic M. Poses | Mgmt | For | For | For | |||
8 | Elect Lawrence S. Smith | Mgmt | For | For | For | |||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
10 | Elect David P. Steiner | Mgmt | For | For | For | |||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | |||
12 | Elect Laura H. Wright | Mgmt | For | For | For | |||
13 | Election of Chairman of the Board | Mgmt | For | For | For | |||
14 | Election of Daniel J. Phelan | Mgmt | For | For | For | |||
15 | Election of Paula A. Sneed | Mgmt | For | For | For | |||
16 | Election of David P. Steiner | Mgmt | For | For | For | |||
17 | Election of Independent Proxy | Mgmt | For | For | For | |||
18 | Approval of Annual Report | Mgmt | For | For | For | |||
19 | Approval of Statutory Financial Statement | Mgmt | For | For | For | |||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | |||
22 | Deloitte and Touche | Mgmt | For | For | For | |||
23 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
24 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
26 | Transfer of Reserves | Mgmt | For | For | For | |||
27 | Declaration of Dividend | Mgmt | For | For | For | |||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
29 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||
30 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572148 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Stock Split | Mgmt | For | For | For | |||
13 | Adopt The Riot Games Option Scheme | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve the 2014 Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
The Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Long Term Incentive Plan (2014) | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.7 | Elect James M. Mead | Mgmt | For | For | For | |||
1.8 | Elect James E. Nevels | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
TIBCO Software Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIBX | CUSIP 88632Q103 | 04/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Y. Ranadive | Mgmt | For | For | For | |||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Eric C.W. Dunn | Mgmt | For | For | For | |||
1.4 | Elect Peter J. Job | Mgmt | For | For | For | |||
1.5 | Elect David J. West | Mgmt | For | For | For | |||
1.6 | Elect Philip K. Wood | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
4 | Elect David C. Chang | Mgmt | For | For | For | |||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter R. Haje | Mgmt | For | For | For | |||
7 | Elect Donna A. James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
10 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
11 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
12 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
13 | Elect John E. Sununu | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tornier N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRNX | CUSIP N87237108 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Tornier | Mgmt | For | For | For | |||
2 | Elect Elizabeth H. Weatherman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Statutory Auditor for Dutch Accounts | Mgmt | For | For | For | |||
6 | Adoption of Dutch Statutory Annual Accounts | Mgmt | For | For | For | |||
7 | Authority to Prepare the Dutch Statutory Annual Accounts and Annual Report in the English Language | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
TransEnterix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRXC | CUSIP 89366M201 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.2 | Elect Todd M. Pope | Mgmt | For | For | For | |||
1.3 | Elect Dennis J. Dougherty | Mgmt | For | For | For | |||
1.4 | Elect Jane H. Hsiao | Mgmt | For | For | For | |||
1.5 | Elect Aftab R. Kherani | Mgmt | For | For | For | |||
1.6 | Elect David B. Milne | Mgmt | For | For | For | |||
1.7 | Elect Richard C. Pfenniger, Jr. | Mgmt | For | For | For | |||
1.8 | Elect William N. Starling | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois J. Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Gambrell | Mgmt | For | For | For | |||
1.3 | Elect David W. Meline | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph R. Gromek | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Mardy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyson Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSN | CUSIP 902494103 | 01/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John H. Tyson | Mgmt | For | For | For | |||
2 | Elect Kathleen M. Bader | Mgmt | For | For | For | |||
3 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
4 | Elect Jim Kever | Mgmt | For | For | For | |||
5 | Elect Kevin M. McNamara | Mgmt | For | For | For | |||
6 | Elect Brad T. Sauer | Mgmt | For | For | For | |||
7 | Elect Robert Thurber | Mgmt | For | For | For | |||
8 | Elect Barbara A. Tyson | Mgmt | For | For | For | |||
9 | Elect Albert C. Zapanta | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Gestation Crates | ShrHldr | Against | Against | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
U.S. Silica Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLCA | CUSIP 90346E103 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Avramovich | Mgmt | For | For | For | |||
1.2 | Elect Peter Bernard | Mgmt | For | For | For | |||
1.3 | Elect Wiliiam J. Kacal | Mgmt | For | For | For | |||
1.4 | Elect Charles Shaver | Mgmt | For | For | For | |||
1.5 | Elect Bryan A. Shinn | Mgmt | For | For | For | |||
1.6 | Elect J. Michael Stice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
US Airways Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCC | CUSIP 90341W108 | 07/12/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
4 | Elect Denise M. O'Leary | Mgmt | For | TNA | N/A | |||
5 | Elect George M. Philip | Mgmt | For | TNA | N/A | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
2 | Elect Robert A. Katz | Mgmt | For | For | For | |||
3 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
4 | Elect John Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect William R. Klesse | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
9 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Stockholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
3 | Elect Ronald G. Geary | Mgmt | For | For | For | |||
4 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
9 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
10 | Elect James D. Shelton | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.2 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Lynne | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Mandelbaum | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel Tisch | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Wacker Chemie AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCH | CINS D9540Z106 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amend Agreement with DRAWIN Vertriebs-GmbH | Mgmt | For | TNA | N/A | |||
10 | Amend Agreement with Wacker-Chemie Versicherungsvermittlung GmbH | Mgmt | For | TNA | N/A | |||
11 | Amend Agreement with Alzwerke GmbH | Mgmt | For | TNA | N/A | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Douglas N. Daft | Mgmt | For | For | For | |||
6 | Elect Michael T. Duke | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
9 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
10 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
11 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
12 | Elect Jim C. Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven A. Davis | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
7 | Elect Alan G. McNally | Mgmt | For | For | For | |||
8 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James A. Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 06/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Distribution of Profit Reserves | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Wellcare Health Plans, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCG | CUSIP 94946T106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breon | Mgmt | For | For | For | |||
2 | Elect Carol J. Burt | Mgmt | For | For | For | |||
3 | Elect Roel C. Campos | Mgmt | For | For | For | |||
4 | Elect David J. Gallitano | Mgmt | For | For | For | |||
5 | Elect D. Robert Graham | Mgmt | For | For | For | |||
6 | Elect Kevin F. Hickey | Mgmt | For | For | For | |||
7 | Elect Christian P. Michalik | Mgmt | For | For | For | |||
8 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
9 | Elect William L. Trubeck | Mgmt | For | For | For | |||
10 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
11 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.2 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect William T. Kerr | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael A. Todman | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2014 Executive Performance Plan | Mgmt | For | For | For | |||
Whitewave Foods Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWAV | CUSIP 966244204 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||
1.3 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Yamana Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YRI | CUSIP 98462Y100 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter J. Marrone | Mgmt | For | For | For | |||
1.2 | Elect Patrick J. Mars | Mgmt | For | For | For | |||
1.3 | Elect John A. Begeman | Mgmt | For | For | For | |||
1.4 | Elect Alexander J. Davidson | Mgmt | For | Withhold | Against | |||
1.5 | Elect Richard P. Graff | Mgmt | For | For | For | |||
1.6 | Elect Nigel Lees | Mgmt | For | For | For | |||
1.7 | Elect Carl L. Renzoni | Mgmt | For | For | For | |||
1.8 | Elect Dino Titaro | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Approval of the New General By-Law | Mgmt | For | For | For | |||
4 | Advisory vote on executive compensation | Mgmt | For | Against | Against | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Herman O. Gref | Mgmt | For | Against | Against | |||
5 | Elect Arkady Volozh | Mgmt | For | Against | Against | |||
6 | Elect Alfred Fenaughty | Mgmt | For | Against | Against | |||
7 | Elect Elena Ivashentseva | Mgmt | For | Against | Against | |||
8 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
9 | Cancellation of Shares | Mgmt | For | For | For | |||
10 | Amendment to Articles (Authorized Capital) | Mgmt | For | For | For | |||
11 | Amendment to the Equity Compensation Plan | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
YRC Worldwide Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YRCW | CUSIP 984249607 | 04/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond J. Bromark | Mgmt | For | TNA | N/A | |||
1.2 | Elect Matthew A. Doheny | Mgmt | For | TNA | N/A | |||
1.3 | Elect Robert L. Friedman | Mgmt | For | TNA | N/A | |||
1.4 | Elect James E. Hoffman | Mgmt | For | TNA | N/A | |||
1.5 | Elect Michael J. Kneeland | Mgmt | For | TNA | N/A | |||
1.6 | Elect James L. Welch | Mgmt | For | TNA | N/A | |||
1.7 | Elect James F. Winestock | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Amendment to the 2011 Incentive and Equity Award Plan | Mgmt | For | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Small Cap Value Fund | |||||||
Date of fiscal year end: | 02/28/2014 | |||||||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Richard P. Beck | Mgmt | For | For | For | |||
1.3 | Elect Garry W. Rogerson | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Terry Hudgens | Mgmt | For | For | For | |||
1.6 | Elect Thomas M. Rohrs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Short Term Incentive Plan | Mgmt | For | For | For | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter C. Georgiopoulos | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Tavlarios | Mgmt | For | Withhold | Against | |||
1.3 | Elect Spyridon Fokas | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Abdoo | Mgmt | For | For | For | |||
2 | Elect John S. Brinzo | Mgmt | For | For | For | |||
3 | Elect Dennis C. Cuneo | Mgmt | For | For | For | |||
4 | Elect Mark G. Essig | Mgmt | For | For | For | |||
5 | Elect William K. Gerber | Mgmt | For | For | For | |||
6 | Elect Robert H. Jenkins | Mgmt | For | For | For | |||
7 | Elect Ralph S. Michael III | Mgmt | For | For | For | |||
8 | Elect Shirley D. Peterson | Mgmt | For | For | For | |||
9 | Elect James A. Thomson | Mgmt | For | For | For | |||
10 | Elect James L. Wainscott | Mgmt | For | For | For | |||
11 | Elect Vicente Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Company's Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles of Association | Mgmt | For | For | For | |||
2 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
3 | Elect Scott A. Carmilani | Mgmt | For | For | For | |||
4 | Elect James F. Duffy | Mgmt | For | For | For | |||
5 | Elect Bart Friedman | Mgmt | For | For | For | |||
6 | Elect Scott Hunter | Mgmt | For | For | For | |||
7 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
8 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
9 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
10 | Elect Scott A. Carmilani as Chairman | Mgmt | For | For | For | |||
11 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
12 | Elect James F. Duffy | Mgmt | For | For | For | |||
13 | Elect Bart Friedman | Mgmt | For | For | For | |||
14 | Elect Scott Hunter | Mgmt | For | For | For | |||
15 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
16 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
17 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
18 | Election of Independent Proxy | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Accounts and Reports | Mgmt | For | For | For | |||
21 | Approval of Retention of Profits | Mgmt | For | For | For | |||
22 | Approval of Dividend Payments | Mgmt | For | For | For | |||
23 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
24 | Share Repurchase program | Mgmt | For | For | For | |||
25 | 3:1 Forward Stock Split | Mgmt | For | For | For | |||
26 | Increase of Authorized Share Capital | Mgmt | For | For | For | |||
27 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | |||
28 | Appointment of Special Auditor | Mgmt | For | For | For | |||
29 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
30 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 10/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
American Assets Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAT | CUSIP 024013104 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest S. Rady | Mgmt | For | For | For | |||
1.2 | Elect John W. Chamberlain | Mgmt | For | For | For | |||
1.3 | Elect Larry E. Finger | Mgmt | For | For | For | |||
1.4 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
1.5 | Elect Thomas S. Olinger | Mgmt | For | For | For | |||
1.6 | Elect Robert S. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Capital, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACAS | CUSIP 02503Y103 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Baskin | Mgmt | For | For | For | |||
2 | Elect Neil M. Hahl | Mgmt | For | For | For | |||
3 | Elect Philip R. Harper | Mgmt | For | For | For | |||
4 | Elect Stan Lundine | Mgmt | For | For | For | |||
5 | Elect Susan K. Nestegard | Mgmt | For | For | For | |||
6 | Elect Kenneth D. Peterson, Jr. | Mgmt | For | For | For | |||
7 | Elect Alvin N. Puryear | Mgmt | For | For | For | |||
8 | Elect Malon Wilkus | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Annual Senior Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
Ameris Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABCB | CUSIP 03076K108 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Raymond Fulp | Mgmt | For | For | For | |||
1.2 | Elect Robert P. Lynch | Mgmt | For | For | For | |||
1.3 | Elect Brooks Sheldon | Mgmt | For | For | For | |||
1.4 | Elect William H. Stern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
AMERISAFE, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSF | CUSIP 03071H100 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. Allen Bradley, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Austin P. Young III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ascena Retail Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASNA | CUSIP 04351G101 | 12/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elliot S. Jaffe | Mgmt | For | For | For | |||
1.2 | Elect Michael W. Rayden | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Executive 162(m) Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervsory Board Acts | Mgmt | For | For | For | |||
4 | Re-Appoint Mr. Little as Management Board Member | Mgmt | For | For | For | |||
5 | Elect Dale L. Fuller to the Supervisory Board | Mgmt | For | For | For | |||
6 | Elect Gabriel Eichler to the Supervisory Board | Mgmt | For | For | For | |||
7 | Elect Ronan Dunne to the Supervisory Board | Mgmt | For | For | For | |||
8 | Option Grant to Mr. Dunne | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendment to the 2013 Option Plan | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Kovacs to the Management Board as CEO | Mgmt | For | For | For | |||
2 | Compensation Package (CEO) | Mgmt | For | Against | Against | |||
3 | Amendment to Compensation Package (COO) | Mgmt | For | Against | Against | |||
4 | Bonus Grant to Supervisory Board Chairman | Mgmt | For | Against | Against | |||
5 | Option Grant to Supervisory Board Member (Frank Esser) | Mgmt | For | Against | Against | |||
Avista Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVA | CUSIP 05379B107 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erik J. Anderson | Mgmt | For | For | For | |||
2 | Elect Kristianne Blake | Mgmt | For | For | For | |||
3 | Elect Donald C. Burke | Mgmt | For | For | For | |||
4 | Elect John F. Kelly | Mgmt | For | For | For | |||
5 | Elect Rebecca A. Klein | Mgmt | For | For | For | |||
6 | Elect Scott L. Morris | Mgmt | For | For | For | |||
7 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
8 | Elect Heidi B. Stanley | Mgmt | For | For | For | |||
9 | Elect R. John Taylor | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Reapproval of Material Terms of the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Reduce Shareholder Vote Requirements to Amend Articles | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Banc of California, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BANC | CUSIP 05990K106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Holoman | Mgmt | For | For | For | |||
1.2 | Elect Halle Benett | Mgmt | For | For | For | |||
1.3 | Elect Robert D. Sznewajs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
BancTec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATCL | CUSIP 059784504 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with HandsOn | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
BancTec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATCL | CUSIP 059784207 | 09/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Elect J. Coley Clark | Mgmt | For | Against | Against | |||
4 | Elect Robert Wallendorf | Mgmt | For | Against | Against | |||
Berry Plastics Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Evan Bayh | Mgmt | For | Withhold | Against | |||
1.2 | Elect Anthony M. Civale | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald S Rolfe | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Big 5 Sporting Goods Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGFV | CUSIP 08915P101 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jennifer Holden Dunbar | Mgmt | For | For | For | |||
1.2 | Elect Steven G. Miller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bill Barrett Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBG | CUSIP 06846N104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carin M. Barth | Mgmt | For | For | For | |||
1.2 | Elect Kevin O. Meyers | Mgmt | For | For | For | |||
1.3 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
1.4 | Elect Edmund P. Segner III | Mgmt | For | For | For | |||
1.5 | Elect Michael E. Wiley | Mgmt | For | For | For | |||
1.6 | Elect R. Scot Woodall | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James S. Argalas | Mgmt | For | For | For | |||
1.2 | Elect James J. Court | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Ratinoff | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Enriquez | Mgmt | For | For | For | |||
2 | Elect William C. Kirby | Mgmt | For | For | For | |||
3 | Elect Henry F. McCance | Mgmt | For | For | For | |||
4 | Elect Patrick M. Prevost | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Avner Naveh | Mgmt | For | Against | Against | |||
2 | Compensation Policy | Mgmt | For | Against | Against | |||
3 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maxim Ohana | Mgmt | For | Against | Against | |||
2 | Elect Eitan Shachar | Mgmt | For | Against | Against | |||
3 | Elect Boaz Shani | Mgmt | For | Against | Against | |||
4 | Elect Shachar Degani | Mgmt | For | Against | Against | |||
5 | Elect Gal Cohen | Mgmt | For | Against | Against | |||
6 | Elect Ram Belinkov | Mgmt | For | Against | Against | |||
7 | Elect Amir Rotem | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Indemnification of Directors/Officers | Mgmt | For | Abstain | Against | |||
10 | Amendments to Articles | Mgmt | For | Abstain | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Campus Crest Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCG | CUSIP 13466Y105 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted W. Rollins | Mgmt | For | For | For | |||
1.2 | Elect Lauro Gonzalez-Moreno | Mgmt | For | For | For | |||
1.3 | Elect Richard S. Kahlbaugh | Mgmt | For | Withhold | Against | |||
1.4 | Elect James W. McCaughan | Mgmt | For | For | For | |||
1.5 | Elect Denis McGlynn | Mgmt | For | For | For | |||
1.6 | Elect Daniel L. Simmons | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
Centene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNC | CUSIP 15135B101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Neidorff | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.3 | Elect John R. Roberts | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary E. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Nancy Bowman | Mgmt | For | For | For | |||
1.3 | Elect James R. Fitterling | Mgmt | For | For | For | |||
1.4 | Elect Thomas T. Huff | Mgmt | For | For | For | |||
1.5 | Elect Michael T. Laethem | Mgmt | For | For | For | |||
1.6 | Elect James B. Meyer | Mgmt | For | For | For | |||
1.7 | Elect Terence F. Moore | Mgmt | For | For | For | |||
1.8 | Elect David B. Ramaker | Mgmt | For | For | For | |||
1.9 | Elect Grace O. Shearer | Mgmt | For | For | For | |||
1.10 | Elect Larry D. Stauffer | Mgmt | For | For | For | |||
1.11 | Elect Franklin C. Wheatlake | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Approval of the Senior Executive Bonus Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cherry Hill Mortgage Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMI | CUSIP 164651101 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanley Middleman | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey B. Lown | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Kislak | Mgmt | For | For | For | |||
1.4 | Elect Joseph P. Murin | Mgmt | For | For | For | |||
1.5 | Elect Robert Salcetti | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Colony Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Richard Saltzman | Mgmt | For | For | For | |||
1.3 | Elect George G. C. Parker | Mgmt | For | For | For | |||
1.4 | Elect John A. Somers | Mgmt | For | For | For | |||
1.5 | Elect John L. Steffens | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
Columbus McKinnon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCO | CUSIP 199333105 | 07/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest R. Verebelyi | Mgmt | For | For | For | |||
1.2 | Elect Timothy T. Tevens | Mgmt | For | For | For | |||
1.3 | Elect Richard H. Fleming | Mgmt | For | For | For | |||
1.4 | Elect Stephen Rabinowitz | Mgmt | For | For | For | |||
1.5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
1.6 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | |||
1.7 | Elect Liam G. McCarthy | Mgmt | For | For | For | |||
1.8 | Elect Stephanie K. Kushner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Constellium NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTM | CUSIP N22035104 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Accounts and Reports in English | Mgmt | For | For | For | |||
2 | Amendment to Management Equity Plan | Mgmt | For | For | For | |||
3 | Non-Executive Directors' Fees | Mgmt | For | For | For | |||
4 | Amendment to Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Executive Board Members Acts | Mgmt | For | For | For | |||
7 | Ratification of Non-Executive Board Members Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Philippe Guillemot | Mgmt | For | Against | Against | |||
10 | Elect Werner G.P. Paschke | Mgmt | For | Against | Against | |||
11 | Elect Michiel Brandjes | Mgmt | For | Against | Against | |||
12 | Elect Lori A. Walker | Mgmt | For | Against | Against | |||
13 | Elect Peter F. Hartman | Mgmt | For | Against | Against | |||
14 | Elect John Ormerod | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Cancellation of Preference Shares | Mgmt | For | For | For | |||
17 | Amendments to Articles (Preference Shares) | Mgmt | For | For | For | |||
18 | Amendments to Article 16 (Board Practices) | Mgmt | For | For | For | |||
19 | Amendments to Article 22 (Profit Allocation) | Mgmt | For | For | For | |||
Convergys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVG | CUSIP 212485106 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
1.2 | Elect John F. Barrett | Mgmt | For | For | For | |||
1.3 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Fox | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Gibbs | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.8 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Core-Mark Holding Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORE | CUSIP 218681104 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Allen | Mgmt | For | For | For | |||
2 | Elect Stuart W. Booth | Mgmt | For | For | For | |||
3 | Elect Gary F. Colter | Mgmt | For | For | For | |||
4 | Elect Robert G. Gross | Mgmt | For | For | For | |||
5 | Elect Thomas B. Perkins | Mgmt | For | For | For | |||
6 | Elect Harvey L. Tepner | Mgmt | For | For | For | |||
7 | Elect Randolph I. Thornton | Mgmt | For | For | For | |||
8 | Elect J. Michael Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Corinthian Colleges, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COCO | CUSIP 218868107 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul R. St. Pierre | Mgmt | For | For | For | |||
1.2 | Elect Linda Arey Skladany | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Lee | Mgmt | For | For | For | |||
1.4 | Elect Jack D. Massimino | Mgmt | For | For | For | |||
1.5 | Elect Terry O. Hartshorn | Mgmt | For | For | For | |||
1.6 | Elect Timothy J. Sullivan | Mgmt | For | For | For | |||
1.7 | Elect Sharon P. Robinson | Mgmt | For | For | For | |||
1.8 | Elect Hank Adler | Mgmt | For | For | For | |||
1.9 | Elect John M. Dionisio | Mgmt | For | For | For | |||
1.10 | Elect Alice T. Kane | Mgmt | For | For | For | |||
1.11 | Elect Marc H. Morial | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Performance Award Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cowen Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COWN | CUSIP 223622101 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Cohen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Katherine Elizabeth Dietze | Mgmt | For | Withhold | Against | |||
1.3 | Elect Steven Kotler | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jerome S. Markowitz | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jack H. Nusbaum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jeffrey M. Solomon | Mgmt | For | Withhold | Against | |||
1.7 | Elect Thomas W. Strauss | Mgmt | For | Withhold | Against | |||
1.8 | Elect Joseph R. Wright | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CVB Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVBF | CUSIP 126600105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George A. Borba, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Stephen A. Del Guercio | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Jacoby | Mgmt | For | For | For | |||
1.4 | Elect Christopher D. Myers | Mgmt | For | For | For | |||
1.5 | Elect Raymond V. O'Brien III | Mgmt | For | For | For | |||
1.6 | Elect Hal W Oswalt | Mgmt | For | For | For | |||
1.7 | Elect San E. Vaccaro | Mgmt | For | For | For | |||
1.8 | Elect D. Linn Wiley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dana Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | |||
1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
1.7 | Elect Roger Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Datalink Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTLK | CUSIP 237934104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent G. Blackey | Mgmt | For | For | For | |||
1.2 | Elect Paul F. Lidsky | Mgmt | For | For | For | |||
1.3 | Elect Margaret A. Loftus | Mgmt | For | For | For | |||
1.4 | Elect Greg R. Meland | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick O'Halloran | Mgmt | For | For | For | |||
1.6 | Elect James E. Ousley | Mgmt | For | For | For | |||
1.7 | Elect Robert M. Price | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.4 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.9 | Elect Lee J. Schram | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Eagle Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGBN | CUSIP 268948106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie M. Alperstein | Mgmt | For | For | For | |||
1.2 | Elect Dudley C. Dworken | Mgmt | For | For | For | |||
1.3 | Elect Harvey M. Goodman | Mgmt | For | For | For | |||
1.4 | Elect Ronald D. Paul | Mgmt | For | For | For | |||
1.5 | Elect Robert P. Pincus | Mgmt | For | For | For | |||
1.6 | Elect Norman R. Pozez | Mgmt | For | For | For | |||
1.7 | Elect Donald R. Rogers | Mgmt | For | Withhold | Against | |||
1.8 | Elect Leland M. Weinstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Education Realty Trust, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDR | CUSIP 28140H104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John V. Arabia | Mgmt | For | For | For | |||
1.2 | Elect Paul O. Bower | Mgmt | For | For | For | |||
1.3 | Elect Monte J. Barrow | Mgmt | For | For | For | |||
1.4 | Elect William J. Cahill, III | Mgmt | For | For | For | |||
1.5 | Elect Randy L. Churchey | Mgmt | For | For | For | |||
1.6 | Elect John L. Ford | Mgmt | For | For | For | |||
1.7 | Elect Howard A. Silver | Mgmt | For | For | For | |||
1.8 | Elect Wendell W. Weakley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edwards Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVAC | CUSIP 281736108 | 10/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Electro Scientific Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESIO | CUSIP 285229100 | 08/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick Ball | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Konidaris | Mgmt | For | For | For | |||
1.3 | Elect Robert Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Emcor Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EME | CUSIP 29084Q100 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen W. Bershad | Mgmt | For | For | For | |||
2 | Elect David A.B. Brown | Mgmt | For | For | For | |||
3 | Elect Larry J. Bump | Mgmt | For | For | For | |||
4 | Elect Anthony J. Guzzi | Mgmt | For | For | For | |||
5 | Elect Richard F. Hamm, Jr. | Mgmt | For | For | For | |||
6 | Elect David H. Laidley | Mgmt | For | For | For | |||
7 | Elect Frank T. MacInnis | Mgmt | For | For | For | |||
8 | Elect Jerry E. Ryan | Mgmt | For | For | For | |||
9 | Elect Michael T. Yonker | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
EMCORE Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMKR | CUSIP 290846203 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bogomolny | Mgmt | For | For | For | |||
1.2 | Elect Steven R. Becker | Mgmt | For | For | For | |||
1.3 | Elect Gerald J. Fine | Mgmt | For | For | For | |||
1.4 | Elect Reuben F. Richards, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Stephen L. Domenik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Zsolt Harsanyi | Mgmt | For | For | For | |||
1.2 | Elect General George Joulwan | Mgmt | For | For | For | |||
1.3 | Elect Louis W. Sullivan | Mgmt | For | For | For | |||
1.4 | Elect Marvin L. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Empire District Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDE | CUSIP 291641108 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth R. Allen | Mgmt | For | For | For | |||
1.2 | Elect Bradley P. Beecher | Mgmt | For | For | For | |||
1.3 | Elect William L. Gipson | Mgmt | For | For | For | |||
1.4 | Elect Thomas M. Ohlmacher | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to the Stock Unit Plan for Directors | Mgmt | For | For | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.3 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.4 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.6 | Elect J. Christopher Teets | Mgmt | For | For | For | |||
1.7 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth W. Dewey | Mgmt | For | For | For | |||
1.2 | Elect M. James Gorrie | Mgmt | For | For | For | |||
1.3 | Elect James T. McManus, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Ennis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 07/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth G. Pritchett | Mgmt | For | For | For | |||
1.2 | Elect James C. Taylor | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Schaefer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Ensign Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy E. Christensen | Mgmt | For | For | For | |||
1.2 | Elect John G. Nackel | Mgmt | For | For | For | |||
1.3 | Elect Barry M. Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approve the Performance Goals Under the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | For | For | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David M. Brain | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Druten | Mgmt | For | For | For | |||
1.3 | Elect Robin P. Sterneck | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
EverBank Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVER | CUSIP 29977G102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Blake Wilson | Mgmt | For | For | For | |||
1.2 | Elect Mitchell M. Leidner | Mgmt | For | For | For | |||
1.3 | Elect William Sanford | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Archbold | Mgmt | For | For | For | |||
2 | Elect Peter Swinburn | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Financial Institutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISI | CUSIP 317585404 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John E. Benjamin | Mgmt | For | For | For | |||
1.2 | Elect Martin K. Birmingham | Mgmt | For | For | For | |||
1.3 | Elect Andrew W. Dorn, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Susan R. Holliday | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Glaser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
First Connecticut Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBNK | CUSIP 319850103 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David M. Drew | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael A. Ziebka | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Merchants Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRME | CUSIP 320817109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roderick English | Mgmt | For | For | For | |||
1.2 | Elect Gary J. Lehman | Mgmt | For | For | For | |||
1.3 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
1.4 | Elect F. Howard Halderman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First NBC Bank Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBCB | CUSIP 32115D106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William M. Carrouche | Mgmt | For | For | For | |||
1.2 | Elect Leander J. Foley, III | Mgmt | For | For | For | |||
1.3 | Elect John F. French | Mgmt | For | For | For | |||
1.4 | Elect Leon L. Giorgio, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Shivan Govindan | Mgmt | For | For | For | |||
1.6 | Elect L. Blake Jones | Mgmt | For | For | For | |||
1.7 | Elect Louis V. Lauricella | Mgmt | For | For | For | |||
1.8 | Elect Mark G. Merlo | Mgmt | For | For | For | |||
1.9 | Elect Ashton J. Ryan, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Dr. Charles C. Teamer | Mgmt | For | For | For | |||
1.11 | Elect Joseph F. Toomy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
First of Long Island Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIC | CUSIP 320734106 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allen E. Busching | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Canarick | Mgmt | For | For | For | |||
1.3 | Elect Alexander L. Cover | Mgmt | For | For | For | |||
1.4 | Elect J. Douglas Maxwell, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Stephen V. Murphy | Mgmt | For | For | For | |||
1.6 | Elect Eric J. Tveter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Flushing Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIC | CUSIP 343873105 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Hegarty | Mgmt | For | For | For | |||
2 | Elect John J. McCabe | Mgmt | For | For | For | |||
3 | Elect Donna M. O'Brien | Mgmt | For | For | For | |||
4 | Elect Michael J. Russo | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Forestar Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOR | CUSIP 346233109 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen Brown | Mgmt | For | For | For | |||
2 | Elect Michael E. Dougherty | Mgmt | For | For | For | |||
3 | Elect William Powers, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
FormFactor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORM | CUSIP 346375108 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael D. Slessor | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas M. St. Dennis | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
FS Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSIC | CUSIP 302635107 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Hagan | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey K. Harrow | Mgmt | For | For | For | |||
1.3 | Elect Pedro Ramos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
GAIN Capital Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCAP | CUSIP 36268W100 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Quick | Mgmt | For | For | For | |||
2 | Elect Glenn H. Stevens | Mgmt | For | For | For | |||
3 | Elect Thomas Bevilacqua | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
German American Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GABC | CUSIP 373865104 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christina M. Ernst | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. Darren Root | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark A. Schroeder | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Global Cash Access Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCA | CUSIP 378967103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ram Chary | Mgmt | For | For | For | |||
1.2 | Elect Fred C. Enlow | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Globe Specialty Metals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSM | CUSIP 37954N206 | 12/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald G. Barger, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas A. Danjczek | Mgmt | For | For | For | |||
1.3 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
1.4 | Elect Alan Kestenbaum | Mgmt | For | For | For | |||
1.5 | Elect Franklin Leo Lavin | Mgmt | For | For | For | |||
1.6 | Elect Alan R, Schriber | Mgmt | For | For | For | |||
GT Advanced Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTAT | CUSIP 36191U106 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Michal Conaway | Mgmt | For | For | For | |||
1.2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
1.3 | Elect Ernest L. Godshalk | Mgmt | For | For | For | |||
1.4 | Elect Thomas Gutierrez | Mgmt | For | For | For | |||
1.5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Switz | Mgmt | For | For | For | |||
1.7 | Elect Noel G. Watson | Mgmt | For | For | For | |||
1.8 | Elect Thomas Wroe, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Michael S. Reddin | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Approve 2014 Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect I. Joon Ahn | Mgmt | For | For | For | |||
2 | Elect John A. Hall | Mgmt | For | For | For | |||
3 | Elect Paul Seon-Hong Kim | Mgmt | For | For | For | |||
4 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
5 | Elect Joon Hyung Lee | Mgmt | For | For | For | |||
6 | Elect Chulse (William) Park | Mgmt | For | For | For | |||
7 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
8 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
9 | Elect William Stolte | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Angelini | Mgmt | For | For | For | |||
2 | Elect Richard H. Booth | Mgmt | For | For | For | |||
3 | Elect Karen C. Francis | Mgmt | For | For | For | |||
4 | Elect David J. Gallitano | Mgmt | For | For | For | |||
5 | Elect Wendell J. Knox | Mgmt | For | For | For | |||
6 | Elect Robert J. Murray | Mgmt | For | For | For | |||
7 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Chaucer Share Incentive Plan | Mgmt | For | For | For | |||
9 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | 2014 Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Health Insurance Innovations, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIIQ | CUSIP 42225K106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul E. Avery | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Barkett | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Eisenberg | Mgmt | For | For | For | |||
1.4 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Kosloske | Mgmt | For | For | For | |||
Healthcare Trust of America Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTA | CUSIP 42225P105 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott D. Peters | Mgmt | For | For | For | |||
1.2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | |||
1.3 | Elect Maurice J. DeWald | Mgmt | For | For | For | |||
1.4 | Elect Warren D. Fix | Mgmt | For | For | For | |||
1.5 | Elect Larry L. Mathis | Mgmt | For | For | For | |||
1.6 | Elect Gary T. Wescombe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Healthcare Trust of America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTA | CUSIP 42225P105 | 03/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Majority Vote for Election of Directors | Mgmt | For | For | For | |||
2 | Technical Amendments to Charter | Mgmt | For | For | For | |||
Heartland Financial USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTLF | CUSIP 42234Q102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James F. Conlan | Mgmt | For | For | For | |||
1.2 | Elect Thomas L. Flynn | Mgmt | For | For | For | |||
1.3 | Elect Kurt M. Saylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hillenbrand, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HI | CUSIP 431571108 | 02/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.3 | Elect Joe A. Raver | Mgmt | For | For | For | |||
1.4 | Elect W. August Hillenbrand | Mgmt | For | For | For | |||
1.5 | Elect Joy M. Greenway | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Short-Term Incentive Compensation Plan for Key Executives | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Howard Hughes Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HHC | CUSIP 44267D107 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William A. Ackman | Mgmt | For | For | For | |||
2 | Elect Adam Flatto | Mgmt | For | For | For | |||
3 | Elect Jeffrey Furber | Mgmt | For | For | For | |||
4 | Elect Gary Krow | Mgmt | For | For | For | |||
5 | Elect Allen Model | Mgmt | For | For | For | |||
6 | Elect R. Scot Sellers | Mgmt | For | For | For | |||
7 | Elect Steven Shepsman | Mgmt | For | For | For | |||
8 | Elect Burton M. Tansky | Mgmt | For | For | For | |||
9 | Elect Mary Ann Tighe | Mgmt | For | For | For | |||
10 | Elect David R. Weinreb | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victoria D. Harker | Mgmt | For | For | For | |||
1.2 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.3 | Elect Thomas C. Schievelbein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
Idacorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDA | CUSIP 451107106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darrel T. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Carlile | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dahl | Mgmt | For | For | For | |||
1.4 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
1.5 | Elect Judith A. Johansen | Mgmt | For | For | For | |||
1.6 | Elect Dennis L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect J. LaMont Keen | Mgmt | For | For | For | |||
1.8 | Elect Joan H. Smith | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Tinstman | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Wilford | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Independent Bank Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBTX | CUSIP 45384B106 | 04/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | TNA | N/A | |||
2 | Share Issuance | Mgmt | For | TNA | N/A | |||
3.1 | Elect James D. Stein | Mgmt | For | TNA | N/A | |||
3.2 | Elect Donald L. Poarch | Mgmt | For | TNA | N/A | |||
3.3 | Elect J. Webb Jennings III | Mgmt | For | TNA | N/A | |||
4 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Installed Building Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBP | CUSIP 45780R101 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael T. Miller | Mgmt | For | For | For | |||
1.2 | Elect J. Michael Nixon | Mgmt | For | For | For | |||
1.3 | Elect Steven G. Raich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Integrated Silicon Solution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISSI | CUSIP 45812P107 | 02/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy S. M. Lee | Mgmt | For | For | For | |||
1.2 | Elect Scott D. Howarth | Mgmt | For | For | For | |||
1.3 | Elect Kong Yeu Han | Mgmt | For | For | For | |||
1.4 | Elect Paul Chien | Mgmt | For | For | For | |||
1.5 | Elect Jonathan Khazam | Mgmt | For | For | For | |||
1.6 | Elect Keith McDonald | Mgmt | For | For | For | |||
1.7 | Elect Stephen Pletcher | Mgmt | For | For | For | |||
1.8 | Elect Bruce A. Wooley | Mgmt | For | For | For | |||
1.9 | Elect John Zimmerman | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Investors Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISBC | CUSIP 46146P102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Mutual Holding Company Conversion | Mgmt | For | For | For | |||
2 | Charitable Contribution | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Investors Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISBC | CUSIP 46146P102 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis M. Bone | Mgmt | For | For | For | |||
1.2 | Elect Doreen R. Byrnes | Mgmt | For | For | For | |||
1.3 | Elect William V. Cosgrove | Mgmt | For | For | For | |||
1.4 | Elect Brendan J. Dugan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
iStar Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAR | CUSIP 45031U408 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robin Josephs | Mgmt | For | For | For | |||
1.4 | Elect John G. McDonald | Mgmt | For | For | For | |||
1.5 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Ridings | Mgmt | For | For | For | |||
2 | 2013 Performance Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of Material Terms under the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Key Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William D. Fertig | Mgmt | For | For | For | |||
2 | Elect Robert K. Reeves | Mgmt | For | For | For | |||
3 | Elect Mark H. Rosenberg | Mgmt | For | For | For | |||
4 | 2014 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kforce Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFRC | CUSIP 493732101 | 04/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John N. Allred | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Cocchiaro | Mgmt | For | For | For | |||
1.3 | Elect A. Gordon Tunstall | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kraton Performance Polymers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRA | CUSIP 50077C106 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominique Fournier | Mgmt | For | For | For | |||
1.2 | Elect John J. Gallagher, III | Mgmt | For | For | For | |||
1.3 | Elect Francis S Kalman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
La-Z-Boy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LZB | CUSIP 505336107 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
1.2 | Elect John H. Foss | Mgmt | For | For | For | |||
1.3 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.4 | Elect Janet L. Gurwitch | Mgmt | For | For | For | |||
1.5 | Elect David K. Hehl | Mgmt | For | For | For | |||
1.6 | Elect Edwin J. Holman | Mgmt | For | For | For | |||
1.7 | Elect Janet E. Kerr | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Lawton | Mgmt | For | For | For | |||
1.9 | Elect H. George Levy | Mgmt | For | For | For | |||
1.10 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
1.11 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lakeland Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKFN | CUSIP 511656100 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake W. Augsburger | Mgmt | For | For | For | |||
2 | Elect Robert E. Bartels, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas A. Hiatt | Mgmt | For | For | For | |||
4 | Elect Michael L. Kubacki | Mgmt | For | For | For | |||
5 | Elect Charles E. Niemier | Mgmt | For | For | For | |||
6 | Elect Steven D. Ross | Mgmt | For | For | For | |||
7 | Elect Brian J. Smith | Mgmt | For | For | For | |||
8 | Elect Bradley J. Toothaker | Mgmt | For | For | For | |||
9 | Elect Ronald D. Truex | Mgmt | For | For | For | |||
10 | Elect M. Scott Welch | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
LSB Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXU | CUSIP 502160104 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel D. Greenwell | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.3 | Elect William F. Murdy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Incentive Stock Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
magicJack VocalTec Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CALL | CUSIP M6787E101 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald A. Burns | Mgmt | For | For | For | |||
2 | Elect Richard Harris | Mgmt | For | For | For | |||
3 | Elect Y.W. Sing | Mgmt | For | For | For | |||
4 | Elect Gerald Vento | Mgmt | For | For | For | |||
5 | Election of External Director Tal Yaron-Eldar | Mgmt | For | For | For | |||
7 | Approval of Equity to Directors Burns and Harris | Mgmt | For | For | For | |||
8 | Approval of Restricted Share Grants to Ms. Yaron-Eldar and Mr. Dauber Under the 2013 Israeli Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Approval of Option Grant and Annual Salary Increase of Mr. Wah Sing | Mgmt | For | Against | Against | |||
10 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
11 | Amendment to the 2013 Israeli Stock Incentive Plan | Mgmt | For | Against | Against | |||
12 | Approval of the Liability Insurance Policy | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Maiden Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHLD | CUSIP G5753U112 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | |||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | |||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | |||
1.6 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.7 | Elect David A Lamneck | Mgmt | For | For | For | |||
1.8 | Elect John Mashaleck | Mgmt | For | For | For | |||
1.9 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.10 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.11 | Elect Karen L. Schmitt | Mgmt | For | For | For | |||
1.12 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.13 | Elect John Marshaleck | Mgmt | For | For | For | |||
1.14 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.15 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.16 | Elect Maxwell Reid | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Marriott Vacations Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAC | CUSIP 57164Y107 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C.E. Andrews | Mgmt | For | For | For | |||
1.2 | Elect William W. McCarten | Mgmt | For | For | For | |||
1.3 | Elect William J. Shaw | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Matrix Service Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRX | CUSIP 576853105 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Hewitt | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Hall | Mgmt | For | For | For | |||
1.3 | Elect I. Edgar Hendrix | Mgmt | For | For | For | |||
1.4 | Elect Paul K. Lackey | Mgmt | For | For | For | |||
1.5 | Elect Tom E. Maxwell | Mgmt | For | For | For | |||
1.6 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mattson Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSN | CUSIP 577223100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fusen E. Chen | Mgmt | For | For | For | |||
1.2 | Elect Kenneth G. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 1994 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
MDC Partners Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCA | CUSIP 552697104 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Miles S. Nadal | Mgmt | For | For | For | |||
1.2 | Elect Clare R. Copeland | Mgmt | For | For | For | |||
1.3 | Elect Scott L. Kauffman | Mgmt | For | For | For | |||
1.4 | Elect Michael J.L. Kirby | Mgmt | For | For | For | |||
1.5 | Elect Stephen M. Pustil | Mgmt | For | For | For | |||
1.6 | Elect Irwin D. Simon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Clive A. Meanwell | Mgmt | For | Withhold | Against | |||
1.3 | Elect Elizabeth H.S. Wyatt | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Medley Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCC | CUSIP 58503F106 | 04/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brook Taube | Mgmt | For | For | For | |||
1.2 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |||
1.3 | Elect John E Mack | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Issuance of Common Stock Below Net Asset Value | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick B. McManus | Mgmt | For | Withhold | Against | |||
1.6 | Elect Walden C. Rhines | Mgmt | For | Withhold | Against | |||
1.7 | Elect David S. Schechter | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Meta Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASH | CUSIP 59100U108 | 01/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas J. Hajek | Mgmt | For | For | For | |||
1.2 | Elect Rodney G. Muilenburg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
2 | Elect William S. Gorin | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
Midstates Petroleum Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPO | CUSIP 59804T100 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Loren M. Leiker | Mgmt | For | For | For | |||
1.2 | Elect John Mogford | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | For | For | |||
4 | Approve Performance Criteria of the 2012 Long Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Duane R. Dunham | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MRC Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRC | CUSIP 55345K103 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew R. Lane | Mgmt | For | For | For | |||
1.2 | Elect Leonard M. Anthony | Mgmt | For | For | For | |||
1.3 | Elect Rhys J. Best | Mgmt | For | For | For | |||
1.4 | Elect Peter C. Boylan, III | Mgmt | For | For | For | |||
1.5 | Elect Henry Cornell | Mgmt | For | For | For | |||
1.6 | Elect Craig Ketchum | Mgmt | For | For | For | |||
1.7 | Elect Gerald P. Krans | Mgmt | For | Withhold | Against | |||
1.8 | Elect Cornelis A. Linse | Mgmt | For | For | For | |||
1.9 | Elect John A. Perkins | Mgmt | For | For | For | |||
1.10 | Elect H.B. Wehrle, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
National Bank Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBHC | CUSIP 633707104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank V. Cahouet | Mgmt | For | For | For | |||
1.2 | Elect Ralph W. Clermont | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Dean | Mgmt | For | For | For | |||
1.4 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
1.5 | Elect G. Timothy Laney | Mgmt | For | For | For | |||
1.6 | Elect Micho F. Spring | Mgmt | For | For | For | |||
1.7 | Elect Burney S. Warren, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Navistar International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAV | CUSIP 63934E108 | 03/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Troy A. Clarke | Mgmt | For | Withhold | Against | |||
1.2 | Elect John D. Correnti | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael N. Hammes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Vincent J. Intrieri | Mgmt | For | Withhold | Against | |||
1.5 | Elect James H. Keyes | Mgmt | For | Withhold | Against | |||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | |||
1.7 | Elect Samuel J. Merksamer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark H. Rachesky | Mgmt | For | Withhold | Against | |||
1.9 | Elect Michael Sirignano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Poison Pills | ShrHldr | N/A | For | N/A | |||
Newell Rubbermaid, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWL | CUSIP 651229106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin C. Conroy | Mgmt | For | For | For | |||
2 | Elect Scott S. Cowen | Mgmt | For | For | For | |||
3 | Elect Michael T. Cowhig | Mgmt | For | For | For | |||
4 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | |||
5 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | |||
6 | Elect Michael B. Polk | Mgmt | For | For | For | |||
7 | Elect Michael A. Todman | Mgmt | For | For | For | |||
8 | Elect Raymond G. Viault | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Newport Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEWP | CUSIP 651824104 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Cox | Mgmt | For | Withhold | Against | |||
1.2 | Elect Oleg Khaykin | Mgmt | For | For | For | |||
1.3 | Elect Cherry A. Murray | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Phillippy | Mgmt | For | For | For | |||
1.5 | Elect Kenneth F. Potashner | Mgmt | For | For | For | |||
1.6 | Elect Peter J. Simone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OFG Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juan C. Aguayo | Mgmt | For | For | For | |||
1.2 | Elect Rafael . F Martinez | Mgmt | For | For | For | |||
1.3 | Elect Francisco Arrivi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Om Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMG | CUSIP 670872100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hans-Georg Betz | Mgmt | For | For | For | |||
1.2 | Elect Joseph M. Scaminace | Mgmt | For | For | For | |||
2 | 2014 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OmniVision Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OVTI | CUSIP 682128103 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shaw Hong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omnova Solutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMN | CUSIP 682129101 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Merriman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect William R. Seelbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Biederman | Mgmt | For | For | For | |||
2 | Elect James J. Burns | Mgmt | For | For | For | |||
3 | Elect Patrick J. Callan, Jr. | Mgmt | For | For | For | |||
4 | Elect Louis P. Karol | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Oplink Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPLK | CUSIP 68375Q403 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Y. Liu | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Orion Marine Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORN | CUSIP 68628V308 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas N. Amonett | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth A. Boudreau | Mgmt | For | For | For | |||
1.2 | Elect John J Carona | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L Garrett | Mgmt | For | For | For | |||
1.5 | Elect John D. Goddard | Mgmt | For | For | For | |||
1.6 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.7 | Elect Michael L. McKennon | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Park-Ohio Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKOH | CUSIP 700666100 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin R. Greene | Mgmt | For | For | For | |||
1.2 | Elect A. Malachi Mixon, III | Mgmt | For | For | For | |||
1.3 | Elect Dan T. Moore III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Partnerre Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRE | CUSIP G6852T105 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Judith C. Hanratty | Mgmt | For | For | For | |||
1.2 | Elect Costas Miranthis | Mgmt | For | For | For | |||
1.3 | Elect Remy Sautter | Mgmt | For | For | For | |||
1.4 | Elect Egbert William | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PDL BioPharma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDLI | CUSIP 69329Y104 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Gryska | Mgmt | For | For | For | |||
1.2 | Elect Paul W. Sandman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-Approval of Material Terms under the 2005 Equity Incentive Plan. | Mgmt | For | For | For | |||
Perficient, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRFT | CUSIP 71375U101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Davis | Mgmt | For | For | For | |||
2 | Elect Ralph C. Derrickson | Mgmt | For | For | For | |||
3 | Elect John S. Hamlin | Mgmt | For | For | For | |||
4 | Elect James R. Kackley | Mgmt | For | For | For | |||
5 | Elect David S. Lundeen | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Performant Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFMT | CUSIP 71377E105 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon D. Shaver | Mgmt | For | For | For | |||
1.2 | Elect William D. Hansen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Pericom Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSEM | CUSIP 713831105 | 12/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex Chiming Hui | Mgmt | For | For | For | |||
1.2 | Elect Chi-Hung Hui | Mgmt | For | For | For | |||
1.3 | Elect John C. East | Mgmt | For | For | For | |||
1.4 | Elect Hau L. Lee | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Sophie | Mgmt | For | For | For | |||
1.6 | Elect Siu-Weng Simon Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PHH Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHH | CUSIP 693320202 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect James O. Egan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thomas P. Gibbons | Mgmt | For | Withhold | Against | |||
1.4 | Elect Allan Z. Loren | Mgmt | For | Withhold | Against | |||
1.5 | Elect Glen A. Messina | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gregory J. Parseghian | Mgmt | For | Withhold | Against | |||
1.7 | Elect Charles P. Pizzi | Mgmt | For | Withhold | Against | |||
1.8 | Elect Deborah M. Reif | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carroll R. Wetzel, Jr. | Mgmt | For | Withhold | Against | |||
2 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Photronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAB | CUSIP 719405102 | 04/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter M. Fiederowicz | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Fiorita, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Liang-Choo Hsia | Mgmt | For | For | For | |||
1.4 | Elect Constantine S. Macricostas | Mgmt | For | For | For | |||
1.5 | Elect George Macricostas | Mgmt | For | For | For | |||
1.6 | Elect Mitchell G. Tyson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Long-Term Equity Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Piedmont Office Realty Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDM | CUSIP 720190206 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Wayne Woody | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Buchanan | Mgmt | For | For | For | |||
1.3 | Elect Wesley E. Cantrell | Mgmt | For | For | For | |||
1.4 | Elect William H. Keogler, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Frank C. McDowell | Mgmt | For | For | For | |||
1.6 | Elect Donald A. Miller | Mgmt | For | For | For | |||
1.7 | Elect Raymond G. Milnes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Donald S. Moss | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey L. Swope | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pioneer Energy Services Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PES | CUSIP 723664108 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dean A. Burkhardt | Mgmt | For | For | For | |||
1.2 | Elect Scott D. Urban | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Anne M. Busquet | Mgmt | For | For | For | |||
3 | Elect Roger Fradin | Mgmt | For | For | For | |||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
5 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
6 | Elect Marc B. Lautenbach | Mgmt | For | For | For | |||
7 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
8 | Elect Michael I. Roth | Mgmt | For | For | For | |||
9 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Directors' Stock Plan | Mgmt | For | For | For | |||
PNM Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNM | CUSIP 69349H107 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adelmo E. Archuleta | Mgmt | For | For | For | |||
1.2 | Elect Patricia Collawn | Mgmt | For | For | For | |||
1.3 | Elect E. Renae Conley | Mgmt | For | For | For | |||
1.4 | Elect Alan J. Fohrer | Mgmt | For | For | For | |||
1.5 | Elect Maureen T. Mullarkey | Mgmt | For | For | For | |||
1.6 | Elect Robert R. Nordhaus | Mgmt | For | For | For | |||
1.7 | Elect Donald K. Schwanz | Mgmt | For | For | For | |||
1.8 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
1.9 | Elect Joan B. Woodard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Performance Equity Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Leav | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
4 | Elect Robert J. Frankenberg | Mgmt | For | For | For | |||
5 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
6 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
7 | Elect William A. Owens | Mgmt | For | For | For | |||
8 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Elect John W. Diercksen | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Portfolio Recovery Associates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 73640Q105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott M. Tabakin | Mgmt | For | For | For | |||
1.2 | Elect James M. Voss | Mgmt | For | For | For | |||
1.3 | Elect Marjorie M. Connelly | Mgmt | For | For | For | |||
1.4 | Elect James A. Nussle | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Portland General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POR | CUSIP 736508847 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Ballantine | Mgmt | For | For | For | |||
1.2 | Elect Rodney L. Brown, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jack E. Davis | Mgmt | For | For | For | |||
1.4 | Elect David A. Dietzler | Mgmt | For | For | For | |||
1.5 | Elect Kirby A. Dyess | Mgmt | For | For | For | |||
1.6 | Elect Mark B. Ganz | Mgmt | For | For | For | |||
1.7 | Elect Kathryn J. Jackson | Mgmt | For | For | For | |||
1.8 | Elect Neil J. Nelson | Mgmt | For | For | For | |||
1.9 | Elect M. Lee Pelton | Mgmt | For | For | For | |||
1.10 | Elect James J. Piro | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Shivery | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFS | CUSIP 74386T105 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura L. Brooks | Mgmt | For | For | For | |||
1.2 | Elect Terence Gallagher | Mgmt | For | For | For | |||
1.3 | Elect Carlos Hernandez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Long Term Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident New York Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBNY | CUSIP 744028101 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
4 | Approval of 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QTS Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTS | CUSIP 74736A103 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chad L. Williams | Mgmt | For | For | For | |||
1.2 | Elect Philip P. Trahanas | Mgmt | For | For | For | |||
1.3 | Elect John W. Barter | Mgmt | For | For | For | |||
1.4 | Elect William O. Grabe | Mgmt | For | For | For | |||
1.5 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
1.6 | Elect Peter A. Marino | Mgmt | For | For | For | |||
1.7 | Elect Scott D. Miller | Mgmt | For | Withhold | Against | |||
1.8 | Elect Stephen E. Westhead | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Quality Distribution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLTY | CUSIP 74756M102 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary R. Enzor | Mgmt | For | For | For | |||
1.2 | Elect Richard B. Marchese | Mgmt | For | For | For | |||
1.3 | Elect Thomas R. Miklich | Mgmt | For | For | For | |||
1.4 | Elect Annette M. Sandberg | Mgmt | For | For | For | |||
1.5 | Elect Alan H. Schumacher | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RAIT Financial Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAS | CUSIP 749227609 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott F. Schaeffer | Mgmt | For | For | For | |||
2 | Elect Andrew Batinovich | Mgmt | For | For | For | |||
3 | Elect Edward S. Brown | Mgmt | For | For | For | |||
4 | Elect Frank A. Farnesi | Mgmt | For | For | For | |||
5 | Elect S. Kristin Kim | Mgmt | For | For | For | |||
6 | Elect Jon C. Sarkisian | Mgmt | For | For | For | |||
7 | Elect Andrew M. Silberstein | Mgmt | For | For | For | |||
8 | Elect Murray Stempel, III | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Regional Management Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RM | CUSIP 75902K106 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roel C. Campos | Mgmt | For | Withhold | Against | |||
1.2 | Elect Alvaro G. de Molina | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thomas F. Fortin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Richard A. Godley | Mgmt | For | Withhold | Against | |||
1.5 | Elect Carlos Palomares | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christine R. Detrick | Mgmt | For | For | For | |||
1.2 | Elect Joyce A. Phillips | Mgmt | For | For | For | |||
1.3 | Elect Arnoud W.A. Boot | Mgmt | For | For | For | |||
1.4 | Elect John F. Danahy | Mgmt | For | For | For | |||
1.5 | Elect J. Cliff Eason | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Remy International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REMY | CUSIP 759663107 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent B. Bickett | Mgmt | For | Withhold | Against | |||
1.2 | Elect Alan L. Stinson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Douglas K. Ammerman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
RF Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RFMD | CUSIP 749941100 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter Wilkinson | Mgmt | For | For | For | |||
1.2 | Elect Robert Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | For | For | |||
1.5 | Elect John Harding | Mgmt | For | For | For | |||
1.6 | Elect Masood Jabbar | Mgmt | For | For | For | |||
1.7 | Elect Casimir Skrzypczak | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 01/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenny A. Hourihan | Mgmt | For | For | For | |||
1.2 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
1.3 | Elect J. Powell Brown | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Chapman | Mgmt | For | For | For | |||
1.5 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
1.6 | Elect Russell M. Currey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
Rockville Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCKB | CUSIP 774188106 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with United Financial Bancorp, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
RPM International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPM | CUSIP 749685103 | 10/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Daberko | Mgmt | For | For | For | |||
1.2 | Elect Craig Morford | Mgmt | For | For | For | |||
1.3 | Elect Frank Sullivan | Mgmt | For | For | For | |||
1.4 | Elect Thomas Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Rush Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RUSHA | CUSIP 781846209 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. M. Rush | Mgmt | For | For | For | |||
1.2 | Elect W. Marvin Rush | Mgmt | For | For | For | |||
1.3 | Elect Harold D. Marshall | Mgmt | For | For | For | |||
1.4 | Elect Thomas A. Akin | Mgmt | For | For | For | |||
1.5 | Elect Gerald R. Szczepanksi | Mgmt | For | For | For | |||
1.6 | Elect James C. Underwood | Mgmt | For | For | For | |||
1.7 | Elect Raymond J. Chess | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ryder System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
R | CUSIP 783549108 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect L. Patrick Hassey | Mgmt | For | For | For | |||
2 | Elect Michael F. Hilton | Mgmt | For | For | For | |||
3 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirements Affecting Proposals to Remove Directors | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirements Affecting Bylaw Amendments | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Amendments to Articles Governing the Board of Directors | Mgmt | For | For | For | |||
9 | Eliminate Article Provisions Affecting Certain Business Combinations | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lampkin Butts | Mgmt | For | For | For | |||
1.2 | Elect Beverly Hogan | Mgmt | For | For | For | |||
1.3 | Elect Phil K. Livingston | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ritter, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Joe F. Sanderson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emanuele Lauro | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ademaro Lanzara | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
Silicon Image, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIMG | CUSIP 82705T102 | 05/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Raduchel | Mgmt | For | For | For | |||
1.2 | Elect Camillo Martino | Mgmt | For | For | For | |||
2 | Amendment to 1999 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Silvercrest Asset Management Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAMG | CUSIP 828359109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wilmot H. Kidd | Mgmt | For | For | For | |||
1.2 | Elect Richard S. Pechter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Skechers U.S.A., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKX | CUSIP 830566105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Geyer Kosinski | Mgmt | For | For | For | |||
1.2 | Elect Richard Rappaport | Mgmt | For | For | For | |||
1.3 | Elect Richard Siskind | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
SM Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SM | CUSIP 78454L100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony J. Best | Mgmt | For | For | For | |||
2 | Elect Larry W. Bickle | Mgmt | For | For | For | |||
3 | Elect Stephen R. Brand | Mgmt | For | For | For | |||
4 | Elect William J. Gardiner | Mgmt | For | For | For | |||
5 | Elect Loren M. Leiker | Mgmt | For | For | For | |||
6 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
7 | Elect John M. Seidl | Mgmt | For | For | For | |||
8 | Elect William D. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Spohler | Mgmt | For | For | For | |||
1.2 | Elect Steven Hochberg | Mgmt | For | For | For | |||
2 | Issuance of Common Stock | Mgmt | For | For | For | |||
Southwest Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWX | CUSIP 844895102 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Boughner | Mgmt | For | For | For | |||
1.2 | Elect Jose A. Cardenas | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Chestnut | Mgmt | For | For | For | |||
1.4 | Elect Stephen C. Comer | Mgmt | For | For | For | |||
1.5 | Elect LeRoy C. Hanneman, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael O. Maffie | Mgmt | For | For | For | |||
1.7 | Elect Anne L. Mariucci | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Melarkey | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey W. Shaw | Mgmt | For | For | For | |||
1.10 | Elect A. Randall Thoman | Mgmt | For | For | For | |||
1.11 | Elect Thomas A. Thomas | Mgmt | For | For | For | |||
1.12 | Elect Terrence L. Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to Management Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spansion, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CODE | CUSIP 84649R200 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Keith L. Barnes | Mgmt | For | For | For | |||
2 | Elect William E. Mitchell | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Conversion of Debt Instruments | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect Craig C. Sturken | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 07/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Wendy A. Beck | Mgmt | For | For | For | |||
1.3 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Frederick J. Morganthall II | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Craig C. Sturken | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 11/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Nash-Finch Company | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
StanCorp Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFG | CUSIP 852891100 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick W. Buckman | Mgmt | For | For | For | |||
2 | Elect J. Greg Ness | Mgmt | For | For | For | |||
3 | Elect Mary F. Sammons | Mgmt | For | For | For | |||
4 | Elect Timothy A. Holt | Mgmt | For | For | For | |||
5 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
State Bank Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STBZ | CUSIP 856190103 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James R. Balkcom, Jr. | Mgmt | For | For | For | |||
2 | Elect Kelly H. Barrett | Mgmt | For | For | For | |||
3 | Elect Archie L. Bransford, Jr. | Mgmt | For | For | For | |||
4 | Elect Kim M. Childers | Mgmt | For | For | For | |||
5 | Elect Ann Q. Curry | Mgmt | For | For | For | |||
6 | Elect Joseph W. Evans | Mgmt | For | For | For | |||
7 | Elect Virginia A. Hepner | Mgmt | For | For | For | |||
8 | Elect John D. Houser | Mgmt | For | For | For | |||
9 | Elect Robert H. McMahon | Mgmt | For | For | For | |||
10 | Elect J. Daniel Speight | Mgmt | For | For | For | |||
11 | Elect J. Thomas Wiley, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Steelcase Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCS | CUSIP 858155203 | 07/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence J. Blanford | Mgmt | For | For | For | |||
1.2 | Elect William P. Crawford | Mgmt | For | For | For | |||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||
1.4 | Elect James P. Hackett | Mgmt | For | For | For | |||
1.5 | Elect R. David Hoover | Mgmt | For | For | For | |||
1.6 | Elect David W. Joos | Mgmt | For | For | For | |||
1.7 | Elect James P. Keane | Mgmt | For | For | For | |||
1.8 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
1.9 | Elect Robert C. Pew III | Mgmt | For | For | For | |||
1.10 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
1.11 | Elect P. Craig Welch, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Abrams | Mgmt | For | For | For | |||
1.2 | Elect James B. Klein | Mgmt | For | For | For | |||
1.3 | Elect John C. Millman | Mgmt | For | For | For | |||
1.4 | Elect Richard O'Toole | Mgmt | For | For | For | |||
1.5 | Elect Burt Steinberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Stock Building Supply Holdings, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STCK | CUSIP 86101X104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert E. Mellor | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeffrey G. Rea | Mgmt | For | Withhold | Against | |||
1.3 | Elect David L. Keltner | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Stone Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGY | CUSIP 861642106 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George R. Christmas | Mgmt | For | For | For | |||
2 | Elect B.J. Duplantis | Mgmt | For | For | For | |||
3 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
4 | Elect David T. Lawrence | Mgmt | For | For | For | |||
5 | Elect Robert S. Murley | Mgmt | For | For | For | |||
6 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | |||
7 | Elect Donald E. Powell | Mgmt | For | For | For | |||
8 | Elect Kay G. Priestly | Mgmt | For | For | For | |||
9 | Elect Phyllis M. Taylor | Mgmt | For | For | For | |||
10 | Elect David H. Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Corey | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Getman | Mgmt | For | For | For | |||
1.2 | Elect Peter Greenleaf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Summit Hotel Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 06/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kerry W. Boekelheide | Mgmt | For | For | For | |||
1.2 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.3 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.4 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
1.5 | Elect Wayne W. Wielgus | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symmetry Medical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMA | CUSIP 871546206 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis T. Nusspickel | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Talmer Bancorp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLMR | CUSIP 87482X101 | 06/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Max Berlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald Coleman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gary Collins | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jennifer Granholm | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul Hodges III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ronald Klein | Mgmt | For | Withhold | Against | |||
1.7 | Elect David Leitch | Mgmt | For | Withhold | Against | |||
1.8 | Elect Barbara Mahone | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert Naftaly | Mgmt | For | Withhold | Against | |||
1.10 | Elect Albert Papa | Mgmt | For | Withhold | Against | |||
1.11 | Elect David Provost | Mgmt | For | Withhold | Against | |||
1.12 | Elect Wilbur Ross, Jr | Mgmt | For | Withhold | Against | |||
1.13 | Elect Thomas Schellenberg | Mgmt | For | Withhold | Against | |||
1.14 | Elect Gary Torgow | Mgmt | For | Withhold | Against | |||
1.15 | Elect Arthur Weiss | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Annual Incentive Plan | Mgmt | For | For | For | |||
TCP Capital Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCPC | CUSIP 87238Q103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric J. Draut | Mgmt | For | Withhold | Against | |||
1.2 | Elect Franklin R. Johnson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter E. Schwab | Mgmt | For | Withhold | Against | |||
1.4 | Elect Howard M. Levkowitz | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rajneesh Vig | Mgmt | For | Withhold | Against | |||
2 | Approval to sell common stock below its net asset value | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect John C. Chrystal | Mgmt | For | For | For | |||
6 | Elect Matthew Cohn | Mgmt | For | For | For | |||
7 | Elect Hersh Kozlov | Mgmt | For | For | For | |||
8 | Elect William H. Lamb | Mgmt | For | For | For | |||
9 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
10 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
11 | Elect Mei-Mei Tuan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
7 | Elect John E. McGlade | Mgmt | For | For | For | |||
8 | Elect Michael J. Morell | Mgmt | For | For | For | |||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
10 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
The Pep Boys-Manny, Moe & Jack | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBY | CUSIP 713278109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
2 | Elect John T. Sweetwood | Mgmt | For | For | For | |||
3 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
4 | Elect Robert H. Hotz | Mgmt | For | For | For | |||
5 | Elect James A. Mitarotonda | Mgmt | For | For | For | |||
6 | Elect Nick White | Mgmt | For | For | For | |||
7 | Elect Michael R. Odell | Mgmt | For | For | For | |||
8 | Elect Robert Rosenblatt | Mgmt | For | For | For | |||
9 | Elect Andrea M. Weiss | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Bonus Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
Tidewater Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDW | CUSIP 886423102 | 08/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |||
1.2 | Elect James C. Day | Mgmt | For | For | For | |||
1.3 | Elect Richard T. du Moulin | Mgmt | For | For | For | |||
1.4 | Elect Morris E. Foster | Mgmt | For | For | For | |||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
1.6 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.7 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey M. Platt | Mgmt | For | For | For | |||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | |||
1.10 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Dean E. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Jack E. Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tower International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOWR | CUSIP 891826109 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank E. English Jr. | Mgmt | For | For | For | |||
1.2 | Elect Jonathan Gallen | Mgmt | For | For | For | |||
2 | Amendment of the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.2 | Elect Eugene A. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Triple-S Management Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTS | CUSIP 896749108 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adamina Soto-Martinez | Mgmt | For | For | For | |||
2 | Elect Jorge L. Fuentes-Benejam | Mgmt | For | For | For | |||
3 | Elect Francisco Tonarely-Barreto | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tristate Capital Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSC | CUSIP 89678F100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James F. Getz | Mgmt | For | For | For | |||
1.2 | Elect Richard B. Seidel | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Zappala | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Short-Term Incentive Plan | Mgmt | For | For | For | |||
TTM Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMI | CUSIP 87305R109 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenton K. Alder | Mgmt | For | For | For | |||
1.2 | Elect Philip G. Franklin | Mgmt | For | For | For | |||
2 | Approval of 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Mark D. Ein | Mgmt | For | For | For | |||
4 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
5 | Elect Jacques R. Rolfo | Mgmt | For | For | For | |||
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
7 | Elect Thomas Siering | Mgmt | For | For | For | |||
8 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
9 | Elect Hope D. Woodhouse | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Ucp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCP | CUSIP 90265Y106 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Hart | Mgmt | For | Withhold | Against | |||
1.2 | Elect Kathleen R. Wade | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of Performance Measures in the 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
2 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
3 | Elect Alison Davis | Mgmt | For | For | For | |||
4 | Elect Nathaniel A. Davis | Mgmt | For | For | For | |||
5 | Elect Denise K. Fletcher | Mgmt | For | For | For | |||
6 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
7 | Elect Lee D. Roberts | Mgmt | For | For | For | |||
8 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
United Financial Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNK | CUSIP 91030T109 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger with Rockville Financial, Inc. | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
UniTek Global Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNTK | CUSIP 91324T302 | 12/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Stott | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.2 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.3 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.4 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
VOXX International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOXX | CUSIP 91829F104 | 07/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul C. Kreuch, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter A. Lesser | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stan Glasgow | Mgmt | For | Withhold | Against | |||
1.4 | Elect John J. Shalam | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick M. Lavelle | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles M. Stoehr | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ari M. Shalam | Mgmt | For | Withhold | Against | |||
1.8 | Elect Fred S. Klipsch | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Web.com Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWWW | CUSIP 94733A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Brown | Mgmt | For | For | For | |||
1.2 | Elect Timothy I. Maudlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wesbanco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSBC | CUSIP 950810101 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Abigail M. Feinknopf | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Limbert | Mgmt | For | For | For | |||
1.3 | Elect Jay T. McCamic | Mgmt | For | For | For | |||
1.4 | Elect F. Eric Nelson, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Todd F. Clossin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Sande III | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Sarver | Mgmt | For | For | For | |||
1.3 | Elect Donald D. Snyder | Mgmt | For | For | For | |||
1.4 | Elect Sung Won Sohn | Mgmt | For | For | For | |||
2 | Reincorporation from Nevada to Delaware | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Wet Seal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTSL | CUSIP 961840105 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynda J. Davey | Mgmt | For | For | For | |||
2 | Elect John Goodman | Mgmt | For | For | For | |||
3 | Elect Nancy Lublin | Mgmt | For | For | For | |||
4 | Elect John S. Mills | Mgmt | For | For | For | |||
5 | Elect Kenneth M. Reiss | Mgmt | For | For | For | |||
6 | Elect Adam L. Rothstein | Mgmt | For | For | For | |||
7 | Elect Deena Varshavskaya | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Willbros Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WG | CUSIP 969203108 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward J. DiPaolo | Mgmt | For | For | For | |||
2 | Elect Daniel E. Lonegran | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Director Restricted Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Investment Funds | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2014 | |