UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-07237 | ||||||||
Name of Registrant: | Putnam Investment Funds | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | Robert T. Burns | ||||||||
Putnam Investment Funds | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | Varies | ||||||||
Date of reporting period: | 07/01/2016 - 06/30/2017 |
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Capital Opportunities Fund | |||||||
Date of Fiscal Year End: | 04/30 | |||||||
Acceleron Pharma Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLRN | CUSIP 00434H108 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean M. George | Mgmt | For | For | For | |||
1.2 | Elect George Golumbeski | Mgmt | For | For | For | |||
1.3 | Elect Thomas A. McCourt | Mgmt | For | For | For | |||
1.4 | Elect Francois Nader | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACCO | CUSIP 00081T108 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Buzzard | Mgmt | For | For | For | |||
2 | Elect Kathleen S. Dvorak | Mgmt | For | For | For | |||
3 | Elect Boris Elisman | Mgmt | For | For | For | |||
4 | Elect Pradeep Jotwani | Mgmt | For | For | For | |||
5 | Elect Robert J. Keller | Mgmt | For | For | For | |||
6 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
7 | Elect Graciela Monteagudo | Mgmt | For | For | For | |||
8 | Elect Michael Norkus | Mgmt | For | For | For | |||
9 | Elect E. Mark Rajkowski | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aceto Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACET | CUSIP 004446100 | 12/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert L. Eilender | Mgmt | For | For | For | |||
1.2 | Elect Salvatore Guccione | Mgmt | For | For | For | |||
1.3 | Elect Hans C. Noetzli | Mgmt | For | For | For | |||
1.4 | Elect William N. Britton | Mgmt | For | For | For | |||
1.5 | Elect Natasha Giordano | Mgmt | For | For | For | |||
1.6 | Elect Alan Levin | Mgmt | For | For | For | |||
1.7 | Elect Daniel B. Yarosh | Mgmt | For | For | For | |||
1.8 | Elect William C. Kennally, III | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Aclaris Therapeutics, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACRS | CUSIP 00461U105 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anand Mehra | Mgmt | For | For | For | |||
1.2 | Elect Andrew Powell | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Tullman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Grant H. Beard | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Thomas M. Rohrs | Mgmt | For | Withhold | Against | |||
1.6 | Elect John A. Roush | Mgmt | For | For | For | |||
1.7 | Elect Yuval Wasserman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Renewal of Advanced Energy's Short Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
Agree Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADC | CUSIP 008492100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Merrie Frankel | Mgmt | For | For | For | |||
1.2 | Elect Farris G. Kalil | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis C. Cuneo | Mgmt | For | For | For | |||
2 | Elect Sheri H. Edison | Mgmt | For | For | For | |||
3 | Elect Mark G. Essig | Mgmt | For | For | For | |||
4 | Elect William K. Gerber | Mgmt | For | For | For | |||
5 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
6 | Elect Ralph S. Michael, III | Mgmt | For | For | For | |||
7 | Elect Roger K. Newport | Mgmt | For | For | For | |||
8 | Elect James A. Thomson | Mgmt | For | For | For | |||
9 | Elect Dwayne A. Wilson | Mgmt | For | For | For | |||
10 | Elect Vicente Wright | Mgmt | For | For | For | |||
11 | Elect Arlene M. Yocum | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the Omnibus Management Incentive Plan | Mgmt | For | For | For | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Dhiren Fonseca | Mgmt | For | For | For | |||
5 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
6 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||
8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
9 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
10 | Elect Eric K. Yeaman | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Albany Molecular Research, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMRI | CUSIP 012423109 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Hagen | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Maddaluna | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Amendment to the 2008 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Alder BioPharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALDR | CUSIP 014339105 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Randall C. Schatzman | Mgmt | For | For | For | |||
1.2 | Elect Heather Preston | Mgmt | For | For | For | |||
1.3 | Elect Clay B. Siegall | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Mitchell | Mgmt | For | For | For | |||
2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
6 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
7 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
8 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
Ambarella, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMBA | CUSIP G037AX101 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie Kohn | Mgmt | For | For | For | |||
1.2 | Elect D. Jeffrey Richardson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Amber Road Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMBR | CUSIP 02318Y108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela F. Craven | Mgmt | For | For | For | |||
1.2 | Elect Rudy C. Howard | Mgmt | For | For | For | |||
1.3 | Elect Barry M.V. Williams | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay L. Schottenstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Equity Investment Life Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEL | CUSIP 025676206 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joyce A. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James M. Gerlach | Mgmt | For | For | For | |||
1.3 | Elect Robert L. Howe | Mgmt | For | For | For | |||
1.4 | Elect William R. Kunkel | Mgmt | For | For | For | |||
1.5 | Elect Debra J. Richardson | Mgmt | For | For | For | |||
1.6 | Elect Brenda J. Cushing | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Vanguard Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVD | CUSIP 030371108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Baskin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Clark | Mgmt | For | For | For | |||
3 | Elect Debra F. Edwards | Mgmt | For | For | For | |||
4 | Elect Morton D. Erlich | Mgmt | For | For | For | |||
5 | Elect Alfred F. Ingulli | Mgmt | For | For | For | |||
6 | Elect John L. Killmer | Mgmt | For | For | For | |||
7 | Elect Eric G. Wintemute | Mgmt | For | For | For | |||
8 | Elect M. Esmail Zirakparvar | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 1994 Stock Incentive Plan | Mgmt | For | For | For | |||
Amsurg Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSG | CUSIP 03232P405 | 11/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
AmTrust Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFSI | CUSIP 032359309 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | For | For | |||
1.2 | Elect Susan C. Fisch | Mgmt | For | For | For | |||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | For | For | |||
1.4 | Elect George Karfunkel | Mgmt | For | For | For | |||
1.5 | Elect Leah Karfunkel | Mgmt | For | For | For | |||
1.6 | Elect Raul Rivera | Mgmt | For | For | For | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | For | For | |||
ANI Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANIP | CUSIP 00182C103 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert E. Brown Jr | Mgmt | For | For | For | |||
2 | Elect Arthur S. Przybyl | Mgmt | For | For | For | |||
3 | Elect Fred Holubow | Mgmt | For | For | For | |||
4 | Elect Tracy L. Marshbanks | Mgmt | For | For | For | |||
5 | Elect Thomas A. Penn | Mgmt | For | For | For | |||
6 | Elect Daniel Raynor | Mgmt | For | For | For | |||
7 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apollo Commercial Real Estate Finance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARI | CUSIP 03762U105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffery M. Gault | Mgmt | For | For | For | |||
1.2 | Elect Mark C. Biderman | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Kasdin | Mgmt | For | For | For | |||
1.4 | Elect Eric L. Press | Mgmt | For | For | For | |||
1.5 | Elect Scott S. Prince | Mgmt | For | For | For | |||
1.6 | Elect Stuart A. Rothstein | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Salvati | Mgmt | For | For | For | |||
1.8 | Elect Cindy Z. Michel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Applied Optoelectronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAOI | CUSIP 03823U102 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Moore | Mgmt | For | For | For | |||
1.2 | Elect Che-Wei Lin | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of Material Terms under the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Aralez Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARLZ | CUSIP 03852X100 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adrian Adams | Mgmt | For | For | For | |||
2 | Elect Jason M. Aryeh | Mgmt | For | For | For | |||
3 | Elect Neal F. Fowler | Mgmt | For | For | For | |||
4 | Elect Rob Harris | Mgmt | For | For | For | |||
5 | Elect Arthur S. Kirsch | Mgmt | For | For | For | |||
6 | Elect Kenneth B. Lee, Jr. | Mgmt | For | For | For | |||
7 | Elect Seth A. Rudnick, M.D. | Mgmt | For | For | For | |||
8 | Elect F. Martin Thrasher | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ardelyx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARDX | CUSIP 039697107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert B. Bazemore | Mgmt | For | For | For | |||
1.2 | Elect Gordon Ringold | Mgmt | For | For | For | |||
1.3 | Elect Richard Rogers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Argan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGX | CUSIP 04010E109 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rainer H. Bosselmann | Mgmt | For | For | For | |||
1.2 | Elect Cynthia A. Flanders | Mgmt | For | For | For | |||
1.3 | Elect Peter W. Getsinger | Mgmt | For | For | For | |||
1.4 | Elect William F. Griffin, Jr. | Mgmt | For | For | For | |||
1.5 | Elect John R. Jeffrey, Jr. | Mgmt | For | For | For | |||
1.6 | Elect William F. Leimkuhler | Mgmt | For | For | For | |||
1.7 | Elect W.G. Champion Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James W. Quinn | Mgmt | For | For | For | |||
1.9 | Elect Brian R. Sherras | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ariad Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARIA | CUSIP 04033A100 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Declassify the Board of Directors | Mgmt | For | For | For | |||
2 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Arista Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANET | CUSIP 040413106 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark B. Templeton | Mgmt | For | For | For | |||
1.2 | Elect Nikos Theodosopoulos | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ashford Hospitality Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CUSIP 044103109 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Monty J. Bennett | Mgmt | For | Withhold | Against | |||
1.2 | Elect Benjamin J. Ansell | Mgmt | For | For | For | |||
1.3 | Elect Amish Gupta | Mgmt | For | For | For | |||
1.4 | Elect Kamal Jafarnia | Mgmt | For | For | For | |||
1.5 | Elect Frederick J. Kleisner | Mgmt | For | For | For | |||
1.6 | Elect Philip S. Payne | Mgmt | For | For | For | |||
1.7 | Elect Alan L. Tallis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Banco Latinoamericano de Comercio Exterior, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLX | CUSIP P16994132 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Elect Mario Covo | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Beacon Roofing Supply, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BECN | CUSIP 073685109 | 02/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Buck | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Isabella | Mgmt | For | For | For | |||
1.3 | Elect Carl T. Berquist | Mgmt | For | For | For | |||
1.4 | Elect Richard W. Frost | Mgmt | For | For | For | |||
1.5 | Elect Alan Gershenhorn | Mgmt | For | For | For | |||
1.6 | Elect Philip W. Knisely | Mgmt | For | For | For | |||
1.7 | Elect Robert M. McLaughlin | Mgmt | For | For | For | |||
1.8 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.9 | Elect Stuart A. Randle | Mgmt | For | For | For | |||
1.10 | Elect Douglas L. Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
Belden Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDC | CUSIP 077454106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | Against | Against | |||
2 | Elect Lance C. Balk | Mgmt | For | Against | Against | |||
3 | Elect Steven W. Berglund | Mgmt | For | Against | Against | |||
4 | Elect Judy L. Brown | Mgmt | For | Against | Against | |||
5 | Elect Bryan C. Cressey | Mgmt | For | Against | Against | |||
6 | Elect Jonathan C. Klein | Mgmt | For | Against | Against | |||
7 | Elect George E. Minnich | Mgmt | For | Against | Against | |||
8 | Elect John M. Monter | Mgmt | For | Against | Against | |||
9 | Elect John S. Stroup | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Biospecifics Technologies Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSTC | CUSIP 090931106 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Wegman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Toby Wegman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jennifer Chao | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Blucora Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCOR | CUSIP 095229100 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth J. Huebner | Mgmt | For | For | For | |||
2 | Elect Mary S. Zappone | Mgmt | For | For | For | |||
3 | Elect Georganne C. Proctor | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James S. Argalas | Mgmt | For | For | For | |||
1.2 | Elect James J. Court | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Ratinoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol G. Carroll | Mgmt | For | For | For | |||
2 | Elect James C. Diggs | Mgmt | For | For | For | |||
3 | Elect Wyche Fowler | Mgmt | For | For | For | |||
4 | Elect H. Richard Haverstick, Jr. | Mgmt | For | For | For | |||
5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
6 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
7 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
8 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 1997 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
3 | Elect Jane L. Warner | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Enriquez | Mgmt | For | For | For | |||
2 | Elect William C. Kirby | Mgmt | For | For | For | |||
3 | Elect Patrick M. Prevost | Mgmt | For | For | For | |||
4 | Elect Sean D. Keohane | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
CACI International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACI | CUSIP 127190304 | 11/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth Asbury | Mgmt | For | For | For | |||
2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||
3 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
4 | Elect William L. Jews | Mgmt | For | For | For | |||
5 | Elect Gregory G. Johnson | Mgmt | For | For | For | |||
6 | Elect J.P. London | Mgmt | For | For | For | |||
7 | Elect James L. Pavitt | Mgmt | For | For | For | |||
8 | Elect Warren R. Phillips | Mgmt | For | For | For | |||
9 | Elect Charles P. Revoile | Mgmt | For | For | For | |||
10 | Elect William S. Wallace | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesarstone Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
2 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
3 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
4 | Elect Ariel Halperin | Mgmt | For | For | For | |||
5 | Elect Dori Brown | Mgmt | For | For | For | |||
6 | Elect Roger Abravanel | Mgmt | For | For | For | |||
7 | Elect Eric D. Herschmann | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
10 | Chairman's Fees | Mgmt | For | For | For | |||
11 | Compensation Terms of CEO | Mgmt | For | For | For | |||
12 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
13 | Amendment to Compensation Terms of Former CEO | Mgmt | For | For | For | |||
14 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
15 | Compensation Policy | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CalAtlantic Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAA | CUSIP 128195104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.2 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.3 | Elect William L. Jews | Mgmt | For | For | For | |||
1.4 | Elect David J. Matlin | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Mellor | Mgmt | For | For | For | |||
1.6 | Elect Norman J. Metcalfe | Mgmt | For | For | For | |||
1.7 | Elect Larry T. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Peter Schoels | Mgmt | For | For | For | |||
1.9 | Elect Charlotte St. Martin | Mgmt | For | For | For | |||
1.10 | Elect Scott D. Stowell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Callon Petroleum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPE | CUSIP 13123X102 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Nocchiero | Mgmt | For | For | For | |||
1.2 | Elect Matthew Regis Bob | Mgmt | For | For | For | |||
1.3 | Elect James M. Trimble | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cambrex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBM | CUSIP 132011107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rosina B. Dixon | Mgmt | For | For | For | |||
2 | Elect Claes Glassell | Mgmt | For | For | For | |||
3 | Elect Louis J. Grabowsky | Mgmt | For | For | For | |||
4 | Elect Bernhard Hampl | Mgmt | For | For | For | |||
5 | Elect Kathryn R. Harrigan | Mgmt | For | For | For | |||
6 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
7 | Elect Steven M. Klosk | Mgmt | For | For | For | |||
8 | Elect Peter G. Tombros | Mgmt | For | For | For | |||
9 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the Executive Cash Incentive Plan for the purposes of 162(m) | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Carbonite, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CARB | CUSIP 141337105 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Friend | Mgmt | For | For | For | |||
1.2 | Elect Todd Krasnow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2017 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Elect Marina Levinson | Mgmt | For | For | For | |||
Cardinal Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFNL | CUSIP 14149F109 | 04/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | Abstain | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | |||
Cavium, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Frank | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CBL & Associates Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBL | CUSIP 124830100 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles B. Lebovitz | Mgmt | For | For | For | |||
1.2 | Elect Stephen D. Lebovitz | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Bryenton | Mgmt | For | For | For | |||
1.4 | Elect A. Larry Chapman | Mgmt | For | For | For | |||
1.5 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
1.6 | Elect John D. Griffith | Mgmt | For | For | For | |||
1.7 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
1.8 | Elect Gary J. Nay | Mgmt | For | For | For | |||
1.9 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ceco Environmental Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CECE | CUSIP 125141101 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason DeZwirek | Mgmt | For | For | For | |||
1.2 | Elect Dennis Sadlowski | Mgmt | For | For | For | |||
1.3 | Elect Eric Goldberg | Mgmt | For | For | For | |||
1.4 | Elect David B. Liner | Mgmt | For | For | For | |||
1.5 | Elect Claudio A. Mannarino | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Pollack | Mgmt | For | For | For | |||
1.7 | Elect Seth Rudin | Mgmt | For | For | For | |||
1.8 | Elect Valerie G. Sachs | Mgmt | For | For | For | |||
1.9 | Elect Donald A. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2017 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
Century Communities Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCS | CUSIP 156504300 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dale Francescon | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Francescon | Mgmt | For | For | For | |||
1.3 | Elect James M. Lippman | Mgmt | For | For | For | |||
1.4 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.5 | Elect John P. Box | Mgmt | For | For | For | |||
2 | 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CEVA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEVA | CUSIP 157210105 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eliyahu Ayalon | Mgmt | For | For | For | |||
1.2 | Elect Zvi Limon | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Mann | Mgmt | For | For | For | |||
1.4 | Elect Maria Marced | Mgmt | For | For | For | |||
1.5 | Elect Peter McManamon | Mgmt | For | For | For | |||
1.6 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | |||
1.7 | Elect Louis Silver | Mgmt | For | For | For | |||
1.8 | Elect Gideon Wertheizer | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Chase Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCF | CUSIP 16150R104 | 02/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Everett Chadwick, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Adam P. Chase | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter R. Chase | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mary Claire Chase | Mgmt | For | Withhold | Against | |||
1.5 | Elect John H Derby III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Lewis P. Gack | Mgmt | For | Withhold | Against | |||
1.7 | Elect George M. Hughes | Mgmt | For | Withhold | Against | |||
1.8 | Elect Chad A. McDaniel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dana Mohler-Faria | Mgmt | For | Withhold | Against | |||
1.10 | Elect Thomas Wroe, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheesecake Factory Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAKE | CUSIP 163072101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Overton | Mgmt | For | For | For | |||
2 | Elect Edie Ames | Mgmt | For | For | For | |||
3 | Elect Alexander L. Cappello | Mgmt | For | For | For | |||
4 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | |||
5 | Elect Laurence B. Mindel | Mgmt | For | For | For | |||
6 | Elect David B. Pittaway | Mgmt | For | For | For | |||
7 | Elect Herbert Simon | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Fitterling | Mgmt | For | For | For | |||
1.2 | Elect Ronald A. Klein | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard M. Lievense | Mgmt | For | For | For | |||
1.4 | Elect Barbara J. Mahone | Mgmt | For | For | For | |||
1.5 | Elect John E. Pelizzari | Mgmt | For | For | For | |||
1.6 | Elect David Provost | Mgmt | For | For | For | |||
1.7 | Elect David B. Ramaker | Mgmt | For | For | For | |||
1.8 | Elect Larry D. Stauffer | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey L Tate | Mgmt | For | For | For | |||
1.10 | Elect Gary Torgow | Mgmt | For | For | For | |||
1.11 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||
1.12 | Elect Franklin C. Wheatlake | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Advisory Vote on the Frequency of the Advisory Approval of Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Chesapeake Lodging Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHSP | CUSIP 165240102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Francis | Mgmt | For | For | For | |||
2 | Elect Douglas W. Vicari | Mgmt | For | For | For | |||
3 | Elect Thomas A. Natelli | Mgmt | For | For | For | |||
4 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||
5 | Elect John W. Hill | Mgmt | For | For | For | |||
6 | Elect George F. McKenzie | Mgmt | For | For | For | |||
7 | Elect Jeffrey D. Nuechterlein | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to Charter to Permit Shareholders to Amend the Bylaws by Majority Vote | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Chimera Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Donlin | Mgmt | For | For | For | |||
2 | Elect Mark Abrams | Mgmt | For | For | For | |||
3 | Elect Gerard Creagh | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ciena Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIEN | CUSIP 171779309 | 03/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harvey B. Cash | Mgmt | For | For | For | |||
2 | Elect Judith M. O'Brien | Mgmt | For | For | For | |||
3 | Elect Gary B. Smith | Mgmt | For | For | For | |||
4 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cirrus Logic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRUS | CUSIP 172755100 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Carter | Mgmt | For | For | For | |||
1.2 | Elect Alexander M. Davern | Mgmt | For | For | For | |||
1.3 | Elect Timothy R. Dehne | Mgmt | For | For | For | |||
1.4 | Elect Christine King | Mgmt | For | For | For | |||
1.5 | Elect Jason P. Rhode | Mgmt | For | For | For | |||
1.6 | Elect Alan R. Schuele | Mgmt | For | For | For | |||
1.7 | Elect William D. Sherman | Mgmt | For | For | For | |||
1.8 | Elect David J. Tupman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Management and Key Individual Contributor Incentive Plan | Mgmt | For | For | For | |||
Clovis Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLVS | CUSIP 189464100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith Flaherty | Mgmt | For | For | For | |||
1.2 | Elect Ginger Graham | Mgmt | For | For | For | |||
1.3 | Elect Edward J. McKinley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CNO Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNO | CUSIP 12621E103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward J. Bonach | Mgmt | For | For | For | |||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | |||
3 | Elect Stephen N. David | Mgmt | For | For | For | |||
4 | Elect Robert C. Greving | Mgmt | For | For | For | |||
5 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
6 | Elect Charles J. Jacklin | Mgmt | For | For | For | |||
7 | Elect Daniel R. Maurer | Mgmt | For | For | For | |||
8 | Elect Neal C. Schneider | Mgmt | For | For | For | |||
9 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
10 | Approval of amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cogent Communications Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCOI | CUSIP 19239V302 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dave Schaeffer | Mgmt | For | For | For | |||
1.2 | Elect Steven D. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Timothy Weingarten | Mgmt | For | For | For | |||
1.4 | Elect Richard T. Liebhaber | Mgmt | For | For | For | |||
1.5 | Elect D. Blake Bath | Mgmt | For | For | For | |||
1.6 | Elect Marc Montagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
Colony Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendments to Articles Pursuant to Merger | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Colony NorthStar Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNS | CUSIP 19625W104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
2 | Elect David T. Hamamoto | Mgmt | For | For | For | |||
3 | Elect Douglas Crocker II | Mgmt | For | For | For | |||
4 | Elect Nancy A. Curtin | Mgmt | For | For | For | |||
5 | Elect Jon A. Fosheim | Mgmt | For | For | For | |||
6 | Elect Justin Metz | Mgmt | For | For | For | |||
7 | Elect George G. C. Parker | Mgmt | For | For | For | |||
8 | Elect Charles W. Schoenherr | Mgmt | For | For | For | |||
9 | Elect John A. Somers | Mgmt | For | For | For | |||
10 | Elect John L Steffens | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Community Healthcare Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHCT | CUSIP 20369C106 | 05/30/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Gardner | Mgmt | For | TNA | N/A | |||
1.2 | Elect Robert Z. Hensley | Mgmt | For | TNA | N/A | |||
1.3 | Elect Alfred Lumsdaine | Mgmt | For | TNA | N/A | |||
1.4 | Elect R. Lawrence Van Horn | Mgmt | For | TNA | N/A | |||
1.5 | Elect Timothy G. Wallace | Mgmt | For | TNA | N/A | |||
2 | Amendment to the 2014 Incentive Plan | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
Continental Building Products Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPX | CUSIP 211171103 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Bosowski | Mgmt | For | For | For | |||
1.2 | Elect Michael O. Moore | Mgmt | For | For | For | |||
1.3 | Elect Jack Sweeny | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Material Terms of Performance Goals under the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Convergys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVG | CUSIP 212485106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
1.2 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
1.3 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Fox | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Gibbs | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.8 | Elect Ronald L. Nelson | Mgmt | For | Withhold | Against | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of the Annual Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cooper-Standard Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPS | CUSIP 21676P103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Edwards | Mgmt | For | For | For | |||
2 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
3 | Elect David J. Mastrocola | Mgmt | For | For | For | |||
4 | Elect Justin E. Mirro | Mgmt | For | For | For | |||
5 | Elect Robert J. Remenar | Mgmt | For | For | For | |||
6 | Elect Sonya F. Sepahban | Mgmt | For | For | For | |||
7 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
8 | Elect Stephen A. Van Oss | Mgmt | For | For | For | |||
9 | Elect Molly P. Zhang | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
Cray Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRAY | CUSIP 225223304 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Prithviraj Banerjee | Mgmt | For | For | For | |||
2 | Elect Martin J. Homlish | Mgmt | For | For | For | |||
3 | Elect Stephen C. Kiely | Mgmt | For | For | For | |||
4 | Elect Sally G. Narodick | Mgmt | For | For | For | |||
5 | Elect Daniel C. Regis | Mgmt | For | For | For | |||
6 | Elect Max L. Schireson | Mgmt | For | For | For | |||
7 | Elect Brian V. Turner | Mgmt | For | For | For | |||
8 | Elect Peter J. Ungaro | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Customers Bancorp, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUBI | CUSIP 23204G100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T. Lawrence Way | Mgmt | For | For | For | |||
1.2 | Elect Steven J. Zuckerman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CYS Investments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYS | CUSIP 12673A108 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin E. Grant | Mgmt | For | For | For | |||
1.2 | Elect Tanya S. Beder | Mgmt | For | For | For | |||
1.3 | Elect Karen Hammond | Mgmt | For | For | For | |||
1.4 | Elect Stephen P. Jonas | Mgmt | For | For | For | |||
1.5 | Elect Raymond A. Redlingshafer, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.7 | Elect James A. Stern | Mgmt | For | For | For | |||
1.8 | Elect David A. Tyson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dave & Buster's Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAY | CUSIP 238337109 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victor L. Crawford | Mgmt | For | For | For | |||
1.2 | Elect Hamish A Dodds | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
1.4 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.5 | Elect Stephen M. King | Mgmt | For | For | For | |||
1.6 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
1.7 | Elect Kevin M. Sheehan | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jennifer Storms | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Voting Standard for Uncontested Directors Elections | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement for amending certificate of Incorporation | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for amending Bylaws | Mgmt | For | For | For | |||
6 | Deletion of Obsolete Provisions | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dean Foods Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DF | CUSIP 242370203 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet Hill | Mgmt | For | For | For | |||
2 | Elect J. Wayne Mailloux | Mgmt | For | For | For | |||
3 | Elect Helen McCluskey | Mgmt | For | For | For | |||
4 | Elect John R. Muse | Mgmt | For | For | For | |||
5 | Elect B. Craig Owens | Mgmt | For | For | For | |||
6 | Elect Ralph P. Scozzafava | Mgmt | For | For | For | |||
7 | Elect Jim L. Turner | Mgmt | For | For | For | |||
8 | Elect Robert T. Wiseman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.3 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.4 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.6 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
1.7 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.8 | Elect Lee J. Schram | Mgmt | For | For | For | |||
1.9 | Elect John L. Stauch | Mgmt | For | For | For | |||
1.10 | Elect Victoria A. Treyger | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of 2017 Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Depomed, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEPO | CUSIP 249908104 | 09/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Shareholder Proposal to Call a Special Meeting | ShrHoldr | N/A | Against | N/A | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Collins | Mgmt | For | For | For | |||
2 | Elect Mark G. Foletta | Mgmt | For | Against | Against | |||
3 | Elect Eric Topol | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. West | Mgmt | For | For | For | |||
1.2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Cross | Mgmt | For | For | For | |||
1.4 | Elect David L. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 12/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
DiamondRock Hospitality Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRH | CUSIP 252784301 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William W. McCarten | Mgmt | For | For | For | |||
2 | Elect Daniel J. Altobello | Mgmt | For | For | For | |||
3 | Elect Timothy R. Chi | Mgmt | For | For | For | |||
4 | Elect Maureen L. McAvey | Mgmt | For | For | For | |||
5 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
6 | Elect William J. Shaw | Mgmt | For | For | For | |||
7 | Elect Bruce D. Wardinski | Mgmt | For | For | For | |||
8 | Elect Mark W. Brugger | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E. Apple | Mgmt | For | For | For | |||
3 | Elect David J. Illingworth | Mgmt | For | For | For | |||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
5 | Elect David G. Maffucci | Mgmt | For | For | For | |||
6 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
7 | Elect Denis A. Turcotte | Mgmt | For | For | For | |||
8 | Elect John D. Williams | Mgmt | For | For | For | |||
9 | Elect Mary A. Winston | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the Annual Incentive Plan for the Purposes of 162(m) | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Omnibus Incentive Plan for the purposes of 162(m) of the IRC | Mgmt | For | For | For | |||
14 | Approval of equity compensation limit for directors under the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Douglas Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLOW | CUSIP 25960R105 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James L. Janik | Mgmt | For | For | For | |||
1.2 | Elect James D. Staley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Dycom Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DY | CUSIP 267475101 | 11/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eitan Gertel | Mgmt | For | For | For | |||
2 | Elect Anders Gustafsson | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817R108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
1.2 | Elect Pat Wood, III | Mgmt | For | For | For | |||
1.3 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.5 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | |||
1.6 | Elect Tyler G. Reeder | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey S. Stein | Mgmt | For | For | For | |||
1.8 | Elect John R. Sult | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Eagle Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGRX | CUSIP 269796108 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sander Flaum | Mgmt | For | For | For | |||
1.2 | Elect Scott Tarriff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly Campbell | Mgmt | For | For | For | |||
1.2 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.6 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.7 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.8 | Elect Keith W. Renken | Mgmt | For | For | For | |||
1.9 | Elect Lester M. Sussman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of the 2017 Performance-Based Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn C. Zoon | Mgmt | For | For | For | |||
2 | Elect Zsolt Harsanyi | Mgmt | For | For | For | |||
3 | Elect George Joulwan | Mgmt | For | For | For | |||
4 | Elect Louis Sullivan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard W. Blakey | Mgmt | For | For | For | |||
2 | Elect Douglas D. Dirks | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Ashwini Gupta | Mgmt | For | For | For | |||
1.3 | Elect Wendy Hannam | Mgmt | For | For | For | |||
1.4 | Elect Michael P. Monaco | Mgmt | For | For | For | |||
1.5 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.6 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.7 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.9 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2017 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Enersys | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENS | CUSIP 29275Y102 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard I. Hoffen | Mgmt | For | For | For | |||
2 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
3 | Elect David M. Shaffer | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Envision Healthcare Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVHC | CUSIP 29414D100 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carol J. Burt | Mgmt | For | For | For | |||
1.2 | Elect Christopher A. Holden | Mgmt | For | For | For | |||
1.3 | Elect Cynthia S. Miller | Mgmt | For | For | For | |||
1.4 | Elect Ronald A. Willaims | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ethan Allen Interiors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETH | CUSIP 297602104 | 11/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Farooq Kathwari | Mgmt | For | For | For | |||
2 | Elect James B. Carlson | Mgmt | For | For | For | |||
3 | Elect John J. Dooner, Jr. | Mgmt | For | For | For | |||
4 | Elect Domenick J. Esposito | Mgmt | For | For | For | |||
5 | Elect Mary Garrett | Mgmt | For | For | For | |||
6 | Elect James W. Schmotter | Mgmt | For | For | For | |||
7 | Elect Tara J. Stacom | Mgmt | For | For | For | |||
8 | Amendment to the Bylaws Regarding Advance Notice Provisions | Mgmt | For | Abstain | Against | |||
9 | Amendment to the Bylaws Regarding Proxy Access | Mgmt | For | Abstain | Against | |||
10 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | |||
11 | Amendments to the Certificate of Incorporation Regarding Removal of Directors | Mgmt | For | Abstain | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Evolent Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVH | CUSIP 30050B101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Diane Holder | Mgmt | For | Against | Against | |||
2 | Elect Matthew Hobart | Mgmt | For | Against | Against | |||
3 | Elect Michael D'Amato | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelixis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXEL | CUSIP 30161Q104 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael M. Morrissey | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Elect Lance Willsey | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
FCB Financial Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCB | CUSIP 30255G103 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vincent S. Tese | Mgmt | For | For | For | |||
1.2 | Elect Les J Lieberman | Mgmt | For | For | For | |||
1.3 | Elect Stuart I. Oran | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Federated National Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNHC | CUSIP 31422T101 | 09/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael H. Braun | Mgmt | For | Against | Against | |||
2 | Elect Jenifer G. Kimbrough | Mgmt | For | Against | Against | |||
3 | Elect Bruce F. Simberg | Mgmt | For | Against | Against | |||
4 | Elect William G. Stewart | Mgmt | For | Against | Against | |||
5 | Elect Thomas A. Rogers | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
9 | Lower Minimum Share Ownership Threshold to Call a Special Meeting | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Street Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSC | CUSIP 31678A103 | 03/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of a New Investment Advisory Agreement | Mgmt | For | Against | Against | |||
Fifth Street Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSC | CUSIP 31678A103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dalton | Mgmt | For | For | For | |||
1.2 | Elect Brian S. Dunn | Mgmt | For | For | For | |||
1.3 | Elect Byron J. Haney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
First BanCorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBP | CUSIP 318672706 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aurelio Aleman | Mgmt | For | For | For | |||
2 | Elect Joshua D. Bresler | Mgmt | For | For | For | |||
3 | Elect Juan Acosta-Reboyras | Mgmt | For | For | For | |||
4 | Elect Luz A. Crespo | Mgmt | For | For | For | |||
5 | Elect Robert T. Gormley | Mgmt | For | For | For | |||
6 | Elect Michael P. Harmon | Mgmt | For | For | For | |||
7 | Elect Roberto R. Herencia | Mgmt | For | For | For | |||
8 | Elect David I. Matson | Mgmt | For | For | For | |||
9 | Elect Jose Menendez-Cortada | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
First Community Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCBC | CUSIP 31983A103 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. William Davis | Mgmt | For | For | For | |||
1.2 | Elect Gary R. Mills | Mgmt | For | For | For | |||
1.3 | Elect Michael Adam Sarver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Five Prime Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FPRX | CUSIP 33830X104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kapil Dhingra | Mgmt | For | For | For | |||
2 | Elect Mark McDade | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Flushing Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIC | CUSIP 343873105 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. McCabe | Mgmt | For | For | For | |||
2 | Elect Donna M. O'Brien | Mgmt | For | For | For | |||
3 | Elect Michael J. Russo | Mgmt | For | For | For | |||
4 | Elect Caren C. Yoh | Mgmt | For | For | For | |||
5 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
FormFactor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORM | CUSIP 346375108 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond A. Link | Mgmt | For | For | For | |||
2 | Elect Michael D. Slessor | Mgmt | For | For | For | |||
3 | Elect Thomas M. St. Dennis | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Franklin Financial Network Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSB | CUSIP 35352P104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy E. Allen | Mgmt | For | For | For | |||
1.2 | Elect James W. Cross IV | Mgmt | For | For | For | |||
1.3 | Elect Richard E. Herrington | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Pratt Jr. | Mgmt | For | For | For | |||
1.5 | Elect Pamela J. Stephens | Mgmt | For | For | For | |||
1.6 | Elect Melody J. Sullivan | Mgmt | For | For | For | |||
1.7 | Elect Gregory E. Waldron | Mgmt | For | For | For | |||
1.8 | Elect Benjamin P. Wynd | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Approval of the 2017 Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
FTD Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTD | CUSIP 30281V108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tracey L. Belcourt | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Harch | Mgmt | For | For | For | |||
1.3 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive and Compensation Plan | Mgmt | For | Against | Against | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Globus Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMED | CUSIP 379577208 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Demski | Mgmt | For | Against | Against | |||
2 | Elect Kurt C. Wheeler | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Granite Construction Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GVA | CUSIP 387328107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Roberts | Mgmt | For | For | For | |||
2 | Elect Gaddi H. Vasquez | Mgmt | For | For | For | |||
3 | Elect David C. Darnell | Mgmt | For | For | For | |||
4 | Elect Celeste Beeks Mastin | Mgmt | For | For | For | |||
5 | Elect Patricia Galloway | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Great Southern Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSBC | CUSIP 390905107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin R. Ausburn | Mgmt | For | For | For | |||
1.2 | Elect Larry D. Frazier | Mgmt | For | For | For | |||
1.3 | Elect Douglas M. Pitt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Greenbrier Cos. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBX | CUSIP 393657101 | 01/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Graeme A. Jack | Mgmt | For | For | For | |||
1.2 | Elect Wendy L. Teramoto | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rich Williams | Mgmt | For | For | For | |||
1.2 | Elect Eric Lefkofsky | Mgmt | For | For | For | |||
1.3 | Elect Theodore Leonsis | Mgmt | For | For | For | |||
1.4 | Elect Michael J. Angelakis | Mgmt | For | For | For | |||
1.5 | Elect Peter Barris | Mgmt | For | For | For | |||
1.6 | Elect Robert Bass | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey Housenbold | Mgmt | For | For | For | |||
1.8 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.9 | Elect Joseph Levin | Mgmt | For | Withhold | Against | |||
1.10 | Elect Ann Ziegler | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
3 | Elect David L. Houston | Mgmt | For | For | For | |||
4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Halozyme Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HALO | CUSIP 40637H109 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Kelley | Mgmt | For | For | For | |||
1.2 | Elect Matthew I. Posard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Halyard Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYH | CUSIP 40650V100 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert E. Abernathy | Mgmt | For | For | For | |||
2 | Elect Ronald W. Dollens | Mgmt | For | For | For | |||
3 | Elect Heidi K. Kunz | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Ahn | Mgmt | For | For | For | |||
2 | Elect Christie K. Chu | Mgmt | For | For | For | |||
3 | Elect Harry Chung | Mgmt | For | For | For | |||
4 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
5 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
6 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
7 | Elect Thomas J Williams | Mgmt | For | For | For | |||
8 | Elect Michael Yang | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Hawaiian Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HA | CUSIP 419879101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.2 | Elect Mark B. Dunkerley | Mgmt | For | For | For | |||
1.3 | Elect Earl E. Fry | Mgmt | For | For | For | |||
1.4 | Elect Lawrence S. Hershfield | Mgmt | For | For | For | |||
1.5 | Elect Randall L. Jenson | Mgmt | For | For | For | |||
1.6 | Elect Crystal K. Rose | Mgmt | For | For | For | |||
1.7 | Elect Richard N. Zwern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HealthSouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLS | CUSIP 421924309 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Chidsey | Mgmt | For | For | For | |||
1.2 | Elect Donald L. Correll | Mgmt | For | For | For | |||
1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||
1.4 | Elect Charles M. Elson | Mgmt | For | For | For | |||
1.5 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.6 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Leslye G. Katz | Mgmt | For | For | For | |||
1.8 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
1.9 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Mark J. Tarr | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hersha Hospitality Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HT | CUSIP 427825500 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hasu P. Shah | Mgmt | For | For | For | |||
2 | Elect Dianna F. Morgan | Mgmt | For | For | For | |||
3 | Elect John M. Sabin | Mgmt | For | For | For | |||
4 | Elect Jackson Hsieh | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Hillenbrand, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HI | CUSIP 431571108 | 02/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.3 | Elect Joe A. Raver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
HomeStreet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMST | CUSIP 43785V102 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Ederer | Mgmt | For | For | For | |||
2 | Elect Thomas E. King | Mgmt | For | For | For | |||
3 | Elect George Kirk | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
Horizon Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBNC | CUSIP 440407104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James B. Dworkin | Mgmt | For | For | For | |||
1.2 | Elect Daniel F. Hopp | Mgmt | For | For | For | |||
1.3 | Elect Michele M. Magnuson | Mgmt | For | For | For | |||
1.4 | Elect Steven W. Reed | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Horizon Pharma plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HZNP | CUSIP G4617B105 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gino Santini | Mgmt | For | For | For | |||
2 | Elect Timothy P. Walbert | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Plurality Voting Standard for Contested Elections | Mgmt | For | For | For | |||
IAC/InterActiveCorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAC | CUSIP 44919P508 | 12/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Chelsea Clinton | Mgmt | For | For | For | |||
1.3 | Elect Barry Diller | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Eisner | Mgmt | For | For | For | |||
1.5 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
1.6 | Elect Victor A. Kaufman | Mgmt | For | For | For | |||
1.7 | Elect Joseph Levin | Mgmt | For | For | For | |||
1.8 | Elect Bryan Lourd | Mgmt | For | For | For | |||
1.9 | Elect David Rosenblatt | Mgmt | For | For | For | |||
1.10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
1.11 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||
1.12 | Elect Richard F. Zannino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Creation of Class C Non-Voting Common Stock | Mgmt | For | Against | Against | |||
4 | Equal Dividend Treatment for All Common Stock Classes | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Annual Incentive Plan | Mgmt | For | Against | Against | |||
ICF International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICFI | CUSIP 44925C103 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sudhakar Kesavan | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Van Handel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||
1.3 | Elect Joseph R. Saucedo | Mgmt | For | For | For | |||
1.4 | Elect Richard H. Sherman | Mgmt | For | For | For | |||
1.5 | Elect Robert S. Swinney | Mgmt | For | For | For | |||
1.6 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.7 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
1.8 | Elect Douglas E. Giordano | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
IDT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDT | CUSIP 448947507 | 12/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chenkin | Mgmt | For | Against | Against | |||
2 | Elect Eric F. Cosentino | Mgmt | For | Against | Against | |||
3 | Elect Howard S. Jonas | Mgmt | For | Against | Against | |||
4 | Elect Bill Pereira | Mgmt | For | Against | Against | |||
5 | Elect Judah Schorr | Mgmt | For | Against | Against | |||
6 | Amendment to the Stock Option and Incentive Plan | Mgmt | For | For | For | |||
INC Research Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCR | CUSIP 45329R109 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard N. Kender | Mgmt | For | For | For | |||
2 | Elect Kenneth F Meyers | Mgmt | For | For | For | |||
3 | Elect Matthew E. Monaghan | Mgmt | For | For | For | |||
4 | Elect David Y. Norton | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the Management Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven A Collins | Mgmt | For | Withhold | Against | |||
1.3 | Elect William M. Conroy | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ellen Levy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jim Steele | Mgmt | For | Withhold | Against | |||
1.6 | Elect Kevin Thompson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lloyd G. Waterhouse | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Integer Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITGR | CUSIP 45826H109 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Dziedzic | Mgmt | For | For | For | |||
1.3 | Elect Jean Hobby | Mgmt | For | For | For | |||
1.4 | Elect M. Craig Maxwell | Mgmt | For | For | For | |||
1.5 | Elect Filippo Passerini | Mgmt | For | For | For | |||
1.6 | Elect Bill R. Sanford | Mgmt | For | For | For | |||
1.7 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
1.8 | Elect Donald J. Spence | Mgmt | For | For | For | |||
1.9 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the Executive Short Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Integrated Device Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDTI | CUSIP 458118106 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Schofield | Mgmt | For | For | For | |||
1.2 | Elect Gregory L. Waters | Mgmt | For | For | For | |||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||
1.5 | Elect Ken Kannappan | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Rango | Mgmt | For | For | For | |||
1.7 | Elect Norman Taffe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
InterDigital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDCC | CUSIP 45867G101 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey K. Belk | Mgmt | For | For | For | |||
2 | Elect Joan Gillman | Mgmt | For | For | For | |||
3 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
4 | Elect John A. Kritzmacher | Mgmt | For | For | For | |||
5 | Elect John D. Markley, Jr. | Mgmt | For | For | For | |||
6 | Elect William J. Merritt | Mgmt | For | For | For | |||
7 | Elect Kai O. Oistamo | Mgmt | For | For | For | |||
8 | Elect Jean F. Rankin | Mgmt | For | For | For | |||
9 | Elect Philip P. Trahanas | Mgmt | For | For | For | |||
10 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Investment Technology Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITG | CUSIP 46145F105 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Minder Cheng | Mgmt | For | For | For | |||
3 | Elect Timothy L. Jones | Mgmt | For | For | For | |||
4 | Elect R. Jarrett Lilien | Mgmt | For | For | For | |||
5 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||
6 | Elect Lee M. Shavel | Mgmt | For | For | For | |||
7 | Elect Francis J. Troise | Mgmt | For | For | For | |||
8 | Elect Steven S. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the 2007 Omnibus Equity Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Investors Real Estate Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRET | CUSIP 461730103 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Caira | Mgmt | For | For | For | |||
2 | Elect Michael T. Dance | Mgmt | For | For | For | |||
3 | Elect Linda Hall | Mgmt | For | For | For | |||
4 | Elect Terrance Maxwell | Mgmt | For | For | For | |||
5 | Elect Timothy P. Mihalick | Mgmt | For | For | For | |||
6 | Elect Jeffrey L. Miller | Mgmt | For | For | For | |||
7 | Elect John A. Schissel | Mgmt | For | For | For | |||
8 | Elect John D. Stewart | Mgmt | For | For | For | |||
9 | Elect Jeffrey K. Woodbury | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
j2 Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCOM | CUSIP 48123V102 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Robert J. Cresci | Mgmt | For | For | For | |||
3 | Elect W. Brian Kretzmer | Mgmt | For | For | For | |||
4 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
5 | Elect Richard S. Ressler | Mgmt | For | Against | Against | |||
6 | Elect Stephen Ross | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
JetBlue Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBLU | CUSIP 477143101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect David Checketts | Mgmt | For | For | For | |||
3 | Elect Virginia Gambale | Mgmt | For | For | For | |||
4 | Elect Stephan Gemkow | Mgmt | For | For | For | |||
5 | Elect Robin Hayes | Mgmt | For | For | For | |||
6 | Elect Ellen Jewett | Mgmt | For | For | For | |||
7 | Elect Stanley McChrystal | Mgmt | For | For | For | |||
8 | Elect Joel Peterson | Mgmt | For | For | For | |||
9 | Elect Frank V. Sica | Mgmt | For | For | For | |||
10 | Elect Thomas Winkelmann | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
John B. Sanfilippo & Son, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS | CUSIP 800422107 | 11/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jim Edgar | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ellen C. Taaffe | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel M. Wright | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kapstone Paper and Packaging Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KS | CUSIP 48562P103 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Chapman | Mgmt | For | For | For | |||
2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | |||
3 | Elect Ronald J. Gidwitz | Mgmt | For | For | For | |||
4 | Elect Matthew Kaplan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Koppers Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOP | CUSIP 50060P106 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cynthia A. Baldwin | Mgmt | For | For | For | |||
2 | Elect Leroy M. Ball | Mgmt | For | For | For | |||
3 | Elect Sharon Feng | Mgmt | For | For | For | |||
4 | Elect David M. Hillenbrand | Mgmt | For | For | For | |||
5 | Elect Albert J. Neupaver | Mgmt | For | Against | Against | |||
6 | Elect Louis L Testoni | Mgmt | For | For | For | |||
7 | Elect Stephen R. Tritch | Mgmt | For | For | For | |||
8 | Elect T. Michael Young | Mgmt | For | For | For | |||
9 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Kraton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRA | CUSIP 50077C106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominique Fournier | Mgmt | For | For | For | |||
1.2 | Elect John J. Gallagher, III | Mgmt | For | For | For | |||
1.3 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kratos Defense & Security Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KTOS | CUSIP 50077B207 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bandel L. Carano | Mgmt | For | For | For | |||
1.3 | Elect Eric DeMarco | Mgmt | For | For | For | |||
1.4 | Elect William Hoglund | Mgmt | For | For | For | |||
1.5 | Elect Scot Jarvis | Mgmt | For | For | For | |||
1.6 | Elect Jane Judd | Mgmt | For | For | For | |||
1.7 | Elect Samuel Liberatore | Mgmt | For | For | For | |||
1.8 | Elect Amy Zegart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 1999 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
1.9 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
1.10 | Elect John T. Dickson | Mgmt | For | For | For | |||
1.11 | Elect Gary B. Moore | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Landauer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LDR | CUSIP 51476K103 | 02/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey A. Bailey | Mgmt | For | For | For | |||
2 | Elect William G. Dempsey | Mgmt | For | For | For | |||
3 | Elect Teri Fontenot | Mgmt | For | For | For | |||
4 | Elect Michael P. Kaminski | Mgmt | For | For | For | |||
5 | Elect Michael T. Leatherman | Mgmt | For | For | For | |||
6 | Elect David E. Meador | Mgmt | For | For | For | |||
7 | Elect Frank B. Modruson | Mgmt | For | For | For | |||
8 | Elect Jeffrey A. Strong | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lannett Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCI | CUSIP 516012101 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Farber | Mgmt | For | For | For | |||
1.2 | Elect Arthur P. Bedrosian | Mgmt | For | For | For | |||
1.3 | Elect James M. Maher | Mgmt | For | For | For | |||
1.4 | Elect David Drabik | Mgmt | For | For | For | |||
1.5 | Elect Paul Taveira | Mgmt | For | For | For | |||
1.6 | Elect Albert Paonessa III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
LaSalle Hotel Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHO | CUSIP 517942108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael D. Barnello | Mgmt | For | For | For | |||
1.2 | Elect Denise M. Coll | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey T Foland | Mgmt | For | For | For | |||
1.4 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey L. Martin | Mgmt | For | For | For | |||
1.6 | Elect Stuart L. Scott | Mgmt | For | For | For | |||
1.7 | Elect Donald A. Washburn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lexicon Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXRX | CUSIP 528872302 | 04/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel L. Barker | Mgmt | For | TNA | N/A | |||
1.2 | Elect Christopher J. Sobecki | Mgmt | For | TNA | N/A | |||
1.3 | Elect Judith L. Swain | Mgmt | For | TNA | N/A | |||
2 | Approval of amendment to the Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
3 | Approval of the 2017 Non-Employee Directors' Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Lexington Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXP | CUSIP 529043101 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Robert Roskind | Mgmt | For | For | For | |||
2 | Elect T. Wilson Eglin | Mgmt | For | For | For | |||
3 | Elect Harold First | Mgmt | For | For | For | |||
4 | Elect Richard S. Frary | Mgmt | For | For | For | |||
5 | Elect Lawrence L. Gray | Mgmt | For | For | For | |||
6 | Elect Jamie Handwerker | Mgmt | For | For | For | |||
7 | Elect Claire A. Koeneman | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Approval of the amendment to the 2011 Equity-Based Award Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
LGI Homes Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGIH | CUSIP 50187T106 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ryan Edone | Mgmt | For | For | For | |||
1.2 | Elect Duncan Gage | Mgmt | For | For | For | |||
1.3 | Elect Eric Lipar | Mgmt | For | For | For | |||
1.4 | Elect Bryan Sansbury | Mgmt | For | For | For | |||
1.5 | Elect Steven Smith | Mgmt | For | For | For | |||
1.6 | Elect Robert Vahradian | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Ligand Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGND | CUSIP 53220K504 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason M. Aryeh | Mgmt | For | For | For | |||
1.2 | Elect Todd C. Davis | Mgmt | For | For | For | |||
1.3 | Elect John L. Higgins | Mgmt | For | For | For | |||
1.4 | Elect John W. Kozarich | Mgmt | For | For | For | |||
1.5 | Elect John L. LaMattina | Mgmt | For | For | For | |||
1.6 | Elect Sunil Patel | Mgmt | For | For | For | |||
1.7 | Elect Stephen L. Sabba | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Littelfuse, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LFUS | CUSIP 537008104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tzau-Jin Chung | Mgmt | For | For | For | |||
2 | Elect Cary T. Fu | Mgmt | For | For | For | |||
3 | Elect Anthony Grillo | Mgmt | For | For | For | |||
4 | Elect David W. Heinzmann | Mgmt | For | For | For | |||
5 | Elect Gordon Hunter | Mgmt | For | For | For | |||
6 | Elect John E. Major | Mgmt | For | For | For | |||
7 | Elect William P. Noglows | Mgmt | For | For | For | |||
8 | Elect Ronald L. Schubel | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
LTC Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LTC | CUSIP 502175102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Boyd W. Hendrickson | Mgmt | For | For | For | |||
2 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
3 | Elect Devra G. Shapiro | Mgmt | For | For | For | |||
4 | Elect Wendy L. Simpson | Mgmt | For | For | For | |||
5 | Elect Timothy J. Triche | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
MainSource Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFG | CUSIP 56062Y102 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen L. Bardwell | Mgmt | For | For | For | |||
1.2 | Elect William G. Barron | Mgmt | For | For | For | |||
1.3 | Elect Vincent A. Berta | Mgmt | For | For | For | |||
1.4 | Elect Archie M. Brown, Jr. | Mgmt | For | For | For | |||
1.5 | Elect D.J. Hines | Mgmt | For | For | For | |||
1.6 | Elect Erin P. Hoeflinger | Mgmt | For | For | For | |||
1.7 | Elect Thomas M. O'Brien | Mgmt | For | For | For | |||
1.8 | Elect Lawrence R. Rueff | Mgmt | For | For | For | |||
1.9 | Elect John G. Seale | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Marriott Vacations Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAC | CUSIP 57164Y107 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Shaw | Mgmt | For | For | For | |||
1.2 | Elect C.E. Andrews | Mgmt | For | For | For | |||
1.3 | Elect William W. McCarten | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MasTec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTZ | CUSIP 576323109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. Robert Campbell | Mgmt | For | For | For | |||
1.2 | Elect Ernst N. Csiszar | Mgmt | For | For | For | |||
1.3 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jorge Mas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Matson Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MATX | CUSIP 57686G105 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Blake Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael J. Chun | Mgmt | For | For | For | |||
1.3 | Elect Matthew J. Cox | Mgmt | For | For | For | |||
1.4 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.5 | Elect Stanley M. Kuriyama | Mgmt | For | For | For | |||
1.6 | Elect Constance H. Lau | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jeffrey N. Watanabe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William (Bill) P. Sullivan | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect Tracy C. Accardi | Mgmt | For | For | For | |||
1.4 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.5 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.7 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.8 | Elect MaryAnn Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MaxLinear, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXL | CUSIP 57776J100 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theodore L. Tewksbury | Mgmt | For | For | For | |||
2 | Elect Albert J. Moyer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Mcbc Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCFT | CUSIP 55276F107 | 10/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roch B. Lambert | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter G. Leemputte | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Medley Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCC | CUSIP 58503F106 | 02/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brook Taube | Mgmt | For | For | For | |||
1.2 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |||
1.3 | Elect John E. Mack | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Meta Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASH | CUSIP 59100U108 | 01/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas J. Hajek | Mgmt | For | For | For | |||
1.2 | Elect Kendall E. Stork | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
2 | Elect Laurie Goodman | Mgmt | For | For | For | |||
3 | Elect William S. Gorin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
MiMedx Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDXG | CUSIP 602496101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles R. Evans | Mgmt | For | For | For | |||
2 | Elect Charles E. Koob | Mgmt | For | For | For | |||
3 | Elect Neil S. Yeston | Mgmt | For | For | For | |||
4 | Elect Luis Aguilar | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Breunig | Mgmt | For | For | For | |||
2 | Elect Duane R. Dunham | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
MKS Instruments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MKSI | CUSIP 55306N104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Bertucci | Mgmt | For | For | For | |||
1.2 | Elect Gregory R. Beecher | Mgmt | For | For | For | |||
1.3 | Elect Rick D. Hess | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Molina Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOH | CUSIP 60855R100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Mario Molina | Mgmt | For | For | For | |||
2 | Elect Ronna Romney | Mgmt | For | For | For | |||
3 | Elect Dale Wolf | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Monolithic Power Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPWR | CUSIP 609839105 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victor K. Lee | Mgmt | For | For | For | |||
1.2 | Elect James C. Moyer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
National Health Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHI | CUSIP 63633D104 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Andrew Adams | Mgmt | For | Against | Against | |||
2 | Elect Robert A. McCabe, Jr. | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Navigant Consulting, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCI | CUSIP 63935N107 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin M. Blakely | Mgmt | For | For | For | |||
2 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
3 | Elect Julie M. Howard | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
6 | Elect James R. Thompson | Mgmt | For | For | For | |||
7 | Elect Michael L. Tipsord | Mgmt | For | For | For | |||
8 | Elect Randy H. Zwirn | Mgmt | For | For | For | |||
9 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
10 | Re-Approval of 162(m) Performance Goals Under the Annual Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
NCI Building Systems, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCS | CUSIP 628852204 | 02/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Norman C. Chambers | Mgmt | For | Against | Against | |||
2 | Elect Kathleen J. Affeldt | Mgmt | For | Against | Against | |||
3 | Elect George L. Ball | Mgmt | For | Against | Against | |||
4 | Elect Nathan K. Sleeper | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
NCR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCR | CUSIP 62886E108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
1.2 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Nelnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNI | CUSIP 64031N108 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael S. Dunlap | Mgmt | For | For | For | |||
2 | Elect Stephen F. Butterfield | Mgmt | For | For | For | |||
3 | Elect James P. Abel | Mgmt | For | For | For | |||
4 | Elect William R. Cintani | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Farrell | Mgmt | For | For | For | |||
6 | Elect David S. Graff | Mgmt | For | Against | Against | |||
7 | Elect Thomas E. Henning | Mgmt | For | For | For | |||
8 | Elect Kimberly K. Rath | Mgmt | For | For | For | |||
9 | Elect Michael D. Reardon | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of Amendment to Classify Board | Mgmt | For | Against | Against | |||
Neurocrine Biosciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBIX | CUSIP 64125C109 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin C. Gorman | Mgmt | For | For | For | |||
1.2 | Elect Gary A. Lyons | Mgmt | For | For | For | |||
1.3 | Elect Alfred W. Sandrock, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
New Residential Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRZ | CUSIP 64828T201 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Tyson | Mgmt | For | For | For | |||
2 | Elect David Saltzman | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
New York REIT Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYRT | CUSIP 64976L109 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig T. Bouchard | Mgmt | For | For | For | |||
1.2 | Elect Howard Goldberg | Mgmt | For | For | For | |||
1.3 | Elect Joe C. McKinney | Mgmt | For | For | For | |||
1.4 | Elect James L. Nelson | Mgmt | For | For | For | |||
1.5 | Elect P. Sue Perrotty | Mgmt | For | For | For | |||
1.6 | Elect Randolph C. Read | Mgmt | For | For | For | |||
1.7 | Elect Wendy A. Silverstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNBR | CUSIP 629337106 | 12/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
5 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
6 | Elect Paul Kenyon | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Paul Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Northern Oil & Gas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOG | CUSIP 665531109 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa Bromiley | Mgmt | For | For | For | |||
1.2 | Elect Michael Frantz | Mgmt | For | For | For | |||
1.3 | Elect Robert Grabb | Mgmt | For | For | For | |||
1.4 | Elect Delos Cy Jamison | Mgmt | For | For | For | |||
1.5 | Elect Jack E. King | Mgmt | For | For | For | |||
1.6 | Elect Michael Popejoy | Mgmt | For | For | For | |||
1.7 | Elect Richard Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
OFG Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juan C. Aguayo | Mgmt | For | For | For | |||
1.2 | Elect Rafael F. Martinez-Margarida | Mgmt | For | For | For | |||
1.3 | Elect Jorge Colon-Gerena | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||
1.3 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig M. Bernfield | Mgmt | For | For | For | |||
1.2 | Elect Norman R. Bobins | Mgmt | For | For | For | |||
1.3 | Elect Craig R. Callen | Mgmt | For | For | For | |||
1.4 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
1.5 | Elect Bernard J. Korman | Mgmt | For | For | For | |||
1.6 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
1.7 | Elect Ben W. Perks | Mgmt | For | For | For | |||
1.8 | Elect C. Taylor Pickett | Mgmt | For | For | For | |||
1.9 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford, PhD | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Certificate Amendment to Eliminate Restrictions on Removal of Directors | Mgmt | For | For | For | |||
16 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Biederman | Mgmt | For | For | For | |||
2 | Elect Patrick J. Callan, Jr. | Mgmt | For | For | For | |||
3 | Elect Louis P. Karol | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
OneMain Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMF | CUSIP 68268W103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay N. Levine | Mgmt | For | For | For | |||
1.2 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Orion Engineered Carbons SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Consolidated Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Owens-Illinois, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OI | CUSIP 690768403 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary F. Colter | Mgmt | For | For | For | |||
1.2 | Elect Joseph J. DeAngelo | Mgmt | For | For | For | |||
1.3 | Elect Gordon J. Hardie | Mgmt | For | For | For | |||
1.4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
1.5 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.6 | Elect Andres A. Lopez | Mgmt | For | For | For | |||
1.7 | Elect John J. McMackin, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Alan J. Murray | Mgmt | For | For | For | |||
1.9 | Elect Hari N. Nair | Mgmt | For | For | For | |||
1.10 | Elect Hugh H. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Carol A. Williams | Mgmt | For | For | For | |||
1.12 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
Oxford Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXM | CUSIP 691497309 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis M. Love | Mgmt | For | For | For | |||
2 | Elect Clyde C. Tuggle | Mgmt | For | For | For | |||
3 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pacific Premier Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacific Premier Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Carona | Mgmt | For | For | For | |||
1.2 | Elect Ayad A Fargo | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L. Garrett | Mgmt | For | For | For | |||
1.5 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.6 | Elect Simone F. Lagomarsino | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Morris | Mgmt | For | For | For | |||
1.8 | Elect Michael E. Pfau | Mgmt | For | For | For | |||
1.9 | Elect Zareh M Sarrafian | Mgmt | For | For | For | |||
1.10 | Elect Cora M. Tellez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacira Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCRX | CUSIP 695127100 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yvonne Greenstreet | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gary Pace | Mgmt | For | For | For | |||
1.3 | Elect David Stack | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Patrick Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PATK | CUSIP 703343103 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph M. Cerulli | Mgmt | For | For | For | |||
1.2 | Elect Todd M. Cleveland | Mgmt | For | For | For | |||
1.3 | Elect John A. Forbes | Mgmt | For | For | For | |||
1.4 | Elect Paul E. Hassler | Mgmt | For | For | For | |||
1.5 | Elect Michael A. Kitson | Mgmt | For | For | For | |||
1.6 | Elect Andy L. Nemeth | Mgmt | For | For | For | |||
1.7 | Elect M. Scott Welch | Mgmt | For | For | For | |||
1.8 | Elect Walter E. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | |||
1.2 | Elect Charles O. Buckner | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Conlon | Mgmt | For | For | For | |||
1.4 | Elect William A Hendricks, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Curtis W. Huff | Mgmt | For | For | For | |||
1.6 | Elect Terry H. Hunt | Mgmt | For | For | For | |||
1.7 | Elect Tiffany J. Thom | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Paylocity Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCTY | CUSIP 70438V106 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven R. Beauchamp | Mgmt | For | For | For | |||
1.2 | Elect Andres D. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PennantPark Companies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNNT | CUSIP 708062104 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marshall Brozost | Mgmt | For | For | For | |||
1.2 | Elect Samuel L. Katz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Penumbra Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arani Bose | Mgmt | For | For | For | |||
2 | Elect Bridget O'Rourke | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Peoples Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEBO | CUSIP 709789101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tara M. Abraham | Mgmt | For | For | For | |||
1.2 | Elect James S. Huggins | Mgmt | For | For | For | |||
1.3 | Elect Brooke W. James | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PGT Innovations Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGTI | CUSIP 69336V101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brett N. Milgrim | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard D. Feintuch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jeff Jackson | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Piper Jaffray Companies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PJC | CUSIP 724078100 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew S. Duff | Mgmt | For | For | For | |||
2 | Elect William R. Fitzgerald | Mgmt | For | For | For | |||
3 | Elect Michael M. Frazier | Mgmt | For | For | For | |||
4 | Elect B. Kristine Johnson | Mgmt | For | For | For | |||
5 | Elect Addison L. Piper | Mgmt | For | For | For | |||
6 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
7 | Elect Philip E. Soran | Mgmt | For | For | For | |||
8 | Elect Scott C. Taylor | Mgmt | For | For | For | |||
9 | Elect Michele Volpi | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Plantronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLT | CUSIP 727493108 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marv Tseu | Mgmt | For | For | For | |||
2 | Elect Ken Kannappan | Mgmt | For | For | For | |||
3 | Elect Brian Dexheimer | Mgmt | For | For | For | |||
4 | Elect Robert C. Hagerty | Mgmt | For | For | For | |||
5 | Elect Greggory Hammann | Mgmt | For | For | For | |||
6 | Elect John Hart | Mgmt | For | For | For | |||
7 | Elect Maria Martinez | Mgmt | For | For | For | |||
8 | Elect Marshall Mohr | Mgmt | For | For | For | |||
9 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Plexus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLXS | CUSIP 729132100 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralf R. Boer | Mgmt | For | For | For | |||
1.2 | Elect Stephen P. Cortinovis | Mgmt | For | For | For | |||
1.3 | Elect David J. Drury | Mgmt | For | For | For | |||
1.4 | Elect Joann M. Eisenhart | Mgmt | For | For | For | |||
1.5 | Elect Dean A. Foate | Mgmt | For | For | For | |||
1.6 | Elect Rainer Jueckstock | Mgmt | For | For | For | |||
1.7 | Elect Peter Kelly | Mgmt | For | For | For | |||
1.8 | Elect Todd P. Kelsey | Mgmt | For | For | For | |||
1.9 | Elect Michael V. Schrock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Power Integrations, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWI | CUSIP 739276103 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wendy Arienzo | Mgmt | For | For | For | |||
1.2 | Elect Balu Balakrishnan | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Bickell | Mgmt | For | For | For | |||
1.4 | Elect Nicholas E. Brathwaite | Mgmt | For | For | For | |||
1.5 | Elect William L. George | Mgmt | For | For | For | |||
1.6 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
1.7 | Elect E. Floyd Kvamme | Mgmt | For | For | For | |||
1.8 | Elect Steven J. Sharp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald M. Lombardi | Mgmt | For | For | For | |||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
1.4 | Elect Sheila A. Hopkins | Mgmt | For | For | For | |||
1.5 | Elect James M. Jenness | Mgmt | For | For | For | |||
1.6 | Elect Carl J. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Natale S. Ricciardi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Primoris Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRIM | CUSIP 74164F103 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert A. Tinstman | Mgmt | For | Withhold | Against | |||
1.2 | Elect David L. King | Mgmt | For | Withhold | Against | |||
1.3 | Elect John P. Schauerman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Proofpoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFPT | CUSIP 743424103 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Feiber | Mgmt | For | For | For | |||
1.2 | Elect Eric Hahn | Mgmt | For | For | For | |||
1.3 | Elect Kevin Harvey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PROS Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRO | CUSIP 74346Y103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Greg B. Petersen | Mgmt | For | For | For | |||
1.2 | Elect Timothy V. Williams | Mgmt | For | For | For | |||
1.3 | Elect Mariette M. Woestemeyer | Mgmt | For | For | For | |||
2 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Prothena Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRTA | CUSIP G72800108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lars G. Ekman | Mgmt | For | For | For | |||
2 | Elect Gene G. Kinney | Mgmt | For | For | For | |||
3 | Elect Dr. Dennis J. Selkoe | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
7 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Puma Biotechnology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBYI | CUSIP 74587V107 | 06/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan H. Auerbach | Mgmt | For | For | For | |||
1.2 | Elect Jay M. Moyes | Mgmt | For | For | For | |||
1.3 | Elect Adrian M. Senderowicz | Mgmt | For | For | For | |||
1.4 | Elect Troy E. Wilson | Mgmt | For | Withhold | Against | |||
1.5 | Elect Frank E. Zavrl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Third Amendment to the 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Approval of the Fourth Amendment to the 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||
QAD Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QADB | CUSIP 74727D306 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karl F. Lopker | Mgmt | For | Abstain | Against | |||
2 | Elect Pamela M. Lopker | Mgmt | For | Abstain | Against | |||
3 | Elect Scott J. Adelson | Mgmt | For | Abstain | Against | |||
4 | Elect Lee D. Roberts | Mgmt | For | Abstain | Against | |||
5 | Elect Leslie J. Stretch | Mgmt | For | Abstain | Against | |||
6 | Elect Peter R. van Cuylenburg | Mgmt | For | Abstain | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the amendment to the 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Ramco Gershenson Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPT | CUSIP 751452202 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
1.2 | Elect Dennis E. Gershenson | Mgmt | For | For | For | |||
1.3 | Elect Arthur H. Goldberg | Mgmt | For | For | For | |||
1.4 | Elect David J. Nettina | Mgmt | For | For | For | |||
1.5 | Elect Joel M. Pashcow | Mgmt | For | For | For | |||
1.6 | Elect Mark K. Rosenfeld | Mgmt | For | For | For | |||
1.7 | Elect Laurie M. Shahon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
RE/MAX Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger J. Dow | Mgmt | For | For | For | |||
1.2 | Elect Ronald E. Harrison | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. DeSplinter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Reapproval of the 2013 Omnibus Incentive Plan for the Purposes of 162(m) | Mgmt | For | Against | Against | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred R. Berkeley, III | Mgmt | For | For | For | |||
1.2 | Elect Peter Gyenes | Mgmt | For | For | For | |||
1.3 | Elect Charles F. Kane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Regal Entertainment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGC | CUSIP 758766109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen A. Kaplan | Mgmt | For | For | For | |||
1.2 | Elect Jack Tyrrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Reliance Steel & Aluminum Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RS | CUSIP 759509102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah J. Anderson | Mgmt | For | For | For | |||
2 | Elect Karen W. Colonias | Mgmt | For | For | For | |||
3 | Elect John G. Figueroa | Mgmt | For | For | For | |||
4 | Elect Thomas W. Gimbel | Mgmt | For | For | For | |||
5 | Elect David H. Hannah | Mgmt | For | For | For | |||
6 | Elect Douglas M. Hayes | Mgmt | For | For | For | |||
7 | Elect Mark V. Kaminski | Mgmt | For | For | For | |||
8 | Elect Robert A. McEvoy | Mgmt | For | For | For | |||
9 | Elect Gregg J. Mollins | Mgmt | For | For | For | |||
10 | Elect Andrew G. Sharkey III | Mgmt | For | For | For | |||
11 | Elect Douglas W. Stotlar | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Rightmove Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMV | CINS G75657109 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Scott Forbes | Mgmt | For | Against | Against | |||
8 | Elect Peter Brooks-Johnson | Mgmt | For | Against | Against | |||
9 | Elect Robyn Perriss | Mgmt | For | Against | Against | |||
10 | Elect Peter W. Williams | Mgmt | For | Against | Against | |||
11 | Elect Ashley Martin | Mgmt | For | Against | Against | |||
12 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | Against | Against | |||
13 | Elect Jacqueline de Rojas | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendment to 2009 Deferred Share Bonus Plan | Mgmt | For | For | For | |||
21 | 2008 Sharesave Plan | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rovi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROVI | CUSIP 779376102 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
RPX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPXC | CUSIP 74972G103 | 07/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Amster | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Fingerhood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ryman Hospitality Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHP | CUSIP 78377T107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J Bender | Mgmt | For | For | For | |||
2 | Elect Rachna Bhasin | Mgmt | For | For | For | |||
3 | Elect Alvin Bowles | Mgmt | For | For | For | |||
4 | Elect William F. Hagerty | Mgmt | For | For | For | |||
5 | Elect Ellen R. Levine | Mgmt | For | For | For | |||
6 | Elect Patrick Q. Moore | Mgmt | For | For | For | |||
7 | Elect Robert S. Prather, Jr. | Mgmt | For | For | For | |||
8 | Elect Colin V. Reed | Mgmt | For | For | For | |||
9 | Elect Michael I. Roth | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lampkin Butts | Mgmt | For | For | For | |||
1.2 | Elect Beverly Hogan | Mgmt | For | For | For | |||
1.3 | Elect Phil K. Livingston | Mgmt | For | For | For | |||
1.4 | Elect Joe F. Sanderson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
Select Income REIT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIR | CUSIP 81618T100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna D. Fraiche | Mgmt | For | For | For | |||
2 | Elect Adam D. Portnoy | Mgmt | For | Abstain | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Semtech Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTC | CUSIP 816850101 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen M. Antle | Mgmt | For | For | For | |||
1.2 | Elect James P. Burra | Mgmt | For | For | For | |||
1.3 | Elect Bruce C. Edwards | Mgmt | For | For | For | |||
1.4 | Elect Rockell N. Hankin | Mgmt | For | For | For | |||
1.5 | Elect Ye Jane Li | Mgmt | For | For | For | |||
1.6 | Elect James T. Lindstrom | Mgmt | For | For | For | |||
1.7 | Elect Mohan R. Maheswaran | Mgmt | For | For | For | |||
1.8 | Elect Carmelo J. Santoro | Mgmt | For | For | For | |||
1.9 | Elect Sylvia Summers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the 2017 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
Sensata Technologies Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ST | CUSIP N7902X106 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Edgerley | Mgmt | For | For | For | |||
1.2 | Elect Martha Sullivan | Mgmt | For | For | For | |||
1.3 | Elect Beda Bolzenius | Mgmt | For | For | For | |||
1.4 | Elect James E. Heppelman | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Peffer | Mgmt | For | For | For | |||
1.6 | Elect Kirk P. Pond | Mgmt | For | For | For | |||
1.7 | Elect Constance E. Skidmore | Mgmt | For | For | For | |||
1.8 | Elect Andrew Teich | Mgmt | For | For | For | |||
1.9 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Stephen Zide | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Accounts and Reports (Dutch Statutory) | Mgmt | For | For | For | |||
4 | Discharge of Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Technical Amendments to Articles | Mgmt | For | For | For | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Donahoe II | Mgmt | For | For | For | |||
2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
3 | Elect Anita M. Sands | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
ShoreTel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOR | CUSIP 825211105 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark F. Bregman | Mgmt | For | For | For | |||
1.2 | Elect Marjorie L. Bowen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Silicon Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLAB | CUSIP 826919102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Navdeep S. Sooch | Mgmt | For | For | For | |||
2 | Elect William P. Wood | Mgmt | For | For | For | |||
3 | Elect Nina Richardson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
8 | Re-approve Material Terms of the Amended 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
9 | Amendment of the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Spohler | Mgmt | For | For | For | |||
1.2 | Elect Steven Hochberg | Mgmt | For | For | For | |||
2 | Authority to Sell Shares Below NAV | Mgmt | For | For | For | |||
Sonic Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SONC | CUSIP 835451105 | 01/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tony D. Bartel | Mgmt | For | For | For | |||
1.2 | Elect Steven A. Davis | Mgmt | For | For | For | |||
1.3 | Elect Lauren R. Hobart | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Schutz | Mgmt | For | For | For | |||
1.5 | Elect Kathryn L. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Senior Executive Cash Incentive Plan | Mgmt | For | For | For | |||
SpartanNash Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 847215100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect David M. Staples | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spectranetics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPNC | CUSIP 84760C107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel A. Pelak | Mgmt | For | For | For | |||
1.2 | Elect Maria Sainz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.2 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
STAG Industrial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAG | CUSIP 85254J102 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin S. Butcher | Mgmt | For | For | For | |||
1.2 | Elect Virgis W. Colbert | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey D. Furber | Mgmt | For | For | For | |||
1.4 | Elect Larry T. Guillemette | Mgmt | For | For | For | |||
1.5 | Elect Francis X. Jacoby III | Mgmt | For | For | For | |||
1.6 | Elect Christopher P. Marr | Mgmt | For | For | For | |||
1.7 | Elect Hans S. Weger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Stamps.com Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STMP | CUSIP 852857200 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth McBride | Mgmt | For | For | For | |||
1.2 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Standex International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXI | CUSIP 854231107 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas E. Chorman | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Hansen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the Performance Goals Under the 2008 Long Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amend Bylaws to Allow the Board to Change Board Size | Mgmt | For | Abstain | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Steris Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STE | CUSIP G84720104 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breeden | Mgmt | For | For | For | |||
2 | Elect Cynthia Feldmann | Mgmt | For | For | For | |||
3 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
4 | Elect David B. Lewis | Mgmt | For | For | For | |||
5 | Elect Sir Duncan K. Nichol | Mgmt | For | For | For | |||
6 | Elect Walter M Rosebrough, Jr. | Mgmt | For | For | For | |||
7 | Elect Mohsen M. Sohi | Mgmt | For | For | For | |||
8 | Elect Richard M. Steeves | Mgmt | For | For | For | |||
9 | Elect John P. Wareham | Mgmt | For | For | For | |||
10 | Elect Loyal W. Wilson | Mgmt | For | For | For | |||
11 | Elect Michael B. Wood | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Directors' Remuneration Policy (Binding) | Mgmt | For | For | For | |||
18 | Senior Executive Management Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Amendment to the Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
20 | General Authority to Purchase Shares Off-Market | Mgmt | For | For | For | |||
21 | Authority to Purchase One Ordinary Share Off-Market | Mgmt | For | For | For | |||
22 | Elimination of Supermajority Voting Requirements | Mgmt | For | For | For | |||
23 | Ratification of Interim Dividend Payment and Release of Claims | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect Rose Peabody Lynch | Mgmt | For | For | For | |||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Randall | Mgmt | For | For | For | |||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Schwartz | Mgmt | For | For | For | |||
1.7 | Elect Robert Smith | Mgmt | For | For | For | |||
1.8 | Elect Amelia Newton Varela | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan B. DeGaynor | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter S. Greenleaf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Summit Hotel Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.2 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Jones | Mgmt | For | For | For | |||
1.4 | Elect Kenneth J. Kay | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Opt Out of Maryland's Unsolicited Takeover Act | Mgmt | For | For | For | |||
Summit Materials Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
1.2 | Elect John R. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Super Micro Computer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMCI | CUSIP 86800U104 | 03/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Liang | Mgmt | For | For | For | |||
1.2 | Elect Sherman Tuan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Synergy Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCI | CUSIP 78470V108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
1.2 | Elect Jack N. Aydin | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Kelly | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Korus | Mgmt | For | For | For | |||
1.5 | Elect Raymond E. McElhaney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
SYNNEX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 03/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dwight A. Steffensen | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
1.3 | Elect Fred A. Breidenbach | Mgmt | For | For | For | |||
1.4 | Elect Hau Lee | Mgmt | For | For | For | |||
1.5 | Elect MIAO Feng-Qiang | Mgmt | For | Withhold | Against | |||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | |||
1.8 | Elect Ann Vezina | Mgmt | For | For | For | |||
1.9 | Elect Thomas Wurster | Mgmt | For | For | For | |||
1.10 | Elect Duane E. Zitzner | Mgmt | For | For | For | |||
1.11 | Elect Andrea M. Zulberti | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Talmer Bancorp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLMR | CUSIP 87482X101 | 07/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
TCF Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCB | CUSIP 872275102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Bell | Mgmt | For | For | For | |||
1.2 | Elect William F. Bieber | Mgmt | For | For | For | |||
1.3 | Elect Theodore J. Bigos | Mgmt | For | For | For | |||
1.4 | Elect Craig R. Dahl | Mgmt | For | For | For | |||
1.5 | Elect Karen L. Grandstrand | Mgmt | For | For | For | |||
1.6 | Elect Thomas F. Jasper | Mgmt | For | For | For | |||
1.7 | Elect George G. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Richard H. King | Mgmt | For | For | For | |||
1.9 | Elect Vance K. Opperman | Mgmt | For | For | For | |||
1.10 | Elect James M. Ramstad | Mgmt | For | For | For | |||
1.11 | Elect Roger J. Sit | Mgmt | For | For | For | |||
1.12 | Elect Julie H. Sullivan | Mgmt | For | For | For | |||
1.13 | Elect Barry N. Winslow | Mgmt | For | For | For | |||
1.14 | Elect Richard A. Zona | Mgmt | For | For | For | |||
2 | Permit Removal of Directors Without Cause | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Teradyne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 880770102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect Daniel W. Christman | Mgmt | For | For | For | |||
3 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
4 | Elect Timothy E. Guertin | Mgmt | For | For | For | |||
5 | Elect Mark E. Jagiela | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Paul J. Tufano | Mgmt | For | Against | Against | |||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Terex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEX | CUSIP 880779103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paula Cholmondeley | Mgmt | For | For | For | |||
2 | Elect Don DeFosset | Mgmt | For | For | For | |||
3 | Elect John L. Garrison Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas J. Hansen | Mgmt | For | For | For | |||
5 | Elect Matthew Hepler | Mgmt | For | For | For | |||
6 | Elect Raimund Klinkner | Mgmt | For | For | For | |||
7 | Elect David A. Sachs | Mgmt | For | For | For | |||
8 | Elect Oren G. Shaffer | Mgmt | For | For | For | |||
9 | Elect David C. Wang | Mgmt | For | For | For | |||
10 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tesaro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRO | CUSIP 881569107 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
1.3 | Elect David Mott | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
1.9 | Elect Kavita Patel | Mgmt | For | For | For | |||
1.10 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tetra Tech, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTEK | CUSIP 88162G103 | 03/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan L. Batrack | Mgmt | For | For | For | |||
1.2 | Elect Hugh M. Grant | Mgmt | For | For | For | |||
1.3 | Elect Patrick C. Haden | Mgmt | For | For | For | |||
1.4 | Elect J. Christopher Lewis | Mgmt | For | For | For | |||
1.5 | Elect Joanne M. Maguire | Mgmt | For | For | For | |||
1.6 | Elect Kimberly E. Ritrievi | Mgmt | For | For | For | |||
1.7 | Elect Albert E. Smith | Mgmt | For | For | For | |||
1.8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
1.9 | Elect Kristen M. Volpi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
8 | Elect John E. McGlade | Mgmt | For | For | For | |||
9 | Elect Michael J. Morell | Mgmt | For | For | For | |||
10 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
11 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Performance Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William W. Crouse | Mgmt | For | For | For | |||
2 | Elect Frederic N. Eshelman | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
6 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
7 | Elect Hiroaki Shigeta | Mgmt | For | For | For | |||
8 | Elect Elizabeth H.S. Wyatt | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
TherapeuticsMD, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXMD | CUSIP 88338N107 | 06/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Finizio | Mgmt | For | For | For | |||
1.3 | Elect John C.K. Milligan, IV | Mgmt | For | For | For | |||
1.4 | Elect Brian Bernick | Mgmt | For | For | For | |||
1.5 | Elect J. Martin Carroll | Mgmt | For | For | For | |||
1.6 | Elect Cooper C. Collins | Mgmt | For | For | For | |||
1.7 | Elect Robert V. LaPenta, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Jules A. Musing | Mgmt | For | For | For | |||
1.9 | Elect Angus C. Russell | Mgmt | For | For | For | |||
1.10 | Elect Nicholas Segal | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Trinseo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSE | CUSIP L9340P101 | 06/21/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect K'Lynne Johnson | Mgmt | For | TNA | N/A | |||
2 | Elect Jeannot Krecke | Mgmt | For | TNA | N/A | |||
3 | Elect Donald T. Misheff | Mgmt | For | TNA | N/A | |||
4 | Elect Craig A. Rogerson | Mgmt | For | TNA | N/A | |||
5 | Elect Philip R. Martens | Mgmt | For | TNA | N/A | |||
6 | Elect Joseph Alvarado | Mgmt | For | TNA | N/A | |||
7 | Amendment to the Director Compensation Program | Mgmt | For | TNA | N/A | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
10 | Allocation of Results | Mgmt | For | TNA | N/A | |||
11 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
12 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
13 | Ratification of Accountant | Mgmt | For | TNA | N/A | |||
14 | Authorization of Share Repurchase Program | Mgmt | For | TNA | N/A | |||
15 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Tutor Perini Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPC | CUSIP 901109108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald N. Tutor | Mgmt | For | For | For | |||
1.2 | Elect Peter Arkley | Mgmt | For | For | For | |||
1.3 | Elect Sidney J. Feltenstein | Mgmt | For | For | For | |||
1.4 | Elect James A. Frost | Mgmt | For | For | For | |||
1.5 | Elect Michael R. Klein | Mgmt | For | For | For | |||
1.6 | Elect Thomas C. Leppert | Mgmt | For | For | For | |||
1.7 | Elect Robert C. Lieber | Mgmt | For | For | For | |||
1.8 | Elect Dennis D. Oklak | Mgmt | For | For | For | |||
1.9 | Elect Raymond R. Oneglia | Mgmt | For | For | For | |||
1.10 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.11 | Elect Donald D. Snyder | Mgmt | For | For | For | |||
1.12 | Elect Dickran M. Tevrizian, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tyler Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYL | CUSIP 902252105 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||
2 | Elect Glenn A. Carter | Mgmt | For | For | For | |||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||
5 | Elect Larry D. Leinweber | Mgmt | For | For | For | |||
6 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||
7 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | |||
8 | Elect Daniel M. Pope | Mgmt | For | For | For | |||
9 | Elect Dustin R. Womble | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||
U.S. Concrete, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USCR | CUSIP 90333L201 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eugene I. Davis | Mgmt | For | For | For | |||
2 | Elect William J. Sandbrook | Mgmt | For | For | For | |||
3 | Elect Kurt M. Cellar | Mgmt | For | For | For | |||
4 | Elect Michael D. Lundin | Mgmt | For | For | For | |||
5 | Elect Robert M. Rayner | Mgmt | For | For | For | |||
6 | Elect Colin M. Sutherland | Mgmt | For | For | For | |||
7 | Elect Theodore P. Rossi | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of the 2017 Cash Incentive Plan | Mgmt | For | For | For | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Shawn Bort | Mgmt | For | For | For | |||
2 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Anne Pol | Mgmt | For | For | For | |||
5 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
6 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
7 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
8 | Elect John L. Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
United Community Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCBI | CUSIP 90984P303 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy C. Tallent | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Blalock | Mgmt | For | For | For | |||
1.3 | Elect L. Cathy Cox | Mgmt | For | For | For | |||
1.4 | Elect Kenneth L. Daniels | Mgmt | For | For | For | |||
1.5 | Elect H. Lynn Harton | Mgmt | For | For | For | |||
1.6 | Elect W. C. Nelson, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Richlovsky | Mgmt | For | For | For | |||
1.8 | Elect David C Shaver | Mgmt | For | For | For | |||
1.9 | Elect Tim R. Wallis | Mgmt | For | For | For | |||
1.10 | Elect David H. Wilkins | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect John J. Engel | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
7 | Elect Mario Longhi | Mgmt | For | For | For | |||
8 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
10 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
11 | Elect David S. Sutherland | Mgmt | For | For | For | |||
12 | Elect Patricia A. Tracey | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Technical Amendments to Articles | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Uniti Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIT | CUSIP 91325V108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
2 | Elect Scott G Bruce | Mgmt | For | For | For | |||
3 | Elect Francis X. Frantz | Mgmt | For | For | For | |||
4 | Elect Andrew Frey | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Gunderman | Mgmt | For | For | For | |||
6 | Elect David L. Solomon | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Universal Health Realty Income Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHT | CUSIP 91359E105 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Miller | Mgmt | For | For | For | |||
1.2 | Elect Robert F. McCadden | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vector Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VGR | CUSIP 92240M108 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bennett S. LeBow | Mgmt | For | For | For | |||
1.2 | Elect Howard M. Lorber | Mgmt | For | For | For | |||
1.3 | Elect Ronald J. Bernstein | Mgmt | For | For | For | |||
1.4 | Elect Stanley S. Arkin | Mgmt | For | For | For | |||
1.5 | Elect Henry C. Beinstein | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey S. Podell | Mgmt | For | For | For | |||
1.7 | Elect Jean E. Sharpe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Vectren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVC | CUSIP 92240G101 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl L. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James H. DeGraffenreidt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John D. Engelbrecht | Mgmt | For | For | For | |||
1.4 | Elect Anton H. George | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.6 | Elect Patrick K. Mullen | Mgmt | For | For | For | |||
1.7 | Elect R. Daniel Sadlier | Mgmt | For | For | For | |||
1.8 | Elect Michael L. Smith | Mgmt | For | For | For | |||
1.9 | Elect Teresa J. Tanner | Mgmt | For | For | For | |||
1.10 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vista Outdoor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTO | CUSIP 928377100 | 08/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect April H. Foley | Mgmt | For | For | For | |||
2 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
3 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Approval of 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Sandy Hook Principles | ShrHoldr | Against | Against | For | |||
Vonage Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VG | CUSIP 92886T201 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn Katz | Mgmt | For | For | For | |||
2 | Elect John J. Roberts | Mgmt | For | For | For | |||
3 | Elect Carl Sparks | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Extension of Tax Benefits Preservation Plan | Mgmt | For | For | For | |||
VWR Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VWR | CUSIP 91843L103 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas W. Alexos | Mgmt | For | For | For | |||
2 | Elect Robert L. Barchi | Mgmt | For | For | For | |||
3 | Elect Edward A. Blechsmidt | Mgmt | For | For | For | |||
4 | Elect Manuel Brocke-Benz | Mgmt | For | For | For | |||
5 | Elect Robert P. DeCresce | Mgmt | For | For | For | |||
6 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
7 | Elect Pamela Forbes Lieberman | Mgmt | For | For | For | |||
8 | Elect Timothy P. Sullivan | Mgmt | For | For | For | |||
9 | Elect Robert J. Zollars | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
2 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
3 | Elect Christopher J. Steffen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wabash National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WNC | CUSIP 929566107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Giromini | Mgmt | For | For | For | |||
2 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
3 | Elect John E. Kunz | Mgmt | For | For | For | |||
4 | Elect Larry J. Magee | Mgmt | For | For | For | |||
5 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
6 | Elect Scott K. Sorensen | Mgmt | For | For | For | |||
7 | Elect Brent L. Yeagy | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP G48833100 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mohamed A. Awad | Mgmt | For | For | For | |||
2 | Elect David J. Butters | Mgmt | For | Against | Against | |||
3 | Elect John D. Gass | Mgmt | For | For | For | |||
4 | Elect Emyr Jones Parry | Mgmt | For | For | For | |||
5 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
6 | Elect William E. Macaulay | Mgmt | For | For | For | |||
7 | Elect Mark A. McCollum | Mgmt | For | For | For | |||
8 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Webster Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBS | CUSIP 947890109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Atwell | Mgmt | For | For | For | |||
2 | Elect Joel S. Becker | Mgmt | For | For | For | |||
3 | Elect John J. Crawford | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | |||
5 | Elect Laurence C. Morse | Mgmt | For | For | For | |||
6 | Elect Karen R. Osar | Mgmt | For | For | For | |||
7 | Elect Mark Pettie | Mgmt | For | For | For | |||
8 | Elect Charles W. Shivery | Mgmt | For | For | For | |||
9 | Elect James C. Smith | Mgmt | For | For | For | |||
10 | Elect Lauren C. States | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Beach | Mgmt | For | For | For | |||
2 | Elect William S. Boyd | Mgmt | For | For | For | |||
3 | Elect Howard N. Gould | Mgmt | For | For | For | |||
4 | Elect Steven J. Hilton | Mgmt | For | Against | Against | |||
5 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||
6 | Elect Robert P. Latta | Mgmt | For | For | For | |||
7 | Elect Cary Mack | Mgmt | For | For | For | |||
8 | Elect Todd Marshall | Mgmt | For | For | For | |||
9 | Elect James E. Nave | Mgmt | For | For | For | |||
10 | Elect Michael Patriarca | Mgmt | For | For | For | |||
11 | Elect Robert G. Sarver | Mgmt | For | For | For | |||
12 | Elect Donald D. Snyder | Mgmt | For | For | For | |||
13 | Elect Sung Won Sohn | Mgmt | For | For | For | |||
14 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Alfroid | Mgmt | For | For | For | |||
1.2 | Elect Raymond Betler | Mgmt | For | For | For | |||
1.3 | Elect Emilio A. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Lee B. Foster II | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 1995 Non-Employee Directors' Fee and Stock Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Wilshire Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIBC | CUSIP 97186T108 | 07/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2.1 | Elect Daisy Y. Ha | Mgmt | For | For | For | |||
2.2 | Elect Steven J. Didion | Mgmt | For | For | For | |||
2.3 | Elect Jae Whan Yoo | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Wix.Com Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIX | CUSIP M98068105 | 06/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Allon Bloch | Mgmt | For | For | For | |||
2 | Elect Erika Rottenberg | Mgmt | For | For | For | |||
3 | Compensation Policy | Mgmt | For | For | For | |||
4 | Confirmation of Non-Controlling Shareholder | Mgmt | For | Against | Against | |||
5 | Directors' Compensation Plan | Mgmt | For | Against | Against | |||
6 | Confirmation of Non-Controlling Shareholder | Mgmt | For | Against | Against | |||
7 | Increase Annual Equity Grant of Chair | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Wolverine World Wide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWW | CUSIP 978097103 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William K. Gerber | Mgmt | For | For | For | |||
2 | Elect Blake W. Krueger | Mgmt | For | For | For | |||
3 | Elect Nicholas T. Long | Mgmt | For | For | For | |||
4 | Elect Michael A. Volkema | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Approval of Amended and Restated Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.2 | Elect Louise F. Brady | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.6 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Xperi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XPER | CUSIP 98421B100 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
2 | Elect Christopher A. Seams | Mgmt | For | For | For | |||
3 | Elect George A. Riedel | Mgmt | For | For | For | |||
4 | Elect John Chenault | Mgmt | For | For | For | |||
5 | Elect Thomas A. Lacey | Mgmt | For | For | For | |||
6 | Elect Tudor Brown | Mgmt | For | For | For | |||
7 | Elect David C. Habiger | Mgmt | For | Against | Against | |||
8 | Approval of the 2017 Performance Bonus Plan | Mgmt | For | For | For | |||
9 | Amendment to the International Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Zendesk Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEN | CUSIP 98936J101 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mikkel Svane | Mgmt | For | For | For | |||
1.2 | Elect Elizabeth Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701107 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry C. Atkin | Mgmt | For | For | For | |||
2 | Elect Gary L. Crittenden | Mgmt | For | For | For | |||
3 | Elect Suren K Gupta | Mgmt | For | For | For | |||
4 | Elect J. David Heaney | Mgmt | For | For | For | |||
5 | Elect Vivian S. Lee | Mgmt | For | For | For | |||
6 | Elect Edward F Murphy | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Stephen D. Quinn | Mgmt | For | For | For | |||
9 | Elect Harris H. Simmons | Mgmt | For | For | For | |||
10 | Elect Barbara A. Yastine | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Zynerba Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZYNE | CUSIP 98986X109 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Armando Anido | Mgmt | For | For | For | |||
1.2 | Elect Warren D. Cooper | Mgmt | For | For | For | |||
1.3 | Elect William J. Federici | Mgmt | For | For | For | |||
1.4 | Elect Thomas L. Harrison | Mgmt | For | For | For | |||
1.5 | Elect Daniel L. Kisner | Mgmt | For | For | For | |||
1.6 | Elect Kenneth I. Moch | Mgmt | For | For | For | |||
1.7 | Elect Cynthia A. Rask | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Investment Funds | ||||||||||||
Fund Name : | Putnam Government Money Market Fund | ||||||||||||
Date of Fiscal Year End: | 09/30 | ||||||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||||||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Growth Opportunities Fund | |||||||
Date of Fiscal Year End: | 07/31 | |||||||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Felix Baker | Mgmt | For | For | For | |||
2 | Elect David R. Brennan | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
5 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
6 | Elect John T. Mollen | Mgmt | For | For | For | |||
7 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
8 | Elect Alvin S. Parven | Mgmt | For | For | For | |||
9 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
10 | Elect Ann M. Veneman | Mgmt | For | For | For | |||
11 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUD | CUSIP 03524A108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorised Capital | Mgmt | For | For | For | |||
2 | Accounts and Reports; Allocation of Profits/Dividends of the Old AB InBev | Mgmt | For | For | For | |||
3 | Ratification of Board Acts of the Old AB InBev | Mgmt | For | For | For | |||
4 | Ratification of Auditor's Acts of the Old AB InBev | Mgmt | For | For | For | |||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
8 | Elect Martin J. Barrington | Mgmt | For | Against | Against | |||
9 | Elect William F. Gifford | Mgmt | For | Against | Against | |||
10 | Elect Alejandro Santo Domingo Davila | Mgmt | For | Against | Against | |||
11 | Remuneration Report | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options to Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUD | CUSIP 03524A108 | 09/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Merger and Dissolution without Liquidation | Mgmt | For | For | For | |||
3 | Delisting as a Result of the Merger | Mgmt | For | For | For | |||
4 | Delegation of Powers to Directors | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Check Kian Low | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cavium, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Frank | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Dave & Buster's Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAY | CUSIP 238337109 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victor L. Crawford | Mgmt | For | For | For | |||
1.2 | Elect Hamish A Dodds | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
1.4 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.5 | Elect Stephen M. King | Mgmt | For | For | For | |||
1.6 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
1.7 | Elect Kevin M. Sheehan | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jennifer Storms | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Voting Standard for Uncontested Directors Elections | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement for amending certificate of Incorporation | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for amending Bylaws | Mgmt | For | For | For | |||
6 | Deletion of Obsolete Provisions | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Robert A. Livingston | Mgmt | For | For | For | |||
5 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
6 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
7 | Elect Michael B. Stubbs | Mgmt | For | For | For | |||
8 | Elect Richard Tobin | Mgmt | For | Against | Against | |||
9 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
10 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
11 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
12 | Elect Mary A. Winston | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Reapproval of Performance Goals Under 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
17 | Reapproval of Performance Goals Under the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
19 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Talbott Roche | Mgmt | For | For | For | |||
7 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
9 | Elect Denise F. Warren | Mgmt | For | For | For | |||
10 | Elect Andrew Wilson | Mgmt | For | For | For | |||
11 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equifax Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EFX | CUSIP 294429105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert D. Daleo | Mgmt | For | For | For | |||
2 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
3 | Elect Mark L. Feidler | Mgmt | For | For | For | |||
4 | Elect G. Thomas Hough | Mgmt | For | For | For | |||
5 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
6 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
7 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
8 | Elect John A. McKinley | Mgmt | For | For | For | |||
9 | Elect Richard F. Smith | Mgmt | For | For | For | |||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||
11 | Elect Mark B. Templeton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan C. Athey | Mgmt | For | Abstain | Against | |||
2 | Elect A. George Battle | Mgmt | For | Abstain | Against | |||
3 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||
4 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | |||
5 | Elect Barry Diller | Mgmt | For | Abstain | Against | |||
6 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | |||
7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||
8 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |||
9 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | |||
10 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||
11 | Elect John C. Malone | Mgmt | For | Abstain | Against | |||
12 | Elect Scott Rudin | Mgmt | For | Abstain | Against | |||
13 | Elect Christopher W. Shean | Mgmt | For | Abstain | Against | |||
14 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
2 | Elect Israel Ruiz | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Article 4 | Mgmt | For | For | For | |||
2 | Amendments to Article 12 | Mgmt | For | For | For | |||
3 | Amendments to Article 18 | Mgmt | For | For | For | |||
4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles D. Forman | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect George Jamieson | Mgmt | For | For | For | |||
1.4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
LKQ Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKQ | CUSIP 501889208 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sukhpal Singh Ahluwalia | Mgmt | For | For | For | |||
2 | Elect A. Clinton Allen | Mgmt | For | For | For | |||
3 | Elect Robert M. Hanser | Mgmt | For | For | For | |||
4 | Elect Joseph M. Holsten | Mgmt | For | For | For | |||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
6 | Elect Paul M. Meister | Mgmt | For | For | For | |||
7 | Elect John F. O'Brien | Mgmt | For | For | For | |||
8 | Elect Guhan Subramanian | Mgmt | For | For | For | |||
9 | Elect William M. Webster IV | Mgmt | For | For | For | |||
10 | Elect Dominick Zarcone | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kathy N. Waller | Mgmt | For | Withhold | Against | |||
1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | Against | Against | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Joshua Gotbaum | Mgmt | For | For | For | |||
6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
8 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
10 | Elect John R. Peshkin | Mgmt | For | For | For | |||
11 | Elect Scott F. Powers | Mgmt | For | For | For | |||
12 | Elect William J. Pulte | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Shopify Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOP | CUSIP 82509L107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tobias Lutke | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
1.3 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.4 | Elect Gail Goodman | Mgmt | For | For | For | |||
1.5 | Elect Jeremy Levine | Mgmt | For | For | For | |||
1.6 | Elect John Phillips | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||
1.9 | Elect John J. Legere | Mgmt | For | For | For | |||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSM | CUSIP 874039100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5.1 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
5.2 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Ulta Beauty, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULTA | CUSIP 90384S303 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michelle L. Collins | Mgmt | For | For | For | |||
1.2 | Elect Dennis K. Eck | Mgmt | For | For | For | |||
1.3 | Elect Charles J. Philippin | Mgmt | For | For | For | |||
1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
7 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan M. Garber | Mgmt | For | For | For | |||
1.2 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Zayo Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAYO | CUSIP 98919V105 | 11/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard W. Connor | Mgmt | For | For | For | |||
1.2 | Elect Cathy Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam International Capital Opportunities Fund | |||||||
Date of Fiscal Year End: | 08/31 | |||||||
A2A S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A2A | CINS T0579B105 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Integrated Report | Mgmt | For | For | For | |||
6 | Remuneration Policy | Mgmt | For | For | For | |||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | List Presented by the Municipalities of Milan and Brescia | Mgmt | For | N/A | N/A | |||
11 | List Presented by Valsabbia Investimenti S.p.A., Raffmetal S.p.A. and the Municipality of Bergamo | Mgmt | For | N/A | N/A | |||
12 | List Presented by Group of Shareholders Representing 1.065% of Share Capital | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | Against | Against | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | List Presented by the Municipalities of Milan and Brescia | Mgmt | N/A | Abstain | N/A | |||
17 | List Presented by Group of Shareholders Representing 1.065% of Share Capital | Mgmt | N/A | For | N/A | |||
18 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
Acciona SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANA | CINS E0008Z109 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Board's Reports; Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Jeronimo Gerard Rivero | Mgmt | For | For | For | |||
7 | Elect Karen Christiana Figueres Olsen | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
10 | Increase Awards under Share and Performance Share Plan | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Sustainability Report | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 15 Days | Mgmt | For | Against | Against | |||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Adeka Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4401 | CINS J0011Q109 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Akio Kohri | Mgmt | For | For | For | |||
4 | Elect Haruhiko Tomiyasu | Mgmt | For | For | For | |||
5 | Elect Hidetaka Shirozume | Mgmt | For | For | For | |||
6 | Elect Akimasa Yajima | Mgmt | For | For | For | |||
7 | Elect Ryohzoh Arata | Mgmt | For | For | For | |||
8 | Elect Kohji Tajima | Mgmt | For | For | For | |||
9 | Elect Toshinori Yukino | Mgmt | For | For | For | |||
10 | Elect Akiyoshi Kobayashi | Mgmt | For | For | For | |||
11 | Elect Shigeki Fujisawa | Mgmt | For | For | For | |||
12 | Elect Kazuyuki Nagai | Mgmt | For | For | For | |||
13 | Elect Hironori Yano | Mgmt | For | For | For | |||
14 | Elect Akio Okuyama as Statutory Auditor | Mgmt | For | For | For | |||
15 | Restricted Share Plan | Mgmt | For | For | For | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Justine Roberts | Mgmt | For | Against | Against | |||
5 | Elect Annette Court | Mgmt | For | Against | Against | |||
6 | Elect David Stevens | Mgmt | For | Against | Against | |||
7 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
8 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
9 | Elect Jean Park | Mgmt | For | Against | Against | |||
10 | Elect Penelope James | Mgmt | For | Against | Against | |||
11 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
12 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aimia Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIM | CUSIP 00900Q103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert E. Brown | Mgmt | For | For | For | |||
1.2 | Elect Roman Doroniuk | Mgmt | For | For | For | |||
1.3 | Elect Rupert Duchesne | Mgmt | For | For | For | |||
1.4 | Elect Joanne Ferstman | Mgmt | For | For | For | |||
1.5 | Elect Michael M. Fortier | Mgmt | For | For | For | |||
1.6 | Elect Thomas D. Gardner | Mgmt | For | For | For | |||
1.7 | Elect Emma Griffin | Mgmt | For | For | For | |||
1.8 | Elect Beth S. Horowitz | Mgmt | For | For | For | |||
1.9 | Elect Robert Kreidler | Mgmt | For | For | For | |||
1.10 | Elect William G. McEwan | Mgmt | For | For | For | |||
1.11 | Elect Douglas D. Port | Mgmt | For | For | For | |||
1.12 | Elect Alan P. Rossy | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kiichi Ohtani | Mgmt | For | For | For | |||
3 | Elect Hiromi Katoh | Mgmt | For | For | For | |||
4 | Elect Masahito Sakurai | Mgmt | For | For | For | |||
5 | Elect Shohichi Shudoh | Mgmt | For | For | For | |||
6 | Elect Toshihide Mizushima | Mgmt | For | For | For | |||
7 | Elect Miya Ohishi | Mgmt | For | For | For | |||
8 | Elect Rieko Kimei | Mgmt | For | For | For | |||
9 | Elect Koh Mori | Mgmt | For | For | For | |||
10 | Elect Seiichiroh Satoh | Mgmt | For | For | For | |||
11 | Elect Yasuyuki Hamada | Mgmt | For | For | For | |||
12 | Elect Kohichi Kawamura | Mgmt | For | Against | Against | |||
13 | Elect Akira Ibayashi | Mgmt | For | Against | Against | |||
14 | Elect Osamu Muramatsu | Mgmt | For | For | For | |||
Amplifon S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CINS T0388E118 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Amundi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMUN | CINS F8233H108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Jean-Paul Chifflet, Chair (until April 28, 2016) | Mgmt | For | For | For | |||
10 | Remuneration of Yves Perrier, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Advisory vote on the remuneration of senior management, responsible officers and regulated risk-takers | Mgmt | For | For | For | |||
13 | Ratification of the Co-optation of Michel Mathieu | Mgmt | For | For | For | |||
14 | Elect Laurence Danon Arnaud | Mgmt | For | For | For | |||
15 | Elect Helene Molinari | Mgmt | For | For | For | |||
16 | Elect Christian Rouchon | Mgmt | For | For | For | |||
17 | Elect Andree Samat | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Applus Servicios | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APPS | CINS E0534T106 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Ratify Co-option and Elect Maria Cristina Henriquez de Luna Basagoiti | Mgmt | For | For | For | |||
7 | Ratify Co-option and Elect Scott Cobb | Mgmt | For | For | For | |||
8 | Ratify Co-option and Elect Claudi Santiago Ponsa | Mgmt | For | For | For | |||
9 | Remuneration Report | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Amendments to Article 12 (General Meetings) | Mgmt | For | For | For | |||
12 | Amendments to General Meeting Regulation Article 12 (General Meetings) | Mgmt | For | For | For | |||
13 | Presentation of Report on Board of Directors Regulations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
16 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Asaleo Care Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHY | CINS Q0557U102 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect JoAnne Stephenson | Mgmt | For | Against | Against | |||
3 | Re-elect Harry Boon | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Atos SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATO | CINS F06116101 | 12/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Approval of 2019 Ambition Plan | Mgmt | For | For | For | |||
5 | Supplementary Retirement Benefits of Thierry Breton, Chair and CEO | Mgmt | For | For | For | |||
6 | Remuneration Policy of Thierry Breton, Chair and CEO | Mgmt | For | For | For | |||
7 | Elect Thierry Breton | Mgmt | For | For | For | |||
8 | Amendments to Articles Regarding Chair Age Limits | Mgmt | For | For | For | |||
9 | Amendments to Articles Regarding CEO Age Limits | Mgmt | For | For | For | |||
10 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Atos SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATO | CINS F06116101 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Director Fees | Mgmt | For | For | For | |||
8 | Elect Nicolas Bazire | Mgmt | For | Against | Against | |||
9 | Elect Valerie Bernis | Mgmt | For | For | For | |||
10 | Elect Roland Busch | Mgmt | For | For | For | |||
11 | Elect Colette Neuville | Mgmt | For | For | For | |||
12 | Elect Jean Fleming | Mgmt | For | For | For | |||
13 | Elect Alexandra Demoulin | Mgmt | Against | For | Against | |||
14 | Related Party Transactions | Mgmt | For | Against | Against | |||
15 | Remuneration of Thierry Breton, Chairman and CEO | Mgmt | For | For | For | |||
16 | Remuneration Policy (Chairman and CEO) | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles (Employee Representatives) | Mgmt | For | For | For | |||
22 | Amendments to Articles (Employee Shareholders Representatives Mandate) | Mgmt | For | For | For | |||
23 | Amendments to Articles (Composition of the Board) | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Atresmedia Corporacion de Medios de Comunicacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3M | CINS E0728T102 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
6 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
7 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Azimut Holding S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZM | CINS T0783G106 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Sergio Albarelli | Mgmt | For | For | For | |||
3 | Elect Alessandro Zambotti | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
6 | Remuneration Policy | Mgmt | For | For | For | |||
Bakkafrost P/F | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAKKA | CINS K4002E115 | 04/07/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
6 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Election of Directors | Mgmt | For | TNA | N/A | |||
10 | Elect Runi M. Hansen as Chair | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Nomination Committee | Mgmt | For | TNA | N/A | |||
13 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
16 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
17 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco BPI SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPI | CINS X03168410 | 07/22/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Election of Board of the General Meeting | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco BPI SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPI | CINS X03168410 | 07/22/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Shareholder Proposal Regarding Amendments to Articles (Voting Restrictions) | ShrHoldr | For | TNA | N/A | |||
3 | Amendments to Articles (Voting Restrictions) | Mgmt | For | TNA | N/A | |||
Banco BPI SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPI | CINS X03168410 | 09/06/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Shareholder Proposal Regarding Amendments to Articles (Voting Restrictions) | ShrHoldr | N/A | TNA | N/A | |||
4 | Amendments to Articles (Voting Restrictions) | Mgmt | For | TNA | N/A | |||
Banco BPI SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPI | CINS X03168410 | 09/21/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Shareholder Proposal Regarding Amendments to Articles (Voting Restrictions) | ShrHoldr | N/A | TNA | N/A | |||
4 | Amendments to Articles (Voting Restrictions) | Mgmt | For | TNA | N/A | |||
Banco BPI SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPI | CINS X03168410 | 11/23/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Divestiture | Mgmt | For | TNA | N/A | |||
Banco BPI SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPI | CINS X03168410 | 11/23/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Ratification of Co-Option of Two Directors | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set price range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive RIghts | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
2 | Cancellation of Shares | Mgmt | For | For | For | |||
3 | Authority to Allot Securities and Application of Reserves | Mgmt | For | For | For | |||
4 | Amendment to Bylaws | Mgmt | For | For | For | |||
5 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
BE Semiconductor Industries | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BESI | CINS N13107128 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Bellway plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWY | CINS G09744155 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John K. Watson | Mgmt | For | For | For | |||
5 | Elect Edward F. Ayres | Mgmt | For | For | For | |||
6 | Elect Keith Adey | Mgmt | For | For | For | |||
7 | Elect Mike R. Toms | Mgmt | For | For | For | |||
8 | Elect John A. Cuthbert | Mgmt | For | For | For | |||
9 | Elect Paul N. Hampden Smith | Mgmt | For | For | For | |||
10 | Elect Denise Jagger | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Related Party Transactions (CEO Edward F. Ayres) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Amendments to Sharesave Scheme | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Berendsen Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRSN | CINS G1011R108 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect James Drummond | Mgmt | For | For | For | |||
5 | Elect Kevin Quinn | Mgmt | For | For | For | |||
6 | Elect Iain G.T. Ferguson | Mgmt | For | For | For | |||
7 | Elect Maarit Aarni-Sirvio | Mgmt | For | For | For | |||
8 | Elect Lucy Dimes | Mgmt | For | For | For | |||
9 | Elect David S. Lowden | Mgmt | For | For | For | |||
10 | Elect Andrew R. Wood | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BlueScope Steel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSL | CINS Q1415L177 | 11/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Ewen Crouch | Mgmt | For | For | For | |||
4 | Re-elect Lloyd Jones | Mgmt | For | For | For | |||
BML Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4694 | CINS J0447V102 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kensuke Kondoh | Mgmt | For | For | For | |||
3 | Elect Takashi Ohtsuka | Mgmt | For | For | For | |||
4 | Elect Nobuki Arai | Mgmt | For | For | For | |||
5 | Elect Masaaki Hirose | Mgmt | For | For | For | |||
6 | Elect Katsushi Yamashita | Mgmt | For | For | For | |||
7 | Elect Masato Chikira | Mgmt | For | For | For | |||
8 | Elect Masao Nakagawa | Mgmt | For | For | For | |||
9 | Elect Satoshi Enomoto | Mgmt | For | For | For | |||
10 | Elect Norihisa Takebe | Mgmt | For | For | For | |||
11 | Elect Naozumi Kase | Mgmt | For | For | For | |||
12 | Elect Toshio Yamamura | Mgmt | For | For | For | |||
13 | Elect Kunikatsu Yamamoto | Mgmt | For | For | For | |||
14 | Elect Kenichi Morishita | Mgmt | For | For | For | |||
15 | Elect Hirohisa Kagami | Mgmt | For | For | For | |||
16 | Elect Nubushige Tokuono | Mgmt | For | For | For | |||
17 | Elect Kazuo Suzuki as Alternate Statutory Auditors | Mgmt | For | For | For | |||
18 | Restricted Share Plan | Mgmt | For | For | For | |||
19 | Condolence Payment | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
Cairn Energy plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNE | CINS G17528269 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Ian Tyler | Mgmt | For | For | For | |||
7 | Elect Todd Hunt | Mgmt | For | For | For | |||
8 | Elect Iain McLaren | Mgmt | For | Against | Against | |||
9 | Elect Alexander Berger | Mgmt | For | For | For | |||
10 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
11 | Elect Keith Lough | Mgmt | For | For | For | |||
12 | Elect Peter Kallos | Mgmt | For | For | For | |||
13 | Elect Nicoletta Giadrossi | Mgmt | For | For | For | |||
14 | Elect Simon Thomson | Mgmt | For | For | For | |||
15 | Elect James Smith | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | 2017 Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Renewal of Authority to Dispose of Cairn India Holding | Mgmt | For | For | For | |||
Capital Power Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPX | CUSIP 14042M102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald J. Lowry | Mgmt | For | For | For | |||
1.2 | Elect Albrecht W.A. Bellstedt | Mgmt | For | For | For | |||
1.3 | Elect Doyle Beneby | Mgmt | For | For | For | |||
1.4 | Elect Patrick Daniel | Mgmt | For | For | For | |||
1.5 | Elect Jill Gardiner | Mgmt | For | For | For | |||
1.6 | Elect Kelly Huntington | Mgmt | For | For | For | |||
1.7 | Elect Philip C. Lachambre | Mgmt | For | For | For | |||
1.8 | Elect Brian Vaasjo | Mgmt | For | For | For | |||
1.9 | Elect Katharine B. Stevenson | Mgmt | For | For | For | |||
1.10 | Elect Keith Trent | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Bylaws Regarding Director Quorum | Mgmt | For | For | For | |||
5 | Amendment of the Long Term Incentive Plan | Mgmt | For | For | For | |||
Cascades Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAS | CUSIP 146900105 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alain Jean Pierre Lemaire | Mgmt | For | Withhold | Against | |||
1.2 | Elect Louis Garneau | Mgmt | For | Withhold | Against | |||
1.3 | Elect Sylvie Lemaire | Mgmt | For | Withhold | Against | |||
1.4 | Elect David L. McAusland | Mgmt | For | Withhold | Against | |||
1.5 | Elect Georges Kobrynsky | Mgmt | For | Withhold | Against | |||
1.6 | Elect Elise Pelletier | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sylvie Vachon | Mgmt | For | Withhold | Against | |||
1.8 | Elect Laurence G. Sellyn | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mario Plourde | Mgmt | For | Withhold | Against | |||
1.10 | Elect Michelle Cormier | Mgmt | For | Withhold | Against | |||
1.11 | Elect Martin Couture | Mgmt | For | Withhold | Against | |||
1.12 | Elect Patrick Lemaire | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Compensation Consultant Independence | ShrHoldr | Against | For | Against | |||
Celestica Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLS | CUSIP 15101Q108 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. DiMaggio | Mgmt | For | For | For | |||
1.2 | Elect William A. Etherington | Mgmt | For | For | For | |||
1.3 | Elect Thomas S. Gross | Mgmt | For | For | For | |||
1.4 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Mionis | Mgmt | For | For | For | |||
1.6 | Elect Joseph M. Natale | Mgmt | For | For | For | |||
1.7 | Elect Carol S. Perry | Mgmt | For | For | For | |||
1.8 | Elect Tawfiq Popatia | Mgmt | For | For | For | |||
1.9 | Elect Eamon J. Ryan | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Centerra Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CG | CUSIP 152006102 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard W. Connor | Mgmt | For | For | For | |||
1.2 | Elect Eduard Kubatov | Mgmt | For | For | For | |||
1.3 | Elect Nurlan Kyshtobaev | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Lang | Mgmt | For | For | For | |||
1.5 | Elect Michael Parrett | Mgmt | For | For | For | |||
1.6 | Elect Scott G. Perry | Mgmt | For | For | For | |||
1.7 | Elect Jacques Perron | Mgmt | For | For | For | |||
1.8 | Elect Sheryl K. Pressler | Mgmt | For | For | For | |||
1.9 | Elect Terry V. Rogers | Mgmt | For | For | For | |||
1.10 | Elect Bektur Sagynov | Mgmt | For | For | For | |||
1.11 | Elect Bruce V. Walter | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Restricted Share Unit Plan | Mgmt | For | For | For | |||
4 | Approval of the Employee Share Purchase Plan | Mgmt | For | For | For | |||
Champion Real Estate Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2778 | CINS Y1292D109 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | 2016 Waiver Extension and Modification | Mgmt | For | For | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Board Size | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Cominar Real Estate Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUF.UN | CUSIP 199910100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michel Dallaire | Mgmt | For | For | For | |||
1.2 | Elect Luc Bachand | Mgmt | For | For | For | |||
1.3 | Elect Mary-Ann Bell | Mgmt | For | For | For | |||
1.4 | Elect Alain Dallaire | Mgmt | For | For | For | |||
1.5 | Elect Alban D'Amours | Mgmt | For | For | For | |||
1.6 | Elect Ghislaine Laberge | Mgmt | For | For | For | |||
1.7 | Elect Johanne M. Lepine | Mgmt | For | For | For | |||
1.8 | Elect Michel Theroux | Mgmt | For | For | For | |||
1.9 | Elect Claude Dussault | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CompuGroup Medical SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CINS D15813211 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
10 | Elect Klaus Esser | Mgmt | For | Against | Against | |||
11 | Elect Daniel Gotthardt | Mgmt | For | For | For | |||
12 | Elect Ulrike Handel | Mgmt | For | Against | Against | |||
13 | Elect Rene Obermann | Mgmt | For | Against | Against | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
CTCI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9933 | CINS Y18229107 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Elect John T. YU | Mgmt | For | For | For | |||
7 | Elect Michael YANG | Mgmt | For | For | For | |||
8 | Elect Quintin WU | Mgmt | For | Against | Against | |||
9 | Elect SHEN Bing | Mgmt | For | For | For | |||
10 | Elect Johnny SHIH | Mgmt | For | Against | Against | |||
11 | Elect Yancey HAI | Mgmt | For | Against | Against | |||
12 | Elect CHANG An-Ping | Mgmt | For | Against | Against | |||
13 | Elect Wenent PAN | Mgmt | For | For | For | |||
14 | Elect YU Teng-Yaw | Mgmt | For | For | For | |||
15 | Elect SHIH Yen-Shiang | Mgmt | For | For | For | |||
16 | Elect Jack HUANG | Mgmt | For | For | For | |||
17 | Elect Frank FAN | Mgmt | For | For | For | |||
18 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Cybg Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYBG | CINS G2727Z111 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Clive Adamson | Mgmt | For | For | For | |||
5 | Elect Paul J. Coby | Mgmt | For | For | For | |||
6 | Elect Fiona Macleod | Mgmt | For | For | For | |||
7 | Elect Tim Wade | Mgmt | For | For | For | |||
8 | Elect David Bennett | Mgmt | For | For | For | |||
9 | Elect David Browne | Mgmt | For | For | For | |||
10 | Elect Debbie Crosbie | Mgmt | For | For | For | |||
11 | Elect David Duffy | Mgmt | For | For | For | |||
12 | Elect Adrian Grace | Mgmt | For | For | For | |||
13 | Elect Richard Gregory | Mgmt | For | For | For | |||
14 | Elect James Pettigrew | Mgmt | For | For | For | |||
15 | Elect Teresa Robson-Capps | Mgmt | For | For | For | |||
16 | Elect Ian Smith | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
26 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
27 | Amendment to the Deferred Equity Plan | Mgmt | For | For | For | |||
Daesang Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001680 | CINS Y7675E101 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Daishin Securities Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
003540 | CINS Y19538100 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect LEE Auh Ryung | Mgmt | For | For | For | |||
4 | Elect PARK Chan Su | Mgmt | For | For | For | |||
5 | Elect KIM Chang Bong | Mgmt | For | For | For | |||
6 | Elect JUNG Sang Myung | Mgmt | For | For | For | |||
7 | Elect SHIN Jae Kuk | Mgmt | For | For | For | |||
8 | Election of Independent Director to Become Audit Committee Member: LEE Ji Won | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: PARK Chan Su | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member: KIM Chang Bong | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Elect John Hennessy | Mgmt | For | For | For | |||
5 | Elect Pat A. McCann | Mgmt | For | For | For | |||
6 | Elect Stephen McNally | Mgmt | For | For | For | |||
7 | Elect Dermot Crowley | Mgmt | For | For | For | |||
8 | Elect Robert Dix | Mgmt | For | For | For | |||
9 | Elect Alf Smiddy | Mgmt | For | For | For | |||
10 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Long Term Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Dassault Aviation SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AM | CINS F24539102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Remuneration of Eric Trappier, Chair and CEO | Mgmt | For | For | For | |||
9 | Remuneration of Loik Segalen, Deputy CEO | Mgmt | For | For | For | |||
10 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
12 | Ratification of Board Acts | Mgmt | For | For | For | |||
13 | Ratification of Co-Option of Catherine Dassault | Mgmt | For | Against | Against | |||
14 | Ratification of Co-Option of Mathilde Lemoine | Mgmt | For | Against | Against | |||
15 | Related Party Transactions (GIMD) | Mgmt | For | For | For | |||
16 | Related Party Transactions (Airbus Group) | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Debenhams plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEB | CINS G2768V102 | 01/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Ian Cheshire | Mgmt | For | For | For | |||
5 | Elect Lisa Myers | Mgmt | For | For | For | |||
6 | Elect Sergio Bucher | Mgmt | For | For | For | |||
7 | Elect Nicky Kinnaird | Mgmt | For | For | For | |||
8 | Elect Terry Duddy | Mgmt | For | For | For | |||
9 | Elect Matthew G. Smith | Mgmt | For | For | For | |||
10 | Elect Suzanne Harlow | Mgmt | For | For | For | |||
11 | Elect Peter Fitzgerald | Mgmt | For | For | For | |||
12 | Elect Stephen Ingham | Mgmt | For | For | For | |||
13 | Elect Martina A. King | Mgmt | For | For | For | |||
14 | Elect Mark E. Rolfe | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
DFDS A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFDS | CINS K29758164 | 03/21/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Elect Claus Hemmingsen | Mgmt | For | TNA | N/A | |||
9 | Elect Jill Lauritzen Melby | Mgmt | For | TNA | N/A | |||
10 | Elect Pernille Erenbjerg | Mgmt | For | TNA | N/A | |||
11 | Elect Jorgen Jensen | Mgmt | For | TNA | N/A | |||
12 | Elect Klaus Nyborg | Mgmt | For | TNA | N/A | |||
13 | Elect Marianne Dahl Steensen | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Directors' Fees | Mgmt | For | TNA | N/A | |||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles Regarding Name Change | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Bearer Shares | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles Regarding Company Website | Mgmt | For | TNA | N/A | |||
21 | Amendments to Articles Regarding Admission Cards | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Diasorin S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIA | CINS T3475Y104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | Against | Against | |||
4 | Ratify Cooption of Fiorella Altruda | Mgmt | For | For | For | |||
5 | Stock Option Plan 2017 | Mgmt | For | For | For | |||
6 | Authority to Repurchase and Reissue Shares (Stock Option Plan) | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dominion Diamond Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDC | CUSIP 257287102 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brendan Bell | Mgmt | For | For | For | |||
1.2 | Elect Graham G. Clow | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Gannicott | Mgmt | For | For | For | |||
1.4 | Elect James K. Gowans | Mgmt | For | For | For | |||
1.5 | Elect David S. Smith | Mgmt | For | For | For | |||
1.6 | Elect Chuck Strahl | Mgmt | For | For | For | |||
1.7 | Elect Josef Vejvoda | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Andruskevich | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Downer EDI Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CINS Q32623151 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Teresa G. Handicott | Mgmt | For | For | For | |||
3 | Re-elect Annabelle S. Chaplain | Mgmt | For | For | For | |||
4 | Re-elect Charles Grant Thorne | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Grant A. Fenn) | Mgmt | For | For | For | |||
7 | Renewal of Proportional Takeover Provisions | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Board Spill Resolution | Mgmt | Against | Against | For | |||
Drax Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRX | CINS G2904K127 | 02/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Elior | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELIOR | CINS F3253P114 | 03/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Loss/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Philippe Salle, Chair and CEO | Mgmt | For | For | For | |||
10 | Severance Agreement of Philippe Salle, Chair and CEO | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Ratification of the Co-optation of Elisabeth Van Damme | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Entertainment One Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETO | CINS 29382B102 | 09/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Allan L. Leighton | Mgmt | For | Against | Against | |||
4 | Elect Darren Throop | Mgmt | For | Against | Against | |||
5 | Elect Giles Willits | Mgmt | For | Against | Against | |||
6 | Elect Ronald Atkey | Mgmt | For | Against | Against | |||
7 | Elect R. Scott Lawrence | Mgmt | For | Against | Against | |||
8 | Elect Mark Opzoomer | Mgmt | For | Against | Against | |||
9 | Elect Linda Robinson | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Save As You Earn Scheme | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
Eurazeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Stephane Pallez | Mgmt | For | Against | Against | |||
10 | Elect Anne Dias | Mgmt | For | Against | Against | |||
11 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Executive Board) | Mgmt | For | For | For | |||
13 | Remuneration of Michel David-Weill (Supervisory Board Chair) | Mgmt | For | For | For | |||
14 | Remuneration of Patrick Sayer, (Executive Board Chair) | Mgmt | For | For | For | |||
15 | Remuneration of Virginie Morgon and Philippe Audouin, (Executive Board Members) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
18 | Change of Legal Form | Mgmt | For | For | For | |||
19 | Adoption of New Articles Regarding the Change of Legal Form | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities Regarding the Change in Legal Form | Mgmt | For | For | For | |||
21 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
22 | Authority to Issue Warrants During a Public Offer | Mgmt | For | Against | Against | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Compensation Benefits/Severance Agreements of Patrick Koller, CEO | Mgmt | For | For | For | |||
10 | Remuneration Policy of Chairman | Mgmt | For | For | For | |||
11 | Remuneration Policy of CEO | Mgmt | For | For | For | |||
12 | Remuneration of Yann Delabriere (Chairman and CEO until June 30, 2016) | Mgmt | For | For | For | |||
13 | Remuneration of Yann Delabriere (Chairman since July 1, 2016) | Mgmt | For | For | For | |||
14 | Remuneration of Patrick Koller (Deputy CEO until June 30, 2016) | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Koller (CEO since July 1, 2016) | Mgmt | For | For | For | |||
16 | Elect Maria Amparo Moraleda Martinez | Mgmt | For | For | For | |||
17 | Elect Jean-Baptiste Chasseloup de Chatillon | Mgmt | For | For | For | |||
18 | Elect Jean-Pierre Clamadieu | Mgmt | For | Against | Against | |||
19 | Elect Robert Peugeot | Mgmt | For | Against | Against | |||
20 | Elect Patrick Koller | Mgmt | For | For | For | |||
21 | Elect Penelope A. Herscher | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
27 | Greenshoe | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representation | Mgmt | For | For | For | |||
30 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
FirstGroup plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FGP | CINS G34604101 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Matthew Gregory | Mgmt | For | For | For | |||
4 | Elect Mick Barker | Mgmt | For | For | For | |||
5 | Elect Warwick Brady | Mgmt | For | For | For | |||
6 | Elect Drummond Hall | Mgmt | For | For | For | |||
7 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
8 | Elect Timothy T. O'Toole | Mgmt | For | For | For | |||
9 | Elect Brian G. Wallace | Mgmt | For | For | For | |||
10 | Elect Imelda Walsh | Mgmt | For | For | For | |||
11 | Elect James F. Winestock | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Sharesave Plan | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Fomento de Construcciones y Contratas, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCC | CINS E52236143 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Elect EAC Inversiones Corporativas, S.L. (Alicia Alcocer Koplowitz) | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
8 | Authority to Reduce General Meeting Notice Period to 15 Days | Mgmt | For | Against | Against | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Fuji Machine Manufacturing Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6134 | CINS J14910103 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Nobuyuki Soga | Mgmt | For | For | For | |||
4 | Elect Shinsuke Suhara | Mgmt | For | For | For | |||
5 | Elect Seigo Kodama | Mgmt | For | For | For | |||
6 | Elect Takayoshi Kawai | Mgmt | For | For | For | |||
7 | Elect Mitsuji Tatsumi | Mgmt | For | For | For | |||
8 | Elect Hajime Ezaki | Mgmt | For | For | For | |||
9 | Elect Nobuyuki Matsui | Mgmt | For | For | For | |||
10 | Elect Nobuko Kawai | Mgmt | For | For | For | |||
11 | Elect Shigeki Matsuda as Statutory Auditor | Mgmt | For | For | For | |||
12 | Elect Masaaki Abe as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Fuyo General Lease | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8424 | CINS J1755C108 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takashi Satoh | Mgmt | For | For | For | |||
4 | Elect Yasunori Tsujita | Mgmt | For | For | For | |||
5 | Elect Shohzoh Kazama | Mgmt | For | For | For | |||
6 | Elect Hideki Yamada | Mgmt | For | For | For | |||
7 | Elect Shinya Aizawa | Mgmt | For | For | For | |||
8 | Elect Sohichi Hosoi | Mgmt | For | For | For | |||
9 | Elect Nobuya Minami | Mgmt | For | For | For | |||
10 | Elect Seiichi Isshiki | Mgmt | For | For | For | |||
11 | Elect Shigeru Suda | Mgmt | For | Against | Against | |||
12 | Elect Teruhiko Numano | Mgmt | For | For | For | |||
13 | Elect Yoshihiro Jinnai | Mgmt | For | For | For | |||
Galliford Try plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFRD | CINS G3710C127 | 11/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Peter M. Truscott | Mgmt | For | Against | Against | |||
5 | Elect Graham Prothero | Mgmt | For | Against | Against | |||
6 | Elect Andrew M. Jenner | Mgmt | For | Against | Against | |||
7 | Elect Ishbel Macpherson | Mgmt | For | Against | Against | |||
8 | Elect Terry Miller | Mgmt | For | Against | Against | |||
9 | Elect Gavin Slark | Mgmt | For | Against | Against | |||
10 | Elect Peter J. Ventress | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Long Term Incentive Plan 2016 | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Gamesa Corporacion Tecnologica, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAM | CINS E54667113 | 10/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger Balance Sheet | Mgmt | For | Abstain | Against | |||
3 | Merger Agreement | Mgmt | For | Abstain | Against | |||
4 | Approve Merger Common Terms | Mgmt | For | Abstain | Against | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||
6 | Authority to Trade in the Madrid, Barcelona, Valencia and Bilbao Stock Exchanges | Mgmt | For | Abstain | Against | |||
7 | Application of Tax Regime | Mgmt | For | Abstain | Against | |||
8 | Authorisation of Legal Formalities Regarding Merger | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Consolidation of Articles | Mgmt | For | For | For | |||
11 | Special Dividend | Mgmt | For | Abstain | Against | |||
12 | Board Size | Mgmt | For | Against | Against | |||
13 | Elect Rosa Maria Garcia Garcia | Mgmt | For | Against | Against | |||
14 | Elect Mariel von Schumann | Mgmt | For | Against | Against | |||
15 | Elect Lisa Davis | Mgmt | For | Against | Against | |||
16 | Elect Klaus Helmrich | Mgmt | For | Against | Against | |||
17 | Elect Ralf Thomas | Mgmt | For | Against | Against | |||
18 | Elect Klaus Rosenfeld | Mgmt | For | Against | Against | |||
19 | Elect Swantje Conrad | Mgmt | For | Against | Against | |||
20 | Ratify Co-option and Elect Gerardo Codes Calatrava | Mgmt | For | Abstain | Against | |||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Georg Fischer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI-N | CINS H26091142 | 04/19/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Elect Hubert Achermann | Mgmt | For | TNA | N/A | |||
6 | Elect Roman Boutellier | Mgmt | For | TNA | N/A | |||
7 | Elect Gerold Buhrer | Mgmt | For | TNA | N/A | |||
8 | Elect Riet Cadonau | Mgmt | For | TNA | N/A | |||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
10 | Elect Roger Michaelis | Mgmt | For | TNA | N/A | |||
11 | Elect Eveline Saupper | Mgmt | For | TNA | N/A | |||
12 | Elect Jasmin Staiblin | Mgmt | For | TNA | N/A | |||
13 | Elect Zhiqiang Zhang | Mgmt | For | TNA | N/A | |||
14 | Appoint Andreas Koopmann as Board Chair | Mgmt | For | TNA | N/A | |||
15 | Elect Riet Cadonau as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
16 | Elect Eveline Saupper as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Jasmin Staiblin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Board Compensation | Mgmt | For | TNA | N/A | |||
19 | Executive Compensation | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Gerresheimer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXI | CINS D2852S109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Andrea Abt | Mgmt | For | Against | Against | |||
10 | Elect Karin L. Dorrepaal | Mgmt | For | Against | Against | |||
11 | Elect Axel Herberg | Mgmt | For | Against | Against | |||
12 | Elect Peter M. Noe | Mgmt | For | Against | Against | |||
13 | Elect Theodor Stuth | Mgmt | For | Against | Against | |||
14 | Elect Udo J. Vetter | Mgmt | For | Against | Against | |||
15 | Increase in Authorised Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Grand City Properties SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GYC | CINS L4459Y100 | 08/09/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Increase in Authorised Capital; Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
3 | Approval of Special Board Report | Mgmt | For | TNA | N/A | |||
4 | Authority to Suppress Preemptive Rights | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 5.2 | Mgmt | For | TNA | N/A | |||
GS Home Shopping Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
028150 | CINS Y2901Q101 | 03/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Dividends (Board Proposal) | Mgmt | For | For | For | |||
2 | Allocation of Dividends (Shareholder Proposal) | Mgmt | Against | For | Against | |||
3 | Elect HUH Tae Soo | Mgmt | For | Against | Against | |||
4 | Elect YOO Kyeong Soo | Mgmt | For | Against | Against | |||
5 | Elect JEONG Chan Soo | Mgmt | For | Against | Against | |||
6 | Elect KWON Soo Young | Mgmt | For | Against | Against | |||
7 | Elect KOO Hee Kwon | Mgmt | For | Against | Against | |||
8 | Election of Audit Committee Member: KWON Soo Young | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KOO Hee Kwon | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hanwa Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8078 | CINS J18774166 | 06/29/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Share Consolidation | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
5 | Elect Shuji Kita | Mgmt | For | TNA | N/A | |||
6 | Elect Hironari Furukawa | Mgmt | For | TNA | N/A | |||
7 | Elect Hiroshi Serizawa | Mgmt | For | TNA | N/A | |||
8 | Elect Akihiko Ogasawara | Mgmt | For | TNA | N/A | |||
9 | Elect Yasumichi Katoh | Mgmt | For | TNA | N/A | |||
10 | Elect Hidemi Nagashima | Mgmt | For | TNA | N/A | |||
11 | Elect Yohichi Nakagawa | Mgmt | For | TNA | N/A | |||
12 | Elect Yasuharu Kurata | Mgmt | For | TNA | N/A | |||
13 | Elect Osamu Seki | Mgmt | For | TNA | N/A | |||
14 | Elect Ryuji Hori | Mgmt | For | TNA | N/A | |||
15 | Elect Hiromasa Yamamoto | Mgmt | For | TNA | N/A | |||
16 | Elect Yasushi Hatanaka | Mgmt | For | TNA | N/A | |||
17 | Elect Yohichi Sasayama | Mgmt | For | TNA | N/A | |||
18 | Elect Chiroh Ideriha | Mgmt | For | TNA | N/A | |||
19 | Elect Hideo Kawanishi | Mgmt | For | TNA | N/A | |||
20 | Elect Naoyuki Togawa | Mgmt | For | TNA | N/A | |||
Hazama Ando Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1719 | CINS J1912N104 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshio Ono | Mgmt | For | For | For | |||
4 | Elect Toshiaki Nomura | Mgmt | For | For | For | |||
5 | Elect Haruyuki Kaneko | Mgmt | For | For | For | |||
6 | Elect Hidekazu Kojima | Mgmt | For | For | For | |||
7 | Elect Masato Fukutomi | Mgmt | For | For | For | |||
8 | Elect Tohru Ikegami | Mgmt | For | For | For | |||
9 | Elect Hideo Hosobuchi | Mgmt | For | For | For | |||
10 | Elect Shinya Miyamori | Mgmt | For | For | For | |||
11 | Elect Yuzuru Fujita | Mgmt | For | For | For | |||
12 | Elect Masami Fujita | Mgmt | For | For | For | |||
13 | Elect Mariko Kitagawa | Mgmt | For | For | For | |||
14 | Elect Takemi Hiramatsu as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Hitachi Transport System Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9086 | CINS J2076M106 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Sayoko Izumoto | Mgmt | For | Against | Against | |||
4 | Elect Shinjiroh Iwata | Mgmt | For | Against | Against | |||
5 | Elect Mitsudo Urano | Mgmt | For | Against | Against | |||
6 | Elect Tetsu Fusayama | Mgmt | For | Against | Against | |||
7 | Elect Emiko Magoshi | Mgmt | For | Against | Against | |||
8 | Elect Hiroshi Maruta | Mgmt | For | Against | Against | |||
9 | Elect Takasi Jinguji | Mgmt | For | Against | Against | |||
10 | Elect Yasuo Nakatani | Mgmt | For | Against | Against | |||
Hochtief AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOT | CINS D33134103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
11 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Implenia AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMPN | CINS H41929102 | 03/22/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Elect Hans-Ulrich Meister as Board Chair | Mgmt | For | TNA | N/A | |||
9 | Elect Chantal Balet Emery | Mgmt | For | TNA | N/A | |||
10 | Elect Henner Mahlstedt | Mgmt | For | TNA | N/A | |||
11 | Elect Ines Poschel | Mgmt | For | TNA | N/A | |||
12 | Elect Kyrre Olaf Johansen | Mgmt | For | TNA | N/A | |||
13 | Elect Laurent Vulliet | Mgmt | For | TNA | N/A | |||
14 | Elect Ines Poschel as Nominating and Compensation Member | Mgmt | For | TNA | N/A | |||
15 | Elect Chantal Balet Emery as Nominating and Compensation Member | Mgmt | For | TNA | N/A | |||
16 | Elect Laurent Vulliet as Nominating and Compensation Member | Mgmt | For | TNA | N/A | |||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Inchcape plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCH | CINS G47320208 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Ken Hanna | Mgmt | For | For | For | |||
6 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
7 | Elect Jerry Buhlmann | Mgmt | For | For | For | |||
8 | Elect Rachel Empey | Mgmt | For | For | For | |||
9 | Elect Richard Howes | Mgmt | For | For | For | |||
10 | Elect John Langston | Mgmt | For | For | For | |||
11 | Elect Coline McConville | Mgmt | For | For | For | |||
12 | Elect Nigel H. Northridge | Mgmt | For | For | For | |||
13 | Elect Nigel M. Stein | Mgmt | For | For | For | |||
14 | Elect Till Vestring | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Indivior Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDV | CINS G4766E108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Howard H. Pien | Mgmt | For | For | For | |||
4 | Elect Shaun Thaxter | Mgmt | For | For | For | |||
5 | Elect Mark Crossley | Mgmt | For | For | For | |||
6 | Elect Yvonne Greenstreet | Mgmt | For | For | For | |||
7 | Elect A. Thomas McLellan | Mgmt | For | Against | Against | |||
8 | Elect Tatjana May | Mgmt | For | For | For | |||
9 | Elect Lorna Parker | Mgmt | For | For | For | |||
10 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||
11 | Elect Christian S. Schade | Mgmt | For | For | For | |||
12 | Elect Daniel Tasse | Mgmt | For | For | For | |||
13 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intermediate Capital Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICP | CINS G4807D184 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Kevin Parry | Mgmt | For | For | For | |||
7 | Elect Peter Gibbs | Mgmt | For | For | For | |||
8 | Elect Kim Wahl | Mgmt | For | For | For | |||
9 | Elect Kathryn Purves | Mgmt | For | For | For | |||
10 | Elect Christophe Evain | Mgmt | For | For | For | |||
11 | Elect Philip Keller | Mgmt | For | For | For | |||
12 | Elect Benoit Durteste | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Approve Special Dividend | Mgmt | For | For | For | |||
18 | Approve Share Consolidation | Mgmt | For | For | For | |||
19 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
InterXion Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INXN | CUSIP N47279109 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Frank Esser | Mgmt | For | For | For | |||
4 | Elect Mark Heraghty | Mgmt | For | For | For | |||
5 | Restricted Shares for Non-Executive Directors | Mgmt | For | For | For | |||
6 | Authorize the Board to Issue Shares Pursuant to the Company's Equity Incentive Plans | Mgmt | For | For | For | |||
7 | Authorize the Company to Issue Shares For General Corporate Purposes | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Ipsen S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPN | CINS F5362H107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Post Employment Benefits (Marc de Garidel, Chair) | Mgmt | For | Against | Against | |||
9 | Post Employment Benefits (David Meek, CEO) | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||
11 | Elect Margaret A. Liu | Mgmt | For | Against | Against | |||
12 | Elect Carol Stuckley | Mgmt | For | Against | Against | |||
13 | Elect David Meek | Mgmt | For | Against | Against | |||
14 | Elect Antoine Flochel | Mgmt | For | Against | Against | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Remuneration of Christel Bories, former Deputy CEO | Mgmt | For | For | For | |||
17 | Remuneration of Marc de Garidel, Chair and CEO | Mgmt | For | For | For | |||
18 | Remuneration Policy (Board Chair) | Mgmt | For | For | For | |||
19 | Remuneration of David Meek, CEO | Mgmt | For | For | For | |||
20 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
26 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
27 | Greenshoe | Mgmt | For | Against | Against | |||
28 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
29 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
30 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
31 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||
32 | Authorisation of Legal Formalities Related to Article Amendments | Mgmt | For | For | For | |||
33 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Iren S.p.A | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRE | CINS T5551Y106 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Remuneration Policy | Mgmt | For | For | For | |||
JB Hi-Fi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBH | CINS Q5029L101 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Stephen T. Goddard | Mgmt | For | Against | Against | |||
4 | Re-elect Greg Richards | Mgmt | For | Against | Against | |||
5 | Re-elect Richard A. Uechtritz | Mgmt | For | Against | Against | |||
6 | Equity Grant (CEO Richard Murray) | Mgmt | For | Against | Against | |||
JM AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JM | CINS W4939T109 | 04/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
12 | Board Size | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
15 | Election of Directors | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Nomination Committee | Mgmt | For | TNA | N/A | |||
18 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
19 | Authority to Issue Convertibles 2016/2020 | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
21 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
KB Insurance Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
002550 | CINS Y5277H100 | 03/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | Against | Against | |||
4 | Election of Directors (Slate) | Mgmt | For | For | For | |||
5 | Election of Independent Director to Become Audit Committee Member: SHIN Yong In | Mgmt | For | For | For | |||
6 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Kenedix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4321 | CINS J3243N100 | 03/29/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Authority to Reduce Capital Reserve | Mgmt | For | TNA | N/A | |||
4 | Elect Atsushi Kawashima | Mgmt | For | TNA | N/A | |||
5 | Elect Taisuke Miyajima | Mgmt | For | TNA | N/A | |||
6 | Elect Sohshi Ikeda | Mgmt | For | TNA | N/A | |||
7 | Elect Akira Tanaka | Mgmt | For | TNA | N/A | |||
8 | Elect Kohju Komatsu | Mgmt | For | TNA | N/A | |||
9 | Elect Shuhei Shiozawa | Mgmt | For | TNA | N/A | |||
10 | Elect Yasuo Ichikawa | Mgmt | For | TNA | N/A | |||
11 | Elect Koh Sekiguchi | Mgmt | For | TNA | N/A | |||
12 | Elect Masayuki Kobayashi | Mgmt | For | TNA | N/A | |||
13 | Elect Haruo Funabashi | Mgmt | For | TNA | N/A | |||
14 | Elect Yohko Sanuki as Alternate Statutory Auditor | Mgmt | For | TNA | N/A | |||
15 | Directors' Fees | Mgmt | For | TNA | N/A | |||
Kennedy Wilson Europe Real Estate Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KWE | CINS G9877R104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
5 | Elect Charlotte Valeur | Mgmt | For | Against | Against | |||
6 | Elect William J. McMorrow | Mgmt | For | Against | Against | |||
7 | Elect Mark McNicholas | Mgmt | For | Against | Against | |||
8 | Elect Simon Radford | Mgmt | For | Against | Against | |||
9 | Elect Mary Ricks | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Minella | Mgmt | For | For | For | |||
2 | Elect Jerry R. Solomon | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Equity Participation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Korea Petrochemicals Industry | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
006650 | CINS Y4S99J105 | 03/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
2 | Election of Corporate Auditor | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | Against | Against | |||
4 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
Korea Real Estate Investment Trust CO. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
034830 | CINS Y4941V108 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Elect CHA Jung Hoon | Mgmt | For | Against | Against | |||
6 | Elect CHOI Yoon Sung | Mgmt | For | Against | Against | |||
7 | Elect PARK Jong Woo | Mgmt | For | Against | Against | |||
8 | Elect JANG Yong Suk | Mgmt | For | Against | Against | |||
9 | Election of Independent Director to Become Audit Committee Member: LIM Kyung Tek | Mgmt | For | Against | Against | |||
10 | Election of Audit Committee Member: PARK Jong Woo | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member: JANG Yong Suk | Mgmt | For | For | For | |||
Kyorin Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4569 | CINS J37996113 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
2 | Elect Minoru Hogawa | Mgmt | For | For | For | |||
3 | Elect Tomiharu Matsumoto | Mgmt | For | For | For | |||
4 | Elect Yutaka Ogihara | Mgmt | For | For | For | |||
5 | Elect Shigeru Ogihara | Mgmt | For | For | For | |||
6 | Elect Kenji Akutsu | Mgmt | For | For | For | |||
7 | Elect Tomiya Sasahara | Mgmt | For | For | For | |||
8 | Elect Michiroh Ohnota | Mgmt | For | For | For | |||
9 | Elect Noriyuki Shikanai | Mgmt | For | For | For | |||
10 | Elect Ken Shigematsu | Mgmt | For | For | For | |||
11 | Elect Yoh Gotoh | Mgmt | For | For | For | |||
Laurentian Bank Of Canada | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LB | CUSIP 51925D106 | 03/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lise Bastarache | Mgmt | For | For | For | |||
1.2 | Elect Sonia A. Baxendale | Mgmt | For | For | For | |||
1.3 | Elect Richard Belanger | Mgmt | For | For | For | |||
1.4 | Elect Michael T. Boychuk | Mgmt | For | For | For | |||
1.5 | Elect Gordon Campbell | Mgmt | For | For | For | |||
1.6 | Elect Isabelle Courville | Mgmt | For | For | For | |||
1.7 | Elect Francois Desjardins | Mgmt | For | For | For | |||
1.8 | Elect Michel Labonte | Mgmt | For | For | For | |||
1.9 | Elect A. Michel Lavigne | Mgmt | For | For | For | |||
1.10 | Elect Michelle R. Savoy | Mgmt | For | For | For | |||
1.11 | Elect Susan Wolburgh Jenah | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Change of Auditor | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Response to Shareholder Vote on Compensation | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Employee Profit Sharing and Share Purchase Plans (1) | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Employee Profit Sharing and Share Purchase Plans (2) | ShrHoldr | Against | Against | For | |||
Leopalace21 Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8848 | CINS J38781100 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Eisei Miyama | Mgmt | For | For | For | |||
5 | Elect Tadahiro Miyama | Mgmt | For | For | For | |||
6 | Elect Yuzuru Sekiya | Mgmt | For | For | For | |||
7 | Elect Hiroshi Takeda | Mgmt | For | For | For | |||
8 | Elect Kazuto Tajiri | Mgmt | For | For | For | |||
9 | Elect Yoshikazu Miike | Mgmt | For | For | For | |||
10 | Elect Hiroyuki Harada | Mgmt | For | For | For | |||
11 | Elect Bunya Miyao | Mgmt | For | For | For | |||
12 | Elect Tadashi Kodama | Mgmt | For | For | For | |||
13 | Elect Tetsuji Taya | Mgmt | For | For | For | |||
14 | Elect Yoshiko Sasao | Mgmt | For | For | For | |||
15 | Elect Jiroh Yoshino as Statutory Auditor | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
LF Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
093050 | CINS Y5275J108 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect YANG Jae Taek | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Member: YANG Jae Taek | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
Lonza Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LONN | CINS H50524133 | 04/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
7 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||
8 | Elect Jean-Daniel Gerber | Mgmt | For | TNA | N/A | |||
9 | Elect Christoph Mader | Mgmt | For | TNA | N/A | |||
10 | Elect Barbara M. Richmond | Mgmt | For | TNA | N/A | |||
11 | Elect Margot Scheltema | Mgmt | For | TNA | N/A | |||
12 | Elect Rolf Soiron | Mgmt | For | TNA | N/A | |||
13 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||
14 | Elect Antonio Trius | Mgmt | For | TNA | N/A | |||
15 | Elect Albert M. Baehny | Mgmt | For | TNA | N/A | |||
16 | Appoint Rolf Soiron as Board Chair | Mgmt | For | TNA | N/A | |||
17 | Elect Jean-Daniel Gerber as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Christoph Mader as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Jurgen B. Steinemann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||
23 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
24 | Executive Compensation (Variable Short-Term) | Mgmt | For | TNA | N/A | |||
25 | Executive Compensation (Variable Long-Term) | Mgmt | For | TNA | N/A | |||
26 | Rights Issue | Mgmt | For | TNA | N/A | |||
27 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
28 | Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Loomis AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOOM-B | CINS W5650X104 | 05/04/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Nomination Committee | Mgmt | For | TNA | N/A | |||
22 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
23 | Incentive Scheme | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Lotte Fine Chemical Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
004000 | CINS Y7472W106 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
5 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Maeda Road Construction Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1883 | CINS J39401104 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Masatsugu Okabe | Mgmt | For | For | For | |||
3 | Elect Ryohzoh Imaeda | Mgmt | For | For | For | |||
4 | Elect Kanji Suzuki | Mgmt | For | For | For | |||
5 | Elect Hitoshi Uchiyama | Mgmt | For | For | For | |||
6 | Elect Hirotaka Nishikawa | Mgmt | For | For | For | |||
7 | Elect Hideya Takekawa | Mgmt | For | For | For | |||
8 | Elect Kaoru Fujii | Mgmt | For | For | For | |||
9 | Elect Masaji Nagumo | Mgmt | For | For | For | |||
10 | Elect Takashi Yokomizo | Mgmt | For | For | For | |||
11 | Elect Hisashi Kajiki | Mgmt | For | For | For | |||
Man Wah Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1999 | CINS G5800U107 | 07/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Alan Marnie | Mgmt | For | For | For | |||
6 | Elect DAI Quanfa | Mgmt | For | For | For | |||
7 | Elect David CHAU Shing Yim | Mgmt | For | Against | Against | |||
8 | Elect Tony KAN Chung Nin | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Bonus Share Issuance | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mapletree Industrial Trust Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ME8U | CINS Y5759S103 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Authority to Issue Units w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
Muhak | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
033920 | CINS Y61512102 | 10/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
National Express Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEX | CINS G6374M109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Armitt | Mgmt | For | For | For | |||
5 | Elect Matthew Ashley | Mgmt | For | For | For | |||
6 | Elect Joaquin Ayuso Garcia | Mgmt | For | For | For | |||
7 | Elect Jorge Cosmen Menendez-Castanedo | Mgmt | For | For | For | |||
8 | Elect Matthew Crummack | Mgmt | For | For | For | |||
9 | Elect Dean Finch | Mgmt | For | For | For | |||
10 | Elect Jane Kingston | Mgmt | For | For | For | |||
11 | Elect Michael J.E. McKeon | Mgmt | For | For | For | |||
12 | Elect Chris E. Muntwyler | Mgmt | For | For | For | |||
13 | Elect Lee Sander | Mgmt | For | For | For | |||
14 | Elect Ashley Steel | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Nippo Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1881 | CINS J5192P101 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kazunori Mizushima | Mgmt | For | For | For | |||
3 | Elect Hiromi Iwata | Mgmt | For | For | For | |||
4 | Elect Akitsugu Takahashi | Mgmt | For | For | For | |||
5 | Elect Yoshikazu Yoshikawa | Mgmt | For | For | For | |||
6 | Elect Yoshio Baba | Mgmt | For | For | For | |||
7 | Elect Masahiro Miyazaki | Mgmt | For | For | For | |||
8 | Elect Yuji Hashimoto | Mgmt | For | For | For | |||
9 | Elect Junichi Kawada | Mgmt | For | For | For | |||
10 | Elect Tsutomu Kimura | Mgmt | For | For | For | |||
11 | Elect Muneaki Ueda | Mgmt | For | For | For | |||
12 | Elect Yasuhiro Yoshida | Mgmt | For | Against | Against | |||
13 | Elect Makoto Kamiyama | Mgmt | For | Against | Against | |||
14 | Elect Yukoh Ishida | Mgmt | For | For | For | |||
15 | Elect Kunio Tomabechi | Mgmt | For | Against | Against | |||
OM Asset Management plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMAM | CUSIP G67506108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L. Bain | Mgmt | For | Against | Against | |||
2 | Elect Stuart H. Bohart | Mgmt | For | Against | Against | |||
3 | Elect Russell Carmedy | Mgmt | For | Against | Against | |||
4 | Elect Robert J. Chersi | Mgmt | For | Against | Against | |||
5 | Elect Ingrid Johnson | Mgmt | For | Against | Against | |||
6 | Elect Kyle Prechtl Legg | Mgmt | For | Against | Against | |||
7 | Elect James J. Ritchie | Mgmt | For | Against | Against | |||
8 | Elect John D. Rogers | Mgmt | For | Against | Against | |||
9 | Elect Donald J. Schneider | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
17 | Amendment to the Non-Employee Directors' Equity Incentive Plan | Mgmt | For | Against | Against | |||
18 | Approval of the Executive Performance Plan | Mgmt | For | For | For | |||
Open House Co.Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3288 | CINS J3072G101 | 12/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masaaki Arai | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Kamata | Mgmt | For | For | For | |||
5 | Elect Hitoshi Imamura | Mgmt | For | For | For | |||
6 | Elect Ryohsuke Fukuoka | Mgmt | For | For | For | |||
7 | Elect Kohtaroh Wakatabi | Mgmt | For | For | For | |||
8 | Elect Kunichiroh Adachi | Mgmt | For | For | For | |||
9 | Elect Hitoshi Ishimura | Mgmt | For | For | For | |||
10 | Elect Yuzoh Tooyama | Mgmt | For | For | For | |||
11 | Elect Osamu Yoshida | Mgmt | For | For | For | |||
12 | Elect Yohsuke Fukushima | Mgmt | For | For | For | |||
13 | Elect Kazumi Ido as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Osram Licht AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSR | CINS D5963B113 | 02/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
Partners Group Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Elect Peter Wuffli as Board Chair | Mgmt | For | TNA | N/A | |||
9 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
10 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||
11 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||
12 | Elect Michelle Felman | Mgmt | For | TNA | N/A | |||
13 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
14 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||
15 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||
16 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
17 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||
18 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Steffen Meister as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Partron Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
091700 | CINS Y6750Z104 | 03/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jong Koo | Mgmt | For | Against | Against | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Penta-Ocean Construction Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1893 | CINS J63653109 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takuzoh Shimizu | Mgmt | For | For | For | |||
4 | Elect Kunihiko Sasaki | Mgmt | For | For | For | |||
5 | Elect Kazuya Ueda | Mgmt | For | For | For | |||
6 | Elect Akihiko Togoh | Mgmt | For | For | For | |||
7 | Elect Yuji Nakamitsu | Mgmt | For | For | For | |||
8 | Elect Tetsushi Noguchi | Mgmt | For | For | For | |||
9 | Elect Michio Inatomi | Mgmt | For | For | For | |||
10 | Elect Hiroshi Watanabe | Mgmt | For | For | For | |||
11 | Elect Yasuhiro Kawashima | Mgmt | For | For | For | |||
12 | Elect Hidenori Takahashi | Mgmt | For | For | For | |||
13 | Elect Naoki Furuya | Mgmt | For | For | For | |||
14 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Poongsan Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
103140 | CINS Y7021M104 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Adoption of Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
PostNL NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNL | CINS N7203C108 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Elect Eelco Blok to the Supervisory Board | Mgmt | For | For | For | |||
15 | Elect A.M. Jongerius to the Supervisory Board | Mgmt | For | For | For | |||
16 | Elect J.W.M. Engel to the Supervisory Board | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Primary Health Care Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRY | CINS Q77519108 | 11/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Paul F. Jones | Mgmt | For | For | For | |||
4 | Re-elect Errol Katz | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Prosegur Compania de Seguridad, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSG | CINS E83453188 | 12/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Disposal Authorization | Mgmt | For | For | For | |||
3 | Special Dividend | Mgmt | For | For | For | |||
4 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Susanne Hannemann | Mgmt | For | Against | Against | |||
10 | Elect Andreas Georgi | Mgmt | For | Against | Against | |||
11 | Elect Franz Jung | Mgmt | For | Against | Against | |||
12 | Elect Klaus Draeger | Mgmt | For | Against | Against | |||
Rightmove Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMV | CINS G75657109 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Scott Forbes | Mgmt | For | Against | Against | |||
8 | Elect Peter Brooks-Johnson | Mgmt | For | Against | Against | |||
9 | Elect Robyn Perriss | Mgmt | For | Against | Against | |||
10 | Elect Peter W. Williams | Mgmt | For | Against | Against | |||
11 | Elect Ashley Martin | Mgmt | For | Against | Against | |||
12 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | Against | Against | |||
13 | Elect Jacqueline de Rojas | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendment to 2009 Deferred Share Bonus Plan | Mgmt | For | For | For | |||
21 | 2008 Sharesave Plan | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Saracen Mineral Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAR | CINS Q8309T109 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Martin Reed | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Renew Performance Rights Plan | Mgmt | For | For | For | |||
5 | Equity Grant (MD Raleigh Finlayson) | Mgmt | For | For | For | |||
6 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
Scor SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Remuneration of Mr. Denis Kessler, Chairman and CEO | Mgmt | For | For | For | |||
8 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
9 | Elect Marguerite Berard-Andrieu | Mgmt | For | For | For | |||
10 | Elect Thierry Derez | Mgmt | For | For | For | |||
11 | Elect Dennis L. Kessler | Mgmt | For | For | For | |||
12 | Elect Vanessa Marquette | Mgmt | For | For | For | |||
13 | Elect Claude Tendil | Mgmt | For | For | For | |||
14 | Elect Thomas Saunier | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Amendments to Articles Regarding Employee Shareholder Representatives | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Amendment to Articles Regarding Headquarters | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Seria Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2782 | CINS J7113X106 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Eiji Kawai | Mgmt | For | For | For | |||
3 | Elect Yasushi Iwama | Mgmt | For | For | For | |||
4 | Elect Masahiro Tanaka | Mgmt | For | For | For | |||
5 | Elect Masanori Kobayashi | Mgmt | For | For | For | |||
Shinmaywa Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7224 | CINS J73434102 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tatsuyuki Isogawa | Mgmt | For | For | For | |||
4 | Elect Keisuke Endoh | Mgmt | For | For | For | |||
5 | Elect Kanji Ishimaru | Mgmt | For | For | For | |||
6 | Elect Katsuyuki Tanuma | Mgmt | For | For | For | |||
7 | Elect Kohji Fukai | Mgmt | For | For | For | |||
8 | Elect Atsushi Itami | Mgmt | For | For | For | |||
9 | Elect Nobutane Yamamoto | Mgmt | For | For | For | |||
10 | Elect Kazuo Hiramatsu | Mgmt | For | For | For | |||
11 | Elect Yoshifumi Kanda as Statutory Auditor | Mgmt | For | Against | Against | |||
12 | Bonus | Mgmt | For | For | For | |||
SKY Perfect JSAT Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9412 | CINS J75606103 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shinji Takada | Mgmt | For | For | For | |||
3 | Elect Masao Nitoh | Mgmt | For | For | For | |||
4 | Elect Mitsunobu Komori | Mgmt | For | For | For | |||
5 | Elect Kohki Koyama | Mgmt | For | For | For | |||
6 | Elect Shinji Yokomizu | Mgmt | For | For | For | |||
7 | Elect Jiroh Komaki | Mgmt | For | For | For | |||
8 | Elect Iwao Nakatani | Mgmt | For | For | For | |||
9 | Elect Kazunobu Iijima | Mgmt | For | For | For | |||
10 | Elect Michiaki Ogasawara | Mgmt | For | For | For | |||
11 | Elect Kiyoshi Kohsaka | Mgmt | For | For | For | |||
12 | Elect Yoshinobu Kosugi | Mgmt | For | For | For | |||
13 | Elect Tatsushi Shingu | Mgmt | For | Against | Against | |||
14 | Elect Itaru Nishimura | Mgmt | For | For | For | |||
15 | Elect Hiroyuki Aiko | Mgmt | For | For | For | |||
Software AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOW | CINS D7045M133 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
10 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Soulbrain Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
036830 | CINS Y8076W112 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect JANG Byung Mo | Mgmt | For | Against | Against | |||
3 | Elect PARK Young Soo | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
SSP Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSPG | CINS G8402N109 | 03/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Vagn Sorensen | Mgmt | For | Against | Against | |||
5 | Elect John Barton | Mgmt | For | For | For | |||
6 | Elect Kate Swann | Mgmt | For | For | For | |||
7 | Elect Jonathan Davies | Mgmt | For | For | For | |||
8 | Elect Ian Dyson | Mgmt | For | For | For | |||
9 | Elect Denis Hennequin | Mgmt | For | For | For | |||
10 | Elect Per H. Utnegaard | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Stada Arzneimittel AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAZ | CINS D76226113 | 08/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Remuneration Policy | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Elimination of Restrictions on the Transferability of Shares | Mgmt | For | For | For | |||
12 | Elect Birgit Kudlek | Mgmt | For | Against | Against | |||
13 | Elect Tina Muller | Mgmt | For | Against | Against | |||
14 | Elect Gunnar Riemann | Mgmt | For | Against | Against | |||
15 | Elect Rolf Hoffmann | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Removal of Martin Abend | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Removal of Carl Ferdinand Oetker | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Election of Eric Cornut | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Election of Ursula Schutze-Kreilkamp | ShrHoldr | Against | Against | For | |||
20 | Additional or Miscellaneous Shareholder Proposals | ShrHoldr | N/A | Against | N/A | |||
Storebrand ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STB | CINS R85746106 | 09/22/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
7 | Agenda | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Elect Jan Christian Opsahl | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sumitomo Forestry Co, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1911 | CINS J77454122 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Bonus | Mgmt | For | For | For | |||
SVG Capital plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVI | CINS G8600D101 | 02/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduction in Share Capital | Mgmt | For | For | For | |||
SVG Capital plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVI | CINS G8600D101 | 03/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Andrew Sykes | Mgmt | For | For | For | |||
4 | Elect Lynn Fordham | Mgmt | For | For | For | |||
5 | Elect Stephen Duckett | Mgmt | For | For | For | |||
6 | Elect David Robins | Mgmt | For | For | For | |||
7 | Elect Helen Mahy | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SVG Capital plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVI | CINS G8600D101 | 12/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change of Investment Objective and Policy | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares Under Tender Offer | Mgmt | For | For | For | |||
Swiss Life Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLHN | CINS H8404J162 | 04/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Dorig as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Gerold Buhrer | Mgmt | For | TNA | N/A | |||
12 | Elect Adrienne Corboud Fumagalli | Mgmt | For | TNA | N/A | |||
13 | Elect Ueli Dietiker | Mgmt | For | TNA | N/A | |||
14 | Elect Damir Filipovic | Mgmt | For | TNA | N/A | |||
15 | Elect Frank W. Keuper | Mgmt | For | TNA | N/A | |||
16 | Elect Henry Peter | Mgmt | For | TNA | N/A | |||
17 | Elect Frank Schnewlin | Mgmt | For | TNA | N/A | |||
18 | Elect Franziska Tschudi Sauber | Mgmt | For | TNA | N/A | |||
19 | Elect Klaus Tschutscher | Mgmt | For | TNA | N/A | |||
20 | Elect Stefan Loacker | Mgmt | For | TNA | N/A | |||
21 | Elect Henry Peter as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Franz Schnewlin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Franziska Tschudi Sauber as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Takeuchi MFG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6432 | CINS J8135G105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Akio Takeuchi | Mgmt | For | For | For | |||
4 | Elect Toshiya Takeuchi | Mgmt | For | For | For | |||
5 | Elect Nobuhiko Yoda | Mgmt | For | For | For | |||
6 | Elect Takeshi Miyairi | Mgmt | For | For | For | |||
Takuma Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6013 | CINS J81539108 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Takaaki Katoh | Mgmt | For | For | For | |||
3 | Elect Kengo Numata | Mgmt | For | For | For | |||
4 | Elect Hiroaki Nanjoh | Mgmt | For | For | For | |||
5 | Elect Tsuyoshi Nishiyama | Mgmt | For | For | For | |||
6 | Elect Hideki Takeguchi | Mgmt | For | For | For | |||
7 | Elect Kohji Tanaka | Mgmt | For | For | For | |||
Techtronic Industries Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0669 | CINS Y8563B159 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Horst J. Pudwill | Mgmt | For | Against | Against | |||
6 | Elect Joseph Galli Jr. | Mgmt | For | Against | Against | |||
7 | Elect Peter D. Sullivan | Mgmt | For | Against | Against | |||
8 | Elect Vincent CHEUNG Ting Kau | Mgmt | For | Against | Against | |||
9 | Elect Johannes-Gerhard Hesse | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
15 | Adoption of New Share Option Scheme | Mgmt | For | Against | Against | |||
Telepizza Group S.A.U. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPZ | CINS E9015B104 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | For | For | |||
6 | Elect Marcos de Quinto Romero | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
8 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
5 | Elect Lesley Knox | Mgmt | For | For | For | |||
6 | Elect Dawn Airey | Mgmt | For | For | For | |||
7 | Elect Annet Aris | Mgmt | For | For | For | |||
8 | Elect Emre Berkin | Mgmt | For | For | For | |||
9 | Elect Peter Fankhauser | Mgmt | For | For | For | |||
10 | Elect Michael Healy | Mgmt | For | For | For | |||
11 | Elect Frank L. Meysman | Mgmt | For | For | For | |||
12 | Elect Warren G. Tucker | Mgmt | For | For | For | |||
13 | Elect Martine Verluyten | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | 2017 Performance Share Plan | Mgmt | For | Against | Against | |||
19 | 2017 Strategic Share Incentive Plan | Mgmt | For | Against | Against | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tieto Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIE1V | CINS X90409115 | 03/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | Against | Against | |||
14 | Election of Directors | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Amendments to Articles | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Tokyo Seimitsu Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7729 | CINS J87903100 | 06/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunimasa Ohta | Mgmt | For | For | For | |||
4 | Elect Hitoshi Yoshida | Mgmt | For | For | For | |||
5 | Elect Ryuichi Kimura | Mgmt | For | For | For | |||
6 | Elect Kohichi Kawamura | Mgmt | For | For | For | |||
7 | Elect Akihiro Endoh | Mgmt | For | For | For | |||
8 | Elect Masahiro Tomoeda | Mgmt | For | For | For | |||
9 | Elect Takahiro Hohkida | Mgmt | For | For | For | |||
10 | Elect Wolfgang Bonatz | Mgmt | For | For | For | |||
11 | Elect Hirokazu Matsumoto | Mgmt | For | For | For | |||
12 | Elect Shozoh Saitoh | Mgmt | For | For | For | |||
13 | Elect TANG Dong Lei | Mgmt | For | For | For | |||
14 | Elect Naomi Inoue | Mgmt | For | For | For | |||
15 | Elect Masahiro Maeda | Mgmt | For | For | For | |||
16 | Equity Compensation Plan | Mgmt | For | For | For | |||
Toshiba Plant Systems & Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1983 | CINS J89795124 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masaharu Yoshida | Mgmt | For | For | For | |||
3 | Elect Masataka Hayashi | Mgmt | For | For | For | |||
4 | Elect Yoshikatsu Tanaka | Mgmt | For | For | For | |||
5 | Elect Kohichi Kamei | Mgmt | For | For | For | |||
6 | Elect Kenji Usui | Mgmt | For | For | For | |||
7 | Elect Masayuki Kitabayashi | Mgmt | For | For | For | |||
8 | Elect Kazunori Tsuruhara | Mgmt | For | For | For | |||
9 | Elect Yasuo Yamazaki | Mgmt | For | For | For | |||
10 | Elect Kishiko Wada | Mgmt | For | For | For | |||
11 | Elect Yoshikazu Yokoyama | Mgmt | For | For | For | |||
12 | Elect Fumihiro Nagaya as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Tritax Big Box Reit Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBOX | CINS G9101W101 | 10/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Placing, Offer for Subscription and Open Offer | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Disapplication of Preemptive Rights (Placing and Offer for Subscription) | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
TS TECH CO., LTD. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7313 | CINS J9299N100 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Akihiro Miyota as Statutory Auditor | Mgmt | For | Against | Against | |||
5 | Elect Kazunori Wasemoto as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Tsubakimoto Chain Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6371 | CINS J93020105 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Isamu Osa | Mgmt | For | For | For | |||
3 | Elect Yasushi Ohhara | Mgmt | For | For | For | |||
4 | Elect Tadasu Suzuki | Mgmt | For | For | For | |||
5 | Elect Hideaki Haruna | Mgmt | For | For | For | |||
6 | Elect Tetsuya Yamamoto | Mgmt | For | For | For | |||
7 | Elect Hiromasa Kawaguchi | Mgmt | For | For | For | |||
8 | Elect Kenji Kose | Mgmt | For | For | For | |||
9 | Elect Hidetoshi Yajima | Mgmt | For | For | For | |||
10 | Elect Shuhji Abe | Mgmt | For | For | For | |||
11 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
12 | Elect Hidefumi Naitoh as Statutory Auditor | Mgmt | For | For | For | |||
13 | Elect Kohji Hayashi as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Ulvac Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6728 | CINS J94048105 | 09/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hisaharu Obinata | Mgmt | For | For | For | |||
5 | Elect Setsuo Iwashita | Mgmt | For | For | For | |||
6 | Elect Junki Fujiyama | Mgmt | For | For | For | |||
7 | Elect Hideyuki Odagi | Mgmt | For | For | For | |||
8 | Elect Akira Mibayashi | Mgmt | For | For | For | |||
9 | Elect Kohzoh Ishida | Mgmt | For | For | For | |||
10 | Elect Takao Nonaka as Alternate Statutory Auditor | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | Against | Against | |||
12 | Equity Compensation Plan | Mgmt | For | For | For | |||
Warehouses De Pauw Comm. V.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDP | CINS B9774V120 | 04/26/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Company's Permanent Representatives Acts | Mgmt | For | TNA | N/A | |||
10 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Remuneration Report | Mgmt | For | TNA | N/A | |||
13 | Accounts and Reports; Allocation of Profits (The Bridge Logistics III NV) | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board Acts (The Bridge Logistics III NV) | Mgmt | For | TNA | N/A | |||
15 | Ratification of Auditor's Acts (The Bridge Logistics III NV) | Mgmt | For | TNA | N/A | |||
16 | Accounts and Reports; Allocation of Profits (Suncop I NV) | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board Acts (Suncop I NV) | Mgmt | For | TNA | N/A | |||
18 | Ratification of Auditor's Acts (Suncop I NV) | Mgmt | For | TNA | N/A | |||
19 | Accounts and Reports; Allocation of Profits (Suncop 2 BVBA) | Mgmt | For | TNA | N/A | |||
20 | Ratification of Board Acts (Suncop 2 BVBA) | Mgmt | For | TNA | N/A | |||
21 | Ratification of Auditor's Acts (Suncop 2 BVBA) | Mgmt | For | TNA | N/A | |||
22 | Accounts and Reports; Allocation of Profits (Maritime Logistics Bornem NV) | Mgmt | For | TNA | N/A | |||
23 | Ratification of Board Acts (Maritime Logistics Bornem NV) | Mgmt | For | TNA | N/A | |||
24 | Ratification of Auditor's Acts (Maritime Logistics Bornem NV) | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Change in Control Clause (Financing Agreement) | Mgmt | For | TNA | N/A | |||
29 | Change in Control Clause (Transaction Documents) | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Westshore Terminals Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTE | CUSIP 96145A200 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William W. Stinson | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. Dallas H. Ross | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael J. Korenberg | Mgmt | For | Withhold | Against | |||
1.4 | Elect Brian Canfield | Mgmt | For | Withhold | Against | |||
1.5 | Elect Doug Souter | Mgmt | For | Withhold | Against | |||
1.6 | Elect Glen Clark | Mgmt | For | Withhold | Against | |||
1.7 | Elect H. Clark Hollands | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Whitehaven Coal Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHC | CINS Q97664108 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | REMUNERATION REPORT | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Paul Flynn) | Mgmt | For | For | For | |||
4 | Re-elect Raymond Zage | Mgmt | For | For | For | |||
5 | Re-elect Christine F. McLoughlin | Mgmt | For | For | For | |||
William Hill plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMH | CINS G9645P117 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mark Brooker | Mgmt | For | For | For | |||
6 | Elect John P O'Reilly | Mgmt | For | For | For | |||
7 | Elect Robin Terrell | Mgmt | For | For | For | |||
8 | Elect Gareth Davis | Mgmt | For | For | For | |||
9 | Elect Philip Bowcock | Mgmt | For | For | For | |||
10 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
11 | Elect Georgina Harvey | Mgmt | For | For | For | |||
12 | Elect Ashley Highfield | Mgmt | For | For | For | |||
13 | Elect David S. Lowden | Mgmt | For | For | For | |||
14 | Elect Imelda Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Interest) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Deferred Share Bonus Plan | Mgmt | For | For | For | |||
23 | Performance Share Plan | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Yamato Kogyo Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5444 | CINS J96524111 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Inoue | Mgmt | For | For | For | |||
4 | Elect Kengo Nakaya | Mgmt | For | For | For | |||
5 | Elect Katsumasa Kohata | Mgmt | For | For | For | |||
6 | Elect Damri Tunshevavong | Mgmt | For | For | For | |||
7 | Elect Takenosuke Yasufuku | Mgmt | For | For | For | |||
8 | Elect Motoyoshi Maruyama | Mgmt | For | For | For | |||
9 | Elect Kazuhiro Tsukamoto | Mgmt | For | For | For | |||
10 | Special Allowances for Directors and Statutory Auditors | Mgmt | For | For | For | |||
11 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For |
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam International Growth Fund | |||||||
Date of Fiscal Year End: | 09/30 | |||||||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital 2017/I | Mgmt | For | For | For | |||
11 | Increase in Authorised Capital 2017/II | Mgmt | For | For | For | |||
12 | Increase in Authorised Capital 2017/III | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Fiscal Year 2017) | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Interim Reports - Fiscal Year 2017) | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Interim Reports - Fiscal Year 2018) | Mgmt | For | For | For | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Justine Roberts | Mgmt | For | Against | Against | |||
5 | Elect Annette Court | Mgmt | For | Against | Against | |||
6 | Elect David Stevens | Mgmt | For | Against | Against | |||
7 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
8 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
9 | Elect Jean Park | Mgmt | For | Against | Against | |||
10 | Elect Penelope James | Mgmt | For | Against | Against | |||
11 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
12 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Individual Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratify Co-option of Francisco Javier Martin Ramiro | Mgmt | For | For | For | |||
6 | Elect Maria Jesus Romero de Avila Torrijos | Mgmt | For | For | For | |||
7 | Elect Alicia Segovia Marco | Mgmt | For | For | For | |||
8 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
9 | Amendments to Articles 1, 2, 3, 51 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mohamed Azman Yahya | Mgmt | For | Against | Against | |||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | Against | Against | |||
Ain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kiichi Ohtani | Mgmt | For | For | For | |||
3 | Elect Hiromi Katoh | Mgmt | For | For | For | |||
4 | Elect Masahito Sakurai | Mgmt | For | For | For | |||
5 | Elect Shohichi Shudoh | Mgmt | For | For | For | |||
6 | Elect Toshihide Mizushima | Mgmt | For | For | For | |||
7 | Elect Miya Ohishi | Mgmt | For | For | For | |||
8 | Elect Rieko Kimei | Mgmt | For | For | For | |||
9 | Elect Koh Mori | Mgmt | For | For | For | |||
10 | Elect Seiichiroh Satoh | Mgmt | For | For | For | |||
11 | Elect Yasuyuki Hamada | Mgmt | For | For | For | |||
12 | Elect Kohichi Kawamura | Mgmt | For | Against | Against | |||
13 | Elect Akira Ibayashi | Mgmt | For | Against | Against | |||
14 | Elect Osamu Muramatsu | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | |||
10 | Amendment to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aixtron SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIXA | CINS D0257Y135 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Rudiger von Rosen to the Supervisory Board | Mgmt | For | Against | Against | |||
10 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Amundi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMUN | CINS F8233H108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Jean-Paul Chifflet, Chair (until April 28, 2016) | Mgmt | For | For | For | |||
10 | Remuneration of Yves Perrier, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Advisory vote on the remuneration of senior management, responsible officers and regulated risk-takers | Mgmt | For | For | For | |||
13 | Ratification of the Co-optation of Michel Mathieu | Mgmt | For | For | For | |||
14 | Elect Laurence Danon Arnaud | Mgmt | For | For | For | |||
15 | Elect Helene Molinari | Mgmt | For | For | For | |||
16 | Elect Christian Rouchon | Mgmt | For | For | For | |||
17 | Elect Andree Samat | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 09/28/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Merger and Dissolution without Liquidation | Mgmt | For | TNA | N/A | |||
7 | Delisting as a Result of the Merger | Mgmt | For | TNA | N/A | |||
8 | Delegation of Powers to Directors | Mgmt | For | TNA | N/A | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
9 | Elect Bruno Lafont | Mgmt | For | For | For | |||
10 | Elect Michel Wurth | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
13 | Reverse Stock Split | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Arrow Global Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARW | CINS G05163103 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Lee Rochford | Mgmt | For | For | For | |||
5 | Elect Andrew C Fisher | Mgmt | For | For | For | |||
6 | Elect Jonathan Bloomer | Mgmt | For | For | For | |||
7 | Elect Rob Memmott | Mgmt | For | For | For | |||
8 | Elect Iain Cornish | Mgmt | For | For | For | |||
9 | Elect Lan Tu | Mgmt | For | For | For | |||
10 | Elect Maria Luis Albuquerque | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ashtead Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CINS G05320109 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Chris Cole | Mgmt | For | Against | Against | |||
6 | Elect Geoff Drabble | Mgmt | For | Against | Against | |||
7 | Elect Brendan Horgan | Mgmt | For | Against | Against | |||
8 | Elect Sat Dhaiwal | Mgmt | For | Against | Against | |||
9 | Elect Suzanne Wood | Mgmt | For | Against | Against | |||
10 | Elect Ian Sutcliffe | Mgmt | For | Against | Against | |||
11 | Elect Wayne Edmunds | Mgmt | For | Against | Against | |||
12 | Elect Lucinda Riches | Mgmt | For | Against | Against | |||
13 | Elect Tanya Fratto | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Emma Adamo | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Timothy Clarke | Mgmt | For | For | For | |||
9 | Elect Javier Ferran | Mgmt | For | For | For | |||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
11 | Elect Richard Reid | Mgmt | For | For | For | |||
12 | Elect Charles Sinclair | Mgmt | For | For | For | |||
13 | Elect George G. Weston | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Aurobindo Pharma Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUROPHARMA | CINS Y04527142 | 08/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect K. Nithyananda Reddy | Mgmt | For | For | For | |||
5 | Elect M. Madan Mohan Reddy | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
7 | Approve Revised Remuneration of N. Govindarajan (Managing Director) | Mgmt | For | For | For | |||
8 | Approve Revised Remuneration of M. Madan Mohan Reddy (Whole-time Director) | Mgmt | For | For | For | |||
9 | Appointment of P. Sarath Chandra Reddy (Whole-time Director); Approval of Remuneration | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Shayne Elliott) | Mgmt | For | For | For | |||
4 | Elect Sarah Halton | Mgmt | For | For | For | |||
5 | Re-elect Graeme Liebelt | Mgmt | For | For | For | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect Wu Xiandong | Mgmt | For | For | For | |||
9 | Elect LI Yao | Mgmt | For | For | For | |||
10 | Elect Patrick de Castelbajac | Mgmt | For | For | For | |||
11 | Shareholder Proposal in Ordinary Resolution | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Shareholder Proposal in Special Resolution | Mgmt | For | Against | Against | |||
B2W - Companhia Digital | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTOW3 | CINS P19055113 | 03/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
4 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
B2W - Companhia Digital | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTOW3 | CINS P19055113 | 04/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
B2W - Companhia Digital | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTOW3 | CINS P19055113 | 04/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Election of Board Member(s) Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Banco Macro SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMA | CUSIP 05961W105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits | Mgmt | For | For | For | |||
5 | Distribution of Dividends | Mgmt | For | For | For | |||
6 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Council Fees | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor's Fees | Mgmt | For | Against | Against | |||
9 | Elect Marcos Brito | Mgmt | For | Against | Against | |||
10 | Elect Delfin Federico Ezequiel Carballo | Mgmt | For | Against | Against | |||
11 | Elect Alejandro Fargosi | Mgmt | For | Against | Against | |||
12 | Elect Juan Martin Monge Varela | Mgmt | For | Against | Against | |||
13 | Election of Supervisory Board | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | Against | Against | |||
15 | Audit Committee Budget | Mgmt | For | Against | Against | |||
16 | Authority to Extend the Terms of Global Notes Program | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduce Term to Exercise Preemptive Rights and Waive Accretion Rights | Mgmt | For | For | For | |||
20 | Authority to Make the Public Offering in Local and/or Foreign Exchange Markets | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Shares and Carry Out Legal Formalities | Mgmt | For | For | For | |||
22 | Election of an Alternate Director | Mgmt | For | Against | Against | |||
Basso Industry Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1527 | CINS Y0718G100 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Employee Restricted Shares Plan | Mgmt | For | Against | Against | |||
6 | Non-compete Restrictions for the Newly Elected Director | Mgmt | For | For | For | |||
7 | Elect SHEN Zhen-Nan as Independent Director | Mgmt | For | For | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect Nicandro Durante | Mgmt | For | For | For | |||
8 | Elect Susan J. Farr | Mgmt | For | For | For | |||
9 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
10 | Elect Savio Kwan | Mgmt | For | Against | Against | |||
11 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | |||
12 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Ben Stevens | Mgmt | For | For | For | |||
15 | Elect Marion Helmes | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Burford Capital Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUR | CINS G17977102 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Guernsey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Middleton | Mgmt | For | Against | Against | |||
4 | Elect Charles Parkinson | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
CCC SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCC | CINS X5818P109 | 01/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||
5 | Election of Scrutiny Commission | Mgmt | For | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
8 | Waiver of Preemptive Rights (Shares) | Mgmt | For | TNA | N/A | |||
9 | Authority to Issue Convertible Warrants w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
10 | Waiver of Preemptive Rights (Warrants) | Mgmt | For | TNA | N/A | |||
11 | Share Listing, Dematerialisation and Registration | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles (Share Issuance) | Mgmt | For | TNA | N/A | |||
13 | Amendments to Articles (Share Capital) | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Creation of Reserves for Share Repurchase | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles (Voting Cap) | Mgmt | For | TNA | N/A | |||
17 | Election of Supervisory Board Member | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
3 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | For | N/A | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 09/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect DING Bin | Mgmt | For | For | For | |||
7 | Elect ZHOU Wen Zhi | Mgmt | For | Against | Against | |||
8 | Elect ONG King Keung | Mgmt | For | For | For | |||
9 | Elect SIU Chi Ming | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Clinigen Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLIN | CINS G2R22L107 | 11/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect John Bacon | Mgmt | For | Against | Against | |||
4 | Elect Shaun Chilton | Mgmt | For | Against | Against | |||
5 | Elect John Hartup | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Managing Director Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Nicholas Stathopoulos | Mgmt | For | TNA | N/A | |||
21 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
22 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
23 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
25 | Elect Andrew Barron as Chair | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Repurchase of Warrants | Mgmt | For | TNA | N/A | |||
29 | Share Savings Program 2017 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to LTIP 2017 | Mgmt | For | TNA | N/A | |||
31 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
32 | Amendment to LTIP 2016 and LTIP 2015 | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
35 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
36 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
37 | Amendments to Articles Regarding Euroclear; Auditor | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Board Size | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
6 | Elect Richard Cousins | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Johnny Thomson | Mgmt | For | For | For | |||
9 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
10 | Elect John G. Bason | Mgmt | For | For | For | |||
11 | Elect Don Robert | Mgmt | For | For | For | |||
12 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
13 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
14 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Increase in NED's Fee Cap | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
CompuGroup Medical SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CINS D15813211 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
10 | Elect Klaus Esser | Mgmt | For | Against | Against | |||
11 | Elect Daniel Gotthardt | Mgmt | For | For | For | |||
12 | Elect Ulrike Handel | Mgmt | For | Against | Against | |||
13 | Elect Rene Obermann | Mgmt | For | Against | Against | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Concord New Energy Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0182 | CINS G2345T109 | 02/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Purchase Contract 6 | Mgmt | For | For | For | |||
4 | Purchase Contract 7 | Mgmt | For | For | For | |||
Concord New Energy Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0182 | CINS G2345T109 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Zhifeng | Mgmt | For | For | For | |||
6 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | |||
7 | Elect Henry YAT Fat Suan | Mgmt | For | For | For | |||
8 | Elect NIU Wenhui | Mgmt | For | For | For | |||
9 | Elect GUI Kai | Mgmt | For | For | For | |||
10 | Elect WU Shaohua | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Concord New Energy Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0182 | CINS G2345T109 | 10/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Purchase Contract 5 | Mgmt | For | For | For | |||
Cox & Kings India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COX&KINGS | CINS Y17730113 | 09/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Urrshila Kerkar | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dionisio Romero Paoletti | Mgmt | For | Against | Against | |||
3 | Elect Raimundo Morales Dasso | Mgmt | For | Against | Against | |||
4 | Elect Juan Carlos Verme Giannoni | Mgmt | For | Against | Against | |||
5 | Elect Benedicto Ciguenas Guevara | Mgmt | For | Against | Against | |||
6 | Elect Patricia Lizarraga Guthertz | Mgmt | For | Against | Against | |||
7 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||
8 | Elect Martin Perez Monteverde | Mgmt | For | Against | Against | |||
9 | Elect Luis Enrique Romero Belismelis | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Criteo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRTO | CUSIP 226718104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hubert de Pesquidoux | Mgmt | For | For | For | |||
2 | Elect Edmond Mesrobian | Mgmt | For | For | For | |||
3 | Elect Nathalie Balla | Mgmt | For | For | For | |||
4 | Elect Rachel Picard | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
9 | Ratification of Board and Auditor Acts | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Related Party Transactions (Jean-Baptiste Rudelle) | Mgmt | For | For | For | |||
12 | Related Party Transactions (Eric Eichmann) | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Deloitte) and Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Stock Options | Mgmt | For | Against | Against | |||
16 | Amendment of Time-Based RSU Plan 2015 | Mgmt | For | For | For | |||
17 | Authority to Grant Performance-Based Free Shares and RSUs (Executives and Employees) | Mgmt | For | Against | Against | |||
18 | Authority to Issue Warrants | Mgmt | For | For | For | |||
19 | Global Ceiling on Capital Increases (Proposals 15.00 to 18.00) | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and/or Convertible Securities Through Private Placement to Qualified Institutional Investors | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Record Date | Mgmt | For | For | For | |||
26 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Elect John Hennessy | Mgmt | For | For | For | |||
5 | Elect Pat A. McCann | Mgmt | For | For | For | |||
6 | Elect Stephen McNally | Mgmt | For | For | For | |||
7 | Elect Dermot Crowley | Mgmt | For | For | For | |||
8 | Elect Robert Dix | Mgmt | For | For | For | |||
9 | Elect Alf Smiddy | Mgmt | For | For | For | |||
10 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Long Term Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Dominion Diamond Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDC | CUSIP 257287102 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brendan Bell | Mgmt | For | For | For | |||
1.2 | Elect Graham G. Clow | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Gannicott | Mgmt | For | For | For | |||
1.4 | Elect James K. Gowans | Mgmt | For | For | For | |||
1.5 | Elect David S. Smith | Mgmt | For | For | For | |||
1.6 | Elect Chuck Strahl | Mgmt | For | For | For | |||
1.7 | Elect Josef Vejvoda | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Andruskevich | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dubai Islamic Bank Pjsc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2888J107 | 02/22/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | TNA | N/A | |||
3 | Auditor's Report | Mgmt | For | TNA | N/A | |||
4 | Fatwa and Sharia Supervisory Board Report | Mgmt | For | TNA | N/A | |||
5 | Financial Statements | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Co-Option of Javier Marin Romano | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Election of Sharia Supervisory Board | Mgmt | For | TNA | N/A | |||
10 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
11 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Sukuk and/or Other Instruments | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Tier 1 Capital Instruments | Mgmt | For | TNA | N/A | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Euronext NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENX | CINS N3113K397 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Acquisition | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Euronext NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENX | CINS N3113K397 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
6 | Elect Paulo Rodrigues da Silva to the Management Board | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Foxtons Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOXT | CINS G3654P100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Mark Berry | Mgmt | For | Against | Against | |||
6 | Elect Andrew J. Adcock | Mgmt | For | Against | Against | |||
7 | Elect Ian E. Barlow | Mgmt | For | Against | Against | |||
8 | Elect Michael Brown | Mgmt | For | Against | Against | |||
9 | Elect Nic Budden | Mgmt | For | Against | Against | |||
10 | Elect Garry Watts | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Share Option Plan | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Fresenius SE & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRE | CINS D27348263 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendment to Stock Option Plan 2013 | Mgmt | For | Against | Against | |||
10 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Article 4 | Mgmt | For | For | For | |||
2 | Amendments to Article 12 | Mgmt | For | For | For | |||
3 | Amendments to Article 18 | Mgmt | For | For | For | |||
4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 08/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 08/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Election of J.F.M.L. van Boxmeer to the Management Board | Mgmt | For | For | For | |||
14 | Elect Maarten Das to Supervisory Board | Mgmt | For | Against | Against | |||
15 | Elect Christophe Navarre to the Supervisory Board | Mgmt | For | Against | Against | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect William Nowlan | Mgmt | For | For | For | |||
10 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 10/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Relative Performance Fee Methodology | Mgmt | For | Against | Against | |||
Homeserve plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSV | CINS G4639X119 | 07/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect J.M. Barry Gibson | Mgmt | For | For | For | |||
5 | Elect Richard D. Harpin | Mgmt | For | For | For | |||
6 | Elect Martin Bennett | Mgmt | For | For | For | |||
7 | Elect Johnathan Ford | Mgmt | For | For | For | |||
8 | Elect Stella David | Mgmt | For | For | For | |||
9 | Elect Ben Mingay | Mgmt | For | For | For | |||
10 | Elect Mark C. Morris | Mgmt | For | For | For | |||
11 | Elect Chris Havemann | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Dattatraya M. Sukthankar | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Branch Auditor | Mgmt | For | For | For | |||
7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
8 | Related Party Transactions with HDFC Bank | Mgmt | For | For | For | |||
9 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
10 | Appointment of Keki M. Mistry (Managing Director, Vice Chairman & CEO); Approval of Remuneration | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Imperial Brands PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4721W102 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Matthew Phillips | Mgmt | For | For | For | |||
9 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Infineon Technologies AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFX | CINS D35415104 | 02/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Geraldine Picaud to the Supervisory Board | Mgmt | For | Against | Against | |||
11 | Approval of Intra-company Control Agreement with Infineon Technologies Mantel 28 GmbH | Mgmt | For | For | For | |||
12 | Approval of the Intra-company Control Agreement with Infineon Technologies Mantel 29 GmbH | Mgmt | For | For | For | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Maximum Variable Pay Cap | Mgmt | For | For | For | |||
13 | Election of Ralph Hamers to the Management Board | Mgmt | For | For | For | |||
14 | Election of Steven van Rijswijk to the Management Board | Mgmt | For | For | For | |||
15 | Election of Koos Timmermans to the Management Board | Mgmt | For | For | For | |||
16 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||
17 | Elect Robert Reibestein | Mgmt | For | For | For | |||
18 | Elect Jeroen Van der Veer | Mgmt | For | For | For | |||
19 | Elect Jan Peter Balkenende | Mgmt | For | For | For | |||
20 | Elect Margarete Haase | Mgmt | For | For | For | |||
21 | Elect Hans Wijers | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven A Collins | Mgmt | For | Withhold | Against | |||
1.3 | Elect William M. Conroy | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ellen Levy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jim Steele | Mgmt | For | Withhold | Against | |||
1.6 | Elect Kevin Thompson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lloyd G. Waterhouse | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Minella | Mgmt | For | For | For | |||
2 | Elect Jerry R. Solomon | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Equity Participation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerry Behan | Mgmt | For | For | For | |||
4 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
5 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
6 | Elect Michael Dowling | Mgmt | For | For | For | |||
7 | Elect Joan Garahy | Mgmt | For | For | For | |||
8 | Elect Flor Healy | Mgmt | For | For | For | |||
9 | Elect James C. Kenny | Mgmt | For | For | For | |||
10 | Elect Stan McCarthy | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Komatsu Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Kazunori Kuromoto | Mgmt | For | For | For | |||
7 | Elect Masanao Mori | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
10 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
11 | Elect Hironobu Matsuo | Mgmt | For | For | For | |||
12 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Accounts and Reports of Delhaize Group | Mgmt | For | For | For | |||
11 | Ratification of Board of Directors Acts of Delhaize Group | Mgmt | For | For | For | |||
12 | Ratification of Auditor's Acts of Delhaize Group | Mgmt | For | For | For | |||
13 | Elect J.H.M. Hommen to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect B.J. Noteboom to the Supervisory Board | Mgmt | For | For | For | |||
15 | Approve Individual Exception to Compensation Policy | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Korea Aerospace Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
047810 | CINS Y4838Q105 | 03/24/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Elect KIM Tae Young | Mgmt | For | TNA | N/A | |||
3 | Elect LEE Dong Ho | Mgmt | For | TNA | N/A | |||
4 | Elect LEE Pal Seung | Mgmt | For | TNA | N/A | |||
5 | Election of Audit Committee Member: KIM Tae Young | Mgmt | For | TNA | N/A | |||
6 | Election of Audit Committee Member: LEE Dong Ho | Mgmt | For | TNA | N/A | |||
7 | Election of Audit Committee Member: LEE Pal Seung | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 10/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Audit Committee Member: KIM Joo Sun | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kumagai Gumi Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1861 | CINS J36705127 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Elect Yasushi Higuchi | Mgmt | For | For | For | |||
5 | Elect Susumu Ogawa | Mgmt | For | For | For | |||
6 | Elect Yasunori Sakurano | Mgmt | For | For | For | |||
7 | Elect Yoshihiko Katoh | Mgmt | For | For | For | |||
8 | Elect Kohichi Hironishi | Mgmt | For | For | For | |||
9 | Elect Mikie Yumoto | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Ogawa | Mgmt | For | For | For | |||
11 | Elect Tsukasa Yoshikawa | Mgmt | For | Against | Against | |||
12 | Elect Junji Konishi | Mgmt | For | Against | Against | |||
13 | Elect Akira Maekawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichi Fujinaga | Mgmt | For | For | For | |||
3 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
4 | Elect Seiki Ino | Mgmt | For | For | For | |||
5 | Elect Hironori Higaki | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
7 | Elect Masaaki Johno | Mgmt | For | For | For | |||
8 | Elect Keiji Maeda | Mgmt | For | For | For | |||
9 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
10 | Elect Tadatsugu Kitagawa | Mgmt | For | For | For | |||
11 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
12 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
13 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
14 | Elect Yasuyuki Fukushige | Mgmt | For | Against | Against | |||
15 | Elect Yuhzoh Sasaki | Mgmt | For | Against | Against | |||
16 | Elect Toshio Sakemi | Mgmt | For | For | For | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Elect Beat Hess as Board Chair | Mgmt | For | TNA | N/A | |||
7 | Elect Bertrand P. Collomb | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
9 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
10 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
11 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
12 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
13 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
14 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
15 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
16 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
17 | Elect Patrick Kron | Mgmt | For | TNA | N/A | |||
18 | Elect Paul Desmarais, Jr as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Oscar Fanjul as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Adrian Loader as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Nassef Sawiris as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Board Compensation | Mgmt | For | TNA | N/A | |||
26 | Executive Compensation | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Kawakami | Mgmt | For | Against | Against | |||
4 | Elect Yuko Kawamoto | Mgmt | For | Against | Against | |||
5 | Elect Haruka Matsuyama | Mgmt | For | Against | Against | |||
6 | Elect Toby S. Myerson | Mgmt | For | Against | Against | |||
7 | Elect Tsutomu Okuda | Mgmt | For | Against | Against | |||
8 | Elect Yukihiro Satoh | Mgmt | For | Against | Against | |||
9 | Elect Tarisa Watanagase | Mgmt | For | Against | Against | |||
10 | Elect Akira Yamate | Mgmt | For | Against | Against | |||
11 | Elect Takehiko Shimamoto | Mgmt | For | Against | Against | |||
12 | Elect Junichi Okamoto | Mgmt | For | Against | Against | |||
13 | Elect Kiyoshi Sono | Mgmt | For | Against | Against | |||
14 | Elect Takashi Nagaoka | Mgmt | For | Against | Against | |||
15 | Elect Mikio Ikegaya | Mgmt | For | Against | Against | |||
16 | Elect Kanetsugu Mike | Mgmt | For | Against | Against | |||
17 | Elect Nobuyuki Hirano | Mgmt | For | Against | Against | |||
18 | Elect Tadashi Kuroda | Mgmt | For | Against | Against | |||
19 | Elect Muneaki Tokunari | Mgmt | For | Against | Against | |||
20 | Elect Masamichi Yasuda | Mgmt | For | Against | Against | |||
21 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Reinstating Employees who Serve in Government | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Director Training | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Shareholder Communication with the Board | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Proposing Director Candidates | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Limit on Submission of Shareholder Proposals | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Establishment of a Liaison for Reporting Concerns to the Audit Committee | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Outside Director Sessions | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Recruitment Quotas | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Discriminatory Treatment of Activist Investors | ShrHoldr | Against | Against | For | |||
33 | Shareholder Proposal Regarding Investigative Committee On the Company's Opinion on the Actions of the Minister of Justice | ShrHoldr | Against | Against | For | |||
34 | Shareholder Proposal Regarding Special Committee on Certain Loan Agreements | ShrHoldr | Against | Against | For | |||
35 | Shareholder Proposal Regarding Dismissal of Haruka Matsuyama | ShrHoldr | Against | Against | For | |||
36 | Shareholder Proposal Regarding Dismissal of Haruka Matsuyama and Election of Lucian Bebchuk | ShrHoldr | Against | Against | For | |||
37 | Shareholder Proposal Regarding Bank of Japan Interest Rate Policy | ShrHoldr | Against | Against | For | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiromichi Iwasa | Mgmt | For | For | For | |||
4 | Elect Masanobu Komoda | Mgmt | For | For | For | |||
5 | Elect Yoshikazu Kitahara | Mgmt | For | For | For | |||
6 | Elect Kiyotaka Fujibayashi | Mgmt | For | For | For | |||
7 | Elect Yasuo Onozawa | Mgmt | For | For | For | |||
8 | Elect Masatoshi Satoh | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Ishigami | Mgmt | For | For | For | |||
10 | Elect Takashi Yamamoto | Mgmt | For | For | For | |||
11 | Elect Tohru Yamashita | Mgmt | For | For | For | |||
12 | Elect Toshiaki Egashira | Mgmt | For | For | For | |||
13 | Elect Masako Egawa | Mgmt | For | For | For | |||
14 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
15 | Bonus | Mgmt | For | For | For | |||
16 | Condolence Payment | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dwight M. Barns | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect David L. Chicoine | Mgmt | For | For | For | |||
4 | Elect Janice L. Fields | Mgmt | For | For | For | |||
5 | Elect Hugh Grant | Mgmt | For | For | For | |||
6 | Elect Arthur H. Harper | Mgmt | For | For | For | |||
7 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
8 | Elect Marcos Marinho Lutz | Mgmt | For | For | For | |||
9 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
10 | Elect Jon R. Moeller | Mgmt | For | For | For | |||
11 | Elect George H. Poste | Mgmt | For | For | For | |||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
13 | Elect Patricia Verduin | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Approval of Performance Goals Under and Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
4 | Elect Yoshitaka Fujita | Mgmt | For | For | For | |||
5 | Elect Tohru Inoue | Mgmt | For | For | For | |||
6 | Elect Norio Nakajima | Mgmt | For | For | For | |||
7 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
8 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
9 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
10 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
11 | Restricted Share Plan | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
4 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
5 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
6 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
7 | Elect Koh Shiota | Mgmt | For | For | For | |||
Nippon Television Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9404 | CINS J56171101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshio Ohkubo | Mgmt | For | For | For | |||
4 | Elect Yoshinobu Kosugi | Mgmt | For | For | For | |||
5 | Elect Kimio Maruyama | Mgmt | For | For | For | |||
6 | Elect Akira Ishizawa | Mgmt | For | For | For | |||
7 | Elect Kenichi Hirose | Mgmt | For | For | For | |||
8 | Elect Tsuneo Watanabe | Mgmt | For | For | For | |||
9 | Elect Takashi Imai | Mgmt | For | For | For | |||
10 | Elect Ken Satoh | Mgmt | For | For | For | |||
11 | Elect Tadao Kakizoe | Mgmt | For | For | For | |||
12 | Elect Yasushi Manago | Mgmt | For | For | For | |||
13 | Elect Katsuhiro Masukata as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||
Nipro Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8086 | CINS J56655103 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Shigeru Yanagase as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Nokia Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOKIA | CINS X61873133 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
5 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
6 | Elect Paul Kenyon | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Paul Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
14 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
15 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
16 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
17 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
18 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
19 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
20 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
21 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
22 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
23 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
4 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
5 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
6 | Elect Yasuhiro Kamio | Mgmt | For | Against | Against | |||
7 | Elect Hirotoshi Aramaki | Mgmt | For | Against | Against | |||
8 | Elect Minoru Arai | Mgmt | For | Against | Against | |||
9 | Elect Akitoshi Ichii | Mgmt | For | Against | Against | |||
10 | Elect Toshihiko Enomoto | Mgmt | For | Against | Against | |||
11 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
12 | Elect Ichiroh Tai | Mgmt | For | Against | Against | |||
13 | Elect Yasunobu Furukawa | Mgmt | For | Against | Against | |||
14 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
15 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Mollenkopf | Mgmt | For | Against | Against | |||
2 | Elect Derek K. Aberle | Mgmt | For | Against | Against | |||
3 | Elect George S. Davis | Mgmt | For | Against | Against | |||
4 | Elect Donald J. Rosenberg | Mgmt | For | Against | Against | |||
5 | Elect Brian Modoff | Mgmt | For | Against | Against | |||
6 | Discharge of Board and Management Members | Mgmt | For | For | For | |||
7 | Asset Sale Pursuant to Tender Offer | Mgmt | For | For | For | |||
8 | Liquidation | Mgmt | For | For | For | |||
9 | Amendment to Financial Year | Mgmt | For | For | For | |||
10 | Conversion to Private Company | Mgmt | For | For | For | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Kazuo Kojima | Mgmt | For | For | For | |||
5 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
6 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
7 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
8 | Elect Hideaki Takahashi | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 04/20/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Opening of Meeting; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports; Report of the Board of Directors; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Approval of Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Stein Erik Hagen | Mgmt | For | TNA | N/A | |||
15 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
16 | Elect Ingrid Jonasson Blank | Mgmt | For | TNA | N/A | |||
17 | Elect Lisbeth Valther Pallesen | Mgmt | For | TNA | N/A | |||
18 | Elect Lars Dahlgren | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Selte | Mgmt | For | TNA | N/A | |||
20 | Elect Liselott Kilaas | Mgmt | For | TNA | N/A | |||
21 | Elect Caroline Hagen Kjos as Deputy Board Member | Mgmt | For | TNA | N/A | |||
22 | Elect Stein Erik Hagen as Chair | Mgmt | For | TNA | N/A | |||
23 | Elect Grace Reksten Skaugen as Vice Chair | Mgmt | For | TNA | N/A | |||
24 | Nomination Committee | Mgmt | For | TNA | N/A | |||
25 | Amendment to Nomination Committee Charter | Mgmt | For | TNA | N/A | |||
26 | Directors' Fees | Mgmt | For | TNA | N/A | |||
27 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 09/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Election of Directors and Commissioners (Slate) and Approval of Fees | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Relo Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8876 | CINS J6436W118 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Masanori Sasada | Mgmt | For | For | For | |||
2 | Elect Kenichi Nakamura | Mgmt | For | For | For | |||
3 | Elect Yasushi Kadota | Mgmt | For | For | For | |||
4 | Elect Kenji Koshinaga | Mgmt | For | For | For | |||
5 | Elect Yasuji Shimizu | Mgmt | For | For | For | |||
6 | Elect Takashi Ohnogi | Mgmt | For | For | For | |||
7 | Elect Kazuya Udagawa | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Dai as Statutory Auditor | Mgmt | For | For | For | |||
RELX NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REN | CINS N7364X107 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
4 | Amendments to Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendments to Annual Incentive Plan | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Elect Anthony Habgood | Mgmt | For | For | For | |||
13 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
14 | Elect Adrian Hennah | Mgmt | For | For | For | |||
15 | Elect Marike van Lier Lels | Mgmt | For | For | For | |||
16 | Elect Robert A. McLeod | Mgmt | For | For | For | |||
17 | Elect Carol G. Mills | Mgmt | For | For | For | |||
18 | Elect Linda S. Sanford | Mgmt | For | For | For | |||
19 | Elect Ben van der Veer | Mgmt | For | For | For | |||
20 | Elect Erik Engstrom | Mgmt | For | For | For | |||
21 | Elect Nick Luff | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Cancellation of Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Rexel SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RXL | CINS F7782J366 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductibles Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Supplementary Retirement Benefits of Patrick Berard, CEO | Mgmt | For | For | For | |||
10 | Severance Agreement of Catherine Guillouard, Deputy CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
14 | Remuneration of Rudy Provoost, Chairman and CEO | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Berard, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Catherine Guillouard, Deputy CEO | Mgmt | For | For | For | |||
17 | Remuneration of Francois Henrot, Chair (July 1 to September 30, 2016) | Mgmt | For | For | For | |||
18 | Remuneration of Ian Meakins, Chair (from October 1, 2016) | Mgmt | For | For | For | |||
19 | Ratification of the Co-optation of Ian K. Meakins | Mgmt | For | For | For | |||
20 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
21 | Elect Francois Henrot | Mgmt | For | For | For | |||
22 | Ratification of the Co-optation of Agnes Touraine | Mgmt | For | For | For | |||
23 | Elect Patrick Berard | Mgmt | For | For | For | |||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
29 | Greenshoe | Mgmt | For | For | For | |||
30 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
32 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
33 | Overseas Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
35 | Amendments to Articles Regarding to CEO Duties | Mgmt | For | For | For | |||
36 | Amendments to Articles Regarding Chairman Duties | Mgmt | For | For | For | |||
37 | Amendments to Articles Regarding Employee Representation | Mgmt | For | For | For | |||
38 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Susanne Hannemann | Mgmt | For | Against | Against | |||
10 | Elect Andreas Georgi | Mgmt | For | Against | Against | |||
11 | Elect Franz Jung | Mgmt | For | Against | Against | |||
12 | Elect Klaus Draeger | Mgmt | For | Against | Against | |||
Rib Software SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIB | CINS D6529D114 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Amendment to Stock Option Plan 2015 | Mgmt | For | Against | Against | |||
Rio Tinto Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS Q81437107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
5 | Approve Termination Payments | Mgmt | For | For | For | |||
6 | Re-elect Megan Clark | Mgmt | For | For | For | |||
7 | Elect David Constable | Mgmt | For | For | For | |||
8 | Re-elect Jan du Plessis | Mgmt | For | For | For | |||
9 | Re-elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Simon Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien Jacques | Mgmt | For | For | For | |||
12 | Elect Sam Laidlaw | Mgmt | For | For | For | |||
13 | Re-elect Michael L'Estrange | Mgmt | For | For | For | |||
14 | Re-elect Chris Lynch | Mgmt | For | For | For | |||
15 | Re-elect Paul Tellier | Mgmt | For | For | For | |||
16 | Re-elect Simon Thompson | Mgmt | For | For | For | |||
17 | Re-elect John Varley | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | |||
Rohm Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6963 | CINS J65328122 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Sawamura | Mgmt | For | For | For | |||
4 | Elect Katsumi Azuma | Mgmt | For | For | For | |||
5 | Elect Tadanobu Fujiwara | Mgmt | For | For | For | |||
6 | Elect Isao Matsumoto | Mgmt | For | For | For | |||
7 | Elect Masahiko Yamazaki | Mgmt | For | For | For | |||
8 | Elect Masaki Sakai | Mgmt | For | For | For | |||
9 | Elect Kenichiroh Satoh | Mgmt | For | For | For | |||
10 | Elect Hachiroh Kawamoto | Mgmt | For | For | For | |||
11 | Elect Kohichi Nishioka | Mgmt | For | For | For | |||
12 | Elect Yoshiaki Suenaga | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SAAB AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAABB | CINS W72838118 | 04/05/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
16 | Elect Danica Kragic Jensfelt | Mgmt | For | TNA | N/A | |||
17 | Elect Daniel Nodhall | Mgmt | For | TNA | N/A | |||
18 | Elect Erika Soderberg Johnson | Mgmt | For | TNA | N/A | |||
19 | Elect Hakan Buskhe | Mgmt | For | TNA | N/A | |||
20 | Elect Sten Jakobsson | Mgmt | For | TNA | N/A | |||
21 | Elect Sara Mazur | Mgmt | For | TNA | N/A | |||
22 | Elect Bert Nordberg | Mgmt | For | TNA | N/A | |||
23 | Elect Cecilia Stego Chilo | Mgmt | For | TNA | N/A | |||
24 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
25 | Elect Joakim Westh | Mgmt | For | TNA | N/A | |||
26 | Elect Marcus Wallenberg as Chair | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Long Term Incentive Program 2017 | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares and Transfer Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
30 | Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
31 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
32 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
33 | Authority to Transfer Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Jan du Plessis | Mgmt | For | Against | Against | |||
4 | Elect Alan Clark | Mgmt | For | Against | Against | |||
5 | Elect Domenic De Lorenzo | Mgmt | For | Against | Against | |||
6 | Elect Mark Armour | Mgmt | For | Against | Against | |||
7 | Elect Dave Beran | Mgmt | For | Against | Against | |||
8 | Elect Geoffrey Bible | Mgmt | For | Against | Against | |||
9 | Elect Dinyar S. Devitre | Mgmt | For | Against | Against | |||
10 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
11 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
12 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
13 | Elect Dambisa Moyo | Mgmt | For | Against | Against | |||
14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Santo Domingo | Mgmt | For | Against | Against | |||
16 | Elect Helen A. Weir | Mgmt | For | Against | Against | |||
17 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SCREEN Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Shin Minamishima | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Sohichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yohichi Kondoh | Mgmt | For | For | For | |||
8 | Elect Kimito Andoh | Mgmt | For | For | For | |||
9 | Elect Yoshio Tateishi | Mgmt | For | For | For | |||
10 | Elect Shohsaku Murayama | Mgmt | For | For | For | |||
11 | Elect Shigeru Saitoh | Mgmt | For | For | For | |||
12 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Securitas AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SECUB | CINS W7912C118 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Incentive Scheme | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
SFR Group SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFR | CINS F6627W103 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, Chair and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Michel Paulin, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration of Alain Weill, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration policy of Michel Paulin (Deputy CEO) | Mgmt | For | For | For | |||
15 | Remuneration policy of Alain Weill (Deputy CEO) | Mgmt | For | For | For | |||
16 | Elect Bernard Attali | Mgmt | For | For | For | |||
17 | Elect Alain Weill | Mgmt | For | For | For | |||
18 | Ratification of the Co-optation of Anne-France Laclide | Mgmt | For | For | For | |||
19 | Ratification of the Co-optation of Bertrand Meheut | Mgmt | For | For | For | |||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Shanghai Fosun Pharmaceutical Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2196 | CINS Y7687D109 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | For | For | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Estimates of Ongoing Related Party Transactions | Mgmt | For | For | For | |||
9 | Appraisal Results and Directors' Fees | Mgmt | For | For | For | |||
10 | Appraisal Program for 2017 | Mgmt | For | For | For | |||
11 | Approval of Entrusted Loans | Mgmt | For | For | For | |||
12 | Approval of Line of Credit | Mgmt | For | For | For | |||
13 | Approval to Dispose of Listed Shares and Securities | Mgmt | For | For | For | |||
14 | Authority to Issue Interbank Debt Instruments | Mgmt | For | For | For | |||
15 | Approve Compliance with Conditions of Bonds Issuance | Mgmt | For | Abstain | Against | |||
16 | Size and method of issuance | Mgmt | For | For | For | |||
17 | Bond Rate | Mgmt | For | For | For | |||
18 | Maturity | Mgmt | For | For | For | |||
19 | Use of Proceeds | Mgmt | For | For | For | |||
20 | Investors and Placing Arrangements | Mgmt | For | For | For | |||
21 | Guarantee | Mgmt | For | For | For | |||
22 | Provisions | Mgmt | For | For | For | |||
23 | Credit Standing | Mgmt | For | For | For | |||
24 | Underwriting | Mgmt | For | For | For | |||
25 | Listing | Mgmt | For | For | For | |||
26 | Validity | Mgmt | For | For | For | |||
27 | Board Authorisation to Implement Corporate Bonds | Mgmt | For | For | For | |||
28 | Adoption of Share Option Scheme | Mgmt | For | Abstain | Against | |||
29 | Amendments of Management System of Connected Transactions | Mgmt | For | For | For | |||
30 | Approve Renewal of Guarantee Quota | Mgmt | For | Against | Against | |||
31 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
9 | Elect Masahide Hirasawa as Statutory Auditor | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | Against | Against | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Ian T. Clark | Mgmt | For | For | For | |||
7 | Elect Gail D. Fosler | Mgmt | For | For | For | |||
8 | Elect Steven Gillis | Mgmt | For | For | For | |||
9 | Elect David Ginsburg | Mgmt | For | For | For | |||
10 | Elect Susan Kilsby | Mgmt | For | For | For | |||
11 | Elect Sara Mathew | Mgmt | For | For | For | |||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||
13 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
14 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
15 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Amendments to Articles | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shriram Transport Finance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRTRANSFIN | CINS Y7758E119 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerrit Lodewyk Van Heerde | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Umesh Revankar | Mgmt | For | For | For | |||
6 | Appointment of Umesh Revankar (Managing Director & CEO); Approval of Remuneration | Mgmt | For | Against | Against | |||
7 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
8 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
9 | Authority to Issue Redeemable Non-Convertible Debentures | Mgmt | For | For | For | |||
10 | Independent Directors' Commission | Mgmt | For | For | For | |||
Shriram Transport Finance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRTRANSFIN | CINS Y7758E119 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Retirement of Umesh Revankar | Mgmt | For | For | For | |||
5 | Elect Jasmit Singh Gujral | Mgmt | For | For | For | |||
6 | Appointment of Jasmit Singh Gujral (Managing Director & CEO); Approval of Remuneration | Mgmt | For | For | For | |||
7 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
8 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
9 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
SMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6273 | CINS J75734103 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshiyuki Takada | Mgmt | For | For | For | |||
5 | Elect Katsunori Maruyama | Mgmt | For | For | For | |||
6 | Elect Ikuji Usui | Mgmt | For | For | For | |||
7 | Elect Seiji Kosugi | Mgmt | For | For | For | |||
8 | Elect Masahiko Satake | Mgmt | For | For | For | |||
9 | Elect Osamu Kuwahara | Mgmt | For | For | For | |||
10 | Elect Yoshiki Takada | Mgmt | For | For | For | |||
11 | Elect Eiji Ohhashi | Mgmt | For | For | For | |||
12 | Elect Masanobu Kaizu | Mgmt | For | For | For | |||
13 | Elect Toshiharu Kagawa | Mgmt | For | For | For | |||
14 | Retirement Allowances for Director(s) | Mgmt | For | For | For | |||
SMS Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2175 | CINS J7568Q101 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Natsuki Gotoh | Mgmt | For | For | For | |||
3 | Elect Masato Sugizaki | Mgmt | For | For | For | |||
4 | Elect Yukio Hosono as Alternate Audit Committee Director | Mgmt | For | For | For | |||
Sociedad Quimica y Minera de Chile | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQM | CUSIP 833635105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Annual Report and Account Inspectors' Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Appointment of Account Inspectors | Mgmt | For | For | For | |||
5 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | |||
6 | Investment and Finance Policy | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Dividend Policy | Mgmt | For | For | For | |||
9 | Board of Directors' Expenditures | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Matters Regarding the Directors' Committee | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | N/A | Against | N/A | |||
13 | Election of Directors | Mgmt | For | Against | Against | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance and Non-Compete Agreements of Frederic Oudea, CEO | Mgmt | For | For | For | |||
10 | Severance and Non-Compete Agreements for Severin Cabannes | Mgmt | For | For | For | |||
11 | Severance and Non-Compete Agreements of Bernardo Sanchez Incera | Mgmt | For | For | For | |||
12 | Severance and Non-Compete Agreements and Retirement Benefits for Didier Valet | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair, CEO and Deputy CEOs) | Mgmt | For | For | For | |||
14 | Remuneration of Lorenzo Bini Smaghi, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, deputy CEOs | Mgmt | For | For | For | |||
17 | Remuneration Policy, Regulated Persons | Mgmt | For | For | For | |||
18 | Elect Alexandra Schaapveld | Mgmt | For | For | For | |||
19 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | |||
20 | Elect William Connelly | Mgmt | For | For | For | |||
21 | Elect Lubomira Rochet | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sodick Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6143 | CINS J75949115 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Tomio Okuyama as a Statutory Auditor | Mgmt | For | For | For | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | For | For | |||
4 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
5 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
6 | Elect Marcelo Claure | Mgmt | For | For | For | |||
7 | Elect Rajeev Misra | Mgmt | For | For | For | |||
8 | Elect Simon Segars | Mgmt | For | For | For | |||
9 | Elect Yun MA | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
12 | Elect Mark Schwartz | Mgmt | For | For | For | |||
13 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | |||
14 | Elect Masato Suzaki | Mgmt | For | Against | Against | |||
15 | Elect Sohichiroh Uno | Mgmt | For | For | For | |||
16 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | For | For | |||
Sony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Hirai | Mgmt | For | For | For | |||
3 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | |||
4 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
5 | Elect Takaaki Nimura | Mgmt | For | For | For | |||
6 | Elect Eikoh Harada | Mgmt | For | For | For | |||
7 | Elect Tim Schaaff | Mgmt | For | For | For | |||
8 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
9 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
10 | Elect John V. Roos | Mgmt | For | For | For | |||
11 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
12 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
13 | Elect Shuzoh Sumi | Mgmt | For | Against | Against | |||
14 | Equity Compensation Plan | Mgmt | For | For | For | |||
State Bank of India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBIN | CINS Y8155P103 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights to the Government of India | Mgmt | For | For | For | |||
2 | Authority to Issue Shares and/or Depository Receipts w/o Preemptive Rights | Mgmt | For | For | For | |||
Sunedison Semiconductor Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEMI | CUSIP Y8213L102 | 08/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Antonia R. Alvarez | Mgmt | For | For | For | |||
2 | Elect Gideon Argov | Mgmt | For | For | For | |||
3 | Elect Michael F. Bartholomeusz | Mgmt | For | For | For | |||
4 | Elect Jeffery A. Beck | Mgmt | For | For | For | |||
5 | Elect Justine F. Lien | Mgmt | For | For | For | |||
6 | Elect Shaker Sadasivam | Mgmt | For | For | For | |||
7 | Elect Abdul Jabbar Bin Karam Din | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Amendment to Constitution | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
7 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Thales SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HO | CINS F9156M108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of the Cooption of Delphine Geny-Stephann | Mgmt | For | Against | Against | |||
10 | Elect Philippe Lepinay | Mgmt | For | Against | Against | |||
11 | Remuneration of Patrice Caine, Chair and CEO | Mgmt | For | For | For | |||
12 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
14 | Authority to Cancel Shares | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
16 | Elect Laurence Broseta | Mgmt | For | Against | Against | |||
17 | Elect Delphine Geny-Stephann | Mgmt | For | Against | Against | |||
18 | Elect Laurent Collet-Billon | Mgmt | For | Against | Against | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Greg Fry | Mgmt | For | For | For | |||
7 | Elect Karl Whiteman | Mgmt | For | For | For | |||
8 | Elect Sean Ellis | Mgmt | For | For | For | |||
9 | Elect John Armitt | Mgmt | For | For | For | |||
10 | Elect Alison Nimmo | Mgmt | For | For | For | |||
11 | Elect Veronica Wadley | Mgmt | For | For | For | |||
12 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
13 | Elect Adrian David LI Man Kiu | Mgmt | For | Against | Against | |||
14 | Elect Andy Myers | Mgmt | For | For | For | |||
15 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Related Party Transactions (Karl Whiteman) | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | For | For | |||
6 | Share Plan 2017 | Mgmt | For | Against | Against | |||
7 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
8 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
9 | Elect Vittorio Colao | Mgmt | For | For | For | |||
10 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
11 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
12 | Elect Judith Hartmann | Mgmt | For | For | For | |||
13 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
14 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
15 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
16 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
17 | Elect Paul Polman | Mgmt | For | For | For | |||
18 | Elect John Rishton | Mgmt | For | For | For | |||
19 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CINS F96221340 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
10 | Elect Mari-Noelle Jego-Laveissiere | Mgmt | For | For | For | |||
11 | Elect Veronique Weill | Mgmt | For | For | For | |||
12 | Remuneration of Pascal Colombani, Chair (until February 18, 2016) | Mgmt | For | For | For | |||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy of Chair and CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding Employee Representation | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | Against | Against | |||
10 | Elect Olivier Mareuse | Mgmt | For | For | For | |||
11 | Elect Marion Guillou | Mgmt | For | For | For | |||
12 | Elect Paolo Scaroni | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
18 | Amendment Regarding Vice Chair Age Limits | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect David Nish | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
X5 Retail Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CINS 98387E205 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect M. Fridman to the Supervisory Board | Mgmt | For | For | For | |||
9 | Elect P. Musial to the Supervisory Board | Mgmt | For | For | For | |||
10 | Supervisory Board Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Other Business and Closing | Mgmt | For | For | For | |||
Zee Entertainment Enterprises Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEEL | CINS Y98893152 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Zee Entertainment Enterprises Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEEL | CINS Y98893152 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Confirmation of Dividend on Preference Shares | Mgmt | For | For | For | |||
3 | Allocation of Dividend on Ordinary Shares | Mgmt | For | For | For | |||
4 | Elect Subhash Chandra | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Adesh Kumar Gupta | Mgmt | For | For | For | |||
7 | Elect Sunil Sharma | Mgmt | For | For | For | |||
8 | Elect Neharika Vohra | Mgmt | For | For | For | |||
9 | Relocation of Register of Members to Office of Registrar and Transfer Agent | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Multi-Cap Value Fund | |||||||
Date of Fiscal Year End: | 04/30 | |||||||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas A. Amato | Mgmt | For | For | For | |||
2 | Elect Anthony J. Conti | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Gretchen W. McClain | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Annell R. Bay | Mgmt | For | For | For | |||
2 | Elect John J. Christmann IV | Mgmt | For | For | For | |||
3 | Elect Chansoo Joung | Mgmt | For | For | For | |||
4 | Elect William C. Montgomery | Mgmt | For | For | For | |||
5 | Elect Amy H. Nelson | Mgmt | For | For | For | |||
6 | Elect Daniel W. Rabun | Mgmt | For | For | For | |||
7 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jose Armario | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.5 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.6 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.8 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
BankUnited Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKU | CUSIP 06652K103 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Kanas | Mgmt | For | For | For | |||
1.2 | Elect Rajinder P. Singh | Mgmt | For | For | For | |||
1.3 | Elect Tere Blanca | Mgmt | For | For | For | |||
1.4 | Elect Eugene F. DeMark | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Dowling | Mgmt | For | For | For | |||
1.6 | Elect Douglas J. Pauls | Mgmt | For | For | For | |||
1.7 | Elect A. Gail Prudenti | Mgmt | For | For | For | |||
1.8 | Elect Sanjiv Sobti | Mgmt | For | For | For | |||
1.9 | Elect A. Robert Towbin | Mgmt | For | For | For | |||
1.10 | Elect Lynne Wines | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
3 | Elect Jane L. Warner | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Capital Bank Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBF | CUSIP 139794101 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha M. Bachman | Mgmt | For | For | For | |||
1.2 | Elect Richard M. DeMartini | Mgmt | For | For | For | |||
1.3 | Elect Peter N. Foss | Mgmt | For | For | For | |||
1.4 | Elect William A. Hodges | Mgmt | For | For | For | |||
1.5 | Elect Scott B. Kauffman | Mgmt | For | For | For | |||
1.6 | Elect Oscar A. Keller III | Mgmt | For | For | For | |||
1.7 | Elect Marc D. Oken | Mgmt | For | For | For | |||
1.8 | Elect Robert L. Reid | Mgmt | For | For | For | |||
1.9 | Elect R. Eugene Taylor | Mgmt | For | For | For | |||
1.10 | Elect William G. Ward, Sr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John T. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Robert P. Fisher, Jr. | Mgmt | For | For | For | |||
1.3 | Elect C. Lourenco Goncalves | Mgmt | For | For | For | |||
1.4 | Elect Susan M. Green | Mgmt | For | For | For | |||
1.5 | Elect Joseph A. Rutkowski | Mgmt | For | For | For | |||
1.6 | Elect Eric M. Rychel | Mgmt | For | For | For | |||
1.7 | Elect Michael D. Siegal | Mgmt | For | For | For | |||
1.8 | Elect Gabriel Stoliar | Mgmt | For | For | For | |||
1.9 | Elect Douglas C. Taylor | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the Amended and Restated 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Executive Management Performance Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equity Residential | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQR | CUSIP 29476L107 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Alexander | Mgmt | For | For | For | |||
1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | |||
1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
1.4 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect John E. Neal | Mgmt | For | For | For | |||
1.8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
1.12 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
5 | Elect L. Martin Gibbs | Mgmt | For | For | For | |||
6 | Elect Boris Groysberg | Mgmt | For | For | For | |||
7 | Elect Sandra R. Hernandez | Mgmt | For | For | For | |||
8 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||
9 | Elect Reynold Levy | Mgmt | For | For | For | |||
10 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
11 | Elect George G. C. Parker | Mgmt | For | For | For | |||
12 | Elect Cheryl Spielman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the 2017 Executive Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of 2017 Omnibus Award Plan | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.2 | Elect Albert J. Neupaver | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph H. Pyne | Mgmt | For | Withhold | Against | |||
1.4 | Elect Hunter C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Graphic Packaging Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPK | CUSIP 388689101 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
1.2 | Elect Michael P. Doss | Mgmt | For | For | For | |||
1.3 | Elect Larry M. Venturelli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCP, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCP | CUSIP 40414L109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||
5 | Elect James P. Hoffmann | Mgmt | For | For | For | |||
6 | Elect Michael D. McKee | Mgmt | For | For | For | |||
7 | Elect Peter L. Rhein | Mgmt | For | For | For | |||
8 | Elect Joseph P. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Host Hotels & Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HST | CUSIP 44107P104 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L. Baglivo | Mgmt | For | For | For | |||
2 | Elect Sheila C. Bair | Mgmt | For | For | For | |||
3 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | For | |||
4 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
5 | Elect Richard E. Marriott | Mgmt | For | For | For | |||
6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
8 | Elect James F. Risoleo | Mgmt | For | For | For | |||
9 | Elect Gordon H. Smith | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin A. Adams | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect H. James Dallas | Mgmt | For | For | For | |||
7 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
8 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
9 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
10 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
11 | Elect Richard J. Hipple | Mgmt | For | Against | Against | |||
12 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
13 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
14 | Elect Demos Parneros | Mgmt | For | For | For | |||
15 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
16 | Elect David K. Wilson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Cash Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Mallinckrodt plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNK | CUSIP G5785G107 | 03/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melvin D. Booth | Mgmt | For | For | For | |||
2 | Elect David R. Carlucci | Mgmt | For | For | For | |||
3 | Elect J. Martin Carroll | Mgmt | For | For | For | |||
4 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Angus C. Russell | Mgmt | For | For | For | |||
7 | Elect Virgil D. Thompson | Mgmt | For | For | For | |||
8 | Elect Mark C. Trudeau | Mgmt | For | For | For | |||
9 | Elect Kneeland C. Youngblood | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Determine Reissue Price for Treasury Shares | Mgmt | For | For | For | |||
15 | Amendments to the Memorandum of Association | Mgmt | For | For | For | |||
16 | Amendments to the Articles of Association | Mgmt | For | For | For | |||
17 | Reduction of Company Capital | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NorthStar Realty Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRF | CUSIP 66704R803 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendments to Articles Pursuant to Merger | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Old National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ONB | CUSIP 680033107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan W. Braun | Mgmt | For | For | For | |||
1.2 | Elect Niel C. Ellerbrook | Mgmt | For | For | For | |||
1.3 | Elect Andrew E. Goebel | Mgmt | For | For | For | |||
1.4 | Elect Jerome F. Henry, Jr | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.6 | Elect Phelps L. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Arthur H. McElwee, Jr. | Mgmt | For | For | For | |||
1.8 | Elect James T. Morris | Mgmt | For | For | For | |||
1.9 | Elect Randall T. Shepard | Mgmt | For | For | For | |||
1.10 | Elect Rebecca S. Skillman | Mgmt | For | For | For | |||
1.11 | Elect Kelly N. Stanley | Mgmt | For | For | For | |||
1.12 | Elect Derrick J. Stewart | Mgmt | For | For | For | |||
1.13 | Elect Katherine E. White | Mgmt | For | For | For | |||
1.14 | Elect Linda E. White | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Olin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLN | CUSIP 680665205 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gray G. Benoist | Mgmt | For | For | For | |||
2 | Elect John E. Fischer | Mgmt | For | For | For | |||
3 | Elect Richard M. Rompala | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tanya M. Acker | Mgmt | For | For | For | |||
1.2 | Elect Paul R. Burke | Mgmt | For | For | For | |||
1.3 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.4 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.8 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.9 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.11 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | For | For | |||
1.2 | Elect Muktesh Pant | Mgmt | For | For | For | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
RE/MAX Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger J. Dow | Mgmt | For | For | For | |||
1.2 | Elect Ronald E. Harrison | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. DeSplinter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Reapproval of the 2013 Omnibus Incentive Plan for the Purposes of 162(m) | Mgmt | For | Against | Against | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RLI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RLI | CUSIP 749607107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kaj Ahlmann | Mgmt | For | For | For | |||
1.2 | Elect Barbara R. Allen | Mgmt | For | For | For | |||
1.3 | Elect Michael E. Angelina | Mgmt | For | For | For | |||
1.4 | Elect John T. Baily | Mgmt | For | For | For | |||
1.5 | Elect Calvin G Butler | Mgmt | For | For | For | |||
1.6 | Elect David B Duclos | Mgmt | For | For | For | |||
1.7 | Elect Jordan W. Graham | Mgmt | For | For | For | |||
1.8 | Elect F. Lynn McPheeters | Mgmt | For | For | For | |||
1.9 | Elect Jonathan E. Michael | Mgmt | For | For | For | |||
1.10 | Elect Robert P. Restrepo, Jr. | Mgmt | For | For | For | |||
1.11 | Elect James J. Scanlan | Mgmt | For | For | For | |||
1.12 | Elect Michael J. Stone | Mgmt | For | For | For | |||
2 | Amendent to Articles For the Removal of Directors Without Cause | Mgmt | For | For | For | |||
3 | Amendment to Articles to Conform the Personal Liability Provision to Illinois statute | Mgmt | For | For | For | |||
4 | Amendment to Articles to Update the Director Election and Registered Agent provisions | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Snap-on Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNA | CUSIP 833034101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Adams | Mgmt | For | For | For | |||
2 | Elect Karen L. Daniel | Mgmt | For | For | For | |||
3 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
4 | Elect James P. Holden | Mgmt | For | For | For | |||
5 | Elect Nathan J. Jones | Mgmt | For | For | For | |||
6 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
7 | Elect W. Dudley Lehman | Mgmt | For | For | For | |||
8 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | |||
9 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
10 | Elect Donald J. Stebbins | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Angelini | Mgmt | For | For | For | |||
2 | Elect Jane D. Carlin | Mgmt | For | For | For | |||
3 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
4 | Elect Wendell J. Knox | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect John J. Engel | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
7 | Elect Mario Longhi | Mgmt | For | For | For | |||
8 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
10 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
11 | Elect David S. Sutherland | Mgmt | For | For | For | |||
12 | Elect Patricia A. Tracey | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Technical Amendments to Articles | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Universal Health Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHS | CUSIP 913903100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence S. Gibbs | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
2 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
3 | Elect Christopher J. Steffen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP G48833100 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mohamed A. Awad | Mgmt | For | For | For | |||
2 | Elect David J. Butters | Mgmt | For | Against | Against | |||
3 | Elect John D. Gass | Mgmt | For | For | For | |||
4 | Elect Emyr Jones Parry | Mgmt | For | For | For | |||
5 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
6 | Elect William E. Macaulay | Mgmt | For | For | For | |||
7 | Elect Mark A. McCollum | Mgmt | For | For | For | |||
8 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Alfroid | Mgmt | For | For | For | |||
1.2 | Elect Raymond Betler | Mgmt | For | For | For | |||
1.3 | Elect Emilio A. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Lee B. Foster II | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 1995 Non-Employee Directors' Fee and Stock Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Miller | Mgmt | For | For | For | |||
1.2 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect D. Boone Wayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect William C. Hunter | Mgmt | For | For | For | |||
5 | Elect Jeffrey Jacobson | Mgmt | For | For | For | |||
6 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
7 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect Ann N. Reese | Mgmt | For | For | For | |||
10 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
11 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Reverse Stock Split | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Research Fund | |||||||
Date of Fiscal Year End: | 07/31 | |||||||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | |||
10 | Amendment to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 10/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Decrease of Authorized Common Stock | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Felix Baker | Mgmt | For | For | For | |||
2 | Elect David R. Brennan | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
5 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
6 | Elect John T. Mollen | Mgmt | For | For | For | |||
7 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
8 | Elect Alvin S. Parven | Mgmt | For | For | For | |||
9 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
10 | Elect Ann M. Veneman | Mgmt | For | For | For | |||
11 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.12 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
7 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
9 | Elect George Munoz | Mgmt | For | For | For | |||
10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
11 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect Susan N. Story | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
12 | Approval of the 2017 Non-qualified Employee Stock Option Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | |||
3 | Elect James A. Champy | Mgmt | For | For | For | |||
4 | Elect Bruce R. Evans | Mgmt | For | For | For | |||
5 | Elect Edward H. Frank | Mgmt | For | For | For | |||
6 | Elect Mark M. Little | Mgmt | For | For | For | |||
7 | Elect Neil S. Novich | Mgmt | For | For | For | |||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
9 | Elect Lisa T. Su | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
9 | Elect Bruno Lafont | Mgmt | For | For | For | |||
10 | Elect Michel Wurth | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
13 | Reverse Stock Split | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Arch Coal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCH | CUSIP 039380407 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patrick J. Bartels, Jr. | Mgmt | For | For | For | |||
2 | Elect James N. Chapman | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Sherman K. Edmiston | Mgmt | For | For | For | |||
5 | Elect Patrick A Krieghauser | Mgmt | For | For | For | |||
6 | Elect Richard A. Navarre | Mgmt | For | For | For | |||
7 | Elect Scott D. Vogel | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | Against | Against | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
4 | Elect Ronald L. Havner, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
6 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
9 | Elect Susan Swanezy | Mgmt | For | For | For | |||
10 | Elect W. Edward Walter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Approval of amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles W. Shaver | Mgmt | For | For | For | |||
1.2 | Elect Mark Garrett | Mgmt | For | For | For | |||
1.3 | Elect Lori J. Ryerkerk | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
2 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
3 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
4 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
5 | Elect Joel I. Klein | Mgmt | For | For | For | |||
6 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
7 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
8 | Elect Alan J. Patricof | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect Martin Turchin | Mgmt | For | For | For | |||
11 | Elect David A. Twardock | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | Against | Against | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Check Kian Low | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
BWX Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rex D. Geveden | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Nardelli | Mgmt | For | For | For | |||
1.3 | Elect Barbara A Niland | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Caesarstone Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
2 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
3 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
4 | Elect Ariel Halperin | Mgmt | For | For | For | |||
5 | Elect Dori Brown | Mgmt | For | For | For | |||
6 | Elect Roger Abravanel | Mgmt | For | For | For | |||
7 | Elect Eric D. Herschmann | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
10 | Chairman's Fees | Mgmt | For | For | For | |||
11 | Compensation Terms of CEO | Mgmt | For | For | For | |||
12 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
13 | Amendment to Compensation Terms of Former CEO | Mgmt | For | For | For | |||
14 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
15 | Compensation Policy | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L Brlas | Mgmt | For | For | For | |||
2 | Elect Frank Cassidy | Mgmt | For | For | For | |||
3 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
4 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
6 | Elect David C. Merritt | Mgmt | For | For | For | |||
7 | Elect W. Benjamin Moreland | Mgmt | For | Against | Against | |||
8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Amendment to Adopt Proxy Access | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cavium, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Frank | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
5 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
6 | Elect Gerardo I. Lopez | Mgmt | For | Against | Against | |||
7 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
8 | Elect Paula R. Reynolds | Mgmt | For | For | For | |||
9 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
10 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
11 | Elect Ray Wirta | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
3 | Elect Robert E. Denham | Mgmt | For | For | For | |||
4 | Elect Alice P. Gast | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
8 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect John S. Watson | Mgmt | For | For | For | |||
12 | Elect Michael K. Wirth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Jane E. Henney | Mgmt | For | For | For | |||
5 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
6 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
7 | Elect William D. Zollars | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Amendment to the Cigna Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Amy Chang | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect John M. Dineen | Mgmt | For | For | For | |||
6 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||
8 | Elect John E. Klein | Mgmt | For | For | For | |||
9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
11 | Elect Robert E. Weissman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Supermajority Provisions | ShrHoldr | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles A. Bancroft | Mgmt | For | For | For | |||
2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
6 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
7 | Elect C. Martin Harris | Mgmt | For | For | For | |||
8 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
9 | Elect Michael B. Polk | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect John V. Faraci | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.3 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.4 | Elect Peter Harf | Mgmt | For | For | For | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.6 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.7 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity and Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | Against | Against | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Douglas Emmett, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEI | CUSIP 25960P109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | |||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | |||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | |||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | |||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | |||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Robert A. Livingston | Mgmt | For | For | For | |||
5 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
6 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
7 | Elect Michael B. Stubbs | Mgmt | For | For | For | |||
8 | Elect Richard Tobin | Mgmt | For | Against | Against | |||
9 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
10 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
11 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
12 | Elect Mary A. Winston | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Reapproval of Performance Goals Under 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
17 | Reapproval of Performance Goals Under the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
19 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | Against | Against | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | Against | Against | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dr Pepper Snapple Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
10 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Talbott Roche | Mgmt | For | For | For | |||
7 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
9 | Elect Denise F. Warren | Mgmt | For | For | For | |||
10 | Elect Andrew Wilson | Mgmt | For | For | For | |||
11 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
4 | Elect David A. Ricks | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.4 | Elect John Hughes | Mgmt | For | For | For | |||
1.5 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.6 | Elect William Luby | Mgmt | For | For | For | |||
1.7 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
1.9 | Elect Stephen M. Smith | Mgmt | For | For | For | |||
1.10 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.4 | Elect Tao Huang | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Matthew Williams | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Essex Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESS | CUSIP 297178105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.2 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.3 | Elect George M. Marcus | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gary P. Martin | Mgmt | For | For | For | |||
1.5 | Elect Issie N. Rabinovitch | Mgmt | For | For | For | |||
1.6 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.8 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||
1.9 | Elect Janice L. Sears | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Everbridge Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jaime W. Ellertson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan C. Athey | Mgmt | For | Abstain | Against | |||
2 | Elect A. George Battle | Mgmt | For | Abstain | Against | |||
3 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||
4 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | |||
5 | Elect Barry Diller | Mgmt | For | Abstain | Against | |||
6 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | |||
7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||
8 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |||
9 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | |||
10 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||
11 | Elect John C. Malone | Mgmt | For | Abstain | Against | |||
12 | Elect Scott Rudin | Mgmt | For | Abstain | Against | |||
13 | Elect Christopher W. Shean | Mgmt | For | Abstain | Against | |||
14 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maura C. Breen | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Elder Granger | Mgmt | For | For | For | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas P. MacMahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | Against | Against | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
2 | Elect David W. Faeder | Mgmt | For | For | For | |||
3 | Elect Elizabeth Holland | Mgmt | For | For | For | |||
4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
6 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 12/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
2 | Elect Israel Ruiz | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
2 | Elect David M. Thomas | Mgmt | For | For | For | |||
3 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.4 | Elect Andrew Langham | Mgmt | For | For | For | |||
1.5 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.6 | Elect Courtney Mather | Mgmt | For | For | For | |||
1.7 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.8 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect David M. Cordani | Mgmt | For | For | For | |||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
6 | Elect Maria G. Henry | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Steve Odland | Mgmt | For | For | For | |||
9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
10 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
11 | Elect Eric D. Sprunk | Mgmt | For | For | For | |||
12 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
13 | Elect Jorge A. Uribe | Mgmt | For | For | For | |||
14 | 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
GGP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 36174X101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | For | For | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect Janice R. Fukakusa | Mgmt | For | For | For | |||
5 | Elect John K. Haley | Mgmt | For | For | For | |||
6 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
7 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
8 | Elect Christina M. Lofgren | Mgmt | For | For | For | |||
9 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to Articles Regarding Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Gores Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRSHU | CUSIP 382866101 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Business Combination | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Shareholder Certification | Mgmt | N/A | For | N/A | |||
4 | Issuance of Common Stock | Mgmt | For | For | For | |||
5 | Amendment to Classified Board | Mgmt | For | Against | Against | |||
6 | Increase the Authorized Common Stock | Mgmt | For | For | For | |||
7 | Adoption of Supermajority Requirement | Mgmt | For | Against | Against | |||
8 | Opt Out of Section 203 of the Delaware General Corporation Law and Implement Similar Provisions | Mgmt | For | For | For | |||
9 | Technical Amendments to Articles | Mgmt | For | For | For | |||
10.1 | Elect C. Dean Metropoulos | Mgmt | For | Withhold | Against | |||
10.2 | Elect Andrew S. Jhawar | Mgmt | For | Withhold | Against | |||
10.3 | Elect Mark R. Stone | Mgmt | For | Withhold | Against | |||
10.4 | Elect Laurence Bodner | Mgmt | For | Withhold | Against | |||
10.5 | Elect Neil P. DeFeo | Mgmt | For | Withhold | Against | |||
10.6 | Elect Jerry D. Kaminski | Mgmt | For | Withhold | Against | |||
10.7 | Elect Craig D. Steeneck | Mgmt | For | Withhold | Against | |||
11 | 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Henry Schein, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSIC | CUSIP 806407102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barry J. Alperin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Bacow | Mgmt | For | For | For | |||
3 | Elect Gerald A. Benjamin | Mgmt | For | For | For | |||
4 | Elect Stanley M. Bergman | Mgmt | For | For | For | |||
5 | Elect James P. Breslawski | Mgmt | For | For | For | |||
6 | Elect Paul Brons | Mgmt | For | For | For | |||
7 | Elect Joseph L. Herring | Mgmt | For | For | For | |||
8 | Elect Donald J. Kabat | Mgmt | For | For | For | |||
9 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
10 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
11 | Elect Mark E. Mlotek | Mgmt | For | For | For | |||
12 | Elect Steven Paladino | Mgmt | For | For | For | |||
13 | Elect Carol Raphael | Mgmt | For | For | For | |||
14 | Elect E. Dianne Rekow | Mgmt | For | For | For | |||
15 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
16 | Amendment to the Section 162(m) Cash Bonus Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Herc Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRI | CUSIP 42704L104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
2 | Elect Lawrence Silber | Mgmt | For | For | For | |||
3 | Elect James H. Browning | Mgmt | For | For | For | |||
4 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
5 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
6 | Elect Courtney Mather | Mgmt | For | For | For | |||
7 | Elect Stephen Mongillo | Mgmt | For | For | For | |||
8 | Elect Louis J. Pastor | Mgmt | For | For | For | |||
9 | Elect Mary Pat Salomone | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Hostess Brands Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWNK | CUSIP 44109J106 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark R. Stone | Mgmt | For | For | For | |||
1.2 | Elect William D. Toler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
10 | Elect Subra Suresh | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HTG Molecular Diagnostics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGM | CUSIP 40434H104 | 08/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James T. LaFrance | Mgmt | For | For | For | |||
1.2 | Elect Lee R. McCracken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Iluka Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILU | CINS Q4875J104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Jenny A. Seabrook | Mgmt | For | For | For | |||
3 | Re-elect Marcelo H. Bastos | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Bundled Bylaw Amendments Including Adoption of Proxy Access | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Investment Technology Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITG | CUSIP 46145F105 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Minder Cheng | Mgmt | For | For | For | |||
3 | Elect Timothy L. Jones | Mgmt | For | For | For | |||
4 | Elect R. Jarrett Lilien | Mgmt | For | For | For | |||
5 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||
6 | Elect Lee M. Shavel | Mgmt | For | For | For | |||
7 | Elect Francis J. Troise | Mgmt | For | For | For | |||
8 | Elect Steven S. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the 2007 Omnibus Equity Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect Todd A. Combs | Mgmt | For | For | For | |||
6 | Elect James S. Crown | Mgmt | For | For | For | |||
7 | Elect James Dimon | Mgmt | For | For | For | |||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Kapstone Paper and Packaging Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KS | CUSIP 48562P103 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Chapman | Mgmt | For | For | For | |||
2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | |||
3 | Elect Ronald J. Gidwitz | Mgmt | For | For | For | |||
4 | Elect Matthew Kaplan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin A. Adams | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect H. James Dallas | Mgmt | For | For | For | |||
7 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
8 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
9 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
10 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
11 | Elect Richard J. Hipple | Mgmt | For | Against | Against | |||
12 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
13 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
14 | Elect Demos Parneros | Mgmt | For | For | For | |||
15 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
16 | Elect David K. Wilson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Milton Cooper | Mgmt | For | For | For | |||
2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
4 | Elect Conor C. Flynn | Mgmt | For | For | For | |||
5 | Elect Joe Grills | Mgmt | For | For | For | |||
6 | Elect Frank Lourenso | Mgmt | For | For | For | |||
7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
8 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||
9 | Elect Richard Saltzman | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Birgit A. Behrendt | Mgmt | For | Against | Against | |||
10 | Elect Alexander Dibelius | Mgmt | For | Against | Against | |||
11 | Elect John Feldmann | Mgmt | For | Against | Against | |||
12 | Elect Jiang Kui | Mgmt | For | For | For | |||
13 | Elect Christina Reuter | Mgmt | For | Against | Against | |||
14 | Elect Hans Peter Ring | Mgmt | For | Against | Against | |||
15 | Elect Tan Xuguang | Mgmt | For | Against | Against | |||
16 | Elect Xu Ping | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
18 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
19 | Increase in Authorised Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
21 | Amendments to Corporate Purpose | Mgmt | For | For | For | |||
22 | Merger by Absorption | Mgmt | For | For | For | |||
Komatsu Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Kazunori Kuromoto | Mgmt | For | For | For | |||
7 | Elect Masanao Mori | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
10 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
11 | Elect Hironobu Matsuo | Mgmt | For | For | For | |||
12 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Feroz Dewan | Mgmt | For | For | For | |||
7 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | |||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
10 | Elect John C. Pope | Mgmt | For | For | For | |||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect James A. Runde | Mgmt | For | For | For | |||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Deforestation and Supply Chain | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXS | CINS D5032B102 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
7 | Ratify Hubert Fink | Mgmt | For | For | For | |||
8 | Ratify Michael Pontzen | Mgmt | For | For | For | |||
9 | Ratify Rainier van Roessel | Mgmt | For | For | For | |||
10 | Ratify Rolf Stomberg | Mgmt | For | For | For | |||
11 | Ratify Werner Czaplik | Mgmt | For | For | For | |||
12 | Ratify Hans-Dieter Gerriets | Mgmt | For | For | For | |||
13 | Ratify Heike Hanagarth | Mgmt | For | For | For | |||
14 | Ratify Friedrich Janssen | Mgmt | For | For | For | |||
15 | Ratify Thomas Meiers | Mgmt | For | For | For | |||
16 | Ratify Claudia Nemat | Mgmt | For | For | For | |||
17 | Ratify Lawrence A. Rosen | Mgmt | For | For | For | |||
18 | Ratify Gisela Seidel | Mgmt | For | For | For | |||
19 | Ratify Ralf Sikorski | Mgmt | For | For | For | |||
20 | Ratify Manuela Strauch | Mgmt | For | For | For | |||
21 | Ratify Ifraim Tairi | Mgmt | For | For | For | |||
22 | Ratify Theo H. Walthie | Mgmt | For | For | For | |||
23 | Ratify Matthias L. Wolfgruber | Mgmt | For | For | For | |||
24 | Appointment of Auditor | Mgmt | For | For | For | |||
25 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
26 | Elect Heike Hanagarth as Supervisory Board Member | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sue W. Cole | Mgmt | For | For | For | |||
2 | Elect Michael J. Quillen | Mgmt | For | For | For | |||
3 | Elect John J. Koraleski | Mgmt | For | For | For | |||
4 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Oki Matsumoto | Mgmt | For | Against | Against | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Medtronic Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | Abstain | Against | |||
17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | Abstain | Against | |||
18 | Technical Amendments to Memorandum of Association | Mgmt | For | Abstain | Against | |||
19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | Abstain | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||
9 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
10 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
11 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Christiana Shi | Mgmt | For | For | For | |||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
12 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect James E. Craddock | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
7 | Elect David L. Stover | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect Persis S. Drell | Mgmt | For | For | For | |||
4 | Elect James C. Gaither | Mgmt | For | For | For | |||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
9 | Elect William J. Miller | Mgmt | For | For | For | |||
10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
12 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Mollenkopf | Mgmt | For | Against | Against | |||
2 | Elect Derek K. Aberle | Mgmt | For | Against | Against | |||
3 | Elect George S. Davis | Mgmt | For | Against | Against | |||
4 | Elect Donald J. Rosenberg | Mgmt | For | Against | Against | |||
5 | Elect Brian Modoff | Mgmt | For | Against | Against | |||
6 | Discharge of Board and Management Members | Mgmt | For | For | For | |||
7 | Asset Sale Pursuant to Tender Offer | Mgmt | For | For | For | |||
8 | Liquidation | Mgmt | For | For | For | |||
9 | Amendment to Financial Year | Mgmt | For | For | For | |||
10 | Conversion to Private Company | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Peter Smitham | Mgmt | For | For | For | |||
12 | Elect Julie Southern | Mgmt | For | For | For | |||
13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Charles H. O'Reilly, Jr. | Mgmt | For | For | For | |||
3 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
4 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect Paul R. Lederer | Mgmt | For | For | For | |||
8 | Elect John Murphy | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Special Meeting | ShrHoldr | Against | Against | For | |||
Pebblebrook Hotel Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEB | CUSIP 70509V100 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect Cydney C. Donnell | Mgmt | For | For | For | |||
1.3 | Elect Ron E. Jackson | Mgmt | For | For | For | |||
1.4 | Elect Phillip M. Miller | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.6 | Elect Earl E. Webb | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pebblebrook Hotel Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEB | CUSIP 70509V100 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect Cydney C. Donnell | Mgmt | For | For | For | |||
1.3 | Elect Ron E. Jackson | Mgmt | For | For | For | |||
1.4 | Elect Phillip M. Miller | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.6 | Elect Earl E. Webb | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Werner Geissler | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Jun Makihara | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
12 | Elect Robert B. Polet | Mgmt | For | For | For | |||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For | |||
17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | For | For | |||
1.2 | Elect Muktesh Pant | Mgmt | For | For | For | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Procter & Gamble Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect David. S. Taylor | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
8 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
9 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
3 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
4 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
5 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred R. Berkeley, III | Mgmt | For | For | For | |||
1.2 | Elect Peter Gyenes | Mgmt | For | For | For | |||
1.3 | Elect Charles F. Kane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel Kadre | Mgmt | For | For | For | |||
2 | Elect Tomago Collins | Mgmt | For | For | For | |||
3 | Elect William J. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Handley | Mgmt | For | For | For | |||
5 | Elect Jennifer M Kirk | Mgmt | For | For | For | |||
6 | Elect Michael Larson | Mgmt | For | For | For | |||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | |||
8 | Elect Donald W. Slager | Mgmt | For | For | For | |||
9 | Elect John M. Trani | Mgmt | For | For | For | |||
10 | Elect Sandra M Volpe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.5 | Elect Neil Golden | Mgmt | For | For | For | |||
1.6 | Elect Ali Hedayat | Mgmt | For | For | For | |||
1.7 | Elect Thomas V. Milroy | Mgmt | For | For | For | |||
1.8 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.9 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.10 | Elect Cecilia Sicupira | Mgmt | For | For | For | |||
1.11 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.12 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | N/A | Abstain | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Schlumberger Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Helge Lund | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
11 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||
8 | Elect William G. Ouchi | Mgmt | For | For | For | |||
9 | Elect Debra L. Reed | Mgmt | For | For | For | |||
10 | Elect William C. Rusnack | Mgmt | For | For | For | |||
11 | Elect Lynn Schenk | Mgmt | For | For | For | |||
12 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Seven Generations Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Set Board Size at Twelve | Mgmt | For | For | For | |||
2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | |||
2.2 | Elect Patrick Carlson | Mgmt | For | For | For | |||
2.3 | Elect Marty Procter | Mgmt | For | For | For | |||
2.4 | Elect Kevin Brown | Mgmt | For | For | For | |||
2.5 | Elect Avik Dey | Mgmt | For | Withhold | Against | |||
2.6 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.7 | Elect Paul Hand | Mgmt | For | For | For | |||
2.8 | Elect Dale J. Hohm | Mgmt | For | For | For | |||
2.9 | Elect W.J. McAdam | Mgmt | For | For | For | |||
2.10 | Elect Kaush Rakhit | Mgmt | For | For | For | |||
2.11 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
2.12 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Approve 2017 Stock Option Plan | Mgmt | For | For | For | |||
5 | Approve 2017 Performance and Restricted Share Unit Plan | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
7 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
4 | Elect Liam K. Griffin | Mgmt | For | For | For | |||
5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
6 | Elect Christine King | Mgmt | For | For | For | |||
7 | Elect David P. McGlade | Mgmt | For | For | For | |||
8 | Elect David J. McLachlan | Mgmt | For | For | For | |||
9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sociedad Quimica y Minera de Chile | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQM | CUSIP 833635105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Annual Report and Account Inspectors' Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Appointment of Account Inspectors | Mgmt | For | For | For | |||
5 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | |||
6 | Investment and Finance Policy | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Dividend Policy | Mgmt | For | For | For | |||
9 | Board of Directors' Expenditures | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Matters Regarding the Directors' Committee | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | N/A | Against | N/A | |||
13 | Election of Directors | Mgmt | For | Against | Against | |||
Spectra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 12/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.3 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.4 | Elect Kenneth W. Cornew | Mgmt | For | For | For | |||
1.5 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.6 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.7 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.8 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.9 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
1.10 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Sumco Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3436 | CINS J76896109 | 03/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Mayuki Hashimoto | Mgmt | For | For | For | |||
3 | Elect Michiharu Takii | Mgmt | For | For | For | |||
4 | Elect Harumitsu Endoh | Mgmt | For | For | For | |||
5 | Elect Hisashi Furuya | Mgmt | For | For | For | |||
6 | Elect Kazuo Hiramoto | Mgmt | For | For | For | |||
7 | Elect Fumio Inoue | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||
1.9 | Elect John J. Legere | Mgmt | For | For | For | |||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect J.M. Hobby | Mgmt | For | For | For | |||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||
9 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 11/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan S. Armstrong | Mgmt | For | For | For | |||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
4 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
5 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
6 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
7 | Elect Murray D. Smith | Mgmt | For | For | For | |||
8 | Elect William H. Spence | Mgmt | For | For | For | |||
9 | Elect Janice D. Stoney | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Triumph Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGI | CUSIP 896818101 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Bourgon | Mgmt | For | For | For | |||
2 | Elect Daniel J. Crowley | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect Ralph E. Eberhart | Mgmt | For | For | For | |||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
6 | Elect Dawne S. Hickton | Mgmt | For | For | For | |||
7 | Elect Richard C. Ill | Mgmt | For | For | For | |||
8 | Elect William L. Mansfield | Mgmt | For | For | For | |||
9 | Elect Adam J. Palmer | Mgmt | For | For | For | |||
10 | Elect Joseph M. Silvestri | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
3 | Elect Marc N. Casper | Mgmt | For | For | For | |||
4 | Elect Andrew Cecere | Mgmt | For | For | For | |||
5 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard K. Davis | Mgmt | For | For | For | |||
7 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||
8 | Elect Roland Hernandez | Mgmt | For | For | For | |||
9 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
10 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
11 | Elect Karen S. Lynch | Mgmt | For | For | For | |||
12 | Elect David B. O'Maley | Mgmt | For | For | For | |||
13 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
14 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
15 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect John J. Engel | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
7 | Elect Mario Longhi | Mgmt | For | For | For | |||
8 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
10 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
11 | Elect David S. Sutherland | Mgmt | For | For | For | |||
12 | Elect Patricia A. Tracey | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Technical Amendments to Articles | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
7 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Glenn M. Renwick | Mgmt | For | Against | Against | |||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
6 | Elect Roxanne M. Martino | Mgmt | For | For | For | |||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
9 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
10 | Elect James D. Shelton | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
2 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
3 | Elect David P. Steiner | Mgmt | For | For | For | |||
4 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
2 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
3 | Elect Christopher J. Steffen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Carla A. Harris | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Waste Connections Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Stock Split | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Wix.Com Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIX | CUSIP M98068105 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding External Directors | Mgmt | For | For | For | |||
2 | Elect Avishai Abrahami | Mgmt | For | For | For | |||
3 | Elect Giora Kaplan | Mgmt | For | For | For | |||
4 | Elect Mark Tluszcz | Mgmt | For | For | For | |||
5 | Elect Ron Gutler | Mgmt | For | For | For | |||
6 | Elect Allon Bloch | Mgmt | For | For | For | |||
7 | Director Compensation | Mgmt | For | Against | Against | |||
8 | Double-Trigger Vesting of Erika Rottenberg's Stock Options | Mgmt | For | For | For | |||
9 | Double-Trigger Vesting of Norbert Becker's Stock Options | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Miller | Mgmt | For | For | For | |||
1.2 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect D. Boone Wayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Yum China Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Bassi | Mgmt | For | For | For | |||
2 | Elect Ed Yiu-Cheong Chan | Mgmt | For | Against | Against | |||
3 | Elect Edouard Ettedgui | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Zayo Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAYO | CUSIP 98919V105 | 11/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard W. Connor | Mgmt | For | For | For | |||
1.2 | Elect Cathy Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Small Cap Value Fund | |||||||
Date of Fiscal Year End: | 02/28 | |||||||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACCO | CUSIP 00081T108 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Buzzard | Mgmt | For | For | For | |||
2 | Elect Kathleen S. Dvorak | Mgmt | For | For | For | |||
3 | Elect Boris Elisman | Mgmt | For | For | For | |||
4 | Elect Pradeep Jotwani | Mgmt | For | For | For | |||
5 | Elect Robert J. Keller | Mgmt | For | For | For | |||
6 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
7 | Elect Graciela Monteagudo | Mgmt | For | For | For | |||
8 | Elect Michael Norkus | Mgmt | For | For | For | |||
9 | Elect E. Mark Rajkowski | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Grant H. Beard | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Thomas M. Rohrs | Mgmt | For | Withhold | Against | |||
1.6 | Elect John A. Roush | Mgmt | For | For | For | |||
1.7 | Elect Yuval Wasserman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Renewal of Advanced Energy's Short Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter C. Georgiopoulos | Mgmt | For | Against | Against | |||
2 | Elect John P. Tavlarios | Mgmt | For | Against | Against | |||
3 | Elect Spyridon Fokas | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
AGT Food and Ingredients Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGT | CUSIP 001264100 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Murad Al-Katib | Mgmt | For | For | For | |||
1.2 | Elect Huseyin Arslan | Mgmt | For | For | For | |||
1.3 | Elect Howard N. Rosen | Mgmt | For | For | For | |||
1.4 | Elect John Gardner | Mgmt | For | For | For | |||
1.5 | Elect Drew Franklin | Mgmt | For | For | For | |||
1.6 | Elect Greg Stewart | Mgmt | For | For | For | |||
1.7 | Elect Marie-Lucie Morin | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Allete, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALE | CUSIP 018522300 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Sidney W. Emery, Jr. | Mgmt | For | For | For | |||
3 | Elect George G. Goldfarb | Mgmt | For | For | For | |||
4 | Elect James S. Haines, Jr. | Mgmt | For | For | For | |||
5 | Elect Alan R. Hodnik | Mgmt | For | For | For | |||
6 | Elect James J. Hoolihan | Mgmt | For | For | For | |||
7 | Elect Heidi E. Jimmerson | Mgmt | For | For | For | |||
8 | Elect Madeleine W. Ludlow | Mgmt | For | For | For | |||
9 | Elect Douglas C. Neve | Mgmt | For | For | For | |||
10 | Elect Leonard C. Rodman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
American Assets Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAT | CUSIP 024013104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest S. Rady | Mgmt | For | For | For | |||
1.2 | Elect Larry E. Finger | Mgmt | For | For | For | |||
1.3 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
1.4 | Elect Thomas S. Olinger | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert S. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Vanguard Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVD | CUSIP 030371108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Baskin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Clark | Mgmt | For | For | For | |||
3 | Elect Debra F. Edwards | Mgmt | For | For | For | |||
4 | Elect Morton D. Erlich | Mgmt | For | For | For | |||
5 | Elect Alfred F. Ingulli | Mgmt | For | For | For | |||
6 | Elect John L. Killmer | Mgmt | For | For | For | |||
7 | Elect Eric G. Wintemute | Mgmt | For | For | For | |||
8 | Elect M. Esmail Zirakparvar | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 1994 Stock Incentive Plan | Mgmt | For | For | For | |||
AMERISAFE, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSF | CUSIP 03071H100 | 06/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Brown | Mgmt | For | For | For | |||
1.2 | Elect G Janelle Frost | Mgmt | For | For | For | |||
2 | Re-approval of 2012 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
AMN Healthcare Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMN | CUSIP 001744101 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark G. Foletta | Mgmt | For | For | For | |||
2 | Elect R. Jeffrey Harris | Mgmt | For | For | For | |||
3 | Elect Michael M.E. Johns | Mgmt | For | For | For | |||
4 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
5 | Elect Susan R. Salka | Mgmt | For | For | For | |||
6 | Elect Andrew M. Stern | Mgmt | For | For | For | |||
7 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
8 | Elect Douglas D. Wheat | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of 2017 Senior Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
12 | Approval of 2017 Equity Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | Against | Against | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Scott R. Peppet | Mgmt | For | For | For | |||
10 | Elect Valarie L. Sheppard | Mgmt | For | For | For | |||
11 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
12 | Elect Samuel Zell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Apartment Investment and Management Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIV | CUSIP 03748R101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terry Considine | Mgmt | For | For | For | |||
2 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||
3 | Elect J. Landis Martin | Mgmt | For | For | For | |||
4 | Elect Robert A. Miller | Mgmt | For | For | For | |||
5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
6 | Elect Michael A. Stein | Mgmt | For | For | For | |||
7 | Elect Nina A. Tran | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Astoria Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AF | CUSIP 046265104 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Atlas Air Worldwide Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAWW | CUSIP 049164205 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Agnew | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Charles F. Bolden, Jr. | Mgmt | For | For | For | |||
4 | Elect William J. Flynn | Mgmt | For | For | For | |||
5 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
6 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
7 | Elect Carol B. Hallett | Mgmt | For | For | For | |||
8 | Elect Frederick McCorkle | Mgmt | For | For | For | |||
9 | Elect Duncan J. McNabb | Mgmt | For | For | For | |||
10 | Elect John K. Wulff | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2016 Incentive Plan | Mgmt | For | Against | Against | |||
Atlas Air Worldwide Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAWW | CUSIP 049164205 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Common Stock | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Avista Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVA | CUSIP 05379B107 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erik J. Anderson | Mgmt | For | For | For | |||
2 | Elect Kristianne Blake | Mgmt | For | For | For | |||
3 | Elect Donald C. Burke | Mgmt | For | For | For | |||
4 | Elect Rebecca A. Klein | Mgmt | For | For | For | |||
5 | Elect Scott H. Maw | Mgmt | For | For | For | |||
6 | Elect Scott L. Morris | Mgmt | For | For | For | |||
7 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
8 | Elect Heidi B. Stanley | Mgmt | For | For | For | |||
9 | Elect R. John Taylor | Mgmt | For | For | For | |||
10 | Elect Janet D. Widmann | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Belden Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDC | CUSIP 077454106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | Against | Against | |||
2 | Elect Lance C. Balk | Mgmt | For | Against | Against | |||
3 | Elect Steven W. Berglund | Mgmt | For | Against | Against | |||
4 | Elect Judy L. Brown | Mgmt | For | Against | Against | |||
5 | Elect Bryan C. Cressey | Mgmt | For | Against | Against | |||
6 | Elect Jonathan C. Klein | Mgmt | For | Against | Against | |||
7 | Elect George E. Minnich | Mgmt | For | Against | Against | |||
8 | Elect John M. Monter | Mgmt | For | Against | Against | |||
9 | Elect John S. Stroup | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Berkshire Hills Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHLB | CUSIP 084680107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2.1 | Elect Paul T. Bossidy | Mgmt | For | For | For | |||
2.2 | Elect Michael P. Daly | Mgmt | For | For | For | |||
2.3 | Elect Cornelius D. Mahoney | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Craigie | Mgmt | For | For | For | |||
1.2 | Elect Mindy Grossman | Mgmt | For | For | For | |||
1.3 | Elect Chris T. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
BMC Stock Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMCH | CUSIP 05591B109 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Bullock | Mgmt | For | For | For | |||
1.2 | Elect David L. Keltner | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey G. Rea | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James S. Argalas | Mgmt | For | For | For | |||
1.2 | Elect James J. Court | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Ratinoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Briggs & Stratton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGG | CUSIP 109043109 | 10/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey R. Hennion | Mgmt | For | For | For | |||
1.2 | Elect Patricia L. Kampling | Mgmt | For | For | For | |||
1.3 | Elect Todd J. Teske | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
3 | Elect Jane L. Warner | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Callon Petroleum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPE | CUSIP 13123X102 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Nocchiero | Mgmt | For | For | For | |||
1.2 | Elect Matthew Regis Bob | Mgmt | For | For | For | |||
1.3 | Elect James M. Trimble | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Camden National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAC | CUSIP 133034108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig S. Gunderson | Mgmt | For | For | For | |||
2 | Elect John W. Holmes | Mgmt | For | For | For | |||
3 | Elect David J. Ott | Mgmt | For | For | For | |||
4 | Elect John M. Rohman | Mgmt | For | For | For | |||
5 | Elect Lawrence J. Sterrs | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of the 2012 Equity and Incentive Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Capitol Acquisition Corp III | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLACU | CUSIP 14055M106 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Merger | Mgmt | For | For | For | |||
2 | Name Change | Mgmt | For | For | For | |||
3 | Increase in Authorized Shares | Mgmt | For | For | For | |||
4 | Technical Amendments | Mgmt | For | For | For | |||
5 | Elect L. Dyson Dreyden | Mgmt | For | For | For | |||
6 | Elect Stephen P Master | Mgmt | For | For | For | |||
7 | Elect Stuart J. Yarbrough | Mgmt | For | For | For | |||
8 | Elect Kevin Akeroyd | Mgmt | For | For | For | |||
9 | Elect Mark D. Ein | Mgmt | For | For | For | |||
10 | Elect Mark M Anderson | Mgmt | For | For | For | |||
11 | Elect Philip A. Canfield | Mgmt | For | For | For | |||
12 | 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Carriage Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSV | CUSIP 143905107 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald D. Patteson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CBL & Associates Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBL | CUSIP 124830100 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles B. Lebovitz | Mgmt | For | For | For | |||
1.2 | Elect Stephen D. Lebovitz | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Bryenton | Mgmt | For | For | For | |||
1.4 | Elect A. Larry Chapman | Mgmt | For | For | For | |||
1.5 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
1.6 | Elect John D. Griffith | Mgmt | For | For | For | |||
1.7 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
1.8 | Elect Gary J. Nay | Mgmt | For | For | For | |||
1.9 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Century Communities Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCS | CUSIP 156504300 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dale Francescon | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Francescon | Mgmt | For | For | For | |||
1.3 | Elect James M. Lippman | Mgmt | For | For | For | |||
1.4 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.5 | Elect John P. Box | Mgmt | For | For | For | |||
2 | 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Fitterling | Mgmt | For | For | For | |||
1.2 | Elect Ronald A. Klein | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard M. Lievense | Mgmt | For | For | For | |||
1.4 | Elect Barbara J. Mahone | Mgmt | For | For | For | |||
1.5 | Elect John E. Pelizzari | Mgmt | For | For | For | |||
1.6 | Elect David Provost | Mgmt | For | For | For | |||
1.7 | Elect David B. Ramaker | Mgmt | For | For | For | |||
1.8 | Elect Larry D. Stauffer | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey L Tate | Mgmt | For | For | For | |||
1.10 | Elect Gary Torgow | Mgmt | For | For | For | |||
1.11 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||
1.12 | Elect Franklin C. Wheatlake | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Advisory Vote on the Frequency of the Advisory Approval of Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Merger Share Issuance | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cherry Hill Mortgage Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMI | CUSIP 164651101 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey B. Lown | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert C. Mercer, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph P. Murin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Regina M. Lowrie | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CNO Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNO | CUSIP 12621E103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward J. Bonach | Mgmt | For | For | For | |||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | |||
3 | Elect Stephen N. David | Mgmt | For | For | For | |||
4 | Elect Robert C. Greving | Mgmt | For | For | For | |||
5 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
6 | Elect Charles J. Jacklin | Mgmt | For | For | For | |||
7 | Elect Daniel R. Maurer | Mgmt | For | For | For | |||
8 | Elect Neal C. Schneider | Mgmt | For | For | For | |||
9 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
10 | Approval of amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Colony Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendments to Articles Pursuant to Merger | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Conatus Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNAT | CUSIP 20600T108 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Preston S. Klassen | Mgmt | For | For | For | |||
1.2 | Elect William R. LaRue | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Continental Building Products Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPX | CUSIP 211171103 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Bosowski | Mgmt | For | For | For | |||
1.2 | Elect Michael O. Moore | Mgmt | For | For | For | |||
1.3 | Elect Jack Sweeny | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Material Terms of Performance Goals under the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Control4 Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRL | CUSIP 21240D107 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark E. Jensen | Mgmt | For | For | For | |||
1.2 | Elect Phil Molyneux | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Convergys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVG | CUSIP 212485106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
1.2 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
1.3 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Fox | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Gibbs | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.8 | Elect Ronald L. Nelson | Mgmt | For | Withhold | Against | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of the Annual Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cott Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COT | CUSIP 22163N106 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Benadiba | Mgmt | For | For | For | |||
1.2 | Elect Jerry Fowden | Mgmt | For | For | For | |||
1.3 | Elect David T. Gibbons | Mgmt | For | For | For | |||
1.4 | Elect Stephen Halperin | Mgmt | For | Withhold | Against | |||
1.5 | Elect Betty Jane Hess | Mgmt | For | For | For | |||
1.6 | Elect Gregory Monahan | Mgmt | For | For | For | |||
1.7 | Elect Mario Pilozzi | Mgmt | For | For | For | |||
1.8 | Elect Andrew Prozes | Mgmt | For | For | For | |||
1.9 | Elect Eric S. Rosenfeld | Mgmt | For | Withhold | Against | |||
1.10 | Elect Graham Savage | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
Dana Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rachel A. Gonzalez | Mgmt | For | For | For | |||
1.2 | Elect James K. Kamsickas | Mgmt | For | For | For | |||
1.3 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.4 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
1.6 | Elect R. Bruce McDonald | Mgmt | For | For | For | |||
1.7 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.8 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Del Taco Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TACO | CUSIP 245496104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence F. Levy | Mgmt | For | For | For | |||
1.2 | Elect Eileen Aptman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DeVry Education Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DV | CUSIP 251893103 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
Dycom Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DY | CUSIP 267475101 | 11/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eitan Gertel | Mgmt | For | For | For | |||
2 | Elect Anders Gustafsson | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817R108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
1.2 | Elect Pat Wood, III | Mgmt | For | For | For | |||
1.3 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.5 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | |||
1.6 | Elect Tyler G. Reeder | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey S. Stein | Mgmt | For | For | For | |||
1.8 | Elect John R. Sult | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Eagle Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGRX | CUSIP 269796108 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sander Flaum | Mgmt | For | For | For | |||
1.2 | Elect Scott Tarriff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Eagle Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGRX | CUSIP 269796108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ratoff | Mgmt | For | For | For | |||
2 | Elect Douglas L. Braunstein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Education Realty Trust, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDR | CUSIP 28140H203 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John V. Arabia | Mgmt | For | For | For | |||
1.2 | Elect William J. Cahill, III | Mgmt | For | For | For | |||
1.3 | Elect Randy L. Churchey | Mgmt | For | For | For | |||
1.4 | Elect Kimberly K. Schaefer | Mgmt | For | For | For | |||
1.5 | Elect Howard A. Silver | Mgmt | For | For | For | |||
1.6 | Elect John T. Thomas | Mgmt | For | For | For | |||
1.7 | Elect Thomas Trubiana | Mgmt | For | For | For | |||
1.8 | Elect Wendell W. Weakley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2017 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn C. Zoon | Mgmt | For | For | For | |||
2 | Elect Zsolt Harsanyi | Mgmt | For | For | For | |||
3 | Elect George Joulwan | Mgmt | For | For | For | |||
4 | Elect Louis Sullivan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard W. Blakey | Mgmt | For | For | For | |||
2 | Elect Douglas D. Dirks | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Ashwini Gupta | Mgmt | For | For | For | |||
1.3 | Elect Wendy Hannam | Mgmt | For | For | For | |||
1.4 | Elect Michael P. Monaco | Mgmt | For | For | For | |||
1.5 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.6 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.7 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.9 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2017 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth W. Dewey | Mgmt | For | For | For | |||
2 | Elect M. James Gorrie | Mgmt | For | For | For | |||
3 | Elect James T. McManus, II | Mgmt | For | For | For | |||
4 | Elect Laurence M. Downes | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ennis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Blind | Mgmt | For | For | For | |||
2 | Elect Michael J. Schaefer | Mgmt | For | For | For | |||
3 | Elect James C. Taylor | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
EnPro Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPO | CUSIP 29355X107 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen E. Macadam | Mgmt | For | For | For | |||
1.2 | Elect Thomas M. Botts | Mgmt | For | For | For | |||
1.3 | Elect Felix M. Brueck | Mgmt | For | For | For | |||
1.4 | Elect B. Bernard Burns, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.6 | Elect David L. Hauser | Mgmt | For | For | For | |||
1.7 | Elect John S. Humphrey | Mgmt | For | For | For | |||
1.8 | Elect Kees van der Graaf | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Senior Executive Annual Performance Plan | Mgmt | For | For | For | |||
5 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ensign Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy E. Christensen | Mgmt | For | Against | Against | |||
2 | Elect John G. Nackel | Mgmt | For | For | For | |||
3 | Elect Barry M. Smith | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Druten | Mgmt | For | For | For | |||
1.2 | Elect Gregory K. Silvers | Mgmt | For | For | For | |||
1.3 | Elect Robin P. Sterneck | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of Material Terms of 162(m) Performance Goals Under the Annual Performance-Based Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Everi Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVRI | CUSIP 30034T103 | 05/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linster W. Fox | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | |||
4 | Elimination of Supermajority Requirement for Amending the Company's Bylaws | Mgmt | For | TNA | N/A | |||
5 | Elimination of Supermajority Requirement for Amending the Company's Certificate of Incorporation | Mgmt | For | TNA | N/A | |||
6 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
7 | Approval of Material Terms under 2014 Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Ferro Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOE | CUSIP 315405100 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Hipple | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregory E. Hyland | Mgmt | For | For | For | |||
1.3 | Elect David A. Lorber | Mgmt | For | For | For | |||
1.4 | Elect Andrew M. Ross | Mgmt | For | For | For | |||
1.5 | Elect Allen A. Spizzo | Mgmt | For | For | For | |||
1.6 | Elect Peter T. Thomas | Mgmt | For | For | For | |||
1.7 | Elect Ronald P. Vargo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ferroglobe Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSM | CUSIP G33856108 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Javier Lopez Madrid | Mgmt | For | For | For | |||
4 | Elect Donald G. Barger | Mgmt | For | For | For | |||
5 | Elect Bruce L. Crockett | Mgmt | For | For | For | |||
6 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
7 | Elect Greger Hamilton | Mgmt | For | For | For | |||
8 | Elect Javier Monzon | Mgmt | For | For | For | |||
9 | Elect Juan Villar-Mir de Fuentes | Mgmt | For | For | For | |||
10 | Elect Manuel Garrido Ruano | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authorization of Political Donations | Mgmt | For | For | For | |||
15 | Increase Board Size | Mgmt | For | For | For | |||
First Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBNC | CUSIP 318910106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald H. Allred | Mgmt | For | Withhold | Against | |||
1.2 | Elect Daniel T. Blue, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mary Clara Capel | Mgmt | For | Withhold | Against | |||
1.4 | Elect James C. Crawford, III | Mgmt | For | Withhold | Against | |||
1.5 | Elect Abby Donnelly | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael G. Mayer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard H. Moore | Mgmt | For | Withhold | Against | |||
1.8 | Elect Thomas F. Phillips | Mgmt | For | Withhold | Against | |||
1.9 | Elect O. Temple Sloan, III | Mgmt | For | Withhold | Against | |||
1.10 | Elect Frederick L. Taylor, II | Mgmt | For | Withhold | Against | |||
1.11 | Elect Virginia C. Thomasson | Mgmt | For | Withhold | Against | |||
1.12 | Elect Dennis A. Wicker | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
First Busey Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUSE | CUSIP 319383204 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph M. Ambrose | Mgmt | For | For | For | |||
1.2 | Elect Stanley J. Bradshaw | Mgmt | For | For | For | |||
1.3 | Elect David J. Downey | Mgmt | For | For | For | |||
1.4 | Elect Van A. Dukeman | Mgmt | For | For | For | |||
1.5 | Elect Stephen V. King | Mgmt | For | For | For | |||
1.6 | Elect E. Phillips Knox | Mgmt | For | For | For | |||
1.7 | Elect V. B. Leister, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Gregory B. Lykins | Mgmt | For | For | For | |||
1.9 | Elect August C. Meyer, Jr. | Mgmt | For | For | For | |||
1.10 | Elect George T. Shapland | Mgmt | For | For | For | |||
1.11 | Elect Thomas G. Sloan | Mgmt | For | For | For | |||
1.12 | Elect Jon D. Stewart | Mgmt | For | For | For | |||
1.13 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Connecticut Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBNK | CUSIP 319850103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patience P. McDowell | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Ziebka | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Defiance Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDEF | CUSIP 32006W106 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean A. Hubbard | Mgmt | For | For | For | |||
1.2 | Elect Barbara A. Mitzel | Mgmt | For | For | For | |||
1.3 | Elect Charles D. Niehaus | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Declassification of the Board of Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
First Financial Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFBC | CUSIP 320209109 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Wickliffe Ach | Mgmt | For | For | For | |||
1.2 | Elect David S. Barker | Mgmt | For | For | For | |||
1.3 | Elect Cynthia O. Booth | Mgmt | For | For | For | |||
1.4 | Elect Claude E. Davis | Mgmt | For | For | For | |||
1.5 | Elect Corinne R. Finnerty | Mgmt | For | For | For | |||
1.6 | Elect Peter E. Geier | Mgmt | For | For | For | |||
1.7 | Elect Murph Knapke | Mgmt | For | For | For | |||
1.8 | Elect Susan L. Knust | Mgmt | For | For | For | |||
1.9 | Elect William J. Kramer | Mgmt | For | For | For | |||
1.10 | Elect Jeffrey D. Meyer | Mgmt | For | For | For | |||
1.11 | Elect John T. Neighbours | Mgmt | For | For | For | |||
1.12 | Elect Richard E. Olszewski | Mgmt | For | For | For | |||
1.13 | Elect Maribeth S. Rahe | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Internet Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INBK | CUSIP 320557101 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Becker | Mgmt | For | For | For | |||
1.2 | Elect John K. Keach, Jr. | Mgmt | For | For | For | |||
1.3 | Elect David R. Lovejoy | Mgmt | For | For | For | |||
1.4 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
1.5 | Elect Ralph R. Whitney Jr. | Mgmt | For | For | For | |||
1.6 | Elect Jerry Williams | Mgmt | For | For | For | |||
1.7 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Merchants Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRME | CUSIP 320817109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary J. Lehman | Mgmt | For | For | For | |||
1.2 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Fisher | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Cancellation of Authorized Preferred Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
First Midwest Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMBI | CUSIP 320867104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas L. Brown | Mgmt | For | For | For | |||
2 | Elect Phupinder S. Gill | Mgmt | For | For | For | |||
3 | Elect Kathryn J Hayley | Mgmt | For | For | For | |||
4 | Elect Frank B. Modruson | Mgmt | For | For | For | |||
5 | Elect Ellen A. Rudnick | Mgmt | For | For | For | |||
6 | Elect Michael J. Small | Mgmt | For | For | For | |||
7 | Elect Stephen C Van Arsdell | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
FormFactor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORM | CUSIP 346375108 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond A. Link | Mgmt | For | For | For | |||
2 | Elect Michael D. Slessor | Mgmt | For | For | For | |||
3 | Elect Thomas M. St. Dennis | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Franklin Financial Network Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSB | CUSIP 35352P104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy E. Allen | Mgmt | For | For | For | |||
1.2 | Elect James W. Cross IV | Mgmt | For | For | For | |||
1.3 | Elect Richard E. Herrington | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Pratt Jr. | Mgmt | For | For | For | |||
1.5 | Elect Pamela J. Stephens | Mgmt | For | For | For | |||
1.6 | Elect Melody J. Sullivan | Mgmt | For | For | For | |||
1.7 | Elect Gregory E. Waldron | Mgmt | For | For | For | |||
1.8 | Elect Benjamin P. Wynd | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Approval of the 2017 Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
FTD Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTD | CUSIP 30281V108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tracey L. Belcourt | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Harch | Mgmt | For | For | For | |||
1.3 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive and Compensation Plan | Mgmt | For | Against | Against | |||
Fulgent Genetics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLGT | CUSIP 359664109 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ming Hsieh | Mgmt | For | Withhold | Against | |||
1.2 | Elect John Bolger | Mgmt | For | Withhold | Against | |||
1.3 | Elect James J. Mulay | Mgmt | For | Withhold | Against | |||
1.4 | Elect Yun Yen | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Decrease of Authorized Common Stock | Mgmt | For | For | For | |||
Fulton Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FULT | CUSIP 360271100 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa Crutchfield | Mgmt | For | For | For | |||
2 | Elect Denise L. Devine | Mgmt | For | For | For | |||
3 | Elect Patrick J. Freer | Mgmt | For | For | For | |||
4 | Elect George W. Hodges | Mgmt | For | For | For | |||
5 | Elect Albert Morrison, III | Mgmt | For | For | For | |||
6 | Elect James R. Moxley, III | Mgmt | For | For | For | |||
7 | Elect R. Scott Smith, Jr. | Mgmt | For | For | For | |||
8 | Elect Scott A. Snyder | Mgmt | For | For | For | |||
9 | Elect Ronald H. Spair | Mgmt | For | For | For | |||
10 | Elect Mark F. Strauss | Mgmt | For | For | For | |||
11 | Elect Ernest J. Waters | Mgmt | For | For | For | |||
12 | Elect E. Philip Wenger | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
General Cable Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGC | CUSIP 369300108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sallie B. Bailey | Mgmt | For | For | For | |||
2 | Elect Edward Childs Hall, III | Mgmt | For | For | For | |||
3 | Elect Gregory E. Lawton | Mgmt | For | For | For | |||
4 | Elect Michael T. McDonnell | Mgmt | For | For | For | |||
5 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
6 | Elect Patrick M. Prevost | Mgmt | For | For | For | |||
7 | Elect John E. Welsh, III | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
Granite Construction Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GVA | CUSIP 387328107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Roberts | Mgmt | For | For | For | |||
2 | Elect Gaddi H. Vasquez | Mgmt | For | For | For | |||
3 | Elect David C. Darnell | Mgmt | For | For | For | |||
4 | Elect Celeste Beeks Mastin | Mgmt | For | For | For | |||
5 | Elect Patricia Galloway | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
GTT Communications Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CUSIP 362393100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Calder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect H. Brian Thompson | Mgmt | For | For | For | |||
1.3 | Elect S. Joseph Bruno | Mgmt | For | For | For | |||
1.4 | Elect Rhodric C. Hackman | Mgmt | For | For | For | |||
1.5 | Elect Howard E. Janzen | Mgmt | For | For | For | |||
1.6 | Elect Nick Adamo | Mgmt | For | For | For | |||
1.7 | Elect Theodore B. Smith, III | Mgmt | For | For | For | |||
1.8 | Elect Elizabeth Satin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
3 | Elect David L. Houston | Mgmt | For | For | For | |||
4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Ahn | Mgmt | For | For | For | |||
2 | Elect Christie K. Chu | Mgmt | For | For | For | |||
3 | Elect Harry Chung | Mgmt | For | For | For | |||
4 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
5 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
6 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
7 | Elect Thomas J Williams | Mgmt | For | For | For | |||
8 | Elect Michael Yang | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Healthcare Trust of America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTA | CUSIP 42225P501 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Peters | Mgmt | For | For | For | |||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | |||
3 | Elect Maurice J. DeWald | Mgmt | For | For | For | |||
4 | Elect Warren D. Fix | Mgmt | For | For | For | |||
5 | Elect Peter N. Foss | Mgmt | For | For | For | |||
6 | Elect Daniel S. Henson | Mgmt | For | For | For | |||
7 | Elect Larry L. Mathis | Mgmt | For | For | For | |||
8 | Elect Gary T. Wescombe | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Heartland Financial USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTLF | CUSIP 42234Q102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas L. Flynn | Mgmt | For | For | For | |||
2 | Elect Bruce K. Lee | Mgmt | For | For | For | |||
3 | Elect Kurt M. Saylor | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hercules Capital Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel A. Henriquez | Mgmt | For | For | For | |||
2 | Elect Joseph A. Hoffman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Horizon Global Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HZN | CUSIP 44052W104 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Denise Ilitch | Mgmt | For | For | For | |||
1.2 | Elect Richard L. DeVore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
IBERIABANK Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBKC | CUSIP 450828108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harry V. Barton, Jr. | Mgmt | For | For | For | |||
1.2 | Elect E. Stewart Shea III | Mgmt | For | For | For | |||
1.3 | Elect David H. Welch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ichor Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICHR | CUSIP G4740B105 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Iain MacKenzie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas M. Rohrs | Mgmt | For | Withhold | Against | |||
2 | Approval of the 2017 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Idacorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDA | CUSIP 451107106 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darrel T. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Carlile | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dahl | Mgmt | For | Withhold | Against | |||
1.4 | Elect Annette G. Elg | Mgmt | For | For | For | |||
1.5 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
1.6 | Elect Judith A. Johansen | Mgmt | For | For | For | |||
1.7 | Elect Dennis L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect J. LaMont Keen | Mgmt | For | For | For | |||
1.9 | Elect Christine King | Mgmt | For | For | For | |||
1.10 | Elect Richard J. Navarro | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Tinstman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Independence Contract Drilling Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICD | CUSIP 453415309 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Bates, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Byron A. Dunn | Mgmt | For | For | For | |||
1.3 | Elect James Crandell | Mgmt | For | For | For | |||
1.4 | Elect Matthew D. Fitzgerald | Mgmt | For | For | For | |||
1.5 | Elect Daniel F. McNease | Mgmt | For | For | For | |||
1.6 | Elect Tighe A. Noonan | Mgmt | For | For | For | |||
Independent Bank Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBTX | CUSIP 45384B106 | 03/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Plan of Reorganization | Mgmt | For | For | For | |||
2 | Merger Issuance | Mgmt | For | For | For | |||
3.1 | Elect Tom C. Nichols | Mgmt | For | For | For | |||
3.2 | Elect Mark K. Gormley | Mgmt | For | For | For | |||
3.3 | Elect Christopher M. Doody | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Independent Bank Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBTX | CUSIP 45384B106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel W. Brooks | Mgmt | For | For | For | |||
1.2 | Elect Craig E. Holmes | Mgmt | For | For | For | |||
1.3 | Elect Tom C. Nichols | Mgmt | For | For | For | |||
1.4 | Elect G. Stacy Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Innophos Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPHS | CUSIP 45774N108 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||
1.2 | Elect Kim Ann Mink | Mgmt | For | For | For | |||
1.3 | Elect Linda Myrick | Mgmt | For | For | For | |||
1.4 | Elect Karen R. Osar | Mgmt | For | For | For | |||
1.5 | Elect John Steitz | Mgmt | For | For | For | |||
1.6 | Elect Peter Thomas | Mgmt | For | For | For | |||
1.7 | Elect James Zallie | Mgmt | For | For | For | |||
1.8 | Elect Robert Zatta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Integrated Device Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDTI | CUSIP 458118106 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Schofield | Mgmt | For | For | For | |||
1.2 | Elect Gregory L. Waters | Mgmt | For | For | For | |||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||
1.5 | Elect Ken Kannappan | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Rango | Mgmt | For | For | For | |||
1.7 | Elect Norman Taffe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Investors Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISBC | CUSIP 46146L101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis M. Bone | Mgmt | For | For | For | |||
1.2 | Elect Doreen R. Byrnes | Mgmt | For | For | For | |||
1.3 | Elect Peter H. Carlin | Mgmt | For | For | For | |||
1.4 | Elect William V. Cosgrove | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
iStar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAR | CUSIP 45031U408 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Clifford De Souza | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Robin Josephs | Mgmt | For | For | For | |||
1.5 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Ridings | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | |||
j2 Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCOM | CUSIP 48123V102 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Robert J. Cresci | Mgmt | For | For | For | |||
3 | Elect W. Brian Kretzmer | Mgmt | For | For | For | |||
4 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
5 | Elect Richard S. Ressler | Mgmt | For | Against | Against | |||
6 | Elect Stephen Ross | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Jabil Circuit, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBL | CUSIP 466313103 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anousheh Ansari | Mgmt | For | For | For | |||
1.2 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Timothy L. Main | Mgmt | For | For | For | |||
1.4 | Elect Mark T. Mondello | Mgmt | For | For | For | |||
1.5 | Elect Frank A. Newman | Mgmt | For | For | For | |||
1.6 | Elect John C. Plant | Mgmt | For | For | For | |||
1.7 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Sansone | Mgmt | For | For | For | |||
1.9 | Elect David M. Stout | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Equity Award and Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
James River Group Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JRVR | CUSIP G5005R107 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Adam Abram | Mgmt | For | For | For | |||
2 | Elect Robert P. Myron | Mgmt | For | For | For | |||
3 | Elect Michael T. Oakes | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Kadant Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAI | CUSIP 48282T104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Albertine | Mgmt | For | For | For | |||
2 | Elect Thomas C. Leonard | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the Annual Cash Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Kraton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRA | CUSIP 50077C106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominique Fournier | Mgmt | For | For | For | |||
1.2 | Elect John J. Gallagher, III | Mgmt | For | For | For | |||
1.3 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lakeland Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKFN | CUSIP 511656100 | 04/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake W. Augsburger | Mgmt | For | For | For | |||
2 | Elect Robert E. Bartels, Jr. | Mgmt | For | For | For | |||
3 | Elect Daniel F. Evans, Jr. | Mgmt | For | For | For | |||
4 | Elect David M. Findlay | Mgmt | For | For | For | |||
5 | Elect Thomas A. Hiatt | Mgmt | For | For | For | |||
6 | Elect Michael L. Kubacki | Mgmt | For | For | For | |||
7 | Elect Emily E. Pichon | Mgmt | For | For | For | |||
8 | Elect Steven D. Ross | Mgmt | For | For | For | |||
9 | Elect Brian J. Smith | Mgmt | For | For | For | |||
10 | Elect Bradley J. Toothaker | Mgmt | For | For | For | |||
11 | Elect Ronald D. Truex | Mgmt | For | For | For | |||
12 | Elect M. Scott Welch | Mgmt | For | For | For | |||
13 | Approval of 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Logitech International SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOGN | CUSIP H50430232 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Compensation Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendment to 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
6 | Elect Edouard Bugnion | Mgmt | For | For | For | |||
7 | Elect Bracken P. Darrell | Mgmt | For | For | For | |||
8 | Elect Sally Davis | Mgmt | For | For | For | |||
9 | Elect Guerrino De Luca | Mgmt | For | For | For | |||
10 | Elect Sue E. Gove | Mgmt | For | For | For | |||
11 | Elect Didier Hirsch | Mgmt | For | For | For | |||
12 | Elect Neil Hunt | Mgmt | For | For | For | |||
13 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
14 | Elect Lung Yeh | Mgmt | For | For | For | |||
15 | Elect Patrick Aebischer | Mgmt | For | For | For | |||
16 | Elect Guerrino De Luca as Chairman | Mgmt | For | For | For | |||
17 | Elect Sally Davis as Compensation Committee Member | Mgmt | For | For | For | |||
18 | Elect Neil Hunt as Compensation Committee Member | Mgmt | For | For | For | |||
19 | Elect Dimitri Panayotopoulos as Compensation Committee Member | Mgmt | For | For | For | |||
20 | Elect Edouard Bugnion as Compensation Committee Member | Mgmt | For | For | For | |||
21 | Board Compensation | Mgmt | For | For | For | |||
22 | Executive Compensation | Mgmt | For | For | For | |||
23 | Appointment of Auditor | Mgmt | For | For | For | |||
24 | Appointment of Independent Proxy | Mgmt | For | For | For | |||
LTC Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LTC | CUSIP 502175102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Boyd W. Hendrickson | Mgmt | For | For | For | |||
2 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
3 | Elect Devra G. Shapiro | Mgmt | For | For | For | |||
4 | Elect Wendy L. Simpson | Mgmt | For | For | For | |||
5 | Elect Timothy J. Triche | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Madison Square Garden Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSG | CUSIP 55825T103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank J. Biondi, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard D. Parsons | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nelson Peltz | Mgmt | For | Withhold | Against | |||
1.4 | Elect Scott M. Sperling | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Employee Stock Plan | Mgmt | For | For | For | |||
4 | 2015 Cash Incentive Plan | Mgmt | For | For | For | |||
5 | 2010 Director Stock Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Maiden Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHLD | CUSIP G5753U112 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | |||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | |||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | |||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | |||
2 | Amendments to Bylaws | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Marriott Vacations Worldwide Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAC | CUSIP 57164Y107 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Shaw | Mgmt | For | For | For | |||
1.2 | Elect C.E. Andrews | Mgmt | For | For | For | |||
1.3 | Elect William W. McCarten | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marten Transport, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRTN | CUSIP 573075108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Randolph L. Marten | Mgmt | For | For | For | |||
1.2 | Elect Larry B. Hagness | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Winkel | Mgmt | For | For | For | |||
1.4 | Elect Jerry M. Bauer | Mgmt | For | For | For | |||
1.5 | Elect Robert L. Demorest | Mgmt | For | For | For | |||
1.6 | Elect G. Larry Owens | Mgmt | For | For | For | |||
1.7 | Elect Ronald R. Booth | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
MasTec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTZ | CUSIP 576323109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. Robert Campbell | Mgmt | For | For | For | |||
1.2 | Elect Ernst N. Csiszar | Mgmt | For | For | For | |||
1.3 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jorge Mas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Matrix Service Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRX | CUSIP 576853105 | 11/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Hewitt | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Hall | Mgmt | For | For | For | |||
1.3 | Elect John W. Gibson | Mgmt | For | For | For | |||
1.4 | Elect I. Edgar Hendrix | Mgmt | For | For | For | |||
1.5 | Elect Tom E. Maxwell | Mgmt | For | For | For | |||
1.6 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
1.7 | Elect James H. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendments to the Certificate of Incorporation Regarding Removal of Directors | Mgmt | For | For | For | |||
5 | Approval of 2016 Stock and Incentive Plan | Mgmt | For | For | For | |||
MaxLinear, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXL | CUSIP 57776J100 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theodore L. Tewksbury | Mgmt | For | For | For | |||
2 | Elect Albert J. Moyer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Medley Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCC | CUSIP 58503F106 | 02/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brook Taube | Mgmt | For | For | For | |||
1.2 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |||
1.3 | Elect John E. Mack | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Memorial Resource Development Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRD | CUSIP 58605Q109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Meta Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASH | CUSIP 59100U108 | 01/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas J. Hajek | Mgmt | For | For | For | |||
1.2 | Elect Kendall E. Stork | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Breunig | Mgmt | For | For | For | |||
2 | Elect Duane R. Dunham | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
National General Holdings Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NGHC | CUSIP 636220303 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | |||
1.2 | Elect Patrick Fallon | Mgmt | For | Withhold | Against | |||
1.3 | Elect Barry Karfunkel | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert Karfunkel | Mgmt | For | Withhold | Against | |||
1.5 | Elect John Marshaleck | Mgmt | For | Withhold | Against | |||
1.6 | Elect Barbara Paris | Mgmt | For | Withhold | Against | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NCI Building Systems, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCS | CUSIP 628852204 | 02/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Norman C. Chambers | Mgmt | For | Against | Against | |||
2 | Elect Kathleen J. Affeldt | Mgmt | For | Against | Against | |||
3 | Elect George L. Ball | Mgmt | For | Against | Against | |||
4 | Elect Nathan K. Sleeper | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
NCR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCR | CUSIP 62886E108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
1.2 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
NMI Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NMIH | CUSIP 629209305 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley M. Shuster | Mgmt | For | For | For | |||
1.2 | Elect Michael Embler | Mgmt | For | For | For | |||
1.3 | Elect James G. Jones | Mgmt | For | For | For | |||
1.4 | Elect Michael Montgomery | Mgmt | For | For | For | |||
1.5 | Elect Regina Muehlhauser | Mgmt | For | For | For | |||
1.6 | Elect James H. Ozanne | Mgmt | For | For | For | |||
1.7 | Elect Steven L. Scheid | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
5 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
6 | Elect Paul Kenyon | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Paul Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
NorthStar Realty Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRF | CUSIP 66704R803 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendments to Articles Pursuant to Merger | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Old National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ONB | CUSIP 680033107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan W. Braun | Mgmt | For | For | For | |||
1.2 | Elect Niel C. Ellerbrook | Mgmt | For | For | For | |||
1.3 | Elect Andrew E. Goebel | Mgmt | For | For | For | |||
1.4 | Elect Jerome F. Henry, Jr | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.6 | Elect Phelps L. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Arthur H. McElwee, Jr. | Mgmt | For | For | For | |||
1.8 | Elect James T. Morris | Mgmt | For | For | For | |||
1.9 | Elect Randall T. Shepard | Mgmt | For | For | For | |||
1.10 | Elect Rebecca S. Skillman | Mgmt | For | For | For | |||
1.11 | Elect Kelly N. Stanley | Mgmt | For | For | For | |||
1.12 | Elect Derrick J. Stewart | Mgmt | For | For | For | |||
1.13 | Elect Katherine E. White | Mgmt | For | For | For | |||
1.14 | Elect Linda E. White | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
OM Asset Management plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMAM | CUSIP G67506108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L. Bain | Mgmt | For | Against | Against | |||
2 | Elect Stuart H. Bohart | Mgmt | For | Against | Against | |||
3 | Elect Russell Carmedy | Mgmt | For | Against | Against | |||
4 | Elect Robert J. Chersi | Mgmt | For | Against | Against | |||
5 | Elect Ingrid Johnson | Mgmt | For | Against | Against | |||
6 | Elect Kyle Prechtl Legg | Mgmt | For | Against | Against | |||
7 | Elect James J. Ritchie | Mgmt | For | Against | Against | |||
8 | Elect John D. Rogers | Mgmt | For | Against | Against | |||
9 | Elect Donald J. Schneider | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
17 | Amendment to the Non-Employee Directors' Equity Incentive Plan | Mgmt | For | Against | Against | |||
18 | Approval of the Executive Performance Plan | Mgmt | For | For | For | |||
Orbotech Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORBK | CUSIP M75253100 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yochai Richter | Mgmt | For | For | For | |||
2 | Elect Yehudit Bronicki | Mgmt | For | For | For | |||
3 | Elect Dan Falk | Mgmt | For | For | For | |||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||
5 | Elect Jacob Richter | Mgmt | For | For | For | |||
6 | Elect Eliezer Tokman | Mgmt | For | For | For | |||
7 | Elect Shimon Ullman | Mgmt | For | For | For | |||
8 | Elect Arie Weisberg | Mgmt | For | For | For | |||
9 | Elect Michael J. Anghel | Mgmt | For | Against | Against | |||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
11 | Elect Joseph Tenne | Mgmt | For | For | For | |||
12 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Orbotech Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORBK | CUSIP M75253100 | 09/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yochai Richter | Mgmt | For | For | For | |||
2 | Elect Yehudit Bronicki | Mgmt | For | For | For | |||
3 | Elect Dan Falk | Mgmt | For | For | For | |||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||
5 | Elect Jacob Richter | Mgmt | For | For | For | |||
6 | Elect Eliezer Tokman | Mgmt | For | For | For | |||
7 | Elect Shimon Ullman | Mgmt | For | For | For | |||
8 | Elect Arie Weisberg | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Compensation Policy | Mgmt | For | For | For | |||
11 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
12 | CEO Equity Bonus | Mgmt | For | For | For | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Orion Group Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORN | CUSIP 68628V308 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas N. Amonett | Mgmt | For | For | For | |||
2 | Elect Mark R. Stauffer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacific Premier Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacific Premier Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Carona | Mgmt | For | For | For | |||
1.2 | Elect Ayad A Fargo | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L. Garrett | Mgmt | For | For | For | |||
1.5 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.6 | Elect Simone F. Lagomarsino | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Morris | Mgmt | For | For | For | |||
1.8 | Elect Michael E. Pfau | Mgmt | For | For | For | |||
1.9 | Elect Zareh M Sarrafian | Mgmt | For | For | For | |||
1.10 | Elect Cora M. Tellez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Paramount Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGRE | CUSIP 69924R108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert Behler | Mgmt | For | For | For | |||
2 | Elect Thomas Armbrust | Mgmt | For | For | For | |||
3 | Elect Martin Bussman | Mgmt | For | For | For | |||
4 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
5 | Elect Lizanne Galbreath | Mgmt | For | For | For | |||
6 | Elect Karin Klein | Mgmt | For | For | For | |||
7 | Elect Peter Linneman | Mgmt | For | For | For | |||
8 | Elect David P. O'Connor | Mgmt | For | For | For | |||
9 | Elect Katharina Otto-Bernstein | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Park-Ohio Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKOH | CUSIP 700666100 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward F. Crawford | Mgmt | For | For | For | |||
1.2 | Elect John D. Grampa | Mgmt | For | For | For | |||
1.3 | Elect Dan T. Moore III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | |||
1.2 | Elect Charles O. Buckner | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Conlon | Mgmt | For | For | For | |||
1.4 | Elect William A Hendricks, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Curtis W. Huff | Mgmt | For | For | For | |||
1.6 | Elect Terry H. Hunt | Mgmt | For | For | For | |||
1.7 | Elect Tiffany J. Thom | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PBF Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBF | CUSIP 69318G106 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Nimbley | Mgmt | For | For | For | |||
2 | Elect Spencer Abraham | Mgmt | For | For | For | |||
3 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
4 | Elect S. Eugene Edwards | Mgmt | For | For | For | |||
5 | Elect William E. Hantke | Mgmt | For | For | For | |||
6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
7 | Elect Edward F. Kosnik | Mgmt | For | For | For | |||
8 | Elect Robert J. Lavinia | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2017 Equity Incentive Plan | Mgmt | For | Against | Against | |||
PDC Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDCE | CUSIP 69327R101 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Parke | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey C. Swoveland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Peoples Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEBO | CUSIP 709789101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tara M. Abraham | Mgmt | For | For | For | |||
1.2 | Elect James S. Huggins | Mgmt | For | For | For | |||
1.3 | Elect Brooke W. James | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Perry Ellis International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PERY | CUSIP 288853104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Scheiner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2015 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Ply Gem Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGEM | CUSIP 72941W100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick J. Iseman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mary K. Rhinehart | Mgmt | For | Withhold | Against | |||
1.3 | Elect Janice E. Stipp | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PNM Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNM | CUSIP 69349H107 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman P. Becker | Mgmt | For | For | For | |||
1.2 | Elect Patricia K. Collawn | Mgmt | For | For | For | |||
1.3 | Elect E. Renae Conley | Mgmt | For | For | For | |||
1.4 | Elect Alan J. Fohrer | Mgmt | For | For | For | |||
1.5 | Elect Sidney M. Gutierrez | Mgmt | For | For | For | |||
1.6 | Elect Maureen T. Mullarkey | Mgmt | For | For | For | |||
1.7 | Elect Donald K. Schwanz | Mgmt | For | For | For | |||
1.8 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Stranding of Coal Generation Facilities | ShrHoldr | Against | Against | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Portland General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POR | CUSIP 736508847 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John W. Ballantine | Mgmt | For | Against | Against | |||
2 | Elect Rodney L. Brown, Jr. | Mgmt | For | For | For | |||
3 | Elect Jack E. Davis | Mgmt | For | For | For | |||
4 | Elect David A. Dietzler | Mgmt | For | For | For | |||
5 | Elect Kirby A. Dyess | Mgmt | For | For | For | |||
6 | Elect Mark B. Ganz | Mgmt | For | For | For | |||
7 | Elect Kathryn J. Jackson | Mgmt | For | For | For | |||
8 | Elect Neil J. Nelson | Mgmt | For | For | For | |||
9 | Elect M. Lee Pelton | Mgmt | For | For | For | |||
10 | Elect James J. Piro | Mgmt | For | For | For | |||
11 | Elect Charles W. Shivery | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Preferred Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFBC | CUSIP 740367404 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wayne Wu | Mgmt | For | For | For | |||
1.2 | Elect William C.Y. Cheng | Mgmt | For | For | For | |||
1.3 | Elect Chih-Wei Wu | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2017 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFS | CUSIP 74386T105 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Adamo | Mgmt | For | For | For | |||
1.2 | Elect Laura L. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Terence Gallagher | Mgmt | For | For | For | |||
1.4 | Elect Carlos Hernandez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Rayonier Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RYN | CUSIP 754907103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
2 | Elect John A. Blumberg | Mgmt | For | For | For | |||
3 | Elect Dod A. Fraser | Mgmt | For | For | For | |||
4 | Elect Scott R. Jones | Mgmt | For | For | For | |||
5 | Elect Bernard Lanigan, Jr. | Mgmt | For | For | For | |||
6 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
7 | Elect V. Larkin Martin | Mgmt | For | For | For | |||
8 | Elect David L. Nunes | Mgmt | For | For | For | |||
9 | Elect Andrew G. Wiltshere | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approval of the Material Terms under the Non-Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the Material Terms under the Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Approval of Annual Limit on Awards to Non-Employee Directors under the Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger J. Dow | Mgmt | For | For | For | |||
1.2 | Elect Ronald E. Harrison | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. DeSplinter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Reapproval of the 2013 Omnibus Incentive Plan for the Purposes of 162(m) | Mgmt | For | Against | Against | |||
Redwood Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWT | CUSIP 758075402 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Baum | Mgmt | For | For | For | |||
2 | Elect Douglas B. Hansen | Mgmt | For | For | For | |||
3 | Elect Mariann Byerwalter | Mgmt | For | For | For | |||
4 | Elect Debora D. Horvath | Mgmt | For | For | For | |||
5 | Elect Martin S. Hughes | Mgmt | For | For | For | |||
6 | Elect Greg H. Kubicek | Mgmt | For | For | For | |||
7 | Elect Karen R. Pallota | Mgmt | For | For | For | |||
8 | Elect Jeffrey T. Pero | Mgmt | For | For | For | |||
9 | Elect Georganne C. Proctor | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Arnoud W.A. Boot | Mgmt | For | For | For | |||
3 | Elect John F. Danahy | Mgmt | For | For | For | |||
4 | Elect J. Cliff Eason | Mgmt | For | For | For | |||
5 | Elect Anna Manning | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the Flexible Stock Plan | Mgmt | For | For | For | |||
9 | Amendment to the Flexible Stock Plan for Directors | Mgmt | For | For | For | |||
10 | Amendment to the Phantom Stock Plan for Directors | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Ring Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REI | CUSIP 76680V108 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly Hoffman | Mgmt | For | For | For | |||
2 | Elect David A. Fowler | Mgmt | For | For | For | |||
3 | Elect Lloyd T. Rochford | Mgmt | For | For | For | |||
4 | Elect Stanley M. McCabe | Mgmt | For | For | For | |||
5 | Elect Anthony B. Petrelli | Mgmt | For | For | For | |||
6 | Elect Clayton E. Woodrum | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Saia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAIA | CUSIP 78709Y105 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Gainor, Jr. | Mgmt | For | For | For | |||
2 | Elect Randolph W. Melville | Mgmt | For | For | For | |||
3 | Elect Bjorn E. Olsson | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lampkin Butts | Mgmt | For | For | For | |||
1.2 | Elect Beverly Hogan | Mgmt | For | For | For | |||
1.3 | Elect Phil K. Livingston | Mgmt | For | For | For | |||
1.4 | Elect Joe F. Sanderson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
Sanmina Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANM | CUSIP 801056102 | 03/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Clarke | Mgmt | For | For | For | |||
2 | Elect Eugene A. Delaney | Mgmt | For | For | For | |||
3 | Elect John P. Goldsberry | Mgmt | For | For | For | |||
4 | Elect Rita S. Lane | Mgmt | For | For | For | |||
5 | Elect Joseph G. Licata, Jr. | Mgmt | For | For | For | |||
6 | Elect Mario M. Rosati | Mgmt | For | Against | Against | |||
7 | Elect Wayne Shortridge | Mgmt | For | For | For | |||
8 | Elect Jure Sola | Mgmt | For | For | For | |||
9 | Elect Jackie M. Ward | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SkyWest, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKYW | CUSIP 830879102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry C. Atkin | Mgmt | For | For | For | |||
1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
1.3 | Elect Russell A. Childs | Mgmt | For | For | For | |||
1.4 | Elect Henry J. Eyring | Mgmt | For | For | For | |||
1.5 | Elect Meredith S. Madden | Mgmt | For | For | For | |||
1.6 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.7 | Elect Andrew C. Roberts | Mgmt | For | For | For | |||
1.8 | Elect Keith E. Smith | Mgmt | For | For | For | |||
1.9 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | |||
1.10 | Elect James L. Welch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Spohler | Mgmt | For | For | For | |||
1.2 | Elect Steven Hochberg | Mgmt | For | For | For | |||
2 | Authority to Sell Shares Below NAV | Mgmt | For | For | For | |||
Southside Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSI | CUSIP 84470P109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence Anderson | Mgmt | For | For | For | |||
1.2 | Elect Michael Bosworth | Mgmt | For | For | For | |||
1.3 | Elect Melvin B. Lovelady | Mgmt | For | For | For | |||
1.4 | Elect Tony Morgan | Mgmt | For | For | For | |||
1.5 | Elect John F. Sammons, Jr. | Mgmt | For | For | For | |||
1.6 | Elect William Sheehy | Mgmt | For | For | For | |||
1.7 | Elect Preston L. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Gas Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWX | CUSIP 844895102 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Boughner | Mgmt | For | For | For | |||
1.2 | Elect Jose A. Cardenas | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Chestnut | Mgmt | For | For | For | |||
1.4 | Elect Stephen C. Comer | Mgmt | For | For | For | |||
1.5 | Elect LeRoy C. Hanneman, Jr. | Mgmt | For | For | For | |||
1.6 | Elect John P. Hester | Mgmt | For | For | For | |||
1.7 | Elect Anne L. Mariucci | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Melarkey | Mgmt | For | For | For | |||
1.9 | Elect A. Randall Thoman | Mgmt | For | For | For | |||
1.10 | Elect Thomas A. Thomas | Mgmt | For | For | For | |||
2 | Approval of Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
SpartanNash Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 847215100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect David M. Staples | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.2 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Cahill | Mgmt | For | For | For | |||
1.2 | Elect James F. Deutsch | Mgmt | For | For | For | |||
1.3 | Elect Navy E. Djonovic | Mgmt | For | For | For | |||
1.4 | Elect Fernando Ferrer | Mgmt | For | For | For | |||
1.5 | Elect Thomas G. Kahn | Mgmt | For | For | For | |||
1.6 | Elect Jack L. Kopnisky | Mgmt | For | For | For | |||
1.7 | Elect James J. Landy | Mgmt | For | For | For | |||
1.8 | Elect Robert W. Lazar | Mgmt | For | For | For | |||
1.9 | Elect Richard O'Toole | Mgmt | For | For | For | |||
1.10 | Elect Burt Steinberg | Mgmt | For | For | For | |||
1.11 | Elect William E. Whiston | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan B. DeGaynor | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter S. Greenleaf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Summit Hotel Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.2 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Jones | Mgmt | For | For | For | |||
1.4 | Elect Kenneth J. Kay | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Opt Out of Maryland's Unsolicited Takeover Act | Mgmt | For | For | For | |||
Summit Materials Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
1.2 | Elect John R. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Super Micro Computer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMCI | CUSIP 86800U104 | 03/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Liang | Mgmt | For | For | For | |||
1.2 | Elect Sherman Tuan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tanger Factory Outlet Centers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKT | CUSIP 875465106 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William G. Benton | Mgmt | For | For | For | |||
2 | Elect Jeffrey B. Citrin | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
5 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
6 | Elect Bridget M. Ryan-Berman | Mgmt | For | For | For | |||
7 | Elect Allan L. Schuman | Mgmt | For | For | For | |||
8 | Elect Steven B. Tanger | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
TCP Capital Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCPC | CUSIP 87238Q103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen A. Corbet | Mgmt | For | For | For | |||
1.2 | Elect Eric J. Draut | Mgmt | For | For | For | |||
1.3 | Elect M. Freddie Reiss | Mgmt | For | For | For | |||
1.4 | Elect Peter E. Schwab | Mgmt | For | For | For | |||
1.5 | Elect Brian F. Wruble | Mgmt | For | For | For | |||
1.6 | Elect Howard M. Levkowitz | Mgmt | For | For | For | |||
1.7 | Elect Rajneesh Vig | Mgmt | For | For | For | |||
2 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||
Teradyne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 880770102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect Daniel W. Christman | Mgmt | For | For | For | |||
3 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
4 | Elect Timothy E. Guertin | Mgmt | For | For | For | |||
5 | Elect Mark E. Jagiela | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Paul J. Tufano | Mgmt | For | Against | Against | |||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
8 | Elect John E. McGlade | Mgmt | For | For | For | |||
9 | Elect Michael J. Morell | Mgmt | For | For | For | |||
10 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
11 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Performance Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Angelini | Mgmt | For | For | For | |||
2 | Elect Jane D. Carlin | Mgmt | For | For | For | |||
3 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
4 | Elect Wendell J. Knox | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
TICC Capital Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TICC | CUSIP 87244T109 | 09/02/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tonia L. Pankopf | Mgmt | For | N/A | N/A | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | N/A | N/A | |||
3 | Ratification of Auditor | Mgmt | For | N/A | N/A | |||
4 | Shareholder Proposal Regarding Termination of Investment Advisory Agreement | ShrHoldr | Against | N/A | N/A | |||
5 | Right to Adjourn Meeting | Mgmt | For | N/A | N/A | |||
TICC Capital Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TICC | CUSIP 87244T109 | 09/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Kelley Millet | Mgmt | N/A | For | N/A | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
4 | Shareholder Proposal Regarding Termination of Investment Advisory Agreement | ShrHoldr | N/A | For | N/A | |||
5 | Right to Adjourn Meeting | Mgmt | N/A | Against | N/A | |||
Tower Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSEM | CUSIP M87915274 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
2 | Elect Kalman Kaufman | Mgmt | For | Against | Against | |||
3 | Elect Dana Gross | Mgmt | For | Against | Against | |||
4 | Elect Rami Guzman | Mgmt | For | Against | Against | |||
5 | Elect Yoav Chelouche | Mgmt | For | Against | Against | |||
6 | Elect Rony Ross | Mgmt | For | Against | Against | |||
7 | Elect Alex Kornhauser | Mgmt | For | Against | Against | |||
8 | Elect Ilan Flato | Mgmt | For | Against | Against | |||
9 | Elect Iris Avner | Mgmt | For | Against | Against | |||
10 | Elect Russell C Ellwanger | Mgmt | For | Against | Against | |||
11 | Appoint Amir Elstein as Chair | Mgmt | For | For | For | |||
12 | Amended Compensation Policy | Mgmt | For | For | For | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
14 | Equity Grant of CEO | Mgmt | For | For | For | |||
15 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Equity Grant of Directors | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
TriplePoint Venture Growth BDC Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPVG | CUSIP 89677Y100 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James P. Labe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tristate Capital Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSC | CUSIP 89678F100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Bonvenuto | Mgmt | For | For | For | |||
1.2 | Elect James J. Dolan | Mgmt | For | For | For | |||
1.3 | Elect Mark L. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
United Community Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCBI | CUSIP 90984P303 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy C. Tallent | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Blalock | Mgmt | For | For | For | |||
1.3 | Elect L. Cathy Cox | Mgmt | For | For | For | |||
1.4 | Elect Kenneth L. Daniels | Mgmt | For | For | For | |||
1.5 | Elect H. Lynn Harton | Mgmt | For | For | For | |||
1.6 | Elect W. C. Nelson, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Richlovsky | Mgmt | For | For | For | |||
1.8 | Elect David C Shaver | Mgmt | For | For | For | |||
1.9 | Elect Tim R. Wallis | Mgmt | For | For | For | |||
1.10 | Elect David H. Wilkins | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Univest Corporation of Pennsylvania | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UVSP | CUSIP 915271100 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger H. Ballou | Mgmt | For | For | For | |||
1.2 | Elect Douglas C. Clemens | Mgmt | For | Withhold | Against | |||
1.3 | Elect R. Lee Delp | Mgmt | For | For | For | |||
1.4 | Elect K. Leon Moyer | Mgmt | For | For | For | |||
1.5 | Elect P. Gregory Shelly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.2 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.3 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vectrus Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEC | CUSIP 92242T101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William F. Murdy | Mgmt | For | For | For | |||
2 | Elect Melvin F. Parker | Mgmt | For | For | For | |||
3 | Elect Stephen L. Waechter | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vista Outdoor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTO | CUSIP 928377100 | 08/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect April H. Foley | Mgmt | For | For | For | |||
2 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
3 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Approval of 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Sandy Hook Principles | ShrHoldr | Against | Against | For | |||
VWR Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VWR | CUSIP 91843L103 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas W. Alexos | Mgmt | For | For | For | |||
2 | Elect Robert L. Barchi | Mgmt | For | For | For | |||
3 | Elect Edward A. Blechsmidt | Mgmt | For | For | For | |||
4 | Elect Manuel Brocke-Benz | Mgmt | For | For | For | |||
5 | Elect Robert P. DeCresce | Mgmt | For | For | For | |||
6 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
7 | Elect Pamela Forbes Lieberman | Mgmt | For | For | For | |||
8 | Elect Timothy P. Sullivan | Mgmt | For | For | For | |||
9 | Elect Robert J. Zollars | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Walker & Dunlop Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WD | CUSIP 93148P102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan J. Bowers | Mgmt | For | For | For | |||
1.2 | Elect Cynthia A. Hallenbeck | Mgmt | For | For | For | |||
1.3 | Elect Michael D. Malone | Mgmt | For | For | For | |||
1.4 | Elect John Rice | Mgmt | For | For | For | |||
1.5 | Elect Dana L. Schmaltz | Mgmt | For | For | For | |||
1.6 | Elect Howard W. Smith III | Mgmt | For | For | For | |||
1.7 | Elect William M. Walker | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Warren | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Washington Federal, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAFD | CUSIP 938824109 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David K. Grant | Mgmt | For | For | For | |||
1.2 | Elect Randall H. Talbot | Mgmt | For | For | For | |||
1.3 | Elect Anna C. Johnson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Washington Trust Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WASH | CUSIP 940610108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Bowen | Mgmt | For | For | For | |||
1.2 | Elect Robert A. DiMuccio | Mgmt | For | For | For | |||
1.3 | Elect H. Douglas Randall, III | Mgmt | For | For | For | |||
1.4 | Elect John F. Treanor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Beach | Mgmt | For | For | For | |||
2 | Elect William S. Boyd | Mgmt | For | For | For | |||
3 | Elect Howard N. Gould | Mgmt | For | For | For | |||
4 | Elect Steven J. Hilton | Mgmt | For | Against | Against | |||
5 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||
6 | Elect Robert P. Latta | Mgmt | For | For | For | |||
7 | Elect Cary Mack | Mgmt | For | For | For | |||
8 | Elect Todd Marshall | Mgmt | For | For | For | |||
9 | Elect James E. Nave | Mgmt | For | For | For | |||
10 | Elect Michael Patriarca | Mgmt | For | For | For | |||
11 | Elect Robert G. Sarver | Mgmt | For | For | For | |||
12 | Elect Donald D. Snyder | Mgmt | For | For | For | |||
13 | Elect Sung Won Sohn | Mgmt | For | For | For | |||
14 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Wintrust Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTFC | CUSIP 97650W108 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Crist | Mgmt | For | For | For | |||
2 | Elect Bruce K. Crowther | Mgmt | For | For | For | |||
3 | Elect William J. Doyle | Mgmt | For | For | For | |||
4 | Elect Zed S. Francis III | Mgmt | For | For | For | |||
5 | Elect Marla F. Glabe | Mgmt | For | For | For | |||
6 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||
7 | Elect Scott K. Heitmann | Mgmt | For | For | For | |||
8 | Elect Christopher J. Perry | Mgmt | For | For | For | |||
9 | Elect Ingrid S. Stafford | Mgmt | For | For | For | |||
10 | Elect Gary D. Sweeney | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | Elect Edward J. Wehmer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
WSFS Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSFS | CUSIP 929328102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis B. Brake, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mark A. Turner | Mgmt | For | For | For | |||
1.3 | Elect Patrick J Ward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Xperi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XPER | CUSIP 98421B100 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
2 | Elect Christopher A. Seams | Mgmt | For | For | For | |||
3 | Elect George A. Riedel | Mgmt | For | For | For | |||
4 | Elect John Chenault | Mgmt | For | For | For | |||
5 | Elect Thomas A. Lacey | Mgmt | For | For | For | |||
6 | Elect Tudor Brown | Mgmt | For | For | For | |||
7 | Elect David C. Habiger | Mgmt | For | Against | Against | |||
8 | Approval of the 2017 Performance Bonus Plan | Mgmt | For | For | For | |||
9 | Amendment to the International Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
YRC Worldwide Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YRCW | CUSIP 984249607 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond J. Bromark | Mgmt | For | For | For | |||
1.2 | Elect Matthew A. Doheny | Mgmt | For | For | For | |||
1.3 | Elect Robert L. Friedman | Mgmt | For | For | For | |||
1.4 | Elect James E. Hoffman | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Kneeland | Mgmt | For | For | For | |||
1.6 | Elect James L. Welch | Mgmt | For | For | For | |||
1.7 | Elect James F. Winestock | Mgmt | For | For | For | |||
1.8 | Elect Patricia M. Nazemetz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Investment Funds | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 16, 2017 | |