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Oaktree Capital Management

Filed: 3 Jun 21, 8:00pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ACRES COMMERCIAL REALTY CORPCONVERTIBLE BOND76120WAC851,00653,691,000PRN DFND1,253,691,00000
AERIE PHARMACEUTICALS INCCONVERTIBLE BOND00771VAB44,1514,000,000PRN DFND1,24,000,00000
AFYA LTDCOMMON STOCKG0112510630,8951,661,906SH DFND1,21,661,90600
AIR TRANSPORT SERVICES GROUP INCCONVERTIBLE BOND00922RAB14,0003,564,000PRN DFND1,23,564,00000
AKAMAI TECHNOLOGIES INCCONVERTIBLE BOND00971TAL58,7097,995,000PRN DFND1,27,995,00000
ALLY FINANCIAL INCCOMMON STOCK02005N100505,20711,174,687SH DFND1,211,174,68700
ALTERYX INCCONVERTIBLE BOND02156BAD511,29011,956,000PRN DFND1,211,956,00000
AMERICAN AIRLINES GROUP INCCONVERTIBLE BOND02376RAF91,8941,100,000PRN DFND1,21,100,00000
AMERICOLD REALTY TRUSTCOMMON STOCK03064D108452,85511,771,646SH DFND1,211,771,64600
AMPLIFY ENERGY CORPCOMMON STOCK03212B1031,139410,041SH DFND1,2410,04100
ANGLOGOLD ASHANTI LTDCOMMON STOCK03512820674,0413,370,107SH DFND1,23,370,10700
APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND03762UAB118,10017,987,000PRN DFND1,217,987,00000
APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND03762UAC92,6952,723,000PRN DFND1,22,723,00000
ARBOR REALTY TRUST INCCONVERTIBLE BOND038923AP327,26826,063,000PRN DFND1,226,063,00000
ARDMORE SHIPPING CORPCOMMON STOCKY0207T1007,2641,600,000SH DFND1,21,600,00000
ARES CAPITAL CORPCONVERTIBLE BOND04010LAT010,65910,336,000PRN DFND1,210,336,00000
ARES CAPITAL CORPCONVERTIBLE BOND04010LAW314,66513,431,000PRN DFND1,213,431,00000
ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND049164BH85,0814,783,000PRN DFND1,24,783,00000
ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND049164BJ42,2861,914,000PRN DFND1,21,914,00000
AURORA CANNABIS INCCONVERTIBLE BOND05156XAG37,6188,608,000PRN DFND1,28,608,00000
AVAYA HOLDINGS CORPCONVERTIBLE BOND05351XAB74,6003,713,000PRN DFND1,23,713,00000
AZUL SACOMMON STOCK05501U10643,0852,133,957SH DFND1,22,133,95700
BANCO BRADESCO SACOMMON STOCK05946030374,33515,815,882SH DFND1,215,815,88200
BATTALION OIL CORPCOMMON STOCK07134L10732,7473,009,912SH DFND1,23,009,91200
BEL FUSE INCCOMMON STOCK0773472011,33471,613SH DFND1,271,61300
BEL FUSE INCCOMMON STOCK0773473009,202462,679SH DFND1,2462,67900
BENEFITFOCUS INCCONVERTIBLE BOND08180DAB28,0638,769,000PRN DFND1,28,769,00000
BERRY CORPCOMMON STOCK08579X10171,15212,913,313SH DFND1,212,913,31300
BLACKROCK TCP CAPITAL CORPCONVERTIBLE BOND87238QAD59,3759,113,000PRN DFND1,29,113,00000
BLACKSTONE MORTGAGE TRUST INCCONVERTIBLE BOND09257WAB620,82420,279,000PRN DFND1,220,279,00000
BLACKSTONE MORTGAGE TRUST INCCONVERTIBLE BOND09257WAC42,1582,088,000PRN DFND1,22,088,00000
BOINGO WIRELESS INCCONVERTIBLE BOND09739CAB83,5513,587,000PRN DFND1,23,587,00000
BOOKING HOLDINGS INCCONVERTIBLE BOND741503AX49,0827,733,000PRN DFND1,27,733,00000
BRASKEM SACOMMON STOCK1055321057,388519,550SH DFND1,2519,55000
CALAMP CORPCONVERTIBLE BOND128126AD15,3335,878,000PRN DFND1,25,878,00000
CALIFORNIA RESOURCES CORPCOMMON STOCK13057Q30565327,162SH DFND1,227,16200
CEMEX SAB DE CVCOMMON STOCK151290889166,94323,951,583SH DFND1,223,951,58300
CHESAPEAKE ENERGY CORPWARRANT16516718015,581916,741SHCallDFND1,2916,74100
CHESAPEAKE ENERGY CORPCOMMON STOCK165167735518,03811,939,117SH DFND1,211,939,11700
CIMAREX ENERGY COCOMMON STOCK17179810124,690415,735SH DFND1,2415,73500
CLOVIS ONCOLOGY INCCONVERTIBLE BOND189464AC44,8606,349,000PRN DFND1,26,349,00000
COLONY CAPITAL INCCONVERTIBLE BOND19624RAA415,06214,915,000PRN DFND1,214,915,00000
CONMED CORPCONVERTIBLE BOND207410AF85,1743,300,000PRN DFND1,23,300,00000
CORENERGY INFRASTRUCTURE TRUST INCCONVERTIBLE BOND21870UAC0538581,000PRN DFND1,2581,00000
CYBERARK SOFTWARE LTDCONVERTIBLE BOND23248VAB15,4155,000,000PRN DFND1,25,000,00000
DISH NETWORK CORPCONVERTIBLE BOND25470MAB532,38733,604,000PRN DFND1,233,604,00000
DISH NETWORK CORPCONVERTIBLE BOND25470MAD117,69218,334,000PRN DFND1,218,334,00000
DYCOM INDUSTRIES INCCONVERTIBLE BOND267475AB76,3185,780,000PRN DFND1,25,780,00000
EAGLE BULK SHIPPING INCCOMMON STOCKY2187A150140,4063,887,224SH DFND1,23,887,22400
EAGLE BULK SHIPPING INCCONVERTIBLE BOND269442AB554,59149,130,000PRN DFND1,249,130,00000
EQUITY RESIDENTIALCOMMON STOCK29476L10766,401927,000SH DFND1,2927,00000
EURONET WORLDWIDE INCCONVERTIBLE BOND298736AL38,0107,000,000PRN DFND1,27,000,00000
EVOLENT HEALTH INCCONVERTIBLE BOND30050BAB75,9675,526,000PRN DFND1,25,526,00000
EXACT SCIENCES CORPCONVERTIBLE BOND30063PAB13,0882,250,000PRN DFND1,22,250,00000
EXTRACTION OIL & GAS INCCOMMON STOCK30227M30340,0361,113,995SH DFND1,21,113,99500
EZCORP INCCONVERTIBLE BOND302301AE69,14511,161,000PRN DFND1,211,161,00000
FIREEYE INCCONVERTIBLE BOND31816QAD327,25527,378,000PRN DFND1,227,378,00000
FIREEYE INCCONVERTIBLE BOND31816QAF82,2371,978,000PRN DFND1,21,978,00000
FORTIVE CORPCONVERTIBLE BOND34959JAK422,71522,298,000PRN DFND1,222,298,00000
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLCCOMMON STOCK34960P10146,3191,643,110SH DFND1,21,643,11000
GOLAR LNG LTDCONVERTIBLE BOND38046YAB78,2718,493,000PRN DFND1,28,493,00000
GOLDMAN SACHS BDC INCCONVERTIBLE BOND38147UAB315,49914,993,000PRN DFND1,214,993,00000
GREEN PLAINS INCCONVERTIBLE BOND393222AF13,5812,989,000PRN DFND1,22,989,00000
GREEN PLAINS INCCONVERTIBLE BOND393222AK03,3713,000,000PRN DFND1,23,000,00000
GREENBRIER COS INC/THECONVERTIBLE BOND393657AK717,53116,047,000PRN DFND1,216,047,00000
GREENLIGHT CAPITAL RE LTDCONVERTIBLE BOND395366AB35,7666,221,000PRN DFND1,26,221,00000
GRUPO TELEVISA SABCOMMON STOCK40049J20623,0072,596,801SH DFND1,22,596,80100
HCI GROUP INCCONVERTIBLE BOND40416EAD51,001777,000PRN DFND1,2777,00000
HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND42330PAH09,6279,855,000PRN DFND1,29,855,00000
HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND42330PAJ65,5865,780,000PRN DFND1,25,780,00000
HERBALIFE NUTRITION LTDCONVERTIBLE BOND42703MAD55,5785,341,000PRN DFND1,25,341,00000
HERCULES CAPITAL INCCONVERTIBLE BOND427096AF914,91114,548,000PRN DFND1,214,548,00000
HERITAGE INSURANCE HOLDINGS INCCONVERTIBLE BOND42727JAB83,2323,111,000PRN DFND1,23,111,00000
HIMS & HERS HEALTH INCCOMMON STOCK43300010649,9233,773,437SH DFND1,23,773,43700
HOPE BANCORP INCCONVERTIBLE BOND43940TAB519,06719,342,000PRN DFND1,219,342,00000
HUAZHU GROUP LTDCONVERTIBLE BOND16949NAC31,3071,000,000PRN DFND1,21,000,00000
ICICI BANK LTDCOMMON STOCK45104G10482,8315,167,262SH DFND1,25,167,26200
ILLUMINA INCCONVERTIBLE BOND452327AK51,1961,000,000PRN DFND1,21,000,00000
INFINERA CORPCOMMON STOCK45667G103242,43825,175,384SH DFND1,225,175,38400
INFRASTRUCTURE AND ENERGY ALTERNATIVES INCCOMMON STOCK45686J1047,028431,184SH DFND1,2431,18400
INNOVIVA INCCONVERTIBLE BOND88338TAB013,68913,630,000PRN DFND1,213,630,00000
INSMED INCCONVERTIBLE BOND457669AA71,7471,562,999PRN DFND1,21,562,99900
INSULET CORPCONVERTIBLE BOND45784PAK72,8212,115,000PRN DFND1,22,115,00000
INTEGRA LIFESCIENCES HOLDINGS CORPCONVERTIBLE BOND457985AM16,0315,400,000PRN DFND1,25,400,00000
INTERCEPT PHARMACEUTICALS INCCONVERTIBLE BOND45845PAA617,55021,435,000PRN DFND1,221,435,00000
INVACARE CORPCONVERTIBLE BOND461203AJ04,8424,981,000PRN DFND1,24,981,00000
IQIYI INCCONVERTIBLE BOND46267XAD05,4755,900,000PRN DFND1,25,900,00000
IQIYI INCCONVERTIBLE BOND46267XAE83,1143,000,000PRN DFND1,23,000,00000
iShares 20 Year Treasury Bond ETFETF4642874325424,000SHPutDFND1,24,00000
ISHARES MSCI INDIA ETFETF46429B5983,66586,900SH DFND1,286,90000
ITAU UNIBANCO HOLDING SACOMMON STOCK465562106124,43025,086,742SH DFND1,225,086,74200
JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND472145AB712,79812,479,000PRN DFND1,212,479,00000
JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND472145AD37,7997,193,000PRN DFND1,27,193,00000
JOYY INCCONVERTIBLE BOND98426TAD83,5923,000,000PRN DFND1,23,000,00000
KILROY REALTY CORPCOMMON STOCK49427F10859,724910,011SH DFND1,2910,01100
KKR REAL ESTATE FINANCE TRUST INCCONVERTIBLE BOND48251KAB614,64714,221,000PRN DFND1,214,221,00000
LIBERTY BROADBAND CORPCOMMON STOCK53030730513,06286,999SH DFND1,286,99900
Liberty Global PLCCOMMON STOCKG5480U12051,0802,000,000SH DFND1,22,000,00000
LIBERTY LATIN AMERICA LTDCONVERTIBLE BOND53069QAB510,36910,479,000PRN DFND1,210,479,00000
LIBERTY MEDIA CORP-LIBERTY FORMULA ONECONVERTIBLE BOND531229AF95,0273,951,000PRN DFND1,23,951,00000
LIGAND PHARMACEUTICALS INCCONVERTIBLE BOND53220KAF515,90815,259,000PRN DFND1,215,259,00000
LOMA NEGRA CIA INDUSTRIAL ARGENTINA SACOMMON STOCK54150E1042,164342,000SH DFND1,2342,00000
LUMENTUM HOLDINGS INCCONVERTIBLE BOND55024UAD11,9261,649,000PRN DFND1,21,649,00000
MACQUARIE INFRASTRUCTURE CORPCONVERTIBLE BOND55608BAB114,12114,373,000PRN DFND1,214,373,00000
MAGNACHIP SEMICONDUCTOR CORPCOMMON STOCK55933J20370,5052,831,537SH DFND1,22,831,53700
MERCADOLIBRE INCCOMMON STOCK58733R10217,66311,998SH DFND1,211,99800
MERITOR INCCONVERTIBLE BOND59001KAF74,7764,067,000PRN DFND1,24,067,00000
MFA FINANCIAL INCCONVERTIBLE BOND55272XAA017,39517,395,000PRN DFND1,217,395,00000
MGIC INVESTMENT CORPCOMMON STOCK55284810341,8273,020,000SH DFND1,23,020,00000
MICROCHIP TECHNOLOGY INCCONVERTIBLE BOND595017AU84,7474,000,000PRN DFND1,24,000,00000
MOMO INCCONVERTIBLE BOND60879BAB36,3077,173,000PRN DFND1,27,173,00000
MR COOPER GROUP INCCOMMON STOCK62482R10752,3931,507,286SH DFND1,21,507,28600
NEOGENOMICS INCCONVERTIBLE BOND64049MAB63,3363,300,000PRN DFND1,23,300,00000
NEW MOUNTAIN FINANCE CORPCONVERTIBLE BOND647551AC414,17913,536,000PRN DFND1,213,536,00000
NEW RELIC INCCONVERTIBLE BOND64829BAB611,50011,765,000PRN DFND1,211,765,00000
NEW YORK COMMUNITY BANCORP INCCONVERTIBLE PRFD64944P3074,46289,250SH DFND1,289,25000
NEW YORK MORTGAGE TRUST INCCONVERTIBLE BOND649604AD710,0809,829,000PRN DFND1,29,829,00000
NEWPARK RESOURCES INCCONVERTIBLE BOND651718AE84,7984,823,000PRN DFND1,24,823,00000
NMI HOLDINGS INCCOMMON STOCK629209305115,0084,865,000SH DFND1,24,865,00000
NRG ENERGY INCCONVERTIBLE BOND629377CG55,2644,500,000PRN DFND1,24,500,00000
NUTANIX INCCONVERTIBLE BOND67059NAB416,02416,341,000PRN DFND1,216,341,00000
NUVASIVE INCCONVERTIBLE BOND670704AJ411,18710,928,000PRN DFND1,210,928,00000
OAKTREE ACQUISITION CORP IIWARRANTG6715X1115,8334,666,667SH DFND1,24,666,66700
OAKTREE SPECIALTY LENDING CORPCOMMON STOCK67401P1081,711276,000SH DFND1,2276,00000
OAKTREE STRATEGIC INCOME CORPCOMMON STOCK67402D1043,332392,000SH DFND1,2392,00000
OI SACOMMON STOCK6708515003,6542,201,646SH DFND1,22,201,64600
PAMPA ENERGIA SACOMMON STOCK69766020712,599849,000SH DFND1,2849,00000
PARATEK PHARMACEUTICALS INCCONVERTIBLE BOND699374AB05,2275,780,000PRN DFND1,25,780,00000
PATRICK INDUSTRIES INCCONVERTIBLE BOND703343AB97,3756,270,000PRN DFND1,26,270,00000
PDC ENERGY INCCONVERTIBLE BOND69327RAD36,7756,767,000PRN DFND1,26,767,00000
PEBBLEBROOK HOTEL TRUSTCONVERTIBLE BOND70509VAA87,6376,500,000PRN DFND1,26,500,00000
PENNYMAC MORTGAGE INVESTMENT TRUSTCONVERTIBLE BOND70932AAD515,83215,647,000PRN DFND1,215,647,00000
PETROLEO BRASILEIRO SACOMMON STOCK71654V40880,9749,548,807SH DFND1,29,548,80700
PG&E CORPCOMMON STOCK69331C108263,47522,500,000SH DFND1,222,500,00000
PINDUODUO INCCONVERTIBLE BOND722304AC65,0514,750,000PRN DFND1,24,750,00000
PLURALSIGHT INCCONVERTIBLE BOND72941BAB215,49315,689,999PRN DFND1,215,689,99900
PRECIGEN INCCONVERTIBLE BOND46122TAA011,11412,950,000PRN DFND1,212,950,00000
PRETIUM RESOURCES INCCONVERTIBLE BOND74139CAB88,2608,010,000PRN DFND1,28,010,00000
PROOFPOINT INCCONVERTIBLE BOND743424AF06,4316,000,000PRN DFND1,26,000,00000
PURE STORAGE INCCONVERTIBLE BOND74624MAB83,8003,429,000PRN DFND1,23,429,00000
Qiagen NVCONVERTIBLE BONDN72482AT49,3837,800,000PRN DFND1,27,800,00000
QUOTIENT TECHNOLOGY INCCONVERTIBLE BOND749119AB95,0524,383,000PRN DFND1,24,383,00000
RADIUS HEALTH INCCONVERTIBLE BOND750469AA66,6977,173,000PRN DFND1,27,173,00000
REDWOOD TRUST INCCONVERTIBLE BOND749772AD112,69612,680,000PRN DFND1,212,680,00000
RINGCENTRAL INCCONVERTIBLE BOND76680RAF41,1001,000,000PRN DFND1,21,000,00000
SCORPIO TANKERS INCCONVERTIBLE BOND80918TAB56,3296,361,000PRN DFND1,26,361,00000
SEACOR HOLDINGS INCCONVERTIBLE BOND811904AM39,4619,593,000PRN DFND1,29,593,00000
SFL CORP LTDCONVERTIBLE BOND824689AG85,8555,990,000PRN DFND1,25,990,00000
SFL CORP LTDCONVERTIBLE BONDG81075AF312,92312,859,000PRN DFND1,212,859,00000
SHOALS TECHNOLOGIES GROUP INCCOMMON STOCK82489W107173,1264,977,751SH DFND1,24,977,75100
SHOPIFY INCCONVERTIBLE BOND82509LAA54,5804,000,000PRN DFND1,24,000,00000
SORRENTO THERAPEUTICS INCCOMMON STOCK83587F2022,646320,000SH DFND1,2320,00000
SOUTHWEST AIRLINES COCONVERTIBLE BOND844741BG25,1863,012,000PRN DFND1,23,012,00000
SPIRIT REALTY CAPITAL INCCONVERTIBLE BOND84860WAB812,62412,385,000PRN DFND1,212,385,00000
SSR MINING INCCONVERTIBLE BOND784730AB96,2955,357,999PRN DFND1,25,357,99900
STAR BULK CARRIERS CORPCOMMON STOCKY8162K204572,60839,006,017SH DFND1,239,006,01700
STARWOOD PROPERTY TRUST INCCONVERTIBLE BOND85571BAH819,35418,487,000PRN DFND1,218,487,00000
SUNOPTA INCCOMMON STOCK8676EP108306,12520,726,126SH DFND1,220,651,81200
SUPER MICRO COMPUTER INCCOMMON STOCK86800U104111,3212,850,000SH DFND1,22,850,00000
SUPERNUS PHARMACEUTICALS INCCONVERTIBLE BOND868459AD022,09522,802,000PRN DFND1,222,802,00000
TABULA RASA HEALTHCARE INCCONVERTIBLE BOND873379AA93,9803,922,000PRN DFND1,23,922,00000
TEAM INCCONVERTIBLE BOND878155AE05,8745,926,000PRN DFND1,25,926,00000
TELECOM ARGENTINA SACOMMON STOCK87927320912,4772,260,500SH DFND1,22,260,50000
THERAVANCE BIOPHARMA INCCONVERTIBLE BOND88339KAA06,6576,543,000PRN DFND1,26,543,00000
TILRAY INCCONVERTIBLE BOND88688TAB69,98710,761,000PRN DFND1,210,761,00000
TIMKENSTEEL CORPCONVERTIBLE BOND887399AA11,9781,933,000PRN DFND1,21,933,00000
TORM PLCCOMMON STOCKG89479102491,53253,812,988SH DFND1,253,812,98800
TRANSPORTADORA DE GAS DEL SUR SACOMMON STOCK8938702049,6341,994,729SH DFND1,21,994,72900
TRAVERE THERAPEUTICS INCCONVERTIBLE BOND761299AB29,2898,986,000PRN DFND1,28,986,00000
TRIP.COM GROUP LTDCONVERTIBLE BOND22943FAM24,8784,978,000PRN DFND1,24,978,00000
TWITTER INCCONVERTIBLE BOND90184LAD47,6647,374,000PRN DFND1,27,374,00000
TWO HARBORS INVESTMENT CORPCONVERTIBLE BOND90187BAA9985961,000PRN DFND1,2961,00000
UNITI GROUP INCCOMMON STOCK91325V10837,4753,397,592SH DFND1,23,397,59200
US WELL SERVICES INCWARRANT91274U1192701,500,000SHCallDFND1,21,500,00000
VALE SACOMMON STOCK91912E105110,6796,368,157SH DFND1,26,368,15700
VEECO INSTRUMENTS INCCONVERTIBLE BOND922417AD27,6547,806,000PRN DFND1,27,806,00000
VEON LTDCOMMON STOCK91822M1062,9691,677,722SH DFND1,21,677,72200
VIAVI SOLUTIONS INCCONVERTIBLE BOND925550AB1876664,000PRN DFND1,2664,00000
VISHAY INTERTECHNOLOGY INCCONVERTIBLE BOND928298AP310,3779,520,999PRN DFND1,29,520,99900
VISTA OIL & GAS SAB DE CVCOMMON STOCK92837L1098,0203,133,000SH DFND1,23,133,00000
VISTRA CORPCOMMON STOCK92840M102529,27929,936,602SH DFND1,229,936,60200
VONAGE HOLDINGS CORPCONVERTIBLE BOND92886TAJ13,2483,083,000PRN DFND1,23,083,00000
WEIBO CORPCONVERTIBLE BOND948596AC58,9789,292,000PRN DFND1,29,292,00000
WESTERN DIGITAL CORPCONVERTIBLE BOND958102AP017,68417,230,000PRN DFND1,217,230,00000
WORKDAY INCCONVERTIBLE BOND98138HAF81,035600,000PRN DFND1,2600,00000