UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-10325 MARKET VECTORS ETF TRUST (Exact name of registrant as specified in charter) 335 Madison Avenue - 19th Floor, New York, N.Y. 10017 (Address of Principal Executive Office) John J. Crimmins Treasurer & Chief Financial Officer Market Vectors ETF Trust 335 Madison Avenue - 19th Floor New York, N.Y. 10017 (Name and Address of Agent for Service) Registrants telephone number, including area code: (212) 293-2000 Date of fiscal year end: 6/30/2012 Date of reporting period: July 1, 2011 through June 30, 2012 ================================== Africa ETF ================================== ________________________________________________________________________________ ABSA Group Ltd. Ticker Security ID: Meeting Date Meeting Status ASA CINS S0269J708 05/03/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect Garth Griffin Mgmt For For For 4 Re-elect Shauket Fakie Mgmt For For For 5 Re-elect Mohamed Husain Mgmt For For For 6 Re-elect David Hodnett Mgmt For For For 7 Re-elect Eduardo Mgmt For For For Mondlane, Jr. 8 Re-elect Brand Pretorius Mgmt For For For 9 Re-elect Johan Willemse Mgmt For For For 10 Elect Ivan Ritossa Mgmt For For For 11 Elect Peter Matlare Mgmt For Against Against 12 General Authority to Mgmt For For For Issue Shares 13 Approve Remuneration Mgmt For For For Policy 14 Approve Long Term Mgmt For For For Incentive Plan 15 Increase NEDs' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance (s. 44) 17 Approve Financial Mgmt For For For Assistance (s. 45) 18 Authority to Repurchase Mgmt For For For Shares 19 Adopt New Articles Mgmt For For For ________________________________________________________________________________ Afren plc Ticker Security ID: Meeting Date Meeting Status AFR CINS G01283103 06/06/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Patrick Obath Mgmt For For For 4 Elect Egbert Imomoh Mgmt For For For 5 Elect Peter Bingham Mgmt For For For 6 Elect John St. John Mgmt For Against Against 7 Elect Toby Hayward Mgmt For For For 8 Elect Ennio Sganzerla Mgmt For For For 9 Elect Osman Shahenshah Mgmt For For For 10 Elect Shahid Ullah Mgmt For For For 11 Elect Darra Comyn Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Repurchase Mgmt For For For Shares 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ African Minerals Limited Ticker Security ID: Meeting Date Meeting Status AMI CINS G0114P100 09/09/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Takeover Provisions 5 Elect Miguel Perry Mgmt For For For 6 Elect Roger Liddell Mgmt For For For 7 Elect Nick Shapiro Mgmt For For For 8 Elect Bernard Pryor Mgmt For For For ________________________________________________________________________________ Al Ezz Steel Rebars Company Ticker Security ID: Meeting Date Meeting Status ESRS CINS M07095108 04/28/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Report of the Board Mgmt For TNA N/A 4 Report of the Auditor Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Related Party Mgmt For TNA N/A Transactions 10 Related Party Mgmt For TNA N/A Transactions 11 Authority to Give Mgmt For TNA N/A Guarantees 12 Charitable Donations Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Al Ezz Steel Rebars Company Ticker Security ID: Meeting Date Meeting Status ESRS CINS M07095108 04/28/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Mgmt For TNA N/A ________________________________________________________________________________ Al Ezz Steel Rebars Company Ticker Security ID: Meeting Date Meeting Status ESRS CINS M07095108 09/10/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts Mgmt For For For 5 Ratification of Board Mgmt For For For Changes; Election of Directors 6 Ratification of Board Mgmt For For For Acts 7 Directors' Fees Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Related Party Mgmt For For For Transactions 10 Charitable Donations Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anglo American Platinum Limited Ticker Security ID: Meeting Date Meeting Status AMS CINS S9122P108 03/30/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Richard Dunne Mgmt For For For 3 Re-elect Bongani Khumalo Mgmt For Against Against 4 Re-elect Rene Medori Mgmt For Against Against 5 Elect Albertinah Kekana Mgmt For For For 6 Elect Audit Committee Mgmt For For For Member (Richard Dunne) 7 Elect Audit Committee Mgmt For For For Member (Albertinah Kekana) 8 Elect Audit Committee Mgmt For For For Member (Sonja Sebotsa) 9 Appoint Auditor Mgmt For For For 10 Approve Remuneration Mgmt For For For Policy 11 General Authority to Mgmt For For For Issue Shares 12 Approve NEDs' Fees Mgmt For For For 13 Authority to Repurchase Mgmt For For For Shares 14 Approve Financial Mgmt For For For Assistance 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ AngloAmerican Platinum Limited Ticker Security ID: Meeting Date Meeting Status AMS CINS S9122P108 12/14/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance (The Trust) 2 Specific Authority to Mgmt For For For Issue Shares to the Trust 3 Authority to Repurchase Mgmt For For For Shares 4 Approve Financial Mgmt For For For Assistance (Related and Inter-Related Parties) 5 Approve Community Mgmt For For For Development Transaction 6 Approve Amendments to Mgmt For For For the Share Option Scheme 7 Approve Amendments to Mgmt For For For the Long-Term Incentive Plan 8 Approve Amendments to Mgmt For For For the Share Option Scheme 2003 9 Approve Amendments to Mgmt For For For the Bonus Share Plan ________________________________________________________________________________ Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CINS S04255196 05/10/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Nozipho Mgmt For For For January-Bardill 3 Elect Rodney Ruston Mgmt For For For 4 Re-elect Bill Nairn Mgmt For For For 5 Re-elect L. Nkuhlu Mgmt For For For 6 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Nkuhlu) 7 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Arisman) 8 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Gasant) 9 Elect Audit and Mgmt For For For Corporate Governance Committee Member (January-Bardill) 10 General Authority to Mgmt For For For Issue Shares 11 Authority to Issue Mgmt For For For Shares for Cash 12 Approve Remuneration Mgmt For For For Policy 13 Increase NEDs' Fees Mgmt For For For (Service as Directors) 14 Increase NEDs' Fees Mgmt For For For (Board and Statutory Committee Meetings) 15 Authority to Repurchase Mgmt For For For Shares _______________________________________________________________________________ Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CINS S04255196 11/16/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Aquarius Platinum Limited Ticker Security ID: Meeting Date Meeting Status AQP CINS G0440M128 11/25/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect David Dix Mgmt For For For 2 Re-elect Sir William Mgmt For For For Purves 3 General Authority to Mgmt For For For Repurchase Shares 4 Ratify Placement of Mgmt For For For Securities 5 Amendments to Bye-laws Mgmt For For For (Listing Migration) 6 General Authority to Mgmt For For For Issue Shares w/o Preemptive Rights 7 Appointment of Auditor Mgmt For For For _______________________________________________________________________________ Attijariwafa Bank Ticker Security ID: Meeting Date Meeting Status ATW CINS V0378K121 03/29/2012 Voted Meeting Type Country of Trade Mix Morocco Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Related Party Mgmt For Abstain Against Transactions 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Mgmt For For For and Auditor Acts 5 Directors' Fees Mgmt For For For 6 Election of Directors Mgmt For For For 7 Authorization of Legal Mgmt For For For Formalities 8 Employee Stock Purchase Mgmt For Abstain Against Plan 9 Disapplication of Mgmt For Abstain Against Preemptive Rights 10 Authority to Increase Mgmt For Abstain Against Capital 11 Merger by Absorption of Mgmt For Abstain Against Attijari International Bank 12 Dissolution without Mgmt For Abstain Against Liquidation of Attijari International Bank 13 Authority to Execute Mgmt For Abstain Against Merger by Absorption of Attijari International Bank 14 Authorization of Legal Mgmt For For For Formalities _______________________________________________________________________________ Commercial International Bank of Egypt Ticker Security ID: Meeting Date Meeting Status COMI CINS M25561107 03/21/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Report of the Auditor Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A Acts; Directors' Fees 7 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 8 Charitable Donations Mgmt For TNA N/A 9 Related Party Mgmt For TNA N/A Transactions 10 Board Committees' Fees Mgmt For TNA N/A 11 Changes to the Board Mgmt For TNA N/A _______________________________________________________________________________ Douja Promotion Groupe Addoha SA Ticker Security ID: Meeting Date Meeting Status ADH CINS V3077W107 06/29/2012 Take No Action Meeting Type Country of Trade Special Morocco Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Mgmt For TNA N/A Profits/Dividends 3 Ratification of Board Mgmt For TNA N/A and Auditors' Acts 4 Related Party Mgmt For TNA N/A Transactions 5 Directors' Fees Mgmt For TNA N/A 6 Appointment of Auditor Mgmt For TNA N/A 7 Authorization of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Eastern Platinum Limited Ticker Security ID: Meeting Date Meeting Status ELR CINS 276855103 06/12/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Ian Rozier Mgmt For For For 4 Elect David Cohen Mgmt For Against Against 5 Elect Gordon Keep Mgmt For Against Against 6 Elect John Andrews Mgmt For Against Against 7 Elect John Hawkrigg Mgmt For For For 8 Elect J. Merfyn Roberts Mgmt For For For 9 Elect Robert Gayton Mgmt For Against Against 10 Elect Zwelakhe Sisulu Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees _______________________________________________________________________________ EFG-Hermes Holding Company Ticker Security ID: Meeting Date Meeting Status HRHO CINS M3047P109 06/02/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Report of the Auditor Mgmt For TNA N/A 4 Accounts Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ EFG-Hermes Holding Company Ticker Security ID: Meeting Date Meeting Status HRHO CINS M3047P109 06/02/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report Regarding Mgmt For TNA N/A Strategic Alliance with QInvest 3 Strategic Alliance Mgmt For TNA N/A 4 Transfer of Seed Funding Mgmt For TNA N/A 5 Report of Independent Mgmt For TNA N/A Financial Advisor 6 Put and Call Options Mgmt For TNA N/A Related to Strategic Alliance 7 Board Authority to Take Mgmt For TNA N/A Necessary Action _______________________________________________________________________________ Egypt Kuwait Holding Co. Ticker Security ID: Meeting Date Meeting Status EKHO CINS M3400B101 03/03/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts Mgmt For Abstain Against 5 Allocation of Mgmt For For For Profits/Dividend 6 Ratification of Board Mgmt For Abstain Against Acts 7 Directors' Fees Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Charitable Donations Mgmt For For For 10 Election of Directors Mgmt For Abstain Against 11 Authority to Execute Mgmt For Abstain Against Compensation Contracts 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Egyptian Company for Mobile Services (MobiNiL) Ticker Security ID: Meeting Date Meeting Status EMOB CINS M3126P103 03/22/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Related Party Mgmt For For For Transactions 5 Accounts and Reports Mgmt For For For 6 Changes to the Board Mgmt For For For 7 Ratification of Board Mgmt For For For Acts 8 Directors' Fees Mgmt For Abstain Against 9 Charitable Donations Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Egyptian Company for Mobile Services (MobiNiL) Ticker Security ID: Meeting Date Meeting Status EMOB CINS M3126P103 03/22/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Authorization of Legal Mgmt For For For Formalities 4 Minutes Mgmt For For For ________________________________________________________________________________ Elswedy Cables Holding Co Ticker Security ID: Meeting Date Meeting Status SWDY CINS M398AL106 01/30/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Elswedy Cables Holding Co Ticker Security ID: Meeting Date Meeting Status SWDY CINS M398AL106 04/22/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Related Party Mgmt For For For Transactions 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Board Mgmt For For For Acts 8 Directors' Fees Mgmt For Abstain Against 9 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 10 Charitable Donations Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Equity Bank Ltd Ticker Security ID: Meeting Date Meeting Status EQTY CINS V3254M104 03/30/2012 Voted Meeting Type Country of Trade Annual Kenya Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Notice Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ernest Nzovu Mgmt For For For 5 Elect Shem Mgmt For For For Migot-Adholla 6 Elect Helen Gichohi Mgmt For For For 7 Elect Helen Gichohi Mgmt For For For 8 Elect Dennis Aluanga Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ First Bank of Nigeria PLC Ticker Security ID: Meeting Date Meeting Status FIRSTBANK CINS V3559L108 05/31/2012 Voted Meeting Type Country of Trade Annual Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Election of Audit Mgmt For For For Committee Members 7 Amendments to Articles Mgmt For For For _______________________________________________________________________________ First Quantum Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status FM CINS 335934105 05/09/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Philip Pascall Mgmt For For For 3 Elect G. Clive Newall Mgmt For For For 4 Elect Martin Rowley Mgmt For Against Against 5 Elect Peter St. George Mgmt For For For 6 Elect Andrew Adams Mgmt For For For 7 Elect Michael Martineau Mgmt For For For 8 Elect Paul Brunner Mgmt For For For 9 Elect Steven McTiernan Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ First Quantum Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status FM CINS 335934105 07/29/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Split Mgmt For For For _______________________________________________________________________________ FirstRand Limited Ticker Security ID: Meeting Date Meeting Status FSR CINS S5202Z131 05/23/2012 Voted Meeting Type Country of Trade Mix South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to the Mgmt For For For Conditional Share Plan 2 Adopt New Memorandum of Mgmt For For For Incorporation 3 Amendments to Articles Mgmt For For For (Preference Share Amendment) 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ FirstRand Limited Ticker Security ID: Meeting Date Meeting Status FSR CINS S5202Z131 12/01/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Lauritz Mgmt For For For Dippenaar 2 Re-elect Vivian Bartlett Mgmt For Against Against 3 Re-elect Amanda Nzimande Mgmt For For For 4 Re-elect Ronald (Tim) Mgmt For For For Store 5 Re-elect Kgotso Schoeman Mgmt For For For 6 Re-elect Jan (Hennie) Mgmt For For For van Greuning 7 Appointment of Joint Mgmt For For For Auditors 8 Authority to Set Mgmt For For For Auditor's Fees 9 Elect Audit Committee Mgmt For Abstain Against Members 10 Elect Audit Committee Mgmt For Abstain Against Members 11 Elect Audit Committee Mgmt For Abstain Against Members 12 Elect Audit Committee Mgmt For Abstain Against Members 13 Elect Audit Committee Mgmt For Abstain Against Members 14 Elect Audit Committee Mgmt For Abstain Against Members 15 Approve Remuneration Mgmt For For For Policy 16 General Authority to Mgmt For For For Issue Ordinary Shares 17 General Authority to Mgmt For For For Issue "B" Preference Shares 18 Authority to Issue Mgmt For For For Shares for Cash 19 Authority to Repurchase Mgmt For For For Shares 20 Approve Financial Mgmt For For For Assistance Sections 44 and 45) 21 Approve Financial Mgmt For For For Assistance (section 45) 22 Approve Directors' Fees Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gold Fields Limited Ticker Security ID: Meeting Date Meeting Status GFI CINS S31755101 05/14/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Delfin Lazaro Mgmt For For For 3 Re-elect Cheryl Carolus Mgmt For Against Against 4 Re-elect Roberto Danino Mgmt For For For 5 Re-elect Richard Menell Mgmt For For For 6 Re-elect Alan Hill Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (Wilson) 8 Elect Audit Committee Mgmt For For For Member (Menell) 9 Elect Audit Committee Mgmt For For For Member (Moloko) 10 Elect Audit Committee Mgmt For For For Member (Ncube) 11 Elect Audit Committee Mgmt For For For Member (Penant-Rea) 12 General Authority to Mgmt For For For Issue Shares 13 Authority to Issue Mgmt For For For Shares for Cash 14 Approve 2012 Share Plan Mgmt For For For 15 Approve Remuneration Mgmt For For For Policy 16 Approve NEDs' Fees Mgmt For For For 17 Approve Financial Mgmt For For For Assistance 18 Authority to Cancel Mgmt For For For Authorised Capital 19 Authority to Repurchase Mgmt For For For Shares 20 Adopt New Memorandum of Mgmt For Against Against Incorporation 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Golden Star Resources Ltd. Ticker Security ID: Meeting Date Meeting Status GSC CINS 38119T104 05/10/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect James Askew Mgmt For For For 3 Elect Robert Doyle Mgmt For Against Against 4 Elect Ian MacGregor Mgmt For Against Against 5 Elect Thomas Mair Mgmt For For For 6 Elect Craig Nelsen Mgmt For For For 7 Elect Christopher Mgmt For For For Thompson 8 Elect William Yeates Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees _______________________________________________________________________________ Guaranty Trust Bank plc Ticker Security ID: Meeting Date Meeting Status GRTB CINS V41619103 04/19/2012 Voted Meeting Type Country of Trade Annual Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Demola Odeyemi Mgmt For For For 5 Elect Ohis Ohiwerei Mgmt For For For 6 Elect Olutola Omotola Mgmt For For For 7 Elect Wale Oyedeji Mgmt For For For 8 Authority to Set Mgmt For For For Auditor's Fees 9 Elect Members of the Mgmt For Abstain Against Audit Committee ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CINS S34320101 11/30/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mavuso Msimang Mgmt For For For 2 Elect David Noko Mgmt For For For 3 Elect John Wetton Mgmt For For For 4 Re-elect Frank Abbott Mgmt For For For 5 Re-elect Graham Briggs Mgmt For For For 6 Re-elect Ken Dicks Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (De Buck) 8 Elect Audit Committee Mgmt For For For Member (Lushaba) 9 Elect Audit Committee Mgmt For For For Member (Motloba) 10 Elect Audit Committee Mgmt For For For Member (Wetton) 11 Appointment of Auditor Mgmt For For For 12 Approve Remuneration Mgmt For For For Policy 13 General Authority to Mgmt For For For Issue Shares 14 Amend Employee Share Mgmt For For For Ownership Plan 15 Approve Directors' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status IMP CINS S37840113 10/26/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Election of Audit Mgmt For Against Against Committee Members (Chair, McMahon) 4 Election of Audit Mgmt For For For Committee Members (Cameron) 5 Election of Audit Mgmt For For For Committee Members (Ngonyama) 6 Approve Remuneration Mgmt For Against Against Policy 7 Elect Brenda Berlin Mgmt For For For 8 Re-elect David Brown Mgmt For For For 9 Election of Audit Mgmt For For For Committee Members (Cameron) 10 Elect Mandla Gantsho Mgmt For For For 11 Re-elect Thabo Mokgatlha Mgmt For For For 12 Elect Babalwa Ngonyama Mgmt For For For 13 General Authority to Mgmt For For For Issue Shares 14 Authority to Repurchase Mgmt For For For Shares 15 Approve Directors' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Lonmin plc Ticker Security ID: Meeting Date Meeting Status LMI CINS G56350112 01/26/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Roger Phillimore Mgmt For For For 7 Elect Ian Farmer Mgmt For For For 8 Elect Len Konar Mgmt For Against Against 9 Elect Jonathan Leslie Mgmt For For For 10 Elect David Munro Mgmt For For For 11 Elect Cyril Ramaphosa Mgmt For Against Against 12 Elect Simon Scott Mgmt For For For 13 Elect Mahomed Seedat Mgmt For For For 14 Elect Karen de Segundo Mgmt For For For 15 Elect James Sutcliffe Mgmt For For For 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Maroc Telecom SA (Itissalat Al-Maghrib) Ticker Security ID: Meeting Date Meeting Status IAM CINS F6077E108 04/24/2012 Voted Meeting Type Country of Trade Mix Morocco Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Consolidated Accounts Mgmt For Abstain Against and Reports 3 Related Party Mgmt For Abstain Against Transactions 4 Allocation of Mgmt For Abstain Against Profits/Dividends 5 Elect Nizar Baraka Mgmt For Abstain Against 6 Elect Mohand Laenser Mgmt For Abstain Against 7 Authority to Issue Debt Mgmt For Abstain Against Instruments 8 Authority to Repurchase Mgmt For Abstain Against Shares 9 Authority to Grant Mgmt For Abstain Against Stock Options 10 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible w/o Preemptive Rights 11 Authorization of Legal Mgmt For Abstain Against Formalities ________________________________________________________________________________ MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 05/29/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Alan Harper Mgmt For For For 2 Re-elect Marion Lesego Mgmt For For For Marole 3 Re-elect Peter Mageza Mgmt For Against Against 4 Re-elect Alan van Biljon Mgmt For For For 5 Elect Audit Committee Mgmt For For For Member (Alan van Biljon) 6 Elect Audit Committee Mgmt For For For Member (Jeff van Rooyen) 7 Elect Audit Committee Mgmt For Against Against Member (Peter Mageza) 8 Elect Audit Committee Mgmt For Against Against Member (Johnson Njeke) 9 Appoint Joint Auditors Mgmt For For For 10 General Authority to Mgmt For For For Issue Shares 11 Approve Remuneration Mgmt For Against Against Policy 12 Increase NEDs' Fees Mgmt For For For 13 Authority to Repurchase Mgmt For For For Shares 14 Approve Financial Mgmt For For For Assistance 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Naspers Limited Ticker Security ID: Meeting Date Meeting Status NPN CINS S53435103 08/26/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Approve Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Re-elect Francine-Ann Mgmt For For For du Plessis 5 Re-elect Jakes Gerwel Mgmt For For For 6 Re-elect Fred Phaswana Mgmt For For For 7 Re-elect Ben van der Mgmt For For For Ross 8 Re-elect Boetie van Zyl Mgmt For For For 9 Elect Audit Committee Mgmt For For For Members (du Plessis) 10 Elect Audit Committee Mgmt For For For Members (Jafta) 11 Elect Audit Committee Mgmt For For For Members (van der Ross) 12 Elect Audit Committee Mgmt For For For Members (van Zyl) 13 Approve Remuneration Mgmt For Against Against Policy 14 General Authority to Mgmt For For For Issue Shares 15 Authority to Issue Mgmt For For For Shares for Cash 16 Approve Amendments to Mgmt For For For the Share Incentive Scheme 17 Authorisation of Legal Mgmt For For For Formalities 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Approve Directors' Fees Mgmt For For For 20 Approve Directors' Fees Mgmt For For For 21 Approve Directors' Fees Mgmt For For For 22 Approve Directors' Fees Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Approve Directors' Fees Mgmt For For For 25 Approve Directors' Fees Mgmt For For For 26 Approve Directors' Fees Mgmt For For For 27 Approve Directors' Fees Mgmt For For For 28 Approve Directors' Fees Mgmt For For For 29 Approve Directors' Fees Mgmt For For For 30 Approve Directors' Fees Mgmt For For For 31 Approve Directors' Fees Mgmt For For For 32 Approve Directors' Fees Mgmt For For For 33 Approve Directors' Fees Mgmt For For For 34 Approve Directors' Fees Mgmt For For For 35 Approve Directors' Fees Mgmt For For For 36 Approve Directors' Fees Mgmt For For For 37 Approve Directors' Fees Mgmt For For For 38 Non-Voting Agenda Item N/A N/A N/A N/A 39 Approve Directors' Fees Mgmt For For For 40 Approve Directors' Fees Mgmt For For For 41 Approve Directors' Fees Mgmt For For For 42 Approve Directors' Fees Mgmt For For For 43 Approve Directors' Fees Mgmt For For For 44 Approve Directors' Fees Mgmt For For For 45 Approve Directors' Fees Mgmt For For For 46 Approve Directors' Fees Mgmt For For For 47 Approve Directors' Fees Mgmt For For For 48 Approve Directors' Fees Mgmt For For For 49 Approve Directors' Fees Mgmt For For For 50 Approve Directors' Fees Mgmt For For For 51 Approve Directors' Fees Mgmt For For For 52 Approve Directors' Fees Mgmt For For For 53 Approve Financial Mgmt For For For Assistance 54 Authority to Repurchase Mgmt For For For "N" Shares 55 Authority to Repurchase Mgmt For For For "A" Shares 56 Authority to Issue Mgmt For For For Shares Pursuant to Incentive Scheme 57 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Nevsun Resources Ltd. Ticker Security ID: Meeting Date Meeting Status NSU CINS 64156L101 06/05/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect R. Stuart Angus Mgmt For Against Against 3 Elect Clifford Davis Mgmt For For For 4 Elect Anthony Ferguson Mgmt For For For 5 Elect Robert Gayton Mgmt For Against Against 6 Elect Gary German Mgmt For For For 7 Elect Gerard Munera Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Nevsun Resources Ltd. Ticker Security ID: Meeting Date Meeting Status NSU CINS 64156L101 11/16/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Shareholder Rights Plan Mgmt For For For 3 Board Size Mgmt For For For ________________________________________________________________________________ Nigerian Breweries Plc Ticker Security ID: Meeting Date Meeting Status NB CINS V6722M101 04/10/2012 Voted Meeting Type Country of Trade Court Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Nigerian Breweries Plc Ticker Security ID: Meeting Date Meeting Status NB CINS V6722M101 05/16/2012 Voted Meeting Type Country of Trade Annual Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Olusegun S. Mgmt For For For Adebanji 5 Elect Viktor Famuyibo Mgmt For For For 6 Elect Atedo N.A. Mgmt For For For Peterside 7 Elect Thomas A. de Man Mgmt For For For 8 Elect Walter L. Drenth Mgmt For For For 9 Elect Frank N. Nweke, Mgmt For For For Jr. 10 Elect Sijbe Hiemstra Mgmt For For For 11 Authority to Set Mgmt For Abstain Against Auditor's Fees 12 Election of Audit Mgmt For For For Committee 13 Directors' Fees Mgmt For For For ________________________________________________________________________________ Old Mutual plc Ticker Security ID: Meeting Date Meeting Status OML CINS G67395106 03/14/2012 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Divestiture Mgmt For For For 2 Share Consolidation Mgmt For For For ________________________________________________________________________________ Old Mutual plc Ticker Security ID: Meeting Date Meeting Status OML CINS ADPV15830 05/10/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Nku Nyembezi-Heita Mgmt For For For 4 Elect Mike Arnold Mgmt For For For 5 Elect Phillip Broadley Mgmt For For For 6 Elect Maria Eva Mgmt For For For Castillo Sanz 7 Elect Russell Edey Mgmt For For For 8 Elect Alan Gillespie Mgmt For For For 9 Elect Reuel Khoza Mgmt For For For 10 Elect Roger Marshall Mgmt For For For 11 Elect Bongani Nqwababa Mgmt For For For 12 Elect Patrick O'Sullivan Mgmt For For For 13 Elect Lars Otterbeck Mgmt For For For 14 Elect Julian Roberts Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Directors' Remuneration Mgmt For For For Report 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Contingent Purchase Mgmt For For For Contracts 22 Amendments to Articles Mgmt For For For Regarding Dividend Taxation 23 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 24 Non-Voting Meeting Note N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Orascom Construction Industries Ticker Security ID: Meeting Date Meeting Status OCIC CINS M7525D108 05/17/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Report of the Auditor Mgmt For TNA N/A 4 Accounts Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Orascom Construction Industries Ticker Security ID: Meeting Date Meeting Status OCIC CINS M7525D108 05/17/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 The Demerger Agreement Mgmt For TNA N/A 3 Assignment of Mgmt For TNA N/A Construction Contracts to the Demerged Company 4 Implementation of the Mgmt For TNA N/A Demerger 5 Draft of the Demerger Mgmt For TNA N/A Contract 6 Continuation of Listing Mgmt For TNA N/A the Shares of the Demerging Company 7 Listing of Shares of Mgmt For TNA N/A the Demerged Company 8 Approval of Actions to Mgmt For TNA N/A Be Taken Towards Creditors 9 Allocation of Employees Mgmt For TNA N/A 10 Equity Compensation Mgmt For TNA N/A Plan of the Demerged Company 11 Transitional Services Mgmt For TNA N/A Contract 12 Authorize Board to Mgmt For TNA N/A Ratify and Execute Approved Resolutions ________________________________________________________________________________ Orascom Construction Industries Ticker Security ID: Meeting Date Meeting Status OCIC CINS M7525D108 06/07/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Approval of Solidarity Mgmt For TNA N/A Warrant Contract 3 Approval of Solidarity Mgmt For TNA N/A Warrant Contract 4 Authority to Give Mgmt For TNA N/A Guarantees 5 Authorization of Legal Mgmt For TNA N/A Formalities _______________________________________________________________________________ Orascom Telecom Holdings Sae Ticker Security ID: Meeting Date Meeting Status ORTE CINS M7526D107 05/03/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Report of the Auditor Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Related Party Mgmt For TNA N/A Transactions 10 Authority to Give Mgmt For TNA N/A Guarantees 11 Charitable Donations Mgmt For TNA N/A 12 Changes to the Board Mgmt For TNA N/A ________________________________________________________________________________ Orascom Telecom Holdings Sae Ticker Security ID: Meeting Date Meeting Status ORTE CINS M7526D107 10/23/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Adjustments to the Demerger Plan 3 Authority to Modify Mgmt For For For Internal Ownership Structure 4 Ratification of Mgmt For For For Amendments to the Demerger Agreement 5 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Orascom Telecom Media and Technology Holding S.A.E. Ticker Security ID: Meeting Date Meeting Status OTMT CINS M7525Q109 06/28/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 3 Independent Auditor's Mgmt For TNA N/A Report 4 Accounts Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Directors' Fees Mgmt For TNA N/A 7 Election of Directors Mgmt For TNA N/A ________________________________________________________________________________ Paladin Energy Limited Ticker Security ID: Meeting Date Meeting Status PDN CINS Q7264T104 11/24/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Sean Llewelyn Mgmt For For For 4 Amendment to Mgmt For For For Constitution 5 Ratify Placement of Mgmt For For For Securities ________________________________________________________________________________ Petra Diamonds Limited Ticker Security ID: Meeting Date Meeting Status PDL CINS G70278109 01/27/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Elect Adonis Pouroulis Mgmt For For For 5 Elect Johan Dippenaar Mgmt For For For 6 Elect David Abery Mgmt For For For 7 Elect Jim Davidson Mgmt For For For 8 Elect Omar Kamal Mgmt For For For 9 Elect Patrick Bartlett Mgmt For For For 10 Elect Gordon Hamilton Mgmt For For For 11 2012 Performance Share Mgmt For For For Plan 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Petra Diamonds Limited Ticker Security ID: Meeting Date Meeting Status PDL CINS G70278109 11/28/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Patrick Bartlett Mgmt For For For 3 Elect Gordon Hamilton Mgmt For For For 4 Adoption of New Articles Mgmt For For For ________________________________________________________________________________ Randgold Resources Limited Ticker Security ID: Meeting Date Meeting Status RRS CUSIP 752344309 04/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Philippe Lietard Mgmt For For For 5 Elect D. Mark Bristow Mgmt For For For 6 Elect Graham Mgmt For For For Shuttleworth 7 Elect Norborne Cole, Jr. Mgmt For For For 8 Elect Christopher Mgmt For For For Coleman 9 Elect Kadri Dagdelen Mgmt For For For 10 Elect Karl Voltaire Mgmt For For For 11 Elect Andrew Quinn Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Directors' Fees Mgmt For For For 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Remgro Limited Ticker Security ID: Meeting Date Meeting Status REM CINS S6873K106 11/24/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect P. Beyers Mgmt For Against Against 4 Re-elect W. Buhrmann Mgmt For For For 5 Re-elect Leon Crouse Mgmt For Against Against 6 Re-elect E. Hertzog Mgmt For Against Against 7 Re-elect P. Harris Mgmt For For For 8 Re-elect M. Morobe Mgmt For For For 9 Elect Audit Committee Mgmt For For For Member (N.P.Magenza) 10 Elect Audit Committee Mgmt For For For Member (P.J. Moleketi) 11 Elect Audit Committee Mgmt For For For Member (F. Robertson) 12 Elect Audit Committee Mgmt For For For Member (H. Wessels) 13 Approve Directors' Fees Mgmt For For For 14 Authority to repurchase Mgmt For For For shares 15 Authority to Enter Mgmt For For For Derivative Transactions 16 Approve Financial Mgmt For For For Assistance 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sanlam Ltd. Ticker Security ID: Meeting Date Meeting Status SLM CINS S7302C137 06/06/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect Manana Mgmt For For For Bakane-Tuoane 4 Re-elect Anton Botha Mgmt For For For 5 Re-elect Patrice Motsepe Mgmt For For For 6 Re-elect Sipho Nkosi Mgmt For For For 7 Re-elect Bernard Mgmt For For For Swanepoel 8 Re-elect Lazarus Zim Mgmt For For For 9 Elect Audit, Actuarial Mgmt For For For and Finance Committee Member (Philisiwe Buthelezi) 10 Elect Audit, Actuarial Mgmt For Against Against and Finance Committee Member (Fran du Plessis) 11 Elect Audit, Actuarial Mgmt For For For and Finance Committee Member (Ian Plenderleith) 12 Elect Audit, Actuarial Mgmt For For For and Finance Committee Member (Philip Rademeyer) 13 Elect Audit, Actuarial Mgmt For For For and Finance Committee Member (Christiaan Swanepoel) 14 Approve Remuneration Mgmt For For For Policy 15 Ratify NEDs' and Mgmt For For For Executives' Fees 16 Approve NEDs' Fees Mgmt For For For 17 Adopt New Articles Mgmt For For For 18 Approve Financial Mgmt For For For Assistance 19 Authority to Repurchase Mgmt For For For Shares 20 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Sasol Limited Ticker Security ID: Meeting Date Meeting Status SOL CINS 803866102 11/25/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Jurgen Schrempp Mgmt For For For 2 Re-elect Colin Beggs Mgmt For For For 3 Re-elect Johnson Njeke Mgmt For Against Against 4 Re-elect Nolitha Fakude Mgmt For For For 5 Re-elect Hixonia Nyasulu Mgmt For For For 6 Re-elect Christine Ramon Mgmt For For For 7 Re-elect Henk Dijkgraaf Mgmt For For For 8 Elect David Constable Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Audit Committee Mgmt For For For Members (Beggs) 11 Elect Audit Committee Mgmt For For For Members (Gantsho) 12 Elect Audit Committee Mgmt For For For Members (Dijkgraaf) 13 Elect Audit Committee Mgmt For Against Against Members (Njeke) 14 Approve Directors' Fees Mgmt For For For 15 Approve Remuneration Mgmt For For For Policy 16 Approve Financial Mgmt For For For Assistance (Controlled Subsidiaries and Juristic Persons) 17 Approve Financial Mgmt For For For Assistance (Inter-related Parties) 18 Approve Financial Mgmt For For For Assistance (BEE Party) 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Repurchase Mgmt For For For Shares (Directors/Prescribed Officers) 21 Approve Amendments to Mgmt For For For Share Trust Deed ________________________________________________________________________________ SEMAFO Inc. Ticker Security ID: Meeting Date Meeting Status SMF CINS 816922108 05/14/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Terence Bowles Mgmt For For For 3 Elect Benoit La Salle Mgmt For For For 4 Elect Jean Lamarre Mgmt For For For 5 Elect John LeBoutillier Mgmt For For For 6 Elect Gilles Masson Mgmt For For For 7 Elect Lawrence McBrearty Mgmt For For For 8 Elect Tertius Zongo Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Amendments to Articles Mgmt For For For - Business Corporations Act (Quebec) 11 Amendments to By-Laws Mgmt For For For Regarding Business Corporations Act (Quebec) _______________________________________________________________________________ Shoprite Holdings Limited Ticker Security ID: Meeting Date Meeting Status SHP CINS S76263102 06/28/2012 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Ordinary Shares to holders of Convertible Bonds 2 Authority to Issue Mgmt For For For Deferred Shares to Thibault Square Financial Services (Pty) Ltd 3 Authority to Issue Mgmt For For For Deferred Shares Pursuant to Share Placement 4 Approve Financial Mgmt For For For Assistance _______________________________________________________________________________ Standard Bank Group Ltd. Ticker Security ID: Meeting Date Meeting Status SBK CINS S80605140 05/31/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Re-elect Richard Dunne Mgmt For Against Against 4 Re-elect Thulani Mgmt For For For Gcabashe 5 Re-elect Saki Macozoma Mgmt For For For 6 Re-elect Kgomotso Moroka Mgmt For For For 7 Re-elect Frederik Mgmt For For For Phaswana 8 Re-elect Lord Robert Mgmt For For For Smith of Kelvin 9 Appoint Joint Auditors Mgmt For For For 10 General Authority to Mgmt For For For Issue Ordinary Shares 11 General Authority to Mgmt For Against Against Issue Preference Shares 12 Approve Remuneration Mgmt For For For Policy 13 Approve NEDs' Fees Mgmt For For For (Chairman) 14 Approve NEDs' Fees Mgmt For For For (Director) 15 Approve NEDs' Fees Mgmt For For For (International Director) 16 Approve NEDs' Fees Mgmt For For For (Chairman) 17 Approve NEDs' Fees Mgmt For For For (Member) 18 Approve NEDs' Fees Mgmt For For For (Chairman) 19 Approve NEDs' Fees Mgmt For For For (Member) 20 Approve NEDs' Fees Mgmt For For For (Chairman) 21 Approve NEDs' Fees Mgmt For For For (Member) 22 Approve NEDs' Fees Mgmt For For For (Chairman) 23 Approve NEDs' Fees Mgmt For For For (Member) 24 Approve NEDs' Fees Mgmt For For For (Chairman) 25 Approve NEDs' Fees Mgmt For For For (Member) 26 Approve NEDs' Fees (Ad Mgmt For For For Hoc Meeting Attendance) 27 Approve NEDs' Fees (Ad Mgmt For For For Hoc Fee Per Hour) 28 Authority to Issue Mgmt For For For Shares pursuant to Equity Growth Scheme 29 Authority to Issue Mgmt For For For Shares pursuant to Share Incentive Scheme 30 Authority to Repurchase Mgmt For For For Shares 31 Approve Financial Mgmt For For For Assistance 32 Adopt New Memorandum of Mgmt For Against Against Incorporation ________________________________________________________________________________ Subsea 7 S.A. Ticker Security ID: Meeting Date Meeting Status SUBC CINS L8882U106 06/22/2012 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For TNA N/A Accounts and Reports 2 Accounts and Reports Mgmt For TNA N/A 3 Consolidated Accounts Mgmt For TNA N/A and Reports 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Board Mgmt For TNA N/A Acts 6 Appointment of Auditor Mgmt For TNA N/A 7 Elect Kristian Siem Mgmt For TNA N/A 8 Elect Peter Mason Mgmt For TNA N/A 9 Elect Jean Cahuzac Mgmt For TNA N/A 10 Elect Bob Long Mgmt For TNA N/A 11 Elect Eystein Eriksrud Mgmt For TNA N/A 12 Special Dividend/Bonus Mgmt For TNA N/A Share Issuance _______________________________________________________________________________ Talaat Moustafa Group (TMG) Holding Ticker Security ID: Meeting Date Meeting Status TMGH CINS M8763H108 03/28/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Ratification of Board Mgmt For For For Acts 6 Approval of Charitable Mgmt For For For Donations in the 2011 Fiscal Year 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Directors' Fees Mgmt For Abstain Against 9 Authorize Charitable Mgmt For For For Donations in the 2012 Fiscal Year 10 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL CINS M87886103 01/29/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL CINS M87886103 01/29/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Salary Restructuring Mgmt For Abstain Against Plan for Employees 3 Ratification of Mgmt For For For Co-option of Board Members 4 Allocation of Mgmt For For For Profits/Dividends ____________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL CINS M87886103 03/12/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Report of the Board Mgmt For TNA N/A 4 Report of the Auditor Mgmt For TNA N/A 5 Accounts Mgmt For TNA N/A 6 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 7 Ratification of Board Mgmt For TNA N/A Acts 8 Charitable Donations Mgmt For TNA N/A 9 Directors' Fees Mgmt For TNA N/A 10 Authority to Sign Mgmt For TNA N/A Contracts 11 Allocation of Mgmt For TNA N/A Profits/Dividend 12 Property Sale Mgmt For TNA N/A 13 Cancellation of Auto Mgmt For TNA N/A Entitlement System for Senior Management ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL CINS M87886103 08/16/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Articles Mgmt For Abstain Against ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL CINS M87886103 08/16/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of CEO Mgmt For For For 3 Elect Adel Abd Elaziz Mgmt For For For 4 Elect Independent Mgmt For For For Director 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Related Party Mgmt For For For Transactions 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ The Bidvest Group Limited Ticker Security ID: Meeting Date Meeting Status BVT CINS S1201R162 07/15/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance 2 Approve Financial Mgmt For For For Assistance (Subscription of Securities) 3 Approve Directors' Fees Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ The Bidvest Group Limited Ticker Security ID: Meeting Date Meeting Status BVT CINS S1201R162 11/21/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Repurchase Mgmt For For For Shares 4 Approve Directors' Fees Mgmt For For For 5 General Authority to Mgmt For For For Issue Shares 6 Authority to Issue Mgmt For For For Shares for Cash 7 Approve Allocation to Mgmt For For For Distribute Share Capital or Premium 8 Authority to Issue Mgmt For For For Convertible Debt Instruments 9 Re-elect Douglas Band Mgmt For Against Against 10 Re-elect Bernard Berson Mgmt For Against Against 11 Re-elect David Cleasby Mgmt For Against Against 12 Re-elect Anthony Dawe Mgmt For Against Against 13 Re-elect Rachel Kunene Mgmt For Against Against 14 Re-elect Peter Nyman Mgmt For Against Against 15 Re-elect Lindsay Ralphs Mgmt For Against Against 16 Elect Audit Committee Mgmt For For For Members (Payne) 17 Elect Audit Committee Mgmt For Against Against Members (Mageza) 18 Elect Audit Committee Mgmt For For For Members (Masson) 19 Elect Audit Committee Mgmt For For For Members (Pamensky) 20 Approve Remuneration Mgmt For Against Against Policy 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tullow Oil Plc Ticker Security ID: Meeting Date Meeting Status TLW CINS G91235104 05/16/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For Against Against Report 4 Elect Simon Thompson Mgmt For For For 5 Elect Steve Lucas Mgmt For For For 6 Elect Tutu Agyare Mgmt For For For 7 Elect David Bamford Mgmt For For For 8 Elect Ann Grant Mgmt For For For 9 Elect Aidan Heavey Mgmt For For For 10 Elect Graham Martin Mgmt For For For 11 Elect Angus McCoss Mgmt For For For 12 Elect Paul McDade Mgmt For For For 13 Elect Steven McTiernan Mgmt For For For 14 Elect Ian Springett Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Directors' Fees Mgmt For For For ________________________________________________________________________________ United Bank for Africa Plc Ticker Security ID: Meeting Date Meeting Status UBA CINS V9T62Y106 05/18/2012 Voted Meeting Type Country of Trade Annual Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Election of Directors Mgmt For For For 3 Authority to Set Mgmt For Abstain Against Auditor's Fees 4 Election of Audit Mgmt For Abstain Against Committee Members 5 Bonus Share Issuance Mgmt For For For ________________________________________________________________________________ United Bank for Africa plc Ticker Security ID: Meeting Date Meeting Status UBA CINS V9T62Y106 11/18/2011 Voted Meeting Type Country of Trade Special Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase in Authorized Mgmt For For For Capital 2 Amendments to Articles Mgmt For For For Regarding Share Capital 3 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 4 Authorization of Legal Mgmt For For For Formalities 5 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ United Bank for Africa Plc Ticker Security ID: Meeting Date Meeting Status UBA CINS V9T62Y106 12/29/2011 Voted Meeting Type Country of Trade Court Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangment Mgmt For Abstain Against 3 Restructuring/Capitaliza Mgmt For Abstain Against tion 4 Restructuring/Capitaliza Mgmt For Abstain Against tion 5 Restructuring/Capitaliza Mgmt For Abstain Against tion 6 Restructuring/Capitaliza Mgmt For Abstain Against tion 7 Restructuring/Capitaliza Mgmt For Abstain Against tion 8 Restructuring/Capitaliza Mgmt For Abstain Against tion 9 Restructuring/Capitaliza Mgmt For Abstain Against tion 10 Restructuring/Capitaliza Mgmt For Abstain Against tion 11 Restructuring/Capitaliza Mgmt For Abstain Against tion 12 Ratify Scheme of Mgmt For Abstain Against Arrangement 13 Ratify Capital Mgmt For Abstain Against Reorganization 14 Ratification of Board Mgmt For Abstain Against Acts 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vodacom Group Limited Ticker Security ID: Meeting Date Meeting Status VOD CINS S9453B108 08/04/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Nicholas Read Mgmt For For For 3 Elect Albertinah Kekana Mgmt For For For 4 Re-elect Mthandazo Moyo Mgmt For For For 5 Re-elect Ronald Mgmt For For For Schellekens 6 Re-elect Thoko Mgmt For For For Mokgosi-Mwantembe 7 Appointment of Auditor Mgmt For For For 8 Approve Remuneration Mgmt For For For Policy 9 Elect Audit Committee Mgmt For For For Members (Boardman) 10 Elect Audit Committee Mgmt For For For Members (Moleketi) 11 Elect Audit Committee Mgmt For For For Members (Kekana) 12 Amendment to the Mgmt For For For Forfeitable Share Plan 13 Authority to Repurchase Mgmt For For For Shares 14 Approve Financial Mgmt For For For Assistance 15 Approve Directors' Fees Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zenith Bank Plc Ticker Security ID: Meeting Date Meeting Status ZENITHBAN CINS V9T871109 04/03/2012 Voted Meeting Type Country of Trade Annual Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Authority to Set Mgmt For Abstain Against Auditor's Fees 6 Election of Audit Mgmt For Abstain Against Committee Members =============================== Agribusiness ETF =============================== ________________________________________________________________________________ AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP 001084102 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect P. George Benson Mgmt For For For 2 Elect Wolfgang Deml Mgmt For For For 3 Elect Luiz Fernando Mgmt For For For Furlan 4 Elect Gerald Johanneson Mgmt For For For 5 Elect George Minnich Mgmt For For For 6 Elect Martin Richenhagen Mgmt For For For 7 Elect Gerald Shaheen Mgmt For For For 8 Elect Mallika Srinivasan Mgmt For For For 9 Elect Daniel Ustian Mgmt For For For 10 Elect Hendrikus Visser Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For _______________________________________________________________________________ Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Russel Girling Mgmt For For For 1.3 Elect Susan Henry Mgmt For For For 1.4 Elect Russell Horner Mgmt For For For 1.5 Elect David Lesar Mgmt For For For 1.6 Elect John Lowe Mgmt For For For 1.7 Elect A. Anne McLellan Mgmt For For For 1.8 Elect Derek Pannell Mgmt For For For 1.9 Elect Frank Proto Mgmt For For For 1.10 Elect Michael Wilson Mgmt For For For 1.11 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation _______________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Terrell Crews Mgmt For For For 4 Elect Pierre Dufour Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Antonio Maciel Mgmt For For For 7 Elect Patrick Moore Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect Kelvin Westbrook Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition of Political Contributions 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainable Palm Oil _____________________________________________________________________________ Astra Agro Lestari Tbk Ticker Security ID: Meeting Date Meeting Status AALI CINS Y7116Q119 04/17/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Utilization of Profits Mgmt For For For 3 Directors' and Mgmt For Abstain Against Commissioners' Fees 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ BRF Brasil Foods SA Ticker Security ID: Meeting Date Meeting Status BRFS3 CUSIP 10552T107 04/24/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Supervisory Mgmt For For For Council 4 Election of Alternate Mgmt For For For Board Member 5 Remuneration Report Mgmt For Against Against 6 Amendments to Articles Mgmt For For For 7 Amendment to Stock Mgmt For For For Option Plan _______________________________________________________________________________ Bunge Limited Ticker Security ID: Meeting Date Meeting Status BG CUSIP G16962105 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis Coppinger Mgmt For For For 2 Elect Alberto Weisser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ______________________________________________________________________________ CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Furbacher Mgmt For Withhold Against 1.2 Elect John Johnson Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ______________________________________________________________________________ Chaoda Modern Agriculture (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 0682 CINS G2046Q107 12/30/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For Abstain Against 4 Allocation of Mgmt For Abstain Against Profits/Dividends 5 Elect KUANG Qiao Mgmt For For For 6 Elect CHEN Jun Hua Mgmt For Against Against 7 Elect Andy CHAN Chi Po Mgmt For For For 8 Elect LIN Shun Quan Mgmt For For For 9 Directors' Fees Mgmt For Abstain Against 10 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Repurchased Shares _______________________________________________________________________________ China Agri-Industries Holdings Limited Ticker Security ID: Meeting Date Meeting Status 606 CINS Y1375F104 12/02/2011 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 COFCO Mutual Supply Mgmt For For For Agreement 4 Wilmar Mutual Supply Mgmt For For For Agreement 5 Financial Service Mgmt For Against Against Agreement _______________________________________________________________________________ China Agri-Industries Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y1375F104 06/08/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect NING Gaoning Mgmt For Against Against 6 Elect LV Jun Mgmt For Against Against 7 Elect Victor YANG Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China BlueChemical Ltd. Ticker Security ID: Meeting Date Meeting Status 3983 CINS Y14251105 06/05/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Approval of Budget Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect YANG Yexin Mgmt For For For 10 Elect LI Hui Mgmt For For For 11 Elect YANG Shubo Mgmt For For For 12 Elect ZHU Lei Mgmt For For For 13 Elect GU Zongqin Mgmt For For For 14 Elect Karen LEE Kit Ying Mgmt For For For 15 Elect Eddie LEE Kwan Mgmt For Against Against Hung 16 Elect QIU Kewen as Mgmt For For For Supervisor 17 Elect HUANG Jinggui as Mgmt For For For Supervisor 18 Elect ZHANG Ping as Mgmt For For For Supervisor 19 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China BlueChemical Ltd. Ticker Security ID: Meeting Date Meeting Status 3983 CINS Y14251105 07/28/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect LI Hui Mgmt For For For ________________________________________________________________________________ China BlueChemical Ltd. Ticker Security ID: Meeting Date Meeting Status 3983 CINS Y14251105 12/30/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Annual Cap of Natural Mgmt For For For Gas Sale and Purchase Agreements 4 Comprehensive Services Mgmt For For For and Product Sales Agreement 5 Annual Cap of Category Mgmt For For For A4(a) of Comprehensive Services and Product Sales Agreement 6 Annual Cap of Category Mgmt For For For A4(b) of Comprehensive Services and Product Sales Agreement 7 Financial Services Mgmt For Against Against Supplemental Agreement 8 Annual Cap of Category Mgmt For Against Against A5(b) of Financial Services Agreement 9 Kingboard Supplemental Mgmt For For For Agreement 10 Annual Cap of Kingboard Mgmt For For For Product Sales and Services Agreement _______________________________________________________________________________ Chiquita Brands International Ticker Security ID: Meeting Date Meeting Status CQB CUSIP 170032809 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Fernando Aguirre Mgmt For For For 1.2 Elect Kerrii Anderson Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect William Camp Mgmt For Withhold Against 1.5 Elect Clare Hasler-Lewis Mgmt For For For 1.6 Elect Jaime Serra Mgmt For For For 1.7 Elect Jeffrey Simmons Mgmt For For For 1.8 Elect Steven Stanbrook Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Corn Products International, Inc. Ticker Security ID: Meeting Date Meeting Status CPO CUSIP 219023108 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Luis Mgmt For Withhold Against Aranguren-Trellez 1.3 Elect Paul Hanrahan Mgmt For For For 1.4 Elect Wayne Hewett Mgmt For For For 1.5 Elect Gregory Kenny Mgmt For For For 1.6 Elect James Ringler Mgmt For For For 2 Company Name Change Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cresud S.A. Ticker Security ID: Meeting Date Meeting Status CRES CUSIP 226406106 10/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Meeting Mgmt For For For Delegates 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Mgmt For For For Acts 4 Ratification of Mgmt For For For Supervisory Council Acts 5 Allocation of Mgmt For For For Profits/Dividends 6 Directors' Fees Mgmt For For For 7 Supervisory Council Fees Mgmt For Abstain Against 8 Election of Directors Mgmt For Abstain Against 9 Election of Supervisory Mgmt For Abstain Against Council 10 Appointment of Auditor Mgmt For Abstain Against 11 Shared Services Mgmt For For For Agreement 12 Treatment of Treasury Mgmt For Abstain Against Shares 13 Treatment of Tax on Mgmt For Abstain Against Personal Assets 14 Authority to Issue Bonds Mgmt For For For 15 Merger with Agrology SA Mgmt For For For 16 Authority to Issue Mgmt For For For Commercial Paper ________________________________________________________________________________ Darling International Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall Stuewe Mgmt For For For 2 Elect O. Thomas Albrecht Mgmt For For For 3 Elect D. Eugene Ewing Mgmt For For For 4 Elect Charles Macaluso Mgmt For For For 5 Elect John March Mgmt For For For 6 Elect Michael Rescoe Mgmt For For For 7 Elect Michael Urbut Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 2012 Omnibus Incentive Mgmt For For For Plan _______________________________________________________________________________ Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Vance Coffman Mgmt For For For 3 Elect Charles Holliday, Mgmt For For For Jr. 4 Elect Dipak Jain Mgmt For For For 5 Elect Clayton Jones Mgmt For For For 6 Elect Joachim Milberg Mgmt For For For 7 Elect Richard Myers Mgmt For For For 8 Elect Thomas Patrick Mgmt For For For 9 Elect Sherry Smith Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Non-Employee Director Mgmt For For For Stock Ownership Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Elders Limited Ticker Security ID: Meeting Date Meeting Status ELD CINS Q3414A103 12/20/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect James Ranck Mgmt For For For 5 Re-elect Raymond Grigg Mgmt For For For 6 Elect Anna Buduls Mgmt For For For 7 Elect Josephine Rozman Mgmt For For For 8 Renew Partial Takeover Mgmt For For For Provisions ________________________________________________________________________________ First Resources Limited Ticker Security ID: Meeting Date Meeting Status EB5 CINS Y2560F107 04/27/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect LIM Ming Seong Mgmt For For For 4 Elect Ciliandra Fangiono Mgmt For Against Against 5 Elect Ng Shin Ein Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 9 Authority to Repurchase Mgmt For For For Shares _______________________________________________________________________________ Glanbia Plc Ticker Security ID: Meeting Date Meeting Status GL9 CINS G39021103 05/09/2012 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect John Callaghan Mgmt For Against Against 4 Elect William Carroll Mgmt For For For 5 Elect Henry Corbally Mgmt For Against Against 6 Elect David Farrell Mgmt For For For 7 Elect James Gannon Mgmt For For For 8 Elect Patrick Gleeson Mgmt For Against Against 9 Elect Paul Haran Mgmt For Against Against 10 Elect Brendan Hayes Mgmt For For For 11 Elect Liam Herlihy Mgmt For Against Against 12 Elect Martin Keane Mgmt For Against Against 13 Elect Michael Keane Mgmt For For For 14 Elect Jerry Liston Mgmt For Against Against 15 Elect Matthew Merrick Mgmt For Against Against 16 Elect John Moloney Mgmt For For For 17 Elect John Murphy Mgmt For For For 18 Elect Patrick Murphy Mgmt For For For 19 Elect William Murphy Mgmt For For For 20 Elect Eamon Power Mgmt For For For 21 Elect Robert Prendergast Mgmt For For For 22 Elect Siobhan Talbot Mgmt For For For 23 Elect Kevin Toland Mgmt For For For 24 Authority to Set Mgmt For For For Auditor's Fees 25 Directors' Remuneration Mgmt For For For Report 26 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 27 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 28 Authority to Repurchase Mgmt For For For Shares 29 Authority to Set Mgmt For For For Reissue Price of Treasury Shares 30 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 31 Amendment to Long Term Mgmt For For For Incentive Plan _______________________________________________________________________________ Golden Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status G17 CINS V39076134 04/26/2012 Voted Meeting Type Country of Trade Annual Mauritius Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Frankle (Djafar) Mgmt For For For Widjaja 5 Elect Simon Lim Mgmt For For For 6 Elect Kaneyalall Mgmt For For For Hawabhay 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 9 Authority to Repurchase Mgmt For For For Shares 10 Related Party Mgmt For For For Transactions _______________________________________________________________________________ Graincorp Limited Ticker Security ID: Meeting Date Meeting Status GNC CINS Q42655102 02/16/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Dan Mangelsdorf Mgmt For For For 4 Elect Barbara Gibson Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Alison Watkins) 6 Approve Increase in Mgmt For For For NEDs' Fee Cap 7 Amendment to Mgmt For Against Against Constitution (Board Size) 8 Amendment to Mgmt For For For Constitution (Circular Resolutions) 9 Amendment to Mgmt For For For Constitution (Unmarketable parcels) 10 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Indofood Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status 5JS CINS Y3974E108 04/27/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect LIM Hock San Mgmt For Against Against 5 Elect Mark Wakeford Mgmt For For For 6 Elect GOH Kian Chee Mgmt For For For 7 Elect Hendra Susanto Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Related Party Mgmt For For For Transactions 14 Authority to Repurchase Mgmt For For For Shares _______________________________________________________________________________ Intrepid Potash, Inc. Ticker Security ID: Meeting Date Meeting Status IPI CUSIP 46121Y102 05/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Terry Considine Mgmt For For For 2 Elect Chris Elliott Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amendment to the Mgmt For For For Short-Term Incentive Plan 6 Amendment to the Equity Mgmt For For For Incentive Plan _______________________________________________________________________________ IOI Corporation Berhad Ticker Security ID: Meeting Date Meeting Status IOICORP CINS Y41763106 10/24/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect LEE Yeow Seng Mgmt For For For 3 Elect Karownakaran @ Mgmt For For For Karunakaran a/l Ramasamy 4 Elect LIM Tuang Ooi Mgmt For For For 5 Elect LEE Shin Cheng Mgmt For Against Against 6 Elect Mohd Khalil Mohd Mgmt For For For Noor 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Related Party Mgmt For For For Transactions _______________________________________________________________________________ Kernel Holding SA Ticker Security ID: Meeting Date Meeting Status KER CINS L5829P109 12/07/2011 Voted Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For Against Against Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Resignation of Patrick Mgmt For For For Conrad; Ratification of Director Acts 7 Elect Andrzej Danilczuk Mgmt For For For and Ton Schurink as Independent Directors 8 Elect Kostiantyn Mgmt For Against Against Lytvysnkyi and Yuriy Kovalchuk 9 Directors' Fees Mgmt For For For 10 Appointment of Auditors Mgmt For Abstain Against ________________________________________________________________________________ Kernel Holding SA Ticker Security ID: Meeting Date Meeting Status KER CINS L5829P109 12/07/2011 Voted Meeting Type Country of Trade Special Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase in Authorized Mgmt For For For Capital 2 Amendments Regarding Mgmt For For For Application of EU Directive 3 Amend Article 5 Mgmt For Abstain Against 4 Insert Article 6 Mgmt For Abstain Against 5 Amend Article 14 Mgmt For Abstain Against 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Amend Article 18 Mgmt For Abstain Against 8 Renumbering of Articles Mgmt For Abstain Against 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Kuala Lumpur Kepong Berhad Ticker Security ID: Meeting Date Meeting Status KLK CINS Y47153104 02/22/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect LEE Hau Hian Mgmt For For For 4 Elect YEOH Eng Khoon Mgmt For For For 5 Elect THONG Yaw Hong Mgmt For For For 6 Elect Raja Muhammad Mgmt For For For Alias bin Raja Muhammad Ali 7 Elect Abdul Rahman bin Mgmt For For For Mohd Ramli 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Kubota Corporation Ticker Security ID: Meeting Date Meeting Status 6326 CINS J36662138 06/22/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yasuo Masumoto Mgmt For For For 3 Elect Tetsuji Tomita Mgmt For For For 4 Elect Satoru Sakamoto Mgmt For For For 5 Elect Masatoshi Kimata Mgmt For For For 6 Elect Toshihiro Kubo Mgmt For For For 7 Elect Shigeru Kimura Mgmt For For For 8 Elect Yuzuru Mizuno Mgmt For For For 9 Elect Junichi Satoh Mgmt For For For 10 Bonus Mgmt For For For ________________________________________________________________________________ Lindsay Corporation Ticker Security ID: Meeting Date Meeting Status LNN CUSIP 535555106 01/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Parod Mgmt For For For 1.2 Elect Michael Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation _______________________________________________________________________________ Maple Leaf Foods Inc. Ticker Security ID: Meeting Date Meeting Status MFI CINS 564905107 05/02/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect W. Geoffrey Mgmt For For For Beattie 3 Elect Gregory Boland Mgmt For For For 4 Elect John Bragg Mgmt For For For 5 Elect David Emerson Mgmt For For For 6 Elect Jeffrey Gandz Mgmt For For For 7 Elect Claude Lamoureux Mgmt For For For 8 Elect J. Scott McCain Mgmt For For For 9 Elect Michael McCain Mgmt For For For 10 Elect Diane McGarry Mgmt For For For 11 Elect James Olson Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Advisory Vote on Mgmt For Against Against Executive Compensation _______________________________________________________________________________ Maple Leaf Foods Inc. Ticker Security ID: Meeting Date Meeting Status MFI CINS 564905107 12/14/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janine Fields Mgmt For For For 2 Elect Hugh Grant Mgmt For For For 3 Elect C. Steven McMillan Mgmt For Against Against 4 Elect Robert Stevens Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Amendment to the 2005 Mgmt For Against Against Long-Term Incentive Plan 8 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms ________________________________________________________________________________ Mosaic Co. Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 10/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nancy Cooper Mgmt For For For 1.2 Elect James Popowich Mgmt For For For 1.3 Elect James Prokopanko Mgmt For For For 1.4 Elect Steven Seibert Mgmt For For For 2 Elimination of Dual Mgmt For For For Class Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation _______________________________________________________________________________ Nufarm Limited Ticker Security ID: Meeting Date Meeting Status NUF CINS Q7007B105 12/01/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Anne Brennan Mgmt For For For 4 Elect Gordon Davis Mgmt For For For 5 Elect Peter Margin Mgmt For For For 6 Amend the Constitution Mgmt For For For 7 Equity Grant (MD/CEO Mgmt For For For Doug Rathbone) _______________________________________________________________________________ Nutreco Holding NV Ticker Security ID: Meeting Date Meeting Status NUO CINS N6509P102 03/27/2012 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports Mgmt For TNA N/A 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Ratification of Mgmt For TNA N/A Supervisory Board Acts 9 Ratification of Mgmt For TNA N/A Management Board Acts 10 Appointment of Auditor Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Amendments to Articles Mgmt For TNA N/A 13 Authority to Issue Mgmt For TNA N/A Shares w/ Preemptive Rights 14 Authority to Suppress Mgmt For TNA N/A Preemptive Rights 15 Authority to Repurchase Mgmt For TNA N/A Shares 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Agenda Item N/A N/A TNA N/A ______________________________________________________________________________ Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 07/08/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Shares w/ Mgmt For For For Preemptive Rights _____________________________________________________________________________ Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Narain Girdhar Mgmt For For For Chanrai 4 Elect Sunny Verghese Mgmt For For For 5 Elect Shekhar Mgmt For For For Anantharaman 6 Elect Michael LIM Choo Mgmt For Against Against San 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 10 Authority to Issue Mgmt For For For Shares under Olam Employee Share Option Scheme 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For For For Shares under Olam Scrip Dividend Scheme _______________________________________________________________________________ Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L 05/17/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect Donald Chynoweth Mgmt For For For 1.3 Elect Daniel Clauw Mgmt For For For 1.4 Elect William Doyle Mgmt For For For 1.5 Elect John Estey Mgmt For For For 1.6 Elect Gerald Grandey Mgmt For For For 1.7 Elect Charles Hoffman Mgmt For For For 1.8 Elect Dallas Howe Mgmt For For For 1.9 Elect Alice Laberge Mgmt For For For 1.10 Elect Keith Martell Mgmt For For For 1.11 Elect Jeffrey McCaig Mgmt For For For 1.12 Elect Mary Mogford Mgmt For For For 1.13 Elect Elena Viyella de Mgmt For Withhold Against Paliza 2 Appointment of Auditor Mgmt For For For 3 Performance Option Plan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PT PP London Sumatra Indonesia TBK Ticker Security ID: Meeting Date Meeting Status LSIP CINS Y7137X101 05/10/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For Abstain Against 5 Directors' Fees Mgmt For Abstain Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees _______________________________________________________________________________ PT PP London Sumatra Indonesia TBK Ticker Security ID: Meeting Date Meeting Status LSIP CINS Y7137X101 05/10/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Sinofert Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 0297 CINS G8403G103 06/14/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LIU De Shu Mgmt For For For 6 Elect YANG Lin Mgmt For For For 7 Elect Edward KO Ming Mgmt For For For Tung 8 Elect TANG Tin Sek Mgmt For For For 9 Directors' Fees Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares 14 Cancellation of Shares Mgmt For For For ________________________________________________________________________________ Smithfield Foods, Inc. Ticker Security ID: Meeting Date Meeting Status SFD CUSIP 832248108 09/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Margaret Lewis Mgmt For For For 2 Elect David Nelson Mgmt For Against Against 3 Elect Frank Royal Mgmt For Against Against 4 Elect Richard Crowder Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board _______________________________________________________________________________ Tate & Lyle plc Ticker Security ID: Meeting Date Meeting Status TATE CINS G86838128 07/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sir Peter Gershon Mgmt For For For 5 Elect Javed Ahmed Mgmt For For For 6 Elect Tim Lodge Mgmt For For For 7 Elect Liz Airey Mgmt For For For 8 Elect William Camp Mgmt For For For 9 Elect Evert Henkes Mgmt For For For 10 Elect Douglas Hurt Mgmt For For For 11 Elect Robert Walker Mgmt For For For 12 Elect Barry Zoumas Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authorisation of Mgmt For For For Political Donations 16 Sharesave Plan 2011 Mgmt For For For 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days _______________________________________________________________________________ The Andersons, Inc. Ticker Security ID: Meeting Date Meeting Status ANDE CUSIP 034164103 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Anderson Mgmt For For For 1.2 Elect Gerard Anderson Mgmt For Withhold Against 1.3 Elect Catherine Kilbane Mgmt For For For 1.4 Elect Robert King, Jr. Mgmt For For For 1.5 Elect Ross Manire Mgmt For For For 1.6 Elect Donald Mennel Mgmt For For For 1.7 Elect David Nichols Mgmt For For For 1.8 Elect John Stout, Jr. Mgmt For For For 1.9 Elect Jacqueline Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494103 02/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Tyson Mgmt For For For 1.2 Elect Kathleen Bader Mgmt For For For 1.3 Elect Gaurdie Banister, Mgmt For For For Jr. 1.4 Elect Jim Kever Mgmt For Withhold Against 1.5 Elect Kevin McNamara Mgmt For For For 1.6 Elect Brad Sauer Mgmt For For For 1.7 Elect Robert Thurber Mgmt For For For 1.8 Elect Barbara Tyson Mgmt For For For 1.9 Elect Albert Zapanta Mgmt For For For 2 Amendment to the 2000 Mgmt For For For Incentive Stock Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Viterra Inc. Ticker Security ID: Meeting Date Meeting Status VT CINS 92849T108 03/08/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Thomas Birks Mgmt For For For 3 Elect Thomas Chambers Mgmt For For For 4 Elect Bonnie DuPont Mgmt For For For 5 Elect Brian Gibson Mgmt For For For 6 Elect Perry Gunner Mgmt For For For 7 Elect Tim Hearn Mgmt For For For 8 Elect Dallas Howe Mgmt For For For 9 Elect Kevin Osborn Mgmt For For For 10 Elect Herbert Pinder, Mgmt For For For Jr. 11 Elect Larry Ruud Mgmt For For For 12 Elect Mayo Schmidt Mgmt For For For 13 Elect Max Venning Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Adoption of Amended and Mgmt For For For Restated By-Laws ________________________________________________________________________________ Viterra Inc. Ticker Security ID: Meeting Date Meeting Status VT CINS 92849T108 05/29/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition Mgmt For For For ________________________________________________________________________________ Wilmar International Limited Ticker Security ID: Meeting Date Meeting Status F34 CINS Y9586L109 04/27/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect KUOK Khoon Hong Mgmt For For For 5 Elect LEONG Horn Kee Mgmt For Against Against 6 Elect TAY Kah Chye Mgmt For Against Against 7 Elect YEO Teng Yang Mgmt For For For 8 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 9 Related Party Mgmt For For For Transactions 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Grant Mgmt For For For Options and Issue Shares under the Wilmar Executives Share Option Scheme 2009 ________________________________________________________________________________ Wilmar International Limited Ticker Security ID: Meeting Date Meeting Status F34 CINS Y9586L109 04/27/2012 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/10/2012 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Mgmt For TNA N/A Chairman and Individuals to Check Minutes 5 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 6 Compensation Guidelines Mgmt For TNA N/A 7 Report on Corporate Mgmt For TNA N/A Governance 8 Authority to Set Mgmt For TNA N/A Auditor's Fees 9 Directors' Fees Mgmt For TNA N/A 10 Nomination Committee Mgmt For TNA N/A Fees 11 Election of Directors Mgmt For TNA N/A 12 Nomination Committee Mgmt For TNA N/A 13 Amendments to the Mgmt For TNA N/A Instructions for the Nomination Committee 14 Cancellation of Shares Mgmt For TNA N/A 15 Authority to Repurchase Mgmt For TNA N/A Shares 16 Non-Voting Meeting Note N/A N/A TNA N/A ============================= Bank & Brokerage ETF ============================= ________________________________________________________________________________ Banco Bilbao Vizcaya Argentaria SA Ticker Security ID: Meeting Date Meeting Status BBVA CUSIP 05946K101 03/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends; Ratification of Board Acts 2 Elect Jose Antonio Mgmt For For For Fernandez Rivero 3 Elect Jose Maldonado Mgmt For For For Ramos 4 Elect Enrique Medina Mgmt For For For Fernandez 5 Elect Juan Pi Llorens Mgmt For For For 6 Elect Belen Garifo Lopez Mgmt For For For 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Scrip Dividend Mgmt For For For 9 Scrip Dividend Mgmt For For For 10 Authority to Issue Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 11 Amendment to Mgmt For For For Multi-Annual Incentive Plan 12 Amendment to Annual Mgmt For For For Variable Incentive Plan 13 Amendments to Articles Mgmt For For For Regarding Corporate Enterprises Act 14 Amendments to Articles Mgmt For For For Regarding Directors' Remuneration 15 Amendments to General Mgmt For For For Meeting Regulations 16 Appointment of Auditor Mgmt For For For 17 Election of Meeting Mgmt For For For Delegates 18 Remuneration Report Mgmt For For For ________________________________________________________________________________ Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 02/07/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Deferred Bonus Plan Mgmt N/A For N/A 2 Amendments to Articles Mgmt N/A For N/A Regarding Remuneration Committee _______________________________________________________________________________ Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt N/A For N/A 2 Allocation of Mgmt N/A For N/A Profits/Dividends 3 Remuneration Policy Mgmt N/A Against N/A 4 Amendment to Dividend Mgmt N/A For N/A Policy 5 Amendments to Articles Mgmt N/A For N/A Regarding Executive Committee _____________________________________________________________________________ Banco Santander S.A. Ticker Security ID: Meeting Date Meeting Status STD CUSIP 05964H105 03/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Esther Mgmt For For For Gimenez-Salinas i Colomer 5 Elect Vittorio Corbo Mgmt For Against Against Lioi 6 Elect Juan Rodriguez Mgmt For For For Inciarte 7 Elect Emilio Botin-Sanz Mgmt For Against Against de Sautuola y Garcia 8 Elect Matias Rodriguez Mgmt For For For Inciarte 9 Elect Manuel Soto Mgmt For Against Against Serrano 10 Appointment of Auditor Mgmt For For For 11 Amendments to Articles Mgmt For For For Regarding Corporate Enterprises Act and EU Directive 12 Amendment to Articles Mgmt For For For Regarding Liability of Liquidators 13 Amend Articles 4, 5, 6, Mgmt For For For 7, and 8 of General Meeting Regulations 14 Amend Articles 18, 19, Mgmt For For For 21, 22, and 26 of General Meeting Regulations 15 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 17 Scrip Dividend Mgmt For For For 18 Scrip Dividend Mgmt For For For 19 Scrip Dividend Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authority to Issue Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 22 Authority to Issue Mgmt For For For Non-Convertible Debt Instruments 23 Amendment to Terms of Mgmt For For For Convertible Debt Instruments 24 Deferred and Mgmt For For For Conditional Variable Remuneration Plan 25 Deferred and Mgmt For For For Conditional Share Plan 26 UK Employee Share Mgmt For For For Savings Plan 27 Authority to Carry Out Mgmt For For For Formalities 28 Remuneration Report Mgmt For Against Against ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505559 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Mgmt For For For Jr. 7 Elect Monica Lozano Mgmt For For For 8 Elect Thomas May Mgmt For For For 9 Elect Brian Moynihan Mgmt For For For 10 Elect Donald Powell Mgmt For For For 11 Elect Charles Rossotti Mgmt For Against Against 12 Elect Robert Scully Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Prior Government Service 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations 19 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending _______________________________________________________________________________ Bank of Montreal Ticker Security ID: Meeting Date Meeting Status BMO CUSIP 063671101 03/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Astley Mgmt For For For 1.2 Elect Sophie Brochu Mgmt For For For 1.3 Elect George Cope Mgmt For For For 1.4 Elect William Downe Mgmt For For For 1.5 Elect Christine Edwards Mgmt For For For 1.6 Elect Ronald Farmer Mgmt For For For 1.7 Elect Harold Kvisle Mgmt For For For 1.8 Elect Eric La Fleche Mgmt For For For 1.9 Elect Bruce Mitchell Mgmt For For For 1.10 Elect Philip Orsino Mgmt For For For 1.11 Elect Martha Piper Mgmt For For For 1.12 Elect J. Robert Prichard Mgmt For For For 1.13 Elect Guylaine Saucier Mgmt For For For 1.14 Elect Don Wilson III Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Employee Share Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal Mgmt Against Against For Regarding Performance Objectives and Vesting Period of Options 6 Shareholder Proposal Mgmt Against Against For Regarding Comparison of Compensation and Financial Performance 7 Shareholder Proposal Mgmt Against Against For Regarding Compensation Consultants _______________________________________________________________________________ Barclays plc Ticker Security ID: Meeting Date Meeting Status BARC CUSIP 06738E204 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Marcus Agius Mgmt For For For 4 Elect David Booth Mgmt For For For 5 Elect Alison Carnwath Mgmt For For For 6 Elect Fulvio Conti Mgmt For Against Against 7 Elect Robert Diamond, Mgmt For For For Jr. 8 Elect Simon Fraser Mgmt For For For 9 Elect Reuben Jeffery III Mgmt For For For 10 Elect Sir Andrew Mgmt For For For Likierman 11 Elect Christopher Lucas Mgmt For For For 12 Elect Dambisa Moyo Mgmt For For For 13 Elect Sir Michael Rake Mgmt For For For 14 Elect Sir John Mgmt For For For Sunderland 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days _______________________________________________________________________________ Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967424 04/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Franz Humer Mgmt For For For 2 Elect Robert Joss Mgmt For Against Against 3 Elect Michael O'Neill Mgmt For For For 4 Elect Vikram Pandit Mgmt For For For 5 Elect Lawrence Ricciardi Mgmt For For For 6 Elect Judith Rodin Mgmt For Against Against 7 Elect Robert Ryan Mgmt For For For 8 Elect Anthony Santomero Mgmt For For For 9 Elect Joan Spero Mgmt For For For 10 Elect Diana Taylor Mgmt For Against Against 11 Elect William Thompson, Mgmt For Against Against Jr. 12 Elect Ernesto Zedillo Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2009 Mgmt For For For Stock Incentive Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Prior Government Service 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ______________________________________________________________________________ Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CUSIP 225401108 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Report Mgmt For Against Against 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Mgmt For For For and Management Acts 4 Allocation of Profits Mgmt For For For 5 Dividend from Reserves; Mgmt For For For Scrip Dividend 6 Increase in Conversion Mgmt For For For Capital 7 Increase in Authorized Mgmt For For For Capital 8 Elect Walter Kielholz Mgmt For For For 9 Elect Andreas Koopmann Mgmt For For For 10 Elect Richard Thornburgh Mgmt For For For 11 Elect John Tiner Mgmt For Against Against 12 Elect Urs Rohner Mgmt For Against Against 13 Elect Iris Bohnet Mgmt For For For 14 Elect Jean-Daniel Gerber Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Appointment of Special Mgmt For For For Auditor 17 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Deutsche Bank AG Ticker Security ID: Meeting Date Meeting Status DBK CUSIP D18190898 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For Against Against Supervisory Board Acts 4 Appointment of Auditor Mgmt For Against Against 5 Authority to Repurchase Mgmt For For For Shares 6 Authority to Repurchase Mgmt For For For Shares Using Equity Derivatives 7 Compensation Policy Mgmt For For For 8 Elect Paul Achleitner Mgmt For For For 9 Elect Peter Loscher Mgmt For For For 10 Elect Klaus Trutzschler Mgmt For For For 11 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital _______________________________________________________________________________ Deutsche Bank AG Ticker Security ID: Meeting Date Meeting Status DBK CUSIP D18190898 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For Against Against Supervisory Board Acts 4 Appointment of Auditor Mgmt For Against Against 5 Authority to Repurchase Mgmt For For For Shares 6 Authority to Repurchase Mgmt For For For Shares Using Equity Derivatives 7 Compensation Policy Mgmt For For For 8 Elect Paul Achleitner Mgmt For For For 9 Elect Peter Loscher Mgmt For For For 10 Elect Klaus Trutzschler Mgmt For For For 11 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CUSIP 404280406 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Safra Catz Mgmt For For For 4 Elect Laura CHA May Lung Mgmt For For For 5 Elect Marvin CHEUNG Kin Mgmt For For For Tung 6 Elect John Coombe Mgmt For For For 7 Elect Joachim Faber Mgmt For For For 8 Elect Rona Fairhead Mgmt For For For 9 Elect Douglas Flint Mgmt For For For 10 Elect Alexander Mgmt For For For Flockhart 11 Elect Stuart Gulliver Mgmt For For For 12 Elect James Mgmt For For For Hughes-Hallett 13 Elect Sam Laidlaw Mgmt For For For 14 Elect John Lipsky Mgmt For For For 15 Elect J. Rachel Lomax Mgmt For For For 16 Elect Iain Mackay Mgmt For For For 17 Elect Narayana Murthy Mgmt For For For 18 Elect Simon Robertson Mgmt For For For 19 Elect John Thornton Mgmt For Against Against 20 Appointment of Auditor Mgmt For For For and Authority to Set Fees 21 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Scrip Dividend Mgmt For For For 25 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CUSIP 456837103 05/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Appointment of Auditor Mgmt For For For 6 Elect Wilfred Nagel to Mgmt For For For the Management Board 7 Elect Aman Mehta Mgmt For Against Against 8 Elect Jan Holsboer Mgmt For For For 9 Elect Yvonne van Rooy Mgmt For For For 10 Elect Robert Reibestein Mgmt For For For 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights in Connection with a Merger 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Repurchase Mgmt For For For Shares in Connection with a Merger ______________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Bell Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Stephen Burke Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect James Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy Flynn Mgmt For For For 8 Elect Ellen Futter Mgmt For Against Against 9 Elect Laban Jackson, Jr. Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Affirmation of Political Nonpartisanship 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Mortgage Loan Servicing 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ______________________________________________________________________________ Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CUSIP 606822104 06/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Takamune Okihara Mgmt For For For 3 Elect Kinya Okauchi Mgmt For For For 4 Elect Katsunori Nakayasu Mgmt For For For 5 Elect Masaaki Tanaka Mgmt For For For 6 Elect Taihei Yuki Mgmt For For For 7 Elect Ichiroh Hamakawa Mgmt For For For 8 Elect Akihiko Kagawa Mgmt For For For 9 Elect Toshiroh Toyoizumi Mgmt For For For 10 Elect Nobuyuki Hirano Mgmt For For For 11 Elect Shunsuke Teraoka Mgmt For For For 12 Elect Tatsuo Wakabayashi Mgmt For For For 13 Elect Saburoh Araki Mgmt For For For 14 Elect Hiroyuki Noguchi Mgmt For For For 15 Elect Muneaki Tokunari Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For ________________________________________________________________________________ Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect C. Robert Kidder Mgmt For For For 6 Elect Klaus Kleinfield Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Hutham Olayan Mgmt For For For 9 Elect James Owens Mgmt For For For 10 Elect O. Griffith Sexton Mgmt For For For 11 Elect Ryosuke Tamakoshi Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Mgmt For For For Equity Incentive Compensation Plan 16 Amendment to the Mgmt For For For Directors' Equity Capital Accumulation Plan 17 Advisory Vote on Mgmt For For For Executive Compensation _______________________________________________________________________________ Royal Bank Of Canada Ticker Security ID: Meeting Date Meeting Status RY CUSIP 780087102 03/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Geoffrey Mgmt For For For Beattie 1.2 Elect Paule Gauthier Mgmt For For For 1.3 Elect Richard George Mgmt For For For 1.4 Elect Tim Hearn Mgmt For For For 1.5 Elect Alice Laberge Mgmt For For For 1.6 Elect Jacques Lamarre Mgmt For For For 1.7 Elect Brandt Louie Mgmt For For For 1.8 Elect Michael McCain Mgmt For For For 1.9 Elect Heather Mgmt For For For Munroe-Blum 1.10 Elect Gordon Nixon Mgmt For For For 1.11 Elect David O'Brien Mgmt For For For 1.12 Elect J. Pedro Reinhard Mgmt For For For 1.13 Elect Edward Sonshine Mgmt For Withhold Against 1.14 Elect Kathleen Taylor Mgmt For For For 1.15 Elect Bridget van Mgmt For For For Kralingen 1.16 Elect Victor Young Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal Mgmt Against Against For Regarding the Performance Objectives and Vesting Period of Options 5 Shareholder Proposal Mgmt Against Against For Regarding Comparison of Compensation and Financial Performance 6 Shareholder Proposal Mgmt Against Against For Regarding Compensation Consultants 7 Shareholder Proposal Mgmt Against Against For Regarding Composition of the Compensation Committee 8 Shareholder Proposal Mgmt Against Against For Regarding Reimbursement of Solicitation Expenses for Director Candidates 9 Shareholder Proposal Mgmt Against Against For Regarding Reimbursement of Solicitation Expenses for Shareholder Proposals 10 Shareholder Proposal Mgmt Against Against For Regarding Shareholder Approval of Equity Compensation Plans 11 Shareholder Proposal Mgmt Against Against For Regarding Definition of Director Independence 12 Shareholder Proposal Mgmt Against Against For Regarding Disclosure of Loans 13 Shareholder Proposal Mgmt Against Against For Regarding Auditor Rotation ________________________________________________________________________________ The Bank of Nova Scotia Ticker Security ID: Meeting Date Meeting Status BNS CUSIP 064149107 04/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald Brenneman Mgmt For For For 1.2 Elect C.J. Chen Mgmt For For For 1.3 Elect David Dodge Mgmt For For For 1.4 Elect N. Ashleigh Mgmt For For For Everett 1.5 Elect John Kerr Mgmt For For For 1.6 Elect John Mayberry Mgmt For For For 1.7 Elect Thomas O'Neill Mgmt For For For 1.8 Elect Indira Mgmt For For For Samarasekera 1.9 Elect Susan Segal Mgmt For For For 1.10 Elect Allan Shaw Mgmt For For For 1.11 Elect Paul Sobey Mgmt For For For 1.12 Elect Barbara Thomas Mgmt For For For 1.13 Elect Richard Waugh Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal Mgmt Against Against For Regarding the Performance Objectives and Vesting Period of Options 5 Shareholder Proposal Mgmt Against Against For Regarding Comparison of Compensation and Financial Performance 6 Shareholder Proposal Mgmt Against Against For Regarding Composition of the Compensation Committee _______________________________________________________________________________ The Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nancy Bechtle Mgmt For For For 2 Elect Walter Bettinger Mgmt For For For II 3 Elect C. Preston Butcher Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 8 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access _______________________________________________________________________________ The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For Against Against 8 Elect Lakshmi Mittal Mgmt For For For 9 Elect James Schiro Mgmt For For For 10 Elect Debra Spar Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 14 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report _______________________________________________________________________________ The Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP 891160509 03/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Bennett Mgmt For For For 1.2 Elect Hugh Bolton Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect Amy Brinkley Mgmt For For For 1.5 Elect W. Edmund Clark Mgmt For For For 1.6 Elect Colleen Goggins Mgmt For For For 1.7 Elect Henry Ketcham Mgmt For For For 1.8 Elect Brian Levitt Mgmt For For For 1.9 Elect Harold MacKay Mgmt For For For 1.10 Elect Karen Maidment Mgmt For For For 1.11 Elect Irene Miller Mgmt For For For 1.12 Elect Nadir Mohamed Mgmt For For For 1.13 Elect Wilbur Prezzano Mgmt For For For 1.14 Elect Helen Sinclair Mgmt For For For 1.15 Elect John Thompson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to Stock Mgmt For For For Incentive Plan 5 Amendment to Stock Mgmt For For For Incentive Plan 6 Shareholder Proposal Mgmt Against Against For Regarding Comparison of Compensation and Financial Performance 7 Shareholder Proposal Mgmt Against Against For Regarding Independence of Directors 8 Shareholder Proposal Mgmt Against Against For Regarding Retention of Directors' Shares After Retirement _______________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Mgmt For For For Gluckman 4 Elect Arthur Collins, Mgmt For Against Against Jr. 5 Elect Richard Davis Mgmt For For For 6 Elect Roland Hernandez Mgmt For For For 7 Elect Joel Johnson Mgmt For For For 8 Elect Olivia Kirtley Mgmt For For For 9 Elect Jerry Levin Mgmt For For For 10 Elect David O'Maley Mgmt For For For 11 Elect O'Dell Owens Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Elect Doreen Woo Ho Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation _____________________________________________________________________________ UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CUSIP H89231338 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Mgmt For Against Against and Management Acts 5 Elect Michel Demare Mgmt For For For 6 Elect David Sidwell Mgmt For For For 7 Elect Rainer-Marc Frey Mgmt For For For 8 Elect Ann Godbehere Mgmt For Against Against 9 Elect Axel Lehmann Mgmt For For For 10 Elect Wolfgang Mayrhuber Mgmt For Against Against 11 Elect Helmut Panke Mgmt For Against Against 12 Elect William Parrett Mgmt For For For 13 Elect Joseph YAM Chi Mgmt For For For Kwong 14 Elect Isabelle Romy Mgmt For For For 15 Elect Beatrice Weder di Mgmt For For For Mauro 16 Elect Axel Weber Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Appointment of a Mgmt For For For Special Auditor 19 Increase of Conditional Mgmt For Against Against Capital for Employee Compensation Plan 20 Amend Article 37 Mgmt For For For 21 Amend Article 38 Mgmt For For For 22 Transaction of Other Mgmt For Against Against Business ______________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect Elaine Chao Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Lloyd Dean Mgmt For For For 5 Elect Susan Engel Mgmt For For For 6 Elect Enrique Mgmt For For For Hernandez, Jr. 7 Elect Donald James Mgmt For Against Against 8 Elect Cynthia Milligan Mgmt For Against Against 9 Elect Nicholas Moore Mgmt For For For 10 Elect Federico Pena Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect John Stumpf Mgmt For For For 15 Elect Susan Swenson Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 19 Shareholder Proposal ShrHoldr Against For Against Regarding Cumulative Voting in Contested Elections 20 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 21 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ================================== Biotech ETF ================================= ________________________________________________________________________________ Acorda Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status ACOR CUSIP 00484M106 06/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry Greene Mgmt For For For 1.2 Elect Ian Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation _______________________________________________________________________________ Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation _____________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Robert Bradway Mgmt For For For 4 Elect Francois de Mgmt For For For Carbonnel 5 Elect Vance Coffman Mgmt For For For 6 Elect Rebecca Henderson Mgmt For For For 7 Elect Frank Herringer Mgmt For Against Against 8 Elect Tyler Jacks Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For Against Against 12 Elect Leonard Schaeffer Mgmt For Against Against 13 Elect Kevin Sharer Mgmt For For For 14 Elect Ronald Sugar Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Authorize Shareholder Mgmt For For For Action by Written Consent 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 19 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding CEO to Serve on a Maximum of One Other Board _______________________________________________________________________________ Amylin Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status AMLN CUSIP 032346108 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adrian Adams Mgmt For For For 1.2 Elect Teresa Beck Mgmt For For For 1.3 Elect M. Kathleen Mgmt For For For Behrens 1.4 Elect Daniel Bradbury Mgmt For For For 1.5 Elect Paul Clark Mgmt For Withhold Against 1.6 Elect Paulo Costa Mgmt For For For 1.7 Elect Alexander Denner Mgmt For For For 1.8 Elect Karin Eastham Mgmt For For For 1.9 Elect James Gavin III Mgmt For For For 1.10 Elect Jay Skyler Mgmt For For For 1.11 Elect Joseph Sullivan Mgmt For For For 2 Amendment to the 2009 Mgmt For For For Equity Incentive Plan 3 Amendment to the 2001 Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ______________________________________________________________________________ Biogen Idec Inc. Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Caroline Dorsa Mgmt For For For 2 Elect Stelios Mgmt For For For Papadopoulos 3 Elect George Scangos Mgmt For For For 4 Elect Lynn Schenk Mgmt For For For 5 Elect Alexander Denner Mgmt For For For 6 Elect Nancy Leaming Mgmt For For For 7 Elect Richard Mulligan Mgmt For For For 8 Elect Robert Pangia Mgmt For For For 9 Elect Brian Posner Mgmt For For For 10 Elect Eric Rowinsky Mgmt For For For 11 Elect Stephen Sherwin Mgmt For For For 12 Elect William Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Adoption of Delaware as Mgmt For Against Against the Exclusive Forum for Certain Disputes 16 Right to Call a Special Mgmt For For For Meeting ______________________________________________________________________________ Biomarin Pharmaceutical Inc. Ticker Security ID: Meeting Date Meeting Status BMRN CUSIP 09061G101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jean-Jacques Mgmt For For For Bienaime 1.2 Elect Michael Grey Mgmt For For For 1.3 Elect Elaine Heron Mgmt For For For 1.4 Elect Pierre Lapalme Mgmt For For For 1.5 Elect V. Bryan Lawlis Mgmt For For For 1.6 Elect Richard Meier Mgmt For For For 1.7 Elect Alan Lewis Mgmt For For For 1.8 Elect William Young Mgmt For For For 1.9 Elect Kenneth Bate Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ______________________________________________________________________________ Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Richard Barker D. Mgmt For For For Phil 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Michael Friedman Mgmt For For For 1.7 Elect Gilla Kaplan Mgmt For For For 1.8 Elect James Loughlin Mgmt For For For 1.9 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For Against Against Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting _______________________________________________________________________________ Charles River Laboratories International, Inc. Ticker Security ID: Meeting Date Meeting Status CRL CUSIP 159864107 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Foster Mgmt For For For 1.2 Elect Robert Bertolini Mgmt For For For 1.3 Elect Stephen Chubb Mgmt For For For 1.4 Elect Deborah Kochevar Mgmt For Withhold Against 1.5 Elect George Massaro Mgmt For For For 1.6 Elect George Milne, Jr. Mgmt For For For 1.7 Elect C. Richard Reese Mgmt For Withhold Against 1.8 Elect Samuel Thier Mgmt For For For 1.9 Elect Richard Wallman Mgmt For For For 1.10 Elect William Waltrip Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare _______________________________________________________________________________ Cubist Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status CBST CUSIP 229678107 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth Bate Mgmt For For For 1.2 Elect Nancy Hutson Mgmt For For For 1.3 Elect Leon Moulder, Jr. Mgmt For For For 1.4 Elect Martin Soeters Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2012 Equity Incentive Mgmt For Against Against Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dendreon Corporation Ticker Security ID: Meeting Date Meeting Status DNDN CUSIP 24823Q107 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Johnson Mgmt For For For 2 Elect Susan Bayh Mgmt For For For 3 Elect Dennis Fenton Mgmt For For For 4 Elect David Urdal Mgmt For For For 5 Amendment to the 2009 Mgmt For Against Against Equity Incentive Plan 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Exelixis, Inc. Ticker Security ID: Meeting Date Meeting Status EXEL CUSIP 30161Q104 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles Cohen Mgmt For For For 2 Elect George Poste Mgmt For For For 3 Elect Jack Wyszomierski Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Increase of Authorized Mgmt For For For Common Stock 6 Advisory Vote on Mgmt For Against Against Executive Compensation ______________________________________________________________________________ Gen-Probe Incorporated Ticker Security ID: Meeting Date Meeting Status GPRO CUSIP 36866T103 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Brown Mgmt For For For 1.2 Elect John Martin Mgmt For For For 2 Amendment to the Mgmt For For For Employee Stock Purchase Plan 3 2012 Executive Bonus Mgmt For For For Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For For For 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 5 Shareholder Proposal ShrHoldr Against For Against Regarding Poison Pill _______________________________________________________________________________ Human Genome Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status HGSI CUSIP 444903108 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Allan Baxter Mgmt For For For 1.2 Elect Richard Danzig Mgmt For For For 1.3 Elect Colin Goddard Mgmt For For For 1.4 Elect Maxine Gowen Mgmt For For For 1.5 Elect Tuan Ha-Ngoc Mgmt For For For 1.6 Elect Argeris Karabelas Mgmt For For For 1.7 Elect John LaMattina Mgmt For For For 1.8 Elect Augustine Lawlor Mgmt For For For 1.9 Elect George Morrow Mgmt For For For 1.10 Elect Gregory Norden Mgmt For For For 1.11 Elect H. Thomas Watkins Mgmt For For For 1.12 Elect Robert Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ______________________________________________________________________________ Illumina, Inc. Ticker Security ID: Meeting Date Meeting Status ILMN CUSIP 452327109 04/18/2012 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bary Bailey Mgmt N/A TNA N/A 1.2 Elect Dwight Crane Mgmt N/A TNA N/A 1.3 Elect Michael Griffith Mgmt N/A TNA N/A 1.4 Elect Jay Hunt Mgmt N/A TNA N/A 2 Ratification of Auditor Mgmt N/A TNA N/A 3 Advisory Vote on Mgmt N/A TNA N/A Executive Compensation 4 Shareholder Proposal ShrHoldr N/A TNA N/A Regarding Board Size 5 Shareholder Proposal ShrHoldr N/A TNA N/A Regarding Filling Directorships 6 Elect Earl Collier, Jr. Mgmt N/A TNA N/A 7 Elect David Dodd Mgmt N/A TNA N/A 8 Shareholder Proposal ShrHoldr N/A TNA N/A Regarding Repeal of Interim Bylaw Amendments _______________________________________________________________________________ Illumina, Inc. Ticker Security ID: Meeting Date Meeting Status ILMN CUSIP 452327109 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Blaine Bowman Mgmt For For For 1.2 Elect Karin Eastham Mgmt For For For 1.3 Elect Jay T. Flatley Mgmt For For For 1.4 Elect William Rastetter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Board Size 5 Shareholder Proposal ShrHoldr Against Against For Regarding Filling Directorships 6 Elect Earl Collier, Jr. Mgmt Abstain Abstain For 7 Elect David Dodd Mgmt Abstain Abstain For 8 Shareholder Proposal ShrHoldr Against Against For Regarding Repeal of Interim Bylaw Amendments _____________________________________________________________________________ Incyte Corporation Ticker Security ID: Meeting Date Meeting Status INCY CUSIP 45337C102 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard De Mgmt For For For Schutter 1.2 Elect Barry Ariko Mgmt For For For 1.3 Elect Julian Baker Mgmt For For For 1.4 Elect Paul Brooke Mgmt For For For 1.5 Elect Wendy Dixon Mgmt For For For 1.6 Elect Paul Friedman Mgmt For For For 1.7 Elect Roy Whitfield Mgmt For For For 2 Amendment to the 2010 Mgmt For Against Against Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intermune, Inc. Ticker Security ID: Meeting Date Meeting Status ITMN CUSIP 45884X103 06/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lars Ekman Mgmt For For For 1.2 Elect Jonathan Leff Mgmt For For For 1.3 Elect Angus Russell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Mgmt For For For Equity Incentive Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation _______________________________________________________________________________ Life Technologies Corporation Ticker Security ID: Meeting Date Meeting Status LIFE CUSIP 53217V109 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald Grimm Mgmt For For For 2 Elect Ora Pescovitz Mgmt For For For 3 Elect Per Peterson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation _______________________________________________________________________________ Onyx Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ONXX CUSIP 683399109 05/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul Goddard Mgmt For For For 1.2 Elect Antonio Mgmt For For For Grillo-Lopez 1.3 Elect Wendell Wierenga Mgmt For For For 2 Amendment to the 2005 Mgmt For Against Against Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Qiagen N.V. Ticker Security ID: Meeting Date Meeting Status QGEN CUSIP N72482107 06/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For For For Supervisory Board Acts 4 Elect Detlev Riesner Mgmt For Against Against 5 Elect Werner Brandt Mgmt For For For 6 Elect Metin Colpan Mgmt For Against Against 7 Elect Erik Hornnaess Mgmt For Against Against 8 Elect Manfred Karobath Mgmt For For For 9 Elect Heino von Mgmt For For For Prondzynski 10 Elect Elizabeth Tallett Mgmt For For For 11 Elect Peer Schatz Mgmt For For For 12 Elect Roland Sackers Mgmt For For For 13 Elect Bernd Uder Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares ______________________________________________________________________________ Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Baker Mgmt For For For 1.2 Elect Michael Brown Mgmt For For For 1.3 Elect Arthur Ryan Mgmt For Withhold Against 1.4 Elect George Sing Mgmt For For For 1.5 Elect Marc Mgmt For For For Tessier-Lavigne 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Seattle Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status SGEN CUSIP 812578102 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clay Siegall Mgmt For For For 1.2 Elect Felix Baker Mgmt For For For 1.3 Elect Nancy Simonian Mgmt For For For 2 Amendment to the 2007 Mgmt For Against Against Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation _____________________________________________________________________________ United Therapeutics Corporation Ticker Security ID: Meeting Date Meeting Status UTHR CUSIP 91307C102 06/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martine A. Mgmt For For For Rothblatt 1.2 Elect Louis Sullivan Mgmt For For For 1.3 Elect Raymond Kurzweil Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Employee Stock Purchase Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP 92532F100 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Leiden Mgmt For For For 1.2 Elect Bruce Sachs Mgmt For For For 2 Amendment to the 2006 Mgmt For Against Against Stock and Option Plan 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation ========================== Brazil Small-Cap Index ETF ========================== ________________________________________________________________________________ Abril Educacao SA Ticker Security ID: Meeting Date Meeting Status ABRE11 CINS P0039C101 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Remuneration Policy Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aliansce Shopping Centers Ticker Security ID: Meeting Date Meeting Status ALSC3 CINS P0161M109 02/02/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Consolidation of Mgmt For For For Articles 6 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Aliansce Shopping Centers Ticker Security ID: Meeting Date Meeting Status ALSC3 CINS P0161M109 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For Against Against (Slate) _______________________________________________________________________________ Aliansce Shopping Centers Ticker Security ID: Meeting Date Meeting Status ALSC3 CINS P0161M109 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Consolidation of Mgmt For For For Articles ______________________________________________________________________________ Aliansce Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status ALSC3 CINS P0161M109 01/09/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shoaib Kahn Mgmt For For For 3 Acquisition Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Alpargatas S.A. Ticker Security ID: Meeting Date Meeting Status ALPA4 CINS P8511H118 04/25/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Supervisory Mgmt N/A Abstain N/A Council Member(s) Representative of Minority/Preferred Shareholders 8 Non-Voting Agenda Item N/A N/A N/A N/A _______________________________________________________________________________ Alpargatas S.A. Ticker Security ID: Meeting Date Meeting Status ALPA4 CINS P8511H118 04/25/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Election of Board Mgmt N/A Abstain N/A Member(s) Representative of Minority/Preferred Shareholders 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Anhanguera Educacional Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status AEDU3 CINS P0355L115 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 5 Elect Maria Elisa Mgmt For Against Against Ehrhardt Carbonari 6 Remuneration Policy Mgmt For For For 7 Election of Supervisory Mgmt For For For Council Members; Fees 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anhanguera Educacional Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status AEDU3 CINS P0355L115 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding Calling Board of Director Meetings 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amendments to Articles Mgmt For For For Regarding Issuance of Debentures 5 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anhanguera Educacional Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status AEDU3 CINS P0355L115 05/31/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Board Meetings 5 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 6 Amendments to Articles Mgmt For For For Regarding Debentures 7 Amendment to Articles Mgmt For For For Regarding Corporate Purpose ________________________________________________________________________________ Arezzo Industria e Comercio SA Ticker Security ID: Meeting Date Meeting Status ARZZ3 CINS P04508100 01/31/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement Mgmt For For For 4 Ratification of Mgmt For For For Appointment of Appraiser 5 Valuation Reports Mgmt For For For 6 Valuation Reports Mgmt For For For 7 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 8 Amendments to Article 13 Mgmt For For For 9 Amendments to Article 13 Mgmt For For For 10 Amendments to Articles Mgmt For For For 21, 37, 38, 40, 41, 43 and 44 11 Amendments to Article 51 Mgmt For For For ________________________________________________________________________________ Arezzo Industria e Comercio SA Ticker Security ID: Meeting Date Meeting Status ARZZ3 CINS P04508100 04/24/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Capital Expenditure Mgmt For For For Budget 6 Remuneration Policy Mgmt For For For ______________________________________________________________________________ Arezzo Industria e Comercio SA Ticker Security ID: Meeting Date Meeting Status ARZZ3 CINS P04508100 04/24/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding Takeovers 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Arezzo Industria e Comercio SA Ticker Security ID: Meeting Date Meeting Status ARZZ3 CINS P04508100 05/25/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Option Plan Mgmt For Against Against _______________________________________________________________________________ Autometal SA Ticker Security ID: Meeting Date Meeting Status AUTM3 CINS P0594E104 04/19/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Interest on Capital Mgmt For For For Distribution Date 7 Allocation of Dividends Mgmt For For For 8 Election of Directors Mgmt For For For (Slate) 9 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Autometal SA Ticker Security ID: Meeting Date Meeting Status AUTM3 CINS P0594E104 04/19/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Remuneration Policy Mgmt For For For 5 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 7 Amendments to Articles Mgmt For For For Regarding Director Share Ownership 8 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ B2W - Companhia Global do Varejo Ticker Security ID: Meeting Date Meeting Status BTOW3 CINS P19055113 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Remuneration Policy Mgmt For Against Against _______________________________________________________________________________ B2W - Companhia Global do Varejo Ticker Security ID: Meeting Date Meeting Status BTOW3 CINS P19055113 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Indemnification Provided to Directors and Management 4 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 5 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 6 Consolidation of Mgmt For For For Articles _______________________________________________________________________________ B2W - Companhia Global do Varejo Ticker Security ID: Meeting Date Meeting Status BTOW3 CINS P19055113 08/31/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Directors Mgmt For For For 6 Amendment to the Stock Mgmt For Against Against Option Plan 7 Reconciliation of Mgmt For For For Authorized Share Capital 8 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 9 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Banco ABC Brasil SA Ticker Security ID: Meeting Date Meeting Status ABCB3 CINS P0763M135 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Directors Mgmt For For For (Slate) 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Banco Industrial e Comercial SA Ticker Security ID: Meeting Date Meeting Status BICB4 CINS P1337Q115 07/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Directors Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Banco Panamericano SA Ticker Security ID: Meeting Date Meeting Status BPNM4 CINS P14996105 04/25/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Supervisory Mgmt N/A Abstain N/A Council Member(s) Representative of Minority/Preferred Shareholders _______________________________________________________________________________ Banco Panamericano SA Ticker Security ID: Meeting Date Meeting Status BPNM4 CINS P14996105 09/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Elect Paulo Roberto Mgmt For For For Salvador Costa 6 Election of Supervisory Mgmt For For For Committee Alternate ________________________________________________________________________________ BR Properties S.A. Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P1909V120 03/20/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Acquisition Agreement Mgmt For For For between the Company and One Properties S.A. 5 Appointment of Mgmt For For For Independent Appraiser 6 Independent Firm's Mgmt For For For Appraisal 7 Acquisition of One Mgmt For For For Properties S.A. 8 Amendment to Articles Mgmt For For For 9 Consolidation of Mgmt For For For Articles 10 Authority to Carry Out Mgmt For For For Merger Formalities 11 Election of Directors Mgmt For For For (Slate) ________________________________________________________________________________ BR Properties SA Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P1909V120 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ BR Properties SA Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P1909V120 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of East Mgmt For For For Tower of Ventura Corporate Towers ________________________________________________________________________________ Brasil Brokers Participacoes SA Ticker Security ID: Meeting Date Meeting Status BBRK3 CINS P1630V100 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Acquisitions 4 Ratification of Mgmt For For For Acquisition of VBE Assessoria Imobiliaria 5 Ratification of Mgmt For For For Acquisition of MGE Intermediacao Imobiliaria 6 Ratification of Mgmt For For For Acquisition of Blue Negocios Imobiliarios 7 Ratification of Mgmt For For For Acquisition of Morumbi Brokers Administracao de Bens e Servicos 8 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations _____________________________________________________________________________ Brasil Brokers Participacoes SA Ticker Security ID: Meeting Date Meeting Status BBRK3 CINS P1630V100 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For For For (Slate) 5 Remuneration Policy Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brasil Ecodiesel Industria e Comercio de Biocombustiveis e Oleos Ticker Security ID: Meeting Date Meeting Status ECOD3 CINS P1802H103 07/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Removal of Board of Mgmt For Abstain Against Directors 3 Board Size Mgmt For Abstain Against 4 Directors' Terms Mgmt For Abstain Against 5 Election of Directors Mgmt For Abstain Against 6 Removal of Supervisory Mgmt For Abstain Against Council 7 Election of Supervisory Mgmt For Abstain Against Council 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brasil Ecodiesel Industria e Comercio de Biocombustiveis e Oleos Ticker Security ID: Meeting Date Meeting Status ECOD3 CINS P1802H103 08/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Ratification of Mgmt For For For Appointment of Appraiser 6 Valuation Report Mgmt For For For 7 Authority to Carry Out Mgmt For For For Merger Formalities 8 Authority to Carry Out Mgmt For For For Merger Formalities 9 Amendments to Articles Mgmt For For For Regarding Share Capital 10 Amendments to Articles Mgmt For For For Regarding Authorized Share Capital 11 Amendments to Articles Mgmt For For For Regarding Portuguese Language 12 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ Brasil Ecodiesel Industria e Comercio de Biocombustiveis e Oleos Ticker Security ID: Meeting Date Meeting Status ECOD3 CINS P1802H103 10/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Board Size Mgmt For For For 4 Election of Directors; Mgmt For For For Election of Supervisory Council 5 Change of Company Name Mgmt For For For 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendments to Articles Mgmt For For For 9 Amend Article 39 Mgmt For For For 10 Consolidation of Mgmt For For For Articles _____________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 01/25/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition - SHT Mgmt For Abstain Against Administracao e Corretora de Seguros 3 Merger - Manindra Mgmt For Abstain Against Empreedimentos e Participacoes 4 Acquisition - SHT Mgmt For Abstain Against Administracao e Corretora de Seguros 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ____________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 02/08/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Life Mgmt For Abstain Against Vitoria Consultoria e Corretora de Seguros Ltda. 4 Acquisition of Triunfo Mgmt For Abstain Against Corretora e Administradora de Seguros Ltda. 5 Merger of MPC - Mgmt For Abstain Against Empreendimentos Proprios Ltda. ______________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 03/21/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of 99.98% Mgmt For Abstain Against Stake in TGL Consultoria Administracao e Corretagem de Seguros Ltda 4 Acquisition of 49.96% Mgmt For Abstain Against Stake in Economize no Seguro Administradora e Corretora de Seguros Ltda 5 Acquisition of 50.00% Mgmt For Abstain Against Stake in Economize no Seguro Administradora e Corretora de Seguros Ltda ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 05/02/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Relocation of Company's Mgmt For For For Registered Office 3 Amend Article 7 Mgmt For For For 4 Amend Article 10 Mgmt For For For 5 Amend Article 10 Mgmt For For For 6 Amend Article 10 Mgmt For For For 7 Amend Article 12 Mgmt For For For 8 Amend Article 12 Mgmt For For For 9 Amend Article 17 Mgmt For For For 10 Amend Article 19 Mgmt For For For 11 Amendments Regarding Mgmt For For For Plan Administrators 12 Amendments Regarding Mgmt For For For Committee Chairman 13 Amendments Regarding Mgmt For For For Conflicts of Interest 14 Authority to Set Next Mgmt For For For Extraordinary General Meeting Date 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 05/04/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) 7 Remuneration Policy Mgmt For For For ____________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 06/05/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of 99.96% Mgmt For Abstain Against Stake in Coelho dos Santos Corretora de Seguros Ltda 4 Acquisition of 38.67% Mgmt For Abstain Against Stake in Kalassa Corretora De Seguros Ltda 5 Merger of Company into Mgmt For Abstain Against Paaj Holding Ltda, the holder of a 60.00% Stake in Kalassa Corretora De Seguros Ltda _______________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 06/11/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Relocation of Company's Mgmt For For For Registered Office 5 Amend Article 7 Mgmt For For For 6 Amend Article 10 Mgmt For For For 7 Amend Article 10 Mgmt For For For 8 Amend Article 10 Mgmt For For For 9 Amend Article 12 Mgmt For For For 10 Amend Article 12 Mgmt For For For 11 Amend Article 17 Mgmt For For For 12 Amend Article 19 Mgmt For For For 13 Amendments Regarding Mgmt For For For Plan Administrators 14 Amendments Regarding Mgmt For For For Committee Chairman 15 Amendments Regarding Mgmt For For For Conflicts of Interest 16 Routine Meeting Item Mgmt For For For _____________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 06/14/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Armando Zara Mgmt For For For Pompeu _____________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 12/22/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition of 49.97% Mgmt For Abstain Against Interest in Umbria Administracao E Corretagens De Seguros Ltda 3 Acquisition of 49.97% Mgmt For Abstain Against Interest in Umbria Insurance Services Assessoria Em Gestao Empresarial Ltda 4 Acquisition of 49.97% Mgmt For Abstain Against Interest in Europa Insurance services Assessoria Em Gestao Empresarial Ltda 5 Merger Mgmt For Abstain Against 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 04/26/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of ZPS/MW Mgmt For For For Corretora de Seguros Ltda. 4 Acquistion of Borislav Mgmt For For For Empreendimentos e Participacoes Ltda. ________________________________________________________________________________ Brazil Pharma SA Ticker Security ID: Meeting Date Meeting Status BPHA3 CINS P1815Q108 03/29/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Mgmt For For For Appointment of Appraiser 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Valuation Report Mgmt For For For 6 Merger Agreeemnt Mgmt For For For 7 Merger of Guararapes Mgmt For For For 8 Increase in Authorized Mgmt For For For Capital 9 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 10 Amendments to Article 24 Mgmt For For For 11 Consolidation of Mgmt For For For Articles 12 Authority to Carry Out Mgmt For For For Merger Formalities ___________________________________________________________________________ Brazil Pharma SA Ticker Security ID: Meeting Date Meeting Status BPHA3 CINS P1815Q108 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Remuneration Policy Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ______________________________________________________________________________ Brazil Pharma SA Ticker Security ID: Meeting Date Meeting Status BPHA3 CINS P1815Q108 09/21/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Article 3 Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 26 Mgmt For For For 6 Amend Article 26 Mgmt For For For 7 Elect Alvaro Jose da Mgmt For For For Silveira 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brazil Pharma SA Ticker Security ID: Meeting Date Meeting Status BPHA3 CINS P1815Q108 12/23/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Share Capital 5 Amendments to Articles Mgmt For For For Regarding Authorized Share Capital 6 Consolidation of Mgmt For For For Articles 7 Ratification of Mgmt For Abstain Against Amendment to the Stock Option Plan ______________________________________________________________________________ Brookfield Incorporacoes S.A. Ticker Security ID: Meeting Date Meeting Status BISA3 CINS P1901G105 04/17/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) 7 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Brookfield Incorporacoes S.A. Ticker Security ID: Meeting Date Meeting Status BISA3 CINS P1901G105 04/17/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital ________________________________________________________________________________ Brookfield Incorporacoes S.A. Ticker Security ID: Meeting Date Meeting Status BISA3 CINS P1901G105 08/31/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Mgmt For For For Capital Pursuant to Issuance of Shares _______________________________________________________________________________ Brookfield Incorporacoes S.A. Ticker Security ID: Meeting Date Meeting Status BISA3 CINS P1901G105 09/14/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Consolidation of Mgmt For For For Articles _______________________________________________________________________________ Brookfield Incorporacoes S.A. Ticker Security ID: Meeting Date Meeting Status BISA3 CINS P1901G105 09/14/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Reconciliation of Share Mgmt For For For Capital Pursuant to Issuance of Shares _____________________________________________________________________________ Centrais Eletricas de Santa Catarina S.A. (CELESC) Ticker Security ID: Meeting Date Meeting Status CLSC6 CINS P2R350199 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Election of Supervisory Mgmt N/A Abstain N/A Council and Board Member(s) Representative of Minority/Preferred Shareholders ________________________________________________________________________________ Cetip S.A. Balcao Organizado Ativos Derivativos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 08/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Change of Company Name Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Reconciliation of Share Mgmt For For For Capital 6 Amendments to Articles Mgmt For For For Regarding Management Board 7 Amendments to Articles Mgmt For For For 8 Elect Paulo Eduardo de Mgmt For For For Souza Sampaio 9 Elect Gilson Mgmt For Against Against Finkelsztain 10 Elect David Goone Mgmt For For For 11 Ratification of Mgmt For For For Appointment of Vice Chairman 12 Amendment of 2011 Mgmt For For For Remuneration _______________________________________________________________________________ Colossus Minerals Inc. Ticker Security ID: Meeting Date Meeting Status CSI CINS 19681L109 05/16/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Patrick Anderson Mgmt For Against Against 3 Elect David Anthony Mgmt For For For 4 Elect John Frostiak Mgmt For For For 5 Elect Greg Hall Mgmt For For For 6 Elect Mel Leiderman Mgmt For For For 7 Elect Douglas Reeson Mgmt For Against Against 8 Elect Antenor Silva Mgmt For For For 9 Elect Ari Sussman Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Companhia de Ferro Ligas da Bahia - Ferbasa Ticker Security ID: Meeting Date Meeting Status FESA4 CINS P3054X117 04/24/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Board and Mgmt For Abstain Against Supervisory Council Member(s) Representative of Minority/Preferred Shareholders 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Companhia de Gas de Sao Paulo - COMGAS Ticker Security ID: Meeting Date Meeting Status CGAS5 CINS P3055H194 01/31/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Supervisory Mgmt For Abstain Against Council Member 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ___________________________________________________________________________ Companhia de Gas de Sao Paulo - COMGAS Ticker Security ID: Meeting Date Meeting Status CGAS5 CINS P3055H194 04/09/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Board Mgmt N/A Abstain N/A Member(s) Representative of Minority/Preferred Shareholders 9 Election of Supervisory Mgmt N/A Abstain N/A Council Member(s) Representative of Minority/Preferred Shareholders 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Companhia de Saneamento de Minas Gerais (COPASA) Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 08/18/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Supervisory Mgmt For For For Council Member and Alternates 3 Amend Article 5 Mgmt For For For 4 Amend Article 13 Mgmt For For For 5 Amend Article 14 Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amend Article 15 Mgmt For For For 9 Amend Article 22 Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amend Article 27 Mgmt For For For 12 Amend Article 34 Mgmt For For For 13 Amend Article 44 Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Amend Title of Section Mgmt For For For IX 16 Amend Article 47 Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Amend Article 52 Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Amend Article 52 Mgmt For For For 22 Charitable Donations Mgmt For For For 23 Charitable Donations Mgmt For For For 24 Charitable Donations Mgmt For For For ________________________________________________________________________________ Companhia de Saneamento de Minas Gerais - COPASA MG Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 01/31/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Bidding Mgmt For For For Process ________________________________________________________________________________ Companhia de Saneamento de Minas Gerais - COPASA MG Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 04/13/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Capital Expenditure Mgmt For For For Budget 6 Election of Directors; Mgmt For For For Election of Supervisory Council 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ______________________________________________________________________________ Companhia de Saneamento de Minas Gerais - COPASA MG Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 04/13/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For 4 Charitable Donations Mgmt For For For 5 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Companhia de Saneamento de Minas Gerais - COPASA MG Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 11/09/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Charitable Donations Mgmt For For For 4 Charitable Donations Mgmt For For For 5 Approval of Long-Term Mgmt For For For Loan Operation 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ______________________________________________________________________________ Companhia Energetica do Ceara SA COELCE Ticker Security ID: Meeting Date Meeting Status COCE5 CINS P3056A107 04/25/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Supervisory Mgmt For For For Council Members; Fees ______________________________________________________________________________ Confab Industrial SA Ticker Security ID: Meeting Date Meeting Status CNFB4 CINS P3070V103 01/11/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Director Mgmt For Abstain Against 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ______________________________________________________________________________ Confab Industrial SA Ticker Security ID: Meeting Date Meeting Status CNFB4 CINS P3070V103 03/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority/Preferred Shareholders 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Confab Industrial SA Ticker Security ID: Meeting Date Meeting Status CNFB4 CINS P3070V103 10/18/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 New Appraisal Report Mgmt N/A For N/A 5 Ratification of Mgmt N/A For N/A Appointment of Appraiser 6 Appraiser Fees Mgmt N/A For N/A 7 Deadline for Completion Mgmt N/A For N/A of Valuation Report by Appraiser _____________________________________________________________________________ Contax Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status CTAX4 CINS P3144E111 04/11/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Board Mgmt N/A Abstain N/A Member(s) Representative of Minority/Preferred Shareholders 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Drogasil S.A. Ticker Security ID: Meeting Date Meeting Status DROG3 CINS P3587W107 11/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger/Acquisition Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Ratification of Mgmt For For For Appointment of Appraiser 6 Valuation Report Mgmt For For For 7 Issuance of Shares w/o Mgmt For For For Preemptive Rights 8 Amendments to Articles Mgmt For For For 9 Authorization of Merger Mgmt For For For Formalities 10 Election of Directors Mgmt For For For (Slate) 11 Election of Board Mgmt For For For Chairman 12 Termination of Current Mgmt For For For Stock Option Plan 13 Approval of New Stock Mgmt For For For Option Plan _______________________________________________________________________________ Equatorial Energia S.A. Ticker Security ID: Meeting Date Meeting Status EQTL11 CINS P3773H104 03/19/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Allocation of Dividends Mgmt For For For 7 Remuneration Policy Mgmt For For For 8 Election of Supervisory Mgmt For For For Council Members; Fees _______________________________________________________________________________ Equatorial Energia S.A. Ticker Security ID: Meeting Date Meeting Status EQTL11 CINS P3773H104 03/19/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Management Board 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 6 Consolidation of Mgmt For For For Articles _______________________________________________________________________________ Estacio Participacoes SA Ticker Security ID: Meeting Date Meeting Status ESTC3 CINS P3784E108 04/03/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Capital Expenditure Mgmt For For For Budget 7 Election of Directors Mgmt For Against Against (Slate) 8 Election of Supervisory Mgmt For For For Council Members 9 Remuneration Policy Mgmt For For For _____________________________________________________________________________ Estacio Participacoes SA Ticker Security ID: Meeting Date Meeting Status ESTC3 CINS P3784E108 04/03/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 7 Amendments to Articles Mgmt For For For Regarding Renumbering 8 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 9 Consolidation of Mgmt For For For Articles 10 Acquisition Mgmt For Abstain Against ________________________________________________________________________________ Even Construtora e Incorporadora S.A. Ticker Security ID: Meeting Date Meeting Status EVEN3 CINS P3904U107 04/18/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Capital Expenditure Mgmt For For For Budget 6 Remuneration Policy Mgmt For For For ______________________________________________________________________________ Even Construtora e Incorporadora S.A. Ticker Security ID: Meeting Date Meeting Status EVEN3 CINS P3904U107 04/18/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment to Articles Mgmt For For For Regarding Corporate Purpose 5 Amendments to Articles Mgmt For For For Regarding Director Share Ownership 6 Amendments to Articles Mgmt For For For Regarding Management Board 7 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 8 Consolidation of Mgmt For For For Articles ______________________________________________________________________________ EZ TEC Empreendimentos e Partipacoes S.A. Ticker Security ID: Meeting Date Meeting Status EZTC3 CINS P3912H106 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capitalization of Mgmt For For For Expansion Reserve w/o Share Issue 4 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 5 Amendments to Articles Mgmt For For For Regarding Related Party Transactions 6 Amendments to Articles Mgmt For For For Regarding Management Board 7 Amendments to Articles Mgmt For For For Regarding Management Board Duties 8 Amendments to Articles Mgmt For For For Regarding Representation 9 Amendments to Articles Mgmt For For For Regarding Valuation of Assets 10 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 11 Consolidation of Mgmt For For For Articles _____________________________________________________________________________ EZ TEC Empreendimentos e Partipacoes S.A. Ticker Security ID: Meeting Date Meeting Status EZTC3 CINS P3912H106 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 04/02/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 08/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement Mgmt For For For 4 Ratification of Mgmt For For For Appointment of Appraiser 5 Appraisal Report Mgmt For For For 6 Merger by Absorption Mgmt For For For 7 Cancellation or Mgmt For For For Transfer of Diagnoson's Headquarters and Branches 8 Authority to Carry Out Mgmt For For For Formalities Regarding Merger _______________________________________________________________________________ Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 10/31/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Acquisition Mgmt For For For 5 Ratification of Mgmt For For For Appointment of Appraiser 6 Valuation Report Mgmt For For For 7 Approval of Merger Mgmt For For For Agreement and Exchange Ratio 8 Approval of Merger Mgmt For For For Agreement and Exchange Ratio 9 Issuance of Share w/o Mgmt For For For Preemptive Rights Pursuant to Merger 10 Board Size Mgmt For For For 11 Election of Directors Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Consolidation of Mgmt For For For Articles ______________________________________________________________________________ Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 12/30/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Appointment of Appraiser 3 Valuation Report Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Merger by Absorption Mgmt For For For 6 Transformation of Mgmt For For For Cardiolab into a Subsidiary 7 Authority to Carry Out Mgmt For For For Merger Formalities 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gafisa SA Ticker Security ID: Meeting Date Meeting Status GFSA3 CUSIP 362607301 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Board Size Mgmt For For For 3 Election of Directors Mgmt For Abstain Against 4 Remuneration Policy Mgmt For For For 5 Establishment of Mgmt For For For Supervisory Council 6 Election of Supervisory Mgmt For Abstain Against Council 7 Supervisory Council Fees Mgmt For For For 8 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 9 Amendments to Articles Mgmt For For For Regarding Board Vacancies 10 Amendments to Articles Mgmt For For For Regarding Management Board 11 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 12 Consolidation of Mgmt For For For Articles _______________________________________________________________________________ GP Investments, Ltd. Ticker Security ID: Meeting Date Meeting Status GPIV11 CINS G4035L107 07/28/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Meeting Mgmt For For For Chairman 5 Agenda Mgmt For For For 6 Amendments to Articles Mgmt For For For Regarding Dividends 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Grendene SA Ticker Security ID: Meeting Date Meeting Status GRND3 CINS P49516100 04/02/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate); Remuneration Policy ________________________________________________________________________________ Grendene SA Ticker Security ID: Meeting Date Meeting Status GRND3 CINS P49516100 04/02/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Level 1 Regulations 4 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ HRT Participacoes Petroleo SA Ticker Security ID: Meeting Date Meeting Status HRTP3 CINS P5280D104 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends _______________________________________________________________________________ HRT Participacoes Petroleo SA Ticker Security ID: Meeting Date Meeting Status HRTP3 CINS P5280D104 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Policy Mgmt For For For 3 Reconciliation of Share Mgmt For For For Capital 4 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 5 Stock Split Mgmt For For For 6 Amend Article 6 Mgmt For For For 7 Amendments to Articles Mgmt For For For Regarding Wording and Numbering 8 Amend Article 7 Mgmt For For For 9 Amend Article 17 Mgmt For For For 10 Amendments to Articles Mgmt For For For Regarding Director Ownership 11 Amend Article 38 Mgmt For For For 12 Amendments to Articles Mgmt For For For Regarding Wording and Numbering 13 Amend Article 44 Mgmt For For For 14 Amendments to Articles Mgmt For For For Regarding Arbitration 15 Consolidation of Mgmt For For For Articles 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Iguatemi Empresa de Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status IGTA3 CINS P5352J104 04/24/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Supervisory Mgmt For For For Council 7 Election of Directors Mgmt For For For (Slate) 8 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Iguatemi Empresa de Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status IGTA3 CINS P5352J104 04/24/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amend Article 13 Mgmt For For For 5 Amend Article 16 Mgmt For For For 6 Amend Article 16 Mgmt For For For 7 Amend Article 9 Mgmt For For For 8 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 9 Consolidation of Mgmt For For For Articles 10 Amendment to the Stock Mgmt For Against Against Option Plan ______________________________________________________________________________ Iguatemi Empresa de Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status IGTA3 CINS P5352J104 05/28/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Consolidation of Mgmt For For For Articles 5 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Iguatemi Empresa de Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status IGTA3 CINS P5352J104 07/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Relocation of Mgmt For For For Registered Office 5 Board Size Mgmt For For For 6 Election of Director Mgmt For Abstain Against ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 04/12/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 04/12/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capitalization of Mgmt For For For Reserves w/o Share Issue 4 Amendments to Articles Mgmt For For For Regarding Audit Committee 5 Consolidation of Mgmt For For For Articles _______________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 11/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 11/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Hayes Mgmt For Abstain Against Lemmerz 4 Ratification of the Mgmt For Abstain Against Hiring Apsis Consultoria Empresarial Ltda. 5 Approval of Apsis Mgmt For Abstain Against Valuation Report 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 11/11/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Grupo Mgmt For Abstain Against Galaz 4 Ratification of Mgmt For Abstain Against Appointment of Appraiser 5 Valuation Report Mgmt For Abstain Against 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Jaguar Mining Inc. Ticker Security ID: Meeting Date Meeting Status JAG CUSIP 47009M103 06/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Andrews Mgmt For For For 1.2 Elect Andrew Burns Mgmt For For For 1.3 Elect Gilmour Clausen Mgmt For For For 1.4 Elect Richard Falconer Mgmt For For For 1.5 Elect Gary German Mgmt For For For 1.6 Elect Anthony Griffiths Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ JHSF Participacoes SA Ticker Security ID: Meeting Date Meeting Status JHSF3 CINS P6050T105 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority Shareholders 7 Election of Jose Mgmt For For For Auriemo Neto as Chairman of the Board 8 Remuneration Policy Mgmt For For For ________________________________________________________________________________ JHSF Participacoes SA Ticker Security ID: Meeting Date Meeting Status JHSF3 CINS P6050T105 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Mgmt For For For Capital 4 Amendment to Articles Mgmt For For For Regarding Management Board 5 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 6 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V129 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends _______________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V111 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends _______________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V111 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For Against Against 4 Publication of Company Mgmt For For For Notices _______________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V129 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For Against Against 4 Publication of Company Mgmt For For For Notices ________________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V111 09/20/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Article 1 Mgmt For For For 3 Amend Article 6 Mgmt For For For 4 Amend Article 18 Mgmt For For For 5 Amend Article 19 Mgmt For For For 6 Amend Article 22 Mgmt For For For 7 Amend Article 33 Mgmt For For For 8 Amend Articles 34-36 Mgmt For For For 9 Amend Articles 37-39 Mgmt For For For 10 Amend Articles 40-46 Mgmt For For For 11 Amend Article 49 Mgmt For For For 12 Amend Article 51 Mgmt For For For 13 Amend Article 53 Mgmt For For For 14 Re-numbering of Articles Mgmt For For For 15 Consolidation of Mgmt For For For Articles 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V111 12/08/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Mgmt For For For Capital 4 Increase in Authorized Mgmt For For For Capital 5 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ LLX Logistica SA Ticker Security ID: Meeting Date Meeting Status LLXL3 CINS P6398Y105 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) 7 Remuneration Policy Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ LLX Logistica SA Ticker Security ID: Meeting Date Meeting Status LLXL3 CINS P6398Y105 11/04/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For 5 Elect Ellen Gracie Mgmt For For For Northfleet ________________________________________________________________________________ LPS Brasil-Consultoria de Imoveis S.A. Ticker Security ID: Meeting Date Meeting Status LPSB3 CINS P6413J109 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Remuneration Policy Mgmt For Against Against 8 Election of Directors Mgmt For Against Against (Slate) ________________________________________________________________________________ LPS Brasil-Consultoria de Imoveis S.A. Ticker Security ID: Meeting Date Meeting Status LPSB3 CINS P6413J109 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Past Mgmt For For For Remuneration Policy 4 Acquisitions Mgmt For Abstain Against 5 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ M. Dias Branco S.A. Industria e Comercio de Alimentos Ticker Security ID: Meeting Date Meeting Status MDIA3 CINS P64876108 03/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger by Absorption Mgmt For For For 3 Merger Agreement Mgmt For For For 4 Ratification of Mgmt For For For Appointment of Appraiser 5 Valuation Report Mgmt For For For 6 Authority to Carry Out Mgmt For For For Merger Formalities 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ M. Dias Branco S.A. Industria e Comercio de Alimentos Ticker Security ID: Meeting Date Meeting Status MDIA3 CINS P64876108 04/09/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Election of Directors Mgmt For For For (Slate) _______________________________________________________________________________ M. Dias Branco S.A. Industria e Comercio de Alimentos Ticker Security ID: Meeting Date Meeting Status MDIA3 CINS P64876108 04/09/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 9, 20, 24-26, 28, 29, 31 and 34 4 Amendments to Article 26 Mgmt For For For 5 Amendments to Article 32 Mgmt For For For 6 Remuneration Policy Mgmt For For For ________________________________________________________________________________ M. Dias Branco S.A. Industria e Comercio de Alimentos Ticker Security ID: Meeting Date Meeting Status MDIA3 CINS P64876108 10/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Articles 10, 27, Mgmt For For For 32, 34 and 35 4 Amend Articles 14 and 32 Mgmt For For For 5 Amend Article 33 Mgmt For For For 6 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ M. Dias Branco S.A. Industria e Comercio de Alimentos Ticker Security ID: Meeting Date Meeting Status MDIA3 CINS P64876108 12/28/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Distribution of Mgmt For For For Interest on Capital _______________________________________________________________________________ Magazine Luiza SA Ticker Security ID: Meeting Date Meeting Status MGLU3 CINS P6425Q109 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority Shareholders 7 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Magazine Luiza SA Ticker Security ID: Meeting Date Meeting Status MGLU3 CINS P6425Q109 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Appointment of Appraiser and Approval of Valuation Report 3 Merger Agreement Mgmt For For For 4 Merger by Absorption Mgmt For For For 5 Amendments to Articles Mgmt For For For Regarding Merger 6 Authority to Carry Out Mgmt For For For Merger Formalities 7 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Magazine Luiza SA Ticker Security ID: Meeting Date Meeting Status MGLU3 CINS P6425Q109 09/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations _______________________________________________________________________________ Magazine Luiza SA Ticker Security ID: Meeting Date Meeting Status MGLU3 CINS P6425Q109 09/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Appointment of Appraiser 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Valuation Report Mgmt For For For 5 Acquisition Mgmt For For For 6 Return of Cash to Mgmt For For For Dissenting Shareholders 7 Authority to Carry Out Mgmt For For For Formalities 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Magazine Luiza SA Ticker Security ID: Meeting Date Meeting Status MGLU3 CINS P6425Q109 11/30/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Mgmt For For For Appointment of Appraiser 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Valuation Report Mgmt For For For 6 Merger Agreement Mgmt For For For 7 Merger by Absorption Mgmt For For For 8 Amendments to Articles Mgmt For For For Regarding Arbitration 9 Authority to Carry Out Mgmt For For For Formalities 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Magnesita Refratarios SA Ticker Security ID: Meeting Date Meeting Status MAGG3 CINS P6426L109 04/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Supervisory Mgmt For For For Council Members 7 Remuneration Policy Mgmt For For For _______________________________________________________________________________ Magnesita Refratarios SA Ticker Security ID: Meeting Date Meeting Status MAGG3 CINS P6426L109 04/26/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Election of Directors Mgmt For Abstain Against (Slate) 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Marcopolo SA Ticker Security ID: Meeting Date Meeting Status POMO4 CINS P64331112 03/29/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Directors Mgmt For For For (Slate) 8 Election of Supervisory Mgmt For For For Council 9 Non-Voting Agenda Item N/A N/A N/A N/A _______________________________________________________________________________ Marfrig Frigorificos e Comercio de Alimentos S.A. Ticker Security ID: Meeting Date Meeting Status MRFG3 CINS P64389102 04/28/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Election of Supervisory Mgmt For For For Council 6 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Marfrig Frigorificos e Comercio de Alimentos S.A. Ticker Security ID: Meeting Date Meeting Status MRFG3 CINS P64389102 04/28/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Article 3 Mgmt For For For 4 Amend Article 7 Mgmt For For For 5 Amend Article 13 Mgmt For For For 6 Amend Article 19 Mgmt For For For 7 Amend Article 19 Mgmt For For For 8 Amend Article 32 Mgmt For For For 9 Amend Article 34 Mgmt For For For 10 Amend Article 35 Mgmt For For For 11 Amend Article 36 Mgmt For For For 12 Amend Articles 12, 13, Mgmt For For For 27, 31, 33, 37, 40, 41 and 42 13 Amend Article 16 Mgmt For For For 14 Amend Article 26 Mgmt For For For 15 Amend Article 28 Mgmt For For For 16 Amend Article 43 Mgmt For For For 17 Renumbering and Mgmt For For For Rewording 18 Consolidation of Mgmt For For For Articles 19 Ratification of Mgmt For For For Acquisition 20 Ratification of Mgmt For For For Appointment of Appraiser 21 Valuation Report Mgmt For For For ________________________________________________________________________________ Marisa Lojas SA Ticker Security ID: Meeting Date Meeting Status MARI3 CINS P6462B106 04/19/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For ________________________________________________________________________________ Marisa Lojas SA Ticker Security ID: Meeting Date Meeting Status MARI3 CINS P6462B106 04/19/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations _______________________________________________________________________________ Mills Estruturas E Servicos De Engenharia SA Ticker Security ID: Meeting Date Meeting Status MILS3 CINS P6799C108 04/20/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Mgmt For For For Budget 6 Allocation of Mgmt For For For Profits/Dividends 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Mills Estruturas E Servicos De Engenharia SA Ticker Security ID: Meeting Date Meeting Status MILS3 CINS P6799C108 04/20/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 4 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 5 Amendments to Articles Mgmt For For For 6 Establishment of Mgmt For For For Supervisory Council 7 Amendments to Articles Mgmt For For For 8 Supervisory Council Fees Mgmt For For For 9 Amendment to Articles Mgmt For For For Regarding Arbitration 10 Consolidation of Mgmt For For For Articles 11 Amendment to the Stock Mgmt For For For Option Plan _______________________________________________________________________________ Mills Estruturas e Servicos de Engenharia SA Ticker Security ID: Meeting Date Meeting Status MILS3 CINS P6799C108 08/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Appraiser 3 Merger Agreement Mgmt For For For 4 Valuation Report Mgmt For For For 5 Merger by Absorption Mgmt For For For 6 Ratification of Mgmt For Abstain Against Appointment of Jorge Camargo and Approval of Independence Status 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mills Estruturas e Servicos de Engenharia SA Ticker Security ID: Meeting Date Meeting Status MILS3 CINS P6799C108 08/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Mirabela Nickel Limited Ticker Security ID: Meeting Date Meeting Status MBN CINS Q6188C106 05/15/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect Colin Steyn Mgmt For Against Against ______________________________________________________________________________ Mirabela Nickel Limited Ticker Security ID: Meeting Date Meeting Status MBN CINS Q6188C106 08/17/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Equity Grant (MD/CEO Mgmt For Against Against Ian Purdy) _____________________________________________________________________________ MMX Mineracao e Metalicos SA Ticker Security ID: Meeting Date Meeting Status MMXM3 CINS P6829U102 03/02/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 5 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 6 Relocation of Company's Mgmt For For For Registered Office 7 Amendment to Articles Mgmt For For For Regarding Corporate Purpose 8 Amendment to the Stock Mgmt For Against Against Option Purchase Plan 9 Elect Hak Hee Lee Mgmt For For For ___________________________________________________________________________ MMX Mineracao e Metalicos SA Ticker Security ID: Meeting Date Meeting Status MMXM3 CINS P6829U102 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) 7 Remuneration Policy Mgmt For For For ________________________________________________________________________________ MMX Mineracao e Metalicos SA Ticker Security ID: Meeting Date Meeting Status MMXM3 CINS P6829U102 05/29/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Agreement Mgmt For For For 3 Ratification of Mgmt For For For Appointment of Appraisers 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Valuation Reports Mgmt For For For 6 Merger by Absorption Mgmt For For For 7 Issuance of Shares w/o Mgmt For For For Preemptive Rights 8 Amendments to Articles Mgmt For For For Regarding Share Capital 9 Authority to Carry Out Mgmt For For For Merger Formalities 10 Ratification of Acts to Mgmt For For For Complete Merger 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ MPX Energia SA Ticker Security ID: Meeting Date Meeting Status MPXE3 CINS P6986Q100 08/30/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Elect Christopher Meyn Mgmt For For For ________________________________________________________________________________ Multiplus SA Ticker Security ID: Meeting Date Meeting Status MPLU3 CINS P69915109 02/07/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Multiplus SA Ticker Security ID: Meeting Date Meeting Status MPLU3 CINS P69915109 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Interim Mgmt For For For Dividends ________________________________________________________________________________ Multiplus SA Ticker Security ID: Meeting Date Meeting Status MPLU3 CINS P69915109 11/25/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Mgmt For For For Option Plan 4 Authority to Carry Out Mgmt For For For Formalities 5 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ Obrascon Huarte Lain Brasil S.A. Ticker Security ID: Meeting Date Meeting Status OHLB3 CINS P73376108 04/25/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 6 Election of Supervisory Mgmt For For For Council ______________________________________________________________________________ Obrascon Huarte Lain Brasil S.A. Ticker Security ID: Meeting Date Meeting Status OHLB3 CINS P73376108 04/25/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For 4 Capitalization of Mgmt For For For Reserves w/o Share Issue 5 Stock Split Mgmt For For For 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations _____________________________________________________________________________ Odontoprev SA Ticker Security ID: Meeting Date Meeting Status ODPV3 CINS P7344M104 04/02/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Remuneration Policy Mgmt For For For 7 Elect Board of Mgmt For For For Directors (Slate) _______________________________________________________________________________ Odontoprev SA Ticker Security ID: Meeting Date Meeting Status ODPV3 CINS P7344M104 04/02/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Stock Split Mgmt For For For ________________________________________________________________________________ OSX Brasil SA Ticker Security ID: Meeting Date Meeting Status OSXB3 CINS P7383A102 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Election of Directors Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ OSX Brasil SA Ticker Security ID: Meeting Date Meeting Status OSXB3 CINS P7383A102 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Stock Mgmt For Against Against Option Plan 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Paranapanema S.A. Ticker Security ID: Meeting Date Meeting Status PMAM3 cins P7579L102 01/12/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adhesion to Novo Mercado Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Authority to Carry Out Mgmt For For For Formalities _____________________________________________________________________________ Paranapanema S.A. Ticker Security ID: Meeting Date Meeting Status PMAM3 cins P7579L102 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Election of Directors Mgmt For Abstain Against 7 Remuneration Policy Mgmt For Against Against 8 Election of Supervisory Mgmt For Abstain Against Council Members; Fees _____________________________________________________________________________ Positivo Informatica SA Ticker Security ID: Meeting Date Meeting Status POSI3 CINS P7905T100 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Remuneration Policy Mgmt For For For 6 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority Shareholders _____________________________________________________________________________ Positivo Informatica SA Ticker Security ID: Meeting Date Meeting Status POSI3 CINS P7905T100 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amendments to Articles Mgmt For For For Regarding Management Board 5 Consolidation of Mgmt For For For Articles ______________________________________________________________________________ QGEP Participacoes SA Ticker Security ID: Meeting Date Meeting Status QGEP3 CINS P7920K100 04/16/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations _______________________________________________________________________________ QGEP Participacoes SA Ticker Security ID: Meeting Date Meeting Status QGEP3 CINS P7920K100 04/16/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) _______________________________________________________________________________ QGEP Participacoes SA Ticker Security ID: Meeting Date Meeting Status QGEP3 CINS P7920K100 05/10/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Jose Augusto Mgmt For For For Fernandes Filho 4 Increase in Global Mgmt For For For Annual Remuneration ________________________________________________________________________________ Qualicorp SA Ticker Security ID: Meeting Date Meeting Status QUAL3 CINS P7S21H105 04/17/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Election of Directors; Mgmt For Against Against Remuneration Policy 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Raia Drogasil SA Ticker Security ID: Meeting Date Meeting Status RAIA3 CINS P7987N104 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Raia SA Ticker Security ID: Meeting Date Meeting Status RAIA3 CINS P7991J107 11/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Waiver of Tender Offer Mgmt For For For ________________________________________________________________________________ Raia SA Ticker Security ID: Meeting Date Meeting Status RAIA3 CINS P7991J107 11/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Interest on Capital Mgmt For For For Payments 4 Termination of Current Mgmt For For For Stock Option Plan 5 Merger/Acquisition Mgmt For For For 6 Authorization of Merger Mgmt For For For Formalities ____________________________________________________________________________ Randon SA Implementos e Participacoes Ticker Security ID: Meeting Date Meeting Status RAPT4 CINS P7988W103 03/29/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority/Preferred Shareholders 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Redentor Energia SA Ticker Security ID: Meeting Date Meeting Status RDTR3 CINS P8002K109 07/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Redentor Energia SA Ticker Security ID: Meeting Date Meeting Status RDTR3 CINS P8002K109 09/21/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Election of Supervisory Mgmt For For For Council _______________________________________________________________________________ Restoque Comercio Confeccoes de Roupas S.A. Ticker Security ID: Meeting Date Meeting Status LLIS3 CINS P6292Q109 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors; Mgmt For For For Remuneration Policy ______________________________________________________________________________ Restoque Comercio Confeccoes de Roupas S.A. Ticker Security ID: Meeting Date Meeting Status LLIS3 CINS P6292Q109 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amend Article 3 Mgmt For For For 5 Amend Article 20 Mgmt For For For 6 Amend Article 33 Mgmt For For For 7 Consolidation of Mgmt For For For Articles ______________________________________________________________________________ Restoque Comercio Confeccoes de Roupas S.A. Ticker Security ID: Meeting Date Meeting Status LLIS3 CINS P6292Q109 05/14/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split Mgmt For For For 4 Consolidation of Mgmt For For For Articles _______________________________________________________________________________ Restoque Comercio E Confeccoes De Roupas S.A. Ticker Security ID: Meeting Date Meeting Status CINS P6292Q109 12/31/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 5 Amendments to Articles Mgmt For For For Regarding Executive Committee 6 Amendments to Articles Mgmt For For For Regarding Chief Human Resources Officer 7 Consolidation of Mgmt For For For Articles 8 Ratification of Mergers Mgmt For For For by Absorption 9 Ratification of Mgmt For For For Appointment of Appraiser - Noville SP Participacoes 10 Ratification of Mgmt For For For Appointment of Appraiser - Foose Cool Jeans 11 Valuation Reports Mgmt For For For 12 Merger Agreements Mgmt For For For 13 Ratification of Mergers Mgmt For For For by Absorption 14 Authority to Carry Out Mgmt For For For Merger Formalities 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Profit Sharing Mgmt For Against Against 7 Election of Directors Mgmt For For For (Slate) 8 Election of Supervisory Mgmt For For For Council 9 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 11/21/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Mgmt For For For Capital 4 Reconciliation of Share Mgmt For For For Capital 5 Amendments to Article 23 Mgmt For For For 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 7 Elect Heitor Cantergiani Mgmt For Against Against _______________________________________________________________________________ Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 12/09/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Article 22	 Mgmt For For For 4 Amendment to Article 46 Mgmt For For For 5 Elect Eduardo Rossi Mgmt For For For Cuppoloni 6 Publication of Company Mgmt For For For Notices 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Santos Brasil Participacoes SA Ticker Security ID: Meeting Date Meeting Status STBR11 CINS P8338G111 09/15/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Partial Spin-Off and Mgmt For For For Merger Agreements 4 Ratification of Mgmt For For For Appointment of Appraisers 5 Valuation Reports Mgmt For For For 6 Partial Spin-off and Mgmt For For For Mergers by Absorption 7 Increase in Global Mgmt For For For Remuneration 8 Amendments to Articles Mgmt For For For Regarding Share Capital 9 Amendments to Articles Mgmt For For For Regarding Merger 10 Amendments to Articles Mgmt For For For Regarding Level 2 Regulations ________________________________________________________________________________ Santos Brasil Participacoes SA Ticker Security ID: Meeting Date Meeting Status STBR11 CINS P8338G111 12/06/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Board Mgmt For For For Member Alternates 5 Election of Supervisory Mgmt For Abstain Against Council Alternate 6 Reconciliation of Share Mgmt For For For Capital 7 Amendments to Articles Mgmt For For For Regarding Nivel 2 Listing Regulations ________________________________________________________________________________ Santos Brasil Participacoes SA Ticker Security ID: Meeting Date Meeting Status STBR11 CINS P8338G111 03/20/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Mgmt For For For Budget 6 Allocation of Mgmt For For For Profits/Dividends 7 Election of Directors; Mgmt For Against Against Election of Supervisory Council Members 8 Remuneration Policy Mgmt For For For _______________________________________________________________________________ Saraiva S.A. Livreiros Editores Ticker Security ID: Meeting Date Meeting Status SLED4 CINS P8515A192 04/25/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Election of Board Mgmt N/A Abstain N/A Member(s) Representative of Minority/Preferred Shareholders 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ SLC Agricola S.A. Ticker Security ID: Meeting Date Meeting Status SLCE3 CINS P8711D107 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ SLC Agricola S.A. Ticker Security ID: Meeting Date Meeting Status SLCE3 CINS P8711D107 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ___________________________________________________________________________ Sonae Sierra Brasil SA Ticker Security ID: Meeting Date Meeting Status SSBR3 CINS P8731D103 04/25/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority Shareholders 5 Remuneration Policy Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Sonae Sierra Brasil SA Ticker Security ID: Meeting Date Meeting Status SSBR3 CINS P8731D103 04/25/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sonae Sierra Brasil SA Ticker Security ID: Meeting Date Meeting Status SSBR3 CINS P8731D103 06/14/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Article 32 Mgmt For For For ________________________________________________________________________________ Sul America SA Ticker Security ID: Meeting Date Meeting Status SULA4 CINS P87993120 03/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) 7 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Sul America SA Ticker Security ID: Meeting Date Meeting Status SULA4 CINS P87993120 03/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capitalization of Mgmt For For For Reserves for Bonus Share Issue 4 Amendments to Articles Mgmt For For For Regarding Director Share Ownership 5 Amendments to Articles Mgmt For For For Regarding Audit Committee 6 Amendments to Articles Mgmt For For For Regarding Related Party Transactions Policy 7 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 8 Amendments to Articles Mgmt For For For 50 and 51 9 Amendments to Articles Mgmt For For For Regarding Wording and Renumbering 10 Consolidation of Mgmt For For For Articles 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Suzano Papel E Celulose S.A. Ticker Security ID: Meeting Date Meeting Status SUZB5 CINS P06768165 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Supervisory Mgmt For Abstain Against Council Member(s) Representative of Minority/Preferred Shareholders _______________________________________________________________________________ Technos SA Ticker Security ID: Meeting Date Meeting Status TECN3 CINS P90188106 04/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Capital Expenditure Mgmt For For For Budget 6 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Technos SA Ticker Security ID: Meeting Date Meeting Status TECN3 CINS P90188106 04/26/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Mgmt For Against Against Option Plan 4 Stock Option Plan Mgmt For Against Against 5 Authority to Carry Out Mgmt For Against Against Formalities Regarding Stock Option Plan ______________________________________________________________________________ Technos SA Ticker Security ID: Meeting Date Meeting Status TECN3 CINS P90188106 12/15/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Article 2 Mgmt For For For Regarding Registered Address 4 Publication of Company Mgmt For For For Notices 5 Merger Agreement Mgmt For For For 6 Ratification of Mgmt For For For Appointment of Appraiser 7 Valuation Report Mgmt For For For 8 Merger by Absorption Mgmt For For For 9 Authority to Carry Out Mgmt For For For Merger Formalities ________________________________________________________________________________ Tecnisa S.A. Ticker Security ID: Meeting Date Meeting Status TCSA3 CINS P9021P103 02/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Mgmt For For For Debentures 4 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 5 Amendments to Articles Mgmt For For For Regarding Management Board 6 Amendments to Articles Mgmt For For For Regarding Management Board 7 Amendments to Articles Mgmt For For For 8 Amendments to Article 7 Mgmt For For For 9 Amendments to Article 8 Mgmt For For For 10 Amendments to Article 12 Mgmt For For For 11 Amendments to Article 13 Mgmt For For For 12 Amendments to Article 16 Mgmt For For For 13 Amendments to Article 17 Mgmt For For For 14 Amendments to Article 19 Mgmt For For For 15 Amendments to Article 27 Mgmt For For For 16 Amendments to Article 29 Mgmt For For For 17 Amendments to Article 35 Mgmt For For For 18 Amendments to Articles Mgmt For For For 36 to 44 19 Amendments to Article 45 Mgmt For For For 20 Amendments to Article 46 Mgmt For For For 21 Amendments to Article 47 Mgmt For For For 22 Amendments to Article 48 Mgmt For For For 23 Amendments to Article 49 Mgmt For For For 24 Amendments to Articles Mgmt For For For 55 and 56 _______________________________________________________________________________ Tecnisa S.A. Ticker Security ID: Meeting Date Meeting Status TCSA3 CINS P9021P103 04/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Mgmt For For For Budget 6 Allocation of Mgmt For For For Profits/Dividends 7 Election of Directors Mgmt For For For (Slate) 8 Election of Supervisory Mgmt For For For Council 9 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Tegma Gestao Logistica SA Ticker Security ID: Meeting Date Meeting Status TGMA3 CINS P90284103 04/10/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Supervisory Mgmt For For For Council; Fees 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tegma Gestao Logistica SA Ticker Security ID: Meeting Date Meeting Status TGMA3 CINS P90284103 08/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Mgmt For For For Appointment of Appraiser 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Valuation Report Mgmt For For For 6 Ratification of Mgmt For For For Acquisition of Direct Express Logistica Integrada 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Merger by Absorption of Mgmt For For For Achintya 9 Ratification of Mgmt For For For Appointment of Appraiser 10 Valuation Report Mgmt For For For ________________________________________________________________________________ Tegma Gestao Logistica SA Ticker Security ID: Meeting Date Meeting Status TGMA3 CINS P90284103 12/15/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Option Plan Mgmt For Against Against 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amendments to Articles Mgmt For For For Regarding Subsidiary Addresses 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ______________________________________________________________________________ Telec Brasileiras SA Telebras Ticker Security ID: Meeting Date Meeting Status TELB3 CINS P90286116 04/04/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Election of Directors Mgmt For For For (Slate) 6 Election of Supervisory Mgmt For For For Council Members 7 Remuneration Policy Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Telec Brasileiras SA Telebras Ticker Security ID: Meeting Date Meeting Status TELB3 CINS P90286116 04/04/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Capitalization of Mgmt For For For Reserves w/o Share Issue 5 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital _______________________________________________________________________________ Tereos Internacional SA Ticker Security ID: Meeting Date Meeting Status TERI3 CINS P9130S105 07/30/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Fees Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tereos Internacional SA Ticker Security ID: Meeting Date Meeting Status TERI3 CINS P9130S105 07/30/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Articles 16, 17, Mgmt For For For 33 and 52 4 Amend Articles 45 and 54 Mgmt For For For 5 Amend Article 10 Mgmt For For For 6 Amendments to Articles Mgmt For For For in Accordance with Novo Mercado Regulations 7 Amendments to Articles Mgmt For For For in Accordance with Law 12,431 8 Board Size Mgmt For For For 9 Amendments to Net Mgmt For For For Profit Allocation Criteria _______________________________________________________________________________ Totvs on Ticker Security ID: Meeting Date Meeting Status CINS P92184103 09/21/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreements Mgmt For For For 4 Ratification of Mgmt For For For Appointment of Appraiser 5 Valuation Reports Mgmt For For For 6 Mergers by Absorption Mgmt For For For 7 Authority to Carry Out Mgmt For For For Formalities 8 Amend Article 16 Mgmt For For For 9 Amend Article 5 Mgmt For For For 10 Amend Article 30 Mgmt For For For 11 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/21/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For For For (Slate) 5 Remuneration Policy Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/21/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Merger Mgmt For For For 4 Merger Agreements Mgmt For For For 5 Ratification of Mgmt For For For Appointment of Appraisers 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Valuation Reports Mgmt For For For 8 Mergers by Absorption Mgmt For For For 9 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 05/17/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreements Mgmt For For For 4 Ratification of Mgmt For For For Appointment of Appraisers 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Valuation Reports Mgmt For For For 7 Mergers by Absorption Mgmt For For For 8 Authority to Carry Out Mgmt For For For Merger Formalities ___________________________________________________________________________ Valid Solucoes e Servico Ticker Security ID: Meeting Date Meeting Status VLID3 CINS P9656C112 04/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate); Board Size 7 Remuneration Policy Mgmt For For For _______________________________________________________________________________ Valid Solucoes e Servico Ticker Security ID: Meeting Date Meeting Status VLID3 CINS P9656C112 04/26/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amend Article 2 Mgmt For For For 5 Amend Article 5 Mgmt For For For 6 Amend Article 16 Mgmt For For For 7 Amend Article 20 Mgmt For For For 8 Amend Article 58 Mgmt For For For 9 Shareholder Proposal Mgmt For For For Regarding Mandatory Takeover Bid 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Implement Proposed Mgmt For For For Changes 12 Consolidation of Mgmt For For For Articles _____________________________________________________________________________ Vanguarda Agro SA Ticker Security ID: Meeting Date Meeting Status VGR3 CINS P9724A106 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) 7 Remuneration Policy Mgmt For Against Against 8 Publication of Company Mgmt For For For Notices ________________________________________________________________________________ Vanguarda Agro SA Ticker Security ID: Meeting Date Meeting Status VGR3 CINS P9724A106 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Mgmt For For For Establishment of V-Biodiesel _______________________________________________________________________________ Vanguarda Agro SA Ticker Security ID: Meeting Date Meeting Status VAGR3 CINS P9724A106 05/21/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Address of Registered Office ================================== China ETF =================================== The fund did not vote proxies relating to portfolio securities during the period covered by this report. =================================== Coal ETF =================================== ________________________________________________________________________________ Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin Crutchfield Mgmt For For For 2 Elect William Crowley, Mgmt For For For Jr. 3 Elect E. Linn Draper, Mgmt For For For Jr. 4 Elect Glenn Eisenberg Mgmt For For For 5 Elect P. Michael Giftos Mgmt For For For 6 Elect Deborah Fretz Mgmt For For For 7 Elect Joel Richards, III Mgmt For For For 8 Elect James Roberts Mgmt For For For 9 Elect Ted Wood Mgmt For For For 10 2012 Long-Term Mgmt For For For Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ______________________________________________________________________________ Aquila Resources Limited Ticker Security ID: Meeting Date Meeting Status AQA CINS Q0460J103 11/30/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Tony Poli Mgmt For For For 3 Re-elect Charles Bass Mgmt For Against Against 4 Approve Increase in Mgmt For For For NEDs' Fee Cap 5 Remuneration Report Mgmt For For For ________________________________________________________________________________ Arch Coal Inc. Ticker Security ID: Meeting Date Meeting Status ACI CUSIP 039380100 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Freudenthal Mgmt For For For 1.2 Elect Patricia Godley Mgmt For For For 1.3 Elect George Morris III Mgmt For For For 1.4 Elect Wesley Taylor Mgmt For For For 1.5 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Coal Mining Report _______________________________________________________________________________ China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 05/25/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Financial Budget Mgmt For For For 7 Fees of Directors and Mgmt For For For Supervisors 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Give Mgmt For For For Guarantees for Bank Loan Regarding Resources Integration and Acquisition 10 Authority to Give Mgmt For For For Guarantees for Bank Loan Regarding the Gas Power Plant Project 11 Amendments to Articles Mgmt For For For 12 Amendments to Mgmt For For For Procedural Rules: General Meeting 13 Amendments to Mgmt For For For Procedural Rules: Board of Directors _______________________________________________________________________________ China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 12/16/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 2012 Coal Supply Mgmt For For For Framework Agreement 3 2012 Integrated Mgmt For For For Materials and Services Mutual Provision Framework Agreement 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 2012 Project Design, Mgmt For For For Construction and General Contracting Services Framework Agreement 6 Non-Voting Agenda Item N/A N/A N/A N/A ______________________________________________________________________________ China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/25/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Fees of Directors and Mgmt For For For Supervisors 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Amendments to Mgmt For For For Procedural Rules: Board Meeting 11 Amendments to Mgmt For For For Procedural Rules: Related Party Transactions 12 Elect KONG Dong Mgmt For For For 13 Elect CHEN Hongsheng Mgmt For Against Against 14 Amendments to Articles Mgmt For For For 15 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares _______________________________________________________________________________ China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/25/2012 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Mgmt For For For Shares 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cloud Peak Energy Inc. Ticker Security ID: Meeting Date Meeting Status CLD CUSIP 18911Q102 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Colin Marshall Mgmt For For For 2 Elect Steven Nance Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ______________________________________________________________________________ Coal & Allied Industries Limited Ticker Security ID: Meeting Date Meeting Status CNA CINS Q25758105 11/28/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Joint Bidding Mgmt For For For Arrangements ________________________________________________________________________________ Coal & Allied Industries Limited Ticker Security ID: Meeting Date Meeting Status CNA CINS Q25758105 11/28/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Minority Mgmt For For For Squeeze-out ________________________________________________________________________________ Cockatoo Coal Limited Ticker Security ID: Meeting Date Meeting Status COK CINS Q25958101 11/29/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Norman Seckold Mgmt For Against Against 4 Re-elect Peter Mgmt For Against Against Nightingale 5 Re-elect Lindsay Flint Mgmt For For For 6 Re-elect Robert Yeates Mgmt For For For 7 Ratify Placement of Mgmt For For For Securities 8 Renew Executive Share Mgmt For For For Option Plan ______________________________________________________________________________ CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect Philip Baxter Mgmt For For For 1.3 Elect James Altmeyer, Mgmt For Withhold Against Sr. 1.4 Elect William Davis Mgmt For For For 1.5 Elect Raj Gupta Mgmt For For For 1.6 Elect Patricia Hammick Mgmt For For For 1.7 Elect David Hardesty, Mgmt For Withhold Against Jr. 1.8 Elect John Mills Mgmt For For For 1.9 Elect William Powell Mgmt For For For 1.10 Elect Joseph Williams Mgmt For For For 2 Amendment to the Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Darma Henwa Tbk Ticker Security ID: Meeting Date Meeting Status DEWA CINS Y711A6100 10/21/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) _______________________________________________________________________________ Exxaro Resources Limited Ticker Security ID: Meeting Date Meeting Status EXX CINS S26949107 05/22/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Salukazi Mgmt For For For Dakile-Hlongwane 3 Re-elect Ufikile Khumalo Mgmt For For For 4 Re-elect Len Konar Mgmt For Against Against 5 Re-elect Richard Mohring Mgmt For For For 6 Elect Audit Committee Mgmt For Abstain Against Members 7 Elect Social and Ethics Mgmt For For For Committee Members 8 Approve Remuneration Mgmt For For For Policy 9 Appointment of Auditor Mgmt For For For 10 General Authority to Mgmt For For For Issue Shares 11 Authority to Issue Mgmt For For For Shares for Cash 12 Authorisation of Legal Mgmt For For For Formalities 13 Approve NEDs' Fees Mgmt For For For 14 Authority to Repurchase Mgmt For For For Shares 15 Approve Financial Mgmt For For For Assistance 16 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Exxaro Resources Limited Ticker Security ID: Meeting Date Meeting Status EXX CINS S26949107 05/22/2012 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares for Cash (Initial Subscription) 2 Authority to Issue Mgmt For For For Shares for Cash (Further Subscription) 3 Authorisation of Legal Mgmt For For For Formalities 4 Adopt New Articles Mgmt For For For ________________________________________________________________________________ Exxaro Resources Limited Ticker Security ID: Meeting Date Meeting Status EXX CINS S26949107 11/29/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Amendment to Mgmt For For For the Long-term Incentive Plan 2006 2 Approve Amendment to Mgmt For For For the Share Appreciation Right Scheme 2006 3 Approve Amendment to Mgmt For For For the Deferred Bonus Plan 2006 4 Approve Financial Mgmt For For For Assistance 5 Approve NEDs' Fees Mgmt For For For 6 Approve NEDs' Mgmt For For For Additional Meeting Fees 7 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ FreightCar America, Inc. Ticker Security ID: Meeting Date Meeting Status RAIL CUSIP 357023100 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Cirar Mgmt For For For 1.2 Elect S. Carl Mgmt For For For Soderstrom, Jr. 1.3 Elect Robert Tidball Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For _______________________________________________________________________________ Gloucester Coal Limited Ticker Security ID: Meeting Date Meeting Status GCL CINS Q4065V107 06/04/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For ______________________________________________________________________________ Gloucester Coal Limited Ticker Security ID: Meeting Date Meeting Status GCL CINS Q4065V107 06/04/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Capital Return Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A _______________________________________________________________________________ Gloucester Coal Limited Ticker Security ID: Meeting Date Meeting Status GCL CINS Q4065V107 07/08/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Acquisition Mgmt For For For (Donaldson Group) 3 Approve Marketing Mgmt For For For Arrangements 4 Approve Acquisition Mgmt For For For (Monash Group) 5 Amendment to Mgmt For For For Constitution 6 Approve Financial Mgmt For For For Assistance _______________________________________________________________________________ Gloucester Coal Limited Ticker Security ID: Meeting Date Meeting Status GCL CINS Q4065V107 11/30/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Ricardo Leiman Mgmt For Against Against 3 Elect Denis Gately Mgmt For For For 4 Elect Julie Beeby Mgmt For For For 5 Equity Grant MD/CEO Mgmt For Against Against Brendan McPherson 6 Remuneration Report Mgmt For Against Against 7 Appoint Auditor Mgmt For Against Against ________________________________________________________________________________ Headwaters Incorporated Ticker Security ID: Meeting Date Meeting Status HW CUSIP 42210P102 02/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Blake Fisher Jr. Mgmt For Withhold Against 1.2 Elect Grant Gustafson Mgmt For For For 1.3 Elect James Herickhoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2012 Mgmt For For For Executive Master Bonus Plan 4 Amendment to the 2010 Mgmt For Against Against Incentive Compensation Plan 5 Advisory Vote on Mgmt For Against Against Executive Compensation _____________________________________________________________________________ Hidili Industry International Development Limited Ticker Security ID: Meeting Date Meeting Status 1393 CINS G44403106 06/29/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect XIAN Yang Mgmt For Against Against 6 Elect CHAN Chi Hing Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares ______________________________________________________________________________ Hidili Industry International Development Limited Ticker Security ID: Meeting Date Meeting Status 1393 CINS G44403106 09/02/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect WANG Rong Mgmt For For For 6 Elect CHEN Limin Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ James River Coal Company Ticker Security ID: Meeting Date Meeting Status JRCC CUSIP 470355207 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald FlorJancic Mgmt For Withhold Against 1.2 Elect Joseph Vipperman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2012 Equity Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For _______________________________________________________________________________ Joy Global Inc. Ticker Security ID: Meeting Date Meeting Status JOY CUSIP 481165108 03/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Gremp Mgmt For For For 1.3 Elect John Hanson Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirement 5 Amendment to the 2007 Mgmt For For For Stock Incentive Plan _______________________________________________________________________________ Mongolian Mining Corporation Ticker Security ID: Meeting Date Meeting Status 0975 CINS G6264V102 05/24/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Oyungeral JANCHIV Mgmt For Against Against 5 Elect Orchirbat Mgmt For For For PUNSALMAA 6 Elect Unenbat JIGJID Mgmt For For For 7 Elect Ignatius CHAN Tse Mgmt For Against Against Ching 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issued Mgmt For Against Against Repurchased Shares _______________________________________________________________________________ New Hope Corporation Limited Ticker Security ID: Meeting Date Meeting Status NHC CINS Q66635105 11/17/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect David Mgmt For Against Against Williamson 4 Re-elect William Grant Mgmt For For For 5 Equity Grant (MD Robert Mgmt For Against Against Neale) _______________________________________________________________________________ Nippon Coke & Engineering Co Ltd. Ticker Security ID: Meeting Date Meeting Status 3315 CINS J52732104 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect Yoshichika Nishio Mgmt For Against Against 4 Elect Kohichiro Kakihara Mgmt For For For 5 Elect Shinzaburoh Hino Mgmt For For For 6 Elect Kazuhiro Kajiya Mgmt For For For 7 Elect Shohji Yoshida Mgmt For For For 8 Elect Makoto Akagi Mgmt For For For 9 Elect Kazuyuki Takahashi Mgmt For For For 10 Elect Shinichi Tsuride Mgmt For For For 11 Elect Sumio Saitoh Mgmt For Against Against 12 Elect Junichi Sadamori Mgmt For Against Against 13 Elect Osamu Kido Mgmt For Against Against 14 Retirement Allowances Mgmt For Against Against for Statutory Auditor(s) _______________________________________________________________________________ Patriot Coal Corporation Ticker Security ID: Meeting Date Meeting Status PCX CUSIP 70336T104 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect B.R. Brown Mgmt For For For 1.2 Elect Irl Engelhardt Mgmt For For For 1.3 Elect John E. Lushefski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Peabody Energy Corporation Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704549104 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ______________________________________________________________________________ PT Adaro Energy Tbk Ticker Security ID: Meeting Date Meeting Status ADRO CINS Y7087B109 04/27/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Directors' and Mgmt For For For Commissioners' Fees _______________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/07/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Pledge of the Mgmt For Abstain Against Company's Assets 2 Election of Directors Mgmt For Abstain Against and Commissioners _______________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/07/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/21/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Pledge of the Mgmt For Abstain Against Company's Assets 2 Election of Directors Mgmt For Abstain Against and Commissioners _______________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/21/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For ______________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 10/21/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Mgmt For Abstain Against Shares 3 Restructuring Mgmt For Abstain Against 4 Amendments to Articles Mgmt For Abstain Against ______________________________________________________________________________ PT Darma Henwa TBK Ticker Security ID: Meeting Date Meeting Status CINS Y711A6100 06/08/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Election of Directors Mgmt For Abstain Against and Commissioners 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Pt Indika Energy Tbk Ticker Security ID: Meeting Date Meeting Status INDY CINS Y71247103 06/14/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Election of Directors Mgmt For Abstain Against and Commissioners 6 Report on Utilization Mgmt For For For of Public Offering Fund 7 Restated Authority of Mgmt For Abstain Against Commissioners regarding Employee and Management Stock Option Program ("EMSOP") _______________________________________________________________________________ Pt Indika Energy Tbk Ticker Security ID: Meeting Date Meeting Status INDY CINS Y71247103 06/14/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ PT Indo Tambangraya Megah Tbk Ticker Security ID: Meeting Date Meeting Status ITMG CINS Y71244100 04/02/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Dividends/Profits 4 Appointment of Auditor Mgmt For For For 5 Directors' and Mgmt For For For Commissioners' Fees 6 Election of Directors Mgmt For Abstain Against and Commissioners 7 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Sakari Resources Limited Ticker Security ID: Meeting Date Meeting Status AJ1 CINS Y7456M108 04/26/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Chitrapongse Mgmt For For For Kwangsukstith 4 Elect HAN Eng Juan Mgmt For For For 5 Elect Apisit Mgmt For Against Against Rujikeatkamjorn 6 Elect Chatchawal Mgmt For For For Eimsiri 7 Elect Supattanapong Mgmt For For For Punmeechaow 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Offer and Mgmt For For For Grant Options Under the Rules of the Sakari Employee Share Option Plan 12 Authority to Offer and Mgmt For For For Grant Options Under the Rules of the Sakari Employee Share Acquisition Plan 13 Equity Grant to Mgmt For For For Non-Executive Directors 14 Non-Voting Meeting Note N/A N/A N/A N/A ______________________________________________________________________________ Sakari Resources Limited Ticker Security ID: Meeting Date Meeting Status AJ1 CINS Y81705108 08/16/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For Regarding Change in Company Name ________________________________________________________________________________ Semirara Mining Corp. Ticker Security ID: Meeting Date Meeting Status SCC CINS Y7627Y155 05/07/2012 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Ratification of Board Mgmt For For For and Management Acts 4 Approve of Securities Mgmt For For For of Guaranteeing the Loan Obligation 5 Elect David Consunji Mgmt For For For 6 Elect Cesar Buenaventura Mgmt For For For 7 Elect Isidro Consunji Mgmt For For For 8 Elect Victor Consunji Mgmt For For For 9 Elect Jorge Consunji Mgmt For For For 10 Elect Herbert Consunji Mgmt For For For 11 Elect George San Pedro Mgmt For For For 12 Elect Cristina Gotianun Mgmt For For For 13 Elect Edwina Laperal Mgmt For For For 14 Elect Federico Puno Mgmt For Against Against 15 Elect Victor Macalincag Mgmt For For For 16 Appointment of Auditor Mgmt For For For ______________________________________________________________________________ Shougang Fushan Resources Group Limited Ticker Security ID: Meeting Date Meeting Status 0639 CINS Y7760F104 05/25/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LI Shaofeng Mgmt For Against Against 6 Elect CHEN Zhouping Mgmt For For For 7 Elect WONG Lik Ping Mgmt For For For 8 Elect SO Kwok Hoo Mgmt For Against Against 9 Elect ZHANG Yaoping Mgmt For Against Against 10 Elect ZHANG Wenhui Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Repurchased Shares 15 Adoption of New Share Mgmt For Against Against Option Scheme and Termination of Existing Share Option Scheme ______________________________________________________________________________ Tambang Batubara Bukit Asam Tbk Ticker Security ID: Meeting Date Meeting Status PTBA CINS Y8520P101 05/03/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Annual Report Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Election of Mgmt For Abstain Against Commissioners _____________________________________________________________________________ Tambang Batubara Bukit Asam Tbk Ticker Security ID: Meeting Date Meeting Status PTBA CINS Y8520P101 12/22/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For Abstain Against Shares 2 Election of Directors Mgmt For Abstain Against 3 Election of Mgmt For Abstain Against Commissioners ______________________________________________________________________________ Walter Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WLT CUSIP 93317Q105 04/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Beatty Mgmt For Withhold Against 1.2 Elect Howard Clark, Jr. Mgmt For For For 1.3 Elect Jerry Kolb Mgmt For For For 1.4 Elect Patrick Mgmt For For For Kriegshauser 1.5 Elect Joseph Leonard Mgmt For For For 1.6 Elect Graham Mascall Mgmt For Withhold Against 1.7 Elect Bernard Rethore Mgmt For For For 1.8 Elect Walter Scheller, Mgmt For For For III 1.9 Elect Michael Tokarz Mgmt For For For 1.10 Elect A.J. Wagner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ White Energy Company Limited Ticker Security ID: Meeting Date Meeting Status WEC CINS Q9763G104 11/29/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Travers Duncan Mgmt For Against Against 3 Re-elect Graham Cubbin Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Approve Executive Mgmt For For For Retention Plan 6 Equity Grant (MD Brian Mgmt For For For Flannery) _______________________________________________________________________________ Whitehaven Coal Limited Ticker Security ID: Meeting Date Meeting Status WHC CINS Q97664108 04/16/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition of Boardwalk Mgmt For Against Against 3 Increase in NEDs fee cap Mgmt For For For ________________________________________________________________________________ Whitehaven Coal Limited Ticker Security ID: Meeting Date Meeting Status WHC CINS Q97664108 10/28/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect John Conde Mgmt For For For 4 Re-elect Andy Plummer Mgmt For Against Against 5 Approve Increase in Mgmt For For For NEDs' Fee Cap _______________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 02/08/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issue Size Mgmt For For For 3 Bond Period and Mgmt For For For Interest Rate 4 Use of Proceeds Mgmt For For For 5 Arrangement to Place to Mgmt For For For Existing Shareholders 6 Guarantee Mgmt For For For 7 Listing Arrangement Mgmt For For For 8 Methods for Redemption Mgmt For For For and Payment of Interest 9 Warranty for Repayment Mgmt For For For of Bonds 10 Valid Period Mgmt For For For 11 Ratification of Board Mgmt For For For Acts ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 04/23/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of USD Bonds Mgmt For For For 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 06/22/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Fees of Directors and Mgmt For For For Supervisors 7 Liability Insurance Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Labour and Services Mgmt For For For Agreement 10 Insurance Fund Mgmt For For For Administrative Services Agreement 11 Materials Supply Mgmt For For For Agreement 12 Products, Materials and Mgmt For For For Equipment Leasing Agreement 13 Electricity and Heat Mgmt For For For Agreement 14 Financial Services Mgmt For Against Against Agreement 15 Financing Activities Mgmt For For For 16 Extension of Loan Term Mgmt For For For 17 Provision of Guarantee Mgmt For For For 18 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For H Shares _______________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 06/22/2012 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Mgmt For For For Shares ================================= COLOMBIA ETF ================================= ________________________________________________________________________________ Almacenes Exito S.A. Ticker Security ID: Meeting Date Meeting Status EXITO CINS P3782F107 03/16/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Delegation of Committee Mgmt For For For in Charge of Minutes 4 Presentation of Report Mgmt For For For of the Board and CEO 5 Presentation of Mgmt For For For Accounts and Reports 6 Report of the Auditor Mgmt For For For 7 Accounts and Reports Mgmt For Abstain Against 8 Directors' Fees Mgmt For Abstain Against 9 Election of Directors Mgmt For Abstain Against 10 Appointment of Auditor Mgmt For Abstain Against 11 Allocation of Mgmt For For For Profits/Dividends 12 Charitable Donations Mgmt For For For 13 Amendments to Articles Mgmt For Abstain Against 14 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Almacenes Exito S.A. Ticker Security ID: Meeting Date Meeting Status EXITO CINS P3782F107 07/06/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Meeting Mgmt For For For Delegates 4 Approval of Meeting Mgmt For For For Minutes 5 Increase in Authorized Mgmt For For For Capital 6 Issuance of Shares w/o Mgmt For Abstain Against Preemptive Rights 7 Dividend Distribution Mgmt For For For Date 8 Acquisition Mgmt For Abstain Against ________________________________________________________________________________ Banco Davivienda SA Ticker Security ID: Meeting Date Meeting Status PFDAVVND CINS P0918Z130 08/26/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Minutes Mgmt For For For 3 Election of Meeting Mgmt For For For Chairman and Secretary 4 Increase in Authorized Mgmt For Abstain Against Preferred Shares 5 Authority to Issue Mgmt For Abstain Against Preferred Shares 6 Conversion of Common Mgmt For Abstain Against Shares to Preferred Shares 7 Election of Delegates Mgmt For For For in Charge of Meeting Minutes 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Banco Davivienda SA Ticker Security ID: Meeting Date Meeting Status PFDAVVND CINS P0918Z130 09/16/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Meeting Mgmt For For For Chairman and Secretary 4 Report of the Board and Mgmt For For For CEO 5 Report of the Internal Mgmt For For For Control System 6 Report of the Corporate Mgmt For For For Governance Committee 7 Presentation of Mgmt For For For Individual Financial Statements 8 Approval of Individual Mgmt For Abstain Against Financial Statements 9 Presentation of Mgmt For For For Consolidated Financial Statements 10 Approval of Mgmt For Abstain Against Consolidated Financial Statements 11 Allocation of Mgmt For For For Profits/Dividends 12 Transaction of Other Mgmt For Against Against Business 13 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Bancolombia SA Ticker Security ID: Meeting Date Meeting Status BIC CINS P1329P109 03/05/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Committee Mgmt For For For in Charge of Minutes 4 Reports of the Chairman Mgmt For For For and CEO 5 Presentation of Mgmt For For For Accounts and Reports 6 Report of the Auditor Mgmt For For For 7 Accounts and Reports Mgmt For Abstain Against 8 Allocation of Mgmt For For For Profits/Dividends 9 Directors' Fees Mgmt For Abstain Against 10 Appointment of Auditor Mgmt For Abstain Against 11 Authority to Set Mgmt For Abstain Against Auditor's Fees 12 Donations Mgmt For Abstain Against 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Bolsa De Valores De Colombia Ticker Security ID: Meeting Date Meeting Status BVC CINS P17326102 03/29/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Election of the Mgmt For For For Chairman and Secretary of the Meeting 3 Agenda Mgmt For For For 4 Election of Delegates Mgmt For For For in Charge of Meeting Minutes 5 Report of the Board and Mgmt For For For CEO 6 Report of the Auditor Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Amendments to Articles Mgmt For Against Against 10 Election of Directors Mgmt For For For (Independent) 11 Election of Directors Mgmt For For For (Non-Independent) 12 Directors' Fees Mgmt For Abstain Against 13 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 14 Transaction of Other Mgmt For Against Against Business 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ C&C Energia Ltd. Ticker Security ID: Meeting Date Meeting Status CZE CINS 12674A107 05/10/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect James Bertram Mgmt For For For 4 Elect Andrew Evans Mgmt For For For 5 Elect Larry Evans Mgmt For For For 6 Elect Norman Mackenzie Mgmt For Against Against 7 Elect D. Michael Stewart Mgmt For For For 8 Elect Carl Tricoli Mgmt For For For 9 Elect Richard Walls Mgmt For For For 10 Elect Isaac Yanovich Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Canacol Energy Ltd. Ticker Security ID: Meeting Date Meeting Status CNE CINS 134808104 01/27/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Charle Gamba Mgmt For For For 4 Elect Michael Hibberd Mgmt For Against Against 5 Elect Jason Bednar Mgmt For For For 6 Elect Stuart Hensman Mgmt For For For 7 Elect Luis Baena Mgmt For For For 8 Elect Alvaro Barrera Mgmt For For For 9 Elect David Winter Mgmt For For For 10 Elect Dominic Dacosta Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Cementos Argos SA Ticker Security ID: Meeting Date Meeting Status CEMARGOS CINS ADPV14150 03/23/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Meeting Mgmt For For For Delegates 4 Report of the Board and Mgmt For For For CEO 5 Presentation of Mgmt For For For Accounts and Reports 6 Report of the Auditor Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Amendments to Articles Mgmt For For For 10 Election of Directors; Mgmt For Abstain Against Directors' Fees 11 Transaction of Other Mgmt For Against Against Business 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cementos Argos SA Ticker Security ID: Meeting Date Meeting Status CEMARGOS CINS ADPV14150 11/23/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Quorum Mgmt For For For 3 Agenda Mgmt For For For 4 Election of Delegates Mgmt For For For to Approve Minutes 5 Interim Accounts Mgmt For For For 6 Spin-Off of Assets Mgmt For For For 7 Capitalization of Mgmt For For For Reserves 8 Considerations on the Mgmt For Abstain Against Right of Withdrawal ________________________________________________________________________________ Compania Colombiana de Inversiones S.A. Ticker Security ID: Meeting Date Meeting Status COLINVERS CINS P3774N100 03/27/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Delegates Mgmt For For For in Charge of Meeting Minutes 4 Report of the Board and Mgmt For For For Chairman 5 Report of the Auditor Mgmt For For For 6 Presentation of Mgmt For For For Accounts and Reports 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Directors' and Mgmt For Abstain Against Auditor's Fees 10 Amendments to Articles Mgmt For Abstain Against 11 Transaction of Other Mgmt For Against Against Business 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Continental Gold Ltd. Ticker Security ID: Meeting Date Meeting Status CNL CINS G23850103 06/05/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Robert Allen Mgmt For Against Against 4 Elect Ari Sussman Mgmt For For For 5 Elect Patrick Anderson Mgmt For Against Against 6 Elect James Felton Mgmt For For For 7 Elect Jaime Gutierrez Mgmt For For For 8 Elect Paul Murphy Mgmt For Against Against 9 Elect Kenneth Thomas Mgmt For For For 10 Elect Timothy Warman Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Corporacion Financiera Colombiana SA Ticker Security ID: Meeting Date Meeting Status CORFICOL CINS P3138W283 03/01/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Designation of Mgmt For For For Committee in Charge of Minutes 4 Presentation of the Mgmt For For For Reports of Board and Chairman 5 Presentation of Mgmt For For For Accounts and Reports 6 Presentation of Mgmt For For For Auditor's Report 7 Accounts and Reports Mgmt For Abstain Against 8 Allocation of Mgmt For For For Profits/Dividends 9 Presentation of Board's Mgmt For For For Report on Internal Controls 10 Election of Directors Mgmt For Abstain Against (Slate); Board Fees 11 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Corporacion Financiera Colombiana SA Ticker Security ID: Meeting Date Meeting Status CORFICOL CINS P3138W200 09/01/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Delegates Mgmt For For For in Charge of Meeting Minutes 4 Report of the Board of Mgmt For For For Directors 5 Presentation of Accounts Mgmt For For For 6 Presentation of Mgmt For For For Auditor's Report 7 Accounts and Reports Mgmt For Abstain Against 8 Allocation of Mgmt For For For Profits/Dividends 9 Presentation of Board's Mgmt For For For Report on Internal Controls 10 Amendments to Articles Mgmt For For For Regarding Legal Representatives 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Corporacion Financiera Colombiana SA Ticker Security ID: Meeting Date Meeting Status CORFICOL CINS P3138W200 03/01/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Designation of Mgmt For For For Committee in Charge of Minutes 4 Presentation of the Mgmt For For For Reports of Board and Chairman 5 Presentation of Mgmt For For For Accounts and Reports 6 Presentation of Mgmt For For For Auditor's Report 7 Accounts and Reports Mgmt For Abstain Against 8 Allocation of Mgmt For For For Profits/Dividends 9 Presentation of Board's Mgmt For For For Report on Internal Controls 10 Election of Directors Mgmt For Abstain Against (Slate); Board Fees 11 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Eco Oro Minerals Corp. Ticker Security ID: Meeting Date Meeting Status EOM CINS 27887T107 04/27/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Juan Esteban Orduz Mgmt For For For 3 Elect Anna Stylianides Mgmt For Against Against 4 Elect Eduardo Jaramillo Mgmt For For For 5 Elect Hubert Marleau Mgmt For Against Against 6 Elect Jean-Sebastien Mgmt For For For Blanchette 7 Elect Samuel Rubin Mgmt For For For 8 Elect Joao Carrelo Mgmt For For For 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Ecopetrol SA Ticker Security ID: Meeting Date Meeting Status ECOPETROL CUSIP 279158109 03/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Agenda Mgmt For For For 2 Election of Meeting Mgmt For For For Chairman 3 Election of Delegates Mgmt For For For in Charge of Tabulation 4 Election of Delegates Mgmt For For For in Charge of Meeting Minutes 5 Presentation of Mgmt For For For Accounts and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Election of Directors Mgmt For For For ________________________________________________________________________________ Ecopetrol SA Ticker Security ID: Meeting Date Meeting Status ECOPETROL CUSIP 279158109 08/03/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Agenda Mgmt N/A For N/A 2 Election of Meeting Mgmt N/A For N/A Chairman 3 Election of Delegates Mgmt N/A For N/A in Charge of Tabulation 4 Election of Delegates Mgmt N/A For N/A in Charge of Meeting Minutes 5 Elect Amilcar Acosta Mgmt For For For Medina ________________________________________________________________________________ Ecopetrol SA Ticker Security ID: Meeting Date Meeting Status ECOPETROL CUSIP 279158109 10/12/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Agenda Mgmt For For For 2 Appointment of Meeting Mgmt For For For Chairman 3 Appointment of Mgmt For For For Commission in Charge of Elections and Polling 4 Appointment of Mgmt For For For Commission in Charge of Minutes 5 Elect Roberto Ricardo Mgmt For For For Steiner Sampedro ________________________________________________________________________________ Gran Colombia Gold Corp. Ticker Security ID: Meeting Date Meeting Status GCM CINS 38501D204 06/01/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Miguel de la Campa Mgmt For For For 4 Elect Robert Doyle Mgmt For For For 5 Elect Robert Hines Mgmt For Against Against 6 Elect Serafino Iacono Mgmt For For For 7 Elect Augusto Lopez Mgmt For For For 8 Elect Alfonso Caballero Mgmt For For For 9 Elect Hernan Torres Mgmt For For For 10 Elect Robert Metcalfe Mgmt For For For 11 Elect Jaime Perez Mgmt For Against Against Branger 12 Elect Mario Pacheco Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Gran Tierra Energy Inc. Ticker Security ID: Meeting Date Meeting Status GTE CUSIP 38500T101 06/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dana Coffield Mgmt For For For 1.2 Elect Jeffrey Scott Mgmt For For For 1.3 Elect Verne Johnson Mgmt For For For 1.4 Elect Nicholas Kirton Mgmt For For For 1.5 Elect Raymond Antony Mgmt For For For 1.6 Elect J. Scott Price Mgmt For Withhold Against 1.7 Elect Gerald Macey Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Grupo Aval Acciones y Valores SA Ticker Security ID: Meeting Date Meeting Status GRUPOAVAL CINS P4948U129 03/30/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Delegates Mgmt For For For in Charge of Meeting Minutes 4 Report of the Board and Mgmt For For For Chairman 5 Presentation of Mgmt For For For Accounts and Reports 6 Report of the Auditor Mgmt For For For 7 Accounts and Reports Mgmt For Abstain Against 8 Allocation of Mgmt For For For Profits/Dividends 9 Election of Directors Mgmt For Abstain Against 10 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Grupo de Inversiones Suramericana S.A. Ticker Security ID: Meeting Date Meeting Status SURAMINV CINS P4950L108 03/29/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Election of Delegates Mgmt For For For in Charge of Minutes 3 Presentation of Mgmt For For For Management Reports 4 Presentation of Mgmt For For For Accounts and Reports 5 Report of the Auditor Mgmt For For For 6 Accounts and Reports Mgmt For Abstain Against 7 Allocation of Mgmt For For For Profits/Dividends 8 Minimum Preferred Mgmt For Abstain Against Dividend 9 Directors and Auditors' Mgmt For Abstain Against Fees 10 Appointment of Auditor Mgmt For Abstain Against 11 Change of Company Name Mgmt For Abstain Against 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Grupo Nutresa S.A. Ticker Security ID: Meeting Date Meeting Status NUTRESA CINS P5041C114 03/30/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Election of Delegates Mgmt For For For in Charge of Minutes 3 Report of Board and Mgmt For For For Chairman 4 Presentation of Mgmt For For For Accounts and Reports 5 Report of the Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' Fees Mgmt For Abstain Against 9 Authority to Set Mgmt For Abstain Against Auditor's Fees 10 Transaction of Other Mgmt For Against Against Business 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Interconexion Electrica SA Ticker Security ID: Meeting Date Meeting Status ISA CINS P5624U101 03/30/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Meeting Mgmt For For For Chairman 2 Report of the Secretary Mgmt For For For 3 Election of Delegates Mgmt For For For in Charge of Minutes 4 Speech of the Minister Mgmt For For For of Mines and Energy 5 Speech of the Chairman Mgmt For For For Regarding Board 6 Reports of the Board Mgmt For For For and Management 7 Report on Corporate Mgmt For For For Governance 8 Presentation of Mgmt For For For Accounts and Reports 9 Report of the Auditor Mgmt For For For 10 Accounts and Reports Mgmt For Abstain Against 11 Allocation of Mgmt For For For Profits/Dividends 12 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 13 Election of Directors Mgmt For Abstain Against 14 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Inversiones Argos S.A. Ticker Security ID: Meeting Date Meeting Status ARGOS CINS P5864J105 03/28/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Committee Mgmt For For For in Charge of Minutes 4 Report of the Chairman Mgmt For For For and Board 5 Presentation of Mgmt For For For Accounts and Reports 6 Report of the Auditor Mgmt For For For 7 Accounts and Reports Mgmt For Abstain Against 8 Allocation of Mgmt For For For Profits/Dividends 9 Amendments to Articles Mgmt For Abstain Against 10 Transaction of Other Mgmt For Against Against Business 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Inversiones Argos S.A. Ticker Security ID: Meeting Date Meeting Status ARGOS CINS P5864J105 11/24/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Quorum Mgmt For For For 3 Agenda Mgmt For For For 4 Election of Delegates Mgmt For For For to Approve Minutes 5 Amendments to Articles Mgmt For Abstain Against 6 Authority to Issue Mgmt For For For Preferred Shares 7 Listing of Preferred Mgmt For For For Shares 8 Interim Accounts Mgmt For For For 9 Acquisition Mgmt For For For 10 Considerations on the Mgmt For Abstain Against Right of Withdrawal ________________________________________________________________________________ Isagen SA Esp Ticker Security ID: Meeting Date Meeting Status ISAGEN CINS P5892H105 03/27/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Election of Meeting Mgmt For For For Chairman 3 Report of the Secretary Mgmt For For For 4 Election of Delagates Mgmt For For For in Charge of Meeting Minutes 5 Speech from the Mgmt For For For Minister of Mines and Energy 6 Speech from the Mgmt For For For Chairman and Report of the Board 7 Report on Compliance Mgmt For For For with Corporate Governance Code 8 Management Report	 Mgmt For For For 9 Report of Minority Mgmt For For For Shareholders 10 Presentation of Mgmt For For For Accounts and Reports 11 Report of the Auditor	 Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Amendments to Articles Mgmt For For For Regarding Functions of the Board and Representation 15 Elect Marcela Monroy Mgmt For For For Torres 16 Transaction of Other Mgmt For Against Against Business 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Pacific Rubiales Energy Corp. Ticker Security ID: Meeting Date Meeting Status PRE CINS 69480U206 05/31/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Serafino Iacono Mgmt For For For 4 Elect Miguel de la Campa Mgmt For For For 5 Elect Ronald Pantin Mgmt For For For 6 Elect Jose Francisco Mgmt For For For Arata 7 Elect German Efromovich Mgmt For For For 8 Elect Neil Woodyer Mgmt For Against Against 9 Elect Augusto Lopez Mgmt For For For 10 Elect Miguel Rodriguez Mgmt For Against Against 11 Elect Victor Rivera Mgmt For For For 12 Elect Hernan Martinez Mgmt For For For 13 Elect Dennis Mills Mgmt For For For 14 Elect Francisco Sole Mgmt For For For 15 Appointment of Auditor Mgmt For For For and Authority to Set Fees 16 Shareholder Rights' Plan Mgmt For For For ________________________________________________________________________________ Parex Resources Inc. Ticker Security ID: Meeting Date Meeting Status PXT CINS 69946Q104 05/23/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Curtis Bartlett Mgmt For For For 4 Elect John Bechtold Mgmt For For For 5 Elect Robert Engbloom Mgmt For For For 6 Elect Wayne Foo Mgmt For For For 7 Elect Norman McIntyre Mgmt For For For 8 Elect Ronald Miller Mgmt For For For 9 Elect W.A. Peneycad Mgmt For For For 10 Elect Paul Wright Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Renewal of Shareholder Mgmt For For For Rights' Plan 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Petromagdalena Energy Corp. Ticker Security ID: Meeting Date Meeting Status PMD CINS 71672C101 06/05/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Serafino Iacono Mgmt For For For 4 Elect Luis Morelli Mgmt For For For 5 Elect Miguel de la Campa Mgmt For For For 6 Elect Robert Metcalfe Mgmt For For For 7 Elect Jaime Perez Mgmt For For For Branger 8 Elect Ian Mann Mgmt For For For 9 Elect Nelson Ortiz Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Re-Approval of the Mgmt For Against Against Stock Option Plan ________________________________________________________________________________ Petrominerales Ltd. Ticker Security ID: Meeting Date Meeting Status PMG CINS 71673R107 05/10/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Alistair Macdonald Mgmt For Against Against 3 Elect Kenneth McKinnon Mgmt For For For 4 Elect Jerald Oaks Mgmt For For For 5 Elect Ernesto Sarpi Mgmt For For For 6 Elect Enrique Mgmt For For For Umana-Valenzuela 7 Elect John Wright Mgmt For Against Against 8 Elect Geir Ytreland Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Amendment to the Stock Mgmt For For For Option Plan 11 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Tablemac SA Ticker Security ID: Meeting Date Meeting Status TABLEMAC CINS P8902H107 03/29/2012 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Meeting Mgmt For For For Secretary 4 Election of Delegates Mgmt For For For in Charge of Minutes 5 Report of the Board and Mgmt For For For CEO 6 Presentation of Mgmt For For For Accounts and Reports 7 Accounts and Reports Mgmt For Abstain Against 8 Allocation of Mgmt For For For Profits/Dividends 9 Appointment of Auditor Mgmt For Abstain Against 10 Report on MDF Project Mgmt For Abstain Against 11 Transaction of Other Mgmt For Against Against Business =============================== Egypt Index ETF ================================ ________________________________________________________________________________ Al Ezz Steel Rebars Company Ticker Security ID: Meeting Date Meeting Status ESRS CINS M07095108 04/28/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Report of the Board Mgmt For TNA N/A 4 Report of the Auditor Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Related Party Mgmt For TNA N/A Transactions 10 Related Party Mgmt For TNA N/A Transactions 11 Authority to Give Mgmt For TNA N/A Guarantees 12 Charitable Donations Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Al Ezz Steel Rebars Company Ticker Security ID: Meeting Date Meeting Status ESRS CINS M07095108 04/28/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Mgmt For TNA N/A ________________________________________________________________________________ Al Ezz Steel Rebars Company Ticker Security ID: Meeting Date Meeting Status ESRS CINS M07095108 09/10/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts Mgmt For For For 5 Ratification of Board Mgmt For For For Changes; Election of Directors 6 Ratification of Board Mgmt For For For Acts 7 Directors' Fees Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Related Party Mgmt For For For Transactions 10 Charitable Donations Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Amer Group Holding Ticker Security ID: Meeting Date Meeting Status CINS M0989W100 03/31/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For Abstain Against 4 Accounts and Reports Mgmt For Abstain Against 5 Ratification of Board Mgmt For Abstain Against Acts 6 Allocation of Mgmt For Abstain Against Profits/Dividends 7 Directors' Fees Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For Abstain Against 9 Charitable Donations Mgmt For For For ________________________________________________________________________________ Amer Group Holding Ticker Security ID: Meeting Date Meeting Status AMER CINS M0989W100 09/07/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For Abstain Against 5 Authority to Repurchase Mgmt For For For Shares 6 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Amer Group Holding Ticker Security ID: Meeting Date Meeting Status AMER CINS M0989W100 09/07/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Bonus Share Issuance Mgmt For For For 3 Amendments to Articles Mgmt For For For Related to Share Capital 4 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Arab Cotton Ginning Ticker Security ID: Meeting Date Meeting Status ACGC CINS M1359H103 04/23/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Cancellation of Mgmt For For For Treasury Shares 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Arab Cotton Ginning Ticker Security ID: Meeting Date Meeting Status ACGC CINS M1359H103 05/17/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Cancellation of Mgmt For TNA N/A Treasury Shares 3 Amendments to Articles Mgmt For TNA N/A ________________________________________________________________________________ Arab Cotton Ginning Ticker Security ID: Meeting Date Meeting Status ACGC CINS M1359H103 10/05/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For Abstain Against 5 Ratification of Board Mgmt For Abstain Against Acts 6 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 7 Directors' Fees Mgmt For Abstain Against 8 Allocation of Mgmt For Abstain Against Profits/Dividends 9 Charitable Donations Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Centamin Egypt Limited Ticker Security ID: Meeting Date Meeting Status CEY CINS Q2159B110 12/14/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reincorporation Mgmt For For For ________________________________________________________________________________ Centamin Egypt Limited Ticker Security ID: Meeting Date Meeting Status CEY CINS Q2159B110 12/14/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adoption of the New Mgmt For For For Centamin Employee Share Option Plan 2 Amendment to Executive Mgmt For For For LFS Plan 3 Amendment to Employee Mgmt For For For LFS Plan 4 Adoption of the New Mgmt For For For Centamin Executive LFS Plan 5 Adoption of the New Mgmt For For For Centamin Employee LFS Plan ________________________________________________________________________________ Centamin PLC Ticker Security ID: Meeting Date Meeting Status CEY CINS G2055Q105 05/30/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Josef El-Raghy Mgmt For For For 4 Elect Trevor Schultz Mgmt For Against Against 5 Elect Gordon Haslam Mgmt For For For 6 Elect G. Robert Bowker Mgmt For For For 7 Elect Mark Arnesen Mgmt For For For 8 Elect Mark Bankes Mgmt For For For 9 Elect Kevin Tomlinson Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authorisation of Mgmt For For For Electronic Communications 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Citadel Capital Company Ticker Security ID: Meeting Date Meeting Status CCAP CINS M24810117 05/21/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Accounts; Report of the Mgmt For TNA N/A Auditor 4 Ratification of Board Mgmt For TNA N/A Acts 5 Directors' Fees Mgmt For TNA N/A 6 Changes to the Board Mgmt For TNA N/A 7 Related Party Mgmt For TNA N/A Transactions 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Bonus Mgmt For TNA N/A 10 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Citadel Capital Company Ticker Security ID: Meeting Date Meeting Status CCAP CINS M24810117 08/03/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Increase in Authorized Mgmt For Abstain Against Capital; Amendment to Articles ________________________________________________________________________________ Commercial International Bank of Egypt Ticker Security ID: Meeting Date Meeting Status COMI CINS M25561107 03/21/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Report of the Auditor Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A Acts; Directors' Fees 7 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 8 Charitable Donations Mgmt For TNA N/A 9 Related Party Mgmt For TNA N/A Transactions 10 Board Committees' Fees Mgmt For TNA N/A 11 Changes to the Board Mgmt For TNA N/A ________________________________________________________________________________ EFG-Hermes Holding Company Ticker Security ID: Meeting Date Meeting Status HRHO CINS M3047P109 06/02/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Report of the Auditor Mgmt For TNA N/A 4 Accounts Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ EFG-Hermes Holding Company Ticker Security ID: Meeting Date Meeting Status HRHO CINS M3047P109 06/02/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report Regarding Mgmt For TNA N/A Strategic Alliance with QInvest 3 Strategic Alliance Mgmt For TNA N/A 4 Transfer of Seed Funding Mgmt For TNA N/A 5 Report of Independent Mgmt For TNA N/A Financial Advisor 6 Put and Call Options Mgmt For TNA N/A Related to Strategic Alliance 7 Board Authority to Take Mgmt For TNA N/A Necessary Action ________________________________________________________________________________ Egypt Kuwait Holding Co. Ticker Security ID: Meeting Date Meeting Status EKHO CINS M3400B101 03/03/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts Mgmt For Abstain Against 5 Allocation of Mgmt For For For Profits/Dividend 6 Ratification of Board Mgmt For Abstain Against Acts 7 Directors' Fees Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Charitable Donations Mgmt For For For 10 Election of Directors Mgmt For Abstain Against 11 Authority to Execute Mgmt For Abstain Against Compensation Contracts 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Egyptian Company for Mobile Services (MobiNiL) Ticker Security ID: Meeting Date Meeting Status EMOB CINS M3126P103 03/22/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Related Party Mgmt For For For Transactions 5 Accounts and Reports Mgmt For For For 6 Changes to the Board Mgmt For For For 7 Ratification of Board Mgmt For For For Acts 8 Directors' Fees Mgmt For Abstain Against 9 Charitable Donations Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Egyptian Company for Mobile Services (MobiNiL) Ticker Security ID: Meeting Date Meeting Status EMOB CINS M3126P103 03/22/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Authorization of Legal Mgmt For For For Formalities 4 Minutes Mgmt For For For ________________________________________________________________________________ Egyptian Financial & Industrial Co. Ticker Security ID: Meeting Date Meeting Status EFIC CINS M3383M108 04/28/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Report of the Auditor Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Ratification of Board Mgmt For TNA N/A Acts 6 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 7 Charitable Donations Mgmt For TNA N/A 8 Directors' Fees Mgmt For TNA N/A 9 Related Party Mgmt For TNA N/A Transactions 10 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Elswedy Cables Holding Co Ticker Security ID: Meeting Date Meeting Status SWDY CINS M398AL106 01/30/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Elswedy Cables Holding Co Ticker Security ID: Meeting Date Meeting Status SWDY CINS M398AL106 04/22/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Related Party Mgmt For For For Transactions 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Board Mgmt For For For Acts 8 Directors' Fees Mgmt For Abstain Against 9 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 10 Charitable Donations Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Juhayna Food Industries Ticker Security ID: Meeting Date Meeting Status JUFO CINS M62324104 02/05/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Mgmt For For For Authorized Share Capital 3 Amendments to Articles Mgmt For For For Regarding Share Capital 4 Property Sale Mgmt For For For ________________________________________________________________________________ Juhayna Food Industries Ticker Security ID: Meeting Date Meeting Status JUFO CINS M62324104 03/24/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For Abstain Against 4 Accounts and Reports Mgmt For Abstain Against 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Board Mgmt For Abstain Against Acts 7 Election of Directors Mgmt For For For 8 Directors' Fees Mgmt For Abstain Against 9 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 10 Charitable Donations Mgmt For For For ________________________________________________________________________________ Maridive & Oil Services Ticker Security ID: Meeting Date Meeting Status MOIL CINS M6811V103 03/25/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Accounts and Reports Mgmt For Abstain Against 4 Report of the Auditor Mgmt For Abstain Against 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Board Mgmt For Abstain Against Acts 7 Changes to the Board Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees ________________________________________________________________________________ Maridive & Oil Services Ticker Security ID: Meeting Date Meeting Status MOIL CINS M6811V103 06/18/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Extension of Continuance Mgmt For TNA N/A 3 Amendments to Articles Mgmt For TNA N/A ________________________________________________________________________________ Maridive & Oil Services Ticker Security ID: Meeting Date Meeting Status MOIL CINS M6811V103 09/12/2011 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Increase in Authorized Mgmt For TNA N/A Capital 3 Amendments to Articles Mgmt For TNA N/A Regarding Share Capital ________________________________________________________________________________ Nasr City Company for Housing & Development Ticker Security ID: Meeting Date Meeting Status MNHD CINS M7074M103 04/30/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Report of the Auditor Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Bonus Share Issuance Mgmt For TNA N/A 6 Charitable Donations Mgmt For TNA N/A 7 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 8 Directors' Fees Mgmt For TNA N/A 9 Audit Committee Fees Mgmt For TNA N/A 10 Ratification of Board Mgmt For TNA N/A Acts 11 Changes to the Board Mgmt For TNA N/A 12 Transaction of Other Mgmt For TNA N/A Business ________________________________________________________________________________ Nasr City Company for Housing & Development Ticker Security ID: Meeting Date Meeting Status MNHD CINS M7074M103 04/30/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Mgmt For TNA N/A 3 Authorization of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ National Societe Generale Bank S.A.E. Ticker Security ID: Meeting Date Meeting Status NSGB CINS M7245L109 03/25/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For Abstain Against Profits/Dividends 6 Ratification of Board Mgmt For For For Acts 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Transfer of Reserves Mgmt For For For 10 Charitable Donations Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ National Societe Generale Bank S.A.E. Ticker Security ID: Meeting Date Meeting Status NSGB CINS M7245L109 03/25/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Special Dividend Mgmt For For For 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Nile Cotton Ginning Ticker Security ID: Meeting Date Meeting Status NCGC CINS M7498F106 10/15/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Financial Statements Mgmt For Abstain Against 5 Ratification of Board Mgmt For Abstain Against Acts 6 Team Work Agreement Mgmt For Abstain Against 7 Directors' Fees Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Charitable Donations Mgmt For For For ________________________________________________________________________________ Orascom Construction Industries Ticker Security ID: Meeting Date Meeting Status OCIC CINS 68554N106 05/17/2012 Voted Meeting Type Country of Trade Annual Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts Mgmt For For For 5 Allocation of Mgmt For Abstain Against Profits/Dividends 6 Ratification of Board Mgmt For For For Acts 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Charitable Donations Mgmt For For For ________________________________________________________________________________ Orascom Construction Industries Ticker Security ID: Meeting Date Meeting Status OCIC CINS 68554N106 05/17/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 The Demerger Agreement Mgmt For For For 3 Assignment of Mgmt For For For Construction Contracts to the Demerged Company 4 Implementation of the Mgmt For For For Demerger 5 Draft of the Demerger Mgmt For For For Contract 6 Continuation of Listing Mgmt For For For the Shares of the Demerging Company 7 Listing of Shares of Mgmt For For For the Demerged Company 8 Approval of Actions to Mgmt For For For Be Taken Towards Creditors 9 Allocation of Employees Mgmt For For For 10 Equity Compensation Mgmt For For For Plan of the Demerged Company 11 Transitional Services Mgmt For For For Contract 12 Authorize Board to Mgmt For For For Ratify and Execute Approved Resolutions ________________________________________________________________________________ Orascom Construction Industries Ticker Security ID: Meeting Date Meeting Status OCIC CINS 68554N106 06/07/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Solidarity Mgmt For For For Warrant Contract 2 Approval of Solidarity Mgmt For For For Warrant Contract 3 Authority to Give Mgmt For For For Guarantees 4 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Orascom Telecom Holdings Sae Ticker Security ID: Meeting Date Meeting Status ORTE CINS 68554W205 05/03/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Directors' Fees Mgmt For Abstain Against 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Related Party Mgmt For Abstain Against Transactions 9 Charitable Donations Mgmt For For For 10 Authority to Give Mgmt For For For Guarantees 11 Changes to the Board Mgmt For For For ________________________________________________________________________________ Orascom Telecom Holdings Sae Ticker Security ID: Meeting Date Meeting Status ORTE CINS 68554W205 10/23/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Adjustments to the Demerger Plan 3 Authority to Modify Mgmt For For For Internal Ownership Structure 4 Ratification of Mgmt For For For Amendments to the Demerger Agreement 5 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Palm Hills Development Company Ticker Security ID: Meeting Date Meeting Status CINS M7778G105 03/31/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Directors' Fees Mgmt For Abstain Against 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Ratification of Board Mgmt For For For Acts 9 Charitable Donations Mgmt For For For 10 Formation of Special Mgmt For For For Reserve 11 Related Party Mgmt For Abstain Against Transactions 12 Related Party Mgmt For Abstain Against Transactions 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sidi Kerir Petrochemicals Company Ticker Security ID: Meeting Date Meeting Status SKPC CINS M8411S100 03/29/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For Abstain Against 4 Accounts and Reports Mgmt For Abstain Against 5 Allocation of Mgmt For Abstain Against Profits/Dividends 6 Directors' Fees Mgmt For Abstain Against 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Charitable Donations Mgmt For For For 9 Ratification of Board Mgmt For Abstain Against Acts 10 Election of Directors Mgmt For For For ________________________________________________________________________________ Sidi Kerir Petrochemicals Company Ticker Security ID: Meeting Date Meeting Status SKPC CINS M8411S100 05/15/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Use of Land Mgmt For TNA N/A ________________________________________________________________________________ Sixth of October Development & Investment Ticker Security ID: Meeting Date Meeting Status OCDI CINS M84139100 05/15/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of the Board Mgmt For TNA N/A 3 Report of the Auditor Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 6 Related Party Mgmt For TNA N/A Transactions 7 Directors' Fees Mgmt For TNA N/A 8 Charitable Donations Mgmt For TNA N/A 9 Ratification of Board Mgmt For TNA N/A Acts 10 Election of Directors Mgmt For TNA N/A ________________________________________________________________________________ Talaat Moustafa Group (TMG) Holding Ticker Security ID: Meeting Date Meeting Status TMGH CINS M8763H108 03/28/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Ratification of Board Mgmt For For For Acts 6 Approval of Charitable Mgmt For For For Donations in the 2011 Fiscal Year 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Directors' Fees Mgmt For Abstain Against 9 Authorize Charitable Mgmt For For For Donations in the 2012 Fiscal Year 10 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL CINS M87886103 01/29/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL CINS M87886103 01/29/2012 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Salary Restructuring Mgmt For Abstain Against Plan for Employees 3 Ratification of Mgmt For For For Co-option of Board Members 4 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL CINS M87886103 03/12/2012 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Report of the Board Mgmt For TNA N/A 4 Report of the Auditor Mgmt For TNA N/A 5 Accounts Mgmt For TNA N/A 6 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 7 Ratification of Board Mgmt For TNA N/A Acts 8 Charitable Donations Mgmt For TNA N/A 9 Directors' Fees Mgmt For TNA N/A 10 Authority to Sign Mgmt For TNA N/A Contracts 11 Allocation of Mgmt For TNA N/A Profits/Dividend 12 Property Sale Mgmt For TNA N/A 13 Cancellation of Auto Mgmt For TNA N/A Entitlement System for Senior Management ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL CINS M87886103 08/16/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Articles Mgmt For Abstain Against ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL CINS M87886103 08/16/2011 Voted Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of CEO Mgmt For For For 3 Elect Adel Abd Elaziz Mgmt For For For 4 Elect Independent Mgmt For For For Director 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Related Party Mgmt For For For Transactions 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ TransGlobe Energy Corporation Ticker Security ID: Meeting Date Meeting Status TGL CINS 893662106 05/08/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Robert Halpin Mgmt For For For 4 Elect Ross Clarkson Mgmt For For For 5 Elect Lloyd Herrick Mgmt For For For 6 Elect Erwin Noyes Mgmt For Against Against 7 Elect Geoffrey Chase Mgmt For For For 8 Elect Fred Dyment Mgmt For For For 9 Elect Gary Guidry Mgmt For For For 10 Elect Robert Jennings Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business ========================== Environmental Services ETF ========================== ________________________________________________________________________________ Calgon Carbon Corporation Ticker Security ID: Meeting Date Meeting Status CCC CUSIP 129603106 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Lyons Mgmt For For For 1.2 Elect William Newlin Mgmt For Withhold Against 1.3 Elect John Stanik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation _______________________________________________________________________________ Casella Waste Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CWST CUSIP 147448104 10/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Doody Mgmt For For For 1.2 Elect James McManus Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Clean Harbors, Inc. Ticker Security ID: Meeting Date Meeting Status CLH CUSIP 184496107 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan McKim Mgmt For For For 1.2 Elect Rod Marlin Mgmt For Withhold Against 1.3 Elect John Preston Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Management Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Covanta Holding Corporation Ticker Security ID: Meeting Date Meeting Status CVA CUSIP 22282E102 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Barse Mgmt For For For 1.2 Elect Ronald Broglio Mgmt For For For 1.3 Elect Peter Bynoe Mgmt For Withhold Against 1.4 Elect Linda Fisher Mgmt For For For 1.5 Elect Joseph Holsten Mgmt For For For 1.6 Elect Anthony Orlando Mgmt For For For 1.7 Elect William Pate Mgmt For For For 1.8 Elect Robert Silberman Mgmt For For For 1.9 Elect Jean Smith Mgmt For For For 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against Against For Regarding Pay for Superior Performance ________________________________________________________________________________ Darling International Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall Stuewe Mgmt For For For 2 Elect O. Thomas Albrecht Mgmt For For For 3 Elect D. Eugene Ewing Mgmt For For For 4 Elect Charles Macaluso Mgmt For For For 5 Elect John March Mgmt For For For 6 Elect Michael Rescoe Mgmt For For For 7 Elect Michael Urbut Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 2012 Omnibus Incentive Mgmt For For For Plan ________________________________________________________________________________ Fuel Tech Inc. Ticker Security ID: Meeting Date Meeting Status FTEK CUSIP 359523107 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas Bailey Mgmt For For For 1.2 Elect Miguel Espinosa Mgmt For For For 1.3 Elect W. Grant Gregory Mgmt For For For 1.4 Elect Charles Grinnell Mgmt For Withhold Against 1.5 Elect Thomas Jones Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Thomas Shaw, Jr. Mgmt For For For 1.8 Elect Delbert Williamson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Layne Christensen Company Ticker Security ID: Meeting Date Meeting Status LAYN CUSIP 521050104 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Brown Mgmt For For For 1.2 Elect J. Samuel Butler Mgmt For For For 1.3 Elect Robert Gilmore Mgmt For For For 1.4 Elect Anthony Helfet Mgmt For For For 1.5 Elect Nelson Obus Mgmt For For For 1.6 Elect Jeffrey Reynolds Mgmt For For For 1.7 Elect Rene Robichaud Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Metalico, Inc. Ticker Security ID: Meeting Date Meeting Status MEA CUSIP 591176102 06/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carlos Aguero Mgmt For For For 2 Elect Michael Drury Mgmt For For For 3 Elect Bret Maxwell Mgmt For For For 4 Elect Walter Barandiaran Mgmt For Against Against 5 Elect Paul Garrett Mgmt For For For 6 Elect Sean Duffy Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nalco Holding Company Ticker Security ID: Meeting Date Meeting Status NLC CUSIP 62985Q101 11/30/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Newpark Resources, Inc. Ticker Security ID: Meeting Date Meeting Status NR CUSIP 651718504 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Anderson Mgmt For For For 1.2 Elect Jerry Box Mgmt For For For 1.3 Elect George Finley Mgmt For For For 1.4 Elect Paul Howes Mgmt For For For 1.5 Elect James McFarland Mgmt For For For 1.6 Elect Gary Warren Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For _______________________________________________________________________________ Perma-Fix Environmental Services, Inc. Ticker Security ID: Meeting Date Meeting Status PESI CUSIP 714157104 08/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Louis Centofanti Mgmt For For For 1.2 Elect Robert Ferguson Mgmt For For For 1.3 Elect Jack Lahav Mgmt For For For 1.4 Elect Joe Reeder Mgmt For For For 1.5 Elect Larry Shelton Mgmt For For For 1.6 Elect Charles Young Mgmt For For For 1.7 Elect Mark Zwecker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Progressive Waste Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status BIN CUSIP 74339G101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Michael DeGroote Mgmt For For For 2.2 Elect Michael DeGroote Mgmt For For For 2.3 Elect John Dillon Mgmt For For For 2.4 Elect James Forese Mgmt For For For 2.5 Elect Jeffrey Keefer Mgmt For For For 2.6 Elect Douglas Knight Mgmt For For For 2.7 Elect Daniel Milliard Mgmt For Withhold Against 2.8 Elect Joseph Quarin Mgmt For For For 3 Amendment to By-Law No.1 Mgmt For For For ________________________________________________________________________________ Rentech, Inc. Ticker Security ID: Meeting Date Meeting Status RTK CUSIP 760112102 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect D. Hunt Ramsbottom Mgmt For For For 1.2 Elect Halbert Washburn Mgmt For For For 2 Approval of the Tax Mgmt For For For Benefit Preservation Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Republic Services, Inc. Ticker Security ID: Meeting Date Meeting Status RSG CUSIP 760759100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Crownover Mgmt For For For 2 Elect William Flynn Mgmt For For For 3 Elect Michael Larson Mgmt For For For 4 Elect Nolan Lehmann Mgmt For For For 5 Elect W. Lee Nutter Mgmt For For For 6 Elect Ramon Rodriguez Mgmt For For For 7 Elect Donald Slager Mgmt For For For 8 Elect Allan Sorensen Mgmt For For For 9 Elect John Trani Mgmt For For For 10 Elect Michael Wickham Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding the Approval of Survivor Benefits (Golden Coffins) 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Shaw Group Inc. Ticker Security ID: Meeting Date Meeting Status SHAW CUSIP 820280105 01/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Daniel Hoffler Mgmt For Withhold Against 1.4 Elect David Hoyle Mgmt For For For 1.5 Elect Michael Mancuso Mgmt For For For 1.6 Elect Albert McAlister Mgmt For Withhold Against 1.7 Elect Stephen Tritch Mgmt For For For 1.8 Elect Thomas Capps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Stericycle, Inc. Ticker Security ID: Meeting Date Meeting Status SRCL CUSIP 858912108 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark Miller Mgmt For For For 2 Elect Jack Schuler Mgmt For For For 3 Elect Thomas Brown Mgmt For For For 4 Elect Rod Dammeyer Mgmt For For For 5 Elect William Hall Mgmt For For For 6 Elect Jonathan Lord Mgmt For For For 7 Elect John Patience Mgmt For For For 8 Elect James Mgmt For For For Reid-Anderson 9 Elect Ronald Spaeth Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Tetra Tech, Inc. Ticker Security ID: Meeting Date Meeting Status TTEK CUSIP 88162G103 02/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dan Batrack Mgmt For For For 1.2 Elect Hugh Grant Mgmt For Withhold Against 1.3 Elect Patrick Haden Mgmt For Withhold Against 1.4 Elect J. Christopher Mgmt For For For Lewis 1.5 Elect Albert Smith Mgmt For For For 1.6 Elect J. Kenneth Mgmt For For For Thompson 1.7 Elect Richard Truly Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ US Ecology, Inc. Ticker Security ID: Meeting Date Meeting Status ECOL CUSIP 91732J102 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Victor Barnhart Mgmt For Against Against 2 Elect James Baumgardner Mgmt For For For 3 Elect Joe Colvin Mgmt For For For 4 Elect Daniel Fox Mgmt For For For 5 Elect Jeffrey Merrifield Mgmt For For For 6 Elect John Poling Mgmt For For For 7 Elect Stephen Romano Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Veolia Environnement Ticker Security ID: Meeting Date Meeting Status VIE CUSIP 92334N103 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts Mgmt For For For and Reports 3 Approval of Non Mgmt For For For Tax-Deductible Expenses 4 Allocation of Mgmt For For For Profits/Dividends 5 Scrip Dividend Mgmt For For For 6 Related Party Mgmt For For For Transactions 7 Elect Jacques Mgmt For For For Aschenbroich 8 Elect Maryse Aulagnon Mgmt For For For 9 Elect Nathalie Rachou Mgmt For For For 10 Elect Georges Ralli Mgmt For For For (Groupama SA) 11 Elect Serge Michel Mgmt For Against Against 12 Ratification of the Mgmt For For For Co-option of Olivier Mareuse (Caisse de depots et consignations) 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities w/ Preemptive Rights 15 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities w/o Preemptive Rights 16 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities Through Private Placement 17 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 18 Authority to Increase Mgmt For For For Capital Through Capitalizations 19 Authority to Increase Mgmt For Against Against Share Issuance Limit 20 Employee Stock Purchase Mgmt For For For Plan 21 Employee Stock Purchase Mgmt For For For Plan for Overseas Employees 22 Authority to Cancel Mgmt For For For Shares and Reduce Capital 23 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Waste Connections, Inc. Ticker Security ID: Meeting Date Meeting Status WCN CUSIP 941053100 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Harlan Mgmt For For For 2 Elect William Razzouk Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect Pastora Cafferty Mgmt For For For 3 Elect Frank Clark, Jr. Mgmt For For For 4 Elect Patrick Gross Mgmt For Against Against 5 Elect John Pope Mgmt For For For 6 Elect W. Robert Reum Mgmt For For For 7 Elect Steven Rothmeier Mgmt For For For 8 Elect David Steiner Mgmt For For For 9 Elect Thomas Weidemeyer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the Mgmt For For For Employee Stock Purchase Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting ================================== Gaming ETF ================================== ________________________________________________________________________________ Ameristar Casinos, Inc. Ticker Security ID: Meeting Date Meeting Status ASCA CUSIP 03070Q101 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Steinbauer Mgmt For Withhold Against 1.2 Elect Leslie Nathanson Mgmt For For For Juris 2 Ratification of Auditor Mgmt For For For 3 Re-Approval of Mgmt For For For Performance-Based Annual Bonus Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aristocrat Leisure Limited Ticker Security ID: Meeting Date Meeting Status ALL CINS Q0521T108 05/02/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Rosalind Dubs Mgmt For For For 3 Equity Grant (MD/CEO Mgmt For For For Jamie Odell) 4 Remuneration Report Mgmt For For For _______________________________________________________________________________ Bally Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status BYI CUSIP 05874B107 12/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Guido Mgmt For For For 1.2 Elect Kevin Verner Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Berjaya Sports Toto Berhad Ticker Security ID: Meeting Date Meeting Status BJTOTO CINS Y0849N107 10/20/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect Robin TAN Yeong Mgmt For For For Ching 4 Elect SEOW Swee Pin Mgmt For For For 5 Elect Dickson TAN Yong Mgmt For For For Loong 6 Elect THONG Yaw Hong Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Related Party Mgmt For For For Transactions 10 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Betsson AB Ticker Security ID: Meeting Date Meeting Status BETS'B CINS W1556U104 05/11/2012 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits Mgmt For For For and Dividends 14 Ratification of Board Mgmt For For For and Management Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Mgmt For Against Against Fees 17 Election of Directors Mgmt For For For 18 Nomination Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Stock Split Mgmt For For For 21 Cancellation of Shares Mgmt For For For 22 Bonus Issue Mgmt For For For 23 Authority to Repurchase Mgmt For For For Shares and Issue Treasury Shares 24 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 25 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Betsson AB Ticker Security ID: Meeting Date Meeting Status BETS'B CINS W1556U104 11/14/2011 Voted Meeting Type Country of Trade Special Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Warrant Plan for Mgmt For Against Against Employees in Sweden 10 Stock Option Plan for Mgmt For Against Against Employees Abroad 11 Authority to Issue Mgmt For Against Against Warrants 12 Authority to Repurchase Mgmt For Against Against Shares and Transfer Reserves 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Boyd Gaming Corporation Ticker Security ID: Meeting Date Meeting Status BYD CUSIP 103304101 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Boughner Mgmt For Withhold Against 1.2 Elect William R. Boyd Mgmt For For For 1.3 Elect William S. Boyd Mgmt For For For 1.4 Elect RIchard Flaherty Mgmt For For For 1.5 Elect Thomas Girardi Mgmt For For For 1.6 Elect Marianne Boyd Mgmt For For For Johnson 1.7 Elect Billy McCoy Mgmt For For For 1.8 Elect Frederick Schwab Mgmt For For For 1.9 Elect Keith Smith Mgmt For For For 1.10 Elect Christine Spadafor Mgmt For For For 1.11 Elect Peter Thomas Mgmt For For For 1.12 Elect Veronica Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Stock Incentive Mgmt For For For Plan ________________________________________________________________________________ Bwin.Party Digital Entertainment PLC Ticker Security ID: Meeting Date Meeting Status BPTY CINS X0829R103 06/07/2012 Voted Meeting Type Country of Trade Annual Gibraltar Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Allocation of Mgmt For For For Profits/Dividends 6 Elect Per Afrell Mgmt For For For 7 Elect Joachim Baca Mgmt For For For 8 Elect Manfred Bodner Mgmt For For For 9 Elect Tim Bristow Mgmt For For For 10 Elect Simon Duffy Mgmt For For For 11 Elect Helmut Kern Mgmt For For For 12 Elect Lord Lewis Moonie Mgmt For For For 13 Elect Rod Perry Mgmt For For For 14 Elect Georg Riedl Mgmt For Against Against 15 Elect Jim Ryan Mgmt For For For 16 Elect Norbert Mgmt For For For Teufelberger 17 Elect Martin Weigold Mgmt For For For 18 Elect Geoff Baldwin Mgmt For For For 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Repurchase Mgmt For For For Shares 26 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Bwin.Party Digital Entertainment PLC Ticker Security ID: Meeting Date Meeting Status BPTY CINS X0829R103 06/07/2012 Voted Meeting Type Country of Trade Special Gibraltar Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reduction in Share Mgmt For For For Premium Account ________________________________________________________________________________ Bwin.Party Digital Entertainment PLC Ticker Security ID: Meeting Date Meeting Status BPTY CINS X0829R103 10/06/2011 Voted Meeting Type Country of Trade Court Gibraltar Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Intra-Group Demerger Mgmt For For For ________________________________________________________________________________ Churchill Downs Incorporated Ticker Security ID: Meeting Date Meeting Status CHDN CUSIP 171484108 06/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leonard Coleman, Mgmt For For For Jr. 1.2 Elect Craig Duchossois Mgmt For For For 1.3 Elect Robert Evans Mgmt For For For 1.4 Elect G. Watts Mgmt For For For Humphrey, Jr. 2 Ratification of Auditor Mgmt For For For 3 Approval of Performance Mgmt For For For Goals and Maximum Awards Payable Under the Incentive Compensation Plan 4 Executive Annual Mgmt For For For Incentive Plan 5 Amendment to the 2007 Mgmt For For For Omnibus Stock Incentive Plan 6 Amendment to the 2000 Mgmt For For For Employee Stock Purchase Plan 7 Miscellaneous Article Mgmt For Against Against Amendments 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Consolidated Media Holdings Limited Ticker Security ID: Meeting Date Meeting Status CMJ CINS Q2784N109 10/27/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect John Alexander Mgmt For For For 2 Re-elect Geoff Dixon Mgmt For For For 3 Remuneration Report Mgmt For For For ________________________________________________________________________________ Crown Limited Ticker Security ID: Meeting Date Meeting Status CWN CINS Q3014T106 10/27/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harold Mitchell Mgmt For For For 2 Re-elect John Alexander Mgmt For For For 3 Re-elect Chris Corrigan Mgmt For For For 4 Re-elect Geoff Dixon Mgmt For For For 5 Remuneration Report Mgmt For Against Against 6 Approve Increase in Mgmt For For For NEDs' Fee Cap 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Galaxy Entertainment Group Limited Ticker Security ID: Meeting Date Meeting Status 0027 CINS Y2679D118 05/22/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Francis LUI Yiu Mgmt For Against Against Tung 5 Elect Anthony T. C. Mgmt For For For Carter 6 Elect Patrick WONG Lung Mgmt For Against Against Tak 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Right 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Genting Berhad Ticker Security ID: Meeting Date Meeting Status GENTING CINS Y26926116 06/14/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Elect LIM Kok Thay Mgmt For Against Against 4 Elect Hashim bin Nik Mgmt For For For Yusoff 5 Elect Mohammed Hanif Mgmt For For For bin Omar 6 Elect LIN See Yan Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Repurchase Mgmt For For For Shares 9 Waiver of Mandatory Mgmt For For For Takeover Requirement 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Genting Malaysia Berhad Ticker Security ID: Meeting Date Meeting Status RESORTS CINS Y2698A103 06/13/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Elect QUAH Chek Tin Mgmt For For For 4 Elect Mohammed Hanif Mgmt For For For bin Omar 5 Elect Alwi Jantan Mgmt For For For 6 Elect Clifford Herbert Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Repurchase Mgmt For For For Shares 9 Waiver of Mandatory Mgmt For For For Takeover Requirement 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Related Party Mgmt For For For Transactions _______________________________________________________________________________ Global Cash Access Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status GCA CUSIP 378967103 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott Betts Mgmt For For For 1.2 Elect E. Miles Kilburn Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Great Canadian Gaming Corporation Ticker Security ID: Meeting Date Meeting Status GC CINS 389914102 06/14/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Neil Baker Mgmt For For For 3 Elect Rod Baker Mgmt For For For 4 Elect Earnest Beaudin Mgmt For For For 5 Elect Richard Buski Mgmt For For For 6 Elect Larry Campbell Mgmt For For For 7 Elect Will Dimma Mgmt For For For 8 Elect Thomas Gaffney Mgmt For For For 9 Elect Patrick Keenan Mgmt For For For 10 Elect Peter Meredith Mgmt For For For 11 Elect David Prupas Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Amendment to the 2007 Mgmt For For For Stock Option Plan ________________________________________________________________________________ Heiwa Corp Ticker Security ID: Meeting Date Meeting Status 6412 CINS J19194109 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Katsuya Minei Mgmt For For For 3 Elect Toshinobu Mgmt For For For Moromizato 4 Elect Toshio Yoshino Mgmt For For For 5 Elect Yasuaki Ikemoto Mgmt For For For 6 Elect Yutaka Ohta Mgmt For Against Against 7 Elect Tamiki Kaneshi Mgmt For Against Against 8 Retirement and Special Mgmt For For For Allowances for Director(s) and Statutory Auditor(s) ________________________________________________________________________________ IG Group Holdings plc Ticker Security ID: Meeting Date Meeting Status IGG CINS G4753Q106 10/06/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Christopher Hill Mgmt For For For 5 Elect Stephen Hill Mgmt For For For 6 Elect David Currie Mgmt For Against Against 7 Elect Jonathan Davie Mgmt For Against Against 8 Elect Peter Hetherington Mgmt For For For 9 Elect Tim Howkins Mgmt For For For 10 Elect Martin Jackson Mgmt For Against Against 11 Elect Andrew MacKay Mgmt For For For 12 Elect Nat le Roux Mgmt For Against Against 13 Elect Roger Yates Mgmt For Against Against 14 Appointment of Auditor Mgmt For Against Against 15 Authority to Set Mgmt For Against Against Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902102 03/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Janice Chaffin Mgmt For For For 1.3 Elect Greg Creed Mgmt For For For 1.4 Elect Patti Hart Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect David Roberson Mgmt For For For 1.7 Elect Vincent Sadusky Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Isle of Capri Casinos, Inc. Ticker Security ID: Meeting Date Meeting Status ISLE CUSIP 464592104 10/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Goldstein Mgmt For For For 1.2 Elect Alan Glazer Mgmt For Withhold Against 1.3 Elect Scott Schubert Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Kangwon Land, Inc. Ticker Security ID: Meeting Date Meeting Status 035250 CINS Y4581L105 03/29/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Kangwon Land, Inc. Ticker Security ID: Meeting Date Meeting Status 035250 CINS Y4581L105 07/12/2011 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect LEE Sung Jae Mgmt For Against Against 4 Elect CHO Kyu Hyung Mgmt For N/A N/A 5 Elect CHA Sang Koo Mgmt For N/A N/A 6 Elect CHOI Heung Jip Mgmt For N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect KIM Sung Won Mgmt For Against Against 9 Elect KIM Won Chang Mgmt For Against Against 10 Elect KIM Jung Shik Mgmt For Against Against 11 Elect LIM Hee Jin Mgmt For Against Against 12 Elect KWON Kyu Sub Mgmt For Against Against 13 Elect MOON Shi Young Mgmt For Against Against 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ladbrokes Plc Ticker Security ID: Meeting Date Meeting Status LAD CINS G5337D107 04/19/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ian Bull Mgmt For For For 4 Elect Peter Erskine Mgmt For For For 5 Elect Richard Glynn Mgmt For For For 6 Elect Richard Ames Mgmt For For For 7 Elect Sly Bailey Mgmt For For For 8 Elect John Jarvis Mgmt For For For 9 Elect John Kelly Mgmt For For For 10 Elect Christopher Mgmt For For For Rodrigues 11 Elect Darren Shapland Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Directors' Remuneration Mgmt For Against Against Report 15 Authorisation of Mgmt For For For Political Donations 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Amendment to the SAYE Mgmt For For For share option scheme ________________________________________________________________________________ Las Vegas Sands Corp. Ticker Security ID: Meeting Date Meeting Status LVS CUSIP 517834107 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jason Ader Mgmt For For For 1.2 Elect Michael Leven Mgmt For For For 1.3 Elect Jeffrey Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lottomatica Group S.p.A. Ticker Security ID: Meeting Date Meeting Status LTO CINS T6326Y108 05/09/2012 Take No Action Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends; Authority to Amend Auditor's Fees 5 Authority to Repurchase Mgmt For TNA N/A and Reissue Shares 6 Remuneration report Mgmt For TNA N/A 7 2012-2018 Stock Option Mgmt For TNA N/A Plan 8 2012-2016 Stock Grant Mgmt For TNA N/A Plan 9 Election of Director Mgmt For TNA N/A ________________________________________________________________________________ Melco Crown Entertainment Limited Ticker Security ID: Meeting Date Meeting Status MPEL CUSIP 585464100 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ratification of the Mgmt For For For Audited Financial Statements for Fiscal Year 2011 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 4 Authority to Issue Mgmt For Against Against Repurchased Shares 5 Authority to Repurchase Mgmt For For For Shares 6 Elect Lawrence Ho Mgmt For For For 7 Elect James Packer Mgmt For For For 8 Elect John Wang Mgmt For For For 9 Elect Yuk Chung Mgmt For For For 10 Elect William Nisbet Mgmt For For For 11 Elect Rowen Craigie Mgmt For For For 12 Elect James MacKenzie Mgmt For For For 13 Elect Thomas Wu Mgmt For For For 14 Elect Yiu Tsui Mgmt For Against Against 15 Elect Robert Mactier Mgmt For For For 16 Directors' Fees Mgmt For Against Against 17 Adoption of Chinese Name Mgmt For For For 18 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Melco Crown Entertainment Ltd. Ticker Security ID: Meeting Date Meeting Status MPEL CUSIP 585464100 10/06/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase in Authorized Mgmt For Against Against Capital 2 Amendments to Articles Mgmt For For For 3 Share Incentive Plan Mgmt For For For 4 Issuance of Shares on Mgmt For For For the Hong Kong Stock Exchange 5 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 6 Authority to Repurchase Mgmt For For For Shares 7 Authority to Issue Mgmt For For For Repurchased Shares ________________________________________________________________________________ MGM Resorts International Ticker Security ID: Meeting Date Meeting Status MGM CUSIP 552953101 06/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Baldwin Mgmt For For For 1.2 Elect William Bible Mgmt For For For 1.3 Elect Burton Cohen Mgmt For For For 1.4 Elect Willie Davis Mgmt For Withhold Against 1.5 Elect Alexis Herman Mgmt For For For 1.6 Elect Roland Hernandez Mgmt For For For 1.7 Elect Anthony Mandekic Mgmt For Withhold Against 1.8 Elect Rose Mgmt For Withhold Against McKinney-James 1.9 Elect James Murren Mgmt For For For 1.10 Elect Daniel Taylor Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ MI Developments Inc. Ticker Security ID: Meeting Date Meeting Status MIM CINS 55304X104 06/13/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michael Brody Mgmt For For For 3 Elect Peter Dey Mgmt For For For 4 Elect Barry Gilbertson Mgmt For For For 5 Elect Thomas Heslip Mgmt For For For 6 Elect Gerald Miller Mgmt For For For 7 Elect Scott Oran Mgmt For For For 8 Elect G. Wesley Voorheis Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Change of Company Name Mgmt For For For 11 Approval of the Mgmt For For For Executive Share Unit Plan 12 Amendment to Quorum Mgmt For Against Against Requirements 13 Change of Continuance Mgmt For For For ________________________________________________________________________________ Nagacorp Limited Ticker Security ID: Meeting Date Meeting Status 3918 CINS G6382M109 01/30/2012 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For 4 Acquisition Mgmt For For For 5 Acquisition Mgmt For For For 6 Acquisition Mgmt For For For 7 Acquisition Mgmt For For For _______________________________________________________________________________ Nagacorp Limited Ticker Security ID: Meeting Date Meeting Status 3918 CINS G6382M109 05/24/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Philip LEE Wai Mgmt For For For Tuck 6 Elect Timothy McNally Mgmt For For For 7 Elect Michael LAI Kai Mgmt For For For Jin 8 Directors' Fees Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ OPAP S.A. Ticker Security ID: Meeting Date Meeting Status OPAP CINS X3232T104 06/01/2012 Take No Action Meeting Type Country of Trade Annual Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Board of Directors' and Mgmt For TNA N/A Auditor's Report 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Mgmt For TNA N/A Directors' and Auditors' Acts 6 2011 Directors' Fees Mgmt For TNA N/A 7 2012 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Board Transactions Mgmt For TNA N/A ________________________________________________________________________________ OPAP S.A. Ticker Security ID: Meeting Date Meeting Status OPAP CINS X3232T104 11/03/2011 Voted Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Concession Agreement Mgmt For For For 3 License Agreement Mgmt For For For 4 Authority to Issue Debt Mgmt For For For Instruments 5 Elect Athanassios Mgmt For For For Zygoulis 6 Election of Audit Mgmt For For For Committee Member ________________________________________________________________________________ Paddy Power plc Ticker Security ID: Meeting Date Meeting Status PWL CINS G68673105 05/17/2012 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For Abstain Against Report 4 Elect Cormac McCarthy Mgmt For For For 5 Elect Nigel Northridge Mgmt For For For 6 Elect Patrick Kennedy Mgmt For For For 7 Elect Tom Grace Mgmt For For For 8 Elect Stewart Kenny Mgmt For Against Against 9 Elect Jane Lighting Mgmt For For For 10 Elect Jack Massey Mgmt For For For 11 Elect Padraig O Riordain Mgmt For Against Against 12 Elect David Power Mgmt For Against Against 13 Elect William Reeve Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Reissue Mgmt For For For Treasury Shares ________________________________________________________________________________ Paradise Company Ticker Security ID: Meeting Date Meeting Status 034230 CINS Y6727J100 03/30/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Elect LEE Hyuk Byung Mgmt For For For 3 Elect CHOI Jong Hwan Mgmt For For For 4 Elect CHOI Young Il Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Corporate Auditors' Fees Mgmt For For For 7 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Penn National Gaming, Inc. Ticker Security ID: Meeting Date Meeting Status PENN CUSIP 707569109 06/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Handler Mgmt For Withhold Against 1.2 Elect John Jacquemin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Pinnacle Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status PNK CUSIP 723456109 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen Comer Mgmt For For For 2 Elect John Giovenco Mgmt For For For 3 Elect Richard Goeglein Mgmt For For For 4 Elect Bruce Leslie Mgmt For For For 5 Elect James Martineau Mgmt For For For 6 Elect Desiree Rogers Mgmt For For For 7 Elect Anthony Sanfilippo Mgmt For For For 8 Elect Miller Studenmend Mgmt For For For 9 Amendment to the 2005 Mgmt For For For Equity and Performance Incentive Plan 10 Reapproval of Mgmt For For For Performance Criteria Under the 2005 Equity and Performance Incentive Plan 11 Amendment to the 2008 Mgmt For For For Directors Deferred Compensation Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Playtech Limited Ticker Security ID: Meeting Date Meeting Status PTEC CINS G7131X107 05/16/2012 Voted Meeting Type Country of Trade Annual Virgin Islands (British) Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Allocation of Mgmt For For For Profits/Dividends 6 Elect Roger Withers Mgmt For Against Against 7 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 8 Redomiciliation Mgmt For For For 9 Adoption of New Mgmt For For For Articles and Authority to Repurchase Shares 10 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Playtech Limited Ticker Security ID: Meeting Date Meeting Status PTEC CINS G7131X107 12/19/2011 Voted Meeting Type Country of Trade Special Virgin Islands (British) Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Placing Mgmt For Against Against 2 Waiver of Mandatory Mgmt For Against Against Takeover Requirement (Placing) 3 Amendments to Articles Mgmt For Against Against to Facilitate Share Purchases by Brickington 4 Waiver of Mandatory Mgmt For Against Against Takeover Requirement (Purchases) ________________________________________________________________________________ Sands China Limited Ticker Security ID: Meeting Date Meeting Status 1928 CINS G7800X107 06/01/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Sheldon Adelson Mgmt For Against Against 6 Elect Edward Tracy Mgmt For For For 7 Elect William LAU Wong Mgmt For For For 8 Elect Irwin Siegel Mgmt For Against Against 9 Elect Rachel CHIANG Yun Mgmt For For For 10 Elect Iain Bruce Mgmt For Against Against 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Sankyo Company Limite (Games) Ticker Security ID: Meeting Date Meeting Status 6417 CINS J67844100 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Hideyuki Busujima Mgmt For Against Against 4 Elect Kimihisa Tsutsui Mgmt For For For 5 Elect Akihiko Ishihara Mgmt For For For 6 Retirement Allowances Mgmt For Against Against for Director(s) _______________________________________________________________________________ Scientific Games Corporation Ticker Security ID: Meeting Date Meeting Status SGMS CUSIP 80874P109 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Lorne Weil Mgmt For Withhold Against 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For Withhold Against 1.4 Elect Gerald Ford Mgmt For Withhold Against 1.5 Elect David Kennedy Mgmt For Withhold Against 1.6 Elect Paul Meister Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For Withhold Against 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Shuffle Master, Inc. Ticker Security ID: Meeting Date Meeting Status SHFL CUSIP 825549108 03/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Garry Saunders Mgmt For Withhold Against 1.2 Elect John Bailey Mgmt For Withhold Against 1.3 Elect Daniel Wade Mgmt For For For 1.4 Elect Eileen Raney Mgmt For For For 1.5 Elect A. Randall Thoman Mgmt For For For 1.6 Elect Michael Isaacs Mgmt For For For 1.7 Elect David Lopez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SJM Holdings Limited Ticker Security ID: Meeting Date Meeting Status 880 CINS Y8076V106 05/10/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Stanley HO Hung Mgmt For Against Against Sun 6 Elect David SHUM Hong Mgmt For For For Kuen 7 Elect Abraham SHEK Lai Mgmt For Against Against Him 8 Elect Aloysius TSE Hau Mgmt For For For Yin 9 Directors' Fees Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ SKYCITY Entertainment Group Limited Ticker Security ID: Meeting Date Meeting Status SKC CINS Q8513Z115 11/11/2011 Voted Meeting Type Country of Trade Annual New Zealand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Brent Harman Mgmt For For For 3 Re-elect Chris Moller Mgmt For For For 4 Elect Sue Suckling Mgmt For For For 5 Approve Increase in Mgmt For For For NEDs' Fee Cap 6 Authorise Board to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Sportingbet plc Ticker Security ID: Meeting Date Meeting Status SBT CINS G8367L106 11/10/2011 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Disposal Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Sportingbet plc Ticker Security ID: Meeting Date Meeting Status SBT CINS G8367L106 12/16/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Brian Harris Mgmt For For For 7 Elect Jim Wilkinson Mgmt For For For 8 Elect Andrew McIver Mgmt For For For 9 Elect Peter Dicks Mgmt For Against Against 10 Elect Rory Macnamara Mgmt For For For 11 Elect Chris Moss Mgmt For For For 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authorisation of Mgmt For For For Political Donations 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 17 2011 Long-Term Mgmt For For For Incentive Plan ________________________________________________________________________________ Sun International Limited Ticker Security ID: Meeting Date Meeting Status SUI CINS S8250P120 08/26/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Related Party Mgmt For For For Transaction 2 Ratify NEDs' Fees Mgmt For For For 3 Approve NEDs' Fees Mgmt For For For 4 Approve Increase in Mgmt For For For NEDs' Fees 5 Approve Financial Mgmt For For For Assistance 6 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Sun International Limited Ticker Security ID: Meeting Date Meeting Status SUI CINS S8250P120 11/22/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kele Mazwai Mgmt For For For 3 Elect Bridgette Modise Mgmt For For For 4 Re-elect Rob Becker Mgmt For For For 5 Re-elect Valli Moosa Mgmt For Against Against 6 Re-elect Graham Mgmt For For For Rosenthal 7 Approve Remuneration Mgmt For Against Against Policy 8 Appointment of Auditor Mgmt For For For 9 Elect Audit Committee Mgmt For For For Members (Bassa) 10 Elect Audit Committee Mgmt For For For Members (Modise) 11 Elect Audit Committee Mgmt For For For Members (Nurek) 12 Elect Audit Committee Mgmt For For For Members (Rosenthal) 13 Approve Amendments to Mgmt For For For Conditional Share Plan 14 Authority to Implement Mgmt For For For Amendments to Conditional Share Plan 15 Approve Amendment to Mgmt For For For Share Trust Deed 16 Authority to Repurchase Mgmt For For For Shares 17 Approve Financial Mgmt For For For Assistance 18 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Tabcorp Holdings Limited Ticker Security ID: Meeting Date Meeting Status TAH CINS Q8815D101 10/26/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Paula Dwyer Mgmt For For For 3 Elect Justin Milne Mgmt For For For 4 Amendments to the Mgmt For For For Constitution 5 Amendments to the Mgmt For For For Constitution 6 Remuneration Report Mgmt For For For 7 Equity Grant ( MD David Mgmt For For For Attenborough ) 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tatts Group Limited Ticker Security ID: Meeting Date Meeting Status TTS CINS Q8852J102 10/27/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Julien Playoust Mgmt For For For 3 Re-elect Kevin Seymour Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Increase Directors' Fee Mgmt For For For Cap ________________________________________________________________________________ Tipp24 SE Ticker Security ID: Meeting Date Meeting Status TIM CINS D8401Q106 06/22/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Universal Entertainment Corporation Ticker Security ID: Meeting Date Meeting Status 6425 CINS J94303104 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kazuo Okada Mgmt For Against Against 2 Elect Jun Fujimoto Mgmt For For For 3 Elect Hajime Tokuda Mgmt For For For 4 Elect Kenshi Asano Mgmt For For For 5 Elect Tomohiro Okada Mgmt For For For 6 Elect Hiroyuki Sawada Mgmt For For For ________________________________________________________________________________ William Hill plc Ticker Security ID: Meeting Date Meeting Status WMH CINS G9645P117 05/08/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Georgina Harvey Mgmt For For For 5 Elect Imelda Walsh Mgmt For For For 6 Elect Gareth Davis Mgmt For For For 7 Elect Ralph Topping Mgmt For For For 8 Elect Neil Cooper Mgmt For For For 9 Elect David Edmonds Mgmt For For For 10 Elect Ashley Highfield Mgmt For For For 11 Elect David Lowden Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authorisation of Mgmt For For For Political Donations 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Savings Related Share Mgmt For For For Option Plan Renewal 20 Savings Related Share Mgmt For For For Option Plan for Overseas Employees 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Repurchase Mgmt For For For Shares 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set Mgmt For Against Against Meeting Notice Period at 14 Days ________________________________________________________________________________ WMS Industries Inc. Ticker Security ID: Meeting Date Meeting Status WMS CUSIP 929297109 12/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Mgmt For For For Jr. 1.10 Elect Keith Wyche Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Wynn Macau Limited Ticker Security ID: Meeting Date Meeting Status 1128 CINS G98149100 06/05/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Stephen Wynn Mgmt For For For 5 Elect Ian Coughlan Mgmt For For For 6 Elect Nicholas Mgmt For For For Sallnow-Smith 7 Directors' Fees Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Non-Voting Meeting Note N/A N/A N/A N/A ============================ Germany Small Cap ETF ============================= ________________________________________________________________________________ Aareal Bank AG Ticker Security ID: Meeting Date Meeting Status ARL CINS D00379111 05/23/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital 10 Remuneration Policy Mgmt For Against Against 11 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Adva AG Optical Networking Ticker Security ID: Meeting Date Meeting Status ADV CINS D0190E105 05/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Supervisory Board Mgmt For For For Members' Fees 10 Increase in Authorized Mgmt For Against Against Capital 11 Increase in Conditional Mgmt For For For Capital for 2011 Stock Option Program 12 Amendment to Authority Mgmt For For For to Repurchase Shares 13 Conversion of Legal Form Mgmt For Against Against 14 Elect Nikolaus Zwick Mgmt For For For 15 Elect Frank Fischer Mgmt For For For ________________________________________________________________________________ Air Berlin plc Ticker Security ID: Meeting Date Meeting Status AB1 CINS G0177R100 06/07/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Paul Gregorowitsch Mgmt For For For 4 Elect Helmut Himmelreich Mgmt For For For 5 Elect James Hogan Mgmt For For For 6 Elect Andreas Lauda Mgmt For For For 7 Elect James Rigney Mgmt For For For 8 Elect Ali Sabanci Mgmt For For For 9 Elect Heinz-Peter Mgmt For For For Schluter 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authorisation of Mgmt For For For Political Donations 13 Adoption of New Articles Mgmt For For For ________________________________________________________________________________ Aixtron SE Ticker Security ID: Meeting Date Meeting Status AIX CINS D0198L143 05/16/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital 10 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 11 Stock Option Plan 2012; Mgmt For For For Conditional Capital II 2012 ________________________________________________________________________________ alstria office REIT AG Ticker Security ID: Meeting Date Meeting Status AOX CINS D0378R100 04/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Marianne Voigt Mgmt For For For 10 Elect Benoit Herault Mgmt For For For 11 Increase in Authorized Mgmt For For For Capital 12 Authorization to Mgmt For For For Exclude Preemptive Rights 13 Additional Mgmt For For For Authorization to Exclude Preemptive Rights 14 Authority to Issue Mgmt For For For Convertible Profit Participation Certificates to Employees _______________________________________________________________________________ Asian Bamboo AG Ticker Security ID: Meeting Date Meeting Status 5AB CINS D0460R109 05/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Aurubis AG Ticker Security ID: Meeting Date Meeting Status NDA CINS D10004105 03/01/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Mgmt For For For Shares 10 Amendment to Authorized Mgmt For For For Capital 11 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Balda AG Ticker Security ID: Meeting Date Meeting Status BAD CINS D05355108 02/08/2012 Voted Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Shareholder Proposal ShrHoldr Against Against For Regarding Removal of Supervisory Board Member Michael Naschke 5 Shareholder Proposal ShrHoldr Against For Against Regarding Removal of Supervisory Board Member Yu-Sheng Kai 6 Shareholder Proposal ShrHoldr Against For Against Regarding Removal of Supervisory Board Member Chun-Chen Chen 7 Shareholder Proposal ShrHoldr Against For Against Regarding Election of Dissident Supervisory Board Nominee Rene Charles Jaggi 8 Shareholder Proposal ShrHoldr Against Against For Regarding Election of Dissident Supervisory Board Nominee Igor Kuzniar 9 Shareholder Proposal ShrHoldr Against For Against Regarding Election of Dissident Supervisory Board Nominee Behdad Alizadeh ________________________________________________________________________________ Balda AG Ticker Security ID: Meeting Date Meeting Status BAD CINS D05355108 05/11/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratify Dominik Mueser Mgmt For Abstain Against 7 Ratify James Lim Mgmt For Abstain Against 8 Ratify Rainer Mohr Mgmt For Abstain Against 9 Ratify Michael Mgmt For Abstain Against Sienkiewicz 10 Ratify Michael Naschke Mgmt For Abstain Against 11 Ratify Alen Chen Mgmt For Abstain Against 12 Ratify Kevin Kai Mgmt For Abstain Against 13 Ratify Dino Kitzinger Mgmt For Abstain Against 14 Ratify Thomas Leonard Mgmt For Abstain Against 15 Ratify Mark Littlefield Mgmt For Abstain Against 16 Appointment of Auditor Mgmt For For For 17 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 18 Increase in Authorized Mgmt For For For Capital 19 Amendments to Articles Mgmt For For For Regarding Change of Fiscal Year 20 Shareholder Proposal ShrHoldr Against Against For Regarding Appointment of Special Auditor 21 Shareholder Proposal ShrHoldr Against Against For Regarding Appointment of Special Auditor 22 Shareholder Proposal ShrHoldr Against Against For Regarding Appointment of Special Auditor 23 Shareholder Proposal ShrHoldr Against Against For Regarding Appointment of Special Auditor 24 Shareholder Proposal ShrHoldr Against Against For Regarding Appointment of Special Auditor ________________________________________________________________________________ Bauer AG Ticker Security ID: Meeting Date Meeting Status B5A CINS D0639R105 06/28/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Increase in Authorized Mgmt For For For Capital 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Baywa AG Ticker Security ID: Meeting Date Meeting Status BYW6 CINS D08232114 05/30/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ BB Biotech AG Ticker Security ID: Meeting Date Meeting Status BION CINS H0676C173 03/19/2012 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Policy Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A and Management Acts 7 Elect Thomas Szucs Mgmt For TNA N/A 8 Elect Clive Meanwell Mgmt For TNA N/A 9 Elect Erich Hunziker Mgmt For TNA N/A 10 Cancellation of Shares Mgmt For TNA N/A and Reduction in Share Capital 11 Cancellation of Mgmt For TNA N/A Conditional Capital 12 Authority to Repurchase Mgmt For TNA N/A Shares 13 Appointment of Auditor Mgmt For TNA N/A 14 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ BB Biotech AG Ticker Security ID: Meeting Date Meeting Status BION CINS H0676C173 12/02/2011 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING Mgmt N/A TNA N/A MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS ________________________________________________________________________________ BB Biotech AG Ticker Security ID: Meeting Date Meeting Status BION CINS H0676C173 12/02/2011 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Transfer of Reserves Mgmt For TNA N/A 4 Cancellation of Shares; Mgmt For TNA N/A Authority to Reduce Share Capital 5 Authority to Reduce Mgmt For TNA N/A Conditional Capital 6 Authority to Repurchase Mgmt For TNA N/A Shares ________________________________________________________________________________ Bechtle AG Ticker Security ID: Meeting Date Meeting Status BC8 CINS D0873U103 06/19/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Thomas Hess Mgmt For For For 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Bertrandt AG Ticker Security ID: Meeting Date Meeting Status BDT CINS D1014N107 02/15/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Supervisory Board Mgmt For For For Members' Fees 9 Appointment of Auditor Mgmt For For For _______________________________________________________________________________ Beter Bed Holding Nv Ticker Security ID: Meeting Date Meeting Status BBED CINS N1319A163 04/18/2012 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Ratification of Mgmt For For For Management Board Acts 10 Ratification of Mgmt For For For Supervisory Board Acts 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Suppress Mgmt For For For Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Bijou Brigitte Modische Accessoires AG Ticker Security ID: Meeting Date Meeting Status BIJ CINS D13888108 07/07/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ CA Immobilien Anlagen AG Ticker Security ID: Meeting Date Meeting Status CAI CINS A1144Q155 05/08/2012 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Supervisory Board Mgmt For For For Members' Fees 6 Appointment of Auditor Mgmt For For For 7 Elect Reinhard Mgmt For Against Against Madlencnik 8 Increase in Authorized Mgmt For Against Against Capital 9 Authority to Issue Mgmt For Against Against Convertible Debt Instruments 10 Amendments to Articles Mgmt For Against Against 11 Increase in Conditional Mgmt For Against Against Capital 12 Authority to Repurchase Mgmt For For For Shares 13 Amendments to Articles Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Canadian Solar Inc. Ticker Security ID: Meeting Date Meeting Status CSIQ CUSIP 136635109 06/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Withhold Against (Slate) 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Carl Zeiss Meditec AG Ticker Security ID: Meeting Date Meeting Status AFX CINS D14895102 03/09/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Centrotec Sustainable AG Ticker Security ID: Meeting Date Meeting Status CEV CINS D1498G131 05/22/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital ________________________________________________________________________________ Centrotherm Photovoltaics AG Ticker Security ID: Meeting Date Meeting Status CTN CINS D1498H105 08/18/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Authority to Omit Mgmt For Against Against Executive Compensation Disclosure 9 Appointment of Auditor Mgmt For For For 10 Increase in Authorized Mgmt For For For Capital ________________________________________________________________________________ Comdirect Bank AG Ticker Security ID: Meeting Date Meeting Status COM CINS D1548W102 05/09/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Compensation Policy Mgmt For For For 9 Elect Sabine Schmittroth Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Appointment of Auditor Mgmt For For For for interim Statements ________________________________________________________________________________ Conergy AG Ticker Security ID: Meeting Date Meeting Status CGY CINS D1607X157 08/26/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For Abstain Against Management Board Acts 6 Ratification of Mgmt For Abstain Against Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Elect Jeremy Blank Mgmt For For For 9 Elect Philip Comberg Mgmt For For For 10 Elect Pepyn Rene Dinandt Mgmt For For For 11 Elect Werner Paschke Mgmt For For For 12 Elect Klaus-Dieter Rasch Mgmt For For For 13 Elect Klaus-Dieter Rasch Mgmt For For For 14 Election of Akbar Rafiq Mgmt For For For as Alternate Supervisory Board Member 15 Amendment to Mgmt For For For Supervisory Board Members' Fees ________________________________________________________________________________ Constantin Medien AG Ticker Security ID: Meeting Date Meeting Status EV4 CINS D1591Z101 06/27/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Elect Fred Kogel Mgmt For Against Against 9 Elect Jan Weidner Mgmt For Against Against ________________________________________________________________________________ Constantin Medien AG Ticker Security ID: Meeting Date Meeting Status EV4 CINS D1591Z101 07/19/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Elect Erwin Conradi Mgmt For For For 9 Elect Dieter Hahn Mgmt For Against Against 10 Elect Werner Klatten Mgmt For Against Against 11 Elect Bernd Kuhn Mgmt For For For 12 Compensation Policy Mgmt For Against Against 13 Authority to Issue Mgmt For Against Against Convertible Debt Instruments; Increase in Conditional Capital 14 Authority to Issue Mgmt For For For Convertible Debt Instruments; Decrease In Conditional Capital 2005/I; Creation of Conditional Capital 2011/II ________________________________________________________________________________ Conwert Immobilien Invest SE Ticker Security ID: Meeting Date Meeting Status CWI CINS A1359Y109 05/31/2012 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Ratification of Mgmt For For For Management Board Acts 6 Appointment of Auditor Mgmt For Against Against 7 Amendments to Articles Mgmt For For For 8 Authority to Repurchase Mgmt For For For Shares 9 Increase in Authorized Mgmt For Against Against Capital 10 Reduction in Par Value Mgmt For For For of Shares; Capital Repayment ________________________________________________________________________________ Cropenergies AG Ticker Security ID: Meeting Date Meeting Status CE2 CINS D16327104 07/19/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital 10 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 11 Authority to Omit Mgmt For Against Against Executive Compensation Disclosure ________________________________________________________________________________ CTS EVENTIM AG Ticker Security ID: Meeting Date Meeting Status EVD CINS D1648T108 05/15/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For Against Against ________________________________________________________________________________ Delticom AG Ticker Security ID: Meeting Date Meeting Status DEX CINS D17569100 04/30/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Compensation Policy Mgmt For Against Against ________________________________________________________________________________ Deutsche Beteiligungs AG Ticker Security ID: Meeting Date Meeting Status DBA CINS D18150116 03/29/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For Against Against ______________________________________________________________________________ Deutsche Euroshop AG Ticker Security ID: Meeting Date Meeting Status DEQ CINS D1854M102 06/21/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Supervisory Board Size Mgmt For For For 10 Elect Karin Dohm Mgmt For For For 11 Elect Reiner Strecker Mgmt For For For 12 Elect Klaus Striebich Mgmt For For For ________________________________________________________________________________ Deutsche Wohnen AG Ticker Security ID: Meeting Date Meeting Status DWNI CINS D2046U176 06/06/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For Against Against 9 Elect Wolfgang Clement Mgmt For For For 10 Increase in Authorized Mgmt For For For Capital 11 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 12 Supervisory Board Mgmt For For For Members' Fees 13 Approval of Settlement Mgmt For For For Agreement ________________________________________________________________________________ Deutz AG Ticker Security ID: Meeting Date Meeting Status DEZ CINS D39176108 04/26/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Intra-company Control Mgmt For For For Agreement ________________________________________________________________________________ Dialog Semiconductor Plc Ticker Security ID: Meeting Date Meeting Status DLG CINS G5821P111 04/24/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Aidan Hughes Mgmt For For For 6 Elect Russell Shaw Mgmt For Against Against 7 Elect John McMonigall Mgmt For For For 8 Elect YOON Chang Bun Mgmt For For For 9 Employee Share Plan 2012 Mgmt For Against Against 10 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 11 Additional Authority to Mgmt For For For Issue Shares w/ Preemptive Rights (Rights Issue) 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 13 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ DIC Asset AG Ticker Security ID: Meeting Date Meeting Status DAZG CINS D2837E100 07/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Michael Solf Mgmt For Against Against 10 Authority to Repurchase Mgmt For For For Shares 11 Increase in Authorized Mgmt For Against Against Capital ________________________________________________________________________________ Douglas Holding AG Ticker Security ID: Meeting Date Meeting Status DOU CINS D2290M102 03/21/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Drillisch AG Ticker Security ID: Meeting Date Meeting Status DRI CINS D23138106 05/25/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratify P.Choulidis Mgmt For For For 7 Ratify V.Choulidis Mgmt For For For 8 Ratify Brucherseifer Mgmt For For For 9 Ratify Lennertz Mgmt For For For 10 Ratify Mueller-Berg Mgmt For For For 11 Ratify Schenk Mgmt For For For 12 Ratify Schmidt Mgmt For For For 13 Ratify Weindl Mgmt For For For 14 Elect Susanne Ruckert Mgmt For For For 15 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Duerr AG Ticker Security ID: Meeting Date Meeting Status DUE CINS D23279108 04/27/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Klaus Eberhardt Mgmt For For For ________________________________________________________________________________ Elringklinger AG Ticker Security ID: Meeting Date Meeting Status ZIL2 CINS D2462K108 05/16/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Hans-Ulrich Sachs Mgmt For For For 10 Increase in Authorized Mgmt For Against Against Capital ________________________________________________________________________________ Evotec AG Ticker Security ID: Meeting Date Meeting Status EVT CINS D1646D105 06/14/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Increase in Authorized Mgmt For Against Against Capital 10 Share Performance Plan; Mgmt For For For Increase in Conditional Capital 11 Amendment to the Stock Mgmt For For For Option Plan 12 Amendment to the Stock Mgmt For For For Option Plan 13 Authority to Issue Mgmt For Against Against Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Freenet AG Ticker Security ID: Meeting Date Meeting Status FNT CINS D3689Q134 05/09/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Maximilian Ardelt Mgmt For For For 9 Elect Arnold Bahlmann Mgmt For For For 10 Elect Maarten Henderson Mgmt For For For 11 Elect Boris Maurer Mgmt For For For 12 Elect Axel Ruckert Mgmt For For For 13 Elect Achim Weiss Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Increase in Authorized Mgmt For For For Capital ________________________________________________________________________________ Fuchs Petrolub AG Ticker Security ID: Meeting Date Meeting Status FPE CINS D27462130 05/09/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Intra-company Control Mgmt For For For Agreement 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Gagfah SA Ticker Security ID: Meeting Date Meeting Status GFJ CINS L4121J101 06/12/2012 Take No Action Meeting Type Country of Trade Mix Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Consolidated Accounts Mgmt For TNA N/A and Reports 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Board Mgmt For TNA N/A Acts 6 Elect Robert Kauffman Mgmt For TNA N/A 7 Elect Wesley Edens Mgmt For TNA N/A 8 Elect Randal Nardone Mgmt For TNA N/A 9 Elect Stephen Charlton Mgmt For TNA N/A 10 Elect Yves Wagner Mgmt For TNA N/A 11 Elect Dieter Ristau Mgmt For TNA N/A 12 Elect Jurgen Allerkamp Mgmt For TNA N/A 13 Directors' Fees Mgmt For TNA N/A 14 Authority to Repurchase Mgmt For TNA N/A Shares 15 Authority to Cancel Mgmt For TNA N/A Shares and Reduce Capital 16 Amendments to Articles Mgmt For TNA N/A 17 Amendments to Articles Mgmt For TNA N/A 18 Amendments to Articles Mgmt For TNA N/A 19 Authority to Repurchase Mgmt For TNA N/A and Cancel Shares 20 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Gerresheimer AG Ticker Security ID: Meeting Date Meeting Status GXI CINS D2852S109 04/26/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Karin Dorrepaal Mgmt For For For 10 Elect Peter Noe Mgmt For For For 11 Elect Hans Peter Peters Mgmt For For For 12 Elect Gerhard Schulze Mgmt For For For 13 Elect Theodor Stuth Mgmt For For For 14 Elect Udo Vetter Mgmt For For For 15 Increase in Authorized Mgmt For For For Capital 16 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Gerry Weber International AG Ticker Security ID: Meeting Date Meeting Status GWI CINS D95473225 06/05/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ GFK SE Ticker Security ID: Meeting Date Meeting Status GFK CINS D2823H109 05/16/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Capitalization of Mgmt For For For Reserves 10 Authority to Issue Mgmt For For For Convertible Debt Instruments 11 Increase in Conditional Mgmt For For For Capital 12 Supervisory Board Mgmt For For For Members' Fees 13 Compensation Policy Mgmt For For For ________________________________________________________________________________ Gildemeister AG Ticker Security ID: Meeting Date Meeting Status GIL CINS D2825P117 05/18/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For Against Against Management Board Acts 7 Ratification of Mgmt For Against Against Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Mgmt For For For Shares 10 Increase in Authorized Mgmt For For For Capital 11 Supervisory Board Mgmt For For For Members' Fees ________________________________________________________________________________ Grammer AG Ticker Security ID: Meeting Date Meeting Status GMM CINS D28515100 05/23/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Ingrid Hunger Mgmt For For For 9 Elect Georg Liebler Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Amendment Intra-company Mgmt For For For Control Agreement 12 Amendment Intra-company Mgmt For For For Control Agreement 13 Amendment Intra-company Mgmt For For For Control Agreement ________________________________________________________________________________ GSW Immobilien AG Ticker Security ID: Meeting Date Meeting Status GIB CINS D31311109 06/28/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For Regarding Supervisory Board 10 Elect Gisela von der Aue Mgmt For For For 11 Increase in Authorized Mgmt For For For Capital 12 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 13 Intra-company Control Mgmt For For For Agreement 14 Cancel Authority to Mgmt For For For Omit Individualized Executive Compensation Disclosure ________________________________________________________________________________ H&R AG Ticker Security ID: Meeting Date Meeting Status WAS CINS D34136115 05/31/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratify Nils Hansen Mgmt For For For 7 Ratify Gert Wendroth Mgmt For For For 8 Ratify Andreas Keil Mgmt For For For 9 Ratify Detlev Woesten Mgmt For For For 10 Ratify Bernd Guenther Mgmt For For For 11 Ratify Roland Chmiel Mgmt For For For 12 Ratify Rolf Schwedheim Mgmt For For For 13 Ratify Nils Hansen Mgmt For For For 14 Ratify Joachim Girg Mgmt For For For 15 Ratify Volker Woyke Mgmt For For For 16 Ratify Reinhold Grothus Mgmt For For For 17 Ratify Rainer Metzger Mgmt For For For 18 Ratify Holger Hoff Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Compensation Policy Mgmt For For For 21 Elect Joachim Girg Mgmt For For For 22 Elect Nils Hansen Mgmt For For For 23 Elect Anja Krusel Mgmt For For For 24 Elect Volker Woyke Mgmt For For For 25 Elect Sven Hansen Mgmt For For For 26 Increase in Authorized Mgmt For Against Against Capital 27 Amendments to Articles Mgmt For For For 28 Amendments to Articles Mgmt For For For Regarding the Meeting of the Supervisory Board 29 Amendments to Articles Mgmt For For For 30 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Hansteen Holdings plc Ticker Security ID: Meeting Date Meeting Status HSTN CINS G4383U105 06/11/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Morgan Jones Mgmt For For For 3 Elect Ian Watson Mgmt For For For 4 Elect Richard Lowes Mgmt For For For 5 Elect James Hambro Mgmt For For For 6 Elect Richard Cotton Mgmt For For For 7 Elect Stephen Gee Mgmt For For For 8 Elect Richard Mully Mgmt For For For 9 Elect Humphrey Price Mgmt For For For 10 Directors' Remuneration Mgmt For Against Against Report 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Performance Share Plan Mgmt For Against Against 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Hanwha SolarOne Co. Ltd. Ticker Security ID: Meeting Date Meeting Status HSOL CUSIP 41135V103 12/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David WANG Mgmt For For For 2 Elect Hee Cheul Kim Mgmt For For For 3 Approval to Grant Mgmt For For For Directors Authority to Determine Terms of Share Repurchases 4 Approval of Prior Mgmt For For For Repurchases ________________________________________________________________________________ Heidelberger Druckmaschinen AG Ticker Security ID: Meeting Date Meeting Status HDD CINS D3166C103 07/28/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For Against Against 8 Elect Herbert Meyer Mgmt For For For 9 Elect Lone Fonss Mgmt For For For Schroder 10 Amendments to Articles Mgmt For For For 11 Increase in Authorized Mgmt For For For Capital ________________________________________________________________________________ Indus Holding AG Ticker Security ID: Meeting Date Meeting Status INH CINS D3510Y108 07/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Increase in Authorized Mgmt For Against Against Capital 9 Authority to Issue Mgmt For Against Against Convertible Debt Instruments; Increase in Conditional Capital 10 Authority to Omit Mgmt For Against Against Disclosure of Executive Compensation 11 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ IVG Immobilien AG Ticker Security ID: Meeting Date Meeting Status IVG CINS D36953103 05/15/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratify Schaefers Mgmt For For For 6 Ratify Kuehni Mgmt For For For 7 Ratify Volckens Mgmt For For For 8 Ratify Niesslein Mgmt For For For 9 Ratify Bierbaum Mgmt For For For 10 Ratify Beelitz Mgmt For For For 11 Ratify Gaul Mgmt For For For 12 Ratify Guenther Mgmt For For For 13 Ratify Herr Mgmt For For For 14 Ratify Krauth Mgmt For For For 15 Ratify Lutz Mgmt For For For 16 Ratify Mueller Mgmt For For For 17 Ratify Neusser-Eckhoff Mgmt For For For 18 Ratify Thiemann Mgmt For For For 19 Elect Stefan Jutte Mgmt For For For 20 Amendments to Corporate Mgmt For For For Purpose 21 Increase in Authorized Mgmt For For For Capital 22 Authority to Exclude Mgmt For For For Preemptive Rights 23 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 24 Appointment of Auditor Mgmt For For For 25 Intra-company Control Mgmt For For For Agreement 26 Intra-company Control Mgmt For For For Agreement 27 Intra-company Control Mgmt For For For Agreement ________________________________________________________________________________ Jenoptik AG Ticker Security ID: Meeting Date Meeting Status JEN CINS D3721X105 06/06/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Supervisory Board Mgmt For For For Members' Fees 10 Elect Brigitte Ederer Mgmt For For For 11 Elect Christian Humer Mgmt For For For 12 Elect Rudolf Humer Mgmt For Against Against 13 Elect Heinrich Reimitz Mgmt For Against Against 14 Elect Andreas Tunnermann Mgmt For For For 15 Elect Matthias Mgmt For For For Wierlacher ________________________________________________________________________________ Kloeckner & Co SE Ticker Security ID: Meeting Date Meeting Status KCO CINS D40376101 05/25/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Ulrich Grillo Mgmt For For For 9 Elect Hans-Georg Vater Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Increase in Authorized Mgmt For For For Capital 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Repurchase Mgmt For For For Shares Using Equity Derivatives ________________________________________________________________________________ Kontron AG Ticker Security ID: Meeting Date Meeting Status KBC CINS D2233E118 06/06/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Krones AG Ticker Security ID: Meeting Date Meeting Status KRN CINS D47441171 06/13/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Petra Mgmt For For For Schadeberg-Herrmann 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Kuka AG Ticker Security ID: Meeting Date Meeting Status KU2 CINS D3862Y102 06/06/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratify Till Reuter Mgmt For For For 6 Ratify Stephan Schulak Mgmt For For For 7 Ratify Bernd Minning Mgmt For For For 8 Ratify Juergen Kerner Mgmt For For For 9 Ratify Dirk Abel Mgmt For For For 10 Ratify Wilfried Mgmt For For For Eberhardt 11 Ratify Uwe Ganzer Mgmt For For For 12 Ratify Siegfried Mgmt For For For Greulich 13 Ratify Thomas Knabel Mgmt For For For 14 Ratify Carola Leitmeir Mgmt For For For 15 Ratify Uwe Loos Mgmt For For For 16 Ratify Michael Proeller Mgmt For For For 17 Ratify Fritz Seifert Mgmt For For For 18 Ratify Guy Wyser-Pratte Mgmt For For For 19 Cancellation of Mgmt For For For Conditional Capital 20 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Leoni AG Ticker Security ID: Meeting Date Meeting Status LEO CINS D5009P118 05/16/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor Mgmt For For For 10 Increase in Authorized Mgmt For For For Capital 11 Elect Ingrid Hofmann Mgmt For Against Against 12 Elect Werner Lang Mgmt For For For 13 Elect Bernd Rodl Mgmt For Against Against 14 Elect Werner Rupp Mgmt For Against Against 15 Elect Wilhelm Wessels Mgmt For For For 16 Elect Klaus Wucherer Mgmt For Against Against 17 Elect Axel Markus as Mgmt For For For Substitute Member 18 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Medion AG Ticker Security ID: Meeting Date Meeting Status MDN CINS D12144107 12/14/2011 Voted Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Intra-company Mgmt For For For Contracts/Control Agreements 5 Elect Wai Ming Wong Mgmt For For For 6 Elect Milko Norman van Mgmt For For For Duijl 7 Amendment to Fiscal Year Mgmt For For For 8 Supervisory Board Mgmt For For For Members' Fees 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Morphosys AG Ticker Security ID: Meeting Date Meeting Status MOR CINS D55040105 05/31/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Gerald Moller Mgmt For For For 10 Elect Marc Cluzel Mgmt For For For 11 Elect Daniel Camus Mgmt For For For 12 Elect Karin Eastham Mgmt For For For 13 Elect Geoffrey Vernon Mgmt For Against Against 14 Increase in Authorized Mgmt For Against Against Capital 2012-I 15 Increase in Authorized Mgmt For For For Capital 2012-II 16 Supervisory Board Mgmt For For For Members' Fees ________________________________________________________________________________ MTU Aero Engines Holding AG Ticker Security ID: Meeting Date Meeting Status MTX CINS D5565H104 05/03/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Nordex SE Ticker Security ID: Meeting Date Meeting Status NDX CINS D5736K135 06/05/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Supervisory Board Mgmt For For For Members' Fees ________________________________________________________________________________ Norma Group AG Ticker Security ID: Meeting Date Meeting Status NOEJ CINS D5813Z104 05/23/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Pfeiffer Vacuum Technology AG Ticker Security ID: Meeting Date Meeting Status PFV CINS D6058X101 05/22/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Phoenix Solar AG Ticker Security ID: Meeting Date Meeting Status PS4 CINS D6086J116 07/14/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Compensation Report Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Increase in Authorized Mgmt For For For Capital 11 Supervisory Board Mgmt For Against Against Members' Fees ________________________________________________________________________________ Powerland AG Ticker Security ID: Meeting Date Meeting Status 1PL CINS D6174D104 06/20/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Supervisory Board Mgmt For For For Members' Fees for Fiscal Year 2011 10 Supervisory Board Mgmt For For For Members' Fees 11 Elect Peter Diesch Mgmt For For For 12 Elect Volker Potthoff Mgmt For For For 13 Elect Hsueh Yi Huang Mgmt For For For 14 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ QSC AG Ticker Security ID: Meeting Date Meeting Status QSC CINS D59710109 05/16/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Conditional Mgmt For For For Capital for Stock Option Plan 2012 10 Intra-company Contracts Mgmt For For For 11 Supervisory Board Mgmt For For For Members' Fees 12 Compensation Policy Mgmt For For For ________________________________________________________________________________ Rational AG Ticker Security ID: Meeting Date Meeting Status RAA CINS D6349P107 05/16/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Intra-company Contracts Mgmt For For For ________________________________________________________________________________ Rheinmetall AG Ticker Security ID: Meeting Date Meeting Status RHM CINS D65111102 05/15/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Andreas Georgi Mgmt For For For 9 Elect Klaus Greinert Mgmt For For For 10 Elect Peter Mitterbauer Mgmt For For For 11 Elect Frank-Jurgen Mgmt For For For Richter 12 Elect Susanne Hannemann Mgmt For For For 13 Supervisory Board Mgmt For For For Members' Fees 14 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Rofin-Sinar Technologies Inc. Ticker Security ID: Meeting Date Meeting Status RSTI CUSIP 775043102 03/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Guenther Braun Mgmt For For For 1.2 Elect Ralph Reins Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Roth & Rau AG Ticker Security ID: Meeting Date Meeting Status R8R CINS D66040102 08/26/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Elect Peter Wagner Mgmt For For For 9 Elect Michel Hirschi Mgmt For For For 10 Elect Andrea Sieber Mgmt For Against Against ________________________________________________________________________________ SAF Holland SA Ticker Security ID: Meeting Date Meeting Status SFQ CINS L7999A102 04/26/2012 Voted Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Management Reports 2 Presentation of Mgmt For For For Auditor's Report 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts Mgmt For For For and Reports 5 Allocation of Profits Mgmt For For For to Reserves 6 Ratification of Board Mgmt For For For Acts 7 Ratification of Mgmt For For For Auditor's Acts 8 Election of Directors Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SAF Holland SA Ticker Security ID: Meeting Date Meeting Status SFQ CINS L7999A102 04/26/2012 Voted Meeting Type Country of Trade Special Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase in Authorized Mgmt For For For Capital 2 Amendments to Articles Mgmt For For For 3 Authority to Repurchase Mgmt For For For Shares _______________________________________________________________________________ SGL Carbon SE Ticker Security ID: Meeting Date Meeting Status SGL CINS D6949M108 05/10/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Presentation of Mgmt For For For Accounts and Reports 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For Against Against Capital ________________________________________________________________________________ Sixt AG Ticker Security ID: Meeting Date Meeting Status SIX2 CINS D69899116 06/06/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Repurchase Mgmt For For For Shares Using Equity Derivatives 11 Increase in Authorized Mgmt For For For Capital ________________________________________________________________________________ Sky Deutschland AG Ticker Security ID: Meeting Date Meeting Status SKYD CINS D6997G102 04/03/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Elect Mark Kaner Mgmt For For For 9 Elect Hans Seiler Mgmt For Against Against 10 Increase in Authorized Mgmt For For For Capital 11 Amendment to Authorized Mgmt For For For Capital 12 Cancellation of the Mgmt For For For Authority to Issue Convertible Debt Instruments; Cancellation of Conditional Capital 2011 13 Authority to Issue Mgmt For Against Against Convertible Debt Instruments 14 Increase in Conditional Mgmt For Against Against Capital 15 Location and Mgmt For For For Convocation of the General Meeting 16 Participation in Mgmt For For For General Meeting 17 Exercise of Voting Mgmt For For For Rights ________________________________________________________________________________ SMA Solar Technology AG Ticker Security ID: Meeting Date Meeting Status S92 CINS D7008K108 05/22/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratify Gunther Cramer Mgmt For For For 7 Ratify Peter Drews Mgmt For For For 8 Ratify Roland Grebe Mgmt For For For 9 Ratify Pierre-Pascal Mgmt For For For Urbon 10 Ratify Marko Werner Mgmt For For For 11 Ratify Jurgen Dolle Mgmt For For For 12 Ratify Uwe Hertel Mgmt For For For 13 Ratify Gunther Cramer Mgmt For For For 14 Ratify Peter Drews Mgmt For For For 15 Ratify Siegfried Drueker Mgmt For For For 16 Ratify Erik Ehrentraut Mgmt For For For 17 Ratify Gunther Hackl Mgmt For For For 18 Ratify Johannes Hade Mgmt For For For 19 Ratify Winfried Hoffmann Mgmt For For For 20 Ratify Martin Mgmt For For For Hoppe-Kilpper 21 Ratify Werner Kleinkauf Mgmt For For For 22 Ratify Ullrich Mebmer Mgmt For For For 23 Ratify Alexander Naujoks Mgmt For For For 24 Ratify Joachim Schlosser Mgmt For For For 25 Ratify Reiner Wettlaufer Mgmt For For For 26 Ratify Mirko Zeidler Mgmt For For For 27 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ SolarWorld AG Ticker Security ID: Meeting Date Meeting Status SWV CINS D7045Y103 05/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For Against Against Profits/Dividends 6 Ratification of Mgmt For Against Against Management Board Acts 7 Ratification of Mgmt For Against Against Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Stada Arzneimittel AG Ticker Security ID: Meeting Date Meeting Status SAZ CINS D76226113 05/30/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For Against Against Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Stroer Out-Of-Home Media AG Ticker Security ID: Meeting Date Meeting Status SAX CINS D8169G100 06/21/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Stefan Seitz Mgmt For For For ________________________________________________________________________________ Suess Microtec AG Ticker Security ID: Meeting Date Meeting Status SMH CINS D82791167 06/20/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Elect Stefan Reineck Mgmt For For For 9 Elect Jan Teichert Mgmt For For For 10 Elect Gerhard Pegam Mgmt For For For ________________________________________________________________________________ Symrise AG Ticker Security ID: Meeting Date Meeting Status SY1 CINS D827A1108 05/15/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Winfried Steeger Mgmt For For For 10 Compensation Policy Mgmt For For For ________________________________________________________________________________ TAG Immobilien AG Ticker Security ID: Meeting Date Meeting Status TEG CINS D82822236 06/14/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Bettina Stark Mgmt For Against Against 10 Amendment to Corporate Mgmt For Abstain Against Purpose 11 Increase in Authorized Mgmt For Against Against Capital 12 Modification of Mgmt For For For Conditional Capital 13 Authority to Exclude Mgmt For Against Against Preemptive Rights 14 Authority to Issue Mgmt For For For Profit-Participation Rights ________________________________________________________________________________ Tipp24 SE Ticker Security ID: Meeting Date Meeting Status TIM CINS D8401Q106 06/22/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Tui AG Ticker Security ID: Meeting Date Meeting Status TUI1 CINS D8484K166 02/15/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Vossloh AG Ticker Security ID: Meeting Date Meeting Status VOS CINS D9494V101 05/23/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ VTG AG Ticker Security ID: Meeting Date Meeting Status CINS D8571N107 06/08/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Wilhelm Scheider Mgmt For Against Against 9 Elect Klaus-Jurgen Mgmt For For For Juhnke 10 Elect Bernd Malmstrom Mgmt For For For 11 Elect Jost Massenberg Mgmt For For For 12 Elect Christian Mgmt For For For Olearius 13 Elect Gunnar Uldall Mgmt For For For 14 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Wacker Neuson SE Ticker Security ID: Meeting Date Meeting Status WAC CINS D9553L101 05/22/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Matthias Bruse Mgmt For For For 9 Increase in Authorized Mgmt For Against Against Capital 10 Profit-and-Loss Mgmt For For For Transfer Agreement 11 Supervisory Board Mgmt For For For Members' Fees 12 Authority to Repurchase Mgmt For For For Shares 13 Appointment of Auditor; Mgmt For For For Appointment of Auditor for Interim Statements ________________________________________________________________________________ Wincor Nixdorf AG Ticker Security ID: Meeting Date Meeting Status WIN CINS D9695J105 01/23/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Karl-Heinz Stiller Mgmt For Against Against 10 Elect Edgar Ernst Mgmt For For For ________________________________________________________________________________ Wirecard AG Ticker Security ID: Meeting Date Meeting Status WDI CINS D22359133 06/26/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Intra-company Control Mgmt For For For Agreements 10 Intra-company Control Mgmt For For For Agreements 11 Increase in Authorized Mgmt For For For Capital 12 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Xing AG Ticker Security ID: Meeting Date Meeting Status O1BC CINS D9829E105 06/14/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Yingli Green Energy Holding Company Limited Ticker Security ID: Meeting Date Meeting Status YGE CUSIP 98584B103 08/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Ming Huang Mgmt For For For 3 Elect Junmin Liu Mgmt For For For 4 Appointment of Auditor Mgmt For For For ========================= Global Alternative Energy ETF ======================== ________________________________________________________________________________ American Superconductor Corp. Ticker Security ID: Meeting Date Meeting Status AMSC CUSIP 030111108 12/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vikram Budhraja Mgmt For For For 1.2 Elect Peter Crisp Mgmt For For For 1.3 Elect Richard Drouin Mgmt For For For 1.4 Elect Pamela Lenehan Mgmt For For For 1.5 Elect Daniel McGahn Mgmt For For For 1.6 Elect David Oliver, Jr. Mgmt For Withhold Against 1.7 Elect John Vander Sande Mgmt For Withhold Against 1.8 Elect John Wood, Jr. Mgmt For Withhold Against 2 Increase of Authorized Mgmt For Against Against Common Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ China Longyuan Power Group Corporation Limited Ticker Security ID: Meeting Date Meeting Status 916 CINS Y1501T101 08/10/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect CHEN Bin as Mgmt For For For Director 3 Elect QIAO Baoping as Mgmt For Against Against Supervisor 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 916 CINS Y1501T101 05/18/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Final Accounts Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Budget Report Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of PRC Mgmt For For For Auditor and Authority to Set Fees 8 Appointment of Mgmt For For For International Auditor and Authority to Set Fees 9 Directors' and Mgmt For For For Supervisors' Fees 10 Elect HUANG Qun Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Elect LV Congmin Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Issuance of Corporate Mgmt For For For Bonds 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Issuance of Debt Mgmt For For For Instruments 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Mgmt For Against Against Domestic and H Shares w/o Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Shareholder Proposal ShrHoldr For Against Against ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 916 CINS Y1501T101 12/29/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 New Guodian Master Mgmt For For For Agreement 4 Transfer Agreement Mgmt For For For ________________________________________________________________________________ Clean Energy Fuels Corp. Ticker Security ID: Meeting Date Meeting Status CLNE CUSIP 184499101 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew Littlefair Mgmt For For For 1.2 Elect Warren Mitchell Mgmt For For For 1.3 Elect John Herrington Mgmt For For For 1.4 Elect James Miller III Mgmt For For For 1.5 Elect James O'Connor Mgmt For For For 1.6 Elect T. Boone Pickens Mgmt For For For 1.7 Elect Kenneth Socha Mgmt For For For 1.8 Elect Vincent Taormina Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cooper Industries Plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ivor Evans Mgmt For Against Against 2 Elect Kirk Hachigian Mgmt For For For 3 Elect Lawrence Kingsley Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Authority of Mgmt For For For Subsidiaries to Repurchase Shares 8 Authority to Set Price Mgmt For For For of Reissued Treasury Shares ________________________________________________________________________________ Covanta Holding Corporation Ticker Security ID: Meeting Date Meeting Status CVA CUSIP 22282E102 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Barse Mgmt For For For 1.2 Elect Ronald Broglio Mgmt For For For 1.3 Elect Peter Bynoe Mgmt For Withhold Against 1.4 Elect Linda Fisher Mgmt For For For 1.5 Elect Joseph Holsten Mgmt For For For 1.6 Elect Anthony Orlando Mgmt For For For 1.7 Elect William Pate Mgmt For For For 1.8 Elect Robert Silberman Mgmt For For For 1.9 Elect Jean Smith Mgmt For For For 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against Against For Regarding Pay for Superior Performance ________________________________________________________________________________ Cree Inc. Ticker Security ID: Meeting Date Meeting Status CREE CUSIP 225447101 10/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Clyde Hosein Mgmt For For For 1.3 Elect Robert Ingram Mgmt For Withhold Against 1.4 Elect Franco Plastina Mgmt For For For 1.5 Elect Alan Ruud Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Mgmt For For For Long-Term Incentive Compensation Plan 3 Amendment to the 2005 Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Dongfang Electric Co Ltd Ticker Security ID: Meeting Date Meeting Status 1072 CINS Y20958107 05/17/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Reports Mgmt For For For 3 Supervisors' Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Financial Statements Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect SI Zefu Mgmt For Against Against 9 Elect ZHANG Xiaolun Mgmt For Against Against 10 Elect WEN Shugang Mgmt For Against Against 11 Elect HUANG Wei Mgmt For Against Against 12 Elect ZHU Yuanchao Mgmt For For For 13 Elect ZHANG Jilie Mgmt For Against Against 14 Elect LI Yanmeng Mgmt For For For 15 Elect ZHAO Chunjun Mgmt For Against Against 16 Elect PENG Shaobing Mgmt For For For 17 Elect WEN Bingyou as Mgmt For For For Supervisor 18 Elect WEN Limen as Mgmt For Against Against Supervisor 19 Directors' Fees Mgmt For For For 20 Supervisors' Mgmt For For For Remuneration 21 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ Dongfang Electric Co Ltd Ticker Security ID: Meeting Date Meeting Status 1072 CINS Y20958107 12/22/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 2012 Purchase and Mgmt For For For Production Services Framework Agreement 3 2012 Sales and Mgmt For For For Production Services Framework Agreement 4 2012 Financial Services Mgmt For Against Against Framework Agreement 5 Ratification of Board Mgmt For For For Acts 6 Amendments to Articles Mgmt For For For 188 7 Amendments to Articles Mgmt For For For 189 8 Ratification of Board Mgmt For For For Acts ________________________________________________________________________________ EDP Renovaveis SA Ticker Security ID: Meeting Date Meeting Status EDPR CINS E3847K101 04/12/2012 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (Individual) 2 Allocation of Mgmt For For For Profits/Dividends 3 Accounts and Reports Mgmt For For For (Consolidated) 4 Ratification of Board Mgmt For For For Acts 5 Remuneration Report Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Carry Out Mgmt For For For Formalities 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A _______________________________________________________________________________ Enel Green Power S.P.A. Ticker Security ID: Meeting Date Meeting Status EGPW CINS T3679C106 04/27/2012 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Remuneration Report Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Enersys Ticker Security ID: Meeting Date Meeting Status ENS CUSIP 29275Y102 08/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Seifi Ghasemi Mgmt For For For 1.2 Elect John Lehman, Jr. Mgmt For For For 1.3 Elect Dennis Marlo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ First Solar, Inc. Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Ahearn Mgmt For For For 1.2 Elect Richard Chapman Mgmt For For For 1.3 Elect George Hambro Mgmt For For For 1.4 Elect Craig Kennedy Mgmt For For For 1.5 Elect James Nolan Mgmt For For For 1.6 Elect William Post Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Paul Stebbins Mgmt For For For 1.9 Elect Michael Sweeney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 4 Shareholder Proposal ShrHoldr Against Against For Regarding Board Diversity ________________________________________________________________________________ Gamesa Corporacion Tecnologica, S.A. Ticker Security ID: Meeting Date Meeting Status GAM CINS E54667113 06/28/2012 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts Mgmt For For For 3 Management Reports Mgmt For For For 4 Ratification of Board Mgmt For For For Acts 5 Allocation of Mgmt For For For Profits/Dividends 6 Scrip Dividend Mgmt For For For 7 Elect Ignacio Martin Mgmt For For For San Vicente 8 Elect Sonsoles Rubio Mgmt For For For Reinoso 9 Amend Article 18 Mgmt For For For 10 Amend Article 19 Mgmt For For For 11 Amend Article 22 Mgmt For For For 12 Amend Article 28 Mgmt For For For 13 Amend Article 37 Mgmt For For For 14 Amend Article 40.2 Mgmt For For For 15 Amend Article 44.3 Mgmt For For For 16 Amend Article 48 Mgmt For For For 17 Amend Article 8 Mgmt For For For 18 Amend Article 12 Mgmt For For For 19 Amend Article 15 Mgmt For For For 20 Amend Articles 17 and 31 Mgmt For For For 21 Amend Article 37 Mgmt For For For 22 Amend Article 40.3 Mgmt For For For 23 Approval of Corporate Mgmt For For For Website 24 Authority to Carry Out Mgmt For For For Formalities 25 Remuneration Report Mgmt For For For ________________________________________________________________________________ Gintech Energy Corporation Ticker Security ID: Meeting Date Meeting Status 3514 CINS Y270A0100 06/06/2012 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Loss Disposition Mgmt For For For 7 Private Placement Mgmt For Against Against 8 Amendments to Articles Mgmt For For For 9 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 10 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 11 Elect Representative of Mgmt For For For Zhong-Wei Investment Co.,Ltd 12 Elect PAN Wen-Whe Mgmt For For For 13 Elect John T.Yu Mgmt For Against Against 14 Elect Representative of Mgmt For For For Ho Yang assets management 15 Elect Chang Chung-Chien Mgmt For Against Against 16 Elect Paul S.C. Hsu Mgmt For Against Against (Independent Director) 17 Elect WANG Kuan-Shen Mgmt For For For (Independent Director) 18 Elect Representative of Mgmt For For For Witty Corporation (Supervisor) 19 Elect KANG Jung-Pao Mgmt For Against Against (Supervisor) 20 Elect P.C. Chen Mgmt For For For (Supervisor) 21 Non-Compete Mgmt For Against Against Restrictions for Directors 22 Extraordinary Motions Mgmt For Against Against ________________________________________________________________________________ International Rectifier Corporation Ticker Security ID: Meeting Date Meeting Status IRF CUSIP 460254105 11/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Dahl Mgmt For For For 1.2 Elect Dwight Decker Mgmt For For For 1.3 Elect Rochus Vogt Mgmt For For For 2 2011 Performance Mgmt For For For Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ITRON, Inc. Ticker Security ID: Meeting Date Meeting Status ITRI CUSIP 465741106 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kirby Dyess Mgmt For For For 2 Elect LeRoy Nosbaum Mgmt For For For 3 Elect Graham Wilson Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 2012 Employee Stock Mgmt For For For Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kurita Water Industries Ltd. Ticker Security ID: Meeting Date Meeting Status 6370 CINS J37221116 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Chiaki Kuzuu Mgmt For Against Against 5 Elect Shiroh Hayashi Mgmt For For For 6 Elect Yoshihiro Tsuji Mgmt For For For as Alternate Statutory Auditors ________________________________________________________________________________ MEMC Electronic Materials, Inc. Ticker Security ID: Meeting Date Meeting Status WFR CUSIP 552715104 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Boehlke Mgmt For Against Against 2 Elect Emmanuel Hernandez Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Approval of a One-Time Mgmt For For For Stock Option Exchange for Eligible Employees 6 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Polypore International, Inc. Ticker Security ID: Meeting Date Meeting Status PPO CUSIP 73179V103 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Dries Mgmt For For For 1.2 Elect Frederick Flynn Mgmt For For For 1.3 Elect Michael Chesser Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Power Integrations, Inc. Ticker Security ID: Meeting Date Meeting Status POWI CUSIP 739276103 06/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Balu Balakrishnan Mgmt For For For 1.2 Elect Alan Bickell Mgmt For For For 1.3 Elect Nicholas Mgmt For For For Brathwaite 1.4 Elect William George Mgmt For For For 1.5 Elect Balakrishnan Iyer Mgmt For For For 1.6 Elect E. Floyd Kvamme Mgmt For For For 1.7 Elect Steven Sharp Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2007 Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Renewable Energy Corporation ASA Ticker Security ID: Meeting Date Meeting Status REC CINS R7199U100 05/22/2012 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Election of Presiding Mgmt For TNA N/A Chairman and Individuals to Check Minutes 7 Notice of Meeting and Mgmt For TNA N/A Agenda 8 Directors' and Mgmt For TNA N/A Nomination Committee Members' Fees 9 Authority to Set Mgmt For TNA N/A Auditor's Fees 10 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 11 Compensation Guidelines Mgmt For TNA N/A 12 Incentive Compensation Mgmt For TNA N/A Guidelines 13 Amendments to Articles Mgmt For TNA N/A Regarding Shareholder Registration 14 Authority to Issue Mgmt For TNA N/A Shares to Carry Out Investments, Acquisitions and Mergers 15 Authority to Issue Mgmt For TNA N/A Shares to Provide the Company with Financial Flexibility 16 Authority to Repurchase Mgmt For TNA N/A Shares to Fulfill Obligations Pursuant to the Employee Share Purchase Program 17 Authority to Repurchase Mgmt For TNA N/A Shares Pursuant to the Company's Option Program 18 Authority to Repurchase Mgmt For TNA N/A Shares to Increase Return to Shareholders 19 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments to Carry Out Investments and Acquisitions 20 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments to Provide the Company with Financial Flexibility 21 Election of Directors Mgmt For TNA N/A 22 Elect Rune Selmar to Mgmt For TNA N/A Nominating Committee ________________________________________________________________________________ SMA Solar Technology AG Ticker Security ID: Meeting Date Meeting Status S92 CINS D7008K108 05/22/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratify Gunther Cramer Mgmt For For For 7 Ratify Peter Drews Mgmt For For For 8 Ratify Roland Grebe Mgmt For For For 9 Ratify Pierre-Pascal Mgmt For For For Urbon 10 Ratify Marko Werner Mgmt For For For 11 Ratify Jurgen Dolle Mgmt For For For 12 Ratify Uwe Hertel Mgmt For For For 13 Ratify Gunther Cramer Mgmt For For For 14 Ratify Peter Drews Mgmt For For For 15 Ratify Siegfried Drueker Mgmt For For For 16 Ratify Erik Ehrentraut Mgmt For For For 17 Ratify Gunther Hackl Mgmt For For For 18 Ratify Johannes Hade Mgmt For For For 19 Ratify Winfried Hoffmann Mgmt For For For 20 Ratify Martin Mgmt For For For Hoppe-Kilpper 21 Ratify Werner Kleinkauf Mgmt For For For 22 Ratify Ullrich Mebmer Mgmt For For For 23 Ratify Alexander Naujoks Mgmt For For For 24 Ratify Joachim Schlosser Mgmt For For For 25 Ratify Reiner Wettlaufer Mgmt For For For 26 Ratify Mirko Zeidler Mgmt For For For 27 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ SunPower Corporation Ticker Security ID: Meeting Date Meeting Status SPWR CUSIP 867652406 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnaud Chaperon Mgmt For For For 1.2 Elect Jerome Schmitt Mgmt For For For 1.3 Elect Pat Wood, III Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ SunPower Corporation Ticker Security ID: Meeting Date Meeting Status SPWRA CUSIP 867652307 11/15/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elimination of Dual Mgmt For For For Class Stock 2 Temporary Restoration Mgmt For For For of Written Consent 3 Amendment to the 2005 Mgmt For Against Against Stock Incentive Plan ________________________________________________________________________________ Tesla Motors, Inc. Ticker Security ID: Meeting Date Meeting Status TSLA CUSIP 88160R101 06/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Antonio Gracias Mgmt For For For 1.2 Elect Kimbal Musk Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Trina Solar Limited Ticker Security ID: Meeting Date Meeting Status TSL CUSIP 89628E104 09/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Junfeng Li Mgmt For For For 2 Elect Liping Qiu Mgmt For For For 3 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Veeco Instruments Inc. Ticker Security ID: Meeting Date Meeting Status VECO CUSIP 922417100 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Braun Mgmt For For For 1.2 Elect Richard D'Amore Mgmt For For For 1.3 Elect Keith Jackson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Verbund AG Ticker Security ID: Meeting Date Meeting Status VER CINS A91460104 04/12/2012 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Supervisory and Management Board Acts 5 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Vestas Wind Systems A/S Ticker Security ID: Meeting Date Meeting Status VWS CINS K9773J128 03/29/2012 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Bert Nordberg Mgmt For For For 8 Elect Carsten Bjerg Mgmt For For For 9 Elect Eija Pitkanen Mgmt For For For 10 Elect Hakan Eriksson Mgmt For For For 11 Elect Jorgen Huno Mgmt For For For Rasmussen 12 Elect Jorn Ankaer Mgmt For Against Against Thomsen 13 Elect Kurt Anker Nielsen Mgmt For For For 14 Elect Lars Olof Mgmt For For For Josefsson 15 Directors' Fees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Yingli Green Energy Holding Company Limited Ticker Security ID: Meeting Date Meeting Status YGE CUSIP 98584B103 08/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Ming Huang Mgmt For For For 3 Elect Junmin Liu Mgmt For For For 4 Appointment of Auditor Mgmt For For For =============================== Gold Miners ETF ================================ ________________________________________________________________________________ Agnico-Eagle Mines Ltd. Ticker Security ID: Meeting Date Meeting Status AEM CUSIP 008474108 04/27/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leanne Baker Mgmt For Withhold Against 1.2 Elect Douglas Beaumont Mgmt For For For 1.3 Elect Sean Boyd Mgmt For For For 1.4 Elect Martine Celej Mgmt For For For 1.5 Elect Clifford Davis Mgmt For For For 1.6 Elect Robert Gemmell Mgmt For For For 1.7 Elect Bernard Kraft Mgmt For For For 1.8 Elect Mel Leiderman Mgmt For For For 1.9 Elect James Nasso Mgmt For For For 1.10 Elect Sean Riley Mgmt For For For 1.11 Elect J. Merfyn Roberts Mgmt For For For 1.12 Elect Howard Stockford Mgmt For For For 1.13 Elect Pertti Voutilainen Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Stock Mgmt For For For Option Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Allied Nevada Gold Corp. Ticker Security ID: Meeting Date Meeting Status ANV CUSIP 019344100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Buchan Mgmt For Withhold Against 1.2 Elect Scott Caldwell Mgmt For For For 1.3 Elect John Ivany Mgmt For For For 1.4 Elect Cameron Mingay Mgmt For Withhold Against 1.5 Elect Terry Palmer Mgmt For For For 1.6 Elect Carl Pescio Mgmt For For For 1.7 Elect D. Bruce Sinclair Mgmt For For For 1.8 Elect Robert Wardell Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Nozipho Mgmt For For For January-Bardill 3 Elect Rodney Ruston Mgmt For For For 4 Re-elect Bill Nairn Mgmt For For For 5 Re-elect L. Nkuhlu Mgmt For For For 6 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Nkuhlu) 7 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Arisman) 8 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Gasant) 9 Elect Audit and Mgmt For For For Corporate Governance Committee Member (January-Bardill) 10 General Authority to Mgmt For For For Issue Shares 11 Authority to Issue Mgmt For For For Shares for Cash 12 Approve Remuneration Mgmt For For For Policy 13 Increase NEDs' Fees Mgmt For For For (Service as Directors) 14 Increase NEDs' Fees Mgmt For For For (Board and Statutory Committee Meetings) 15 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 11/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Aurico Gold Inc. Ticker Security ID: Meeting Date Meeting Status AUQ CUSIP 05155C 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Colin Benner Mgmt For Withhold Against 1.2 Elect Rene Marion Mgmt For For For 1.3 Elect Richard Colterjohn Mgmt For Withhold Against 1.4 Elect Alan Edwards Mgmt For Withhold Against 1.5 Elect Patrick Downey Mgmt For For For 1.6 Elect Mark Daniel Mgmt For For For 1.7 Elect Ronald Smith Mgmt For Withhold Against 1.8 Elect Luis Chavez Mgmt For For For 1.9 Elect Joseph Spiteri Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Aurico Gold Inc. Ticker Security ID: Meeting Date Meeting Status AUQ CUSIP 05155C105 10/24/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Aurizon Mines Ltd. Ticker Security ID: Meeting Date Meeting Status ARZ CUSIP 05155P106 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Sargent Berner Mgmt For Withhold Against 2.2 Elect Louis Dionne Mgmt For For For 2.3 Elect David Hall Mgmt For For For 2.4 Elect George Brack Mgmt For For For 2.5 Elect Andre Falzon Mgmt For For For 2.6 Elect Richard Faucher Mgmt For For For 2.7 Elect Diane Francis Mgmt For For For 2.8 Elect George Paspalas Mgmt For For For 2.9 Elect Brian Moorhouse Mgmt For For For 2.10 Elect Ian Walton Mgmt For Withhold Against 3 Appointment of Auditor Mgmt For For For 4 Amendment to the Stock Mgmt For For For Option Plan 5 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Robert Franklin Mgmt For For For 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Dambisa Moyo Mgmt For For For 1.8 Elect Brian Mulroney Mgmt For Withhold Against 1.9 Elect Anthony Munk Mgmt For Withhold Against 1.10 Elect Peter Munk Mgmt For For For 1.11 Elect Aaron Regent Mgmt For For For 1.12 Elect Nathaniel Mgmt For Withhold Against Rothschild 1.13 Elect Steven Shapiro Mgmt For For For 1.14 Elect John Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Coeur d'Alene Corporation Ticker Security ID: Meeting Date Meeting Status CDE CUSIP 192108504 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect L. Michael Bogert Mgmt For For For 1.2 Elect James Curran Mgmt For For For 1.3 Elect Sebastian Edwards Mgmt For For For 1.4 Elect Mitchell Krebs Mgmt For For For 1.5 Elect Andrew Lundquist Mgmt For Withhold Against 1.6 Elect Robert Mellor Mgmt For For For 1.7 Elect John Robinson Mgmt For For For 1.8 Elect J. Kenneth Mgmt For For For Thompson 1.9 Elect Timothy Winterer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Compania de Minas Buenaventura S.A.A. Ticker Security ID: Meeting Date Meeting Status BUENAVC1 CUSIP 204448104 03/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For Abstain Against 4 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Eldorado Gold Corp. Ticker Security ID: Meeting Date Meeting Status ELD CUSIP 284902103 02/21/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Eldorado Gold Corp. Ticker Security ID: Meeting Date Meeting Status ELD CUSIP 284902103 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy Baker Mgmt For For For 1.2 Elect Ross Cory Mgmt For Withhold Against 1.3 Elect Robert Gilmore Mgmt For For For 1.4 Elect Geoffrey Handley Mgmt For For For 1.5 Elect Wayne Lenton Mgmt For Withhold Against 1.6 Elect Michael Price Mgmt For For For 1.7 Elect Jonathan Mgmt For For For Rubenstein 1.8 Elect Donald Shumka Mgmt For For For 1.9 Elect Paul Wright Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ First Majestic Silver Corp. Ticker Security ID: Meeting Date Meeting Status FR CUSIP 32076V103 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Keith Neumeyer Mgmt For For For 2.2 Elect Ramon Davila Mgmt For For For 2.3 Elect Douglas Penrose Mgmt For For For 2.4 Elect Robert McCallum Mgmt For For For 2.5 Elect Tony Pezzotti Mgmt For For For 2.6 Elect David Shaw Mgmt For For For 2.7 Elect Robert Young Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Gold Fields Limited Ticker Security ID: Meeting Date Meeting Status GFI CUSIP 38059T106 05/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Delfin Lazaro Mgmt For For For 3 Re-elect Cheryl Carolus Mgmt For Against Against 4 Re-elect Roberto Danino Mgmt For For For 5 Re-elect Richard Menell Mgmt For For For 6 Re-elect Alan Hill Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (Wilson) 8 Elect Audit Committee Mgmt For For For Member (Menell) 9 Elect Audit Committee Mgmt For For For Member (Moloko) 10 Elect Audit Committee Mgmt For For For Member (Ncube) 11 Elect Audit Committee Mgmt For For For Member (Penant-Rea) 12 General Authority to Mgmt For For For Issue Shares 13 Authority to Issue Mgmt For For For Shares for Cash 14 Approve 2012 Share Plan Mgmt For For For 15 Approve NEDs' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance 17 Authority to Cancel Mgmt For For For Authorised Capital 18 Authority to Repurchase Mgmt For For For Shares 19 Adopt New Memorandum of Mgmt For Against Against Incorporation ________________________________________________________________________________ Goldcorp Inc. Ticker Security ID: Meeting Date Meeting Status G CUSIP 380956409 04/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian Telfer Mgmt For For For 1.2 Elect Douglas Holtby Mgmt For For For 1.3 Elect Charles Jeannes Mgmt For For For 1.4 Elect John Bell Mgmt For For For 1.5 Elect Lawrence Bell Mgmt For For For 1.6 Elect Beverley Briscoe Mgmt For For For 1.7 Elect Peter Dey Mgmt For For For 1.8 Elect P. Randy Reifel Mgmt For For For 1.9 Elect A. Dan Rovig Mgmt For For For 1.10 Elect Blanca Trevino de Mgmt For For For Vega 1.11 Elect Kenneth Williamson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Mgmt For For For Restricted Share Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal Mgmt Against Against For Regarding Human Rights ________________________________________________________________________________ Golden Star Resources Ltd. Ticker Security ID: Meeting Date Meeting Status GSC CUSIP 38119T104 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Askew Mgmt For For For 1.2 Elect Robert Doyle Mgmt For Withhold Against 1.3 Elect Ian MacGregor Mgmt For Withhold Against 1.4 Elect Thomas Mair Mgmt For For For 1.5 Elect Craig Nelsen Mgmt For For For 1.6 Elect Christopher Mgmt For For For Thompson 1.7 Elect William Yeates Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Great Basin Gold Ltd. Ticker Security ID: Meeting Date Meeting Status GBG CUSIP 390124105 06/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick Cooke Mgmt For For For 1.2 Elect T. Barry Coughlan Mgmt For For For 1.3 Elect Anu Dhir Mgmt For For For 1.4 Elect Ferdinand Mgmt For For For Dippenaar 1.5 Elect Philip Kotze Mgmt For For For 1.6 Elect Joshua Ngoma Mgmt For For For 1.7 Elect Octavia Matloa Mgmt For For For 1.8 Elect Ronald Thiessen Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 11/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mavuso Msimang Mgmt For For For 2 Elect David Noko Mgmt For For For 3 Elect John Wetton Mgmt For For For 4 Re-elect Frank Abbott Mgmt For For For 5 Re-elect Graham Briggs Mgmt For For For 6 Re-elect Ken Dicks Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (De Buck) 8 Elect Audit Committee Mgmt For For For Member (Lushaba) 9 Elect Audit Committee Mgmt For For For Member (Motloba) 10 Elect Audit Committee Mgmt For For For Member (Wetton) 11 Appointment of Auditor Mgmt For For For 12 Approve Remuneration Mgmt For For For Policy 13 General Authority to Mgmt For For For Issue Shares 14 Amend Employee Share Mgmt For For For Ownership Plan 15 Approve Directors' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Hecla Mining Company Ticker Security ID: Meeting Date Meeting Status HL CUSIP 422704106 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Mgmt For For For Nethercutt, Jr. 1.2 Elect John Bowles Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Stock Mgmt For For For Plan for Nonemployee Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ IAMGOLD Corporation Ticker Security ID: Meeting Date Meeting Status IMG CUSIP 450913108 05/14/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Caldwell Mgmt For For For 1.2 Elect Donald Charter Mgmt For Withhold Against 1.3 Elect W. Robert Dengler Mgmt For For For 1.4 Elect Guy Dufresne Mgmt For For For 1.5 Elect John Hall Mgmt For For For 1.6 Elect Stephen Letwin Mgmt For For For 1.7 Elect Mahendra Naik Mgmt For For For 1.8 Elect William Pugliese Mgmt For For For 1.9 Elect John Shaw Mgmt For For For 1.10 Elect Timothy Snider Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Share Mgmt For For For Incentive Plan ________________________________________________________________________________ Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Brough Mgmt For Withhold Against 1.2 Elect Tye Burt Mgmt For For For 1.3 Elect John Carrington Mgmt For For For 1.4 Elect John Huxley Mgmt For For For 1.5 Elect Kenneth Irving Mgmt For For For 1.6 Elect John Keyes Mgmt For For For 1.7 Elect Catherine Mgmt For For For McLeod-Seltzer 1.8 Elect George Michals Mgmt For For For 1.9 Elect John Oliver Mgmt For For For 1.10 Elect Terence Reid Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Renewal of Shareholder Mgmt For For For Rights Plan ________________________________________________________________________________ Minefinders Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status MFL CUSIP 602900102 03/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For ________________________________________________________________________________ Nevsun Resources Ltd. Ticker Security ID: Meeting Date Meeting Status NSU CUSIP 64156L101 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Stuart Angus Mgmt For Withhold Against 1.2 Elect Clifford Davis Mgmt For For For 1.3 Elect Anthony Ferguson Mgmt For For For 1.4 Elect Robert Gayton Mgmt For Withhold Against 1.5 Elect Gary German Mgmt For For For 1.6 Elect Gerard Munera Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Nevsun Resources Ltd. Ticker Security ID: Meeting Date Meeting Status NSU CUSIP 64156L101 11/16/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Rights Plan Mgmt For For For 2 Board Size Mgmt For For For ________________________________________________________________________________ New Gold Inc. Ticker Security ID: Meeting Date Meeting Status NGD CUSIP 644535106 05/02/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James Estey Mgmt For Withhold Against 2.2 Elect Robert Gallagher Mgmt For For For 2.3 Elect Vahan Kololian Mgmt For For For 2.4 Elect Martyn Konig Mgmt For For For 2.5 Elect Pierre Lassonde Mgmt For For For 2.6 Elect Randall Oliphant Mgmt For For For 2.7 Elect Raymond Threlkeld Mgmt For Withhold Against 3 Appointment of Auditor Mgmt For For For 4 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Newmont Mining Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce Brook Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect Joseph Carrabba Mgmt For For For 4 Elect Noreen Doyle Mgmt For For For 5 Elect Veronica Hagen Mgmt For For For 6 Elect Michael Hamson Mgmt For For For 7 Elect Jane Nelson Mgmt For For For 8 Elect Richard O'Brien Mgmt For For For 9 Elect John Prescott Mgmt For For For 10 Elect Donald Roth Mgmt For For For 11 Elect Simon Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Northgate Minerals Corporation Ticker Security ID: Meeting Date Meeting Status NGX CUSIP 666416102 10/24/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Amendment to Stock Mgmt For For For Option Plan ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 697900108 03/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 697900108 05/15/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross Beaty Mgmt For For For 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Michael Carroll Mgmt For For For 1.4 Elect Michael Maloney Mgmt For Withhold Against 1.5 Elect Robert Pirooz Mgmt For For For 1.6 Elect David Press Mgmt For For For 1.7 Elect Walter Segsworth Mgmt For For For 1.8 Elect Christopher Dunn Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Randgold Resources Limited Ticker Security ID: Meeting Date Meeting Status RRS CUSIP 752344309 04/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Philippe Lietard Mgmt For For For 5 Elect D. Mark Bristow Mgmt For For For 6 Elect Graham Mgmt For For For Shuttleworth 7 Elect Norborne Cole, Jr. Mgmt For For For 8 Elect Christopher Mgmt For For For Coleman 9 Elect Kadri Dagdelen Mgmt For For For 10 Elect Karl Voltaire Mgmt For For For 11 Elect Andrew Quinn Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Directors' Fees Mgmt For For For 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Royal Gold, Inc. Ticker Security ID: Meeting Date Meeting Status RGLD CUSIP 780287108 11/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Craig Haase Mgmt For For For 2 Elect S. Oden Howell, Mgmt For For For Jr. 3 Ratification of Auditor Mgmt For Against Against 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Seabridge Gold Inc. Ticker Security ID: Meeting Date Meeting Status SEA CUSIP 811916105 06/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James Anthony Mgmt For For For 2.2 Elect A. Frederick Mgmt For Withhold Against Banfield 2.3 Elect Douglas Barr Mgmt For For For 2.4 Elect Thomas Dawson Mgmt For For For 2.5 Elect Louis Fox Mgmt For For For 2.6 Elect Rudi Fronk Mgmt For For For 2.7 Elect Eliseo Mgmt For Withhold Against Gonzalez-Urien 2.8 Elect Jay Layman Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Silver Standard Resources Inc. Ticker Security ID: Meeting Date Meeting Status SSO CUSIP 82823L106 05/09/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect A.E. Michael Mgmt For For For Anglin 2.2 Elect John Brodie Mgmt For Withhold Against 2.3 Elect Richard Campbell Mgmt For Withhold Against 2.4 Elect Richard Paterson Mgmt For Withhold Against 2.5 Elect John Smith Mgmt For For For 2.6 Elect Peter Tomsett Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Silver Wheaton Corp. Ticker Security ID: Meeting Date Meeting Status SLW CUSIP 828336107 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lawrence Bell Mgmt For For For 1.2 Elect George Brack Mgmt For For For 1.3 Elect John Brough Mgmt For Withhold Against 1.4 Elect R. Peter Gillin Mgmt For For For 1.5 Elect Douglas Holtby Mgmt For For For 1.6 Elect Eduardo Luna Mgmt For Withhold Against 1.7 Elect Wade Nesmith Mgmt For Withhold Against 1.8 Elect Randy Smallwood Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Tanzanian Royalty Exploration Corporation Ticker Security ID: Meeting Date Meeting Status TNX CUSIP 87600U104 03/01/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James Sinclair Mgmt For For For 2.2 Elect Joseph Kahama Mgmt For For For 2.3 Elect Norman Betts Mgmt For Withhold Against 2.4 Elect William Harvey Mgmt For Withhold Against 2.5 Elect Rosalind Morrow Mgmt For Withhold Against 2.6 Elect Abdulkarim Mruma Mgmt For Withhold Against 2.7 Elect Ulrich Rath Mgmt For Withhold Against 3 Appointment of Auditor Mgmt For Withhold Against and Authority to Set Fees 4 Amendment to the Mgmt For For For Restricted Stock Unit Incentive Plan 5 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Vista Gold Corp. Ticker Security ID: Meeting Date Meeting Status VGZ CUSIP 927926303 04/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nicole Mgmt For For For Adshead-Bell 1.2 Elect John Clark Mgmt For Withhold Against 1.3 Elect Frederick Earnest Mgmt For For For 1.4 Elect W. Durand Eppler Mgmt For Withhold Against 1.5 Elect C. Thomas Ogryzlo Mgmt For Withhold Against 1.6 Elect Michael Richings Mgmt For For For 1.7 Elect Tracy Stevenson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal 4 Long Term Equity Mgmt For For For Incentive Plan Renewal ________________________________________________________________________________ Yamana Gold Inc. Ticker Security ID: Meeting Date Meeting Status YRI CUSIP 98462Y100 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Marrone Mgmt For For For 1.2 Elect Patrick Mars Mgmt For Withhold Against 1.3 Elect John Begeman Mgmt For Withhold Against 1.4 Elect Alexander Davidson Mgmt For Withhold Against 1.5 Elect Richard Graff Mgmt For For For 1.6 Elect Robert Horn Mgmt For For For 1.7 Elect Nigel Lees Mgmt For Withhold Against 1.8 Elect Juvenal Mesquita Mgmt For For For Filho 1.9 Elect Carl Renzoni Mgmt For For For 1.10 Elect Antenor Silva, Jr. Mgmt For Withhold Against 1.11 Elect Dino Titaro Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation =============================== Gulf States ETF ================================ ________________________________________________________________________________ Abu Dhabi Commercial Bank PJSC Ticker Security ID: Meeting Date Meeting Status ADCB CINS M0152Q104 04/24/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Report of the Auditor Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts; Directors' Fees 6 Ratification of Mgmt For For For Auditor's Acts; Appointment of Auditor and Authority to Set Fees 7 Election of Directors Mgmt For Against Against ________________________________________________________________________________ Abu Dhabi Commercial Bank PJSC Ticker Security ID: Meeting Date Meeting Status ADCB CINS M0152Q104 04/24/2012 Voted Meeting Type Country of Trade Special United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For Shares 2 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ AGILITY PUBLIC WAREHOUSING COMPANY Ticker Security ID: Meeting Date Meeting Status AGLTY CINS M8788D108 05/31/2012 Voted Meeting Type Country of Trade Special Kuwait Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Statutory Auditors' and Mgmt For Abstain Against Independent Auditor' Reports 4 Accounts Mgmt For Abstain Against 5 Allocation of Mgmt For For For Profits/Dividends 6 Listing of Shares Mgmt For For For 7 Directors' Fees Mgmt For Abstain Against 8 Related Party Mgmt For For For Transactions 9 Ratification of Board Mgmt For For For Acts 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 12 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees ________________________________________________________________________________ Air Arabia PJSC Ticker Security ID: Meeting Date Meeting Status AIRA CINS M0367N110 04/02/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Report of the Auditor Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts and Statutory Auditors' Acts 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Air Arabia PJSC Ticker Security ID: Meeting Date Meeting Status AIRA CINS M0367N110 04/02/2012 Voted Meeting Type Country of Trade Special United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Aldar Properties PJSC Ticker Security ID: Meeting Date Meeting Status ALDAR CINS M0517N101 03/22/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board Mgmt For For For 4 Report of the Auditor Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Board Mgmt For For For Acts 8 Director's Fees Mgmt For Abstain Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Arabtec Holding Ticker Security ID: Meeting Date Meeting Status ARTC CINS M1491G104 04/28/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Report of the Auditor Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Ratification of Board Mgmt For For For and Auditor Acts 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Allocation of Mgmt For For For Profits/Dividends; Bonus Share Issuance 7 Directors' Fees Mgmt For For For 8 Election of Directors Mgmt For Against Against ________________________________________________________________________________ BankMuscat SAOG Ticker Security ID: Meeting Date Meeting Status BKMB CINS M1681X107 03/18/2012 Voted Meeting Type Country of Trade Annual Oman Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Corporate Governance Mgmt For For For Report 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Bonus Share Issuance Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Directors' Remuneration Mgmt For For For 8 Report on Related Party Mgmt For For For Transactions 9 Lease of Two Branch Mgmt For For For Premises 10 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees ________________________________________________________________________________ Boubyan Bank KSC Ticker Security ID: Meeting Date Meeting Status BOUBYAN CINS M2035S109 03/21/2012 Voted Meeting Type Country of Trade Annual Kuwait Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Report of the Sharia Mgmt For For For Supervisory Panel 5 Accounts and Reports Mgmt For For For 6 Related Party Mgmt For For For Transactions 7 Authority to Repurchase Mgmt For For For Shares 8 Ratification of Board Mgmt For For For Acts 9 Election of the Sharia Mgmt For For For Supervisory Panel 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Burgan Bank Ticker Security ID: Meeting Date Meeting Status BURG CINS M20497109 03/12/2012 Voted Meeting Type Country of Trade Mix Kuwait Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Bonus Share Issuance Mgmt For For For 4 Report of the Board Mgmt For For For 5 Report of the Auditor Mgmt For For For 6 Accounts Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Related Party Mgmt For For For Transactions 9 Directors' Fees Mgmt For Abstain Against 10 Authority to Grant Loans Mgmt For Abstain Against 11 Authority to Repurchase Mgmt For For For Shares 12 Charitable Donations Mgmt For For For 13 Authority to Allocate Mgmt For For For Profits to Statutory Reserve 14 Authority to Issue Bonds Mgmt For Abstain Against 15 Ratification of Board Mgmt For For For Acts 16 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees _______________________________________________________________________________ Commercial Bank Of Qatar Ticker Security ID: Meeting Date Meeting Status CBQK ISIN QA0007227752 02/27/2012 Take No Action Meeting Type Country of Trade Annual Qatar Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Report of the Board Mgmt For TNA N/A 4 Report of the Auditor Mgmt For TNA N/A 5 Report of the Shari'ah Mgmt For TNA N/A Supervisory Board 6 Accounts and Reports Mgmt For TNA N/A 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Ratification of Board Mgmt For TNA N/A Acts 9 Directors' Fees Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 11 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Dana Gas Pjsc Ticker Security ID: Meeting Date Meeting Status DANA CINS M27014105 04/19/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Report of the Auditor Mgmt For For For 5 Ratification of Board Mgmt For For For and Auditor Acts 6 Directors' Fees Mgmt For Abstain Against 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees ________________________________________________________________________________ Dana Gas Pjsc Ticker Security ID: Meeting Date Meeting Status DANA CINS M27014105 06/07/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Election of Directors Mgmt For For For ________________________________________________________________________________ DNO International ASA Ticker Security ID: Meeting Date Meeting Status DNO CINS R6007G105 06/11/2012 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Mgmt For TNA N/A Chairman and an Individual to Check Minutes 5 Notice of Meeting and Mgmt For TNA N/A Agenda 6 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 7 Amendments to Articles Mgmt For TNA N/A Regarding Board Size 8 Amendments to Articles Mgmt For TNA N/A Regarding Annual Meeting Agenda 9 Elect Lars Takla Mgmt For TNA N/A 10 Election, Guidelines Mgmt For TNA N/A and Fees of Nomination Committee 11 Directors' Fees (2011) Mgmt For TNA N/A 12 Directors' Fees (Jan. Mgmt For TNA N/A 2012 - Annual Meeting 2012) 13 Directors' Fees (Annual Mgmt For TNA N/A Meeting 2012 - Annual Meeting 2013) 14 Authority to Set Mgmt For TNA N/A Auditor's Fees 15 Compensation Guidelines Mgmt For TNA N/A 16 Authority to Issue Mgmt For TNA N/A Shares w/ or w/o Preemptive Rights 17 Authority to Repurchase Mgmt For TNA N/A Shares 18 Shareholder Proposals ShrHoldr Against TNA N/A from Petrolia Invest AS ________________________________________________________________________________ DNO International ASA Ticker Security ID: Meeting Date Meeting Status DNO CINS R60003101 11/01/2011 Voted Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Presiding Mgmt For For For Chairman and Individual to Check Minutes 6 Agenda Mgmt For For For 7 Merger/Acquisition Mgmt For For For 8 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 9 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Special Investigation 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Doha Bank Ticker Security ID: Meeting Date Meeting Status ISIN QA0006929770 02/29/2012 Take No Action Meeting Type Country of Trade Special Qatar Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Hearing the Board of Mgmt N/A TNA N/A Directors Report on the bank s activities and its financial position for the financial year ended December 31, 2011, Corporate Governance Report and discussing the future plan of the bank 4 Hearing the External Mgmt N/A TNA N/A Auditor s Report on the balance sheet and accounts presented by the Board of Directors for the financial year ended December 31, 2011 5 Hearing Shari a Mgmt N/A TNA N/A Authority s Report on the activities of Doha Islamic for the financial year ended December 31, 2011 6 Approving the balance Mgmt N/A TNA N/A sheet and the profit & loss accounts for the financial year ended December 31, 2011 and the BOD recommendation to distribute cash dividends to shareholders (i.e.) QR 4.5 per share 7 Discharging the BOD of Mgmt N/A TNA N/A the responsibility of the fiscal year 2011 and determining their remuneration 8 Appointing the external Mgmt N/A TNA N/A auditor for the next fiscal year and determining their fees 9 Dealing with related Mgmt N/A TNA N/A party companies ________________________________________________________________________________ DP World Ltd Ticker Security ID: Meeting Date Meeting Status DPW CINS M2851K107 04/30/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Sultan Ahmed Bin Mgmt For For For Sulayem 4 Elect Jamal Majid Bin Mgmt For For For Thaniah 5 Elect Mohammed Sharaf Mgmt For For For 6 Elect John Parker Mgmt For For For 7 Elect Yuvraj Narayan Mgmt For For For 8 Elect David Williams Mgmt For For For 9 Elect Cho Ying Davy Ho Mgmt For For For 10 Elect Deepak Parekh Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Reduce Mgmt For For For Share Capital ________________________________________________________________________________ Dubai Financial Market PJSC Ticker Security ID: Meeting Date Meeting Status DFM CINS M28814107 04/15/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Report of the Sharia Mgmt For For For and Fatwa Supervisory Board 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Ratification of Board Mgmt For For For and Auditors' Acts ________________________________________________________________________________ Dubai Islamic Bank Pjsc Ticker Security ID: Meeting Date Meeting Status DIB CINS M2888J107 03/20/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For Abstain Against 2 Report of the Sharia Mgmt For Abstain Against Supervisory Board 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Board Mgmt For For For Acts; Ratification of Auditor Acts 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Directors' Fees Mgmt For Abstain Against 9 Changes to the Board Mgmt For Abstain Against ________________________________________________________________________________ Emaar Properties PJSC Ticker Security ID: Meeting Date Meeting Status EMAAR CINS M4025S107 04/23/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board; Mgmt For For For Auditor's Report 3 Accounts and Reports Mgmt For For For 4 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 5 Ratification of Board Mgmt For For For Acts and Auditor's Acts 6 Allocation of Mgmt For For For Profits/Dividends; Directors' Bonus 7 Election of Directors Mgmt For Against Against 8 Approval of Directors' Mgmt For For For Real Estate Activities ________________________________________________________________________________ First Gulf Bank pjsc Ticker Security ID: Meeting Date Meeting Status FGB CINS M4580N105 02/29/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board Mgmt For For For 4 Report of the Auditor Mgmt For For For 5 Accounts and Reports Mgmt For Abstain Against 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Board Mgmt For Abstain Against Acts 8 Ratification of Mgmt For Abstain Against External Auditors' Acts 9 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 10 Election of Directors Mgmt For Abstain Against ________________________________________________________________________________ Gulf Bank Of Kuwait Ticker Security ID: Meeting Date Meeting Status GBK CINS M5246Y104 03/17/2012 Voted Meeting Type Country of Trade Annual Kuwait Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Report of the Auditor Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Bonus Share Issuance Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Ratification of Board Mgmt For For For Acts 7 Authority to Repurchase Mgmt For For For Shares 8 Authority to Issue Bonds Mgmt For For For 9 Authority to Grant Loans Mgmt For For For 10 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 11 Election of Directors Mgmt For Abstain Against ________________________________________________________________________________ Gulf Finance House Ticker Security ID: Meeting Date Meeting Status GFH CINS M5246W108 03/29/2012 Voted Meeting Type Country of Trade Special Bahrain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Minutes Mgmt For For For 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For Abstain Against Profits/Dividends 6 Report of the Sharia Mgmt For For For Supervision Panel 7 Corporate Governance Mgmt For For For Report 8 Ratification of Board Mgmt For For For Acts 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Election of Sharia Mgmt For For For Supervisory Board 11 Board Size Mgmt For For For ________________________________________________________________________________ Kuwait Finance House Ticker Security ID: Meeting Date Meeting Status KFIN CINS M64176106 03/26/2012 Voted Meeting Type Country of Trade Special Kuwait Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For Abstain Against 4 Report of the Sharia Mgmt For For For Supervision Panel 5 Report of the Financial Mgmt For Abstain Against and Non-Financial Fines 6 Accounts and Reports Mgmt For Abstain Against 7 Allocation of Mgmt For For For Profits/Dividends 8 Transfer of Reserves Mgmt For For For 9 Directors' Fees Mgmt For Abstain Against 10 Bonus Share Issuance Mgmt For For For 11 Related Party Mgmt For Abstain Against Transactions 12 Authority to Repurchase Mgmt For For For Shares 13 Ratification of Board Mgmt For Abstain Against Acts 14 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 15 Appoint Sharia Mgmt For For For Supervision 16 Approve Change to Mgmt For Abstain Against Calculating Zakat _______________________________________________________________________________ Kuwait Projects Company Kscc Ticker Security ID: Meeting Date Meeting Status KPROJ CINS M6501U100 04/10/2012 Voted Meeting Type Country of Trade Annual Kuwait Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Report of the Auditor Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Bonus Share Issuance Mgmt For For For 6 Related Party Mgmt For For For Transactions 7 Directors' Fees Mgmt For Abstain Against 8 Reauthorization of Mgmt For Abstain Against Share Issuance Limit 9 Authority to Repurchase Mgmt For For For Shares 10 Charitable Donations Mgmt For For For 11 Employee Stock Purchase Mgmt For For For Plan 12 Ratification of Board Mgmt For For For Acts 13 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees ________________________________________________________________________________ Mobile Telecommunications Company K.S.C Ticker Security ID: Meeting Date Meeting Status ZAIN CINS M7034R101 03/29/2012 Voted Meeting Type Country of Trade Special Kuwait Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Report of the Auditor Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Transfer of Reserves Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Authority to Repurchase Mgmt For For For Shares 8 Employee Stock Purchase Mgmt For For For Plan 9 Related Party Mgmt For For For Transactions 10 Reauthorization of Mgmt For Abstain Against Share Issuance Limit 11 Ratification of Board Mgmt For For For Acts 12 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees ________________________________________________________________________________ National Bank of Abu Dhabi Ticker Security ID: Meeting Date Meeting Status NBAD CINS M7080Z114 03/13/2012 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board Mgmt For For For 3 Report of the Auditor Mgmt For For For 4 Accounts Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Election of Directors Mgmt For For For _______________________________________________________________________________ National Bank of Kuwait Ticker Security ID: Meeting Date Meeting Status NBK CINS M7103V108 03/11/2012 Voted Meeting Type Country of Trade Annual Kuwait Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Report of the Auditor Mgmt For For For 3 Accounts Mgmt For Abstain Against 4 Suspend the Allocation Mgmt For For For of Income for the Statutory Reserve 5 Allocation of Mgmt For For For Profits/Dividends 6 Bonus Share Issuance Mgmt For For For 7 Related Party Mgmt For Abstain Against Transactions 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Issue Mgmt For Abstain Against Shares w/o Preemptive Rights 10 Ratification of Board Mgmt For Abstain Against Acts 11 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees ________________________________________________________________________________ National Industries Group Holdings SAK Ticker Security ID: Meeting Date Meeting Status NIND CINS M7235L119 05/24/2012 Voted Meeting Type Country of Trade Annual Kuwait Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Statutory Auditors' and Mgmt For Abstain Against Independent Auditor' Reports 3 Accounts Mgmt For Abstain Against 4 Allocation of Mgmt For For For Profits/Dividends 5 Related Party Mgmt For For For Transactions 6 Authority to Repurchase Mgmt For For For Shares 7 Ratification of Board Mgmt For For For Acts 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Use/Transfer of Reserves Mgmt For For For 10 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees ________________________________________________________________________________ National Investments Company Kscc Ticker Security ID: Meeting Date Meeting Status NIC CINS M7233C103 05/07/2012 Voted Meeting Type Country of Trade Mix Kuwait Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Omani Qatari Telecommunications SAOG Ticker Security ID: Meeting Date Meeting Status NWRS CINS M7525B102 03/27/2012 Voted Meeting Type Country of Trade Annual Oman Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For For For 2 Report of Corporate Mgmt For For For Governance 3 Report of the Auditor; Mgmt For For For Accounts and Reports 4 Allocation of Mgmt For For For Profits/Dividends 5 Directors' Sitting Fees Mgmt For For For 6 Directors' Remuneration Mgmt For For For 7 Related Party Mgmt For For For Transactions 8 Approve Charitable Mgmt For For For Donations Spent in Fiscal Year 2011 9 Authorize Charitable Mgmt For For For Donations for Fiscal Year 2012 10 Election of Directors Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Qatar Electricity & Water Ticker Security ID: Meeting Date Meeting Status QEWS ISIN QA0006929812 03/07/2012 Take No Action Meeting Type Country of Trade Annual Qatar Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Allocation of Mgmt For TNA N/A Profits/Dividends ________________________________________________________________________________ Renaissance Services Ticker Security ID: Meeting Date Meeting Status RNSS CINS M8210J103 03/25/2012 Voted Meeting Type Country of Trade Mix Oman Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board Mgmt For Abstain Against 2 Report on Corporate Mgmt For Abstain Against Governance 3 Report of the Auditor; Mgmt For Abstain Against Accounts and Reports 4 Directors' Attendance Mgmt For Abstain Against Fees 5 Related Party Mgmt For Abstain Against Transactions 6 Review of 2011 Mgmt For For For Corporate Social Responsibility Program' Costs 7 Approval of 2012 Mgmt For For For Corporate Social Resposnibility Program Costs 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Increase in Authorized Mgmt For Abstain Against Share Capital 10 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Renaissance Services Ticker Security ID: Meeting Date Meeting Status RNSS CINS M8210J103 06/18/2012 Take No Action Meeting Type Country of Trade Special Oman Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Bonds Mgmt For TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A ======================== India Small-Cap ETF Mauritius ========================= ________________________________________________________________________________ 3i Infotech Ltd. Ticker Security ID: Meeting Date Meeting Status 3IINFOTECH CINS Y88006104 01/27/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Mortgage Mgmt For For For Assets 4 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 5 Increase in Authorized Mgmt For For For Capital 6 Amendment to Memorandum Mgmt For For For Regarding Share Capital 7 Amendments to Articles Mgmt For For For Regarding Share Capital 8 Reappointment of Amar Mgmt For For For Chintopanth as Deputy Managing Director; Approval of Compensation 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ 3i Infotech Ltd. Ticker Security ID: Meeting Date Meeting Status 3IINFOTECH CINS Y88006104 07/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Dividend on Preference Mgmt For For For Shares 3 Dividend on Equity Mgmt For For For Shares 4 Elect Hoshang Sinor Mgmt For For For 5 Elect Vishakha Mulye Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ A2Z Maintenance & Engineering Services Limited Ticker Security ID: Meeting Date Meeting Status A2ZMES CINS Y0452P100 08/29/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Utilization of IPO Mgmt For For For Proceeds ________________________________________________________________________________ A2Z Maintenance & Engineering Services Limited Ticker Security ID: Meeting Date Meeting Status A2ZMES CINS Y0452P100 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Vinod Sagar Wahi Mgmt For For For 5 Elect Rajeev Thakore Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Aban Offshore Ltd. Ticker Security ID: Meeting Date Meeting Status ABAN CINS Y0001N135 09/28/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Dividend on Preference Mgmt For For For Shares 3 Dividend on Preference Mgmt For For For Shares 4 Dividend on Preference Mgmt For For For Shares 5 Dividend on Equity Mgmt For Abstain Against Shares 6 Elect P. Venkateswaran Mgmt For For For 7 Elect C.P. Gopalkrishnan Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Appointment of Mgmt For For For P.Venkateswaran as Deputy Managing Director; Approval of Compensation 10 Appointment of C.P. Mgmt For For For Gopalkrishnan as Deputy Managing Director; Approval of Compensation 11 Authority to Issue Mgmt For Against Against Shares and Convertible Debt Instruments 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Mgmt For Against Against Shares and Convertible Debt Instruments 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ ABG Shipyard Limited Ticker Security ID: Meeting Date Meeting Status ABGSHIP CINS Y0004G103 03/30/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Make Mgmt For For For Investments, Grant Loans and Give Guarantees ________________________________________________________________________________ ABG Shipyard Limited Ticker Security ID: Meeting Date Meeting Status ABGSHIP CINS Y0004G103 09/21/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For For For Guarantees, Grant Loans and Make Investments ________________________________________________________________________________ ABG Shipyard Limited Ticker Security ID: Meeting Date Meeting Status ABGSHIP CINS Y0004G103 09/27/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Re-elect Arun Phatak Mgmt For Against Against 4 Re-elect Ashok Chitnis Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Appointment of Mgmt For For For Dhananjay Datar as Wholetime Director; Approval of Compensation 7 Appointment of Arun Mgmt For For For Phatak as Wholetime Director; Approval of Compensation 8 Elect Shahzaad Dalal Mgmt For For For ________________________________________________________________________________ Ackruti City Limited Ticker Security ID: Meeting Date Meeting Status ACKRUTI CINS Y00320104 08/11/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Devarayapuram Mgmt For For For Kaarthikeyan 4 Elect Shailesh Bathiya Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Arvind Joshi Mgmt For For For 8 Appointment of Rushank Mgmt For For For V. Shah as Senior Manager; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Appointment of Khilen Mgmt For For For V. Shah as Senior Manager-Corporate; Approval of Compensation 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Ackruti City Limited Ticker Security ID: Meeting Date Meeting Status ACKRUTI CINS Y00320104 10/15/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Change in Company Name Mgmt For For For 4 Authority to Give Mgmt For For For Guarantees, Grant Loans and Make Investments ________________________________________________________________________________ Adhunik Metaliks Limited Ticker Security ID: Meeting Date Meeting Status ADHUNIK CINS Y0013U101 09/15/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ghanshyamdas Mgmt For For For Agarwal 4 Elect Mohan Agarwal Mgmt For For For 5 Elect Lalit Chatterjee Mgmt For For For 6 Elect Nihar Hota Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect Raghaw Pandey Mgmt For For For 9 Payment of Sitting Fees Mgmt For For For by Subsidiaries ________________________________________________________________________________ Alok Industries Limited Ticker Security ID: Meeting Date Meeting Status ALOKIND CINS Y0090S110 05/05/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Increase in Authorized Mgmt For For For Capital 3 Amendment to Articles Mgmt For For For Regarding Share Capital 4 Authority to Issue Mgmt For Against Against Shares and Convertible Debt Instruments ________________________________________________________________________________ Alok Industries Limited Ticker Security ID: Meeting Date Meeting Status ALOKIND CINS Y0090S110 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Re-elect Chandrakumar Mgmt For Against Against Bubna 4 Re-elect Timothy Ingram Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Amendment to Borrowing Mgmt For For For Powers 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Authority to Mortgage Mgmt For For For Assets 9 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Alok Industries Limited Ticker Security ID: Meeting Date Meeting Status ALOKIND CINS Y0090S110 11/19/2011 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Amalgamation Mgmt For Abstain Against of Grabal Alok Impex Ltd. ________________________________________________________________________________ Amtek Auto Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y0124E137 12/31/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Elect Arvind Dham Mgmt For For For 3 Elect John Ernest Mgmt For For For Flintham 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees ________________________________________________________________________________ Amtek India Limited Ticker Security ID: Meeting Date Meeting Status AMTEKIN CINS Y0125X126 01/04/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Amendment to Borrowing Mgmt For For For Powers 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Mortgage Mgmt For For For Assets 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Amtek India Limited Ticker Security ID: Meeting Date Meeting Status AMTEKIN CINS Y0125X126 01/27/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase in Authorized Mgmt For For For Capital 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amendment to Memorandum Mgmt For For For 4 Amendment to Articles Mgmt For For For ________________________________________________________________________________ Amtek India Limited Ticker Security ID: Meeting Date Meeting Status AMTEKIN CINS Y0125X126 11/08/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase in Authorized Mgmt For For For Capital 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amendment to Memorandum Mgmt For For For Regarding Share Capital 4 Amendment to Articles Mgmt For For For Regarding Share Capital 5 Bonus Share Issuance Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Amtek India Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y0125X126 12/31/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Elect D.S. Malik Mgmt For For For 3 Elect Shekhar Gupta Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees ________________________________________________________________________________ Anant Raj Industries Limited Ticker Security ID: Meeting Date Meeting Status ANANTRAJ CINS Y01272122 08/25/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Amit Sarin Mgmt For For For 4 Elect Brajindar Mohan Mgmt For For For Singh 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Amendment to Mgmt For For For Compensation of Amit Sarin 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendment to Mgmt For For For Compensation on Anil Sarin 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Amendment to Mgmt For For For Compensation of Aman Sarin 13 Amendment to Mgmt For For For Compensation of Ashim Sarin 14 Amendment to Mgmt For For For Compensation of Amar Sarin ________________________________________________________________________________ Ansal Properties and Infrastructure Limited Ticker Security ID: Meeting Date Meeting Status ANSALINFR CINS Y01403131 09/24/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect R.C. Vaish Mgmt For For For 4 Elect Prithvi Raj Khanna Mgmt For For For 5 Elect Lalit Bhasin Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Amendment to Pranav Mgmt For For For Ansal's Compensation 8 Elect Prem Rana Mgmt For For For ________________________________________________________________________________ Aptech Limited Ticker Security ID: Meeting Date Meeting Status APTECH CINS Y0190J101 07/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Walter Saldanha Mgmt For For For 4 Elect Yash Mahajan Mgmt For Against Against 5 Elect Utpal Sheth Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Retirement of Pramod Mgmt For For For Khera 8 Directors' Commission Mgmt For For For ________________________________________________________________________________ ARSS Infrastructure Projects Limited Ticker Security ID: Meeting Date Meeting Status ARSSINFRA CINS Y0205E105 09/24/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Bidhubhusan Samal Mgmt For For For 3 Allocation of Mgmt For Abstain Against Profits/Dividends 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Amendment to Borrowing Mgmt For For For Powers 6 Authority to Mortgage Mgmt For For For Assets 7 Approval of Registered Mgmt For For For Office 8 Amendment to Mgmt For For For Compensation of Sunil Agarwal, President and CEO 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Amendment to Mgmt For For For Compensation of Anil Agarwal, Vice President and COO 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Amendment to Mgmt For For For Compensation of Shiv Singla, Vice President and Project Head 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendment to Mgmt For For For Compensation of Subash Agarwal, Wholetime Director and Chairman 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Appointment of Rajesh Mgmt For For For Agarwal as Managing Director; Approval of Compensation 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Appointment of Keshari Mgmt For For For Pattanaik as Director Finance; Approval of Compensation 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Arvind Ltd. Ticker Security ID: Meeting Date Meeting Status ARVINDMILL CINS Y02047119 08/12/2011 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Divestiture Mgmt For Abstain Against ________________________________________________________________________________ Arvind Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y02047119 09/30/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Sanjay Lalbhai Mgmt For Against Against 3 Elect Sudhir Mehta Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Renuka Ramnath Mgmt For For For 6 Appointment of Jayesh Mgmt For For For K. Shah as Whole-time Director; Approval of Compensation 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendments to Mgmt For For For Memorandum of Association 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Enactment of Amendments Mgmt For For For to Memorandum of Association 12 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bajaj Hindusthan Ltd. Ticker Security ID: Meeting Date Meeting Status BAJAJHIND CINS Y0547C130 02/11/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Dinesh Shukla Mgmt For Against Against 4 Elect Ravindrakumar Ruia Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Reappointment of K. Mgmt For For For Bajaj as Vice Chairman and Joint Managing Director 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendment to Mgmt For For For Compensation of S. Kumar 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Directors' Commission Mgmt For For For 11 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Bajaj Hindusthan Ltd. Ticker Security ID: Meeting Date Meeting Status BAJAJHIND CINS Y0547C130 05/03/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Authority to Make Mgmt For For For Investments, Grant Loans and Give Guarantees 4 Approval of Guarantees Mgmt For For For ________________________________________________________________________________ Bajaj Hindusthan Ltd. Ticker Security ID: Meeting Date Meeting Status BAJAJHIND CINS Y0547C130 06/16/2012 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger by Absorption Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Balrampur Chini Mills Limited Ticker Security ID: Meeting Date Meeting Status BALRAMCHIN CINS Y0548Y149 03/16/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Compensation to Vivek Mgmt For For For Saraogi 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Compensation to Mgmt For For For Meenakshi Saraogi 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Compensation to Kishor Mgmt For For For Shah 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Appointment of Arvind Mgmt For For For Saxena as a Wholetime Director; Approval of Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Charitable Donations Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Balrampur Chini Mills Limited Ticker Security ID: Meeting Date Meeting Status BALRAMCHIN CINS Y0548Y149 07/23/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ram Choudhury Mgmt For For For 4 Elect Shashi Budhiraja Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Appointment of M. Mgmt For For For Saraogi as Joint Managing Director; Approval of Compensation 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Appointment of Vivek Mgmt For For For Saraogi as Managing Director; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Appointment of Kishor Mgmt For For For Shah as Chief Financial Officer; Approval of Compensation 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Bank of Maharashtra Ticker Security ID: Meeting Date Meeting Status MAHABANK CINS Y0694M105 03/26/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/out Preemptive Rights (Preferential Allotment) 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Bata India Limited Ticker Security ID: Meeting Date Meeting Status BATA CINS Y07273116 05/30/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Jorge Carbajal Mgmt For For For Gutierrez 4 Elect Jack Clemons Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Ranjit Mathur Mgmt For For For 7 Appointment of Ranjit Mgmt For For For Mathur as Director of Finance; Approval of Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendments to Articles Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ BEML Ltd. Ticker Security ID: Meeting Date Meeting Status BEML CINS Y0881N114 08/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect M.B.N. Rao Mgmt For For For 4 Elect Jai Prakash Batra Mgmt For For For 5 Elect V. Natarajan Mgmt For For For 6 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 7 Elect Rashmi Verma Mgmt For For For 8 Elect Rehka Bhargava Mgmt For For For 9 Elect Noble Thamburaj Mgmt For For For 10 Elect Kanwal Nath Mgmt For For For 11 Elect Ramesh Bhat Mgmt For Against Against 12 Elect Sowmyanarayanan Mgmt For For For Sadagopan 13 Elect Chandakacharla Mgmt For For For Durgesh 14 Elect Subhash Pandey Mgmt For For For 15 Elect Priyadarshan Naik Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BF Utilities Limited Ticker Security ID: Meeting Date Meeting Status BFUTI CINS Y08804125 02/13/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Amit Kalyani Mgmt For Against Against 3 Elect S. Vaidya Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ BGR Energy Systems Limited Ticker Security ID: Meeting Date Meeting Status BGRENERGY CINS Y08816103 09/22/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Gopalakrishna Mgmt For For For Muddusetty 4 Elect Saraf Bohra Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Rajasekaran Mgmt For For For Gnanaprakasam 7 Appointment of Mr. S. Mgmt For For For Rathinam as Executive Director of Finance; Approval of Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Appointment of Mr. Mgmt For For For Govind Raghupathy as Engineer Trainee; Approval of Compensation 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bombay Dyeing & Manufacturing Company Ticker Security ID: Meeting Date Meeting Status BOMDYEING CINS Y0922X147 08/04/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Nusli Wadia Mgmt For For For 5 Elect Ratan Tata Mgmt For Against Against 6 Elect Sukant Kelkar Mgmt For For For 7 Elect Anil Hirjee Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect Ness Wadia Mgmt For Against Against 10 Appointment of Jeh N. Mgmt For For For Wadia as Managing Director; Approval of Compensation 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bombay Rayon Fashion Limited Ticker Security ID: Meeting Date Meeting Status BRFL CINS Y0931G101 09/15/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Janardan Agarwal Mgmt For For For 4 Elect Naseer Hyder Mgmt For For For 5 Elect Asharam Mundra Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Man Agrawal Mgmt For For For 8 Authority to Mortgage Mgmt For For For Assets 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Borrowing Mgmt For For For Powers 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Directors' Commission Mgmt For For For ________________________________________________________________________________ Century Textile & Industries Limited Ticker Security ID: Meeting Date Meeting Status CENTURYTEX CINS Y12504125 08/13/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect B.K. Birla Mgmt For For For 4 Elect Amal Ganguli Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Board Size Mgmt For For For 7 Amendment to Borrowing Mgmt For For For Powers 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Authority to Mortgage Mgmt For For For Assets 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Reappointment of B.L. Mgmt For For For Jain as Executive Director; Approval of Compensation 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Chambal Fertilisers & Chemicals Limited Ticker Security ID: Meeting Date Meeting Status CHAMBAL CINS Y12916139 09/16/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ram Bansal Mgmt For Against Against 4 Elect Marco Wadia Mgmt For For For 5 Board Vacancy Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Appointment of Branch Mgmt For For For Auditor and Authority to Set Fees 8 Directors' Fees Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Payment of a Retention Mgmt For For For Incentive to Anil Kapoor 11 Amendment to Mgmt For For For Compensation of Anil Kapoor 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Chennai Petroleum Corporation Limited Ticker Security ID: Meeting Date Meeting Status CHENNPETRO CINS Y53733112 09/12/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Lakshmanan Mgmt For For For Sabaretnam 4 Elect Prashant Singh Mgmt For For For 5 Elect Venkataramana Mgmt For For For Shreeramulu 6 Elect Ranbir Butola Mgmt For For For 7 Elect D. Lilly Mgmt For For For 8 Elect T.S. Ramachandran Mgmt For For For 9 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Core Projects And Technologies Limited Ticker Security ID: Meeting Date Meeting Status 500162 CINS Y17624100 07/28/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding the Business Object 3 Amendments to Articles Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Core Projects And Technologies Limited Ticker Security ID: Meeting Date Meeting Status COREPROJEC CINS Y17624100 08/11/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Harihar Iyer Mgmt For For For 4 Elect Naresh Sharma Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Arun Nigavekar Mgmt For For For 7 Elect K. Ganjwal Mgmt For For For 8 Appointment of Arun Mgmt For For For Nigavekar as Executive Director; Approval of Compensation 9 Appointment of Maya Mgmt For For For Sinha as Executive Director; Approval of Compensation 10 Change in Company Name Mgmt For For For 11 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments ________________________________________________________________________________ DB Realty Limited Ticker Security ID: Meeting Date Meeting Status DBREALTY CINS Y202CY107 09/21/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Vinod Goenka Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Mahesh Gandhi Mgmt For For For 5 Elect Krishna Goenka Mgmt For For For 6 Elect Usman Balwa Mgmt For For For 7 Elect Janak Desai Mgmt For For For 8 Elect Jagat Killawala Mgmt For For For 9 Elect N.M. Rafique Mgmt For For For ________________________________________________________________________________ Deccan Chronicle Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y2026H119 09/30/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Krishan Mgmt For For For Premnarayen 3 Re-elect T. Vinayak Mgmt For For For Ravi Reddy 4 Re-elect Gyanesh Kumar Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Appointment of T. Vijay Mgmt For For For Reddy as Vice President BDF; Approval of Compensation 7 Appointment of T. Mgmt For For For Manjula Reddy as Senior Features Editor; Approval of Compensation 8 Appointment of T. Mgmt For For For Gayatri Reddy as Features Editor; Approval of Compensation ________________________________________________________________________________ Deepak Fertilisers & Petrochemicals Corp Ltd Ticker Security ID: Meeting Date Meeting Status DEEPAKFERT CINS Y2025D119 08/08/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Rama Iyer Mgmt For For For 4 Elect Naresh Singhal Mgmt For For For 5 Elect Sewak Wadhwa Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Den Networks Ltd Ticker Security ID: Meeting Date Meeting Status DEN CINS Y2032S109 09/27/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Robindra Sharma Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Development Credit Bank Limited Ticker Security ID: Meeting Date Meeting Status DCB CINS Y2051L134 03/22/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/out Preemptive Rights (Preferential Allotment) ________________________________________________________________________________ Development Credit Bank Limited Ticker Security ID: Meeting Date Meeting Status DCB CINS Y2051L134 06/01/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Darius Udwadia Mgmt For Against Against 3 Elect Sukh Nayyar Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Appointment of Branch Mgmt For For For Auditors and Authority to Set Fees 7 Elect Amin Manekia Mgmt For For For 8 Elect Altaf Jiwani Mgmt For For For 9 Approval of Chairman's Mgmt For Against Against Compensation 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Dewan Housing Finance Corporation Limited Ticker Security ID: Meeting Date Meeting Status DEWANHOUS CINS Y2055V112 01/18/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Mgmt For Against Against Shares w/o or w/o Preemptive Rights 4 Increase Foreign Mgmt For Against Against Institutional Investors Shareholding Limit ________________________________________________________________________________ Dewan Housing Finance Corporation Limited Ticker Security ID: Meeting Date Meeting Status DEWANHOUS CINS Y2055V112 04/17/2012 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition Mgmt For Abstain Against ________________________________________________________________________________ Dewan Housing Finance Corporation Limited Ticker Security ID: Meeting Date Meeting Status DEWANHOUS CINS Y2055V112 07/16/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Mgmt For For For Memorandum Regarding the Business Object ________________________________________________________________________________ Dewan Housing Finance Corporation Limited Ticker Security ID: Meeting Date Meeting Status DEWANHOUS CINS Y2055V112 07/27/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ajay Vazirani Mgmt For For For 4 Elect Vijay Chopra Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Employee Stock Option Mgmt For Against Against Scheme 8 Employee Stock Option Mgmt For Against Against Scheme for Subsidiaries 9 Amendment to Borrowing Mgmt For For For Powers ________________________________________________________________________________ Dredging Corporation of India Ltd Ticker Security ID: Meeting Date Meeting Status DREDGING CINS Y2107Z111 09/09/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect S. Narasimha Rao Mgmt For For For 3 Elect P. Jayapal Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Educomp Solutions Limited Ticker Security ID: Meeting Date Meeting Status EDUCOMP CINS Y22514114 09/24/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Sankalp Srivastava Mgmt For For For 4 Elect Rajiv Luthra Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Eicher Motors Limited Ticker Security ID: Meeting Date Meeting Status EICHERMOT CINS Y2251M114 03/22/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Priya Brat Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Amendments to Articles Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Amendment to the Terms Mgmt For For For of Siddhartha Lal's Appointment 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Elecon Engineering Company Limited Ticker Security ID: Meeting Date Meeting Status ELECON CINS Y2270P130 08/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Pradip Patel Mgmt For For For 4 Elect Chirayu Ramanbhai Mgmt For For For Amin 5 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 6 Appointment of Mgmt For For For Prayasvin B. Patel as Chairman and Managing Director; Approval of Compensation 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Appointment of Prashant Mgmt For For For Amin as Executive Director; Approval of Compensation 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Directors' Commission Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Electrosteel Castings Limited Ticker Security ID: Meeting Date Meeting Status ELECTCAST CINS Y2285U165 03/23/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Mortgage Mgmt For For For Assets 4 Amendment to Memorandum Mgmt For For For Regarding the Business Object ________________________________________________________________________________ Electrosteel Castings Limited Ticker Security ID: Meeting Date Meeting Status ELECTCAST CINS Y2285U165 07/11/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Pradip Khaitan Mgmt For Against Against 4 Elect Binod Khaitan Mgmt For For For 5 Elect Uddhav Kejriwal Mgmt For Against Against 6 Elect Vyas Mitre Ralli Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Appointment of Umang Mgmt For For For Kejriwal as Managing Director; Approval of Compensation 9 Appointment of Mayank Mgmt For For For Kejriwal as Managing Director; Approval of Compensation 10 Amendment to Borrowing Mgmt For For For Powers 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Approve Umang Kejriwal Mgmt For For For as Director not Liable to Retire by Rotation 13 Approve Mayank Kejriwal Mgmt For For For as Director not Liable to Retire by Rotation 14 Approve Uddhav Mgmt For Against Against Kejriwal's as Director not Liable to Retire by Rotation 15 Amendments to Mgmt For For For Compensation of Uddhav Kejriwal' ________________________________________________________________________________ Era Infra Engineering Limited Ticker Security ID: Meeting Date Meeting Status ERAINFRA CINS Y2296G114 09/19/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Shiv Kapoor Mgmt For Against Against 4 Elect Surya Sharma Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Amit Bharana Mgmt For For For 7 Amendment to Mgmt For For For Compensation of J.L. Khushu 8 Amendment to Mgmt For For For Compensation of H.S. Bharana 9 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Era Infra Engineering Limited Ticker Security ID: Meeting Date Meeting Status ERAINFRA CINS Y2296G114 10/10/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For For For Guarantees, Grant Loans and Make Investments ________________________________________________________________________________ Escorts Limited Ticker Security ID: Meeting Date Meeting Status ESCORTS CINS Y2296W127 03/15/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect M.G.K. Menon Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Hardeep Singh Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Reappointment of Mgmt For For For Nikhil Nanda as Joint Managing Director; Approval of Compensation 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Escorts Limited Ticker Security ID: Meeting Date Meeting Status ESCORTS CINS Y2296W127 05/20/2012 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisitions Mgmt For Abstain Against ________________________________________________________________________________ Everonn Education Limited Ticker Security ID: Meeting Date Meeting Status EVERONN CINS Y2362W100 06/29/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Utilization of Mgmt For For For Securities Premium and Capital Reserves ________________________________________________________________________________ Everonn Education Limited Ticker Security ID: Meeting Date Meeting Status EVERONN CINS Y2362W100 08/03/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For Abstain Against Profits/Dividends 4 Elect Sankaran Mgmt For For For Rajagopalan 5 Elect Marimuthu Mgmt For For For Magudapathy 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Jamshed Irani Mgmt For For For 8 Elect Nikhil Gandhi Mgmt For For For 9 Elect M.S. Vijay Kumar Mgmt For For For 10 Appointment of P. Mgmt For For For Kishore as Managing Director; Approval of Compensation 11 Appointment of Susha Mgmt For For For John as Wholetime Director; Approval of Compensation ________________________________________________________________________________ Everonn Education Limited Ticker Security ID: Meeting Date Meeting Status EVERONN CINS Y2362W100 10/19/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Preferential Allotment to Promoters) 2 Amendment to Mgmt For For For Non-Resident Indian Investor Restrictions ________________________________________________________________________________ Firstsource Solutions Limited Ticker Security ID: Meeting Date Meeting Status FSL CINS Y25655104 08/03/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Shailesh Mehta Mgmt For For For 5 Elect K.P. Balaraj Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Mohit Bhandari Mgmt For Against Against 8 Elect Pravir Vohra Mgmt For For For ________________________________________________________________________________ Future Capital Holdings Limited Ticker Security ID: Meeting Date Meeting Status FCH CINS Y2687H101 08/17/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kishore Biyani Mgmt For For For 4 Elect Shailesh Mgmt For Against Against Haribhakti 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Vaidyanathan Vembu Mgmt For For For 7 Elect Anil Chandan Mal Mgmt For For For Singhvi 8 Elect Naresh Singhal Mgmt For For For 9 Elect Pradeep Mukerjee Mgmt For For For 10 Amendment to Borrowing Mgmt For For For Powers 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Mortgage Mgmt For For For Assets 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Gateway Distriparks Limited Ticker Security ID: Meeting Date Meeting Status GTL CINS Y26839103 09/21/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Karangalpadi Mgmt For Against Against Shetty 4 Elect Kirpa Vij Mgmt For Against Against 5 Elect Arun Agarwal Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Appointment of Prem Mgmt For For For Kishan Gupta as Manager-Corporate Planning; Approval of Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Glodyne Technoserve Limited Ticker Security ID: Meeting Date Meeting Status GLODYNE CINS Y2727L104 09/15/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Retirement of Dhiren Mgmt For For For Kothary 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Bryan Sanderson Mgmt For For For 6 Elect Mohan Kaul Mgmt For For For 7 Elect Samar Ray Mgmt For For For 8 Issuance of Warrants Mgmt For For For (Preferential Allotment to Promoters) 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Gravita India Limited Ticker Security ID: Meeting Date Meeting Status GRAVITA CINS Y2853S105 05/09/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Split Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Change in Investment Mgmt For For For Plans ________________________________________________________________________________ Great Offshore Limited Ticker Security ID: Meeting Date Meeting Status GREATOFF CINS Y2869J107 09/02/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ram Nath Sharma Mgmt For For For 4 Elect Deepak Summanwar Mgmt For For For 5 Elect Chandan Mgmt For For For Bhattacharya 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Directors' Commission Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Appointment of Sukriti Mgmt For For For Kumar as General Manager of Materials; Approval of Compensation 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Appointment of Chetan Mgmt For For For D. Mehra as Executive Director; Approval of Compensation 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ GTL Limited Ticker Security ID: Meeting Date Meeting Status GTL CINS Y2721D124 10/19/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Sadanand Patil Mgmt For Against Against 4 Elect Vinod Sethi Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Sukanta Roy Mgmt For For For 7 Appointment of Sukanta Mgmt For For For K. Roy as Wholetime Director and COO; Approval of Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Reappointment of Mgmt For For For Charudatta Naik as a Wholetime Director; Approval of Compensation 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Appointment of Manoj Mgmt For For For Tirodkar as Chairman and Managing Director; Approval of Compensation 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Gujarat Narmada Valley Fertilizers Co. Ticker Security ID: Meeting Date Meeting Status GNFC CINS Y29446120 08/31/2011 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Divestiture Mgmt For Abstain Against ________________________________________________________________________________ Gujarat Narmada Valley Fertilizers Co. Ticker Security ID: Meeting Date Meeting Status GNFC CINS Y29446120 09/17/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Re-elect Divyabhash Mgmt For For For Anjaria 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Manmohan Mgmt For For For Srivastava 6 Elect Radhakanta Mgmt For For For Tripathy 7 Elect Atanu Chakraborty Mgmt For For For 8 Appointment of A.M. Mgmt For For For Tiwari as Managing Director; Approval of Compensation 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gujarat NRE Coke Limited Ticker Security ID: Meeting Date Meeting Status GUJNRE CINS Y2944X113 06/18/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For For For Warrants (Preferential Allotment to Promoters) 3 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 4 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Gujarat NRE Coke Limited Ticker Security ID: Meeting Date Meeting Status GUJNRE CINS Y2944X113 09/19/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For For For Guarantees, Grant Loans and Make Investments ________________________________________________________________________________ Gujarat NRE Coke Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y2944X113 09/30/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Basudeb Sen Mgmt For For For 4 Elect Chinubhai Shah Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Non-Executive Mgmt For For For Directors' Commission 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Appointment of Arun Mgmt For For For Kumar Jagatramka as Chairman and Managing Director; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Gujarat State Fertilizers & Chemicals Limited Ticker Security ID: Meeting Date Meeting Status GSFC CINS Y2946E113 09/17/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Divyabhash Anjaria Mgmt For For For 4 Elect Vasant Gandhi Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Mgmt For For For Statutory Auditor's Fees 7 Appointment of Atanu Mgmt For Abstain Against Chakraborty as Managing Director; Approval of Compensation ________________________________________________________________________________ Heg Limited Ticker Security ID: Meeting Date Meeting Status HEG CINS Y3119F119 09/16/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Lakshmi Mgmt For Against Against Jhunjhunwala 4 Elect Kamal Gupta Mgmt For For For 5 Elect Pejavar Murari Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Hexaware Technologies Limited Ticker Security ID: Meeting Date Meeting Status HEXAWARE CINS Y31825121 04/27/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect L. Sarma Mgmt For Against Against 4 Elect Shailesh Mgmt For Against Against Haribhakti 5 Elect S.K. Mitra Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Abhay Havaldar Mgmt For For For ________________________________________________________________________________ Hindustan Construction Company Limited Ticker Security ID: Meeting Date Meeting Status HCC CINS Y3213Q136 06/15/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Fred Moavenzadeh Mgmt For Against Against 3 Elect Rajas Doshi Mgmt For Against Against 4 Elect Dharmasinh Popat Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Ila Patnaik Mgmt For For For 7 Amendment to Mgmt For For For Compensation of Chairman and Managing Director 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Amendment to Mgmt For For For Compensation of the President 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Appointment of Shalaka Mgmt For For For Gulabchand Dhawan as Vice President; Approval of Compensation 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hindustan Oil Exploration Co Ltd Ticker Security ID: Meeting Date Meeting Status HINDOILEXP CINS Y3224Q117 09/28/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Sunil Behari Mgmt For Against Against Mathur 3 Elect Mukesh Butani Mgmt For For For 4 Elect Luigi Ciarrocchi Mgmt For Against Against 5 Elect Manish Maheshwari Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Appointment of Manish Mgmt For For For Maheshwari as Managing Director; Approval of Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Appointment of Sergio Mgmt For For For A. Laura as Managing Director 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Hotel Leela Venture Limited Ticker Security ID: Meeting Date Meeting Status HOTELEELA CINS Y3723C148 12/21/2011 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For ________________________________________________________________________________ IFCI Limited Ticker Security ID: Meeting Date Meeting Status IFCI CINS Y8743E123 09/13/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Dividend on Preference Mgmt For For For Shares 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Kailasam Mgmt For For For Raghuraman 5 Elect S. Shabbeer Pasha Mgmt For For For 6 Elect Usha Sangwan Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect Shilabhadra Mgmt For For For Banerjee 9 Elect Rakesh Bharti Mgmt For For For Mittal 10 Appointment of Sujit Mgmt For For For Mandal as Whole-Time Director; Approval of Compensation 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Appointment of Mgmt For For For Siddharth Mandal as Whole-Time Director; Approval of Compensation 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 2011 Stock Option Scheme Mgmt For Against Against 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ IL&FS Engineering & Construction Company Limited Ticker Security ID: Meeting Date Meeting Status MAYTASINFR CINS Y5896Z101 09/13/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Arun Saha Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Saleh Binladen Mgmt For Against Against 5 Elect Mutaz Sawwaf Mgmt For Against Against 6 Elect Akberali Moawalla Mgmt For For For 7 Elect Ahmad Dabbous Mgmt For For For 8 Amendments to Articles Mgmt For Abstain Against 9 Bonus Share Issuance Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Bonus Share Issuance Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ India Cements Limited Ticker Security ID: Meeting Date Meeting Status INDCM CINS Y39167153 08/17/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of Excess Mgmt For For For Compensation of N. Srinivasan 4 Approval of Excess Mgmt For For For Compensation of N. Srinivasan and Rupa Gurunath 5 Amendment to Articles Mgmt For For For Regarding the Business Object 6 Authority to Mortgage Mgmt For For For Assets ________________________________________________________________________________ India Cements Limited Ticker Security ID: Meeting Date Meeting Status INDCM CINS Y39167153 08/24/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Balasubramanian Mgmt For Against Against Adityan 4 Elect K. Subramanian Mgmt For For For 5 Elect Rekkunnyatath Das Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ India Infoline Ltd. Ticker Security ID: Meeting Date Meeting Status INDIAINFO CINS Y3914X109 07/01/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For For For Guarantees, Grant Loans and Make Investments ________________________________________________________________________________ India Infoline Ltd. Ticker Security ID: Meeting Date Meeting Status INDIAINFO CINS Y3914X109 07/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Arun Purwar Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to Borrowing Mgmt For For For Powers 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Directors' Commission Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Appointment of N. Jain Mgmt For For For as Executive Chairman; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Appointment of R. Mgmt For For For Venkatamaran as Managing Director; Approval of Compensation 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Amendment to Articles Mgmt For For For ________________________________________________________________________________ IVRCL Infrastructures & Projects Ltd. Ticker Security ID: Meeting Date Meeting Status IVRCLLTD CINS Y42154123 02/27/2012 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Demerger Mgmt For Abstain Against ________________________________________________________________________________ IVRCL Ltd (fka Ivrcl Infrastructure & Projects Ltd) Ticker Security ID: Meeting Date Meeting Status IVRCLLTD CINS Y42154123 09/26/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Re-elect E. Ella Reddy Mgmt For For For 4 Re-elect Prabhakar Ram Mgmt For For For Tripathi 5 Re-elect L. Srinivasa Mgmt For For For Reddy 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect V. Murahari Reddy Mgmt For For For 8 Appointment of Branch Mgmt For For For Auditors and Authority to Set Fees ________________________________________________________________________________ JAI Corp Limited Ticker Security ID: Meeting Date Meeting Status JAICORP CINS Y4252Z136 09/23/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Common Mgmt For For For Dividends 3 Allocation of Preferred Mgmt For For For Dividends 4 Elect J.K. Jain Mgmt For For For 5 Elect Anand Jain Mgmt For For For 6 Elect K.M. Doongaji Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Issue Mgmt For Abstain Against Preferred Shares 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Jindal Poly Films Limited Ticker Security ID: Meeting Date Meeting Status JINDPOLYFM CINS Y4442M110 09/24/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Jogesh Bansal Mgmt For Against Against 4 Elect R.K. Pandey Mgmt For For For 5 Elect Vinod Gupta Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Amendment to Mgmt For For For Compensation of Rathi Pal 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendment to Mgmt For For For Compensation of Samir Banerjee 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Borrowing Mgmt For For For Powers 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Mortgage Mgmt For For For Assets 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Mgmt For For For Shares and Convertible Securities 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ JSW Ispat Steel Limited Ticker Security ID: Meeting Date Meeting Status ISPATIND CINS Y4205T146 06/14/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ JSW Ispat Steel Limited (fka ISPAT Industries Ltd) Ticker Security ID: Meeting Date Meeting Status ISPATIND CINS Y4205T146 12/21/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Udupi Mahesh Rao Mgmt For For For 3 Elect B. Singh Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Sajjan Jindal Mgmt For For For 6 Elect Sheshagiri Rao MVS Mgmt For For For 7 Elect Haigreve Khaitan Mgmt For For For 8 Elect Atul Sud Mgmt For For For 9 Reappointment of Anil Mgmt For For For Sureka as Executive Director (Finance); Approval of Compensation ________________________________________________________________________________ Jyoti Structures Limited Ticker Security ID: Meeting Date Meeting Status JYOTIST CINS Y4478Y152 07/25/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For Abstain Against Profits/Dividends 4 Elect S. Kshirsagar Mgmt For For For 5 Elect G. Valecha Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect T.C. Subramanian Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Appointment of Branch Mgmt For For For Auditor and Authority to Set Fees 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Directors' Commission Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Employee Stock Option Mgmt For For For Plan 2011 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Kalpataru Power Transmission Limited Ticker Security ID: Meeting Date Meeting Status KALPOWR CINS Y45237131 07/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Satya Talwar Mgmt For Against Against 4 Elect Mahendra Punatar Mgmt For For For 5 Elect K. Mani Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Karnataka Bank Limited Ticker Security ID: Meeting Date Meeting Status KARNATBNK CINS Y4590V128 07/23/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ramachandra Mgmt For For For Shastri 4 Elect Vishwanath Mgmt For For For Thekkiam 5 Elect Saragodu Manjunath Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Appointment of Branch Mgmt For For For Auditor and Authority to Set Fees 8 Elect T. Chandrasekaran Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kingfisher Airlines Limited Ticker Security ID: Meeting Date Meeting Status KFA CINS Y4461H109 09/28/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Ghyanendra Bajpai Mgmt For Against Against 3 Elect Subhash Gupte Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Employees Stock Option Mgmt For Against Against Plan 2011 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Amendments to Articles Mgmt For For For 13 Increase in Authorized Mgmt For For For Capital 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Amendment to Terms of Mgmt For For For Debt Instruments 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Lakshmi Machine Works Limited Ticker Security ID: Meeting Date Meeting Status LMW CINS Y5154R130 08/10/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Retirement of G. Mgmt For For For Ramanujam 4 Retirement of S. Mgmt For For For Natarajan 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Aditya Himatsingka Mgmt For For For 7 Elect Mukund Govind Mgmt For For For Rajan 8 Elect R. Rajendran Mgmt For For For 9 Appointment of S. Mgmt For For For Jayavarthanavelu as Managing Director; Approval of Compensation 10 Appointment of R. Mgmt For For For Rajendran as Director Finance; Approval of Compensation 11 Withdrawal of Delisting Mgmt For For For ________________________________________________________________________________ Madras Cements Limited Ticker Security ID: Meeting Date Meeting Status MADRASCEM CINS Y53727148 08/10/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect R.S. Agarwal Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Mahanagar Telephone Nigam Limited Ticker Security ID: Meeting Date Meeting Status MTNL CINS Y5401F111 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Elect Vijay Aggarwal Mgmt For For For 3 Elect T.S. Narayanasami Mgmt For For For 4 Elect Malay Shrivastava Mgmt For For For 5 Authority to Set Mgmt For Abstain Against Auditor's Fees ________________________________________________________________________________ MAHARASHTRA SEAMLESS LTD Ticker Security ID: Meeting Date Meeting Status CINS Y5405N144 09/30/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Dharam Jindal Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Sanjeev Rungta Mgmt For For For 6 Appointment of Shruti Mgmt For For For Raghav Jindal as Executive Director; Approval of Compensation 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Man Infraconstruction Limited Ticker Security ID: Meeting Date Meeting Status MANINFRA CINS Y5767D106 07/27/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Parag Shah Mgmt For For For 4 Elect Sivaramakrishnan Mgmt For For For Iyer 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Compensation of Parag Mgmt For For For K. Shah 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendment to the Mgmt For For For Compensation of Suketu R. Shah 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Man Infraconstruction Limited Ticker Security ID: Meeting Date Meeting Status MANINFRA CINS Y5767D106 09/24/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment of the Mgmt For For For Utilization of IPO Proceeds 3 Authority to Give Mgmt For For For Guarantees, Grant Loans and Make Investments ________________________________________________________________________________ McLeod Russel India Limited Ticker Security ID: Meeting Date Meeting Status MCLEOD CINS Y2357G102 07/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Deepak Khaitan Mgmt For For For 4 Elect Ustav Parekh Mgmt For For For 5 Elect Srikandath Menon Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Directors' Commission Mgmt For For For 8 Appointment of A. Mgmt For For For Khaitan as Managing Director; Approval of Compensation 9 Appointment of R. Takru Mgmt For For For as Whole-time Director; Approval of Compensation 10 Appointment of A. Monem Mgmt For For For as Whole-time Director; Approval of Compensation 11 Appointment of K.K. Mgmt For For For Baheti as Whole-time Director; Approval of Compensation ________________________________________________________________________________ Mercator Lines Limited Ticker Security ID: Meeting Date Meeting Status MERCAT CINS Y60061127 09/22/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect K.R. Bharat Mgmt For Against Against 3 Retirement of Anil Mgmt For For For Khanna 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect M.M. Agrawal Mgmt For For For 6 Authority to Issue Mgmt For For For Convertible Debt Instruments 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Change in Company Name Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Moser Baer India Limited Ticker Security ID: Meeting Date Meeting Status MOSERBAER CINS Y61392117 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Franck Dangeard Mgmt For Against Against 3 Elect V.N. Koura Mgmt For For For 4 Elect Prakash Karnik Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Vineet Sharma Mgmt For For For 7 Appointment of Deepak Mgmt For For For Puri as Managing Director; Approval of Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Appointment of Nita Mgmt For For For Puri as Whole Time Director; Approval of Compensation 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Appointment of Ratul Mgmt For For For Puri as Executive Director; Approval of Compensation 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Charitable Donations Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Reclassification of Mgmt For For For Share Capital 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Amendment to Memorandum Mgmt For For For 22 Amendment to Articles Mgmt For For For 23 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Agenda Item N/A N/A N/A N/A 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Non-Voting Agenda Item N/A N/A N/A N/A 36 Non-Voting Agenda Item N/A N/A N/A N/A 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Non-Voting Agenda Item N/A N/A N/A N/A 39 Non-Voting Agenda Item N/A N/A N/A N/A 40 Related Party Mgmt For For For Transactions 41 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ MRF Limited Ticker Security ID: Meeting Date Meeting Status MRF CINS Y6145L117 02/09/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Narayanan Kumar Mgmt For For For 4 Elect Ranjit I. Mgmt For For For Jesudasen 5 Elect Ashok Jacob Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Nagarjuna Fertilizers and Chemicals Limited Ticker Security ID: Meeting Date Meeting Status NAGARFER CINS Y61992114 07/27/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Dividend on Preference Mgmt For For For Shares 3 Dividend on Equity Mgmt For For For Shares 4 Elect Ashok Chopra Mgmt For Against Against 5 Elect Srirangam Mgmt For For For Rangaswamy Ramakrishnan 6 Elect Chandra Pal Singh Mgmt For Against Against Yadav 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ NCC Ltd (fka Nagarjuna Construction Company Limited) Ticker Security ID: Meeting Date Meeting Status NAGARCON CINS Y6198W135 08/12/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Prathipati Abraham Mgmt For For For 4 Elect Ramachandra Mgmt For For For Shastri 5 Elect A.V.N. Raju Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Appointment of A.V.N. Mgmt For For For Raju as Whole-time Director 8 Amendment to Borrowing Mgmt For For For Powers 9 Authority to Mortgage Mgmt For For For Assets 10 Amendment to Articles Mgmt For For For Regarding the Business Object ________________________________________________________________________________ NIIT Limited Ticker Security ID: Meeting Date Meeting Status NIIT CINS Y63532140 07/01/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect P Rajendran Mgmt For For For 4 Elect Vijay Thadani Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Madhabi Puri-Buch Mgmt For For For 7 Appointment of R. S. Mgmt For For For Pawar as Managing Director; Approval of Compensation ________________________________________________________________________________ NIIT Technologies Ltd. Ticker Security ID: Meeting Date Meeting Status NIITTECH CINS Y62769107 07/01/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Vijay Thadani Mgmt For For For 4 Elect Amit Sharma Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Noida Toll Bridge Company Limited Ticker Security ID: Meeting Date Meeting Status NOIDATOL CINS Y6381U102 09/27/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect R. K. Bhargava Mgmt For For For 4 Elect Arun Saha Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Appointment of Monisha Mgmt For For For Macedo as Manager; Approval of Compensation 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Omaxe Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y64225108 09/30/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Sunil Goel Mgmt For Against Against 3 Re-elect Bhopinder Singh Mgmt For For For 4 Resignation of Prahlad Mgmt For For For Gupta 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Amendment to Mgmt For For For Compensation of Mohit Goel 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Orbit Corporation Limited Ticker Security ID: Meeting Date Meeting Status ORBITCO CINS Y6472A106 08/09/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Prithvi Raj Jindal Mgmt For Against Against 4 Elect Kuldip Anand Mgmt For For For Prakash Bhargava 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Chandra Gupta Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendment to Employee Mgmt For For For Stock Option Plan 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Amendment to the Mgmt For For For Employee Stock Option Plan for Subsidiaries 11 Amendment to Mgmt For For For Remuneration of R.K. Aggarwal 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Amendment to Mgmt For For For Remuneration of P. Aggarwal 14 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Orchid Chemicals & Pharmaceuticals Ltd. Ticker Security ID: Meeting Date Meeting Status ORCHIDCHEM CINS Y6494U148 07/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Resignation of M.R. Mgmt For For For Girinath 5 Resignation of I.S. Mgmt For For For Naidu 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Sankaran Mgmt For For For Raghunathan 8 Elect Bharat Shah Mgmt For For For 9 Elect Bala Balachandran Mgmt For For For 10 Amendment to Mgmt For For For Compensation of K.R. Rao 11 Employee Stock Option Mgmt For For For Plan Senior Management 2011 12 Employee Stock Option Mgmt For For For Plan Senior Management 2011 for Subsidiaries 13 Employee Stock Option Mgmt For For For Plan Directors 2011 14 Amendment to Articles Mgmt For For For Regarding Definition of Terms 15 Amendment to Articles Mgmt For For For Regarding Investor Directors 16 Amendment to Articles Mgmt For For For Regarding Investor Directors 17 Amendment to Articles Mgmt For For For Regarding the Appointment and Removal of Non-Retiring Directors 18 Amendment to Articles Mgmt For For For Regarding the Appointment of a Company Secretary ________________________________________________________________________________ Orchid Chemicals & Pharmaceuticals Ltd. Ticker Security ID: Meeting Date Meeting Status ORCHIDCHEM CINS Y6494U148 12/07/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the 2010 Mgmt For Against Against Stock Option Scheme ________________________________________________________________________________ Parsvnath Developers Limited Ticker Security ID: Meeting Date Meeting Status PARSVNATH CINS Y6723F110 09/24/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Gobind Gogia Mgmt For For For 3 Elect Ashok Kumar Mgmt For Against Against 4 Elect Ramdas Kamath Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Vinod Juneja Mgmt For For For 7 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments w/o Preemptive Rights ________________________________________________________________________________ Patel Engineering Limited Ticker Security ID: Meeting Date Meeting Status PATELEN CINS Y6786T148 10/17/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Khizer Ahmed Mgmt For For For 4 Elect S. Jambunathan Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Reappointment of Silloo Mgmt For For For Patel as a Wholetime Director; Approval of Compensation 7 Reappointment of Nimish Mgmt For For For Patel as a Wholetime Director; Approval of Compensation 8 Increase in Authorized Mgmt For For For Capital; Amendment to Memorandum 9 Amendment to Articles Mgmt For For For Regarding Share Capital ________________________________________________________________________________ Persistent Systems Limited Ticker Security ID: Meeting Date Meeting Status PERSISTENT CINS Y68031106 07/18/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect P.B. Kulkarni Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Prakash Telang Mgmt For For For 6 Elect Kiran Umrootkar Mgmt For For For 7 Elect Dinesh Keskar Mgmt For For For 8 Elect S.K. Bhattacharyya Mgmt For For For 9 Appointment of Anand Mgmt For Abstain Against Deshpande as Managing Director 10 Appointment of P.B. Mgmt For Abstain Against Kulkarni as an Executive Director 11 Amendment to Employee Mgmt For Against Against Stock Option Plan 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Make Mgmt For For For Investments 15 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Polaris Software Lab Limited Ticker Security ID: Meeting Date Meeting Status POLARIS CINS Y70587111 04/09/2012 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger by Absorption Mgmt For For For ________________________________________________________________________________ Praj Industries Limited Ticker Security ID: Meeting Date Meeting Status PRAJIND CINS Y70770139 07/22/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Pramod Chaudhari Mgmt For For For 5 Elect Sivaramakrishnan Mgmt For For For Iyer 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Prakash Kulkarni Mgmt For For For 8 Elect Gajanan Nabar Mgmt For For For 9 Appointment of Gajanan Mgmt For For For Nabar as CEO and Managing Director; Approval of Compensation 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Employee Stock Option Mgmt For For For Plan 2011 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Employee Stock Option Mgmt For For For Plan for Subsidiaries ________________________________________________________________________________ Prakash Industries Limited Ticker Security ID: Meeting Date Meeting Status PRKSH CINS Y7078C116 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Manish Bahl Mgmt For For For 4 Elect Piyoosh Goyal Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Re-appointment of V.P. Mgmt For For For Agarwal as Managing Director; Approval of Compensation 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Re-appointment of G.L. Mgmt For For For Mohta as Whole-time Director; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Re-appointment of Vipul Mgmt For For For Agarwal as Whole-time Director; Approval of Compensation 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Mortgage Mgmt For For For Assets 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Prism Cement Limited Ticker Security ID: Meeting Date Meeting Status PRISMCEM CINS Y70826139 06/26/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Rajan Raheja Mgmt For Against Against 4 Elect Satish Raheja Mgmt For Against Against 5 Elect James Brooks Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Appointment of Branch Mgmt For For For Auditors 8 Waiver of Recovery of Mgmt For For For Compensation from Manoj Chhabra 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Waiver of Recovery of Mgmt For For For Compensation from Vijay Aggarwal 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Waiver of Recovery of Mgmt For For For Compensation from Ganesh Kaskar 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Payment of Commission Mgmt For For For to James Brooks 15 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Prism Cement Limited Ticker Security ID: Meeting Date Meeting Status PRISMCEM CINS Y70826139 07/12/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Rajesh Kapadia Mgmt For For For 4 Elect Akshay Raheja Mgmt For Against Against 5 Elect Ameeta Parpia Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Appointment of Branch Mgmt For For For Auditors 8 Reappointment of Manoj Mgmt For For For Chhabra as Managing Director; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ PTC India Limited Ticker Security ID: Meeting Date Meeting Status PTC CINS Y7043E106 09/28/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect I.J. Kapoor Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Ved Jain Mgmt For For For 6 Elect Dipak Chatterjee Mgmt For For For 7 Elect Akhilesh Mishra Mgmt For For For ________________________________________________________________________________ Punj Lloyd Limited Ticker Security ID: Meeting Date Meeting Status PUNJLLOYD CINS Y71549110 08/05/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Articles Mgmt For For For Regarding the Business Object 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Punj Lloyd Limited Ticker Security ID: Meeting Date Meeting Status PUNJLLOYD CINS Y71549110 08/12/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Luv Chhabra Mgmt For For For 4 Elect Niten Malhan Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Ekaterina Mgmt For For For Sharashidze 7 Appoint L. Chhabra as Mgmt For For For Executive Director; Approval of Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendment to Mgmt For Abstain Against Remuneration of P.K. Gupta 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Rajesh Exports Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y7181T147 09/30/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Re-elect Venu Madhava Mgmt For For For Reddy 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Raymond Limited Ticker Security ID: Meeting Date Meeting Status RAYMOND CINS Y72123147 06/06/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect P.K. Bhandari Mgmt For For For 4 Elect Ishwar Agarwal Mgmt For For For 5 Elect Pradeep Guha Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect H. Sunder Mgmt For For For 8 Appointment of H. Mgmt For For For Sunder as Wholetime Director; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Rei Agro Limited Ticker Security ID: Meeting Date Meeting Status REIAGROLTD CINS Y7253S134 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Dividend on Preference Mgmt For Abstain Against Shares 3 Dividend on Equity Mgmt For For For Shares 4 Elect N.K. Gupta Mgmt For For For 5 Elect K.D. Ghosh Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Payment of Commission Mgmt For Abstain Against to Sanjay Jhunjhunwala 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Reliance MediaWorks Ltd Ticker Security ID: Meeting Date Meeting Status ADLABSFILM CINS Y00142110 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Sujal Shah Mgmt For For For 3 Elect Amit Khanna Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 6 Appointment of Mgmt For For For Madhulika Singh as Manager; Approval of Compensation 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Appointment of Ashish Mgmt For For For Agarwal as Manager; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Rolta India Limited Ticker Security ID: Meeting Date Meeting Status ROLTA CINS Y7324A112 11/28/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect A.P. Singh Mgmt For For For 4 Elect Vijayendra Mgmt For For For Agarwala 5 Elect V K Chopra Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Appointment of Kamal K. Mgmt For For For Singh as Executive Chairman and Managing Director; Approval of Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Appointment of Atul D. Mgmt For For For Tayal as Joint Managing Director; Approval of Compensation 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Amendment to Borrowing Mgmt For For For Powers 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Authority to Mortgage Mgmt For For For Assets 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Employee Stock Option Mgmt For For For Plan 33 Non-Voting Agenda Item N/A N/A N/A N/A 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Non-Voting Agenda Item N/A N/A N/A N/A 36 Non-Voting Agenda Item N/A N/A N/A N/A 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Non-Voting Agenda Item N/A N/A N/A N/A 39 Employee Stock Option Mgmt For For For Plan for Subsidiaries 40 Non-Voting Agenda Item N/A N/A N/A N/A 41 Non-Voting Agenda Item N/A N/A N/A N/A 42 Non-Voting Agenda Item N/A N/A N/A N/A 43 Non-Voting Agenda Item N/A N/A N/A N/A 44 Non-Voting Agenda Item N/A N/A N/A N/A 45 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ S Kumars Nationwide Limited Ticker Security ID: Meeting Date Meeting Status SKUMARN CINS Y8066R115 09/28/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Against Against 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect A. Shah Mgmt For Against Against 4 Elect Vijay Kalantri Mgmt For For For 5 Elect Dara Avari Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Meleveetil Mgmt For For For Damodaran 8 Elect Suresh Talwar Mgmt For Against Against 9 Amendment to Mgmt For For For Compensation of Nitin S. Kasliwal 10 Amendment to Mgmt For For For Compensation of Anil Channa 11 Amendment Regarding Mgmt For For For Commission for Non-Executive Directors 12 Non-Executive Mgmt For For For Directors' Commission 13 Executive Directors' Mgmt For For For Commission ________________________________________________________________________________ Shiv-Vani Oil & Gas Exploration Services Ltd Ticker Security ID: Meeting Date Meeting Status SHIVVANI CINS Y7760X113 04/09/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Divestiture of Assets Mgmt For For For ________________________________________________________________________________ Shiv-Vani Oil & Gas Exploration Services Ltd Ticker Security ID: Meeting Date Meeting Status SHIVVANI CINS Y7760X113 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Prateep Kumar Mgmt For For For Lahiri 4 Elect Rajneesh Gupta Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Padam Singhee Mgmt For Against Against ________________________________________________________________________________ Shree Ganesh Jewellery House Limited Ticker Security ID: Meeting Date Meeting Status SGJHL CINS Y775AC102 03/22/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Borrowing Mgmt For For For Powers 3 Authority to Mortgage Mgmt For For For Assets 4 Authority to Make Mgmt For For For Investments, Grant Loans and Give Guarantees ________________________________________________________________________________ Shree Ganesh Jewellery House Limited Ticker Security ID: Meeting Date Meeting Status SGJHL CINS Y775AC102 08/26/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Satish Chaturvedi Mgmt For For For 4 Elect Dwarka Mathur Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Shree Ganesh Jewellery House Limited Ticker Security ID: Meeting Date Meeting Status SGJHL CINS Y775AC102 10/18/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Articles Mgmt For For For Regarding Business Purpose ________________________________________________________________________________ Sintex Industries Limited Ticker Security ID: Meeting Date Meeting Status SINTEX CINS Y8064D142 09/12/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Ramnikbhai Ambani Mgmt For For For 4 Elect Indira Parikh Mgmt For For For 5 Elect Rajesh Parikh Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Amendments to Articles Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ South Indian Bank Limited Ticker Security ID: Meeting Date Meeting Status SOUTHINDBA CINS Y8089N141 07/15/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Jose Alapatt Mgmt For Against Against 6 Elect Mathew Chakola Mgmt For Against Against 7 Elect K. Jacob Thomas Mgmt For For For 8 Elect H. Prabhu Mgmt For For For 9 Appointment of Branch Mgmt For For For Auditors 10 Appointment of A. Guha Mgmt For For For as Part-time Non-Executive Chairman; Approval of Compensation 11 Appointment of V.A. Mgmt For For For Joseph as Managing Director and CEO; Approval of Compensation 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Increase in Authorized Mgmt For For For Capital 14 Authority to Issue Mgmt For Against Against Shares or Convertible Securities w/o Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Spicejet Limited Ticker Security ID: Meeting Date Meeting Status SPICEJET CINS Y81178108 04/02/2012 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For For For Shares w/out Preemptive Rights (Preferential Allotment to Promoters) 3 Appointment of S. Mgmt For For For Natrajen as Wholetime Director; Approval of Compensation ________________________________________________________________________________ Spicejet Limited Ticker Security ID: Meeting Date Meeting Status SPICEJET CINS Y81178108 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Elect Kalanithi Maran Mgmt For For For 4 Elect Kavery Kalanithi Mgmt For For For 5 Elect Ravindran Mgmt For For For Jagadeesan 6 Elect Nicholas Paul Mgmt For For For 7 Elect M.K. Harinarayanan Mgmt For For For 8 Increase in Authorized Mgmt For For For Capital 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Mgmt For For For Shares w/out Preemptive Rights (Preferential Allotment to Promoter) 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Srei Infrastructure Finance Limited Ticker Security ID: Meeting Date Meeting Status SREINFRA CINS Y8133H116 07/30/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For Abstain Against Profits/Dividends 4 Elect S. Rajagopal Mgmt For For For 5 Elect Saud Siddique Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Avinder Singh Mgmt For For For Bindra 8 Elect Sujitendra Mgmt For For For Krishna Deb 9 Amendment to Borrowing Mgmt For For For Powers 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Appointment of S. Mgmt For For For Chatterjee as Non-executive Director of a Subsidiary ________________________________________________________________________________ SRF Limited Ticker Security ID: Meeting Date Meeting Status SRFLTD CINS Y8133G134 07/28/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Prakash Agarwala Mgmt For For For 3 Elect Vinayak Chatterjee Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Appointment of Mgmt For For For Kartikeya B. Ram as Deputy Managing Director; Approval of Compensation 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Directors' Commission Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ State Trading Corporation of India Limited Ticker Security ID: Meeting Date Meeting Status STCI CINS Y81628110 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Sujoy Burman Mgmt For For For 4 Elect Madan Sharma Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Rajan Katoch Mgmt For For For 7 Elect Proshanto Banerjee Mgmt For For For 8 Elect Ravindra Dholakia Mgmt For For For 9 Elect Naresh Dayal Mgmt For For For ________________________________________________________________________________ Sterlite Technologies Ltd Ticker Security ID: Meeting Date Meeting Status STRTECH CINS Y8170C137 09/20/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Anil Agarwal Mgmt For Against Against 4 Elect Haigreve Khaitan Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Directors' Commission Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Strides Arcolab Limited Ticker Security ID: Meeting Date Meeting Status STAR CINS Y8175G117 05/25/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect P.M. Thampi Mgmt For Against Against 4 Elect A.P.K. Nair Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Strides Arcolab Limited Ticker Security ID: Meeting Date Meeting Status STAR CINS Y8175G117 09/12/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Mgmt For For For Compensation of V.S. Iyer ________________________________________________________________________________ Sujana Towers Limited Ticker Security ID: Meeting Date Meeting Status SUJANATWR CINS Y81850110 10/08/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Increase in Authorized Mgmt For For For Capital 3 Authority to Issue Mgmt For For For Shares and Convertible Debt Instruments 4 Amendment to Borrowing Mgmt For For For Powers 5 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Sun Pharma Advanced Research Company Limited Ticker Security ID: Meeting Date Meeting Status SUNPHADV CINS Y8240G100 08/08/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Mohanchand Dadha Mgmt For For For 3 Elect Thennati Mgmt For For For Rajamannar 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Appointment of D. Mgmt For For For Shanghvi as Managing Director; Approval of Compensation 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Authority to Issue Mgmt For Abstain Against Shares w/o Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Triveni Turbine Ltd. Ticker Security ID: Meeting Date Meeting Status TTL CINS Y89735107 09/06/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Tarun Sawhney Mgmt For For For 3 Elect Kanwal Hazari Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Appointment of Branch Mgmt For For For Auditors and Authority to Set Fees 6 Elect Narsimha Shenoy Mgmt For For For 7 Elect Amal Ganguli Mgmt For For For 8 Elect Dhruv Sawhney; Mgmt For For For Appointment as Managing Director; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Elect Nikhil Sawhney; Mgmt For Against Against Appointment as Joint Managing Director; Approval of Compensation 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Directors' Commission Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Charitable Donations Mgmt For For For ________________________________________________________________________________ TTK Prestige Limited Ticker Security ID: Meeting Date Meeting Status TTKPRES CINS Y89993110 07/15/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect R. Srinivasan Mgmt For For For 4 Elect Latha Jagannathan Mgmt For For For 5 Elect K. Shankaran Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ TTK Prestige Limited Ticker Security ID: Meeting Date Meeting Status TTKPRES CINS Y89993110 12/24/2011 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme Mgmt For Abstain Against 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ TVS Motor Company Limited Ticker Security ID: Meeting Date Meeting Status TVSMOTOR CINS Y9014B103 09/14/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kayatyani Bajpai Mgmt For Against Against 3 Elect Chitt Dua Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Uflex Limited Ticker Security ID: Meeting Date Meeting Status UFLEX CINS Y9042S102 09/10/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Madan Gopal Gupta Mgmt For For For 4 Elect Ravi Kathpalia Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Appointment of S.K. Mgmt For For For Kaushik as Whole-Time Director; Approval of Compensation 7 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ United Bank Of India Limited Ticker Security ID: Meeting Date Meeting Status UNITEDBNK CINS Y9162W107 03/27/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/out Preemptive Rights (Preferential Allotment) 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ United Bank Of India Limited Ticker Security ID: Meeting Date Meeting Status UNITEDBNK CINS Y9162W107 06/28/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ United Bank Of India Limited Ticker Security ID: Meeting Date Meeting Status UNITEDBNK CINS Y9162W107 07/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Uttam Galva Steels Limited Ticker Security ID: Meeting Date Meeting Status UTTAMSTL CINS Y9329F112 08/20/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Satya Talwar Mgmt For Against Against 3 Elect Ashokkumar Mgmt For Against Against Mahendru 4 Elect Sharad Tudekar Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ UTV Software Communications Limited Ticker Security ID: Meeting Date Meeting Status UTVSOF CINS Y9316J101 07/18/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Narendra Ambwani Mgmt For For For 3 Elect Prem Mehta Mgmt For For For 4 Elect Suketu Shah Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Appointment of Rohinton Mgmt For For For Screwvala as CEO; Approval of Compensation 7 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ UTV Software Communications Limited Ticker Security ID: Meeting Date Meeting Status UTVSOF CINS Y9316J101 09/03/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Tender Offer and Mgmt For For For Delisting ________________________________________________________________________________ Vijaya Bank Limited Ticker Security ID: Meeting Date Meeting Status VIJAYABANK CINS Y9374P114 03/26/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/out Preemptive Rights (Preferential Allotment) 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Vijaya Bank Limited Ticker Security ID: Meeting Date Meeting Status VIJAYABANK CINS Y9374P114 06/29/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Vijaya Bank Limited Ticker Security ID: Meeting Date Meeting Status VIJAYABANK CINS Y9374P114 07/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For Abstain Against ________________________________________________________________________________ VIP Industries Limited Ticker Security ID: Meeting Date Meeting Status VIPIND CINS Y9377U110 09/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Confirmation of Interim Mgmt For For For Dividend Payment 3 Dividend on Equity Mgmt For For For Shares 4 Elect Dilip Gopikisan Mgmt For Against Against Piramal 5 Elect Vivek Krishnan Mgmt For For For Nair 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Nabankur Gupta Mgmt For For For 8 Elect T. Premanand Mgmt For For For 9 Appointment of T. Mgmt For For For Premanand as Wholetime Director; Approval of Compensation 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Stock Split Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Amendment to Articles Mgmt For For For Regarding Share Capital 17 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Welspun Corp Limited Ticker Security ID: Meeting Date Meeting Status WELCORP CINS Y9536Y102 09/08/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ram Sharma Mgmt For For For 4 Elect Nirmal Gangwal Mgmt For For For 5 Elect Asim Chakraborty Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Appointment of Rajesh Mgmt For For For R. Mandawewala as Managing Director; Approval of Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Welspun Corp Ltd. Ticker Security ID: Meeting Date Meeting Status WELCORP CINS Y9536Y102 08/13/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For Abstain Against Preference Shares 2 Authority to Issue Mgmt For Abstain Against Shares w/o Preemptive Rights 3 Amendments to Articles Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendments to Articles Mgmt For Against Against 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Mgmt For Against Against Compensation of B.K. Goenka 12 Elect Mintoo Bhandari Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zylog Systems Limited Ticker Security ID: Meeting Date Meeting Status ZYLOG CINS Y9895D103 06/20/2012 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Split Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Amendment Memorandum Mgmt For For For Regarding Share Capital 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Amendment to Articles Mgmt For For For Regarding Share Capital 7 Non-Voting Agenda Item N/A N/A N/A N/A ================================ Indonesia ETF ================================= ________________________________________________________________________________ Aneka Tambang Ticker Security ID: Meeting Date Meeting Status ANTM CINS Y7116R158 05/31/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Annual Report and Mgmt For For For Community Development Partnership Program 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For For For 6 Enforcement of the Mgmt For Abstain Against Regulation of State Minister for State-owned Enterprises 7 Amendments to Articles Mgmt For Abstain Against 8 Election of Mgmt For Abstain Against Commissioners ________________________________________________________________________________ Astra Agro Lestari Tbk Ticker Security ID: Meeting Date Meeting Status AALI CINS Y7116Q119 04/17/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Utilization of Profits Mgmt For For For 3 Directors' and Mgmt For Abstain Against Commissioners' Fees 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Astra International Tbk Ticker Security ID: Meeting Date Meeting Status ASII CINS Y7117N149 04/27/2012 Voted Meeting Type Country of Trade Mix Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Mgmt For Abstain Against Commissioners 4 Directors' and Mgmt For Abstain Against Commissioners' Fees 5 Appointment of Auditor Mgmt For For For 6 Amendment to Par Value Mgmt For Abstain Against ________________________________________________________________________________ Bakrie & Brothers Ticker Security ID: Meeting Date Meeting Status BNBR CINS Y7117S254 06/20/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Mgmt For For For Responsibility Report 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For _______________________________________________________________________________ Bakrie & Brothers Ticker Security ID: Meeting Date Meeting Status BNBR CINS Y7117S254 10/06/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Restructuring Mgmt For Abstain Against 2 Reduction of Paid-In Mgmt For Abstain Against and Paid-Up Capital 3 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Bank Danamon Indonesia Ticker Security ID: Meeting Date Meeting Status BDMN CINS Y71188190 03/27/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Directors' and Mgmt For Abstain Against Commissioners' Fees 5 Report of Fund Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bank Danamon Indonesia Ticker Security ID: Meeting Date Meeting Status BDMN CINS Y71188190 08/24/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For Abstain Against Shares w/ Preemptive Rights ________________________________________________________________________________ Bank Danamon Indonesia Ticker Security ID: Meeting Date Meeting Status BDMN CINS Y71188190 10/27/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bumi Plc Ticker Security ID: Meeting Date Meeting Status BUMI CINS G17930101 06/14/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Board Size Mgmt For For For 4 Elect Samin Tan Mgmt For For For 5 Elect Indra Bakrie Mgmt For For For 6 Elect Sir Julian Mgmt For For For Horn-Smith 7 Elect Sony Harsono Mgmt For For For 8 Elect Sir Graham Hearne Mgmt For For For 9 Elect Ari Saptadi Hudaya Mgmt For For For 10 Elect Scott Merrillees Mgmt For For For 11 Elect Nalin Rathod Mgmt For For For 12 Elect Lord Robin Renwick Mgmt For For For 13 Elect Rosan Roeslani Mgmt For For For 14 Elect Nathaniel Mgmt For For For Rothschild 15 Elect Amir Sambodo Mgmt For For For 16 Elect Steven Shapiro Mgmt For For For 17 Elect Philip Yeo Mgmt For For For 18 Elect Graham Holdaway Mgmt For For For 19 Elect Jean-Marc Mizrahi Mgmt For For For 20 Elect Alexander Ramlie Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Authority to Set Mgmt For For For Auditor's Fees 23 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 24 Authorisation of Mgmt For For For Political Donations 25 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 26 Authority to Repurchase Mgmt For For For Shares 27 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Bumi Serpong Damai Terbuka Ticker Security ID: Meeting Date Meeting Status BSDE CINS Y7125J106 06/27/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' and Mgmt For For For Commissioners' Fees 4 Appointment of Auditor Mgmt For For For 5 Report on Utilization Mgmt For For For of Funds 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Delta Dunia Petroindo Terbuka Ticker Security ID: Meeting Date Meeting Status DOID CINS Y2036T103 06/22/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Directors' and Mgmt For For For Commissioners' Fees 4 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) ________________________________________________________________________________ Delta Dunia Petroindo Terbuka Ticker Security ID: Meeting Date Meeting Status DOID CINS Y2036T103 06/22/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Management and Mgmt For Abstain Against Employee Stock Option Program ________________________________________________________________________________ First Pacific Company Ltd. Ticker Security ID: Meeting Date Meeting Status 00142 CINS G34804107 05/31/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Anthoni Salim Mgmt For Against Against 7 Elect Tedy Djuhar Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Authority to Appoint Mgmt For For For Additional Directors 10 Adoption of New Share Mgmt For Against Against Option Scheme 11 Increase in Authorized Mgmt For For For Capital 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For Against Against Repurchased Shares 15 Amendments to Bye-Laws Mgmt For For For 16 Change of Company Name Mgmt For For For ________________________________________________________________________________ Golden Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status G17 CINS V39076134 04/26/2012 Voted Meeting Type Country of Trade Annual Mauritius Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Frankle (Djafar) Mgmt For For For Widjaja 5 Elect Simon Lim Mgmt For For For 6 Elect Kaneyalall Mgmt For For For Hawabhay 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 9 Authority to Repurchase Mgmt For For For Shares 10 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Gudang Garam Ticker Security ID: Meeting Date Meeting Status GGRM CINS Y7121F165 06/27/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For Abstain Against and Commissioners 5 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Indocement Tunggal Prakarsa Ticker Security ID: Meeting Date Meeting Status INTP CINS Y7127B135 05/08/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Election of Directors Mgmt For Abstain Against and Commissioners 5 Directors' and Mgmt For For For Commissioners' Fees ________________________________________________________________________________ Indocement Tunggal Prakarsa Ticker Security ID: Meeting Date Meeting Status INTP CINS Y7127B135 05/08/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Indofood Sukses Makmur Ticker Security ID: Meeting Date Meeting Status INDF CINS Y7128X128 05/11/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For Abstain Against and Commissioners 5 Directors' and Mgmt For Abstain Against Commissioners' Fees 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Intrepid Mines Ltd. Ticker Security ID: Meeting Date Meeting Status IAU CINS Q4968A101 05/09/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Adrianto Mgmt For Against Against Machribie Reksohadiprodjo 4 Re-elect Alan Roberts Mgmt For For For 5 Re-elect Colin Jackson Mgmt For For For 6 Renew Employee Option Mgmt For For For Scheme 7 Renew Senior Executive Mgmt For For For Share Plan 8 Renew NEDs' Share Plan Mgmt For For For 9 Approve Termination Mgmt For For For Benefits ________________________________________________________________________________ Jardine Cycle & Carriage Ltd. Ticker Security ID: Meeting Date Meeting Status C07 CINS Y43703100 04/25/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect CHEAH Kim Teck Mgmt For For For 5 Elect Mark Greenberg Mgmt For Against Against 6 Elect CHIEW Sin Cheok Mgmt For Against Against 7 Elect Benjamin Keswick Mgmt For Against Against 8 Elect LIM Hwee Hua Mgmt For For For 9 Elect Alexander Mgmt For For For Newbigging 10 Elect BOON Yoon Chiang Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business 13 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Kalbe Farma Ticker Security ID: Meeting Date Meeting Status KLBF CINS Y71287190 05/23/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kalbe Farma Ticker Security ID: Meeting Date Meeting Status KLBF CINS Y71287190 05/23/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Split Mgmt For Abstain Against 3 Amendments to Articles Mgmt For Abstain Against 4 Election of Directors Mgmt For Abstain Against ________________________________________________________________________________ P.T. Indah Kiat Pulp & Paper Terbuka Ticker Security ID: Meeting Date Meeting Status INKP CINS Y71278116 06/12/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Adaro Energy Tbk Ticker Security ID: Meeting Date Meeting Status ADRO CINS Y7087B109 04/27/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Directors' and Mgmt For For For Commissioners' Fees ________________________________________________________________________________ PT Bank Central Asia Tbk Ticker Security ID: Meeting Date Meeting Status BBCA CINS Y7123P138 05/16/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' and Mgmt For For For Commissioners' Fees 4 Appointment of Auditor Mgmt For For For 5 Allocation of Interim Mgmt For For For Dividends ________________________________________________________________________________ PT Bank Central Asia Tbk Ticker Security ID: Meeting Date Meeting Status BBCA CINS Y7123P138 05/16/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ PT Bank Mandiri (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BMRI CINS Y7123S108 04/23/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Directors' and Mgmt For For For Commissioners' Fees 5 Election of Mgmt For Abstain Against Commissioners 6 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ PT Bank Negara Indonesia (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BBNI CINS Y74568166 04/18/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Directors' and Mgmt For For For Commissioners' Fees 5 Change in Management Mgmt For Abstain Against Structure ________________________________________________________________________________ PT Bank Rakyat Indonesia Ticker Security ID: Meeting Date Meeting Status BBRI CINS Y0697U112 03/28/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Annual Report Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For For For Commissioners' Fees 5 2012 Financial Report Mgmt For For For 6 Partnership and Mgmt For For For Community Development Program 7 Amendments to Articles Mgmt For Abstain Against 8 Election of Directors Mgmt For Abstain Against and Commissioners ________________________________________________________________________________ PT Bank Rakyat Indonesia Ticker Security ID: Meeting Date Meeting Status BBRI CINS Y0697U112 09/28/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against (Slate) ________________________________________________________________________________ PT Borneo Lumbung Energi & Metal TBK Ticker Security ID: Meeting Date Meeting Status BORN CINS Y711AR104 06/01/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Directors' and Mgmt For Abstain Against Commissioners Fees 5 Use of Proceeds of the Mgmt For Abstain Against Company Initial Public Offering Fund Report 6 Change in Management Mgmt For Abstain Against Structure ________________________________________________________________________________ PT Borneo Lumbung Energi & Metal TBK Ticker Security ID: Meeting Date Meeting Status BORN CINS Y711AR104 12/15/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Mgmt For Abstain Against Shares 3 Approval of Material Mgmt For Abstain Against Transaction 4 Election of Directors Mgmt For Abstain Against 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/07/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Pledge of the Mgmt For Abstain Against Company's Assets 2 Election of Directors Mgmt For Abstain Against and Commissioners ________________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/07/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/21/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Pledge of the Mgmt For Abstain Against Company's Assets 2 Election of Directors Mgmt For Abstain Against and Commissioners ________________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/21/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 10/21/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Mgmt For Abstain Against Shares 3 Restructuring Mgmt For Abstain Against 4 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ PT Charoen Pokphand Indonesia Tbk Ticker Security ID: Meeting Date Meeting Status CPIN CINS Y71207164 05/16/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Election of Directors Mgmt For Abstain Against ________________________________________________________________________________ PT Indo Tambangraya Megah Tbk Ticker Security ID: Meeting Date Meeting Status ITMG CINS Y71244100 04/02/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Dividends/Profits 4 Appointment of Auditor Mgmt For For For 5 Directors' and Mgmt For For For Commissioners' Fees 6 Election of Directors Mgmt For Abstain Against and Commissioners 7 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ PT Indosat Terbuka Ticker Security ID: Meeting Date Meeting Status ISAT CINS Y7127S120 05/14/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Commissioners' Fees Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Election of Directors Mgmt For Abstain Against and Commissioners ________________________________________________________________________________ PT International Nickel Indonesia Ticker Security ID: Meeting Date Meeting Status INCO CINS Y39128148 09/27/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Election of Directors Mgmt For Abstain Against (Slate) 3 Election of Mgmt For Abstain Against Commissioners (Slate) ________________________________________________________________________________ PT Jasa Marga (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status JSMR CINS Y71285103 05/09/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Report and Mgmt For For For Commissioners' Report 3 Report on Partnership Mgmt For For For and Community Development Program 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For 6 Directors' and Mgmt For For For Commissioners' Fees 7 Enforcement of the Mgmt For Abstain Against Regulation of State Minister for State-owned Enterprises 8 Election of Mgmt For Abstain Against Commissioners 9 Directors' Report Mgmt For For For ________________________________________________________________________________ PT Jasa Marga (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status JSMR CINS Y71285103 05/09/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ PT Lippo Karawaci Terbuka Ticker Security ID: Meeting Date Meeting Status LPKR CINS Y7129W186 04/05/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Election of Directors Mgmt For Abstain Against and Commissioners and Their Fees 5 Use of Proceeds Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Lippo Karawaci Terbuka Ticker Security ID: Meeting Date Meeting Status LPKR CINS Y7129W186 11/15/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For Abstain Against Shares 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Medco Energi Internasional Tbk Ticker Security ID: Meeting Date Meeting Status MEDC CINS Y7129J136 05/09/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' and Mgmt For For For Commissioners' Reports and Ratification of Board Acts 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Election of Directors Mgmt For Abstain Against (Slate) 6 Directors' and Mgmt For For For Commissioners' Fees ________________________________________________________________________________ PT Perusahaan Gas Negara (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status PGAS CINS Y7136Y118 03/05/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Removal of Director Mgmt For Abstain Against 2 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ PT Perusahaan Gas Negara (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status PGAS CINS Y7136Y118 05/22/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Directors' and Mgmt For For For Commissioners' Fees 6 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) ________________________________________________________________________________ PT PP London Sumatra Indonesia TBK Ticker Security ID: Meeting Date Meeting Status LSIP CINS Y7137X101 05/10/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For Abstain Against 5 Directors' Fees Mgmt For Abstain Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ PT PP London Sumatra Indonesia TBK Ticker Security ID: Meeting Date Meeting Status LSIP CINS Y7137X101 05/10/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ PT Telekomunikasi Indonesia Ticker Security ID: Meeting Date Meeting Status TLKM CUSIP 715684106 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report and Mgmt For For For Commissioners' Report 2 Accounts and Reports Mgmt For For For 3 Report on Utilization Mgmt For For For of Proceeds 4 Allocation of Mgmt For For For Profits/Dividends 5 Directors' and Mgmt For For For Commissioners' Fees 6 Appointment of Auditor Mgmt For For For 7 Amendments to Articles Mgmt For Abstain Against 8 Election of Directors Mgmt For Abstain Against and Commissioners ________________________________________________________________________________ PT Vale Indonesia Tbk (fka PT International Nickel Indonesia) Ticker Security ID: Meeting Date Meeting Status CINS Y39128148 02/17/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Mgmt For Abstain Against Commissioners ________________________________________________________________________________ PT Vale Indonesia Tbk (fka PT International Nickel Indonesia) Ticker Security ID: Meeting Date Meeting Status INCO CINS Y39128148 04/25/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Commissioners' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Election of Mgmt For Abstain Against Commissioners 6 Election of Directors Mgmt For Abstain Against 7 Commissioners' Fees Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Sakari Resources Limited Ticker Security ID: Meeting Date Meeting Status AJ1 CINS Y7456M108 04/26/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Chitrapongse Mgmt For For For Kwangsukstith 4 Elect HAN Eng Juan Mgmt For For For 5 Elect Apisit Mgmt For Against Against Rujikeatkamjorn 6 Elect Chatchawal Mgmt For For For Eimsiri 7 Elect Supattanapong Mgmt For For For Punmeechaow 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Offer and Mgmt For For For Grant Options Under the Rules of the Sakari Employee Share Option Plan 12 Authority to Offer and Mgmt For For For Grant Options Under the Rules of the Sakari Employee Share Acquisition Plan 13 Equity Grant to Mgmt For For For Non-Executive Directors 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Semen Gresik Ticker Security ID: Meeting Date Meeting Status SMGR CINS Y7142G168 06/26/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Construction of New Mgmt For Abstain Against Cement Plants 2 Change in Management Mgmt For Abstain Against Structure ________________________________________________________________________________ Semen Gresik Ticker Security ID: Meeting Date Meeting Status SMGR CINS Y7142G168 06/26/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Annual Report and Mgmt For For For Partnership and Community Development Program 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Semen Gresik Ticker Security ID: Meeting Date Meeting Status SMGR CINS Y7142G168 09/28/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against (Slate) ________________________________________________________________________________ Tambang Batubara Bukit Asam Tbk Ticker Security ID: Meeting Date Meeting Status PTBA CINS Y8520P101 05/03/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Annual Report Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Election of Mgmt For Abstain Against Commissioners ________________________________________________________________________________ Tambang Batubara Bukit Asam Tbk Ticker Security ID: Meeting Date Meeting Status PTBA CINS Y8520P101 12/22/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For Abstain Against Shares 2 Election of Directors Mgmt For Abstain Against 3 Election of Mgmt For Abstain Against Commissioners ________________________________________________________________________________ Unilever Indonesia Ticker Security ID: Meeting Date Meeting Status UNVR CINS Y9064H141 05/29/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Election & Remuneration Mgmt For Abstain Against of Directors & Commissioners 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Election of Audit Mgmt For Abstain Against Committee Members ________________________________________________________________________________ Unilever Indonesia Ticker Security ID: Meeting Date Meeting Status UNVR CINS Y9064H141 12/08/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against (Slate) 2 Election of Mgmt For Abstain Against Commissioners (Slate) ________________________________________________________________________________ United Tractors Ticker Security ID: Meeting Date Meeting Status UNTR CINS Y7146Y140 04/20/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For Abstain Against 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ XL Axiata Tbk Ticker Security ID: Meeting Date Meeting Status CINS Y7125N107 09/30/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against and Commissioners (Slate) ________________________________________________________________________________ XL Axiata Terbuka Ticker Security ID: Meeting Date Meeting Status EXCL CINS Y7125N107 03/29/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Directors' and Mgmt For Abstain Against Commissioners' Fees 5 Adjustment of Share Mgmt For Abstain Against Capital by Issuing New Shares for Long Term Incentive =========================== Indonesia Small-Cap ETF ============================ The fund did not vote proxies relating to portfolio securities during the period covered by this report. ============================ Junior Gold Miners ETF ============================ ________________________________________________________________________________ Alexco Resource Corp Ticker Security ID: Meeting Date Meeting Status AXU CUSIP 01535P106 06/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change in Board Size Mgmt For For For 2.1 Elect Clynton Nauman Mgmt For For For 2.2 Elect George Brack Mgmt For For For 2.3 Elect Terry Krepiakevich Mgmt For For For 2.4 Elect David Searle Mgmt For For For 2.5 Elect Rick Van Mgmt For Withhold Against Nieuwenhuyse 2.6 Elect Michael Winn Mgmt For Withhold Against 2.7 Elect Richard Zimmer Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Argonaut Gold Inc. Ticker Security ID: Meeting Date Meeting Status AR CINS 04016A101 05/08/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Peter Dougherty Mgmt For For For 3 Elect Brian Kennedy Mgmt For For For 4 Elect James Kofman Mgmt For For For 5 Elect Christopher Mgmt For For For Lattanzi 6 Elect Peter Mordaunt Mgmt For For For 7 Elect Dale Peniuk Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Confirmation of New Mgmt For For For By-law ________________________________________________________________________________ Atac Resources Ltd. Ticker Security ID: Meeting Date Meeting Status ATC CINS 046491106 05/22/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Robert Carne Mgmt For Against Against 4 Elect Bruce Kenway Mgmt For For For 5 Elect Glenn Yeadon Mgmt For Against Against 6 Elect Helmut Wober Mgmt For For For 7 Elect Douglas Goss Mgmt For For For 8 Elect Bruce Youngman Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Extension of Mgmt For For For Shareholder Rights' Plan 11 Approval of the Stock Mgmt For For For Option Plan 12 Discretion to Vote on Mgmt For Against Against Amended Proposals ________________________________________________________________________________ Aurico Gold Inc. Ticker Security ID: Meeting Date Meeting Status AUQ CUSIP 05155C105 10/24/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Aurizon Mines Ltd. Ticker Security ID: Meeting Date Meeting Status ARZ CINS 05155P106 05/10/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Sargent Berner Mgmt For Against Against 4 Elect Louis Dionne Mgmt For For For 5 Elect David Hall Mgmt For For For 6 Elect George Brack Mgmt For For For 7 Elect Andre Falzon Mgmt For For For 8 Elect Richard Faucher Mgmt For For For 9 Elect Diane Francis Mgmt For For For 10 Elect George Paspalas Mgmt For For For 11 Elect Brian Moorhouse Mgmt For For For 12 Elect Ian Walton Mgmt For Against Against 13 Appointment of Auditor Mgmt For For For 14 Amendment to the Stock Mgmt For For For Option Plan 15 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Avion Gold Corp. Ticker Security ID: Meeting Date Meeting Status AVR CINS 053750105 05/17/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For Against Against (Slate) 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Avion Gold Corp. Ticker Security ID: Meeting Date Meeting Status AVR CINS 053750105 06/26/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Begeman Mgmt For For For 3 Elect Stan Bharti Mgmt For Against Against 4 Elect George Faught Mgmt For Against Against 5 Elect Bruce Humphrey Mgmt For For For 6 Elect Lewis MacKenzie Mgmt For For For 7 Elect Pierre Pettigrew Mgmt For For For 8 Elect James Coleman Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Avocet Mining plc Ticker Security ID: Meeting Date Meeting Status AVM CINS G06839107 05/03/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Russell Edey Mgmt For For For 4 Elect Robert Pilkington Mgmt For For For 5 Elect Barry Rourke Mgmt For For For 6 Elect Mike Donoghue Mgmt For For For 7 Elect Gordon Wylie Mgmt For For For 8 Elect Brett Richards Mgmt For For For 9 Elect Andrew Norris Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Allocation of Mgmt For For For Profits/Dividends 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ B2gold Corp Ticker Security ID: Meeting Date Meeting Status CINS 11777Q209 06/08/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Clive Johnson Mgmt For For For 4 Elect Robert Cross Mgmt For Against Against 5 Elect Robert Gayton Mgmt For Against Against 6 Elect Barry Rayment Mgmt For For For 7 Elect Jerry Korpan Mgmt For For For 8 Elect John Ivany Mgmt For For For 9 Elect Bongani Mtshisi Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Banro Corporation Ticker Security ID: Meeting Date Meeting Status BAA CINS 066800103 06/29/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For Against Against (Slate) 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to the Stock Mgmt For For For Option Plan 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Beadell Resources Limited Ticker Security ID: Meeting Date Meeting Status BDR CINS Q1398U103 05/24/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Jim Jewell Mgmt For Against Against 4 Elect Ross Kestel Mgmt For Against Against 5 Approve Increase in Mgmt For For For NEDs' Fee Cap 6 Equity Grant (Chairman Mgmt For Against Against Craig Readhead) 7 Equity Grant (NED Mgmt For Against Against Michael Donaldson) 8 Equity Grant (NED Jim Mgmt For Against Against Jewell) 9 Equity Grant (NED Ross Mgmt For Against Against Kestel) 10 Equity Grant (MD Peter Mgmt For For For Bowler) 11 Equity Grant (Executive Mgmt For For For Director Robert Watkins) 12 Ratify Placement of Mgmt For For For Securities ________________________________________________________________________________ Bear Creek Mining Corporation Ticker Security ID: Meeting Date Meeting Status BCM CINS 07380N104 05/22/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Catherine Mgmt For Against Against McLeod-Seltzer 4 Elect Andrew Swarthout Mgmt For For For 5 Elect David De Witt Mgmt For For For 6 Elect Miguel Grau Mgmt For Against Against 7 Elect Kevin Morano Mgmt For Against Against 8 Elect Nolan Watson Mgmt For Against Against 9 Elect Frank Tweddle Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Stock Option Plan Mgmt For For For Renewal 12 Amendment to Mgmt For For For Shareholder Rights Plan 13 Transaction of Other Mgmt For Against Against Business 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brigus Gold Corp. Ticker Security ID: Meeting Date Meeting Status BRD CUSIP 109490102 05/23/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2.1 Elect Wade Dawe Mgmt For For For 2.2 Elect Harry Burgess Mgmt For Withhold Against 2.3 Elect Derrick Gill Mgmt For For For 2.4 Elect Michael Gross Mgmt For For For 2.5 Elect Marvin Kaiser Mgmt For For For 2.6 Elect David Peat Mgmt For For For 2.7 Elect Charles Stott Mgmt For For For 3 Shareholder Rights Plan Mgmt For For For 4 Employee Share Purchase Mgmt For For For Plan 5 Deferred Share Unit Plan Mgmt For For For ________________________________________________________________________________ Canaco Resources Inc Ticker Security ID: Meeting Date Meeting Status CAN CINS 134804103 12/16/2011 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Jingbin Wang Mgmt For Against Against 3 Elect Andrew Smith Mgmt For Against Against 4 Elect Shuixing Fu Mgmt For For For 5 Elect Brian Lock Mgmt For Against Against 6 Elect David Parsons Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Stock Option Plan Mgmt For Against Against Renewal ________________________________________________________________________________ Catalpa Resources Limited Ticker Security ID: Meeting Date Meeting Status CAH CINS Q2144X102 10/14/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Shares Mgmt For For For 2 Change in Company Name Mgmt For For For 3 Equity Grant (Jake Mgmt For For For Klein) 4 Equity Grant (James Mgmt For For For Askew) 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ CGA Mining Limited Ticker Security ID: Meeting Date Meeting Status CGX CINS Q22628103 11/22/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Mark Savage Mgmt For Against Against 3 Renew Employee Stock Mgmt For For For Option Plan 4 Remuneration Report Mgmt For Against Against ________________________________________________________________________________ China Gold International Resources Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status CGG CINS 16890P103 03/16/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 2012 Contract for Mgmt For For For Purchase and Sale of Dore 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ China Gold International Resources Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status CGG CINS 16890P103 06/18/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Zhaoxue Sun Mgmt For For For 4 Elect Xin Song Mgmt For For For 5 Elect Bing Liu Mgmt For Against Against 6 Elect Zhanming Wu Mgmt For For For 7 Elect Ian He Mgmt For Against Against 8 Elect Yunfei Chen Mgmt For For For 9 Elect Gregory Hall Mgmt For For For 10 Elect John Burns Mgmt For For For 11 Elect Xiangdong Jiang Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares 16 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ China Precious Metal Resources Holdings Ticker Security ID: Meeting Date Meeting Status 1194 CINS G2158B104 05/25/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect ZHANG Shuguang Mgmt For For For 5 Elect ZHANG Liwei Mgmt For Against Against 6 Elect DAI Xiaobing Mgmt For For For 7 Elect XIAO Rong Ge Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ CNMC Goldmine Holdings Limited Ticker Security ID: Meeting Date Meeting Status 5TP CINS Y1668N103 04/27/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect LIN Xiang Xiong Mgmt For For For 3 Elect CHOO Chee Kong Mgmt For For For 4 Elect LIM Kuoh Yang Mgmt For For For 5 Elect KUAN Cheng Tuck Mgmt For For For 6 Elect Allan TAN Poh Chye Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 10 Authority to Grant Mgmt For For For Awards and Issue Shares under CNMC Performance Share Plan ________________________________________________________________________________ CNMC Goldmine Holdings Limited Ticker Security ID: Meeting Date Meeting Status 5TP CINS Y1668N103 04/27/2012 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allotment of Mgmt For For For Performance Shares to CHIA Chee Ching 2 Allotment of Mgmt For For For Performance Shares to YEAP Kok Seng 3 Allotment of Mgmt For For For Performance Shares to LIM Kwang Hui 4 Allotment of Mgmt For Against Against Performance Shares to YANG Mu 5 Amendment to the Equity Mgmt For Against Against Compensation Plan ________________________________________________________________________________ Colossus Minerals Inc. Ticker Security ID: Meeting Date Meeting Status CSI CINS 19681L109 05/16/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Patrick Anderson Mgmt For Against Against 3 Elect David Anthony Mgmt For For For 4 Elect John Frostiak Mgmt For For For 5 Elect Greg Hall Mgmt For For For 6 Elect Mel Leiderman Mgmt For For For 7 Elect Douglas Reeson Mgmt For Against Against 8 Elect Antenor Silva Mgmt For For For 9 Elect Ari Sussman Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Continental Gold Ltd. Ticker Security ID: Meeting Date Meeting Status CNL CINS G23850103 06/05/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Robert Allen Mgmt For Against Against 4 Elect Ari Sussman Mgmt For For For 5 Elect Patrick Anderson Mgmt For Against Against 6 Elect James Felton Mgmt For For For 7 Elect Jaime Gutierrez Mgmt For For For 8 Elect Paul Murphy Mgmt For Against Against 9 Elect Kenneth Thomas Mgmt For For For 10 Elect Timothy Warman Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Crocodile Gold Corp. Ticker Security ID: Meeting Date Meeting Status CRK CINS 227041100 05/30/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For Against Against (Slate) 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Stock Option Plan Mgmt For For For Renewal 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ DRDGold Limited Ticker Security ID: Meeting Date Meeting Status DRD CUSIP 26152H301 07/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance 2 Approve Directors' Fees Mgmt For For For ________________________________________________________________________________ DRDGold Limited Ticker Security ID: Meeting Date Meeting Status DRD CUSIP 26152H301 11/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect Geoffrey Mgmt For For For Campbell 4 Re-elect Daniel Mgmt For For For Pretorius 5 General Authority to Mgmt For For For Issue Shares 6 Authority to Issue Mgmt For For For Shares for Cash 7 Elect Audit Committee Mgmt For Abstain Against Members 8 Approve Remuneration Mgmt For For For Policy 9 Authorisation of Legal Mgmt For For For Formalities 10 General Authority to Mgmt For Abstain Against Issue New Shares 11 Authority to Repurchase Mgmt For For For Shares 12 Approve Financial Mgmt For For For Assistance 13 Approve Directors' Fees Mgmt For For For 14 Equity Grant (CFO Craig Mgmt For For For Barnes) ________________________________________________________________________________ Dundee Precious Metals Inc. Ticker Security ID: Meeting Date Meeting Status DPM CINS 265269209 05/09/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Derek Buntain Mgmt For For For 3 Elect R. Peter Gillin Mgmt For For For 4 Elect Jonathan Goodman Mgmt For For For 5 Elect Ned Goodman Mgmt For Against Against 6 Elect W. Murray John Mgmt For Against Against 7 Elect Jeremy Kinsman Mgmt For For For 8 Elect Garth MacRae Mgmt For Against Against 9 Elect Peter Nixon Mgmt For For For 10 Elect Ronald Singer Mgmt For For For 11 Elect William Wilson Mgmt For For For 12 Elect Donald Young Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Amendment to the Stock Mgmt For For For Option Plan ________________________________________________________________________________ Eco Oro Minerals Corp. Ticker Security ID: Meeting Date Meeting Status EOM CINS 27887T107 04/27/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Juan Esteban Orduz Mgmt For For For 3 Elect Anna Stylianides Mgmt For Against Against 4 Elect Eduardo Jaramillo Mgmt For For For 5 Elect Hubert Marleau Mgmt For Against Against 6 Elect Jean-Sebastien Mgmt For For For Blanchette 7 Elect Samuel Rubin Mgmt For For For 8 Elect Joao Carrelo Mgmt For For For 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ ECU Silver Mining Inc. Ticker Security ID: Meeting Date Meeting Status ECU CINS 26830P105 08/30/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For For For ________________________________________________________________________________ Endeavour Mining Corp. Ticker Security ID: Meeting Date Meeting Status EDV CINS G3040R109 11/25/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CINS G3040R109 06/06/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Mark Connelly Mgmt For For For 3 Elect Antony Harwood Mgmt For For For 4 Elect Martin Reed Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Re-Approval of the Mgmt For Against Against Stock Option Plan ________________________________________________________________________________ Endeavour Silver Corp. Ticker Security ID: Meeting Date Meeting Status EDR CUSIP 29258Y103 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Ricardo Campoy Mgmt For For For 2.2 Elect Bradford Cooke Mgmt For For For 2.3 Elect Geoffrey Handley Mgmt For Withhold Against 2.4 Elect Rex McLennan Mgmt For Withhold Against 2.5 Elect Mario Szotlender Mgmt For Withhold Against 2.6 Elect Godfrey Walton Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Stock Option Plan Mgmt For For For Renewal 6 Reconfirmation of Stock Mgmt For Against Against Bonus Plan ________________________________________________________________________________ Evolution Mining Limited (fka Catalpa Resources Limited) Ticker Security ID: Meeting Date Meeting Status EVN CINS Q2144X284 11/29/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect John Rowe Mgmt For For For 4 Elect Jake Klein Mgmt For For For 5 Elect James (Jim) Askew Mgmt For For For 6 Elect Paul Marks Mgmt For For For 7 Elect Lawrence (Lawrie) Mgmt For For For Conway 8 Elect Peter Smith Mgmt For For For 9 Appoint Auditor Mgmt For For For 10 Equity Grant (MD/CEO Mgmt For For For Bruce McFadzean) 11 Equity Grant (Executive Mgmt For For For Chairman Jake Klein) 12 Approve Termination Mgmt For For For Benefits ________________________________________________________________________________ Exeter Resource Corporation Ticker Security ID: Meeting Date Meeting Status XRC CUSIP 301835104 06/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Bryce Roxburgh Mgmt For For For 2.2 Elect Yale Simpson Mgmt For Withhold Against 2.3 Elect Douglas Scheving Mgmt For Withhold Against 2.4 Elect Robert Reynolds Mgmt For Withhold Against 2.5 Elect Louis Montpellier Mgmt For Withhold Against 2.6 Elect John Simmons Mgmt For For For 2.7 Elect Julian Bavin Mgmt For Withhold Against 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Extorre Gold Mines Ltd. Ticker Security ID: Meeting Date Meeting Status XG CINS 30227B109 06/25/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Bryce Roxburgh Mgmt For For For 3 Elect Yale Simpson Mgmt For Against Against 4 Elect Robert Reynolds Mgmt For Against Against 5 Elect Ignacio Celorrio Mgmt For Against Against 6 Elect James Strauss Mgmt For Against Against 7 Elect George Lawton Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Focus Minerals Limited Ticker Security ID: Meeting Date Meeting Status FML CINS Q39186111 11/28/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Elect Gerry Fahey Mgmt For For For 4 Elect Bruce McCormish Mgmt For For For 5 Re-elect Donald Taig Mgmt For For For 6 Re-elect Phillip Lockyer Mgmt For Against Against 7 Approve Increase in Mgmt For For For NEDs' Fee Cap 8 Ratify Placement of Mgmt For For For Securities 9 Amend Constitution Mgmt For For For ________________________________________________________________________________ Fortuna Silver Mines Inc. Ticker Security ID: Meeting Date Meeting Status FVI CINS 349915108 06/06/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Jorge Durant Mgmt For For For 3 Elect Simon Ridgway Mgmt For Against Against 4 Elect Tomas Guerrero Mgmt For Against Against 5 Elect Michael Iverson Mgmt For For For 6 Elect Mario Szotlender Mgmt For Against Against 7 Elect Robert Gilmore Mgmt For For For 8 Elect Thomas Kelly Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Golden Minerals Company Ticker Security ID: Meeting Date Meeting Status AUMN CUSIP 381119106 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Clevenger Mgmt For For For 1.2 Elect W. Durand Eppler Mgmt For Withhold Against 1.3 Elect Michael Mason Mgmt For For For 1.4 Elect Ian Masterton-Hume Mgmt For For For 1.5 Elect Kevin Morano Mgmt For For For 1.6 Elect Terry Palmer Mgmt For For For 1.7 Elect David Watkins Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Golden Minerals Company Ticker Security ID: Meeting Date Meeting Status AUMN CINS 381119106 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Jeffrey Clevenger Mgmt For For For 3 Elect W. Durand Eppler Mgmt For Against Against 4 Elect Michael Mason Mgmt For For For 5 Elect Ian Masterton-Hume Mgmt For For For 6 Elect Kevin Morano Mgmt For For For 7 Elect Terry Palmer Mgmt For For For 8 Elect David Watkins Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 To approve, on an Mgmt For For For advisory basis, the frequency of the advisory stockholder vote on the compensation of our named executive officers: Please vote FOR on this resolution to approve 1 year 13 To approve, on an Mgmt For N/A N/A advisory basis, the frequency of the advisory stockholder vote on the compensation of our named executive officers: Please vote FOR on this resolution to approve 2 years 14 To approve, on an Mgmt For N/A N/A advisory basis, the frequency of the advisory stockholder vote on the compensation of our named executive officers: Please vote FOR on this resolution to approve 3 years 15 To approve, on an Mgmt For N/A N/A advisory basis, the frequency of the advisory stockholder vote on the compensation of our named executive officers: Please vote FOR on this resolution to ABSTAIN on this resolution ________________________________________________________________________________ Golden Minerals Company Ticker Security ID: Meeting Date Meeting Status AUMN CUSIP 381119106 08/30/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Mgmt For Against Against Common Stock ________________________________________________________________________________ Golden Star Resources Ltd. Ticker Security ID: Meeting Date Meeting Status GSC CUSIP 38119T104 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Askew Mgmt For For For 1.2 Elect Robert Doyle Mgmt For Withhold Against 1.3 Elect Ian MacGregor Mgmt For Withhold Against 1.4 Elect Thomas Mair Mgmt For For For 1.5 Elect Craig Nelsen Mgmt For For For 1.6 Elect Christopher Mgmt For For For Thompson 1.7 Elect William Yeates Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Gran Colombia Gold Corp. Ticker Security ID: Meeting Date Meeting Status GCM CINS 38501D204 06/01/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Miguel de la Campa Mgmt For For For 4 Elect Robert Doyle Mgmt For For For 5 Elect Robert Hines Mgmt For Against Against 6 Elect Serafino Iacono Mgmt For For For 7 Elect Augusto Lopez Mgmt For For For 8 Elect Alfonso Caballero Mgmt For For For 9 Elect Hernan Torres Mgmt For For For 10 Elect Robert Metcalfe Mgmt For For For 11 Elect Jaime Perez Mgmt For Against Against Branger 12 Elect Mario Pacheco Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Great Basin Gold Ltd. Ticker Security ID: Meeting Date Meeting Status GBG CINS 390124105 06/06/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Patrick Cooke Mgmt For For For 3 Elect T. Barry Coughlan Mgmt For For For 4 Elect Anu Dhir Mgmt For For For 5 Elect Ferdinand Mgmt For For For Dippenaar 6 Elect Philip Kotze Mgmt For For For 7 Elect Joshua Ngoma Mgmt For For For 8 Elect Octavia Matloa Mgmt For For For 9 Elect Ronald Thiessen Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Great Panther Silver Ltd. Ticker Security ID: Meeting Date Meeting Status GPR CINS 39115V101 06/28/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Robert Archer Mgmt For For For 4 Elect Kenneth Major Mgmt For For For 5 Elect Robert Garnett Mgmt For For For 6 Elect John Jennings Mgmt For For For 7 Elect J. Richard Mgmt For For For Wittington 8 Appointment of Auditor Mgmt For For For 9 Shareholder Rights Plan Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Gryphon Minerals limited Ticker Security ID: Meeting Date Meeting Status GRY CINS Q4352M109 03/14/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities ________________________________________________________________________________ Gryphon Minerals limited Ticker Security ID: Meeting Date Meeting Status GRY CINS Q4352M109 11/25/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Mel Ashton Mgmt For For For 4 Re-elect David Netherway Mgmt For For For ________________________________________________________________________________ Guyana Goldfields Inc. Ticker Security ID: Meeting Date Meeting Status GUY CINS 403530108 04/25/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect J. Patrick Mgmt For For For Sheridan 3 Elect Alan Ferry Mgmt For Against Against 4 Elect Alexander Po Mgmt For Against Against 5 Elect Richard Williams Mgmt For Against Against 6 Elect Robert Bondy Mgmt For Against Against 7 Elect Daniel Noone Mgmt For Against Against 8 Elect Jean-Pierre Mgmt For Against Against Chauvin 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Stock Option Plan Mgmt For For For 11 Renewal of Shareholder Mgmt For For For Rights Plan ________________________________________________________________________________ Highland Gold Mining Limited Ticker Security ID: Meeting Date Meeting Status HGM CINS G4472X101 06/14/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Duncan Baxter Mgmt For Against Against 4 Elect Olga Pokrovskaya Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Indophil Resources NL Ticker Security ID: Meeting Date Meeting Status IRN CINS Q4893E103 02/03/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Issue of Mgmt For For For Securities ________________________________________________________________________________ Indophil Resources NL Ticker Security ID: Meeting Date Meeting Status IRN CINS Q4893E103 05/02/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Kyle Wightman Mgmt For For For 3 Elect David Carland Mgmt For For For 4 Elect Nicasio Alcantara Mgmt For For For 5 Elect Walter Wassmer Mgmt For Against Against 6 Remuneration Report Mgmt For Against Against 7 Approve Increase in Mgmt For For For NEDs' Fee Cap 8 Ratify Placement of Mgmt For For For Securities 9 Authority to List Mgmt For For For Shares (Philippine Stock Exchange) ________________________________________________________________________________ Integra Mining Limited Ticker Security ID: Meeting Date Meeting Status IGR CINS Q4937M103 11/15/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect Peter Ironside Mgmt For Against Against 4 Re-elect John Fitzgerald Mgmt For For For 5 Elect William Plyley Mgmt For For For 6 Equity Grant (NED Mgmt For Against Against William Plyley) ________________________________________________________________________________ International Tower Hill Mines Ltd. Ticker Security ID: Meeting Date Meeting Status ITH CINS 46050R102 11/17/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Anton Drescher Mgmt For Against Against 4 Elect Timothy Haddon Mgmt For For For 5 Elect Jeffrey Pontius Mgmt For Against Against 6 Elect James Komadina Mgmt For For For 7 Elect Daniel Carriere Mgmt For For For 8 Elect Roger Taplin Mgmt For For For 9 Elect Donald Ewigleben Mgmt For For For 10 Elect Mark Hamilton Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees _______________________________________________________________________________ Intrepid Mines Ltd. Ticker Security ID: Meeting Date Meeting Status IAU CINS Q4968A101 05/09/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Adrianto Mgmt For Against Against Machribie Reksohadiprodjo 4 Re-elect Alan Roberts Mgmt For For For 5 Re-elect Colin Jackson Mgmt For For For 6 Renew Employee Option Mgmt For For For Scheme 7 Renew Senior Executive Mgmt For For For Share Plan 8 Renew NEDs' Share Plan Mgmt For For For 9 Approve Termination Mgmt For For For Benefits ________________________________________________________________________________ Jaguar Mining Inc. Ticker Security ID: Meeting Date Meeting Status JAG CUSIP 47009M103 06/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Andrews Mgmt For For For 1.2 Elect Andrew Burns Mgmt For For For 1.3 Elect Gilmour Clausen Mgmt For For For 1.4 Elect Richard Falconer Mgmt For For For 1.5 Elect Gary German Mgmt For For For 1.6 Elect Anthony Griffiths Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Kingsgate Consolidated Limited Ticker Security ID: Meeting Date Meeting Status KCN CINS Q5318K103 11/18/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Peter Alexander Mgmt For For For 3 Re-elect Ross Smyth-Kirk Mgmt For For For 4 Ratify Issue of Mgmt For For For Securities 5 Remuneration Report Mgmt For Against Against ________________________________________________________________________________ Kirkland Lake Gold Inc. Ticker Security ID: Meeting Date Meeting Status KGI CINS 49740P106 10/12/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Brian Bayley Mgmt For Against Against 4 Elect David Dobson Mgmt For Against Against 5 Elect Trevor Gabriel Mgmt For For For 6 Elect Brian Hinchcliffe Mgmt For For For 7 Elect Pamela Klessig Mgmt For For For 8 Elect George Milton Mgmt For For For 9 Elect Mark Tessier Mgmt For For For 10 Elect John Thomson Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Lake Shore Gold Corp. Ticker Security ID: Meeting Date Meeting Status LSG CINS 510728108 05/10/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Alan Moon Mgmt For For For 4 Elect Arnold Klassen Mgmt For For For 5 Elect Peter Crossgrove Mgmt For Against Against 6 Elect Frank Hallam Mgmt For Against Against 7 Elect Jonathan Gill Mgmt For For For 8 Elect Anthony Makuch Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Lingbao Gold Company Limited Ticker Security ID: Meeting Date Meeting Status 3330 CINS Y52794107 03/06/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Amendments to Articles: Mgmt For For For Issuance of A Shares 5 Elect XU Gaoming Mgmt For For For 6 Elect JIN Guangcai Mgmt For For For 7 Elect LIU Pengfei Mgmt For For For 8 Elect ZHANG Guo Mgmt For For For 9 Elect HE Chengqun Mgmt For For For 10 Elect WANG Yumin Mgmt For For For 11 Elect YANG Liening Mgmt For For For 12 Elect YAN Wanpeng Mgmt For For For 13 Elect DU Liping Mgmt For For For 14 Elect HAN Qinchun Mgmt For For For 15 Elect XU Qiangsheng Mgmt For For For 16 Elect DI Qinghua Mgmt For For For 17 Elect YAO Shum Mgmt For Against Against 18 Elect ZHU Zhisheng Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lingbao Gold Company Limited Ticker Security ID: Meeting Date Meeting Status 3330 CINS Y52794107 05/29/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Directors' and Mgmt For For For Supervisors' Fees 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Shareholder Proposal ShrHoldr For Against Against 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Lingbao Gold Company Limited Ticker Security ID: Meeting Date Meeting Status 3330 CINS Y52794107 12/30/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of A Shares Mgmt For Against Against 4 Amendments to Articles Mgmt For Against Against 5 Rules and Procedures Mgmt For Against Against for Shareholders General Meeting 6 Rules and Procedures Mgmt For Against Against for Board 7 Rules and Procedures Mgmt For Against Against for Supervisory Committee 8 Amendments to Mgmt For Against Against Independent Directors Rules 9 Adoption of Use of Mgmt For Against Against Proceeds Rules 10 Adoption of Guarantee Mgmt For Against Against Rules 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lingbao Gold Company Limited Ticker Security ID: Meeting Date Meeting Status 3330 CINS Y52794107 12/30/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of A Shares Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lydian International Ltd. Ticker Security ID: Meeting Date Meeting Status LYD CINS G5724R107 05/25/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For Against Against (Slate) 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ MAG Silver Corp. Ticker Security ID: Meeting Date Meeting Status MAG CINS 55903Q104 09/15/2011 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Daniel MacInnis Mgmt For For For 3 Elect Jonathan Mgmt For For For Rubenstein 4 Elect Richard Colterjohn Mgmt For Against Against 5 Elect Frank Hallam Mgmt For Against Against 6 Elect Eric Carlson Mgmt For For For 7 Elect R. Michael Jones Mgmt For For For 8 Elect Peter Megaw Mgmt For Against Against 9 Elect Derek White Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Amendment to Stock Mgmt For For For Option Plan ________________________________________________________________________________ McEwen Mining & Minera Andes Acquisition Corp Ticker Security ID: Meeting Date Meeting Status MAQ CINS 580394104 05/17/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ian Ball Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ McEwen Mining Inc. Ticker Security ID: Meeting Date Meeting Status MUX CUSIP 58039P107 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert McEwen Mgmt For For For 1.2 Elect Michele Ashby Mgmt For For For 1.3 Elect Leanne Baker Mgmt For For For 1.4 Elect Donald Quick Mgmt For For For 1.5 Elect Michael Stein Mgmt For Withhold Against 1.6 Elect Allen Ambrose Mgmt For For For 1.7 Elect Richard Brissenden Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ McEwen Mining Inc. Ticker Security ID: Meeting Date Meeting Status MUX CINS 580394104 05/17/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Robert McEwen Mgmt For For For 3 Elect Michele Ashby Mgmt For For For 4 Elect Leanne Baker Mgmt For For For 5 Elect Donald Quick Mgmt For For For 6 Elect Michael Stein Mgmt For Against Against 7 Elect Allen Ambrose Mgmt For For For 8 Elect Richard Brissenden Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Medusa Mining Limited Ticker Security ID: Meeting Date Meeting Status MML CINS Q59444101 11/10/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Geoffrey Davis Mgmt For Against Against 3 Elect Ciceron Angeles Mgmt For For For 4 Re-elect Andrew Teo Mgmt For For For 5 Authorise Board to Mgmt For For For Issue Shares without Preemptive Rights 6 Equity Grant (MD Peter Mgmt For For For Hepburn-Brown) 7 Remuneration Report Mgmt For For For ________________________________________________________________________________ Midway Gold Corp. Ticker Security ID: Meeting Date Meeting Status MDW CUSIP 598153104 05/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change in Board Size Mgmt For For For 2.1 Elect Daniel Wolfus Mgmt For For For 2.2 Elect Kenneth Brunk Mgmt For Withhold Against 2.3 Elect Roger Newell Mgmt For Withhold Against 2.4 Elect John Sheridan Mgmt For For For 2.5 Elect Frank Yu Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Three-Year Advisory Mgmt For Against Against Vote on Executive Compensation 6 Renewal of the 2008 Mgmt For For For Stock Option Plan 7 Authorization/Increase Mgmt For Against Against of Preferred Stock ________________________________________________________________________________ Minefinders Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status MFL CUSIP 602900102 03/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For ________________________________________________________________________________ Minera Andes Inc. Ticker Security ID: Meeting Date Meeting Status MAI CINS 602910101 01/19/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For Against Against ________________________________________________________________________________ Nevsun Resources Ltd. Ticker Security ID: Meeting Date Meeting Status NSU CINS 64156L101 06/05/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect R. Stuart Angus Mgmt For Against Against 3 Elect Clifford Davis Mgmt For For For 4 Elect Anthony Ferguson Mgmt For For For 5 Elect Robert Gayton Mgmt For Against Against 6 Elect Gary German Mgmt For For For 7 Elect Gerard Munera Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Nevsun Resources Ltd. Ticker Security ID: Meeting Date Meeting Status NSU CINS 64156L101 11/16/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Shareholder Rights Plan Mgmt For For For 3 Board Size Mgmt For For For ________________________________________________________________________________ Northern Star Resources Limited Ticker Security ID: Meeting Date Meeting Status NST CINS Q6951U101 06/28/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities 3 Approve Employee Share Mgmt For For For Scheme 4 Approve Employee Share Mgmt For For For Option Plan ("ESOP") No 3 5 Approve Amendments to Mgmt For For For ESOP No 2 6 Approve Issue of Mgmt For For For Securities (MD Bill Beament) ________________________________________________________________________________ Northgate Minerals Corporation Ticker Security ID: Meeting Date Meeting Status NGX CUSIP 666416102 10/24/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Amendment to Stock Mgmt For For For Option Plan ________________________________________________________________________________ OceanaGold Corporation Ticker Security ID: Meeting Date Meeting Status OGC CINS 675222103 06/15/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Jose Paredes Mgmt For Against Against Leviste Jr. 3 Elect Jacob Klein Mgmt For Against Against 4 Elect William Myckatyn Mgmt For For For 5 Elect Geoffrey Raby Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Approve Issue of Mgmt For For For Securities 8 Equity Grant (NED Mgmt For Against Against Geoffrey Raby) 9 Performance Share Mgmt For For For Rights Plan 10 Equity Grant (MD/CEO Mgmt For For For Michael Wilkes) 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Orezone Gold Corp. Ticker Security ID: Meeting Date Meeting Status ORE CINS 68616T109 05/24/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Patrick Downey Mgmt For Against Against 3 Elect Michael Halvorson Mgmt For For For 4 Elect Alain Krushnisky Mgmt For For For 5 Elect Ronald Little Mgmt For For For 6 Elect Keith Peck Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Share Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Orko Silver Corp Ticker Security ID: Meeting Date Meeting Status OK CINS 686338104 05/16/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Gary Cope Mgmt For Against Against 4 Elect Minaz Devji Mgmt For For For 5 Elect N. Ross Wilmot Mgmt For Against Against 6 Elect George Cavey Mgmt For For For 7 Elect Cyrus Driver Mgmt For Against Against 8 Elect Rick Sayers Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Paramount Gold & Silver Corp. Ticker Security ID: Meeting Date Meeting Status PZG CUSIP 69924P102 12/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Crupi Mgmt For For For 1.2 Elect Michel Yvan Mgmt For For For Stinglhamber 1.3 Elect John Carden Mgmt For For For 1.4 Elect Robert Dinning Mgmt For Withhold Against 1.5 Elect Christopher Mgmt For For For Reynolds 1.6 Elect Eliseo Mgmt For For For Gonzalez-Urien 1.7 Elect Shawn Kennedy Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Paramount Gold and Mgmt For For For Silver Corp. 2011/2012 Stock Incentive and Equity Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Patagonia Gold plc Ticker Security ID: Meeting Date Meeting Status PGD CINS G6938H109 06/06/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect William Humphries Mgmt For For For 3 Elect Edward Badida Mgmt For For For 4 Elect Gary Sugar Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 7 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Perseus Mining Limited Ticker Security ID: Meeting Date Meeting Status PRU CINS Q74174105 11/25/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Colin Carson Mgmt For Against Against 4 Re-elect Michael Bohm Mgmt For For For 5 Appoint Auditor Mgmt For For For 6 Ratify Placement of Mgmt For For For Securities ________________________________________________________________________________ Premier Gold Mines Limited Ticker Security ID: Meeting Date Meeting Status PG CINS 74051D104 06/28/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Begeman Mgmt For For For 3 Elect Jean-Pierre Colin Mgmt For For For 4 Elect Ewan Downie Mgmt For For For 5 Elect Henry Knowles Mgmt For For For 6 Elect Claude Lemasson Mgmt For For For 7 Elect Eberhard Scherkus Mgmt For For For 8 Elect John Seaman Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Primero Mining Corp. Ticker Security ID: Meeting Date Meeting Status P CINS 74164W106 05/28/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Wade Nesmith Mgmt For For For 4 Elect Joseph Conway Mgmt For For For 5 Elect David Demers Mgmt For For For 6 Elect Grant Edey Mgmt For For For 7 Elect Rohan Hazelton Mgmt For Against Against 8 Elect Timo Jauristo Mgmt For For For 9 Elect Eduardo Luna Mgmt For Against Against 10 Elect Robert Quartermain Mgmt For For For 11 Elect Michael Riley Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Directors' Phantom Mgmt For Against Against Share Unit Plan ________________________________________________________________________________ Rainy River Resources Ltd. Ticker Security ID: Meeting Date Meeting Status RR CINS 75101R100 05/29/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Raymond Threlkeld Mgmt For For For 3 Elect Stuart Averill Mgmt For Against Against 4 Elect Leo Berezan Mgmt For For For 5 Elect Dale Peniuk Mgmt For Against Against 6 Elect Gerald Shields Mgmt For Against Against 7 Elect Richard Pettit Mgmt For For For 8 Elect James Excell Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Approval of Stock Mgmt For For For Option Plan 11 Employee Share Purchase Mgmt For For For Plan 12 Adoption of Shareholder Mgmt For For For Rights Plan ________________________________________________________________________________ Ramelius Resources Limited Ticker Security ID: Meeting Date Meeting Status RMS CINS Q7982E108 11/25/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Kevin Lines Mgmt For For For 4 Renew Performance Mgmt For Against Against Rights Plan 5 Amendments to Mgmt For Against Against Constitution ________________________________________________________________________________ Real Gold Mining Limited Ticker Security ID: Meeting Date Meeting Status 0246 CINS G74099105 10/26/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Allocation of Interim Mgmt For For For Dividend 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Resolute Mining Limited Ticker Security ID: Meeting Date Meeting Status RSG CINS Q81068100 11/29/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect Thomas Ford Mgmt For For For ________________________________________________________________________________ Richmont Mines Inc. Ticker Security ID: Meeting Date Meeting Status RIC CUSIP 76547T106 05/10/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect H. Gregory Mgmt For For For Chamandy 1.2 Elect Sidney Horn Mgmt For Withhold Against 1.3 Elect Rejean Houle Mgmt For For For 1.4 Elect Ebe Scherkus Mgmt For For For 1.5 Elect Samuel Minzberg Mgmt For For For 1.6 Elect Robert Buchan Mgmt For Withhold Against 1.7 Elect Elaine Ellingham Mgmt For For For 1.8 Elect Michael Pesner Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Omnibus Long Term Mgmt For For For Incentive Plan 4 Adoption of New Articles Mgmt For For For ________________________________________________________________________________ Rio Alto Mining Limited Ticker Security ID: Meeting Date Meeting Status RIO CINS 76689T104 05/10/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Alexander Black Mgmt For For For 4 Elect Anthony Hawkshaw Mgmt For Against Against 5 Elect Klaus Zeitler Mgmt For Against Against 6 Elect Ram Ramachandran Mgmt For For For 7 Elect Roger Norwich Mgmt For For For 8 Elect Drago Kisic Mgmt For For For 9 Elect Victor Gobitz Mgmt For For For 10 Elect Sidney Robinson Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Amendment to By-Laws Mgmt For For For 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Romarco Minerals Inc. Ticker Security ID: Meeting Date Meeting Status R CINS 775903206 05/16/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Diane Garrett Mgmt For For For 4 Elect James Arnold Mgmt For For For 5 Elect Leendert Krol Mgmt For Against Against 6 Elect R.J. (Don) Mgmt For For For MacDonald 7 Elect John Marsden Mgmt For For For 8 Elect Patrick Michaels Mgmt For For For 9 Elect Robert van Doorn Mgmt For For For 10 Elect Gary Sugar Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Rubicon Minerals Corp. Ticker Security ID: Meeting Date Meeting Status RMX CINS 780911103 06/27/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Board Size Mgmt For For For 4 Elect Christopher Mgmt For For For Bradbrook 5 Elect Julian Kemp Mgmt For For For 6 Elect David Reid Mgmt For Against Against 7 Elect Bruce Thomas Mgmt For For For 8 Elect David Adamson Mgmt For For For 9 Elect Michael D. Winship Mgmt For For For 10 Elect Michael Lalonde Mgmt For For For ________________________________________________________________________________ Sabina Gold & Silver Corp. Ticker Security ID: Meeting Date Meeting Status SBB CINS 785246109 06/12/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Terrence Eyton Mgmt For Against Against 4 Elect David Fennell Mgmt For Against Against 5 Elect Jonathan Goodman Mgmt For Against Against 6 Elect Scott Hean Mgmt For Against Against 7 Elect James Morton Mgmt For For For 8 Elect Robert Pease Mgmt For For For 9 Elect John Wakeford Mgmt For Against Against 10 Elect Anthony Walsh Mgmt For For For 11 Elect John Whitton Mgmt For For For 12 Elect LeRoy Wilkes Mgmt For For For 13 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ San Gold Corporation Ticker Security ID: Meeting Date Meeting Status SGR CINS 79780P104 06/20/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect George Pirie Mgmt For Against Against 3 Elect Hugh Wynne Mgmt For Against Against 4 Elect Dale Ginn Mgmt For Against Against 5 Elect Michael Power Mgmt For For For 6 Elect Stephen Harapiak Mgmt For For For 7 Elect Michael Anderson Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Sandstorm Gold Limited Ticker Security ID: Meeting Date Meeting Status SSL CINS 80013R107 05/04/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Nolan Watson Mgmt For For For 4 Elect David Awram Mgmt For For For 5 Elect David De Witt Mgmt For Against Against 6 Elect Andrew Swarthout Mgmt For Against Against 7 Elect John Budreski Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Stock Option Plan Mgmt For For For Renewal 10 Share Consolidation Mgmt For For For 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Scorpio Mining Corporation Ticker Security ID: Meeting Date Meeting Status SPM CINS 80917V105 06/13/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Peter Hawley Mgmt For Against Against 4 Elect Parviz Farsangi Mgmt For Against Against 5 Elect Jonathan Berg Mgmt For Against Against 6 Elect Ewan Mason Mgmt For Against Against 7 Elect Pierre Lacombe Mgmt For Against Against 8 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees ________________________________________________________________________________ Silvercorp Metals Inc. Ticker Security ID: Meeting Date Meeting Status SVM CINS 82835P103 09/23/2011 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Rui Feng Mgmt For For For 4 Elect Myles Gao Mgmt For For For 5 Elect S. Paul Simpson Mgmt For Against Against 6 Elect Earl Drake Mgmt For For For 7 Elect Yikang Liu Mgmt For For For 8 Elect Robert Gayton Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Continuation of Mgmt For For For Shareholder Rights' Plan 11 Approval and Mgmt For Against Against Ratification of Board Acts 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Sino Prosper State Gold Resources Holding Ticker Security ID: Meeting Date Meeting Status 0766 CINS G8169D104 08/30/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect LEUNG Wai Cheung Mgmt For For For 5 Elect ZHANG Qingkui Mgmt For For For 6 Elect CAI Wei Lun Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ St Barbara Limited Ticker Security ID: Meeting Date Meeting Status SBM CINS Q8744Q108 11/17/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Amendment to Mgmt For Against Against Constitution (Reduce Maximum Board Size) 4 Elect Elizabeth Donaghey Mgmt For For For 5 Re-elect Douglas Bailey Mgmt For For For 6 Re-elect Robert Rae Mgmt For For For 7 Adopt New Constitution Mgmt For Against Against 8 Equity Grant & Mgmt For For For Termination Benefits (MD/CEO Mr. Timothy Lehany) ________________________________________________________________________________ Sulliden Gold Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status SUE CINS 865126106 10/06/2011 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Increase Mgmt For For For 3 Election of Directors Mgmt For Against Against (Slate) 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Stock Option Plan Mgmt For Against Against Renewal 6 Performance Share Unit Mgmt For Against Against Plan 7 Change of Continuance Mgmt For Against Against 8 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Timmins Gold Corp. Ticker Security ID: Meeting Date Meeting Status TMM CINS 88741P103 09/08/2011 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Arturo Bonillas Mgmt For Against Against 3 Elect Bruce Bragagnolo Mgmt For Against Against 4 Elect Miguel Soto Mgmt For For For 5 Elect Frank Cordova Mgmt For Against Against 6 Elect Lawrence Dick Mgmt For For For 7 Elect Eugene Hodgson Mgmt For Against Against 8 Elect R. Barry Fraser Mgmt For For For 9 Elect Paula Rogers Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Set Mgmt For For For Auditor's Fees 12 Incentive Stock Option Mgmt For For For Plan 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Torex Gold Resources Inc. Ticker Security ID: Meeting Date Meeting Status TXG CINS 891054108 04/27/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Fred Stanford Mgmt For For For 3 Elect Michael Murphy Mgmt For Against Against 4 Elect A. Terrance Mgmt For For For MacGibbon 5 Elect David Fennell Mgmt For Against Against 6 Elect Andrew Adams Mgmt For For For 7 Elect Franklin Davis Mgmt For Against Against 8 Elect James Crombie Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Renewal of the Mgmt For For For Incentive Stock Option Plan 11 Renewal of the Mgmt For Against Against Restricted Share Unit Plan ________________________________________________________________________________ Trelawney Mining and Exploration Inc. Ticker Security ID: Meeting Date Meeting Status TRR CINS 89472X109 06/15/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For For For ________________________________________________________________________________ US Gold Corporation Ticker Security ID: Meeting Date Meeting Status UXG CUSIP 912023207 01/19/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authorization of Mgmt For Against Against Preferred Stock 2 Increase of Authorized Mgmt For Against Against Common Stock 3 Merger Mgmt For Against Against 4 Company Name Change Mgmt For Against Against 5 Amendment to the US Mgmt For Against Against Gold Equity Incentive Plan 6 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Vista Gold Corp. Ticker Security ID: Meeting Date Meeting Status VGZ CUSIP 927926303 04/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nicole Mgmt For For For Adshead-Bell 1.2 Elect John Clark Mgmt For Withhold Against 1.3 Elect Frederick Earnest Mgmt For For For 1.4 Elect W. Durand Eppler Mgmt For Withhold Against 1.5 Elect C. Thomas Ogryzlo Mgmt For Withhold Against 1.6 Elect Michael Richings Mgmt For For For 1.7 Elect Tracy Stevenson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal 4 Long Term Equity Mgmt For For For Incentive Plan Renewal ========================= Latin America Small-Cap ETF ========================== ________________________________________________________________________________ Abril Educacao SA Ticker Security ID: Meeting Date Meeting Status ABRE11 CINS P0039C101 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Remuneration Policy Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Adecoagro S.A. Ticker Security ID: Meeting Date Meeting Status AGRO CUSIP L00849106 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consolidated Accounts Mgmt For Abstain Against and Reports 2 Accounts and Reports Mgmt For Abstain Against 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Mgmt For For For Acts 5 Director's Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Abbas Zuaiter Mgmt For For For 8 Elect Guillaume van der Mgmt For For For Linden 9 Elect Mark Schachter Mgmt For For For ________________________________________________________________________________ AFP Habitat SA Ticker Security ID: Meeting Date Meeting Status HABITAT CINS P00933104 04/26/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Investment and Finance Mgmt For Abstain Against Policy; Dividend Policy 4 Appointment of Auditor Mgmt For Abstain Against 5 Directors' Fees; Mgmt For Abstain Against Directors' Committee Fees and Budget 6 Related Party Mgmt For For For Transactions 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ AFP Habitat SA Ticker Security ID: Meeting Date Meeting Status HABITAT CINS P00933104 08/04/2011 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Request for Proposal Mgmt For Abstain Against Regarding the Unemployment Insurance Administration and Debt Guarantees 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Information Regarding Mgmt For Abstain Against Article 147 of Chilean Company Law 18.046 ________________________________________________________________________________ AFP Provida S.A. Ticker Security ID: Meeting Date Meeting Status PROVIDA CINS P7919K103 04/27/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Dividend Policy Mgmt For Abstain Against 4 Election of Directors; Mgmt For Abstain Against Fees 5 Directors' Committee Mgmt For Abstain Against Fees and Budget 6 Appointment of Auditor Mgmt For Abstain Against 7 Appointment of Risk Mgmt For Abstain Against Rating Agency 8 Related Party Mgmt For For For Transactions 9 Report of Directors' Mgmt For For For Committee Activities and Expenses 10 Publication of Company Mgmt For For For Notices 11 Transaction of Other Mgmt For Against Against Business 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ AFP Provida S.A. Ticker Security ID: Meeting Date Meeting Status PROVIDA CINS P7919K103 07/29/2011 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Granting of Guarantees Mgmt For Abstain Against 2 Granting of Guarantees Mgmt For Abstain Against 3 Authority to Carry Out Mgmt For Abstain Against Formalities ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CINS 011527108 05/31/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Mark Wayne Mgmt For Against Against 4 Elect John McCluskey Mgmt For For For 5 Elect Kenneth Stowe Mgmt For For For 6 Elect David Gower Mgmt For For For 7 Elect Paul Murphy Mgmt For For For 8 Elect Anthony Garson Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Amendment to the Stock Mgmt For For For Option Plan ________________________________________________________________________________ Aliansce Shopping Centers Ticker Security ID: Meeting Date Meeting Status ALSC3 CINS P0161M109 02/02/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Consolidation of Mgmt For For For Articles 6 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Aliansce Shopping Centers Ticker Security ID: Meeting Date Meeting Status ALSC3 CINS P0161M109 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For Against Against (Slate) ________________________________________________________________________________ Aliansce Shopping Centers Ticker Security ID: Meeting Date Meeting Status ALSC3 CINS P0161M109 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Aliansce Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status ALSC3 CINS P0161M109 01/09/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shoaib Kahn Mgmt For For For 3 Acquisition Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Alsea S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status ALSEA CINS P0212A104 04/11/2012 Voted Meeting Type Country of Trade Mix Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Authority to Cancel Mgmt For Abstain Against Shares and Reduce Share Capital 4 Bonus Share Issue Mgmt For Abstain Against 5 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 6 Ratification of Board Mgmt For Abstain Against Acts 7 Election of Directors Mgmt For Abstain Against (Slate) 8 Directors' and Mgmt For Abstain Against Committee Members' Fees 9 Report on the Company's Mgmt For Abstain Against Repurchase Program 10 Authority to Carry Out Mgmt For For For Formalities 11 Election of Meeting Mgmt For For For Delegates 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anhanguera Educacional Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status AEDU3 CINS P0355L115 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 5 Elect Maria Elisa Mgmt For Against Against Ehrhardt Carbonari 6 Remuneration Policy Mgmt For For For 7 Election of Supervisory Mgmt For For For Council Members; Fees 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anhanguera Educacional Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status AEDU3 CINS P0355L115 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding Calling Board of Director Meetings 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amendments to Articles Mgmt For For For Regarding Issuance of Debentures 5 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anhanguera Educacional Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status AEDU3 CINS P0355L115 05/31/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Board Meetings 5 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 6 Amendments to Articles Mgmt For For For Regarding Debentures 7 Amendment to Articles Mgmt For For For Regarding Corporate Purpose ________________________________________________________________________________ Arezzo Industria e Comercio SA Ticker Security ID: Meeting Date Meeting Status ARZZ3 CINS P04508100 01/31/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement Mgmt For For For 4 Ratification of Mgmt For For For Appointment of Appraiser 5 Valuation Reports Mgmt For For For 6 Valuation Reports Mgmt For For For 7 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 8 Amendments to Article 13 Mgmt For For For 9 Amendments to Article 13 Mgmt For For For 10 Amendments to Articles Mgmt For For For 21, 37, 38, 40, 41, 43 and 44 11 Amendments to Article 51 Mgmt For For For ________________________________________________________________________________ Arezzo Industria e Comercio SA Ticker Security ID: Meeting Date Meeting Status ARZZ3 CINS P04508100 04/24/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Capital Expenditure Mgmt For For For Budget 6 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Arezzo Industria e Comercio SA Ticker Security ID: Meeting Date Meeting Status ARZZ3 CINS P04508100 04/24/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding Takeovers 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Arezzo Industria e Comercio SA Ticker Security ID: Meeting Date Meeting Status ARZZ3 CINS P04508100 05/25/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Option Plan Mgmt For Against Against ________________________________________________________________________________ Argonaut Gold Inc. Ticker Security ID: Meeting Date Meeting Status AR CINS 04016A101 05/08/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Peter Dougherty Mgmt For For For 3 Elect Brian Kennedy Mgmt For For For 4 Elect James Kofman Mgmt For For For 5 Elect Christopher Mgmt For For For Lattanzi 6 Elect Peter Mordaunt Mgmt For For For 7 Elect Dale Peniuk Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Confirmation of New Mgmt For For For By-law _______________________________________________________________________________ Aura Minerals Inc. Ticker Security ID: Meeting Date Meeting Status ORA CINS 05152Q305 05/14/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect James Bannantine Mgmt For For For 3 Elect Stephen Keith Mgmt For For For 4 Elect Patrick Mars Mgmt For Against Against 5 Elect Elizabeth Martin Mgmt For For For 6 Elect William Murray Mgmt For For For 7 Elect Tom Ogryzlo Mgmt For For For 8 Elect Ian Stalker Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Aura Minerals Inc. Ticker Security ID: Meeting Date Meeting Status ORA CINS 05152Q305 08/09/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Ivany Mgmt For For For 3 Elect Stephen Keith Mgmt For For For 4 Elect Patrick Mars Mgmt For Against Against 5 Elect Elizabeth Martin Mgmt For For For 6 Elect William Murray Mgmt For Against Against 7 Elect Tom Ogryzlo Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Aurico Gold Inc. Ticker Security ID: Meeting Date Meeting Status AUQ CUSIP 05155C105 10/24/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Autometal SA Ticker Security ID: Meeting Date Meeting Status AUTM3 CINS P0594E104 04/19/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Interest on Capital Mgmt For For For Distribution Date 7 Allocation of Dividends Mgmt For For For 8 Election of Directors Mgmt For For For (Slate) 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Autometal SA Ticker Security ID: Meeting Date Meeting Status AUTM3 CINS P0594E104 04/19/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Remuneration Policy Mgmt For For For 5 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 7 Amendments to Articles Mgmt For For For Regarding Director Share Ownership 8 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ B2gold Corp Ticker Security ID: Meeting Date Meeting Status CINS 11777Q209 06/08/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Clive Johnson Mgmt For For For 4 Elect Robert Cross Mgmt For Against Against 5 Elect Robert Gayton Mgmt For Against Against 6 Elect Barry Rayment Mgmt For For For 7 Elect Jerry Korpan Mgmt For For For 8 Elect John Ivany Mgmt For For For 9 Elect Bongani Mtshisi Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ B2W - Companhia Global do Varejo Ticker Security ID: Meeting Date Meeting Status BTOW3 CINS P19055113 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ B2W - Companhia Global do Varejo Ticker Security ID: Meeting Date Meeting Status BTOW3 CINS P19055113 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Indemnification Provided to Directors and Management 4 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 5 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 6 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ B2W - Companhia Global do Varejo Ticker Security ID: Meeting Date Meeting Status BTOW3 CINS P19055113 08/31/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Directors Mgmt For For For 6 Amendment to the Stock Mgmt For Against Against Option Plan 7 Reconciliation of Mgmt For For For Authorized Share Capital 8 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 9 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Banco ABC Brasil SA Ticker Security ID: Meeting Date Meeting Status ABCB3 CINS P0763M135 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Directors Mgmt For For For (Slate) 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Banco Industrial e Comercial SA Ticker Security ID: Meeting Date Meeting Status BICB4 CINS P1337Q115 07/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Directors Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Banco Latinoamericano de Comercio Exterior S.A. Ticker Security ID: Meeting Date Meeting Status BLX CUSIP P16994132 04/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3.1 Elect Guillermo Guemez Mgmt For For For Garcia 3.2 Elect Gonzalo Menendez Mgmt For For For Duque 3.3 Elect Jaime Rivera Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Banco Macro SA Ticker Security ID: Meeting Date Meeting Status BSUD.1 CUSIP 05961W105 04/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Meeting Mgmt For For For Delegates 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Mgmt For For For and Supervisory Council Acts 4 Allocation of Profits Mgmt For For For 5 Ratification of Mgmt For For For Directors' Fees 6 Ratification of Mgmt For Abstain Against Supervisory Council's Fees 7 Ratification of Mgmt For For For Auditor's Fees 8 Board Size Mgmt For For For 9 Consolidation of Mgmt For For For Articles 10 Election of Directors Mgmt For Abstain Against 11 Election of Supervisory Mgmt For Abstain Against Council 12 Appointment of Auditor Mgmt For For For 13 Audit Committee Budget Mgmt For Abstain Against ________________________________________________________________________________ Banco Panamericano SA Ticker Security ID: Meeting Date Meeting Status BPNM4 CINS P14996105 04/25/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Supervisory Mgmt N/A Abstain N/A Council Member(s) Representative of Minority/Preferred Shareholders ________________________________________________________________________________ Banco Panamericano SA Ticker Security ID: Meeting Date Meeting Status BPNM4 CINS P14996105 09/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Elect Paulo Roberto Mgmt For For For Salvador Costa 6 Election of Supervisory Mgmt For For For Committee Alternate ________________________________________________________________________________ Beadell Resources Limited Ticker Security ID: Meeting Date Meeting Status BDR CINS Q1398U103 05/24/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Jim Jewell Mgmt For Against Against 4 Elect Ross Kestel Mgmt For Against Against 5 Approve Increase in Mgmt For For For NEDs' Fee Cap 6 Equity Grant (Chairman Mgmt For Against Against Craig Readhead) 7 Equity Grant (NED Mgmt For Against Against Michael Donaldson) 8 Equity Grant (NED Jim Mgmt For Against Against Jewell) 9 Equity Grant (NED Ross Mgmt For Against Against Kestel) 10 Equity Grant (MD Peter Mgmt For For For Bowler) 11 Equity Grant (Executive Mgmt For For For Director Robert Watkins) 12 Ratify Placement of Mgmt For For For Securities ________________________________________________________________________________ Bear Creek Mining Corporation Ticker Security ID: Meeting Date Meeting Status BCM CINS 07380N104 05/22/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Catherine Mgmt For Against Against McLeod-Seltzer 4 Elect Andrew Swarthout Mgmt For For For 5 Elect David De Witt Mgmt For For For 6 Elect Miguel Grau Mgmt For Against Against 7 Elect Kevin Morano Mgmt For Against Against 8 Elect Nolan Watson Mgmt For Against Against 9 Elect Frank Tweddle Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Stock Option Plan Mgmt For For For Renewal 12 Amendment to Mgmt For For For Shareholder Rights Plan 13 Transaction of Other Mgmt For Against Against Business 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Besalco S.A. Ticker Security ID: Meeting Date Meeting Status BESALCO CINS P1663V100 03/30/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Dividend Policy Mgmt For Abstain Against 4 Allocation of Mgmt For For For Profits/Dividends 5 Directors' and Mgmt For Abstain Against Directors' Committee Fees and Budget 6 Report of the Mgmt For For For Directors' Committee 7 Appointment of Auditor Mgmt For For For and Risk Rating Agency 8 Publication of Company Mgmt For Abstain Against Notices 9 Related Party Mgmt For For For Transactions 10 Transaction of Other Mgmt For Against Against Business 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bolsa Mexicana De Valores Sab De Cv Ticker Security ID: Meeting Date Meeting Status BOLSA CINS P17330104 04/20/2012 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Abstain Against 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits Mgmt For For For 6 Allocation of Dividends Mgmt For For For 7 Election of Directors Mgmt For Abstain Against (Slate) 8 Directors' and Mgmt For Abstain Against Committee Member Fees 9 Report on the Company's Mgmt For Abstain Against Repurchase Program 10 Authority to Repurchase Mgmt For Abstain Against Shares 11 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Bolsa Mexicana De Valores Sab De Cv Ticker Security ID: Meeting Date Meeting Status BOLSA CINS P17330104 04/20/2012 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Special Dividend Mgmt For For For 3 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 4 Election of Meeting Mgmt For For For Delegates 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BPZ Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BPZ CUSIP 055639108 06/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis Strauch Mgmt For For For 1.2 Elect James Taylor Mgmt For For For 1.3 Elect Jerelyn Eagan Mgmt For For For 1.4 Elect Stephen Brand Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BR Properties S.A. Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P1909V120 03/20/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Acquisition Agreement Mgmt For For For between the Company and One Properties S.A. 5 Appointment of Mgmt For For For Independent Appraiser 6 Independent Firm's Mgmt For For For Appraisal 7 Acquisition of One Mgmt For For For Properties S.A. 8 Amendment to Articles Mgmt For For For 9 Consolidation of Mgmt For For For Articles 10 Authority to Carry Out Mgmt For For For Merger Formalities 11 Election of Directors Mgmt For For For (Slate) ________________________________________________________________________________ BR Properties SA Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P1909V120 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ BR Properties SA Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P1909V120 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of East Mgmt For For For Tower of Ventura Corporate Towers ______________________________________________________________________ Brasil Brokers Participacoes SA Ticker Security ID: Meeting Date Meeting Status BBRK3 CINS P1630V100 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Acquisitions 4 Ratification of Mgmt For For For Acquisition of VBE Assessoria Imobiliaria 5 Ratification of Mgmt For For For Acquisition of MGE Intermediacao Imobiliaria 6 Ratification of Mgmt For For For Acquisition of Blue Negocios Imobiliarios 7 Ratification of Mgmt For For For Acquisition of Morumbi Brokers Administracao de Bens e Servicos 8 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ Brasil Brokers Participacoes SA Ticker Security ID: Meeting Date Meeting Status BBRK3 CINS P1630V100 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For For For (Slate) 5 Remuneration Policy Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brasil Ecodiesel Industria e Comercio de Biocombustiveis e Oleos Ticker Security ID: Meeting Date Meeting Status ECOD3 CINS P1802H103 07/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Removal of Board of Mgmt For Abstain Against Directors 3 Board Size Mgmt For Abstain Against 4 Directors' Terms Mgmt For Abstain Against 5 Election of Directors Mgmt For Abstain Against 6 Removal of Supervisory Mgmt For Abstain Against Council 7 Election of Supervisory Mgmt For Abstain Against Council 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brasil Ecodiesel Industria e Comercio de Biocombustiveis e Oleos Ticker Security ID: Meeting Date Meeting Status ECOD3 CINS P1802H103 08/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Ratification of Mgmt For For For Appointment of Appraiser 6 Valuation Report Mgmt For For For 7 Authority to Carry Out Mgmt For For For Merger Formalities 8 Authority to Carry Out Mgmt For For For Merger Formalities 9 Amendments to Articles Mgmt For For For Regarding Share Capital 10 Amendments to Articles Mgmt For For For Regarding Authorized Share Capital 11 Amendments to Articles Mgmt For For For Regarding Portuguese Language 12 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ Brasil Ecodiesel Industria e Comercio de Biocombustiveis e Oleos Ticker Security ID: Meeting Date Meeting Status ECOD3 CINS P1802H103 10/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Board Size Mgmt For For For 4 Election of Directors; Mgmt For For For Election of Supervisory Council 5 Change of Company Name Mgmt For For For 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendments to Articles Mgmt For For For 9 Amend Article 39 Mgmt For For For 10 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 01/25/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition - SHT Mgmt For Abstain Against Administracao e Corretora de Seguros 3 Merger - Manindra Mgmt For Abstain Against Empreedimentos e Participacoes 4 Acquisition - SHT Mgmt For Abstain Against Administracao e Corretora de Seguros 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 02/08/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Life Mgmt For Abstain Against Vitoria Consultoria e Corretora de Seguros Ltda. 4 Acquisition of Triunfo Mgmt For Abstain Against Corretora e Administradora de Seguros Ltda. 5 Merger of MPC - Mgmt For Abstain Against Empreendimentos Proprios Ltda. ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 03/21/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of 99.98% Mgmt For Abstain Against Stake in TGL Consultoria Administracao e Corretagem de Seguros Ltda 4 Acquisition of 49.96% Mgmt For Abstain Against Stake in Economize no Seguro Administradora e Corretora de Seguros Ltda 5 Acquisition of 50.00% Mgmt For Abstain Against Stake in Economize no Seguro Administradora e Corretora de Seguros Ltda ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 05/02/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Relocation of Company's Mgmt For For For Registered Office 3 Amend Article 7 Mgmt For For For 4 Amend Article 10 Mgmt For For For 5 Amend Article 10 Mgmt For For For 6 Amend Article 10 Mgmt For For For 7 Amend Article 12 Mgmt For For For 8 Amend Article 12 Mgmt For For For 9 Amend Article 17 Mgmt For For For 10 Amend Article 19 Mgmt For For For 11 Amendments Regarding Mgmt For For For Plan Administrators 12 Amendments Regarding Mgmt For For For Committee Chairman 13 Amendments Regarding Mgmt For For For Conflicts of Interest 14 Authority to Set Next Mgmt For For For Extraordinary General Meeting Date 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 05/04/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) 7 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 06/05/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of 99.96% Mgmt For Abstain Against Stake in Coelho dos Santos Corretora de Seguros Ltda 4 Acquisition of 38.67% Mgmt For Abstain Against Stake in Kalassa Corretora De Seguros Ltda 5 Merger of Company into Mgmt For Abstain Against Paaj Holding Ltda, the holder of a 60.00% Stake in Kalassa Corretora De Seguros Ltda ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 06/11/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Relocation of Company's Mgmt For For For Registered Office 5 Amend Article 7 Mgmt For For For 6 Amend Article 10 Mgmt For For For 7 Amend Article 10 Mgmt For For For 8 Amend Article 10 Mgmt For For For 9 Amend Article 12 Mgmt For For For 10 Amend Article 12 Mgmt For For For 11 Amend Article 17 Mgmt For For For 12 Amend Article 19 Mgmt For For For 13 Amendments Regarding Mgmt For For For Plan Administrators 14 Amendments Regarding Mgmt For For For Committee Chairman 15 Amendments Regarding Mgmt For For For Conflicts of Interest 16 Routine Meeting Item Mgmt For For For ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 06/14/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Armando Zara Mgmt For For For Pompeu ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 12/22/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition of 49.97% Mgmt For Abstain Against Interest in Umbria Administracao E Corretagens De Seguros Ltda 3 Acquisition of 49.97% Mgmt For Abstain Against Interest in Umbria Insurance Services Assessoria Em Gestao Empresarial Ltda 4 Acquisition of 49.97% Mgmt For Abstain Against Interest in Europa Insurance services Assessoria Em Gestao Empresarial Ltda 5 Merger Mgmt For Abstain Against 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 04/26/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of ZPS/MW Mgmt For For For Corretora de Seguros Ltda. 4 Acquistion of Borislav Mgmt For For For Empreendimentos e Participacoes Ltda. ________________________________________________________________________________ Brookfield Incorporacoes S.A. Ticker Security ID: Meeting Date Meeting Status BISA3 CINS P1901G105 04/17/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) 7 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Brookfield Incorporacoes S.A. Ticker Security ID: Meeting Date Meeting Status BISA3 CINS P1901G105 04/17/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital ________________________________________________________________________________ Brookfield Incorporacoes S.A. Ticker Security ID: Meeting Date Meeting Status BISA3 CINS P1901G105 08/31/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Mgmt For For For Capital Pursuant to Issuance of Shares ________________________________________________________________________________ Brookfield Incorporacoes S.A. Ticker Security ID: Meeting Date Meeting Status BISA3 CINS P1901G105 09/14/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Brookfield Incorporacoes S.A. Ticker Security ID: Meeting Date Meeting Status BISA3 CINS P1901G105 09/14/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Reconciliation of Share Mgmt For For For Capital Pursuant to Issuance of Shares ________________________________________________________________________________ C&C Energia Ltd. Ticker Security ID: Meeting Date Meeting Status CZE CINS 12674A107 05/10/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect James Bertram Mgmt For For For 4 Elect Andrew Evans Mgmt For For For 5 Elect Larry Evans Mgmt For For For 6 Elect Norman Mackenzie Mgmt For Against Against 7 Elect D. Michael Stewart Mgmt For For For 8 Elect Carl Tricoli Mgmt For For For 9 Elect Richard Walls Mgmt For For For 10 Elect Isaac Yanovich Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Canacol Energy Ltd. Ticker Security ID: Meeting Date Meeting Status CNE CINS 134808104 01/27/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Charle Gamba Mgmt For For For 4 Elect Michael Hibberd Mgmt For Against Against 5 Elect Jason Bednar Mgmt For For For 6 Elect Stuart Hensman Mgmt For For For 7 Elect Luis Baena Mgmt For For For 8 Elect Alvaro Barrera Mgmt For For For 9 Elect David Winter Mgmt For For For 10 Elect Dominic Dacosta Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Capstone Mining Corp. Ticker Security ID: Meeting Date Meeting Status CS CINS 14068G104 05/09/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Lawrence Bell Mgmt For For For 4 Elect George Brack Mgmt For For For 5 Elect Chantal Gosselin Mgmt For For For 6 Elect Dale Peniuk Mgmt For Against Against 7 Elect Darren Pylot Mgmt For For For 8 Elect Hak-Kyuk Shin Mgmt For For For 9 Elect Richard Zimmer Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Centrais Eletricas de Santa Catarina S.A. (CELESC) Ticker Security ID: Meeting Date Meeting Status CLSC6 CINS P2R350199 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Election of Supervisory Mgmt N/A Abstain N/A Council and Board Member(s) Representative of Minority/Preferred Shareholders ________________________________________________________________________________ Colossus Minerals Inc. Ticker Security ID: Meeting Date Meeting Status CSI CINS 19681L109 05/16/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Patrick Anderson Mgmt For Against Against 3 Elect David Anthony Mgmt For For For 4 Elect John Frostiak Mgmt For For For 5 Elect Greg Hall Mgmt For For For 6 Elect Mel Leiderman Mgmt For For For 7 Elect Douglas Reeson Mgmt For Against Against 8 Elect Antenor Silva Mgmt For For For 9 Elect Ari Sussman Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Companhia de Ferro Ligas da Bahia - Ferbasa Ticker Security ID: Meeting Date Meeting Status FESA4 CINS P3054X117 04/24/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Board and Mgmt For Abstain Against Supervisory Council Member(s) Representative of Minority/Preferred Shareholders 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Companhia de Saneamento de Minas Gerais (COPASA) Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 08/18/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Supervisory Mgmt For For For Council Member and Alternates 3 Amend Article 5 Mgmt For For For 4 Amend Article 13 Mgmt For For For 5 Amend Article 14 Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amend Article 15 Mgmt For For For 9 Amend Article 22 Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amend Article 27 Mgmt For For For 12 Amend Article 34 Mgmt For For For 13 Amend Article 44 Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Amend Title of Section Mgmt For For For IX 16 Amend Article 47 Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Amend Article 52 Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Amend Article 52 Mgmt For For For 22 Charitable Donations Mgmt For For For 23 Charitable Donations Mgmt For For For 24 Charitable Donations Mgmt For For For ________________________________________________________________________________ Companhia de Saneamento de Minas Gerais - COPASA MG Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 01/31/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Bidding Mgmt For For For Process ________________________________________________________________________________ Companhia de Saneamento de Minas Gerais - COPASA MG Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 11/09/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Charitable Donations Mgmt For For For 4 Charitable Donations Mgmt For For For 5 Approval of Long-Term Mgmt For For For Loan Operation 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ Companhia Energetica do Ceara SA COELCE Ticker Security ID: Meeting Date Meeting Status COCE5 CINS P3056A107 04/25/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Supervisory Mgmt For For For Council Members; Fees ________________________________________________________________________________ Compania Minera Autlan S.A. Ticker Security ID: Meeting Date Meeting Status AUTLAN CINS P0598H111 04/25/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report of the Audit and Mgmt For Abstain Against Corporate Governance Committees 3 Allocation of Mgmt For Abstain Against Profits/Dividends 4 Election of Directors; Mgmt For Abstain Against Election of Committee Members; Fees 5 Authority to Repurchase Mgmt For Abstain Against Shares 6 Amendment to the Stock Mgmt For Abstain Against Purchase Plan 7 Report on Financings Mgmt For Abstain Against 8 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Compania Pesquera Camanchaca S.A. Ticker Security ID: Meeting Date Meeting Status CAMANCHACA CINS P3090A105 04/30/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For Abstain Against 3 Directors' Committee Mgmt For Abstain Against Fees and Budget; Report on Directors' Committee Activities and Expenses 4 Related Party Mgmt For For For Transactions 5 Appointment of Auditor Mgmt For Abstain Against 6 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Compania Pesquera Camanchaca S.A. Ticker Security ID: Meeting Date Meeting Status CAMANCHACA CINS P3090A105 08/26/2011 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against Regarding External Auditors 2 Transfer of Operations Mgmt For Abstain Against Between Subsidiaries ________________________________________________________________________________ Compania Sud Americana De Vapores S.A. Ticker Security ID: Meeting Date Meeting Status VAPORES CINS P3064M101 04/20/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Election of Directors Mgmt For Abstain Against 3 Directors' Fees Mgmt For Abstain Against 4 Directors' Committee Mgmt For Abstain Against Fees and Budget 5 Appointment of Auditor Mgmt For Abstain Against and Risk Rating Agency 6 Related Party Mgmt For For For Transactions 7 Transaction of Other Mgmt For Against Against Business 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Compania Sud Americana De Vapores S.A. Ticker Security ID: Meeting Date Meeting Status VAPORES CINS P3064M101 10/05/2011 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Cancel Previously Mgmt For Against Against Authorized Share Issuance 3 Amendments to Articles Mgmt For For For Regarding Share Capital 4 Amendments to Articles Mgmt For For For Regarding Corporate Objective 5 Consolidation of Mgmt For For For Articles 6 Issuance of Shares w/ Mgmt For Against Against and w/o Preemptive Rights 7 Spin-Off Mgmt For Against Against 8 Spin-Off Mgmt For Against Against 9 Spin-Off Mgmt For Against Against 10 Spin-Off Mgmt For Against Against 11 Authority to Carry Out Mgmt For For For Formalities 12 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Confab Industrial SA Ticker Security ID: Meeting Date Meeting Status CNFB4 CINS P3070V103 01/11/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Director Mgmt For Abstain Against 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Confab Industrial SA Ticker Security ID: Meeting Date Meeting Status CNFB4 CINS P3070V103 03/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority/Preferred Shareholders 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Confab Industrial SA Ticker Security ID: Meeting Date Meeting Status CNFB4 CINS P3070V103 10/18/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 New Appraisal Report Mgmt N/A For N/A 5 Ratification of Mgmt N/A For N/A Appointment of Appraiser 6 Appraiser Fees Mgmt N/A For N/A 7 Deadline for Completion Mgmt N/A For N/A of Valuation Report by Appraiser ________________________________________________________________________________ Consorcio Ara S.A.B. De C.V. Ticker Security ID: Meeting Date Meeting Status ARA CINS P3084R106 04/24/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report on Tax Compliance Mgmt For Abstain Against 3 Allocation of Mgmt For Abstain Against Profits/Dividends 4 Election of Directors Mgmt For Abstain Against (Slate) 5 Election of Audit Mgmt For Abstain Against Committee Chairman 6 Election of Corporate Mgmt For Abstain Against Governance Committee Chairman 7 Authority to Repurchase Mgmt For Abstain Against Shares; Report on the Company's Share Repurchase Program 8 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Consorcio Ara S.A.B. De C.V. Ticker Security ID: Meeting Date Meeting Status ARA CINS P3084R106 04/24/2012 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against 2 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Contax Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status CTAX4 CINS P3144E111 04/11/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Board Mgmt N/A Abstain N/A Member(s) Representative of Minority/Preferred Shareholders 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Continental Gold Ltd. Ticker Security ID: Meeting Date Meeting Status CNL CINS G23850103 06/05/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Robert Allen Mgmt For Against Against 4 Elect Ari Sussman Mgmt For For For 5 Elect Patrick Anderson Mgmt For Against Against 6 Elect James Felton Mgmt For For For 7 Elect Jaime Gutierrez Mgmt For For For 8 Elect Paul Murphy Mgmt For Against Against 9 Elect Kenneth Thomas Mgmt For For For 10 Elect Timothy Warman Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Controladora Comercial Mexicana SAB de CV Ticker Security ID: Meeting Date Meeting Status COMERCI CINS P3097R168 04/27/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Profits; Mgmt For Abstain Against Authority to Repurchase Shares 4 Election of Directors; Mgmt For Abstain Against Election of Board Committee Members; Election of CEO; Fees 5 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Controladora Comercial Mexicana SAB de CV Ticker Security ID: Meeting Date Meeting Status COMERCI CINS P3097R168 06/29/2012 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Divestiture Mgmt For Abstain Against 2 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Corporacion GEO SAB de CV Ticker Security ID: Meeting Date Meeting Status GEOB CINS P3142C117 03/28/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report of the CEO Mgmt For Abstain Against 3 Report of the Audit and Mgmt For Abstain Against Governance Committee 4 Allocation of Profits Mgmt For Abstain Against 5 Authority to Repurchase Mgmt For Abstain Against Shares 6 Election of Directors Mgmt For For For (Slate) 7 Election of Committee Mgmt For For For Members/Chairmen 8 Directors' Fees Mgmt For Abstain Against 9 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Cruz Blanca Salud SA Ticker Security ID: Meeting Date Meeting Status CRUZBLANCA CINS P3491H105 04/19/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report of the Auditor Mgmt For Abstain Against 3 Election of Directors Mgmt For Abstain Against 4 Directors' Fees; Report Mgmt For Abstain Against of Board Expenses 5 Directors' Committee Mgmt For Abstain Against Fees 6 Related Party Mgmt For For For Transactions 7 Appointment of Auditor Mgmt For Abstain Against 8 Appointment of Risk Mgmt For Abstain Against Rating Agency 9 Publication of Company Mgmt For For For Notices 10 Allocation of Mgmt For Abstain Against Profits/Dividends; Dividend Policy 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Desarrolladora Homex, S.A.B. De C.V. Ticker Security ID: Meeting Date Meeting Status HOMEX CUSIP 25030W100 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Profits Mgmt For Abstain Against 3 Authority to Repurchase Mgmt For Abstain Against Shares 4 Election of Directors; Mgmt For Abstain Against Fees 5 Election of Board Mgmt For Abstain Against Committee Members and Chairman 6 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Drogasil S.A. Ticker Security ID: Meeting Date Meeting Status DROG3 CINS P3587W107 11/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger/Acquisition Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Ratification of Mgmt For For For Appointment of Appraiser 6 Valuation Report Mgmt For For For 7 Issuance of Shares w/o Mgmt For For For Preemptive Rights 8 Amendments to Articles Mgmt For For For 9 Authorization of Merger Mgmt For For For Formalities 10 Election of Directors Mgmt For For For (Slate) 11 Election of Board Mgmt For For For Chairman 12 Termination of Current Mgmt For For For Stock Option Plan 13 Approval of New Stock Mgmt For For For Option Plan ________________________________________________________________________________ Empresas Aquachile SA Ticker Security ID: Meeting Date Meeting Status AQUACHILE CINS P3764P107 04/17/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Dividend Policy Mgmt For Abstain Against 4 Election of Directors Mgmt For Abstain Against 5 Directors' Fees Mgmt For Abstain Against 6 Board of Director's Mgmt For For For Expenses 7 Directors' Committee Mgmt For Abstain Against Fees and Budget 8 Appointment of Auditor Mgmt For Abstain Against 9 Publication of Company Mgmt For For For Notices 10 Related Party Mgmt For For For Transactions 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Empresas Hites SA Ticker Security ID: Meeting Date Meeting Status HITES CINS P3765N101 04/27/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For Abstain Against 4 Board of Director's Mgmt For For For Expenses 5 Directors' Fees Mgmt For Abstain Against 6 Directors' Committee Mgmt For Abstain Against Fees 7 Appointment of Auditor Mgmt For Abstain Against 8 Related Party Mgmt For For For Transactions 9 Publication of Company Mgmt For Abstain Against Notices 10 Report on Circular Mgmt For For For No.1494 11 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Empresas Iansa S.A. Ticker Security ID: Meeting Date Meeting Status IANSA CINS P5380Y107 04/25/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Dividend Policy Mgmt For Abstain Against 4 Investment and Finance Mgmt For Abstain Against Policy 5 Appointment of Auditor Mgmt For Abstain Against 6 Appointment of Account Mgmt For Abstain Against Inspector and Fees 7 Appointment of Risk Mgmt For Abstain Against Rating Agency 8 Election of Directors Mgmt For Abstain Against (Slate) 9 Directors' Fees Mgmt For Abstain Against 10 Directors' Committee Mgmt For Abstain Against Fees 11 Related Party Mgmt For For For Transactions 12 Report on Circular No. Mgmt For For For 1816 13 Publication of Company Mgmt For Abstain Against Notices 14 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Empresas ICA, S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status ICA CINS P37149104 11/17/2011 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report on the Company's Mgmt For Abstain Against Repurchase Program 3 Authority to Increase Mgmt For Abstain Against Allocation of Share Repurchase Program 4 Re-allocation of Mgmt For Abstain Against Profits/Dividends 5 Cancellation of Mgmt For For For Treasury Shares 6 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Empresas La Polar S.A. Ticker Security ID: Meeting Date Meeting Status LA POLAR CINS P2935M100 07/08/2011 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Report Mgmt For For For Regarding Management of Credit Portfolio 3 Presentation of Report Mgmt For For For Regarding Credit Portfolio Risk Controls 4 Presentation of Mgmt For For For Management Reports 5 Election of Directors Mgmt For Abstain Against 6 Directors' Fees Mgmt For Abstain Against ________________________________________________________________________________ Endeavour Silver Corp. Ticker Security ID: Meeting Date Meeting Status EDR CUSIP 29258Y103 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Ricardo Campoy Mgmt For For For 2.2 Elect Bradford Cooke Mgmt For For For 2.3 Elect Geoffrey Handley Mgmt For Withhold Against 2.4 Elect Rex McLennan Mgmt For Withhold Against 2.5 Elect Mario Szotlender Mgmt For Withhold Against 2.6 Elect Godfrey Walton Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Stock Option Plan Mgmt For For For Renewal 6 Reconfirmation of Stock Mgmt For Against Against Bonus Plan ________________________________________________________________________________ Equatorial Energia S.A. Ticker Security ID: Meeting Date Meeting Status EQTL11 CINS P3773H104 03/19/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Allocation of Dividends Mgmt For For For 7 Remuneration Policy Mgmt For For For 8 Election of Supervisory Mgmt For For For Council Members; Fees ________________________________________________________________________________ Equatorial Energia S.A. Ticker Security ID: Meeting Date Meeting Status EQTL11 CINS P3773H104 03/19/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Management Board 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 6 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Estacio Participacoes SA Ticker Security ID: Meeting Date Meeting Status ESTC3 CINS P3784E108 04/03/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Capital Expenditure Mgmt For For For Budget 7 Election of Directors Mgmt For Against Against (Slate) 8 Election of Supervisory Mgmt For For For Council Members 9 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Estacio Participacoes SA Ticker Security ID: Meeting Date Meeting Status ESTC3 CINS P3784E108 04/03/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 7 Amendments to Articles Mgmt For For For Regarding Renumbering 8 Amendments to Articles Mgmt For For For Regarding Reconciliation of Share Capital 9 Consolidation of Mgmt For For For Articles 10 Acquisition Mgmt For Abstain Against ________________________________________________________________________________ Eternit SA Ticker Security ID: Meeting Date Meeting Status ETER3 CINS P3766A108 04/12/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Publication of Company Mgmt For For For Notices 7 Election of Directors; Mgmt For For For Election of Advisory Council 8 Ratification of Mgmt For For For Supervisory Council Fees 9 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Eternit SA Ticker Security ID: Meeting Date Meeting Status ETER3 CINS P3766A108 04/12/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Amendment to Articles Mgmt For For For Regarding Corporate Purpose 5 Authority to Increase Mgmt For For For Authorized Share Capital 6 Amendments to Articles Mgmt For For For Regarding Board Regulations 7 Amend Articles 22, 27 Mgmt For For For and 41 Regarding Compensation 8 Amend Article 49 Mgmt For For For Regarding Subsidiaries 9 Amendments to Articles Mgmt For For For Regarding Chairman's Duties 10 Amendments to Articles Mgmt For For For Regarding Wording Updates 11 Consolidation of Mgmt For For For Articles 12 Amendments to Articles Mgmt For For For Regarding Convertible Debentures 13 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 14 Amendments to Articles Mgmt For For For Regarding Corporate Governance Practices ________________________________________________________________________________ Even Construtora e Incorporadora S.A. Ticker Security ID: Meeting Date Meeting Status EVEN3 CINS P3904U107 04/18/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Capital Expenditure Mgmt For For For Budget 6 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Even Construtora e Incorporadora S.A. Ticker Security ID: Meeting Date Meeting Status EVEN3 CINS P3904U107 04/18/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment to Articles Mgmt For For For Regarding Corporate Purpose 5 Amendments to Articles Mgmt For For For Regarding Director Share Ownership 6 Amendments to Articles Mgmt For For For Regarding Management Board 7 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 8 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Exeter Resource Corporation Ticker Security ID: Meeting Date Meeting Status XRC CUSIP 301835104 06/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Bryce Roxburgh Mgmt For For For 2.2 Elect Yale Simpson Mgmt For Withhold Against 2.3 Elect Douglas Scheving Mgmt For Withhold Against 2.4 Elect Robert Reynolds Mgmt For Withhold Against 2.5 Elect Louis Montpellier Mgmt For Withhold Against 2.6 Elect John Simmons Mgmt For For For 2.7 Elect Julian Bavin Mgmt For Withhold Against 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Extorre Gold Mines Ltd. Ticker Security ID: Meeting Date Meeting Status XG CINS 30227B109 06/25/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Bryce Roxburgh Mgmt For For For 3 Elect Yale Simpson Mgmt For Against Against 4 Elect Robert Reynolds Mgmt For Against Against 5 Elect Ignacio Celorrio Mgmt For Against Against 6 Elect James Strauss Mgmt For Against Against 7 Elect George Lawton Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ EZ TEC Empreendimentos e Partipacoes S.A. Ticker Security ID: Meeting Date Meeting Status EZTC3 CINS P3912H106 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capitalization of Mgmt For For For Expansion Reserve w/o Share Issue 4 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 5 Amendments to Articles Mgmt For For For Regarding Related Party Transactions 6 Amendments to Articles Mgmt For For For Regarding Management Board 7 Amendments to Articles Mgmt For For For Regarding Management Board Duties 8 Amendments to Articles Mgmt For For For Regarding Representation 9 Amendments to Articles Mgmt For For For Regarding Valuation of Assets 10 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 11 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ EZ TEC Empreendimentos e Partipacoes S.A. Ticker Security ID: Meeting Date Meeting Status EZTC3 CINS P3912H106 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Ferreyros SAA Ticker Security ID: Meeting Date Meeting Status FERREYC1 CINS P3924F106 03/28/2012 Voted Meeting Type Country of Trade Annual Peru Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Capitalization of Mgmt For For For Reserves 8 Appointment of Auditor Mgmt For For For 9 Restructuring Mgmt For For For 10 Change of Company Name Mgmt For For For 11 Authority to Carry Out Mgmt For For For Restructuring Formalities 12 Authority to Issue Debt Mgmt For Abstain Against Instruments 13 Authority to Carry Out Mgmt For For For Formalities 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ First Cash Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status FCFS CUSIP 31942D107 06/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rick Wessel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ First Majestic Silver Corp. Ticker Security ID: Meeting Date Meeting Status FR CINS 32076V103 05/24/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Keith Neumeyer Mgmt For For For 4 Elect Ramon Davila Mgmt For For For 5 Elect Douglas Penrose Mgmt For For For 6 Elect Robert McCallum Mgmt For For For 7 Elect Tony Pezzotti Mgmt For For For 8 Elect David Shaw Mgmt For For For 9 Elect Robert Young Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 04/02/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 08/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement Mgmt For For For 4 Ratification of Mgmt For For For Appointment of Appraiser 5 Appraisal Report Mgmt For For For 6 Merger by Absorption Mgmt For For For 7 Cancellation or Mgmt For For For Transfer of Diagnoson's Headquarters and Branches 8 Authority to Carry Out Mgmt For For For Formalities Regarding Merger ________________________________________________________________________________ Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 10/31/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Acquisition Mgmt For For For 5 Ratification of Mgmt For For For Appointment of Appraiser 6 Valuation Report Mgmt For For For 7 Approval of Merger Mgmt For For For Agreement and Exchange Ratio 8 Approval of Merger Mgmt For For For Agreement and Exchange Ratio 9 Issuance of Share w/o Mgmt For For For Preemptive Rights Pursuant to Merger 10 Board Size Mgmt For For For 11 Election of Directors Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 12/30/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Appointment of Appraiser 3 Valuation Report Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Merger by Absorption Mgmt For For For 6 Transformation of Mgmt For For For Cardiolab into a Subsidiary 7 Authority to Carry Out Mgmt For For For Merger Formalities 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Fortuna Silver Mines Inc. Ticker Security ID: Meeting Date Meeting Status FVI CINS 349915108 06/06/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Jorge Durant Mgmt For For For 3 Elect Simon Ridgway Mgmt For Against Against 4 Elect Tomas Guerrero Mgmt For Against Against 5 Elect Michael Iverson Mgmt For For For 6 Elect Mario Szotlender Mgmt For Against Against 7 Elect Robert Gilmore Mgmt For For For 8 Elect Thomas Kelly Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Gafisa SA Ticker Security ID: Meeting Date Meeting Status GFSA3 CUSIP 362607301 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Board Size Mgmt For For For 3 Election of Directors Mgmt For Abstain Against 4 Remuneration Policy Mgmt For For For 5 Establishment of Mgmt For For For Supervisory Council 6 Election of Supervisory Mgmt For Abstain Against Council 7 Supervisory Council Fees Mgmt For For For 8 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 9 Amendments to Articles Mgmt For For For Regarding Board Vacancies 10 Amendments to Articles Mgmt For For For Regarding Management Board 11 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 12 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Gold Resource Corporation Ticker Security ID: Meeting Date Meeting Status GORO CUSIP 38068T105 06/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Reid Mgmt For For For 1.2 Elect Jason Reid Mgmt For Withhold Against 1.3 Elect Bill Conrad Mgmt For For For 1.4 Elect Isac Burstein Mgmt For Withhold Against 1.5 Elect Tor Falck Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GP Investments, Ltd. Ticker Security ID: Meeting Date Meeting Status GPIV11 CINS G4035L107 07/28/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Meeting Mgmt For For For Chairman 5 Agenda Mgmt For For For 6 Amendments to Articles Mgmt For For For Regarding Dividends 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Gran Tierra Energy Inc. Ticker Security ID: Meeting Date Meeting Status GTE CUSIP 38500T101 06/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dana Coffield Mgmt For For For 1.2 Elect Jeffrey Scott Mgmt For For For 1.3 Elect Verne Johnson Mgmt For For For 1.4 Elect Nicholas Kirton Mgmt For For For 1.5 Elect Raymond Antony Mgmt For For For 1.6 Elect J. Scott Price Mgmt For Withhold Against 1.7 Elect Gerald Macey Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Great Panther Silver Ltd. Ticker Security ID: Meeting Date Meeting Status GPR CINS 39115V101 06/28/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Robert Archer Mgmt For For For 4 Elect Kenneth Major Mgmt For For For 5 Elect Robert Garnett Mgmt For For For 6 Elect John Jennings Mgmt For For For 7 Elect J. Richard Mgmt For For For Wittington 8 Appointment of Auditor Mgmt For For For 9 Shareholder Rights Plan Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Grendene SA Ticker Security ID: Meeting Date Meeting Status GRND3 CINS P49516100 04/02/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate); Remuneration Policy ________________________________________________________________________________ Grendene SA Ticker Security ID: Meeting Date Meeting Status GRND3 CINS P49516100 04/02/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Level 1 Regulations 4 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Gruma SAB de CV Ticker Security ID: Meeting Date Meeting Status GRUMA.B CINS P4948K121 04/26/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report on Tax Compliance Mgmt For Abstain Against 3 Allocation of Profits Mgmt For Abstain Against 4 Authority to Repurchase Mgmt For Abstain Against Shares; Report on the Company's Repurchase Program 5 Election of Directors; Mgmt For Against Against Fees 6 Election of Chairmen of Mgmt For Abstain Against the Audit and Corporate Governance Committees 7 Election of Meeting Mgmt For For For Delegates 8 Minutes Mgmt For For For ________________________________________________________________________________ Grupo Aeromexico Sab De Cv Ticker Security ID: Meeting Date Meeting Status AEROMEX CINS P4953T108 02/08/2012 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Board Mgmt For Abstain Against Committee Chairs 2 Strategic Alliance with Mgmt For For For Delta Air Lines 3 Election of Directors Mgmt For Abstain Against (Slate) 4 Directors' Fees Mgmt For Abstain Against 5 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Grupo Aeromexico Sab De Cv Ticker Security ID: Meeting Date Meeting Status AEROMEX CINS P4953T108 04/26/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report of the Audit and Mgmt For Abstain Against Governance Committee 3 Report on Tax Compliance Mgmt For Abstain Against 4 Allocation of Mgmt For Abstain Against Profits/Dividends 5 Authority to Repurchase Mgmt For Abstain Against Shares; Report on Share Repurchase Program 6 Election of Directors Mgmt For Abstain Against (Slate) 7 Directors' Fees Mgmt For Abstain Against 8 Election of Executive Mgmt For Abstain Against Committee Members 9 Election of Meeting Mgmt For For For Delegates 10 Minutes Mgmt For For For ________________________________________________________________________________ Grupo Aeromexico SAB de CV Ticker Security ID: Meeting Date Meeting Status AEROMEX CINS P4953T108 08/19/2011 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Un-Audited Mgmt For For For Interim Accounts 2 Ratification of Capital Mgmt For Abstain Against Increases 3 Authority to Issue Mgmt For Abstain Against Shares w/ Preemptive Rights 4 Absorption of Losses Mgmt For Abstain Against 5 Authority to Fix Share Mgmt For Abstain Against Capital 6 Creation of Share Mgmt For For For Repurchase Reserve 7 Election of Directors Mgmt For Abstain Against 8 Election of Committee Mgmt For Abstain Against Charimen 9 Election of Meeting Mgmt For For For Delegates 10 Minutes Mgmt For For For ________________________________________________________________________________ Grupo Aeromexico SAB de CV Ticker Security ID: Meeting Date Meeting Status AEROMEX CINS P4953T108 08/19/2011 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Par Value Mgmt For Abstain Against 2 Establishment of Mgmt For Abstain Against Finance Committee 3 Election of Meeting Mgmt For For For Delegates 4 Minutes Mgmt For For For ________________________________________________________________________________ Grupo Aeroportuario Del Centro Norte Ticker Security ID: Meeting Date Meeting Status OMAB CINS P49530101 04/18/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Statutory Reports 2 Report of the CEO and Mgmt For Abstain Against Independent Auditor 3 Report on Tax Compliance Mgmt For Abstain Against 4 Accounts and Reports Mgmt For Abstain Against 5 Allocation of Mgmt For Abstain Against Profits/Dividends; Authority to Repurchase Shares 6 Election of Directors Mgmt For Abstain Against (Slate) ________________________________________________________________________________ Grupo Aeroportuario Del Centro Norte Ticker Security ID: Meeting Date Meeting Status OMAB CINS P49530101 04/18/2012 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 2 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Grupo Aeroportuario Del Pacifico SAB de CV Ticker Security ID: Meeting Date Meeting Status GAP.B CUSIP 400506101 04/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Allocation of Dividends Mgmt For For For 5 Report on the Company's Mgmt For For For Repurchase Program 6 Election of Directors - Mgmt For For For Series B Shareholder Representatives 7 Election of Chairman of Mgmt For For For the Board 8 Directors' Fees Mgmt For Abstain Against 9 Election of Nominating Mgmt For For For and Compensation Committee Member Appointed by Series B Minority Shareholders 10 Election of Audit and Mgmt For For For Corporate Governance Committee Chairman 11 Authority to Reduce Mgmt For For For Shareholders' Equity 12 Authority to Reduce Mgmt For For For Fixed Share Capital 13 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital ________________________________________________________________________________ Grupo Aeroportuario del Sureste S.A.B. de CV Ticker Security ID: Meeting Date Meeting Status ASUR CUSIP 40051E202 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the CEO and Mgmt For For For External Auditor 2 Report of the Board Mgmt For For For 3 Report of the Board's Mgmt For For For Activities 4 Accounts and Reports Mgmt For For For 5 Report of the Audit Mgmt For For For Committee 6 Report on Tax Compliance Mgmt For For For 7 Legal Reserves Mgmt For For For 8 Authority to Repurchase Mgmt For For For Shares 9 Allocation of Dividends Mgmt For For For to Class B and BB Shareholders 10 Election of Directors; Mgmt For Against Against Ratification of Board and CEO Acts; Election of Committee Members/Chairman; Fees 11 Election of Audit Mgmt For For For Committee Chairman 12 Election of Board Mgmt For Against Against Committee Members; Fees 13 Directors' Fees Mgmt For For For 14 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Grupo Financiero Galicia SA Ticker Security ID: Meeting Date Meeting Status GGAL CUSIP 399909100 04/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Meeting Mgmt For For For Delegates 2 Authority to Cast Votes Mgmt For For For and Attend General Meeting of Subsidiary 3 Authority to Cast Votes Mgmt For For For and Attend General Meeting of Subsidiary 4 Authority to Cast Votes Mgmt For For For and Attend General Meeting of Subsidiary 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Board Mgmt For For For and Supervisory Council Acts 8 Ratification of Mgmt For For For Supervisory Council's Fees 9 Directors' Fees Mgmt For For For 10 Authority to Advance Mgmt For For For Directors' Fees 11 Election of Directors Mgmt For For For (Slate) 12 Election of Supervisory Mgmt For For For Council 13 Ratification of Mgmt For For For Auditor's Fees 14 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Grupo Simec S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status SIMEC CINS P4984U108 04/30/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum and Minitues Mgmt For For For 2 Report of the CEO Mgmt For Abstain Against 3 Accounts and Reports Mgmt For Abstain Against 4 Report of the Board of Mgmt For Abstain Against Directors 5 Report of the Audit and Mgmt For Abstain Against Corporate Governance Committee 6 Report on Tax Compliance Mgmt For Abstain Against 7 Allocation of Profits Mgmt For Abstain Against 8 Election of Directors; Mgmt For Abstain Against Election of Board Committee Members 9 Election of Meeting Mgmt For For For Delegates 10 Minutes Mgmt For For For ________________________________________________________________________________ Harvest Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status HNR CUSIP 41754V103 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Chesebro Mgmt For For For 1.2 Elect James Edmiston Mgmt For For For 1.3 Elect Igor Effimoff Mgmt For For For 1.4 Elect H. H. Hardee Mgmt For For For 1.5 Elect Robert Irelan Mgmt For For For 1.6 Elect Patrick Murray Mgmt For For For 1.7 Elect J. Michael Stinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Iguatemi Empresa de Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status IGTA3 CINS P5352J104 04/24/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Supervisory Mgmt For For For Council 7 Election of Directors Mgmt For For For (Slate) 8 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Iguatemi Empresa de Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status IGTA3 CINS P5352J104 04/24/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amend Article 13 Mgmt For For For 5 Amend Article 16 Mgmt For For For 6 Amend Article 16 Mgmt For For For 7 Amend Article 9 Mgmt For For For 8 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 9 Consolidation of Mgmt For For For Articles 10 Amendment to the Stock Mgmt For Against Against Option Plan ________________________________________________________________________________ Iguatemi Empresa de Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status IGTA3 CINS P5352J104 05/28/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Consolidation of Mgmt For For For Articles 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Iguatemi Empresa de Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status IGTA3 CINS P5352J104 07/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Relocation of Mgmt For For For Registered Office 5 Board Size Mgmt For For For 6 Election of Director Mgmt For Abstain Against ________________________________________________________________________________ Industrias CH SAB de CV Ticker Security ID: Meeting Date Meeting Status ICHB CINS P52413138 04/30/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Election of Directors; Mgmt For Abstain Against Election of Committee Members; Fees 4 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Industrias Romi S.A. Ticker Security ID: Meeting Date Meeting Status ROMI3 CINS P5603Z105 02/29/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Industrias Romi S.A. Ticker Security ID: Meeting Date Meeting Status ROMI3 CINS P5603Z105 03/13/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Distribution of Mgmt For For For Interest on Capital 7 Election of Directors Mgmt For For For (Slate) 8 Election of Supervisory Mgmt For For For Council Members 9 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Industrias Romi S.A. Ticker Security ID: Meeting Date Meeting Status ROMI3 CINS P5603Z105 03/13/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Inversiones Aguas Metropolitanas Ticker Security ID: Meeting Date Meeting Status IAM CINS P58595102 04/18/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Dividend Policy Mgmt For For For 4 Related Party Mgmt For For For Transactions 5 Appointment of Auditor Mgmt For Abstain Against 6 Appointment of Risk Mgmt For For For Rating Agency 7 Directors' Fees Mgmt For For For 8 Board of Director's Mgmt For For For Expenses 9 Directors' Committee Mgmt For For For Fees and Budget 10 Directors' Committee Mgmt For For For Expenses 11 Publication of Company Mgmt For For For Notices 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Inversiones Aguas Metropolitanas S.A. Ticker Security ID: Meeting Date Meeting Status IAM CINS P58595102 07/27/2011 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 04/12/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 04/12/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capitalization of Mgmt For For For Reserves w/o Share Issue 4 Amendments to Articles Mgmt For For For Regarding Audit Committee 5 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 11/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 11/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Hayes Mgmt For Abstain Against Lemmerz 4 Ratification of the Mgmt For Abstain Against Hiring Apsis Consultoria Empresarial Ltda. 5 Approval of Apsis Mgmt For Abstain Against Valuation Report 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 11/11/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Grupo Mgmt For Abstain Against Galaz 4 Ratification of Mgmt For Abstain Against Appointment of Appraiser 5 Valuation Report Mgmt For Abstain Against 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Jaguar Mining Inc. Ticker Security ID: Meeting Date Meeting Status JAG CUSIP 47009M103 06/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Andrews Mgmt For For For 1.2 Elect Andrew Burns Mgmt For For For 1.3 Elect Gilmour Clausen Mgmt For For For 1.4 Elect Richard Falconer Mgmt For For For 1.5 Elect Gary German Mgmt For For For 1.6 Elect Anthony Griffiths Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Jaguar Mining Inc. Ticker Security ID: Meeting Date Meeting Status JAG CINS 47009M103 06/29/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Andrews Mgmt For For For 3 Elect Andrew Burns Mgmt For For For 4 Elect Gilmour Clausen Mgmt For For For 5 Elect Richard Falconer Mgmt For For For 6 Elect Gary German Mgmt For For For 7 Elect Anthony Griffiths Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ JHSF Participacoes SA Ticker Security ID: Meeting Date Meeting Status JHSF3 CINS P6050T105 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority Shareholders 7 Election of Jose Mgmt For For For Auriemo Neto as Chairman of the Board 8 Remuneration Policy Mgmt For For For ________________________________________________________________________________ JHSF Participacoes SA Ticker Security ID: Meeting Date Meeting Status JHSF3 CINS P6050T105 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Mgmt For For For Capital 4 Amendment to Articles Mgmt For For For Regarding Management Board 5 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 6 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Julio Simoes Logistica (JSL) S.A. Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 01/09/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition Mgmt For For For 3 Merger Agreement Mgmt For For For 4 Ratification of the Mgmt For For For Appointment of Appraiser 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Valuation Report Mgmt For For For 7 Issuance of Shares w/o Mgmt For For For Preemptive Rights 8 Amendment to Articles Mgmt For For For Regarding Corporate Purpose 9 Amendment to Articles Mgmt For For For Regarding Share Capital 10 Authority to Carry Out Mgmt For For For Merger Formalities 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Julio Simoes Logistica (JSL) S.A. Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Julio Simoes Logistica (JSL) S.A. Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 12/08/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amendment to Article 44 Mgmt For For For 5 Consolidation of Mgmt For For For Articles 6 Acquisition Mgmt For For For ________________________________________________________________________________ Julio Simoes Logistica (JSL) S.A. Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 12/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement - Mgmt For For For Rodoviario Schio 4 Merger Agreement - Mgmt For For For Transportadora Grande ABC Ltda. 5 Ratification of Mgmt For For For Appointment of Appraiser 6 Appraisal Report for Mgmt For For For Company's Capital Increase 7 Valuation Reports Mgmt For For For 8 Acquisition Mgmt For For For 9 Issuance of Shares w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For Regarding Share Capital 11 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 12 Authority to Carry Out Mgmt For For For Merger Formalities 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V129 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V111 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V111 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For Against Against 4 Publication of Company Mgmt For For For Notices ________________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V129 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For Against Against 4 Publication of Company Mgmt For For For Notices ________________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V111 09/20/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Article 1 Mgmt For For For 3 Amend Article 6 Mgmt For For For 4 Amend Article 18 Mgmt For For For 5 Amend Article 19 Mgmt For For For 6 Amend Article 22 Mgmt For For For 7 Amend Article 33 Mgmt For For For 8 Amend Articles 34-36 Mgmt For For For 9 Amend Articles 37-39 Mgmt For For For 10 Amend Articles 40-46 Mgmt For For For 11 Amend Article 49 Mgmt For For For 12 Amend Article 51 Mgmt For For For 13 Amend Article 53 Mgmt For For For 14 Re-numbering of Articles Mgmt For For For 15 Consolidation of Mgmt For For For Articles 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kroton Educacional SA Ticker Security ID: Meeting Date Meeting Status KROT3 CINS P6115V111 12/08/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Mgmt For For For Capital 4 Increase in Authorized Mgmt For For For Capital 5 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ LLX Logistica SA Ticker Security ID: Meeting Date Meeting Status LLXL3 CINS P6398Y105 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) 7 Remuneration Policy Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Log-In Logistica Intermodal SA Ticker Security ID: Meeting Date Meeting Status LOGN3 CINS P6401A102 04/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For Abstain Against 7 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Log-In Logistica Intermodal SA Ticker Security ID: Meeting Date Meeting Status LOGN3 CINS P6401A102 04/26/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amendments to Articles Mgmt For For For Regarding Board Size and Director Share Ownership Requirement 5 Amendments to Articles Mgmt For For For Regarding Tender Offer and Delisting 6 Amendments to Articles Mgmt For For For Regarding Tender Offer and Delisting 7 Amendments to Articles Mgmt For For For Regarding Tender Offer and Delisting 8 Amendments to Articles Mgmt For For For Regarding Wording and Renumbering 9 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ LPS Brasil-Consultoria de Imoveis S.A. Ticker Security ID: Meeting Date Meeting Status LPSB3 CINS P6413J109 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Remuneration Policy Mgmt For Against Against 8 Election of Directors Mgmt For Against Against (Slate) ________________________________________________________________________________ LPS Brasil-Consultoria de Imoveis S.A. Ticker Security ID: Meeting Date Meeting Status LPSB3 CINS P6413J109 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Past Mgmt For For For Remuneration Policy 4 Acquisitions Mgmt For Abstain Against 5 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ Lupatech SA Ticker Security ID: Meeting Date Meeting Status LUPA3 CINS P64028130 08/05/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Terms of Mgmt For For For Debt Instruments 3 Amendment to Terms of Mgmt For For For Debt Instruments 4 Authority to Implement Mgmt For For For Amendments to Indenture 5 Authority to Carry Out Mgmt For For For Formalities 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lupatech SA Ticker Security ID: Meeting Date Meeting Status LUPA3 CINS P64028130 09/30/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amend Article 1 Mgmt For For For 5 Amend Article 5 Mgmt For For For 6 Amend Article 5 Mgmt For For For 7 Amend Article 15 Mgmt For For For 8 Amend Article 20 Mgmt For For For 9 Amend Article 23 Mgmt For For For 10 Amend Article 23 Mgmt For For For 11 Amend Article 23 Mgmt For For For 12 Amend Article 24 Mgmt For For For 13 Amend Article 49 Mgmt For For For 14 Amend Article 49 Mgmt For For For 15 Amend Article 49 Mgmt For For For 16 Amend Article 49 Mgmt For For For 17 Amend Article 50 Mgmt For For For 18 Amend Article 41 Mgmt For For For 19 Amend Article 16 Mgmt For For For 20 Amend Article 16 Mgmt For For For 21 Amend Article 52 Mgmt For For For 22 Amend Article 56 Mgmt For For For 23 Amend Articles 23 and 41 Mgmt For For For 24 Re-number of Articles Mgmt For For For 25 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ MAG Silver Corp. Ticker Security ID: Meeting Date Meeting Status MAG CUSIP 55903Q104 09/15/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel MacInnis Mgmt For For For 1.2 Elect Jonathan Mgmt For For For Rubenstein 1.3 Elect Richard Colterjohn Mgmt For Withhold Against 1.4 Elect Frank Hallam Mgmt For Withhold Against 1.5 Elect Eric Carlson Mgmt For For For 1.6 Elect R. Michael Jones Mgmt For For For 1.7 Elect Peter Megaw Mgmt For Withhold Against 1.8 Elect Derek White Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to Stock Mgmt For For For Option Plan ________________________________________________________________________________ Magazine Luiza SA Ticker Security ID: Meeting Date Meeting Status MGLU3 CINS P6425Q109 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority Shareholders 7 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Magazine Luiza SA Ticker Security ID: Meeting Date Meeting Status MGLU3 CINS P6425Q109 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Appointment of Appraiser and Approval of Valuation Report 3 Merger Agreement Mgmt For For For 4 Merger by Absorption Mgmt For For For 5 Amendments to Articles Mgmt For For For Regarding Merger 6 Authority to Carry Out Mgmt For For For Merger Formalities 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Magazine Luiza SA Ticker Security ID: Meeting Date Meeting Status MGLU3 CINS P6425Q109 09/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ Magazine Luiza SA Ticker Security ID: Meeting Date Meeting Status MGLU3 CINS P6425Q109 09/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Appointment of Appraiser 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Valuation Report Mgmt For For For 5 Acquisition Mgmt For For For 6 Return of Cash to Mgmt For For For Dissenting Shareholders 7 Authority to Carry Out Mgmt For For For Formalities 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Magazine Luiza SA Ticker Security ID: Meeting Date Meeting Status MGLU3 CINS P6425Q109 11/30/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Mgmt For For For Appointment of Appraiser 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Valuation Report Mgmt For For For 6 Merger Agreement Mgmt For For For 7 Merger by Absorption Mgmt For For For 8 Amendments to Articles Mgmt For For For Regarding Arbitration 9 Authority to Carry Out Mgmt For For For Formalities 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Magnesita Refratarios SA Ticker Security ID: Meeting Date Meeting Status MAGG3 CINS P6426L109 04/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Supervisory Mgmt For For For Council Members 7 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Magnesita Refratarios SA Ticker Security ID: Meeting Date Meeting Status MAGG3 CINS P6426L109 04/26/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Election of Directors Mgmt For Abstain Against (Slate) 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Marcopolo SA Ticker Security ID: Meeting Date Meeting Status POMO4 CINS P64331112 03/29/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Directors Mgmt For For For (Slate) 8 Election of Supervisory Mgmt For For For Council 9 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Masisa S.A. Ticker Security ID: Meeting Date Meeting Status MASISA CINS P6460H105 04/25/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Election of Directors Mgmt For Abstain Against (Slate) 3 Directors' Fees Mgmt For Abstain Against 4 Directors' Committee Mgmt For Abstain Against Fees and Budget 5 Report on Board of Mgmt For For For Director's Expenses 6 Report on Directors' Mgmt For For For Committee Activities 7 Appointment of Auditor Mgmt For Abstain Against and Risk Rating Agencies 8 Allocation of Mgmt For For For Profits/Dividends 9 Related Party Mgmt For For For Transactions 10 Publication of Company Mgmt For For For Notices 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ McEwen Mining & Minera Andes Acquisition Corp Ticker Security ID: Meeting Date Meeting Status MAQ CINS 580394104 05/17/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ian Ball Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ McEwen Mining Inc. Ticker Security ID: Meeting Date Meeting Status MUX CINS 580394104 05/17/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Robert McEwen Mgmt For For For 3 Elect Michele Ashby Mgmt For For For 4 Elect Leanne Baker Mgmt For For For 5 Elect Donald Quick Mgmt For For For 6 Elect Michael Stein Mgmt For Against Against 7 Elect Allen Ambrose Mgmt For For For 8 Elect Richard Brissenden Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mills Estruturas E Servicos De Engenharia SA Ticker Security ID: Meeting Date Meeting Status MILS3 CINS P6799C108 04/20/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Mgmt For For For Budget 6 Allocation of Mgmt For For For Profits/Dividends 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Mills Estruturas E Servicos De Engenharia SA Ticker Security ID: Meeting Date Meeting Status MILS3 CINS P6799C108 04/20/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 4 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 5 Amendments to Articles Mgmt For For For 6 Establishment of Mgmt For For For Supervisory Council 7 Amendments to Articles Mgmt For For For 8 Supervisory Council Fees Mgmt For For For 9 Amendment to Articles Mgmt For For For Regarding Arbitration 10 Consolidation of Mgmt For For For Articles 11 Amendment to the Stock Mgmt For For For Option Plan ________________________________________________________________________________ Mills Estruturas e Servicos de Engenharia SA Ticker Security ID: Meeting Date Meeting Status MILS3 CINS P6799C108 08/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Appraiser 3 Merger Agreement Mgmt For For For 4 Valuation Report Mgmt For For For 5 Merger by Absorption Mgmt For For For 6 Ratification of Mgmt For Abstain Against Appointment of Jorge Camargo and Approval of Independence Status 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mills Estruturas e Servicos de Engenharia SA Ticker Security ID: Meeting Date Meeting Status MILS3 CINS P6799C108 08/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Minefinders Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status MFL CUSIP 602900102 03/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For ________________________________________________________________________________ Minera Andes Inc. Ticker Security ID: Meeting Date Meeting Status MAI CINS 602910101 01/19/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For Against Against ________________________________________________________________________________ Minerva SA Ticker Security ID: Meeting Date Meeting Status BEEF3 CINS P6831V106 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Board Mgmt N/A Abstain N/A Member(s) Representative of Minority Shareholders 7 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Minerva SA Ticker Security ID: Meeting Date Meeting Status BEEF3 CINS P6831V106 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Amendments to Articles Mgmt For For For 5, 6, 20, 32, 47, 50, 53 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Amendments to Articles Mgmt For For For Regarding Portuguese Language 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Mirabela Nickel Limited Ticker Security ID: Meeting Date Meeting Status MBN CINS Q6188C106 05/15/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect Colin Steyn Mgmt For Against Against ________________________________________________________________________________ Mirabela Nickel Limited Ticker Security ID: Meeting Date Meeting Status MBN CINS Q6188C106 08/17/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Equity Grant (MD/CEO Mgmt For Against Against Ian Purdy) ________________________________________________________________________________ Multiexport Foods SA Ticker Security ID: Meeting Date Meeting Status MULTIFOODS CINS P6988Z108 03/28/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For Abstain Against 4 Directors' Committee Mgmt For Abstain Against Fees and Budget 5 Directors' Committee Mgmt For For For Report and Expenditures 6 Appointment of Auditor Mgmt For Abstain Against 7 Appointment of Risk Mgmt For Abstain Against Rating Agency 8 Related Party Mgmt For For For Transactions 9 Publication of Company Mgmt For For For Notices 10 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Norte Grande SA Ticker Security ID: Meeting Date Meeting Status NORTEGRAN CINS P5824Y101 12/22/2011 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 2 Amendments to Articles Mgmt For For For Regarding Share Capital Increase 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Oriental Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status OFG CUSIP 68618W100 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Julian S. Inclan Mgmt For For For 1.2 Elect Pedro Morazzani Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pampa Energia SA Ticker Security ID: Meeting Date Meeting Status PAMP CUSIP 697660207 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Meeting Mgmt For For For Delegates 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Mgmt For For For and Supervisory Council Acts 5 Ratification of Mgmt For For For Directors' and Supervisory Council's Fees 6 Authority to Set Mgmt For For For Auditor's Fees 7 Resignation of Mgmt For For For Supervisory Council Members 8 Election of Directors Mgmt For Abstain Against and Alternates; Election of Statutory Auditors 9 Appointment of Auditor Mgmt For For For 10 Audit Committee Budget Mgmt For Abstain Against 11 Mergers by Absorption Mgmt For For For 12 Merger Agreement Mgmt For For For 13 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Paranapanema S.A. Ticker Security ID: Meeting Date Meeting Status PMAM3 cins P7579L102 01/12/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adhesion to Novo Mercado Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Paranapanema S.A. Ticker Security ID: Meeting Date Meeting Status PMAM3 cins P7579L102 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Election of Directors Mgmt For Abstain Against 7 Remuneration Policy Mgmt For Against Against 8 Election of Supervisory Mgmt For Abstain Against Council Members; Fees ________________________________________________________________________________ Parex Resources Inc. Ticker Security ID: Meeting Date Meeting Status PXT CINS 69946Q104 05/23/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Curtis Bartlett Mgmt For For For 4 Elect John Bechtold Mgmt For For For 5 Elect Robert Engbloom Mgmt For For For 6 Elect Wayne Foo Mgmt For For For 7 Elect Norman McIntyre Mgmt For For For 8 Elect Ronald Miller Mgmt For For For 9 Elect W.A. Peneycad Mgmt For For For 10 Elect Paul Wright Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Renewal of Shareholder Mgmt For For For Rights' Plan 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Parque Arauco SA Ticker Security ID: Meeting Date Meeting Status PARAUCO CINS P76328106 04/24/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For Abstain Against 3 Directors' Committee Mgmt For Abstain Against Fees and Budget 4 Related Party Mgmt For For For Transactions 5 Appointment of Auditor Mgmt For Abstain Against 6 Appointment of Risk Mgmt For Abstain Against Rating Agency 7 Publication of Company Mgmt For For For Notices 8 Allocation of Mgmt For For For Profits/Dividends; Dividend Policy 9 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Patagonia Gold plc Ticker Security ID: Meeting Date Meeting Status PGD CINS G6938H109 06/06/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect William Humphries Mgmt For For For 3 Elect Edward Badida Mgmt For For For 4 Elect Gary Sugar Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 7 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Positivo Informatica SA Ticker Security ID: Meeting Date Meeting Status POSI3 CINS P7905T100 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Remuneration Policy Mgmt For For For 6 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority Shareholders ________________________________________________________________________________ Positivo Informatica SA Ticker Security ID: Meeting Date Meeting Status POSI3 CINS P7905T100 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amendments to Articles Mgmt For For For Regarding Management Board 5 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Raia SA Ticker Security ID: Meeting Date Meeting Status RAIA3 CINS P7991J107 11/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Waiver of Tender Offer Mgmt For For For ________________________________________________________________________________ Raia SA Ticker Security ID: Meeting Date Meeting Status RAIA3 CINS P7991J107 11/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Interest on Capital Mgmt For For For Payments 4 Termination of Current Mgmt For For For Stock Option Plan 5 Merger/Acquisition Mgmt For For For 6 Authorization of Merger Mgmt For For For Formalities ________________________________________________________________________________ Randon SA Implementos e Participacoes Ticker Security ID: Meeting Date Meeting Status RAPT4 CINS P7988W103 03/29/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority/Preferred Shareholders 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Redentor Energia SA Ticker Security ID: Meeting Date Meeting Status RDTR3 CINS P8002K109 07/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Redentor Energia SA Ticker Security ID: Meeting Date Meeting Status RDTR3 CINS P8002K109 09/21/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Election of Supervisory Mgmt For For For Council ________________________________________________________________________________ Refinaria Petroleos Manguinhos SA Ticker Security ID: Meeting Date Meeting Status RPMG3 CINS P8004U105 05/28/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Restoque Comercio Confeccoes de Roupas S.A. Ticker Security ID: Meeting Date Meeting Status LLIS3 CINS P6292Q109 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors; Mgmt For For For Remuneration Policy ________________________________________________________________________________ Restoque Comercio Confeccoes de Roupas S.A. Ticker Security ID: Meeting Date Meeting Status LLIS3 CINS P6292Q109 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amend Article 3 Mgmt For For For 5 Amend Article 20 Mgmt For For For 6 Amend Article 33 Mgmt For For For 7 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Restoque Comercio Confeccoes de Roupas S.A. Ticker Security ID: Meeting Date Meeting Status LLIS3 CINS P6292Q109 05/14/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split Mgmt For For For 4 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Restoque Comercio E Confeccoes De Roupas S.A. Ticker Security ID: Meeting Date Meeting Status CINS P6292Q109 12/31/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 5 Amendments to Articles Mgmt For For For Regarding Executive Committee 6 Amendments to Articles Mgmt For For For Regarding Chief Human Resources Officer 7 Consolidation of Mgmt For For For Articles 8 Ratification of Mergers Mgmt For For For by Absorption 9 Ratification of Mgmt For For For Appointment of Appraiser - Noville SP Participacoes 10 Ratification of Mgmt For For For Appointment of Appraiser - Foose Cool Jeans 11 Valuation Reports Mgmt For For For 12 Merger Agreements Mgmt For For For 13 Ratification of Mergers Mgmt For For For by Absorption 14 Authority to Carry Out Mgmt For For For Merger Formalities 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Rio Alto Mining Limited Ticker Security ID: Meeting Date Meeting Status RIO CINS 76689T104 05/10/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Alexander Black Mgmt For For For 4 Elect Anthony Hawkshaw Mgmt For Against Against 5 Elect Klaus Zeitler Mgmt For Against Against 6 Elect Ram Ramachandran Mgmt For For For 7 Elect Roger Norwich Mgmt For For For 8 Elect Drago Kisic Mgmt For For For 9 Elect Victor Gobitz Mgmt For For For 10 Elect Sidney Robinson Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Amendment to By-Laws Mgmt For For For 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Ripley Corp SA Ticker Security ID: Meeting Date Meeting Status RIPLEY CINS P8130Y104 04/26/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends; Dividend Policy 3 Dividend Disbursement Mgmt For Abstain Against 4 Appointment of Auditor Mgmt For Abstain Against 5 Appointment of Risk Mgmt For Abstain Against Rating Agency 6 Directors' Fees Mgmt For Abstain Against 7 Directors' Committee Mgmt For Abstain Against Fees and Budget 8 Report of the Mgmt For For For Directors' Committee 9 Related Party Mgmt For For For Transactions 10 Report on Circular Mgmt For For For No.1816 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Rodobens Negocios Imobiliarios S.A. Ticker Security ID: Meeting Date Meeting Status RDNI3 CINS P81424106 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Capital Expenditure Mgmt For For For Budget 7 Election of Board Mgmt N/A Abstain N/A Member(s) Representative of Minority Shareholders 8 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Rodobens Negocios Imobiliarios S.A. Ticker Security ID: Meeting Date Meeting Status RDNI3 CINS P81424106 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Rodobens Negocios Imobiliarios S.A. Ticker Security ID: Meeting Date Meeting Status RDNI3 CINS P81424106 08/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Resignation and Mgmt For For For Appointment of Supervisory Council Alternate 4 Resignation and Mgmt For For For Appointment of Supervisory Council Alternate 5 Amend Article 12 Mgmt For For For 6 Amend Articles 22 and 28 Mgmt For For For 7 Amend Article 12 Mgmt For For For 8 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Profit Sharing Mgmt For Against Against 7 Election of Directors Mgmt For For For (Slate) 8 Election of Supervisory Mgmt For For For Council 9 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 11/21/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Mgmt For For For Capital 4 Reconciliation of Share Mgmt For For For Capital 5 Amendments to Article 23 Mgmt For For For 6 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 7 Elect Heitor Cantergiani Mgmt For Against Against ________________________________________________________________________________ Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 12/09/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Article 22	 Mgmt For For For 4 Amendment to Article 46 Mgmt For For For 5 Elect Eduardo Rossi Mgmt For For For Cuppoloni 6 Publication of Company Mgmt For For For Notices 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Salfacorp S.A. Ticker Security ID: Meeting Date Meeting Status SALFACORP CINS P831B0108 03/30/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Dividend Policy Mgmt For For For 4 Directors' Fees Mgmt For Abstain Against 5 Directors' Committee Mgmt For Abstain Against Fees and Budget 6 Appointment of Auditor Mgmt For Abstain Against and Risk Rating Agency 7 Reports Mgmt For For For 8 Publication of Company Mgmt For For For Notices 9 Transaction of Other Mgmt For Against Against Business 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sandstorm Gold Limited Ticker Security ID: Meeting Date Meeting Status SSL CINS 80013R107 05/04/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Nolan Watson Mgmt For For For 4 Elect David Awram Mgmt For For For 5 Elect David De Witt Mgmt For Against Against 6 Elect Andrew Swarthout Mgmt For Against Against 7 Elect John Budreski Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Stock Option Plan Mgmt For For For Renewal 10 Share Consolidation Mgmt For For For 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Saraiva S.A. Livreiros Editores Ticker Security ID: Meeting Date Meeting Status SLED4 CINS P8515A192 04/25/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Election of Board Mgmt N/A Abstain N/A Member(s) Representative of Minority/Preferred Shareholders 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Scorpio Mining Corporation Ticker Security ID: Meeting Date Meeting Status SPM CINS 80917V105 06/13/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Peter Hawley Mgmt For Against Against 4 Elect Parviz Farsangi Mgmt For Against Against 5 Elect Jonathan Berg Mgmt For Against Against 6 Elect Ewan Mason Mgmt For Against Against 7 Elect Pierre Lacombe Mgmt For Against Against 8 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees ________________________________________________________________________________ Silver Standard Resources Inc. Ticker Security ID: Meeting Date Meeting Status SSO CUSIP 82823L106 05/09/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect A.E. Michael Mgmt For For For Anglin 2.2 Elect John Brodie Mgmt For Withhold Against 2.3 Elect Richard Campbell Mgmt For Withhold Against 2.4 Elect Richard Paterson Mgmt For Withhold Against 2.5 Elect John Smith Mgmt For For For 2.6 Elect Peter Tomsett Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ SLC Agricola S.A. Ticker Security ID: Meeting Date Meeting Status SLCE3 CINS P8711D107 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ SLC Agricola S.A. Ticker Security ID: Meeting Date Meeting Status SLCE3 CINS P8711D107 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations ________________________________________________________________________________ Sociedad de Inversiones Oro Blanco S.A. Ticker Security ID: Meeting Date Meeting Status ORO.BLANCO CINS P8716G105 11/07/2011 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against 2 Consolidation of Mgmt For Abstain Against Articles 3 Spin-off Mgmt For Abstain Against 4 Approval of Balance Mgmt For Abstain Against Sheet 5 Authority to Reduce Mgmt For Abstain Against Share Capital 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Approval of New Mgmt For Abstain Against Company's Articles of Association 8 Establish Joint Tax Mgmt For Abstain Against Liability ________________________________________________________________________________ Sociedad de Inversiones Oro Blanco S.A. Ticker Security ID: Meeting Date Meeting Status ORO.BLANCO CINS P8716G105 12/22/2011 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 2 Amendments to Articles Mgmt For For For Regarding Share Capital Increase 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Sociedad Matriz Saam SA Ticker Security ID: Meeting Date Meeting Status SMSAAM CINS ADPV15790 04/13/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Election of Directors Mgmt For Abstain Against 3 Directors' Fees Mgmt For Abstain Against 4 Appointment of Auditor Mgmt For Abstain Against and Risk Rating Agency 5 Related Party Mgmt For For For Transactions 6 Amendments to Articles Mgmt For Abstain Against 7 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Sonae Sierra Brasil SA Ticker Security ID: Meeting Date Meeting Status SSBR3 CINS P8731D103 04/25/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority Shareholders 5 Remuneration Policy Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sonae Sierra Brasil SA Ticker Security ID: Meeting Date Meeting Status SSBR3 CINS P8731D103 04/25/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sonae Sierra Brasil SA Ticker Security ID: Meeting Date Meeting Status SSBR3 CINS P8731D103 06/14/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Article 32 Mgmt For For For ________________________________________________________________________________ Sonda SA Ticker Security ID: Meeting Date Meeting Status SONDA CINS P87262104 04/12/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends; Dividend Policy 3 Directors' and Mgmt For Abstain Against Directors' Committee Fees and Budget 4 Directors' Committee Mgmt For For For Activities and Expenses 5 Related Party Mgmt For For For Transactions 6 Appointment of Auditor Mgmt For Abstain Against 7 Publication of Company Mgmt For For For Notices 8 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Superior Industries International, Inc. Ticker Security ID: Meeting Date Meeting Status SUP CUSIP 868168105 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Philip Colburn Mgmt For For For 1.2 Elect Margaret Dano Mgmt For For For 1.3 Elect Timothy McQuay Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ T4F Entretenimento SA Ticker Security ID: Meeting Date Meeting Status SHOW3 CINS P9T44H103 04/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ T4F Entretenimento SA Ticker Security ID: Meeting Date Meeting Status SHOW3 CINS P9T44H103 04/27/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Technos SA Ticker Security ID: Meeting Date Meeting Status TECN3 CINS P90188106 04/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Capital Expenditure Mgmt For For For Budget 6 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Technos SA Ticker Security ID: Meeting Date Meeting Status TECN3 CINS P90188106 04/26/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Mgmt For Against Against Option Plan 4 Stock Option Plan Mgmt For Against Against 5 Authority to Carry Out Mgmt For Against Against Formalities Regarding Stock Option Plan ________________________________________________________________________________ Technos SA Ticker Security ID: Meeting Date Meeting Status TECN3 CINS P90188106 12/15/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Article 2 Mgmt For For For Regarding Registered Address 4 Publication of Company Mgmt For For For Notices 5 Merger Agreement Mgmt For For For 6 Ratification of Mgmt For For For Appointment of Appraiser 7 Valuation Report Mgmt For For For 8 Merger by Absorption Mgmt For For For 9 Authority to Carry Out Mgmt For For For Merger Formalities ________________________________________________________________________________ Tecnisa S.A. Ticker Security ID: Meeting Date Meeting Status TCSA3 CINS P9021P103 02/27/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Mgmt For For For Debentures 4 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital 5 Amendments to Articles Mgmt For For For Regarding Management Board 6 Amendments to Articles Mgmt For For For Regarding Management Board 7 Amendments to Articles Mgmt For For For 8 Amendments to Article 7 Mgmt For For For 9 Amendments to Article 8 Mgmt For For For 10 Amendments to Article 12 Mgmt For For For 11 Amendments to Article 13 Mgmt For For For 12 Amendments to Article 16 Mgmt For For For 13 Amendments to Article 17 Mgmt For For For 14 Amendments to Article 19 Mgmt For For For 15 Amendments to Article 27 Mgmt For For For 16 Amendments to Article 29 Mgmt For For For 17 Amendments to Article 35 Mgmt For For For 18 Amendments to Articles Mgmt For For For 36 to 44 19 Amendments to Article 45 Mgmt For For For 20 Amendments to Article 46 Mgmt For For For 21 Amendments to Article 47 Mgmt For For For 22 Amendments to Article 48 Mgmt For For For 23 Amendments to Article 49 Mgmt For For For 24 Amendments to Articles Mgmt For For For 55 and 56 ________________________________________________________________________________ Tecnisa S.A. Ticker Security ID: Meeting Date Meeting Status TCSA3 CINS P9021P103 04/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Mgmt For For For Budget 6 Allocation of Mgmt For For For Profits/Dividends 7 Election of Directors Mgmt For For For (Slate) 8 Election of Supervisory Mgmt For For For Council 9 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Tegma Gestao Logistica SA Ticker Security ID: Meeting Date Meeting Status TGMA3 CINS P90284103 04/10/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Supervisory Mgmt For For For Council; Fees 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tegma Gestao Logistica SA Ticker Security ID: Meeting Date Meeting Status TGMA3 CINS P90284103 08/01/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Mgmt For For For Appointment of Appraiser 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Valuation Report Mgmt For For For 6 Ratification of Mgmt For For For Acquisition of Direct Express Logistica Integrada 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Merger by Absorption of Mgmt For For For Achintya 9 Ratification of Mgmt For For For Appointment of Appraiser 10 Valuation Report Mgmt For For For ________________________________________________________________________________ Tegma Gestao Logistica SA Ticker Security ID: Meeting Date Meeting Status TGMA3 CINS P90284103 12/15/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Option Plan Mgmt For Against Against 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amendments to Articles Mgmt For For For Regarding Subsidiary Addresses 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Telec Brasileiras SA Telebras Ticker Security ID: Meeting Date Meeting Status TELB3 CINS P90286116 04/04/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Election of Directors Mgmt For For For (Slate) 6 Election of Supervisory Mgmt For For For Council Members 7 Remuneration Policy Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Telec Brasileiras SA Telebras Ticker Security ID: Meeting Date Meeting Status TELB3 CINS P90286116 04/04/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Capitalization of Mgmt For For For Reserves w/o Share Issue 5 Amendment to Articles Mgmt For For For Regarding Reconciliation of Share Capital ________________________________________________________________________________ Tereos Internacional SA Ticker Security ID: Meeting Date Meeting Status TERI3 CINS P9130S105 07/30/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Fees Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tereos Internacional SA Ticker Security ID: Meeting Date Meeting Status TERI3 CINS P9130S105 07/30/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Articles 16, 17, Mgmt For For For 33 and 52 4 Amend Articles 45 and 54 Mgmt For For For 5 Amend Article 10 Mgmt For For For 6 Amendments to Articles Mgmt For For For in Accordance with Novo Mercado Regulations 7 Amendments to Articles Mgmt For For For in Accordance with Law 12,431 8 Board Size Mgmt For For For 9 Amendments to Net Mgmt For For For Profit Allocation Criteria ________________________________________________________________________________ Torex Gold Resources Inc. Ticker Security ID: Meeting Date Meeting Status TXG CINS 891054108 04/27/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Fred Stanford Mgmt For For For 3 Elect Michael Murphy Mgmt For Against Against 4 Elect A. Terrance Mgmt For For For MacGibbon 5 Elect David Fennell Mgmt For Against Against 6 Elect Andrew Adams Mgmt For For For 7 Elect Franklin Davis Mgmt For Against Against 8 Elect James Crombie Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Renewal of the Mgmt For For For Incentive Stock Option Plan 11 Renewal of the Mgmt For Against Against Restricted Share Unit Plan ________________________________________________________________________________ Triple-S Management Corporation Ticker Security ID: Meeting Date Meeting Status GTS CUSIP 896749108 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Luis Mgmt For For For Clavell-Rodriguez 2 Elect Jesus Mgmt For For For Sanchez-Colon 3 Elect Cari Dominguez Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ TV Azteca SA De CV Ticker Security ID: Meeting Date Meeting Status AZTECA CINS P9423U163 04/27/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For Abstain Against Statutory Reports 2 Accounts and Reports Mgmt For Abstain Against 3 Distribution of Mgmt For Abstain Against Dividends to Series D-A and D-L Shareholders 4 Authority to Repurchase Mgmt For Abstain Against Shares 5 Election of Directors; Mgmt For Abstain Against Election of Board Committee Members; Fees 6 Report on Tax Compliance Mgmt For Abstain Against 7 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Urbi Desarrollos Urbanos SAB de CV Ticker Security ID: Meeting Date Meeting Status URBI cins P9592Y103 04/27/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report on Tax Compliance Mgmt For Abstain Against 3 Allocation of Mgmt For Abstain Against Profits/Dividends 4 Election of Directors; Mgmt For Abstain Against Fees 5 Election of Board Mgmt For Abstain Against Committee Members and Chairs 6 Authority to Repurchase Mgmt For Abstain Against Shares 7 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Valid Solucoes e Servico Ticker Security ID: Meeting Date Meeting Status VLID3 CINS P9656C112 04/26/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate); Board Size 7 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Valid Solucoes e Servico Ticker Security ID: Meeting Date Meeting Status VLID3 CINS P9656C112 04/26/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 4 Amend Article 2 Mgmt For For For 5 Amend Article 5 Mgmt For For For 6 Amend Article 16 Mgmt For For For 7 Amend Article 20 Mgmt For For For 8 Amend Article 58 Mgmt For For For 9 Shareholder Proposal Mgmt For For For Regarding Mandatory Takeover Bid 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Implement Proposed Mgmt For For For Changes 12 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Vanguarda Agro SA Ticker Security ID: Meeting Date Meeting Status VGR3 CINS P9724A106 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Election of Directors Mgmt For For For (Slate) 7 Remuneration Policy Mgmt For Against Against 8 Publication of Company Mgmt For For For Notices ________________________________________________________________________________ Vanguarda Agro SA Ticker Security ID: Meeting Date Meeting Status VGR3 CINS P9724A106 04/30/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Mgmt For For For Establishment of V-Biodiesel ________________________________________________________________________________ Vanguarda Agro SA Ticker Security ID: Meeting Date Meeting Status VAGR3 CINS P9724A106 05/21/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Address of Registered Office ________________________________________________________________________________ Vina Concha y Toro S.A. Ticker Security ID: Meeting Date Meeting Status CONCHATORO CINS P9796J100 04/23/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For Abstain Against 4 Directors' Fees Mgmt For Abstain Against 5 Directors' Committee Mgmt For Abstain Against Fees 6 Publication of Company Mgmt For For For Notices 7 Related Party Mgmt For For For Transactions 8 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Viver Incorporadora E Construtora SA Ticker Security ID: Meeting Date Meeting Status VIVR3 CINS P9807A106 02/15/2012 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For Regarding Novo Mercado Regulations 5 Amend Article 6 Mgmt For For For 6 Amend Articles 10, 12, Mgmt For For For 13, 18, 21, 24 and 25 7 Amend Articles 26 Mgmt For For For through 28 8 Amend Articles 29 and 30 Mgmt For For For 9 Amend Articles 35 Mgmt For For For through 48 10 Amend Article 49 Mgmt For For For 11 Amend Article 50 Mgmt For For For 12 Election of Directors Mgmt For Against Against ________________________________________________________________________________ Viver Incorporadora E Construtora SA Ticker Security ID: Meeting Date Meeting Status VIVR3 CINS P9807A106 04/30/2012 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Remuneration Policy Mgmt For For For 6 Election of Board Mgmt N/A Abstain N/A Member(s) Representative of Minority Shareholders 7 Election of Board Mgmt For For For Chairman and Vice Chairman ====================== Morningstar Wide Moat Research ETF ====================== The fund did not vote proxies relating to portfolio securities during the period covered by this report. =========================== Mortgage REIT Income ETF =========================== ________________________________________________________________________________ American Capital Agency Corp. Ticker Security ID: Meeting Date Meeting Status AGNC CUSIP 02503X105 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Larry Harvey Mgmt For For For 2 Elect Alvin Puryear Mgmt For Against Against 3 Elect Malon Wilkus Mgmt For For For 4 Elect Samuel Flax Mgmt For For For 5 Elect Randy Dobbs Mgmt For For For 6 Elect Robert Couch Mgmt For For For 7 Elect Morris Davis Mgmt For For For 8 Increase of Authorized Mgmt For For For Common Stock 9 Increase of Preferred Mgmt For For For Stock 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wellington Mgmt For For For Denahan-Norris 2 Elect Michael Haylon Mgmt For For For 3 Elect Donnell Segalas Mgmt For Against Against 4 Elect Jonathan Green Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Anworth Mortgage Asset Corporation Ticker Security ID: Meeting Date Meeting Status ANH CUSIP 037347101 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd McAdams Mgmt For For For 2 Elect Lee Ault, III Mgmt For For For 3 Elect Charles Black Mgmt For For For 4 Elect Joe Davis Mgmt For For For 5 Elect Robert Davis Mgmt For For For 6 Elect Joseph McAdams Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apollo Commercial Real Estate Finance, Inc. Ticker Security ID: Meeting Date Meeting Status ARI CUSIP 03762U105 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas Abbey Mgmt For For For 1.2 Elect Joseph Azrack Mgmt For For For 1.3 Elect Mark Biderman Mgmt For For For 1.4 Elect Alice Connell Mgmt For For For 1.5 Elect Eric Press Mgmt For Withhold Against 1.6 Elect Michael Salvati Mgmt For For For 1.7 Elect Stuart Rothstein Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ARMOUR Residential REIT Inc. Ticker Security ID: Meeting Date Meeting Status ARR CUSIP 042315101 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott Ulm Mgmt For For For 1.2 Elect Jeffrey Zimmer Mgmt For Withhold Against 1.3 Elect Daniel Staton Mgmt For For For 1.4 Elect Marc Bell Mgmt For For For 1.5 Elect Thomas Guba Mgmt For For For 1.6 Elect John Hollihan III Mgmt For For For 1.7 Elect Stewart Paperin Mgmt For For For 1.8 Elect Jordan Zimmerman Mgmt For For For 1.9 Elect Robert Hain Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Capstead Mortgage Corporation Ticker Security ID: Meeting Date Meeting Status CMO CUSIP 14067E506 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack Biegler Mgmt For For For 1.2 Elect Andrew Jacobs Mgmt For For For 1.3 Elect Gary Keiser Mgmt For For For 1.4 Elect Paul Low Mgmt For For For 1.5 Elect Christopher Mgmt For For For Mahowald 1.6 Elect Michael O'Neill Mgmt For For For 1.7 Elect Mark Whiting Mgmt For For For 2 Advisory Vote on the Mgmt For For For Company's Compensation Philosophy 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2004 Mgmt For For For Flexible Long-Term Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Colony Financial, Inc. Ticker Security ID: Meeting Date Meeting Status CLNY CUSIP 19624R106 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Barrack, Mgmt For Withhold Against Jr. 1.2 Elect Richard Saltzman Mgmt For For For 1.3 Elect George Parker Mgmt For For For 1.4 Elect John Somers Mgmt For For For 1.5 Elect John Steffens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CreXus Investment Corp. Ticker Security ID: Meeting Date Meeting Status CXS CUSIP 226553105 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald Kazel Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CYS Investments, Inc. Ticker Security ID: Meeting Date Meeting Status CYS CUSIP 12673A108 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin Grant Mgmt For For For 1.2 Elect Tanya Beder Mgmt For For For 1.3 Elect Douglas Crocker, Mgmt For For For II 1.4 Elect Jeffrey Hughes Mgmt For For For 1.5 Elect Stephen Jonas Mgmt For For For 1.6 Elect Raymond Mgmt For For For Redlingshafer, Jr. 1.7 Elect James Stern Mgmt For For For 1.8 Elect David Tyson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dynex Capital, Inc. Ticker Security ID: Meeting Date Meeting Status DX CUSIP 26817Q506 05/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Akin Mgmt For For For 1.2 Elect Byron Boston Mgmt For For For 1.3 Elect Michael Hughes Mgmt For For For 1.4 Elect Barry Igdaloff Mgmt For For For 1.5 Elect Daniel Osborne Mgmt For For For 1.6 Elect James Wheat III Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hatteras Financial Corp. Ticker Security ID: Meeting Date Meeting Status HTS CUSIP 41902R103 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Hough Mgmt For For For 1.2 Elect Benjamin Hough Mgmt For For For 1.3 Elect David Berson Mgmt For For For 1.4 Elect Ira Kawaller Mgmt For For For 1.5 Elect Jeffrey Miller Mgmt For For For 1.6 Elect Thomas Wren Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Invesco Mortgage Capital Inc. Ticker Security ID: Meeting Date Meeting Status IVR CUSIP 46131B100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect G. Mark Armour Mgmt For For For 2 Elect James Balloun Mgmt For For For 3 Elect John Day Mgmt For For For 4 Elect Karen Kelley Mgmt For For For 5 Elect James Lientz, Jr. Mgmt For For For 6 Elect Neil Williams Mgmt For For For 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ iStar Financial Inc. Ticker Security ID: Meeting Date Meeting Status SFI CUSIP 45031U408 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jay Sugarman Mgmt For For For 1.2 Elect Robert Holman, Jr. Mgmt For Withhold Against 1.3 Elect Robin Josephs Mgmt For Withhold Against 1.4 Elect John McDonald Mgmt For For For 1.5 Elect George Puskar Mgmt For For For 1.6 Elect Dale Anne Reiss Mgmt For For For 1.7 Elect Barry Ridings Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ MFA Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MFA CUSIP 55272X102 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Dahir Mgmt For For For 1.2 Elect Robin Josephs Mgmt For For For 1.3 Elect George Krauss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Newcastle Investment Corp. Ticker Security ID: Meeting Date Meeting Status NCT CUSIP 65105M 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Tyson Mgmt For For For 1.2 Elect Stuart McFarland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Nonqualified Stock Mgmt For For For Option and Incentive Plan ________________________________________________________________________________ NorthStar Realty Finance Corp. Ticker Security ID: Meeting Date Meeting Status NRF CUSIP 66704R100 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect C. Preston Butcher Mgmt For For For 1.2 Elect Stephen Cummings Mgmt For For For 1.3 Elect David Hamamoto Mgmt For For For 1.4 Elect Judith Hannaway Mgmt For Withhold Against 1.5 Elect Oscar Junquera Mgmt For For For 1.6 Elect Wesley Minami Mgmt For For For 1.7 Elect Louis Paglia Mgmt For Withhold Against 1.8 Elect Sridhar Mgmt For For For Sambamurthy 2 Amendment to the 2004 Mgmt For For For Omnibus Stock Incentive Plan 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pennymac Mortgage Investment Trust Ticker Security ID: Meeting Date Meeting Status PMT CUSIP 70931T103 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randall Hadley Mgmt For For For 1.2 Elect Clay Halvorsen Mgmt For For For 1.3 Elect Stanford Kurland Mgmt For For For 1.4 Elect David Spector Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ RAIT Financial Trust Ticker Security ID: Meeting Date Meeting Status RAS CUSIP 749227609 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott Schaeffer Mgmt For For For 2 Elect Edward Brown Mgmt For For For 3 Elect Frank Farnesi Mgmt For For For 4 Elect S. Kristin Kim Mgmt For For For 5 Elect Arthur Makadon Mgmt For For For 6 Elect John Quigley III Mgmt For For For 7 Elect Jon Sarkisian Mgmt For For For 8 Elect Murray Stempel, Mgmt For Against Against III 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2008 Mgmt For Against Against Incentive Award Plan ________________________________________________________________________________ Redwood Trust, Inc. Ticker Security ID: Meeting Date Meeting Status RWT CUSIP 758075402 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Bull Mgmt For For For 1.2 Elect Georganne Proctor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Increase of Authorized Mgmt For For For Share Capital 5 Amendment to the 2002 Mgmt For Against Against Incentive Plan 6 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 7 Repeal of Classified Mgmt For For For Board 8 Adoption of Majority Mgmt N/A For N/A Vote for Election of Directors ________________________________________________________________________________ Resource Capital Corp. Ticker Security ID: Meeting Date Meeting Status RSO CUSIP 76120W302 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter Beach Mgmt For For For 1.2 Elect Edward Cohen Mgmt For Withhold Against 1.3 Elect Jonathan Cohen Mgmt For Withhold Against 1.4 Elect William Hart Mgmt For For For 1.5 Elect Gary Ickowicz Mgmt For For For 1.6 Elect Steven J. Kessler Mgmt For For For 1.7 Elect Murray Levin Mgmt For Withhold Against 1.8 Elect P. Sherrill Neff Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Starwood Property Trust, Inc. Ticker Security ID: Meeting Date Meeting Status STWD CUSIP 85571B105 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Bronson Mgmt For For For 1.2 Elect Jeffrey DiModica Mgmt For For For 1.3 Elect Jeffrey Dishner Mgmt For Withhold Against 1.4 Elect Camille Douglas Mgmt For For For 1.5 Elect Boyd Fellows Mgmt For For For 1.6 Elect Barry Sternlicht Mgmt For For For 1.7 Elect Strauss Zelnick Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Two Harbors Investment Corp. Ticker Security ID: Meeting Date Meeting Status TWO CUSIP 90187B101 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Ein Mgmt For Withhold Against 1.2 Elect William Johnson Mgmt For For For 1.3 Elect Stephen Kasnet Mgmt For For For 1.4 Elect Peter Niculescu Mgmt For For For 1.5 Elect W. Reid Sanders Mgmt For For For 1.6 Elect Thomas Siering Mgmt For For For 1.7 Elect Brian Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Winthrop Realty Trust Ticker Security ID: Meeting Date Meeting Status FUR CUSIP 976391 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Ashner Mgmt For For For 1.2 Elect Arthur Blasberg, Mgmt For For For Jr. 1.3 Elect Howard Goldberg Mgmt For For For 1.4 Elect Thomas McWilliams Mgmt For For For 1.5 Elect Scott Rudolph Mgmt For For For 1.6 Elect Lee Seidler Mgmt For For For 1.7 Elect Carolyn Tiffany Mgmt For For For 1.8 Elect Steven Zalkind Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================== Oil Services ETF =============================== ________________________________________________________________________________ Baker Hughes Incorporated Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Mgmt For For For Jr. 1.3 Elect Martin Craighead Mgmt For For For 1.4 Elect Chad Deaton Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For Withhold Against 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect James Stewart Mgmt For For For 1.12 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Baker Mgmt For For For Cunningham 2 Elect Sheldon Erikson Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Rodolfo Landim Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board 8 Adoption of Delaware as Mgmt For Against Against the Exclusive Forum for Certain Disputes 9 Approve Restatement of Mgmt For For For Certificate of Incorporation ________________________________________________________________________________ Carbo Ceramics Inc. Ticker Security ID: Meeting Date Meeting Status CRR CUSIP 140781105 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sigmund Cornelius Mgmt For For For 1.2 Elect James Jennings Mgmt For For For 1.3 Elect Gary Kolstad Mgmt For For For 1.4 Elect Henry Lentz Mgmt For For For 1.5 Elect Randy Limbacher Mgmt For For For 1.6 Elect William Morris Mgmt For For For 1.7 Elect Robert Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For Against Against Common Stock 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Core Laboratories N.V. Ticker Security ID: Meeting Date Meeting Status CLB CUSIP N22717107 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Bergmark Mgmt For Withhold Against 1.2 Elect Margaret van Mgmt For For For Kempen 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Accounts and Reports Mgmt For Abstain Against 6 Authority to Cancel Mgmt For For For Shares 7 Authority to Repurchase Mgmt For For For Shares 8 Authority to Issue Mgmt For For For Common and Preference Shares w/ Preemptive Rights 9 Elimination of Mgmt For For For Preemptive Rights 10 Technical Amendments to Mgmt For For For Articles of Association ________________________________________________________________________________ Core Laboratories N.V. Ticker Security ID: Meeting Date Meeting Status CLB CUSIP N22717107 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Bergmark Mgmt For Withhold Against 1.2 Elect Margaret van Mgmt For For For Kempen 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Accounts and Reports Mgmt For Abstain Against 6 Authority to Cancel Mgmt For For For Shares 7 Authority to Repurchase Mgmt For For For Shares 8 Authority to Issue Mgmt For For For Common and Preference Shares w/ Preemptive Rights 9 Elimination of Mgmt For For For Preemptive Rights 10 Technical Amendments to Mgmt For For For Articles of Association ________________________________________________________________________________ Diamond Offshore Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Tisch Mgmt For For For 2 Elect Lawrence Dickerson Mgmt For For For 3 Elect John Bolton Mgmt For For For 4 Elect Charles Fabrikant Mgmt For Against Against 5 Elect Paul Gaffney II Mgmt For For For 6 Elect Edward Grebow Mgmt For For For 7 Elect Herbert Hofmann Mgmt For For For 8 Elect Clifford Sobel Mgmt For For For 9 Elect Andrew Tisch Mgmt For For For 10 Elect Raymond Troubh Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Incentive Compensation Plan for Executive Officers ________________________________________________________________________________ Dresser-Rand Group Inc. Ticker Security ID: Meeting Date Meeting Status DRC CUSIP 261608103 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Macaulay Mgmt For For For 2 Elect Vincent Volpe Jr. Mgmt For For For 3 Elect Rita Foley Mgmt For For For 4 Elect Louis Raspino Mgmt For For For 5 Elect Philip Roth Mgmt For For For 6 Elect Stephen Snider Mgmt For For For 7 Elect Michael Underwood Mgmt For For For 8 Elect Joseph Winkler III Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Christopher Mgmt For For For Gaut 2 Elect Gerald Haddock Mgmt For For For 3 Elect Paul Rowsey III Mgmt For For For 4 Elect Francis Kalman Mgmt For For For 5 Elect David Brown Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Ratification of Mgmt For For For Statutory Auditor 8 Authority to Set Mgmt For For For Auditor's Fees 9 2012 Long-Term Mgmt For For For Incentive Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ FMC Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mike Bowlin Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Edward Mooney Mgmt For For For 4 Elect James Ringler Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect Murry Gerber Mgmt For For For 6 Elect S. Malcolm Gillis Mgmt For Against Against 7 Elect Abdallah Jum'ah Mgmt For For For 8 Elect David Lesar Mgmt For For For 9 Elect Robert Malone Mgmt For For For 10 Elect J. Landis Martin Mgmt For Against Against 11 Elect Debra Reed Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Stock Mgmt For For For and Incentive Plan ________________________________________________________________________________ Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Robillard, Mgmt For For For Jr. 1.2 Elect Francis Rooney Mgmt For For For 1.3 Elect Edward Rust, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Authority to Remove Mgmt For For For Directors With or Without Cause ________________________________________________________________________________ McDermott International, Inc. Ticker Security ID: Meeting Date Meeting Status MDR CUSIP 580037109 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Bookout III Mgmt For For For 1.2 Elect Roger Brown Mgmt For For For 1.3 Elect Stephen Hanks Mgmt For For For 1.4 Elect Stephen Johnson Mgmt For For For 1.5 Elect D. Bradley Mgmt For For For McWilliams 1.6 Elect Thomas Mgmt For For For Schievelbein 1.7 Elect Mary Mgmt For For For Shafer-Malicki 1.8 Elect David Trice Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nabors Industries Ltd. Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Crane Mgmt For For For 1.2 Elect Michael Linn Mgmt For For For 1.3 Elect John Yearwood Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Mgmt For For For Board 4 Amendment to Mgmt For Against Against Supermajority Requirement Regarding Business Combinations 5 Technical Bye-Law Mgmt For For For Amendments 6 2012 Incentive Bonus Mgmt For Against Against Plan 7 2012 Stock Plan Mgmt For Against Against 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 10 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Severance Agreements ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Merrill Miller, Mgmt For For For Jr. 2 Elect Greg Armstrong Mgmt For For For 3 Elect David Harrison Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report ________________________________________________________________________________ Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Julie Edwards Mgmt For For For 2.2 Elect David Williams Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For Against Against 6 Discharge of Directors Mgmt For For For & Officers for Fiscal Year 2011 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 1991 Stock Option and Mgmt For For For Restricted Stock Plan ________________________________________________________________________________ Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Julie Edwards Mgmt For For For 2.2 Elect David Williams Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For Against Against 6 Discharge of Directors Mgmt For For For & Officers for Fiscal Year 2011 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 1991 Stock Option and Mgmt For For For Restricted Stock Plan ________________________________________________________________________________ Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerold DesRoche Mgmt For For For 1.2 Elect John Huff Mgmt For Withhold Against 1.3 Elect M. Kevin McEvoy Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oil States International, Inc. Ticker Security ID: Meeting Date Meeting Status OIS CUSIP 678026105 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect S. James Nelson Mgmt For For For 1.2 Elect Gary Rosenthal Mgmt For For For 1.3 Elect William Van Kleef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Patterson-UTI Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PTEN CUSIP 703481101 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rowan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status RDC CUSIP 779382100 04/16/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reincorporation to the Mgmt For For For United Kingdom 2 Amendment to Articles Mgmt For Against Against of Association Regarding Mandatory Offer Provisions 3 Repeal of Classified Mgmt For For For Board 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Currie Mgmt For For For 2 Elect Anthony Isaac Mgmt For Against Against 3 Elect K.V. Kamath Mgmt For For For 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Mgmt For For For Kudryavtsev 6 Elect Adrian Lajous Mgmt For For For 7 Elect Michael Marks Mgmt For For For 8 Elect Elizabeth Moler Mgmt For For For 9 Elect Lubna Olayan Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of Financial Mgmt For For For Statements and Dividends 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2004 Mgmt For For For Stock and Deferral Plan for Non-Employee Directors ________________________________________________________________________________ Superior Energy Services Inc. Ticker Security ID: Meeting Date Meeting Status SPN CUSIP 868157108 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harold Bouillion Mgmt For For For 1.2 Elect Enoch Dawkins Mgmt For Withhold Against 1.3 Elect David Dunlap Mgmt For For For 1.4 Elect James Funk Mgmt For For For 1.5 Elect Terence Hall Mgmt For For For 1.6 Elect Ernest Howard, III Mgmt For Withhold Against 1.7 Elect Peter Kinnear Mgmt For For For 1.8 Elect Michael McShane Mgmt For For For 1.9 Elect W. Matt Ralls Mgmt For For For 1.10 Elect Justin Sullivan Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Election of Directors Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authorize Electronic Mgmt For For For Communications 10 Increase in Authorized Mgmt For Against Against Capital 11 Amendment Regarding Mgmt For For For Board Minutes 12 Amendment Regarding Mgmt For For For Power of Attorney 13 Amendment Regarding Mgmt For For For Appointment of Auditors 14 Amendment Regarding Mgmt For For For Time of Annual Shareholder Meeting 15 Amendment Regarding Mgmt For For For Notice of Meeting 16 Amendment Eliminating Mgmt For For For Shareblocking and Establishing Record Date 17 Amendment Regarding Mgmt For For For Extraordinary General Meeting 18 Amendment Regarding Mgmt For For For Distribution of Dividends 19 Amendment Regarding Mgmt For For For Electronic Disclosure of Documents 20 Amendment Regarding Mgmt For For For Distribution of Dividends ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Election of Directors Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authorize Electronic Mgmt For For For Communications 10 Increase in Authorized Mgmt For Against Against Capital 11 Amendment Regarding Mgmt For For For Board Minutes 12 Amendment Regarding Mgmt For For For Power of Attorney 13 Amendment Regarding Mgmt For For For Appointment of Auditors 14 Amendment Regarding Mgmt For For For Time of Annual Shareholder Meeting 15 Amendment Regarding Mgmt For For For Notice of Meeting 16 Amendment Eliminating Mgmt For For For Shareblocking and Establishing Record Date 17 Amendment Regarding Mgmt For For For Extraordinary General Meeting 18 Amendment Regarding Mgmt For For For Distribution of Dividends 19 Amendment Regarding Mgmt For For For Electronic Disclosure of Documents 20 Amendment Regarding Mgmt For For For Distribution of Dividends ________________________________________________________________________________ Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Glyn Barker Mgmt For For For 4 Elect Vanessa Chang Mgmt For For For 5 Elect Chad Deaton Mgmt For For For 6 Elect Edward Muller Mgmt For For For 7 Elect Tan Ek Kia Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Glyn Barker Mgmt For For For 4 Elect Vanessa Chang Mgmt For For For 5 Elect Chad Deaton Mgmt For For For 6 Elect Edward Muller Mgmt For For For 7 Elect Tan Ek Kia Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Weatherford International Ltd. Ticker Security ID: Meeting Date Meeting Status WFT CUSIP H27013103 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For Against Against Acts 3 Elect Bernard Mgmt For For For Duroc-Danner 4 Elect Samuel Bodman III Mgmt For Against Against 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Moses, Jr. Mgmt For Against Against 9 Elect Guillermo Ortiz Mgmt For For For Martinez 10 Elect Emyr Parry Mgmt For For For 11 Elect Robert Rayne Mgmt For Against Against 12 Ratification of Auditor Mgmt For Against Against 13 Increase in Authorized Mgmt For For For Capital 14 Amendment to 2010 Mgmt For For For Omnibus Incentive Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation ============================== Pharmaceutical ETF ============================== ________________________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect Sally Blount Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Nancy McKinstry Mgmt For Withhold Against 1.7 Elect Phebe Novakovic Mgmt For For For 1.8 Elect William Osborn Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect Glenn Tilton Mgmt For For For 1.11 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare 5 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 7 Shareholder Proposal ShrHoldr Against For Against Regarding Tax Gross-Up Payments 8 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 9 Shareholder Proposal ShrHoldr Against For Against Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation 10 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change of Control ________________________________________________________________________________ Allergan, Inc. Ticker Security ID: Meeting Date Meeting Status AGN CUSIP 018490102 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Pyott Mgmt For For For 2 Elect Herbert Boyer Mgmt For For For 3 Elect Deborah Dunsire Mgmt For For For 4 Elect Michael Gallagher Mgmt For For For 5 Elect Dawn Hudson Mgmt For For For 6 Elect Robert Ingram Mgmt For For For 7 Elect Trevor Jones Mgmt For For For 8 Elect Louis Lavigne, Jr. Mgmt For For For 9 Elect Russell Ray Mgmt For For For 10 Elect Stephen Ryan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Regarding Right to Call a Special Meeting ________________________________________________________________________________ Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Genevieve Berger Mgmt For For For 9 Elect D. Bruce Mgmt For For For Burlington 10 Elect Graham Chipchase Mgmt For For For 11 Elect Jean-Philippe Mgmt For For For Courtois 12 Elect Leif Johansson Mgmt For For For 13 Elect Rudy Markham Mgmt For For For 14 Elect Nancy Rothwell Mgmt For For For 15 Elect Shriti Vadera Mgmt For For For 16 Elect John Varley Mgmt For For For 17 Elect Marcus Wallenberg Mgmt For Against Against 18 Directors' Remuneration Mgmt For For For Report 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Savings-Related Share Mgmt For For For Option Scheme 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For Against Against 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Alan Lacy Mgmt For For For 8 Elect Vicki Sato Mgmt For For For 9 Elect Elliott Sigal Mgmt For For For 10 Elect Gerald Storch Mgmt For For For 11 Elect Togo West, Jr. Mgmt For For For 12 Elect R. Sanders Mgmt For Against Against Williams 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2012 Stock Award and Mgmt For For For Incentive Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Elan Corporation, plc Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131208 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Lars Ekman Mgmt For For For 3 Elect Hans Hasler Mgmt For For For 4 Elect Robert Ingram Mgmt For Against Against 5 Elect P. Gary Kennedy Mgmt For For For 6 Elect Patrick Kennedy Mgmt For Against Against 7 Elect Giles Kerr Mgmt For For For 8 Elect G. Kelly Martin Mgmt For For For 9 Elect Kieran McGowan Mgmt For For For 10 Elect Kyran McLaughlin Mgmt For Against Against 11 Elect Donal O'Connor Mgmt For For For 12 Elect Richard Pilnik Mgmt For For For 13 Elect Dennis Selkoe Mgmt For Against Against 14 Elect Andrew von Mgmt For For For Eschenbach 15 Authority to Set Mgmt For For For Auditor's Fees 16 Long-Term Incentive Plan Mgmt For Against Against 17 Amendment to Employee Mgmt For For For Equity Purchase Plan 18 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Reduction in Share Mgmt For For For Premium Account 21 Conversion of Executive Mgmt For For For Shares 22 Amendments to Articles Mgmt For For For Regarding Conversion of Executive Shares 23 Authority to Repurchase Mgmt For For For Shares 24 Authority to Set Price Mgmt For For For of Reissued Treasury Shares 25 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Katherine Baicker Mgmt For For For 2 Elect J. Erik Fyrwald Mgmt For For For 3 Elect Ellen Marram Mgmt For For For 4 Elect Douglas Oberhelman Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board 8 Elimination of Mgmt For For For Supermajority Requirements 9 Shareholder Proposal ShrHoldr Against Against For Regarding Proponent Engagement Process 10 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare ________________________________________________________________________________ Endo Pharmaceuticals Holdings Inc. Ticker Security ID: Meeting Date Meeting Status ENDP CUSIP 29264F205 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roger Kimmel Mgmt For For For 2 Elect John Delucca Mgmt For For For 3 Elect David Holveck Mgmt For For For 4 Elect Nancy Hutson Mgmt For For For 5 Elect Michael Hyatt Mgmt For For For 6 Elect William P. Mgmt For For For Montague 7 Elect David Nash Mgmt For For For 8 Elect Joseph Scodari Mgmt For For For 9 Elect William Spengler Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Company Name Change Mgmt For For For ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CUSIP 37733W105 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Sir Christopher Mgmt For Against Against Gent 4 Elect Sir Andrew Witty Mgmt For For For 5 Elect Sir Roy Anderson Mgmt For For For 6 Elect Stephanie Burns Mgmt For For For 7 Elect Stacey Cartwright Mgmt For For For 8 Elect H. Lawrence Culp Mgmt For For For 9 Elect Sir Crispin Davis Mgmt For For For 10 Elect Simon Dingemans Mgmt For For For 11 Elect Judy Lewent Mgmt For For For 12 Elect Sir Deryck Maughan Mgmt For For For 13 Elect Daniel Podolsky Mgmt For For For 14 Elect Moncef Slaoui Mgmt For For For 15 Elect Tom de Swaan Mgmt For Against Against 16 Elect Sir Robert Wilson Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor Fees 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Repurchase Mgmt For For For Shares 23 Exemption from Mgmt For For For Statement of Senior Auditor's Name 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 25 Renewal of the Mgmt For For For ShareSave Plan 26 Renewal of the Mgmt For For For ShareReward Plan ________________________________________________________________________________ Hospira, Inc. Ticker Security ID: Meeting Date Meeting Status HSP CUSIP 441060100 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara Bowles Mgmt For For For 2 Elect Roger Hale Mgmt For For For 3 Elect John Staley Mgmt For For For 4 Elect William Dempsey Mgmt For For For 5 Right to Call a Special Mgmt For For For Meeting 6 Repeal of Classified Mgmt For For For Board 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Alex Gorsky Mgmt For For For 5 Elect Michael Johns Mgmt For For For 6 Elect Susan Lindquist Mgmt For For For 7 Elect Anne Mulcahy Mgmt For Against Against 8 Elect Leo Mullin Mgmt For For For 9 Elect William Perez Mgmt For For For 10 Elect Charles Prince Mgmt For Against Against 11 Elect David Satcher Mgmt For For For 12 Elect William Weldon Mgmt For For For 13 Elect Ronald Williams Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2012 Long-Term Mgmt For For For Incentive Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Binding Vote on Electioneering Expenditures 19 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare ________________________________________________________________________________ Medicis Pharmaceutical Corporation Ticker Security ID: Meeting Date Meeting Status MRX CUSIP 584690309 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arthur Altschul, Mgmt For For For Jr. 2 Elect Philip Schein Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Kenneth Frazier Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect William Harrison, Mgmt For For For Jr. 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Rochelle Lazarus Mgmt For For For 8 Elect Carlos Represas Mgmt For For For 9 Elect Patricia Russo Mgmt For For For 10 Elect Craig Thompson Mgmt For For For 11 Elect Wendell Weeks Mgmt For For For 12 Elect Peter Wendell Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 17 Shareholder Proposal ShrHoldr Against Against For Regarding Reviewing Political Spending or Lobbying ________________________________________________________________________________ Mylan Inc. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For Withhold Against 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For Withhold Against 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For Withhold Against 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For Withhold Against 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Mgmt For For For Long-Term Incentive Plan 4 ADVISORY VOTE ON Mgmt For Against Against EXECUTIVE COMPENSATION 5 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CUSIP 66987V109 02/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For and Management Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Cancellation of Shares Mgmt For For For and Reduction in Share Capital 5 Elect William Brody Mgmt For For For 6 Elect Srikant Datar Mgmt For For For 7 Elect Andreas von Planta Mgmt For For For 8 Elect Wendelin Wiedeking Mgmt For For For 9 Elect Rolf Zinkernagel Mgmt For For For 10 Elect Dimitri Azar Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Miscellaneous Mgmt For Abstain Against Shareholder Proposals or Countermotions ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect M. Anthony Burns Mgmt For For For 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Frances Fergusson Mgmt For For For 5 Elect William Gray, III Mgmt For For For 6 Elect Helen Hobbs Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Mgmt For For For Johnson 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Marc Mgmt For For For Tessier-Lavigne 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 20 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Director Compensation ________________________________________________________________________________ Salix Pharmaceuticals, Ltd. Ticker Security ID: Meeting Date Meeting Status SLXP CUSIP 795435106 06/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect William Keane Mgmt For For For 1.4 Elect Carolyn Logan Mgmt For For For 1.5 Elect Mark Sirgo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2005 Mgmt For For For Stock Plan ________________________________________________________________________________ Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CUSIP 80105N105 05/04/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts Mgmt For For For and Reports 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Laurent Attal Mgmt For For For 5 Elect Uwe Bicker Mgmt For For For 6 Elect Jean-Rene Fourtou Mgmt For For For 7 Elect Claudie Haignere Mgmt For For For 8 Elect Carole Piwnica Mgmt For For For 9 Elect Klaus Pohle Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Appointment of Mgmt For For For Alternate Auditor 12 Relocation of Corporate Mgmt For For For Headquarters 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Issue Mgmt For For For Restricted Shares 15 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ SHIRE PLC Ticker Security ID: Meeting Date Meeting Status SHP CUSIP 82481R106 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect William Burns Mgmt For For For 4 Elect Matthew Emmens Mgmt For For For 5 Elect David Ginsburg Mgmt For For For 6 Elect Graham Mgmt For For For Hetherington 7 Elect David Kappler Mgmt For For For 8 Elect Anne Minto Mgmt For For For 9 Elect Angus Russell Mgmt For For For 10 Elect David Stout Mgmt For For For 11 Elect Susan Kilsby Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Valeant Pharmaceuticals International, Inc. Ticker Security ID: Meeting Date Meeting Status VRX CUSIP 91911K102 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald Farmer Mgmt For For For 1.2 Elect Robert Ingram Mgmt For For For 1.3 Elect Theo Melas-Kyriazi Mgmt For For For 1.4 Elect G. Mason Morfit Mgmt For For For 1.5 Elect Laurence Paul Mgmt For For For 1.6 Elect J. Michael Pearson Mgmt For For For 1.7 Elect Robert Power Mgmt For For For 1.8 Elect Norma Provencio Mgmt For For For 1.9 Elect Lloyd Segal Mgmt For For For 1.10 Elect Katharine Mgmt For For For Stevenson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Warner Chilcott plc Ticker Security ID: Meeting Date Meeting Status WCRX CUSIP G94368100 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Bloem Mgmt For For For 2 Elect Roger Mgmt For For For Boissonneault 3 Elect John King Mgmt For For For 4 Elect Patrick O'Sullivan Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Watson Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status WPI CUSIP 942683103 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jack Michelson Mgmt For For For 2 Elect Ronald Taylor Mgmt For For For 3 Elect Andrew Turner Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Annual Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For ================================== Poland ETF ================================== ________________________________________________________________________________ Asseco Poland SA Ticker Security ID: Meeting Date Meeting Status SFT CINS X02540130 04/25/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting; Mgmt For For For Election of Chairman 3 Compliance with Rules Mgmt For For For of Convocation 4 Agenda Mgmt For For For 5 Presentation of Mgmt For For For Management Board Report 6 Presentation of Mgmt For For For Accounts and Reports 7 Presentation of Mgmt For For For Auditor's Report 8 Presentation of Mgmt For For For Management Board Report (Asseco Systems) 9 Presentation of Mgmt For For For Management Board Report (Alatus) 10 Presentation of Mgmt For For For Accounts and Report (Asseco Systems & Alatus) 11 Management Board Report Mgmt For For For 12 Management Board Report Mgmt For For For (Asseco Systems) 13 Management Board Report Mgmt For For For (Alatus) 14 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 15 Presentation of Mgmt For For For Auditor's Report (Consolidated) 16 Accounts and Reports Mgmt For For For (Consolidated) 17 Ratification of Mgmt For For For Management Board Acts 18 Ratification of Mgmt For For For Supervisory Board Acts 19 Ratification of Mgmt For For For Management Board Acts (Asseco Systems) 20 Ratification of Mgmt For For For Supervisory Board Acts (Asseco Systems) 21 Ratification of Mgmt For For For Management Board Acts (Alatus) 22 Ratification of Mgmt For For For Supervisory Board Acts (Alatus) 23 Allocation of Mgmt For For For Profits/Dividends 24 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 25 Supervisory Board Fees Mgmt For For For 26 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Asseco Poland SA. Ticker Security ID: Meeting Date Meeting Status SFT CINS X02540130 09/06/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting; Mgmt For For For Election of Presiding Chairman 3 Compliance with Rules Mgmt For For For of Convocation; Election of Returning Committee 4 Agenda Mgmt For For For 5 Authority to Repurchase Mgmt For Against Against Shares 6 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Asseco Poland SA. Ticker Security ID: Meeting Date Meeting Status SFT CINS X02540130 09/21/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Compliance with Rules Mgmt For For For of Convocation 4 Agenda Mgmt For For For 5 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 6 Amendments to General Mgmt For For For Meeting Bylaws 7 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Asseco Poland SA. Ticker Security ID: Meeting Date Meeting Status SFT CINS X02540130 11/03/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting; Mgmt For For For Election of Presiding Chairman 3 Compliance with Rules Mgmt For For For of Convocation; Election of Returning Committee 4 Agenda Mgmt For For For 5 Authority to Repurchase Mgmt For For For Shares for Cancellation 6 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Bank Handlowy w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status BHW CINS X05318104 06/20/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Scrutiny Mgmt For For For Commission 7 Accounts and Reports Mgmt For For For 8 Supervisory Board Report Mgmt For For For 9 Accounts and Reports Mgmt For For For (Consolidated) 10 Ratification of Mgmt For For For Management Board Acts 11 Ratification of Mgmt For For For Supervisory Board Acts 12 Allocation of Mgmt For For For Profits/Dividends 13 Amendments to Articles Mgmt For For For 14 Changes to the Mgmt For Abstain Against Supervisory Board 15 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Bank Handlowy w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status BHW CINS X05318104 09/12/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Confirmation with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Voting Mgmt For For For Commission 7 Amendments to Articles Mgmt For For For 8 Amendments to Mgmt For For For Regulations Regarding the General Meeting of Shareholders 9 Changes to the Mgmt For Abstain Against Supervisory Board 10 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Bank Millennium SA Ticker Security ID: Meeting Date Meeting Status MIL CINS X05407105 04/20/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Information on Voting Mgmt For For For 4 Election of Presiding Mgmt For For For Chairman 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Election of Voting Mgmt For For For Committee 8 Accounts and Reports Mgmt For For For 9 Consolidated Accounts Mgmt For For For and Reports 10 Ratification of Mgmt For For For Supervisory and Management Board Acts 11 Allocation of Mgmt For For For Profits/Dividends 12 Board Size Mgmt For Abstain Against 13 Changes to Supervisory Mgmt For Abstain Against Board Composition 14 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Bank Polska Kasa Opieki S.A. Ticker Security ID: Meeting Date Meeting Status PEO CINS X0641X106 06/01/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Election of Voting Mgmt For For For Commission 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Management Board Report 8 Presentation of Mgmt For For For Accounts and Reports 9 Presentation of Mgmt For For For Management Board Report (Consolidated) 10 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 11 Presentation of Mgmt For For For Allocation of Profits/Dividends 12 Presentation of Mgmt For For For Supervisory Board Report 13 Management Board Report Mgmt For For For 14 Accounts and Reports Mgmt For For For 15 Management Board Report Mgmt For For For (Consolidated) 16 Accounts and Reports Mgmt For For For (Consolidated) 17 Allocation of Mgmt For For For Profits/Dividends 18 Supervisory Board Report Mgmt For For For 19 Ratify Federico Ghizzoni Mgmt For For For 20 Ratify Sergio Ermotti Mgmt For For For 21 Ratify Alicja Mgmt For For For Kornasiewicz 22 Ratify Jerzy Woznicki Mgmt For For For 23 Ratify Roberto Nicastro Mgmt For For For 24 Ratify Alessandro Decio Mgmt For For For 25 Ratify Pawel Dangel Mgmt For For For 26 Ratify Oliver Greene Mgmt For For For 27 Ratify Enrico Pavoni Mgmt For For For 28 Ratify Leszek Pawlowicz Mgmt For For For 29 Ratify Krzysztof Mgmt For For For Pawlowski 30 Ratify Alicja Mgmt For For For Kornasiewicz 31 Ratify Luigi Lovaglio Mgmt For For For 32 Ratify Diego Biondo Mgmt For For For 33 Ratify Marco Iannaccone Mgmt For For For 34 Ratify Andrzej Kopyrski Mgmt For For For 35 Ratify Grzegorz Piwowar Mgmt For For For 36 Ratify Marian Wazynski Mgmt For For For 37 Changes to Supervisory Mgmt For Abstain Against Board 38 Appointment of Auditor Mgmt For Abstain Against 39 Amendments to Articles Mgmt For For For 40 Approval of Uniform Mgmt For For For Text of Statutes 41 Amendments to General Mgmt For For For Meeting Regulations 42 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Bioton SA Ticker Security ID: Meeting Date Meeting Status BIO CINS X07308111 10/19/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Voting List; Compliance Mgmt For For For with Rules of Convocation 4 Election of scrutiny Mgmt For For For commission 5 Agenda Mgmt For For For 6 Authority to Issue Mgmt For Abstain Against Shares w/o Preemptive Rights 7 Amendments to Articles Mgmt For Abstain Against 8 Changes to Supervisory Mgmt For Abstain Against Board 9 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Bogdanka PDA SA Ticker Security ID: Meeting Date Meeting Status LWB CINS X5152C102 04/27/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Election of Presiding Mgmt For For For Chairman 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Election of Scrutiny Mgmt For For For Commission 8 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Amendment to Articles 9 Presentation of Mgmt For For For Accounts and Reports 10 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 11 Presentation of the Mgmt For For For Management Board Report 12 Presentation of the Mgmt For For For Supervisory Board Report on Company 13 Presentation of Mgmt For For For Allocation of Profits 14 Presentation of the Mgmt For For For Supervisory Board Report on Company (Consolidated) 15 Accounts and Reports Mgmt For For For 16 Report of the Mgmt For For For Management Board 17 Accounts and Reports Mgmt For For For (Consolidated) 18 Report of the Mgmt For For For Management Board (Consolidated) 19 Ratification of Mgmt For For For Management Acts 20 Report of the Mgmt For For For Supervisory Board 21 Ratification of Mgmt For For For Supervisory Board Acts 22 Allocation of Mgmt For For For Profits/Dividends 23 Approve Dividend Date Mgmt For For For 24 Changes to the Mgmt For Abstain Against Supervisory Board 25 Transaction of Other Mgmt For Against Against Business 26 Closing of Meeting Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bogdanka PDA SA Ticker Security ID: Meeting Date Meeting Status LWB CINS X5152C102 06/28/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Election of Presiding Mgmt For For For Chairman 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Supervisory Board Member Fees 9 Transaction of Other Mgmt For Against Against Business 10 Closing of Meeting Mgmt For For For ________________________________________________________________________________ BRE Bank SA Ticker Security ID: Meeting Date Meeting Status BRE CINS X0742L100 03/30/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Election of Vote Mgmt For For For Counting Commission 5 Report of Management Mgmt For For For Board 6 Report of Supervisory Mgmt For For For Board 7 Presentation of Mgmt For For For Accounts and Reports 8 Presentation of Mgmt For For For Consolidated Accounts and Reports 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits Mgmt For For For 11 Ratify Cezary Mgmt For For For Stypulkowski 12 Ratify Karin Katerbau Mgmt For For For 13 Ratify Wieslaw Thor Mgmt For For For 14 Ratify Przemyslaw Mgmt For For For Gdanski 15 Ratify Hans Dieter Mgmt For For For Kemler 16 Ratify Jaroslaw Mgmt For For For Mastalerz 17 Ratify Christian Rhino Mgmt For For For 18 Ratification of Mgmt For For For Cooptation of Ulrich Sieber 19 Ratify Maciej Lesny Mgmt For For For 20 Ratify Ulrich Sieber Mgmt For For For 21 Ratify Andre Carls Mgmt For For For 22 Ratify Thorsten Kanzler Mgmt For For For 23 Ratify Achim Kassow Mgmt For For For 24 Ratify Sascha Klaus Mgmt For For For 25 Ratify Teresa Mokrysz Mgmt For For For 26 Ratify Eric Strutz Mgmt For For For 27 Ratify Waldemar Stawski Mgmt For For For 28 Ratify Jan Szomburg Mgmt For For For 29 Ratify Marek Wierzbowski Mgmt For For For 30 Ratify Stefan Mgmt For For For Schmittmann 31 Ratify Martin Zielke Mgmt For For For 32 Consolidated Accounts Mgmt For For For and Reports 33 Amendments to Articles Mgmt For For For 34 Supervisory Board Fees Mgmt For For For 35 Election of Supervisory Mgmt For Abstain Against Board 36 Appointment of Auditor Mgmt For Abstain Against 37 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Cyfrowy Polsat SA Ticker Security ID: Meeting Date Meeting Status CPS CINS X1809Y100 06/05/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election of Presiding Mgmt For For For Chairman 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Election of Scrutiny Mgmt For For For Commission 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Management Board Report Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Management Board Report Mgmt For For For (Consolidated) 14 Accounts and Reports Mgmt For For For (Consolidated) 15 Supervisory Board Report Mgmt For For For 16 Ratification of Mgmt For For For Management Board Acts 17 Ratification of Mgmt For For For Supervisory Board Acts 18 Allocation of Mgmt For For For Profits/Dividends 19 Changes to the Mgmt For Abstain Against Supervisory Board; Board Size 20 Amendments to Articles Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Cyfrowy Polsat SA Ticker Security ID: Meeting Date Meeting Status CPS CINS X1809Y100 08/05/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Election of Voting Mgmt For For For Commission 6 Agenda Mgmt For For For 7 Merger by Absorption Mgmt For For For 8 Closing Mgmt For For For ________________________________________________________________________________ Enea SA Ticker Security ID: Meeting Date Meeting Status ENA CINS X2232G104 03/12/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Elect Slawomir Mgmt For For For Brzezinski 7 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Enea SA Ticker Security ID: Meeting Date Meeting Status ENA CINS X2232G104 06/29/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of the Mgmt For For For Presiding Chairman 4 Compliance with the Mgmt For For For Rules of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Supervisory Board Report 7 Presentation of Mgmt For For For Auditor's Report 8 Management Board Report Mgmt For For For 9 Accounts and Reports Mgmt For For For 10 Accounts and Reports Mgmt For For For (Consolidated) 11 Management Board Report Mgmt For For For (Consolidated) 12 Allocation of Mgmt For For For Profits/Dividends 13 Ratify Maciej Owczarek Mgmt For For For 14 Ratify Krzysztof Mgmt For For For Zborowski 15 Ratify Hubert Rozpedek Mgmt For For For 16 Ratify Maksymilian Mgmt For For For Gorniak 17 Ratify Tadeusz Dachowski Mgmt For For For 18 Ratify Mieczyslaw Mgmt For For For Plucinski 19 Ratify Wojciech Mgmt For For For Chmielewski 20 Ratify Graham Wood Mgmt For For For 21 Ratify Jeremi Mgmt For For For Mordasewicz 22 Ratify Pawel Balcerowski Mgmt For For For 23 Ratify Michal Kowalewski Mgmt For For For 24 Ratify Pawel Lisiewicz Mgmt For For For 25 Ratify Malgorzata Mgmt For For For Aniolek 26 Ratify Bartosz Nowicki Mgmt For For For 27 Ratify Agnieszka Mgmt For For For Mankowska 28 Recall Tadeusz Dachowski Mgmt For Abstain Against 29 Recall Mieczyslaw Mgmt For Abstain Against Plucinski 30 Recall Wojciech Mgmt For Abstain Against Chmielewski 31 Recall Graham Wood Mgmt For Abstain Against 32 Recall Jeremi Mgmt For Abstain Against Mordasewicz 33 Recall Michal Kowalewski Mgmt For Abstain Against 34 Recall Pawel Lisiewicz Mgmt For Abstain Against 35 Recall Malgorzata Mgmt For Abstain Against Aniolek 36 Recall Agnieszka Mgmt For Abstain Against Mankowska 37 Recall Slawomir Mgmt For Abstain Against Brzezinski 38 Board Size Mgmt For Abstain Against 39 Election of Supervisory Mgmt For Abstain Against Board 40 Presentation of Mgmt For For For Election of the Supervisory Board Results 41 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Enea SA Ticker Security ID: Meeting Date Meeting Status ENA CINS X2232G104 12/05/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Elect Slawomir Mgmt For For For Brzezinski 7 Conclusion of Meeting Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ GET Bank Ticker Security ID: Meeting Date Meeting Status GTB CINS X3214S108 04/03/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Supervisory Board Report 7 Report of the Mgmt For For For Supervisory Board 8 Report of the Mgmt For For For Management Board 9 Accounts and Reports Mgmt For For For 10 Presentation of Mgmt For For For Coverage of Loss 11 Coverage of Loss Mgmt For For For 12 Ratification of Mgmt For For For Supervisory Board Acts 13 Ratification of Mgmt For For For Management Board Acts 14 Presentation of Merger Mgmt For For For Plan 15 Acquisition of Getin Mgmt For For For Noble 16 Adoption of Uniform Text Mgmt For For For 17 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Getin Holding S.A. Ticker Security ID: Meeting Date Meeting Status GTN CINS X3203X100 04/26/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Supervisory Board Report 7 Supervisory Board Report Mgmt For For For 8 Management Board Report Mgmt For For For 9 Accounts and Reports Mgmt For For For 10 Report of the Mgmt For For For Management Board (Consolidated) 11 Accounts and Reports Mgmt For For For (Consolidated) 12 Ratification of Mgmt For For For Management Board Acts 13 Ratification of Mgmt For For For Supervisory Board Acts 14 Presentation of Mgmt For For For Allocation of Profits/Dividends 15 Allocation of Mgmt For For For Profits/Dividends 16 Compliance with Best Mgmt For For For Practice 17 Closing of Meeting Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Getin Holding S.A. Ticker Security ID: Meeting Date Meeting Status GTN CINS X3203X100 10/13/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Divestiture/Spin-off 7 Divestiture/Spin-off Mgmt For For For 8 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 06/27/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Election of Presiding Mgmt For For For Chairman 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Management Board Report 8 Presentation of Mgmt For For For Supervisory Board Report (Management) 9 Presentation of Mgmt For For For Supervisory Board Report (Supervisory) 10 Management Board Report Mgmt For For For 11 Allocation of Mgmt For For For Profits/Dividends 12 Coverage of Loss from Mgmt For For For Previous Years 13 Accounts and Reports Mgmt For For For 14 Ratification of Mgmt For For For Supervisory Board Acts 15 Ratification of Mgmt For For For Management Board Acts 16 Conversion of Stock Mgmt For For For 17 Changes to Composition Mgmt For Abstain Against of Supervisory Board 18 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Globe Trade Centre SA Ticker Security ID: Meeting Date Meeting Status GLT CINS X3204U113 04/16/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Election of Presiding Mgmt For For For Chairman 5 Compliance with Rules Mgmt For For For of Convocation; Adoption of Resolutions; Agenda 6 Accounts and Reports Mgmt For For For 7 Consolidated Financial Mgmt For For For Statements 8 Coverage of Loss Mgmt For For For 9 Ratification of Mgmt For For For Management Acts 10 Ratification of Mgmt For For For Supervisory Board Acts 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Remuneration and Mgmt For Against Against Phantom Share for the Chairman of the Supervisory Board 13 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Supervisory Board Member Fees 14 Closing Mgmt For For For ________________________________________________________________________________ Grupa Lotos SA Ticker Security ID: Meeting Date Meeting Status LTS CINS X32440103 02/29/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Changes to Supervisory Mgmt For Abstain Against Board 7 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Grupa Lotos SA Ticker Security ID: Meeting Date Meeting Status LTS CINS X32440103 06/28/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Accounts and Reports 7 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 8 Presentation of Mgmt For For For Supervisory Board Report 9 Accounts and Reports Mgmt For For For 10 Accounts and Reports Mgmt For For For (Consolidated) 11 Allocation of Mgmt For For For Profits/Dividends 12 Ratification of Mgmt For For For Management Board Acts 13 Ratification of Mgmt For For For Supervisory Board Acts 14 Bonus Mgmt For For For 15 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Grupa Lotos SA Ticker Security ID: Meeting Date Meeting Status LTS CINS X32440103 08/08/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Allocation of Mgmt For Abstain Against Profits/Dividends 8 Adoption of Uniform Mgmt For For For Text of Articles 9 Closing Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Jastrzebska Spolka Weglowa SA Ticker Security ID: Meeting Date Meeting Status JSW CINS X4038D103 02/27/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Election of Voting Mgmt For For For Commission 6 Agenda Mgmt For For For 7 Supervisory Board Size Mgmt For Abstain Against 8 Amendment to Articles Mgmt For For For Regarding Corporate Purpose 9 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Jastrzebska Spolka Weglowa SA Ticker Security ID: Meeting Date Meeting Status JSW CINS X4038D103 04/17/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Election of Voting Mgmt For For For Commission 6 Agenda Mgmt For For For 7 Authority to Cancel Mgmt For For For Shares 8 Authority to Transfer Mgmt For For For Class C Shares 9 Authority to Reduce Mgmt For For For Authorized Share Capital; Authority to Establish a Reserve Account 10 Amendments to Articles Mgmt For For For Pursuant to Share Cancellation 11 Amendments to Articles Mgmt For For For (Technical Corrections) 12 Amendments to Articles Mgmt For For For 13 Approval of Uniform Mgmt For For For Text of Articles 14 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Jastrzebska Spolka Weglowa SA Ticker Security ID: Meeting Date Meeting Status JSW CINS X4038D103 05/31/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Election of Voting Mgmt For For For Commission 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Management Board Report 8 Presentation of Mgmt For For For Accounts and Reports 9 Presentation of Mgmt For For For Allocation of Profits/Dividends 10 Presentation of the Mgmt For For For Supervisory Board Report on Management 11 Presentation of the Mgmt For For For Supervisory Board Report on Accounts and Reports 12 Presentation of the Mgmt For For For Supervisory Board Report on Allocation of Profits/Dividends 13 Presentation of the Mgmt For For For Supervisory Board Report 14 Management Board Report Mgmt For For For 15 Accounts and Reports Mgmt For For For 16 Allocation of Mgmt For For For Profits/Dividends 17 Presentation of Mgmt For For For Management Board Report (Consolidated) 18 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 19 Presentation of Mgmt For For For Supervisory Board Report (Consolidated) 20 Presentation of Mgmt For For For Supervisory Board Report on Accounts and Reports (Consolidated) 21 Management Board Report Mgmt For For For (Consolidated) 22 Accounts and Reports Mgmt For For For (Consolidated) 23 Ratification of Mgmt For For For Management Board Acts 24 Ratification of Mgmt For For For Supervisory Board Acts 25 Transfer of Reserves Mgmt For For For 26 Transfer of Reserves Mgmt For For For 27 Presentation of the Mgmt For For For Minutes of the Election of Employee Representatives 28 Changes to the Mgmt For Abstain Against Supervisory Board 29 Approval of Uniform Mgmt For For For Text of Articles 30 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Jeronimo Martins SGPS SA Ticker Security ID: Meeting Date Meeting Status JMT CINS X40338109 03/30/2012 Voted Meeting Type Country of Trade Special Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Consolidated Accounts Mgmt For For For and Reports 6 Ratification of Board Mgmt N/A For N/A and Supervisory Council Acts; Shareholder Proposal Regarding Ratification of Acts of Board, Chairman and Audit Committee 7 Remuneration Report Mgmt For Against Against 8 Shareholder Proposal ShrHoldr N/A For N/A Regarding Election of Board Members ________________________________________________________________________________ KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 01/19/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Authority to Repurchase Mgmt For For For Shares 7 Changes to Supervisory Mgmt For Abstain Against Board 8 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 04/25/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Changes to Supervisory Mgmt For Abstain Against Board 7 Closing of Meeting Mgmt For For For ________________________________________________________________________________ KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 06/28/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Accounts and Reports 7 Presentation of Mgmt For For For Allocation of Profits/Dividends 8 Presentation of Mgmt For For For Supervisory Board Report 9 Presentation of Mgmt For For For Supervisory Board Report (Assessment) 10 Presentation of Mgmt For For For Supervisory Board Report (Activities) 11 Management Board Report Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Ratification of Mgmt For For For Management Board Acts 15 Ratification of Mgmt For For For Supervisory Board Acts 16 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 17 Presentation of Mgmt For For For Supervisory Board Report (Consolidated) 18 Management Board Report Mgmt For For For (Consolidated) 19 Accounts and Reports Mgmt For For For (Consolidated) 20 Dismissal of Employee Mgmt For For For Representatives from the Supervisory Board 21 Amendments to Articles Mgmt For For For 22 Closing of Meeting Mgmt For For For ________________________________________________________________________________ KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 10/20/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 7 Compliance with Mgmt For For For Election Procedure 8 Election of Employee Mgmt For For For Representatives 9 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Netia SA Ticker Security ID: Meeting Date Meeting Status NET CINS X58396106 06/19/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Election of Presiding Mgmt For For For Chairman 5 Compliance with Rules Mgmt For For For of Convocation 6 Presentation of Mgmt For For For Accounts and Reports 7 Accounts and Reports Mgmt For For For 8 Ratification of Mgmt For For For Supervisory and Management Boards' Acts 9 Allocation of Mgmt For For For Profits/Dividends 10 Presentation of Merger Mgmt For For For Plan 11 Merger by Absorption Mgmt For For For 12 Amendment to Mgmt For Abstain Against Equity-Linked Compensation Plan 13 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Netia SA Ticker Security ID: Meeting Date Meeting Status NET CINS X58396106 12/15/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Cancellation of Shares Mgmt For For For 6 Authority to Reduce Mgmt For For For Share Capital 7 Transfer of Reserves Mgmt For For For 8 Amendments to Articles Mgmt For For For Regarding Cancellation of Shares 9 Approval of Uniform Mgmt For For For Text of Articles 10 Internal Spin-Off Mgmt For For For 11 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ PBG S.A. Ticker Security ID: Meeting Date Meeting Status PBG CINS X634AG103 04/03/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Voting Mgmt For For For Commission 7 Supervisory Board Size Mgmt For For For 8 Election of Supervisory Mgmt For Abstain Against Board 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Convertible Debt Instruments 11 Approval of Uniform Mgmt For For For Text of Articles 12 Closing Mgmt For For For ________________________________________________________________________________ PBG S.A. Ticker Security ID: Meeting Date Meeting Status PBG CINS X634AG103 06/28/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Presiding Mgmt For For For Chairman 3 Election of Vote Mgmt For For For Counting Commission 4 Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For (Consolidated) 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Supervisory Board Size Mgmt For Abstain Against 10 Election of Supervisory Mgmt For Abstain Against Board 11 Amendments to Articles Mgmt For For For 12 Approval of Uniform Mgmt For For For Text of Articles 13 Adoption of Rules of Mgmt For For For Procedure of the Supervisory Board 14 Adoption of Rules of Mgmt For For For Procedure of the General Shareholders Meeting ________________________________________________________________________________ PGE Polska Grupa Energetyczna SA Ticker Security ID: Meeting Date Meeting Status PGE CINS X6447Z104 05/30/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of the Mgmt For For For Scrutiny Commission 7 Management Recruitment Mgmt For For For Procedure 8 Accounts and Reports Mgmt For For For 9 Management Board Report Mgmt For For For 10 Accounts and Reports Mgmt For For For (Consolidated) 11 Management Board Report Mgmt For For For (Consolidated) 12 Allocation of Mgmt For For For Profits/Dividends 13 Ratification of Mgmt For For For Management and Supervisory Board Acts 14 Election of Supervisory Mgmt For Abstain Against Board 15 Cancellation of Mgmt For For For Treasury Shares 16 Authority to Reduce Mgmt For For For Share Capital 17 Amendments to Articles Mgmt For For For 18 Amendments to Mgmt For For For Regulations of the General Meeting 19 Closing of Meeting Mgmt For For For ________________________________________________________________________________ PGE Polska Grupa Energetyczna SA Ticker Security ID: Meeting Date Meeting Status PGE CINS X6447Z104 06/27/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Voting Mgmt For For For Commission 7 Amendments to Articles Mgmt For For For 8 Amendments to General Mgmt For For For Meeting Regulations 9 Closing of Meeting Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 01/12/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Increase in Authorized Mgmt For For For Capital in Subsidiary 8 Changes to Composition Mgmt For Abstain Against in Supervisory Board 9 Closing of Meeting Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 03/19/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Election of Supervisory Mgmt For Abstain Against Board 8 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 06/06/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Voting List Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Accounts and Reports Mgmt For For For (Consolidated) 9 Ratification of Mgmt For For For Management Board Acts 10 Ratification of Mgmt For For For Supervisory Board Acts 11 Allocation of Mgmt For For For Profits/Dividends 12 Establish Wholly-Owned Mgmt For For For Subsidiary (PGNiG SPV 4) 13 Establish Wholly-Owned Mgmt For For For Subsidiary (PGNiG Poszukiwania SA) 14 Establish Wholly-Owned Mgmt For For For Subsidiary (PGNiG Serwis Sp) 15 Closing of Meeting Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 08/10/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Property Purchase Mgmt For For For (Property in Gdansk) 8 Property Purchase Mgmt For For For (Property in Bydgoszcz) 9 Acquisition (Operator Mgmt For For For Systemu Magazynowania) 10 Acquisition (PGNiG Mgmt For For For ENERGIA) 11 Amendment to Mgmt For For For Compensation Plan 12 Acquisition (PGNiG SPV Mgmt For For For 2) 13 Closing Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 09/20/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Acquisition (PGNiG SPV1) Mgmt For For For 8 Acquisition (PSG) Mgmt For For For 9 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 10/05/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Termination of Mgmt For For For Operating Lease Agreement 8 One-Off Termination Mgmt For For For Payment to Employees 9 Acquisition (PGNiG Mgmt For For For Energia SA of Warsaw) 10 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 12/07/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Extension of Employment Mgmt For For For Restructuring Plan 8 Acquisition (PGNiG Mgmt For For For Technologie) 9 Property Sale Mgmt For For For 10 Property Sale Mgmt For For For 11 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ PKO Bank SA Ticker Security ID: Meeting Date Meeting Status PKO CINS X6919X108 06/06/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Accounts and Reports 7 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 8 Presentation of Mgmt For For For Supervisory Board Report 9 Management Board Report Mgmt For For For 10 Financial Statements Mgmt For For For 11 Management Board Report Mgmt For For For (Consolidated) 12 Financial Statements Mgmt For For For (Consolidated) 13 Supervisory Board Report Mgmt For For For 14 Allocation of Profits Mgmt For For For 15 Dividends Mgmt For For For 16 Ratification of Mgmt For For For Management Board Acts 17 Ratification of Mgmt For For For Supervisory Board Acts 18 Adoption of Meeting Mgmt For For For Regulations 19 Amendments to Mgmt For For For Supervisory Board Meeting Regulations 20 Changes to Supervisory Mgmt For Abstain Against Board 21 Presentation of Mgmt For For For Supervisory Board Report (Sale of Assets) 22 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Polimex-Mostostal SA Ticker Security ID: Meeting Date Meeting Status PXM CINS X55869105 02/29/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Election of Voting Mgmt For For For Commission 7 Agenda Mgmt For For For 8 Supervisory Board Size Mgmt For Abstain Against 9 Changes to Composition Mgmt For Abstain Against of Supervisory Board 10 Amendments to Articles Mgmt For For For 11 Approval of Uniform Mgmt For For For Text of Articles 12 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Polimex-Mostostal SA Ticker Security ID: Meeting Date Meeting Status PXM CINS X55869105 06/27/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Election of Scrutiny Mgmt For For For Commission 7 Agenda Mgmt For For For 8 Accounts and Reports Mgmt For For For 9 Accounts and Reports Mgmt For For For (Consolidated) 10 Supervisory Board Mgmt For For For Report (Activities) 11 Supervisory Board Mgmt For For For Report (Financial Statements) 12 Supervisory Board Mgmt For For For Report (Management) 13 Allocation of Mgmt For Against Against Profits/Dividends 14 Ratification of Mgmt For For For Supervisory Board and Management Board Acts 15 Adoption of Rules of Mgmt For For For Procedure of the Supervisory Board 16 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Polski Koncern Naftowy ORLEN S.A Ticker Security ID: Meeting Date Meeting Status PKN CINS X6922W204 01/12/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Voting Mgmt For For For Commission 7 Changes to Composition Mgmt For Abstain Against of Supervisory Board 8 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Polski Koncern Naftowy ORLEN S.A Ticker Security ID: Meeting Date Meeting Status PKN CINS X6922W204 05/30/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Voting Mgmt For For For Commission 7 Presentation of Mgmt For For For Accounts and Reports 8 Presentation of Mgmt For For For Accounts and Reports (Group) 9 Supervisory Board Report Mgmt For For For 10 Accounts and Reports Mgmt For For For 11 Consolidated Accounts Mgmt For For For and Reports 12 Allocation of Mgmt For For For Profits/Dividends 13 Ratification of Mgmt For For For Management Board Acts 14 Ratification of Mgmt For For For Supervisory Board Acts 15 Amendments to Articles Mgmt For For For 16 Amendments to General Mgmt For For For Meeting Regulations 17 Board Size Mgmt For Abstain Against 18 Changes to the Mgmt For Abstain Against Supervisory Board 19 Closing of Meeting Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PZU Group SA Ticker Security ID: Meeting Date Meeting Status PZU CINS X6919T107 02/08/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Amendments to Articles Mgmt For For For Regarding Transaction Thresholds 7 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ PZU Group SA Ticker Security ID: Meeting Date Meeting Status PZU CINS X6919T107 05/30/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Election of the Mgmt For For For Presiding Chairman 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Accounts and Reports 8 Presentation of Mgmt For For For Management Board Report 9 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 10 Presentation of Mgmt For For For Management Board Report (Consolidated) 11 Presentation of Mgmt For For For Supervisory Board Report 12 Presentation of Mgmt For For For Supervisory Board Activity Report 13 Accounts and Reports Mgmt For For For 14 Management Board Report Mgmt For For For 15 Accounts and Reports Mgmt For For For (Consolidated) 16 Management Board Report Mgmt For For For (Consolidated) 17 Allocation of Profits Mgmt For For For for Fiscal Year 2006 18 Allocation of Mgmt For For For Profits/Dividends 19 Ratification of Mgmt For For For Management Board Acts 20 Ratification of Mgmt For For For Supervisory Board Acts 21 Amendments to Articles Mgmt For For For 22 Board Size Mgmt For Abstain Against 23 Changes to the Mgmt For Abstain Against Supervisory Board 24 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Rovese S.A. Ticker Security ID: Meeting Date Meeting Status RSE CINS X1162X103 06/26/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Accounts and Reports 8 Presentation of Mgmt For For For Supervisory Board Report 9 Management Board Report Mgmt For For For 10 Accounts and Reports Mgmt For For For 11 Accounts and Reports Mgmt For For For (Consolidated) 12 Ratification of Mgmt For For For Management Acts 13 Ratification of Mgmt For For For Supervisory Board Acts 14 Coverage of Loss Mgmt For For For 15 Changes to Composition Mgmt For Abstain Against of Supervisory Board 16 Amendments to the Text Mgmt For For For of Regulations of the General Meeting 17 Transaction of Other Mgmt For Against Against Business 18 Closing of Meeting Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Synthos S.A. Ticker Security ID: Meeting Date Meeting Status DWR CINS X9803F100 03/28/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Compliance with Rules Mgmt For For For of Convocation 4 Agenda Mgmt For For For 5 Presentation of Mgmt For For For Supervisory Board Report 6 Report of Management Mgmt For For For Board 7 Accounts and Reports Mgmt For For For 8 Consolidated Accounts Mgmt For For For and Reports 9 Coverage of Loss Mgmt For For For 10 Transfer of Reserves Mgmt For For For 11 Transfer of Reserves Mgmt For For For 12 Dividends Mgmt For For For 13 Ratification of Mgmt For For For Management Board Acts 14 Ratification of Mgmt For For For Supervisory Board Acts 15 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Tauron Polska Energia SA Ticker Security ID: Meeting Date Meeting Status TPE CINS X893AL104 04/24/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Voting List Mgmt For For For 7 Election of scrutiny Mgmt For For For commission 8 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 9 Presentation of Mgmt For For For Management Board Report (Consolidated) 10 Presentation of Mgmt For For For Accounts and Reports (IFRS) 11 Presentation of Mgmt For For For Management Board Report 12 Presentation of Mgmt For For For Management Board Report on Allocation of Profits/Dividends 13 Presentation of Mgmt For For For Supervisory Board Report on External Control and Risk Management 14 Presentation of Mgmt For For For Supervisory Board Report on Accounts and Reports 15 Presentation of Mgmt For For For Supervisory Board Report on Management 16 Accounts and Reports Mgmt For For For (Consolidated) 17 Report of the Mgmt For For For Management Board (Group) 18 Report of the Mgmt For For For Management Board (IFRS) 19 Report of the Mgmt For For For Management Board 20 Allocation of Mgmt For For For Profits/Dividends 21 Ratification of Mgmt For For For Management Board Acts 22 Ratification of Mgmt For For For Supervisory Board Acts 23 Amendments to Articles Mgmt For For For 24 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Tauron Polska Energia SA Ticker Security ID: Meeting Date Meeting Status TPE CINS X893AL104 06/06/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Voting Method Mgmt For For For 7 Election of Scrutiny Mgmt For For For Commission 8 Merger by Absorption Mgmt For For For 9 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Tauron Polska Energia SA Ticker Security ID: Meeting Date Meeting Status TPE CINS X893AL104 11/22/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Voting Method Mgmt For For For 7 Election of scrutiny Mgmt For For For commission 8 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 9 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Telekomunikacja Polska Ticker Security ID: Meeting Date Meeting Status TPS CINS X6669J101 04/12/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Scrutiny Mgmt For For For Commission 7 Presentation of Mgmt For For For Management Board Report on Financial Statements 8 Presentation of Mgmt For For For Management Board Report on Allocation of Profits/Dividends 9 Presentation of Mgmt For For For Supervisory Board Report on Management 10 Presentation of Mgmt For For For Management Board Report on Financial Statements (Consolidated) 11 Presentation of Mgmt For For For Supervisory Board Report on Management (Consolidated) 12 Presentation of Mgmt For For For Supervisory Board Report on Board Activities 13 Management Board Report Mgmt For For For 14 Financial Statements Mgmt For For For 15 Allocation of Mgmt For For For Profits/Dividend 16 Management Board Report Mgmt For For For (Consolidated) 17 Financial Statements Mgmt For For For (Consolidated) 18 Ratification of Mgmt For For For Supervisory and Management Board Acts 19 Supervisory Board Size Mgmt For For For 20 Amendment to Mgmt For Abstain Against Regulations on Supervisory Board Fees 21 Amendments to Articles Mgmt For For For 22 Uniform Text of Articles Mgmt For For For 23 Changes in the Mgmt For Abstain Against supervisory board composition 24 Conclusion of Meeting Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Telekomunikacja Polska Ticker Security ID: Meeting Date Meeting Status TPS CINS X6669J101 10/13/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Voting Mgmt For For For Commission 7 Authority to Repurchase Mgmt For For For Shares 8 Changes to Supervisory Mgmt For Abstain Against Board 9 Conclusion of Meeting Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tvn SA Ticker Security ID: Meeting Date Meeting Status TVN CINS X9283W102 03/30/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Voting Mgmt For For For Commission 7 Accounts and Reports Mgmt For For For 8 Report of Management Mgmt For For For Board 9 Consolidated Accounts Mgmt For For For and Reports 10 Ratification of Mgmt For For For Management Board Acts 11 Ratification of Mgmt For For For Supervisory Board Acts 12 Allocation of Mgmt For For For Profits/Dividends 13 Dividend Payment Date Mgmt For For For 14 Supervisory Board Report Mgmt For For For 15 Report on Supervisory Mgmt For For For Board and Committees 16 Supervisory Board Size Mgmt For For For 17 Election of Supervisory Mgmt For For For Board Members 18 Amendments to Articles Mgmt For For For 19 Adoption of Uniform Text Mgmt For For For 20 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Tvn SA Ticker Security ID: Meeting Date Meeting Status TVN CINS X9283W102 11/15/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Ballot Mgmt For For For Committee 7 Corporate Restructuring Mgmt For For For 8 Amendments to Articles Mgmt For For For Regarding Share Capital 9 Adoption of Uniform Mgmt For For For Text of Articles 10 Conclusion of Meeting Mgmt For For For ======================= Rare Earth/Strategic Metals ETF ======================== ________________________________________________________________________________ 5N Plus Inc. Ticker Security ID: Meeting Date Meeting Status VNP CINS 33833X101 05/17/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For For For (Slate) 3 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ 5N Plus Inc. Ticker Security ID: Meeting Date Meeting Status VNP CINS 33833X101 10/06/2011 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For For For (Slate) 3 Appointment of Auditor Mgmt For For For 4 Stock Option Plan and Mgmt For For For Ratification of Grants ________________________________________________________________________________ Alkane Resources Limited Ticker Security ID: Meeting Date Meeting Status ALK CINS Q02024117 04/16/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities (Unconditional Placement) 3 Approve Issue of Mgmt For For For Securities (Conditional Placement) 4 Approve Issue of Mgmt For For For Securities (Abbotsleigh) ________________________________________________________________________________ Alkane Resources Limited Ticker Security ID: Meeting Date Meeting Status ALK CINS Q02024117 05/23/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration report Mgmt For For For 3 Re-elect John Dunlop Mgmt For For For 4 Re-elect Ian Gandel Mgmt For Against Against ________________________________________________________________________________ Arafura Resources Limited Ticker Security ID: Meeting Date Meeting Status ARU CINS Q0461Y117 11/25/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Ian Kowalick Mgmt For For For 4 Re-elect Alex Mgmt For For For Losada-Calderon 5 Re-elect Shasha Lu Mgmt For For For 6 Elect Chris Tonkin Mgmt For For For 7 Elect Lloyd Jones Mgmt For For For 8 Elect Loretta Reynolds Mgmt For For For 9 Equity Grant (NED Chris Mgmt For Against Against Tonkin) 10 Equity Grant (NED Lloyd Mgmt For Against Against Jones) 11 Equity Grant (NED Mgmt For Against Against Loretta Reynolds) 12 Equity Grant (MD/CEO Mgmt For For For Steve Ward) 13 Equity Grant (NED Alex Mgmt For Against Against Losada-Calderon) 14 Equity Grant (NED Mgmt For Against Against Shasha Lu) 15 Approve Increase in Mgmt For Against Against NED's Fee Cap ________________________________________________________________________________ Assore Limited Ticker Security ID: Meeting Date Meeting Status ASR CINS S07525116 01/19/2012 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance 2 Cancellation of "Par Mgmt For For For Value" Preference Shares 3 Creation of New "No Par Mgmt For For For Value" Preference Shares 4 Amendment to Memorandum Mgmt For For For of Incorporation 5 Amendment to Memorandum Mgmt For For For of Incorporation 6 Approve Financial Mgmt For For For Assistance 7 Execution and Mgmt For For For Implementation of Phase II Transaction Agreements 8 Authority for Specific Mgmt For For For Issue of "No Par Value" Preference Shares 9 Authorisation of Legal Mgmt For For For Formalities 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Assore Limited Ticker Security ID: Meeting Date Meeting Status ASR CINS S07525116 11/25/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Desmond Sacco Mgmt For For For 2 Re-elect Phil Crous Mgmt For For For 3 Elect Zodwa Manase Mgmt For For For 4 Elect Donald Ncube Mgmt For For For 5 Elect Audit Committee Mgmt For For For Members 6 Appointment of Auditor Mgmt For For For 7 Approve Directors' Fees Mgmt For For For 8 Approve Financial Mgmt For For For Assistance 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Avalon Rare Metals Inc. Ticker Security ID: Meeting Date Meeting Status AVL CINS 053470100 01/26/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Donald Bubar Mgmt For For For 4 Elect David Connelly Mgmt For For For 5 Elect Alan Ferry Mgmt For Against Against 6 Elect Phil Fontaine Mgmt For For For 7 Elect Brian MacEachen Mgmt For For For 8 Elect Peter McCarter Mgmt For For For 9 Elect Richard Morland Mgmt For For For 10 Elect Hari Panday Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 01/10/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Extension of Validity Mgmt For For For Period for A Share Issue 4 Amendments to Articles Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 06/29/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Authority to Declare Mgmt For For For Interim Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Transaction of Other Mgmt For Against Against Business 9 Elect DUAN Yuxian Mgmt For Against Against 10 Elect LI Chaochun Mgmt For For For 11 Elect WU Wenjun Mgmt For For For 12 Elect LI Faben Mgmt For For For 13 Elect WANG Qinxi Mgmt For For For 14 Elect ZHANG Yufeng Mgmt For Against Against 15 Elect SHU Hedong Mgmt For For For 16 Elect ZENG Shaojin Mgmt For For For 17 Elect GAO Dezhu Mgmt For Against Against 18 Elect GU Desheng Mgmt For For For 19 Elect Charles NG Ming Mgmt For For For Wah 20 Directors' Fees Mgmt For For For 21 Elect YIN Dongfang Mgmt For Against Against 22 Elect ZHANG Zhenhao Mgmt For For For 23 Supervisors' Fees Mgmt For For For 24 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ China Rare Earth Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status CINS G21089100 06/08/2012 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect JIANG Cainan Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Elect HUANG Chunhua Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Compania Minera Autlan S.A. Ticker Security ID: Meeting Date Meeting Status AUTLAN CINS P0598H111 04/25/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report of the Audit and Mgmt For Abstain Against Corporate Governance Committees 3 Allocation of Mgmt For Abstain Against Profits/Dividends 4 Election of Directors; Mgmt For Abstain Against Election of Committee Members; Fees 5 Authority to Repurchase Mgmt For Abstain Against Shares 6 Amendment to the Stock Mgmt For Abstain Against Purchase Plan 7 Report on Financings Mgmt For Abstain Against 8 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Eramet S.A. Ticker Security ID: Meeting Date Meeting Status ERA CINS F3145H130 05/15/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Related Party Mgmt For For For Transactions 7 Severance Agreement Mgmt For Against Against (Patrick Buffet) 8 Allocation of Mgmt For For For Profits/Dividends 9 Ratification of the Mgmt For Against Against Co-option of Claire Cheremetinski 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Repurchase Mgmt For For For Shares During a Takeover Period 12 Authority to Use Mgmt For Against Against Capital Authorities as a Takeover Defense 13 Authority to Issue Mgmt For For For Restricted Shares 14 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Galaxy Resources Limited Ticker Security ID: Meeting Date Meeting Status GXY CINS Q39596103 05/23/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect Bob Wanless Mgmt For Against Against 4 Re-elect Yuewen Zheng Mgmt For Against Against 5 Re-elect Xiaojian Ren Mgmt For For For 6 Renew Employee Share Mgmt For Against Against Option Plan 7 Approve Amendments to Mgmt For Against Against Employee Share Option Plan (MD Ignatius Tan) 8 Approve Amendments to Mgmt For Against Against Employee Share Option Plan (Chairman Craig Readhead) 9 Approve Amendments to Mgmt For Against Against Employee Share Option Plan (NED Bob Wanless) 10 Approve Amendments to Mgmt For Against Against Employee Share Option Plan (NED Yuewen Zheng) 11 Approve Amendments to Mgmt For Against Against Employee Share Option Plan (NED Xiaojian Ren) 12 Approve Amendments to Mgmt For Against Against Employee Share Option Plan (NED Kai Cheong Kwan) 13 Approve Amendments to Mgmt For Against Against Employee Share Option Plan (Executive director Anthony Tse) 14 Approve Amendments to Mgmt For Against Against Employee Share Option Plan (Executive director Charles Whitfield) 15 Approve Amendments to Mgmt For Against Against Employee Share Option Plan (NED David Spratt) 16 Approve Amendments to Mgmt For Against Against Employee Share Option Plan (NED Shaoqing Wu) 17 Approve Amendments to Mgmt For Against Against Employee Share Option Plan 18 Ratify Placement of Mgmt For For For Securities 19 Approve Issue of Mgmt For For For Securities (Chairman Craig Readhead) ________________________________________________________________________________ Galaxy Resources Limited Ticker Security ID: Meeting Date Meeting Status GXY CINS Q39596103 06/18/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment of Mgmt For Against Against Constitution 3 Merger/Acquisition Mgmt For Against Against 4 Issuance of Merger Mgmt For Against Against Consideration to Martin Rowley 5 Issuance of Merger Mgmt For Against Against Consideration to Paul Matysek 6 Convertible Notes Mgmt For Against Against Issuance 7 Share Issuance to Azure Mgmt For Against Against Capital 8 Share Issuance to Mgmt For Against Against Paradigm Capital Inc ________________________________________________________________________________ General Moly, Inc. Ticker Security ID: Meeting Date Meeting Status GMO CUSIP 370373102 06/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ricardo Campoy Mgmt For For For 2 Elect R. David Russell Mgmt For Against Against 3 Elect Andrew Sharkey III Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hunan Nonferrous Metals Corp. Ticker Security ID: Meeting Date Meeting Status 2626 CINS Y3767E109 05/29/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Elect LI Fuli as Mgmt For For For Director 6 Elect LI Li as Director Mgmt For For For 7 Elect LIAO Luhai as Mgmt For Against Against Director 8 Elect GUO Wenzhong as Mgmt For For For Director 9 Elect CAO Xiuyun as Mgmt For For For Director 10 Elect HUANG Guoping as Mgmt For For For Director 11 Elect CHEN Zhixin as Mgmt For Against Against Director 12 Elect LU Yuanjing as Mgmt For For For Director 13 Elect KANG Yi as Mgmt For For For Director 14 Elect GU Desheng as Mgmt For For For Director 15 Elect CHEN Xiaohong as Mgmt For For For Director 16 Elect WAN Ten Lap as Mgmt For For For Director 17 Elect Michael CHOI Man Mgmt For Against Against Chau as Director 18 Elect JIN Liangshou as Mgmt For For For Supervisor 19 Elect HE Hongsen as Mgmt For For For Supervisor 20 Elect CHEN Hui as Mgmt For For For Supervisor 21 Elect LIU Xiaochu as Mgmt For For For Supervisor 22 Elect LIU Dongrong as Mgmt For For For Supervisor 23 Elect FAN Haiyong as Mgmt For For For Supervisor 24 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 25 Amendments to Rules of Mgmt For For For Procedures of General Meeting 26 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ Hunan Nonferrous Metals Corp. Ticker Security ID: Meeting Date Meeting Status 2626 CINS Y3767E109 08/06/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Shares to Mgmt For For For Parent 3 Amendments to Article 3 Mgmt For For For 4 Amendments to Articles Mgmt For For For 19 5 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Hunan Nonferrous Metals Corp. Ticker Security ID: Meeting Date Meeting Status 2626 CINS Y3767E109 08/06/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Shares to Mgmt For For For Parent ________________________________________________________________________________ Iluka Resources Limited Ticker Security ID: Meeting Date Meeting Status ILU CINS Q4875J104 05/23/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect G. John Pizzey Mgmt For For For 3 Re-elect Gavin Rezos Mgmt For For For 4 Remuneration Report Mgmt For For For ________________________________________________________________________________ Kenmare Resources Plc Ticker Security ID: Meeting Date Meeting Status KMR CINS G52332106 05/31/2012 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Sofia Bianchi Mgmt For For For 4 Elect Michael Carvill Mgmt For For For 5 Elect Jacob Deysel Mgmt For For For 6 Elect Ian Egan Mgmt For For For 7 Elect Simon Farrell Mgmt For For For 8 Elect Terence Mgmt For For For Fitzpatrick 9 Elect Elizabeth Headon Mgmt For For For 10 Elect Anthony Lowrie Mgmt For For For 11 Elect Peter McAleer Mgmt For For For 12 Elect Tony McCluskey Mgmt For For For 13 Elect Justin Loasby Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Lynas Corporation Limited Ticker Security ID: Meeting Date Meeting Status LYC CINS Q5683J103 11/30/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect William (Liam) Mgmt For For For Forde 4 Elect Ziggy Switkowski Mgmt For For For 5 Elect Kathleen Conlon Mgmt For For For 6 Renew Option Plan Mgmt For For For 7 Approve Performance Mgmt For For For Rights Plan 8 Equity Grant (Executive Mgmt For For For Chairman Nicholas Curtis) ________________________________________________________________________________ Molibdenos y Metales SA Ticker Security ID: Meeting Date Meeting Status MOLYMET CINS P6877L103 04/10/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For Abstain Against and Risk Rating Agency 3 Election of Directors; Mgmt For Abstain Against Fees 4 Directors' Committee Mgmt For Abstain Against Fees and Budget 5 Publication of Company Mgmt For For For Notices 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions 8 Transaction of Other Mgmt For Against Against Business 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Molycorp, Inc. Ticker Security ID: Meeting Date Meeting Status MCP CUSIP 608753109 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Dolan Mgmt For For For 1.2 Elect John Graell Mgmt For For For 1.3 Elect Mark Smith Mgmt For For For 2 2012 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Neo Material Technologies Inc. Ticker Security ID: Meeting Date Meeting Status NEM CINS 64045Y108 05/30/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Gary German Mgmt For For For 3 Elect Ho Soo Ching Mgmt For For For 4 Elect James Jackson Mgmt For For For 5 Elect Constantine Mgmt For For For Karayannopoulos 6 Elect Claire Kennedy Mgmt For For For 7 Elect William Macfarlane Mgmt For For For 8 Elect Peter O'Connor Mgmt For For For 9 Elect John Pearson Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ North Mining Shares Company Limited Ticker Security ID: Meeting Date Meeting Status 0433 CINS G6661B121 05/30/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For Against Against 4 Elect ZHANG Jia Kun Mgmt For For For 5 Elect FAN Wei Guo Mgmt For For For 6 Elect MU Xiangming Mgmt For Against Against 7 Elect Roy LO Wa Kei Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ North Mining Shares Company Limited Ticker Security ID: Meeting Date Meeting Status 0433 CINS G6661B121 06/12/2012 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Disposal Mgmt For For For ________________________________________________________________________________ Osaka Titanium technologies Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 5726 CINS J7794L108 06/20/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shohzoh Nishizawa Mgmt For Against Against 2 Elect Shinichi Ogawa Mgmt For For For 3 Elect Yuichi Seki Mgmt For For For 4 Elect Fumio Ohtaguro Mgmt For For For 5 Elect Yoshiki Morishita Mgmt For For For 6 Elect Atsushi Itoh Mgmt For For For 7 Elect Yohichi Aminaga Mgmt For For For 8 Elect Masato Ichise Mgmt For For For 9 Elect Tsuneaki Nishikawa Mgmt For For For ________________________________________________________________________________ Quest Rare Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status QUC CINS 74836T101 04/18/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For Against Against (Slate) 3 Appointment of Auditor Mgmt For For For 4 2012 Stock Option Plan Mgmt For Against Against 5 Restricted Share Unit Mgmt For Against Against Plan 6 Deferred Share Unit Plan Mgmt For For For 7 Technical Amendments to Mgmt For For For By-Law ________________________________________________________________________________ Rare Element Resources Ltd. Ticker Security ID: Meeting Date Meeting Status REE CUSIP 75381M102 12/02/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Ranta Mgmt For For For 1.2 Elect Mark Brown Mgmt For Withhold Against 1.3 Elect M. Norman Anderson Mgmt For For For 1.4 Elect Norman Burmeister Mgmt For For For 1.5 Elect Gregory McKelvey Mgmt For For For 1.6 Elect Paul Schlauch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Stock Option Plan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ RTI International Metals, Inc. Ticker Security ID: Meeting Date Meeting Status RTI CUSIP 74973W107 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Booker Mgmt For For For 1.2 Elect Ronald Gallatin Mgmt For For For 1.3 Elect Charles Gedeon Mgmt For For For 1.4 Elect Robert Hernandez Mgmt For For For 1.5 Elect Dawne Hickton Mgmt For For For 1.6 Elect Edith Holiday Mgmt For For For 1.7 Elect Rokus Van Iperen Mgmt For For For 1.8 Elect Bryan Moss Mgmt For For For 1.9 Elect James Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Thompson Creek Metals Company Inc. Ticker Security ID: Meeting Date Meeting Status TCM CINS 884768102 05/08/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Denis Arsenault Mgmt For Against Against 3 Elect Carol Banducci Mgmt For For For 4 Elect James Freer Mgmt For For For 5 Elect James Geyer Mgmt For For For 6 Elect Timothy Haddon Mgmt For For For 7 Elect Kevin Loughrey Mgmt For For For 8 Elect Thomas O'Neil Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Titanium Metals Corporation Ticker Security ID: Meeting Date Meeting Status TIE CUSIP 888339207 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith Coogan Mgmt For For For 1.2 Elect Glenn Simmons Mgmt For For For 1.3 Elect Harold Simmons Mgmt For Withhold Against 1.4 Elect Thomas Stafford Mgmt For Withhold Against 1.5 Elect Steven Watson Mgmt For Withhold Against 1.6 Elect Terry Worrell Mgmt For For For 1.7 Elect Paul Zucconi Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Toho Titanium Company Limited Ticker Security ID: Meeting Date Meeting Status 5727 CINS J85366102 06/22/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Takeshi Kurushima Mgmt For Against Against 2 Elect Kiyonobu Sugiuchi Mgmt For For For 3 Elect Shinichi Watanabe Mgmt For For For 4 Elect Masaji Funazu Mgmt For For For 5 Elect Susumu Kosemura Mgmt For For For 6 Elect Ryohich Kanai Mgmt For For For 7 Elect Hiroaki Satoh Mgmt For For For 8 Elect Ichiroh Uchijima Mgmt For For For 9 Elect Seiichi Murayama Mgmt For For For 10 Elect Yoshihisa Murasawa Mgmt For For For 11 Elect Akira Ohmachi Mgmt For Against Against ================================== Retail ETF ================================== ________________________________________________________________________________ Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Jamie Gorelick Mgmt For For For 6 Elect Blake Krikorian Mgmt For For For 7 Elect Alain Monie Mgmt For For For 8 Elect Jonathan Mgmt For For For Rubinstein 9 Elect Thomas Ryder Mgmt For Against Against 10 Elect Patricia Mgmt For For For Stonesifer 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 1997 Mgmt For For For Stock Incentive Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Climate Change 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Collis Mgmt For For For 2 Elect Richard Gozon Mgmt For For For 3 Elect Kathleen Hyle Mgmt For For For 4 Elect Michael Long Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bed Bath & Beyond Inc. Ticker Security ID: Meeting Date Meeting Status BBBY CUSIP 075896100 06/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Leonard Feinstein Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2012 Incentive Mgmt For For For Compensation Plan ________________________________________________________________________________ Best Buy Co., Inc. Ticker Security ID: Meeting Date Meeting Status BBY CUSIP 086516101 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Kathy Higgins Mgmt For For For Victor 1.3 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr For For For Regarding Declassification of the Board ________________________________________________________________________________ CVS Caremark Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. David Brown II Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect Anne Finucane Mgmt For For For 4 Elect Kristen Gibney Mgmt For For For Williams 5 Elect Marian Heard Mgmt For For For 6 Elect Larry Merlo Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For For For 8 Elect C.A. Lance Piccolo Mgmt For For For 9 Elect Richard Swift Mgmt For For For 10 Elect Tony White Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Authorization of Mgmt For For For Written Consent by Less Than Unanimous Approval 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For Against Against 7 Elect Armando Codina Mgmt For Against Against 8 Elect Bonnie Hill Mgmt For Against Against 9 Elect Karen Katen Mgmt For Against Against 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Employee Stock Purchase Plan 14 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures 15 SHAREHOLDER PROPOSAL ShrHoldr Against Against For REGARDING EMPLOYMENT DIVERSITY REPORT 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Contributions 19 Shareholder Proposal ShrHoldr Against Against For Regarding Stormwater Management Policy ________________________________________________________________________________ J.C. Penney Company, Inc. Ticker Security ID: Meeting Date Meeting Status JCP CUSIP 708160106 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Ackman Mgmt For For For 2 Elect Colleen Barrett Mgmt For Against Against 3 Elect Thomas Engibous Mgmt For For For 4 Elect Kent Foster Mgmt For For For 5 Elect Ronald Johnson Mgmt For For For 6 Elect Geraldine Mgmt For Against Against Laybourne 7 Elect Burl Osborne Mgmt For Against Against 8 Elect Leonard Roberts Mgmt For For For 9 Elect Steven Roth Mgmt For For For 10 Elect Javier Teruel Mgmt For For For 11 Elect R. Gerald Turner Mgmt For Against Against 12 Elect Mary Beth West Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2012 Long-Term Mgmt For Against Against Incentive Plan 15 Management Incentive Mgmt For Against Against Compensation Program 16 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Boneparth Mgmt For Against Against 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For Against Against 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect John Schlifske Mgmt For For For 8 Elect Frank Sica Mgmt For For For 9 Elect Peter Sommerhauser Mgmt For Against Against 10 Elect Stephanie Streeter Mgmt For Against Against 11 Elect Nina Vaca Mgmt For For For 12 Elect Stephen Watson Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Fur Policy 16 Shareholder Proposal ShrHoldr Against Against For Regarding CEO Succession Planning 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Limited Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LTD CUSIP 532716107 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Heskett Mgmt For Against Against 2 Elect Allan Tessler Mgmt For For For 3 Elect Abigail Wexner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Elimination of Mgmt For For For Supermajority Requirement 7 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board 9 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 10 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For Withhold Against 1.5 Elect Richard Dreiling Mgmt For For For 1.6 Elect Dawn Hudson Mgmt For For For 1.7 Elect Robert Johnson Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For Withhold Against 1.9 Elect Richard Lochridge Mgmt For For For 1.10 Elect Robert Niblock Mgmt For For For 1.11 Elect Eric Wiseman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Severance Agreements 7 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Macy's Inc. Ticker Security ID: Meeting Date Meeting Status M CUSIP 55616P104 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen Bollenbach Mgmt For For For 2 Elect Deirdre Connelly Mgmt For For For 3 Elect Meyer Feldberg Mgmt For For For 4 Elect Sara Levinson Mgmt For For For 5 Elect Terry Lundgren Mgmt For For For 6 Elect Joseph Neubauer Mgmt For Against Against 7 Elect Joyce Roche Mgmt For For For 8 Elect Paul Varga Mgmt For For For 9 Elect Craig Weatherup Mgmt For For For 10 Elect Marna Whittington Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of the Senior Mgmt For For For Executive Compensation Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Fur Policy ________________________________________________________________________________ Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Barton Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Safeway Inc. Ticker Security ID: Meeting Date Meeting Status SWY CUSIP 786514208 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Frank Herringer Mgmt For Against Against 5 Elect Kenneth Oder Mgmt For Against Against 6 Elect T. Gary Rogers Mgmt For For For 7 Elect Arun Sarin Mgmt For For For 8 Elect Michael Shannon Mgmt For Against Against 9 Elect William Tauscher Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Amendment to the Mgmt For For For Capital Performance Bonus Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 14 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 15 Shareholder Proposal ShrHoldr Against Against For Regarding CEO Succession Planning ________________________________________________________________________________ Staples, Inc. Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect David Faust Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Action by Written Mgmt For For For Consent 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the 2010 Mgmt For For For Long Term Cash Incentive Plan 16 Amendment to the Mgmt For For For Executive Officer Incentive Plan 17 2012 Employee Stock Mgmt For For For Purchase Plan 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For For For 3 Elect Mary Dillon Mgmt For For For 4 Elect James Johnson Mgmt For Against Against 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For Against Against 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For For For 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of the Short Mgmt For For For Term Incentive Plan 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Electronic Waste 16 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Political Spending ________________________________________________________________________________ The Gap, Inc. Ticker Security ID: Meeting Date Meeting Status GPS CUSIP 364760108 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For For For 2 Elect Domenico De Sole Mgmt For For For 3 Elect Robert Fisher Mgmt For For For 4 Elect William Fisher Mgmt For For For 5 Elect Isabella Goren Mgmt For For For 6 Elect Bob Martin Mgmt For For For 7 Elect Jorge Montoya Mgmt For For For 8 Elect Glenn Murphy Mgmt For For For 9 Elect Mayo Shattuck III Mgmt For For For 10 Elect Katherine Tsang Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights in Sri Lanka ________________________________________________________________________________ The Kroger Co. Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding ILO Conventions 18 Shareholder Proposal ShrHoldr Against Against For Regarding Extended Producer Responsibility ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Jose Alvarez Mgmt For For For 3 Elect Alan Bennett Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of Material Mgmt For For For Terms of Executive Officer Performance Goals Under Cash Incentive Plans 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wal-Mart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aida Alvarez Mgmt For Against Against 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For Against Against 4 Elect James Cash, Jr. Mgmt For Against Against 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For Against Against 8 Elect Marissa Mayer Mgmt For For For 9 Elect Gregory Penner Mgmt For For For 10 Elect Steven Reinemund Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For Against Against 12 Elect Arne Sorenson Mgmt For Against Against 13 Elect Jim Walton Mgmt For For For 14 Elect S. Robson Walton Mgmt For For For 15 Elect Christopher Mgmt For Against Against Williams 16 Elect Linda Wolf Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Director Qualifications 21 Shareholder Proposal ShrHoldr Against Against For Regarding an Incentive Compensation Report ________________________________________________________________________________ Whole Foods Market, Inc. Ticker Security ID: Meeting Date Meeting Status WFM CUSIP 966837106 03/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Elstrott Mgmt For For For 1.2 Elect Gabrielle Greene Mgmt For For For 1.3 Elect Hass Hassan Mgmt For For For 1.4 Elect Stephanie Kugelman Mgmt For Withhold Against 1.5 Elect John Mackey Mgmt For For For 1.6 Elect Walter Robb Mgmt For For For 1.7 Elect Jonathan Seiffer Mgmt For Withhold Against 1.8 Elect Morris Siegel Mgmt For For For 1.9 Elect Jonathan Sokoloff Mgmt For For For 1.10 Elect Ralph Sorenson Mgmt For Withhold Against 1.11 Elect William Tindell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Increase of Authorized Mgmt For For For Common Stock 5 Shareholder Proposal ShrHoldr Against For Against Regarding Removal of Directors 6 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman ================================== Russia ETF ================================== ________________________________________________________________________________ Acron JSC Ticker Security ID: Meeting Date Meeting Status AKRN CINS X00311104 11/24/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Early Termination of Mgmt For For For Board Powers 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Igor Belikov Mgmt N/A For N/A 5 Elect Vladimir V. Mgmt N/A Abstain N/A Gavrikov 6 Elect Alexander A. Mgmt N/A Abstain N/A Dynkin 7 Elect Yuri Zubakov Mgmt N/A Abstain N/A 8 Elect Oleg Kornyshev Mgmt N/A Abstain N/A 9 Elect Viktor A. Kochubey Mgmt N/A Abstain N/A 10 Elect Alexander V. Popov Mgmt N/A Abstain N/A 11 Elect Dmitry A. Habrat Mgmt N/A Abstain N/A 12 Elect Valery P. Shvalyuk Mgmt N/A Abstain N/A 13 Independent Directors' Mgmt For For For Fees 14 Interim Dividend Mgmt For For For _______________________________________________________________________________ Akron OAO (Acron JSC) Ticker Security ID: Meeting Date Meeting Status AKRN CINS X00311104 02/27/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger by Absorption Mgmt For For For 2 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 3 Amendments to Charter Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Alliance Oil Company Ltd. Ticker Security ID: Meeting Date Meeting Status AOIL CINS G0252S106 05/22/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Mgmt For For For Profits/Dividends 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Appointment of Auditor Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Cherepovets Metal Factory Severstal Ticker Security ID: Meeting Date Meeting Status CINS 818150302 09/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For ________________________________________________________________________________ CTC Media, Inc. Ticker Security ID: Meeting Date Meeting Status CTCM CUSIP 12642X106 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hans-Holger Mgmt For Withhold Against Albrecht 1.2 Elect Angelo Codignoni Mgmt For For For 1.3 Elect Jean-Pierre Morel Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ E.ON Rossiya OAO Ticker Security ID: Meeting Date Meeting Status OGK4 CINS X2156X109 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Mike Winkel Mgmt For Abstain Against 4 Elect Sergey Malinov Mgmt For For For 5 Elect Albert Reutersberg Mgmt For Abstain Against 6 Elect Gunter Rummler Mgmt For Abstain Against 7 Elect Yury Sablukov Mgmt For Abstain Against 8 Elect Sergey Tazin Mgmt For Abstain Against 9 Elect Karl-Heinz Mgmt For Abstain Against Feldmann 10 Elect Reiner Hartmann Mgmt For Abstain Against 11 Elect Igor Yurgens Mgmt For For For 12 Elect Alexey Asyaev Mgmt For For For 13 Elect Mikhael Wilhelm Mgmt For For For 14 Elect Denis Kittler Mgmt For For For 15 Elect Tomas Fekker Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Amendments to Charter Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Energetiki I Elektrifikacii Mosenergo Ticker Security ID: Meeting Date Meeting Status CINS X55075109 09/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal Mgmt For Abstain Against Regarding Early Termination of Board Powers 2 Shareholder Proposal Mgmt For Abstain Against Regarding Election of Directors 3 Related Party Mgmt For Abstain Against Transactions ________________________________________________________________________________ Evraz Plc Ticker Security ID: Meeting Date Meeting Status EVR CINS G33090104 06/18/2012 Take No Action Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Mgmt For TNA N/A Profits/Dividends 3 Directors' Remuneration Mgmt For TNA N/A Report 4 Elect Alexander Abramov Mgmt For TNA N/A 5 Elect Duncan Baxter Mgmt For TNA N/A 6 Elect Alexander Frolov Mgmt For TNA N/A 7 Elect James Karl Gruber Mgmt For TNA N/A 8 Elect Alexander Izosimov Mgmt For TNA N/A 9 Elect Sir Michael Peat Mgmt For TNA N/A 10 Elect Olga Pokrovskaya Mgmt For TNA N/A 11 Elect Terry Robinson Mgmt For TNA N/A 12 Elect Eugene Shvidler Mgmt For TNA N/A 13 Elect Eugene Tenenbaum Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 15 Authority to Issue Mgmt For TNA N/A Shares w/ Preemptive Rights 16 Authorisation of Mgmt For TNA N/A Political Donations 17 Authorisation of Mgmt For TNA N/A Electronic Communications 18 Authority to Issue Mgmt For TNA N/A Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For TNA N/A Shares 20 Adoption of New Articles Mgmt For TNA N/A 21 Authority to Set Mgmt For TNA N/A General Meeting Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Federal Grid Company of Unified Energy Systems OJSC Ticker Security ID: Meeting Date Meeting Status FEES CINS X2393G109 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Directors' Fees Mgmt For Against Against 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Boris Ayuev Mgmt For Abstain Against 8 Elect Oleg Budargin Mgmt For Abstain Against 9 Elect Boris Kovalchuk Mgmt For Abstain Against 10 Elect Vyacheslav Mgmt For Abstain Against Kravchenko 11 Elect Andrey Malyshev Mgmt For Abstain Against 12 Elect Vladimir Mgmt For For For Rashevskiy 13 Elect Elena Titova Mgmt For Abstain Against 14 Elect Ernesto Ferlengi Mgmt For For For 15 Elect Rashid Sharipov Mgmt For For For 16 Elect Ilya Sherbovich Mgmt For For For 17 Elect Denis Fedorov Mgmt For Abstain Against 18 Election of Audit Mgmt For For For Commission 19 Appointment of Auditor Mgmt For For For 20 Amendments to Audit Mgmt For For For Commission Regulations 21 Amendments to Mgmt For For For Directors' Fees Regulations 22 Indemnification of Mgmt For For For Directors/Officers/Chie f Auditor ________________________________________________________________________________ Gazprom Neft Ticker Security ID: Meeting Date Meeting Status SIBN CUSIP 36829G107 01/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Gazprom Neft Ticker Security ID: Meeting Date Meeting Status SIBN CINS 36829G107 01/26/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gazprom OAO Ticker Security ID: Meeting Date Meeting Status GAZP CUSIP 368287207 06/29/2012 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Directors' Fees Mgmt For Against Against 7 Audit Commission Mgmt For For For Members' Fees 8 Related Party Mgmt For For For Transactions 9 Related Party Mgmt For For For Transactions 10 Related Party Mgmt For For For Transactions 11 Related Party Mgmt For For For Transactions 12 Related Party Mgmt For For For Transactions 13 Related Party Mgmt For For For Transactions 14 Related Party Mgmt For For For Transactions 15 Related Party Mgmt For For For Transactions 16 Related Party Mgmt For For For Transactions 17 Related Party Mgmt For For For Transactions 18 Related Party Mgmt For For For Transactions 19 Related Party Mgmt For For For Transactions 20 Related Party Mgmt For For For Transactions 21 Related Party Mgmt For For For Transactions 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions 28 Related Party Mgmt For For For Transactions 29 Related Party Mgmt For For For Transactions 30 Related Party Mgmt For For For Transactions 31 Related Party Mgmt For For For Transactions 32 Related Party Mgmt For For For Transactions 33 Related Party Mgmt For For For Transactions 34 Related Party Mgmt For For For Transactions 35 Related Party Mgmt For For For Transactions 36 Related Party Mgmt For For For Transactions 37 Related Party Mgmt For For For Transactions 38 Related Party Mgmt For For For Transactions 39 Related Party Mgmt For For For Transactions 40 Related Party Mgmt For For For Transactions 41 Related Party Mgmt For For For Transactions 42 Related Party Mgmt For For For Transactions 43 Related Party Mgmt For For For Transactions 44 Related Party Mgmt For For For Transactions 45 Related Party Mgmt For For For Transactions 46 Related Party Mgmt For For For Transactions 47 Related Party Mgmt For For For Transactions 48 Related Party Mgmt For For For Transactions 49 Related Party Mgmt For For For Transactions 50 Related Party Mgmt For For For Transactions 51 Related Party Mgmt For For For Transactions 52 Related Party Mgmt For For For Transactions 53 Related Party Mgmt For For For Transactions 54 Related Party Mgmt For For For Transactions 55 Related Party Mgmt For For For Transactions 56 Related Party Mgmt For For For Transactions 57 Related Party Mgmt For For For Transactions 58 Related Party Mgmt For For For Transactions 59 Related Party Mgmt For For For Transactions 60 Related Party Mgmt For For For Transactions 61 Related Party Mgmt For For For Transactions 62 Related Party Mgmt For For For Transactions 63 Related Party Mgmt For For For Transactions 64 Related Party Mgmt For For For Transactions 65 Related Party Mgmt For For For Transactions 66 Related Party Mgmt For For For Transactions 67 Related Party Mgmt For For For Transactions 68 Related Party Mgmt For For For Transactions 69 Related Party Mgmt For For For Transactions 70 Related Party Mgmt For For For Transactions 71 Related Party Mgmt For For For Transactions 72 Related Party Mgmt For For For Transactions 73 Related Party Mgmt For For For Transactions 74 Related Party Mgmt For For For Transactions 75 Related Party Mgmt For For For Transactions 76 Related Party Mgmt For For For Transactions 77 Related Party Mgmt For For For Transactions 78 Related Party Mgmt For For For Transactions 79 Related Party Mgmt For For For Transactions 80 Related Party Mgmt For For For Transactions 81 Related Party Mgmt For For For Transactions 82 Related Party Mgmt For For For Transactions 83 Related Party Mgmt For For For Transactions 84 Related Party Mgmt For For For Transactions 85 Related Party Mgmt For For For Transactions 86 Related Party Mgmt For For For Transactions 87 Related Party Mgmt For For For Transactions 88 Related Party Mgmt For For For Transactions 89 Related Party Mgmt For For For Transactions 90 Related Party Mgmt For For For Transactions 91 Related Party Mgmt For For For Transactions 92 Related Party Mgmt For For For Transactions 93 Related Party Mgmt For For For Transactions 94 Related Party Mgmt For For For Transactions 95 Related Party Mgmt For For For Transactions 96 Related Party Mgmt For For For Transactions 97 Related Party Mgmt For For For Transactions 98 Routine Meeting Item Mgmt For For For ________________________________________________________________________________ Gazprom OAO Ticker Security ID: Meeting Date Meeting Status GAZP CUSIP 368287207 06/29/2012 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions 2 Related Party Mgmt For For For Transactions 3 Related Party Mgmt For For For Transactions 4 Related Party Mgmt For For For Transactions 5 Related Party Mgmt For For For Transactions 6 Related Party Mgmt For For For Transactions 7 Related Party Mgmt For For For Transactions 8 Related Party Mgmt For For For Transactions 9 Related Party Mgmt For For For Transactions 10 Related Party Mgmt For For For Transactions 11 Related Party Mgmt For For For Transactions 12 Related Party Mgmt For For For Transactions 13 Related Party Mgmt For For For Transactions 14 Related Party Mgmt For For For Transactions 15 Related Party Mgmt For For For Transactions 16 Related Party Mgmt For For For Transactions 17 Related Party Mgmt For For For Transactions 18 Related Party Mgmt For For For Transactions 19 Related Party Mgmt For For For Transactions 20 Related Party Mgmt For For For Transactions 21 Related Party Mgmt For For For Transactions 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions 26 Elect Andrey Akimov Mgmt For Abstain Against 27 Elect Farit Gazizullin Mgmt For Abstain Against 28 Elect Viktor Zubkov Mgmt For Abstain Against 29 Elect Elena Karpel Mgmt For Abstain Against 30 Elect Timur Kulibaev Mgmt For Abstain Against 31 Elect Vitaly Markelov Mgmt For Abstain Against 32 Elect Viktor Martynov Mgmt For Abstain Against 33 Elect Vladimir Mau Mgmt For Abstain Against 34 Elect Alexey Miller Mgmt For Abstain Against 35 Elect Valery Musin Mgmt For For For 36 Elect Mikhail Sereda Mgmt For Abstain Against 37 Elect Igor Yusufov Mgmt For Abstain Against 38 Elect Dmitry Arkhipov Mgmt For Abstain Against 39 Elect Andrei Belobrov Mgmt For For For 40 Elect Vadim Bikulov Mgmt For For For 41 Elect Aleksey Mironov Mgmt For For For 42 Elect Lidiya Morozova Mgmt For For For 43 Elect Anna Nesterova Mgmt For For For 44 Elect Georgy A. Nozadze Mgmt For For For 45 Elect Yury Nosov Mgmt For Abstain Against 46 Elect Karen Oganyan Mgmt For For For 47 Elect Maria Tikhonova Mgmt For For For 48 Elect Alexander Yugov Mgmt For For For ________________________________________________________________________________ Gazprom OAO Ticker Security ID: Meeting Date Meeting Status GAZP CINS 368287207 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Related Party Mgmt For For For Transactions 3 Related Party Mgmt For For For Transactions 4 Related Party Mgmt For For For Transactions 5 Related Party Mgmt For For For Transactions 6 Related Party Mgmt For For For Transactions 7 Related Party Mgmt For For For Transactions 8 Related Party Mgmt For For For Transactions 9 Related Party Mgmt For For For Transactions 10 Related Party Mgmt For For For Transactions 11 Related Party Mgmt For For For Transactions 12 Related Party Mgmt For For For Transactions 13 Related Party Mgmt For For For Transactions 14 Related Party Mgmt For For For Transactions 15 Related Party Mgmt For For For Transactions 16 Related Party Mgmt For For For Transactions 17 Related Party Mgmt For For For Transactions 18 Related Party Mgmt For For For Transactions 19 Related Party Mgmt For For For Transactions 20 Related Party Mgmt For For For Transactions 21 Related Party Mgmt For For For Transactions 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions 28 Related Party Mgmt For For For Transactions 29 Related Party Mgmt For For For Transactions 30 Related Party Mgmt For For For Transactions 31 Related Party Mgmt For For For Transactions 32 Related Party Mgmt For For For Transactions 33 Related Party Mgmt For For For Transactions 34 Related Party Mgmt For For For Transactions 35 Related Party Mgmt For For For Transactions 36 Related Party Mgmt For For For Transactions 37 Related Party Mgmt For For For Transactions 38 Related Party Mgmt For For For Transactions 39 Related Party Mgmt For For For Transactions 40 Related Party Mgmt For For For Transactions 41 Related Party Mgmt For For For Transactions 42 Related Party Mgmt For For For Transactions 43 Related Party Mgmt For For For Transactions 44 Related Party Mgmt For For For Transactions 45 Related Party Mgmt For For For Transactions 46 Non-Voting Agenda Item N/A N/A N/A N/A 47 Non-Voting Agenda Item N/A N/A N/A N/A 48 Elect Andrey Akimov Mgmt For Abstain Against 49 Elect Farit Gazizullin Mgmt For Abstain Against 50 Elect Viktor Zubkov Mgmt For Abstain Against 51 Elect Elena Karpel Mgmt For Abstain Against 52 Elect Timur Kulibaev Mgmt For Abstain Against 53 Elect Vitaly Markelov Mgmt For Abstain Against 54 Elect Viktor Martynov Mgmt For Abstain Against 55 Elect Vladimir Mau Mgmt For Abstain Against 56 Elect Alexey Miller Mgmt For Abstain Against 57 Elect Valery Musin Mgmt For For For 58 Elect Mikhail Sereda Mgmt For Abstain Against 59 Elect Igor Yusufov Mgmt For Abstain Against 60 Non-Voting Agenda Item N/A N/A N/A N/A 61 Elect Dmitry Arkhipov Mgmt For N/A N/A 62 Elect Andrei Belobrov Mgmt For For For 63 Elect Vadim Bikulov Mgmt For For For 64 Elect Aleksey Mironov Mgmt For For For 65 Elect Lidiya Morozova Mgmt For For For 66 Elect Anna Nesterova Mgmt For For For 67 Elect Georgy A. Nozadze Mgmt For For For 68 Elect Yury Nosov Mgmt For N/A N/A 69 Elect Karen Oganyan Mgmt For For For 70 Elect Maria Tikhonova Mgmt For For For 71 Elect Alexander Yugov Mgmt For For For 72 Non-Voting Agenda Item N/A N/A N/A N/A 73 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gazprom OAO Ticker Security ID: Meeting Date Meeting Status GAZP CINS 368287207 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Directors' Fees Mgmt For Against Against 8 Audit Commission Mgmt For For For Members' Fees 9 Related Party Mgmt For For For Transactions 10 Related Party Mgmt For For For Transactions 11 Related Party Mgmt For For For Transactions 12 Related Party Mgmt For For For Transactions 13 Related Party Mgmt For For For Transactions 14 Related Party Mgmt For For For Transactions 15 Related Party Mgmt For For For Transactions 16 Related Party Mgmt For For For Transactions 17 Related Party Mgmt For For For Transactions 18 Related Party Mgmt For For For Transactions 19 Related Party Mgmt For For For Transactions 20 Related Party Mgmt For For For Transactions 21 Related Party Mgmt For For For Transactions 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions 28 Related Party Mgmt For For For Transactions 29 Related Party Mgmt For For For Transactions 30 Related Party Mgmt For For For Transactions 31 Related Party Mgmt For For For Transactions 32 Related Party Mgmt For For For Transactions 33 Related Party Mgmt For For For Transactions 34 Related Party Mgmt For For For Transactions 35 Related Party Mgmt For For For Transactions 36 Related Party Mgmt For For For Transactions 37 Related Party Mgmt For For For Transactions 38 Related Party Mgmt For For For Transactions 39 Related Party Mgmt For For For Transactions 40 Related Party Mgmt For For For Transactions 41 Related Party Mgmt For For For Transactions 42 Related Party Mgmt For For For Transactions 43 Related Party Mgmt For For For Transactions 44 Related Party Mgmt For For For Transactions 45 Related Party Mgmt For For For Transactions 46 Related Party Mgmt For For For Transactions 47 Related Party Mgmt For For For Transactions 48 Related Party Mgmt For For For Transactions 49 Related Party Mgmt For For For Transactions 50 Related Party Mgmt For For For Transactions 51 Related Party Mgmt For For For Transactions 52 Related Party Mgmt For For For Transactions 53 Related Party Mgmt For For For Transactions 54 Related Party Mgmt For For For Transactions 55 Related Party Mgmt For For For Transactions 56 Related Party Mgmt For For For Transactions 57 Related Party Mgmt For For For Transactions 58 Related Party Mgmt For For For Transactions 59 Related Party Mgmt For For For Transactions 60 Related Party Mgmt For For For Transactions 61 Related Party Mgmt For For For Transactions 62 Related Party Mgmt For For For Transactions 63 Related Party Mgmt For For For Transactions 64 Related Party Mgmt For For For Transactions 65 Related Party Mgmt For For For Transactions 66 Related Party Mgmt For For For Transactions 67 Related Party Mgmt For For For Transactions 68 Related Party Mgmt For For For Transactions 69 Related Party Mgmt For For For Transactions 70 Related Party Mgmt For For For Transactions 71 Related Party Mgmt For For For Transactions 72 Related Party Mgmt For For For Transactions 73 Related Party Mgmt For For For Transactions 74 Related Party Mgmt For For For Transactions 75 Related Party Mgmt For For For Transactions 76 Related Party Mgmt For For For Transactions 77 Related Party Mgmt For For For Transactions 78 Related Party Mgmt For For For Transactions 79 Related Party Mgmt For For For Transactions 80 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Global Ports Investments Plc Ticker Security ID: Meeting Date Meeting Status GLPR CINS 37951Q202 04/17/2012 Voted Meeting Type Country of Trade Annual Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Siobhan Walker Mgmt For For For 5 Remuneration for Bryan Mgmt For For For Smith 6 Remuneration for Mgmt For For For Alexander Iodchin 7 Remuneration for Mgmt For For For Michael Thomaides 8 Remuneration for Mgmt For For For Alexander Pevzner 9 Remuneration for Elia Mgmt For For For Nicolaou 10 Remuneration for Marios Mgmt For For For Tofaros 11 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ GlobalTrans Investment Plc Ticker Security ID: Meeting Date Meeting Status GLTR CINS 37949E204 05/04/2012 Voted Meeting Type Country of Trade Annual Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 4 Elect Alexander Eliseev Mgmt For Abstain Against 5 Elect Michael Zampelas Mgmt For Abstain Against 6 Elect Johann Franz Mgmt For Abstain Against Durrer 7 Elect Sergey Maltsev Mgmt For Abstain Against 8 Elect Mikhail Loganov Mgmt For Abstain Against 9 Elect Elia Nicolaou Mgmt For Abstain Against 10 Elect Konstantin Mgmt For Abstain Against Shirokov 11 Authority to Issue Mgmt For Abstain Against Shares w/o Preemptive Rights ________________________________________________________________________________ GlobalTrans Investment Plc Ticker Security ID: Meeting Date Meeting Status GLTR CINS 37949E204 12/20/2011 Voted Meeting Type Country of Trade Special Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Articles Mgmt For For For Regarding Repurchase of Shares 2 Repurchase of Own Mgmt For For For Shares (Related Party Transaction) 3 Limit on Repurchase of Mgmt For For For Shares 4 Maximum Shareholding Mgmt For For For Period 5 Disapplication of Mgmt For For For Preemption Rights 6 Authority to Implement Mgmt For For For Proposals ________________________________________________________________________________ Gruppa LSR OAO (LSR Group OJSC) Ticker Security ID: Meeting Date Meeting Status LSRG CINS 50218G206 04/05/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Board Size Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Kirill Androsov Mgmt For For For 8 Elect Ilgiz Valitov Mgmt For Abstain Against 9 Elect Dmitry Goncharov Mgmt For Abstain Against 10 Elect Igor Levit Mgmt For Abstain Against 11 Elect Mikhail Romanov Mgmt For Abstain Against 12 Elect Sergey Mgmt For Abstain Against Skaterschikov 13 Elect Mark Temkin Mgmt For For For 14 Elect Elena Tumanova Mgmt For Abstain Against 15 Elect Olga Sheikina Mgmt For Abstain Against 16 Elect Natalia Klevtsova Mgmt For For For 17 Elect Yury Terentiev Mgmt For For For 18 Elect Ludmila Fradina Mgmt For For For 19 Appointment of Auditor Mgmt For For For (IFRS) 20 Appointment of Auditor Mgmt For For For (RAS) 21 Amendments to Charter Mgmt For For For 22 Amendments to Mgmt For For For Regulations on the Board of Directors 23 Amendments to Mgmt For For For Regulations on the Executive Committee 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Integra Group Ticker Security ID: Meeting Date Meeting Status INTE CINS 45822B205 12/05/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Spin-off Mgmt For For For 2 Amendments to Articles Mgmt For For For [Technical] ________________________________________________________________________________ Inter Rao Ues JSC Ticker Security ID: Meeting Date Meeting Status IRAO CINS X7948V113 02/15/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Shareholder Proposal Mgmt N/A For N/A Regarding Early Termination of Board Powers 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Ferdinando Falco Mgmt N/A Abstain N/A Beccalli 6 Elect Oleg Budargin Mgmt N/A Abstain N/A 7 Elect Vladimir Dmitriyev Mgmt N/A Abstain N/A 8 Elect Yevgeny Dod Mgmt N/A Abstain N/A 9 Elect Anatoly Gavrilenko Mgmt N/A Abstain N/A 10 Elect Boris Kovalchuk Mgmt N/A Abstain N/A 11 Elect Vyacheslav Mgmt N/A Abstain N/A Kravchenko 12 Elect Grigoriy Kurtser Mgmt N/A Abstain N/A 13 Elect Alexander Lokshin Mgmt N/A Abstain N/A 14 Elect Kirill Seleznyov Mgmt N/A Abstain N/A 15 Elect Nikolaj Semin Mgmt N/A For N/A 16 Elect Vladimir Mgmt N/A Abstain N/A Strzhalkovsky 17 Elect Denis Fyodorov Mgmt N/A Abstain N/A 18 Elect Dmitry E. Shugayev Mgmt N/A Abstain N/A 19 Shareholder Proposal Mgmt For For For Regarding Early Termination of Audit Commission Powers 20 Shareholder Proposal Mgmt N/A For N/A Regarding Election of Audit Commission Members 21 Amendments to Charter Mgmt For For For 22 Related Party Mgmt For For For Transactions 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Inter Rao Ues JSC Ticker Security ID: Meeting Date Meeting Status IRAO CINS X39961101 04/26/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger with OGK-1 and Mgmt For For For OGK-3 2 Merger with Mgmt For Abstain Against Bashenergoaktiv 3 Merger with Inter RAO - Mgmt For Abstain Against Energy 4 Merger with Inter RAO - Mgmt For Abstain Against EnergyAsset 5 Increase of Charter Mgmt For For For Capital 6 Bank Guarantee Mgmt For Abstain Against Agreement with a Related Party 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Inter Rao Ues JSC Ticker Security ID: Meeting Date Meeting Status IRAO CINS X39961101 06/25/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Fees Mgmt For For For 5 Audit Committee Fees Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Rinat Baybekov Mgmt For For For 8 Elect Ferdinando Falco Mgmt For Abstain Against Beccalli 9 Elect Oleg Budargin Mgmt For Abstain Against 10 Elect Anatoly Gavrilenko Mgmt For Abstain Against 11 Elect Vladimir Dmitriyev Mgmt For Abstain Against 12 Elect Boris Kovalchuk Mgmt For Abstain Against 13 Elect Vladimir Mgmt For Abstain Against Kolmogorov 14 Elect Vyacheslav Mgmt For Abstain Against Kravchenko 15 Elect Grigoriy Kurtser Mgmt For Abstain Against 16 Elect Alexander Lokshin Mgmt For Abstain Against 17 Elect Kirill Seleznev Mgmt For Abstain Against 18 Elect Nikolaj Semin Mgmt For For For 19 Elect Vladimir Mgmt For Abstain Against Strzhalkovsky 20 Elect Denis Fedorov Mgmt For Abstain Against 21 Elect Dmitry E. Shugayev Mgmt For Abstain Against 22 Election of Audit Mgmt For For For Commission 23 Appointment of Auditor Mgmt For For For 24 Amendments to Mgmt For For For Regulations on Board Fees 25 Cost of Indemnification Mgmt For For For of Directors/Officers 26 Indemnification of Mgmt For For For Directors/Officers; Related Party Transactions ________________________________________________________________________________ Inter Rao Ues JSC Ticker Security ID: Meeting Date Meeting Status IRAO CINS X7948V113 08/31/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal Mgmt N/A For N/A Regarding Early Termination of Board Powers 2 Shareholder Proposal Mgmt N/A For N/A Regarding Election of Directors ________________________________________________________________________________ Interregional Distribution Grid Companies Holding Ticker Security ID: Meeting Date Meeting Status MRKH CINS X3490A102 01/14/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Shareholder Proposal Mgmt For For For Regarding Early Termination of Board Powers 3 Shareholder Proposal Mgmt For For For Regarding Election of Directors ________________________________________________________________________________ Interregional Distribution Grid Companies Holding Ticker Security ID: Meeting Date Meeting Status CINS X3490A102 06/30/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Andrey R. Bokarev Mgmt For Abstain Against 8 Elect Georgy Boos Mgmt For Abstain Against 9 Elect Sergey Borisov Mgmt For Abstain Against 10 Elect Pavel A. Borodin Mgmt For Abstain Against 11 Elect Boris Zingarevich Mgmt For Abstain Against 12 Elect Vyacheslav Mgmt For Abstain Against Kravchenko 13 Elect Viktor Kudryaviy Mgmt For Abstain Against 14 Elect Sergei Mgmt For Abstain Against Serebryannikov 15 Elect Vladimir Tatsiy Mgmt For Abstain Against 16 Elect Elena Titova Mgmt For Abstain Against 17 Elect Vladimir Feigin Mgmt For Abstain Against 18 Elect Thomas Hendel Mgmt For Abstain Against 19 Elect Nikolai Shvets Mgmt For Abstain Against 20 Elect Vladimir Mgmt For Abstain Against Kolmogorov 21 Elect Seppo Remes Mgmt For For For 22 Elect Stanislav Ashirov Mgmt For Abstain Against 23 Elect Valery Gulyaev Mgmt For Abstain Against 24 Elect Denis Fedorov Mgmt For Abstain Against 25 Elect Pavel Shatsky Mgmt For Abstain Against 26 Elect Igor Khvalin Mgmt For Abstain Against 27 Election of Audit Mgmt For For For Commission 28 Appointment of Auditor Mgmt For For For 29 Transfer of Executive Mgmt For For For Control 30 Indemnification of Mgmt For For For Directors/Officers 31 Indemnification of Mgmt For For For Directors/Officers 32 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Irkutsk Electronetwork Company OJSC Ticker Security ID: Meeting Date Meeting Status IESK CINS X4037W110 06/05/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Financial Statements Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Dividends Mgmt For For For 7 Election of Directors Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Elect Oleg E. Azhimov Mgmt For For For 10 Elect Elvira S. Mgmt For For For Alexandrova 11 Elect Konstantin V. Mgmt For For For Babaev 12 Elect Alexander E. Mgmt For N/A N/A Bogashov 13 Elect Maxim S. Melnikov Mgmt For N/A N/A 14 Elect Olga V. Rokhlina Mgmt For N/A N/A 15 Elect Olga B. Mgmt For N/A N/A Skomorovskaya 16 Elect Elena G. Mgmt For N/A N/A Talalykina 17 Elect Irina V. Travkova Mgmt For N/A N/A 18 Appointment of Auditor Mgmt For For For 19 Adoption of Audit Mgmt For For For Commission Regulations 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CUSIP 677862104 06/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Elect Vagit Alekperov Mgmt N/A Abstain N/A 3 Elect Igor Belikov Mgmt N/A For N/A 4 Elect Victor Blazheev Mgmt N/A For N/A 5 Elect Valery Grayfer Mgmt N/A Abstain N/A 6 Elect Igor Ivanov Mgmt N/A For N/A 7 Elect Ravil Maganov Mgmt N/A Abstain N/A 8 Elect Richard Matzke Mgmt N/A For N/A 9 Elect Sergei Mikhailov Mgmt N/A Abstain N/A 10 Elect Mark Mobius Mgmt N/A For N/A 11 Elect Guglielmo Moscato Mgmt N/A For N/A 12 Elect Ivan Pictet Mgmt N/A For N/A 13 Elect Aleksander Shokhin Mgmt N/A Abstain N/A 14 Elect Mikhail Maksimov Mgmt For For For 15 Elect Vladimir Nikitenko Mgmt For For For 16 Elect Aleksandr Surkov Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Audit Commission's Fees Mgmt For For For 20 Audit Commission's Fees Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Amendments to Charter Mgmt For For For 23 Amendments to Meeting Mgmt For For For Regulations 24 Amendments to Board of Mgmt For For For Directors Regulations 25 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CINS 677862104 06/27/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Vagit Alekperov Mgmt N/A Abstain N/A 4 Elect Igor Belikov Mgmt N/A For N/A 5 Elect Victor Blazheev Mgmt N/A For N/A 6 Elect Valery Grayfer Mgmt N/A Abstain N/A 7 Elect Igor Ivanov Mgmt N/A For N/A 8 Elect Ravil Maganov Mgmt N/A Abstain N/A 9 Elect Richard Matzke Mgmt N/A For N/A 10 Elect Sergei Mikhailov Mgmt N/A Abstain N/A 11 Elect Mark Mobius Mgmt N/A For N/A 12 Elect Guglielmo Moscato Mgmt N/A For N/A 13 Elect Ivan Pictet Mgmt N/A For N/A 14 Elect Aleksander Shokhin Mgmt N/A Abstain N/A 15 Elect Mikhail Maksimov Mgmt For For For 16 Elect Vladimir Nikitenko Mgmt For For For 17 Elect Aleksandr Surkov Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Audit Commission's Fees Mgmt For For For 21 Audit Commission's Fees Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Amendments to Charter Mgmt For For For 24 Amendments to Meeting Mgmt For For For Regulations 25 Amendments to Board of Mgmt For For For Directors Regulations 26 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ Magnit OAO Ticker Security ID: Meeting Date Meeting Status MGNT CINS 55953Q202 05/28/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Interim Dividend Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Andrey Arutyunyan Mgmt For Abstain Against 6 Elect Valeriy Butenko Mgmt For Abstain Against 7 Elect Sergey Galitsky Mgmt For Abstain Against 8 Elect Alexander Zayonts Mgmt For For For 9 Elect Alexei Makhnev Mgmt For Abstain Against 10 Elect Khachatur Mgmt For Abstain Against Pombykhchan 11 Elect Aslan Mgmt For Abstain Against Shkhachemukov 12 Elect Roman Yefimenko Mgmt For For For 13 Elect Angela Udovichenko Mgmt For For For 14 Elect Denis Fedotov Mgmt For For For 15 Appointment of Auditor Mgmt For For For (RAS) 16 Appointment of Auditor Mgmt For For For (IFRS) 17 Election of Counting Mgmt For For For Commission 18 Amendments to Articles Mgmt For For For 19 Related Party Mgmt For For For Transactions 20 Related Party Mgmt For For For Transactions 21 Related Party Mgmt For For For Transactions 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions 28 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Magnit OAO Ticker Security ID: Meeting Date Meeting Status MGNT CINS 55953Q202 12/08/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions (JSC Tander) 2 Related Party Mgmt For For For Transactions (Magnit Finance LLC) ________________________________________________________________________________ Magnitogorsk Iron & Steel Works OJSC Ticker Security ID: Meeting Date Meeting Status MAGN CINS 559189204 05/25/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Amendments to Charter Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Victor Rashnikov Mgmt For Abstain Against 8 Elect Vitaliy V. Mgmt For Abstain Against Bakhmetyev 9 Elect Boris A. Dubrovsky Mgmt For Abstain Against 10 Elect David Logan Mgmt For For For 11 Elect Nikolai V. Lyadov Mgmt For Abstain Against 12 Elect Olga Rashnikova Mgmt For Abstain Against 13 Elect Zumrud Rustamova Mgmt For For For 14 Elect Bernard Sucher Mgmt For For For 15 Elect David J. Herman Mgmt For For For 16 Elect Peter Charow Mgmt For For For 17 Elect Pavel Shilyaev Mgmt For Abstain Against 18 Elect Igor V. Vier Mgmt For For For 19 Elect Dmitriy L. Lyadov Mgmt For For For 20 Elect Evgeniy V. Lebenko Mgmt For For For 21 Elect Aleksandr V. Mgmt For For For Maslennikov 22 Elect Aleksey A. Zaitsev Mgmt For For For 23 Elect Oksana V. Dyuldina Mgmt For For For 24 Elect Ilya M. Postolov Mgmt For For For 25 Elect Galina A. Akimova Mgmt For For For 26 Elect Boris A. Chistov Mgmt For For For 27 Elect Olga M. Nazarova Mgmt For For For 28 Elect Elena A. Mgmt For For For Artamonova 29 Appointment of Auditor Mgmt For For For 30 Directors' Fees Mgmt For For For 31 Audit Commission Fees Mgmt For For For 32 Adoption of Management Mgmt For For For Board Regulations 33 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Mechel OAO Ticker Security ID: Meeting Date Meeting Status MTLR CUSIP 583840103 06/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt N/A Against N/A 2 Financial Statements Mgmt N/A Against N/A 3 Allocation of Mgmt N/A For N/A Profits/Dividends 4.1 Elect David Johnson Mgmt For Withhold Against 4.2 Elect Vladimir Gusev Mgmt For Withhold Against 4.3 Elect Alexander Mgmt For For For Yevtushenko 4.4 Elect Igor Zyuzin Mgmt For Withhold Against 4.5 Elect Igor Kozhukhovksy Mgmt For For For 4.6 Elect Yevgeny V. Mikhel Mgmt For Withhold Against 4.7 Elect Valentin Mgmt For Withhold Against Proskurnya 4.8 Elect Roger Gale Mgmt For Withhold Against 4.9 Elect Viktor Trigubco Mgmt For Withhold Against 5 Elect Elena V. Mgmt N/A For N/A Pavlovskaya-Moknatkina 6 Elect Natalya Mikhaylova Mgmt N/A For N/A 7 Elect Andrei Stepanov Mgmt N/A For N/A 8 Appointment of Auditor Mgmt N/A For N/A 9 Amendments to Director Mgmt N/A Abstain N/A Remuneration Regulations 10 Related Party Mgmt N/A For N/A Transactions ________________________________________________________________________________ Mechel OAO Ticker Security ID: Meeting Date Meeting Status MTLR CUSIP 583840103 09/09/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Mosenergo OAO Ticker Security ID: Meeting Date Meeting Status MSNG CINS X55075109 06/19/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For Abstain Against 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Dividends Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Anatoli Gavrilenko Mgmt For Abstain Against 8 Elect Valeri Golubyov Mgmt For Abstain Against 9 Elect Aleksandr Dushko Mgmt For Abstain Against 10 Elect Irina Y. Korobkina Mgmt For For For 11 Elect Alexei Mityshov Mgmt For For For 12 Elect Elena Mikhailova Mgmt For For For 13 Elect Kirill Seleznev Mgmt For Abstain Against 14 Elect Denis Fedorov Mgmt For Abstain Against 15 Elect Mikhail Khodursky Mgmt For For For 16 Elect Damir Shavaleev Mgmt For For For 17 Elect Pavel Shatsky Mgmt For For For 18 Elect Nikolai Shulginov Mgmt For Abstain Against 19 Elect Vitaly Yakovlev Mgmt For For For 20 Elect Pyotr Biryukov Mgmt For For For 21 Elect Yevgeny Sklyarov Mgmt For For For 22 Elect Mikhail Balabanov Mgmt For For For 23 Elect Konstantin Mgmt For For For Pesotsky 24 Elect Vladimir Mgmt For For For Pogrebenko 25 Elect Ilnar I. Mgmt For For For Mirsiyapov 26 Elect Dmitri Archipov Mgmt For For For 27 Elect Andrei Belobrov Mgmt For For For 28 Elect Evgeniy N. Mgmt For For For Zemlyanoy 29 Elect Vitaly Kovalev Mgmt For For For 30 Elect Yury A. Linovitsky Mgmt For For For 31 Elect Alexandr P. Mgmt For For For Oleynik 32 Elect Yuri Kudriashov Mgmt For For For 33 Appointment of Auditor Mgmt For For For 34 Audit Commission Mgmt For Abstain Against Members' Fees 35 Related Party Mgmt For Abstain Against Transactions ________________________________________________________________________________ Novatek Oao Ticker Security ID: Meeting Date Meeting Status NVTK CINS 669888109 04/27/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividend 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Andrey Igorevich Mgmt For Abstain Against Akimov 6 Elect Burckhard Bergmann Mgmt For For For 7 Elect Ruben Vardanian Mgmt For Abstain Against 8 Elect Ives Louis Mgmt For Abstain Against Darricarrere 9 Elect Mark Gyetvay Mgmt For Abstain Against 10 Elect Leonid Mikhelson Mgmt For Abstain Against 11 Elect Alexander Mgmt For For For Natalenko 12 Elect Kirill Seleznev Mgmt For Abstain Against 13 Elect Gennady Timchenko Mgmt For Abstain Against 14 Elect Maria Panasenko Mgmt For For For 15 Elect Igor Ryaskov Mgmt For For For 16 Elect Sergey Fomichev Mgmt For For For 17 Elect Nikolay Shulikin Mgmt For For For 18 Election of the Mgmt For For For Chairman of Management Board 19 Appointment of Auditor Mgmt For For For 20 Directors' Fees Mgmt For Abstain Against 21 Audit Commission's Fees Mgmt For For For 22 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Novatek Oao Ticker Security ID: Meeting Date Meeting Status NVTK CINS 669888109 10/14/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For ________________________________________________________________________________ Novolipetsk Steel OJSC Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 05/30/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Oleg Bagrin Mgmt For Abstain Against 5 Elect Helmut Wieser Mgmt For For For 6 Elect Nikolay Gagarin Mgmt For Abstain Against 7 Elect Karl Doering Mgmt For Abstain Against 8 Elect Vladimir Lisin Mgmt For Abstain Against 9 Elect Karen Sarkisov Mgmt For Abstain Against 10 Elect Vladimir Mgmt For Abstain Against Skorohodov 11 Elect Benedict Sciortino Mgmt For Abstain Against 12 Elect Franz Struzl Mgmt For For For 13 Elect Alexey Lapshin as Mgmt For For For Company's President 14 Elect Lyudmila Kladenko Mgmt For Abstain Against 15 Elect Valery Kulikov Mgmt For Abstain Against 16 Elect Sergey Nesmeyanov Mgmt For Abstain Against 17 Elect Larisa Mgmt For Abstain Against Ovsyannikova 18 Elect Galina Shipilova Mgmt For Abstain Against 19 Appointment of Auditor Mgmt For For For (RAS) 20 Appointment of Auditor Mgmt For For For (US GAAP) 21 Directors' Fees Mgmt For Abstain Against 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Novolipetsk Steel OJSC Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 09/29/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For 2 Amendments to Corporate Mgmt For For For Documents ________________________________________________________________________________ Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy Ticker Security ID: Meeting Date Meeting Status NMTP CINS 67011U208 03/05/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Early Termination of Mgmt For Against Against Board Powers 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Evgeniy Gavrilin Mgmt N/A Against N/A 4 Elect Viktor Olerskiy Mgmt N/A Against N/A 5 Elect Ziyavudin Mgmt N/A Against N/A Magomedov 6 Elect Marat Shaidaev Mgmt N/A Against N/A 7 Elect Aleksander Mgmt N/A Against N/A Vinokurov 8 Elect Mikhail Barkov Mgmt N/A Against N/A 9 Elect Vitaliy Kisenko Mgmt N/A Against N/A 10 Elect Maksim Grishanin Mgmt N/A Against N/A ________________________________________________________________________________ O'Key Group SA Ticker Security ID: Meeting Date Meeting Status OKEY CINS 670866201 06/13/2012 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Board Mgmt For TNA N/A Report 2 Presentation of Mgmt For TNA N/A Accounts and Reports 3 Consolidated Accounts Mgmt For TNA N/A and Reports 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Directors' Fees Mgmt For TNA N/A 7 Ratification of Board Mgmt For TNA N/A Acts 8 Appointment of Auditor Mgmt For TNA N/A 9 Authority to Set Mgmt For TNA N/A Auditor's Fees ________________________________________________________________________________ OGK-1 (First Generation Company of Wholesale Electricity) Ticker Security ID: Meeting Date Meeting Status OGKA CINS X3031J109 11/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 02/01/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Charter Mgmt For For For ________________________________________________________________________________ OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 02/03/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Independent Directors' Mgmt For Against Against Fees and Stock Option Plan 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CUSIP 46626D108 06/29/2012 Take No Action Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt N/A TNA N/A 2 Financial Statements Mgmt N/A TNA N/A 3 Allocation of Mgmt N/A TNA N/A Profits/Dividends 4 Elect Enos Banda Mgmt N/A TNA N/A 5 Elect Sergey Barbashev Mgmt N/A TNA N/A 6 Elect Alexey Bashkirov Mgmt N/A TNA N/A 7 Elect Andrey Bougrov Mgmt N/A TNA N/A 8 Elect Olga Voytovich Mgmt N/A TNA N/A 9 Elect Alexander Voloshin Mgmt N/A TNA N/A 10 Elect Artem Volynets Mgmt N/A TNA N/A 11 Elect Oleg Deripaska Mgmt N/A TNA N/A 12 Elect Claude Dauphin Mgmt N/A TNA N/A 13 Elect Marianna Zakharova Mgmt N/A TNA N/A 14 Elect Larisa Zelkova Mgmt N/A TNA N/A 15 Elect Simon Collins Mgmt N/A TNA N/A 16 Elect Bradford Mills Mgmt N/A TNA N/A 17 Elect Stalbek Mishakov Mgmt N/A TNA N/A 18 Elect Ardavan Moshiri Mgmt N/A TNA N/A 19 Elect Oleg Pivovarchuk Mgmt N/A TNA N/A 20 Elect Cornelis Johannes Mgmt N/A TNA N/A Gerhard Prinsloo 21 Elect Dmitry Razumov Mgmt N/A TNA N/A 22 Elect Maxim Sokov Mgmt N/A TNA N/A 23 Elect Vladimir Strashko Mgmt N/A TNA N/A 24 Elect Vladimir Mgmt N/A TNA N/A Strzhalkovsky 25 Elect Petr Voznenko Mgmt N/A TNA N/A 26 Elect Natalia Gololobova Mgmt N/A TNA N/A 27 Elect Aleksei Kargachov Mgmt N/A TNA N/A 28 Elect Dmitry Pershinkov Mgmt N/A TNA N/A 29 Elect Tamara Sirotkina Mgmt N/A TNA N/A 30 Appointment of Auditor Mgmt N/A TNA N/A 31 Appointment of Auditor Mgmt N/A TNA N/A of Consolidated Financial Statements 32 Independent Directors' Mgmt N/A TNA N/A Fees 33 Indemnification of Mgmt N/A TNA N/A Directors/Officers 34 Liability Insurance Mgmt N/A TNA N/A ________________________________________________________________________________ OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CUSIP 46626D108 06/29/2012 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Enos Banda Mgmt N/A For N/A 5 Elect Sergey Barbashev Mgmt N/A Abstain N/A 6 Elect Alexey Bashkirov Mgmt N/A Abstain N/A 7 Elect Andrey Bougrov Mgmt N/A Abstain N/A 8 Elect Olga Voytovich Mgmt N/A Abstain N/A 9 Elect Alexander Voloshin Mgmt N/A Abstain N/A 10 Elect Artem Volynets Mgmt N/A Abstain N/A 11 Elect Oleg Deripaska Mgmt N/A Abstain N/A 12 Elect Claude Dauphin Mgmt N/A Abstain N/A 13 Elect Marianna Zakharova Mgmt N/A Abstain N/A 14 Elect Larisa Zelkova Mgmt N/A Abstain N/A 15 Elect Simon Collins Mgmt N/A Abstain N/A 16 Elect Bradford Mills Mgmt N/A For N/A 17 Elect Stalbek Mishakov Mgmt N/A Abstain N/A 18 Elect Ardavan Moshiri Mgmt N/A Abstain N/A 19 Elect Oleg Pivovarchuk Mgmt N/A Abstain N/A 20 Elect Cornelis Johannes Mgmt N/A For N/A Gerhard Prinsloo 21 Elect Dmitry Razumov Mgmt N/A Abstain N/A 22 Elect Maxim Sokov Mgmt N/A Abstain N/A 23 Elect Vladimir Strashko Mgmt N/A Abstain N/A 24 Elect Vladimir Mgmt N/A Abstain N/A Strzhalkovsky 25 Elect Petr Voznenko Mgmt For For For 26 Elect Natalia Gololobova Mgmt For For For 27 Elect Aleksei Kargachov Mgmt For For For 28 Elect Dmitry Pershinkov Mgmt For For For 29 Elect Tamara Sirotkina Mgmt For For For 30 Appointment of Auditor Mgmt For For For 31 Appointment of Auditor Mgmt For For For of Consolidated Financial Statements 32 Independent Directors' Mgmt For For For Fees 33 Indemnification of Mgmt For For For Directors/Officers 34 Liability Insurance Mgmt For For For ________________________________________________________________________________ OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Enos Banda Mgmt For For For 7 Elect Sergey Barbashev Mgmt N/A Abstain N/A 8 Elect Alexey Bashkirov Mgmt N/A Abstain N/A 9 Elect Andrey Bougrov Mgmt N/A Abstain N/A 10 Elect Olga Voytovich Mgmt N/A Abstain N/A 11 Elect Alexander Voloshin Mgmt For Abstain Against 12 Elect Artem Volynets Mgmt N/A Abstain N/A 13 Elect Oleg Deripaska Mgmt N/A Abstain N/A 14 Elect Claude Dauphin Mgmt For Abstain Against 15 Elect Marianna Zakharova Mgmt N/A Abstain N/A 16 Elect Larisa Zelkova Mgmt N/A Abstain N/A 17 Elect Simon Collins Mgmt N/A Abstain N/A 18 Elect Bradford Mills Mgmt For For For 19 Elect Stalbek Mishakov Mgmt N/A Abstain N/A 20 Elect Ardavan Moshiri Mgmt For Abstain Against 21 Elect Oleg Pivovarchuk Mgmt N/A Abstain N/A 22 Elect Cornelis Johannes Mgmt For For For Gerhard Prinsloo 23 Elect Dmitry Razumov Mgmt N/A Abstain N/A 24 Elect Maxim Sokov Mgmt N/A Abstain N/A 25 Elect Vladimir Strashko Mgmt For Abstain Against 26 Elect Vladimir Mgmt N/A Abstain N/A Strzhalkovsky 27 Elect Petr Voznenko Mgmt For For For 28 Elect Natalia Gololobova Mgmt For For For 29 Elect Aleksei Kargachov Mgmt For For For 30 Elect Dmitry Pershinkov Mgmt For For For 31 Elect Tamara Sirotkina Mgmt For For For 32 Appointment of Auditor Mgmt For For For 33 Appointment of Auditor Mgmt For For For of Consolidated Financial Statements 34 Independent Directors' Mgmt For For For Fees 35 Indemnification of Mgmt For For For Directors/Officers 36 Liability Insurance Mgmt For For For ________________________________________________________________________________ Petropavlovsk Plc Ticker Security ID: Meeting Date Meeting Status POG CINS G7053A101 05/31/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect David Humphreys Mgmt For For For 7 Elect Sergey Ermolenko Mgmt For For For 8 Elect Rachel English Mgmt For For For 9 Elect Peter Hambro Mgmt For For For 10 Elect Alfiya Mgmt For For For Samokhvalova 11 Elect Andrey Maruta Mgmt For For For 12 Elect Martin Smith Mgmt For For For 13 Elect Graham Birch Mgmt For For For 14 Elect Sir Malcom Field Mgmt For For For 15 Elect Lord Guthrie Mgmt For For For 16 Elect Sir Roderic Lyne Mgmt For For For 17 Elect Charles McVeigh Mgmt For For For III 18 Amendment to Borrowing Mgmt For For For Powers 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Pharmacy Chain 36,6 OJSC Ticker Security ID: Meeting Date Meeting Status APTK CINS X6547J109 10/10/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ PIK Group Ticker Security ID: Meeting Date Meeting Status PIK CINS 69338N206 09/12/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Early Termination of Mgmt N/A For N/A Board Powers 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Anna Kolonchina Mgmt N/A Abstain N/A 4 Elect Pavel Poselonov Mgmt N/A Abstain N/A 5 Elect Vladislav Mamulkin Mgmt N/A Abstain N/A 6 Elect Robert Tsenin Mgmt N/A For N/A 7 Elect Lee Timmins Mgmt N/A For N/A 8 Elect Sergey Shibaev Mgmt N/A For N/A 9 Elect Sergey Bessonov Mgmt N/A Abstain N/A 10 Elect Zumrud Rustamova Mgmt N/A Abstain N/A 11 Elect Kirill Pisarev Mgmt N/A Abstain N/A 12 Elect Alexander Gubarev Mgmt N/A For N/A 13 Elect Dmitry Skryabin Mgmt N/A Abstain N/A ________________________________________________________________________________ PIK Group Ticker Security ID: Meeting Date Meeting Status PIK CINS 69338N206 11/28/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Fees Mgmt For For For ________________________________________________________________________________ Polymetal International Plc Ticker Security ID: Meeting Date Meeting Status POLY CINS G7179S101 06/13/2012 Take No Action Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For TNA N/A 2 Directors' Remuneration Mgmt For TNA N/A Report 3 Allocation of Mgmt For TNA N/A Profits/Dividends 4 Elect Bobby Godsell Mgmt For TNA N/A 5 Elect Vitaly Nesis Mgmt For TNA N/A 6 Elect Konstantin Yanakov Mgmt For TNA N/A 7 Elect Marina Gronberg Mgmt For TNA N/A 8 Elect Jean-Pascal Mgmt For TNA N/A Duvieusart 9 Elect Charles Balfour Mgmt For TNA N/A 10 Elect Jonathan Best Mgmt For TNA N/A 11 Elect Russell Skirrow Mgmt For TNA N/A 12 Elect Leonard Homenuik Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Authority to Set Mgmt For TNA N/A Auditor's Fees 15 Authority to Issue Mgmt For TNA N/A Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For TNA N/A Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For TNA N/A Shares 18 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Polymetal OJSC Ticker Security ID: Meeting Date Meeting Status PMTL CINS 731789202 03/11/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Charter Mgmt For For For 2 Termination of Mgmt For For For Management Board Regulations 3 Board Size Mgmt For For For 4 Early Termination of Mgmt For For For Board Powers 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Vitaly Nesis Mgmt For For For 7 Elect Vitaly Savchenko Mgmt For For For 8 Elect Sergey Cherkashin Mgmt For For For 9 Elect Valery Tsyplakov Mgmt For For For 10 Elect Pavel Danilin Mgmt For For For 11 Elect Igor Kapshuk Mgmt For For For 12 Elect Sergey Areshev Mgmt For For For ________________________________________________________________________________ Polyus Gold International Limited Ticker Security ID: Meeting Date Meeting Status PLGL CUSIP 73180Y203 05/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Adrian Coates Mgmt For For For 4 Elect German Pikhoya Mgmt For For For 5 Elect Robert Buchan Mgmt For Against Against 6 Elect Patrick Gillford Mgmt For For For 7 Elect Bruce Buck Mgmt For For For 8 Elect Kobus Moolman Mgmt For For For 9 Elect Dmitry Razumov Mgmt For For For 10 Elect Aleander Mgmt For For For Mosionzhik 11 Elect Anna Kolonchina Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Polyus Gold International Limited Ticker Security ID: Meeting Date Meeting Status PLGL CINS 73180Y203 05/28/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Adrian Coates Mgmt For For For 4 Elect German Pikhoya Mgmt For For For 5 Elect Robert Buchan Mgmt For Against Against 6 Elect Patrick Gillford Mgmt For For For 7 Elect Bruce Buck Mgmt For For For 8 Elect Kobus Moolman Mgmt For For For 9 Elect Dmitry Razumov Mgmt For For For 10 Elect Aleander Mgmt For For For Mosionzhik 11 Elect Anna Kolonchina Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Polyus Gold International Limited Ticker Security ID: Meeting Date Meeting Status PLGL CUSIP 73180Y203 06/08/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adoption of New Articles Mgmt For For For 2 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 3 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 4 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Polyus Gold International Limited Ticker Security ID: Meeting Date Meeting Status CINS 73180Y203 06/08/2012 Voted Meeting Type Country of Trade Special Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adoption of New Articles Mgmt For For For 2 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 3 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 4 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Polyus Gold International Limited Ticker Security ID: Meeting Date Meeting Status PLGL CUSIP 73180Y203 10/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Scheme of Arrangement Mgmt For For For 3 Authority to Reduce Mgmt For For For Share Capital 4 Off-Market Share Mgmt For For For Purchase 5 Share Purchase Contract Mgmt For For For ________________________________________________________________________________ Polyus Gold International Limited Ticker Security ID: Meeting Date Meeting Status PLGL CINS 73180Y203 10/28/2011 Voted Meeting Type Country of Trade Mix Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For For For 3 Scheme of Arrangement Mgmt For For For 4 Authority to Reduce Mgmt For For For Share Capital 5 Off-Market Share Mgmt For For For Purchase 6 Share Purchase Contract Mgmt For For For ________________________________________________________________________________ Raspadskaya Oao Ticker Security ID: Meeting Date Meeting Status RASP CINS X7457E106 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits and Dividends 2 Election of Audit Mgmt For Abstain Against Commission 3 Appointment of Auditor Mgmt For Abstain Against 4 Amendments to Charter Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Alexander Abramov Mgmt For Abstain Against 7 Elect Alexander Vagin Mgmt For Abstain Against 8 Elect Gennady Kozovoy Mgmt For Abstain Against 9 Elect Ilya Lifshits Mgmt For Abstain Against 10 Elect Alexander Frolov Mgmt For Abstain Against 11 Elect Jeffrey Townsend Mgmt For For For 12 Elect Christian Mgmt For For For Schaffalitzky ________________________________________________________________________________ Raspadskaya Oao Ticker Security ID: Meeting Date Meeting Status RASP CINS ADPV10266 08/25/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Rosneft Oil Co OAO Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 04/10/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Mgmt For For For Transactions (China Development Bank) 3 Related Party Mgmt For For For Transactions (Transneft) 4 Related Party Mgmt For For For Transactions (Vankorneft) ________________________________________________________________________________ Rosneft Oil Co OAO Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 06/20/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Matthias Warnig Mgmt For Abstain Against 8 Elect Mikhail Kuzovlev Mgmt For Abstain Against 9 Elect Nikolai Laverov Mgmt For Abstain Against 10 Elect Alexander Mgmt For Abstain Against Nekipelov 11 Elect Hans-Jorg Rudloff Mgmt For For For 12 Elect Eduard Y. Mgmt For Abstain Against Khudainatov 13 Elect Sergey V. Shishin Mgmt For Abstain Against 14 Elect Dmitry E. Shugayev Mgmt For Abstain Against 15 Elect Ilya Viktorovich Mgmt For Abstain Against Shcherbovich 16 Elect Elena Litvinova Mgmt For For For 17 Elect Georgy A. Nozadze Mgmt For For For 18 Elect Sergey Pakhomov Mgmt For For For 19 Elect Tatiana Fisenko Mgmt For For For 20 Elect Alexander Yugov Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Related Party Mgmt For For For Transactions 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Related Party Mgmt For For For Transactions 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Related Party Mgmt For For For Transactions 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Related Party Mgmt For For For Transactions 36 Related Party Mgmt For For For Transactions 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Related Party Mgmt For For For Transactions 39 Non-Voting Agenda Item N/A N/A N/A N/A 40 Related Party Mgmt For For For Transactions 41 Related Party Mgmt For For For Transactions 42 Related Party Mgmt For For For Transactions 43 Related Party Mgmt For For For Transactions 44 Related Party Mgmt For For For Transactions 45 Related Party Mgmt For For For Transactions 46 Related Party Mgmt For For For Transactions (D&O Insurance) 47 Related Party Mgmt For For For Transactions (D&O Insurance) 48 Non-Voting Agenda Item N/A N/A N/A N/A 49 Non-Voting Agenda Item N/A N/A N/A N/A 50 Non-Voting Agenda Item N/A N/A N/A N/A 51 Non-Voting Agenda Item N/A N/A N/A N/A 52 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Rosneft Oil Co OAO Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 09/13/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal Mgmt N/A For N/A Regarding Early Termination of Board Powers 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Vladimir Bogdanov Mgmt N/A Abstain N/A 4 Elect Matthias Warnig Mgmt N/A Abstain N/A 5 Elect Andrey Kostin Mgmt N/A Abstain N/A 6 Elect Alexander Mgmt N/A Abstain N/A Nekipelov 7 Elect Hans-Jorg Rudloff Mgmt N/A For N/A 8 Elect Nikolai Tokarev Mgmt N/A Abstain N/A 9 Elect Eduard Y. Mgmt N/A Abstain N/A Khudainatov 10 Elect Sergey V. Shishin Mgmt N/A Abstain N/A 11 Elect Dmitry E. Shugayev Mgmt N/A Abstain N/A ________________________________________________________________________________ Rostelecom OAO Ticker Security ID: Meeting Date Meeting Status RTKM CINS X7367F102 06/14/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Denis Afanasyev Mgmt N/A Abstain N/A 7 Elect Vladimir Bondarik Mgmt N/A Abstain N/A 8 Elect Anton Zlatopolsky Mgmt N/A Abstain N/A 9 Elect Sergey Kuznetsov Mgmt N/A For N/A 10 Elect Mikhail Leshchenko Mgmt N/A Abstain N/A 11 Elect Anatoly Milyukov Mgmt N/A Abstain N/A 12 Elect Alexander Mgmt N/A Abstain N/A Pertsovsky 13 Elect Alexander Mgmt N/A Abstain N/A Provotorov 14 Elect Ivan Rodionov Mgmt N/A For N/A 15 Elect Vadim Semenov Mgmt N/A Abstain N/A 16 Elect Yury Kudimov Mgmt N/A Abstain N/A 17 Elect Anatoly Tikhonov Mgmt N/A Abstain N/A 18 Elect Denis Kulikov Mgmt N/A Abstain N/A 19 Elect Pavel Grachev Mgmt N/A For N/A 20 Elect Anton Inshutin Mgmt N/A For N/A 21 Elect Yevgeny Yurchenko Mgmt N/A Abstain N/A 22 Elect Viktor Savchenko Mgmt N/A Abstain N/A 23 Elect Anton Kolpakov Mgmt N/A Abstain N/A 24 Elect Andrey Morozov Mgmt N/A Abstain N/A 25 Elect Dmitry Levkovsky Mgmt N/A Abstain N/A 26 Elect Sergey Azatyan Mgmt N/A Abstain N/A 27 Elect Yuly Bulatov Mgmt N/A Abstain N/A 28 Elect Pavel Kuzmin Mgmt N/A Abstain N/A 29 Elect Vladimir Mgmt N/A Abstain N/A Rumyantsev 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Elect Svetlana Bocharova Mgmt For For For 32 Elect Valentina Mgmt For For For Veremyanina 33 Elect Bogdan Golubitsky Mgmt For For For 34 Elect Olga Koroleva Mgmt For For For 35 Elect Vyacheslav Ulupov Mgmt For For For 36 Elect Alexander Shevchuk Mgmt For N/A N/A 37 Elect Andrey Kurochkin Mgmt For N/A N/A 38 Elect Irina Zelentsova Mgmt For N/A N/A 39 Elect Oleg Ashurkov Mgmt For N/A N/A 40 Elect Sergey Boltenkov Mgmt For N/A N/A 41 Appointment of Auditor Mgmt For For For 42 Amendments to Charter Mgmt For For For 43 Amendments to Mgmt For Against Against Regulations on the Board of Directors 44 Amendments to Mgmt For For For Regulations on the Audit Commission 45 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ RusHydro JSC (RusGidro) Ticker Security ID: Meeting Date Meeting Status HYDR CUSIP 466294105 06/29/2012 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Elect Boris Ayuev Mgmt For Abstain Against 4 Elect Eduard Volkov Mgmt For For For 5 Elect Victor Mgmt For For For Danilov-Danilyan 6 Elect Yevgeny Dod Mgmt For Abstain Against 7 Elect Viktor Zimin Mgmt For Abstain Against 8 Elect Boris Kovalchuk Mgmt For Abstain Against 9 Elect Grigory Kurtser Mgmt For Abstain Against 10 Elect Andrey Malyshev Mgmt For Abstain Against 11 Elect Mikhail Mgmt For Abstain Against Poluboyarinov 12 Elect Vladimir Tatsiy Mgmt For Abstain Against 13 Elect Evgeny Tugolukov Mgmt For Abstain Against 14 Elect Rashid Sharipov Mgmt For For For 15 Elect Michail Shelkov Mgmt For Abstain Against 16 Elect Sergey V. Shishin Mgmt For Abstain Against 17 Elect Adelya Vyaseleva Mgmt For For For 18 Elect Dmitry Gorevoy Mgmt For For For 19 Elect Anna V. Drokova Mgmt For For For 20 Elect Elena Litvina Mgmt For For For 21 Elect Alan Khadziev Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Directors' Fees Mgmt For For For 24 Amendments to Charter Mgmt For For For 25 Amendments to General Mgmt For For For Meeting Regulations 26 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ RusHydro JSC (RusGidro) Ticker Security ID: Meeting Date Meeting Status HYDR CINS 466294105 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For Abstain Against Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Boris Ayuev Mgmt For Abstain Against 6 Elect Eduard Volkov Mgmt For For For 7 Elect Victor Mgmt For For For Danilov-Danilyan 8 Elect Yevgeny Dod Mgmt For Abstain Against 9 Elect Viktor Zimin Mgmt For Abstain Against 10 Elect Boris Kovalchuk Mgmt For Abstain Against 11 Elect Grigory Kurtser Mgmt For Abstain Against 12 Elect Andrey Malyshev Mgmt For Abstain Against 13 Elect Mikhail Mgmt For Abstain Against Poluboyarinov 14 Elect Vladimir Tatsiy Mgmt For Abstain Against 15 Elect Evgeny Tugolukov Mgmt For Abstain Against 16 Elect Rashid Sharipov Mgmt For For For 17 Elect Michail Shelkov Mgmt For Abstain Against 18 Elect Sergey V. Shishin Mgmt For Abstain Against 19 Elect Adelya Vyaseleva Mgmt For For For 20 Elect Dmitry Gorevoy Mgmt For For For 21 Elect Anna V. Drokova Mgmt For For For 22 Elect Elena Litvina Mgmt For For For 23 Elect Alan Khadziev Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Directors' Fees Mgmt For For For 26 Amendments to Charter Mgmt For For For 27 Amendments to General Mgmt For For For Meeting Regulations 28 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ Sberbank Ticker Security ID: Meeting Date Meeting Status SBER CINS X76317100 06/01/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect German Gref Mgmt For Abstain Against 7 Elect Sergey Guriev Mgmt For For For 8 Elect Anton Mgmt For For For Danilov-Danilyan 9 Elect Mikhail E. Mgmt For For For Dmitriev 10 Elect Bella Zlatkis Mgmt For Abstain Against 11 Elect Nadezhda Ivanova Mgmt For Abstain Against 12 Elect Sergey Ignatyev Mgmt For Abstain Against 13 Elect Georgy Luntovsky Mgmt For Abstain Against 14 Elect Mikhail Mgmt For For For Matovnikov 15 Elect Vladimir Mau Mgmt For Abstain Against 16 Elect Alessandro Profumo Mgmt For Abstain Against 17 Elect Alexey Savatyugin Mgmt For Abstain Against 18 Elect Rair Simonyan Mgmt For For For 19 Elect Sergey H. Mgmt For Abstain Against Sinelnikov-Murylev 20 Elect Valery Tkachenko Mgmt For Abstain Against 21 Elect Dmitry Tulin Mgmt For For For 22 Elect Alexey Ulyukaev Mgmt For Abstain Against 23 Elect Ronald Freeman Mgmt For Abstain Against 24 Elect Sergei Shvetsov Mgmt For Abstain Against 25 Election of Audit Mgmt For For For Commission Members 26 Directors' and Audit Mgmt For Against Against Commission Members' Fees 27 Amendments to Articles Mgmt For Against Against 28 Non-Voting Meeting Note N/A N/A N/A N/A 29 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sberbank Ticker Security ID: Meeting Date Meeting Status SBER CINS 80585Y308 06/01/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect German Gref Mgmt For Abstain Against 7 Elect Sergey Guriev Mgmt For For For 8 Elect Anton Mgmt For For For Danilov-Danilyan 9 Elect Mikhail E. Mgmt For For For Dmitriev 10 Elect Bella Zlatkis Mgmt For Abstain Against 11 Elect Nadezhda Ivanova Mgmt For Abstain Against 12 Elect Sergey Ignatyev Mgmt For Abstain Against 13 Elect Georgy Luntovsky Mgmt For Abstain Against 14 Elect Mikhail Mgmt For For For Matovnikov 15 Elect Vladimir Mau Mgmt For Abstain Against 16 Elect Alessandro Profumo Mgmt For Abstain Against 17 Elect Alexey Savatyugin Mgmt For Abstain Against 18 Elect Rair Simonyan Mgmt For For For 19 Elect Sergey H. Mgmt For Abstain Against Sinelnikov-Murylev 20 Elect Valery Tkachenko Mgmt For Abstain Against 21 Elect Dmitry Tulin Mgmt For For For 22 Elect Alexey Ulyukaev Mgmt For Abstain Against 23 Elect Ronald Freeman Mgmt For Abstain Against 24 Elect Sergei Shvetsov Mgmt For Abstain Against 25 Elect Natalia Borodina Mgmt For For For 26 Elect Vladimir Volkov Mgmt For For For 27 Elect Maxim Dolzhnikov Mgmt For For For 28 Elect Yulia Isakhanova Mgmt For For For 29 Elect Irina Kremleva Mgmt For For For 30 Elect Alexei Minenko Mgmt For For For 31 Elect Olga Polyakova Mgmt For For For 32 Directors' and Audit Mgmt For Against Against Commission Members' Fees 33 Non-Voting Agenda Item N/A N/A N/A N/A 34 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ Severstal OAO Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 04/10/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For and Cancel Shares ________________________________________________________________________________ Severstal OAO Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 06/28/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Alexey Mordashov Mgmt For Abstain Against 3 Elect Mikhail Noskov Mgmt For Abstain Against 4 Elect Sergey Kuznetsov Mgmt For Abstain Against 5 Elect Alexey Kulichenko Mgmt For Abstain Against 6 Elect Aleksandr Grubman Mgmt For Abstain Against 7 Elect Christopher Clark Mgmt For For For 8 Elect Ronald Freeman Mgmt For For For 9 Elect Peter Kraljic Mgmt For For For 10 Elect Martin Angle Mgmt For For For 11 Elect Rolf Stomberg Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits Mgmt For For For 14 Dividends Mgmt For For For 15 Elect Roman Antonov Mgmt For Abstain Against 16 Elect Svetlana Guseva Mgmt For Abstain Against 17 Elect Nikolay Lavrov Mgmt For Abstain Against 18 Appointment of Auditor Mgmt For For For 19 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Severstal OAO Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 12/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For 2 Amendments to Charter Mgmt For Abstain Against ________________________________________________________________________________ Sistema JSFC Ticker Security ID: Meeting Date Meeting Status AFKC CINS 48122U204 06/14/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Sistema JSFC Ticker Security ID: Meeting Date Meeting Status CINS 48122U204 06/30/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Meeting Procedures Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Board Size Mgmt For For For 5 Elect Natalia Demeshkina Mgmt For Abstain Against 6 Elect Alexey Krupkin Mgmt For Abstain Against 7 Elect Ekaterina Mgmt For Abstain Against Kuznetsova 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Elect Alexander Mgmt For Abstain Against Goncharuk 10 Elect Brian Dickie Mgmt For For For 11 Elect Vladimir Mgmt For Abstain Against Evtushenkov 12 Elect Dmitry Zubov Mgmt For Abstain Against 13 Elect Vyacheslav Kopiev Mgmt For Abstain Against 14 Elect Robert Kocharyan Mgmt For For For 15 Elect Jeannot Krecke Mgmt For For For 16 Elect Roger Munnigs Mgmt For For For 17 Elect Evgeny Novitsky Mgmt For Abstain Against 18 Elect Marc Holtzman Mgmt For For For 19 Elect Serge Tchuruk Mgmt For For For 20 Elect Mikhail Shamolin Mgmt For Abstain Against 21 Elect David Iakobachvili Mgmt For For For 22 Appointment of Auditor Mgmt For For For According to Russian Accounting Standards 23 Appointment of Auditor Mgmt For For For According to US GAAP ________________________________________________________________________________ Surgutneftegaz OJSC Ticker Security ID: Meeting Date Meeting Status SNGS CUSIP 868861204 06/29/2012 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt N/A For N/A 2 Financial Statements Mgmt N/A For N/A 3 Allocation of Mgmt N/A For N/A Profits/Dividends 4 Elect Sergey Ananiev Mgmt N/A Against N/A 5 Elect Vladimir Bogdanov Mgmt N/A Against N/A 6 Elect Alexander Bulanov Mgmt N/A Against N/A 7 Elect Igor Gorbunov Mgmt N/A Against N/A 8 Elect Oleg Egorov Mgmt N/A Against N/A 9 Elect Vladimir Erokhin Mgmt N/A Against N/A 10 Elect Taisiya Mgmt N/A Against N/A Klinovskaya 11 Elect Nikolay Matveev Mgmt N/A Against N/A 12 Elect Alexander Rezyapov Mgmt N/A Against N/A 13 Elect Vladimir Shashkov Mgmt N/A Against N/A 14 Elect Valentina Komarova Mgmt N/A For N/A 15 Elect Tamara Oleynik Mgmt N/A For N/A 16 Elect Vera Pozdnyakova Mgmt N/A For N/A 17 Appointment of Auditor Mgmt N/A For N/A 18 Related Party Mgmt N/A Abstain N/A Transactions 19 Amendments to Audit Mgmt N/A For N/A Commission Fees ________________________________________________________________________________ Surgutneftegaz OJSC Ticker Security ID: Meeting Date Meeting Status SNGS CINS 868861204 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Sergey Ananiev Mgmt For Against Against 6 Elect Vladimir Bogdanov Mgmt For Against Against 7 Elect Alexander Bulanov Mgmt For Against Against 8 Elect Igor Gorbunov Mgmt For Against Against 9 Elect Oleg Egorov Mgmt For Against Against 10 Elect Vladimir Erokhin Mgmt For Against Against 11 Elect Taisiya Mgmt For Against Against Klinovskaya 12 Elect Nikolay Matveev Mgmt For Against Against 13 Elect Alexander Rezyapov Mgmt For Against Against 14 Elect Vladimir Shashkov Mgmt For Against Against 15 Elect Valentina Komarova Mgmt For For For 16 Elect Tamara Oleynik Mgmt For For For 17 Elect Vera Pozdnyakova Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Related Party Mgmt For Abstain Against Transactions 20 Amendments to Audit Mgmt For For For Commission Fees ________________________________________________________________________________ Tatneft OAO Ticker Security ID: Meeting Date Meeting Status TATN CINS 670831205 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Shafagat Mgmt For Abstain Against Takhautdinov 7 Elect Radik Gaizatullin Mgmt For Abstain Against 8 Elect Sushovan Ghosh Mgmt For For For 9 Elect Nail Ibragimov Mgmt For Abstain Against 10 Elect Rais Khisamov Mgmt For Abstain Against 11 Elect Vladimir Mgmt For Abstain Against Lavushchenko 12 Elect Nail Maganov Mgmt For Abstain Against 13 Elect Renat Muslimov Mgmt For Abstain Against 14 Elect Renat Sabirov Mgmt For Abstain Against 15 Elect Valery Sorokin Mgmt For Abstain Against 16 Elect Mirgaziyan Taziev Mgmt For Abstain Against 17 Elect Azat Khamaev Mgmt For Abstain Against 18 Elect Maria Mgmt For For For Voskresenskaya 19 Elect David Waygood Mgmt For For For 20 Elect Nazilya Galieva Mgmt For For For 21 Elect Ferdinand Mgmt For For For Galiullin 22 Elect Ranilya Gizatova Mgmt For For For 23 Elect Venera Kuzmina Mgmt For For For 24 Elect Nikolai Lapin Mgmt For For For 25 Elect Liliya Mgmt For For For Rakhimzyanova 26 Elect Alfiya Sinegaeva Mgmt For For For 27 Elect Tatiana Tsyganova Mgmt For For For 28 Appointment of Auditor Mgmt For For For 29 Amendments to Charter Mgmt For For For ________________________________________________________________________________ TMK OAO (Trubnaya Metallurgicheskaya Komp) Ticker Security ID: Meeting Date Meeting Status TRMK CINS 87260R201 06/26/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits; Mgmt For For For Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Dmitry Pumpyansky Mgmt For Abstain Against 6 Elect Alexander Shiryaev Mgmt For Abstain Against 7 Elect Andrey Kaplunov Mgmt For Abstain Against 8 Elect Igor Khmelevsky Mgmt For Abstain Against 9 Elect Mikhail Y. Alexeev Mgmt For Abstain Against 10 Elect Aleksander Mgmt For Abstain Against Shokhin 11 Elect Bob Foresman Mgmt For For For 12 Elect Peter O'Brian Mgmt For For For 13 Elect Ruben Aganbegyan Mgmt For For For 14 Elect Oleg Shegolev Mgmt For For For 15 Elect Sergey Papin Mgmt For Abstain Against 16 Elect Aleksandr Mgmt For Abstain Against Maksimenko 17 Elect Aleksandr Vorobyov Mgmt For Abstain Against 18 Elect Nina Posdnyakova Mgmt For Abstain Against 19 Appointment of Auditor Mgmt For For For 20 Related Party Mgmt For For For Transactions 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Related Party Mgmt For For For Transactions 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Related Party Mgmt For For For Transactions 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Non-Voting Agenda Item N/A N/A N/A N/A 36 Related Party Mgmt For For For Transactions 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Related Party Mgmt For For For Transactions 39 Non-Voting Agenda Item N/A N/A N/A N/A 40 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ TMK OAO (Trubnaya Metallurgicheskaya Komp) Ticker Security ID: Meeting Date Meeting Status TRMK CINS 87260R201 11/07/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For ________________________________________________________________________________ United Company RUSAL Plc Ticker Security ID: Meeting Date Meeting Status 0486 CINS G9227K106 06/15/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Abstain Against 3 Elect Petr Sinshinov Mgmt For For For 4 Elect Len Blavatnik Mgmt For Against Against 5 Elect Dmitry Afanasiev Mgmt For Against Against 6 Elect Barry CHEUNG Mgmt For For For Chun-yuen 7 Elect Elsie LEUNG Oi-Sie Mgmt For For For 8 Elect Maxim Sokov Mgmt For For For 9 Elect Maksim Goldman Mgmt For For For 10 Elect Dmitry Yudin Mgmt For Against Against 11 Elect Matthias Warnig Mgmt For For For 12 Appointment of Auditors Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ United Company RUSAL Plc Ticker Security ID: Meeting Date Meeting Status 0486 CINS G9227K106 10/28/2011 Voted Meeting Type Country of Trade Special Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 2011 Revised Annual Mgmt For For For Caps of E&C Contracts 4 2012 Annual Cap of E&C Mgmt For For For Contracts 5 2013 Annual Cap of E&C Mgmt For For For Contracts 6 2012 Annual Cap of Mgmt For For For Aluminium Sales Contracts 7 2013 Annual Cap of Mgmt For For For Aluminium Sales Contracts ________________________________________________________________________________ Uralkaliy OAO (Uralkali JSC) Ticker Security ID: Meeting Date Meeting Status URKA CINS 91688E206 04/16/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger by Absorption Mgmt For For For 2 Reduction in Share Mgmt For For For Capital 3 Related Party Mgmt For For For Transactions (Credit Line) 4 Related Party Mgmt For For For Transactions (Collateral) 5 Related Party Mgmt For For For Transactions (Cross-Currency Interest Rate Swap) 6 Amendments to Audit Mgmt For For For Commission Regulations 7 Amendments to Board Fee Mgmt For For For Regulations ________________________________________________________________________________ Uralkaliy OAO (Uralkali JSC) Ticker Security ID: Meeting Date Meeting Status URKA CINS 91688E206 06/07/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Meeting Procedure Mgmt For For For 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Olga Vyatkina Mgmt For For For 6 Elect Lidiya Nikonova Mgmt For For For 7 Elect Valery Lepehin Mgmt For For For 8 Elect Natalya Prokopova Mgmt For For For 9 Elect Artem Tkachev Mgmt For For For 10 Appointment of Auditor Mgmt For For For (IFRS) 11 Appointment of Auditor Mgmt For For For (Russian Accounting Standards) 12 Amendments to Charter Mgmt For For For 13 Amendments to Mgmt For For For Directors' Fees Regulations 14 Amendments to General Mgmt For For For Meeting Regulations 15 Indemnification of Mgmt For For For Directors/Officers 16 Indemnification of Mgmt For For For Directors/Officers (Deeds of Indemnity) 17 Indemnification of Mgmt For For For Directors/Officers (Price) 18 Indemnification of Mgmt For For For Directors/Officers (Conditions) 19 Related Party Mgmt For For For Transactions 20 Related Party Mgmt For For For Transactions 21 Related Party Mgmt For For For Transactions 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions 28 Related Party Mgmt For For For Transactions 29 Related Party Mgmt For For For Transactions 30 Related Party Mgmt For For For Transactions 31 Related Party Mgmt For For For Transactions 32 Related Party Mgmt For For For Transactions 33 Related Party Mgmt For For For Transactions 34 Related Party Mgmt For For For Transactions 35 Related Party Mgmt For For For Transactions 36 Related Party Mgmt For For For Transactions 37 Related Party Mgmt For For For Transactions 38 Related Party Mgmt For For For Transactions 39 Related Party Mgmt For For For Transactions 40 Related Party Mgmt For For For Transactions 41 Related Party Mgmt For For For Transactions 42 Related Party Mgmt For For For Transactions 43 Related Party Mgmt For For For Transactions 44 Related Party Mgmt For For For Transactions 45 Related Party Mgmt For For For Transactions 46 Related Party Mgmt For For For Transactions 47 Related Party Mgmt For For For Transactions 48 Related Party Mgmt For For For Transactions 49 Related Party Mgmt For For For Transactions 50 Related Party Mgmt For For For Transactions 51 Related Party Mgmt For For For Transactions 52 Related Party Mgmt For For For Transactions 53 Related Party Mgmt For For For Transactions 54 Related Party Mgmt For For For Transactions 55 Related Party Mgmt For For For Transactions 56 Related Party Mgmt For For For Transactions 57 Related Party Mgmt For For For Transactions 58 Related Party Mgmt For For For Transactions 59 Related Party Mgmt For For For Transactions 60 Related Party Mgmt For For For Transactions 61 Related Party Mgmt For For For Transactions 62 Related Party Mgmt For For For Transactions 63 Related Party Mgmt For For For Transactions 64 Related Party Mgmt For For For Transactions 65 Related Party Mgmt For For For Transactions 66 Related Party Mgmt For For For Transactions 67 Related Party Mgmt For For For Transactions 68 Related Party Mgmt For For For Transactions 69 Related Party Mgmt For For For Transactions 70 Related Party Mgmt For For For Transactions 71 Related Party Mgmt For For For Transactions 72 Related Party Mgmt For For For Transactions 73 Related Party Mgmt For For For Transactions 74 Related Party Mgmt For For For Transactions 75 Related Party Mgmt For For For Transactions 76 Related Party Mgmt For For For Transactions 77 Related Party Mgmt For For For Transactions 78 Related Party Mgmt For For For Transactions 79 Related Party Mgmt For For For Transactions 80 Related Party Mgmt For For For Transactions 81 Non-Voting Agenda Item N/A N/A N/A N/A 82 Non-Voting Agenda Item N/A N/A N/A N/A 83 Elect Anton Averin Mgmt For Abstain Against 84 Elect Vladislav Mgmt For Abstain Against Baumgertner 85 Elect Alexander Voloshin Mgmt For For For 86 Elect Anna Kolonchina Mgmt For Abstain Against 87 Elect Alexander Malakh Mgmt For Abstain Against 88 Elect Vladislav Mamulkin Mgmt For Abstain Against 89 Elect Robert Margetts Mgmt For For For 90 Elect Alexander Mgmt For Abstain Against Mosionzhik 91 Elect Paul Ostling Mgmt For Abstain Against 92 Elect Gordon Sage Mgmt For For For ________________________________________________________________________________ Uralkaliy OAO (Uralkali JSC) Ticker Security ID: Meeting Date Meeting Status URKA CINS 91688E206 12/08/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Charter Mgmt For For For 3 Indemnification of Mgmt For For For Directors/Officers 4 Indemnification of Mgmt For For For Directors/Officers 5 Related Party Mgmt For For For Transactions 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Related Party Mgmt For For For Transactions 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ VTB Bank Ticker Security ID: Meeting Date Meeting Status CINS 46630Q202 06/08/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Board Size Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect David Bonderman Mgmt For Abstain Against 9 Elect Matthias Warnig Mgmt For For For 10 Elect Sergey Dubinin Mgmt For Abstain Against 11 Elect Leonid Kazints Mgmt For For For 12 Elect Andrey Kostin Mgmt For Abstain Against 13 Elect Nikolai Kropachev Mgmt For For For 14 Elect Leonid Melamed Mgmt For For For 15 Elect Gennady Melikyan Mgmt For Abstain Against 16 Elect Alexey Savatyugin Mgmt For Abstain Against 17 Elect Alexey Uvarov Mgmt For Abstain Against 18 Elect Alexey Ulyukaev Mgmt For Abstain Against 19 Number of Statutory Mgmt For For For Auditors 20 Election of Audit Mgmt For For For Commission 21 Appointment of Auditor Mgmt For For For 22 Amendments to Charter Mgmt For For For 23 Amendments to Mgmt For For For Regulations on Board 24 Amendments to Mgmt For For For Regulations on Management 25 Termination of Mgmt For For For Company's Membership in Non-Profit Organization 26 Related Party Mgmt For Abstain Against Transactions ________________________________________________________________________________ X5 Retail Group NV Ticker Security ID: Meeting Date Meeting Status FIVE CINS 98387E205 06/14/2012 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Alexander Tynkovan Mgmt For For For 9 Elect Stephan DuCharme Mgmt For For For 10 Elect Dmitry Dorofeev Mgmt For Against Against 11 Supervisory Board Fees Mgmt For Against Against 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Suppress Mgmt For For For Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A ============================ Russia Small- Cap ETF ============================= ________________________________________________________________________________ Aeroflot Ticker Security ID: Meeting Date Meeting Status CINS X00096101 06/25/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Meeting Procedures Mgmt For For For 3 Annual Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect Kirill Androsov Mgmt N/A Abstain N/A 9 Elect Alexey Germanovich Mgmt N/A For N/A 10 Elect Igor Kogan Mgmt N/A Abstain N/A 11 Elect Igor Lozhevsky Mgmt N/A Abstain N/A 12 Elect Sergey Mednov Mgmt N/A Abstain N/A 13 Elect Gleb Nikitin Mgmt N/A Abstain N/A 14 Elect Vitaly Saveliev Mgmt N/A Abstain N/A 15 Elect Alexander Tikhonov Mgmt N/A Abstain N/A 16 Elect Sergey Chemizov Mgmt N/A Abstain N/A 17 Elect Dmitry Saprykin Mgmt N/A Abstain N/A 18 Elect Sergey Mgmt N/A Abstain N/A Aleksashenko 19 Elect Leonid Dushatin Mgmt N/A Abstain N/A 20 Elect Alexander Mgmt N/A Abstain N/A Kanischev 21 Elect Alexey Navalny Mgmt N/A For N/A 22 Elect Marlen Manasov Mgmt N/A Abstain N/A 23 Election of Audit Mgmt For For For Commission 24 Appointment of Auditor Mgmt For For For 25 Directors' Fees Mgmt For For For 26 Amendments to Charter Mgmt For Abstain Against 27 Amendments to Mgmt For Abstain Against Regulations on Board of Directors 28 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Akron OAO (Acron JSC) Ticker Security ID: Meeting Date Meeting Status CINS X00311104 02/27/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger by Absorption Mgmt For For For 2 Authority to Cancel Mgmt For For For Shares and Reduce Share Capital 3 Amendments to Charter Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Akron OAO (Acron JSC) Ticker Security ID: Meeting Date Meeting Status AKRN CINS X00311104 06/28/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 4 Dividend Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Igor Belikov Mgmt For For For 7 Elect Vladimir V. Mgmt For Abstain Against Gavrikov 8 Elect Egor Gissin Mgmt For Abstain Against 9 Elect Alexander A. Mgmt For Abstain Against Dynkin 10 Elect Yuri Zubakov Mgmt For For For 11 Elect Viktor A. Kochubey Mgmt For Abstain Against 12 Elect Alexander V. Popov Mgmt For Abstain Against 13 Elect Dmitry A. Habrat Mgmt For Abstain Against 14 Elect Valery P. Shvalyuk Mgmt For Abstain Against 15 Directors' Fees Mgmt For For For 16 Appointment of Auditors Mgmt For For For 17 Election of the Audit Mgmt For For For Commission 18 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Akron OJSC, Novgorod Ticker Security ID: Meeting Date Meeting Status CINS X00311104 11/24/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Early Termination of Mgmt For For For Board Powers 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Igor Belikov Mgmt N/A For N/A 5 Elect Vladimir V. Mgmt N/A Abstain N/A Gavrikov 6 Elect Alexander A. Mgmt N/A Abstain N/A Dynkin 7 Elect Yuri Zubakov Mgmt N/A Abstain N/A 8 Elect Oleg Kornyshev Mgmt N/A Abstain N/A 9 Elect Viktor A. Kochubey Mgmt N/A Abstain N/A 10 Elect Alexander V. Popov Mgmt N/A Abstain N/A 11 Elect Dmitry A. Habrat Mgmt N/A Abstain N/A 12 Elect Valery P. Shvalyuk Mgmt N/A Abstain N/A 13 Independent Directors' Mgmt For For For Fees 14 Interim Dividend Mgmt For For For ________________________________________________________________________________ Alliance Oil Company Ltd. Ticker Security ID: Meeting Date Meeting Status AOIL CINS G0252S106 05/22/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Mgmt For For For Profits/Dividends 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Appointment of Auditor Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ AvtoVAZ Incorporated Ticker Security ID: Meeting Date Meeting Status CINS X4039R101 10/19/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Agenda Mgmt For For For 3 Early Termination of Mgmt For Abstain Against Board Powers 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Vladimir Artyakov Mgmt For Abstain Against 6 Elect Mikhail Broitman Mgmt For Abstain Against 7 Elect Bruno Ancelin Mgmt For Abstain Against 8 Elect Ruben Vardanyan Mgmt For Abstain Against 9 Elect Igor Zavyalov Mgmt For Abstain Against 10 Elect Nikolay Karagin Mgmt For Abstain Against 11 Elect Carlos Ghosn Mgmt For Abstain Against 12 Elect Sergey A. Kogogin Mgmt For Abstain Against 13 Elect Igor Komarov Mgmt For Abstain Against 14 Elect Carlos Tavares Mgmt For Abstain Against 15 Elect Sergey Skvortsov Mgmt For Abstain Against 16 Elect Sergey Chemezov Mgmt For Abstain Against 17 Amendments to Charter Mgmt For Abstain Against ________________________________________________________________________________ CTC Media, Inc. Ticker Security ID: Meeting Date Meeting Status CTCM CUSIP 12642X106 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hans-Holger Mgmt For Withhold Against Albrecht 1.2 Elect Angelo Codignoni Mgmt For For For 1.3 Elect Jean-Pierre Morel Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Energetiki I Elektrifikacii Mosenergo Ticker Security ID: Meeting Date Meeting Status CINS X55075109 09/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal Mgmt For Abstain Against Regarding Early Termination of Board Powers 2 Shareholder Proposal Mgmt For Abstain Against Regarding Election of Directors 3 Related Party Mgmt For Abstain Against Transactions ________________________________________________________________________________ Etalon Group Ltd Ticker Security ID: Meeting Date Meeting Status CINS 29760G103 11/23/2011 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Waiver of Mandatory Mgmt For Against Against Takeover Requirement ________________________________________________________________________________ Etalon Group Ltd Ticker Security ID: Meeting Date Meeting Status CINS 29760G103 12/23/2011 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Authority to Set Mgmt For For For Auditor's Fees 3 Elect Anton Podriadine Mgmt For For For 4 Elect Martin Cocker Mgmt For For For 5 Accounts and Reports Mgmt For For For ________________________________________________________________________________ Exillon Energy Plc Ticker Security ID: Meeting Date Meeting Status EXI CINS G3310L105 06/06/2012 Voted Meeting Type Country of Trade Annual ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Dr. David Herbert Mgmt For For For 4 Elect Mark Martin Mgmt For For For 5 Elect L. Stuard Detmer Mgmt For For For 6 Elect Anne Belveze Mgmt For For For 7 Elect Ezio Bracco Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Mgmt For For For Auditor's Fees 10 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 14 Amendments to Articles Mgmt For For For Regarding Electronic Communications and Annual Elections ________________________________________________________________________________ GlobalTrans Investment Plc Ticker Security ID: Meeting Date Meeting Status GLTR CINS 37949E204 05/04/2012 Voted Meeting Type Country of Trade Annual Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 4 Elect Alexander Eliseev Mgmt For Abstain Against 5 Elect Michael Zampelas Mgmt For Abstain Against 6 Elect Johann Franz Mgmt For Abstain Against Durrer 7 Elect Sergey Maltsev Mgmt For Abstain Against 8 Elect Mikhail Loganov Mgmt For Abstain Against 9 Elect Elia Nicolaou Mgmt For Abstain Against 10 Elect Konstantin Mgmt For Abstain Against Shirokov 11 Authority to Issue Mgmt For Abstain Against Shares w/o Preemptive Rights ________________________________________________________________________________ GlobalTrans Investment Plc Ticker Security ID: Meeting Date Meeting Status GLTR CINS 37949E204 12/20/2011 Voted Meeting Type Country of Trade Special Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Articles Mgmt For For For Regarding Repurchase of Shares 2 Repurchase of Own Mgmt For For For Shares (Related Party Transaction) 3 Limit on Repurchase of Mgmt For For For Shares 4 Maximum Shareholding Mgmt For For For Period 5 Disapplication of Mgmt For For For Preemption Rights 6 Authority to Implement Mgmt For For For Proposals ________________________________________________________________________________ Gruppa LSR OAO (LSR Group OJSC) Ticker Security ID: Meeting Date Meeting Status LSRG CINS 50218G206 04/05/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Board Size Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Kirill Androsov Mgmt For For For 8 Elect Ilgiz Valitov Mgmt For Abstain Against 9 Elect Dmitry Goncharov Mgmt For Abstain Against 10 Elect Igor Levit Mgmt For Abstain Against 11 Elect Mikhail Romanov Mgmt For Abstain Against 12 Elect Sergey Mgmt For Abstain Against Skaterschikov 13 Elect Mark Temkin Mgmt For For For 14 Elect Elena Tumanova Mgmt For Abstain Against 15 Elect Olga Sheikina Mgmt For Abstain Against 16 Elect Natalia Klevtsova Mgmt For For For 17 Elect Yury Terentiev Mgmt For For For 18 Elect Ludmila Fradina Mgmt For For For 19 Appointment of Auditor Mgmt For For For (IFRS) 20 Appointment of Auditor Mgmt For For For (RAS) 21 Amendments to Charter Mgmt For For For 22 Amendments to Mgmt For For For Regulations on the Board of Directors 23 Amendments to Mgmt For For For Regulations on the Executive Committee 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Heritage Oil Plc Ticker Security ID: Meeting Date Meeting Status HOIL CINS G4509M102 06/21/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Michael Hibberd Mgmt For Against Against 6 Elect Anthony Buckingham Mgmt For For For 7 Elect Paul Atherton Mgmt For For For 8 Elect Sir Michael Wilkes Mgmt For For For 9 Elect John McLeod Mgmt For Against Against 10 Elect Gregory Turnbull Mgmt For Against Against 11 Elect Carmen Rodriguez Mgmt For For For 12 Elect Mark Erwin Mgmt For For For 13 Waiver of Mandatory Mgmt For Against Against Takeover Requirement 14 Authority to Issue Mgmt For Against Against Shares w/ or w/o Preemptive Rights 15 Electronic Mgmt For For For Communications ________________________________________________________________________________ Highland Gold Mining Limited Ticker Security ID: Meeting Date Meeting Status HGM CINS G4472X101 06/14/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Duncan Baxter Mgmt For Against Against 4 Elect Olga Pokrovskaya Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ HMS Hydraulic Machs & Sys Group Plc Ticker Security ID: Meeting Date Meeting Status CINS 40425X209 05/21/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Report Mgmt For For For 3 Consolidated Financial Mgmt For For For Statements 4 Stand-Alone Financial Mgmt For For For Statements 5 Elect Kirill Molchanov Mgmt For For For 6 Elect Yuri Skrynnik Mgmt For Against Against 7 Elect Andreas Petrou Mgmt For Against Against 8 Allocation of Mgmt For For For Profits/Dividends 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Transaction of Other Mgmt For Against Against Business 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ HMS Hydraulic Machs & Sys Group Plc Ticker Security ID: Meeting Date Meeting Status CINS 40425X209 05/21/2012 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Abstain Against 3 Approval of Buy-back Mgmt For Abstain Against Program 4 Authorisation of Mgmt For Abstain Against Buy-back Program ________________________________________________________________________________ HMS Hydraulic Machs & Sys Group Plc Ticker Security ID: Meeting Date Meeting Status CINS 40425X209 09/30/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect German Tsoy Mgmt For For For 3 Elect Philippe Depal Mgmt For For For 4 Elect Vladimir Mgmt For For For Lukyanenko 5 Elect Gary Yamamoto Mgmt For For For 6 Elect Andreas Petrou Mgmt For For For 7 Elect Artem Molchanov Mgmt For For For 8 Elect Kirill Molchanov Mgmt For For For 9 Elect Yuri Skrynnik Mgmt For For For 10 Elect Nikolay Yamburenko Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Integra Group Ticker Security ID: Meeting Date Meeting Status INTE CINS 45822B205 12/05/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Spin-off Mgmt For For For 2 Amendments to Articles Mgmt For For For [Technical] ________________________________________________________________________________ Inter Rao Ues JSC Ticker Security ID: Meeting Date Meeting Status IRAO CINS X7948V113 08/31/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal Mgmt N/A For N/A Regarding Early Termination of Board Powers 2 Shareholder Proposal Mgmt N/A For N/A Regarding Election of Directors ________________________________________________________________________________ IRC Limited Ticker Security ID: Meeting Date Meeting Status 1029 CINS Y41792105 04/16/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect George Jay Hambro Mgmt For For For 6 Elect Yury Makarov Mgmt For For For 7 Elect Raymond WOO Kar Mgmt For For For Tung 8 Elect Simon Murray Mgmt For Against Against 9 Elect Daniel Bradshaw Mgmt For For For 10 Elect Jonathan M. Smith Mgmt For For For 11 Elect LI Chuang-fei Mgmt For For For 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ ITE Group plc Ticker Security ID: Meeting Date Meeting Status ITE CINS G63336104 01/26/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Neil England Mgmt For For For 4 Elect Michael Hartley Mgmt For For For 5 Elect Linda Jensen Mgmt For For For 6 Elect Neil Jones Mgmt For For For 7 Elect Iain Paterson Mgmt For For For 8 Elect Edward Strachan Mgmt For For For 9 Elect Russell Taylor Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Directors' Remuneration Mgmt For Against Against Report 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy Ticker Security ID: Meeting Date Meeting Status NMTP CINS 67011U208 03/05/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Early Termination of Mgmt For Against Against Board Powers 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Evgeniy Gavrilin Mgmt N/A Against N/A 4 Elect Viktor Olerskiy Mgmt N/A Against N/A 5 Elect Ziyavudin Mgmt N/A Against N/A Magomedov 6 Elect Marat Shaidaev Mgmt N/A Against N/A 7 Elect Aleksander Mgmt N/A Against N/A Vinokurov 8 Elect Mikhail Barkov Mgmt N/A Against N/A 9 Elect Vitaliy Kisenko Mgmt N/A Against N/A 10 Elect Maksim Grishanin Mgmt N/A Against N/A ________________________________________________________________________________ Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy Ticker Security ID: Meeting Date Meeting Status NMTP CINS 67011U208 06/15/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statement Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Mikhail Barkov Mgmt For Against Against 7 Elect Aleksander Mgmt For Against Against Vinokurov 8 Elect Evgeniy Gavrilin Mgmt For Against Against 9 Elect Maksim Grishanin Mgmt For Against Against 10 Elect Vitaliy Kisenko Mgmt For Against Against 11 Elect Ziyavudin Mgmt For Against Against Magomedov 12 Elect Yuri Novozhilov Mgmt For Against Against 13 Elect Viktor Olerskiy Mgmt For Against Against 14 Elect Marat Shaidaev Mgmt For Against Against 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Galina Baturina Mgmt For Abstain Against 17 Elect Ekaterina Vlasova Mgmt For For For 18 Elect Irina Ievleva Mgmt For Abstain Against 19 Elect Veronika A. Mgmt For N/A N/A Makeeva 20 Elect Eduard B. Matko Mgmt For N/A N/A 21 Elect Tatyana Mgmt For N/A N/A Nesmeyanova 22 Elect Margarita Russkikh Mgmt For For For 23 Elect Artur Shamkut Mgmt For For For 24 Appointment of Auditor Mgmt For Abstain Against 25 Directors' and Audit Mgmt For Abstain Against Commission Members' Fees ________________________________________________________________________________ O'Key Group SA Ticker Security ID: Meeting Date Meeting Status OKEY CINS 670866201 06/13/2012 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Board Mgmt For TNA N/A Report 2 Presentation of Mgmt For TNA N/A Accounts and Reports 3 Consolidated Accounts Mgmt For TNA N/A and Reports 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Directors' Fees Mgmt For TNA N/A 7 Ratification of Board Mgmt For TNA N/A Acts 8 Appointment of Auditor Mgmt For TNA N/A 9 Authority to Set Mgmt For TNA N/A Auditor's Fees ________________________________________________________________________________ O'Key Group SA Ticker Security ID: Meeting Date Meeting Status OKEY CINS 670866201 09/12/2011 Voted Meeting Type Country of Trade Special Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Half Year Financial Mgmt For For For Statements 2 Interim Dividend Mgmt For For For ________________________________________________________________________________ OGK-1 (First Generation Company of Wholesale Electricity) Ticker Security ID: Meeting Date Meeting Status OGKA CINS X3031J109 06/14/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization of the Mgmt For For For Company in the form of De-merger of JSC Pervaya 2 Reorganization of JSC Mgmt For For For Pervaya generatsiya, in the form of joining of JSC Inter Rao-Electrogeneratsya 3 Reorganization of the Mgmt For For For Company in the form of De-merger of JSC Inter Rao Ees 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ OGK-1 (First Generation Company of Wholesale Electricity) Ticker Security ID: Meeting Date Meeting Status OGKA CINS X3031J109 11/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ OGK-3 OAO (Third Generation Company of Wholesale Electricity Ticker Security ID: Meeting Date Meeting Status OGKC CINS X9078Y107 06/14/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization of the Mgmt For For For Company in the form of De-merger of JSC Tretya generatsiya 2 Reorganization of JSC Mgmt For For For Tretya generatsiya , in the form of joining of JSC INTER RAO-Electrogeneratsya 3 Reorganization of the Mgmt For For For Company in the form of De-merger of JSC INTER RAO EES 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ OGK-3 OAO (Third Generation Company of Wholesale Electricity Ticker Security ID: Meeting Date Meeting Status OGKC CINS X9078Y107 06/15/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Election of Audit Mgmt For For For Commission 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Boris Kovalchuk Mgmt For Against Against 8 Elect Ilnar I. Mgmt For Against Against Mirsiyapov 9 Elect Alexander Mgmt For Against Against Rengevich 10 Elect Igor Opalin Mgmt For Against Against 11 Elect Alexander Matveev Mgmt For Against Against 12 Elect Mikhail Mgmt For Against Against Konstantinov 13 Elect Anton Badenkov Mgmt For Against Against 14 Elect Alexander Abramkov Mgmt For Against Against 15 Elect Boris Alexander Mgmt For Against Against 16 Elect Svetlana Shpakova Mgmt For Against Against 17 Elect Dmitry Makarov Mgmt For Against Against 18 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Petropavlovsk Plc Ticker Security ID: Meeting Date Meeting Status POG CINS G7053A101 05/31/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect David Humphreys Mgmt For For For 7 Elect Sergey Ermolenko Mgmt For For For 8 Elect Rachel English Mgmt For For For 9 Elect Peter Hambro Mgmt For For For 10 Elect Alfiya Mgmt For For For Samokhvalova 11 Elect Andrey Maruta Mgmt For For For 12 Elect Martin Smith Mgmt For For For 13 Elect Graham Birch Mgmt For For For 14 Elect Sir Malcom Field Mgmt For For For 15 Elect Lord Guthrie Mgmt For For For 16 Elect Sir Roderic Lyne Mgmt For For For 17 Elect Charles McVeigh Mgmt For For For III 18 Amendment to Borrowing Mgmt For For For Powers 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Pharmacy Chain Ticker Security ID: Meeting Date Meeting Status CINS X6547J109 06/20/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Amendments to Charter Mgmt For Abstain Against 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Sergey Krivosheev Mgmt N/A Abstain N/A 7 Elect Artem Bektemirov Mgmt N/A Abstain N/A 8 Elect Arkady Gibov Mgmt N/A Abstain N/A 9 Elect Marina Penkova Mgmt N/A Abstain N/A 10 Elect Vasily Rudomino Mgmt N/A For N/A 11 Elect Evgeny Mgmt N/A Abstain N/A Belonovskaya 12 Elect Victor Vasiliev Mgmt N/A Abstain N/A 13 Elect Dmitry Godunov Mgmt N/A Abstain N/A 14 Elect Ruslan Vorobel Mgmt N/A Abstain N/A 15 Election of Audit Mgmt For Abstain Against Commission 16 Appointment of Auditor Mgmt For Abstain Against 17 Directors' Fees Mgmt For Abstain Against 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Pharmacy Chain 36,6 OJSC Ticker Security ID: Meeting Date Meeting Status APTK CINS X6547J109 10/10/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ PIK Group Ticker Security ID: Meeting Date Meeting Status CINS 69338N206 09/12/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Early Termination of Mgmt N/A For N/A Board Powers 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Anna Kolonchina Mgmt N/A Abstain N/A 4 Elect Pavel Poselonov Mgmt N/A Abstain N/A 5 Elect Vladislav Mamulkin Mgmt N/A Abstain N/A 6 Elect Robert Tsenin Mgmt N/A For N/A 7 Elect Lee Timmins Mgmt N/A For N/A 8 Elect Sergey Shibaev Mgmt N/A For N/A 9 Elect Sergey Bessonov Mgmt N/A Abstain N/A 10 Elect Zumrud Rustamova Mgmt N/A Abstain N/A 11 Elect Kirill Pisarev Mgmt N/A Abstain N/A 12 Elect Alexander Gubarev Mgmt N/A For N/A 13 Elect Dmitry Skryabin Mgmt N/A Abstain N/A ________________________________________________________________________________ PIK Group Ticker Security ID: Meeting Date Meeting Status CINS 69338N206 11/28/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Fees Mgmt For For For ________________________________________________________________________________ PIK Group. Ticker Security ID: Meeting Date Meeting Status CINS 69338N206 06/07/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Anna Kolonchina Mgmt N/A Abstain N/A 5 Elect Vladislav Mamulkin Mgmt N/A Abstain N/A 6 Elect Pavel Poselonov Mgmt N/A Abstain N/A 7 Elect Anton Averin Mgmt N/A Abstain N/A 8 Elect Sergey Shibaev Mgmt N/A For N/A 9 Elect Sergey Bessonov Mgmt N/A Abstain N/A 10 Elect Lee Timmins Mgmt N/A For N/A 11 Elect Zumrud Rustamova Mgmt N/A Abstain N/A 12 Elect Robert Tsenin Mgmt N/A For N/A 13 Elect Alexander Gubarev Mgmt N/A Abstain N/A 14 Elect Kirill Pisarev Mgmt N/A Abstain N/A 15 Elect Dmitry Skryabin Mgmt N/A Abstain N/A 16 Elect Roman Nagayev Mgmt N/A Abstain N/A 17 Elect Alexander Romanov Mgmt N/A Abstain N/A 18 Directors' Fees Mgmt For Abstain Against 19 Elect Ludmilla Monetova Mgmt For For For 20 Elect Elena Ivanova Mgmt For For For 21 Elect Anna Antonova Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Related Party Mgmt For For For Transactions 24 Indemnification of Mgmt For For For Directors/Officers 25 Related Party Mgmt For For For Transactions 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Raven Russia Limited Ticker Security ID: Meeting Date Meeting Status RUS CINS G73741103 05/30/2012 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Glyn Hirsch Mgmt For For For 4 Elect Colin Smith Mgmt For For For 5 Elect Stephen Coe Mgmt For Against Against 6 Elect David Moore Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Repurchase Mgmt For For For Ordinary Shares 9 Authority to Repurchase Mgmt For For For Preference Shares ________________________________________________________________________________ Raven Russia Limited Ticker Security ID: Meeting Date Meeting Status RUS CINS G73741103 05/30/2012 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Raven Russia Limited Ticker Security ID: Meeting Date Meeting Status RUS CINS G73741103 05/30/2012 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Tender Offer Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Raven Russia Limited Ticker Security ID: Meeting Date Meeting Status RUS CINS G73741103 11/03/2011 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Tender Offer Mgmt For For For ________________________________________________________________________________ Ros Agro PLC Ticker Security ID: Meeting Date Meeting Status AGRO CINS 749655205 06/01/2012 Voted Meeting Type Country of Trade Annual Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For For For 2 IFRS Financial Mgmt For For For Statements 3 Board of Directors' Mgmt For For For Report 4 Auditor's Report Mgmt For For For 5 Annual Report Mgmt For For For 6 Appointment of Auditor Mgmt For Against Against 7 Auditor's Fees Mgmt For Against Against 8 Allocation of Mgmt For For For Profits/Dividends 9 Election of Directors Mgmt For Abstain Against 10 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Ros Agro PLC Ticker Security ID: Meeting Date Meeting Status AGRO CINS 749655205 11/25/2011 Voted Meeting Type Country of Trade Special Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anastasios Mgmt For Abstain Against Televantides 2 Amendments to Board Mgmt For Abstain Against Regulations ________________________________________________________________________________ Ruspetro Plc Ticker Security ID: Meeting Date Meeting Status RPO CINS G7722P109 06/06/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald Wolcott Mgmt For For For 2 Elect Thomas Reed Mgmt For For For 3 Elect Alexander Mgmt For For For Chistyakov 4 Elect Christopher Clark Mgmt For For For 5 Elect Robert Jenkins Mgmt For For For 6 Elect James McBurney Mgmt For For For 7 Elect James Gerson Mgmt For For For 8 Elect Rolf Stomberg Mgmt For For For 9 Elect Joe Mach Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares 14 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Territorial Generation Company No 1 Ticker Security ID: Meeting Date Meeting Status CINS X89840106 06/18/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Irina Grave Mgmt For Abstain Against 5 Elect Kari Kautinen Mgmt For For For 6 Elect Alexandr A. Mgmt For For For Chuvaev 7 Elect Anatoliy A. Mgmt For Abstain Against Gavrilenko 8 Elect Andrey A. Drachuk Mgmt For For For 9 Elect Alexandr P. Dushko Mgmt For Abstain Against 10 Elect Valentin Z. Mgmt For Abstain Against Kazachenkov 11 Elect Vladimir Mgmt For For For Kukushkin 12 Elect Alexey A. Mitushov Mgmt For Abstain Against 13 Elect Kirill Seleznev Mgmt For Abstain Against 14 Elect Denis V. Fyodorov Mgmt For Abstain Against 15 Elect Andrey Filippov Mgmt For For For 16 Elect Mikhail L. Mgmt For For For Khodursky 17 Elect Pavel Shatsky Mgmt For For For 18 Election of Audit Mgmt For For For Commission 19 Appointment of Auditor Mgmt For Abstain Against 20 Related Party Mgmt For For For Transactions 21 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Third Generation Company Of Wholesale Electricity Ticker Security ID: Meeting Date Meeting Status CINS X9078Y107 09/27/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Transfer of Executive Mgmt For For For Control 2 Amendments to Charter Mgmt For For For 3 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Third Generation Company Of Wholesale Electricity Ticker Security ID: Meeting Date Meeting Status CINS X9078Y107 12/08/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Verkhnaya Salda Metallurgical Production Association Ticker Security ID: Meeting Date Meeting Status CINS X98053105 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Alexey Aleshin Mgmt For Against Against 6 Elect Michael Voevodin Mgmt For Against Against 7 Elect Nikolay Melnikov Mgmt For Against Against 8 Elect Vladimir Tankeyev Mgmt For Against Against 9 Elect Vladislav Mgmt For Against Against Tetyukhin 10 Elect Michael Shelkov Mgmt For Against Against 11 Elect Sergey Chemezov Mgmt For Against Against 12 Elect Larisa Andreyeva Mgmt For For For 13 Elect Natalya E. Galeeva Mgmt For For For 14 Elect Vera Gorohova Mgmt For For For 15 Elect Alla M. Zakhirova Mgmt For For For 16 Elect Elena Meshaninova Mgmt For For For 17 Elect Ilya Povalkin Mgmt For For For 18 Elect Svetlana Tetter Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Amendments to Charter Mgmt For Abstain Against 21 Amendments to Mgmt For Abstain Against Regulations on Board of Directors 22 Amendments to Mgmt For Abstain Against Regulations on General Director ________________________________________________________________________________ Vostok Nafta Investment Ltd. Ticker Security ID: Meeting Date Meeting Status VNILSDB CINS G93886136 05/09/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Board Size Mgmt For For For 15 Directors' and Mgmt For Against Against Auditors' Fees 16 Election of Directors; Mgmt For For For Appointment of Auditor 17 Nomination Committee Mgmt For For For 18 Compensation Guidelines Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Wholesale Generation Co.-1 Ticker Security ID: Meeting Date Meeting Status CINS X3031J109 06/13/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Election of Statutory Mgmt For For For Auditors 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Boris Kovalchuk Mgmt N/A Against N/A 7 Elect Yury Sherbakov Mgmt N/A Against N/A 8 Elect Olga Pankratova Mgmt N/A Against N/A 9 Elect Marina Edakova Mgmt N/A Against N/A 10 Elect Mikhail Mgmt N/A Against N/A Konstantinov 11 Elect Igor Opalin Mgmt N/A Against N/A 12 Elect Anton Badenkov Mgmt N/A Against N/A 13 Elect Svetlana Chuchaeva Mgmt N/A Against N/A 14 Elect Leonid Sokolov Mgmt N/A Against N/A 15 Elect Evgeny Mgmt N/A Against N/A Miroshnichenko 16 Elect Valery Murgulets Mgmt N/A Against N/A 17 Elect Mikhail Azontsev Mgmt N/A Against N/A 18 Elect Maksim Mayorets Mgmt N/A Against N/A 19 Elect Yakov Tesis Mgmt N/A Against N/A 20 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Wholesale Generation Co.-2 Ticker Security ID: Meeting Date Meeting Status CINS X7762E106 06/22/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Anatoliy Mgmt For Abstain Against Gavrilenko 5 Elect Igor Golenishev Mgmt For Abstain Against 6 Elect Irina Y. Korobkina Mgmt For Abstain Against 7 Elect Alexey Mitushov Mgmt For Abstain Against 8 Elect Aleksandr Rogov Mgmt For Abstain Against 9 Elect Lyudmila Sergeeva Mgmt For Abstain Against 10 Elect Denis Fedorov Mgmt For Abstain Against 11 Elect Sergey Fil Mgmt For Abstain Against 12 Elect Mikhail Hodurskiy Mgmt For Abstain Against 13 Elect Damir Shavalev Mgmt For Abstain Against 14 Elect Pavel Shatskiy Mgmt For Abstain Against 15 Elect Yelena Senchenko Mgmt For Abstain Against 16 Elect Mikhail Sorokin Mgmt For Abstain Against 17 Elect Ilnar I. Mgmt For Abstain Against Mirsiyapov 18 Elect Yevgeny N. Mgmt For Abstain Against Miroshnichenko 19 Elect Mikhail Mgmt For Abstain Against Konstantinov 20 Elect Denis Kulikov Mgmt For For For 21 Election of Audit Mgmt For For For Commission 22 Appointment of Auditor Mgmt For For For 23 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 24 Amendments to Charter Mgmt For Abstain Against 25 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 26 Related Party Mgmt For For For Transactions 27 Non-Voting Meeting Note N/A N/A N/A N/A ======================== RVE Hard Asset Producers ETF ========================== ________________________________________________________________________________ AbitibiBowater Inc. Ticker Security ID: Meeting Date Meeting Status ABH CUSIP 003687209 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Evans Mgmt For For For 1.2 Elect Richard Falconer Mgmt For For For 1.3 Elect Richard Garneau Mgmt For For For 1.4 Elect Jeffrey Hearn Mgmt For For For 1.5 Elect Bradley Martin Mgmt For For For 1.6 Elect Alain Rheaume Mgmt For For For 1.7 Elect Michael Rousseau Mgmt For For For 1.8 Elect David Wilkins Mgmt For For For 2 Company Name Change Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Acerinox, S.A. Ticker Security ID: Meeting Date Meeting Status ACX CINS E0060D145 06/06/2012 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 3 Ratification of Interim Mgmt For For For Dividends 4 Special Dividend Mgmt For For For 5 Ratification of Board Mgmt For For For Acts 6 Authority to Repurchase Mgmt For For For Shares 7 Appointment of Auditor Mgmt For For For 8 Elect Oscar Fanjul Mgmt For For For Martin 9 Elect Jose Ramon Mgmt For Against Against Guerediaga Mendiola 10 Elect Braulio Medel Mgmt For For For Camara 11 Amend Article 12 Mgmt For For For 12 Amend Article 13 Mgmt For For For 13 Amend Article 4 Mgmt For For For 14 Amend Article 5 Mgmt For For For 15 Amend Article 6 Mgmt For For For 16 Amend Article 8 Mgmt For For For 17 Amend Article 11 Mgmt For For For 18 Remuneration Report Mgmt For Against Against 19 Report on Amendments to Mgmt For For For Board of Directors Regulations 20 Election of Meeting Mgmt For For For Delegates 21 Minutes Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Acerinox, S.A. Ticker Security ID: Meeting Date Meeting Status ACX CINS E0060D145 09/28/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Spin-off Mgmt For For For 3 Submission of Spin-off Mgmt For For For Documents 4 Authority to Carry Out Mgmt For For For Formalities 5 Minutes Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ African Minerals Limited Ticker Security ID: Meeting Date Meeting Status AMI CINS G0114P100 09/09/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Takeover Provisions 5 Elect Miguel Perry Mgmt For For For 6 Elect Roger Liddell Mgmt For For For 7 Elect Nick Shapiro Mgmt For For For 8 Elect Bernard Pryor Mgmt For For For ________________________________________________________________________________ African Rainbow Minerals Limited Ticker Security ID: Meeting Date Meeting Status ARI CINS S01680107 12/02/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Frank Abbott Mgmt For Against Against 3 Re-elect Mike Arnold Mgmt For Against Against 4 Re-elect Stompie Shiels Mgmt For Against Against 5 Re-elect Rejoice Mgmt For For For Simelane 6 Re-elect Bernard Mgmt For For For Swanepoel 7 Elect Tom Boardman Mgmt For For For 8 Elect Mike Schmidt Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Elect Audit Committee Mgmt For For For Member (King) 11 Elect Audit Committee Mgmt For For For Member (Bakane-Tuoane) 12 Elect Audit Committee Mgmt For For For Member (Boardman) 13 Elect Audit Committee Mgmt For For For Member (Botha) 14 Elect Audit Committee Mgmt For For For Member (Maditsi) 15 Elect Audit Committee Mgmt For For For Member (Simelane) 16 Approve Remuneration Mgmt For For For Policy 17 Authorisation of Legal Mgmt For For For Formalities 18 Approve Directors' Fees Mgmt For For For (Annual Retainer) 19 Approve Directors' Fees Mgmt For For For (Board Meeting Attendance Fee) 20 Approve Directors' Fees Mgmt For For For (Committee Meeting Attendance Fee) 21 Approve Directors' Fees Mgmt For For For (Per Meeting Fee - Lead Independent Director) 22 Approve Financial Mgmt For For For Assistance (Section 45) 23 Approve Financial Mgmt For For For Assistance (Section 44) ________________________________________________________________________________ AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP 001084102 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect P. George Benson Mgmt For For For 2 Elect Wolfgang Deml Mgmt For For For 3 Elect Luiz Fernando Mgmt For For For Furlan 4 Elect Gerald Johanneson Mgmt For For For 5 Elect George Minnich Mgmt For For For 6 Elect Martin Richenhagen Mgmt For For For 7 Elect Gerald Shaheen Mgmt For For For 8 Elect Mallika Srinivasan Mgmt For For For 9 Elect Daniel Ustian Mgmt For For For 10 Elect Hendrikus Visser Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Agnico-Eagle Mines Ltd. Ticker Security ID: Meeting Date Meeting Status AEM CUSIP 008474108 04/27/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leanne Baker Mgmt For Withhold Against 1.2 Elect Douglas Beaumont Mgmt For For For 1.3 Elect Sean Boyd Mgmt For For For 1.4 Elect Martine Celej Mgmt For For For 1.5 Elect Clifford Davis Mgmt For For For 1.6 Elect Robert Gemmell Mgmt For For For 1.7 Elect Bernard Kraft Mgmt For For For 1.8 Elect Mel Leiderman Mgmt For For For 1.9 Elect James Nasso Mgmt For For For 1.10 Elect Sean Riley Mgmt For For For 1.11 Elect J. Merfyn Roberts Mgmt For For For 1.12 Elect Howard Stockford Mgmt For For For 1.13 Elect Pertti Voutilainen Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Stock Mgmt For For For Option Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Russel Girling Mgmt For For For 1.3 Elect Susan Henry Mgmt For For For 1.4 Elect Russell Horner Mgmt For For For 1.5 Elect David Lesar Mgmt For For For 1.6 Elect John Lowe Mgmt For For For 1.7 Elect A. Anne McLellan Mgmt For For For 1.8 Elect Derek Pannell Mgmt For For For 1.9 Elect Frank Proto Mgmt For For For 1.10 Elect Michael Wilson Mgmt For For For 1.11 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aguas Andinas S.A. Ticker Security ID: Meeting Date Meeting Status AGUASA CINS P4171M125 04/17/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Dividend Policy Mgmt For For For 4 Related Party Mgmt For For For Transactions 5 Appointment of Auditor Mgmt For For For 6 Appointment of Risk Mgmt For For For Rating Agency 7 Directors' Fees Mgmt For For For 8 Board of Director's Mgmt For For For Expenses 9 Directors' Committee Mgmt For For For Fees 10 Report of the Mgmt For For For Directors' Committee 11 Publication of Company Mgmt For For For Notices 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Alacer Gold Corp. Ticker Security ID: Meeting Date Meeting Status ASR CINS 010679108 05/23/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Timothy Haddon Mgmt For For For 3 Elect Jan Castro Mgmt For For For 4 Elect Edward Dowling, Mgmt For For For Jr. 5 Elect Richard Graff Mgmt For For For 6 Elect David Quinlivan Mgmt For For For 7 Elect Stephanie Unwin Mgmt For For For 8 Elect Rohan Williams Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Amendments to Articles Mgmt For For For and Adoption of Restated Articles 11 Repeal and Replacement Mgmt For For For of By-Laws ________________________________________________________________________________ Alcoa Inc. Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013817101 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathryn Fuller Mgmt For Against Against 2 Elect Judith Gueron Mgmt For For For 3 Elect Patricia Russo Mgmt For Against Against 4 Elect Ernesto Zedillo Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Elimination of Mgmt For For For Supermajority Requirement Relating to Fair Price Protection 8 Elimination of Mgmt For For For Supermajority Requirement Relating to Director Elections 9 Elimination of Mgmt For For For Supermajority Requirement Relating to Removal of Directors 10 Repeal of Classified Mgmt For For For Board 11 Permit Written Consent Mgmt For For For ________________________________________________________________________________ Allegheny Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status ATI CUSIP 01741R102 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Harshman Mgmt For For For 1.2 Elect Diane Creel Mgmt For Withhold Against 1.3 Elect John Pipski Mgmt For For For 1.4 Elect James Rohr Mgmt For Withhold Against 1.5 Elect Louis Thomas Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Incentive Plan 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allied Nevada Gold Corp. Ticker Security ID: Meeting Date Meeting Status ANV CUSIP 019344100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Buchan Mgmt For Withhold Against 1.2 Elect Scott Caldwell Mgmt For For For 1.3 Elect John Ivany Mgmt For For For 1.4 Elect Cameron Mingay Mgmt For Withhold Against 1.5 Elect Terry Palmer Mgmt For For For 1.6 Elect Carl Pescio Mgmt For For For 1.7 Elect D. Bruce Sinclair Mgmt For For For 1.8 Elect Robert Wardell Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allied Nevada Gold Corp. Ticker Security ID: Meeting Date Meeting Status ANV CUSIP 019344100 10/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Buchan Mgmt For Against Against 2 Elect Scott Caldwell Mgmt For For For 3 Elect John Ivany Mgmt For For For 4 Elect Cameron Mingay Mgmt For Against Against 5 Elect Terry Palmer Mgmt For For For 6 Elect Carl Pescio Mgmt For For For 7 Elect D. Bruce Sinclair Mgmt For For For 8 Elect Robert Wardell Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Increase of Authorized Mgmt For For For Common Stock 13 Amendment to the Mgmt For Against Against Deferred Phantom Unit Plan 14 Deferred Share Unit Plan Mgmt For Against Against ________________________________________________________________________________ Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin Crutchfield Mgmt For For For 2 Elect William Crowley, Mgmt For For For Jr. 3 Elect E. Linn Draper, Mgmt For For For Jr. 4 Elect Glenn Eisenberg Mgmt For For For 5 Elect P. Michael Giftos Mgmt For For For 6 Elect Deborah Fretz Mgmt For For For 7 Elect Joel Richards, III Mgmt For For For 8 Elect James Roberts Mgmt For For For 9 Elect Ted Wood Mgmt For For For 10 2012 Long-Term Mgmt For For For Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alumina Limited Ticker Security ID: Meeting Date Meeting Status AWC CINS Q0269M109 05/02/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Peter Wasow Mgmt For For For 4 Equity Grant (CEO John Mgmt For For For Bevan) 5 Renew Proportional Mgmt For For For Takeover Provisions ________________________________________________________________________________ Aluminum Corporation of China Limited Ticker Security ID: Meeting Date Meeting Status 2600 CUSIP 022276109 10/25/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Bond Issue; Bond Mgmt For For For Guarantee; and Loan Guarantee 2 Adoption of the Code on Mgmt For For For Shareholders' Meeting ________________________________________________________________________________ Aluminum Corporation of China Ltd. Ticker Security ID: Meeting Date Meeting Status 2600 CUSIP 022276109 05/04/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Type of shares and Mgmt For For For nominal value 2 Method of issue Mgmt For For For 3 Target subscribers Mgmt For For For 4 Lock-up period Mgmt For For For 5 Subscription method Mgmt For For For 6 Number of A Shares Mgmt For For For 7 Pricing Mgmt For For For 8 Place of listing Mgmt For For For 9 Use of proceeds Mgmt For For For 10 Arrangements Mgmt For For For 11 Validity Period Mgmt For For For 12 Detailed Plan for Mgmt For For For Issuance of A Shares 13 Ratification of Board Mgmt For For For Acts 14 Compliance with Mgmt For For For Conditions for Non-publc A Share Issue 15 Report on Use of Mgmt For For For Proceeds from Previous Fund Raising Activities 16 Feasibility Analysis Mgmt For For For Report of Issuance of A Shares 17 Special Resolution Mgmt For For For 18 Special Resolution Mgmt For For For 19 Special Resolution Mgmt For For For 20 Special Resolution Mgmt For For For 21 Special Resolution Mgmt For For For 22 Special Resolution Mgmt For For For 23 Special Resolution Mgmt For For For 24 Special Resolution Mgmt For For For 25 Special Resolution Mgmt For For For 26 Special Resolution Mgmt For For For 27 Special Resolution Mgmt For For For 28 Special Resolution Mgmt For For For 29 Special Resolution Mgmt For For For ________________________________________________________________________________ Aluminum Corporation of China Ltd. Ticker Security ID: Meeting Date Meeting Status 2600 CUSIP 022276109 06/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Directors' and Mgmt For For For Supervisors' Fees 6 Renewal of Liability Mgmt For Abstain Against Insurance 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Give Mgmt For For For Guarantees 9 Revised Annual Caps of Mgmt For For For Services Agreement 10 SouthGobi Resources Mgmt For For For Acquisition 11 Winsway Coking Coal Mgmt For For For Acquisition 12 Shareholder Proposal Mgmt For Against Against 13 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights 14 Amendments to Mgmt For For For Procedural Rules of Board of Directors 15 Amendments to Mgmt For For For Procedural Rules of Supervisors 16 Authority to Issue Debt Mgmt For For For Instruments ________________________________________________________________________________ Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin Chilton Mgmt For For For 2 Elect Luke Corbett Mgmt For For For 3 Elect Paulett Eberhart Mgmt For For For 4 Elect Peter Fluor Mgmt For Against Against 5 Elect Richard George Mgmt For For For 6 Elect Preston Geren, III Mgmt For For For 7 Elect Charles Goodyear Mgmt For For For 8 Elect John Gordon Mgmt For For For 9 Elect James Hackett Mgmt For For For 10 Elect Eric Mullins Mgmt For For For 11 Elect Paula Rosput Mgmt For For For Reynolds 12 Elect R. Walker Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2012 Omnibus Incentive Mgmt For Against Against Compensation Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman/Separation of Chair and CEO 17 Shareholder Proposal ShrHoldr Against Against For Regarding Adopting Sexual Orientation Anti-Bias Policy 18 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 19 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Angang Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 0347 CINS Y0132D105 05/29/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Fees of Directors and Mgmt For For For Supervisors 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Elect SU Wensheng as Mgmt For For For Supervisor 9 Continuing Connected Mgmt For For For Transactions 10 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ Angang Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 0347 CINS Y0132D105 06/28/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Supply of Materials and Mgmt For For For Services Agreement 3 Financial Services Mgmt For Against Against Agreement 4 Supply of Materials Mgmt For For For Agreement ________________________________________________________________________________ Angang Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 0347 CINS Y0132D105 12/19/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Supply of Materials and Mgmt For For For Services Agreement and Annual Caps 3 Revision of Accounting Mgmt For For For Estimates 4 Issuance of Short-term Mgmt For For For Financing Bonds 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Issuance of Medium-term Mgmt For For For Notes 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Anglo American Platinum Limited Ticker Security ID: Meeting Date Meeting Status AMS CINS S9122P108 03/30/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Richard Dunne Mgmt For For For 3 Re-elect Bongani Khumalo Mgmt For Against Against 4 Re-elect Rene Medori Mgmt For Against Against 5 Elect Albertinah Kekana Mgmt For For For 6 Elect Audit Committee Mgmt For For For Member (Richard Dunne) 7 Elect Audit Committee Mgmt For For For Member (Albertinah Kekana) 8 Elect Audit Committee Mgmt For For For Member (Sonja Sebotsa) 9 Appoint Auditor Mgmt For For For 10 Approve Remuneration Mgmt For For For Policy 11 General Authority to Mgmt For For For Issue Shares 12 Approve NEDs' Fees Mgmt For For For 13 Authority to Repurchase Mgmt For For For Shares 14 Approve Financial Mgmt For For For Assistance 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 01/06/2012 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For ________________________________________________________________________________ Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 04/19/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Cynthia Carroll Mgmt For For For 4 Elect David Challen Mgmt For For For 5 Elect Sir CK Chow Mgmt For For For 6 Elect Sir Philip Hampton Mgmt For For For 7 Elect Rene Medori Mgmt For For For 8 Elect Phuthuma Nhleko Mgmt For For For 9 Elect Ray O'Rourke Mgmt For For For 10 Elect Sir John Parker Mgmt For For For 11 Elect Mamphela Ramphele Mgmt For Against Against 12 Elect Jack Thompson Mgmt For For For 13 Elect Peter Woicke Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Directors' Remuneration Mgmt For Against Against Report 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ AngloAmerican Platinum Limited Ticker Security ID: Meeting Date Meeting Status AMS CINS S9122P108 12/14/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance (The Trust) 2 Specific Authority to Mgmt For For For Issue Shares to the Trust 3 Authority to Repurchase Mgmt For For For Shares 4 Approve Financial Mgmt For For For Assistance (Related and Inter-Related Parties) 5 Approve Community Mgmt For For For Development Transaction 6 Approve Amendments to Mgmt For For For the Share Option Scheme 7 Approve Amendments to Mgmt For For For the Long-Term Incentive Plan 8 Approve Amendments to Mgmt For For For the Share Option Scheme 2003 9 Approve Amendments to Mgmt For For For the Bonus Share Plan ________________________________________________________________________________ Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Nozipho Mgmt For For For January-Bardill 3 Elect Rodney Ruston Mgmt For For For 4 Re-elect Bill Nairn Mgmt For For For 5 Re-elect L. Nkuhlu Mgmt For For For 6 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Nkuhlu) 7 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Arisman) 8 Elect Audit and Mgmt For For For Corporate Governance Committee Member (Gasant) 9 Elect Audit and Mgmt For For For Corporate Governance Committee Member (January-Bardill) 10 General Authority to Mgmt For For For Issue Shares 11 Authority to Issue Mgmt For For For Shares for Cash 12 Approve Remuneration Mgmt For For For Policy 13 Increase NEDs' Fees Mgmt For For For (Service as Directors) 14 Increase NEDs' Fees Mgmt For For For (Board and Statutory Committee Meetings) 15 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 11/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Antofagasta plc Ticker Security ID: Meeting Date Meeting Status ANTO CINS G0398N128 06/13/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Jean-Paul Luksic Mgmt For For For 5 Elect Gonzalo Menendez Mgmt For For For Duque 6 Elect Ramon Jara Mgmt For Against Against 7 Elect Guillermo Luksic Mgmt For Against Against Craig 8 Elect Juan Claro Mgmt For For For Gonzalez 9 Elect William Hayes Mgmt For For For 10 Elect Hugo Dryland Mgmt For Against Against 11 Elect Timothy Baker Mgmt For For For 12 Elect Manuel Lino De Mgmt For For For Sousa-Oliveira 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott Josey Mgmt For For For 2 Elect George Lawrence Mgmt For For For 3 Elect Rodman Patton Mgmt For For For 4 Elect Charles Pitman Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Aqua America, Inc. Ticker Security ID: Meeting Date Meeting Status WTR CUSIP 03836W103 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nicholas Mgmt For For For DeBenedictis 1.2 Elect Richard Glanton Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Wendell Holland Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Mgmt For For For Board 4 2012 Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Human Right to Water ________________________________________________________________________________ Aquarius Platinum Limited Ticker Security ID: Meeting Date Meeting Status AQP CINS G0440M128 11/25/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect David Dix Mgmt For For For 2 Re-elect Sir William Mgmt For For For Purves 3 General Authority to Mgmt For For For Repurchase Shares 4 Ratify Placement of Mgmt For For For Securities 5 Amendments to Bye-laws Mgmt For For For (Listing Migration) 6 General Authority to Mgmt For For For Issue Shares w/o Preemptive Rights 7 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ ARC Resources Ltd. Ticker Security ID: Meeting Date Meeting Status ARX CINS 00208D408 05/15/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Walter DeBoni Mgmt For For For 3 Elect John Dielwart Mgmt For For For 4 Elect Fred Dyment Mgmt For For For 5 Elect Timothy Hearn Mgmt For For For 6 Elect James Houck Mgmt For For For 7 Elect Harold Kvisle Mgmt For For For 8 Elect Kathleen O'Neill Mgmt For For For 9 Elect Herbert Pinder, Mgmt For For For Jr. 10 Elect Mac Van Wielingen Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CINS L0302D129 05/08/2012 Take No Action Meeting Type Country of Trade Mix Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Consolidated Accounts Mgmt For TNA N/A and Reports 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Directors' Fees Mgmt For TNA N/A 6 Ratification of Board Mgmt For TNA N/A Acts 7 Elect Naranayan Vaghul Mgmt For TNA N/A 8 Elect Wilbur Ross, Jr. Mgmt For TNA N/A 9 Elect Tye Burt Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Restricted Share Unit Mgmt For TNA N/A Plan 12 Performance Share Unit Mgmt For TNA N/A Plan 13 Increase in Authorized Mgmt For TNA N/A Share Capital 14 Amendments to Articles Mgmt For TNA N/A 15 Amendments to Articles Mgmt For TNA N/A ________________________________________________________________________________ ArcelorMittal South Africa Ltd. Ticker Security ID: Meeting Date Meeting Status ACL CINS S05944111 05/16/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For Abstain Against 3 Elect Fran du Plessis Mgmt For For For 4 Elect Gonzalo Urquijo Mgmt For For For 5 Re-elect Noluthando Mgmt For For For (Thandi) Orleyn 6 Re-elect Davinder Chugh Mgmt For Against Against 7 Re-elect Malcolm Mgmt For Against Against Macdonald 8 Elect Audit Committee Mgmt For Against Against Member (Macdonald) 9 Elect Audit Committee Mgmt For For For Member (Murray) 10 Elect Audit Committee Mgmt For For For Member (du Plessis) 11 Approve Remuneration Mgmt For For For Policy 12 Approve Long Term Mgmt For For For Incentive Plan 13 Approve Financial Mgmt For For For Assistance 14 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Terrell Crews Mgmt For For For 4 Elect Pierre Dufour Mgmt For For For 5 Elect Donald Felsinger Mgmt For For For 6 Elect Antonio Maciel Mgmt For For For 7 Elect Patrick Moore Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect Kelvin Westbrook Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition of Political Contributions 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainable Palm Oil ________________________________________________________________________________ Assore Limited Ticker Security ID: Meeting Date Meeting Status ASR CINS S07525116 01/19/2012 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance 2 Cancellation of "Par Mgmt For For For Value" Preference Shares 3 Creation of New "No Par Mgmt For For For Value" Preference Shares 4 Amendment to Memorandum Mgmt For For For of Incorporation 5 Amendment to Memorandum Mgmt For For For of Incorporation 6 Approve Financial Mgmt For For For Assistance 7 Execution and Mgmt For For For Implementation of Phase II Transaction Agreements 8 Authority for Specific Mgmt For For For Issue of "No Par Value" Preference Shares 9 Authorisation of Legal Mgmt For For For Formalities 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Assore Limited Ticker Security ID: Meeting Date Meeting Status ASR CINS S07525116 08/10/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance (BEE Transaction) 2 Approve Financial Mgmt For For For Assistance 3 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Assore Limited Ticker Security ID: Meeting Date Meeting Status ASR CINS S07525116 11/25/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Desmond Sacco Mgmt For For For 2 Re-elect Phil Crous Mgmt For For For 3 Elect Zodwa Manase Mgmt For For For 4 Elect Donald Ncube Mgmt For For For 5 Elect Audit Committee Mgmt For For For Members 6 Appointment of Auditor Mgmt For For For 7 Approve Directors' Fees Mgmt For For For 8 Approve Financial Mgmt For For For Assistance 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Astra Agro Lestari Tbk Ticker Security ID: Meeting Date Meeting Status AALI CINS Y7116Q119 04/17/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Utilization of Profits Mgmt For For For 3 Directors' and Mgmt For Abstain Against Commissioners' Fees 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Astral Foods Limited Ticker Security ID: Meeting Date Meeting Status ARL CINS S0752H102 02/09/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Jurie Mgmt For For For Geldenhuys 3 Re-elect Malcolm Mgmt For For For Macdonald 4 Re-elect Izak Fourie Mgmt For For For 5 Elect Audit Committee Mgmt For For For Members (Malcolm Macdonald) 6 Elect Audit Committee Mgmt For For For Members (Theunis Eloff) 7 Elect Audit Committee Mgmt For For For Members (Izak Fourie) 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Mgmt For For For Auditor's Fees 10 Approve Remuneration Mgmt For For For Policy 11 Authorisation of Legal Mgmt For For For Formalities 12 Authority to Repurchase Mgmt For For For Shares 13 Increase NEDs' Fees Mgmt For For For 14 Approve Financial Mgmt For For For Assistance 15 Authority to Issue Mgmt For For For Securities Pursuant to Share Option Scheme 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aurico Gold Inc. Ticker Security ID: Meeting Date Meeting Status AUQ CUSIP 05155C 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Colin Benner Mgmt For Withhold Against 1.2 Elect Rene Marion Mgmt For For For 1.3 Elect Richard Colterjohn Mgmt For Withhold Against 1.4 Elect Alan Edwards Mgmt For Withhold Against 1.5 Elect Patrick Downey Mgmt For For For 1.6 Elect Mark Daniel Mgmt For For For 1.7 Elect Ronald Smith Mgmt For Withhold Against 1.8 Elect Luis Chavez Mgmt For For For 1.9 Elect Joseph Spiteri Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Baker Hughes Incorporated Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Mgmt For For For Jr. 1.3 Elect Martin Craighead Mgmt For For For 1.4 Elect Chad Deaton Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For Withhold Against 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect James Stewart Mgmt For For For 1.12 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Bakrie Sumatera Plantation Ticker Security ID: Meeting Date Meeting Status UNSP CINS Y7117V133 06/14/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Election of Directors Mgmt For Abstain Against and Commissioners ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Robert Franklin Mgmt For For For 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Dambisa Moyo Mgmt For For For 1.8 Elect Brian Mulroney Mgmt For Withhold Against 1.9 Elect Anthony Munk Mgmt For Withhold Against 1.10 Elect Peter Munk Mgmt For For For 1.11 Elect Aaron Regent Mgmt For For For 1.12 Elect Nathaniel Mgmt For Withhold Against Rothschild 1.13 Elect Steven Shapiro Mgmt For For For 1.14 Elect John Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Baywa AG Ticker Security ID: Meeting Date Meeting Status BYW6 CINS D08232114 05/30/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/16/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Vivienne Cox Mgmt For For For 5 Elect Chris Finlayson Mgmt For For For 6 Elect Andrew Gould Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Elect Fabio de Oliveira Mgmt For For For Barbosa 9 Elect Sir Frank Chapman Mgmt For For For 10 Elect Baroness Hogg Mgmt For For For 11 Elect John Hood Mgmt For For For 12 Elect Martin Houston Mgmt For For For 13 Elect Caio Koch-Weser Mgmt For For For 14 Elect Sir David Manning Mgmt For For For 15 Elect Mark Seligman Mgmt For For For 16 Elect Patrick Thomas Mgmt For For For 17 Elect Philippe Varin Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authorisation of Mgmt For For For Political Donations 21 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Repurchase Mgmt For For For Shares 24 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ BHP Billiton Limited Ticker Security ID: Meeting Date Meeting Status BHP CINS Q1498M100 11/17/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 2 Elect Lindsay Maxsted Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 3 Elect Shriti Vadera Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 4 Re-elect Malcolm Mgmt For For For Broomhead (BHP Billiton plc and BHP Billiton Limited) 5 Re-elect John Buchanan Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 6 Re-elect Carlos Mgmt For For For Cordeiro (BHP Billiton plc and BHP Billiton Limited) 7 Re-elect David Crawford Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 8 Re-elect Carolyn Hewson Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 9 Re-elect Marius Mgmt For For For Kloppers (BHP Billiton plc and BHP Billiton Limited) 10 Re-elect Wayne Murdy Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 11 Re-elect Keith Rumble Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 12 Re-elect John Schubert Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 13 Re-elect Jacques Nasser Mgmt For For For (BHP Billiton plc and BHP Billiton Limited) 14 Appoint Auditor and Mgmt For For For Authorise Board to Set Fees (BHP Billiton plc) 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (BHP Billiton plc) 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (BHP Billiton plc) 17 Authority to Repurchase Mgmt For For For Shares (BHP Billiton plc) 18 Remuneration Report Mgmt For For For 19 Approve Termination Mgmt For For For Payments (GMC) 20 Equity Grant (CEO Mgmt For For For Marius Kloppers) 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Boliden AB Ticker Security ID: Meeting Date Meeting Status BOL CINS W17218103 05/03/2012 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Mgmt For For For Profits/Dividends 16 Ratification of Board Mgmt For For For and Management Acts 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Board Size Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Authority to Set Mgmt For For For Auditor's Fees 22 Compensation Guidelines Mgmt For Against Against 23 Nominating Committee Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/12/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Robert Dudley Mgmt For For For 4 Elect Iain Conn Mgmt For For For 5 Elect Brian Gilvary Mgmt For For For 6 Elect Byron Grote Mgmt For For For 7 Elect Paul Anderson Mgmt For For For 8 Elect Frank Bowman Mgmt For For For 9 Elect Antony Burgmans Mgmt For For For 10 Elect Cynthia Carroll Mgmt For For For 11 Elect George David Mgmt For Against Against 12 Elect Ian Davis Mgmt For For For 13 Elect Dame Ann Dowling Mgmt For For For 14 Elect Brendan Nelson Mgmt For For For 15 Elect Phuthuma Nhleko Mgmt For For For 16 Elect Andrew Shilston Mgmt For For For 17 Elect Carl-Henric Mgmt For For For Svanberg 18 Appointment of Auditor Mgmt For For For and Authority to Set Fees 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Bunge Limited Ticker Security ID: Meeting Date Meeting Status BG CUSIP G16962105 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis Coppinger Mgmt For For For 2 Elect Alberto Weisser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rhys Best Mgmt For For For 2 Elect Robert Kelley Mgmt For For For 3 Elect P. Dexter Peacock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Increase of Authorized Mgmt For For For Common Stock 7 Repeal of Classified Mgmt For For For Board 8 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability Criteria 9 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ Cairn Energy plc Ticker Security ID: Meeting Date Meeting Status CNE CINS G17528251 01/30/2012 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Return of Cash and Mgmt For For For Share Consolidation 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Share Award Mgmt For Against Against 8 Disposal Mgmt For For For 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Mgmt For For For Shares 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cairn Energy plc Ticker Security ID: Meeting Date Meeting Status CNE CINS G17528269 05/17/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Sir William Mgmt For For For (Bill) Gammell 6 Elect Todd Hunt Mgmt For For For 7 Elect Iain McLaren Mgmt For For For 8 Elect James Buckee Mgmt For For For 9 Elect Alexander Berger Mgmt For For For 10 Elect M. Jacqueline Mgmt For For For Sheppard 11 Elect Simon Thomson Mgmt For For For 12 Elect Mike Watts Mgmt For For For 13 Elect Jann Brown Mgmt For For For 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 18 Disposal Mgmt For For For 19 Amendments to Articles Mgmt For For For (Bundled) ________________________________________________________________________________ Calbee Inc Ticker Security ID: Meeting Date Meeting Status 2229 CINS J05190103 06/27/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Akira Matsumoto Mgmt For For For 3 Elect Shuhji Itoh Mgmt For For For 4 Elect Yuzaburoh Mogi Mgmt For Against Against 5 Elect Kohji Kioka Mgmt For For For 6 Elect Takuma Ohtoshi Mgmt For For For 7 Elect Kazuo Ichijoh Mgmt For For For 8 Elect Umran Beba Mgmt For For For 9 Elect Isao Hirakawa Mgmt For For For 10 Retirement Allowances Mgmt For Against Against for Statutory Auditor(s) 11 Bonus Mgmt For For For ________________________________________________________________________________ California Water Service Group Ticker Security ID: Meeting Date Meeting Status CWT CUSIP 130788102 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas Brown Mgmt For For For 2 Elect Edwin Guiles Mgmt For For For 3 Elect Bonnie Hill Mgmt For For For 4 Elect Thomas Krummel Mgmt For For For 5 Elect Richard Magnuson Mgmt For For For 6 Elect Linda Meier Mgmt For For For 7 Elect Peter Nelson Mgmt For For For 8 Elect Lester Snow Mgmt For For For 9 Elect George Vera Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cameco Corporation Ticker Security ID: Meeting Date Meeting Status CCO CUSIP 13321L108 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Miscellaneous - Mgmt For Abstain Against Resident Status 2.1 Elect Ian Bruce Mgmt For For For 2.2 Elect Daniel Camus Mgmt For For For 2.3 Elect John Clappison Mgmt For For For 2.4 Elect Joe Colvin Mgmt For For For 2.5 Elect James Curtiss Mgmt For For For 2.6 Elect Donald Deranger Mgmt For Withhold Against 2.7 Elect Timothy Gitzel Mgmt For For For 2.8 Elect James Gowans Mgmt For For For 2.9 Elect Nancy Hopkins Mgmt For For For 2.10 Elect Oyvind Hushovd Mgmt For For For 2.11 Elect A. Anne McLellan Mgmt For For For 2.12 Elect A. Neil McMillan Mgmt For For For 2.13 Elect Victor Zaleschuk Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Baker Mgmt For For For Cunningham 2 Elect Sheldon Erikson Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Rodolfo Landim Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board 8 Adoption of Delaware as Mgmt For Against Against the Exclusive Forum for Certain Disputes 9 Approve Restatement of Mgmt For For For Certificate of Incorporation ________________________________________________________________________________ Canadian Natural Resources Ltd. Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/03/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Catherine Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy Faithfull Mgmt For For For 1.4 Elect Gary Filmon Mgmt For For For 1.5 Elect Christopher Fong Mgmt For For For 1.6 Elect Gordon Giffin Mgmt For Withhold Against 1.7 Elect Wilfred Gobert Mgmt For For For 1.8 Elect Steve Laut Mgmt For For For 1.9 Elect Keith MacPhail Mgmt For For For 1.10 Elect Allan Markin Mgmt For For For 1.11 Elect Frank McKenna Mgmt For For For 1.12 Elect James Palmer Mgmt For Withhold Against 1.13 Elect Eldon Smith Mgmt For For For 1.14 Elect David Tuer Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendments to Preferred Mgmt For Against Against Shares 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Canfor Pulp Products Inc. Ticker Security ID: Meeting Date Meeting Status CFX CINS 137576104 04/26/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Peter Bentley Mgmt For For For 3 Elect Stan Mgmt For For For Bracken-Horrocks 4 Elect David Calabrigo Mgmt For For For 5 Elect Donald Campbell Mgmt For For For 6 Elect Ronald Cliff Mgmt For For For 7 Elect Charles Jago Mgmt For For For 8 Elect Michael Korenburg Mgmt For For For 9 Elect Conrad Pinette Mgmt For For For 10 Elect William Stinson Mgmt For For For 11 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Cap SA Ticker Security ID: Meeting Date Meeting Status CAP CINS P25625107 04/11/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends; Dividend Policy 3 Appointment of Auditor Mgmt For Abstain Against 4 Directors' Fees Mgmt For Abstain Against 5 Directors' Committee Mgmt For Abstain Against Fees and Budget; Report of Directors' Committee 6 Appointment of Risk Mgmt For Abstain Against Rating Agency 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Centerra Gold Inc. Ticker Security ID: Meeting Date Meeting Status CG CINS 152006102 05/17/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Niyazbek Aldashev Mgmt For Against Against 3 Elect Raphael Girard Mgmt For For For 4 Elect Karybek Ibraev Mgmt For For For 5 Elect Stephen Lang Mgmt For For For 6 Elect John Lill Mgmt For For For 7 Elect Amangeldy Muraliev Mgmt For For For 8 Elect Sheryl Pressler Mgmt For Against Against 9 Elect Terry Rogers Mgmt For For For 10 Elect Bruce Walter Mgmt For For For 11 Elect Anthony Webb Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Transaction of Other Mgmt For Against Against Business 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Centrica plc Ticker Security ID: Meeting Date Meeting Status CNA CINS G2018Z143 05/11/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Roger Carr Mgmt For For For 5 Elect Sam Laidlaw Mgmt For For For 6 Elect Phil Bentley Mgmt For For For 7 Elect Margherita Della Mgmt For For For Valle 8 Elect Mary Francis Mgmt For For For 9 Elect Mark Hanafin Mgmt For For For 10 Elect Lesley Knox Mgmt For For For 11 Elect Nick Luff Mgmt For For For 12 Elect Andrew Mackenzie Mgmt For For For 13 Elect Ian Meakins Mgmt For For For 14 Elect Paul Rayner Mgmt For For For 15 Elect Chris Weston Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Share Incentive Plan Mgmt For For For Renewal 23 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 24 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cermaq ASA Ticker Security ID: Meeting Date Meeting Status CEQ CINS R1536Z104 05/09/2012 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Election of Presiding Mgmt For TNA N/A Chairman 6 Election of Individual Mgmt For TNA N/A to Check Minutes 7 Notice of Meeting and Mgmt For TNA N/A Agenda 8 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 9 Corporate Governance Mgmt For TNA N/A Report 10 Compensation Guidelines Mgmt For TNA N/A 11 Authority to Repurchase Mgmt For TNA N/A Shares Pursuant to Share Option Program 12 Authority to Set Mgmt For TNA N/A Auditor's Fees 13 Directors' Fees Mgmt For TNA N/A 14 Nomination Committee Mgmt For TNA N/A Fees 15 Audit Committee Fees Mgmt For TNA N/A 16 Compensation Committee Mgmt For TNA N/A Fees 17 Elect Bard Mikkelsen Mgmt For TNA N/A 18 Elect Gunnar Bjorkavag Mgmt For TNA N/A 19 Elect Ottar Haugerud Mgmt For TNA N/A 20 Elect Kari Olrud Moen Mgmt For TNA N/A 21 Elect Morten Stromgren Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen Furbacher Mgmt For Withhold Against 1.2 Elect John Johnson Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Chaoda Modern Agriculture (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 0682 CINS G2046Q107 12/30/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For Abstain Against 4 Allocation of Mgmt For Abstain Against Profits/Dividends 5 Elect KUANG Qiao Mgmt For For For 6 Elect CHEN Jun Hua Mgmt For Against Against 7 Elect Andy CHAN Chi Po Mgmt For For For 8 Elect LIN Shun Quan Mgmt For For For 9 Directors' Fees Mgmt For Abstain Against 10 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Cherepovets Metal Factory Severstal Ticker Security ID: Meeting Date Meeting Status CINS 818150302 09/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For ________________________________________________________________________________ Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Davidson Mgmt For Withhold Against 1.2 Elect V. Burns Hargis Mgmt For Withhold Against 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the Long Mgmt For For For Term Incentive Plan 5 2012 Annual Incentive Mgmt For Against Against Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Reincorporation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 9 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 10 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Chuck Hagel Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect George Kirkland Mgmt For For For 6 Elect Charles Moorman, Mgmt For For For IV 7 Elect Kevin Sharer Mgmt For For For 8 Elect John Stumpf Mgmt For For For 9 Elect Ronald Sugar Mgmt For For For 10 Elect Carl Ware Mgmt For For For 11 Elect John Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Exclusive Forum Provisions 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Country Selection Guidelines 18 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 19 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ China Agri-Industries Holdings Limited Ticker Security ID: Meeting Date Meeting Status 606 CINS Y1375F104 12/02/2011 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 COFCO Mutual Supply Mgmt For For For Agreement 4 Wilmar Mutual Supply Mgmt For For For Agreement 5 Financial Service Mgmt For Against Against Agreement ________________________________________________________________________________ China Agri-Industries Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status CINS Y1375F104 06/08/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect NING Gaoning Mgmt For Against Against 6 Elect LV Jun Mgmt For Against Against 7 Elect Victor YANG Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 05/25/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Financial Budget Mgmt For For For 7 Fees of Directors and Mgmt For For For Supervisors 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Give Mgmt For For For Guarantees for Bank Loan Regarding Resources Integration and Acquisition 10 Authority to Give Mgmt For For For Guarantees for Bank Loan Regarding the Gas Power Plant Project 11 Amendments to Articles Mgmt For For For 12 Amendments to Mgmt For For For Procedural Rules: General Meeting 13 Amendments to Mgmt For For For Procedural Rules: Board of Directors ________________________________________________________________________________ China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 12/16/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 2012 Coal Supply Mgmt For For For Framework Agreement 3 2012 Integrated Mgmt For For For Materials and Services Mutual Provision Framework Agreement 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 2012 Project Design, Mgmt For For For Construction and General Contracting Services Framework Agreement 6 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 01/10/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Extension of Validity Mgmt For For For Period for A Share Issue 4 Amendments to Articles Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 06/29/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Authority to Declare Mgmt For For For Interim Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Transaction of Other Mgmt For Against Against Business 9 Elect DUAN Yuxian Mgmt For Against Against 10 Elect LI Chaochun Mgmt For For For 11 Elect WU Wenjun Mgmt For For For 12 Elect LI Faben Mgmt For For For 13 Elect WANG Qinxi Mgmt For For For 14 Elect ZHANG Yufeng Mgmt For Against Against 15 Elect SHU Hedong Mgmt For For For 16 Elect ZENG Shaojin Mgmt For For For 17 Elect GAO Dezhu Mgmt For Against Against 18 Elect GU Desheng Mgmt For For For 19 Elect Charles NG Ming Mgmt For For For Wah 20 Directors' Fees Mgmt For For For 21 Elect YIN Dongfang Mgmt For Against Against 22 Elect ZHANG Zhenhao Mgmt For For For 23 Supervisors' Fees Mgmt For For For 24 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status 2883 CINS Y15002101 06/05/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect LI Yong Mgmt For Against Against 8 Elect LIU Jian Mgmt For For For 9 Elect TSUI Yiu Wa Mgmt For Against Against 10 Elect WANG Zhile as Mgmt For For For Supervisor 11 Performance Evaluation Mgmt For For For of Stock Appreciation Rights Scheme 12 Authority to Give Mgmt For For For Guarantees 13 Authority to Issue Bonds Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Petroleum & Chemical Corporation Ticker Security ID: Meeting Date Meeting Status 0386 CINS Y15010104 10/12/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Domestic Mgmt For For For Corporate Bonds 4 Authority to Issue Mgmt For For For Domestic Corporate Bonds 5 Type of Securities to Mgmt For For For be Issued 6 Issuance Size Mgmt For For For 7 Nominal Value and Issue Mgmt For For For Price 8 Term Mgmt For For For 9 Interest Rate Mgmt For For For 10 Method and Timing of Mgmt For For For Interest Payment 11 Conversion Period Mgmt For For For 12 Determination and Mgmt For For For Adjustment of Conversion Price 13 Downward Adjustment to Mgmt For For For Conversion Price 14 Conversion Method of Mgmt For For For Fractional Share 15 Redemption Terms Mgmt For For For 16 Terms of Sale Back Mgmt For For For 17 Dividend Rights of the Mgmt For For For Year of Conversion 18 Issuance Method and Mgmt For For For Target Subscribers 19 Subscription Arrangement Mgmt For For For 20 Convertible Bonds Mgmt For For For Holders Meetings 21 Use of Proceeds Mgmt For For For 22 Guarantee Mgmt For For For 23 Validity Period Mgmt For For For 24 Authority to Issue Mgmt For For For Convertible Bonds 25 Feasibility Analysis Mgmt For For For Report on the Use of Proceeds 26 Use of Proceeds from Mgmt For For For Last Issuance of Securities ________________________________________________________________________________ China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/25/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Fees of Directors and Mgmt For For For Supervisors 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Amendments to Mgmt For For For Procedural Rules: Board Meeting 11 Amendments to Mgmt For For For Procedural Rules: Related Party Transactions 12 Elect KONG Dong Mgmt For For For 13 Elect CHEN Hongsheng Mgmt For Against Against 14 Amendments to Articles Mgmt For For For 15 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/25/2012 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Mgmt For For For Shares 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Steel Corp. Ticker Security ID: Meeting Date Meeting Status 2002 CINS Y15041109 06/15/2012 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Increase in Paid-in Mgmt For For For Capital 9 Amendments to Articles Mgmt For Against Against 10 Amendments to Mgmt For For For Procedural Rules: Shareholder Meeting 11 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 12 Amendments to Mgmt For For For Procedural Rules: Election of Director and Supervisors 13 Non-compete Mgmt For Against Against Restrictions for Director: SONG Zhiyu 14 Non-compete Mgmt For Against Against Restrictions for Director: LI Qingchao 15 Non-compete Mgmt For Against Against Restrictions for Director: LIU Jigang ________________________________________________________________________________ Cimarex Energy Co. Ticker Security ID: Meeting Date Meeting Status XEC CUSIP 171798101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Albi Mgmt For For For 2 Elect Jerry Box Mgmt For Against Against 3 Elect Michael Sullivan Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cliffs Natural Resources Inc. Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 18683K101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Carrabba Mgmt For For For 2 Elect Susan Cunningham Mgmt For Against Against 3 Elect Barry Eldridge Mgmt For For For 4 Elect Andres Gluski Mgmt For For For 5 Elect Susan Green Mgmt For For For 6 Elect Janice Henry Mgmt For For For 7 Elect James Kirsch Mgmt For For For 8 Elect Francis McAllister Mgmt For For For 9 Elect Richard Riederer Mgmt For For For 10 Elect Richard Ross Mgmt For For For 11 Amendment to Mgmt For Against Against Regulations to allow the Board to Amend the Regulations without Shareholder Approval 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2012 Incentive Equity Mgmt For For For Plan 14 2012 Executive Mgmt For For For Management Performance Incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cnooc Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CINS Y1662W117 05/25/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect WU Guangqi Mgmt For Against Against 6 Elect WU Zhenfang Mgmt For For For 7 Elect Aloysius TSE Hau Mgmt For For For Yin 8 Directors' Fees Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Coal & Allied Industries Limited Ticker Security ID: Meeting Date Meeting Status CNA CINS Q25758105 11/28/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Joint Bidding Mgmt For For For Arrangements ________________________________________________________________________________ Coal & Allied Industries Limited Ticker Security ID: Meeting Date Meeting Status CNA CINS Q25758105 11/28/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Minority Mgmt For For For Squeeze-out ________________________________________________________________________________ Coeur d'Alene Corporation Ticker Security ID: Meeting Date Meeting Status CDE CUSIP 192108504 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect L. Michael Bogert Mgmt For For For 1.2 Elect James Curran Mgmt For For For 1.3 Elect Sebastian Edwards Mgmt For For For 1.4 Elect Mitchell Krebs Mgmt For For For 1.5 Elect Andrew Lundquist Mgmt For Withhold Against 1.6 Elect Robert Mellor Mgmt For For For 1.7 Elect John Robinson Mgmt For For For 1.8 Elect J. Kenneth Mgmt For For For Thompson 1.9 Elect Timothy Winterer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Companhia de Saneamento Basico do Estado de Sao Paulo SA Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ratification of CODEC Mgmt For Abstain Against Reports 2 Amendments to Articles Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Election of Directors; Mgmt For Abstain Against Election of Supervisory Council; Remuneration Policy ________________________________________________________________________________ Compania de Minas Buenaventura S.A.A. Ticker Security ID: Meeting Date Meeting Status BUENAVC1 CUSIP 204448104 03/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For Abstain Against 4 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven Beal Mgmt For For For 1.2 Elect Tucker Bridwell Mgmt For For For 1.3 Elect Mark Puckett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Mgmt For For For Jr. 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Ryan Lance Mgmt For For For 7 Elect Mohd Hassan Mgmt For For For Marican 8 Elect Harold McGraw III Mgmt For Against Against 9 Elect James Mulva Mgmt For For For 10 Elect Robert Niblock Mgmt For For For 11 Elect Harald Norvik Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Elect Victoria Tschinkel Mgmt For For For 14 Elect Kathryn Turner Mgmt For Against Against 15 Elect William Wade, Jr. Mgmt For Against Against 16 Ratification of Auditor Mgmt For Against Against 17 Advisory Vote on Mgmt For Against Against Executive Compensation 18 Shareholder Proposal ShrHoldr Against Against For Regarding Louisiana Wetlands 19 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 21 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 22 Shareholder Proposal ShrHoldr Against Against For Regarding Adopting Gender Identity and Expression Anti-Bias Policy ________________________________________________________________________________ CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect Philip Baxter Mgmt For For For 1.3 Elect James Altmeyer, Mgmt For Withhold Against Sr. 1.4 Elect William Davis Mgmt For For For 1.5 Elect Raj Gupta Mgmt For For For 1.6 Elect Patricia Hammick Mgmt For For For 1.7 Elect David Hardesty, Mgmt For Withhold Against Jr. 1.8 Elect John Mills Mgmt For For For 1.9 Elect William Powell Mgmt For For For 1.10 Elect Joseph Williams Mgmt For For For 2 Amendment to the Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Continental Resources, Inc. Ticker Security ID: Meeting Date Meeting Status CLR CUSIP 212015101 06/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ellis McCain Mgmt For For For 1.2 Elect Mark Monroe Mgmt For Withhold Against 1.3 Elect Edward Schafer Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Corn Products International, Inc. Ticker Security ID: Meeting Date Meeting Status CPO CUSIP 219023108 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Luis Mgmt For Withhold Against Aranguren-Trellez 1.3 Elect Paul Hanrahan Mgmt For For For 1.4 Elect Wayne Hewett Mgmt For For For 1.5 Elect Gregory Kenny Mgmt For For For 1.6 Elect James Ringler Mgmt For For For 2 Company Name Change Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cresud S.A. Ticker Security ID: Meeting Date Meeting Status CRES CUSIP 226406106 10/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Meeting Mgmt For For For Delegates 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Mgmt For For For Acts 4 Ratification of Mgmt For For For Supervisory Council Acts 5 Allocation of Mgmt For For For Profits/Dividends 6 Directors' Fees Mgmt For For For 7 Supervisory Council Fees Mgmt For Abstain Against 8 Election of Directors Mgmt For Abstain Against 9 Election of Supervisory Mgmt For Abstain Against Council 10 Appointment of Auditor Mgmt For Abstain Against 11 Shared Services Mgmt For For For Agreement 12 Treatment of Treasury Mgmt For Abstain Against Shares 13 Treatment of Tax on Mgmt For Abstain Against Personal Assets 14 Authority to Issue Bonds Mgmt For For For 15 Merger with Agrology SA Mgmt For For For 16 Authority to Issue Mgmt For For For Commercial Paper ________________________________________________________________________________ Daido Steel Company Ltd. Ticker Security ID: Meeting Date Meeting Status 5471 CINS J08778110 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Masatoshi Ozawa Mgmt For Against Against 3 Elect Tadashi Shimao Mgmt For For For 4 Elect Shuichi Nakatsubo Mgmt For For For 5 Elect Michio Okabe Mgmt For For For 6 Elect Hitoshi Horie Mgmt For For For 7 Elect Akira Miyajima Mgmt For For For 8 Elect Yasuhiro Itazuri Mgmt For For For 9 Elect Yasuma Yasuda Mgmt For For For 10 Elect Motoshi Shinkai Mgmt For For For 11 Elect Takeshi Ishiguro Mgmt For For For 12 Elect Hajime Takahashi Mgmt For For For 13 Elect Akihiro Miyasaka Mgmt For For For 14 Elect Tsukasa Nishimura Mgmt For For For 15 Elect Kazuto Tachibana Mgmt For For For 16 Elect Satoshi Tsujimoto Mgmt For For For 17 Elect Susumu Shimura Mgmt For For For 18 Elect Shuji Matsubuchi Mgmt For For For 19 Elect Shinji Naruse Mgmt For For For 20 Elect Takeshi Mutoh Mgmt For For For 21 Elect Yutaka Hattori as Mgmt For For For Alternate Statutory Auditor 22 Bonus Mgmt For Against Against ________________________________________________________________________________ Darling International Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall Stuewe Mgmt For For For 2 Elect O. Thomas Albrecht Mgmt For For For 3 Elect D. Eugene Ewing Mgmt For For For 4 Elect Charles Macaluso Mgmt For For For 5 Elect John March Mgmt For For For 6 Elect Michael Rescoe Mgmt For For For 7 Elect Michael Urbut Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 2012 Omnibus Incentive Mgmt For For For Plan ________________________________________________________________________________ Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Vance Coffman Mgmt For For For 3 Elect Charles Holliday, Mgmt For For For Jr. 4 Elect Dipak Jain Mgmt For For For 5 Elect Clayton Jones Mgmt For For For 6 Elect Joachim Milberg Mgmt For For For 7 Elect Richard Myers Mgmt For For For 8 Elect Thomas Patrick Mgmt For For For 9 Elect Sherry Smith Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Non-Employee Director Mgmt For For For Stock Ownership Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Denbury Resources Inc. Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wieland Wettstein Mgmt For For For 1.2 Elect Michael Beatty Mgmt For For For 1.3 Elect Michael Decker Mgmt For For For 1.4 Elect Ronald Greene Mgmt For For For 1.5 Elect Gregory McMichael Mgmt For For For 1.6 Elect Kevin Myers Mgmt For For For 1.7 Elect Gareth Roberts Mgmt For For For 1.8 Elect Phil Rykhoek Mgmt For For For 1.9 Elect Randy Stein Mgmt For For For 1.10 Elect Laura Sugg Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Elimination of Mgmt For For For Two-Thirds Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions 4 Amendment of the Mgmt For Against Against Limited Liability Company Agreement 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Detour Gold Corporation Ticker Security ID: Meeting Date Meeting Status DGC CINS 250669108 05/10/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Peter Crossgrove Mgmt For Against Against 3 Elect Louis Dionne Mgmt For Against Against 4 Elect Robert Doyle Mgmt For Against Against 5 Elect Ingrid Hibbard Mgmt For Against Against 6 Elect J. Michael Kenyon Mgmt For For For 7 Elect Alex Morrison Mgmt For For For 8 Elect Gerald Panneton Mgmt For For For 9 Elect Jonathan Mgmt For For For Rubenstein 10 Elect Graham Wozniak Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Renewal of Shareholder Mgmt For For For Rights' Plan ________________________________________________________________________________ Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Henry Mgmt For Withhold Against 1.2 Elect John Hill Mgmt For For For 1.3 Elect Michael Kanovsky Mgmt For For For 1.4 Elect Robert Mosbacher, Mgmt For Withhold Against Jr. 1.5 Elect J. Larry Nichols Mgmt For For For 1.6 Elect Duane Radtke Mgmt For For For 1.7 Elect Mary Ricciardello Mgmt For For For 1.8 Elect John Richels Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Right to Call a Special Mgmt For For For Meeting 5 2012 Incentive Mgmt For For For Compensation Plan 6 Amendment to the 2009 Mgmt For For For Long-Term Incentive Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Diamond Offshore Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Tisch Mgmt For For For 2 Elect Lawrence Dickerson Mgmt For For For 3 Elect John Bolton Mgmt For For For 4 Elect Charles Fabrikant Mgmt For Against Against 5 Elect Paul Gaffney II Mgmt For For For 6 Elect Edward Grebow Mgmt For For For 7 Elect Herbert Hofmann Mgmt For For For 8 Elect Clifford Sobel Mgmt For For For 9 Elect Andrew Tisch Mgmt For For For 10 Elect Raymond Troubh Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Mgmt For For For Incentive Compensation Plan for Executive Officers ________________________________________________________________________________ Domtar Corporation Ticker Security ID: Meeting Date Meeting Status UFS CUSIP 257559203 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Giannella Alvarez Mgmt For For For 2 Elect Jack Bingleman Mgmt For For For 3 Elect Louis Gignac Mgmt For For For 4 Elect Brian Levitt Mgmt For Against Against 5 Elect Harold MacKay Mgmt For For For 6 Elect David Maffucci Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Denis Turcotte Mgmt For For For 10 Elect John Williams Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2007 Mgmt For For For Omnibus Incentive Plan 13 Annual Incentive Plan Mgmt For For For 14 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Dongfang Electric Co Ltd Ticker Security ID: Meeting Date Meeting Status 1072 CINS Y20958107 05/17/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Reports Mgmt For For For 3 Supervisors' Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Financial Statements Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect SI Zefu Mgmt For Against Against 9 Elect ZHANG Xiaolun Mgmt For Against Against 10 Elect WEN Shugang Mgmt For Against Against 11 Elect HUANG Wei Mgmt For Against Against 12 Elect ZHU Yuanchao Mgmt For For For 13 Elect ZHANG Jilie Mgmt For Against Against 14 Elect LI Yanmeng Mgmt For For For 15 Elect ZHAO Chunjun Mgmt For Against Against 16 Elect PENG Shaobing Mgmt For For For 17 Elect WEN Bingyou as Mgmt For For For Supervisor 18 Elect WEN Limen as Mgmt For Against Against Supervisor 19 Directors' Fees Mgmt For For For 20 Supervisors' Mgmt For For For Remuneration 21 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ Dongfang Electric Co Ltd Ticker Security ID: Meeting Date Meeting Status 1072 CINS Y20958107 12/22/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 2012 Purchase and Mgmt For For For Production Services Framework Agreement 3 2012 Sales and Mgmt For For For Production Services Framework Agreement 4 2012 Financial Services Mgmt For Against Against Framework Agreement 5 Ratification of Board Mgmt For For For Acts 6 Amendments to Articles Mgmt For For For 188 7 Amendments to Articles Mgmt For For For 189 8 Ratification of Board Mgmt For For For Acts ________________________________________________________________________________ DS Smith plc Ticker Security ID: Meeting Date Meeting Status SMDS CINS G2848Q123 02/03/2012 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 3 Approval of Borrowing Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ El Paso Corporation Ticker Security ID: Meeting Date Meeting Status EP CUSIP 28336L109 03/09/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Advisory Vote on Golden Mgmt For Against Against Parachutes ________________________________________________________________________________ Eldorado Gold Corp. Ticker Security ID: Meeting Date Meeting Status ELD CUSIP 284902103 02/21/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Eldorado Gold Corp. Ticker Security ID: Meeting Date Meeting Status ELD CUSIP 284902103 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy Baker Mgmt For For For 1.2 Elect Ross Cory Mgmt For Withhold Against 1.3 Elect Robert Gilmore Mgmt For For For 1.4 Elect Geoffrey Handley Mgmt For For For 1.5 Elect Wayne Lenton Mgmt For Withhold Against 1.6 Elect Michael Price Mgmt For For For 1.7 Elect Jonathan Mgmt For For For Rubenstein 1.8 Elect Donald Shumka Mgmt For For For 1.9 Elect Paul Wright Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Empresas CMPC Ticker Security ID: Meeting Date Meeting Status CMPC CINS P3712V107 04/27/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Related Party Mgmt For For For Transactions 4 Appointment of Auditor Mgmt For For For and Risk Rating Agency 5 Directors' Fees; Mgmt For For For Directors' Committee Fees and Budget 6 Dividend Policy Mgmt For For For 7 Transaction of Other Mgmt For Against Against Business 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Enbridge Inc. Ticker Security ID: Meeting Date Meeting Status ENB CUSIP 29250N105 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Arledge Mgmt For For For 1.2 Elect James Blanchard Mgmt For For For 1.3 Elect J. Lorne Mgmt For For For Braithwaite 1.4 Elect Patrick Daniel Mgmt For For For 1.5 Elect J. Herb England Mgmt For For For 1.6 Elect Charles Fischer Mgmt For For For 1.7 Elect V. Maureen Mgmt For For For Kempston Darkes 1.8 Elect David Leslie Mgmt For For For 1.9 Elect Al Monaco Mgmt For For For 1.10 Elect George Petty Mgmt For For For 1.11 Elect Charles Shultz Mgmt For For For 1.12 Elect Dan Tutcher Mgmt For For For 1.13 Elect Catherine Williams Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal Mgmt Against Against For Regarding Report on First Nations' Opposition to Northern Gateway Project ________________________________________________________________________________ Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Dea Mgmt For For For 1.2 Elect Randall Eresman Mgmt For For For 1.3 Elect Claire Farley Mgmt For For For 1.4 Elect Fred Fowler Mgmt For For For 1.5 Elect Suzanne Nimocks Mgmt For For For 1.6 Elect David O'Brien Mgmt For For For 1.7 Elect Jane Peverett Mgmt For For For 1.8 Elect Allan Sawin Mgmt For For For 1.9 Elect Bruce Waterman Mgmt For For For 1.10 Elect Clayton Woitas Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Eni S.p.A. Ticker Security ID: Meeting Date Meeting Status ENI CINS T3643A145 04/30/2012 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Report Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Christopher Mgmt For For For Gaut 2 Elect Gerald Haddock Mgmt For For For 3 Elect Paul Rowsey III Mgmt For For For 4 Elect Francis Kalman Mgmt For For For 5 Elect David Brown Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Ratification of Mgmt For For For Statutory Auditor 8 Authority to Set Mgmt For For For Auditor's Fees 9 2012 Long-Term Mgmt For For For Incentive Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George Alcorn Mgmt For Against Against 2 Elect Charles Crisp Mgmt For Against Against 3 Elect James Day Mgmt For Against Against 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Mgmt For Against Against Steward 6 Elect Donald Textor Mgmt For Against Against 7 Elect Frank Wisner Mgmt For Against Against 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 11 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ EQT Corporation Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kenneth Burke Mgmt For For For 2 Elect Margaret Dorman Mgmt For For For 3 Elect Philip Behrman Mgmt For For For 4 Elect A. Bray Cary, Jr. Mgmt For For For 5 Elect Lee Todd, Jr. Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Eramet S.A. Ticker Security ID: Meeting Date Meeting Status ERA CINS F3145H130 05/15/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Related Party Mgmt For For For Transactions 7 Severance Agreement Mgmt For Against Against (Patrick Buffet) 8 Allocation of Mgmt For For For Profits/Dividends 9 Ratification of the Mgmt For Against Against Co-option of Claire Cheremetinski 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Repurchase Mgmt For For For Shares During a Takeover Period 12 Authority to Use Mgmt For Against Against Capital Authorities as a Takeover Defense 13 Authority to Issue Mgmt For For For Restricted Shares 14 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Eregli Demir Celik AS Ticker Security ID: Meeting Date Meeting Status EREGL CINS M40710101 03/30/2012 Voted Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening; Election of Mgmt For For For Presiding Chairman 3 Minutes Mgmt For For For 4 Statutory Reports Mgmt For For For 5 Auditor's Report Mgmt For For For 6 Accounts Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Co-option of Board Members 9 Ratification of Board's Mgmt For For For and Statutory Auditors' Acts 10 Directors and Statutory Mgmt For Abstain Against Auditors' Fees 11 Election of Directors Mgmt For Against Against 12 Election of Statutory Mgmt For For For Auditors 13 Appointment of Auditor Mgmt For Abstain Against 14 Related Party Mgmt For For For Transactions 15 Use of Reserves Mgmt For For For 16 Report on Guarantees Mgmt For For For 17 Report on Related Party Mgmt For For For Transactions 18 Charitable Donations Mgmt For For For 19 Dividend Policy Mgmt For For For 20 Compensation Policy Mgmt For Abstain Against 21 Closing; Wishes Mgmt For For For ________________________________________________________________________________ Eregli Demir ve Celik Fabrikalari T.A.S. Ticker Security ID: Meeting Date Meeting Status EREGL CINS M40710101 06/29/2012 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Mgmt For TNA N/A Presiding Chairman 3 Minutes Mgmt For TNA N/A 4 Increase in Authorized Mgmt For TNA N/A Capital; Amendments to Articles 5 Election of Directors Mgmt For TNA N/A 6 Directors' Fees Mgmt For TNA N/A 7 Closing Mgmt For TNA N/A ________________________________________________________________________________ European Goldfields Limited Ticker Security ID: Meeting Date Meeting Status EGU CINS 298774100 02/21/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For For For ________________________________________________________________________________ European Goldfields Limited Ticker Security ID: Meeting Date Meeting Status EGU CINS 298774100 03/21/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Enter into Mgmt For For For a Debt Financing and Equity Investment by Qatar Holding LLC and Other Investors ________________________________________________________________________________ European Goldfields Limited Ticker Security ID: Meeting Date Meeting Status EGU CINS 298774100 12/22/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Enter into Mgmt For For For a Debt Financing and Equity Investment by Qatar Holding LLC and Other Investors ________________________________________________________________________________ Evraz Plc Ticker Security ID: Meeting Date Meeting Status EVR CINS G33090104 06/18/2012 Take No Action Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Mgmt For TNA N/A Profits/Dividends 3 Directors' Remuneration Mgmt For TNA N/A Report 4 Elect Alexander Abramov Mgmt For TNA N/A 5 Elect Duncan Baxter Mgmt For TNA N/A 6 Elect Alexander Frolov Mgmt For TNA N/A 7 Elect James Karl Gruber Mgmt For TNA N/A 8 Elect Alexander Izosimov Mgmt For TNA N/A 9 Elect Sir Michael Peat Mgmt For TNA N/A 10 Elect Olga Pokrovskaya Mgmt For TNA N/A 11 Elect Terry Robinson Mgmt For TNA N/A 12 Elect Eugene Shvidler Mgmt For TNA N/A 13 Elect Eugene Tenenbaum Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 15 Authority to Issue Mgmt For TNA N/A Shares w/ Preemptive Rights 16 Authorisation of Mgmt For TNA N/A Political Donations 17 Authorisation of Mgmt For TNA N/A Electronic Communications 18 Authority to Issue Mgmt For TNA N/A Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For TNA N/A Shares 20 Adoption of New Articles Mgmt For TNA N/A 21 Authority to Set Mgmt For TNA N/A General Meeting Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Exxaro Resources Limited Ticker Security ID: Meeting Date Meeting Status EXX CINS S26949107 05/22/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Salukazi Mgmt For For For Dakile-Hlongwane 3 Re-elect Ufikile Khumalo Mgmt For For For 4 Re-elect Len Konar Mgmt For Against Against 5 Re-elect Richard Mohring Mgmt For For For 6 Elect Audit Committee Mgmt For Abstain Against Members 7 Elect Social and Ethics Mgmt For For For Committee Members 8 Approve Remuneration Mgmt For For For Policy 9 Appointment of Auditor Mgmt For For For 10 General Authority to Mgmt For For For Issue Shares 11 Authority to Issue Mgmt For For For Shares for Cash 12 Authorisation of Legal Mgmt For For For Formalities 13 Approve NEDs' Fees Mgmt For For For 14 Authority to Repurchase Mgmt For For For Shares 15 Approve Financial Mgmt For For For Assistance 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Exxaro Resources Limited Ticker Security ID: Meeting Date Meeting Status EXX CINS S26949107 05/22/2012 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares for Cash (Initial Subscription) 2 Authority to Issue Mgmt For For For Shares for Cash (Further Subscription) 3 Authorisation of Legal Mgmt For For For Formalities 4 Adopt New Articles Mgmt For For For ________________________________________________________________________________ Exxaro Resources Limited Ticker Security ID: Meeting Date Meeting Status EXX CINS S26949107 11/29/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Amendment to Mgmt For For For the Long-term Incentive Plan 2006 2 Approve Amendment to Mgmt For For For the Share Appreciation Right Scheme 2006 3 Approve Amendment to Mgmt For For For the Deferred Bonus Plan 2006 4 Approve Financial Mgmt For For For Assistance 5 Approve NEDs' Fees Mgmt For For For 6 Approve NEDs' Mgmt For For For Additional Meeting Fees 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Mgmt For For For Brabeck-Letmathe 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Henrietta Fore Mgmt For For For 1.6 Elect Kenneth Frazier Mgmt For For For 1.7 Elect William George Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 6 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Adopting Sexual Orientation Anti-Bias Policy 8 Shareholder Proposal ShrHoldr Against Against For Regarding Hydraulic Fracturing 9 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Ferrexpo Plc Ticker Security ID: Meeting Date Meeting Status FXPO CINS G3435Y107 05/24/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Michael Abrahams Mgmt For For For 7 Elect Oliver Baring Mgmt For For For 8 Elect Raffaele Genovese Mgmt For For For 9 Elect Wolfram Kuoni Mgmt For For For 10 Elect Christopher Mawe Mgmt For For For 11 Elect Ihor Mitiukov Mgmt For For For 12 Elect Miklos Salamon Mgmt For Against Against 13 Elect Kostyantin Zhevago Mgmt For For For 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 18 Related Party Mgmt For For For Transaction - Closed Wagon Purchase Agreement ________________________________________________________________________________ First Majestic Silver Corp. Ticker Security ID: Meeting Date Meeting Status FR CINS 32076V103 05/24/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Keith Neumeyer Mgmt For For For 4 Elect Ramon Davila Mgmt For For For 5 Elect Douglas Penrose Mgmt For For For 6 Elect Robert McCallum Mgmt For For For 7 Elect Tony Pezzotti Mgmt For For For 8 Elect David Shaw Mgmt For For For 9 Elect Robert Young Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ First Quantum Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status FM CINS 335934105 05/09/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Philip Pascall Mgmt For For For 3 Elect G. Clive Newall Mgmt For For For 4 Elect Martin Rowley Mgmt For Against Against 5 Elect Peter St. George Mgmt For For For 6 Elect Andrew Adams Mgmt For For For 7 Elect Michael Martineau Mgmt For For For 8 Elect Paul Brunner Mgmt For For For 9 Elect Steven McTiernan Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ First Quantum Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status FM CINS 335934105 07/29/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Split Mgmt For For For ________________________________________________________________________________ First Solar, Inc. Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Ahearn Mgmt For For For 1.2 Elect Richard Chapman Mgmt For For For 1.3 Elect George Hambro Mgmt For For For 1.4 Elect Craig Kennedy Mgmt For For For 1.5 Elect James Nolan Mgmt For For For 1.6 Elect William Post Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Paul Stebbins Mgmt For For For 1.9 Elect Michael Sweeney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 4 Shareholder Proposal ShrHoldr Against Against For Regarding Board Diversity ________________________________________________________________________________ FMC Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mike Bowlin Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Edward Mooney Mgmt For For For 4 Elect James Ringler Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Formosa Petrochemicals Corp. Ticker Security ID: Meeting Date Meeting Status 6505 CINS Y2608S103 06/14/2012 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Amendments to Articles Mgmt For For For 9 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 10 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 11 Authority to Conduct Mgmt For For For Election of Directors and Supervisors 12 Elect ZHANG Changbang Mgmt For For For (Independent Director) 13 Elect LUO Jitang Mgmt For For For (Independent Director) 14 Elect ZHENG You Mgmt For For For (Independent Director) 15 Extraordinary motions Mgmt For Against Against ________________________________________________________________________________ Fortescue Metals Group Limited Ticker Security ID: Meeting Date Meeting Status FMG CINS Q39360104 11/09/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Elect Geoff Raby Mgmt For For For 4 Elect Herbert E. Scruggs Mgmt For Against Against 5 Re-elect Andrew Forrest Mgmt For For For 6 Re-elect Graeme Rowley Mgmt For For For 7 Re-elect Owen Hegarty Mgmt For For For 8 Adopt New Constitution Mgmt For For For 9 Adopt Partial Takeover Mgmt For For For Provisions ________________________________________________________________________________ Fosun International Limited Ticker Security ID: Meeting Date Meeting Status 0656 CINS Y2618Y108 06/21/2012 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LIANG Xinjun Mgmt For Against Against 6 Elect WANG Qunbin Mgmt For For For 7 Elect QIN Xuetang Mgmt For For For 8 Elect ZHANG Huaqiao Mgmt For For For 9 Elect David ZHANG Mgmt For For For 10 Directors' Fees Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Freeport-McMoran Copper & Gold Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Mgmt For Withhold Against Jr. 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Mgmt For For For Jr. 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Gabriel Resources Ltd. Ticker Security ID: Meeting Date Meeting Status GBU CINS 361970106 06/21/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Dag Cramer Mgmt For For For 3 Elect Raymond Flood Mgmt For For For 4 Elect Keith Hulley Mgmt For For For 5 Elect David Peat Mgmt For For For 6 Elect Alfred Gusenbauer Mgmt For Against Against 7 Elect Wayne Kirk Mgmt For Against Against 8 Elect Walter Segsworth Mgmt For For For 9 Elect Jonathan Henry Mgmt For For For 10 Elect Igor Levental Mgmt For For For 11 Elect A. Murray Sinclair Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Approval of the Amended Mgmt For For For and Restated Stock Option Plan ________________________________________________________________________________ Galp Energia, SGPS, SA Ticker Security ID: Meeting Date Meeting Status GALP CINS X3078L108 04/24/2012 Voted Meeting Type Country of Trade Special Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For Against Against (Slate) 3 Adoption of New Articles Mgmt For Against Against 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Supervisory Board, Mgmt For Against Against Statutory Auditor and Remuneration Committee Term Length ________________________________________________________________________________ Galp Energia, SGPS, SA Ticker Security ID: Meeting Date Meeting Status GALP CINS X3078L108 05/07/2012 Voted Meeting Type Country of Trade Annual Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Corporate Governance Mgmt For For For Report 5 Ratification of Board Mgmt For For For and Supervisory Council Acts 6 Remuneration Report Mgmt For Against Against ________________________________________________________________________________ Galp Energia, SGPS, SA Ticker Security ID: Meeting Date Meeting Status GALP CINS X3078L108 08/03/2011 Voted Meeting Type Country of Trade Special Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding Class A Shares ________________________________________________________________________________ Gazprom OAO Ticker Security ID: Meeting Date Meeting Status GAZP CINS 368287207 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Related Party Mgmt For For For Transactions 3 Related Party Mgmt For For For Transactions 4 Related Party Mgmt For For For Transactions 5 Related Party Mgmt For For For Transactions 6 Related Party Mgmt For For For Transactions 7 Related Party Mgmt For For For Transactions 8 Related Party Mgmt For For For Transactions 9 Related Party Mgmt For For For Transactions 10 Related Party Mgmt For For For Transactions 11 Related Party Mgmt For For For Transactions 12 Related Party Mgmt For For For Transactions 13 Related Party Mgmt For For For Transactions 14 Related Party Mgmt For For For Transactions 15 Related Party Mgmt For For For Transactions 16 Related Party Mgmt For For For Transactions 17 Related Party Mgmt For For For Transactions 18 Related Party Mgmt For For For Transactions 19 Related Party Mgmt For For For Transactions 20 Related Party Mgmt For For For Transactions 21 Related Party Mgmt For For For Transactions 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions 28 Related Party Mgmt For For For Transactions 29 Related Party Mgmt For For For Transactions 30 Related Party Mgmt For For For Transactions 31 Related Party Mgmt For For For Transactions 32 Related Party Mgmt For For For Transactions 33 Related Party Mgmt For For For Transactions 34 Related Party Mgmt For For For Transactions 35 Related Party Mgmt For For For Transactions 36 Related Party Mgmt For For For Transactions 37 Related Party Mgmt For For For Transactions 38 Related Party Mgmt For For For Transactions 39 Related Party Mgmt For For For Transactions 40 Related Party Mgmt For For For Transactions 41 Related Party Mgmt For For For Transactions 42 Related Party Mgmt For For For Transactions 43 Related Party Mgmt For For For Transactions 44 Related Party Mgmt For For For Transactions 45 Related Party Mgmt For For For Transactions 46 Non-Voting Agenda Item N/A N/A N/A N/A 47 Non-Voting Agenda Item N/A N/A N/A N/A 48 Elect Andrey Akimov Mgmt For Abstain Against 49 Elect Farit Gazizullin Mgmt For Abstain Against 50 Elect Viktor Zubkov Mgmt For Abstain Against 51 Elect Elena Karpel Mgmt For Abstain Against 52 Elect Timur Kulibaev Mgmt For Abstain Against 53 Elect Vitaly Markelov Mgmt For Abstain Against 54 Elect Viktor Martynov Mgmt For Abstain Against 55 Elect Vladimir Mau Mgmt For Abstain Against 56 Elect Alexey Miller Mgmt For Abstain Against 57 Elect Valery Musin Mgmt For For For 58 Elect Mikhail Sereda Mgmt For Abstain Against 59 Elect Igor Yusufov Mgmt For Abstain Against 60 Non-Voting Agenda Item N/A N/A N/A N/A 61 Elect Dmitry Arkhipov Mgmt For N/A N/A 62 Elect Andrei Belobrov Mgmt For For For 63 Elect Vadim Bikulov Mgmt For For For 64 Elect Aleksey Mironov Mgmt For For For 65 Elect Lidiya Morozova Mgmt For For For 66 Elect Anna Nesterova Mgmt For For For 67 Elect Georgy A. Nozadze Mgmt For For For 68 Elect Yury Nosov Mgmt For N/A N/A 69 Elect Karen Oganyan Mgmt For For For 70 Elect Maria Tikhonova Mgmt For For For 71 Elect Alexander Yugov Mgmt For For For 72 Non-Voting Agenda Item N/A N/A N/A N/A 73 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gazprom OAO Ticker Security ID: Meeting Date Meeting Status GAZP CINS 368287207 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Directors' Fees Mgmt For Against Against 8 Audit Commission Mgmt For For For Members' Fees 9 Related Party Mgmt For For For Transactions 10 Related Party Mgmt For For For Transactions 11 Related Party Mgmt For For For Transactions 12 Related Party Mgmt For For For Transactions 13 Related Party Mgmt For For For Transactions 14 Related Party Mgmt For For For Transactions 15 Related Party Mgmt For For For Transactions 16 Related Party Mgmt For For For Transactions 17 Related Party Mgmt For For For Transactions 18 Related Party Mgmt For For For Transactions 19 Related Party Mgmt For For For Transactions 20 Related Party Mgmt For For For Transactions 21 Related Party Mgmt For For For Transactions 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Related Party Mgmt For For For Transactions 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions 28 Related Party Mgmt For For For Transactions 29 Related Party Mgmt For For For Transactions 30 Related Party Mgmt For For For Transactions 31 Related Party Mgmt For For For Transactions 32 Related Party Mgmt For For For Transactions 33 Related Party Mgmt For For For Transactions 34 Related Party Mgmt For For For Transactions 35 Related Party Mgmt For For For Transactions 36 Related Party Mgmt For For For Transactions 37 Related Party Mgmt For For For Transactions 38 Related Party Mgmt For For For Transactions 39 Related Party Mgmt For For For Transactions 40 Related Party Mgmt For For For Transactions 41 Related Party Mgmt For For For Transactions 42 Related Party Mgmt For For For Transactions 43 Related Party Mgmt For For For Transactions 44 Related Party Mgmt For For For Transactions 45 Related Party Mgmt For For For Transactions 46 Related Party Mgmt For For For Transactions 47 Related Party Mgmt For For For Transactions 48 Related Party Mgmt For For For Transactions 49 Related Party Mgmt For For For Transactions 50 Related Party Mgmt For For For Transactions 51 Related Party Mgmt For For For Transactions 52 Related Party Mgmt For For For Transactions 53 Related Party Mgmt For For For Transactions 54 Related Party Mgmt For For For Transactions 55 Related Party Mgmt For For For Transactions 56 Related Party Mgmt For For For Transactions 57 Related Party Mgmt For For For Transactions 58 Related Party Mgmt For For For Transactions 59 Related Party Mgmt For For For Transactions 60 Related Party Mgmt For For For Transactions 61 Related Party Mgmt For For For Transactions 62 Related Party Mgmt For For For Transactions 63 Related Party Mgmt For For For Transactions 64 Related Party Mgmt For For For Transactions 65 Related Party Mgmt For For For Transactions 66 Related Party Mgmt For For For Transactions 67 Related Party Mgmt For For For Transactions 68 Related Party Mgmt For For For Transactions 69 Related Party Mgmt For For For Transactions 70 Related Party Mgmt For For For Transactions 71 Related Party Mgmt For For For Transactions 72 Related Party Mgmt For For For Transactions 73 Related Party Mgmt For For For Transactions 74 Related Party Mgmt For For For Transactions 75 Related Party Mgmt For For For Transactions 76 Related Party Mgmt For For For Transactions 77 Related Party Mgmt For For For Transactions 78 Related Party Mgmt For For For Transactions 79 Related Party Mgmt For For For Transactions 80 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Genting Plantations Berhad (fka Asiatic Development Berhad) Ticker Security ID: Meeting Date Meeting Status ASIATIC CINS Y26930100 06/12/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Elect Mohd Din Jusoh Mgmt For For For 4 Elect CHING Yew Chye Mgmt For For For 5 Elect LIM Keong Hui Mgmt For For For 6 Elect Abdul Ghani bin Mgmt For For For Abdullah 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Authority to Repurchase Mgmt For For For Shares 10 Related Party Mgmt For For For Transactions 11 Retirement Allowances Mgmt For Against Against for Director ________________________________________________________________________________ Glencore International plc Ticker Security ID: Meeting Date Meeting Status GLEN CINS G39420107 05/09/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Simon Murray Mgmt For Against Against 4 Elect Ivan Glasenberg Mgmt For For For 5 Elect Steven Kalmin Mgmt For For For 6 Elect Peter Coates Mgmt For Against Against 7 Elect Leonhard Fischer Mgmt For For For 8 Elect Anthony Hayward Mgmt For For For 9 Elect William Macaulay Mgmt For For For 10 Elect LI Ning Mgmt For For For 11 Directors' Remuneration Mgmt For For For Report 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gold Fields Limited Ticker Security ID: Meeting Date Meeting Status GFI CUSIP 38059T106 05/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Delfin Lazaro Mgmt For For For 3 Re-elect Cheryl Carolus Mgmt For Against Against 4 Re-elect Roberto Danino Mgmt For For For 5 Re-elect Richard Menell Mgmt For For For 6 Re-elect Alan Hill Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (Wilson) 8 Elect Audit Committee Mgmt For For For Member (Menell) 9 Elect Audit Committee Mgmt For For For Member (Moloko) 10 Elect Audit Committee Mgmt For For For Member (Ncube) 11 Elect Audit Committee Mgmt For For For Member (Penant-Rea) 12 General Authority to Mgmt For For For Issue Shares 13 Authority to Issue Mgmt For For For Shares for Cash 14 Approve 2012 Share Plan Mgmt For For For 15 Approve NEDs' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance 17 Authority to Cancel Mgmt For For For Authorised Capital 18 Authority to Repurchase Mgmt For For For Shares 19 Adopt New Memorandum of Mgmt For Against Against Incorporation ________________________________________________________________________________ Goldcorp Inc. Ticker Security ID: Meeting Date Meeting Status G CUSIP 380956409 04/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian Telfer Mgmt For For For 1.2 Elect Douglas Holtby Mgmt For For For 1.3 Elect Charles Jeannes Mgmt For For For 1.4 Elect John Bell Mgmt For For For 1.5 Elect Lawrence Bell Mgmt For For For 1.6 Elect Beverley Briscoe Mgmt For For For 1.7 Elect Peter Dey Mgmt For For For 1.8 Elect P. Randy Reifel Mgmt For For For 1.9 Elect A. Dan Rovig Mgmt For For For 1.10 Elect Blanca Trevino de Mgmt For For For Vega 1.11 Elect Kenneth Williamson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Mgmt For For For Restricted Share Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal Mgmt Against Against For Regarding Human Rights ________________________________________________________________________________ Golden Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status G17 CINS V39076134 04/26/2012 Voted Meeting Type Country of Trade Annual Mauritius Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Frankle (Djafar) Mgmt For For For Widjaja 5 Elect Simon Lim Mgmt For For For 6 Elect Kaneyalall Mgmt For For For Hawabhay 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 9 Authority to Repurchase Mgmt For For For Shares 10 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Graincorp Limited Ticker Security ID: Meeting Date Meeting Status GNC CINS Q42655102 02/16/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Dan Mangelsdorf Mgmt For For For 4 Elect Barbara Gibson Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Alison Watkins) 6 Approve Increase in Mgmt For For For NEDs' Fee Cap 7 Amendment to Mgmt For Against Against Constitution (Board Size) 8 Amendment to Mgmt For For For Constitution (Circular Resolutions) 9 Amendment to Mgmt For For For Constitution (Unmarketable parcels) 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Graphic Packaging Holding Company Ticker Security ID: Meeting Date Meeting Status GPK CUSIP 388689101 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Liaw Mgmt For Withhold Against 1.2 Elect Michael MacDougall Mgmt For Withhold Against 1.3 Elect John Miller Mgmt For For For 1.4 Elect Lynn Wentworth Mgmt For For For ________________________________________________________________________________ Gruma SAB de CV Ticker Security ID: Meeting Date Meeting Status GRUMA.B CINS P4948K121 04/26/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report on Tax Compliance Mgmt For Abstain Against 3 Allocation of Profits Mgmt For Abstain Against 4 Authority to Repurchase Mgmt For Abstain Against Shares; Report on the Company's Repurchase Program 5 Election of Directors; Mgmt For Against Against Fees 6 Election of Chairmen of Mgmt For Abstain Against the Audit and Corporate Governance Committees 7 Election of Meeting Mgmt For For For Delegates 8 Minutes Mgmt For For For ________________________________________________________________________________ Grupo Mexico SAB de CV Ticker Security ID: Meeting Date Meeting Status GMEXICO CINS P49538112 04/30/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Report on Tax Compliance Mgmt For Abstain Against 3 Allocation of Mgmt For For For Profits/Dividends 4 Authority to Repurchase Mgmt For Abstain Against Shares 5 Election of Directors Mgmt For Against Against (Slate) 6 Directors' Fees Mgmt For Abstain Against 7 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect Murry Gerber Mgmt For For For 6 Elect S. Malcolm Gillis Mgmt For Against Against 7 Elect Abdallah Jum'ah Mgmt For For For 8 Elect David Lesar Mgmt For For For 9 Elect Robert Malone Mgmt For For For 10 Elect J. Landis Martin Mgmt For Against Against 11 Elect Debra Reed Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Stock Mgmt For For For and Incentive Plan ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 11/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mavuso Msimang Mgmt For For For 2 Elect David Noko Mgmt For For For 3 Elect John Wetton Mgmt For For For 4 Re-elect Frank Abbott Mgmt For For For 5 Re-elect Graham Briggs Mgmt For For For 6 Re-elect Ken Dicks Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (De Buck) 8 Elect Audit Committee Mgmt For For For Member (Lushaba) 9 Elect Audit Committee Mgmt For For For Member (Motloba) 10 Elect Audit Committee Mgmt For For For Member (Wetton) 11 Appointment of Auditor Mgmt For For For 12 Approve Remuneration Mgmt For For For Policy 13 General Authority to Mgmt For For For Issue Shares 14 Amend Employee Share Mgmt For For For Ownership Plan 15 Approve Directors' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Hecla Mining Company Ticker Security ID: Meeting Date Meeting Status HL CUSIP 422704106 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Mgmt For For For Nethercutt, Jr. 1.2 Elect John Bowles Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Stock Mgmt For For For Plan for Nonemployee Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald Robillard, Mgmt For For For Jr. 1.2 Elect Francis Rooney Mgmt For For For 1.3 Elect Edward Rust, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Authority to Remove Mgmt For For For Directors With or Without Cause ________________________________________________________________________________ Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Hess Mgmt For For For 2 Elect Samuel Bodman, III Mgmt For Against Against 3 Elect Risa Mgmt For For For Lavizzo-Mourey 4 Elect Craig Matthews Mgmt For For For 5 Elect Ernst von Metzsch Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Amendment to the 2008 Mgmt For For For Long-Term Incentive Plan 9 Shareholder Proposal ShrHoldr N/A For N/A Regarding Declassification of the Board ________________________________________________________________________________ Hitachi Metals Limited Ticker Security ID: Meeting Date Meeting Status 5486 CINS J20538112 06/20/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nobuo Mochida Mgmt For Against Against 2 Elect Hiroyuki Fujii Mgmt For For For 3 Elect Yasutoshi Noguchi Mgmt For For For 4 Elect Hisashi Machida Mgmt For For For 5 Elect Tadahiko Ishigaki Mgmt For For For 6 Elect Toshikazu Nishino Mgmt For For For 7 Elect Hiromi Yoshioka Mgmt For For For 8 Elect Nobuhiko Shima Mgmt For For For ________________________________________________________________________________ Hochschild Mining Plc Ticker Security ID: Meeting Date Meeting Status HOC CINS G4611M107 05/23/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Eduardo Hochschild Mgmt For For For 5 Elect Ignacio Bustamante Mgmt For For For 6 Elect Graham Birch Mgmt For For For 7 Elect Jorge Born, Jr. Mgmt For For For 8 Elect Roberto Danino Mgmt For For For 9 Elect Sir Malcom Field Mgmt For For For 10 Elect Nigel Moore Mgmt For For For 11 Elect Rupert Pennant-Rea Mgmt For For For 12 Elect Alfred Vinton Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares 18 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Hokuetsu Kishu Paper Co Ltd Ticker Security ID: Meeting Date Meeting Status 3865 CINS J21882105 06/29/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Kazunori Hosoi Mgmt For For For 3 Elect Jun Itoigawa Mgmt For For For 4 Elect Nobusato Suzuki Mgmt For For For 5 Elect Hisashi Satoh as Mgmt For For For Alternate Statutory Auditor 6 Bonus Mgmt For For For ________________________________________________________________________________ HollyFrontier Corporation Ticker Security ID: Meeting Date Meeting Status HFC CUSIP 436106108 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald Bech Mgmt For For For 2 Elect Buford Berry Mgmt For For For 3 Elect Matthew Clifton Mgmt For For For 4 Elect Leldon Echols Mgmt For For For 5 Elect R. Kevin Hardage Mgmt For Against Against 6 Elect Michael Jennings Mgmt For For For 7 Elect Robert Kostelnik Mgmt For For For 8 Elect James Lee Mgmt For For For 9 Elect Robert McKenzie Mgmt For For For 10 Elect Franklin Myers Mgmt For For For 11 Elect Michael Rose Mgmt For For For 12 Elect Tommy Valenta Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Holmen AB Ticker Security ID: Meeting Date Meeting Status HOLM-B CINS W4200N112 03/29/2012 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Ratification of Board Mgmt For For For and Management Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Mgmt For For For Fees 17 Election of Directors Mgmt For Against Against 18 Appointment of Auditor Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Compensation Guidelines Mgmt For Against Against 21 Authority to Repurchase Mgmt For For For Shares 22 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 0902 CINS Y3744A105 02/21/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect GUO Hongbo Mgmt For For For 4 Huaneng Group Framework Mgmt For For For Agreement 5 Huaneng Finance Mgmt For Against Against Framework Agreement 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 0902 CINS Y3744A105 06/12/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Authority to Issue Mgmt For For For Short-Term Debentures 10 Authority to Issue Mgmt For For For Super Short-Term Debentures 11 Authority to Issue Mgmt For For For Private Placement of Financial Instruments 12 Authority to Issue Mgmt For For For RMB-Denominated Debt Instruments 13 Elect XIE Rongxing Mgmt For For For ________________________________________________________________________________ Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 0902 CINS Y3744A105 09/27/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Liability Insurance Mgmt For Abstain Against ________________________________________________________________________________ Husky Energy Inc. Ticker Security ID: Meeting Date Meeting Status HSE CINS 448055103 04/26/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Victor Li Mgmt For Against Against 3 Elect Canning Fok Mgmt For Against Against 4 Elect Stephen Bradley Mgmt For For For 5 Elect Asim Ghosh Mgmt For For For 6 Elect Martin Glynn Mgmt For For For 7 Elect Poh Chan Koh Mgmt For For For 8 Elect Eva Kwok Mgmt For For For 9 Elect Stanley Kwok Mgmt For For For 10 Elect Frederick Ma Mgmt For For For 11 Elect George Magnus Mgmt For For For 12 Elect Colin S. Russel Mgmt For Against Against 13 Elect Wayne Shaw Mgmt For For For 14 Elect William Shurniak Mgmt For For For 15 Elect Frank Sixt Mgmt For Against Against 16 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Hyflux Ltd. Ticker Security ID: Meeting Date Meeting Status 600 CINS Y3817K105 04/26/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect TEO Kiang Kok Mgmt For For For 4 Elect Christopher Mgmt For For For Murugasu 5 Elect Gary KEE Eng Kwee Mgmt For For For 6 Elect Simon Tay Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Mgmt For Against Against Preferred Shares 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Grant Mgmt For For For Options and Issue Shares under the Equity Incentive Plans 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Repurchase Mgmt For For For Shares 19 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Hyundai Hysco Company Ltd Ticker Security ID: Meeting Date Meeting Status 010520 CINS Y3848X100 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Election of Audit Mgmt For For For Committee Members (Slate) 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ Hyundai Steel Co. Ticker Security ID: Meeting Date Meeting Status 004020 cins Y38383108 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For Against Against (Slate) 4 Election of Audit Mgmt For Against Against Committee Members (Slate) 5 Directors' Fees Mgmt For For For ________________________________________________________________________________ IAMGOLD Corporation Ticker Security ID: Meeting Date Meeting Status IMG CINS 450913108 05/14/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Caldwell Mgmt For For For 3 Elect Donald Charter Mgmt For Against Against 4 Elect W. Robert Dengler Mgmt For For For 5 Elect Guy Dufresne Mgmt For For For 6 Elect John Hall Mgmt For For For 7 Elect Stephen Letwin Mgmt For For For 8 Elect Mahendra Naik Mgmt For For For 9 Elect William Pugliese Mgmt For For For 10 Elect John Shaw Mgmt For For For 11 Elect Timothy Snider Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Share Mgmt For For For Incentive Plan ________________________________________________________________________________ Iluka Resources Limited Ticker Security ID: Meeting Date Meeting Status ILU CINS Q4875J104 05/23/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect G. John Pizzey Mgmt For For For 3 Re-elect Gavin Rezos Mgmt For For For 4 Remuneration Report Mgmt For For For ________________________________________________________________________________ Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status IMP CINS S37840113 10/26/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Election of Audit Mgmt For Against Against Committee Members (Chair, McMahon) 4 Election of Audit Mgmt For For For Committee Members (Cameron) 5 Election of Audit Mgmt For For For Committee Members (Ngonyama) 6 Approve Remuneration Mgmt For Against Against Policy 7 Elect Brenda Berlin Mgmt For For For 8 Re-elect David Brown Mgmt For For For 9 Election of Audit Mgmt For For For Committee Members (Cameron) 10 Elect Mandla Gantsho Mgmt For For For 11 Re-elect Thabo Mokgatlha Mgmt For For For 12 Elect Babalwa Ngonyama Mgmt For For For 13 General Authority to Mgmt For For For Issue Shares 14 Authority to Repurchase Mgmt For For For Shares 15 Approve Directors' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Imperial Oil Limited Ticker Security ID: Meeting Date Meeting Status IMO CUSIP 453038408 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Krystyna Hoeg Mgmt For For For 2.2 Elect Bruce March Mgmt For For For 2.3 Elect Jack Mintz Mgmt For For For 2.4 Elect Robert Olsen Mgmt For For For 2.5 Elect David Sutherland Mgmt For For For 2.6 Elect Sheelagh Whittaker Mgmt For For For 2.7 Elect Victor Young Mgmt For For For ________________________________________________________________________________ Industrias Penoles SA Ticker Security ID: Meeting Date Meeting Status PE&OLES CINS P55409141 04/26/2012 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Board of Mgmt For Abstain Against Directors 2 Reports of the CEO and Mgmt For Abstain Against Auditor 3 Accounts Mgmt For Abstain Against 4 Report of the Audit and Mgmt For Abstain Against Corporate Governance Committee 5 Report on Tax Compliance Mgmt For Abstain Against 6 Allocation of Mgmt For Abstain Against Profits/Dividends 7 Authority to Repurchase Mgmt For Abstain Against Shares 8 Election of Directors; Mgmt For Against Against Fees 9 Election of Audit and Mgmt For Abstain Against Corporate Governance Committee Chairman 10 Election of Meeting Mgmt For For For Delegates 11 Minutes Mgmt For For For ________________________________________________________________________________ Inmet Mining Corporation Ticker Security ID: Meeting Date Meeting Status IMN CINS 457983104 04/27/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yilmaz Arguden Mgmt For Against Against 3 Elect David Beatty Mgmt For For For 4 Elect John Clappison Mgmt For Against Against 5 Elect John Eby Mgmt For Against Against 6 Elect Paul Gagne Mgmt For Against Against 7 Elect Gerald Grandey Mgmt For For For 8 Elect Oyvind Hushovd Mgmt For For For 9 Elect Thomas Mara Mgmt For Against Against 10 Elect Jochen Tilk Mgmt For For For 11 Elect Douglas Whitehead Mgmt For For For 12 Appointment of Auditor Mgmt For Against Against 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Inner Mongolia Yitai Ticker Security ID: Meeting Date Meeting Status 900948 CINS Y40848106 08/26/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions 2 Authority to Give Mgmt For For For Guarantees 3 Appointment of Auditor Mgmt For For For 4 Extension of Authority Mgmt For For For to Issue H-Shares ________________________________________________________________________________ Inner Mongolia Yitai Coal Company Limited Ticker Security ID: Meeting Date Meeting Status 900948 CINS Y40848106 05/08/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 lndependent Directors' Mgmt For For For Report 4 Related Party Mgmt For For For Transactions 5 Allocation of Mgmt For For For Profits/Dividends 6 Allocation of Mgmt For For For Accumulated Profits 7 Annual Report Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Mgmt For For For Guarantees Management System 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Inpex Corporation Ticker Security ID: Meeting Date Meeting Status 1605 CINS J2467E101 06/26/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Naoki Kuroda Mgmt For For For 5 Elect Masatoshi Sugioka Mgmt For For For 6 Elect Toshiaki Kitamura Mgmt For For For 7 Elect Seiji Yui Mgmt For For For 8 Elect Masaharu Sano Mgmt For For For 9 Elect Shunichiroh Sugaya Mgmt For For For 10 Elect Masahiro Murayama Mgmt For For For 11 Elect Seiya Itoh Mgmt For For For 12 Elect Wataru Tanaka Mgmt For For For 13 Elect Takahiko Ikeda Mgmt For For For 14 Elect Yoshikazu Kurasawa Mgmt For For For 15 Elect Kazuo Wakasugi Mgmt For For For 16 Elect Yoshiyuki Kagawa Mgmt For For For 17 Elect Seiji Katoh Mgmt For Against Against 18 Elect Rentaroh Tonoike Mgmt For Against Against 19 Elect Yasuhiko Okada Mgmt For For For 20 Bonus Mgmt For For For ________________________________________________________________________________ International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect Joan Spero Mgmt For For For 6 Elect John Townsend III Mgmt For For For 7 Elect John Turner Mgmt For For For 8 Elect William Walter Mgmt For For For 9 Elect J. Steven Whisler Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Inversiones Aguas Metropolitanas Ticker Security ID: Meeting Date Meeting Status IAM CINS P58595102 04/18/2012 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Dividend Policy Mgmt For For For 4 Related Party Mgmt For For For Transactions 5 Appointment of Auditor Mgmt For Abstain Against 6 Appointment of Risk Mgmt For For For Rating Agency 7 Directors' Fees Mgmt For For For 8 Board of Director's Mgmt For For For Expenses 9 Directors' Committee Mgmt For For For Fees and Budget 10 Directors' Committee Mgmt For For For Expenses 11 Publication of Company Mgmt For For For Notices 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Inversiones Aguas Metropolitanas S.A. Ticker Security ID: Meeting Date Meeting Status IAM CINS P58595102 07/27/2011 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Abstain Against ________________________________________________________________________________ IOI Corporation Berhad Ticker Security ID: Meeting Date Meeting Status IOICORP CINS Y41763106 10/24/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect LEE Yeow Seng Mgmt For For For 3 Elect Karownakaran @ Mgmt For For For Karunakaran a/l Ramasamy 4 Elect LIM Tuang Ooi Mgmt For For For 5 Elect LEE Shin Cheng Mgmt For Against Against 6 Elect Mohd Khalil Mohd Mgmt For For For Noor 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Related Party Mgmt For For For Transactions ________________________________________________________________________________ ITRON, Inc. Ticker Security ID: Meeting Date Meeting Status ITRI CUSIP 465741106 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kirby Dyess Mgmt For For For 2 Elect LeRoy Nosbaum Mgmt For For For 3 Elect Graham Wilson Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 2012 Employee Stock Mgmt For For For Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ivanhoe Mines Ltd. Ticker Security ID: Meeting Date Meeting Status IVN CINS 46579N103 06/28/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Jill Gardiner Mgmt For For For 4 Elect R. Peter Gillin Mgmt For For For 5 Elect Warren Goodman Mgmt For For For 6 Elect Andrew Harding Mgmt For For For 7 Elect Isabelle Hudon Mgmt For For For 8 Elect David Klingner Mgmt For For For 9 Elect Daniel Larsen Mgmt For For For 10 Elect Livia Mahler Mgmt For Against Against 11 Elect Peter Meredith Mgmt For For For 12 Elect Kay Priestly Mgmt For For For 13 Elect Russel Robertson Mgmt For For For 14 Termination of Mgmt For For For Shareholder Rights Plan 15 Change of Company Name Mgmt For For For 16 Equity Incentive Plan Mgmt For For For Renewal 17 Appointment of Auditor Mgmt For For For and Authority to Set Fees 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ JFE Holdings Inc Ticker Security ID: Meeting Date Meeting Status 5411 CINS J2817M100 06/27/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Hajime Bada Mgmt For For For 5 Elect Eiji Hayashida Mgmt For For For 6 Elect Shinichi Okada Mgmt For For For 7 Elect Sumiyuki Kishimoto Mgmt For For For 8 Elect Akimitsu Ashida Mgmt For For For 9 Elect Masafumi Maeda Mgmt For For For 10 Elect Sakio Sasamoto Mgmt For Against Against 11 Elect Isao Saiki as Mgmt For For For Alternate Statutory Auditor ________________________________________________________________________________ Jiangxi Copper Company Limited Ticker Security ID: Meeting Date Meeting Status 0358 CINS Y4446C100 06/19/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Revised Financial Mgmt For Against Against Services Agreement 8 New Land Leasing Mgmt For For For Agreement 9 Elect LI Yihuang Mgmt For Against Against 10 Elect LI Baomin Mgmt For For For 11 Elect GAO Jianmin Mgmt For For For 12 Elect LIANG Qing Mgmt For For For 13 Elect GAN Chengjiu Mgmt For For For 14 Elect HU Qingwen Mgmt For For For 15 Elect SHI Jialiang Mgmt For For For 16 Elect WU Jianchang Mgmt For For For 17 Elect GAO Dezhu Mgmt For Against Against 18 Elect ZHANG Weidong Mgmt For For For 19 Elect DENG Hui Mgmt For For For 20 Service Contract of Mgmt For For For Directors 21 Elect HU Faliang Mgmt For For For 22 Elect WU Jinxing Mgmt For Against Against 23 Elect WAN Sujuan Mgmt For For For 24 Elect XIE Ming Mgmt For For For 25 Elect LIN Jinliang Mgmt For For For 26 Service Contract of Mgmt For For For Supervisors 27 Directors' Fees Mgmt For For For 28 Appointment of Auditor Mgmt For For For and Authority to Set Fees 29 Permanent Replenishment Mgmt For For For of Working Capital 30 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 31 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Jiangxi Copper Company Limited Ticker Security ID: Meeting Date Meeting Status 0358 CINS Y4446C100 12/06/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Interim Mgmt For For For Dividend 3 Appointment of Internal Mgmt For Abstain Against Control Accountant and Authority to Set Fees 4 Consolidated Supply and Mgmt For For For Services Agreement I 5 Consolidated Supply and Mgmt For For For Services Agreement II 6 Consolidated Financial Mgmt For Against Against Services Agreement ________________________________________________________________________________ Joy Global Inc. Ticker Security ID: Meeting Date Meeting Status JOY CUSIP 481165108 03/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Gremp Mgmt For For For 1.3 Elect John Hanson Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirement 5 Amendment to the 2007 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ JX Holdings Inc Ticker Security ID: Meeting Date Meeting Status 5020 CINS J29699105 06/27/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Yasushi Kimura Mgmt For For For 4 Elect Isao Matsushita Mgmt For For For 5 Elect Ichiroh Uchijima Mgmt For For For 6 Elect Junichi Kawada Mgmt For For For 7 Elect Rentaroh Tonoike Mgmt For For For 8 Elect Akira Ohmachi Mgmt For For For 9 Elect Seiichi Isshiki Mgmt For For For 10 Elect Yukio Uchida Mgmt For For For 11 Elect Shigeo Hirai Mgmt For For For 12 Elect Yoshimasa Adachi Mgmt For For For 13 Elect Etsuhiko Shohyama Mgmt For For For 14 Elect Masahiro Sakata Mgmt For For For 15 Elect Hiroshi Komiyama Mgmt For For For 16 Elect Hiroko Ohta Mgmt For For For 17 Elect Hideki Nakagome Mgmt For For For ________________________________________________________________________________ Kazakhmys plc Ticker Security ID: Meeting Date Meeting Status KAZ CINS G5221U108 05/11/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Charles Watson Mgmt For For For 5 Elect Vladimir Kim Mgmt For For For 6 Elect Oleg Novachuk Mgmt For For For 7 Elect Eduard Ogay Mgmt For For For 8 Elect Philip Aiken Mgmt For For For 9 Elect Clinton Dines Mgmt For For For 10 Elect Simon Heale Mgmt For For For 11 Elect Lord Robin Renwick Mgmt For For For 12 Elect Daulet Yergozhin Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares 18 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 19 Waiver of Mandatory Mgmt For For For Takeover Requirement ________________________________________________________________________________ Kazakhmys plc Ticker Security ID: Meeting Date Meeting Status KAZ CINS G5221U108 09/26/2011 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Waiver of Mandatory Mgmt For For For Takeover Requirement Pursuant to Repurchase 2 Waiver of Mandatory Mgmt For For For Takeover Requirement Pursuant to LTIP Award Grant ________________________________________________________________________________ KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 01/19/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Authority to Repurchase Mgmt For For For Shares 7 Changes to Supervisory Mgmt For Abstain Against Board 8 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 04/25/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Changes to Supervisory Mgmt For Abstain Against Board 7 Closing of Meeting Mgmt For For For ________________________________________________________________________________ KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 06/28/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Accounts and Reports 7 Presentation of Mgmt For For For Allocation of Profits/Dividends 8 Presentation of Mgmt For For For Supervisory Board Report 9 Presentation of Mgmt For For For Supervisory Board Report (Assessment) 10 Presentation of Mgmt For For For Supervisory Board Report (Activities) 11 Management Board Report Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Ratification of Mgmt For For For Management Board Acts 15 Ratification of Mgmt For For For Supervisory Board Acts 16 Presentation of Mgmt For For For Accounts and Reports (Consolidated) 17 Presentation of Mgmt For For For Supervisory Board Report (Consolidated) 18 Management Board Report Mgmt For For For (Consolidated) 19 Accounts and Reports Mgmt For For For (Consolidated) 20 Dismissal of Employee Mgmt For For For Representatives from the Supervisory Board 21 Amendments to Articles Mgmt For For For 22 Closing of Meeting Mgmt For For For ________________________________________________________________________________ KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 10/20/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 7 Compliance with Mgmt For For For Election Procedure 8 Election of Employee Mgmt For For For Representatives 9 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Kinder Morgan, Inc. Ticker Security ID: Meeting Date Meeting Status KMI CUSIP 49456B101 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Kinder Mgmt For For For 1.2 Elect C.Park Sharper Mgmt For For For 1.3 Elect Steven Kean Mgmt For For For 1.4 Elect Henry Cornell Mgmt For For For 1.5 Elect Deborah Macdonald Mgmt For For For 1.6 Elect Michael Miller Mgmt For For For 1.7 Elect Michael Morgan Mgmt For For For 1.8 Elect Kenneth Mgmt For For For Pontarelli 1.9 Elect Fayez Sarofim Mgmt For For For 1.10 Elect Joel Staff Mgmt For For For 1.11 Elect John Stokes Mgmt For For For 1.12 Elect R.Baran Tekkora Mgmt For For For 1.13 Elect Glenn Youngkin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Brough Mgmt For Withhold Against 1.2 Elect Tye Burt Mgmt For For For 1.3 Elect John Carrington Mgmt For For For 1.4 Elect John Huxley Mgmt For For For 1.5 Elect Kenneth Irving Mgmt For For For 1.6 Elect John Keyes Mgmt For For For 1.7 Elect Catherine Mgmt For For For McLeod-Seltzer 1.8 Elect George Michals Mgmt For For For 1.9 Elect John Oliver Mgmt For For For 1.10 Elect Terence Reid Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Renewal of Shareholder Mgmt For For For Rights Plan ________________________________________________________________________________ Kobe Steel Ltd. Ticker Security ID: Meeting Date Meeting Status 5406 CINS J34555144 06/27/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Satoh Mgmt For For For 3 Elect Ikuhiro Yamaguchi Mgmt For For For 4 Elect Hiroaki Fujiwara Mgmt For For For 5 Elect Tetsu Takahashi Mgmt For For For 6 Elect Tsuyoshi Kasuya Mgmt For For For 7 Elect Takao Kitabata Mgmt For For For 8 Elect Takuo Yamauchi Mgmt For For For 9 Elect Jun Tanaka Mgmt For For For 10 Elect Hiroya Kawasaki Mgmt For For For 11 Elect Kazuhide Naraki Mgmt For For For 12 Elect Toshinori Ohkoshi Mgmt For For For 13 Elect Shigeo Sasaki Mgmt For For For 14 Elect Shinya Sakai Mgmt For For For ________________________________________________________________________________ Korea Zinc Company Limited Ticker Security ID: Meeting Date Meeting Status 010130 CINS Y4960Y108 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Election of Directors Mgmt For For For (Slate) 3 Election of Audit Mgmt For For For Committee Members(Slate) 4 Directors' Fees Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kuala Lumpur Kepong Berhad Ticker Security ID: Meeting Date Meeting Status KLK CINS Y47153104 02/22/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect LEE Hau Hian Mgmt For For For 4 Elect YEOH Eng Khoon Mgmt For For For 5 Elect THONG Yaw Hong Mgmt For For For 6 Elect Raja Muhammad Mgmt For For For Alias bin Raja Muhammad Ali 7 Elect Abdul Rahman bin Mgmt For For For Mohd Ramli 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Kulim (Malaysia) Berhad Ticker Security ID: Meeting Date Meeting Status KULIM CINS Y50196107 06/26/2012 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Siti Sa'diah Mgmt For For For Sheikh Bakir 3 Elect Haron Siraj Mgmt For For For 4 Elect Zulkifli Ibrahim Mgmt For For For 5 Elect Ahmad Zaki Zahid Mgmt For For For 6 Elect LEUNG Kok Keong Mgmt For For For 7 Elect Natasha Kamaluddin Mgmt For For For 8 Elect Wan Mohd Firdaus Mgmt For For For Wan Mohd Fuaad 9 Elect Arshad bin Ayub Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 13 Authority to Repurchase Mgmt For For For Shares 14 Related Party Mgmt For For For Transactions 15 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Kulim (Malaysia) Berhad Ticker Security ID: Meeting Date Meeting Status KULIM CINS Y50196107 12/22/2011 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition of Sungai Mgmt For Abstain Against Papan Estate 2 Acquisition of Siang Mgmt For Abstain Against Estate 3 Acquisition of Pasir Mgmt For Abstain Against Panjang Estate 4 Acquisition of Mungka, Mgmt For Abstain Against Kemedak and Palong Estate ________________________________________________________________________________ Kumba Iron Ore Limited Ticker Security ID: Meeting Date Meeting Status KIO CINS S4341C103 05/04/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect Gert Gouws Mgmt For For For 4 Re-elect David Weston Mgmt For For For 5 Elect Litha Nyhonyha Mgmt For For For 6 Elect Audit Committee Mgmt For For For Member (Zarina Bassa) 7 Elect Audit Committee Mgmt For For For Member (Allen Morgan) 8 Elect Audit Committee Mgmt For For For Member (Dolly Mokgatle) 9 Elect Audit Committee Mgmt For For For Member (Litha Nyhonyha) 10 Approve Remuneration Mgmt For For For Policy 11 General Authority to Mgmt For For For Issue Shares 12 Authority to Issue Mgmt For For For Shares for Cash 13 Approve NEDs' Fees Mgmt For For For 14 Approve Financial Mgmt For For For Assistance 15 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Kumba Iron Ore Limited Ticker Security ID: Meeting Date Meeting Status KIO CINS S4341C103 11/02/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For Shares 2 Authority to Issue Mgmt For For For Shares for Cash (Share Swap Agreement) 3 Authority to Issue Mgmt For For For Shares for Cash (Subsequent Share Swap Agreement) 4 Approve Financial Mgmt For For For Assistance 5 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Kunlun Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 0135 CINS G5320C108 05/16/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LI Hualin Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 9 Authority to Repurchase Mgmt For For For Shares 10 Authority to Issue Mgmt For Against Against Repurchased Shares 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kunlun Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 0135 CINS G5320C108 12/01/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Fourth Supplemental Mgmt For For For Agreement 4 Continuing Connected Mgmt For For For Transactions and Annual Caps ________________________________________________________________________________ Kurita Water Industries Ltd. Ticker Security ID: Meeting Date Meeting Status 6370 CINS J37221116 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Chiaki Kuzuu Mgmt For Against Against 5 Elect Shiroh Hayashi Mgmt For For For 6 Elect Yoshihiro Tsuji Mgmt For For For as Alternate Statutory Auditors ________________________________________________________________________________ KWS Saat AG Ticker Security ID: Meeting Date Meeting Status KWS CINS D39062100 12/14/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Lee & Man Paper Manufacturing Limited Ticker Security ID: Meeting Date Meeting Status 2314 CINS G5427W130 07/28/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Raymond LEE Man Mgmt For For For Chun 6 Elect LEE Man Bun Mgmt For For For 7 Elect POON Chung Kwong Mgmt For For For 8 Directors' Fees for Mgmt For For For 2010/2011 9 Directors' Fees for Mgmt For For For 2011/2012 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Lindsay Corporation Ticker Security ID: Meeting Date Meeting Status LNN CUSIP 535555106 01/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Parod Mgmt For For For 1.2 Elect Michael Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lonmin plc Ticker Security ID: Meeting Date Meeting Status LMI CINS G56350112 01/26/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect Roger Phillimore Mgmt For For For 7 Elect Ian Farmer Mgmt For For For 8 Elect Len Konar Mgmt For Against Against 9 Elect Jonathan Leslie Mgmt For For For 10 Elect David Munro Mgmt For For For 11 Elect Cyril Ramaphosa Mgmt For Against Against 12 Elect Simon Scott Mgmt For For For 13 Elect Mahomed Seedat Mgmt For For For 14 Elect Karen de Segundo Mgmt For For For 15 Elect James Sutcliffe Mgmt For For For 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CINS 677862104 06/27/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Vagit Alekperov Mgmt N/A Abstain N/A 4 Elect Igor Belikov Mgmt N/A For N/A 5 Elect Victor Blazheev Mgmt N/A For N/A 6 Elect Valery Grayfer Mgmt N/A Abstain N/A 7 Elect Igor Ivanov Mgmt N/A For N/A 8 Elect Ravil Maganov Mgmt N/A Abstain N/A 9 Elect Richard Matzke Mgmt N/A For N/A 10 Elect Sergei Mikhailov Mgmt N/A Abstain N/A 11 Elect Mark Mobius Mgmt N/A For N/A 12 Elect Guglielmo Moscato Mgmt N/A For N/A 13 Elect Ivan Pictet Mgmt N/A For N/A 14 Elect Aleksander Shokhin Mgmt N/A Abstain N/A 15 Elect Mikhail Maksimov Mgmt For For For 16 Elect Vladimir Nikitenko Mgmt For For For 17 Elect Aleksandr Surkov Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Audit Commission's Fees Mgmt For For For 21 Audit Commission's Fees Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Amendments to Charter Mgmt For For For 24 Amendments to Meeting Mgmt For For For Regulations 25 Amendments to Board of Mgmt For For For Directors Regulations 26 Indemnification of Mgmt For For For Directors/Officers ________________________________________________________________________________ Lundin Mining Corporation Ticker Security ID: Meeting Date Meeting Status LUN CINS 550372106 05/11/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Colin Benner Mgmt For Against Against 2 Elect Donald Charter Mgmt For Against Against 3 Elect Paul Conibear Mgmt For For For 4 Elect John Craig Mgmt For Against Against 5 Elect Brian Edgar Mgmt For Against Against 6 Elect Lukas Lundin Mgmt For Against Against 7 Elect Dale Peniuk Mgmt For Against Against 8 Elect William Rand Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lundin Petroleum AB Ticker Security ID: Meeting Date Meeting Status LUPE CINS W64566107 05/10/2012 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Ratification of Board Mgmt For For For and Management Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Board Size Mgmt For For For 18 Election of Directors Mgmt For Against Against 19 Directors' Fees Mgmt For For For 20 Remuneration for Mgmt For Against Against Special Assignments Outside the Directorship 21 Authority to Set Mgmt For For For Auditor's Fees 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Compensation Guidelines Mgmt For Against Against 24 Authority to Issue Mgmt For For For Shares and Convertible Securities w/o Preemptive Rights 25 Authority to Repurchase Mgmt For For For Shares 26 Nomination Committee Mgmt For For For 27 Shareholder Proposal ShrHoldr Against Against For Regarding Protection of Reputation 28 Shareholder Proposal ShrHoldr Against Against For Regarding Course of Justice 29 Shareholder Proposal ShrHoldr Against Against For Regarding the UN Framework for Business and Human Rights 1 30 Shareholder Proposal ShrHoldr Against Against For Regarding the UN Framework for Business and Human Rights 2 31 Shareholder Proposal ShrHoldr Against Against For Regarding Prevention of Conflict of Interest 1 32 Shareholder Proposal ShrHoldr Against Against For Regarding Prevention of Conflict of Interest 2 33 Non-Voting Agenda Item N/A N/A N/A N/A 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Maanshan Iron & Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 323 CINS Y5361G109 06/06/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Maanshan Iron & Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 323 CINS Y5361G109 08/31/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect SU Jiangang Mgmt For For For 5 Elect ZHAO Jianming Mgmt For For For 6 Elect QIAN Haifan Mgmt For For For 7 Elect REN Tianbao Mgmt For For For 8 Elect QIN Tongzhou Mgmt For For For 9 Elect YANG Yada Mgmt For For For 10 Elect Damon Albert WU Mgmt For For For Tat Man 11 Elect FANG Jinrong Mgmt For For For 12 Elect SU Yong Mgmt For For For 13 Elect WONG Chun Wa Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Supervisors' Fees Mgmt For For For 16 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Maanshan Iron & Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 323 CINS Y5361G109 12/30/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Depository Services Mgmt For Against Against under the Financial Services Agreement 4 Adjustment of Mgmt For For For Depreciation Period on Fixed Assets ________________________________________________________________________________ Magnitogorsk Iron & Steel Works OJSC Ticker Security ID: Meeting Date Meeting Status MAGN CINS 559189204 05/25/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Amendments to Charter Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Victor Rashnikov Mgmt For Abstain Against 8 Elect Vitaliy V. Mgmt For Abstain Against Bakhmetyev 9 Elect Boris A. Dubrovsky Mgmt For Abstain Against 10 Elect David Logan Mgmt For For For 11 Elect Nikolai V. Lyadov Mgmt For Abstain Against 12 Elect Olga Rashnikova Mgmt For Abstain Against 13 Elect Zumrud Rustamova Mgmt For For For 14 Elect Bernard Sucher Mgmt For For For 15 Elect David J. Herman Mgmt For For For 16 Elect Peter Charow Mgmt For For For 17 Elect Pavel Shilyaev Mgmt For Abstain Against 18 Elect Igor V. Vier Mgmt For For For 19 Elect Dmitriy L. Lyadov Mgmt For For For 20 Elect Evgeniy V. Lebenko Mgmt For For For 21 Elect Aleksandr V. Mgmt For For For Maslennikov 22 Elect Aleksey A. Zaitsev Mgmt For For For 23 Elect Oksana V. Dyuldina Mgmt For For For 24 Elect Ilya M. Postolov Mgmt For For For 25 Elect Galina A. Akimova Mgmt For For For 26 Elect Boris A. Chistov Mgmt For For For 27 Elect Olga M. Nazarova Mgmt For For For 28 Elect Elena A. Mgmt For For For Artamonova 29 Appointment of Auditor Mgmt For For For 30 Directors' Fees Mgmt For For For 31 Audit Commission Fees Mgmt For For For 32 Adoption of Management Mgmt For For For Board Regulations 33 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Pierre Brondeau Mgmt For For For 3 Elect Clarence Cazalot, Mgmt For For For Jr. 4 Elect Linda Cook Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Philip Lader Mgmt For For For 7 Elect Michael Phelps Mgmt For For For 8 Elect Dennis Reilley Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 2012 Incentive Mgmt For For For Compensation Plan ________________________________________________________________________________ Marine Harvest ASA Ticker Security ID: Meeting Date Meeting Status MHG CINS R2326D105 06/04/2012 Take No Action Meeting Type Country of Trade Special Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Mgmt For TNA N/A Chairman and an Individual to Check Minutes 5 Meeting Notice and Mgmt For TNA N/A Agenda 6 CEO's Address Mgmt For TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Mgmt For TNA N/A Profits/Dividends 9 Amendments to Authority Mgmt For TNA N/A to Issue Convertible Debt Instruments 10 Authority to Repurchase Mgmt For TNA N/A Shares 11 Authority to Issue Mgmt For TNA N/A Shares w/ or w/o Preemptive Rights 12 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments 13 Directors' and Mgmt For TNA N/A Auditors' Fees 14 Election of directors Mgmt For TNA N/A 15 Nomination Committee Mgmt For TNA N/A and Nomination Committee Fees 16 Compensation Guidelines Mgmt For TNA N/A 17 Corporate Governance Mgmt For TNA N/A Report 18 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Mayr Melnhof Karton AG Ticker Security ID: Meeting Date Meeting Status MAYR CINS A42818103 04/25/2012 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Supervisory Board Mgmt For For For Members' Fees 6 Appointment of Auditor Mgmt For For For 7 Amendments to Articles Mgmt For For For ________________________________________________________________________________ MeadWestvaco Corporation Ticker Security ID: Meeting Date Meeting Status MWV CUSIP 583334107 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Campbell Mgmt For For For 2 Elect Thomas Cole, Jr. Mgmt For For For 3 Elect James Kaiser Mgmt For For For 4 Elect Richard Kelson Mgmt For For For 5 Elect James Kilts Mgmt For For For 6 Elect Susan Kropf Mgmt For For For 7 Elect Douglas Luke Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Gracia Martore Mgmt For For For 10 Elect Timothy Powers Mgmt For For For 11 Elect Jane Warner Mgmt For For For 12 Elect Alan Wilson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mechel OAO Ticker Security ID: Meeting Date Meeting Status MTLR CUSIP 583840103 06/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt N/A Against N/A 2 Financial Statements Mgmt N/A Against N/A 3 Allocation of Mgmt N/A For N/A Profits/Dividends 4.1 Elect David Johnson Mgmt For Withhold Against 4.2 Elect Vladimir Gusev Mgmt For Withhold Against 4.3 Elect Alexander Mgmt For For For Yevtushenko 4.4 Elect Igor Zyuzin Mgmt For Withhold Against 4.5 Elect Igor Kozhukhovksy Mgmt For For For 4.6 Elect Yevgeny V. Mikhel Mgmt For Withhold Against 4.7 Elect Valentin Mgmt For Withhold Against Proskurnya 4.8 Elect Roger Gale Mgmt For Withhold Against 4.9 Elect Viktor Trigubco Mgmt For Withhold Against 5 Elect Elena V. Mgmt N/A For N/A Pavlovskaya-Moknatkina 6 Elect Natalya Mikhaylova Mgmt N/A For N/A 7 Elect Andrei Stepanov Mgmt N/A For N/A 8 Appointment of Auditor Mgmt N/A For N/A 9 Amendments to Director Mgmt N/A Abstain N/A Remuneration Regulations 10 Related Party Mgmt N/A For N/A Transactions ________________________________________________________________________________ Mechel OAO Ticker Security ID: Meeting Date Meeting Status MTLR ISIN US5838401033 09/09/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Mitsubishi Materials Corporation Ticker Security ID: Meeting Date Meeting Status 5711 CINS J44024107 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akihiko Ide Mgmt For Against Against 3 Elect Hiroshi Yao Mgmt For For For 4 Elect Toshinori Katoh Mgmt For For For 5 Elect Akira Takeuchi Mgmt For For For 6 Elect Toshimichi Fujii Mgmt For For For 7 Elect Masatoshi Hanzawa Mgmt For For For 8 Elect Yukio Okamoto Mgmt For For For 9 Elect Toshikazu Murai Mgmt For For For 10 Elect Akio Hamaji Mgmt For For For 11 Elect Keisuke Yamanobe Mgmt For Against Against 12 Elect Akihiko Minato Mgmt For Against Against 13 Elect Akiyasu Nakano as Mgmt For Against Against an Alternate Statutory Auditor ________________________________________________________________________________ Mol Hungarian Oil and Gas Ticker Security ID: Meeting Date Meeting Status MOL CINS X5462R112 04/26/2012 Voted Meeting Type Country of Trade Annual Hungary Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Voting Method Mgmt For For For 5 Election of Individuals Mgmt For For For to Check Minutes 6 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 7 Allocation of Mgmt For For For Profits/Dividends 8 Corporate Governance Mgmt For For For Code 9 Ratification of Mgmt For For For Management Acts 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Repurchase Mgmt For Against Against Shares 12 Amendment to Mgmt For For For Supervisory Board Charter 13 Amend Article 22.1 of Mgmt For For For Supervisory Board Charter 14 Amend Article 22.8 of Mgmt For For For Supervisory Board Charter 15 Elect Jozsef Molnar as Mgmt For For For Member of Board of Directors 16 Directors' Fees Mgmt For For For 17 Elect Attila Chikan as Mgmt For For For Supervisory Board Member 18 Elect John I. Charody Mgmt For For For as Supervisory Board Member 19 Elect Slavomir Hatina Mgmt For For For as Supervisory Board Member 20 Elect Zarko Primorac as Mgmt For For For Supervisory Board Member 21 Elect Attila Chikan as Mgmt For For For Audit Committee Member 22 Elect John I. Charody Mgmt For For For as Audit Committee Member 23 Elect Zarko Primorac as Mgmt For For For Audit Committee Member 24 Election of Employee Mgmt For For For Representatives 25 Audit Committee Mgmt For For For Chairman Fees 26 Amendments to Articles Mgmt For For For 27 Amendments to Articles Mgmt For For For (Article 15.2g) 28 Amendments to Articles Mgmt For For For (Article 19.4) 29 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Molycorp, Inc. Ticker Security ID: Meeting Date Meeting Status MCP CUSIP 608753109 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Dolan Mgmt For For For 1.2 Elect John Graell Mgmt For For For 1.3 Elect Mark Smith Mgmt For For For 2 2012 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mondi plc Ticker Security ID: Meeting Date Meeting Status MNDI CINS G6258S107 05/03/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect Stephen Harris Mgmt For For For 3 Elect David Hathorn Mgmt For For For 4 Elect Andrew King Mgmt For For For 5 Elect Imogen Mkhize Mgmt For For For 6 Elect John Nicholas Mgmt For For For 7 Elect Peter Oswald Mgmt For For For 8 Elect Anne Quinn Mgmt For For For 9 Elect Cyril Ramaphosa Mgmt For Against Against 10 Elect David Williams Mgmt For For For 11 Election of Board Mgmt For For For Committee Members (Harris) 12 Election of Board Mgmt For For For Committee Members (Nicholas) 13 Election of Board Mgmt For For For Committee Members (Quinn) 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For (Mondi Ltd) 16 Directors' Remuneration Mgmt For For For Report (Mondi Ltd) 17 Directors' Fees (Mondi Mgmt For For For Ltd) 18 Allocation of Mgmt For For For Profits/Dividends (Mondi Ltd) 19 Appointment of Auditor Mgmt For For For (Mondi Ltd) 20 Authority to Set Mgmt For For For Auditor's Fees (Mondi Ltd) 21 Approve Financial Mgmt For For For Assistance 22 General Authority to Mgmt For For For Issue Ordinary Shares (Mondi Ltd) 23 General Authority to Mgmt For For For Issue Special Converting Shares (Mondi Ltd) 24 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Mondi Ltd) 25 Authority to Repurchase Mgmt For For For Shares (Mondi Ltd) 26 Adoption of the Amended Mgmt For For For Memorandum of Incorporation (Mondi Ltd) 27 Amendment to Article Mgmt For For For 104 (Borrowing Powers) of the Memorandum of Incorporation (Mondi Ltd) 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Accounts and Reports Mgmt For For For (Mondi plc) 30 Directors' Remuneration Mgmt For For For Report (Mondi plc) 31 Allocation of Mgmt For For For Profits/Dividends (Mondi plc) 32 Appointment of Auditor Mgmt For For For (Mondi plc) 33 Authority to Set Mgmt For For For Auditor's Fees (Mondi plc) 34 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (Mondi plc) 35 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Mondi plc) 36 Authority to Repurchase Mgmt For For For Shares (Mondi plc) 37 Adoption of the Amended Mgmt For For For Articles of Association (Mondi plc) 38 Amendment to Article Mgmt For For For 108 (Borrowing Powers) of the Articles of Association (Mondi plc) 39 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janine Fields Mgmt For For For 2 Elect Hugh Grant Mgmt For For For 3 Elect C. Steven McMillan Mgmt For Against Against 4 Elect Robert Stevens Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Amendment to the 2005 Mgmt For Against Against Long-Term Incentive Plan 8 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms ________________________________________________________________________________ Mosaic Co. Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 10/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nancy Cooper Mgmt For For For 1.2 Elect James Popowich Mgmt For For For 1.3 Elect James Prokopanko Mgmt For For For 1.4 Elect Steven Seibert Mgmt For For For 2 Elimination of Dual Mgmt For For For Class Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Murphy Oil Corporation Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank Blue Mgmt For For For 2 Elect Steven Cosse Mgmt For For For 3 Elect Claiborne Deming Mgmt For For For 4 Elect Robert Hermes Mgmt For For For 5 Elect James Kelley Mgmt For For For 6 Elect Walentin Mirosh Mgmt For For For 7 Elect R. Madison Murphy Mgmt For For For 8 Elect Neal Schmale Mgmt For For For 9 Elect David Smith Mgmt For For For 10 Elect Caroline Theus Mgmt For For For 11 Elect David Wood Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2012 Long-Term Mgmt For For For incentive Plan 14 2012 Annual Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nabors Industries Ltd. Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 06/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Crane Mgmt For For For 1.2 Elect Michael Linn Mgmt For For For 1.3 Elect John Yearwood Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Mgmt For For For Board 4 Amendment to Mgmt For Against Against Supermajority Requirement Regarding Business Combinations 5 Technical Bye-Law Mgmt For For For Amendments 6 2012 Incentive Bonus Mgmt For Against Against Plan 7 2012 Stock Plan Mgmt For Against Against 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 10 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Severance Agreements ________________________________________________________________________________ Nalco Holding Company Ticker Security ID: Meeting Date Meeting Status NLC CUSIP 62985Q101 11/30/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Merrill Miller, Mgmt For For For Jr. 2 Elect Greg Armstrong Mgmt For For For 3 Elect David Harrison Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditure Report ________________________________________________________________________________ New Gold Inc. Ticker Security ID: Meeting Date Meeting Status NGD CINS 644535106 05/02/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect James Estey Mgmt For Against Against 4 Elect Robert Gallagher Mgmt For For For 5 Elect Vahan Kololian Mgmt For For For 6 Elect Martyn Konig Mgmt For For For 7 Elect Pierre Lassonde Mgmt For For For 8 Elect Randall Oliphant Mgmt For For For 9 Elect Raymond Threlkeld Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For 11 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Newcrest Mining Limited Ticker Security ID: Meeting Date Meeting Status NCM CINS Q6651B114 10/27/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Winifred Kamit Mgmt For For For 3 Re-elect Donald Mercer Mgmt For For For 4 Re-elect Richard Knight Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Renew Partial Takeover Mgmt For For For Provisions ________________________________________________________________________________ Newfield Exploration Company Ticker Security ID: Meeting Date Meeting Status NFX CUSIP 651290108 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lee Boothby Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Pamela Gardner Mgmt For For For 4 Elect John Kemp III Mgmt For For For 5 Elect J. Michael Lacey Mgmt For For For 6 Elect Joseph Netherland Mgmt For For For 7 Elect Howard Newman Mgmt For For For 8 Elect Thomas Ricks Mgmt For For For 9 Elect Juanita Romans Mgmt For For For 10 Elect Charles Shultz Mgmt For For For 11 Elect J. Terry Strange Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Newmont Mining Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce Brook Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect Joseph Carrabba Mgmt For For For 4 Elect Noreen Doyle Mgmt For For For 5 Elect Veronica Hagen Mgmt For For For 6 Elect Michael Hamson Mgmt For For For 7 Elect Jane Nelson Mgmt For For For 8 Elect Richard O'Brien Mgmt For For For 9 Elect John Prescott Mgmt For For For 10 Elect Donald Roth Mgmt For For For 11 Elect Simon Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nexen Inc. Ticker Security ID: Meeting Date Meeting Status NXY CUSIP 65334H102 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Berry Mgmt For For For 1.2 Elect Robert Bertram Mgmt For For For 1.3 Elect Thomas Ebbern Mgmt For For For 1.4 Elect S. Barry Jackson Mgmt For For For 1.5 Elect Kevin Jenkins Mgmt For For For 1.6 Elect A. Anne McLellan Mgmt For Withhold Against 1.7 Elect Eric Newell Mgmt For For For 1.8 Elect Thomas O'Neill Mgmt For For For 1.9 Elect Kevin Reinhart Mgmt For For For 1.10 Elect Francis Saville Mgmt For For For 1.11 Elect Arthur Scace Mgmt For For For 1.12 Elect John Willson Mgmt For For For 1.13 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nine Dragons Paper (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 2689 CINS G65318100 11/21/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEUNG Yan Mgmt For For For 6 Elect LIU Ming Chung Mgmt For Against Against 7 Elect Maria TAM Wai Chu Mgmt For Against Against 8 Elect WANG Hong Bo Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Nippon Paper Group Ticker Security ID: Meeting Date Meeting Status 3893 CINS J56354103 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Absorption of Mgmt For For For Wholly-Owned Subsidiaries 4 Authority to Reduce Mgmt For For For Capital Reserve 5 Amendments to Articles Mgmt For For For 6 Elect Masatomo Nakamura Mgmt For Against Against 7 Elect Yoshio Haga Mgmt For For For 8 Elect Tsuyoshi Yamashita Mgmt For For For 9 Elect Masaru Motomura Mgmt For For For 10 Elect Fumio Manoshiro Mgmt For For For 11 Elect Shuhei Marukawa Mgmt For For For 12 Elect Kazufumi Yamasaki Mgmt For For For 13 Elect Hironori Iwase Mgmt For For For 14 Elect Kazuhiro Sakai Mgmt For For For 15 Elect Masahiro Hirakawa Mgmt For For For 16 Elect Akito Hamashima Mgmt For For For 17 Elect Makoto Terao Mgmt For For For 18 Elect Seiichi Fusamura Mgmt For For For 19 Elect Kunio Sakamoto Mgmt For Against Against 20 Elect Masashi Ozawa as Mgmt For For For Alternate Statutory Auditor 21 Takeover Defense Plan Mgmt For Against Against ________________________________________________________________________________ Nippon Steel Corporation Ticker Security ID: Meeting Date Meeting Status 5401 CINS J55999122 06/26/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Share Exchange Agreement Mgmt For For For 4 Merger Mgmt For For For 5 Amendments to Articles Mgmt For For For in Conjunction with Merger 6 Elect Akio Mimura Mgmt For Against Against 7 Elect Shohji Muneoka Mgmt For For For 8 Elect Shinichi Taniguchi Mgmt For For For 9 Elect Kohsei Shindoh Mgmt For For For 10 Elect Masakazu Iwaki Mgmt For For For 11 Elect Norio Katsuyama Mgmt For For For 12 Elect Shinya Higuchi Mgmt For For For 13 Elect Katsuhiko Ohta Mgmt For For For 14 Elect Takayoshi Meiga Mgmt For For For 15 Elect Sohichiroh Sakuma Mgmt For For For 16 Elect Yasumitsu Saeki Mgmt For For For 17 Elect Hiroshi Tomono Mgmt For For For 18 Elect Fumio Hombe Mgmt For For For 19 Elect Shuichiroh Kozuka Mgmt For For For 20 Elect Kiyotaka Nogi Mgmt For Against Against 21 Elect Kinya Yanagawa Mgmt For Against Against 22 Elect Toshihide Tanabe Mgmt For For For 23 Elect Tomohiro Suetsugu Mgmt For Against Against 24 Elect Hirohiko Minato Mgmt For For For 25 Elect Toshiroh Mutoh Mgmt For Against Against 26 Elect Hirotake Abe Mgmt For For For 27 Directors' Fees Mgmt For For For ________________________________________________________________________________ Nippon Suisan Kaisha Ltd. Ticker Security ID: Meeting Date Meeting Status 1332 CINS J56042104 06/27/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Norio Hosomi Mgmt For For For 3 Elect Kunihiko Koike Mgmt For For For 4 Elect Susumu Kaneda Mgmt For For For 5 Elect Akiyo Matono Mgmt For For For 6 Elect Naoto Ihara Mgmt For For For 7 Elect Kohki Satoh Mgmt For For For 8 Elect Takeshi Wakizaka Mgmt For For For 9 Elect Yoshio Ohsawa Mgmt For For For 10 Elect Takaaki Wakasugi Mgmt For For For ________________________________________________________________________________ Nisshin Seifun Group Incorporated Ticker Security ID: Meeting Date Meeting Status 2002 CINS J57633109 06/27/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Hiroshi Oheda Mgmt For For For 5 Elect Yasutaka Miyauchi Mgmt For For For 6 Elect Kazuo Ikeda Mgmt For For For 7 Elect Toshio Maruo Mgmt For For For 8 Elect Takashi Harada Mgmt For For For 9 Elect Izumi Inagaki Mgmt For For For 10 Elect Toshinori Mgmt For For For Shiragami 11 Elect Ariyoshi Okumura Mgmt For For For 12 Elect Akio Mimura Mgmt For For For 13 Elect Masao Nakagawa Mgmt For For For 14 Elect Michinori Takizawa Mgmt For For For 15 Elect Hiromasa Hanafusa Mgmt For For For 16 Elect Masashi Nakagawa Mgmt For For For 17 Elect Kohichi Iwasaki Mgmt For For For 18 Elect Masao Shimosaka Mgmt For For For 19 Equity Compensation Mgmt For For For Plan for Directors 20 Equity Compensation Mgmt For For For Plan for Executive Officers 21 Takeover Defense Plan Mgmt For Against Against ________________________________________________________________________________ Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Julie Edwards Mgmt For For For 2.2 Elect David Williams Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For Against Against 6 Discharge of Directors Mgmt For For For & Officers for Fiscal Year 2011 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 1991 Stock Option and Mgmt For For For Restricted Stock Plan ________________________________________________________________________________ Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For For For 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Norsk Hydro ASA Ticker Security ID: Meeting Date Meeting Status NHY CINS R61115102 05/08/2012 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Notice of Meeting and Mgmt For For For Agenda 5 Election of an Mgmt For For For Individual to Check Minutes 6 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 7 Authority to Set Mgmt For For For Auditor's Fees 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Compensation Guidelines Mgmt For For For 10 Election of Corporate Mgmt For For For Assembly 11 Elect Siri Teigum Mgmt For For For 12 Elect Leif Teksum Mgmt For For For 13 Elect Idar Kreutzer Mgmt For For For 14 Elect Sten-Arthur Saelor Mgmt For For For 15 Elect Lars Tronsgaard Mgmt For For For 16 Elect Anne-Margrethe Mgmt For For For Firing 17 Elect Terje Venold Mgmt For For For 18 Elect Unni Steinsmo Mgmt For For For 19 Elect Tove Wangensten Mgmt For For For 20 Elect Anne Kverneland Mgmt For For For Bogsnes 21 Elect Birger Solberg Mgmt For For For 22 Elect Ann Kristin Sydnes Mgmt For For For 23 Elect Kristin Faerovik Mgmt For For For as Deputy Member 24 Elect Susanne Munch Mgmt For For For Thore as Deputy Member 25 Elect Shahzad Abid as Mgmt For For For Deputy Member 26 Elect Jan Meling as Mgmt For For For Deputy Member 27 Nomination Committee Mgmt For For For 28 Elect Siri Teigum Mgmt For For For 29 Elect Leif Teksum Mgmt For For For 30 Elect Mette Wikborg Mgmt For For For 31 Elect Terje Venold Mgmt For For For 32 Fees for Governing Mgmt For For For Bodies 33 Corporate Assembly Fees Mgmt For For For 34 Nominating Committee Mgmt For For For Fees 35 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Northam Platinum Limited Ticker Security ID: Meeting Date Meeting Status NHM CINS S56540156 08/18/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Financial Mgmt For For For Assistance 2 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Northam Platinum Limited Ticker Security ID: Meeting Date Meeting Status NHM CINS S56540156 11/10/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect C. Kelello Mgmt For For For Chabedi 3 Re-elect Alwyn Martin Mgmt For For For 4 Re-elect Mikki Xayiya Mgmt For Against Against 5 Re-elect Bernard van Mgmt For Against Against Rooyen 6 Elect James Cochrane Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Audit Committee Mgmt For For For Members (Martin) 9 Elect Audit Committee Mgmt For For For Members (Havenstein) 10 Elect Audit Committee Mgmt For For For Members (Kgosi) 11 Elect Audit Committee Mgmt For For For Members (Beckett) 12 Approve Remuneration Mgmt For Against Against Policy 13 General Authority to Mgmt For For For Issue Shares 14 Ratify Directors' Fees Mgmt For For For 15 Approve Northern Share Mgmt For Against Against Incentive Plan 16 Amendment to the Mgmt For For For Northern Share Option Scheme 17 Approve Directors' Fees Mgmt For For For 18 Authority to Repurchase Mgmt For For For Shares 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Northumbrian Water Group plc Ticker Security ID: Meeting Date Meeting Status NWG CINS G6661T130 07/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Paul Rew Mgmt For For For 5 Elect Simon Lyster Mgmt For For For 6 Elect Sir Patrick Brown Mgmt For For For 7 Elect Margaret Fay Mgmt For For For 8 Elect Chris Green Mgmt For For For 9 Elect Heidi Mottram Mgmt For For For 10 Elect Martin Negre Mgmt For For For 11 Elect Alex Scott-Barrett Mgmt For For For 12 Elect Sir Derek Wanless Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authorisation of Mgmt For For For Political Donations 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Ratification of Mgmt For For For Dividends ________________________________________________________________________________ Northumbrian Water Group plc Ticker Security ID: Meeting Date Meeting Status NWG CINS G6661T130 09/19/2011 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition Mgmt For For For ________________________________________________________________________________ Northumbrian Water Group plc Ticker Security ID: Meeting Date Meeting Status NWG CINS G6661T130 09/19/2011 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Novatek Oao Ticker Security ID: Meeting Date Meeting Status NVTK CINS 669888109 04/27/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividend 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Andrey Igorevich Mgmt For Abstain Against Akimov 6 Elect Burckhard Bergmann Mgmt For For For 7 Elect Ruben Vardanian Mgmt For Abstain Against 8 Elect Ives Louis Mgmt For Abstain Against Darricarrere 9 Elect Mark Gyetvay Mgmt For Abstain Against 10 Elect Leonid Mikhelson Mgmt For Abstain Against 11 Elect Alexander Mgmt For For For Natalenko 12 Elect Kirill Seleznev Mgmt For Abstain Against 13 Elect Gennady Timchenko Mgmt For Abstain Against 14 Elect Maria Panasenko Mgmt For For For 15 Elect Igor Ryaskov Mgmt For For For 16 Elect Sergey Fomichev Mgmt For For For 17 Elect Nikolay Shulikin Mgmt For For For 18 Election of the Mgmt For For For Chairman of Management Board 19 Appointment of Auditor Mgmt For For For 20 Directors' Fees Mgmt For Abstain Against 21 Audit Commission's Fees Mgmt For For For 22 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Novatek Oao Ticker Security ID: Meeting Date Meeting Status NVTK CINS 669888109 10/14/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For ________________________________________________________________________________ Novolipetsk Steel OJSC Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 05/30/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Oleg Bagrin Mgmt For Abstain Against 5 Elect Helmut Wieser Mgmt For For For 6 Elect Nikolay Gagarin Mgmt For Abstain Against 7 Elect Karl Doering Mgmt For Abstain Against 8 Elect Vladimir Lisin Mgmt For Abstain Against 9 Elect Karen Sarkisov Mgmt For Abstain Against 10 Elect Vladimir Mgmt For Abstain Against Skorohodov 11 Elect Benedict Sciortino Mgmt For Abstain Against 12 Elect Franz Struzl Mgmt For For For 13 Elect Alexey Lapshin as Mgmt For For For Company's President 14 Elect Lyudmila Kladenko Mgmt For Abstain Against 15 Elect Valery Kulikov Mgmt For Abstain Against 16 Elect Sergey Nesmeyanov Mgmt For Abstain Against 17 Elect Larisa Mgmt For Abstain Against Ovsyannikova 18 Elect Galina Shipilova Mgmt For Abstain Against 19 Appointment of Auditor Mgmt For For For (RAS) 20 Appointment of Auditor Mgmt For For For (US GAAP) 21 Directors' Fees Mgmt For Abstain Against 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Novolipetsk Steel OJSC Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 09/29/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For 2 Amendments to Corporate Mgmt For For For Documents ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clayton Daley, Jr. Mgmt For For For 1.2 Elect John Ferriola Mgmt For For For 1.3 Elect Harvey Gantt Mgmt For For For 1.4 Elect Bernard Kasriel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Nutreco Holding NV Ticker Security ID: Meeting Date Meeting Status NUO CINS N6509P102 03/27/2012 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports Mgmt For TNA N/A 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Ratification of Mgmt For TNA N/A Supervisory Board Acts 9 Ratification of Mgmt For TNA N/A Management Board Acts 10 Appointment of Auditor Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Amendments to Articles Mgmt For TNA N/A 13 Authority to Issue Mgmt For TNA N/A Shares w/ Preemptive Rights 14 Authority to Suppress Mgmt For TNA N/A Preemptive Rights 15 Authority to Repurchase Mgmt For TNA N/A Shares 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Agenda Item N/A N/A TNA N/A ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Aziz Syriani Mgmt For For For 11 Elect Rosemary Tomich Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Oil Search Limited Ticker Security ID: Meeting Date Meeting Status OSH CINS Y64695110 05/08/2012 Voted Meeting Type Country of Trade Annual Papua New Guinea Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2 Equity Grant Mgmt For For For (Performance Rights to MD Peter Botten) 3 Equity Grant Mgmt For For For (Performance Rights to Executive Director Gerea Aopi) 4 Equity Grant Mgmt For For For (Restricted Shares to MD Peter Botten) 5 Equity Grant Mgmt For For For (Restricted Shares to Executive Director Gerea Aopi) 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Oji Paper Company Limited Ticker Security ID: Meeting Date Meeting Status 3861 CINS J6031N109 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Shift to Holding Company Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kazuhisa Shinoda Mgmt For For For 5 Elect Kiyotaka Shindoh Mgmt For For For 6 Elect Shinichiroh Mgmt For For For Kondoh 7 Elect Takashi Ishida Mgmt For For For 8 Elect Susumu Yajima Mgmt For For For 9 Elect Tazunu Andoh Mgmt For For For 10 Elect Tadashi Watanabe Mgmt For For For 11 Elect Takeshi Azuma Mgmt For For For 12 Elect Ryohji Watari Mgmt For For For 13 Elect Kazuo Fuchigami Mgmt For For For 14 Elect Genmei Shimamura Mgmt For For For 15 Elect Yoshiki Koseki Mgmt For For For 16 Elect Yoh Takeuchi Mgmt For For For 17 Elect Osamu Akiyama Mgmt For For For ________________________________________________________________________________ OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 02/01/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Charter Mgmt For For For ________________________________________________________________________________ OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 02/03/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Independent Directors' Mgmt For Against Against Fees and Stock Option Plan 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Enos Banda Mgmt For For For 7 Elect Sergey Barbashev Mgmt N/A Abstain N/A 8 Elect Alexey Bashkirov Mgmt N/A Abstain N/A 9 Elect Andrey Bougrov Mgmt N/A Abstain N/A 10 Elect Olga Voytovich Mgmt N/A Abstain N/A 11 Elect Alexander Voloshin Mgmt For Abstain Against 12 Elect Artem Volynets Mgmt N/A Abstain N/A 13 Elect Oleg Deripaska Mgmt N/A Abstain N/A 14 Elect Claude Dauphin Mgmt For Abstain Against 15 Elect Marianna Zakharova Mgmt N/A Abstain N/A 16 Elect Larisa Zelkova Mgmt N/A Abstain N/A 17 Elect Simon Collins Mgmt N/A Abstain N/A 18 Elect Bradford Mills Mgmt For For For 19 Elect Stalbek Mishakov Mgmt N/A Abstain N/A 20 Elect Ardavan Moshiri Mgmt For Abstain Against 21 Elect Oleg Pivovarchuk Mgmt N/A Abstain N/A 22 Elect Cornelis Johannes Mgmt For For For Gerhard Prinsloo 23 Elect Dmitry Razumov Mgmt N/A Abstain N/A 24 Elect Maxim Sokov Mgmt N/A Abstain N/A 25 Elect Vladimir Strashko Mgmt For Abstain Against 26 Elect Vladimir Mgmt N/A Abstain N/A Strzhalkovsky 27 Elect Petr Voznenko Mgmt For For For 28 Elect Natalia Gololobova Mgmt For For For 29 Elect Aleksei Kargachov Mgmt For For For 30 Elect Dmitry Pershinkov Mgmt For For For 31 Elect Tamara Sirotkina Mgmt For For For 32 Appointment of Auditor Mgmt For For For 33 Appointment of Auditor Mgmt For For For of Consolidated Financial Statements 34 Independent Directors' Mgmt For For For Fees 35 Indemnification of Mgmt For For For Directors/Officers 36 Liability Insurance Mgmt For For For ________________________________________________________________________________ Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 07/08/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Shares w/ Mgmt For For For Preemptive Rights ________________________________________________________________________________ Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Narain Girdhar Mgmt For For For Chanrai 4 Elect Sunny Verghese Mgmt For For For 5 Elect Shekhar Mgmt For For For Anantharaman 6 Elect Michael LIM Choo Mgmt For Against Against San 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 10 Authority to Issue Mgmt For For For Shares under Olam Employee Share Option Scheme 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For For For Shares under Olam Scrip Dividend Scheme ________________________________________________________________________________ OMV AG Ticker Security ID: Meeting Date Meeting Status OMV CINS A51460110 05/10/2012 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Supervisory Board Mgmt For For For Members' Fees 6 Appointment of Auditor Mgmt For For For 7 Long Term Incentive Mgmt For For For Plan 2012/Matching Share Plan 2012 8 Elect Murtadha Al Hashmi Mgmt For For For ________________________________________________________________________________ ONEOK, Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect Bert Mackie Mgmt For For For 6 Elect Steven Malcolm Mgmt For For For 7 Elect Jim Mogg Mgmt For For For 8 Elect Pattye Moore Mgmt For For For 9 Elect Gary Parker Mgmt For For For 10 Elect Eduardo Rodriguez Mgmt For For For 11 Elect Gerald Smith Mgmt For For For 12 Elect David Tippeconnic Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Mgmt For Against Against Employee Stock Award Program 15 Amendment to the Mgmt For Against Against Employee Stock Purchase Plan 16 Increase of Authorized Mgmt For For For Common Stock 17 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ OneSteel Limited Ticker Security ID: Meeting Date Meeting Status OST CINS Q7134W113 11/21/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Dean Pritchard Mgmt For For For 3 Re-elect Peter Nankervis Mgmt For For For 4 Re-elect Colin Galbraith Mgmt For For For 5 Re-elect Peter Smedley Mgmt For For For 6 Amendment to Mgmt For Against Against Constitution 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Origin Energy Limited Ticker Security ID: Meeting Date Meeting Status ORG CINS Q71610101 10/24/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Kevin McCann Mgmt For For For 3 Re-elect Bruce Beeren Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD Grant Mgmt For For For King) 6 Equity Grant (Executive Mgmt For For For Director Karen Moses) ________________________________________________________________________________ Ormat Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status ORA CUSIP 686688102 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Yehudit Bronicki Mgmt For Withhold Against 1.2 Elect Robert Clarke Mgmt For For For 1.3 Elect David Wagener Mgmt For For For 2 2012 Incentive Mgmt For Against Against Compensation Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Osisko Mining Corp. Ticker Security ID: Meeting Date Meeting Status OSK CINS 688278100 05/10/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Victor Bradley Mgmt For For For 3 Elect Marcel Cote Mgmt For For For 4 Elect Michele Darling Mgmt For For For 5 Elect Staph Bakali Mgmt For Against Against 6 Elect William MacKinnon Mgmt For For For 7 Elect Sean Roosen Mgmt For For For 8 Elect Norman Storm Mgmt For For For 9 Elect Gary Sugar Mgmt For For For 10 Elect Serge Vezina Mgmt For For For 11 Elect Robert Wares Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ OZ Minerals Limited Ticker Security ID: Meeting Date Meeting Status OZL CINS Q7161P122 05/28/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Neil Hamilton Mgmt For For For 3 Re-elect Brian Jamieson Mgmt For For For 4 Elect Barry Lavin Mgmt For For For 5 Remuneration Report Mgmt For For For ________________________________________________________________________________ Pacific Rubiales Energy Corp. Ticker Security ID: Meeting Date Meeting Status PRE CINS 69480U206 05/31/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Serafino Iacono Mgmt For For For 4 Elect Miguel de la Campa Mgmt For For For 5 Elect Ronald Pantin Mgmt For For For 6 Elect Jose Francisco Mgmt For For For Arata 7 Elect German Efromovich Mgmt For For For 8 Elect Neil Woodyer Mgmt For Against Against 9 Elect Augusto Lopez Mgmt For For For 10 Elect Miguel Rodriguez Mgmt For Against Against 11 Elect Victor Rivera Mgmt For For For 12 Elect Hernan Martinez Mgmt For For For 13 Elect Dennis Mills Mgmt For For For 14 Elect Francisco Sole Mgmt For For For 15 Appointment of Auditor Mgmt For For For and Authority to Set Fees 16 Shareholder Rights' Plan Mgmt For For For ________________________________________________________________________________ Packaging Corporation of America Ticker Security ID: Meeting Date Meeting Status PKG CUSIP 695156109 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Hasan Jameel Mgmt For For For 1.3 Elect Mark Kowlzan Mgmt For For For 1.4 Elect Robert Lyons Mgmt For For For 1.5 Elect Samuel Mencoff Mgmt For For For 1.6 Elect Roger Porter Mgmt For For For 1.7 Elect Thomas Souleles Mgmt For For For 1.8 Elect Paul Stecko Mgmt For For For 1.9 Elect James Woodrum Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 697900108 03/26/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 697900108 05/15/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross Beaty Mgmt For For For 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Michael Carroll Mgmt For For For 1.4 Elect Michael Maloney Mgmt For Withhold Against 1.5 Elect Robert Pirooz Mgmt For For For 1.6 Elect David Press Mgmt For For For 1.7 Elect Walter Segsworth Mgmt For For For 1.8 Elect Christopher Dunn Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PanAust Limited Ticker Security ID: Meeting Date Meeting Status PNA CINS Q7283A110 05/18/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Ken Pickering Mgmt For For For 4 Re-elect Nerolie Mgmt For For For Withnall 5 Re-elect Geoffrey Mgmt For For For Handley 6 Approve Increase in Mgmt For For For NEDs' Fee Cap 7 Equity Grant (MD Gary Mgmt For For For Stafford) 8 Approve Dividend Mgmt For For For Reinvestment Plan ________________________________________________________________________________ Peabody Energy Corporation Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704549104 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Pennon Group plc Ticker Security ID: Meeting Date Meeting Status PNN CINS G8295T213 07/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Kenneth Harvey Mgmt For For For 5 Elect Martin Angle Mgmt For For For 6 Elect Gerard Connell Mgmt For For For 7 Elect Colin Drummond Mgmt For For For 8 Elect David Dupont Mgmt For For For 9 Elect Christopher Mgmt For For For Loughlin 10 Elect Dinah Nichols Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authorisation of Mgmt For For For Political Donations 14 All-Employee Share Mgmt For For For Ownership Plan Renewal 15 Executive Share Mgmt For For For Ownership Scheme Renewal 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Pescanova S.A. Ticker Security ID: Meeting Date Meeting Status PVA CINS E8013L130 01/30/2012 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of the Mgmt For For For Co-option of Directors 3 Authority to Repurchase Mgmt For For For and Cancel Shares 4 Authority to Issue Mgmt For For For Convertible Debt Instruments w/o Preemptive Rights 5 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 6 Election of Meeting Mgmt For For For Delegates 7 Minutes Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Pescanova S.A. Ticker Security ID: Meeting Date Meeting Status PVA CINS E8013L130 04/13/2012 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Mgmt For For For Ratification of Board Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ana Belen Mgmt For For For Barreras Ruano 5 Appointment of Auditor Mgmt For For For 6 Authority to Issue Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Remuneration Report Mgmt For Against Against 9 Approval of Corporate Mgmt For For For Website 10 Authority to Carry Out Mgmt For For For Formalities 11 Minutes Mgmt For For For ________________________________________________________________________________ Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 857 CINS Y6883Q104 05/23/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Authority to Declare Mgmt For For For Interim Dividend 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 857 CINS Y6883Q104 10/20/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 New Comprehensive Mgmt For Against Against Agreement and Annual Caps 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect WANG Lixin as Mgmt For Against Against Supervisor 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Petrofac Limited Ticker Security ID: Meeting Date Meeting Status PFC CINS G7052T101 05/11/2012 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Rene Medori Mgmt For For For 5 Elect Marwan Chedid Mgmt For For For 6 Elect Tim Weller Mgmt For For For 7 Elect Norman Murray Mgmt For For For 8 Elect Thomas Thune Mgmt For For For Andersen 9 Elect Stefano Cao Mgmt For For For 10 Elect Roxanne Decyk Mgmt For For For 11 Elect Rijnhard van Tets Mgmt For For For 12 Elect Ayman Asfari Mgmt For For For 13 Elect Maroun Semaan Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Value Creation Plan Mgmt For Against Against ________________________________________________________________________________ Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 01/27/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ratification of Mgmt For For For Appointment of Appraiser 2 Valuation Report Mgmt For For For 3 Spin-off Agreement Mgmt For For For 4 Spin-Off Mgmt For For For 5 Ratification of Mgmt For For For Appointment of Appraiser 6 Valuation Report Mgmt For For For 7 Merger Agreement Mgmt For For For 8 Merger by Absorption Mgmt For For For ________________________________________________________________________________ Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 02/28/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For Regarding Management Board 2 Elect Maria das Gracas Mgmt For For For Silva Foster ________________________________________________________________________________ Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 03/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Mgmt For For For Budget 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For For For 5 Election of Board Mgmt For Abstain Against Member(s) Representative of Minority/Preferred Shareholders 6 Election of Chairman of Mgmt For For For the Board 7 Election of Supervisory Mgmt For For For Council Members 8 Election of Supervisory Mgmt For Abstain Against Council Member(s) Representative of Minority/Preferred Shareholders 9 Remuneration Policy Mgmt For For For 10 Capitalization of Mgmt For For For Reserves w/o Share Issue ________________________________________________________________________________ Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 12/19/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Mergers by Absorption Mgmt For For For 2 Elect Josue Christiano Mgmt For Abstain Against Gomes da Silva ________________________________________________________________________________ Petropavlovsk Plc Ticker Security ID: Meeting Date Meeting Status POG CINS G7053A101 05/31/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect David Humphreys Mgmt For For For 7 Elect Sergey Ermolenko Mgmt For For For 8 Elect Rachel English Mgmt For For For 9 Elect Peter Hambro Mgmt For For For 10 Elect Alfiya Mgmt For For For Samokhvalova 11 Elect Andrey Maruta Mgmt For For For 12 Elect Martin Smith Mgmt For For For 13 Elect Graham Birch Mgmt For For For 14 Elect Sir Malcom Field Mgmt For For For 15 Elect Lord Guthrie Mgmt For For For 16 Elect Sir Roderic Lyne Mgmt For For For 17 Elect Charles McVeigh Mgmt For For For III 18 Amendment to Borrowing Mgmt For For For Powers 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 01/12/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Increase in Authorized Mgmt For For For Capital in Subsidiary 8 Changes to Composition Mgmt For Abstain Against in Supervisory Board 9 Closing of Meeting Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 03/19/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Election of Supervisory Mgmt For Abstain Against Board 8 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 06/06/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Voting List Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Accounts and Reports Mgmt For For For (Consolidated) 9 Ratification of Mgmt For For For Management Board Acts 10 Ratification of Mgmt For For For Supervisory Board Acts 11 Allocation of Mgmt For For For Profits/Dividends 12 Establish Wholly-Owned Mgmt For For For Subsidiary (PGNiG SPV 4) 13 Establish Wholly-Owned Mgmt For For For Subsidiary (PGNiG Poszukiwania SA) 14 Establish Wholly-Owned Mgmt For For For Subsidiary (PGNiG Serwis Sp) 15 Closing of Meeting Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 08/10/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Property Purchase Mgmt For For For (Property in Gdansk) 8 Property Purchase Mgmt For For For (Property in Bydgoszcz) 9 Acquisition (Operator Mgmt For For For Systemu Magazynowania) 10 Acquisition (PGNiG Mgmt For For For ENERGIA) 11 Amendment to Mgmt For For For Compensation Plan 12 Acquisition (PGNiG SPV Mgmt For For For 2) 13 Closing Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 09/20/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Acquisition (PGNiG SPV1) Mgmt For For For 8 Acquisition (PSG) Mgmt For For For 9 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 10/05/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Termination of Mgmt For For For Operating Lease Agreement 8 One-Off Termination Mgmt For For For Payment to Employees 9 Acquisition (PGNiG Mgmt For For For Energia SA of Warsaw) 10 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ PGNiG S.A. Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 12/07/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Voting List Mgmt For For For 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Extension of Employment Mgmt For For For Restructuring Plan 8 Acquisition (PGNiG Mgmt For For For Technologie) 9 Property Sale Mgmt For For For 10 Property Sale Mgmt For For For 11 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Pilgrim's Pride Corporation Ticker Security ID: Meeting Date Meeting Status PPC CUSIP 72147K108 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wesley Mendonca Mgmt For For For Batista 1.2 Elect Joesley Mendonca Mgmt For Withhold Against Batista 1.3 Elect Don Jackson Mgmt For For For 1.4 Elect William Lovette Mgmt For For For 1.5 Elect Marcus Vinicius Mgmt For For For Pratini de Moraes 1.6 Elect Wallim Cruz de Mgmt For For For Vasconcellos Junior 1.7 Elect Michael Cooper Mgmt For For For 1.8 Elect Charles Macaluso Mgmt For For For 1.9 Vacant Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Arthur Mgmt For For For 2 Elect Andrew Cates Mgmt For For For 3 Elect Scott Reiman Mgmt For For For 4 Elect Scott Sheffield Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Amendment to the Mgmt For For For Employee Stock Purchase Plan 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Plains Exploration & Production Company Ticker Security ID: Meeting Date Meeting Status PXP CUSIP 726505100 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Flores Mgmt For For For 2 Elect Isaac Arnold, Jr. Mgmt For For For 3 Elect Alan Buckwalter, Mgmt For For For III 4 Elect Jerry Dees Mgmt For Against Against 5 Elect Tom Delimitros Mgmt For For For 6 Elect Thomas Fry, III Mgmt For For For 7 Elect Charles Groat Mgmt For For For 8 Elect John Lollar Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Polski Koncern Naftowy ORLEN S.A Ticker Security ID: Meeting Date Meeting Status PKN CINS X6922W204 01/12/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Voting Mgmt For For For Commission 7 Changes to Composition Mgmt For Abstain Against of Supervisory Board 8 Conclusion of Meeting Mgmt For For For ________________________________________________________________________________ Polski Koncern Naftowy ORLEN S.A Ticker Security ID: Meeting Date Meeting Status PKN CINS X6922W204 05/30/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Voting Mgmt For For For Commission 7 Presentation of Mgmt For For For Accounts and Reports 8 Presentation of Mgmt For For For Accounts and Reports (Group) 9 Supervisory Board Report Mgmt For For For 10 Accounts and Reports Mgmt For For For 11 Consolidated Accounts Mgmt For For For and Reports 12 Allocation of Mgmt For For For Profits/Dividends 13 Ratification of Mgmt For For For Management Board Acts 14 Ratification of Mgmt For For For Supervisory Board Acts 15 Amendments to Articles Mgmt For For For 16 Amendments to General Mgmt For For For Meeting Regulations 17 Board Size Mgmt For Abstain Against 18 Changes to the Mgmt For Abstain Against Supervisory Board 19 Closing of Meeting Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Polymetal International Plc Ticker Security ID: Meeting Date Meeting Status POLY CINS G7179S101 06/13/2012 Take No Action Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For TNA N/A 2 Directors' Remuneration Mgmt For TNA N/A Report 3 Allocation of Mgmt For TNA N/A Profits/Dividends 4 Elect Bobby Godsell Mgmt For TNA N/A 5 Elect Vitaly Nesis Mgmt For TNA N/A 6 Elect Konstantin Yanakov Mgmt For TNA N/A 7 Elect Marina Gronberg Mgmt For TNA N/A 8 Elect Jean-Pascal Mgmt For TNA N/A Duvieusart 9 Elect Charles Balfour Mgmt For TNA N/A 10 Elect Jonathan Best Mgmt For TNA N/A 11 Elect Russell Skirrow Mgmt For TNA N/A 12 Elect Leonard Homenuik Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Authority to Set Mgmt For TNA N/A Auditor's Fees 15 Authority to Issue Mgmt For TNA N/A Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For TNA N/A Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For TNA N/A Shares 18 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Polyus Gold International Limited Ticker Security ID: Meeting Date Meeting Status PLGL CINS 73180Y203 10/28/2011 Voted Meeting Type Country of Trade Mix Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For For For 3 Scheme of Arrangement Mgmt For For For 4 Authority to Reduce Mgmt For For For Share Capital 5 Off-Market Share Mgmt For For For Purchase 6 Share Purchase Contract Mgmt For For For ________________________________________________________________________________ Portucel-Empresa Produtora de Pasta e Papel SA Ticker Security ID: Meeting Date Meeting Status PTI CINS X67182109 04/10/2012 Voted Meeting Type Country of Trade Special Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Individual) 3 Accounts and Reports Mgmt For For For (Consolidated) 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For and Supervisory Council Acts 6 Amendment to Articles Mgmt For For For Regarding Corporate Purpose and Change of Company Name 7 Remuneration Policy Mgmt For For For 8 Authority to Trade in Mgmt For For For Company Stock and Bonds 9 Election of Meeting Mgmt For For For Chairman 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Posco Ticker Security ID: Meeting Date Meeting Status 005490 CINS Y70750115 03/16/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation Mgmt For For For of Profits/Dividends 3 Amendments to Articles Mgmt For Against Against 4 Elect HAN Joon Ho Mgmt For For For 5 Elect LEE Young Sun Mgmt For For For 6 Elect LEE Chang Hee Mgmt For For For 7 Elect James Bemowski Mgmt For For For 8 Elect LEE Young Sun Mgmt For For For 9 Elect LEE Chang Hee Mgmt For For For 10 Elect CHUNG Joon Yang Mgmt For For For as CEO 11 Elect PARK Han Yong Mgmt For For For 12 Elect CHO Noi Ha Mgmt For For For 13 Elect PARK Ki Hong Mgmt For For For 14 Elect KIM Joon Sik Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Special Contribution Mgmt For Against Against Bonus to PARK Tae Joon ________________________________________________________________________________ Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L 05/17/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect Donald Chynoweth Mgmt For For For 1.3 Elect Daniel Clauw Mgmt For For For 1.4 Elect William Doyle Mgmt For For For 1.5 Elect John Estey Mgmt For For For 1.6 Elect Gerald Grandey Mgmt For For For 1.7 Elect Charles Hoffman Mgmt For For For 1.8 Elect Dallas Howe Mgmt For For For 1.9 Elect Alice Laberge Mgmt For For For 1.10 Elect Keith Martell Mgmt For For For 1.11 Elect Jeffrey McCaig Mgmt For For For 1.12 Elect Mary Mogford Mgmt For For For 1.13 Elect Elena Viyella de Mgmt For Withhold Against Paliza 2 Appointment of Auditor Mgmt For For For 3 Performance Option Plan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PT Adaro Energy Tbk Ticker Security ID: Meeting Date Meeting Status ADRO CINS Y7087B109 04/27/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Directors' and Mgmt For For For Commissioners' Fees ________________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/07/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Pledge of the Mgmt For Abstain Against Company's Assets 2 Election of Directors Mgmt For Abstain Against and Commissioners ________________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/07/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/21/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Pledge of the Mgmt For Abstain Against Company's Assets 2 Election of Directors Mgmt For Abstain Against and Commissioners ________________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 05/21/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 10/21/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Mgmt For Abstain Against Shares 3 Restructuring Mgmt For Abstain Against 4 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ PT International Nickel Indonesia Ticker Security ID: Meeting Date Meeting Status INCO CINS Y39128148 09/27/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Election of Directors Mgmt For Abstain Against (Slate) 3 Election of Mgmt For Abstain Against Commissioners (Slate) ________________________________________________________________________________ PT PP London Sumatra Indonesia TBK Ticker Security ID: Meeting Date Meeting Status LSIP CINS Y7137X101 05/10/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For Abstain Against 5 Directors' Fees Mgmt For Abstain Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ PT PP London Sumatra Indonesia TBK Ticker Security ID: Meeting Date Meeting Status LSIP CINS Y7137X101 05/10/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ PT Vale Indonesia Tbk (fka PT International Nickel Indonesia) Ticker Security ID: Meeting Date Meeting Status CINS Y39128148 02/17/2012 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Mgmt For Abstain Against Commissioners ________________________________________________________________________________ PT Vale Indonesia Tbk (fka PT International Nickel Indonesia) Ticker Security ID: Meeting Date Meeting Status INCO CINS Y39128148 04/25/2012 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Commissioners' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Election of Mgmt For Abstain Against Commissioners 6 Election of Directors Mgmt For Abstain Against 7 Commissioners' Fees Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ QEP Resources, Inc. Ticker Security ID: Meeting Date Meeting Status QEP CUSIP 74733V100 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Phillips Baker, Mgmt For Withhold Against Jr. 1.2 Elect Charles Stanley Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Cash Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr N/A For N/A Regarding Declassification of the Board ________________________________________________________________________________ Randgold Resources Limited Ticker Security ID: Meeting Date Meeting Status RRS CUSIP 752344309 04/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Philippe Lietard Mgmt For For For 5 Elect D. Mark Bristow Mgmt For For For 6 Elect Graham Mgmt For For For Shuttleworth 7 Elect Norborne Cole, Jr. Mgmt For For For 8 Elect Christopher Mgmt For For For Coleman 9 Elect Kadri Dagdelen Mgmt For For For 10 Elect Karl Voltaire Mgmt For For For 11 Elect Andrew Quinn Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Directors' Fees Mgmt For For For 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Range Resources Corporation Ticker Security ID: Meeting Date Meeting Status RRC CUSIP 75281A109 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For For For 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 13 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Hannah Mgmt For For For 1.2 Elect Mark Kaminski Mgmt For For For 1.3 Elect Gregg Mollins Mgmt For For For 1.4 Elect Andrew Sharkey III Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Renewable Energy Corporation ASA Ticker Security ID: Meeting Date Meeting Status REC CINS R7199U100 05/22/2012 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Election of Presiding Mgmt For TNA N/A Chairman and Individuals to Check Minutes 7 Notice of Meeting and Mgmt For TNA N/A Agenda 8 Directors' and Mgmt For TNA N/A Nomination Committee Members' Fees 9 Authority to Set Mgmt For TNA N/A Auditor's Fees 10 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 11 Compensation Guidelines Mgmt For TNA N/A 12 Incentive Compensation Mgmt For TNA N/A Guidelines 13 Amendments to Articles Mgmt For TNA N/A Regarding Shareholder Registration 14 Authority to Issue Mgmt For TNA N/A Shares to Carry Out Investments, Acquisitions and Mergers 15 Authority to Issue Mgmt For TNA N/A Shares to Provide the Company with Financial Flexibility 16 Authority to Repurchase Mgmt For TNA N/A Shares to Fulfill Obligations Pursuant to the Employee Share Purchase Program 17 Authority to Repurchase Mgmt For TNA N/A Shares Pursuant to the Company's Option Program 18 Authority to Repurchase Mgmt For TNA N/A Shares to Increase Return to Shareholders 19 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments to Carry Out Investments and Acquisitions 20 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments to Provide the Company with Financial Flexibility 21 Election of Directors Mgmt For TNA N/A 22 Elect Rune Selmar to Mgmt For TNA N/A Nominating Committee ________________________________________________________________________________ Rengo Company Limited Ticker Security ID: Meeting Date Meeting Status 3941 CINS J64382104 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Kiyoshi Ohtsubo Mgmt For Against Against 4 Elect Kazuteru Kishimoto Mgmt For For For 5 Elect Toshihide Seki Mgmt For For For 6 Elect Moriaki Maeda Mgmt For For For 7 Elect Yoshitaka Ozawa Mgmt For For For 8 Elect Sadaaki Gotoh Mgmt For For For 9 Elect Ichiroh Hasegawa Mgmt For For For 10 Elect Takashi Inaba Mgmt For For For 11 Elect Misao Wakamatsu Mgmt For For For 12 Elect Kiwamu Hashimoto Mgmt For For For 13 Elect Yasuhiro Baba Mgmt For For For 14 Elect Hiromi Sanbe Mgmt For For For 15 Elect Shigechika Ishida Mgmt For For For 16 Elect Yohsuke Kawamoto Mgmt For For For 17 Elect Yoshifumi Mgmt For For For Nishikawa 18 Elect Hirokazu Nakai Mgmt For For For 19 Elect Toshihiro Yoneda Mgmt For For For 20 Elect Sadatoshi Inoue Mgmt For For For 21 Elect Toshihito Miura Mgmt For For For 22 Elect Ikuho Inoue Mgmt For Against Against ________________________________________________________________________________ Repsol-YPF SA Ticker Security ID: Meeting Date Meeting Status REP CINS E8471S130 05/31/2012 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Ratification of Board Mgmt For For For Acts 3 Appointment of Auditor Mgmt For For For 4 Amendments to Articles Mgmt For For For and Meeting Regulations Regarding Corporate Enterprise Act and EU Directive 5 Amendments to Articles Mgmt For For For Regarding Board of Directors and Corporate Governance 6 Amendments to Articles Mgmt For For For and General Meeting Regulations Regarding Conflict of Interests and Related Party Transactions 7 Elect Isidro Faine Casas Mgmt For Against Against 8 Elect Juan Maria Nin Mgmt For Against Against Genova 9 Share Purchase Plan Mgmt For For For 10 Scrip Dividend Mgmt For For For 11 Second Scrip Dividend Mgmt For For For 12 Change of Company Name Mgmt For For For 13 Authority to Issue Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 14 Approval of Corporate Mgmt For For For Website 15 Remuneration Report Mgmt For Against Against 16 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CINS G75754104 04/19/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Chris Lynch Mgmt For For For 4 Elect John Varley Mgmt For For For 5 Elect Tom Albanese Mgmt For For For 6 Elect Robert Brown Mgmt For For For 7 Elect Vivienne Cox Mgmt For For For 8 Elect Jan du Plessis Mgmt For For For 9 Elect Guy Elliott Mgmt For For For 10 Elect Michael Mgmt For For For Fitzpatrick 11 Elect Ann Godbehere Mgmt For For For 12 Elect Richard Goodmanson Mgmt For For For 13 Elect Lord John Kerr of Mgmt For For For Kinlochard 14 Elect Paul Tellier Mgmt For For For 15 Elect Samuel Walsh Mgmt For For For 16 Appointment of Auditor Mgmt For For For and Authority to Set Fees 17 Global Employee Share Mgmt For For For Plan 18 Share Savings Plan Mgmt For For For Renewal 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Robbins & Myers, Inc. Ticker Security ID: Meeting Date Meeting Status RBN CUSIP 770196103 01/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Giromini Mgmt For For For 1.2 Elect Stephen Kirk Mgmt For For For 1.3 Elect Peter Wallace Mgmt For For For 2 Amendment to the Senior Mgmt For For For Executive Annual Cash Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 01/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph Hake Mgmt For For For 1.2 Elect Terrell Crews Mgmt For For For 1.3 Elect Timothy Bernlohr Mgmt For For For 1.4 Elect James Rubright Mgmt For For For 1.5 Elect Bettina Whyte Mgmt For For For 1.6 Elect James Young Mgmt For For For 2 Amendment to the Mgmt For For For Omnibus Stock Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rosneft Oil Co OAO Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 04/10/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Mgmt For For For Transactions (China Development Bank) 3 Related Party Mgmt For For For Transactions (Transneft) 4 Related Party Mgmt For For For Transactions (Vankorneft) ________________________________________________________________________________ Rosneft Oil Co OAO Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 06/20/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Matthias Warnig Mgmt For Abstain Against 8 Elect Mikhail Kuzovlev Mgmt For Abstain Against 9 Elect Nikolai Laverov Mgmt For Abstain Against 10 Elect Alexander Mgmt For Abstain Against Nekipelov 11 Elect Hans-Jorg Rudloff Mgmt For For For 12 Elect Eduard Y. Mgmt For Abstain Against Khudainatov 13 Elect Sergey V. Shishin Mgmt For Abstain Against 14 Elect Dmitry E. Shugayev Mgmt For Abstain Against 15 Elect Ilya Viktorovich Mgmt For Abstain Against Shcherbovich 16 Elect Elena Litvinova Mgmt For For For 17 Elect Georgy A. Nozadze Mgmt For For For 18 Elect Sergey Pakhomov Mgmt For For For 19 Elect Tatiana Fisenko Mgmt For For For 20 Elect Alexander Yugov Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Related Party Mgmt For For For Transactions 23 Related Party Mgmt For For For Transactions 24 Related Party Mgmt For For For Transactions 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Related Party Mgmt For For For Transactions 27 Related Party Mgmt For For For Transactions 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Related Party Mgmt For For For Transactions 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Related Party Mgmt For For For Transactions 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Related Party Mgmt For For For Transactions 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Related Party Mgmt For For For Transactions 36 Related Party Mgmt For For For Transactions 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Related Party Mgmt For For For Transactions 39 Non-Voting Agenda Item N/A N/A N/A N/A 40 Related Party Mgmt For For For Transactions 41 Related Party Mgmt For For For Transactions 42 Related Party Mgmt For For For Transactions 43 Related Party Mgmt For For For Transactions 44 Related Party Mgmt For For For Transactions 45 Related Party Mgmt For For For Transactions 46 Related Party Mgmt For For For Transactions (D&O Insurance) 47 Related Party Mgmt For For For Transactions (D&O Insurance) 48 Non-Voting Agenda Item N/A N/A N/A N/A 49 Non-Voting Agenda Item N/A N/A N/A N/A 50 Non-Voting Agenda Item N/A N/A N/A N/A 51 Non-Voting Agenda Item N/A N/A N/A N/A 52 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Rosneft Oil Co OAO Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 09/13/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal Mgmt N/A For N/A Regarding Early Termination of Board Powers 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Vladimir Bogdanov Mgmt N/A Abstain N/A 4 Elect Matthias Warnig Mgmt N/A Abstain N/A 5 Elect Andrey Kostin Mgmt N/A Abstain N/A 6 Elect Alexander Mgmt N/A Abstain N/A Nekipelov 7 Elect Hans-Jorg Rudloff Mgmt N/A For N/A 8 Elect Nikolai Tokarev Mgmt N/A Abstain N/A 9 Elect Eduard Y. Mgmt N/A Abstain N/A Khudainatov 10 Elect Sergey V. Shishin Mgmt N/A Abstain N/A 11 Elect Dmitry E. Shugayev Mgmt N/A Abstain N/A ________________________________________________________________________________ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A118 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Sir Nigel Mgmt For For For Sheinwald 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Guy Elliott Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Charles Holliday, Mgmt For For For Jr. 8 Elect Gerard Kleisterlee Mgmt For For For 9 Elect Christine Mgmt For For For Morin-Postel 10 Elect Jorma Ollila Mgmt For For For 11 Elect Linda Stuntz Mgmt For For For 12 Elect Jeroen van der Mgmt For For For Veer 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authorisation of Mgmt For For For Political Donations ________________________________________________________________________________ Royal Gold, Inc. Ticker Security ID: Meeting Date Meeting Status RGLD CUSIP 780287108 11/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Craig Haase Mgmt For For For 2 Elect S. Oden Howell, Mgmt For For For Jr. 3 Ratification of Auditor Mgmt For Against Against 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ S-Oil Corporation Ticker Security ID: Meeting Date Meeting Status 010950 CINS Y80710109 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For Against Against (Slate) 4 Election of Mgmt For For For Non-Independent Audit Committee Member: SEOK Tae Su 5 Election of Independent Mgmt For Against Against Audit Committee Members (Slate) 6 Directors' Fees Mgmt For For For ________________________________________________________________________________ Saipem S.p.A. Ticker Security ID: Meeting Date Meeting Status SPM CINS T82000117 04/27/2012 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports of Mgmt For For For subsidiary Saipem Energy Services S.p.A. 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Election of Statutory Mgmt For Abstain Against Auditors 6 Remuneration Report Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Salzgitter AG Ticker Security ID: Meeting Date Meeting Status SZG CINS D80900109 05/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Mgmt For For For Capital 10 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital ________________________________________________________________________________ Santos Limited Ticker Security ID: Meeting Date Meeting Status STO CINS Q82869118 05/03/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kenneth Borda Mgmt For For For 3 Elect Roy Franklin Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For David Knox) 6 Approve Termination Mgmt For For For Benefits 7 Amendments to Mgmt For For For Constitution 8 Renew Proportional Mgmt For For For Takeover Provisions ________________________________________________________________________________ Sappi Limited Ticker Security ID: Meeting Date Meeting Status SAP CINS S73544108 02/08/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Godefridus Mgmt For For For Beurskens 4 Elect Michael Fallon Mgmt For For For 5 Re-elect Len Konar Mgmt For Against Against 6 Re-elect Peter Mageza Mgmt For For For 7 Re-elect John McKenzie Mgmt For For For 8 Re-elect Sir Nigel Rudd Mgmt For For For 9 Election of Audit Mgmt For Abstain Against Committee Members 10 Appointment of Auditor Mgmt For For For 11 Authority to Issue Mgmt For For For Shares Pursuant to the Plan 12 Authority to Issue Mgmt For For For Shares Pursuant to the Scheme 13 Authority to Issue Mgmt For For For Shares Pursuant to Schemes 14 Approve Remuneration Mgmt For For For Policy 15 Increase NEDs' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance 17 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Sasol Limited Ticker Security ID: Meeting Date Meeting Status SOL CINS 803866102 11/25/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Jurgen Schrempp Mgmt For For For 2 Re-elect Colin Beggs Mgmt For For For 3 Re-elect Johnson Njeke Mgmt For Against Against 4 Re-elect Nolitha Fakude Mgmt For For For 5 Re-elect Hixonia Nyasulu Mgmt For For For 6 Re-elect Christine Ramon Mgmt For For For 7 Re-elect Henk Dijkgraaf Mgmt For For For 8 Elect David Constable Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Audit Committee Mgmt For For For Members (Beggs) 11 Elect Audit Committee Mgmt For For For Members (Gantsho) 12 Elect Audit Committee Mgmt For For For Members (Dijkgraaf) 13 Elect Audit Committee Mgmt For Against Against Members (Njeke) 14 Approve Directors' Fees Mgmt For For For 15 Approve Remuneration Mgmt For For For Policy 16 Approve Financial Mgmt For For For Assistance (Controlled Subsidiaries and Juristic Persons) 17 Approve Financial Mgmt For For For Assistance (Inter-related Parties) 18 Approve Financial Mgmt For For For Assistance (BEE Party) 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Repurchase Mgmt For For For Shares (Directors/Prescribed Officers) 21 Approve Amendments to Mgmt For For For Share Trust Deed ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Currie Mgmt For For For 2 Elect Anthony Isaac Mgmt For Against Against 3 Elect K.V. Kamath Mgmt For For For 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Mgmt For For For Kudryavtsev 6 Elect Adrian Lajous Mgmt For For For 7 Elect Michael Marks Mgmt For For For 8 Elect Elizabeth Moler Mgmt For For For 9 Elect Lubna Olayan Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of Financial Mgmt For For For Statements and Dividends 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2004 Mgmt For For For Stock and Deferral Plan for Non-Employee Directors ________________________________________________________________________________ Seaboard Corporation Ticker Security ID: Meeting Date Meeting Status SEB CUSIP 811543107 04/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven Bresky Mgmt For For For 1.2 Elect David Adamsen Mgmt For For For 1.3 Elect Douglas Baena Mgmt For For For 1.4 Elect Joseph Rodrigues Mgmt For For For 1.5 Elect Edward Shifman, Mgmt For Withhold Against Jr. 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against Against For Regarding Gestation Crates ________________________________________________________________________________ Seadrill Limited Ticker Security ID: Meeting Date Meeting Status SDRL CINS G7945E105 09/23/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Fredriksen Mgmt For For For 3 Elect Tor Olav Troim Mgmt For Against Against 4 Elect Kate Blankenship Mgmt For Against Against 5 Elect Carl Erik Steen Mgmt For For For 6 Elect Kathrine Mgmt For For For Fredriksen 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Directors' Fees Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SEMAFO Inc. Ticker Security ID: Meeting Date Meeting Status SMF CINS 816922108 05/14/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Terence Bowles Mgmt For For For 3 Elect Benoit La Salle Mgmt For For For 4 Elect Jean Lamarre Mgmt For For For 5 Elect John LeBoutillier Mgmt For For For 6 Elect Gilles Masson Mgmt For For For 7 Elect Lawrence McBrearty Mgmt For For For 8 Elect Tertius Zongo Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Amendments to Articles Mgmt For For For - Business Corporations Act (Quebec) 11 Amendments to By-Laws Mgmt For For For Regarding Business Corporations Act (Quebec) ________________________________________________________________________________ Severn Trent plc Ticker Security ID: Meeting Date Meeting Status SVT CINS G8056D159 07/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect Tony Ballance Mgmt For For For 5 Elect Bernard Bulkin Mgmt For For For 6 Elect Richard Davey Mgmt For For For 7 Elect Andrew Duff Mgmt For For For 8 Elect Gordon Fryett Mgmt For For For 9 Elect Martin Kane Mgmt For For For 10 Elect Martin Lamb Mgmt For For For 11 Elect Michael McKeon Mgmt For For For 12 Elect Baroness Sheila Mgmt For For For Noakes 13 Elect Andy Smith Mgmt For For For 14 Elect Tony Wray Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Severstal OAO Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 04/10/2012 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For and Cancel Shares ________________________________________________________________________________ Severstal OAO Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 06/28/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Alexey Mordashov Mgmt For Abstain Against 3 Elect Mikhail Noskov Mgmt For Abstain Against 4 Elect Sergey Kuznetsov Mgmt For Abstain Against 5 Elect Alexey Kulichenko Mgmt For Abstain Against 6 Elect Aleksandr Grubman Mgmt For Abstain Against 7 Elect Christopher Clark Mgmt For For For 8 Elect Ronald Freeman Mgmt For For For 9 Elect Peter Kraljic Mgmt For For For 10 Elect Martin Angle Mgmt For For For 11 Elect Rolf Stomberg Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits Mgmt For For For 14 Dividends Mgmt For For For 15 Elect Roman Antonov Mgmt For Abstain Against 16 Elect Svetlana Guseva Mgmt For Abstain Against 17 Elect Nikolay Lavrov Mgmt For Abstain Against 18 Appointment of Auditor Mgmt For For For 19 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Severstal OAO Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 12/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For 2 Amendments to Charter Mgmt For Abstain Against ________________________________________________________________________________ Shandong Chenming Paper Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status 1812 CINS Y7682V104 10/19/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Dedicated Mgmt For For For Private Debt Financing Instruments ________________________________________________________________________________ Silver Wheaton Corp. Ticker Security ID: Meeting Date Meeting Status SLW CUSIP 828336107 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lawrence Bell Mgmt For For For 1.2 Elect George Brack Mgmt For For For 1.3 Elect John Brough Mgmt For Withhold Against 1.4 Elect R. Peter Gillin Mgmt For For For 1.5 Elect Douglas Holtby Mgmt For For For 1.6 Elect Eduardo Luna Mgmt For Withhold Against 1.7 Elect Wade Nesmith Mgmt For Withhold Against 1.8 Elect Randy Smallwood Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Sinopec Corporation (China Petroleum & Chemical Corporation) Ticker Security ID: Meeting Date Meeting Status 0386 CINS Y15010104 05/11/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Surplus Mgmt For For For Common Reserve Funds 5 Allocation of Mgmt For For For Profits/Dividends 6 Authority to Declare Mgmt For For For Interim Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect FU Chengyu Mgmt For For For 9 Elect WANG Tianpu Mgmt For For For 10 Elect ZHANG Yaocang Mgmt For For For 11 Elect ZHANG Jianhua Mgmt For For For 12 Elect WANG Zhigang Mgmt For For For 13 Elect CAI Xiyou Mgmt For For For 14 Elect CAO Yaofeng Mgmt For For For 15 Elect LI Chunguang Mgmt For For For 16 Elect DAI Houliang Mgmt For For For 17 Elect LIU Yun Mgmt For For For 18 Elect CHEN Xiaojin Mgmt For For For 19 Elect MA Weihua Mgmt For For For 20 Elect JIANG Xiaoming Mgmt For For For 21 Elect YAN Yan Mgmt For Against Against 22 Elect BAO Guoming Mgmt For For For 23 Elect XU Bin Mgmt For Against Against 24 Elect GENG Limin Mgmt For Against Against 25 Elect LI Xinjian Mgmt For For For 26 Elect ZOU Huiping Mgmt For For For 27 Elect KANG Mingde Mgmt For For For 28 Service Contract Mgmt For For For 29 Ratification of Board Mgmt For For For Acts: Election of Directors and Supervisors 30 Amendments to Articles Mgmt For For For 31 Ratification of Board Mgmt For For For Acts: Amendments to Articles 32 Authority to Issue Debt Mgmt For Abstain Against Instruments 33 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 34 Non-Voting Meeting Note N/A N/A N/A N/A 35 Non-Voting Meeting Note N/A N/A N/A N/A 36 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sinopec Corporation (China Petroleum & Chemical) Ticker Security ID: Meeting Date Meeting Status 0386 CINS Y15010104 12/15/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adjustment to Mgmt For Against Against Conversion Price of Debt Instruments ________________________________________________________________________________ SK HOLDINGS CO LTD, SEOUL Ticker Security ID: Meeting Date Meeting Status 003600 CINS Y8070C112 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect KWON Oh Ryong Mgmt For Against Against 4 Election of Audit Mgmt For Against Against Committee Member: KWON Oh Ryong 5 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ SK Innovation Co., Ltd. (fka SK Energy Co. Ltd.) Ticker Security ID: Meeting Date Meeting Status 096770 CINS Y8063L103 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect KOO Ja Young Mgmt For For For 4 Elect LEE Hoon Kyu Mgmt For For For 5 Elect CHOI Myung Hae Mgmt For Against Against 6 Election of Audit Mgmt For Against Against Committee Member: CHOI Myung Hae 7 Directors' Fees Mgmt For For For ________________________________________________________________________________ Smithfield Foods, Inc. Ticker Security ID: Meeting Date Meeting Status SFD ISIN US8322481081 09/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Margaret Lewis Mgmt For For For 2 Elect David Nelson Mgmt For Against Against 3 Elect Frank Royal Mgmt For Against Against 4 Elect Richard Crowder Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Smurfit Kappa Group Plc Ticker Security ID: Meeting Date Meeting Status SKG CINS G8248F104 05/04/2012 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Irial Finan Mgmt For For For 5 Elect Liam O'Mahony Mgmt For For For 6 Elect Gary McGann Mgmt For For For 7 Elect Anthony Smurfit Mgmt For For For 8 Elect Ian Curley Mgmt For For For 9 Elect Frits Beurskens Mgmt For For For 10 Elect Samuel Mencoff Mgmt For For For 11 Elect Christopher Mgmt For Against Against McGowan 12 Elect Nicanor Restrepo Mgmt For For For Santamaria 13 Elect Paul Stecko Mgmt For For For 14 Elect Rosemary Thorne Mgmt For For For 15 Elect Thomas Brodin Mgmt For For For 16 Elect Roberto Newell Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Smurfit Kappa Group Plc Ticker Security ID: Meeting Date Meeting Status SKG CINS G8248F104 05/04/2012 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Irial Finan Mgmt For For For 5 Elect Liam O'Mahony Mgmt For For For 6 Elect Gary McGann Mgmt For For For 7 Elect Anthony Smurfit Mgmt For For For 8 Elect Ian Curley Mgmt For For For 9 Elect Frits Beurskens Mgmt For For For 10 Elect Samuel Mencoff Mgmt For For For 11 Elect Christopher Mgmt For Against Against McGowan 12 Elect Nicanor Restrepo Mgmt For For For Santamaria 13 Elect Paul Stecko Mgmt For For For 14 Elect Rosemary Thorne Mgmt For For For 15 Elect Thomas Brodin Mgmt For For For 16 Elect Roberto Newell Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For Shares 20 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Southern Copper Corporation Ticker Security ID: Meeting Date Meeting Status SCCO CUSIP 84265V105 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect German Larrea Mgmt For For For Mota-Velasco 1.2 Elect Oscar Gonzalez Mgmt For Withhold Against Rocha 1.3 Elect Emilio Carrillo Mgmt For For For Gamboa 1.4 Elect Alfredo Casar Mgmt For For For Perez 1.5 Elect Luis Castelazo Mgmt For For For Morales 1.6 Elect Enrique Castillo Mgmt For For For Sanchez Mejorada 1.7 Elect Alberto de la Mgmt For For For Parra Zavala 1.8 Elect Xavier Garcia de Mgmt For Withhold Against Quevedo Topete 1.9 Elect Genaro Larrea Mgmt For For For Mota-Velasco 1.10 Elect Daniel Muniz Mgmt For For For Quintanilla 1.11 Elect Luis Miguel Mgmt For For For Palomino Bonilla 1.12 Elect Gilberto Mgmt For Withhold Against Perezalonso Cifuentes 1.13 Elect Juan Rebolledo Mgmt For For For Gout 1.14 Elect Carlos Ruiz Mgmt For For For Sacristan 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lewis Epley, Jr. Mgmt For For For 2 Elect Robert Howard Mgmt For For For 3 Elect Catherine Kehr Mgmt For For For 4 Elect Greg Kerley Mgmt For Against Against 5 Elect Harold Korell Mgmt For For For 6 Elect Vello Kuuskraa Mgmt For For For 7 Elect Kenneth Mourton Mgmt For For For 8 Elect Steven Mueller Mgmt For For For 9 Elect Charles Scharlau Mgmt For For For 10 Elect Alan Stevens Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Spectra Energy Corp Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Esrey Mgmt For For For 1.2 Elect Gregory Ebel Mgmt For For For 1.3 Elect Austin Adams Mgmt For For For 1.4 Elect Joseph Alvarado Mgmt For For For 1.5 Elect Pamela Carter Mgmt For For For 1.6 Elect F. Anthony Comper Mgmt For For For 1.7 Elect Peter Hamilton Mgmt For For For 1.8 Elect Dennis Hendrix Mgmt For For For 1.9 Elect Michael McShane Mgmt For For For 1.10 Elect Joseph Netherland Mgmt For For For 1.11 Elect Michael Phelps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SSAB Svenskt Stal AB Ticker Security ID: Meeting Date Meeting Status SSAB-A CINS W8615U108 03/26/2012 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Mgmt For For For Profits/Dividends 13 Dividend Record Date Mgmt For For For 14 Ratification of Board Mgmt For For For and Management Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size Mgmt For For For 17 Directors and Auditors' Mgmt For For For Fees 18 Election of Directors Mgmt For For For 19 Elect Sverker Mgmt For Against Against Martin-Lof as Chairman 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CINS R8413J103 05/15/2012 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Election of Presiding Mgmt For TNA N/A Chairman 7 Notice of Meeting and Mgmt For TNA N/A Agenda 8 Election of Individuals Mgmt For TNA N/A to Check Minutes 9 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 10 Shareholder Proposal ShrHoldr N/A TNA N/A Regarding Withdrawal from Canadian Oil Sands 11 Compensation Guidelines Mgmt For TNA N/A 12 Authority to Set Mgmt For TNA N/A Auditor's Fees 13 Appointment of Auditor Mgmt For TNA N/A 14 Elect Olaug Svarva Mgmt For TNA N/A 15 Elect Idar Kreutzer Mgmt For TNA N/A 16 Elect Karin Aslaksen Mgmt For TNA N/A 17 Elect Greger Mannsverk Mgmt For TNA N/A 18 Elect Steinar Olsen Mgmt For TNA N/A 19 Elect Ingvald Strommen Mgmt For TNA N/A 20 Elect Rune Bjerke Mgmt For TNA N/A 21 Elect Tore Ulstein Mgmt For TNA N/A 22 Elect Live Haukvik Aker Mgmt For TNA N/A 23 Elect Siri Kalvig Mgmt For TNA N/A 24 Elect Thor Oscar Bolstad Mgmt For TNA N/A 25 Elect Barbro Haetta Mgmt For TNA N/A 26 Elect Arthur Sletteberg Mgmt For TNA N/A (Deputy) 27 Elect Bassim Haj Mgmt For TNA N/A (Deputy) 28 Elect Anne-Margrethe Mgmt For TNA N/A Firing (Deputy) 29 Elect Linda Litlekalsoy Mgmt For TNA N/A Aase (Deputy) 30 Corporate Assembly Fees Mgmt For TNA N/A 31 Elect Olaug Svarva Mgmt For TNA N/A 32 Elect Tom Rathke Mgmt For TNA N/A 33 Elect Live Haukvik Aker Mgmt For TNA N/A 34 Elect Ingrid Dramdal Mgmt For TNA N/A Rasmussen 35 Nominating Committee Mgmt For TNA N/A Fees 36 Authority to Repurchase Mgmt For TNA N/A Shares Pursuant to Share Savings Plan 37 Authority to Repurchase Mgmt For TNA N/A Shares for Cancellation ________________________________________________________________________________ Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Millett Mgmt For For For 1.2 Elect Richard Teets, Jr. Mgmt For For For 1.3 Elect John Bates Mgmt For Withhold Against 1.4 Elect Keith Busse Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Gabriel Shaheen Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Sterlite Industries (India) Limited Ticker Security ID: Meeting Date Meeting Status STERLITEIN CUSIP 859737207 06/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Amalgamation Mgmt For Against Against and Arrangement ________________________________________________________________________________ Stora Enso Oyj Ticker Security ID: Meeting Date Meeting Status STERV CINS X8T9CM113 04/24/2012 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 Ratification of Board Mgmt For For For and Management Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Appointment of Auditor Mgmt For For For 16 Nomination Committee Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Subsea 7 S.A. Ticker Security ID: Meeting Date Meeting Status SUBC CINS L8882U106 06/22/2012 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For TNA N/A Accounts and Reports 2 Accounts and Reports Mgmt For TNA N/A 3 Consolidated Accounts Mgmt For TNA N/A and Reports 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Board Mgmt For TNA N/A Acts 6 Appointment of Auditor Mgmt For TNA N/A 7 Elect Kristian Siem Mgmt For TNA N/A 8 Elect Peter Mason Mgmt For TNA N/A 9 Elect Jean Cahuzac Mgmt For TNA N/A 10 Elect Bob Long Mgmt For TNA N/A 11 Elect Eystein Eriksrud Mgmt For TNA N/A 12 Special Dividend/Bonus Mgmt For TNA N/A Share Issuance ________________________________________________________________________________ Suez Environnement Company SA Ticker Security ID: Meeting Date Meeting Status SEV CINS F4984P118 05/24/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of the Mgmt For Against Against Co-option of Isabelle Kocher 8 Elect Gerard Mestrallet Mgmt For Against Against 9 Elect Jean-Louis Mgmt For For For Chaussade 10 Elect Delphine Ernotte Mgmt For For For Cunci 11 Elect Patrick Ouart Mgmt For Against Against 12 Elect Amaury de Seze Mgmt For Against Against 13 Elect Harold Boel Mgmt For Against Against 14 Appointment of Auditor Mgmt For For For 15 Appointment of Mgmt For For For Alternate Auditor 16 Related Party Mgmt For For For Transactions 17 Compensation Agreements Mgmt For For For (Jean-Louis Chaussade) 18 Authority to Repurchase Mgmt For For For Shares 19 Authority to Cancel Mgmt For For For Shares and Reduce Capital 20 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 22 Authority to Set Mgmt For For For Offering Price of Shares 23 Authority to Issue Mgmt For For For Shares and/or Convertible Securities Through Private Placement 24 Authority to Increase Mgmt For For For Share Issuance Limit 25 Authority to Increase Mgmt For For For Capital Through Contributions in Kind 26 Authority to Increase Mgmt For For For Capital Through Capitalizations 27 Authority to Increase Mgmt For For For Capital In Case of Exchange Offer 28 Authority to Issue Debt Mgmt For For For Instruments 29 Employee Stock Purchase Mgmt For For For Plan 30 Employee Stock Purchase Mgmt For For For Plan (Overseas Personnel) 31 Authority to Grant Mgmt For For For Restricted Shares 32 Global Ceiling on Mgmt For For For Capital Increases and Debt Issuances 33 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Sumitomo Forestry Co, Ltd. Ticker Security ID: Meeting Date Meeting Status 1911 CINS J77454122 06/22/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ryu Yano Mgmt For Against Against 4 Elect Akira Ichikawa Mgmt For For For 5 Elect Hideyuki Kamiyama Mgmt For For For 6 Elect Hitoshi Hayano Mgmt For For For 7 Elect Shigeru Sasabe Mgmt For For For 8 Elect Hideo Watabe Mgmt For For For 9 Elect Ken Wada Mgmt For For For 10 Elect Hidekazu Tanaka Mgmt For For For 11 Elect Shin Nagata Mgmt For For For 12 Elect Junko Hirakawa Mgmt For For For 13 Bonus Mgmt For For For ________________________________________________________________________________ Sumitomo Metal Industries Limited Ticker Security ID: Meeting Date Meeting Status 5405 CINS J77669133 06/26/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Share Exchange Agreement Mgmt For For For 3 Merger Mgmt For For For 4 Elect Hiroshi Tomono Mgmt For Against Against 5 Elect Fumio Hombe Mgmt For For For 6 Elect Yasuyuki Tozaki Mgmt For For For 7 Elect Shuichiroh Kozuka Mgmt For For For 8 Elect Yoshitaka Hotta Mgmt For For For 9 Elect Kiyotaka Nogi Mgmt For For For 10 Elect Shinya Okuda Mgmt For For For 11 Elect Kinya Yanagawa Mgmt For For For 12 Elect Kitaroh Yoshida Mgmt For Against Against 13 Takeover Defense Plan Mgmt For Against Against ________________________________________________________________________________ Sumitomo Metal Mining Co Ltd Ticker Security ID: Meeting Date Meeting Status 5713 CINS J77712123 06/25/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Nobumasa Kemori Mgmt For Against Against 4 Elect Yoshiaki Nakazato Mgmt For For For 5 Elect Takeshi Kubota Mgmt For For For 6 Elect Yukio Kawaguchi Mgmt For For For 7 Elect Naoyuki Tsuchida Mgmt For For For 8 Elect Mikinobu Ogata Mgmt For For For 9 Elect Hajime Satoh Mgmt For For For 10 Elect Tsutomu Ushijima Mgmt For For For 11 Elect Naoki Tajiri Mgmt For For For 12 Elect Kazuo Nakashige Mgmt For Against Against 13 Elect Shigeru Nozaki Mgmt For Against Against 14 Elect Hitoshi Taimatsu Mgmt For For For as Alternate Statutory Auditor 15 Bonus Mgmt For For For ________________________________________________________________________________ Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mel Benson Mgmt For For For 1.2 Elect Dominic Mgmt For For For D'Alessandro 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Paul Haseldonckx Mgmt For For For 1.6 Elect John Huff Mgmt For For For 1.7 Elect Jacques Lamarre Mgmt For For For 1.8 Elect Maureen McCaw Mgmt For For For 1.9 Elect Michael O'Brien Mgmt For For For 1.10 Elect James Simpson Mgmt For For For 1.11 Elect Eira Thomas Mgmt For For For 1.12 Elect Steven Williams Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SunPower Corporation Ticker Security ID: Meeting Date Meeting Status SPWR CUSIP 867652406 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnaud Chaperon Mgmt For For For 1.2 Elect Jerome Schmitt Mgmt For For For 1.3 Elect Pat Wood, III Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ SunPower Corporation Ticker Security ID: Meeting Date Meeting Status SPWRA CUSIP 867652307 11/15/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elimination of Dual Mgmt For For For Class Stock 2 Temporary Restoration Mgmt For For For of Written Consent 3 Amendment to the 2005 Mgmt For Against Against Stock Incentive Plan ________________________________________________________________________________ Surgutneftegaz OJSC Ticker Security ID: Meeting Date Meeting Status SNGS CINS 868861204 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Sergey Ananiev Mgmt For Against Against 6 Elect Vladimir Bogdanov Mgmt For Against Against 7 Elect Alexander Bulanov Mgmt For Against Against 8 Elect Igor Gorbunov Mgmt For Against Against 9 Elect Oleg Egorov Mgmt For Against Against 10 Elect Vladimir Erokhin Mgmt For Against Against 11 Elect Taisiya Mgmt For Against Against Klinovskaya 12 Elect Nikolay Matveev Mgmt For Against Against 13 Elect Alexander Rezyapov Mgmt For Against Against 14 Elect Vladimir Shashkov Mgmt For Against Against 15 Elect Valentina Komarova Mgmt For For For 16 Elect Tamara Oleynik Mgmt For For For 17 Elect Vera Pozdnyakova Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Related Party Mgmt For Abstain Against Transactions 20 Amendments to Audit Mgmt For For For Commission Fees ________________________________________________________________________________ Svenska Cellulosa Aktiebolaget SCA Ticker Security ID: Meeting Date Meeting Status SCA.A CINS W90152120 03/29/2012 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Mgmt For For For Profits/Dividends 13 Ratification of Board Mgmt For For For and Management Acts 14 Board Size Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Director and Auditor's Mgmt For For For Fees 17 Election of Directors Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Nomination Committee Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Talisman Energy Inc. Ticker Security ID: Meeting Date Meeting Status TLM CUSIP 87425E103 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christiane Mgmt For For For Bergevin 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect William Dalton Mgmt For For For 1.4 Elect Kevin Dunne Mgmt For For For 1.5 Elect Harold Kvisle Mgmt For For For 1.6 Elect John Manzoni Mgmt For For For 1.7 Elect Lisa Stewart Mgmt For For For 1.8 Elect Peter Tomsett Mgmt For For For 1.9 Elect Michael Waites Mgmt For For For 1.10 Elect Charles Williamson Mgmt For For For 1.11 Elect Charles Winograd Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tatneft OAO Ticker Security ID: Meeting Date Meeting Status TATN CINS 670831205 06/29/2012 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Shafagat Mgmt For Abstain Against Takhautdinov 7 Elect Radik Gaizatullin Mgmt For Abstain Against 8 Elect Sushovan Ghosh Mgmt For For For 9 Elect Nail Ibragimov Mgmt For Abstain Against 10 Elect Rais Khisamov Mgmt For Abstain Against 11 Elect Vladimir Mgmt For Abstain Against Lavushchenko 12 Elect Nail Maganov Mgmt For Abstain Against 13 Elect Renat Muslimov Mgmt For Abstain Against 14 Elect Renat Sabirov Mgmt For Abstain Against 15 Elect Valery Sorokin Mgmt For Abstain Against 16 Elect Mirgaziyan Taziev Mgmt For Abstain Against 17 Elect Azat Khamaev Mgmt For Abstain Against 18 Elect Maria Mgmt For For For Voskresenskaya 19 Elect David Waygood Mgmt For For For 20 Elect Nazilya Galieva Mgmt For For For 21 Elect Ferdinand Mgmt For For For Galiullin 22 Elect Ranilya Gizatova Mgmt For For For 23 Elect Venera Kuzmina Mgmt For For For 24 Elect Nikolai Lapin Mgmt For For For 25 Elect Liliya Mgmt For For For Rakhimzyanova 26 Elect Alfiya Sinegaeva Mgmt For For For 27 Elect Tatiana Tsyganova Mgmt For For For 28 Appointment of Auditor Mgmt For For For 29 Amendments to Charter Mgmt For For For ________________________________________________________________________________ Technip Ticker Security ID: Meeting Date Meeting Status TEC CINS F90676101 04/26/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Consolidated Accounts Mgmt For For For and Reports 7 Related Party Mgmt For For For Transactions 8 Supplementary Mgmt For For For Retirement Benefits; Non-Compete Agreement (Thierry Pilenko) 9 Authority to Repurchase Mgmt For For For Shares 10 Amendments Regarding Mgmt For For For Shareholder Disclosure Rules and Shareholder Participation 11 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 12 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 13 Authority to Issue Mgmt For For For Shares and/or Convertible Securities through Private Placement 14 Authority to Issue Mgmt For For For Restricted Shares to Employees and Employees and Corporate Officers of Subsidiaries 15 Authority to Issue Mgmt For For For Restricted Shares to Corporate Officers 16 Authority to Grant Mgmt For For For Stock Options to Employees and Employees and Corporate Officers of Subsidiaries 17 Grant Stock Options to Mgmt For For For Corporate Officers 18 Employee Stock Purchase Mgmt For For For Plan For Overseas Employees 19 Employee Stock Purchase Mgmt For For For Plan 20 Authorization of Legal Mgmt For For For Formalities 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Teck Resources Limited Ticker Security ID: Meeting Date Meeting Status TCK CUSIP 878742204 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mayank Ashar Mgmt For For For 1.2 Elect J. Brian Aune Mgmt For For For 1.3 Elect Jalynn Bennett Mgmt For For For 1.4 Elect Hugh Bolton Mgmt For For For 1.5 Elect Felix Chee Mgmt For For For 1.6 Elect Jack Cockwell Mgmt For For For 1.7 Elect Norman Keevil Mgmt For For For 1.8 Elect Norman Keevil III Mgmt For For For 1.9 Elect Takeshi Kubota Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For Withhold Against 1.14 Elect Christopher Mgmt For For For Thompson 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Temple-Inland Inc. Ticker Security ID: Meeting Date Meeting Status TIN CUSIP 879868107 12/07/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For Against Against Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Election of Directors Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authorize Electronic Mgmt For For For Communications 10 Increase in Authorized Mgmt For Against Against Capital 11 Amendment Regarding Mgmt For For For Board Minutes 12 Amendment Regarding Mgmt For For For Power of Attorney 13 Amendment Regarding Mgmt For For For Appointment of Auditors 14 Amendment Regarding Mgmt For For For Time of Annual Shareholder Meeting 15 Amendment Regarding Mgmt For For For Notice of Meeting 16 Amendment Eliminating Mgmt For For For Shareblocking and Establishing Record Date 17 Amendment Regarding Mgmt For For For Extraordinary General Meeting 18 Amendment Regarding Mgmt For For For Distribution of Dividends 19 Amendment Regarding Mgmt For For For Electronic Disclosure of Documents 20 Amendment Regarding Mgmt For For For Distribution of Dividends ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Election of Directors Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authorize Electronic Mgmt For For For Communications 10 Increase in Authorized Mgmt For Against Against Capital 11 Amendment Regarding Mgmt For For For Board Minutes 12 Amendment Regarding Mgmt For For For Power of Attorney 13 Amendment Regarding Mgmt For For For Appointment of Auditors 14 Amendment Regarding Mgmt For For For Time of Annual Shareholder Meeting 15 Amendment Regarding Mgmt For For For Notice of Meeting 16 Amendment Eliminating Mgmt For For For Shareblocking and Establishing Record Date 17 Amendment Regarding Mgmt For For For Extraordinary General Meeting 18 Amendment Regarding Mgmt For For For Distribution of Dividends 19 Amendment Regarding Mgmt For For For Electronic Disclosure of Documents 20 Amendment Regarding Mgmt For For For Distribution of Dividends ________________________________________________________________________________ Ternium S.A. Ticker Security ID: Meeting Date Meeting Status TX CUSIP 880890108 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consolidated Account Mgmt For For For and Reports 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Mgmt For For For Acts 5 Election of Directors Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Delegation of Mgmt For For For Authorities 9 Appointment of Mgmt For For For Attorney-in-Fact ________________________________________________________________________________ The Andersons, Inc. Ticker Security ID: Meeting Date Meeting Status ANDE CUSIP 034164103 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Anderson Mgmt For For For 1.2 Elect Gerard Anderson Mgmt For Withhold Against 1.3 Elect Catherine Kilbane Mgmt For For For 1.4 Elect Robert King, Jr. Mgmt For For For 1.5 Elect Ross Manire Mgmt For For For 1.6 Elect Donald Mennel Mgmt For For For 1.7 Elect David Nichols Mgmt For For For 1.8 Elect John Stout, Jr. Mgmt For For For 1.9 Elect Jacqueline Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Armstrong Mgmt For For For 2 Elect Joseph Cleveland Mgmt For For For 3 Elect Irl Engelhardt Mgmt For For For 4 Elect John Hagg Mgmt For For For 5 Elect Juanita Hinshaw Mgmt For For For 6 Elect Frank MacInnis Mgmt For For For 7 Elect Steven Nance Mgmt For For For 8 Elect Murray Smith Mgmt For For For 9 Elect Janice Stoney Mgmt For For For 10 Elect Laura Sugg Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ThyssenKrupp AG Ticker Security ID: Meeting Date Meeting Status TKA CINS D8398Q119 01/20/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Increase in Authorized Mgmt For For For Capital 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Tonengeneral Sekiyu KK Ticker Security ID: Meeting Date Meeting Status 5012 CINS J8657U110 03/27/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect Harunari Miyashita Mgmt For For For 4 Elect Takashi Hirose Mgmt For For For 5 Elect Toyofumi Imazawa Mgmt For For For 6 Election of Alternate Mgmt For For For Statutory Auditor(s) 7 Directors' Fees Mgmt For For For ________________________________________________________________________________ Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/11/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Authority to Repurchase Mgmt For For For Shares 9 Elect Christophe de Mgmt For For For Margerie 10 Elect Patrick Artus Mgmt For For For 11 Elect Bertrand Collomb Mgmt For For For 12 Elect Anne Lauvergeon Mgmt For For For 13 Elect Michel Pebereau Mgmt For Against Against 14 Ratification of the Mgmt For For For Co-option of Gerard Lamarche 15 Elect Anne-Marie Idrac Mgmt For For For 16 Supplementary Mgmt For For For Retirement, Pension and Severance Agreements for Christophe de Margerie 17 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights; through Capitalizations 18 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 19 Authority to Increase Mgmt For For For Share Issuance Limit 20 Authority to Increase Mgmt For For For Capital in Consideration for Contributions in Kind 21 Employee Stock Purchase Mgmt For For For Plan 22 Employee Stock Purchase Mgmt For For For Plan for Overseas Employees 23 Authority to Cancel Mgmt For For For Shares and Reduce Capital 24 Shareholder Proposal ShrHoldr Against Against For Regarding Comparison of Executive Compensation (Resolution A) 25 Shareholder Proposal ShrHoldr Against Against For Regarding Loyalty Dividend (Resolution B) ________________________________________________________________________________ Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO CUSIP 892356106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Wright Mgmt For For For 1.2 Elect Johnston Adams Mgmt For For For 1.3 Elect Peter Bewley Mgmt For For For 1.4 Elect Jack Bingleman Mgmt For For For 1.5 Elect Richard Frost Mgmt For For For 1.6 Elect Cynthia Jamison Mgmt For For For 1.7 Elect George MacKenzie Mgmt For For For 1.8 Elect Edna Morris Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ TransAlta Corporation Ticker Security ID: Meeting Date Meeting Status TA CINS 89346D107 04/26/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect William Anderson Mgmt For For For 3 Elect Stephen Baum Mgmt For For For 4 Elect Timothy Faithfull Mgmt For For For 5 Elect Dawn Farrell Mgmt For For For 6 Elect Gordon Giffin Mgmt For For For 7 Elect C. Kent Jespersen Mgmt For For For 8 Elect Michael Kanovsky Mgmt For For For 9 Elect Gordon Lackenbauer Mgmt For For For 10 Elect Karen Maidment Mgmt For For For 11 Elect Yakout Mansour Mgmt For For For 12 Elect Martha Piper Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ TransCanada Corporation Ticker Security ID: Meeting Date Meeting Status TRP CUSIP 89353D107 04/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin Benson Mgmt For For For 1.2 Elect Derek Burney Mgmt For For For 1.3 Elect E. Linn Draper, Mgmt For For For Jr. 1.4 Elect Paule Gauthier Mgmt For For For 1.5 Elect Russell Girling Mgmt For For For 1.6 Elect S. Barry Jackson Mgmt For For For 1.7 Elect Paul Joskow Mgmt For For For 1.8 Elect John MacNaughton Mgmt For For For 1.9 Elect Paula Reynolds Mgmt For For For 1.10 Elect W. Thomas Stephens Mgmt For For For 1.11 Elect D. Michael Stewart Mgmt For For For 1.12 Elect Richard Waugh Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Glyn Barker Mgmt For For For 4 Elect Vanessa Chang Mgmt For For For 5 Elect Chad Deaton Mgmt For For For 6 Elect Edward Muller Mgmt For For For 7 Elect Tan Ek Kia Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Trina Solar Limited Ticker Security ID: Meeting Date Meeting Status TSL ISIN US89628E1047 09/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Junfeng Li Mgmt For For For 2 Elect Liping Qiu Mgmt For For For 3 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Tullow Oil Plc Ticker Security ID: Meeting Date Meeting Status TLW CINS G91235104 05/16/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For Against Against Report 4 Elect Simon Thompson Mgmt For For For 5 Elect Steve Lucas Mgmt For For For 6 Elect Tutu Agyare Mgmt For For For 7 Elect David Bamford Mgmt For For For 8 Elect Ann Grant Mgmt For For For 9 Elect Aidan Heavey Mgmt For For For 10 Elect Graham Martin Mgmt For For For 11 Elect Angus McCoss Mgmt For For For 12 Elect Paul McDade Mgmt For For For 13 Elect Steven McTiernan Mgmt For For For 14 Elect Ian Springett Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 20 Directors' Fees Mgmt For For For ________________________________________________________________________________ Turkiye Petrol Rafinerileri A.S. Ticker Security ID: Meeting Date Meeting Status TUPRS CINS M8966X108 04/04/2012 Voted Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening; Election of Mgmt For For For Presiding Chairman 3 Accounts and Reports Mgmt For For For 4 Ratification of Board Mgmt For For For and Statutory Auditors' Acts 5 Amendments to Articles Mgmt For For For 6 Election of Directors Mgmt For For For 7 Election of Statutory Mgmt For For For Auditors 8 Compensation Policy Mgmt For For For 9 Directors' and Mgmt For For For Statutory Auditors' Fees 10 Allocation of Mgmt For For For Profits/Dividends 11 Dividend Policy Mgmt For For For 12 Charitable Donations Mgmt For For For 13 Report on Related Party Mgmt For For For Transactions 14 Appointment of Auditor Mgmt For For For 15 Related Party Mgmt For For For Transactions 16 Report on Guarantees Mgmt For For For 17 Minutes Mgmt For For For 18 Closing Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494103 02/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Tyson Mgmt For For For 1.2 Elect Kathleen Bader Mgmt For For For 1.3 Elect Gaurdie Banister, Mgmt For For For Jr. 1.4 Elect Jim Kever Mgmt For Withhold Against 1.5 Elect Kevin McNamara Mgmt For For For 1.6 Elect Brad Sauer Mgmt For For For 1.7 Elect Robert Thurber Mgmt For For For 1.8 Elect Barbara Tyson Mgmt For For For 1.9 Elect Albert Zapanta Mgmt For For For 2 Amendment to the 2000 Mgmt For For For Incentive Stock Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Stephen McDaniel Mgmt For For For 4 Elect Roger Brown Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Reapproval of Mgmt For For For Performance Criteria for Executive Officer Performance-Based Compensation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Hydraulic Fracturing ________________________________________________________________________________ United States Steel Corporation Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank Lucchino Mgmt For For For 2 Elect Seth Schofield Mgmt For Against Against 3 Elect John Surma Mgmt For For For 4 Elect David Sutherland Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ United Utilities Group PLC Ticker Security ID: Meeting Date Meeting Status UU CINS G92755100 07/22/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For For For Report 4 Elect John McAdam Mgmt For Against Against 5 Elect Steven Mogford Mgmt For For For 6 Elect Russ Houlden Mgmt For For For 7 Elect Catherine Bell Mgmt For For For 8 Elect Paul Heiden Mgmt For For For 9 Elect David Jones Mgmt For For For 10 Elect Nick Salmon Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days 17 Adoption of New Mgmt For For For Articles Regarding Director Appointment 18 Authorisation of Mgmt For For For Political Donations ________________________________________________________________________________ Uranium One Inc. Ticker Security ID: Meeting Date Meeting Status UUU CINS 91701P105 05/07/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ian Telfer Mgmt For For For 3 Elect Andrew Adams Mgmt For For For 4 Elect Peter Bowie Mgmt For Against Against 5 Elect D. Jean Nortier Mgmt For For For 6 Elect Vadim Jivov Mgmt For For For 7 Elect Christopher Mgmt For For For Sattler 8 Elect Phillip Mgmt For For For Shirvington 9 Elect Kenneth Williamson Mgmt For For For 10 Elect Ilya Yampolskiy Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 2006 Stock Option Plan Mgmt For For For Renewal 13 Relocation of Mgmt For For For Registered Office ________________________________________________________________________________ Vale SA Ticker Security ID: Meeting Date Meeting Status VALE5 CUSIP 91912E105 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 3 Election of Supervisory Mgmt N/A For N/A Council Members 4 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald Calgaard Mgmt For For For 2 Elect Jerry Choate Mgmt For Against Against 3 Elect Ruben Escobedo Mgmt For Against Against 4 Elect William Klesse Mgmt For For For 5 Elect Bob Marbut Mgmt For Against Against 6 Elect Donald Nickles Mgmt For Against Against 7 Elect Phillip Pfeiffer Mgmt For For For 8 Elect Robert Profusek Mgmt For Against Against 9 Elect Susan Purcell Mgmt For For For 10 Elect Stephen Waters Mgmt For For For 11 Elect Randall Mgmt For For For Weisenburger 12 Elect Rayford Wilkins Mgmt For Against Against Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Safety Report ________________________________________________________________________________ Vedanta Resources plc Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 06/15/2012 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Disposal of Interests Mgmt For For For in Vedanta Aluminum, Sterlite Industries and MALCO 2 Disposal of 38.7% Stake Mgmt For For For in Cairn India ________________________________________________________________________________ Vedanta Resources plc Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 07/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Navin Agarwal Mgmt For For For 5 Elect Naresh Chandra Mgmt For Against Against 6 Elect Aman Mehta Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Mgmt For For For Auditor's Fees 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Veolia Environnement Ticker Security ID: Meeting Date Meeting Status VIE CINS F9686M107 05/16/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Approval of Non Mgmt For For For Tax-Deductible Expenses 7 Allocation of Mgmt For For For Profits/Dividends 8 Scrip Dividend Mgmt For For For 9 Related Party Mgmt For For For Transactions 10 Elect Jacques Mgmt For For For Aschenbroich 11 Elect Maryse Aulagnon Mgmt For For For 12 Elect Nathalie Rachou Mgmt For For For 13 Elect Georges Ralli Mgmt For For For (Groupama SA) 14 Elect Serge Michel Mgmt For Against Against 15 Ratification of the Mgmt For For For Co-option of Olivier Mareuse (Caisse de depots et consignations) 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible Securities w/ Preemptive Rights 18 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible Securities w/o Preemptive Rights 19 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible Securities Through Private Placement 20 Authority to Increase Mgmt For Abstain Against Capital in Consideration for Contributions in Kind 21 Authority to Increase Mgmt For For For Capital Through Capitalizations 22 Authority to Increase Mgmt For Abstain Against Share Issuance Limit 23 Employee Stock Purchase Mgmt For For For Plan 24 Employee Stock Purchase Mgmt For For For Plan for Overseas Employees 25 Authority to Cancel Mgmt For For For Shares and Reduce Capital 26 Authorization of Legal Mgmt For For For Formalities 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Verbund AG Ticker Security ID: Meeting Date Meeting Status VER CINS A91460104 04/12/2012 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Mgmt For For For Supervisory and Management Board Acts 5 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Vestas Wind Systems A/S Ticker Security ID: Meeting Date Meeting Status VWS CINS K9773J128 03/29/2012 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Bert Nordberg Mgmt For For For 8 Elect Carsten Bjerg Mgmt For For For 9 Elect Eija Pitkanen Mgmt For For For 10 Elect Hakan Eriksson Mgmt For For For 11 Elect Jorgen Huno Mgmt For For For Rasmussen 12 Elect Jorn Ankaer Mgmt For Against Against Thomsen 13 Elect Kurt Anker Nielsen Mgmt For For For 14 Elect Lars Olof Mgmt For For For Josefsson 15 Directors' Fees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Viterra Inc. Ticker Security ID: Meeting Date Meeting Status VT CINS 92849T108 03/08/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Thomas Birks Mgmt For For For 3 Elect Thomas Chambers Mgmt For For For 4 Elect Bonnie DuPont Mgmt For For For 5 Elect Brian Gibson Mgmt For For For 6 Elect Perry Gunner Mgmt For For For 7 Elect Tim Hearn Mgmt For For For 8 Elect Dallas Howe Mgmt For For For 9 Elect Kevin Osborn Mgmt For For For 10 Elect Herbert Pinder, Mgmt For For For Jr. 11 Elect Larry Ruud Mgmt For For For 12 Elect Mayo Schmidt Mgmt For For For 13 Elect Max Venning Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Adoption of Amended and Mgmt For For For Restated By-Laws ________________________________________________________________________________ Viterra Inc. Ticker Security ID: Meeting Date Meeting Status VT CINS 92849T108 05/29/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition Mgmt For For For ________________________________________________________________________________ Voestalpine AG Ticker Security ID: Meeting Date Meeting Status VOE CINS A9101Y103 07/06/2011 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Weatherford International Ltd. Ticker Security ID: Meeting Date Meeting Status WFT CUSIP H27013103 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For Against Against Acts 3 Elect Bernard Mgmt For For For Duroc-Danner 4 Elect Samuel Bodman III Mgmt For Against Against 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Moses, Jr. Mgmt For Against Against 9 Elect Guillermo Ortiz Mgmt For For For Martinez 10 Elect Emyr Parry Mgmt For For For 11 Elect Robert Rayne Mgmt For Against Against 12 Ratification of Auditor Mgmt For Against Against 13 Increase in Authorized Mgmt For For For Capital 14 Amendment to 2010 Mgmt For For For Omnibus Incentive Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ West Fraser Timber Co. Ltd. Ticker Security ID: Meeting Date Meeting Status WFT CINS 952845105 04/19/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Henry Ketcham Mgmt For For For 4 Elect Clark Binkley Mgmt For For For 5 Elect J. Duncan Gibson Mgmt For For For 6 Elect Samuel Ketcham Mgmt For Against Against 7 Elect Harald Ludwig Mgmt For For For 8 Elect Gerald Miller Mgmt For For For 9 Elect Robert Phillips Mgmt For For For 10 Elect Janice Rennie Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Transaction of Other Mgmt For Against Against Business 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 04/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Debra Cafaro Mgmt For For For 2 Elect Mark Emmert Mgmt For Against Against 3 Elect Daniel Fulton Mgmt For For For 4 Elect John Kieckhefer Mgmt For For For 5 Elect Wayne Murdy Mgmt For For For 6 Elect Nicole Piasecki Mgmt For For For 7 Elect Charles Williamson Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387201 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Volker Mgmt For For For 1.2 Elect William Hahne Mgmt For For For 1.3 Elect Allan Larson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wilmar International Limited Ticker Security ID: Meeting Date Meeting Status F34 CINS Y9586L109 04/27/2012 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect KUOK Khoon Hong Mgmt For For For 5 Elect LEONG Horn Kee Mgmt For Against Against 6 Elect TAY Kah Chye Mgmt For Against Against 7 Elect YEO Teng Yang Mgmt For For For 8 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 9 Related Party Mgmt For For For Transactions 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Grant Mgmt For For For Options and Issue Shares under the Wilmar Executives Share Option Scheme 2009 ________________________________________________________________________________ Wilmar International Limited Ticker Security ID: Meeting Date Meeting Status F34 CINS Y9586L109 04/27/2012 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Woodside Petroleum Limited Ticker Security ID: Meeting Date Meeting Status WPL CINS 980228100 05/02/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Melinda Cilento Mgmt For For For 3 Elect Robert Cole Mgmt For For For 4 Re-elect Erich Mgmt For For For Fraunschiel 5 Elect Christopher Haynes Mgmt For For For 6 Re-elect Pierre Jungels Mgmt For For For 7 Remuneration Report Mgmt For For For ________________________________________________________________________________ Woongjin Coway Company Limited Ticker Security ID: Meeting Date Meeting Status 021240 CINS Y9694W104 03/23/2012 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For Against Against of Profits/Dividends 2 Amendments to Articles Mgmt For For For (Bundle) 3 Election of Directors Mgmt For For For (Slate) 4 Share Option Grants Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Corporate Auditors' Fees Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ WorleyParsons Limited Ticker Security ID: Meeting Date Meeting Status WOR CINS Q9857K102 10/25/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Ron McNeilly Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Approve Increase in Mgmt For For For NEDs' Fee Cap 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Xstrata Plc Ticker Security ID: Meeting Date Meeting Status XTA CINS G9826T102 05/01/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Remuneration Mgmt For Against Against Report 4 Elect John R.H. Bond Mgmt For For For 5 Elect Mick Davis Mgmt For For For 6 Elect Con Fauconnier Mgmt For For For 7 Elect Ivan Glasenberg Mgmt For Against Against 8 Elect Peter Hooley Mgmt For For For 9 Elect Claude Lamoureux Mgmt For For For 10 Elect Aristotelis Mgmt For For For Mistakidis 11 Elect Tor Peterson Mgmt For For For 12 Elect Trevor Reid Mgmt For For For 13 Elect Sir Steve Robson Mgmt For For For 14 Elect David Rough Mgmt For Against Against 15 Elect Ian Strachan Mgmt For For For 16 Elect Santiago Mgmt For For For Zaldumbide 17 Appointment of Auditor Mgmt For For For and Authority to Set Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Reduction in Share Mgmt For For For Premium Account 21 Authority to Set Mgmt For Against Against General Meeting Notice Period at 20 Days ________________________________________________________________________________ Yamana Gold Inc. Ticker Security ID: Meeting Date Meeting Status YRI CUSIP 98462Y100 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Marrone Mgmt For For For 1.2 Elect Patrick Mars Mgmt For Withhold Against 1.3 Elect John Begeman Mgmt For Withhold Against 1.4 Elect Alexander Davidson Mgmt For Withhold Against 1.5 Elect Richard Graff Mgmt For For For 1.6 Elect Robert Horn Mgmt For For For 1.7 Elect Nigel Lees Mgmt For Withhold Against 1.8 Elect Juvenal Mesquita Mgmt For For For Filho 1.9 Elect Carl Renzoni Mgmt For For For 1.10 Elect Antenor Silva, Jr. Mgmt For Withhold Against 1.11 Elect Dino Titaro Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 02/08/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issue Size Mgmt For For For 3 Bond Period and Mgmt For For For Interest Rate 4 Use of Proceeds Mgmt For For For 5 Arrangement to Place to Mgmt For For For Existing Shareholders 6 Guarantee Mgmt For For For 7 Listing Arrangement Mgmt For For For 8 Methods for Redemption Mgmt For For For and Payment of Interest 9 Warranty for Repayment Mgmt For For For of Bonds 10 Valid Period Mgmt For For For 11 Ratification of Board Mgmt For For For Acts ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 04/23/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of USD Bonds Mgmt For For For 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 06/22/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Fees of Directors and Mgmt For For For Supervisors 7 Liability Insurance Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Labour and Services Mgmt For For For Agreement 10 Insurance Fund Mgmt For For For Administrative Services Agreement 11 Materials Supply Mgmt For For For Agreement 12 Products, Materials and Mgmt For For For Equipment Leasing Agreement 13 Electricity and Heat Mgmt For For For Agreement 14 Financial Services Mgmt For Against Against Agreement 15 Financing Activities Mgmt For For For 16 Extension of Loan Term Mgmt For For For 17 Provision of Guarantee Mgmt For For For 18 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights 19 Authority to Repurchase Mgmt For For For H Shares ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 06/22/2012 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/10/2012 Voted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Presiding Mgmt For For For Chairman and Individuals to Check Minutes 5 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 6 Compensation Guidelines Mgmt For For For 7 Report on Corporate Mgmt For For For Governance 8 Authority to Set Mgmt For For For Auditor's Fees 9 Directors' Fees Mgmt For For For 10 Nomination Committee Mgmt For For For Fees 11 Election of Directors Mgmt For For For 12 Nomination Committee Mgmt For For For 13 Amendments to the Mgmt For For For Instructions for the Nomination Committee 14 Cancellation of Shares Mgmt For For For 15 Authority to Repurchase Mgmt For For For Shares 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 05/29/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect LI Xiuchen Mgmt For For For 9 Elect YE Kai Mgmt For For For 10 Elect KONG Fanhe Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Acquisition Mgmt For For For 13 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For H Shares 15 Authority to Issue Mgmt For For For Corporate Bonds 16 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 05/29/2012 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition Mgmt For For For 3 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights 4 Authority to Repurchase Mgmt For For For H Shares ________________________________________________________________________________ Zijin Mining Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 03/22/2012 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For For For Guarantees: Ding Jin Limited 3 Authority to Give Mgmt For For For Guarantees: Thrive Build Investments Limited 4 Authority to Give Mgmt For For For Guarantees: Foreign Subsidiaries ________________________________________________________________________________ Zijin Mining Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 05/28/2012 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Authority to Issue Mgmt For For For Corporate Bonds 5 Directors' Report Mgmt For For For 6 Independent Directors' Mgmt For For For Report 7 Supervisors' Report Mgmt For For For 8 Financial Report Mgmt For For For 9 Annual Report Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Allocation of Mgmt For For For Profits/Dividends 12 SHP Regarding Increase ShrHoldr Against N/A N/A in Dividend/Redistribution of Profits 13 Executive Directors' Mgmt For For For and Chairman's Remuneration 14 Elect QIU Xiaohua Mgmt For For For 15 Appointment of Auditor Mgmt For For For and Authority to Set Fees ============================== Semiconductor ETF =============================== ________________________________________________________________________________ Advanced Micro Devices, Inc. Ticker Security ID: Meeting Date Meeting Status AMD CUSIP 007903107 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce Claflin Mgmt For For For 2 Elect W. Michael Barnes Mgmt For For For 3 Elect John Caldwell Mgmt For For For 4 Elect Henry Chow Mgmt For For For 5 Elect Craig Conway Mgmt For For For 6 Elect Nicholas Donofrio Mgmt For For For 7 Elect Paulett Eberhart Mgmt For For For 8 Elect Waleed Al Mgmt For For For Mokarrab Al Muhairi 9 Elect Robert Palmer Mgmt For For For 10 Elect Rory Read Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Altera Corporation Ticker Security ID: Meeting Date Meeting Status ALTR CUSIP 021441100 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Daane Mgmt For For For 2 Elect T. Michael Nevens Mgmt For For For 3 Elect Elisha Finney Mgmt For For For 4 Elect Kevin McGarity Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Thomas Waechter Mgmt For For For 8 Elect Susan Wang Mgmt For For For 9 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 10 Second Amendment to the Mgmt For For For 2005 Equity Incentive Plan 11 Amendment to the 1987 Mgmt For For For Employee Stock Purchase Plan 12 Amendments to Mgmt For For For Certificate of Incorporation & Bylaws to Allow for Shareholder Action by Written Consent 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Hodgson Mgmt For For For 5 Elect Yves-Andre Istel Mgmt For For For 6 Elect Neil Novich Mgmt For For For 7 Elect F. Grant Saviers Mgmt For For For 8 Elect Paul Severino Mgmt For For For 9 Elect Kenton Sicchitano Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aart de Geus Mgmt For For For 2 Elect Stephen Forrest Mgmt For For For 3 Elect Thomas Iannotti Mgmt For For For 4 Elect Susan James Mgmt For For For 5 Elect Alexander Karsner Mgmt For For For 6 Elect Gerhard Parker Mgmt For For For 7 Elect Dennis Powell Mgmt For For For 8 Elect Willem Roelandts Mgmt For Against Against 9 Elect James Rogers Mgmt For For For 10 Elect Michael Splinter Mgmt For For For 11 Elect Robert Swan Mgmt For For For 12 Amendment to the Mgmt For For For Employee Stock Incentive Plan 13 Amendment to the Senior Mgmt For For For Executive Bonus Plan 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ARM Holdings plc Ticker Security ID: Meeting Date Meeting Status ARM CUSIP 042068106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt N/A For N/A 2 Allocation of Mgmt N/A For N/A Profits/Dividends 3 Directors' Remuneration Mgmt N/A For N/A Report 4 Elect Sir John Buchanan Mgmt N/A For N/A 5 Elect Warren East Mgmt N/A For N/A 6 Elect Andy Green Mgmt N/A For N/A 7 Elect Larry Hirst Mgmt N/A For N/A 8 Elect Mike Inglis Mgmt N/A For N/A 9 Elect Mike Muller Mgmt N/A For N/A 10 Elect Kathleen O'Donovan Mgmt N/A For N/A 11 Elect Janice Roberts Mgmt N/A For N/A 12 Elect Philip Rowley Mgmt N/A For N/A 13 Elect Tim Score Mgmt N/A For N/A 14 Elect Simon Segars Mgmt N/A For N/A 15 Elect Young Sohn Mgmt N/A For N/A 16 Appointment of Auditor Mgmt N/A For N/A 17 Authority to Set Mgmt N/A For N/A Auditor's Fees 18 Authority to Issue Mgmt N/A For N/A Shares w/ Preemptive Rights 19 Authority to Issue Mgmt N/A For N/A Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt N/A For N/A Shares 21 Authority to Set Mgmt N/A Against N/A General Meeting Notice Period at 14 Days ________________________________________________________________________________ ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CUSIP N07059186 04/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For For For Supervisory Board Acts 4 Allocation of Mgmt For For For Profits/Dividends 5 Performance Share Plan Mgmt For For For Grant 6 Stock Option Grants to Mgmt For For For Employees 7 Elect O.B. Bilous Mgmt For For For 8 Elect Fritz Frohlich Mgmt For For For 9 Elect Arthur van der Mgmt For For For Poel 10 Appointment of Auditor Mgmt For For For 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Suppress Mgmt For For For Preemptive Rights 13 Authority to Issue Mgmt For For For Shares in Case of Merger/Acquisition 14 Authority to Suppress Mgmt For For For Preemptive Rights in Case of Merger/Acquisition 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Cancel Mgmt For For For Shares ________________________________________________________________________________ Atmel Corporation Ticker Security ID: Meeting Date Meeting Status ATML CUSIP 049513104 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken der Mgmt For For For Torossian 5 Elect Jack Saltich Mgmt For For For 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Avago Technologies Limited Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y0486S104 04/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hock Tan Mgmt For For For 2 Elect Adam Clammer Mgmt For For For 3 Elect John Dickson Mgmt For For For 4 Elect James Diller Mgmt For For For 5 Elect Kenneth Hao Mgmt For Against Against 6 Elect John Hsuan Mgmt For For For 7 Elect Justine Lien Mgmt For For For 8 Elect Donald Macleod Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Directors' Fees Mgmt For For For 11 Authority to Issue Mgmt For For For Shares Without Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares _________________________________________________________ Broadcom Corporation Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Finocchio, Mgmt For For For Jr. 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect Maria Klawe Mgmt For Withhold Against 1.5 Elect John Major Mgmt For Withhold Against 1.6 Elect Scott McGregor Mgmt For For For 1.7 Elect William Morrow Mgmt For For For 1.8 Elect Henry Samueli Mgmt For For For 1.9 Elect Robert Switz Mgmt For Withhold Against 2 Amendment to the 1998 Mgmt For For For Employee Stock Purchase Plan 3 2012 Stock Incentive Mgmt For Against Against Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For Against Against Barshefsky 2 Elect Andy Bryant Mgmt For For For 3 Elect Susan Decker Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Elect Reed Hundt Mgmt For For For 6 Elect Paul Otellini Mgmt For For For 7 Elect James Plummer Mgmt For For For 8 Elect David Pottruck Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Advisory Vote on Electioneering Expenditures ________________________________________________________________________________ Lam Research Corporation Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807108 05/10/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Marvell Technology Group Ltd. Ticker Security ID: Meeting Date Meeting Status MRVL CUSIP G5876H105 06/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Arturo Krueger Mgmt For For For 5 Elect Randhir Thakur Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NVIDIA Corporation Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tench Coxe Mgmt For For For 2 Elect Mark Perry Mgmt For For For 3 Elect Mark Stevens Mgmt For For For 4 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 5 2012 Employee Stock Mgmt For For For Purchase Plan 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ON Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status ONNN CUSIP 682189105 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Atsushi Abe Mgmt For For For 2 Elect Curtis Crawford Mgmt For For For 3 Elect Daryl Ostrander Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Stock Mgmt For For For Incentive Plan ________________________________________________________________________________ Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David McLachlan Mgmt For For For 1.2 Elect David Aldrich Mgmt For For For 1.3 Elect Kevin Beebe Mgmt For For For 1.4 Elect Moiz Beguwala Mgmt For For For 1.5 Elect Timothy Furey Mgmt For For For 1.6 Elect Balakrishnan Iyer Mgmt For Withhold Against 1.7 Elect Thomas Leonard Mgmt For For For 1.8 Elect David McGlade Mgmt For For For 1.9 Elect Robert Schriesheim Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Taiwan Semiconductor Manufacturing Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2330 CUSIP 874039100 06/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Amendments to Mgmt For For For Procedural Rules: Election of Directors and Supervisors 5.1 Elect Morris CHANG Mgmt For For For 5.2 Elect Fan-Cheng TSENG Mgmt For For For 5.3 Elect Johnsee LEE Mgmt For For For 5.4 Elect Rick TSAI Mgmt For For For 5.5 Elect Peter Bonfield Mgmt For Withhold Against 5.6 Elect Stan SHIH Mgmt For For For 5.7 Elect Thomas Engibous Mgmt For Withhold Against 5.8 Elect Gregory CHOW Mgmt For Withhold Against 5.9 Elect Kok-Choo CHEN Mgmt For For For ________________________________________________________________________________ Teradyne, Inc. Ticker Security ID: Meeting Date Meeting Status TER CUSIP 880770102 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For Against Against 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect Daniel Carp Mgmt For For For 3 Elect Carrie Cox Mgmt For For For 4 Elect Pamela Patsley Mgmt For For For 5 Elect Robert Sanchez Mgmt For For For 6 Elect Wayne Sanders Mgmt For For For 7 Elect Ruth Simmons Mgmt For For For 8 Elect Richard Templeton Mgmt For For For 9 Elect Christine Whitman Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For =============================== Solar Energy ETF =============================== ________________________________________________________________________________ 5N Plus Inc. Ticker Security ID: Meeting Date Meeting Status VNP CINS 33833X101 10/06/2011 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For For For (Slate) 3 Appointment of Auditor Mgmt For For For 4 Stock Option Plan and Mgmt For For For Ratification of Grants ________________________________________________________________________________ Amtech Systems, Inc. Ticker Security ID: Meeting Date Meeting Status ASYS CUSIP 032332504 03/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jong Whang Mgmt For For For 1.2 Elect Fokko Pentinga Mgmt For For For 1.3 Elect Michael Garnreiter Mgmt For Withhold Against 1.4 Elect Alfred Giese Mgmt For For For 1.5 Elect Egbert Jan Geert Mgmt For For For Goudena 1.6 Elect SooKap Hahn Mgmt For For For 1.7 Elect Robert King Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Canadian Solar Inc. Ticker Security ID: Meeting Date Meeting Status CSIQ CUSIP 136635109 06/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Withhold Against (Slate) 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Centrotherm Photovoltaics AG Ticker Security ID: Meeting Date Meeting Status CTN CINS D1498H105 08/18/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Authority to Omit Mgmt For Against Against Executive Compensation Disclosure 9 Appointment of Auditor Mgmt For For For 10 Increase in Authorized Mgmt For For For Capital ________________________________________________________________________________ China Sunergy Co., Ltd. Ticker Security ID: Meeting Date Meeting Status CSUN CUSIP 16942X104 08/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tingxiu Lu Mgmt For For For 2 Elect Jian Li Mgmt For For For 3 Elect Stephen Zhifang Mgmt For For For Cai 4 Appointment of Auditor Mgmt For For For 5 Ratification of Mgmt For For For Management Acts ________________________________________________________________________________ First Solar, Inc. Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Ahearn Mgmt For For For 1.2 Elect Richard Chapman Mgmt For For For 1.3 Elect George Hambro Mgmt For For For 1.4 Elect Craig Kennedy Mgmt For For For 1.5 Elect James Nolan Mgmt For For For 1.6 Elect William Post Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Paul Stebbins Mgmt For For For 1.9 Elect Michael Sweeney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 4 Shareholder Proposal ShrHoldr Against Against For Regarding Board Diversity ________________________________________________________________________________ Gintech Energy Corporation Ticker Security ID: Meeting Date Meeting Status 3514 CINS Y270A0100 06/06/2012 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Loss Disposition Mgmt For For For 7 Private Placement Mgmt For Against Against 8 Amendments to Articles Mgmt For For For 9 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 10 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 11 Elect Representative of Mgmt For For For Zhong-Wei Investment Co.,Ltd 12 Elect PAN Wen-Whe Mgmt For For For 13 Elect John T.Yu Mgmt For Against Against 14 Elect Representative of Mgmt For For For Ho Yang assets management 15 Elect Chang Chung-Chien Mgmt For Against Against 16 Elect Paul S.C. Hsu Mgmt For Against Against (Independent Director) 17 Elect WANG Kuan-Shen Mgmt For For For (Independent Director) 18 Elect Representative of Mgmt For For For Witty Corporation (Supervisor) 19 Elect KANG Jung-Pao Mgmt For Against Against (Supervisor) 20 Elect P.C. Chen Mgmt For For For (Supervisor) 21 Non-Compete Mgmt For Against Against Restrictions for Directors 22 Extraordinary Motions Mgmt For Against Against ___________________________________________________ Green Energy Technology Inc. Ticker Security ID: Meeting Date Meeting Status 3519 CINS Y28869108 06/29/2012 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Loss Disposition Mgmt For For For 7 Authority to Issue Mgmt For Against Against Shares w/ or w/o Preemptive Rights 8 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 9 Extraordinary motions Mgmt For Against Against ________________________________________________________________________________ GT Advanced Technologies Ticker Security ID: Meeting Date Meeting Status SOLR CUSIP 3623E0209 08/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Conaway Mgmt For For For 1.2 Elect Ernest Godshalk Mgmt For For For 1.3 Elect Thomas Gutierrez Mgmt For For For 1.4 Elect Matthew Massengill Mgmt For For For 1.5 Elect Mary Petrovich Mgmt For For For 1.6 Elect Robert Switz Mgmt For For For 1.7 Elect Noel Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Incentive Mgmt For For For Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Hanwha SolarOne Co. Ltd. Ticker Security ID: Meeting Date Meeting Status HSOL CUSIP 41135V103 12/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David WANG Mgmt For For For 2 Elect Hee Cheul Kim Mgmt For For For 3 Approval to Grant Mgmt For For For Directors Authority to Determine Terms of Share Repurchases 4 Approval of Prior Mgmt For For For Repurchases ________________________________________________________________________________ JA Solar Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status JASO CUSIP 466090107 08/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Erying Jia Mgmt For Against Against 3 Elect Liu Yong Mgmt For For For 4 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ JinkoSolar Holding Co. Ltd. Ticker Security ID: Meeting Date Meeting Status JKS CUSIP 47759T100 09/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For - Change in Company Name 2 Elect Kangping Chen Mgmt For Against Against 3 Elect Xianhua Li Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Amendment to the Long Mgmt For For For Term Incentive Plan 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ LDK Solar Co. Ltd. Ticker Security ID: Meeting Date Meeting Status LDK CUSIP 50183L107 09/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect ZHU Liangbao Mgmt For For For 3 Elect SHAO Yonggang Mgmt For Against Against 4 Elect Maurice Wai-fung Mgmt For For For Ngai 5 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ MEMC Electronic Materials, Inc. Ticker Security ID: Meeting Date Meeting Status WFR CUSIP 552715104 05/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Boehlke Mgmt For Against Against 2 Elect Emmanuel Hernandez Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Approval of a One-Time Mgmt For For For Stock Option Exchange for Eligible Employees 6 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ______________________________________________________________________________ Phoenix Solar AG Ticker Security ID: Meeting Date Meeting Status PS4 CINS D6086J116 07/14/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Compensation Report Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Increase in Authorized Mgmt For For For Capital 11 Supervisory Board Mgmt For Against Against Members' Fees ________________________________________________________________________________ Power-One, Inc. Ticker Security ID: Meeting Date Meeting Status PWER CUSIP 73930R102 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jon Gacek Mgmt For For For 2 Elect Kambiz Hooshmand Mgmt For For For 3 Elect C. Mark Mgmt For For For Melliar-Smith 4 Elect Richard Swanson Mgmt For For For 5 Elect Jay Walters Mgmt For For For 6 Elect Richard Thompson Mgmt For For For 7 Elect Kyle Ryland Mgmt For For For 8 Elect Ajay Shah Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ ReneSola Ltd Ticker Security ID: Meeting Date Meeting Status SOL CUSIP 75971T103 09/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Xianshou Li Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Renewable Energy Corporation ASA Ticker Security ID: Meeting Date Meeting Status REC CINS R7199U100 05/22/2012 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Election of Presiding Mgmt For TNA N/A Chairman and Individuals to Check Minutes 7 Notice of Meeting and Mgmt For TNA N/A Agenda 8 Directors' and Mgmt For TNA N/A Nomination Committee Members' Fees 9 Authority to Set Mgmt For TNA N/A Auditor's Fees 10 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 11 Compensation Guidelines Mgmt For TNA N/A 12 Incentive Compensation Mgmt For TNA N/A Guidelines 13 Amendments to Articles Mgmt For TNA N/A Regarding Shareholder Registration 14 Authority to Issue Mgmt For TNA N/A Shares to Carry Out Investments, Acquisitions and Mergers 15 Authority to Issue Mgmt For TNA N/A Shares to Provide the Company with Financial Flexibility 16 Authority to Repurchase Mgmt For TNA N/A Shares to Fulfill Obligations Pursuant to the Employee Share Purchase Program 17 Authority to Repurchase Mgmt For TNA N/A Shares Pursuant to the Company's Option Program 18 Authority to Repurchase Mgmt For TNA N/A Shares to Increase Return to Shareholders 19 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments to Carry Out Investments and Acquisitions 20 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments to Provide the Company with Financial Flexibility 21 Election of Directors Mgmt For TNA N/A 22 Elect Rune Selmar to Mgmt For TNA N/A Nominating Committee ________________________________________________________________________________ SatCon Technology Corporation Ticker Security ID: Meeting Date Meeting Status SATC CUSIP 803893106 06/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Dwight Mgmt For Withhold Against 1.2 Elect David Prend Mgmt For Withhold Against 1.3 Elect Charles Rhoades Mgmt For Withhold Against 2 Increase of Authorized Mgmt For For For Common Stock 3 Conversion of Debt Mgmt For For For Instruments 4 Reverse Stock Split Mgmt For For For 5 Amendment to the 2005 Mgmt For Against Against Incentive Compensation Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SMA Solar Technology AG Ticker Security ID: Meeting Date Meeting Status S92 CINS D7008K108 05/22/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratify Gunther Cramer Mgmt For For For 7 Ratify Peter Drews Mgmt For For For 8 Ratify Roland Grebe Mgmt For For For 9 Ratify Pierre-Pascal Mgmt For For For Urbon 10 Ratify Marko Werner Mgmt For For For 11 Ratify Jurgen Dolle Mgmt For For For 12 Ratify Uwe Hertel Mgmt For For For 13 Ratify Gunther Cramer Mgmt For For For 14 Ratify Peter Drews Mgmt For For For 15 Ratify Siegfried Drueker Mgmt For For For 16 Ratify Erik Ehrentraut Mgmt For For For 17 Ratify Gunther Hackl Mgmt For For For 18 Ratify Johannes Hade Mgmt For For For 19 Ratify Winfried Hoffmann Mgmt For For For 20 Ratify Martin Mgmt For For For Hoppe-Kilpper 21 Ratify Werner Kleinkauf Mgmt For For For 22 Ratify Ullrich Mebmer Mgmt For For For 23 Ratify Alexander Naujoks Mgmt For For For 24 Ratify Joachim Schlosser Mgmt For For For 25 Ratify Reiner Wettlaufer Mgmt For For For 26 Ratify Mirko Zeidler Mgmt For For For 27 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Solartech Energy Corp Ticker Security ID: Meeting Date Meeting Status 3561 CINS Y806AL105 06/27/2012 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Loss Disposition Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 9 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 10 Amendments to Mgmt For For For Procedural Rules: Derivative Transactions 11 Authority to Issue Mgmt For Against Against Shares w/ or w/o Preemptive Rights 12 Employee Restricted Mgmt For Against Against Stock Plan 13 Extraordinary Motions Mgmt For Against Against ________________________________________________________________________________ SolarWorld AG Ticker Security ID: Meeting Date Meeting Status SWV CINS D7045Y103 05/24/2012 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For Against Against Profits/Dividends 6 Ratification of Mgmt For Against Against Management Board Acts 7 Ratification of Mgmt For Against Against Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ STR Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status STRI CUSIP 78478V100 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis Jilot Mgmt For For For 1.2 Elect Scott Brown Mgmt For For For 1.3 Elect Robert Chiste Mgmt For For For 1.4 Elect John Janitz Mgmt For Withhold Against 1.5 Elect Uwe Krueger Mgmt For For For 1.6 Elect Andrew Leitch Mgmt For For For 1.7 Elect Dominick Schiano Mgmt For Withhold Against 1.8 Elect Susan Schnabel Mgmt For Withhold Against 1.9 Elect Robert Yorgensen Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SunPower Corporation Ticker Security ID: Meeting Date Meeting Status SPWR CUSIP 867652406 05/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnaud Chaperon Mgmt For For For 1.2 Elect Jerome Schmitt Mgmt For For For 1.3 Elect Pat Wood, III Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ SunPower Corporation Ticker Security ID: Meeting Date Meeting Status SPWRA CUSIP 867652307 11/15/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elimination of Dual Mgmt For For For Class Stock 2 Temporary Restoration Mgmt For For For of Written Consent 3 Amendment to the 2005 Mgmt For Against Against Stock Incentive Plan ________________________________________________________________________________ Trina Solar Limited Ticker Security ID: Meeting Date Meeting Status TSL CUSIP 89628E104 09/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Junfeng Li Mgmt For For For 2 Elect Liping Qiu Mgmt For For For 3 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Yingli Green Energy Holding Company Limited Ticker Security ID: Meeting Date Meeting Status YGE CUSIP 98584B103 08/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Ming Huang Mgmt For For For 3 Elect Junmin Liu Mgmt For For For 4 Appointment of Auditor Mgmt For For For =================================== Steel ETF ================================== ________________________________________________________________________________ A.M. Castle & Co. Ticker Security ID: Meeting Date Meeting Status CAS CUSIP 148411101 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Reuben Donnelley Mgmt For For For 1.3 Elect Ann Drake Mgmt For For For 1.4 Elect Michael Goldberg Mgmt For For For 1.5 Elect Patrick Herbert, Mgmt For Withhold Against III 1.6 Elect Terrence Keating Mgmt For For For 1.7 Elect James Kelly Mgmt For For For 1.8 Elect Pamela Forbes Mgmt For For For Lieberman 1.9 Elect Gary Masse Mgmt For For For 1.10 Elect John McCartney Mgmt For For For 2 Conversion of Debt Mgmt For For For Instruments 3 Increase of Authorized Mgmt For For For Common Stock 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AK Steel Holding Corporation Ticker Security ID: Meeting Date Meeting Status AKS CUSIP 001547108 05/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard Abdoo Mgmt For Against Against 2 Elect John Brinzo Mgmt For Against Against 3 Elect Dennis Cuneo Mgmt For For For 4 Elect William Gerber Mgmt For For For 5 Elect Bonnie Hill Mgmt For Against Against 6 Elect Robert Jenkins Mgmt For Against Against 7 Elect Ralph Michael III Mgmt For Against Against 8 Elect Shirley Peterson Mgmt For For For 9 Elect James Thomson Mgmt For For For 10 Elect James Wainscott Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Allegheny Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status ATI CUSIP 01741R102 05/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Harshman Mgmt For For For 1.2 Elect Diane Creel Mgmt For Withhold Against 1.3 Elect John Pipski Mgmt For For For 1.4 Elect James Rohr Mgmt For Withhold Against 1.5 Elect Louis Thomas Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Incentive Plan 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CUSIP 03938L104 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consolidated Accounts Mgmt For For For and Reports 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Fees Mgmt For For For 5 Ratification of Board Mgmt For For For Acts 6 Elect Naranayan Vaghul Mgmt For For For 7 Elect Wilbur Ross, Jr. Mgmt For Against Against 8 Elect Tye Burt Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Restricted Share Unit Mgmt For For For Plan 11 Performance Share Unit Mgmt For For For Plan 12 Increase in Authorized Mgmt For For For Share Capital 13 Amendments to Articles Mgmt For For For 14 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Carpenter Technology Corporation Ticker Security ID: Meeting Date Meeting Status CRS CUSIP 144285103 10/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert McMaster Mgmt For For For 1.2 Elect Gregory Pratt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Stock-Based Incentive Compensation Plan for Officers and Key Employees 4 Amendment to the Mgmt For For For Executive Bonus Compensation Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Cliffs Natural Resources Inc. Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 18683K101 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Carrabba Mgmt For For For 2 Elect Susan Cunningham Mgmt For Against Against 3 Elect Barry Eldridge Mgmt For For For 4 Elect Andres Gluski Mgmt For For For 5 Elect Susan Green Mgmt For For For 6 Elect Janice Henry Mgmt For For For 7 Elect James Kirsch Mgmt For For For 8 Elect Francis McAllister Mgmt For For For 9 Elect Richard Riederer Mgmt For For For 10 Elect Richard Ross Mgmt For For For 11 Amendment to Mgmt For Against Against Regulations to allow the Board to Amend the Regulations without Shareholder Approval 12 Advisory Vote on Mgmt For For For Executive Compensation 13 2012 Incentive Equity Mgmt For For For Plan 14 2012 Executive Mgmt For For For Management Performance Incentive Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Commercial Metals Company Ticker Security ID: Meeting Date Meeting Status CMC CUSIP 201723103 02/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harold Adams Mgmt For Withhold Against 1.2 Elect Joseph Alvarado Mgmt For For For 1.3 Elect Anthony Massaro Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Shareholder Proposals ShrHoldr Against For Against Regarding Redemption of Poison Pill 6 Shareholder Proposal ShrHoldr Against For Against Regarding Shareholder Approval of Poison Pills 7 Shareholder Proposal ShrHoldr Against For Against Regarding Bylaw Repeal Amendments _______________________________________________________________________________ Gibraltar Industries, Inc. Ticker Security ID: Meeting Date Meeting Status ROCK CUSIP 374689107 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Campbell Mgmt For For For 2 Elect Robert Sadler, Jr. Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Approval of the Mgmt For For For Material Terms of the Annual Performance Stock Unit Grant 5 Amendment to the Mgmt For For For Certificate of Incorporation to Allow for Action by Written Consent 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Grupo Simec S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status SIMEC CUSIP 400491106 04/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Quorum and Minitues Mgmt For For For 2 Report of the CEO Mgmt For Abstain Against 3 Accounts and Reports Mgmt For Abstain Against 4 Report of the Board of Mgmt For Abstain Against Directors 5 Report of the Audit and Mgmt For Abstain Against Corporate Governance Committee 6 Report on Tax Compliance Mgmt For Abstain Against 7 Allocation of Profits Mgmt For Abstain Against 8 Election of Directors; Mgmt For Abstain Against Election of Board Committee Members 9 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ L.B. Foster Company Ticker Security ID: Meeting Date Meeting Status FSTR CUSIP 350060109 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Bauer Mgmt For For For 1.2 Elect Lee Foster II Mgmt For For For 1.3 Elect Peter McIlroy II Mgmt For For For 1.4 Elect G. Thomas McKane Mgmt For Withhold Against 1.5 Elect Diane Owen Mgmt For For For 1.6 Elect William Rackoff Mgmt For For For 1.7 Elect Suzanne Rowland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation _____________________________________________________ Mechel OAO Ticker Security ID: Meeting Date Meeting Status MTLR CUSIP 583840103 06/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt N/A Against N/A 2 Financial Statements Mgmt N/A Against N/A 3 Allocation of Mgmt N/A For N/A Profits/Dividends 4.1 Elect David Johnson Mgmt For Withhold Against 4.2 Elect Vladimir Gusev Mgmt For Withhold Against 4.3 Elect Alexander Mgmt For For For Yevtushenko 4.4 Elect Igor Zyuzin Mgmt For Withhold Against 4.5 Elect Igor Kozhukhovksy Mgmt For For For 4.6 Elect Yevgeny V. Mikhel Mgmt For Withhold Against 4.7 Elect Valentin Mgmt For Withhold Against Proskurnya 4.8 Elect Roger Gale Mgmt For Withhold Against 4.9 Elect Viktor Trigubco Mgmt For Withhold Against 5 Elect Elena V. Mgmt N/A For N/A Pavlovskaya-Moknatkina 6 Elect Natalya Mikhaylova Mgmt N/A For N/A 7 Elect Andrei Stepanov Mgmt N/A For N/A 8 Appointment of Auditor Mgmt N/A For N/A 9 Amendments to Director Mgmt N/A Abstain N/A Remuneration Regulations 10 Related Party Mgmt N/A For N/A Transactions ________________________________________________________________________________ Mechel OAO Ticker Security ID: Meeting Date Meeting Status MTLR CUSIP 583840103 09/09/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clayton Daley, Jr. Mgmt For For For 1.2 Elect John Ferriola Mgmt For For For 1.3 Elect Harvey Gantt Mgmt For For For 1.4 Elect Bernard Kasriel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Olympic Steel, Inc. Ticker Security ID: Meeting Date Meeting Status ZEUS CUSIP 68162K106 05/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Wolfort Mgmt For For For 1.2 Elect Ralph Della Ratta Mgmt For Withhold Against 1.3 Elect Dirk Kempthorne Mgmt For For For 1.4 Elect Howard Goldstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Reapproval of Material Mgmt For For For Terms for Performance-Based Awards ________________________________________________________________________________ Posco Ticker Security ID: Meeting Date Meeting Status 005490 CUSIP 693483109 03/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Allocation Mgmt For For For of Profits/Dividends 2 Amendments to Articles Mgmt For Against Against 3 Elect HAN Joon Ho Mgmt For For For 4 Elect LEE Young Sun Mgmt For For For 5 Elect LEE Chang Hee Mgmt For For For 6 Elect James Bemowski Mgmt For For For 7 Elect LEE Young Sun Mgmt For For For 8 Elect LEE Chang Hee Mgmt For For For 9 Elect CHUNG Joon Yang Mgmt For For For as CEO 10 Elect PARK Han Yong Mgmt For For For 11 Elect CHO Noi Ha Mgmt For For For 12 Elect PARK Ki Hong Mgmt For For For 13 Elect KIM Joon Sik Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Special Contribution Mgmt For Against Against Bonus to PARK Tae Joon ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Hannah Mgmt For For For 1.2 Elect Mark Kaminski Mgmt For For For 1.3 Elect Gregg Mollins Mgmt For For For 1.4 Elect Andrew Sharkey III Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CUSIP 767204100 04/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Chris Lynch Mgmt For For For 4 Elect John Varley Mgmt For For For 5 Elect Tom Albanese Mgmt For For For 6 Elect Robert Brown Mgmt For For For 7 Elect Vivienne Cox Mgmt For For For 8 Elect Jan du Plessis Mgmt For For For 9 Elect Guy Elliott Mgmt For For For 10 Elect Michael Mgmt For For For Fitzpatrick 11 Elect Ann Godbehere Mgmt For For For 12 Elect Richard Goodmanson Mgmt For For For 13 Elect Lord John Kerr of Mgmt For For For Kinlochard 14 Elect Paul Tellier Mgmt For For For 15 Elect Samuel Walsh Mgmt For For For 16 Appointment of Auditor Mgmt For For For and Authority to Set Fees 17 Global Employee Share Mgmt For For For Plan 18 Share Savings Plan Mgmt For For For Renewal 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Schnitzer Steel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SCHN CUSIP 806882106 01/25/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Anderson Mgmt For For For 1.2 Elect John Carter Mgmt For For For 1.3 Elect Kenneth Novack Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Millett Mgmt For For For 1.2 Elect Richard Teets, Jr. Mgmt For For For 1.3 Elect John Bates Mgmt For Withhold Against 1.4 Elect Keith Busse Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Gabriel Shaheen Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Ternium S.A. Ticker Security ID: Meeting Date Meeting Status TX CUSIP 880890108 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consolidated Account Mgmt For For For and Reports 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Mgmt For For For Acts 5 Election of Directors Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 8 Delegation of Mgmt For For For Authorities 9 Appointment of Mgmt For For For Attorney-in-Fact ________________________________________________________________________________ The Timken Company Ticker Security ID: Meeting Date Meeting Status TKR CUSIP 887389104 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Ralston Mgmt For Withhold Against 1.2 Elect John Reilly Mgmt For For For 1.3 Elect John Timken, Jr. Mgmt For Withhold Against 1.4 Elect Jacqueline Woods Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ United States Steel Corporation Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank Lucchino Mgmt For For For 2 Elect Seth Schofield Mgmt For Against Against 3 Elect John Surma Mgmt For For For 4 Elect David Sutherland Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Universal Stainless & Alloy Products, Inc. Ticker Security ID: Meeting Date Meeting Status USAP CUSIP 913837100 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Ayers Mgmt For For For 1.2 Elect Douglass Dunn Mgmt For For For 1.3 Elect M. David Kornblatt Mgmt For For For 1.4 Elect Dennis Oates Mgmt For For For 1.5 Elect Udi Toledano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For Against Against Common Stock 4 Omnibus Incentive Plan Mgmt For For For 5 Amendment to the Mgmt For For For Employee Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Vale SA Ticker Security ID: Meeting Date Meeting Status VALE5 CUSIP 91912E105 04/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 3 Election of Supervisory Mgmt N/A For N/A Council Members 4 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Worthington Industries, Inc. Ticker Security ID: Meeting Date Meeting Status WOR CUSIP 981811102 09/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Endres Mgmt For For For 2 Elect Ozey Horton, Jr. Mgmt For For For 3 Elect Peter Karmanos, Mgmt For Against Against Jr. 4 Elect Carl Nelson, Jr. Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 7 Amendment to the 2006 Mgmt For For For Equity Incentive Plan for Non-Employee Directors 8 Ratification of Auditor Mgmt For For For ========================= Unconventional Oil & Gas ETF ========================= ________________________________________________________________________________ Aurora Oil & Gas Limited Ticker Security ID: Meeting Date Meeting Status AUT CINS Q0698D100 06/28/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities 3 Approve Issue of Mgmt For For For Securities (NED Gren Schoch) 4 Approve Issue of Mgmt For For For Securities (Executive Chairman Jonathan Stewart) 5 Approve Issue of Mgmt For For For Securities (NED William Molson) 6 Approve Issue of Mgmt For For For Securities (NED Alan Watson) 7 Approve Issue of Mgmt For For For Securities (NED Fiona Harris) ________________________________________________________________________________ Berry Petroleum Company Ticker Security ID: Meeting Date Meeting Status BRY CUSIP 085789105 05/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph Busch, III Mgmt For For For 1.2 Elect William Bush, Jr. Mgmt For For For 1.3 Elect Stephen Cropper Mgmt For For For 1.4 Elect J. Herbert Gaul, Mgmt For For For Jr. 1.5 Elect Stephen Hadden Mgmt For For For 1.6 Elect Robert Heinemann Mgmt For For For 1.7 Elect Thomas Jamieson Mgmt For For For 1.8 Elect J. Frank Keller Mgmt For For For 1.9 Elect Michael Reddin Mgmt For For For 1.10 Elect Martin Young, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG ISIN US1270971039 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rhys Best Mgmt For For For 2 Elect Robert Kelley Mgmt For For For 3 Elect P. Dexter Peacock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Increase of Authorized Mgmt For For For Common Stock 7 Repeal of Classified Mgmt For For For Board 8 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability Criteria 9 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ Canadian Natural Resources Ltd. Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/03/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Catherine Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy Faithfull Mgmt For For For 1.4 Elect Gary Filmon Mgmt For For For 1.5 Elect Christopher Fong Mgmt For For For 1.6 Elect Gordon Giffin Mgmt For Withhold Against 1.7 Elect Wilfred Gobert Mgmt For For For 1.8 Elect Steve Laut Mgmt For For For 1.9 Elect Keith MacPhail Mgmt For For For 1.10 Elect Allan Markin Mgmt For For For 1.11 Elect Frank McKenna Mgmt For For For 1.12 Elect James Palmer Mgmt For Withhold Against 1.13 Elect Eldon Smith Mgmt For For For 1.14 Elect David Tuer Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendments to Preferred Mgmt For Against Against Shares 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Davidson Mgmt For Withhold Against 1.2 Elect V. Burns Hargis Mgmt For Withhold Against 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the Long Mgmt For For For Term Incentive Plan 5 2012 Annual Incentive Mgmt For Against Against Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Reincorporation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 9 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 10 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven Beal Mgmt For For For 1.2 Elect Tucker Bridwell Mgmt For For For 1.3 Elect Mark Puckett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect Philip Baxter Mgmt For For For 1.3 Elect James Altmeyer, Mgmt For Withhold Against Sr. 1.4 Elect William Davis Mgmt For For For 1.5 Elect Raj Gupta Mgmt For For For 1.6 Elect Patricia Hammick Mgmt For For For 1.7 Elect David Hardesty, Mgmt For Withhold Against Jr. 1.8 Elect John Mills Mgmt For For For 1.9 Elect William Powell Mgmt For For For 1.10 Elect Joseph Williams Mgmt For For For 2 Amendment to the Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Continental Resources, Inc. Ticker Security ID: Meeting Date Meeting Status CLR CUSIP 212015101 06/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ellis McCain Mgmt For For For 1.2 Elect Mark Monroe Mgmt For Withhold Against 1.3 Elect Edward Schafer Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Denbury Resources Inc. Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wieland Wettstein Mgmt For For For 1.2 Elect Michael Beatty Mgmt For For For 1.3 Elect Michael Decker Mgmt For For For 1.4 Elect Ronald Greene Mgmt For For For 1.5 Elect Gregory McMichael Mgmt For For For 1.6 Elect Kevin Myers Mgmt For For For 1.7 Elect Gareth Roberts Mgmt For For For 1.8 Elect Phil Rykhoek Mgmt For For For 1.9 Elect Randy Stein Mgmt For For For 1.10 Elect Laura Sugg Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Elimination of Mgmt For For For Two-Thirds Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions 4 Amendment of the Mgmt For Against Against Limited Liability Company Agreement 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Henry Mgmt For Withhold Against 1.2 Elect John Hill Mgmt For For For 1.3 Elect Michael Kanovsky Mgmt For For For 1.4 Elect Robert Mosbacher, Mgmt For Withhold Against Jr. 1.5 Elect J. Larry Nichols Mgmt For For For 1.6 Elect Duane Radtke Mgmt For For For 1.7 Elect Mary Ricciardello Mgmt For For For 1.8 Elect John Richels Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Right to Call a Special Mgmt For For For Meeting 5 2012 Incentive Mgmt For For For Compensation Plan 6 Amendment to the 2009 Mgmt For For For Long-Term Incentive Plan 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George Alcorn Mgmt For Against Against 2 Elect Charles Crisp Mgmt For Against Against 3 Elect James Day Mgmt For Against Against 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Mgmt For Against Against Steward 6 Elect Donald Textor Mgmt For Against Against 7 Elect Frank Wisner Mgmt For Against Against 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 11 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ EXCO RESOURCES, INC. Ticker Security ID: Meeting Date Meeting Status XCO CUSIP 269279402 05/31/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas Miller Mgmt For For For 1.2 Elect Stephen Smith Mgmt For Withhold Against 1.3 Elect Jeffrey Benjamin Mgmt For For For 1.4 Elect Earl Ellis Mgmt For For For 1.5 Elect B. James Ford Mgmt For Withhold Against 1.6 Elect Mark Mulhern Mgmt For For For 1.7 Elect T. Boone Pickens Mgmt For For For 1.8 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.9 Elect Jeffrey Serota Mgmt For Withhold Against 1.10 Elect Robert Stillwell Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Forest Oil Corporation Ticker Security ID: Meeting Date Meeting Status FST CUSIP 346091 05/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dod Fraser Mgmt For For For 1.2 Elect James Lightner Mgmt For For For 1.3 Elect Patrick McDonald Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gulfport Energy Corporation Ticker Security ID: Meeting Date Meeting Status GPOR CUSIP 402635304 06/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mike Liddell Mgmt For For For 1.2 Elect Donald Dillingham Mgmt For For For 1.3 Elect Craig Groeschel Mgmt For For For 1.4 Elect David Houston Mgmt For For For 1.5 Elect James Palm Mgmt For For For 1.6 Elect Scott Streller Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Hess Mgmt For For For 2 Elect Samuel Bodman, III Mgmt For Against Against 3 Elect Risa Mgmt For For For Lavizzo-Mourey 4 Elect Craig Matthews Mgmt For For For 5 Elect Ernst von Metzsch Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Amendment to the 2008 Mgmt For For For Long-Term Incentive Plan 9 Shareholder Proposal ShrHoldr N/A For N/A Regarding Declassification of the Board ________________________________________________________________________________ Kodiak Oil & Gas Corp. Ticker Security ID: Meeting Date Meeting Status KOG CUSIP 50015Q100 06/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lynn Peterson Mgmt For For For 2 Elect James Catlin Mgmt For Against Against 3 Elect Rodney Knutson Mgmt For For For 4 Elect Herrick Lidstone, Mgmt For Against Against Jr. 5 Elect William Krysiak Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Newfield Exploration Company Ticker Security ID: Meeting Date Meeting Status NFX CUSIP 651290108 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lee Boothby Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Pamela Gardner Mgmt For For For 4 Elect John Kemp III Mgmt For For For 5 Elect J. Michael Lacey Mgmt For For For 6 Elect Joseph Netherland Mgmt For For For 7 Elect Howard Newman Mgmt For For For 8 Elect Thomas Ricks Mgmt For For For 9 Elect Juanita Romans Mgmt For For For 10 Elect Charles Shultz Mgmt For For For 11 Elect J. Terry Strange Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For For For 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Northern Oil & Gas, Inc. Ticker Security ID: Meeting Date Meeting Status NOG CUSIP 665531109 05/30/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Reger Mgmt For For For 1.2 Elect Robert Grabb Mgmt For For For 1.3 Elect Delos Jamison Mgmt For For For 1.4 Elect Jack King Mgmt For For For 1.5 Elect Lisa Meier Mgmt For For For 1.6 Elect Loren O'Toole Mgmt For For For 1.7 Elect Ricahrd Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Oasis Petroleum Inc. Ticker Security ID: Meeting Date Meeting Status OAS CUSIP 674215108 05/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Cassidy Mgmt For For For 1.2 Elect Taylor Reid Mgmt For For For 1.3 Elect Bobby Shacklous Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Aziz Syriani Mgmt For For For 11 Elect Rosemary Tomich Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board ________________________________________________________________________________ Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Arthur Mgmt For For For 2 Elect Andrew Cates Mgmt For For For 3 Elect Scott Reiman Mgmt For For For 4 Elect Scott Sheffield Mgmt For For For 5 Repeal of Classified Mgmt For For For Board 6 Amendment to the Mgmt For For For Employee Stock Purchase Plan 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Plains Exploration & Production Company Ticker Security ID: Meeting Date Meeting Status PXP CUSIP 726505100 05/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Flores Mgmt For For For 2 Elect Isaac Arnold, Jr. Mgmt For For For 3 Elect Alan Buckwalter, Mgmt For For For III 4 Elect Jerry Dees Mgmt For Against Against 5 Elect Tom Delimitros Mgmt For For For 6 Elect Thomas Fry, III Mgmt For For For 7 Elect Charles Groat Mgmt For For For 8 Elect John Lollar Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ QEP Resources, Inc. Ticker Security ID: Meeting Date Meeting Status QEP CUSIP 74733V100 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Phillips Baker, Mgmt For Withhold Against Jr. 1.2 Elect Charles Stanley Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Cash Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr N/A For N/A Regarding Declassification of the Board ________________________________________________________________________________ Range Resources Corporation Ticker Security ID: Meeting Date Meeting Status RRC CUSIP 75281A109 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For For For 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 13 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability ________________________________________________________________________________ Rosetta Resources Inc. Ticker Security ID: Meeting Date Meeting Status ROSE CUSIP 777779109 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Beckler Mgmt For For For 1.2 Elect Matthew Fitzgerald Mgmt For For For 1.3 Elect Philip Mgmt For For For Frederickson 1.4 Elect D. Henry Houston Mgmt For For For 1.5 Elect Randy Limbacher Mgmt For For For 1.6 Elect Josiah Low III Mgmt For For For 1.7 Elect Donald Patteson, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SM Energy Company Ticker Security ID: Meeting Date Meeting Status SM CUSIP 78454L100 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara Baumann Mgmt For For For 2 Elect Anthony Best Mgmt For For For 3 Elect Larry Bickle Mgmt For For For 4 Elect Stephen Brand Mgmt For For For 5 Elect William Gardiner Mgmt For For For 6 Elect Julio Quintana Mgmt For For For 7 Elect John Seidl Mgmt For For For 8 Elect William Sullivan Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lewis Epley, Jr. Mgmt For For For 2 Elect Robert Howard Mgmt For For For 3 Elect Catherine Kehr Mgmt For For For 4 Elect Greg Kerley Mgmt For Against Against 5 Elect Harold Korell Mgmt For For For 6 Elect Vello Kuuskraa Mgmt For For For 7 Elect Kenneth Mourton Mgmt For For For 8 Elect Steven Mueller Mgmt For For For 9 Elect Charles Scharlau Mgmt For For For 10 Elect Alan Stevens Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares After Retirement ________________________________________________________________________________ Talisman Energy Inc. Ticker Security ID: Meeting Date Meeting Status TLM CUSIP 87425E103 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christiane Mgmt For For For Bergevin 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect William Dalton Mgmt For For For 1.4 Elect Kevin Dunne Mgmt For For For 1.5 Elect Harold Kvisle Mgmt For For For 1.6 Elect John Manzoni Mgmt For For For 1.7 Elect Lisa Stewart Mgmt For For For 1.8 Elect Peter Tomsett Mgmt For For For 1.9 Elect Michael Waites Mgmt For For For 1.10 Elect Charles Williamson Mgmt For For For 1.11 Elect Charles Winograd Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan Armstrong Mgmt For For For 2 Elect Joseph Cleveland Mgmt For For For 3 Elect Irl Engelhardt Mgmt For For For 4 Elect John Hagg Mgmt For For For 5 Elect Juanita Hinshaw Mgmt For For For 6 Elect Frank MacInnis Mgmt For For For 7 Elect Steven Nance Mgmt For For For 8 Elect Murray Smith Mgmt For For For 9 Elect Janice Stoney Mgmt For For For 10 Elect Laura Sugg Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Stephen McDaniel Mgmt For For For 4 Elect Roger Brown Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Reapproval of Mgmt For For For Performance Criteria for Executive Officer Performance-Based Compensation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Hydraulic Fracturing ________________________________________________________________________________ Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387201 05/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Volker Mgmt For For For 1.2 Elect William Hahne Mgmt For For For 1.3 Elect Allan Larson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ========================= Uranium + Nuclear Energy ETF ========================= ________________________________________________________________________________ Areva Ticker Security ID: Meeting Date Meeting Status AREVA CINS F0379H125 05/10/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions (with CEA & EDF) 8 Related Party Mgmt For For For Transactions (Fonds Strategique d'Investissement) 9 Severance Agreement Mgmt For For For (Luc Oursel) 10 Severance Agreement Mgmt For For For (Philippe Knoche) 11 Severance Agreement Mgmt For For For (Pierre Aubouin) 12 Related Party Mgmt For For For Transactions (Severance Agreements with Other Parties) 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Mgmt For For For Shares 15 Amendment Regarding Mgmt For For For Powers of the Supervisory Board 16 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 17 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities w/o Preemptive Rights 18 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities through Private Placement 19 Authority to Increase Mgmt For Against Against Share Issuance Limit 20 Authority to Set the Mgmt For Against Against Offering Price of Shares 21 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 22 Authority to Increase Mgmt For For For Capital through Capitalizations 23 Employee Stock Purchase Mgmt For For For Plan 24 Global Ceiling on Mgmt For For For Capital Increases and Debt Issuances 25 Authorization of Legal Mgmt For For For Formalities 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cameco Corporation Ticker Security ID: Meeting Date Meeting Status CCO CUSIP 13321L108 05/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Miscellaneous - Mgmt For Abstain Against Resident Status 2.1 Elect Ian Bruce Mgmt For For For 2.2 Elect Daniel Camus Mgmt For For For 2.3 Elect John Clappison Mgmt For For For 2.4 Elect Joe Colvin Mgmt For For For 2.5 Elect James Curtiss Mgmt For For For 2.6 Elect Donald Deranger Mgmt For Withhold Against 2.7 Elect Timothy Gitzel Mgmt For For For 2.8 Elect James Gowans Mgmt For For For 2.9 Elect Nancy Hopkins Mgmt For For For 2.10 Elect Oyvind Hushovd Mgmt For For For 2.11 Elect A. Anne McLellan Mgmt For For For 2.12 Elect A. Neil McMillan Mgmt For For For 2.13 Elect Victor Zaleschuk Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cameco Corporation Ticker Security ID: Meeting Date Meeting Status CCO CINS 13321L108 05/15/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Miscellaneous - Mgmt For Abstain Against Resident Status 3 Elect Ian Bruce Mgmt For For For 4 Elect Daniel Camus Mgmt For For For 5 Elect John Clappison Mgmt For For For 6 Elect Joe Colvin Mgmt For For For 7 Elect James Curtiss Mgmt For For For 8 Elect Donald Deranger Mgmt For Against Against 9 Elect Timothy Gitzel Mgmt For For For 10 Elect James Gowans Mgmt For For For 11 Elect Nancy Hopkins Mgmt For For For 12 Elect Oyvind Hushovd Mgmt For For For 13 Elect A. Anne McLellan Mgmt For For For 14 Elect A. Neil McMillan Mgmt For For For 15 Elect Victor Zaleschuk Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Constellation Energy Group, Inc. Ticker Security ID: Meeting Date Meeting Status CEG CUSIP 210371100 11/17/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Denison Mines Corp. Ticker Security ID: Meeting Date Meeting Status DML CINS 248356107 05/10/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Joo-Ok Chang Mgmt For Against Against 3 Elect John Craig Mgmt For Against Against 4 Elect W. Robert Dengler Mgmt For For For 5 Elect Brian Edgar Mgmt For Against Against 6 Elect Ron Hochstein Mgmt For For For 7 Elect Tae-Wan Kim Mgmt For Against Against 8 Elect Lukas Lundin Mgmt For Against Against 9 Elect William Rand Mgmt For Against Against 10 Elect Catherine Stefan Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Denison Mines Corp. Ticker Security ID: Meeting Date Meeting Status DML CINS 248356107 06/25/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Spin-off of US Mining Mgmt For For For Assets 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Electricite de France Ticker Security ID: Meeting Date Meeting Status EDF CINS F2940H113 05/24/2012 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Related Party Mgmt For For For Transactions 8 Authority to Repurchase Mgmt For For For Shares 9 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares and/or Convertible Securities w/o Preemptive Rights 11 Authority to Issue Mgmt For For For Shares and/or Convertible Securities through Private Placement 12 Authority to Increase Mgmt For For For Share Issuance Limit 13 Authority to Increase Mgmt For For For Capital through Capitalizations 14 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer 15 Authority to Increase Mgmt For For For Capital in Consideration for Contributions 16 Employee Stock Purchase Mgmt For For For Plan 17 Authority to Cancel Mgmt For For For Shares and Reduce Capital 18 Amendment to Article 18 Mgmt For For For 19 Amendment to Article 20 Mgmt For Against Against 20 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Energy Resources of Australia Limited Ticker Security ID: Meeting Date Meeting Status ERA CINS Q35254111 04/11/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Report Mgmt For Against Against 2 Re-elect David Klingner Mgmt For Against Against 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ EnergySolutions, Inc. Ticker Security ID: Meeting Date Meeting Status ES CUSIP 292756202 05/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven Rogel Mgmt For For For 1.2 Elect J. Barnie Mgmt For For For Beasley, Jr. 1.3 Elect Val John Mgmt For For For Christensen 1.4 Elect Pascal Colombani Mgmt For For For 1.5 Elect J. I. Everest II Mgmt For For For 1.6 Elect David Lockwood Mgmt For For For 1.7 Elect Clare Spottiswoode Mgmt For For For 1.8 Elect Robert Whitman Mgmt For For For 1.9 Elect David Winder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 04/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John Canning Jr. Mgmt For For For 2 Elect Christopher Crane Mgmt For For For 3 Elect M. Walter Mgmt For For For D'Alessio 4 Elect Nicholas Mgmt For For For DeBenedictis 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 Elect Ann Berzin Mgmt For For For 18 Elect Yves de Balmann Mgmt For For For 19 Elect Robert Lawless Mgmt For For For 20 Elect Mayo Shattuck III Mgmt For For For 21 Ratification of Auditor Mgmt For For For 22 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 11/17/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ First Uranium Corporation Ticker Security ID: Meeting Date Meeting Status FIU CINS 33744R102 09/14/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Peter Surgey Mgmt For For For 3 Elect Hugh Cameron Mgmt For Against Against 4 Elect Mario Caron Mgmt For For For 5 Elect Normand Champigny Mgmt For For For 6 Elect John Hick Mgmt For Against Against 7 Elect Thabo Mosololi Mgmt For For For 8 Elect Deon van der Mgmt For For For Mescht 9 Elect Kevin Wakeford Mgmt For For For 10 Elect Graham Wanblad Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Hathor Exploration Limited Ticker Security ID: Meeting Date Meeting Status HAT CINS 419018106 09/07/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect James Malone Mgmt For For For 3 Elect Michael Gunning Mgmt For For For 4 Elect Benjamin Ainsworth Mgmt For For For 5 Elect John Currie Mgmt For For For 6 Elect Martin Glynn Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Stock Option and Fee Mgmt For For For Share Plan 9 Shareholder Rights Plan Mgmt For For For Renewal ________________________________________________________________________________ IHI Corp. Ticker Security ID: Meeting Date Meeting Status 7013 CINS J2398N105 06/22/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kazuaki Kama Mgmt For Against Against 4 Elect Tamotsu Saitoh Mgmt For For For 5 Elect Fusayoshi Nakamura Mgmt For For For 6 Elect Kazuo Tsukahara Mgmt For For For 7 Elect Sadao Degawa Mgmt For For For 8 Elect Makoto Serizawa Mgmt For For For 9 Elect Johji Sakamoto Mgmt For For For 10 Elect Ichiroh Terai Mgmt For For For 11 Elect Tatsumi Mgmt For For For Kawaratani 12 Elect Izumi Imoto Mgmt For For For 13 Elect Toshinori Sekido Mgmt For For For 14 Elect Tomokazu Hamaguchi Mgmt For For For 15 Elect Tadashi Okamura Mgmt For For For 16 Elect Hiroshi Iwamoto Mgmt For For For 17 Elect Hiromitsu Hamamura Mgmt For For For 18 Elect Nobuo Gohhara Mgmt For For For 19 Elect Hideo Ohtaka Mgmt For Against Against ________________________________________________________________________________ JGC Corporation Ticker Security ID: Meeting Date Meeting Status 1963 CINS J26945105 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Keisuke Takeuchi Mgmt For Against Against 4 Elect Kohichi Kawana Mgmt For For For 5 Elect Tadashi Ishizuka Mgmt For For For 6 Elect Yutaka Yamazaki Mgmt For For For 7 Elect Eiki Furuta Mgmt For For For 8 Elect Hideaki Miura Mgmt For For For 9 Elect Tsutomu Akabane Mgmt For For For 10 Elect Masayuki Satoh Mgmt For For For 11 Elect Toyohiko Shimada Mgmt For For For 12 Elect Yasumasa Isetani Mgmt For For For 13 Elect Satoshi Satoh Mgmt For For For 14 Elect Hiroyasu Fukuyama Mgmt For For For 15 Elect Hitoshi Kitagawa Mgmt For For For 16 Elect Yasushi Momose Mgmt For For For 17 Elect Takehito Hidaka Mgmt For For For 18 Elect Teruo Nakamura Mgmt For For For 19 Elect Minoru Sakuma Mgmt For For For 20 Elect Yukihiko Shimizu Mgmt For For For 21 Elect Masaru Yamamoto Mgmt For For For 22 Elect Masao Mori Mgmt For For For ________________________________________________________________________________ Kajima Corporation Ticker Security ID: Meeting Date Meeting Status 1812 CINS J29223120 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Mitsuyoshi Mgmt For Against Against Nakamura 3 Elect Hiroshi Kaneko Mgmt For For For 4 Elect Hiroshi Ishikawa Mgmt For For For 5 Elect Shohichi Kajima Mgmt For For For 6 Elect Takashi Hinago Mgmt For For For 7 Elect Hironobu Takano Mgmt For For For 8 Elect Nobuyuki Hiraizumi Mgmt For For For 9 Elect Shuichiroh Sudoh Mgmt For For For ________________________________________________________________________________ Mitsubishi Heavy Industries Limited Ticker Security ID: Meeting Date Meeting Status 7011 CINS J44002129 06/21/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kazuo Tsukuda Mgmt For For For 4 Elect Hideaki Ohmiya Mgmt For For For 5 Elect Shunichi Miyanaga Mgmt For For For 6 Elect Yoshiaki Tsukuda Mgmt For For For 7 Elect Hisashi Hara Mgmt For For For 8 Elect Takashi Abe Mgmt For For For 9 Elect Akira Hishikawa Mgmt For For For 10 Elect Takato Nishizawa Mgmt For For For 11 Elect Masafumi Wani Mgmt For For For 12 Elect Atsushi Maekawa Mgmt For For For 13 Elect Shigeroh Masamori Mgmt For For For 14 Elect Takashi Kobayashi Mgmt For For For 15 Elect Yohichi Kujirai Mgmt For For For 16 Elect Masahiko Arihara Mgmt For For For 17 Elect Hisakazu Mizutani Mgmt For For For 18 Elect Tatsuhiko Nojima Mgmt For For For 19 Elect Yoshihiro Sakamoto Mgmt For For For 20 Elect Yorihiko Kojima Mgmt For Against Against 21 Elect Christina Mgmt For For For Ahmadjian 22 Elect Eiji Isu Mgmt For Against Against ________________________________________________________________________________ Paladin Energy Limited Ticker Security ID: Meeting Date Meeting Status PDN CINS Q7264T104 11/24/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Sean Llewelyn Mgmt For For For 4 Amendment to Mgmt For For For Constitution 5 Ratify Placement of Mgmt For For For Securities ________________________________________________________________________________ PGE Polska Grupa Energetyczna SA Ticker Security ID: Meeting Date Meeting Status PGE CINS X6447Z104 05/30/2012 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of the Mgmt For For For Scrutiny Commission 7 Management Recruitment Mgmt For For For Procedure 8 Accounts and Reports Mgmt For For For 9 Management Board Report Mgmt For For For 10 Accounts and Reports Mgmt For For For (Consolidated) 11 Management Board Report Mgmt For For For (Consolidated) 12 Allocation of Mgmt For For For Profits/Dividends 13 Ratification of Mgmt For For For Management and Supervisory Board Acts 14 Election of Supervisory Mgmt For Abstain Against Board 15 Cancellation of Mgmt For For For Treasury Shares 16 Authority to Reduce Mgmt For For For Share Capital 17 Amendments to Articles Mgmt For For For 18 Amendments to Mgmt For For For Regulations of the General Meeting 19 Closing of Meeting Mgmt For For For ________________________________________________________________________________ PGE Polska Grupa Energetyczna SA Ticker Security ID: Meeting Date Meeting Status PGE CINS X6447Z104 06/27/2012 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Voting Mgmt For For For Commission 7 Amendments to Articles Mgmt For For For 8 Amendments to General Mgmt For For For Meeting Regulations 9 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Taihei Dengyo Ticker Security ID: Meeting Date Meeting Status 1968 CINS J79088100 06/28/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Takashi Hiratsuka Mgmt For Against Against 3 Elect Tohru Takahashi Mgmt For For For 4 Elect Yukio Katoh Mgmt For For For 5 Elect Shohichi Sekine Mgmt For For For 6 Elect Tsutomu Mitsutomi Mgmt For For For 7 Elect Yutaka Aoki Mgmt For For For 8 Elect Masahiro Yoshida Mgmt For For For 9 Elect Joh Nojiri Mgmt For For For 10 Elect Masanori Inomata Mgmt For For For 11 Elect Yuji Katoh Mgmt For Against Against 12 Elect Masaaki Asako as Mgmt For For For Alternate Statutory Auditor ________________________________________________________________________________ Toshiba Plant Systems & Services Ticker Security ID: Meeting Date Meeting Status 1983 CINS J89795124 06/26/2012 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nominee 1 Mgmt For Abstain Against 2 Elect Nominee 2 Mgmt For Abstain Against 3 Elect Nominee 3 Mgmt For Abstain Against 4 Elect Nominee 4 Mgmt For Abstain Against 5 Elect Nominee 5 Mgmt For Abstain Against 6 Elect Nominee 6 Mgmt For Abstain Against 7 Elect Nominee 7 Mgmt For Abstain Against 8 Elect Nominee 8 Mgmt For Abstain Against 9 Elect Nominee 9 Mgmt For Abstain Against 10 Elect Nominee 10 Mgmt For Abstain Against 11 Elect Nominee 11 Mgmt For Abstain Against 12 Elect Nominee 1 Mgmt For Abstain Against 13 Elect Nominee 2 Mgmt For Abstain Against ________________________________________________________________________________ Uranium Energy Corp. Ticker Security ID: Meeting Date Meeting Status UEC CUSIP 916896103 07/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Amir Adnani Mgmt For For For 1.2 Elect Alan Lindsay Mgmt For Withhold Against 1.3 Elect Harry Anthony Mgmt For For For 1.4 Elect Erik Essiger Mgmt For Withhold Against 1.5 Elect Ivan Obolensky Mgmt For For For 1.6 Elect Vincent Della Mgmt For For For Volpe 1.7 Elect David Kong Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Uranium One Inc. Ticker Security ID: Meeting Date Meeting Status UUU CINS 91701P105 05/07/2012 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ian Telfer Mgmt For For For 3 Elect Andrew Adams Mgmt For For For 4 Elect Peter Bowie Mgmt For Against Against 5 Elect D. Jean Nortier Mgmt For For For 6 Elect Vadim Jivov Mgmt For For For 7 Elect Christopher Mgmt For For For Sattler 8 Elect Phillip Mgmt For For For Shirvington 9 Elect Kenneth Williamson Mgmt For For For 10 Elect Ilya Yampolskiy Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 2006 Stock Option Plan Mgmt For For For Renewal 13 Relocation of Mgmt For For For Registered Office ________________________________________________________________________________ Uranium Participation Corporation Ticker Security ID: Meeting Date Meeting Status U CINS 917017105 06/26/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Paul Bennett Mgmt For For For 3 Elect Jeff Kennedy Mgmt For Against Against 4 Elect Garth MacRae Mgmt For For For 5 Elect Richard McCoy Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ US Ecology, Inc. Ticker Security ID: Meeting Date Meeting Status ECOL CUSIP 91732J102 05/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Victor Barnhart Mgmt For Against Against 2 Elect James Baumgardner Mgmt For For For 3 Elect Joe Colvin Mgmt For For For 4 Elect Daniel Fox Mgmt For For For 5 Elect Jeffrey Merrifield Mgmt For For For 6 Elect John Poling Mgmt For For For 7 Elect Stephen Romano Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ USEC Inc. Ticker Security ID: Meeting Date Meeting Status USU CUSIP 90333E108 04/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Mellor Mgmt For For For 1.2 Elect Joyce Brown Mgmt For For For 1.3 Elect Sigmund Cornelius Mgmt For For For 1.4 Elect Joseph Doyle Mgmt For For For 1.5 Elect H. William Mgmt For For For Habermeyer 1.6 Elect William Madia Mgmt For For For 1.7 Elect W. Henson Moore Mgmt For For For 1.8 Elect Walter Skowronski Mgmt For For For 1.9 Elect M. Richard Smith Mgmt For For For 1.10 Elect John Welch Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Tax Benefit Mgmt For For For Preservation Plan 4 Ratification of Auditor Mgmt For For For ================================= Vietnam ETF ================================== ________________________________________________________________________________ Baoviet Holdings Ticker Security ID: Meeting Date Meeting Status BVH CINS Y0704L105 04/13/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of Performance Mgmt For Abstain Against of 2011 3 Report of Business Mgmt For Abstain Against Result of 2011 and Business Plan of 2012 4 Accounts and Reports Mgmt For Abstain Against 5 Appointment of Auditor Mgmt For Abstain Against 6 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Baoviet Holdings Ticker Security ID: Meeting Date Meeting Status BVH CINS Y0704L105 04/26/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Report of 2011 Business Mgmt For For For Operation and 2012 Business Plan 4 Directors' and Mgmt For For For Supervisors' Fees 5 Allocation of Mgmt For For For Profits/Dividends 6 Supervisors' Report Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Election of Directors Mgmt For Abstain Against and Supervisors 9 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Development Investment Construction Joint Stock Corporation Ticker Security ID: Meeting Date Meeting Status DIG CINS Y2055W102 04/19/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report of Mgmt For Abstain Against 2011 2 Results of Operations Mgmt For Abstain Against of 2011 and Business Plan of 2012 3 Supervisors' Report of Mgmt For Abstain Against 2011 4 Accounts and Allocation Mgmt For Abstain Against of Profits/Dividends 5 Directors' and Mgmt For Abstain Against Supervisors' Fees 6 Approval of Board Mgmt For Abstain Against Chairperson as CEO 7 Authority to Decide on Mgmt For Abstain Against Executing Investment Projects and Related Procedures 8 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Development Investment Construction Joint Stock Corporation Ticker Security ID: Meeting Date Meeting Status DIH CINS Y2055W102 11/16/2011 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Adjustment of Mgmt For For For Business Plan for Financial Year 2011 3 Others Mgmt For For For ________________________________________________________________________________ Gamuda Berhad Ticker Security ID: Meeting Date Meeting Status GAMUDA CINS Y2679X106 12/08/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Fees Mgmt For For For 2 Elect Ir HA Tiing Tai Mgmt For For For 3 Elect GOON Heng Wah Mgmt For For For 4 Elect Raja Abdul Aziz Mgmt For Against Against bin Raja Salim 5 Elect Mohd Ramli bin Mgmt For For For Kushairi 6 Elect Ir Kamarul Zaman Mgmt For For For bin Mohd Ali 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Gemadept Corporation Ticker Security ID: Meeting Date Meeting Status GMD CINS Y2690B109 05/09/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of Business Mgmt For For For Result of 2011 and Business Plan of 2012 2 Report of Business Mgmt For For For Result of 2011 and Business Plan of 2012 3 Appointment of Auditor Mgmt For For For 4 Amendments to Articles Mgmt For Abstain Against 5 Election of Directors Mgmt For Abstain Against 6 Change of Bonds or Mgmt For Against Against Conversion Debt Issuance 7 Report of Supervisors Mgmt For For For 8 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Hoa Phat Group JSC Ticker Security ID: Meeting Date Meeting Status HPG CINS Y3231H100 03/30/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report on 2011 Mgmt For Abstain Against Production Business Results and 2012 Business Plan 3 Accounts and Reports Mgmt For Abstain Against 4 Accounts and Allocation Mgmt For Abstain Against of Profits/Dividends for 2011 5 Fund Contribution for Mgmt For Abstain Against 2012 6 Allocation of Mgmt For Abstain Against Profits/Dividends for 2012 7 Directors' Fees Mgmt For Abstain Against 8 Bonus Plan for Mgmt For Abstain Against Management 9 Election of General Mgmt For Abstain Against Managing Director for 2012 - 2017 10 Election of Directors Mgmt For Abstain Against and Supervisors 11 Others Mgmt For Abstain Against ________________________________________________________________________________ Hoa Phat Group JSC Ticker Security ID: Meeting Date Meeting Status HPG CINS Y3231H100 12/15/2011 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Approve Issued Shares Mgmt For Abstain Against to Pay Dividend 4 Others Mgmt For Abstain Against ___________________________________ Hoa Sen Group Ticker Security ID: Meeting Date Meeting Status HSG CINS Y3231K103 03/22/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of Operations in Mgmt For Abstain Against 2010, 2011 and 2012 2 Report of Production Mgmt For Abstain Against Business Results in 2010 and 2011 and Plan 2011 and 2012 3 Report of Investment Mgmt For Abstain Against Projects 4 Accounts and Reports in Mgmt For Abstain Against 2010 and 2011 5 Result of Allocation of Mgmt For Abstain Against Profits/Dividends in 2009 and 2010 6 Allocation of Mgmt For Abstain Against Profits/Dividends in 2010 and 2011 and Contribution Ratio for Funds in 2011 and 2012 7 Compensation of Mgmt For Abstain Against Directors and Supervisors in 2011 and 2012 8 Report of Supervisors Mgmt For Abstain Against in 2010, 2011 and 2012 9 Appointment of Auditor Mgmt For Abstain Against in 2011 and 2012 10 Other Business Mgmt For Abstain Against 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hoang Anh Gia Lai Joint Stock Company Ticker Security ID: Meeting Date Meeting Status HAG CINS Y29819102 04/19/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the Business Mgmt For Abstain Against Plan and Investment in 2011 2 Report of Business plan Mgmt For Abstain Against and Investment in 2012 3 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Hoang Anh Gia Lai Joint Stock Company Ticker Security ID: Meeting Date Meeting Status HAG CINS Y29819102 07/04/2011 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Mgmt For Abstain Against Convertible Bonds 3 Approve Increase in Mgmt For Abstain Against Chartered Capital and Issuance of Convertible Bonds 4 Authorisation of Legal Mgmt For Abstain Against Formalities ________________________________________________________________________________ Joint Stock Commercial Bank for Foreign Trade of Vietnam Ticker Security ID: Meeting Date Meeting Status VCB CINS Y444A7106 04/02/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Reports on Operation in Mgmt For Abstain Against 2011 and 2012 3 Report on Business Mgmt For Abstain Against Performance in 2011 and Plan for 2012 Election of Directors 4 Report of Supervisors Mgmt For Abstain Against in 2011 and 2012 5 Election of Directors Mgmt For Abstain Against 6 Allocation of Mgmt For Abstain Against Profits/Dividends of 2011 7 Directors' and Mgmt For Abstain Against Supervisors' Fees 8 Statement of Plan on Mgmt For Abstain Against Establishment of Three Subsidiaries 9 Statement of Issuance Mgmt For Abstain Against of Shares by the Government at Vietcombank 10 Allocation of Mgmt For Abstain Against Profits/Dividends and Private Placement to Mizuho Corporate in 2011 11 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Joint Stock Commercial Bank for Foreign Trade of Vietnam Ticker Security ID: Meeting Date Meeting Status VCB CINS Y444A7106 11/04/2011 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Supplement of Mgmt For Abstain Against Contents Related to Place of Private Placement for Foreign Investors 3 Others Mgmt For Abstain Against ________________________________________________________________________________ Joint Stock Commercial Bank for Foreign Trade of Vietnam Ticker Security ID: Meeting Date Meeting Status VCB CINS Y444A7106 11/17/2011 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Miscellaneous Proposal Mgmt For Abstain Against Regarding Capital 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kim Long Securities Corporation Ticker Security ID: Meeting Date Meeting Status KLS CINS Y4758Y104 04/20/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report of Mgmt For Abstain Against Operation Result in 2011 and Plan in 2012 2 Supervisors' Report Mgmt For Abstain Against 3 Accounts and Reports Mgmt For Abstain Against 4 Appointment of Auditor Mgmt For Abstain Against 5 Allocation of Mgmt For Abstain Against Profits/Dividends 6 Election of Directors Mgmt For Abstain Against and Supervisors 7 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Kinh Bac City Development Share Holding Ticker Security ID: Meeting Date Meeting Status KBC CINS Y4788W102 04/27/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report on 2011 Business Mgmt For Abstain Against Result and 2012 Business Plan 2 Directors' Report Mgmt For Abstain Against 3 Supervisors' Report Mgmt For Abstain Against 4 Accounts and Reports; Mgmt For Abstain Against and Appointment of Auditor 5 Election of Directors Mgmt For Abstain Against and Supervisors 6 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Ocean Group JSC Ticker Security ID: Meeting Date Meeting Status OGC CINS Y6416J106 04/20/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Results of Business of Mgmt For Abstain Against 2011 and Plan of 2012 3 Supervisors' Report Mgmt For Abstain Against 4 Directors' Report Mgmt For Abstain Against 5 Accounts and Reports Mgmt For Abstain Against 6 Allocation of Mgmt For Abstain Against Profits/Dividends 7 Directors' and Mgmt For Abstain Against Supervisors' Fees 8 Appointment of Auditor Mgmt For Abstain Against 9 Business Production Mgmt For Abstain Against Merging Plan in 2012 10 Amendments to Articles Mgmt For Abstain Against 11 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Ocean Group JSC Ticker Security ID: Meeting Date Meeting Status OGC CINS Y6416J106 11/15/2011 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Adjustment of Mgmt For Abstain Against Business Plan ________________________________________________________________________________ Oil & Natural Gas Corp Ltd Ticker Security ID: Meeting Date Meeting Status ONGC CINS Y64606133 08/30/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Subramanian Mgmt For For For Srinivas Rajsekar 4 Elect Srinivasan Mgmt For For For Balachandran 5 Elect Santosh Nautiyal Mgmt For For For 6 Authority to Set Mgmt For For For Auditors' Fees 7 Elect Sham Rao Mgmt For For For 8 Elect Dornadula Mgmt For For For Chandrasekharam 9 Elect Jamestin Scaria Mgmt For For For 10 Elect Usha Thorat Mgmt For Against Against 11 Elect Deepak Nayyar Mgmt For For For 12 Elect Arun Ramanathan Mgmt For Against Against ________________________________________________________________________________ Parkson Holdings Berhad Ticker Security ID: Meeting Date Meeting Status ACB CINS Y6706L100 10/17/2011 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Listing of a Subsidiary Mgmt For Abstain Against 2 Allocation of Parkson Mgmt For Abstain Against Asia Shares to Tan Sri William H.J. Cheng 3 Allocation of Parkson Mgmt For Abstain Against Asia Shares to CHENG Yoong Choong 4 Allocation of Parkson Mgmt For Abstain Against Asia Shares to Natalie CHENG Hui Yen 5 Allocation of Options Mgmt For Abstain Against to Natalie CHENG Hui Yen ________________________________________________________________________________ Parkson Holdings Berhad Ticker Security ID: Meeting Date Meeting Status ACB CINS Y6706L100 12/05/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Elect Hassan bin Abdul Mgmt For For For Mutalip 4 Elect YEOW Teck Chai Mgmt For For For 5 Elect Abd Rahman bin Mgmt For For For Mamat 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 8 Related Party Mgmt For For For Transactions 9 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ PetroVietnam Construction Corporation Ticker Security ID: Meeting Date Meeting Status PVX CINS Y6825S101 01/18/2012 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For Abstain Against 3 Adjustment of Accounts Mgmt For Abstain Against ________________________________________________________________________________ PetroVietnam Construction Corporation Ticker Security ID: Meeting Date Meeting Status PVX CINS Y6825S101 05/25/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For Abstain Against 2 Business Report Mgmt For Abstain Against 3 Supervisors' Report Mgmt For Abstain Against 4 Accounts and Reports Mgmt For Abstain Against 5 Allocation of Mgmt For Abstain Against Profits/Dividends 6 Directors' and Mgmt For Abstain Against Supervisors' Fees 7 Appointment of Auditor Mgmt For Abstain Against 8 Additional Business Mgmt For Abstain Against Company 9 Amendments to Articles Mgmt For Abstain Against 10 Increase in Authorized Mgmt For Abstain Against Capital 11 Election of Additional Mgmt For Abstain Against Directors 12 Election of Directors Mgmt For Abstain Against and Supervisors 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ PetroVietnam Drilling and Well Services JSC Ticker Security ID: Meeting Date Meeting Status PVD CINS Y6825E102 05/12/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Management's Report Mgmt For For For 3 Business Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Supervisors' Report Mgmt For For For 7 Amendments to Articles Mgmt For Abstain Against 8 Management's and Mgmt For Abstain Against Supervisors' Fees 9 Appointment of Auditor Mgmt For For For 10 Election of Directors Mgmt For Abstain Against and Supervisors 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Petrovietnam Fertilizer and Chemicals Co Ticker Security ID: Meeting Date Meeting Status DPM CINS Y6825J101 04/27/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reports of 2011 Mgmt For For For Business Result and 2012 Business Plan 2 Directors' Report Mgmt For For For 3 Accounts and Allocation Mgmt For For For of Profits/Dividends 4 Directors' and Mgmt For For For Supervisors' Fees for 2011 and 2012 5 Appointment of Auditor Mgmt For For For 6 Investment of Ca Mau Mgmt For For For Fertilizer Plant 7 Gas Purchasing Contract Mgmt For For For with Petrovietnam Gas Corporation 8 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Petrovietnam Finance Joint Stock Corp Ticker Security ID: Meeting Date Meeting Status PVF CINS Y6825P107 01/25/2012 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Changes in Business Plan Mgmt For Abstain Against 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Petrovietnam Finance Joint Stock Corp Ticker Security ID: Meeting Date Meeting Status PVF CINS Y6825P107 04/28/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For Abstain Against 3 Report of Business Mgmt For Abstain Against Results of 2011 and Business Plan of 2012 4 Report of Business Mgmt For Abstain Against Results of 2011 and Business Plan of 2012 5 Accounts and Reports of Mgmt For Abstain Against 2011 and Budget Plan of 2012 6 Supervisors' Report Mgmt For Abstain Against 7 Appointment of Auditor Mgmt For Abstain Against 8 Allocation of Mgmt For Abstain Against Profits/Dividends 9 Directors' and Mgmt For Abstain Against Supervisors' Fees 10 Management's Report Mgmt For Abstain Against 11 Amendments to Articles Mgmt For Abstain Against 12 Amendments to Articles Mgmt For Abstain Against 13 Authority to Issue Mgmt For Abstain Against Convertible Bonds 14 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Petrovietnam Technical Services Corp Ticker Security ID: Meeting Date Meeting Status PVS CINS Y6807J103 04/21/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For Abstain Against 2 Report of 2011 Business Mgmt For Abstain Against Result and 2012 Business Plan 3 Supervisors' Report Mgmt For Abstain Against 4 Accounts and Mgmt For Abstain Against Appointment of Auditor 5 Allocation of Mgmt For Abstain Against Profits/Dividends 6 Directors' and Mgmt For Abstain Against Commissioners' Fees 7 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Pha Lai Thermal Power JSC Ticker Security ID: Meeting Date Meeting Status PPC CINS Y68268104 04/18/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reports of Directors' Mgmt For Abstain Against and Supervisory Board 2 Accounts and Reports Mgmt For Abstain Against 3 Appointment of Auditor Mgmt For Abstain Against 4 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Premier Oil PLC Ticker Security ID: Meeting Date Meeting Status PMO CINS G7216B178 05/18/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Elect Robin Allan Mgmt For For For 4 Elect Joe Darby Mgmt For Against Against 5 Elect Tony Durrant Mgmt For For For 6 Elect Neil Hawkings Mgmt For For For 7 Elect Jane Hinkley Mgmt For For For 8 Elect David Lindsell Mgmt For Against Against 9 Elect Simon Lockett Mgmt For For For 10 Elect Andrew Lodge Mgmt For For For 11 Elect David Roberts Mgmt For For For 12 Elect Michel Romieu Mgmt For Against Against 13 Elect Mike Welton Mgmt For For For 14 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares 18 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Refrigeration Electrical Engineering Ticker Security ID: Meeting Date Meeting Status REE CINS Y7235H107 03/30/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report on Performance Mgmt For For For Status, Status of Implementing Contents of 2011 Annual General Meeting Agendas and Business Result of 2011 3 Report on Performance Mgmt For For For Status, Status of Implementing Contents of 2011 Annual General Meeting Agendas and Business Result of 2011 4 Allocation of Mgmt For For For Profits/Dividends 5 Statement of Mgmt For For For Remuneration of Directors, Supervisors and General Director in 2011 and Plan for 2012 6 Statement of Chairman Mgmt For For For and General Director in 2012 7 Statement of amending Mgmt For For For and supplementing company charter 8 Statement of issuing Mgmt For For For convertible bonds to strategy partners in 2012 9 Others Mgmt For Against Against ________________________________________________________________________________ Saigon Thuong Tin Commercial Joint Stock Bank Ticker Security ID: Meeting Date Meeting Status STB CINS Y7398P102 05/21/2012 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For Abstain Against and Supervisors ________________________________________________________________________________ Saigon Thuong Tin Commercial Joint Stock Bank Ticker Security ID: Meeting Date Meeting Status STB CINS Y7398P102 05/26/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Management's Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Election of Directors Mgmt For Abstain Against and Supervisors 5 Allocation of Mgmt For For For Profits/Dividends 6 Increase in Share Mgmt For Abstain Against Capital 7 Statement of Use of Mgmt For Abstain Against Stockholder Equity and Authorization of 2012 Investment Plan 8 Statement of Mgmt For Abstain Against International Bond Issuance 9 Statement of Mgmt For Abstain Against Subsidiaries Plan 10 Statement of Merger and Mgmt For Abstain Against Acquisition 11 Statement of Equity Mgmt For Abstain Against Transfer 12 Directors' and Mgmt For For For Supervisors' Fees 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Saigon-Hanoi Commercial JS Bank Ticker Security ID: Meeting Date Meeting Status SHB CINS Y7398F104 04/28/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For Abstain Against 3 Supervisors' Report Mgmt For Abstain Against 4 Management's Report on Mgmt For Abstain Against Business Result of 2011 and Business Plan of 2012 5 Accounts and Reports Mgmt For Abstain Against 6 Election of Directors Mgmt For Abstain Against and Supervisors 7 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ SOCO International plc Ticker Security ID: Meeting Date Meeting Status SIA CINS G8248C127 06/13/2012 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Rui de Sousa Mgmt For Against Against 4 Elect Edward Story Mgmt For For For 5 Elect Roger Cagle Mgmt For For For 6 Elect Olivier Barbaroux Mgmt For For For 7 Elect Robert Cathery Mgmt For For For 8 Elect Ettore Contini Mgmt For For For 9 Elect John Norton Mgmt For For For 10 Elect Antonio Vitor Mgmt For For For Martins Monteiro 11 Elect Mike Watts Mgmt For For For 12 Elect Michael Johns Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Repurchase Mgmt For For For Shares 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Song Da Urban & Industrial Zone Investment And Development JSC Ticker Security ID: Meeting Date Meeting Status SJS CINS Y80713103 04/16/2012 Voted Meeting Type Country of Trade Special Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report with Mgmt For Abstain Against Regard to Ownership Rate of Song Da Corporation 2 Election of Director: Mgmt For Abstain Against HO Sy Hung ________________________________________________________________________________ Song Da Urban & Industrial Zone Investment And Development JSC Ticker Security ID: Meeting Date Meeting Status CINS Y80713103 06/30/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For Abstain Against 2 Approval of Business Mgmt For Abstain Against Plan 3 Accounts and Reports Mgmt For Abstain Against 4 Allocation of Mgmt For Abstain Against Profits/Dividends 5 Directors' and Mgmt For Abstain Against Supervisors' Fees 6 Appointment of Auditor Mgmt For Abstain Against 7 Supervisors' Report Mgmt For Abstain Against 8 Amendments to Articles Mgmt For Abstain Against 9 Election of Directors Mgmt For Abstain Against and Supervisors 10 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Talisman Energy Inc. Ticker Security ID: Meeting Date Meeting Status TLM CINS 87425E103 05/01/2012 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Christiane Mgmt For For For Bergevin 3 Elect Donald Carty Mgmt For For For 4 Elect William Dalton Mgmt For For For 5 Elect Kevin Dunne Mgmt For For For 6 Elect Harold Kvisle Mgmt For For For 7 Elect John Manzoni Mgmt For For For 8 Elect Lisa Stewart Mgmt For For For 9 Elect Peter Tomsett Mgmt For For For 10 Elect Michael Waites Mgmt For For For 11 Elect Charles Williamson Mgmt For For For 12 Elect Charles Winograd Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tan Tao Investment Industry Corporation Ticker Security ID: Meeting Date Meeting Status ITA CINS Y84914103 04/27/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Management's Report Mgmt For Abstain Against 2 Directors' Report Mgmt For Abstain Against 3 Accounts and Reports Mgmt For Abstain Against 4 Supervisors' Report Mgmt For Abstain Against 5 Election of Management Mgmt For Abstain Against Board Members 6 Election of Supervisory Mgmt For Abstain Against Board 7 Amendments to Articles Mgmt For Abstain Against 8 Transaction of Other Mgmt For Abstain Against Business 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vietnam Construction and Import - Export JSC Ticker Security ID: Meeting Date Meeting Status VCG CINS Y9366E101 04/20/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Reports of 2011 Mgmt For Abstain Against Business Operating Results and 2012 Business Operating Plan 3 Accounts and Reports Mgmt For Abstain Against 4 Directors' Report Mgmt For Abstain Against 5 Supervisors' Report Mgmt For Abstain Against 6 Appointment of Auditor Mgmt For Abstain Against 7 Allocation of Mgmt For Abstain Against Profits/Dividends 8 Issuance of Shares w/o Mgmt For Abstain Against Preemptive Rights 9 Directors' and Mgmt For Abstain Against Supervisors' Fees 10 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Vietnam Construction and Import - Export JSC Ticker Security ID: Meeting Date Meeting Status VCG CINS Y9366E101 12/12/2011 Voted Meeting Type Country of Trade Special Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Supervisory Board Report Mgmt For Abstain Against 2 Elect Board of Mgmt For Abstain Against Management and Supervisory Board 3 Approve Business Plan Mgmt For Abstain Against 4 Approve Amendments to Mgmt For Abstain Against Company Regulations 5 Approve Innovation and Mgmt For Abstain Against Business Development 6 Others Mgmt For Abstain Against ________________________________________________________________________________ Vietnam Investment Group JSC (fka Vincom JSC) Ticker Security ID: Meeting Date Meeting Status VIC CINS Y9375L104 03/28/2012 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Convertible Mgmt For For For Bonds 3 Issuance of Shares for Mgmt For For For Converting Bonds 4 Change in Company Name Mgmt For For For 5 Change in Company Mgmt For For For Purpose 6 Implementation of Draft Mgmt For For For of General Shareholders Resolutions ________________________________________________________________________________ Vietnam Investment Group JSC (fka Vincom JSC) Ticker Security ID: Meeting Date Meeting Status VIC CINS Y9375L104 04/25/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Board of Management Mgmt For For For Report 3 Supervisory Board Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Status of Issuance of Mgmt For For For International Convertible Bonds Report 7 Change in Company's Mgmt For Abstain Against Head Office 8 Amendment and Mgmt For Abstain Against Supplementation of Company Charter 9 Directors' and Mgmt For Abstain Against Supervisory Board Fees 10 Appointment of Auditor Mgmt For For For 11 Report of Mgmt For Abstain Against Implementation Status of Company Projects Report 12 Election of Supervisory Mgmt For Abstain Against Board 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Vietnam Joint Stock Commercial Bank Ticker Security ID: Meeting Date Meeting Status CTG CINS Y9366L105 02/28/2012 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report on Business Mgmt For Abstain Against Operation of 2011 and Business Plan for 2012 2 Directors' Reports on Mgmt For Abstain Against Task Performance in 2011 3 Supervisors'' Reports Mgmt For Abstain Against on Bank Operation 4 Accounts and Allocation Mgmt For Abstain Against of Profits/Dividends 5 Plan of Raising Mgmt For Abstain Against Chartered Capital in 2012 6 Directors' and Mgmt For Abstain Against Supervisors' Compensation in 2012 7 Amendments to Articles Mgmt For Abstain Against 8 Report of Personnel Mgmt For Abstain Against Activities 9 Transaction of Other Mgmt For Abstain Against Business 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ VinaCapital Vietnam Opportunity Fund Limited Ticker Security ID: Meeting Date Meeting Status CINS G9361Y102 10/25/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Permanent Authority to Mgmt For Against Against Repurchase Shares ________________________________________________________________________________ Vincom Jsc Ticker Security ID: Meeting Date Meeting Status VIC CINS Y9375L104 06/19/2012 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Business Plan Mgmt For Abstain Against 3 Others Mgmt For Abstain Against ________________________________________________________________________________ Vincom Jsc Ticker Security ID: Meeting Date Meeting Status VIC CINS Y9375L104 09/22/2011 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Increase in Mgmt For For For Charter Capital under Convertible Loan 2 Approve Indemnity Mgmt For For For Agreement with Mr. Pham Nhat Vuong to Increase Charter Capital 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vincom Jsc Ticker Security ID: Meeting Date Meeting Status VIC CINS Y9375L104 11/15/2011 Voted Meeting Type Country of Trade Special Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report on Merger Mgmt For Abstain Against between Vinpearl JSC and Vincom JSC 2 Approve Merger Mgmt For Abstain Against 3 Amendments to Articles Mgmt For Abstain Against 4 Amendments to Articles Mgmt For Abstain Against - Change in Company Name 5 Election of Board of Mgmt For Abstain Against Directors and Supervisory Board 6 Others Mgmt For Abstain Against ________________________________________________________________________________ SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized (Registrant):			MARKET VECTORS ETF TRUST By (Signature and Title)*: 				Name: John J. Crimmins 				Title: Treasurer & Chief Financial Officer Date: August 16,2012