UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811- 22227
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IndexIQ ETF Trust
(Exact name of registrant as specified in charter)
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800 Westchester Avenue
Suite N611, Rye Brook, NY 10573
(Address of principal executive offices) (Zip code)
Adam S. Patti
IndexIQ Advisors LLC
800 Westchester Avenue
Suite N611
Rye Brook, NY 10573
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(Name and address of agent for service)
Registrant's telephone number, including area code: (914) 697-4946
Date of fiscal year end: April 30
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Date of reporting period: July 1-2010 - June 30, 2011
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
IndexIQ ETF Proxy Voting Record 08-05-11
========================== IQ AUSTRALIA SMALL CAP ETF ==========================
ADELAIDE BRIGHTON LTD.
Ticker: ABC Security ID: Q0109N101
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kenneth B Scott-Mackenzie as a For For Management
Director
3 Elect Arlene M Tansey as a Director For For Management
4 Elect Les V Hosking as a Director For For Management
5 Approve the Adoption of Remuneration For For Management
Report for the Year Ended Dec. 31, 2010
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ANDEAN RESOURCES LTD.
Ticker: AND Security ID: Q0793X100
Meeting Date: DEC 03, 2010 Meeting Type: Annual/Special
Record Date: DEC 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Andean Resources Ltd and Its
Shareholders
2 Elect Charles Winograd as a Director For For Management
2 Elect Charles Winograd as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4a Approve the Grant of Up to 46,200 For Against Management
Shares and 106,260 Options Exercisable
at C$3.41 Each to Wayne Hubert,
Director, Under the Employee Share
Ownership Plan
4a Approve the Grant of Up to 46,200 For Against Management
Shares and 106,260 Options Exercisable
at C$3.41 Each to Wayne Hubert,
Director, Under the Employee Share
Ownership Plan
4b Approve the Grant of Up to 150,000 For Against Management
Shares to Charles Winograd, Director,
Under the Employee Share Ownership Plan
4b Approve the Grant of Up to 150,000 For Against Management
Shares to Charles Winograd, Director,
Under the Employee Share Ownership Plan
4c Approve the Grant of A$240,000 Worth of For Against Management
Performance Rights to Charles Winograd,
Director, Under the Employee Share
Ownership Plan
4c Approve the Grant of A$240,000 Worth of For Against Management
Performance Rights to Charles Winograd,
Director, Under the Employee Share
Ownership Plan
5 Approve the Cancellation of Up to 3.22 For Against Management
Million Options Held by Option Holders
in Accordance with the Option
Cancellation Deed
5 Approve the Cancellation of Up to 3.22 For Against Management
Million Options Held by Option Holders
in Accordance with the Option
Cancellation Deed
6 Elect Ian Hume as a Director For For Management
6 Elect Ian Hume as a Director For For Management
7 Approve the Company's New Employee For Against Management
Share Ownership Plan
7 Approve the Company's New Employee For Against Management
Share Ownership Plan
8 Ratify the Past Issue of 70 Million For For Management
Shares to a Syndicate of Underwriters
Led by BMO Nesbitt Burns Inc at C$3.35
Each
8 Ratify the Past Issue of 70 Million For For Management
Shares to a Syndicate of Underwriters
Led by BMO Nesbitt Burns Inc at C$3.35
Each
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ANDEAN RESOURCES LTD.
Ticker: AND Security ID: Q0793X100
Meeting Date: DEC 03, 2010 Meeting Type: Annual/Special
Record Date: DEC 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Andean Resources Ltd and Its
Shareholders
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ANSELL LTD.
Ticker: ANN Security ID: Q04020105
Meeting Date: OCT 19, 2010 Meeting Type: Annual
Record Date: OCT 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2a Elect Ronald J S Bell as a Director For For Management
2b Elect W Peter Day as a Director For For Management
3 Approve the Grant of Up to 129,730 For For Management
Performance Rights to Magnus Nicolin,
Managing Director and Chief Executive
Officer, Under the Chief Executive
Officer Performance Rights Plan
4 Amend the Company's Constitution Re: For For Management
Inclusion of Superannuation
Contributions within the Maximum
Aggregate Amount Payable to
Non-Executive Directors per Year
5 Approve the Increase in Non-Executive None For Management
Directors' Maximum Aggregate
Remuneration to A$1.25 Million Per
Annum
6 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
7 Renew Partial Takeover Provision For For Management
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APN NEWS & MEDIA LTD
Ticker: APN Security ID: Q1076J107
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAY 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect J H Maasland as a Director For For Management
2b Elect G K O'Reilly as a Director For For Management
2c Elect E J Harvey as a Director For For Management
2d Elect B D Chenoweth as a Director For For Management
3 Approve the Adoption of Remuneration For For Management
Report
4 Approve the APN News & Media Ltd. Long For For Management
Term Incentive Plan
5 Approve the Grant of Performance Rights For For Management
Under the LTI Plan to Brett Chenoweth,
Managing Director and Chief Executive
Officer of the Company
6 Approve the Adoption of New For For Management
Constitution
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AQUARIUS PLATINUM LIMITED
Ticker: AQP Security ID: G0440M128
Meeting Date: NOV 23, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mr. Nicholas Sibley as Director For For Management
2 Elect Mr. Kofi Morna as Director For For Management
3 Amend Articles/Bylaws/Charter -- For For Management
Non-Routine
4 Authorize Share Repurchase Program For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
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AQUILA RESOURCES LTD.
Ticker: AQA Security ID: Q0460J103
Meeting Date: NOV 30, 2010 Meeting Type: Annual
Record Date: NOV 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Derek Cowlan as a Director For For Management
2 Elect Gordon Galt as a Director For For Management
3 Elect Dai Zhihao as a Director For For Management
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
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ARISTOCRAT LEISURE LTD.
Ticker: ALL Security ID: Q0521T108
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAY 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect DCP Banks as a Director For For Management
2 Elect LG Flock as a Director For For Management
3 Elect RA Davis as a Director For For Management
4 Approve the Grant of 1.02 Million For For Management
Performance Share Rights Under the
Company's Long Term Incentive Program
to JR Odell, Chief Executive Officer
and Managing Director of the Company
5 Approve the Adoption of Remuneration For For Management
Report
6 Approve the Adoption of New For For Management
Constitution
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ATLAS IRON LTD
Ticker: AGO Security ID: Q0622U103
Meeting Date: AUG 16, 2010 Meeting Type: Special
Record Date: AUG 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Atlas Iron Limited Employee For Against Management
Share Option Plan
2 Approve the Grant of 500,000 Options to For Against Management
David Smith, Director, with an Exercise
Price of 30 Percent Above the Closing
Market Price of Shares Traded on ASX on
the Date that Shareholders Approve Item
2 Under the Company's Share Option Plan
3 Approve the Grant of 2.5 Million For Against Management
Options to David Flanagan, Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 3 Under the
Company's Share Option Plan
4a Approve the Grant of 1 Million Options For Against Management
to Geoffrey Clifford, Chairman, with an
Exercise Price of 30 Percent Above the
Closing Market Price of Shares Traded
on ASX on the Date that Shareholders
Approve Item 4a Under the Company's
Share Option Plan
4b Approve the Grant of 500,000 Options to For Against Management
David Hannon, Non-Executive Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 4b Under the
Company's Share Option Plan
4c Approve the Grant of 500,000 Options to For Against Management
Tai Sook Yee, Non-Executive Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 4c Under the
Company's Share Option Plan
4d Approve the Grant of 500,000 Options For Against Management
to David Smith, Non-Executive Director,
with an Exercise Price of 30 Percent
Above the Closing Market Price of
Shares Traded on ASX on the Date that
Shareholders Approve Item 4d Under the
Company's Share Option Plan
5 Ratify the Past Issue of 25.5 Million For For Management
Shares to Institutional and
Sophisticated Investor Clients of
Hartleys Limited at A$2.49 Each on May
7, 2010 and May 10, 2010
6 Ratify the Past Issue of 70,218 Shares For For Management
to Chalice Gold Limited at A$1.7802
Each on Nov. 23, 2009 Pursuant to the
Acquisition Agreement to Acquire
Exploration Tenements
7 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$1 Million
Per Annum
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ATLAS IRON LTD
Ticker: AGO Security ID: Q0622U103
Meeting Date: OCT 29, 2010 Meeting Type: Annual
Record Date: OCT 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Geoffrey Clifford as a Director For For Management
3 Elect David Smith as a Director For For Management
4 Elect Tai Sook Yee as a Director For For Management
5 Appoint KPMG as Auditors of the Company For For Management
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AURORA OIL AND GAS LTD.
Ticker: AUT Security ID: Q0698D100
Meeting Date: JAN 24, 2011 Meeting Type: Special
Record Date: JAN 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify the Past Issuance of Tranche 1 For For Management
Shares and Special Warrants
2 Approve the Issuance of Tranche 2 For For Management
Shares and Special Warrants
3 Approve the Issuance of Shares to Fiona For For Management
Harris
4 Approve the Issuance of Special For For Management
Warrants to Gren Schoch
5 Approve the Grant of Incentive Options For Against Management
to Graham Dowland
6 Approve the Grant of Incentive Options For Against Management
to Gren Schoch
7 Adopt a New Constitution For For Management
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AURORA OIL AND GAS LTD.
Ticker: AUT Security ID: Q0698D100
Meeting Date: MAY 30, 2011 Meeting Type: Annual
Record Date: MAY 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of Remuneration For For Management
Report For the Year Ended Dec. 31, 2010
2 Elect Ian Lusted as a Director For For Management
3 Elect Gren Schoch as a Director For For Management
4 Elect Alan Watson as a Director For For Management
5 Elect William Molson as a Director For For Management
6 Approve the Grant of 250,000 Series One For Against Management
Options and 250,000 Series Two Options
at Exercise Prices Equal to the
Five-Day VWAP of the Company's Shares
Prior to Issue Date Plus 10 percent and
20 percent, Respectively to Fiona
Harris
7 Approve the Grant of 250,000 Series One For Against Management
Options and 250,000 Series Two Options
at Exercise Prices Equal to the
Five-Day VWAP of the Company's Shares
Prior to Issue Date Plus 10 Percent
and 20 Percent, Respectively to Alan
Watson
8 Approve the Grant of 250,000 Series For Against Management
Three Options and 250,000 Series Four
Options at Exercise Prices Equal to the
Five-Day VWAP of the Company's Shares
Prior to Issue Date Plus 10 Percent
and 20 Percent, Respectively to William
Molson
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AUSDRILL LTD.
Ticker: ASL Security ID: Q0695U105
Meeting Date: JUN 29, 2011 Meeting Type: Special
Record Date: JUN 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wallace Macarthur King as a For For Management
Director
2 Approve the Issue of 1 Million For Against Management
Incentive Options in Three Tranches at
an Exercise Price of A$4.21 Each to
Wallace Macarthur King, a Director of
the Company
3 Ratify the Past Issue of 37 Million For For Management
Shares at an Issue Price of A$3.50 Each
to Professional Investors and New
Professional Investors Introduced by
Argonaut Securities Pty Ltd and J.P.
Morgan Australia Ltd
4 Ratify the Past Issue of a Total of 1.1 For For Management
Million ESOP Options in Three Tranches
at Various Exercise Prices Under the
Ausdrill Employee Share Option Plan to
New Employees
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AUSENCO LTD.
Ticker: AAX Security ID: Q0704C104
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAY 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1(a) Elect George Lloyd as a Director For For Management
1(b) Elect Greg Moynihan as a Director For For Management
1(c) Elect Mary Shafer-Malicki as a Director For For Management
2 Approve the Remuneration Report For For Management
3 Approve the Amendments to the Company's For For Management
Constitution
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AUSTAR UNITED COMMUNICATIONS LTD.
Ticker: AUN Security ID: Q0716Q109
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAY 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept the Financial Statements and For For Management
Statutory Reports for the Year Ended
Dec. 31, 2010
2 Approve the Adoption of the For Against Management
Remuneration Report for the Year Ended
Dec. 31, 2010
3a Elect John W. Dick as a Director For For Management
3b Elect Balan Nair as a Director For For Management
4 Approve the Buy-Back of Up to A$400 For For Management
Million Ordinary Shares in the Company
5 Approve the Return of Up to A$400 For For Management
Million Capital to Shareholders by Way
of an Equal Capital Reduction
6a Approve the Issue of 30,000 Shares to For For Management
Roger M. Amos, a Director of the
Company, in Lieu of Cash Remuneration
6b Approve the Issue of 30,000 Shares to For For Management
John W. Dick, a Director of the
Company, in Lieu of Cash Remuneration
6c Approve the Issue of 30,000 Shares to For For Management
Timothy D. Downing, a Director of the
Company, in Lieu of Cash Remuneration
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AVOCA RESOURCES LTD.
Ticker: AVO Security ID: Q1226Z118
Meeting Date: NOV 26, 2010 Meeting Type: Annual
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3 Elect Jan Castro as a Director For For Management
4 Elect David Quinlivan as a Director For For Management
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AVOCA RESOURCES LTD.
Ticker: AVO Security ID: Q1226Z118
Meeting Date: FEB 01, 2011 Meeting Type: Court
Record Date: JAN 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
between Avoca Resources Ltd and Its
Shareholders to Implement the Proposed
Merger of the Company with Anatolia
Minerals Development Ltd
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AWE LIMITED
Ticker: AWE Security ID: Q1233E108
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2a Elect Andy John Hogendijk as a Director For For Management
2b Elect Nick Neil Jukes as a Director For For Management
2c Elect Vijoleta Braach-Maksvytis as a For For Management
Director
3 Remove KPMG as Auditor of the Company For For Management
4 Appoint Ernst and Young as Auditor of For For Management
the Company
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BANK OF QUEENSLAND LTD
Ticker: BOQ Security ID: Q12764116
Meeting Date: DEC 09, 2010 Meeting Type: Annual
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended Aug. 31, 2010
2a Elect William Kelty as a Director For For Management
2b Elect Steve Crane as a Director For For Management
2c Elect David Willis as a Director For For Management
3 Ratify the Past Issue of A$150 Million For For Management
Worth of Lower Tier 2 Convertible Notes
to Deutsche Bank on June 30, 2010
4 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
to A$2.2 Million Per Annum
5 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Aug. 31, 2010
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BEACH ENERGY LIMITED
Ticker: BPT Security ID: Q13921103
Meeting Date: NOV 25, 2010 Meeting Type: Annual
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Franco Giamoco Moretti as a For For Management
Director
3 Elect Neville Foster Alley as a For For Management
Director
4 Approve the Beach Executive Incentive For For Management
Plan
5 Approve the Grant of Up to A$625,000 For For Management
Worth of Performance Rights to Reginald
George Nelson, Managing Director, Under
the Beach 2010 Short Term Incentive
Offer
6 Approve the Grant of Up to 2.5 Million For For Management
Performance Rights to Reginald George
Nelson, Managing Director, Under the
Beach 2010 Long Term Incentive Offer
7 Approve the Amendments to the Company's For For Management
Constitution to Reflect the New
Requirements for Paying Out Dividends
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BENDIGO AND ADELAIDE BANK LTD.
Ticker: BEN Security ID: Q1456C110
Meeting Date: NOV 03, 2010 Meeting Type: Annual
Record Date: NOV 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Elect Jim Hazel as a Director For For Management
3 Elect David Matthews as a Director For For Management
4 Elect Robert Johanson as a Director For For Management
5 Elect Terry O'Dwyer as a Director For For Management
6 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
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BILLABONG INTERNATIONAL LTD.
Ticker: BBG Security ID: Q1502G107
Meeting Date: OCT 26, 2010 Meeting Type: Annual
Record Date: OCT 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ted Kunkel as a Director For For Management
2 Elect Allan McDonald as a Director For For Management
3 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
4 Approve the Provision of Any For For Management
Termination Benefits Under the
Billabong Executive Performance Share
Plan to Any Current or Future Personnel
Holding a Managerial or Executive
Office
5 Approve the Grant of 118,735 For For Management
Performance Shares to Derek O'Neill,
Chief Executive Officer, Under the
Billabong International Ltd Executive
Performance Share Plan
6 Approve the Grant of 103,168 For For Management
Performance Shares to Paul Naude,
General Manager - Billabong North
America, Under the Billabong
International Ltd Executive Performance
Share Plan
7 Approve the Increase in Non-Executive For For Management
Directors' Aggregate Remuneration to
A$1.5 Million Per Annum
8 Approve the Amendments to the Company's For For Management
Constitution
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BOART LONGYEAR LTD.
Ticker: BLY Security ID: Q1645L104
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAY 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Roger Brown as a Director For For Management
2 Elect Roy Franklin as a Director For For Management
3 Approve the Termination Benefits Under For Against Management
the Employment Agreement, Long-Term
Incentive Plan (LTIP) and the 2008 and
2009 Option Plans of Craig Kipp, CEO of
the Company
4 Approve the Termination Benefits Under For For Management
the Employment Agreements, LTIP and the
2009 Option Plan of Current Executives
5 Approve the Termination Benefits Under For For Management
the Employment Agreements, LTIP and the
2009 Option Plan of Current or Future
Managers or Executives
6 Approve the Adoption of the For For Management
Remuneration Report
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BRADKEN LTD.
Ticker: BKN Security ID: Q17369101
Meeting Date: OCT 20, 2010 Meeting Type: Annual
Record Date: OCT 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Financial Year Ended June 30, 2010
3 Elect Philip J Arnall as a Director For For Management
4 Approve the Grant of Up to 79,890 For For Management
Resticted Share Rights to Brian Hodges,
Managing Director, Under the Bradken
Employee Share Ownership Plan
5 Ratify the Past Issuance of 7.09 For For Management
Million Shares at A$7.05 Each to
Sophisticated and Professional
Investors Made on or about May 19, 2010
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BROCKMAN RESOURCES LTD
Ticker: BRM Security ID: Q1799V106
Meeting Date: SEP 01, 2010 Meeting Type: Special
Record Date: AUG 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Grant of Up to 1.5 Million For Against Management
Options to Barry Cusack, Chairman, with
an Exercise Price Equal to the Volume
Weighted Average Price of the Shares on
ASX for the 30 Trading Days Ending 7
Calendar Days Prior to the Date of the
General Meeting
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BROCKMAN RESOURCES LTD
Ticker: BRM Security ID: Q1799V106
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: NOV 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
2 Elect Barry Cusack as a Director For For Management
3 Elect Ross Norgard as a Director For For Management
4 Approve the Provision of Financial For Against Management
Assiantance by Way of Loans to Wayne
Richards and Colin Paterson, Directors
of the Company, Pursuant to the
Exercise of Their Options
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CABCHARGE AUSTRALIA LIMITED
Ticker: CAB Security ID: Q1615N106
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: NOV 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Hyer as a Director For Against Management
2 Elect Donnald McMichael as a Director For Against Management
3 Elect Kua Hong Pak as a Director For Against Management
4 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
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CARSALES.COM LTD.
Ticker: CRZ Security ID: Q21411105
Meeting Date: OCT 26, 2010 Meeting Type: Annual
Record Date: OCT 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3 Elect Adrian MacKenzie as a Director For Against Management
4 Elect Kim Anderson as a Director For For Management
5 Elect Graham Brooke as a Director For For Management
6 Approve the Amendment to the Company's For For Management
Constitution Regarding Payment of
Dividends
7 Approve the Grant of Up to 500,000 For For Management
Options to Greg Roebuck, Managing
Director, with an Exercise Price of
A$4.90 Each Under the Company's Share
Option Plan
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CHALLENGER FINANCIAL SERVICES GROUP LTD
Ticker: CGF Security ID: Q22685103
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Elect Graham Cubbin as a Director For For Management
3 Elect Russell Hooper as a Director For For Management
4 Elect Jonathan Grunzweig as a Director For For Management
5 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
6 Approve the Change of Company Name to For For Management
Challenger Limited
7 Approve the On-Market Buy-Back of Up to For For Management
50.27 Million Ordinary Shares
8 Approve the Challenger Performance Plan For Against Management
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COAL OF AFRICA LTD.
Ticker: CZA Security ID: Q2593N100
Meeting Date: OCT 14, 2010 Meeting Type: Special
Record Date: OCT 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of a New For For Management
Constitution
2 Approve the Coal of Africa Ltd Employee For For Management
Share Option Plan
3 Approve the Increase in Non-Executive For Against Management
Directors' Remuneration to A$1 Million
Per Annum
4 Approve the Grant of Up to 2.5 Million For Against Management
Options to David Murray, Senior
Independent Non-Executive Director,
with an Exercise Price Equal to the
Volume Weighted Average Price of the
Company's Shares 10 Trading Days Prior
to Issue Date
5 Ratify the Past Issuance of 50 Million For For Management
Shares to Sophisticated and
Institutional Investor Clients of JP
Morgan Cazenove, Macquarie First South
Advisers (Pty) Ltd, Evolution
Securities Ltd, and Mirabaud Securities
LLP at GBP1.10 Each
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COAL OF AFRICA LTD.
Ticker: CZA Security ID: Q2593N100
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: NOV 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect David Murray as a Director For For Management
3 Elect Simon Farrell as a Director For Against Management
4 Elect Richard Linnell as a Director For For Management
5 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors of the Company
6 Approve the Issuance of Equity or For For Management
Equity-Linked Securities Without
Preemptive Rights Up to Five Percent of
the Company's Issued Share Capital
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COALSPUR MINES LIMITED
Ticker: CPL Security ID: Q2594G104
Meeting Date: JUN 10, 2011 Meeting Type: Special
Record Date: JUN 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify the Past Issuance of 24 Million For For Management
Placement Shares at an Issue Price of
C$1.85 Each to Institutional and Retail
Investors
2 Approve the Issuance of Up to 6 Million For For Management
Shares at an Issue Price of C$1.85 Each
to Highland Park Group, a Company
Related to Colin Steyn, a Director of
the Company
3 Approve the Coalspur Employee For Against Management
Performance Rights Plan
4 Approve the Coalspur Contractor For Against Management
Performance Rights Plan
5 Approve the Grant of Up to 600,000 For Against Management
Performance Rights Under the Employee
Performance Rights Plan to Gene Wusaty,
a Director of the Company
6 Approve the Grant of Up To 100,000 For Against Management
Performance Rights Under the Employee
Performance Rights Plan to Denis
Turcotte, a Director of the Company
--------------------------------------------------------------------------------
CONSOLIDATED MEDIA HOLDINGS LTD.
Ticker: CMJ Security ID: Q2784N109
Meeting Date: NOV 30, 2010 Meeting Type: Annual
Record Date: NOV 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2a Elect Rowena Danziger as a Director For For Management
2b Elect James Douglas Packer as a For For Management
Director
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
CRANE GROUP LTD.
Ticker: CRG Security ID: Q29674100
Meeting Date: OCT 29, 2010 Meeting Type: Annual
Record Date: OCT 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Adoption of a New For For Management
Constitution
3 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
4 Elect Mark Fitzgerald as a Director For For Management
5 Elect Leo Tutt as a Director For For Management
6 Elect Joycelyn Morton as a Director For For Management
--------------------------------------------------------------------------------
CSR LTD.
Ticker: CSR Security ID: Q30297115
Meeting Date: JUL 08, 2010 Meeting Type: Annual
Record Date: JUL 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Year Ended
March 31, 2010
2a Elect Ian Blackburne as a Director For For Management
2b Elect Ray Horsburgh as a Director For For Management
2c Elect Shane Gannon as a Director For For Management
3 Approve the CSR Performance Rights Plan For For Management
4 Approve the Grant of 473,394 For For Management
Performance Rights to Shane Gannon
Pursuant to the CSR Performance Rights
Plan
5 Approve the Remuneration Report for the For For Management
Year Ended March 31, 2010
--------------------------------------------------------------------------------
CUDECO LTD
Ticker: CDU Security ID: Q3046H120
Meeting Date: NOV 30, 2010 Meeting Type: Annual
Record Date: NOV 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
2 Elect Peter Hutchison as a Director For Against Management
3 Elect Gerald Lambert as a Director For For Management
4 Ratify the Past Issue of 10 Million For For Management
Shares at A$2 Each to Institutional
Client of Morgan Stanley Smith Barney
on Oct. 5, 2010
5 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
to A$300,000 Per Annum
--------------------------------------------------------------------------------
DAVID JONES LIMITED (DJL)
Ticker: DJS Security ID: Q31227103
Meeting Date: DEC 03, 2010 Meeting Type: Annual
Record Date: DEC 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended July 31, 2010
2a Elect Reginald Clairs as a Director For For Management
2b Elect John Harvey as a Director For For Management
2c Elect Peter Mason as a Director For For Management
2d Elect Philippa Stone as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended July 31, 2010
4a Approve the Grant of Up to 500,000 For For Management
Retention Rights to Paul Zahra,
Managing Director and CEO, Under the
Company's Long Term Incentive Plan
4b Approve the Grant of Up to 250,000 For For Management
Retention Rights to Stephen Goddard,
Finance Director, Under the Company's
Long Term Incentive Plan
--------------------------------------------------------------------------------
DOWNER EDI LTD.
Ticker: DOW Security ID: Q32623151
Meeting Date: NOV 03, 2010 Meeting Type: Annual
Record Date: NOV 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Financial Statements and For For Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Elect John Humphrey as a Director For For Management
3 Elect Annabelle Chaplain as a Director For For Management
4 Elect Grant Thorne as a Director For For Management
5 Approve Remuneration Report for the For Against Management
Year Ended June 30, 2010
6 Approve the Adoption of a New For For Management
Constitution
--------------------------------------------------------------------------------
EASTERN STAR GAS LTD
Ticker: ESG Security ID: Q3371S113
Meeting Date: NOV 10, 2010 Meeting Type: Annual
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
2 Elect Peter Lansom as a Director For For Management
3 Elect Alexander Sundich as a Director For For Management
4 Approve the Company's Employee For Against Management
Incentive Plan
5 Ratify the Past Issue of 625,000 Shares For Against Management
to David Casey, Managing Director, at
A$0.45 Each Under the Eastern Star
Employee Incentive Plan
6 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
to A$500,000 Per Annum
--------------------------------------------------------------------------------
EMECO HOLDINGS LIMITED
Ticker: EHL Security ID: Q34648107
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: NOV 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Ian Richards as a Director For For Management
2 Approve the Grant of Up to 925,926 For For Management
Performance Rights to Keith Gordon,
Managing Director and Chief Executive
Officer, Under the Employee Incentive
Plan and Rules
3 Approve the Grant of Up to 1.18 Million For For Management
Performance Shares to Keith Gordon,
Managing Director and Chief Executive
Officer, Under the Employee Incentive
Plan and Rules
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
5 Approve the Amendments to the Company's For For Management
Constitution Regarding the Payment of
Dividends
--------------------------------------------------------------------------------
ENERGY WORLD CORPORATION LTD. (FRMELY ENERGY EQUITY CORP LTD
Ticker: EWC Security ID: Q35136169
Meeting Date: OCT 28, 2010 Meeting Type: Annual
Record Date: OCT 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leslie James Charles as a For Against Management
Director
2 Elect Djan Faridz as a Director For Against Management
3 Appoint Ernst & Young as Auditor of the For For Management
Company
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
ENVESTRA LIMITED
Ticker: ENV Security ID: Q3536B104
Meeting Date: OCT 27, 2010 Meeting Type: Annual
Record Date: OCT 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3 Approve the Amendments to the Company's For For Management
Constitution Relating to the Payment of
Dividends
4a Elect Eric Fraser Ainsworth as a For For Management
Director
4b Elect Michael McCormack as a Director For For Management
5 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$900,000
Per Annum
--------------------------------------------------------------------------------
EXTRACT RESOURCES LTD.
Ticker: EXT Security ID: Q36899104
Meeting Date: NOV 04, 2010 Meeting Type: Annual
Record Date: NOV 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Neil MacLachlan as a Director For For Management
3 Elect Steve Galloway as a Director For For Management
4 Elect Inge Zaamwani-Kamwi as a Director For For Management
--------------------------------------------------------------------------------
FLIGHT CENTRE LTD.
Ticker: FLT Security ID: Q39175106
Meeting Date: OCT 28, 2010 Meeting Type: Annual
Record Date: OCT 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gary Smith as a Director For For Management
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
GINDALBIE METALS LTD.
Ticker: GBG Security ID: Q4046S108
Meeting Date: NOV 10, 2010 Meeting Type: Annual
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect George Jones as a Director For For Management
2 Elect Wang Heng as a Director For For Management
3 Elect Tim Netscher as a Director For For Management
4 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
to A$1 Million Per Annum
--------------------------------------------------------------------------------
GINDALBIE METALS LTD.
Ticker: GBG Security ID: Q4046S108
Meeting Date: NOV 10, 2010 Meeting Type: Annual
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
A Approve the Adoption of the For For Management
Remuneration Report for the Year Ended
June 30, 2010
--------------------------------------------------------------------------------
GLOUCESTER COAL LTD
Ticker: GCL Security ID: Q4065V107
Meeting Date: SEP 28, 2010 Meeting Type: Special
Record Date: SEP 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Proposed Acquisition by the For For Management
Company of Certain Noble Group Ltd
Assets Relating to the Middlemount
Joint Venture
--------------------------------------------------------------------------------
GLOUCESTER COAL LTD
Ticker: GCL Security ID: Q4065V107
Meeting Date: NOV 30, 2010 Meeting Type: Annual
Record Date: NOV 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2(i) Elect William Randall as a Director For For Management
2(ii) Elect Gregory Fletcher as a Director For For Management
3 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
GOODMAN FIELDER LTD.
Ticker: GFF Security ID: Q4223N112
Meeting Date: NOV 25, 2010 Meeting Type: Annual
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Elect Steven Gregg as a Director For For Management
3 Elect Peter Hearl as a Director For For Management
4 Elect Clive Hooke as a Director For For Management
5 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
6 Approve the Reinsertion of the For For Management
Proportional Takeover Provisions in the
Company's Constitution
--------------------------------------------------------------------------------
GRAINCORP LTD.
Ticker: GNC Security ID: Q42655102
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: FEB 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
3a Elect Peter Housden as a Director For For Management
3b Elect Simon Tregoning as a Director For For Management
4 Approve the Grant of 146,604 For For Management
Performance Rights to Alison Watkins,
Managing Director and CEO, Under the
GrainCorp Long Term Incentive Plan
5 Approve the Amendment to the Company's For For Management
Constitution Regarding Payment of
Dividends
--------------------------------------------------------------------------------
GRANGE RESOURCES LTD.
Ticker: GRR Security ID: Q4268H129
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAY 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report for the Year Ended
Dec. 31, 2010
2 Elect Neil Chatfield as a Director For For Management
3 Elect Clement Ko as a Director For For Management
4 Approve the Grant of 579,218 For Against Management
Performance Rights Under the Grange
Resources Ltd Long Term Incentive Plan
to Russell Clark, Managing Director of
the Company
5 Approve the Grange Resources Ltd Long For Against Management
Term Incentive Plan
--------------------------------------------------------------------------------
GUD HOLDINGS LTD.
Ticker: GUD Security ID: Q43709106
Meeting Date: OCT 21, 2010 Meeting Type: Annual
Record Date: OCT 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Elect Ross Herron as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Grant of Termination For Against Management
Benefits to Ian Campbell, Managing
Director and Chief Executive Officer,
in Accordance with His Contract of
Employment with the GUD Group
--------------------------------------------------------------------------------
GWA INTERNATIONAL LTD.
Ticker: GWT Security ID: Q4394K103
Meeting Date: OCT 28, 2010 Meeting Type: Annual
Record Date: OCT 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect W Bartlett as a Director For For Management
2 Elect R Anderson as a Director For For Management
3 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
4 Approve the Grant of Up to A$913,500 For Against Management
Worth of Performance Rights to Peter
Crowley, Managing Director, Pursuant to
the GWA International Ltd Long Term
Incentive Plan
5 Approve the Grant of Up to A$94,920 For Against Management
Worth of Performance Rights to Richard
Thornton, Executive Director, Pursuant
to the GWA International Ltd Long Term
Incentive Plan
6 Approve the Change of Company Name to For For Management
GWA Group Limited
--------------------------------------------------------------------------------
HEALTHSCOPE LTD.
Ticker: HSP Security ID: Q4557T107
Meeting Date: SEP 22, 2010 Meeting Type: Court
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
between Healthscope Ltd and Its
Shareholders
--------------------------------------------------------------------------------
HILLS INDUSTRIES LTD.
Ticker: HIL Security ID: Q46290104
Meeting Date: NOV 05, 2010 Meeting Type: Annual
Record Date: NOV 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2(a) Elect Geoffrey Hill as a Director For For Management
2(b) Elect Fiona Bennett as a Director For For Management
2(c) Elect David Spence as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Increase in Non-Executive For Against Management
Directors' Remuneration to A$1.2
Million Per Annum
5 Approve the Grant of Up to 118,926 For For Management
Performance Rights to Graham Lloyd
Twartz, Managing Director, Under the
Hills Industries Ltd Long Term
Incentive Share Plan
6 Approve the Change of Company Name to For For Management
Hills Holdings Limited
--------------------------------------------------------------------------------
IINET LIMITED
Ticker: IIN Security ID: Q4875K101
Meeting Date: SEP 29, 2010 Meeting Type: Special
Record Date: SEP 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Financial Assistance by For For Management
Each Netspace Group Member to the
Company in Connection with the
Company's Acquisition of Netspace
Online Systems Pty Ltd, Spacecentre Pty
Ltd, and Aspry Pty Ltd
2 Adopt a New Constitution For For Management
3 Approve the Acquisition by the Company For For Management
of the AAPT Consumer Division from AAPT
Ltd in Consideration for the Payment of
A$60 Million
--------------------------------------------------------------------------------
IINET LIMITED
Ticker: IIN Security ID: Q4875K101
Meeting Date: NOV 23, 2010 Meeting Type: Annual
Record Date: NOV 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Peter James as a Director For For Management
1b Elect Paul Broad as a Director For For Management
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
INDEPENDENCE GROUP NL (FRMLY INDEPENDENCE GOLD NL)
Ticker: IGO Security ID: Q48886107
Meeting Date: NOV 24, 2010 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Kelly Ross as a Director For For Management
3 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
to A$600,000 Per Annum
--------------------------------------------------------------------------------
INTERNATIONAL COAL HOLDINGS LIMITED
Ticker: ICL Security ID: Q8785Z207
Meeting Date: FEB 25, 2011 Meeting Type: Court
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Scheme Between For For Management
Straits Resources Ltd and its
Shareholders
--------------------------------------------------------------------------------
INTREPID MINES LTD.
Ticker: IAU Security ID: Q4968A101
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of Remuneration For For Management
Report for the Year Ended Dec. 31, 2010
2 Elect Ian McMaster as a Director For For Management
3 Elect Laurence Curtis as aDirector For For Management
4 Ratify the Past Issue of 63.4 Million For For Management
Shares at an Issue Price of A$1.78 Each
to a Consortium of Underwriters Led by
RBC Dominion Securities Inc.
5 Approve Amendment of Non-Executive For For Management
Directors' Share Plan
6 Approve the Vesting of Options and For Against Management
Share Rights Under the Company's
Redundancy Policy
--------------------------------------------------------------------------------
INVOCARE LTD.
Ticker: IVC Security ID: Q4976L107
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAY 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report for the Year Ended
Dec. 31, 2010
2 Elect Roger Penman as a Director For For Management
3 Elect Richard Fisher as a Director For For Management
--------------------------------------------------------------------------------
IOOF HOLDINGS LTD.
Ticker: IFL Security ID: Q49809108
Meeting Date: NOV 23, 2010 Meeting Type: Annual
Record Date: NOV 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2a Elect Roger Sexton as a Director For For Management
2b Elect Ian Blair as a Director For For Management
3 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
4 Approve the Grant of Up to 150,000 For For Management
Performance Rights and Up to 300,000
Options Each for the 2010-2011 and
2011-2012 Financial Years to
Christopher Kelaher, Managing Director,
Under the Company's Executive
Performance Share Plan
5 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
to A$980,000 Per Annum
--------------------------------------------------------------------------------
IRESS MARKET TECHNOLOGY LTD.
Ticker: IRE Security ID: Q49822101
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAY 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jenny Seabrook as a Director For For Management
2 Approve the Remuneration Report For For Management
3 Approve the Amendments to the Company's For For Management
Constitution Regarding the Payment of
Dividends
4 Approve the Grant of Up to 30,000 For For Management
Deferred Shares and 300,000 Performance
Rights to Andrew Walsh, Managing
Director of the Company, in Accordance
with the IRESS Market Technology
Limited Employee Share and Performance
Rights Plan
--------------------------------------------------------------------------------
JB HI-FI LIMITED
Ticker: JBH Security ID: Q5029L101
Meeting Date: OCT 13, 2010 Meeting Type: Annual
Record Date: OCT 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3a Elect James King as a Director For For Management
3b Elect Greg Richards as a Director For For Management
4 Approve the Grant of 111,528 Options to For For Management
Terry Smart, Executive Director, with
an Exercise Price of A$19.75 Each Under
the JB Executive Option Plan
--------------------------------------------------------------------------------
KAGARA LTD.
Ticker: KZL Security ID: Q5170L108
Meeting Date: OCT 21, 2010 Meeting Type: Annual
Record Date: OCT 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Linley as a Director For For Management
2 Elect Joe Treacy as a Director For Against Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Renewal of the Kagara Ltd For For Management
Employee Share Option Plan
5 Ratify the Past Issue of 33.3 Million For For Management
Shares to Prosperity Steel United
Singapore Pte Ltd at A$0.60 Each Made
on Aug. 31, 2010
--------------------------------------------------------------------------------
KAROON GAS AUSTRALIA LTD.
Ticker: KAR Security ID: Q5210P101
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Mark Smith as a Director For Against Management
3 Elect Clark Davey as a Director For For Management
4 Approve the Grant of Up to 500,000 For Against Management
Options to Clark Davey, Non-Executive
Director of the Company, with an
Exercise Price of A$9.48 Each
5 Approve the Grant of Up to 100,000 For Against Management
Options to Scott Hosking, Chief
Financial Officer and Secretary of the
Company, with an Exercise Price of
A$9.77 Each
6 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
of the Company and Karoon Brazil to
A$400,000 and A$500,000 Respectively
Per Annum
7 Ratify the Past Issue of 26.63 Million For For Management
Shares to Sophisticated and
Professional Investors at an Issue
Price of A$7.00 Each on September 16,
2010
8 Approve the Amendments of the Terms of For For Management
905,000 Existing Options Pursuant to
the 2006 Employee Share Option Plan
--------------------------------------------------------------------------------
KINGSGATE CONSOLIDATED LTD.
Ticker: KCN Security ID: Q5318K103
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Craig Carracher as a Director For For Management
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3 Approve the Amendments to the Company's For For Management
Constitution
--------------------------------------------------------------------------------
LINC ENERGY LTD.
Ticker: LNC Security ID: Q5562Z103
Meeting Date: NOV 25, 2010 Meeting Type: Annual
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Elect Ken Dark as a Director For For Management
3 Elect Jon Mathews as a Director For For Management
4 Elect Oliver Yates as a Director For For Management
5 Elect Craig Ricato as a Director For Against Management
6a Ratify the Past Issue of 14.81 Million For For Management
Shares with Various Issue Prices Upon
the Conversion of Convertible Notes
Issued to Springtree Special
Opportunities Fund, LP
6b Ratify the Past Issue of 3.85 Million For For Management
Shares to GasTech Inc at A$1.44 Each on
March 4, 2010 to Pursuant to the
Purchase and Sale Agreement
7 Approve the Grant of 1 Million Rights For Against Management
in Four Equal Tranches to Oliver Yates,
Non-Executive Director
8 Approve the Grant of 500,000 Rights in For Against Management
Four Equal Tranches to Jon Mathews,
Non-Executive Director
9 Ratify the Execution of Deeds of For For Management
Indemnity and Right of Access to
Documents with Each Director
10 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$500,000
Per Annum
11 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
LYNAS CORPORATION LTD
Ticker: LYC Security ID: Q5683J103
Meeting Date: NOV 24, 2010 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
2 Elect David Davidson as a Director For For Management
3 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
to A$750,000 Per Annum
4 Approve the Entry Into a Deed of For For Management
Access, Indemnity, and Insurance with
Each of the Present Directors and
Secretaries of the Company
5 Approve the Grant of Up to 9 Million For Against Management
Options to Nicholas Curtis, Executive
Director, with an Exercise Price A$1.15
Each, Under the Company's Option
Incentive Plan
6 Approve the Grant of Up to 1.5 Million For Against Management
Options to Liam Forde, Non-Executive
Director, with an Exercise Price A$1.15
Each, Under the Company's Option
Incentive Plan
7 Approve the Grant of Up to 1.2 Million For Against Management
Options to David Davidson,
Non-Executive Director, with an
Exercise Price A$1.15 Each, Under the
Company's Option Incentive Plan
8 Approve the Grant of Up to 1.2 Million For Against Management
Options to Jacob Klein, Non-Executive
Director, with an Exercise Price A$1.15
Each, Under the Company's Option
Incentive Plan
--------------------------------------------------------------------------------
MACARTHUR COAL LTD.
Ticker: MCC Security ID: Q5689Z101
Meeting Date: OCT 27, 2010 Meeting Type: Annual
Record Date: OCT 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3.1 Elect Keith De Lacy as a Director For For Management
3.2 Elect Martin Kriewaldt as a Director For For Management
4 Approve the Grant of Termination For Against Management
Benefits to Nicole Hollows, Chief
Executive Officer of the Company
5 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$1.6
Million Per Annum
6 Ratify the Past Issue of 38.15 Million For For Management
Shares to Existing and New
Institutional Investors at A$11.50 Each
on Aug. 31, 2010
7 Renew Partial Takeover Provisions For For Management
8 Approve the Amendments to the Company's For For Management
Constitution Relating to the Payment of
Dividends
--------------------------------------------------------------------------------
MACMAHON HOLDINGS LTD.
Ticker: MAH Security ID: Q56970132
Meeting Date: NOV 26, 2010 Meeting Type: Annual
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
2 Elect David Marshall Smith as a For For Management
Director
3 Elect John Clarence Massey as a For For Management
Director
4 AmendApprove the Amendments to the For For Management
Company's Constitution
5 Approve the Amendment of the For For Management
Constitution Regarding the Adoption of
Proportional Takeover Provisions
--------------------------------------------------------------------------------
MANTRA RESOURCES LTD.
Ticker: MRU Security ID: Q5762G103
Meeting Date: MAY 20, 2011 Meeting Type: Special
Record Date: MAY 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the For For Management
Constitution Regarding the Payment of
Dividends
--------------------------------------------------------------------------------
MANTRA RESOURCES LTD.
Ticker: MRU Security ID: Q5762G103
Meeting Date: MAY 20, 2011 Meeting Type: Court
Record Date: MAY 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Mantra Resources Ltd and Its
Shareholders
--------------------------------------------------------------------------------
MEDUSA MINING LTD
Ticker: MML Security ID: Q59444101
Meeting Date: OCT 06, 2010 Meeting Type: Special
Record Date: OCT 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendment of the Company's For For Management
Constiution
2 Renew Proportional Takeover Bid For For Management
Provisions
--------------------------------------------------------------------------------
MEDUSA MINING LTD.
Ticker: MML Security ID: Q59444101
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: NOV 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andrew Teo as a Director For For Management
2 Elect Peter Jones as a Director For For Management
3 Elect Robert Weinberg as a Director For For Management
4 Approve the Grant of 150,000 Options For For Management
Exercisable at A$4.40 Each to Nicholas
Sayce as Part of His Consideration as
Investor Relations Consultant and
Canadian Contact of the Company
5 Approve the Disapplication of For For Management
Pre-Emptive Rights on the Previous
Issue of 1.19 Million Options; the
150,000 Options to be Issued to
Nicholas Sayce; and the Issue of Up to
9.38 Million Shares
6 Approve the Adoption of the For For Management
Remuneration Report for the Financial
Year Ended June 30, 2010
--------------------------------------------------------------------------------
MERMAID MARINE AUSTRALIA LTD.
Ticker: MRM Security ID: Q6008Q111
Meeting Date: NOV 25, 2010 Meeting Type: Annual
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Anthony Howarth as a Director For For Management
3 Elect Mark Bradley as a Director For For Management
4 Elect Hugh Andrew Jon Edwards as a For For Management
Director
5 Approve the Grant of Up to 266,351 For For Management
Performance Rights to Jeffrey Weber,
Managing Director, Under the Company's
Managing Director's Performace Rights
Plan- 2010
6 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
to A$750,000 Per Annum
--------------------------------------------------------------------------------
MINARA RESOURCES LTD.
Ticker: Security ID: Q6120A101
Meeting Date: AUG 17, 2010 Meeting Type: Special
Record Date: AUG 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Reduction in the Company's For For Management
Issued Share Capital by A$110.94
Million by Returning to Shareholders an
Amount of A$0.095 for Every Share Held
--------------------------------------------------------------------------------
MINARA RESOURCES LTD.
Ticker: MRE Security ID: Q6120A101
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAY 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect John Andrew Morrison as a For For Management
Director
3 Elect Peter Roland Coates AO as a None None Management
Director (Non-Voting Resolution)
4 Approve Amendments to the Company's For For Management
Constitution
5 Approve the Proposed Offtake For For Management
Arrangements with Glencore Nickel Pty
Ltd
--------------------------------------------------------------------------------
MINERAL DEPOSITS LTD.
Ticker: MDL Security ID: Q6154S101
Meeting Date: NOV 09, 2010 Meeting Type: Annual
Record Date: NOV 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect David John Isles as a Director For For Management
3 Elect Martin Clyde Ackland as a For Against Management
Director
4 Approve the Disposal by MDL Gold Ltd of For For Management
All Its Shares in Sabodala Gold
(Mauritius) Ltd, SGML (Capital) Ltd,
and Oromin Explorations Ltd to Teranga
Gold Corporation and the Initial Public
Offering of Teranga Shares
5 Approve the Equal Reduction in Capital For For Management
by $188.55 Million and Proposed In
Specie Distribution to Shareholders of
Not Less than 80 Percent of the Teranga
Shares Held by the Company Following
the Disposal of the Sabodala Gold
Mining Operation
6 Approve the Consolidation of the For For Management
Company's Share Capital on the Basis
that Every Ten Ordinary Shares be
Consolidated Into One Share With Any
Fractional Entitlement Rounded Down to
the Nearest Whole Share
7 Approve the Amendment to the Company's For For Management
Constitution to Enable Australian
Shareholders to Receive CDIs in
Relation to Teranga Shares Pursuant to
the In Specie Distribution
8 Ratify the Past Issue of 24.87 Million For For Management
Shares to Vendors of theOromin Shares
Acquired by MDL Gold Ltd and of 994,813
Shares to GMP Securities Ltd for Acting
as Financial Adviser to the Company on
the Acquisition
--------------------------------------------------------------------------------
MINERAL RESOURCES LTD.
Ticker: MIN Security ID: Q60976109
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Ratify the Past Issue of Interim For For Management
Dividend of A$0.064 Per Share and the
Final Dividend of A$0.136 Per Share for
the 2009-2010 Financial Year
3 Elect Mark Dutton as a Director For For Management
4 Elect Kelvin Flynn as a Director For For Management
--------------------------------------------------------------------------------
MIRABELA NICKEL LTD.
Ticker: MBN Security ID: Q6188C106
Meeting Date: SEP 13, 2010 Meeting Type: Special
Record Date: SEP 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Mirabela Nickel Ltd For For Management
Performance Rights Plan
2 Approve the Grant of Up to 546,719 For For Management
Performance Rights to Ian Purdy, CEO,
Under the Mirabela Nickel Ltd
Performance Rights Plan
--------------------------------------------------------------------------------
MIRABELA NICKEL LTD.
Ticker: MBN Security ID: Q6188C106
Meeting Date: OCT 19, 2010 Meeting Type: Special
Record Date: OCT 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Issuance of Up to 51.23 For For Management
Million Shares at A$1.60 Each and 6.47
Million Shares Issuable on the
Conversion of Subscription Receipts to
Sophisticated and Institutional
Investors
2 Approve the Issuance of Up to 888,561 For For Management
Shares at A$1.60 Each to Craig Burton,
Director as Part of the Placement Being
Approved by the Company
3 Approve the Issuance of Up to 3.9 For For Management
Million Shares at A$1.60 Each to
Lancaster Park SA, an Entity Associated
with Colin Steyn, Director as Part of
the Placement Being Approved by the
Company
4 Approve the Issuance of Up to 6.84 For For Management
Million Shares at A$1.60 Each to
Eligible Shareholders Under the Share
Purchase Plan
--------------------------------------------------------------------------------
MONADELPHOUS GROUP LTD.
Ticker: MND Security ID: Q62925104
Meeting Date: NOV 23, 2010 Meeting Type: Annual
Record Date: NOV 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Rubino as a Director For For Management
2 Elect Christopher Percival Michelmore For For Management
as a Director
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
MOUNT GIBSON IRON LTD
Ticker: MGX Security ID: Q64224100
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: NOV 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Neil Hamilton as a Director For For Management
2 Elect Peter Knowles as a Director For For Management
3 Elect Lee Seng Hui as a Director For Against Management
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
MURCHISON METALS LTD.
Ticker: MMX Security ID: Q64654108
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: NOV 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Paul Kopejtka as a Director For For Management
3 Approve the Company's Employee For Against Management
Incentive Plan
--------------------------------------------------------------------------------
MYER HOLDINGS LTD.
Ticker: MYR Security ID: Q64865100
Meeting Date: NOV 12, 2010 Meeting Type: Annual
Record Date: NOV 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Chairman's Address and Presentation by n/a Management
the Chief Executive Officer
2 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended July 31, 2010
3a Elect Peter Hay as a Director For For Management
3b Elect Anne Brennan as a Director For For Management
3c Elect Tom Flood as a Director For For Management
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended July 31, 2010
--------------------------------------------------------------------------------
NAVITAS LTD.
Ticker: NVT Security ID: Q6630H109
Meeting Date: NOV 23, 2010 Meeting Type: Annual
Record Date: NOV 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Peter Campbell as a Director For For Management
3 Elect James King as a Director For For Management
4 Approve the Increase in the Maximum For For Management
Annual Aggregate Amount of the
Non-Executive Directors' Remuneration
to A$900,000 Per Annum
--------------------------------------------------------------------------------
NUFARM LIMITED (FORMERLY FERNZ CORP. LTD.)
Ticker: NUF Security ID: Q7007B105
Meeting Date: DEC 02, 2010 Meeting Type: Annual
Record Date: NOV 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended July 31, 2010
2 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended July 31, 2010
3a Elect Garry Hounsell as a Director For Against Management
3b Elect Donald McGauchie as a Director For Against Management
4 Approve the Amendments to the Company's For For Management
Constitution Regarding Proportional
Takeover Approval Provisions
5 Approve the Amendments to the Company's For For Management
Constitution Regarding Dividend
Provisions
--------------------------------------------------------------------------------
OM HOLDINGS LTD.
Ticker: OMH Security ID: G6748X104
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve the Payment of a Final Dividend For For Management
of A$0.02 Per Share to All Shareholders
of the Company
3 Elect Wong Fong Fui as a Director For For Management
4 Elect Thomas Teo Liang Huat as Director For For Management
5 Approve Foo Kon Tan Grant Thornton as For For Management
Auditor and Authorize Board to Fix Its
Remuneration
6 Approve the Listing of Up to 345 For Against Management
Million Shares on The Stock Exchange of
Hong Kong Limited (HKSE)
7 Approve the New OM Holdings Limited None Against Management
Employee Share Option Plan
8 Approve the New OM Holdings Limited None Against Management
Employee Share Option Plan Rules
Pursuant to Listing Rule 7.2 Exception
9
9 Approve the Existing OM Holdings None Against Management
Limited Employee Share Option Plan
Pursuant to Listing Rule 7.2 Exception
9
10 Approve Amendments to the Company's For Against Management
Bylaws
11 Renew Partial Takeover Provisions For For Management
--------------------------------------------------------------------------------
PACIFIC BRANDS LTD
Ticker: PBG Security ID: Q7161J100
Meeting Date: OCT 25, 2010 Meeting Type: Annual
Record Date: OCT 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2a Elect Arlene Tansey as a Director For For Management
2b Elect Peter Bush as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$ 2,000,000
Per Annum
5a Approve the Grant of Up to 1.23 Million For For Management
Performance Rights to Sue Morphet, CEO
and Managing Director, Under the
Pacific Brands Limited Performance
Rights Plan
5b Approve the Grant of Up to 1.38 Million For For Management
Performance Rights to Sue Morphet, CEO
and Managing Director, Under the
Pacific Brands Limited Performance
Rights Plan
--------------------------------------------------------------------------------
PANAUST LTD
Ticker: PNA Security ID: Q7283A110
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAY 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of Remuneration For For Management
Report for the Year Ended Dec. 31, 2010
2 Elect John Crofts as a Director For For Management
3 Elect Garry Hounsell as a Director For For Management
4 Elect Geoffrey Billard as a Director For For Management
5 Approve the Issue of 2.5 Million Shares For For Management
and the Advance of the Loan in the
Amount Equal to the Market Price of the
Said Shares Under the Executive Long
Term Share Plan
6 Approve the Consolidation of the For For Management
Capital of the Company on the Basis
that Every Five Shares in the Capital
of the Company be Consilidated into One
Share with Fractional Entitlements
Rounded Up to the Nearest Whole Share
--------------------------------------------------------------------------------
PANORAMIC RESOURCES LTD.
Ticker: PAN Security ID: Q7318E103
Meeting Date: SEP 03, 2010 Meeting Type: Special
Record Date: SEP 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the 2010 Panoramic Resources For For Management
Ltd Employee Share Plan
2 Approve the Grant of Up to 1.05 Million For For Management
Performance Rights to Peter Harold,
Managing Director, Under the 2010
Panoramic Resources Ltd Employee Share
Plan
3 Approve the Grant of Termination For For Management
Benefits to Peter Harold, Managing
Director
4 Approve the Grant of Termination For For Management
Benefits to Other Key Management
--------------------------------------------------------------------------------
PANORAMIC RESOURCES LTD.
Ticker: PAN Security ID: Q7318E103
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Rowe as a Director For For Management
2 Elect Brian Phillips as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
PERSEUS MINING LTD.
Ticker: PRU Security ID: Q74174105
Meeting Date: NOV 26, 2010 Meeting Type: Annual
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Reg Gillard as a Director For For Management
3 Elect Neil Fearis as a Director For For Management
4 Approve the Company's Stock Option Plan For For Management
5 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$750,000
Per Annum
--------------------------------------------------------------------------------
PHARMAXIS LTD
Ticker: PXS Security ID: Q9030N106
Meeting Date: OCT 20, 2010 Meeting Type: Annual
Record Date: OCT 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3 Elect Malcolm McComas as a Director For For Management
4 Elect John Villiger as a Director For For Management
5 Approve the Grant of 50,000 Performance For For Management
Rights to Alan Robertson, Chief
Executive Officer, Under the Company's
Performance Rights Plan
--------------------------------------------------------------------------------
PRIMARY HEALTH CARE LTD.
Ticker: PRY Security ID: Q77519108
Meeting Date: NOV 26, 2010 Meeting Type: Annual
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3 Elect Terence Smith as a Director For For Management
4 Elect Errol Katz as a Director For For Management
5 Approve the Primary Senior Executive For For Management
Performance Rights Plan
6 Renew the Proportional Takeover For For Management
Approval Provisions
7 Approve the Amendment to the Company's For For Management
Constitution Regarding Payment of
Dividends
--------------------------------------------------------------------------------
RAMSAY HEALTH CARE LTD.
Ticker: RHC Security ID: Q7982Y104
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: NOV 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3.1 Elect Peter John Evans as a Director For For Management
3.2 Elect Anthony James Clark as a Director For For Management
3.3 Elect Bruce Roger Soden as a Director For For Management
4.1 Approve the Grant of Up to 150,000 For For Management
Performance Rights to Christopher Paul
Rex, Managing Director, Under the
Ramsay Executive Performance Rights
Plan
4.2 Approve the Grant of Up to 75,000 For For Management
Performance Rights to Bruce Roger
Soden,Group Finance Director, Under the
Ramsay Executive Performance Rights
Plan
5 Approve to Freeze the Non-Executive For For Management
Directors' Retirement Benefit Plan
6 Approve the Increase in the For For Management
Non-Executive Directors' Remuneration
to A$2 Million Per Annum
7 Approve the Amendments to the Company's For For Management
Constitution Regarding the Payment of
Dividends
--------------------------------------------------------------------------------
RIVERSDALE MINING LTD
Ticker: RIV Security ID: Q8202C104
Meeting Date: OCT 27, 2010 Meeting Type: Annual
Record Date: OCT 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tony Redman as a Director For For Management
2 Elect Narendra Kumar Misra as a For For Management
Director
3 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
4 Ratify the Past Issue of 10.88 Million For For Management
Shares to Professional and
Sophisticated Investors at A$9.40 Each
on July 30, 2010
--------------------------------------------------------------------------------
SAI GLOBAL LTD.
Ticker: SAI Security ID: Q8227J100
Meeting Date: OCT 22, 2010 Meeting Type: Annual
Record Date: OCT 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect John Murray as a Director For For Management
3 Elect Peter Day as a Director For For Management
4 Appoint Ernst & Young as Auditor of the For For Management
Company
5 Ratify the Past Issue of 13.99 Million For For Management
Shares to Institutional and
Sophisticated Investors at an Issue
Price of A$3.60 Each in Connection
with the Acquisition of Integrity
Interactive Corporation by the Company
6 Approve the Financial Assistance to be For For Management
Given to the Company by Espreon
Property Services Pty Ltd, Enertech
Australia Pty Ltd, and Cintellate Pty
Ltd in Connection with the Company's
Facility Agreements
7 Approve the Grant of Performance Share For For Management
Rights Amounting to A$435,000 in
Maximum to Anthony Scotton, Chief
Executive Officer, Under the SAI
Executive Incentive Plan
8 Approve the Potential Provision of For Against Management
Benefits to Anthony Scotton, Chief
Executive Officer, in Connection with
Employment Cessation
9 Approve the Potential Provision of For Against Management
Benefits to Geoffrey Richardson, Chief
Financial Officer, in Connection with
Employment Cessation
10 Approve the Potential Provision of For Against Management
Benefits to Andrew Wyszkowski, Global
Head of Information Services and Global
Head of Compliance, in Connection with
Employment Cessation
11 Approve the Potential Provision of For Against Management
Benefits to Peter Mullins, Head of
Property Information Services, in
Connection with Employment Cessation
12 Approve the Potential Provision of For Against Management
Benefits to Duncan Lilley, Head of
Assurance Europe and Asia, in
Connection with Employment Cessation
13 Approve the Potential Provision of For Against Management
Benefits to Chris Jouppi, Head Of
Assurance Americas, in Connection with
Employment Cessation
14 Approve the Potential Provision of For Against Management
Benefits to Brett Lenthall, Chief
Information Officer, in Connection with
Employment Cessation
15 Approve the Potential Provision of For Against Management
Benefits to Andrew Jones, Group
Director of Human Resources, in
Connection with Employment Cessation
16 Approve the Potential Provision of For Against Management
Benefits to Hanna Myllyoja, Group
General Counsel and Company Secretary,
in Connection with Employment Cessation
--------------------------------------------------------------------------------
SANDFIRE RESOURCES NL
Ticker: SFR Security ID: Q82191109
Meeting Date: NOV 29, 2010 Meeting Type: Annual
Record Date: NOV 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Derek La Ferla as a Director For For Management
2 Elect Robert Norman Scott as a Director For For Management
3 Elect Jonghun Jong as a Director For For Management
4 Appoint Ernst & Young as Auditors of For For Management
the Company
5 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
6 Approve the Sandfire Resources NL For Against Management
Incentive Option Scheme
7 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$500,000
Per Annum
--------------------------------------------------------------------------------
SEEK LTD.
Ticker: SEK Security ID: Q8382E102
Meeting Date: NOV 30, 2010 Meeting Type: Annual
Record Date: NOV 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3a Elect Denise Bradley as a Director For For Management
3b Elect Robert Watson as a Director For For Management
4 Approve the Grant of Up to 1.2 Million For For Management
Options and/or Performance Rights to
Andrew Bassat, Executive Director and
Joint CEO, in Terms of the Plan and the
Long Term Incentive Arrangements
5 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$1 Million
Per Annum
6 Approve the Amendments to the Company's For For Management
Constitution Regarding the Payment of
Dividends
7 Approve the Amendments to the Company's For For Management
Constitution Regarding Proportional
Takeover Provisions
--------------------------------------------------------------------------------
SIGMA PHARMACEUTICALS LTD.
Ticker: SIP Security ID: Q8484A107
Meeting Date: JAN 14, 2011 Meeting Type: Special
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Sale by the Company of All For For Management
the Shares in Sigma Pharmaceuticals
(Australia) Pty Ltd, Orphan Holdings
Pty Ltd, and Fawns and McAllan
Proprietary Ltd to Aspen Asia Pacific
Pty Ltd or a Wholly-Owned Subsidiary of
Aspen Pharmacare Holdings Ltd
2 Approve the Amendments to the Company's For For Management
Constitution Re: Payment of Dividends
--------------------------------------------------------------------------------
SIGMA PHARMACEUTICALS LTD.
Ticker: SIP Security ID: Q8484A107
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: JUN 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve the Adoption of the For For Management
Remuneration Report for the Year Ended
Jan. 31, 2011
4.1 Elect Raymond Gunston as a Director For For Management
4.2 Elect David Bayes as a Director For For Management
5.1 Approve the Company's Executive Long For For Management
Term Incentive Loan Funded Share Plan
6.1 Approve the Grant of 4.05 Million For For Management
Rights to Mark Hooper, Managing
Director and CEO of the Company
6.2 Approve the Grant of Up to A$436,800 For For Management
Worth of Performance Rights Under the
Executive Short Term Incentive Plan to
Mark Hooper, Managing Director and CEO
of the Company
6.3 Approve the Grant of Up to A$655,200 For For Management
Worth or Approximately 6.044 Million
Performance Shares Under the Executive
Long Term Incentive Loan Funded Share
Plan to Mark Hooper, Managing Director
and CEO of the Company
6.4 Approve the Issue of the STIP For For Management
Performance Rights on Accelerated Event
and Payment of Termination Benefit to
Mark Hooper, Managing Director and CEO
of the Company
--------------------------------------------------------------------------------
SILEX SYSTEMS LTD.
Ticker: SLX Security ID: Q85045104
Meeting Date: NOV 23, 2010 Meeting Type: Annual
Record Date: NOV 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chris Wilks as a Director For For Management
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
SOUTHERN CROSS MEDIA GROUP
Ticker: SXL Security ID: Q8571C107
Meeting Date: OCT 27, 2010 Meeting Type: Annual
Record Date: OCT 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Max Moore-Wilton as a Director For Against Management
3 Elect Leon Pasternak as a Director For Against Management
4 Elect Michael Carapiet as a Director For Against Management
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Holdings 2 Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Holdings 2 Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Holdings 2 Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Holdings 2 Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Holdings 1 Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Holdings 1 Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Holdings 1 Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Holdings 1 Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
International Memorandum and Articles
of Association, Including Stapling
Provisions
2 Approve the Redemption by Spark For For Management
International of Shares Held by CHESS
Depositary Nominees Pty Ltd and the
Corresponding Cancellation of CHESS
Depositary Interests
2 Approve the Redemption by Spark For For Management
International of Shares Held by CHESS
Depositary Nominees Pty Ltd and the
Corresponding Cancellation of CHESS
Depositary Interests
2 Approve the Redemption by Spark For For Management
International of Shares Held by CHESS
Depositary Nominees Pty Ltd and the
Corresponding Cancellation of CHESS
Depositary Interests
2 Approve the Redemption by Spark For For Management
International of Shares Held by CHESS
Depositary Nominees Pty Ltd and the
Corresponding Cancellation of CHESS
Depositary Interests
3 Approve the Direction to CHESS For For Management
Depositary Nominees Pty Ltd to Approve
to Do All Things Necessary or Desirable
to Give Effect to or Incidental to the
Restructure
3 Approve the Direction to CHESS For For Management
Depositary Nominees Pty Ltd to Approve
to Do All Things Necessary or Desirable
to Give Effect to or Incidental to the
Restructure
3 Approve the Direction to CHESS For For Management
Depositary Nominees Pty Ltd to Approve
to Do All Things Necessary or Desirable
to Give Effect to or Incidental to the
Restructure
3 Approve the Direction to CHESS For For Management
Depositary Nominees Pty Ltd to Approve
to Do All Things Necessary or Desirable
to Give Effect to or Incidental to the
Restructure
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
International Memorandum and Articles
of Association, Including Stapling
Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
International Memorandum and Articles
of Association, Including Stapling
Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
International Memorandum and Articles
of Association, Including Stapling
Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Loan Note For For Management
Trust Deed, Including the Stapling
Provisions
2 Approve the Direction to Australian For For Management
Executor Trustees Ltd to Execute
Supplemental Deeds to Give Effect to
the Loan Note Trust Deed and to Do All
Things Necessary or Desirable to Give
Effect to or Incidental to the
Restructure
2 Approve the Direction to Australian For For Management
Executor Trustees Ltd to Execute
Supplemental Deeds to Give Effect to
the Loan Note Trust Deed and to Do All
Things Necessary or Desirable to Give
Effect to or Incidental to the
Restructure
2 Approve the Direction to Australian For For Management
Executor Trustees Ltd to Execute
Supplemental Deeds to Give Effect to
the Loan Note Trust Deed and to Do All
Things Necessary or Desirable to Give
Effect to or Incidental to the
Restructure
2 Approve the Direction to Australian For For Management
Executor Trustees Ltd to Execute
Supplemental Deeds to Give Effect to
the Loan Note Trust Deed and to Do All
Things Necessary or Desirable to Give
Effect to or Incidental to the
Restructure
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Loan Note For For Management
Trust Deed, Including the Stapling
Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Loan Note For For Management
Trust Deed, Including the Stapling
Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Loan Note For For Management
Trust Deed, Including the Stapling
Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Trust Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Trust Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Trust Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amendments to the Spark For For Management
Trust Constitution Including the
Stapling Provisions
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark RE Ltd and Each Holder of
Loan Notes
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark RE Ltd and Each Holder of
Loan Notes
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark RE Ltd and Each Holder of
Loan Notes
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark RE Ltd and Each Holder of
Loan Notes
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark Holdings 2 and Its
Shareholders
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark Holdings 2 and Its
Shareholders
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark Holdings 2 and Its
Shareholders
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark Holdings 2 and Its
Shareholders
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark Holdings 1 and Its
Shareholders
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark Holdings 1 and Its
Shareholders
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark Holdings 1 and Its
Shareholders
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: DEC 09, 2010 Meeting Type: Court
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Spark Holdings 1 and Its
Shareholders
--------------------------------------------------------------------------------
SPOTLESS GROUP LTD.
Ticker: SPT Security ID: Q86963107
Meeting Date: NOV 19, 2010 Meeting Type: Annual
Record Date: NOV 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2(a) Elect Peter Smedley as a Director For For Management
2(b) Elect Elizabeth Proust as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
ST BARBARA LTD.
Ticker: SBM Security ID: Q8744Q108
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Saul Jonathan Colin Wise as a For For Management
Director
3 Approve the Consolidation of the For For Management
Company's Share Capital on the Basis
that Every Six Shares be Consolidated
into One Share With Any Fractional
Entitlement be Rounded Up to the Next
Whole Share
4 Approve the Company's Performance For For Management
Rights Plan
5 Approve the Grant of Up to 4.55 Million For For Management
Performance Rights on a
Pre-Consolidaton Basis to Timothy James
Lehany, Managing Director and CEO,
Under the Company's Performance Rights
Plan
--------------------------------------------------------------------------------
STRAITS RESOURCES LTD.
Ticker: SRL Security ID: Q8785Z108
Meeting Date: JAN 21, 2011 Meeting Type: Special
Record Date: JAN 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Reduction in the Company's For For Management
Share Capital
2 Approve the Change of Company Name to For For Management
International Coal Holdings Limited
--------------------------------------------------------------------------------
STRAITS RESOURCES LTD.
Ticker: SRL Security ID: Q8785Z108
Meeting Date: JAN 21, 2011 Meeting Type: Court
Record Date: JAN 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Demerger Scheme Between Straits For For Management
Resources Ltd and its Shareholders
--------------------------------------------------------------------------------
TEN NETWORK HOLDINGS LTD.
Ticker: TEN Security ID: Q8980R109
Meeting Date: DEC 09, 2010 Meeting Type: Annual
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended Aug. 31, 2010
2a Elect Paul Gleeson as a Director For For Management
2b Elect David Gordon as a Director For For Management
2c Elect Dean Hawkins as a Director For For Management
2d Elect Christine Holgate as a Director For For Management
2e Elect Brian Long as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Aug. 31, 2010
--------------------------------------------------------------------------------
TOWER AUSTRALIA GROUP LTD.
Ticker: TAL Security ID: Q9155R106
Meeting Date: FEB 02, 2011 Meeting Type: Annual
Record Date: JAN 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
2 Approve the Executive Share and Option For For Management
Plan
3 Approve the Grant of 773,000 For Against Management
Performance Rights to Jim Minto,
Managing Director Under the Executive
Share and Option Plan
4 Elect Fiona Balfour as a Director For For Management
5 Elect Don Findlater as a Director For For Management
6 Elect Peter Lewinsky as a Director For For Management
7 Approve the Proposed Amendments to the For For Management
Company's Constiution
--------------------------------------------------------------------------------
TOWER AUSTRALIA GROUP LTD.
Ticker: Security ID: Q9155R106
Meeting Date: APR 18, 2011 Meeting Type: Court
Record Date: APR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
between the Company and Its
Non-Dai-ichi Life Shareholders
--------------------------------------------------------------------------------
TPG TELECOM LIMITED
Ticker: TPM Security ID: Q8702T151
Meeting Date: DEC 01, 2010 Meeting Type: Annual
Record Date: NOV 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended July 31, 2010
2 Elect Alan Latimer as a Director For Against Management
3 Elect Joseph Pang as a Director For For Management
--------------------------------------------------------------------------------
TRANSFIELD SERVICES LTD.
Ticker: TSE Security ID: Q9187S114
Meeting Date: OCT 21, 2010 Meeting Type: Annual
Record Date: OCT 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Douglas Snedden as a Director For For Management
2a Elect Steven Crane as a Director For For Management
2b Elect Guido Belgiomo-Nettis as a For Against Management
Director
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Increase in the Maximum None For Management
Non-Executive Directors' Remuneration
to A$2 Million Per Annum
5 Approve the Grant of Options and/or None For Management
Performance Rights to Eligible
Executives of the Company Under the
TranShare Executive Performance Award
Plan
--------------------------------------------------------------------------------
UGL LIMITED
Ticker: UGL Security ID: Q927AA102
Meeting Date: OCT 21, 2010 Meeting Type: Annual
Record Date: OCT 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3 Elect Richard Humphry as a Director For For Management
4 Elect Kate Spargo as a Director For For Management
5 Approve the Grant of 493,788 Options to For For Management
the Company's Executives and Senior
Management with an Exercise Price of
A$13.85 Each Under the Employee Share
Option Plan
--------------------------------------------------------------------------------
VIRGIN BLUE HOLDINGS LTD
Ticker: VBA Security ID: Q9460C109
Meeting Date: NOV 24, 2010 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3a Elect Samantha Mostyn as a Director For For Management
3b Elect David Baxby as a Director For For Management
4 Approve the Grant of Up to 4.12 Million For For Management
Options to John Borghetti, Managing
Director, Under the Virgin Blue
Holdings Ltd Senior Executive Option
Plan
--------------------------------------------------------------------------------
WEST AUSTRALIAN NEWSPAPERS HOLDINGS LTD.
Ticker: WAN Security ID: Q9594W120
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Elect Kerry Stokes as a Director For For Management
3 Elect Peter Gammell as a Director For For Management
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
5 Approve the Amendments to the Company's For For Management
Constitution
6 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
to A$1.5 Million Per Annum
--------------------------------------------------------------------------------
WEST AUSTRALIAN NEWSPAPERS HOLDINGS LTD.
Ticker: SWM Security ID: Q9594W120
Meeting Date: APR 11, 2011 Meeting Type: Special
Record Date: APR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Acquisition of Seven Media For For Management
Group (SMG) by the Company
2 Approve the Acquisition by Seven Group For For Management
Holdings Ltd (SGH) of a Relevant
Interest in the Company's Shares
3 Approve the Issuance of Up to 77 For For Management
Million Shares to Funds Affiliated with
Kohlberg Kravis Roberts & Co. L.P
(KKR), Mezzanine Investors and Members
of SMG's Management at an Issue Price
of A$5.99 per Share as Part of the KKR
Investment
4 Approve the Terms, and Subdivision, of For For Management
the Convertible Preference Shares that
are to be Issued to SGH Under the
Proposed Transaction
5 Approve the Change of the Company's For For Management
Name to Seven West Media Limited
--------------------------------------------------------------------------------
WESTERN AREAS NL
Ticker: WSA Security ID: Q9618L100
Meeting Date: OCT 08, 2010 Meeting Type: Annual
Record Date: OCT 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Daniel Lougher as a Director For Against Management
3 Ratify the Past Issue of 500 For For Management
Convertible Bonds with a Total Face
Value of A$125 Million to Australian
and International Institutional and
Professional Clients of the Joint Lead
Managers
--------------------------------------------------------------------------------
WHITE ENERGY COMPANY LTD.
Ticker: WEC Security ID: Q9763G104
Meeting Date: JUL 12, 2010 Meeting Type: Special
Record Date: JUL 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Acquisition by White Energy For For Management
Mining Pty Ltd, a Wholly-Owned
Subsidiary of White Energy Company Ltd,
of All the Shares in South Australian
Coal Ltd from Gaffwick Pty Ltd
2 Approve the Issuance of Up to 10 For For Management
Million Placement Shares at a
Subsciption Price of A$2.50 per Share
to Gaffwick Pty Ltd, an Entity
Associated with White Energy
Non-Executive Director Travers Duncan
3 Approve the Issuance of Up to 20 For For Management
Million Placement Shares at a
Subscription Price of A$2.50 per Share
to Ganra Pty Ltd and J A Kinghorn & Co
Pty Ltd, Entities Associated with
Messrs Brian Flannery and John Kinghorn
4 Approve the 2010 Performance Shares and For For Management
the 2011 Performance Shares
5 Approve the Consolidation of the 2010 For For Management
Performance Shares and the 2011
Performance Shares Into the Requisite
Number of Shares Prior to Their
Conversion Into Ordinary Shares
--------------------------------------------------------------------------------
WHITE ENERGY COMPANY LTD.
Ticker: WEC Security ID: Q9763G104
Meeting Date: NOV 30, 2010 Meeting Type: Annual
Record Date: NOV 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect John Atkinson as a Director For For Management
3 Elect Graham Cubbin as a Director For For Management
4 Elect Brian Flannery as a Director For For Management
5 Elect John Kinghorn as a Director For For Management
6 Elect Hans Mende as a Director For For Management
7 Elect Vincent O'Rourke as a Director For For Management
--------------------------------------------------------------------------------
WHITEHAVEN COAL LTD.
Ticker: WHC Security ID: Q97664108
Meeting Date: OCT 29, 2010 Meeting Type: Annual
Record Date: OCT 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Alex Krueger as a Director For For Management
3 Elect Neil Chatfield as a Director For For Management
--------------------------------------------------------------------------------
WOTIF.COM HOLDINGS LTD
Ticker: WTF Security ID: Q9860E101
Meeting Date: OCT 25, 2010 Meeting Type: Annual
Record Date: OCT 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Elect Robert Andrew Creeth Brice as a For For Management
Director
3 Approve the Grant of 800,000 Options to For For Management
Robert Michael Sean Cooke, Managing
Director, Under the Company's Executive
Share Option Plan
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
=========================== IQ CANADA SMALL CAP ETF ============================
ADVANTAGE OIL & GAS LTD.
Ticker: AAV Security ID: 00765F101
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Stephen E. Balog For For Management
2.2 Elect Director Kelly I. Drader For For Management
2.3 Elect Director Paul G. Haggis For For Management
2.4 Elect Director John A. Howard For For Management
2.5 Elect Director Andy J. Mah For For Management
2.6 Elect Director Ronald A. McIntosh For For Management
2.7 Elect Director Sheila H. O'Brien For For Management
2.8 Elect Director Carol D. Pennycook For For Management
2.9 Elect Director Steven Sharpe For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
AECON GROUP INC.
Ticker: ARE Security ID: 00762V109
Meeting Date: JUN 14, 2011 Meeting Type: Annual
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Beck For For Management
1.2 Elect Director Austin C. Beutel For For Management
1.3 Elect Director Michael A. Butt For For Management
1.4 Elect Director Anthony P. Franceschini For For Management
1.5 Elect Director J.D. Hole For For Management
1.6 Elect Director Rolf Kindbom For For Management
1.7 Elect Director Brian V. Tobin For For Management
1.8 Elect Director Robert P. Wildeboer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
AIR CANADA
Ticker: AC.B Security ID: 008911802
Meeting Date: MAY 05, 2011 Meeting Type: Annual/Special
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard Attali For For Management
1.2 Elect Director Michael M. Green For For Management
1.3 Elect Director Jean Marc Huot For For Management
1.4 Elect Director Pierre Marc Johnson For For Management
1.5 Elect Director Joseph B. Leonard For For Management
1.6 Elect Director Arthur T. Porter For For Management
1.7 Elect Director David I. Richardson For For Management
1.8 Elect Director Roy J. Romanow For For Management
1.9 Elect Director Calin Rovinescu For For Management
1.10 Elect Director Vagn Sorensen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Shareholder Rights Plan For For Management
4 The Undersigned Hereby Certifies that None Against Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011527108
Meeting Date: JUN 02, 2011 Meeting Type: Annual/Special
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Mark Wayne For For Management
2.2 Elect Director John A. McCluskey For For Management
2.3 Elect Director Leonard Harris For For Management
2.4 Elect Director James M. McDonald For For Management
2.5 Elect Director David Gower For For Management
2.6 Elect Director Paul J. Murphy For For Management
2.7 Elect Director Anthony Garson For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
ALTAGAS LTD.
Ticker: ALA Security ID: 021361100
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David W. Cornhill, Allan L. For For Management
Edgeworth, Hugh A. Fergusson, Daryl H.
Gilbert, Robert B. Hodgins, Myron F.
Kanik, David F. Mackie, and M. Neil
McCrank as Directors
1.1 Elect Director David W. Cornhill For For Management
1.2 Elect Director Allan L. Edgeworth For For Management
1.3 Elect Director Hugh A. Fergusson For For Management
1.4 Elect Director Daryl H. Gilbert For For Management
1.5 Elect Director Robert B. Hodgins For For Management
1.6 Elect Director Myron F. Kanik For For Management
1.7 Elect Director David F. Mackie For For Management
1.8 Elect Director M. Neil McCrank For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ANATOLIA MINERALS DEVELOPMENT LIMITED
Ticker: ANO Security ID: 032900102
Meeting Date: JAN 31, 2011 Meeting Type: Special
Record Date: DEC 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with Acquisition
2 Approve Stock Option Plan For For Management
3 Approve Shareholder Rights Plan For For Management
4 Change Company Name to Alacer Gold For For Management
Corp.
--------------------------------------------------------------------------------
ANGLE ENERGY INC
Ticker: NGL Security ID: 034760207
Meeting Date: MAY 25, 2011 Meeting Type: Annual/Special
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Noralee Bradley, Timothy Dunne, For For Management
John Gareau, Jacob Roorda, Clarence
Chow, Gregg Fischbuch, and Edward
Muchowski as Directors
1.1 Elect Director Noralee Bradley For For Management
1.2 Elect Director Timothy Dunne For For Management
1.3 Elect Director John Gareau For For Management
1.4 Elect Director Jacob Roorda For For Management
1.5 Elect Director Clarence Chow For For Management
1.6 Elect Director Gregg Fischbuch For For Management
1.7 Elect Director Edward Muchowski For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
ANVIL MINING LIMITED
Ticker: AVM Security ID: 03734N106
Meeting Date: JUN 14, 2011 Meeting Type: Annual/Special
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Sabine For For Management
1.2 Elect Director Darryll J. Castle For For Management
1.3 Elect Director Thomas C.Dawson For For Management
1.4 Elect Director Patrick C. Evans For For Management
1.5 Elect Director Jeremy C. Weir For For Management
1.6 Elect Director Jesus Fernandez For For Management
1.7 Elect Director M. Deon Garbers For For Management
2 Approve PricewaterhouseCoopers For For Management
Australia as Auditors and Authorize
Board to Fix Their Remuneration
3 Approve Executive and Senior Staff For Against Management
Share Incentive Scheme
4 Approve Share Incentive Plan For Against Management
5 Amend Share Incentive Plan For Against Management
--------------------------------------------------------------------------------
ATS AUTOMATION TOOLING SYSTEMS INC.
Ticker: ATA Security ID: 001940105
Meeting Date: AUG 05, 2010 Meeting Type: Annual
Record Date: JUN 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Neil D. Arnold as Director For For Management
1.2 Elect Anthony Caputo as Director For For Management
1.3 Elect Michael E. Martino as Director For For Management
1.4 Elect David L. McAusland as Director For For Management
1.5 Elect Gordon E. Presher as Director For For Management
1.6 Elect Neale X. Trangucci as Director For For Management
1.7 Elect Daryl C.F. Wilson as Director For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AURIZON MINES LTD.
Ticker: ARZ Security ID: 05155P106
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director George Brack For For Management
2.2 Elect Director Andre Falzon For For Management
2.3 Elect Director Diane M. Francis For For Management
2.4 Elect Director Ian S. Walton For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Other Business For Against Management
--------------------------------------------------------------------------------
B2GOLD CORP.
Ticker: BTO Security ID: 11777Q209
Meeting Date: JUN 10, 2011 Meeting Type: Annual/Special
Record Date: MAY 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Clive Johnson For For Management
2.2 Elect Director Robert Cross For For Management
2.3 Elect Director Robert Gayton For For Management
2.4 Elect Director Barry Rayment For For Management
2.5 Elect Director Jerry Korpan For For Management
2.6 Elect Director John Ivany For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For Against Management
5 Approve Restricted Share Unit Plan For Against Management
--------------------------------------------------------------------------------
BAFFINLAND IRON MINES CORPORATION
Ticker: BIM Security ID: 056620107
Meeting Date: MAR 22, 2011 Meeting Type: Special
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Arrangement Agreement For For Management
--------------------------------------------------------------------------------
BANKERS PETROLEUM LTD.
Ticker: BNK Security ID: 066286303
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Abdel F. (Abby) Badwi For For Management
2.2 Elect Director Eric Brown For For Management
2.3 Elect Director General Wesley Clark For For Management
2.4 Elect Director Robert Cross For For Management
2.5 Elect Director Jonathan Harris For For Management
2.6 Elect Director Phillip Knoll For For Management
2.7 Elect Director Ian B. McMurtrie For For Management
2.8 Elect Director John B. Zaozirny For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
BELLATRIX EXPLORATION LTD.
Ticker: BXE Security ID: 078314101
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Raymond G. Smith For For Management
2.2 Elect Director Doug N. Baker For For Management
2.3 Elect Director Murray L. Cobbe For For Management
2.4 Elect Director John H. Cuthbertson For For Management
2.5 Elect Director W.C. (Mickey) Dunn For For Management
2.6 Elect Director Melvin M. Hawkrigg For For Management
2.7 Elect Director Robert A. Johnson For For Management
2.8 Elect Director Keith E. Macdonald For For Management
2.9 Elect Director Murray B. Todd For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BIRCHCLIFF ENERGY LTD.
Ticker: BIR Security ID: 090697103
Meeting Date: MAY 19, 2011 Meeting Type: Annual/Special
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Gordon W. Cameron For For Management
2.2 Elect Director Kenneth N. Cullen For For Management
2.3 Elect Director Larry A. Shaw For For Management
2.4 Elect Director Werner A. Siemens For For Management
2.5 Elect Director A. Jeffery Tonken For Withhold Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
BLACKPEARL RESOURCES INC.
Ticker: PXX Security ID: 09251U100
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Craig For For Management
1.2 Elect Director Brian D. Edgar For For Management
1.3 Elect Director John L. Festival For For Management
1.4 Elect Director Keith C. Hill For For Management
1.5 Elect Director Victor M. Luhowy For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
BNK PETROLEUM INC.
Ticker: BKX Security ID: 05570P103
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Ford Nicholson For For Management
2.2 Elect Director Robert Cross For For Management
2.3 Elect Director Victor Redekop For For Management
2.4 Elect Director Eric Brown For For Management
2.5 Elect Director Wesley Clark For For Management
2.6 Elect Director Wolf Regener For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For For Management
5 Amend Stock Option Plan For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
BREAKWATER RESOURCES LTD.
Ticker: BWR Security ID: 106902703
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: MAY 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Garth MacRae, Jonathan Goodman, For Withhold Management
Ned Goodman, Murray John, John Ivany,
Joanne Ferstman, David Petroff, and
Laurence Curtis as Directors
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CAE INC.
Ticker: CAE Security ID: 124765108
Meeting Date: AUG 11, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lynton R. Wilson as Director For For Management
1.2 Elect Marc Parent as Director For For Management
1.3 Elect Brian E. Barents as Director For For Management
1.4 Elect John A. (Ian) Craig as Director For For Management
1.5 Elect H. Garfield Emerson as Director For For Management
1.6 Elect Anthony S. Fell as Director For For Management
1.7 Elect Michael Fortier as Director For For Management
1.8 Elect Paul Gagne as Director For For Management
1.9 Elect James F. Hankinson as Director For For Management
1.10 Elect E. Randolph (Randy) Jayne II as For For Management
Director
1.11 Elect Robert Lacroix as Director For For Management
1.12 Elect John Manley as Director For For Management
1.13 Elect Peter J. Schoomaker as Director For For Management
1.14 Elect Katharine B. Stevenson as For For Management
Director
1.15 Elect Lawrence N. Stevenson as Director For For Management
2 Approve PricewaterhouseCoopers, LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CANADIAN WESTERN BANK
Ticker: CWB Security ID: 13677F101
Meeting Date: MAR 03, 2011 Meeting Type: Annual/Special
Record Date: JAN 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify KPMG LLP as Auditors For Did Not Vote Management
2.1 Elect Director Albrecht W.A. Bellstedt For Did Not Vote Management
2.2 Elect Director Allan W. Jackson For Did Not Vote Management
2.3 Elect Director Wendy A. Leaney For Did Not Vote Management
2.4 Elect Director Robert A. Manning For Did Not Vote Management
2.5 Elect Director Gerald A.B. McGavin For Did Not Vote Management
2.6 Elect Director Howard E. Pechet For Did Not Vote Management
2.7 Elect Director Robert L. Phillips For Did Not Vote Management
2.8 Elect Director Laurence (Larry) M. For Did Not Vote Management
Pollock
2.9 Elect Director Raymond J. Protti For Did Not Vote Management
2.10 Elect Director Ian M. Reid For Did Not Vote Management
2.11 Elect Director H. Sanford Riley For Did Not Vote Management
2.12 Elect Director Alan M. Rowe For Did Not Vote Management
2.13 Elect Director Arnold J. Shell For Did Not Vote Management
3 Advisory Vote on Executive Compensation For Did Not Vote Management
Approach
4 Allow Board to Appoint Additional For Did Not Vote Management
Directors Between Annual Meetings
--------------------------------------------------------------------------------
CANFOR CORPORATION
Ticker: CFP Security ID: 137576104
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. G. Bentley For Withhold Management
1.2 Elect Director Glen D. Clark For For Management
1.3 Elect Director Ronald L. Cliff For For Management
1.4 Elect Director Michael J. Korenberg For For Management
1.5 Elect Director James A. Pattison For For Management
1.6 Elect Director Conrad A. Pinette For For Management
1.7 Elect Director James McNeill (Mack) For For Management
Singleton
1.8 Elect Director Ross S. Smith For For Management
1.9 Elect Director William W. Stinson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CANYON SERVICES GROUP INC.
Ticker: FRC Security ID: 138873104
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley P.D. Fedora For For Management
1.2 Elect Director Stan G.P. Grad For For Management
1.3 Elect Director Raymond P. Antony For For Management
1.4 Elect Director Neil M. MacKenzie For For Management
1.5 Elect Director Douglas Freel For For Management
1.6 Elect Director Richard E. Peterson For For Management
1.7 Elect Director Michael Scott Ratushny For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Approve Bonus Plan For Against Management
--------------------------------------------------------------------------------
CAPSTONE MINING CORP.
Ticker: CS Security ID: 14068G104
Meeting Date: MAR 16, 2011 Meeting Type: Annual/Special
Record Date: FEB 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Lawrence I. Bell For For Management
2.2 Elect Director Colin K. Benner For For Management
2.3 Elect Director George L. Brack For For Management
2.4 Elect Director Chantal Gosselin For For Management
2.5 Elect Director D. Bruce McLeod For For Management
2.6 Elect Director Dale C. Peniuk For For Management
2.7 Elect Director Darren M. Pylot For For Management
2.8 Elect Director Stephen P. Quin For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Incentive Stock Option and For Against Management
Bonus Share Plan
5 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
CAPSTONE MINING CORP.
Ticker: CS Security ID: 14068G104
Meeting Date: JUN 13, 2011 Meeting Type: Special
Record Date: MAY 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with Acquisition
--------------------------------------------------------------------------------
CASCADES INC.
Ticker: CAS Security ID: 146900105
Meeting Date: MAY 12, 2011 Meeting Type: Annual/Special
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard Lemaire For For Management
1.2 Elect Director Laurent Lemaire For For Management
1.3 Elect Director Alain Lemaire For For Management
1.4 Elect Director Martin P. Pelletier For For Management
1.5 Elect Director Paul R. Bannerman For For Management
1.6 Elect Director Louis Garneau For Withhold Management
1.7 Elect Director Sylvie Lemaire For For Management
1.8 Elect Director Laurent Verreault For Withhold Management
1.9 Elect Director Robert Chevrier For For Management
1.10 Elect Director David McAusland For Withhold Management
1.11 Elect Director James B.C. Doak For For Management
1.12 Elect Director Georges Kobrynsky For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Articles For Against Management
4 Amend Bylaws For For Management
--------------------------------------------------------------------------------
CELESTICA INC.
Ticker: CLS Security ID: 15101Q108
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Crandall For For Management
1.2 Elect Director Dan DiMaggio For For Management
1.3 Elect Director William A. Etherington For For Management
1.4 Elect Director Laurette Koellner For For Management
1.5 Elect Director Craig H. Muhlhauser For For Management
1.6 Elect Director Eamon J. Ryan For For Management
1.7 Elect Director Gerald W. Schwartz For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CELTIC EXPLORATION LTD.
Ticker: CLT Security ID: 15118Q109
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Fix Number of Directors at Five For For Management
2.1 Elect Robert J. Dales as Director For For Management
2.2 Elect William C. Guinan as Director For Withhold Management
2.3 Elect Eldon A. McIntyre as Director For For Management
2.4 Elect Neil G. Sinclair as Director For For Management
2.5 Elect David J. Wilson as Director For Withhold Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CHINA GOLD INTERNATIONAL RESOURCES CORP LTD
Ticker: CGG Security ID: 16890P103
Meeting Date: OCT 14, 2010 Meeting Type: Special
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with Acquisition
2 Amend Articles For For Management
3 Approve Grant of 400,000 Stock Options For For Management
to Certain Directors, to comply with
HKSE requirements
4 Approve Issuance and Repurchase of For For Management
Common Shares, to comply with HKSE
requirements
5 Other Business For Against Management
--------------------------------------------------------------------------------
CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD.
Ticker: CGG Security ID: 16890P103
Meeting Date: JUN 14, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Zhaoxue Sun For Withhold Management
2.2 Elect Director Xin Song For Withhold Management
2.3 Elect Director Bing Liu For Withhold Management
2.4 Elect Director Zhanming Wu For Withhold Management
2.5 Elect Director Ian He For For Management
2.6 Elect Director Yunfei Chen For For Management
2.7 Elect Director Gregory Hall For For Management
2.8 Elect Director John King Burns For For Management
2.9 Elect Director Xiangdong Jiang For Withhold Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve a Mandate for Unissued Shares For For Management
not exceeding 20%
5 Approve Repurchasing of Shares For For Management
6 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
CLINE MINING CORPORATION
Ticker: CMK Security ID: 186905105
Meeting Date: APR 08, 2011 Meeting Type: Annual/Special
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kenneth H. Bates, Dale M. For Withhold Management
Hendrick, Bill McKnight, David Tkachuk
and Peter Elzinga as Directors
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For Against Management
--------------------------------------------------------------------------------
COLOSSUS MINERALS INC.
Ticker: CSI Security ID: 19681L109
Meeting Date: JAN 21, 2011 Meeting Type: Annual/Special
Record Date: DEC 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Anderson For For Management
1.2 Elect Director John Frostiak For For Management
1.3 Elect Director Greg Hall For Withhold Management
1.4 Elect Director Douglas Reeson For For Management
1.5 Elect Director Ari Sussman For For Management
1.6 Elect Director Vic Wall For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
CONNACHER OIL AND GAS LIMITED
Ticker: CLL Security ID: 20588Y103
Meeting Date: MAY 17, 2011 Meeting Type: Annual/Special
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Hugh Bessell For For Management
1.2 Elect Director Colin M. Evans For For Management
1.3 Elect Director Richard A. Gusella For For Management
1.4 Elect Director Jennifer K. Kennedy For For Management
1.5 Elect Director Kelly J. Ogle For For Management
1.6 Elect Director Peter D. Sametz For For Management
1.7 Elect Director W.C. (Mike) Seth For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Share Unit Plan For For Management
--------------------------------------------------------------------------------
CORRIDOR RESOURCES INC.
Ticker: CDH Security ID: 219919107
Meeting Date: JUN 14, 2011 Meeting Type: Annual/Special
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Douglas Foster For For Management
1.2 Elect Director John H. (Jack) Bray For For Management
1.3 Elect Director Achille E. Desmarais For For Management
1.4 Elect Director Phillip R. Knoll For For Management
1.5 Elect Director Norman W. Miller For For Management
1.6 Elect Director Robert D. Penner For For Management
1.7 Elect Director W.C. (Mike) Seth For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Establish Range for Board Size (Minimum For For Management
of Three to Maximum of Nine)
4 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
COTT CORPORATION
Ticker: BCB Security ID: 22163N106
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Benadiba For For Management
1.2 Elect Director George A. Burnett For For Management
1.3 Elect Director Jerry Fowden For For Management
1.4 Elect Director David T. Gibbons For For Management
1.5 Elect Director Stephen H. Halperin For For Management
1.6 Elect Director Betty Jane Hess For For Management
1.7 Elect Director Gregory Monahan For For Management
1.8 Elect Director Mario Pilozzi For For Management
1.9 Elect Director Andrew Prozes For For Management
1.10 Elect Director Eric Rosenfeld For For Management
1.11 Elect Director Graham Savage For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive Compensation For Against Management
Approach
4 Advisory Vote on the Frequency of an Three One Year Management
Advisory Vote on Executive Compensation Years
--------------------------------------------------------------------------------
CREW ENERGY INC.
Ticker: CR Security ID: 226533107
Meeting Date: JUN 02, 2011 Meeting Type: Annual/Special
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director John A. Brussa For For Management
2.2 Elect Director Jeffery E. Errico For For Management
2.3 Elect Director Dennis L. Nerland For For Management
2.4 Elect Director Dale O. Shwed For For Management
2.5 Elect Director David G. Smith For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
CREW ENERGY INC.
Ticker: CR Security ID: 226533107
Meeting Date: JUN 28, 2011 Meeting Type: Special
Record Date: MAY 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with Acquisition of Caltex
Energy Inc.
--------------------------------------------------------------------------------
DENISON MINES CORP.
Ticker: DML Security ID: 248356107
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joo-Ok Chang For Withhold Management
1.2 Elect Director John H. Craig For For Management
1.3 Elect Director W. Robert Dengler For For Management
1.4 Elect Director Brian D. Edgar For For Management
1.5 Elect Director Ron F. Hochstein For For Management
1.6 Elect Director Tae-Wan Kim For For Management
1.7 Elect Director Lukas H. Lundin For For Management
1.8 Elect Director William A. Rand For For Management
1.9 Elect Director Catherine J. G. Stefan For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JAN 06, 2011 Meeting Type: Special
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of all Shares of For For Management
Dundeewealth Inc.
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Normand Beauchamp, For Withhold Management
Michael Cooper, David Goodman, Jonathan
C. Goodman, Ned Goodman, Harold P.
Gordon, Ellis Jacob, Frederick H. Lowy,
Garth A. C. MacRae, Robert McLeish, K.
Barry Sparks and Harry R. Steele as
Directors
2 Approve PricewaterhouseCoopers, LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
DUNDEE PRECIOUS METALS INC.
Ticker: DPM Security ID: 265269209
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek H.L. Buntain For For Management
1.2 Elect Director R. Peter Gillin For For Management
1.3 Elect Director Jonathan Goodman For For Management
1.4 Elect Director Ned Goodman For For Management
1.5 Elect Director Murray John For For Management
1.6 Elect Director Jeremy Kinsman For For Management
1.7 Elect Director Garth A.C. MacRae For For Management
1.8 Elect Director Peter Nixon For For Management
1.9 Elect Director Ronald Singer For For Management
1.10 Elect Director William Wilson For For Management
1.11 Elect Director Donald Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EASTERN PLATINUM LTD.
Ticker: ELR Security ID: 276855103
Meeting Date: JUN 09, 2011 Meeting Type: Annual/Special
Record Date: MAY 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Ian Terry Rozier as Director For For Management
2.2 Elect David W. Cohen as Director For For Management
2.3 Elect Gordon Keep as Director For For Management
2.4 Elect John Andrews as Director For For Management
2.5 Elect John Hawkrigg as Director For For Management
2.6 Elect J. Merfyn Roberts as Director For For Management
2.7 Elect Robert J. Gayton as Director For For Management
2.8 Elect Zwelakhe Sisulu as Director For Withhold Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Re-approve Stock Option Plan For For Management
6 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
ENDEAVOUR SILVER CORPORATION
Ticker: EDR Security ID: 29258Y103
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAY 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Ricardo M. Campoy For For Management
2.2 Elect Director Bradford J. Cooke For For Management
2.3 Elect Director Geoffrey A. Handley For For Management
2.4 Elect Director Leonard Harris For For Management
2.5 Elect Director Rex J. McLennan For For Management
2.6 Elect Director Mario D. Szotlender For For Management
2.7 Elect Director Godfrey J. Walton For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Shareholder Rights Plan For Against Management
--------------------------------------------------------------------------------
ENSIGN ENERGY SERVICES INC.
Ticker: ESI Security ID: 293570107
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director N. Murray Edwards For For Management
2.2 Elect Director Robert H. Geddes For For Management
2.3 Elect Director James B. Howe For For Management
2.4 Elect Director Len O. Kangas For For Management
2.5 Elect Director Selby W. Porter For For Management
2.6 Elect Director John G. Schroeder For For Management
2.7 Elect Director Kenneth J. Skirka For For Management
2.8 Elect Director Gail D. Surkan For For Management
2.9 Elect Director Barth E. Whitham For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
EUROPEAN GOLDFIELDS LIMITED
Ticker: EGU Security ID: 298774100
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Martyn Konig, Mark Rachovides, For Withhold Management
Timothy Morgan-Wynne, Dimitrios
Koutras, Georgios Sossidis, Jeffrey
O'Leary, Bruce Burrows, and Alfred
Vinton as Directors
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Adopt Majority Voting for Uncontested Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
EXTORRE GOLD MINES LIMITED
Ticker: XG Security ID: 30227B109
Meeting Date: JUN 09, 2011 Meeting Type: Annual/Special
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryce G. Roxburgh For For Management
1.2 Elect Director Eric Roth For For Management
1.3 Elect Director Yale R. Simpson For For Management
1.4 Elect Director Robert G. Reynolds For For Management
1.5 Elect Director Ignacio Celorrio For For Management
1.6 Elect Director James D.R. Strauss For For Management
1.7 Elect Director George W. Lawton For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 If Item 4 is not approved or proceeded, For For Management
Approve Increase in Size of Board from
8 to 12
4 Approve Continuance of the Company For Against Management
under the Business Corporations Act
(British Columbia) and Adopt New
Articles
5 Other Business For Against Management
--------------------------------------------------------------------------------
FIRST MAJESTIC SILVER CORP.
Ticker: FR Security ID: 32076V103
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Keith Neumeyer For For Management
2.2 Elect Director Ramon Davila For For Management
2.3 Elect Director Robert A. McCallum For For Management
2.4 Elect Director Douglas Penrose For For Management
2.5 Elect Director Tony Pezzotti For For Management
2.6 Elect Director David Shaw For For Management
2.7 Elect Director Robert Young For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
FORTUNA SILVER MINES INC.
Ticker: FVI Security ID: 349915108
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jorge Ganoza Durant For Withhold Management
2 Elect Director Simon Ridgway For Withhold Management
3 Elect Director Tomas Guerrero For For Management
4 Elect Director Michael Iverson For Withhold Management
5 Elect Director Mario Szotlender For Withhold Management
6 Elect Director Robert Gilmore For For Management
7 Elect Director Thomas Kelly For For Management
8 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Stock Option Plan For Against Management
10 Other Business For Against Management
--------------------------------------------------------------------------------
GAMMON GOLD INC.
Ticker: GAM Security ID: 36467T106
Meeting Date: FEB 18, 2011 Meeting Type: Special
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shareholder Rights Plan For Against Management
2 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
GAMMON GOLD INC.
Ticker: GAM Security ID: 36467T106
Meeting Date: JUN 09, 2011 Meeting Type: Annual/Special
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Colin Benner, Ronald Smith, Rene For Withhold Management
Marion, Luis Chavez, George Elliott,
Terrence Cooper, Richard Colterjohn,
Alan R. Edwards, Joseph Spiteri as
Directors
2 Approve KPMG, LLC as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Change Company Name to AuRico Gold Inc. For For Management
4 Change Jurisdiction of Incorporation For For Management
Province of Quebec to Ontario
--------------------------------------------------------------------------------
GMP CAPITAL INC.
Ticker: GMP Security ID: 380134106
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley M. Beck For For Management
1.2 Elect Director Ronald W. Binns For For Management
1.3 Elect Director Harris A. Fricker For For Management
1.4 Elect Director Eugene C. McBurney For For Management
1.5 Elect Director James D. Meekison For For Management
1.6 Elect Director Robert G. Peters For For Management
1.7 Elect Director Hartley T. Richardson For For Management
1.8 Elect Director H. Sanford Riley For For Management
1.9 Elect Director Kevin M. Sullivan For For Management
1.10 Elect Director Donald A. Wright For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
GOLD WHEATON GOLD CORP.
Ticker: GLW Security ID: 38075N406
Meeting Date: MAR 08, 2011 Meeting Type: Special
Record Date: FEB 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Arrangement For For Management
--------------------------------------------------------------------------------
GOLDEN STAR RESOURCES LTD.
Ticker: GSC Security ID: 38119T104
Meeting Date: MAY 11, 2011 Meeting Type: Annual/Special
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Askew For For Management
1.2 Elect Director Robert E. Doyle For For Management
1.3 Elect Director Ian MacGregor For For Management
1.4 Elect Director Thomas G. Mair For For Management
1.5 Elect Director Michael P. Martineau For For Management
1.6 Elect Director Craig J. Nelsen For For Management
1.7 Elect Director Christopher M. T. For For Management
Thompson
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Deferred Compensation Plan For Against Management
--------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC.
Ticker: GTE Security ID: 38500T101
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana Coffield For For Management
1.2 Elect Director Jeffrey J. Scott For For Management
1.3 Elect Director Verne Johnson For For Management
1.4 Elect Director Nicholas G. Kirton For For Management
1.5 Elect Director Ray Antony For Withhold Management
1.6 Elect Director J. Scott Price For For Management
1.7 Elect Director Gerald Macey For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRANDE CACHE COAL CORP.
Ticker: GCE Security ID: 38655X105
Meeting Date: AUG 17, 2010 Meeting Type: Annual/Special
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2 Elect Robert H. Stan, Robert G. Brawn, For For Management
Barry T. Davies, Donald J. Douglas,
Nicholas G. Kirton and John R. Morgan
as Directors
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Stock Option Plan For Against Management
5 Approve All Unallocated Restricted For Against Management
Share Units Under the Share Unit Plan
--------------------------------------------------------------------------------
GREAT CANADIAN GAMING CORPORATION
Ticker: GC Security ID: 389914102
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Ross J. McLeod For For Management
2.2 Elect Director Rod N. Baker For For Management
2.3 Elect Director Earnest C. Beaudin For For Management
2.4 Elect Director Richard S. Buski For For Management
2.5 Elect Director Larry W. Campbell For For Management
2.6 Elect Director Brian E. Egli For For Management
2.7 Elect Director Thomas W. Gaffney For For Management
2.8 Elect Director Peter G. Meredith For For Management
2.9 Elect Director David L. Prupas For For Management
2.10 Elect Director Adrian R. Thomas For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
HARRY WINSTON DIAMOND CORPORATION
Ticker: HW Security ID: 41587B100
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew W. Barrett For For Management
1.2 Elect Director Micheline Bouchard For For Management
1.3 Elect Director David Carey For For Management
1.4 Elect Director Robert A. Gannicott For For Management
1.5 Elect Director Noel Harwerth For For Management
1.6 Elect Director Daniel Jarvis For For Management
1.7 Elect Director Jean-Marc Loubier For For Management
1.8 Elect Director Laurent E. Mommeja For For Management
1.9 Elect Director J. Roger B. Phillimore For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HIGH RIVER GOLD MINES LTD.
Ticker: HRG Security ID: 42979J107
Meeting Date: JUN 30, 2011 Meeting Type: Annual
Record Date: MAY 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Karl Glackmeyer, Alexey For Withhold Management
Khudyakov, Oleg Pelevin, Yury Lopukhin,
Evgeny Tulubensky, Andrew Matthews and
Sergey Stepanov as Directors
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
HUDBAY MINERALS INC.
Ticker: HBM Security ID: 443628102
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Bruce Barraclough For For Management
1.2 Elect Director David Garofalo For For Management
1.3 Elect Director Alan R. Hibben For For Management
1.4 Elect Director W. Warren Holmes For For Management
1.5 Elect Director John L. Knowles For For Management
1.6 Elect Director Alan J. Lenczner For For Management
1.7 Elect Director Kenneth G. Stowe For For Management
1.8 Elect Director G. Wesley Voorheis For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
INDUSTRIAL ALLIANCE INSURANCE AND FINANCIAL SERVICES INC.
Ticker: IAG Security ID: 455871103
Meeting Date: MAY 04, 2011 Meeting Type: Annual/Special
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne Belec For For Management
1.2 Elect Director Pierre Brodeur For For Management
1.3 Elect Director Yvon Charest For For Management
1.4 Elect Director Michel Gervais For For Management
1.5 Elect Director Lise Lachapelle For For Management
1.6 Elect Director John LeBoutillier For For Management
1.7 Elect Director Jacques Martin For For Management
1.8 Elect Director Francis P. McGuire For For Management
1.9 Elect Director Mary C. Ritchie For For Management
2 Ratify Samson Belair/Deloitte & Touche For For Management
as Auditors
3 Amend Bylaws For For Management
4 Amend By-law No. II Re: Remuneration of For For Management
Directors
5 Allow Board to Appoint Additional For For Management
Directors Between Annual Meetings
6 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
INMET MINING CORPORATION
Ticker: IMN Security ID: 457983104
Meeting Date: JUN 27, 2011 Meeting Type: Annual/Special
Record Date: MAY 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yilmaz Arguden For For Management
1.2 Elect Director David R. Beatty For For Management
1.3 Elect Director John C. Eby For For Management
1.4 Elect Director John H. Clappison For For Management
1.5 Elect Director Paul E. Gagne For For Management
1.6 Elect Director Oyvind Hushovd For For Management
1.7 Elect Director Thomas E. Mara For For Management
1.8 Elect Director Jochen E. Tilk For For Management
1.9 Elect Director Douglas W. G. Whitehead For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Share Option Plan For For Management
--------------------------------------------------------------------------------
JAGUAR MINING INC.
Ticker: JAG Security ID: 47009M103
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew C. Burns For For Management
1.2 Elect Director Gilmour Clausen For For Management
1.3 Elect Director William E. Dow For For Management
1.4 Elect Director Gary E. German For For Management
1.5 Elect Director Anthony F. Griffiths For For Management
1.6 Elect Director Daniel R. Titcomb For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
JEAN COUTU GROUP INC. (THE)
Ticker: PJC.A Security ID: 47215Q104
Meeting Date: JUL 06, 2010 Meeting Type: Annual
Record Date: MAY 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lise Bastarache, Francois J. For Withhold Management
Coutu, Jean Coutu, Marie-Josee Coutu,
Michel Coutu, Sylvie Coutu, L. Denis
Desautels, Marcel Dutil, Nicolle
Forget, Robert Lacroix, Yvon Martineau,
Annie Thabet and Dennis Wood as
Directors
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
JUST ENERGY GROUP INC.
Ticker: JE Security ID: 48213W101
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAY 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John A. Brussa as Director For For Management
1.2 Elect Director Kenneth Hartwick For For Management
1.3 Elect Director Bruce Gibson For For Management
1.4 Elect Director Gordon D. Giffin For For Management
1.5 Elect Director Michael J.L. Kirby For For Management
1.6 Elect Director Rebecca MacDonald For For Management
1.7 Elect Director Roy McMurtry For For Management
1.8 Elect Director Hugh D. Segal For For Management
1.9 Elect Director Brian R.D. Smith For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
KATANGA MINING LIMITED
Ticker: KAT Security ID: G5221G109
Meeting Date: MAY 04, 2011 Meeting Type: Annual/Special
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Cornelius Erasmus For Withhold Management
2.2 Elect Director Steven Isaacs For Withhold Management
2.3 Elect Director Aristotelis Mistakidis For Withhold Management
2.4 Elect Director Terry Robinson For For Management
2.5 Elect Director John Ross For Withhold Management
2.6 Elect Director Hugh Stoyell For For Management
2.7 Elect Director Robert Wardell For For Management
3 Change Jurisdiction of Incorporation For For Management
[Bermuda to Yukon Territory]
--------------------------------------------------------------------------------
LEGACY OIL + GAS INC.
Ticker: LEG Security ID: 524701505
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Paul Colborne For For Management
2.2 Elect Director James Bertram For For Management
2.3 Elect Director Randal Brockway For Withhold Management
2.4 Elect Director J. Paul Charron For Withhold Management
2.5 Elect Director A. Scott Dawson For Withhold Management
2.6 Elect Director Johannes J. (Jim) For For Management
Nieuwenburg
2.7 Elect Director James Pasieka For For Management
2.8 Elect Director Trent Yanko For For Management
3 Approve PricewaterhouseCoopers LLP as For Withhold Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MANITOBA TELECOM SERVICES INC.
Ticker: MBT Security ID: 563486109
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre J. Blouin For For Management
1.2 Elect Director Jocelyne M. Cote-O'Hara For For Management
1.3 Elect Director N. Ashleigh Everett For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Gregory J. Hanson For For Management
1.6 Elect Director Kishore Kapoor For For Management
1.7 Elect Director David G. Leith For For Management
1.8 Elect Director Donald H. Penny For For Management
1.9 Elect Director H. Sanford Riley For For Management
1.10 Elect Director D. Samuel Schellenberg For For Management
1.11 Elect Director Carol M. Stephenson For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
METHANEX CORPORATION
Ticker: MX Security ID: 59151K108
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Aitken For For Management
1.2 Elect Director Howard Balloch For For Management
1.3 Elect Director Pierre Choquette For For Management
1.4 Elect Director Phillip Cook For For Management
1.5 Elect Director Thomas Hamilton For For Management
1.6 Elect Director Robert Kostelnik For For Management
1.7 Elect Director Douglas Mahaffy For For Management
1.8 Elect Director A. Terence Poole For For Management
1.9 Elect Director John Reid For For Management
1.10 Elect Director Janice Rennie For For Management
1.11 Elect Director Monica Sloan For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
MINEFINDERS CORPORATION LTD.
Ticker: MFL Security ID: 602900102
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark H. Bailey For For Management
1.2 Elect Director James M. Dawson For For Management
1.3 Elect Director W. Robert Gilroy For For Management
1.4 Elect Director H. Leo King For For Management
1.5 Elect Director Robert L. Leclerc For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
NAL ENERGY CORPORATION
Ticker: NAE Security ID: 62875E101
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William J. Eeuwes as Director For For Management
1.2 Elect Donald R. Ingram as Director For For Management
1.3 Elect Kelvin B. Johnston as Director For For Management
1.4 Elect Gordon Lackenbauer as Director For For Management
1.5 Elect Irvine J. Koop as Director For For Management
1.6 Elect Barry D. Stewart as Director For For Management
1.7 Elect Andrew B. Wiswell as Director For For Management
2 Approve KPMG as Auditors and Authorize For Withhold Management
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
NEO MATERIAL TECHNOLOGIES INC
Ticker: NEM Security ID: 64045Y108
Meeting Date: JUN 13, 2011 Meeting Type: Annual
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary E. German For For Management
1.2 Elect Director Ho Soo Ching For For Management
1.3 Elect Director James J. Jackson For For Management
1.4 Elect Director Constantine E. For For Management
Karayannopoulos
1.5 Elect Director Claire M.C. Kennedy For For Management
1.6 Elect Director William E. Macfarlane For For Management
1.7 Elect Director Peter E. O'Connor For For Management
1.8 Elect Director John E. Pearson For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
NEW GOLD INC.
Ticker: NGD Security ID: 644535106
Meeting Date: MAY 04, 2011 Meeting Type: Annual/Special
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director James Estey For For Management
2.2 Elect Director Robert Gallagher For For Management
2.3 Elect Director Vahan Kololian For For Management
2.4 Elect Director Martyn Konig For For Management
2.5 Elect Director Pierre Lassonde For For Management
2.6 Elect Director Craig Nelsen For For Management
2.7 Elect Director Randall Oliphant For For Management
2.8 Elect Director Raymond Threlkeld For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NORTH AMERICAN PALLADIUM LTD.
Ticker: PDL Security ID: 656912102
Meeting Date: MAY 11, 2011 Meeting Type: Annual/Special
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Berlin For For Management
1.2 Elect Director William J. Biggar For For Management
1.3 Elect Director C. David A. Comba For For Management
1.4 Elect Director Andre J. Douchane For For Management
1.5 Elect Director Robert J. Quinn For For Management
1.6 Elect Director Greg J. Van Staveren For For Management
1.7 Elect Director William J. Weymark For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
NORTHGATE MINERALS CORPORATION
Ticker: NGX Security ID: 666416102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Daniel For For Management
1.2 Elect Director Paul J. Dowd For For Management
1.3 Elect Director Patrick D. Downey For For Management
1.4 Elect Director Richard J. Hall For For Management
1.5 Elect Director Douglas P. Hayhurst For For Management
1.6 Elect Director Terry A. Lyons For For Management
1.7 Elect Director Conrad A. Pinette For For Management
1.8 Elect Director Kenneth G. Stowe For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC.
Ticker: NG Security ID: 66987E206
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Faber For For Management
1.2 Elect Director Tony S. Giardini For For Management
1.3 Elect Director Igor Levental For For Management
1.4 Elect Director Kalidas V. Madhavpeddi For For Management
1.5 Elect Director Gerald J. McConnell For For Management
1.6 Elect Director Clynton R. Nauman For For Management
1.7 Elect Director James L. Philip For For Management
1.8 Elect Director Rick Van Nieuwenhuyse For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
NUVISTA ENERGY LTD.
Ticker: NVA Security ID: 67072Q104
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director W. Peter Comber For For Management
2.2 Elect Director Pentti O. Karkkainen For For Management
2.3 Elect Director Keith A. MacPhail For For Management
2.4 Elect Director Ronald J. Poelzer For For Management
2.5 Elect Director Clayton H. Woitas For For Management
2.6 Elect Director Jonathan Wright For For Management
2.7 Elect Director Grant A. Zawalsky For For Management
3 Approve KPMG LLP Auditors and Authorize For For Management
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3 Holders of Subordinate Voting Shares: For Withhold Management
Elect William A. Etherington, Peter C.
Godsoe, Serge Gouin and Arni C.
Thorsteinson as Directors
--------------------------------------------------------------------------------
OPEN TEXT CORPORATION
Ticker: OTC Security ID: 683715106
Meeting Date: DEC 02, 2010 Meeting Type: Annual/Special
Record Date: OCT 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. Thomas Jenkins For For Management
1.2 Elect Director John Shackleton For For Management
1.3 Elect Director Randy Fowlie For For Management
1.4 Elect Director Gail Hamilton For For Management
1.5 Elect Director Brian Jackman For For Management
1.6 Elect Director Stephen J. Sadler For For Management
1.7 Elect Director Michael Slaunwhite For For Management
1.8 Elect Director Katharine B. Stevenson For For Management
1.9 Elect Director Deborah Weinstein For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Amend Bylaws For For Management
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP.
Ticker: PAA Security ID: 697900108
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ross J. Beaty as Director For For Management
1.2 Elect Geoffrey A. Burns as Director For For Management
1.3 Elect Robert P. Pirooz as Director For For Management
1.4 Elect William Flecknestein as Director For For Management
1.5 Elect Michael J.J. Maloney as Director For For Management
1.6 Elect David C. Press as Director For For Management
1.7 Elect Walter T. Segsworth as Director For For Management
1.8 Elect Michael Carroll as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
PERPETUAL ENERGY INC.
Ticker: PMT Security ID: 714270105
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2 Elect Clayton H. Riddell, Susan L. For Withhold Management
Riddell Rose, Karen A. Genoway, Randall
E. Johnson, Donald J. Nelson, Howard R.
Ward, Robert A. Maitland, and Geoffrey
C. Merritt as Directors
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PETROBANK ENERGY & RESOURCES LTD.
Ticker: PBG Security ID: 71645P106
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris J. Bloomer For For Management
1.2 Elect Director Ian S. Brown For For Management
1.3 Elect Director Louis L. Frank For For Management
1.4 Elect Director M. Neil McCrank For For Management
1.5 Elect Director Kenneth R. McKinnon For For Management
1.6 Elect Director Jerald L. Oaks For For Management
1.7 Elect Director Harrie Vredenburg For For Management
1.8 Elect Director John D. Wright For For Management
1.9 Elect Director Corey C. Ruttan For For Management
1.10 Elect Director R. Gregg Smith For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
PEYTO EXPLORATION & DEVELOPMENT CORP.
Ticker: PEY Security ID: 717046106
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Rick Braund For For Management
2.2 Elect Director Donald Gray For Withhold Management
2.3 Elect Director Michael MacBean For For Management
2.4 Elect Director Brian Davis For For Management
2.5 Elect Director Darren Gee For Withhold Management
2.6 Elect Director Gregory Fletcher For For Management
2.7 Elect Director Stephen Chetner For Withhold Management
2.8 Elect Director Scott Robinson For Withhold Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
PRECISION DRILLING CORP.
Ticker: PD Security ID: 74022D308
Meeting Date: MAY 11, 2011 Meeting Type: Annual/Special
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Donovan For For Management
1.2 Elect Director Brian J. Gibson For For Management
1.3 Elect Director Robert J.S. Gibson For For Management
1.4 Elect Director Allen R. Hagerman For For Management
1.5 Elect Director Stephen J.J. Letwin For For Management
1.6 Elect Director Patrick M. Murray For For Management
1.7 Elect Director Kevin A. Neveu For For Management
1.8 Elect Director Frederick W. Pheasey For For Management
1.9 Elect Director Robert L. Phillips For For Management
1.10 Elect Director Trevor M. Turbidy For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Deferred Share Unit Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
PROGRESS ENERGY RESOURCES CORP
Ticker: PRQ Security ID: 74326Y107
Meeting Date: MAY 11, 2011 Meeting Type: Annual/Special
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director David D. Johnson For For Management
2.2 Elect Director Donald F. Archibald For For Management
2.3 Elect Director John A. Brussa For For Management
2.4 Elect Director Howard J. Crone For For Management
2.5 Elect Director Michael R. Culbert For For Management
2.6 Elect Director R. Scott Lawrence For For Management
2.7 Elect Director Brian A. McLachlan For For Management
2.8 Elect Director Gary E. Perron For For Management
2.9 Elect Director Terrance D. Svarich For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Reduction in Stated Capital For For Management
--------------------------------------------------------------------------------
PROGRESSIVE WASTE SOLUTIONS LTD.
Ticker: BIN Security ID: 44951D108
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Keith Carrigan as Director For For Management
1.2 Elect Michael G. DeGroote as Director For For Management
1.3 Elect Michael H. DeGroote as Director For For Management
1.4 Elect Daniel Dickinson as Director For For Management
1.5 Elect John T. Dillon as Director For For Management
1.6 Elect James Forese as Director For For Management
1.7 Elect Douglas Knight as Director For For Management
1.8 Elect Daniel Milliard as Director For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
QUADRA FNX MINING LTD.
Ticker: QUX Security ID: 74733X106
Meeting Date: MAY 06, 2011 Meeting Type: Annual/Special
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Terrance MacGibbon For For Management
1.2 Elect Director Paul M. Blythe For For Management
1.3 Elect Director Geoffrey S. Belsher For For Management
1.4 Elect Director Franklin L. Davis For For Management
1.5 Elect Director J. Duncan Gibson For For Management
1.6 Elect Director John W. Lydall For For Management
1.7 Elect Director William H. Myckatyn For For Management
1.8 Elect Director Gregory Van Staveren For For Management
1.9 Elect Director James Wallace For For Management
1.10 Elect Director Kenneth Williamson For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
RONA INC.
Ticker: RON Security ID: 776249104
Meeting Date: MAY 10, 2011 Meeting Type: Annual/Special
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzanne Blanchet For For Management
1.2 Elect Director Real Brunet For For Management
1.3 Elect Director Louise Caya For For Management
1.4 Elect Director Robert Dutton For For Management
1.5 Elect Director Richard Fortin For For Management
1.6 Elect Director Jean Gaulin For For Management
1.7 Elect Director Jean-Guy Hebert For For Management
1.8 Elect Director Alain Michel For For Management
1.9 Elect Director Patrick Palerme For For Management
1.10 Elect Director James Pantelidis For For Management
1.11 Elect Director Robert Pare For For Management
1.12 Elect Director Jocelyn Tremblay For For Management
1.13 Elect Director Jean-Roch Vachon For For Management
2 Approve Raymond Chabot Grant Thornton For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Articles of RONA Inc. For For Management
4 Amend By-laws For For Management
5 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
RUSSEL METALS INC.
Ticker: RUS Security ID: 781903604
Meeting Date: MAY 12, 2011 Meeting Type: Annual/Special
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Benedetti For For Management
1.2 Elect Director Carl R. Fiora For For Management
1.3 Elect Director Brian R. Hedges For For Management
1.4 Elect Director Lise Lachapelle For For Management
1.5 Elect Director John W. Robinson For For Management
1.6 Elect Director James F. Dinning For For Management
1.7 Elect Director Anthony F. Griffiths For For Management
1.8 Elect Director Alice B. Laberge For For Management
1.9 Elect Director William M. O'Reilly For For Management
2 Approve Deloitte & Touche LLP s For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Share Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
SAN GOLD CORPORATION
Ticker: SGR Security ID: 79780P104
Meeting Date: JUN 21, 2011 Meeting Type: Annual/Special
Record Date: MAY 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect George Pirie, Hugh Wynne, Dale For Withhold Management
Ginn, Ben Hubert, Michael Power,
Stephen Harapiak and Michael Anderson
as Directors
2 Approve Scarrow & Donald LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For Against Management
--------------------------------------------------------------------------------
SAVANNA ENERGY SERVICES CORP.
Ticker: SVY Security ID: 804694107
Meeting Date: JUN 02, 2011 Meeting Type: Annual/Special
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Allen Brooks For For Management
2.2 Elect Director John Hooks For For Management
2.3 Elect Director Ken Mullen For For Management
2.4 Elect Director Kevin Nugent For For Management
2.5 Elect Director James Saunders For For Management
2.6 Elect Director Tor Wilson For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Approve Performance Share Unit Plan For For Management
--------------------------------------------------------------------------------
SEMAFO INC.
Ticker: SMF Security ID: 816922108
Meeting Date: MAY 10, 2011 Meeting Type: Annual/Special
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terence F. Bowles For For Management
1.2 Elect Director Pierre Claver Damiba For For Management
1.3 Elect Director Benoit La Salle For For Management
1.4 Elect Director Jean Lamarre For For Management
1.5 Elect Director John LeBoutillier For For Management
1.6 Elect Director Gilles Masson For For Management
1.7 Elect Director Lawrence McBrearty For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
SHERRITT INTERNATIONAL CORPORATION
Ticker: S Security ID: 823901103
Meeting Date: MAY 26, 2011 Meeting Type: Annual/Special
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian W. Delaney For For Management
1.2 Elect Director Michael F. Garvey For For Management
1.3 Elect Director R. Peter Gillin For For Management
1.4 Elect Director Marc Lalonde For For Management
1.5 Elect Director Edythe A. (Dee) Marcoux For For Management
1.6 Elect Director Bernard Michel For For Management
1.7 Elect Director John R. Moses For For Management
1.8 Elect Director Daniel P. Owen For For Management
1.9 Elect Director Sir Patrick Sheehy For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Employee Share Purchase Plan For For Management
--------------------------------------------------------------------------------
SILVERCORP METALS INC.
Ticker: SVM Security ID: 82835P103
Meeting Date: SEP 30, 2010 Meeting Type: Annual
Record Date: AUG 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Rui Feng For For Management
2.2 Elect Director Myles Gao For For Management
2.3 Elect Director S. Paul Simpson For For Management
2.4 Elect Director Earl Drake For For Management
2.5 Elect Director Yikang Liu For For Management
2.6 Elect Director Robert Gayton For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Ratify All Acts of Directors and For For Management
Officers
5 Other Business For Against Management
--------------------------------------------------------------------------------
SPROTT RESOURCE CORP.
Ticker: SCP Security ID: 85207D103
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Eric S. Sprott, Kevin T. For Withhold Management
Bambrough, John P. Embry, Terrence A.
Lyons, A. Murray Sinclair and Michael
Winn as Directors
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
TASEKO MINES LIMITED
Ticker: TKO Security ID: 876511106
Meeting Date: JUN 01, 2011 Meeting Type: Annual/Special
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect William P. Armstrong as Director For For Management
2.2 Elect T. Barry Coughlan as Director For For Management
2.3 Elect Scott D. Cousens as Director For For Management
2.4 Elect Robert A. Dickinson as Director For For Management
2.5 Elect Russell E. Hallbauer as Director For For Management
2.6 Elect Wayne Kirk as Director For For Management
2.7 Elect Alex G. Morrison as Director For For Management
2.8 Elect Richard A. Mundie as Director For For Management
2.9 Elect Ronald W. Thiessen as Director For For Management
3 Ratify KPMG LLP. as Auditors For For Management
--------------------------------------------------------------------------------
THOMPSON CREEK METALS COMPANY INC.
Ticker: TCM Security ID: 884768102
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Denis C. Arsenault as Director For For Management
1.2 Elect Carol T. Banducci as Director For For Management
1.3 Elect James L. Freer as Director For For Management
1.4 Elect James P. Geyer as Director For For Management
1.5 Elect Timothy J. Haddon as Director For For Management
1.6 Elect Kevin Loughrey as Director For For Management
1.7 Elect Thomas J. O'Neil as Director For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive Compensation For Against Management
Approach
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TMX GROUP INC.
Ticker: X Security ID: 87261X108
Meeting Date: JUN 30, 2011 Meeting Type: Proxy Contest
Record Date: MAY 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Card) None
1 Approve Merger Agreement For For Management
2.1 Elect Director Tullio Cedraschi For For Management
2.2 Elect Director Denyse Chicoyne For For Management
2.3 Elect Director John A. Hagg For For Management
2.4 Elect Director Thomas A. Kloet For For Management
2.5 Elect Director Jean Martel For For Management
2.6 Elect Director Kathleen M. O'Neill For For Management
2.7 Elect Director Raymond Chan For For Management
2.8 Elect Director Wayne C. Fox For For Management
2.9 Elect Director Harry A. Jaako For For Management
2.10 Elect Director J. Spencer Lanthier For For Management
2.11 Elect Director John P. Mulvihill For For Management
2.12 Elect Director Gerri B. Sinclair For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive Compensation For For Management
Approach
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Yellow Card) None
1 Approve Merger Agreement Against Did Not Vote Management
2.1 Elect Director Tullio Cedraschi None Did Not Vote Shareholder
2.2 Elect Director Denyse Chicoyne None Did Not Vote Shareholder
2.3 Elect Director John A. Hagg None Did Not Vote Shareholder
2.4 Elect Director Thomas A. Kloet None Did Not Vote Shareholder
2.5 Elect Director Jean Martel None Did Not Vote Shareholder
2.6 Elect Director Kathleen M. O'Neill None Did Not Vote Shareholder
2.7 Elect Director Raymond Chan None Did Not Vote Shareholder
2.8 Elect Director Wayne C. Fox None Did Not Vote Shareholder
2.9 Elect Director Harry A. Jaako None Did Not Vote Shareholder
2.10 Elect Director J. Spencer Lanthier None Did Not Vote Shareholder
2.11 Elect Director John P. Mulvihill None Did Not Vote Shareholder
2.12 Elect Director Gerri B. Sinclair None Did Not Vote Shareholder
3 Approve KPMG LLP as Auditors and None Did Not Vote Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive Compensation None Did Not Vote Management
Approach
--------------------------------------------------------------------------------
TRANSGLOBE ENERGY CORPORATION
Ticker: TGL Security ID: 893662106
Meeting Date: MAY 11, 2011 Meeting Type: Annual/Special
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2 Elect Director Robert A. Halpin For For Management
3 Elect Director Ross G. Clarkson For For Management
4 Elect Director Lloyd W. Herrick For For Management
5 Elect Director Erwin L. Noyes For For Management
6 Elect Director Geoffrey C. Chase For For Management
7 Elect Director Fred J. Dyment For For Management
8 Elect Director Gary S. Guidry For For Management
9 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Shareholder Rights Plan For Against Management
--------------------------------------------------------------------------------
TRICAN WELL SERVICE LTD.
Ticker: TCW Security ID: 895945103
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Kenneth M. Bagan For For Management
2.2 Elect Director G. Allen Brooks For For Management
2.3 Elect Director Murray L. Cobbe For For Management
2.4 Elect Director Dale M. Dusterhoft For For Management
2.5 Elect Director Donald R. Luft For For Management
2.6 Elect Director Kevin L. Nugent For For Management
2.7 Elect Director Douglas F. Robinson For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
URANIUM ONE INC.
Ticker: UUU Security ID: 91701P105
Meeting Date: AUG 31, 2010 Meeting Type: Special
Record Date: JUL 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transaction Resolution For For Management
--------------------------------------------------------------------------------
UTS ENERGY CORP.
Ticker: UTS Security ID: 903396109
Meeting Date: SEP 30, 2010 Meeting Type: Special
Record Date: AUG 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Arrangement Agreement For For Management
2 Approve SilverBirch Stock Option Plan For For Management
3 Approve SilverBirch Shareholder Rights For For Management
Plan
--------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL INC
Ticker: BVF Security ID: 09067J109
Meeting Date: SEP 27, 2010 Meeting Type: Special
Record Date: AUG 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 If Item #1 is approved: Change Company For For Management
Name to Valeant Pharmaceuticals
International, Inc.
--------------------------------------------------------------------------------
VENTANA GOLD CORP.
Ticker: VEN Security ID: 92277D104
Meeting Date: OCT 21, 2010 Meeting Type: Annual/Special
Record Date: SEP 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director R. Stuart Angus For For Management
2.2 Elect Director Stephen A. Orr For For Management
2.3 Elect Director Robert P. Pirooz For For Management
2.4 Elect Director Randy V.J. Smallwood For For Management
2.5 Elect Director Michael Steeves For For Management
2.6 Elect Director Richard W. Warke For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Payment of Fees to Certain For For Management
Related Parties
--------------------------------------------------------------------------------
WESTERN COAL CORP.
Ticker: WTN Security ID: 95801T107
Meeting Date: SEP 09, 2010 Meeting Type: Annual/Special
Record Date: AUG 05, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director David R. Beatty For For Management
2.2 Elect Director John R. Brodie For For Management
2.3 Elect Director Keith Calder For For Management
2.4 Elect Director Robert F. Chase For For Management
2.5 Elect Director Owen Ryan For For Management
2.6 Elect Director Julian A. Treger For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Approve Restricted Share Unit Plan For For Management
6 Approve Performance Share Unit Plan For For Management
7 Amend Articles Re: Pre-Emption Rights For For Management
8 Approve Dis-Application of Pre-Emption For For Management
Rights
--------------------------------------------------------------------------------
WESTERN COAL CORP.
Ticker: Security ID: 95801T107
Meeting Date: MAR 08, 2011 Meeting Type: Special
Record Date: FEB 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Arrangement Resolution For For Management
--------------------------------------------------------------------------------
WESTJET AIRLINES LTD.
Ticker: WJA Security ID: 960410207
Meeting Date: MAY 03, 2011 Meeting Type: Annual/Special
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2.1 Elect Director Clive J. Beddoe For For Management
2.2 Elect Director Hugh Bolton For For Management
2.3 Elect Director Ron A. Brenneman For For Management
2.4 Elect Director Brett Godfrey For For Management
2.5 Elect Director Donald A. Hougan For For Management
2.6 Elect Director Allan W. Jackson For For Management
2.7 Elect Director S. Barry Jackson For For Management
2.8 Elect Director Wilmot L. Matthews For For Management
2.9 Elect Director L.M. (Larry) Pollock For For Management
2.10 Elect Director Gregg Saretsky For For Management
2.11 Elect Director Arthur R.A. Scace For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend Stock Option Plan For For Management
5 Amend 2008 Executive Share Unit Plan For For Management
6 Approve Increase in Size of Board from For For Management
13 to 14
7 The Undersigned Hereby Certifies that None Against Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
--------------------------------------------------------------------------------
WI-LAN INC.
Ticker: WIN Security ID: 928972108
Meeting Date: APR 27, 2011 Meeting Type: Annual/Special
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Douglas Skippen For For Management
1.2 Elect Director Michel Tewfik Fattouche For For Management
1.3 Elect Director John Kendall Gillberry For For Management
1.4 Elect Director William Keith Jenkins For For Management
1.5 Elect Director W. Paul McCarten For For Management
1.6 Elect Director Richard J. Shorkey For For Management
1.7 Elect Director Robert S. Bramson For For Management
1.8 Elect Director Jim Roche For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
YELLOW MEDIA INC
Ticker: YLO Security ID: 985521103
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael T. Boychuk, John R. For For Management
Gaulding, Paul Gobeil, Michael R.
Lambert, Anthony G. Miller, Heather
E.L. Munroe-Blum, Martin Nisenholtz,
Marc L. Reisch, Michael E. Roach,
Stuart H. B. Smith and Marc P. Tellier
as Directors
1.1 Elect Director Michael T. Boychuk For For Management
1.2 Elect Director John R. Gaulding For For Management
1.3 Elect Director Paul Gobeil For For Management
1.4 Elect Director Michael R. Lambert For For Management
1.5 Elect Director Anthony G. Miller For For Management
1.6 Elect Director Heather E.L. Munroe-Blum For For Management
1.7 Elect Director Martin Nisenholtz For For Management
1.8 Elect Director Marc L. Reisch For For Management
1.9 Elect Director Michael E. Roach For For Management
1.10 Elect Director Stuart H. B. Smith For For Management
1.11 Elect Director Marc P. Tellier For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
YUKON-NEVADA GOLD CORP.
Ticker: YNG Security ID: 98849Q101
Meeting Date: MAR 08, 2011 Meeting Type: Special
Record Date: JAN 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repricing of Warrants For Against Management
--------------------------------------------------------------------------------
YUKON-NEVADA GOLD CORP.
Ticker: YNG Security ID: 98849Q101
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAY 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Baldock For Withhold Management
1.2 Elect Director Pierre Besuchet For Withhold Management
1.3 Elect Director Jean Edgar de Trentinian For For Management
1.4 Elect Director Graham C. Dickson For For Management
1.5 Elect Director John Greenslade For Withhold Management
1.6 Elect Director Francois Marland For For Management
1.7 Elect Director Gerald Ruth For For Management
1.8 Elect Director Jay Schnyder For For Management
1.9 Elect Director Simon Solomonidis For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
===================== IQ GLOBAL AGRIBUSINESS SMALL CAP ETF =====================
HOUSE FOODS CORPORATION
Ticker: 2810 Security ID: J22680102
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2 Appoint Statutory Auditor Yumoto, For For Management
Yasumasa
--------------------------------------------------------------------------------
ISEKI & CO., LTD.
Ticker: 6310 Security ID: J24349110
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Authorize Public For For Management
Announcements in Electronic Format -
Indemnify Statutory Auditors
2.1 Elect Director Gamo, Seiichiro For For Management
2.2 Elect Director Minami, Kenji For For Management
2.3 Elect Director Takeshita, Keiichi For For Management
2.4 Elect Director Tada, Susumu For For Management
2.5 Elect Director Kinoshita, Eiichiro For For Management
2.6 Elect Director Kikuchi, Akio For For Management
2.7 Elect Director Maki, Yasunori For For Management
2.8 Elect Director Kamada, Hiroshi For For Management
3.1 Appoint Statutory Auditor Yasunaga, For Against Management
Norio
3.2 Appoint Statutory Auditor Kamekawa, For For Management
Masaharu
--------------------------------------------------------------------------------
ITOHAM FOODS INC.
Ticker: 2284 Security ID: J25037128
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2 Amend Articles To Recognize Validity of For Against Management
Board Resolutions in Written or
Electronic Format - Indemnify Directors
and Statutory Auditors - Authorize
Board to Determine Income Allocation
3.1 Elect Director Horio, Mamoru For For Management
3.2 Elect Director Ishii, Takashi For For Management
3.3 Elect Director Ikeuchi, Hiroaki For For Management
3.4 Elect Director Kikuchi, Kiyotaka For For Management
3.5 Elect Director Tsujikawa, Noritaka For For Management
3.6 Elect Director Shibayama, Ikuro For For Management
3.7 Elect Director Ito, Koichi For For Management
3.8 Elect Director Munakata, Nobuhiko For For Management
4.1 Appoint Statutory Auditor Tamura, For For Management
Kazuhiko
4.2 Appoint Statutory Auditor Imamura, For For Management
Akifumi
5 Appoint Alternate Statutory Auditor For For Management
Uryuu, Kentaro
--------------------------------------------------------------------------------
MARUDAI FOOD CO. LTD.
Ticker: 2288 Security ID: J39831128
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2.1 Elect Director Kudara, Tokuo For For Management
2.2 Elect Director Kato, Keiichi For For Management
2.3 Elect Director Inoue, Toshiharu For For Management
2.4 Elect Director Sawanaka, Yoshikazu For For Management
2.5 Elect Director Sawada, Yasushi For For Management
2.6 Elect Director Oshima, Masahiro For For Management
2.7 Elect Director Tanabe, Tomoyuki For For Management
2.8 Elect Director Sugiyama, Masaaki For For Management
2.9 Elect Director Tsuge, Jiro For For Management
3.1 Appoint Statutory Auditor Shukuri, For Against Management
Yasumi
3.2 Appoint Statutory Auditor Kitabayashi, For For Management
Hiroshi
4 Appoint Alternate Statutory Auditor For For Management
Nishimura, Motoaki
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
MORINAGA MILK INDUSTRY CO. LTD.
Ticker: 2264 Security ID: J46410114
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2.1 Elect Director Ono, Akira For For Management
2.2 Elect Director Furukawa, Koichi For For Management
2.3 Elect Director Miyahara, Michio For For Management
2.4 Elect Director Noguchi, Junichi For For Management
2.5 Elect Director Miura, Yukio For For Management
2.6 Elect Director Yagi, Masahiro For For Management
2.7 Elect Director Kobayashi, Hachiro For For Management
2.8 Elect Director Takase, Mitsunori For For Management
2.9 Elect Director Kihara, Yoshiichi For For Management
2.10 Elect Director Tamura, Masaru For For Management
3 Appoint Statutory Auditor Takeyama, For Against Management
Shingi
4 Appoint Alternate Statutory Auditor For For Management
Kato, Ichiro
--------------------------------------------------------------------------------
NIPPON FLOUR MILLS CO. LTD.
Ticker: 2001 Security ID: J53591111
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Sawada, Hiroshi For For Management
2.2 Elect Director Osawa, Yoshio For For Management
2.3 Elect Director Fukutomi, Noboru For For Management
2.4 Elect Director Amano, Tatsuo For For Management
2.5 Elect Director Kondo, Masayuki For For Management
2.6 Elect Director Tamura, Masaaki For For Management
3 Appoint Statutory Auditor Nishihara, For For Management
Katsutaro
4 Approve Retirement Bonus Payment for For Against Management
Directors and Statutory Auditor
--------------------------------------------------------------------------------
NIPPON MEAT PACKERS INC.
Ticker: 2282 Security ID: J54752142
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Introduce Provisions For For Management
on Alternate Statutory Auditors - Set
Terms of Alternate Statutory Auditors
2.1 Elect Director Kobayashi, Hiroshi For For Management
2.2 Elect Director Takezoe, Noboru For For Management
2.3 Elect Director Okoso, Hiroji For For Management
2.4 Elect Director Ueda, Bin For For Management
2.5 Elect Director Uchida, Koji For For Management
2.6 Elect Director Chuujo, Takaharu For For Management
2.7 Elect Director Matsuba, Masayuki For For Management
2.8 Elect Director Tsujimoto, Kazuhiro For For Management
2.9 Elect Director Kawamura, Koji For For Management
2.10 Elect Director Katayama, Toshiko For For Management
2.11 Elect Director Taka, Iwao For For Management
2.12 Elect Director Hata, Yoshihide For For Management
3.1 Appoint Statutory Auditor Nishio, For For Management
Katsutoshi
3.2 Appoint Statutory Auditor Motoi, Fumio For For Management
3.3 Appoint Statutory Auditor Otsuka, Akira For For Management
4 Appoint Alternate Statutory Auditor For For Management
Shiba, Akihiko
5 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NISSHIN OILLIO GROUP LTD
Ticker: 2602 Security ID: J57719122
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2 Amend Articles To Indemnify Directors For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
4.1 Elect Director Ogome, Kazuo For For Management
4.2 Elect Director Imamura, Takao For For Management
4.3 Elect Director Imokawa, Fumio For For Management
4.4 Elect Director Morino, Toru For For Management
4.5 Elect Director Watanabe, Susumu For For Management
4.6 Elect Director Tamura, Yoshihito For For Management
4.7 Elect Director Seto, Akira For For Management
4.8 Elect Director Fujii, Takashi For For Management
4.9 Elect Director Narusawa, Takashi For For Management
4.10 Elect Director Uehara, Toshio For For Management
5.1 Appoint Statutory Auditor Kimura, Akio For For Management
5.2 Appoint Statutory Auditor Araya, For For Management
Kenichi
6 Approve Retirement Bonus Payment for For Against Management
Directors and Statutory Auditors
========================= IQ GLOBAL OIL SMALL CAP ETF ==========================
ALLIANCE OIL COMPANY LTD
Ticker: Security ID: G0252S106
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Agenda For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report
9a Accept Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income For For Management
10 Fix Number of Directors at Seven For For Management
11 Approve Remuneration of Directors in For For Management
the Amount of USD 180,000 for Chairman
and USD 120,000 for Other Directors;
Approve Remuneration for Committee Work
12 Reelect Fred Boling, Arsen Idrisov, For For Management
Raymond Liefooghe, Claes Levin, Fernano
Martinez-Fresneda, Isa Bazhaev, and
Eric Forss (Chair) as Directors
13 Approve Remuneration of the Auditors For For Management
14 Ratify Deloitte as Auditors For For Management
15 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Authorize Board to Resolve to Issue New For Against Management
Shares
17 Transact Other Business None None Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
CHINA AUTOMATION GROUP LTD.
Ticker: 00569 Security ID: G2112N111
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2a Reelect Huang Zhi Yong as Director For Did Not Vote Management
2b Reelect Kuang Jian Ping as Director For Did Not Vote Management
2c Authorize Board to Fix Remuneration of For Did Not Vote Management
Directors
3 Reappoint Deloitte Touche Tohmatsu as For Did Not Vote Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Up to 10 For Did Not Vote Management
Percent of Issued Share Capital
5 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Did Not Vote Management
Shares
7 Approve Dividend of HK$0.07 Per Share For Did Not Vote Management
for the Year Ended Dec. 31, 2010
--------------------------------------------------------------------------------
DNO INTERNATIONAL ASA
Ticker: DNO Security ID: R60003101
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: JUN 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Treatment of
Net Loss
5 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 295,000 for Chairman,
and NOK 270,000 for Other Directors;
Approve Remuneration for Committee Work
6 Approve Remuneration of Auditors For Did Not Vote Management
7 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
8 Approve Bonus Scheme Based on Value of For Did Not Vote Management
Company's Share for Management,
Resource Persons, and Other Employees
9 Reelect Berge Larsen (Chairman), For Did Not Vote Management
Shelley Watson (Deputy Chairman), Marit
Instanes, Gunnar Hirsti, Bijan
Mossavar-Rahman as Directors
10 Approve Creation of NOK 20 Million Pool For Did Not Vote Management
of Capital without Preemptive Rights
11 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
12 Authorize Issuance of Convertible Bonds For Did Not Vote Management
without Preemptive Rights up to
Aggregate Nominal Amount of NOK 2.00
Billion; Approve Creation of NOK 40
Million Pool of Capital to Guarantee
Conversion Rights
13 Apply for Listing on the Stock None Did Not Vote Shareholder
Exchanges in the UK/USA; Allow Minority
Shareholders to Nominate a Person to
Represent Their Interests in the Board;
Order an Analysis Comparing DNO with
Other Comparable Companies; Questions
--------------------------------------------------------------------------------
DRAGON OIL PLC
Ticker: DRS Security ID: G2828W132
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Mohammed Al Ghurair as Director For Against Management
3b Reelect Abdul Jaleel Al Khalifa as For For Management
Director
3c Reelect Nigel McCue as Director For Against Management
4 Approve Remuneration Report For Abstain Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Authorize General Meetings Outside the For For Management
Republic of Ireland
7 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Share Repurchase Program and For For Management
Reissuance of Shares
10 Amend Articles Re: Director For For Management
Remuneration, Retirement by Rotation,
and Payment of Dividends
11 Approve 2011 Employee Share Purchase For For Management
Plan
--------------------------------------------------------------------------------
ETABLISSEMENTS MAUREL ET PROM
Ticker: MAU Security ID: F60858101
Meeting Date: JUN 29, 2011 Meeting Type: Annual/Special
Record Date: JUN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.25 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 450,000
6 Elect Xavier Blandin as Director For Against Management
7 Reelect Roman Gozalo as Director For Against Management
8 Ratify Appointment of Nathalie For For Management
Delapalme as Director
9 Reelect Nathalie Delapalme as Director For For Management
10 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
11 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
12 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 25 Million
13 Approve Issuance of up to 20 Percent of For Against Management
Issued Capital Per Year for a Private
Placement, up to EUR 25 Million
14 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
15 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
16 Authorize Capital Increase of Up to EUR For Against Management
25 Million for Future Exchange Offers
17 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
18 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
19 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Nominal Amount of EUR 250
Million
20 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
21 Approve Employee Stock Purchase Plan For For Management
22 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
23 Amend Article 25 of Bylaws Re: For For Management
Nomination, Length of Terms and
Compensation of Auditors
24 Amend Article 26 of Bylaws Re: General For For Management
Meetings
25 Amend Article 28.2 of Bylaws Re: For For Management
Shareholders Proposals
26 Amend Article 37.2 of Bylaws Re: For For Management
Dividends Payment
27 Remove Article 15 of Bylaws and Amend For Against Management
Articles 21.1 and 21.4 Re: Shareholding
Requirements for Directors and Censors
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PANORO ENERGY ASA
Ticker: PEN Security ID: R6960E105
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of Attending For Did Not Vote Management
Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income
5 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 600,000 for Chair and
NOK 400,000 for Other Directors
6 Elect Marilda Ribeiro as New Director For Did Not Vote Management
for 2011-2013
7 Approve Remuneration of Auditors For Did Not Vote Management
8 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
9.1 Approve Creation of NOK 34.25 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
9.2 Approve Issuance of Shares in For Did Not Vote Management
Connection with Company's Incentive
Plans
9.3 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement for Prevail Energy
Holdings Ltd
--------------------------------------------------------------------------------
SALAMANDER ENERGY PLC
Ticker: SMDR Security ID: G7779L100
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: JUN 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint Deloitte LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect Charles Jamieson as Director For For Management
6 Re-elect James Menzies as Director For For Management
7 Re-elect Michael Buck as Director For For Management
8 Re-elect Michael Pavia as Director For For Management
9 Re-elect Struan Robertson as Director For For Management
10 Re-elect John Crowle as Director For For Management
11 Re-elect Robert Cathery as Director For For Management
12 Re-elect James Coleman as Director For For Management
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SEAWELL LTD.
Ticker: Security ID: G79560101
Meeting Date: MAY 16, 2011 Meeting Type: Special
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Archer Limited For Did Not Vote Management
--------------------------------------------------------------------------------
SINO OIL AND GAS HOLDINGS LTD.
Ticker: 00702 Security ID: ADPV13586
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Kong Siu Tim as Executive For For Management
Director
2b Reelect Wan Tze Fan, Terence as For For Management
Executive Director
2c Reelect Wong Kwok Chuen Peter as For Against Management
Independent Non-Executive Director
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Appoint BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
Ticker: 00338 Security ID: Y80373106
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAY 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of Board of For For Management
Directors
2 Approve Work Report Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Financial Budget Report For For Management
6 Reappoint KPMG Huazhen and KPMG as For For Management
Domestic and International Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7a1 Elect Rong Guangdao as Non-Independent For For Management
Director
7a2 Elect Wang Zhiqing as Non-Independent For For Management
Director
7a3 Elect Wu Haijun as Non-Independent For For Management
Director
7a4 Elect Li Honggen as Non-Independent For For Management
Director
7a5 Elect Shi Wei as Non-Independent For For Management
Director
7a6 Elect Ye Guohua as Non-Independent For Against Management
Director
7a7 Elect Lei Dianwu as Non-Independent For For Management
Director
7a8 Elect Xiang Hanyin as Non-Independent For Against Management
Director
7b1 Elect Shen Liqiang as Independent For Against Management
Non-Executive Director
7b2 Elect Jin Mingda as Independent For For Management
Non-Executive Director
7b3 Elect Wang Yongshou as Independent For For Management
Non-Executive Director
7b4 Elect Cai Tingji as Independent For For Management
Non-Executive Director
8a Elect Gao Jinping as Supervisor For For Management
8b Elect Zhai Yalin as Supervisor For For Management
8c Elect Wang Liqun as Supervisor For For Management
8d Elect Chen Xinyuan as Supervisor For For Management
8e Elect Zhou Yunnong as Supervisor For For Management
=========================== IQ GLOBAL RESOURCES ETF ============================
AFRICAN BARRICK GOLD PLC
Ticker: ABG Security ID: G0128R100
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Elect Aaron Regent as Director For For Management
5 Elect Gregory Hawkins as Director For For Management
6 Elect Kevin Jennings as Director For For Management
7 Elect James Cross as Director For For Management
8 Elect Andre Falzon as Director For For Management
9 Elect Stephen Galbraith as Director For For Management
10 Elect Robert Godsell as Director For For Management
11 Elect Michael Kenyon as Director For For Management
12 Elect Derek Pannell as Director For For Management
13 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise the Company to Use Electronic For For Management
Communications
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase For For Management
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
AGNICO-EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: APR 29, 2011 Meeting Type: Annual/Special
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Leanne M. Baker as Director For For Management
1.2 Elect Douglas R. Beaumont as Director For For Management
1.3 Elect Sean Boyd as Director For For Management
1.4 Elect Martine A. Celej as Director For For Management
1.5 Elect Clifford J. Davis as Director For For Management
1.6 Elect Robert J. Gemmell as Director For For Management
1.7 Elect Bernard Kraft as Director For For Management
1.8 Elect Mel Leiderman as Director For For Management
1.9 Elect James D.Nasso as Director For For Management
1.10 Elect Sean Riley as Director For For Management
1.11 Elect J. Merfyn Roberts as Director For For Management
1.12 Elect Eberhard Scherkus as Director For For Management
1.13 Elect Howard R. Stockford as Director For For Management
1.14 Elect Pertti Voutilainen as Director For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
AJINOMOTO CO. INC.
Ticker: 2802 Security ID: J00882126
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Capital Reserves For Against Management
2 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 8
3.1 Elect Director Yamaguchi, Norio For For Management
3.2 Elect Director Ito, Masatoshi For For Management
3.3 Elect Director Kunimoto, Yutaka For For Management
3.4 Elect Director Yokoyama, Keiichi For For Management
3.5 Elect Director Nagamachi, Takashi For For Management
3.6 Elect Director Iwamoto, Tamotsu For For Management
3.7 Elect Director Yoshizumi, Tomoya For For Management
3.8 Elect Director Nagai, Keisuke For For Management
3.9 Elect Director Miyake, Hiroyuki For For Management
3.10 Elect Director Togashi, Yoichiro For For Management
3.11 Elect Director Ono, Hiromichi For For Management
3.12 Elect Director Igarashi, Koji For For Management
3.13 Elect Director Hashimoto, Shozo For For Management
3.14 Elect Director Fukushima-Tachibana For For Management
Sakie
--------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC.
Ticker: ANR Security ID: 02076X102
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Quillen For For Management
1.2 Elect Director William J. Crowley, Jr. For For Management
1.3 Elect Director Kevin S. Crutchfield For For Management
1.4 Elect Director E. Linn Draper, Jr. For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director P. Michael Giftos For For Management
1.7 Elect Director Joel Richards, III For For Management
1.8 Elect Director James F. Roberts For For Management
1.9 Elect Director Ted G. Wood For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
5 Report on Efforts to Reduce Pollution Against For Shareholder
From Products and Operations
--------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC.
Ticker: ANR Security ID: 02076X102
Meeting Date: JUN 01, 2011 Meeting Type: Special
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase Authorized Common For For Management
Stock
2 Issue Shares in Connection with For For Management
Acquisition
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen P. Adik For For Management
2 Elect Director Martha Clark Goss For For Management
3 Elect Director Julie A. Dobson For For Management
4 Elect Director Richard R. Grigg For For Management
5 Elect Director Julia L. Johnson For For Management
6 Elect Director George Mackenzie For For Management
7 Elect Director William J. Marrazzo For For Management
8 Election Of Director: Jeffry E. Sterba For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Butler, Jr. For For Management
2 Elect Director Kevin P. Chilton For For Management
3 Elect Director Luke R. Corbett For Against Management
4 Elect Director H. Paulett Eberhart For For Management
5 Elect Director Preston M. Geren, III For For Management
6 Elect Director John R. Gordon For For Management
7 Elect Director James T. Hackett For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
11 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Gender Identity
12 Require Independent Board Chairman Against For Shareholder
13 Pro-rata Vesting of Equity Plans Against For Shareholder
14 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Phuthuma Nhleko as Director For For Management
4 Re-elect Cynthia Carroll as Director For For Management
5 Re-elect David Challen as Director For For Management
6 Re-elect Sir CK Chow as Director For For Management
7 Re-elect Sir Philip Hampton as Director For For Management
8 Re-elect Rene Medori as Director For For Management
9 Re-elect Ray O'Rourke as Director For For Management
10 Re-elect Sir John Parker as Director For For Management
11 Re-elect Mamphela Ramphele as Director For For Management
12 Re-elect Jack Thompson as Director For For Management
13 Re-elect Peter Woicke as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Report For For Management
17 Approve Long-Term Incentive Plan For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase For For Management
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: JUN 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Jean-Paul Luksic as Director For Against Management
5 Re-elect Charles Bailey as Director For Abstain Management
6 Re-elect Gonzalo Menendez as Director For Against Management
7 Re-elect Ramon Jara as Director For Against Management
8 Re-elect Guillermo Luksic as Director For Against Management
9 Re-elect Juan Claro as Director For For Management
10 Re-elect William Hayes as Director For For Management
11 Elect Hugo Dryland as Director For Against Management
12 Elect Tim Baker as Director For For Management
13 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director G. Steven Farris For For Management
2 Elect Director Randolph M. Ferlic For For Management
3 Elect Director A.D. Frazier, Jr. For For Management
4 Elect Director John A. Kocur For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Increase Authorized Common Stock For For Management
9 Increase Authorized Preferred Stock For For Management
10 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AQUA AMERICA, INC.
Ticker: WTR Security ID: 03836W103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary C. Carroll For For Management
1.2 Elect Director Ellen T. Ruff For For Management
1.3 Elect Director Mario Mele For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
AQUILA RESOURCES LTD.
Ticker: AQA Security ID: Q0460J103
Meeting Date: NOV 30, 2010 Meeting Type: Annual
Record Date: NOV 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Derek Cowlan as a Director For For Management
2 Elect Gordon Galt as a Director For For Management
3 Elect Dai Zhihao as a Director For For Management
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
--------------------------------------------------------------------------------
ARCH COAL, INC.
Ticker: ACI Security ID: 039380100
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boyd For For Management
1.2 Elect Director John W. Eaves For For Management
1.3 Elect Director David D. Freudenthal For For Management
1.4 Elect Director Douglas H. Hunt For For Management
1.5 Elect Director J. Thomas Jones For For Management
1.6 Elect Director A. Michael Perry For For Management
1.7 Elect Director Peter I. Wold For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: NOV 04, 2010 Meeting Type: Annual
Record Date: SEP 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George W. Buckley For For Management
2 Elect Director Mollie Hale Carter For For Management
3 Elect Director Pierre Dufour For For Management
4 Elect Director Donald E. Felsinger For For Management
5 Elect Director Victoria F. Haynes For For Management
6 Elect Director Antonio Maciel Neto For For Management
7 Elect Director Patrick J. Moore For For Management
8 Elect Director Thomas F. O'Neill For For Management
9 Elect Director Kelvin R. Westbrook For For Management
10 Elect Director Patricia A. Woertz For For Management
11 Ratify Auditors For For Management
12 Adopt Policy to Prohibit Political Against Against Shareholder
Spending
13 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC
Ticker: ABF Security ID: G05600138
Meeting Date: DEC 10, 2010 Meeting Type: Annual
Record Date: DEC 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Galen Weston as Director For Against Management
5 Re-elect Peter Smith as Director For For Management
6 Re-elect George Weston as Director For For Management
7 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise the Board to Determine
Their Remuneration
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
11 Amend Executive Share Incentive Plan For Against Management
2003
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect H. L. Beck as Director For For Management
1.2 Elect C. W. D. Birchall as Director For For Management
1.3 Elect D. J. Carty as Director For For Management
1.4 Elect G. Cisneros as Director For For Management
1.5 Elect P.A. Crossgrove as Director For For Management
1.6 Elect R. M. Franklin as Director For For Management
1.7 Elect J. B. Harvey as Director For For Management
1.8 Elect D. Moyo as Director For For Management
1.9 Elect B. Mulroney as Director For For Management
1.10 Elect A. Munk as Director For For Management
1.11 Elect P. Munk as Director For For Management
1.12 Elect A. W. Regent as Director For For Management
1.13 Elect N.P. Rothschild as Director For For Management
1.14 Elect S. J. Shapiro as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Fabio Barbosa as Director For For Management
5 Elect Caio Koch-Weser as Director For For Management
6 Elect Patrick Thomas as Director For For Management
7 Re-elect Peter Backhouse as Director For For Management
8 Re-elect Frank Chapman as Director For For Management
9 Re-elect Baroness Hogg as Director For For Management
10 Re-elect Dr John Hood as Director For For Management
11 Re-elect Martin Houston as Director For For Management
12 Re-elect Sir David Manning as Director For For Management
13 Re-elect Mark Seligman as Director For For Management
14 Re-elect Philippe Varin as Director For For Management
15 Re-elect Sir Robert Wilson as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: NOV 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Financial Statements and For For Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Elect John Buchanan as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
3 Elect David Crawford as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
4 Elect Keith Rumble as a Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
5 Elect John Schubert as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
6 Elect Jacques Nasser as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
7 Elect Malcolm Broomhead as a Director For For Management
of BHP Billiton Ltd and BHP Billiton
Plc
8 Elect Carolyn Hewson as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
9 Appoint KPMG Audit Plc as Auditors of For For Management
BHP Billiton Plc
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights Up to an Amount of
$277.98 Million
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights Up to an Aggregate
Nominal Amount of $55.78 Million
12 Approve the Repurchase of Up to 223.11 For For Management
Million Shares in BHP Billiton Plc
13 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
14 Approve the Amendments to the BHP For For Management
Billiton Ltd Long Term Incentive Plan
and to the BHP Billiton Plc Long Term
Incentive Plan
15 Approve the Grant of Deferred Shares For For Management
and Options Under the BHP Billiton Ltd
Group Incentive Scheme and Performance
Shares Under the BHP Billiton Ltd Long
Term Incentive Plan to Marius Kloppers,
Executive Director
16 Approve the Amendments to Constitution For For Management
of BHP Billiton Ltd
17 Approve the Amendments to the Articles For For Management
of Association of BHP Billiton Plc
--------------------------------------------------------------------------------
BOLIDEN AB
Ticker: BOLI Security ID: W17218103
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Anders Ullberg as Chairman of For Did Not Vote Management
Meeting
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report
8 Receive Report on Work of Board and its None None Management
Committees
9 Receive President's Report None None Management
10 Receive Report on Audit Work During None None Management
2010
11 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
12 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 5.00 per Share;
Approve May 6, 2011, as Record Date for
Dividend
13 Approve Discharge of Board and For Did Not Vote Management
President
14 Receive Nominating Committee's Report None None Management
15 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board
16 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.0 Million for
Chairman and SEK 400,000 for Other
Directors; Approve Remuneration for
Committee Work
17 Reelect Marie Berglund, Staffan Bohman, For Did Not Vote Management
Lennart Evrell, Ulla Litzen, Michael
Low, Leif Ronnback, Matti Sundberg, and
Anders Ullberg (Chairman) as Directors
18 Approve Remuneration of Auditors For Did Not Vote Management
19 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
20 Elect Jan Andersson, Thomas Ehlin, For Did Not Vote Management
Lars-Erik Forsgardh, Anders Oscarsson,
Caroline af Ugglas, and Anders Ullberg
as Members of Nominating Committee
21 Amend Articles Re: Convocation of For Did Not Vote Management
General Meeting
22 Close Meeting None None Management
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Re-elect Paul Anderson as Director For For Management
4 Re-elect Antony Burgmans as Director For For Management
5 Re-elect Cynthia Carroll as Director For For Management
6 Re-elect Sir William Castell as For Abstain Management
Director
7 Re-elect Iain Conn as Director For For Management
8 Re-elect George David as Director For For Management
9 Re-elect Ian Davis as Director For For Management
10 Re-elect Robert Dudley as Director For For Management
11 Re-elect Dr Byron Grote as Director For For Management
12 Elect Frank Bowman as Director For For Management
13 Elect Brendan Nelson as Director For For Management
14 Elect Phuthuma Nhleko as Director For For Management
15 Re-elect Carl-Henric Svanberg as For For Management
Director
16 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorise Their Remuneration
17 Authorise Market Purchase For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Authorise EU Political Donations and For For Management
Expenditure
22 Amend ShareMatch Plan For For Management
23 Amend Sharesave UK Plan 2001 For For Management
--------------------------------------------------------------------------------
BUCYRUS INTERNATIONAL, INC.
Ticker: BUCY Security ID: 118759109
Meeting Date: JAN 20, 2011 Meeting Type: Special
Record Date: DEC 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUCYRUS INTERNATIONAL, INC.
Ticker: BUCY Security ID: 118759109
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle L. Collins For For Management
1.2 Elect Director Gene E. Little For For Management
1.3 Elect Director Robert K. Ortberg For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest G. Bachrach For For Management
1.2 Elect Director Enrique H. Boilini For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C.M. Best, S.W. Laut, N.M. For For Management
Edwards, Keith A.J. MacPhail, T.W.
Faithfull, A.P. Markin, G.A. Filmon,
F.J. McKenna, C.L. Fong, J.S. Palmer,
G.D. Giffin, E.R. Smith, W.A. Gobert,
and D.A. Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A.J. MacPhail For For Management
1.10 Elect Director Allan P. Markin For For Management
1.11 Elect Director Frank J. McKenna For For Management
1.12 Elect Director James S. Palmer For For Management
1.13 Elect Director Eldon R. Smith For For Management
1.14 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CANFOR CORPORATION
Ticker: CFP Security ID: 137576104
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. G. Bentley For Withhold Management
1.2 Elect Director Glen D. Clark For For Management
1.3 Elect Director Ronald L. Cliff For For Management
1.4 Elect Director Michael J. Korenberg For For Management
1.5 Elect Director James A. Pattison For For Management
1.6 Elect Director Conrad A. Pinette For For Management
1.7 Elect Director James McNeill (Mack) For For Management
Singleton
1.8 Elect Director Ross S. Smith For For Management
1.9 Elect Director William W. Stinson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CENTERRA GOLD INC.
Ticker: CG Security ID: 152006102
Meeting Date: JUN 23, 2011 Meeting Type: Annual/Special
Record Date: MAY 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Niyazbek B. Aldashev For For Management
1.2 Elect Director Ian G. Austin For For Management
1.3 Elect Director Raphael Girard For For Management
1.4 Elect Director Karybek Ibraev For For Management
1.5 Elect Director Patrick M. James For For Management
1.6 Elect Director Stephen A. Lang For For Management
1.7 Elect Director John W. Lill For For Management
1.8 Elect Director Amangeldy Muraliev For For Management
1.9 Elect Director Sheryl K. Pressler For For Management
1.10 Elect Director Terry V. Rogers For For Management
1.11 Elect Director Bruce V. Walter For For Management
1.12 Elect Director Anthony J. Webb For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Restricted Share Unit Plan For For Management
--------------------------------------------------------------------------------
CENTRICA PLC
Ticker: CNA Security ID: G2018Z143
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAY 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Roger Carr as Director For For Management
5 Re-elect Sam Laidlaw as Director For For Management
6 Re-elect Helen Alexander as Director For For Management
7 Re-elect Phil Bentley as Director For For Management
8 Elect Margherita Della Valle as For For Management
Director
9 Re-elect Mary Francis as Director For For Management
10 Re-elect Mark Hanafin as Director For For Management
11 Re-elect Nick Luff as Director For For Management
12 Re-elect Andrew Mackenzie as Director For For Management
13 Elect Ian Meakins as Director For For Management
14 Re-elect Paul Rayner as Director For For Management
15 Re-elect Chris Weston as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.F. Deily For For Management
2 Elect Director R.E. Denham For For Management
3 Elect Director R.J. Eaton For For Management
4 Elect Director C. Hagel For For Management
5 Elect Director E. Hernandez For For Management
6 Elect Director G.L. Kirkland For For Management
7 Elect Director D.B. Rice For For Management
8 Elect Director K.W. Sharer For For Management
9 Elect Director C.R. Shoemate For For Management
10 Elect Director J.G. Stumpf For For Management
11 Elect Director R.D. Sugar For For Management
12 Elect Director C. Ware For For Management
13 Elect Director J.S. Watson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Request Director Nominee with Against For Shareholder
Environmental Qualifications
18 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
19 Include Sustainability as a Performance Against Against Shareholder
Measure for Senior Executive
Compensation
20 Adopt Guidelines for Country Selection Against For Shareholder
21 Report on Financial Risks of Climate Against Against Shareholder
Change
22 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
23 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
--------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LTD.
Ticker: 00606 Security ID: Y1375F104
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: JUN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.039 Per For For Management
Share
3a Reelect Yue Guojun as Executive For Against Management
Director
3b Reelect Ma Wangjun as Non-Executive For Against Management
Director
3c Reelect Wang Zhiying as Non-Executive For For Management
Director
3d Reelect Patrick Vincent Vizzone as For For Management
Independent Non-Executive Director
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-Exempt Continuing Connected For For Management
Transactions
2 Approve Proposed Caps for Each Category For For Management
of Non-Exempt Continuing Connected
Transactions
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAY 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Declare Final Dividend For For Management
1c1 Reelect Wang Yilin as Non-Executive For For Management
Director
1c2 Reelect Li Fanrong as Executive For For Management
Director
1c3 Reelect Lawrence J. Lau as Independent For For Management
Non-Executive Director
1c4 Reelect Wang Tao as Independent For For Management
Non-Executive Director
1c5 Authorize Board to Fix Remuneration of For For Management
Directors
1d Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
2a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COAL & ALLIED INDUSTRIES LTD.
Ticker: CNA Security ID: Q25758105
Meeting Date: APR 15, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect D Ritchie as a Director For For Management
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
COEUR D'ALENE MINES CORPORATION
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Michael Bogert For For Management
1.2 Elect Director James J. Curran For For Management
1.3 Elect Director Sebastian Edwards For For Management
1.4 Elect Director Andrew Lundquist For For Management
1.5 Elect Director Robert E. Mellor For For Management
1.6 Elect Director John H. Robinson For For Management
1.7 Elect Director J. Kenneth Thompson For For Management
1.8 Elect Director Timothy R. Winterer For For Management
1.9 Elect Director Dennis E. Wheeler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 24, 2010 Meeting Type: Annual
Record Date: AUG 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Armitage For For Management
2 Elect Director Richard H. Auchinleck For For Management
3 Elect Director James E. Copeland, Jr. For For Management
4 Elect Director Kenneth M. Duberstein For For Management
5 Elect Director Ruth R. Harkin For For Management
6 Elect Director Harold W. McGraw III For For Management
7 Elect Director James J. Mulva For For Management
8 Elect Director Robert A. Niblock For For Management
9 Elect Director Harald J. Norvik For For Management
10 Elect Director William K. Reilly For For Management
11 Elect Director Victoria J. Tschinkel For For Management
12 Elect Director Kathryn C. Turner For For Management
13 Elect Director William E. Wade, Jr. For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Approve Omnibus Stock Plan For For Management
18 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Gender Identity
19 Report on Political Contributions Against For Shareholder
20 Report on Lobbying Expenses Against For Shareholder
21 Report on Accident Risk Reduction Against Against Shareholder
Efforts
22 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
23 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
24 Report on Financial Risks of Climate Against Against Shareholder
Change
25 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director John Whitmire For For Management
1.3 Elect Director Philip W. Baxter For For Management
1.4 Elect Director James E. Altmeyer, Sr. For For Management
1.5 Elect Director William E. Davis For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director John T. Mills For For Management
1.10 Elect Director William P. Powell For For Management
1.11 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
--------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC.
Ticker: CPO Security ID: 219023108
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Almeida For For Management
1.2 Elect Director Gregory B. Kenny For For Management
1.3 Elect Director James M. Ringler For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CRANSWICK PLC
Ticker: Security ID: G2504J108
Meeting Date: JUL 26, 2010 Meeting Type: Annual
Record Date: JUL 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Martin Davey as Director For Abstain Management
4 Re-elect Bernard Hoggarth as Director For For Management
5 Elect Steven Esom as Director For For Management
6 Reappoint Ernst & Young LLP as Auditors For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Approve Remuneration Report For For Management
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Issue of Equity with and For For Management
without Pre-emptive Rights
12 Authorise Market Purchase For For Management
13 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
14 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Henry For For Management
1.2 Elect Director John A. Hill For For Management
1.3 Elect Director Michael M. Kanovsky For For Management
1.4 Elect Director Robert A. Mosbacher, Jr For For Management
1.5 Elect Director J. Larry Nichols For For Management
1.6 Elect Director Duane C. Radtke For For Management
1.7 Elect Director Mary P. Ricciardello For For Management
1.8 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Reduce Supermajority Vote Requirement For For Management
5 Amend Certificate of Incorporation For For Management
6 Ratify Auditors For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack C. Bingleman For For Management
1.2 Elect Director Louis P. Gignac For For Management
1.3 Elect Director Brian M. Levitt For For Management
1.4 Elect Director Harold H. MacKay For For Management
1.5 Elect Director David G. Maffucci For For Management
1.6 Elect Director W. Henson Moore For For Management
1.7 Elect Director Michael R. Onustock For For Management
1.8 Elect Director Robert J. Steacy For For Management
1.9 Elect Director Pamela B. Strobel For For Management
1.10 Elect Director Richard Tan For For Management
1.11 Elect Director Denis Turcotte For For Management
1.12 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EBRO FOODS S.A
Ticker: EBRO Security ID: E38028135
Meeting Date: JUN 14, 2011 Meeting Type: Annual/Special
Record Date: JUN 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for FY 2010
2 Approve Discharge of Directors for FY For For Management
2010
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.416 Per Share
4 Advisory Vote on Remuneration Report For For Management
5 Authorize Share Repurchase and For For Management
Cancellation of Repurchased Shares
6 Authorize Increase in Capital up to 50 For For Management
Percent Within Five Years via Issuance
of Equity or Equity-Linked Securities
Without Preemptive Rights; Amend
Articles 6 and 7 Accordingly; Aprrove
Listing of Shares
7 Authorize Donations to Fundacion Ebro For For Management
Puleva
8 Ratify Appointment of Jose Nieto De La For Against Management
Cierva as Director and Fix Number of
Directors at 13
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION
Ticker: EAU Security ID: 284902103
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Ross Cory For For Management
1.2 Elect Director Robert R. Gilmore For For Management
1.3 Elect Director Geoffrey A. Handley For For Management
1.4 Elect Director Wayne D. Lenton For For Management
1.5 Elect Director Michael Price For For Management
1.6 Elect Director Jonathan A. Rubenstein For For Management
1.7 Elect Director Donald M. Shumka For For Management
1.8 Elect Director Paul N. Wright For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Approve Incentive Stock Option Plan For For Management
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Fix Directors' Term For For Management
5.1 Slate Submitted by the Ministry of None Did Not Vote Management
Economics and Finance
5.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
6 Elect Chairman of the Board of For For Management
Directors
7 Approve Remuneration of Directors For Against Management
8.1 Slate Submitted by the Ministry of None Against Management
Economics and Finance
8.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
9 Appoint Internal Statutory Auditors' For For Management
Chairman
10 Approve Internal Auditors' Remuneration For For Management
11 Approve Compensation of the Judicial For For Management
Officer of Corte dei Conti Responsible
for Eni's Financial Control
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George A. Alcorn For For Management
2 Elect Director Charles R. Crisp For For Management
3 Elect Director James C. Day For For Management
4 Elect Director Mark G. Papa For For Management
5 Elect Director H. Leighton Steward For For Management
6 Elect Director Donald F. Textor For For Management
7 Elect Director Frank G. Wisner For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Pro-Rata Vesting on Equity Plans Against For Shareholder
12 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
EURASIAN NATURAL RESOURCES CORPORATION PLC
Ticker: ENRC Security ID: G3215M109
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: JUN 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For Against Management
4 Elect Jim Cochrane as Director For For Management
5 Re-elect Dr Dieter Ameling as Director For For Management
6 Re-elect Gerhard Ammann as Director For For Management
7 Re-elect Marat Beketayev as Director For For Management
8 Re-elect Mehmet Dalman as Director For For Management
9 Re-elect Sir Paul Judge as Director For For Management
10 Re-elect Kenneth Olisa as Director For For Management
11 Re-elect Dr Johannes Sittard as For For Management
Director
12 Re-elect Sir Richard Sykes as Director For For Management
13 Re-elect Roderick Thomson as Director For For Management
14 Re-elect Eduard Utepov as Director For For Management
15 Re-elect Abdraman Yedilbayev as For For Management
Director
16 Re-elect Felix Vulis as Director For For Management
17 Re-elect Dr Zaure Zaurbekova as For For Management
Director
18 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase For For Management
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Deferred Share Plan For For Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.S. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require Independent Board Chairman Against For Shareholder
6 Report on Political Contributions Against For Shareholder
7 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Against Against Shareholder
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
FERREXPO PLC
Ticker: FXPO Security ID: G3435Y107
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAY 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Ernst & Young LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Michael Abrahams as Director For For Management
7 Re-elect Oliver Baring as Director For For Management
8 Re-elect Raffaele Genovese as Director For For Management
9 Re-elect Wolfram Kuoni as Director For For Management
10 Re-elect Christopher Mawe as Director For For Management
11 Re-elect Ihor Mitiukov as Director For For Management
12 Re-elect Miklos Salamon as Director For For Management
13 Re-elect Kostyantin Zhevago as Director For For Management
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Friedery For For Management
1.2 Elect Director Joe E. Harlan For For Management
1.3 Elect Director Michael F. Johnston For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Reduce Supermajority Vote Requirement For For Management
Relating to the Board of Directors
5 Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For For Management
1.5 Elect Director H. Devon Graham, Jr. For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Bobby Lee Lackey For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Request Director Nominee with Against For Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI
Ticker: 00639 Security ID: Y2677L104
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAY 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Reelect Xue Kang as Director For Against Management
3b Reelect Leung Shun Sang, Tony as For For Management
Director
3c Reelect Kee Wah Sze as Director For For Management
3d Reelect Choi Wai Yin as Director For For Management
3e Reelect Chan Pat Lam as Director For For Management
4 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Change Company Name from Fushan For For Management
International Energy Group Limited to
Shougang Fushan Resources Group Limited
--------------------------------------------------------------------------------
GDF SUEZ
Ticker: GSZ Security ID: F42768105
Meeting Date: MAY 02, 2011 Meeting Type: Annual/Special
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Albert Frere as Director For Against Management
7 Reelect Edmond Alphandery as Director For For Management
8 Reelect Aldo Cardoso as Director For For Management
9 Reelect Rene Carron as Director For For Management
10 Reelect Thierry de Rudder as Director For For Management
11 Elect Francoise Malrieu as Director For For Management
12 Ratify Change of Registered Office to 1 For For Management
place Samuel de Champlain, 92400
Courbevoie, and Amend Bylaws
Accordingly
13 Approve Employee Stock Purchase Plan For For Management
14 Approve Stock Purchase Plan Reserved For For Management
for International Employees
15 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
16 Authorize Filing of Required For For Management
Documents/Other Formalities
A Approve Dividends of EUR 0.83 per Share Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 27, 2010 Meeting Type: Annual
Record Date: JUL 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Lois E. Quam For For Management
12 Elect Director Michael D. Rose For For Management
13 Elect Director Robert L. Ryan For For Management
14 Elect Director Dorothy A. Terrell For For Management
15 Approve Executive Incentive Bonus Plan For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ian W. Telfer as Director For For Management
1.2 Elect Douglas M. Holtby as Director For For Management
1.3 Elect Charles A. Jeannes as Director For For Management
1.4 Elect John P. Bell as Director For For Management
1.5 Elect Lawrence I. Bell as Director For For Management
1.6 Elect Beverley A. Briscoe as Director For For Management
1.7 Elect Peter J. Dey as Director For For Management
1.8 Elect P. Randy Reifel as Director For For Management
1.9 Elect A. Dan Rovig as Director For For Management
1.10 Elect Kenneth F. Williamson as Director For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Increase in Size of Board from For For Management
10 to 12
5 Improve Human Rights Standards or Against Against Shareholder
Policies
--------------------------------------------------------------------------------
GOLDEN AGRI-RESOURCES LTD
Ticker: E5H Security ID: ADPV11073
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare First and Final Dividend of SGD For For Management
0.0077 Per Share
3 Approve Directors' Fees of SGD 275,887 For For Management
for the Year Ended Dec. 31, 2010 (2009:
SGD 258,336)
4 Reelect Muktar Widjaja as Director For For Management
5 Reelect Rafael Buhay Concepcion, Jr. as For For Management
Director
6 ReelectLew Syn Pau as Director For For Management
7 Reelect Jacques Desire Laval Elliah as For For Management
Director
8 Reappoint Moore Stephens LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
11 Approve Mandate for Transactions with For For Management
Related Parties
--------------------------------------------------------------------------------
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: GMCR Security ID: 393122106
Meeting Date: MAR 10, 2011 Meeting Type: Annual
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Blanford For For Management
1.2 Elect Director Michael J. Mardy For Withhold Management
1.3 Elect Director David E. Moran For Withhold Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan M. Bennett For For Management
2 Elect Director James R. Boyd For For Management
3 Elect Director Milton Carroll For For Management
4 Elect Director Nance K. Dicciani For For Management
5 Elect Director S. Malcolm Gillis For For Management
6 Elect Director Abdallah S. Jum'ah For For Management
7 Elect Director David J. Lesar For For Management
8 Elect Director Robert A. Malone For For Management
9 Elect Director J Landis Martin For For Management
10 Elect Director Debra L. Reed For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Review and Assess Human Rights Policies Against For Shareholder
15 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E.E. Holiday For For Management
2 Elect Director J.H. Mullin For For Management
3 Elect Director F.B. Walker For For Management
4 Elect Director R.N. Wilson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
HKSCAN OYJ (FORMERLY HK RUOKATALO GROUP OYJ)
Ticker: HKSAV Security ID: X5056X103
Meeting Date: FEB 04, 2011 Meeting Type: Special
Record Date: JAN 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting n/a Management
2 Calling the Meeting to Order n/a Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Elect Juha Kylamaki, Niels Borup, and For For Management
Tero Hemmila as Directors
7 Close Meeting n/a Management
--------------------------------------------------------------------------------
HOCHSCHILD MINING PLC
Ticker: HOC Security ID: G4611M107
Meeting Date: FEB 08, 2011 Meeting Type: Special
Record Date: FEB 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal by the Company of the For For Management
Lake Shore Gold Shares to RBC Dominion
Securities Inc
--------------------------------------------------------------------------------
HOCHSCHILD MINING PLC
Ticker: HOC Security ID: G4611M107
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: MAY 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Eduardo Hochschild as Director For For Management
5 Elect Ignacio Bustamante as Director For For Management
6 Re-elect Jorge Born Jr as Director For For Management
7 Re-elect Roberto Danino as Director For For Management
8 Re-elect Sir Malcolm Field as Director For For Management
9 Re-elect Nigel Moore as Director For For Management
10 Re-elect Dionisio Romero as Director For For Management
11 Re-elect Fred Vinton as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Approve the CEO's Enhanced LTIP Awards For Against Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase For For Management
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HOKUETSU KISHU PAPER CO LTD
Ticker: 3865 Security ID: J21882105
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Kishimoto, Sekio For For Management
3.2 Elect Director Tamura, Kiyoshi For For Management
3.3 Elect Director Shimokoshi, Norihiko For For Management
3.4 Elect Director Akagawa, Koichi For For Management
3.5 Elect Director Sasaki, Takayuki For For Management
3.6 Elect Director Tsuchida, Michio For For Management
3.7 Elect Director Matsuki, Kazumichi For For Management
3.8 Elect Director Onoda, Sohei For For Management
3.9 Elect Director Abe, Fumio For For Management
3.10 Elect Director Aoki, Akihiro For For Management
3.11 Elect Director Iesato, Yoshihisa For For Management
3.12 Elect Director Murakoshi, Akira For For Management
4 Appoint Statutory Auditor Hosoi, For For Management
Kazunori
5 Appoint Alternate Statutory Auditor For For Management
Sato, Hisashi
6 Approve Deep Discount Stock Option Plan For Against Management
7 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
HOLMEN AB
Ticker: HOLMB Security ID: W4200N112
Meeting Date: MAR 30, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Fredrik Lundberg as Chairman of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report; Receive CEO's Review
8 Allow Questions None None Management
9 Approve Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 7.00 per Share
11 Approve Discharge of Board and For For Management
President
12 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 600,000 for Chairman,
and SEK 300,000 for Other Non-executive
Directors; Approve Remuneration for
Auditors
14 Reelect Fredrik Lundberg (Chair), Carl For Against Management
Bennet, Magnus Hall, Carl Kempe, Hans
Larsson, Louise Lindh, Ulf Lundahl, and
Goran Lundin as Directors; Elect Lars
Josefsson as New Director
15 Receive Information about the None None Management
Nomination Committee before the 2012
AGM
16 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
18 Amend Articles Re: Convocation of For For Management
General Meeting
19 Close Meeting None None Management
--------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 31, 2011 Meeting Type: Annual
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Terrell K. Crews For For Management
2 Elect Director Jeffrey M. Ettinger For For Management
3 Elect Director Jody H. Feragen For For Management
4 Elect Director Susan I. Marvin For For Management
5 Elect Director John L. Morrison For For Management
6 Elect Director Elsa A. Murano For For Management
7 Elect Director Robert C. Nakasone For For Management
8 Elect Director Susan K. Nestegard For For Management
9 Elect Director Ronald D. Pearson For For Management
10 Elect Director Dakota A. Pippins For For Management
11 Elect Director Hugh C. Smith For For Management
12 Elect Director John G. Turner For For Management
13 Amend Certificate of Incorporation to For Against Management
Increase Common Stock, Reduce Par Value
to Effect a Stock Split and Increase
Non-voting Common Stock and Preferred
Stock
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Two Years One Year Management
--------------------------------------------------------------------------------
HUSKY ENERGY INC.
Ticker: HSE Security ID: 448055103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Victor T.K. Li as Director For For Management
1.2 Elect Canning K.N. Fok as Director For Withhold Management
1.3 Elect Stephen E. Bradley as Director For For Management
1.4 Elect R. Donald Fullerton as Director For For Management
1.5 Elect Asim Ghosh as Director For For Management
1.6 Elect Martin J.G. Glynn as Director For Withhold Management
1.7 Elect Poh Chan Koh as Director For For Management
1.8 Elect Eva Lee Kwok as Director For Withhold Management
1.9 Elect Stanley T.L. Kwok as Director For For Management
1.10 Elect Frederick S.H. Ma as Director For For Management
1.11 Elect George C. Magnus as Director For For Management
1.12 Elect Colin S. Russel as Director For For Management
1.13 Elect Wayne E. Shaw as Director For For Management
1.14 Elect William Shurniak as Director For For Management
1.15 Elect Frank J. Sixt as Director For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IAMGOLD CORPORATION
Ticker: IMG Security ID: 450913108
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek Bullock For For Management
1.2 Elect Director John E. Caldwell For For Management
1.3 Elect Director Donald K. Charter For For Management
1.4 Elect Director W. Robert Dengler For For Management
1.5 Elect Director Guy G. Dufresne For For Management
1.6 Elect Director Stephen J. J. Letwin For For Management
1.7 Elect Director Mahendra Naik For For Management
1.8 Elect Director William D. Pugliese For For Management
1.9 Elect Director John T. Shaw For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 05, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley J. Bell For For Management
1.2 Elect Director Lawrence D. Kingsley For For Management
1.3 Elect Director Gregory F. Milzcik For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IMPERIAL OIL LIMITED
Ticker: IMO Security ID: 453038408
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director K.T. (Krystyna) Hoeg For For Management
2.2 Elect Director B.H. (Bruce) March For For Management
2.3 Elect Director J.M. (Jack) Mintz For For Management
2.4 Elect Director R.C. (Robert) Olsen For Withhold Management
2.5 Elect Director D.S. (David) Sutherland For For Management
2.6 Elect Director S.D. (Sheelagh) For For Management
Whittaker
2.7 Elect Director V.L. (Victor) Young For For Management
--------------------------------------------------------------------------------
INDOFOOD AGRI RESOURCES LTD.
Ticker: 5JS Security ID: Y3974E108
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Directors' Fees of SGD 325,000 For For Management
for the year Ended Dec. 31, 2010
3a Reelect Tjhie Tje Fie as Director For Against Management
3b Reelect Moleonoto Tjang as Director For For Management
3c Reelect Gunadi as Director For For Management
3d Reelect Lee Kwong Foo Edward as For For Management
Director
4 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
6 Approve Mandate for Transactions with For For Management
Related Parties
7 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
INDOFOOD AGRI RESOURCES LTD.
Ticker: 5JS Security ID: Y3974E108
Meeting Date: APR 28, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval of the Possible Material For For Management
Dilution
2 Approval of the Proposed Amalgamation For For Management
--------------------------------------------------------------------------------
ITOHAM FOODS INC.
Ticker: 2284 Security ID: J25037128
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2 Amend Articles To Recognize Validity of For Against Management
Board Resolutions in Written or
Electronic Format - Indemnify Directors
and Statutory Auditors - Authorize
Board to Determine Income Allocation
3.1 Elect Director Horio, Mamoru For For Management
3.2 Elect Director Ishii, Takashi For For Management
3.3 Elect Director Ikeuchi, Hiroaki For For Management
3.4 Elect Director Kikuchi, Kiyotaka For For Management
3.5 Elect Director Tsujikawa, Noritaka For For Management
3.6 Elect Director Shibayama, Ikuro For For Management
3.7 Elect Director Ito, Koichi For For Management
3.8 Elect Director Munakata, Nobuhiko For For Management
4.1 Appoint Statutory Auditor Tamura, For For Management
Kazuhiko
4.2 Appoint Statutory Auditor Imamura, For For Management
Akifumi
5 Appoint Alternate Statutory Auditor For For Management
Uryuu, Kentaro
--------------------------------------------------------------------------------
ITT CORPORATION
Ticker: ITT Security ID: 450911102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Loranger For For Management
1.2 Elect Director Curtis J. Crawford For For Management
1.3 Elect Director Christina A. Gold For For Management
1.4 Elect Director Ralph F. Hake For For Management
1.5 Elect Director John J. Hamre For For Management
1.6 Elect Director Paul J. Kern For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Surya N. Mohapatra For For Management
1.9 Elect Director Linda S. Sanford For For Management
1.10 Elect Director Markos I. Tambakeras For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Provide Right to Call Special Meeting For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Human Rights Policies Against Against Shareholder
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOYG Security ID: 481165108
Meeting Date: MAR 08, 2011 Meeting Type: Annual
Record Date: JAN 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For Withhold Management
1.2 Elect Director John Nils Hanson For Withhold Management
1.3 Elect Director Ken C. Johnsen For Withhold Management
1.4 Elect Director Gale E. Klappa For Withhold Management
1.5 Elect Director Richard B. Loynd For Withhold Management
1.6 Elect Director P. Eric Siegert For Withhold Management
1.7 Elect Director Michael W. Sutherlin For Withhold Management
1.8 Elect Director James H. Tate For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
KAZAKHMYS PLC
Ticker: KAZ Security ID: G5221U108
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAY 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Vladimir Kim as Director For For Management
5 Re-elect Oleg Novachuk as Director For For Management
6 Re-elect Lord Renwick as Director For For Management
7 Elect Eduard Ogay as Director For For Management
8 Reappoint Ernst & Young LLP as Auditors For For Management
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase For For Management
13 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bryant For For Management
1.2 Elect Director Rogelio Rebolledo For For Management
1.3 Elect Director Sterling Speirn For For Management
1.4 Elect Director John Zabriskie For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAY 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Kieran Breen as Director For Against Management
3a2 Reelect Patrick Flahive as Director For Against Management
3b1 Reelect Denis Buckley as Director For Against Management
3b2 Reelect Gerry Behan as Director For For Management
3b3 Reelect Denis Carroll as Director For Against Management
3b4 Reelect Michael Dowling as Director For Against Management
3b5 Reelect Michael Fleming as Director For Against Management
3b6 Reelect Noel Greene as Director For Against Management
3b7 Reelect Flor Healy as Director For For Management
3b8 Reelect Kevin Kelly as Director For Against Management
3b9 Reelect Stan McCarthy as Director For For Management
3b10 Reelect Brian Mehigan as Director For For Management
3b11 Reelect Gerard O'Hanlon as Director For Against Management
3b12 Reelect Denis Wallis as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Aprrove Remuneration Report For Against Management
6 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Market Purchase For For Management
--------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
Ticker: K Security ID: 496902404
Meeting Date: SEP 15, 2010 Meeting Type: Special
Record Date: AUG 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares and Warrants For Against Management
in Connection with Acquisition
--------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
Ticker: K Security ID: 496902404
Meeting Date: MAY 04, 2011 Meeting Type: Annual/Special
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John A. Brough as Director For For Management
1.2 Elect Tye W. Burt as Director For For Management
1.3 Elect John K. Carrington as Director For For Management
1.4 Elect Richard P. Clark as Director For For Management
1.5 Elect John M.H. Huxley as Director For For Management
1.6 Elect John A. Keyes as Director For For Management
1.7 Elect Catherine McLeod-Seltzer as For For Management
Director
1.8 Elect George F. Michals as Director For For Management
1.9 Elect John E. Oliver as Director For For Management
1.10 Elect Terence C.W. Reid as Director For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Share Incentive Plan For For Management
4 Amend Restricted Stock Plan For For Management
5 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
KRAFT FOODS INC.
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ajaypal S. Banga For For Management
2 Elect Director Myra M. Hart For For Management
3 Elect Director Peter B. Henry For For Management
4 Elect Director Lois D. Juliber For For Management
5 Elect Director Mark D. Ketchum For For Management
6 Elect Director Richard A. Lerner For For Management
7 Elect Director Mackey J. McDonald For For Management
8 Elect Director John C. Pope For For Management
9 Elect Director Fredric G. Reynolds For For Management
10 Elect Director Irene B. Rosenfeld For For Management
11 Elect Director J.F. Van Boxmeer For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Amend Non-Employee Director Omnibus For For Management
Stock Plan
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEE & MAN PAPER MANUFACTURING LTD.
Ticker: Security ID: G5427W130
Meeting Date: AUG 16, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Lee Wan Keung, Patrick as For For Management
Executive Director
4 Reelect Kunihiko Kashima as Executive For For Management
Director
5 Reelect Yoshio Haga as Non-Executive For For Management
Director
6 Reelect Wong Kai Tung, Tony as For For Management
Independent Non-Executive Director
7 Reelect Peter A Davies as Independent For For Management
Non-Executive Director
8 Approve Remuneration of Directors For For Management
9 Authorize Board to Fix the Remuneration For For Management
of Directors for the Year Ending March
31, 2011
10 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Reelect Poon Chung Kwong as Director For For Management
14 Reelect Chau Shing Yim, David as For For Management
Director
15 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LIHIR GOLD LTD.
Ticker: LGL Security ID: Y5285N149
Meeting Date: AUG 23, 2010 Meeting Type: Court
Record Date: AUG 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
between Lihir Gold Limited and the
Scheme Participants
--------------------------------------------------------------------------------
LUNDIN MINING CORPORATION
Ticker: LUN Security ID: 550372106
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAY 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colin K. Benner For Withhold Management
1.2 Elect Director Donald K. Charter For For Management
1.3 Elect Director John H. Craig For Withhold Management
1.4 Elect Director Brian D. Edgar For For Management
1.5 Elect Director Lukas H. Lundin For Withhold Management
1.6 Elect Director Dale C. Peniuk For For Management
1.7 Elect Director William A. Rand For For Management
1.8 Elect Director Philip J. Wright For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
M-REAL CORP. (FRMRLY. METSA SERLA OY)
Ticker: MRLBV Security ID: X5594C116
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Review by the Chairman None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports, the Board's Report,
and the Auditor's Report; Receive
Review by the CEO
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Omission of Dividends
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 76,500 for Chairman,
EUR 64,500 for Vice Chairman, and EUR
50,400 for Other Directors; Approve
Attendance Fees for Board and Committee
Work
11 Fix Number of Directors at Nine For For Management
12 Reelect Kirsi Komi, Mikael Aminoff, For For Management
Martti Asunta, Kari Jordan, Kai
Korhonen, Liisa Leino, Juha Niemela,
Antti Tanskanen, and Erkki Varis as
Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Approve EUR 663.8 Million Reduction in For For Management
Share Premium Account
16 Close Meeting None None Management
--------------------------------------------------------------------------------
MACARTHUR COAL LTD.
Ticker: MCC Security ID: Q5689Z101
Meeting Date: OCT 27, 2010 Meeting Type: Annual
Record Date: OCT 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3.1 Elect Keith De Lacy as a Director For For Management
3.2 Elect Martin Kriewaldt as a Director For For Management
4 Approve the Grant of Termination For Against Management
Benefits to Nicole Hollows, Chief
Executive Officer of the Company
5 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$1.6
Million Per Annum
6 Ratify the Past Issue of 38.15 Million For For Management
Shares to Existing and New
Institutional Investors at A$11.50 Each
on Aug. 31, 2010
7 Renew Partial Takeover Provisions For For Management
8 Approve the Amendments to the Company's For For Management
Constitution Relating to the Payment of
Dividends
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory H. Boyce For Against Management
2 Elect Director Pierre Brondeau For For Management
3 Elect Director Clarence P. Cazalot, Jr. For Against Management
4 Elect Director David A. Daberko For Against Management
5 Elect Director William L. Davis For Against Management
6 Elect Director Shirley Ann Jackson For Against Management
7 Elect Director Philip Lader For Against Management
8 Elect Director Charles R. Lee For Against Management
9 Elect Director Michael E. J. Phelps For Against Management
10 Elect Director Dennis H. Reilley For Against Management
11 Elect Director Seth E. Schofield For Against Management
12 Elect Director John W. Snow For Against Management
13 Elect Director Thomas J. Usher For Against Management
14 Ratify Auditors For For Management
15 Provide Right to Call Special Meeting For Against Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Report on Accident Risk Reduction Against Against Shareholder
Efforts
--------------------------------------------------------------------------------
MARUHA NICHIRO HOLDINGS, INC.
Ticker: 1334 Security ID: J4001N100
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3 for Ordinary
Shares
2 Amend Articles To Remove Provisions on For For Management
Class 2 Preferred Shares to Reflect
Cancellation
3.1 Elect Director Igarashi, Yuuji For For Management
3.2 Elect Director Kushiro, Toshio For For Management
3.3 Elect Director Ito, Shigeru For For Management
3.4 Elect Director Sakai, Michiro For For Management
3.5 Elect Director Aoki, Nobuyuki For For Management
3.6 Elect Director Imamura, Hiroshi For For Management
3.7 Elect Director Murata, Akinori For For Management
3.8 Elect Director Watanabe, Jun For For Management
3.9 Elect Director Nemoto, Wataru For For Management
3.10 Elect Director Nagano, Atsushi For For Management
3.11 Elect Director Nakabe, Yoshiro For For Management
3.12 Elect Director Mitamura, Chihiro For For Management
4 Appoint Statutory Auditor Sakaki, For For Management
Mitsuo
--------------------------------------------------------------------------------
MASSEY ENERGY COMPANY
Ticker: MEE Security ID: 576206106
Meeting Date: OCT 06, 2010 Meeting Type: Special
Record Date: AUG 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Eliminate Cumulative Voting For For Management
3 Reduce Supermajority Vote Requirement For For Management
Relating to Bylaw Amendments
4 Reduce Supermajority Vote Requirement For For Management
Relating to Business Combinations
5 Provide Right to Call Special Meeting For For Management
6 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
MASSEY ENERGY COMPANY
Ticker: MEE Security ID: 576206106
Meeting Date: JUN 01, 2011 Meeting Type: Special
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MEADWESTVACO CORPORATION
Ticker: MWV Security ID: 583334107
Meeting Date: APR 18, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael E. Campbell For For Management
2 Elect Director Thomas W. Cole, Jr. For For Management
3 Elect Director James G. Kaiser For For Management
4 Elect Director Richard B. Kelson For For Management
5 Elect Director James M. Kilts For For Management
6 Elect Director Susan J. Kropf For For Management
7 Elect Director Douglas S. Luke For For Management
8 Elect Director John A. Luke, Jr. For For Management
9 Elect Director Robert C. McCormack For For Management
10 Elect Director Timothy H. Powers For For Management
11 Elect Director Jane L. Warner For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MITSUBISHI MATERIALS CORP.
Ticker: 5711 Security ID: J44024107
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Authorize Public For For Management
Announcements in Electronic Format
2.1 Elect Director Ide, Akihiko For For Management
2.2 Elect Director Yao, Hiroshi For For Management
2.3 Elect Director Hashimoto, Mayuki For For Management
2.4 Elect Director Kato, Toshinori For For Management
2.5 Elect Director Takeuchi, Akira For For Management
2.6 Elect Director Yamanobe, Keisuke For For Management
2.7 Elect Director Fujii, Toshimichi For For Management
2.8 Elect Director Okamoto, Yukio For For Management
2.9 Elect Director Hanzawa, Masatoshi For For Management
3 Appoint Statutory Auditor Wada, Takao For Against Management
--------------------------------------------------------------------------------
MITSUI & CO.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27
2.1 Elect Director Utsuda, Shoei For For Management
2.2 Elect Director Iijima, Masami For For Management
2.3 Elect Director Tanaka, Seiichi For For Management
2.4 Elect Director Omae, Takao For For Management
2.5 Elect Director Komai, Masayoshi For For Management
2.6 Elect Director Kawashima, Fuminobu For For Management
2.7 Elect Director Saiga, Daisuke For For Management
2.8 Elect Director Okada, Joji For For Management
2.9 Elect Director Kinoshita, Masayuki For For Management
2.10 Elect Director Matsubara, Nobuko For For Management
2.11 Elect Director Nonaka, Ikujiro For For Management
2.12 Elect Director Hirabayashi, Hiroshi For For Management
2.13 Elect Director Muto, Toshiro For For Management
3.1 Appoint Statutory Auditor Miura, Satoru For For Management
3.2 Appoint Statutory Auditor Murakami, For For Management
Motonori
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert E. Beauchamp For For Management
2 Elect Director Jeffery A. Smisek For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Declassify the Board of Directors For For Management
7 Increase Authorized Common Stock For For Management
8 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NEW GOLD INC.
Ticker: NGD Security ID: 644535106
Meeting Date: MAY 04, 2011 Meeting Type: Annual/Special
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director James Estey For For Management
2.2 Elect Director Robert Gallagher For For Management
2.3 Elect Director Vahan Kololian For For Management
2.4 Elect Director Martyn Konig For For Management
2.5 Elect Director Pierre Lassonde For For Management
2.6 Elect Director Craig Nelsen For For Management
2.7 Elect Director Randall Oliphant For For Management
2.8 Elect Director Raymond Threlkeld For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NEW HOPE CORPORATION LTD.
Ticker: NHC Security ID: Q66635105
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended July 31, 2010
2 Approve Remuneration Report for the For For Management
Fiscal Year Ended July 31, 2010
3a Elect Robert D. Millner as a Director For For Management
3b Elect David J. Fairfull as a Director For For Management
--------------------------------------------------------------------------------
NEW WORLD RESOURCES NV
Ticker: A37 Security ID: N6341Z102
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: OCT 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting n/a Management
2 Receive Explanation on the Acquisition n/a Management
of Lubelski Wegiel Bogdanka Spolka
Akcyjna
3 Approve Acquisition of Lubelski Wegiel For For Management
Bogdanka Spolka Akcyjna
4 Grant Board Authority to Issue Shares For For Management
5 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 4
6 Confirm Company Representation by For For Management
Executive Members of the Board
7 Close Meeting n/a Management
--------------------------------------------------------------------------------
NEW WORLD RESOURCES NV
Ticker: Security ID: N6341Z102
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Management Board None None Management
Including Corporate Governance
2b Adopt Financial Statements For For Management
2c Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3 Approve Discharge of Board of For For Management
Directors
4a Reelect Klaus-Dieter Beck as Director For For Management
4b Reelect Pavel Telicka as Director For For Management
4c Reelect Hans-Jorg Rudloff as Director For For Management
4d Reelect Bessel Kok as Director For For Management
5 Amend Articles Re: Legislative Changes For For Management
6 Authorize Repurchase of Up to 5 Percent For For Management
of Issued Share Capital
7 Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital
8 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 7
9 Ratify KPMG Accountants NV as Auditors For For Management
10 Discuss Offer for All Issued A Shares None None Management
in Connection with Intention to
Redomicile in United Kingdom
11 Close Meeting None None Management
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: OCT 28, 2010 Meeting Type: Annual
Record Date: OCT 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and n/a Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2a Elect Richard Lee as a Director For For Management
2b Elect John Spark as a Director For For Management
2c Elect Tim Poole as a Director For For Management
2d Elect Greg Robinson as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Increase in Non-Executive For For Management
Directors' Maximum Aggregate
Remuneration to A$2.7 Million Per Annum
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Joseph A. Carrabba For For Management
1.4 Elect Director Noreen Doyle For For Management
1.5 Elect Director Veronica M. Hagen For For Management
1.6 Elect Director Michael S. Hamson For For Management
1.7 Elect Director Richard T. O'Brien For For Management
1.8 Elect Director John B. Prescott For For Management
1.9 Elect Director Donald C. Roth For For Management
1.10 Elect Director Simon Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
NIPPON MEAT PACKERS INC.
Ticker: 2282 Security ID: J54752142
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Introduce Provisions For For Management
on Alternate Statutory Auditors - Set
Terms of Alternate Statutory Auditors
2.1 Elect Director Kobayashi, Hiroshi For For Management
2.2 Elect Director Takezoe, Noboru For For Management
2.3 Elect Director Okoso, Hiroji For For Management
2.4 Elect Director Ueda, Bin For For Management
2.5 Elect Director Uchida, Koji For For Management
2.6 Elect Director Chuujo, Takaharu For For Management
2.7 Elect Director Matsuba, Masayuki For For Management
2.8 Elect Director Tsujimoto, Kazuhiro For For Management
2.9 Elect Director Kawamura, Koji For For Management
2.10 Elect Director Katayama, Toshiko For For Management
2.11 Elect Director Taka, Iwao For For Management
2.12 Elect Director Hata, Yoshihide For For Management
3.1 Appoint Statutory Auditor Nishio, For For Management
Katsutoshi
3.2 Appoint Statutory Auditor Motoi, Fumio For For Management
3.3 Appoint Statutory Auditor Otsuka, Akira For For Management
4 Appoint Alternate Statutory Auditor For For Management
Shiba, Akihiko
5 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NIPPON PAPER GROUP INC.
Ticker: 3893 Security ID: J56354103
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Nakamura, Masatomo For For Management
2.2 Elect Director Haga, Yoshio For For Management
2.3 Elect Director Yamashita, Tsuyoshi For For Management
2.4 Elect Director Hayashi, Masayuki For For Management
2.5 Elect Director Motomura, Masaru For For Management
2.6 Elect Director Manoshiro, Fumio For For Management
2.7 Elect Director Marukawa, Shuuhei For For Management
2.8 Elect Director Iwase, Hironori For For Management
2.9 Elect Director Sakai, Kazuhiro For For Management
2.10 Elect Director Hirakawa, Masahiro For For Management
3 Appoint Statutory Auditor Terao, Makoto For For Management
--------------------------------------------------------------------------------
NISSHIN SEIFUN GROUP INC.
Ticker: 2002 Security ID: J57633109
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Oeda, Hiroshi For For Management
2.2 Elect Director Miyauchi, Yasutaka For For Management
2.3 Elect Director Sasaki, Akihisa For For Management
2.4 Elect Director Nanri, Mikihisa For For Management
2.5 Elect Director Ikeda, Kazuo For For Management
2.6 Elect Director Maruo, Toshio For For Management
2.7 Elect Director Fukada, Akiya For For Management
2.8 Elect Director Harada, Takashi For For Management
2.9 Elect Director Shiragami, Toshinori For For Management
2.10 Elect Director Okumura, Ariyoshi For For Management
2.11 Elect Director Mimura, Akio For For Management
2.12 Elect Director Inagaki, Izumi For For Management
2.13 Elect Director Sayama, Minoru For For Management
3 Appoint Statutory Auditor Kawawa, For For Management
Tetsuo
4 Approve Stock Option Plan for Directors For For Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NISSIN FOODS HOLDINGS CO LTD
Ticker: 2897 Security ID: J58063124
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Ando, Koki For For Management
2.2 Elect Director Nakagawa, Susumu For For Management
2.3 Elect Director Ando, Noritaka For For Management
2.4 Elect Director Matsuo, Akihide For For Management
2.5 Elect Director Naruto, Takayuki For For Management
2.6 Elect Director Sasahara, Ken For For Management
2.7 Elect Director Tanaka, Mitsuru For For Management
2.8 Elect Director Yokoyama, Yukio For For Management
2.9 Elect Director Kobayashi, Ken For For Management
2.10 Elect Director Okafuji, Masahiro For For Management
2.11 Elect Director Ishikura, Yoko For For Management
3.1 Appoint Statutory Auditor Makizono, For For Management
Shunsaku
3.2 Appoint Statutory Auditor Horinouchi, For Against Management
Toru
--------------------------------------------------------------------------------
NORSK HYDRO ASA
Ticker: NHYKF Security ID: R61115102
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 0.75 per
Share
4 Approve Remuneration of Auditors For Did Not Vote Management
5 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
6.1 Amend Articles Re: Record Date For Did Not Vote Management
6.2 Amend Articles Re: Electronical and For Did Not Vote Management
Proxy Voting
7 Amend Articles Re: Guidelines for For Did Not Vote Management
Nominating Committee
8 Approval of Guidelines for the For Did Not Vote Management
Nominating Committee
9.1 Approve Remuneration of Corporate For Did Not Vote Management
Assembly
9.2 Approve Remuneration of Nominating For Did Not Vote Management
Committee
10 Regarding Company Strategy and None None Shareholder
Shareholder Policy (Non-voting)
--------------------------------------------------------------------------------
NORTHUMBRIAN WATER GROUP PLC
Ticker: Security ID: G6661T130
Meeting Date: JUL 29, 2010 Meeting Type: Annual
Record Date: JUL 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Heidi Mottram as Director For For Management
5 Elect Margaret Fay as Director For For Management
6 Re-elect Sir Patrick Brown as Director For For Management
7 Re-elect Chris Green as Director For For Management
8 Re-elect Claude Lamoureux as Director For For Management
9 Re-elect Martin Negre as Director For For Management
10 Re-elect Alex Scott-Barrett as Director For For Management
11 Re-elect Sir Derek Wanless as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise EU Political Donations & For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase For For Management
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
NUTRECO NV
Ticker: NUO Security ID: N6509P102
Meeting Date: DEC 21, 2010 Meeting Type: Special
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting n/a Management
2.1 Authorize Repurchase of All For For Management
Outstanding Cumulative Preference A
Shares
2.2 Authorize Cancellation of All For For Management
Outstanding Cumulative Preference A
Shares
3 Amend Articles Re: Acquisition of Own For For Management
Shares
4 Close Meeting n/a Management
--------------------------------------------------------------------------------
NUTRECO NV
Ticker: NUO Security ID: N6509P102
Meeting Date: MAR 28, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Supervisory Board None None Management
(Non-Voting)
3 Receive Report of Management Board None None Management
(Non-Voting)
4.1 Approve Financial Statements For For Management
4.2 Approve Dividends of 1.50 EUR Per Share For For Management
5.1 Approve Discharge of Management Board For For Management
5.2 Approve Discharge of Supervisory Board For For Management
6 Ratify KPMG Accountants as Auditors For For Management
7.1 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger
7.2 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 7.1
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9.1 Reelect J.M. de Jong to Supervisory For For Management
Board
9.2 Accept Resignation of R. Zwartendijk as None None Management
a Supervisory Board Member
10 Elect G. Boon to Executive Board For For Management
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For For Management
2 Elect Director Howard I. Atkins For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For Against Management
5 Elect Director John E. Feick For For Management
6 Elect Director Margaret M. Foran For For Management
7 Elect Director Carlos M. Gutierrez For For Management
8 Elect Director Ray R. Irani For Against Management
9 Elect Director Avedick B. Poladian For For Management
10 Elect Director Rodolfo Segovia For Against Management
11 Elect Director Aziz D. Syriani For Against Management
12 Elect Director Rosemary Tomich For Against Management
13 Elect Director Walter L. Weisman For Against Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Review Political Expenditures and Against For Shareholder
Processes
18 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
OLAM INTERNATIONAL LTD.
Ticker: O32 Security ID: Y6421B106
Meeting Date: OCT 28, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Second and Final Dividend of For For Management
SGD 0.025 Per Share
3 Reelect R. Jayachandran as Director For For Management
4 Reelect Jean-Paul Pinard as Director For For Management
5 Reelect Wong Heng Tew as Director For For Management
6 Reelect Robert Michael Tomlin as For For Management
Director
7 Approve Directors' Fees of SGD 990,000 For For Management
for the Year Ending June 30, 2011
(2010: SGD 978,000)
8 Reappoint Ernst and Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Olam Employee
Share Option Scheme
11 Authorize Share Repurchase Program For For Management
12 Approve Issuance of Shares Pursuant to For For Management
the Olam Scrip Dividend Scheme
--------------------------------------------------------------------------------
OZ MINERALS LTD
Ticker: OZL Security ID: Q7161P106
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
2(i) Elect Dean Pritchard as a Director For For Management
2(ii) Elect Rebecca McGrath as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report for the Year Ended
Dec. 31, 2010.
4 Approve the Proposed Return of Capital For For Management
to Shareholders by Paying Each
Shareholder A$0.12 Per Share
5 Approve the Consolidation of the For For Management
Company's Shares on the Basis that
Every Ten Ordinary Shares are
Consolidated Into One Ordinary Share
6 Approve the Amendments to the 2010 For For Management
General Employee Performance Rights
Plan
7 Adopt a New Constitution For For Management
8 Renew Partial Takeover Provisions For For Management
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP.
Ticker: PAA Security ID: 697900108
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ross J. Beaty as Director For For Management
1.2 Elect Geoffrey A. Burns as Director For For Management
1.3 Elect Robert P. Pirooz as Director For For Management
1.4 Elect William Flecknestein as Director For For Management
1.5 Elect Michael J.J. Maloney as Director For For Management
1.6 Elect David C. Press as Director For For Management
1.7 Elect Walter T. Segsworth as Director For For Management
1.8 Elect Michael Carroll as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
PANAUST LTD
Ticker: PNA Security ID: Q7283A110
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAY 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of Remuneration For For Management
Report for the Year Ended Dec. 31, 2010
2 Elect John Crofts as a Director For For Management
3 Elect Garry Hounsell as a Director For For Management
4 Elect Geoffrey Billard as a Director For For Management
5 Approve the Issue of 2.5 Million Shares For For Management
and the Advance of the Loan in the
Amount Equal to the Market Price of the
Said Shares Under the Executive Long
Term Share Plan
6 Approve the Consolidation of the For For Management
Capital of the Company on the Basis
that Every Five Shares in the Capital
of the Company be Consilidated into One
Share with Fractional Entitlements
Rounded Up to the Nearest Whole Share
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William A. Coley For For Management
1.3 Elect Director William E. James For For Management
1.4 Elect Director Robert B. Karn III For For Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Henry E. Lentz For For Management
1.7 Elect Director Robert A. Malone For For Management
1.8 Elect Director William C. Rusnack For For Management
1.9 Elect Director John F. Turner For For Management
1.10 Elect Director Sandra A. Van Trease For For Management
1.11 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PENNON GROUP PLC
Ticker: PNN Security ID: G8295T213
Meeting Date: JUL 29, 2010 Meeting Type: Annual
Record Date: JUL 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Kenneth Harvey as Director For For Management
5 Re-elect Gerard Connell as Director For For Management
6 Re-elect Christopher Loughlin as For For Management
Director
7 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise EU Political Donations and For For Management
Expenditure
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase For For Management
13 Adopt New Articles of Association For For Management
14 Approve Increase in Borrowing Powers For For Management
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PENTAIR, INC.
Ticker: PNR Security ID: 709631105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie Abi-Karam For For Management
2 Elect Director Jerry W. Burris For For Management
3 Elect Director Ronald L. Merriman For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEOPLE'S FOOD HOLDINGS LTD
Ticker: P05 Security ID: G7000R108
Meeting Date: JAN 19, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PETROPAVLOVSK PLC
Ticker: POG Security ID: G5555S109
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAY 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Alfiya Samokhvalova as For For Management
Director
7 Re-elect Andrey Maruta as Director For For Management
8 Elect Martin Smith as Director For For Management
9 Re-elect Peter Hambro as Director For For Management
10 Re-elect Pavel Maslovskiy as Director For For Management
11 Re-elect Brian Egan as Director For For Management
12 Re-elect Graham Birch as Director For For Management
13 Re-elect Sir Malcolm Field as Director For For Management
14 Re-elect Lord Guthrie as Director For For Management
15 Re-elect Sir Roderic Lyne as Director For For Management
16 Re-elect Charles McVeigh as Director For For Management
17 Approve Increase in Borrowing Powers For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase For For Management
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Approve Cancellation from Share Premium For For Management
Account
--------------------------------------------------------------------------------
PORTUCEL-EMPRESA PRODUTORA DE PASTA DE PAPEL S.A.
Ticker: PTI Security ID: X67182109
Meeting Date: DEC 17, 2010 Meeting Type: Special
Record Date: DEC 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
--------------------------------------------------------------------------------
PORTUCEL-EMPRESA PRODUTORA DE PASTA DE PAPEL S.A.
Ticker: PTI Security ID: X67182109
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual Financial Statements For For Management
and Statutory Reports for Fiscal 2010
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
Fiscal 2010
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Management and For For Management
Supervisory Board
5 Elect Corporate Bodies For Against Management
6 Amend Articles 10 and 13 For For Management
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Remuneration For For Management
Committee Members
9 Authorize Share Repurchase and For For Management
Reissuance
--------------------------------------------------------------------------------
RANDGOLD RESOURCES LTD
Ticker: RRS Security ID: G73740113
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Philippe Lietard as Director For For Management
5 Re-elect Mark Bristow as Director For For Management
6 Re-elect Graham Shuttleworth as For For Management
Director
7 Re-elect Norborne Cole Jr as Director For For Management
8 Re-elect Christopher Coleman as For For Management
Director
9 Re-elect Kadri Dagdelen as Director For For Management
10 Re-elect Robert Israel as Director For For Management
11 Re-elect Karl Voltaire as Director For For Management
12 Reappoint BDO LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Approve Fees Payable to Directors For For Management
15 Approve Co-Investment Plan For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase For For Management
19 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
RED BACK MINING INC.
Ticker: RBI Security ID: 756297107
Meeting Date: SEP 15, 2010 Meeting Type: Special
Record Date: AUG 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Kinross Gold For For Management
Corporation
--------------------------------------------------------------------------------
REPSOL YPF S.A
Ticker: REP Security ID: E8471S130
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports, and Allocation of Income for
Fiscal Year Ended Dec. 31, 2010
2 Approve Discharge of Directors for For For Management
Fiscal Year 2010
3 Reelect Deloitte SL as Auditor For For Management
4 Amend Articles 9, 11, 19, 24, 27, 29, For For Management
32, 39, 44, 50, and 56 of Company
Bylaws; Amend Articles 3, 5, 8, 13, 14,
and 15 of General Meeting Regulations
5 Amend Article 52 of Company Bylaws Re: For For Management
Allocation of Income
6 Amend Articles 40 and 35 of Company For For Management
Bylaws Re: Chairman and Vice-Chairman,
and Board of Directors' Meeting
7 Reelect Antonio Brufau Niubo as For Against Management
Director
8 Reelect Luis Fernando del Rivero For For Management
Asensio as Director
9 Reelect Juan Abello Gallo as Director For For Management
10 Reelect Luis Carlos Croissier Batista For For Management
as Director
11 Reelect Angel Durandez Adeva as For For Management
Director
12 Reelect Jose Manuel Loureda Mantinan as For For Management
Director
13 Elect Mario Fernandez Pelaz as Director For For Management
14 Approve Share Matching Plan For For Management
15 Approve Payment to Executives and Other For For Management
Employees of the Group of Compensation
Owed to Them in the Form of Stock in
Lieu of Cash
16 Authorize EUR 3 Billion Issuance of For For Management
Convertibles including Warrants without
Preemptive Rights and EUR 4 Billion
Issuance of Convertibles including
Warrants with Preemptive Rights; Void
Unused Part of Authorization Granted at
the AGM Held on June 16, 2006
17 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Re-elect Tom Albanese as Director For For Management
4 Re-elect Robert Brown as Director For For Management
5 Re-elect Vivienne Cox as Director For For Management
6 Re-elect Jan du Plessis as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Michael Fitzpatrick as For For Management
Director
9 Re-elect Ann Godbehere as Director For For Management
10 Re-elect Richard Goodmanson as Director For For Management
11 Re-elect Andrew Gould as Director For For Management
12 Re-elect Lord Kerr as Director For For Management
13 Re-elect Paul Tellier as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Elect Stephen Mayne Against Against Shareholder
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Their
Remuneration
17 Amend Performance Share Plan For For Management
18 Amend Share Ownership Plan For For Management
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSB Security ID: G7690A100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Linda Stuntz as Director For For Management
4 Re-elect Josef Ackermann as Director For For Management
5 Re-elect Malcolm Brinded as Director For For Management
6 Elect Guy Elliott as Director For For Management
7 Re-elect Simon Henry as Director For For Management
8 Re-elect Charles Holliday as Director For For Management
9 Re-elect Lord Kerr of Kinlochard as For For Management
Director
10 Elect Gerard Kleisterlee as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Jorma Ollila as Director For For Management
13 Re-elect Jeroen van der Veer as For For Management
Director
14 Re-elect Peter Voser as Director For For Management
15 Re-elect Hans Wijers as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
ROYAL GOLD, INC.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: SEP 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William Hayes For For Management
2 Elect Director James W. Stuckert For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANDVIK AB
Ticker: SAND Security ID: W74857165
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Approve Agenda of Meeting For Did Not Vote Management
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Review
8 Receive President's Report None None Management
9 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Discharge of Board and For Did Not Vote Management
President
11 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.00 per Share; Set
Record Date for Dividend as May 11,
2011
12 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board; Determine
Number of Auditors (1)
13 Amend Articles Re: Auditor Term; For Did Not Vote Management
Convocation of General Meeting;
Editorial Changes
14 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of 1.5 Million for Chairman
and SEK 500,000 for Non-Executive
Members; Approve Remuneration for
Committee Work; Approve Remuneration of
Auditors
15 Reelect Fredrik Lundberg, Hanne de For Did Not Vote Management
Mora, Egil Myklebust, Anders Nyren
(Chairman), Simon Thompson, and Lars
Westerberg as Directors; Elect Johan
Karlstrom and Olof Faxander as New
Directors
16 Ratify KPMG as Auditors For Did Not Vote Management
17 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
18 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
19 Approve Stock Option and Share Matching For Did Not Vote Management
Plan for Key Employees
20 Close Meeting None None Management
--------------------------------------------------------------------------------
SARA LEE CORPORATION
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 28, 2010 Meeting Type: Annual
Record Date: SEP 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher B. Begley For For Management
2 Elect Director Crandall C. Bowles For For Management
3 Elect Director Virgis W. Colbert For For Management
4 Elect Director James S. Crown For For Management
5 Elect Director Laurette T. Koellner For For Management
6 Elect Director Cornelis J.A. Van Lede For For Management
7 Elect Director Dr. John Mcadam For For Management
8 Elect Director Sir Ian Prosser For For Management
9 Elect Director Norman R. Sorensen For For Management
10 Elect Director Jeffrey W. Ubben For For Management
11 Elect Director Jonathan P. Ward For For Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Camus For For Management
1.2 Elect Director Peter L.S. Currie For For Management
1.3 Elect Director Andrew Gould For For Management
1.4 Elect Director Tony Isaac For For Management
1.5 Elect Director K. Vaman Kamath For For Management
1.6 Elect Director Nikolay Kudryavtsev For For Management
1.7 Elect Director Adrian Lajous For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director Elizabeth Moler For For Management
1.10 Elect Director Leo Rafael Reif For For Management
1.11 Elect Director Tore I. Sandvold For For Management
1.12 Elect Director Henri Seydoux For For Management
1.13 Elect Director Paal Kibsgaard For For Management
1.14 Elect Director Lubna S. Olayan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Increase Authorized Common Stock For For Management
5 Adopt Plurality Voting for Contested For For Management
Election of Directors
6 Adopt and Approve Financials and For For Management
Dividends
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEABOARD CORPORATION
Ticker: SEB Security ID: 811543107
Meeting Date: APR 25, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Bresky For Withhold Management
1.2 Elect Director David A. Adamsen For For Management
1.3 Elect Director Douglas W. Baena For For Management
1.4 Elect Director Joseph E. Rodrigues For For Management
1.5 Elect Director Edward I. Shifman, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEMAFO INC.
Ticker: SMF Security ID: 816922108
Meeting Date: MAY 10, 2011 Meeting Type: Annual/Special
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terence F. Bowles For For Management
1.2 Elect Director Pierre Claver Damiba For For Management
1.3 Elect Director Benoit La Salle For For Management
1.4 Elect Director Jean Lamarre For For Management
1.5 Elect Director John LeBoutillier For For Management
1.6 Elect Director Gilles Masson For For Management
1.7 Elect Director Lawrence McBrearty For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: Security ID: G8056D159
Meeting Date: JUL 20, 2010 Meeting Type: Annual
Record Date: JUL 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Andrew Duff as Director For For Management
5 Re-elect Martin Kane as Director For For Management
6 Re-elect Martin Lamb as Director For For Management
7 Re-elect Baroness Sheila Noakes as For For Management
Director
8 Re-elect Andy Smith as Director For For Management
9 Reappoint Deloitte LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise EU Political Donations and For For Management
Expenditure
12 Ratify Infringements of Duty to None For Management
Restrict Borrowings
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase For For Management
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
17 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SILVER WHEATON CORP.
Ticker: SLW Security ID: 828336107
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter D. Barnes as Director For For Management
1.2 Elect Lawrence I. Bell as Director For For Management
1.3 Elect George L. Brack as Director For For Management
1.4 Elect John A. Brough as Director For For Management
1.5 Elect R. Peter Gillin as Director For For Management
1.6 Elect Douglas M. Holtby as Director For For Management
1.7 Elect Eduardo Luna as Director For For Management
1.8 Elect Wade D. Nesmith as Director For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 01, 2010 Meeting Type: Annual
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol T. Crawford For For Management
2 Elect Director John T. Schwieters For For Management
3 Elect Director Melvin O. Wright For For Management
4 Ratify Auditors For For Management
5 Phase in Controlled-Atmosphere Killing Against Against Shareholder
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Olaug Svarva as Chairman of For Did Not Vote Management
Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Registration of Attending Shareholders None None Management
and Proxies
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 6.25 per
Share
7 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
8 Approve Remuneration of Auditors For Did Not Vote Management
9 Approve Remuneration of Corporate For Did Not Vote Management
Assembly in the Amount of NOK 103,500
for Chair, NOK 54,500 for Vice Chair,
NOK 38,250 for Other Members, and NOK
5,500 Per Meeting for Deputy Members
10 Elect Ingrid Rasmussen as Member of For Did Not Vote Management
Nominating Committee
11 Approve Remuneration of Nominating For Did Not Vote Management
Committee in the Amount of NOK 10,400
Per Meeting for Chair and NOK 7,700 Per
Meeting for Other Members
12 Authorize Repurchase and Reissuance of For Did Not Vote Management
Shares up to a Nominal Value of NOK 20
Million in Connection with Share Saving
Scheme for Employees
13 Authorize Repurchase of Shares up to a For Did Not Vote Management
Nominal Value of NOK 187.5 Million and
Cancellation of Repurchased Shares
14 Adjustments in the Marketing For Did Not Vote Management
Instructions for Statoil ASA
15 Amend Articles Re: Number of Board For Did Not Vote Management
Members and Board Term; Proxy Voting;
Guidelines for Nominating Committee
16 Approve Guidelines for Nominating For Did Not Vote Management
Committee
17 Withdraw Company From Tar Sands Against Did Not Vote Shareholder
Activities in Canada
--------------------------------------------------------------------------------
STRAITS ASIA RESOURCES LTD.
Ticker: AJ1 Security ID: Y81705108
Meeting Date: NOV 19, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Straits Asia Employee Share For Against Management
Option Plan
2 Adopt Straits Asia Executive Share For Against Management
Acquisition Plan
3 Approval Aggregate Number of Options For Against Management
and Awards for Grant under the Straits
Asia Share Plans
--------------------------------------------------------------------------------
SUEZ ENVIRONNEMENT COMPANY
Ticker: SZE Security ID: F4984P118
Meeting Date: MAY 19, 2011 Meeting Type: Annual/Special
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 per Share
4 Approve Stock Dividend Program (Shares) For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Change Location of Registered Office to For For Management
Tour CB21, 16, Place de l Iris, 92040
Paris - La Defense Cedex
7 Ratify Appointment of Penelope For Against Management
Chalmers-Small as Director
8 Elect Valerie Bernis as Director For Against Management
9 Elect Nicolas Bazire as Director For Against Management
10 Elect Jean-Francois Cirelli as Director For Against Management
11 Elect Lorenz d Este as Director For For Management
12 Elect Gerard Lamarche as Director For Against Management
13 Elect Olivier Pirotte as Director For Against Management
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Approve Stock Purchase Plan Reserved For For Management
for International Employees
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SUMITOMO METAL MINING CO. LTD.
Ticker: 5713 Security ID: J77712123
Meeting Date: JUN 27, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kemori, Nobumasa For For Management
2.2 Elect Director Abe, Ichiro For For Management
2.3 Elect Director Koike, Masashi For For Management
2.4 Elect Director Baba, Kozo For For Management
2.5 Elect Director Nakazato, Yoshiaki For For Management
2.6 Elect Director Kubota, Takeshi For For Management
2.7 Elect Director Ito, Takashi For For Management
2.8 Elect Director Ushijima, Tsutomu For For Management
3 Appoint Statutory Auditor Miwa, For Against Management
Hikoyuki
4 Appoint Alternate Statutory Auditor For For Management
Fukatsu, Norihiko
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Richard L. George For For Management
1.6 Elect Director Paul Haseldonckx For For Management
1.7 Elect Director John R. Huff For For Management
1.8 Elect Director Jacques Lamarre For For Management
1.9 Elect Director Brian F. MacNeill For For Management
1.10 Elect Director Maureen McCaw For For Management
1.11 Elect Director Michael W. O'Brien For For Management
1.12 Elect Director James W. Simpson For For Management
1.13 Elect Director Eira Thomas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
TATE & LYLE PLC
Ticker: TATE Security ID: G86838128
Meeting Date: JUL 22, 2010 Meeting Type: Annual
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Liz Airey as Director For For Management
5 Re-elect Evert Henkes as Director For For Management
6 Re-elect Sir Peter Gershon as Director For For Management
7 Elect Javed Ahmed as Director For For Management
8 Elect William Camp as Director For For Management
9 Elect Douglas Hurt as Director For For Management
10 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise EU Political Donations and For For Management
Expenditure
13 Amend 2003 Performance Share Plan For For Management
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
TECK RESOURCES LIMITED
Ticker: TCK.B Security ID: 878742204
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect I. Abe as Director For For Management
1.2 Elect M.M. Ashar as Director For For Management
1.3 Elect J. B. Aune as Director For For Management
1.4 Elect J. H. Bennett as Director For For Management
1.5 Elect H. J. Bolton as Director For For Management
1.6 Elect F. P. Chee as Director For For Management
1.7 Elect J. L. Cockwell as Director For For Management
1.8 Elect N. B. Keevil as Director For For Management
1.9 Elect N. B. Keevil III as Director For For Management
1.10 Elect T. Kuriyama as Director For For Management
1.11 Elect D. R. Lindsay as Director For For Management
1.12 Elect J. G. Rennie as Director For For Management
1.13 Elect W.S.R. Seyffert as Director For For Management
1.14 Elect C. M. Thompson as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.M. Arway For For Management
1.2 Elect Director R.F. Cavanaugh For For Management
1.3 Elect Director C.A. Davis For For Management
1.4 Elect Director J.M. Mead For For Management
1.5 Elect Director J.E. Nevels For For Management
1.6 Elect Director A.J. Palmer For For Management
1.7 Elect Director T.J. Ridge For For Management
1.8 Elect Director D.L. Shedlarz For For Management
1.9 Elect Director D.J. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 18, 2010 Meeting Type: Annual
Record Date: JUN 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kathryn W. Dindo For For Management
2 Elect Director Richard K. Smucker For For Management
3 Elect Director William H. Steinbrink For For Management
4 Elect Director Paul Smucker Wagstaff For For Management
5 Ratify Auditors For For Management
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE WEIR GROUP PLC
Ticker: WEIR Security ID: G95248137
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Lord Smith of Kelvin as For For Management
Director
5 Re-elect Keith Cochrane as Director For For Management
6 Re-elect Michael Dearden as Director For For Management
7 Re-elect Stephen King as Director For For Management
8 Re-elect Richard Menell as Director For For Management
9 Re-elect Alan Mitchelson as Director For For Management
10 Re-elect John Mogford as Director For For Management
11 Re-elect Lord Robertson of Port Ellen For For Management
as Director
12 Re-elect Jon Stanton as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase For For Management
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 13, 2011 Meeting Type: Annual/Special
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.28 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Patricia Barbizet as Director For Against Management
7 Reelect Paul Desmarais Jr. as Director For Against Management
8 Reelect Claude Mandil as Director For For Management
9 Elect Marie-Christine Coisne as For For Management
Director
10 Elect Barbara Kux as Director For For Management
11 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
A Amend Article 9 of Bylaws Re: Share Against Against Shareholder
Ownership Disclosure Threshold
Publication
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. E. Benson For For Management
1.2 Elect Director D. H. Burney For For Management
1.3 Elect Director W. K. Dobson For For Management
1.4 Elect Director E. L. Draper For For Management
1.5 Elect Director P. Gauthier For For Management
1.6 Elect Director R. K. Girling For For Management
1.7 Elect Director S. B. Jackson For For Management
1.8 Elect Director P. L. Joskow For For Management
1.9 Elect Director J. A. MacNaughton For For Management
1.10 Elect Director D. P. O'Brien For For Management
1.11 Elect Director W. T. Stephens For For Management
1.12 Elect Director D. M. G. Stewart For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIGN Security ID: H8817H100
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Approve Re-allocation of Free Reserves For For Management
to Legal Reserves from Capital
Contribution
5 Approve Reduction in Share Capital and For For Management
Repayment of $3.11 per Share
6 Approve Release and Re-allocation of For For Management
Legal Reserves, Reserve from Capital
Contribution, to Dividend Reserve From
Capital Contributions
7 Approve Creation of CHF 67 Million Pool For For Management
of Capital without Preemptive Rights
8 Approve Decrease in Size of Board For For Management
9a Reelect Jagjeet S. Bindra as Director For For Management
9b Reelect Steve Lucas as Director For For Management
9c Reelect Tan Ek Kia as Director For For Management
9d Reelect Martin B. McNamara as Director For For Management
9e Reelect Ian C. Strachan as Director For For Management
10 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2010
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 04, 2011 Meeting Type: Annual
Record Date: DEC 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Tyson For For Management
1.2 Elect Director John Tyson For For Management
1.3 Elect Director Jim Kever For For Management
1.4 Elect Director Kevin M. McNamara For Withhold Management
1.5 Elect Director Brad T. Sauer For Withhold Management
1.6 Elect Director Robert Thurber For Withhold Management
1.7 Elect Director Barbara A. Tyson For For Management
1.8 Elect Director Albert C. Zapanta For For Management
2 Ratify Auditors For For Management
3 Phase in Controlled-Atmosphere Killing Against Against Shareholder
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
UMICORE
Ticker: Security ID: B95505168
Meeting Date: OCT 29, 2010 Meeting Type: Special
Record Date: OCT 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2 Discuss Merger Proposal Re: Item 4 n/a Management
3 Approve Terms and Conditions Re: Item 4 For For Management
4 Approve Merger by Absorption of Umicore For For Management
Oxyde Belgium NV/SA
--------------------------------------------------------------------------------
UMICORE
Ticker: UMI Security ID: B95505168
Meeting Date: APR 26, 2011 Meeting Type: Annual/Special
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports
2 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 0.80 per Share
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
4 Approve Discharge of Directors For For Management
5 Approve Discharge of Auditors For For Management
6.1 Reelect G. Pacquot as Director For For Management
6.2 Reelect U-E. Bufe as Director For For Management
6.3 Reelect A. de Pret as Director For For Management
6.4 Reelect J. Oppenheimer as Director For For Management
6.5 Elect I. Kolmsee as Independent For For Management
Director
6.6 Approve Remuneration of Directors For For Management
7.1 Ratify PricewaterhauseCoopers as For For Management
Auditors
7.2 Approve Auditors' Remuneration For For Management
1 Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
2.1 Amend Article 16 Re: Convening of For For Management
Shareholders' Meetings
2.2 Amend Article 17 Re: Admission of For For Management
Shareholders' Meetings
2.3 Amend Article 18 Re: Conduct of For For Management
Shareholders' meeting
2.4 Amend Article 19 Re: Votes at For For Management
Shareholder Meeting
3 Approve Precedent Condition for Items For For Management
2.1-2.4
--------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC
Ticker: Security ID: G92755100
Meeting Date: JUL 23, 2010 Meeting Type: Annual
Record Date: JUL 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Charlie Cornish as Director For For Management
5 Re-elect Dr Catherine Bell as Director For For Management
6 Re-elect Nick Salmon as Director For For Management
7 Reappoint Deloitte LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase For For Management
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Adopt New Articles of Association For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC.
Ticker: UFPI Security ID: 913543104
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Garside For For Management
1.2 Elect Director Gary F. Goode For For Management
1.3 Elect Director Mark A. Murray For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
UPM-KYMMENE OY (FORMERLY KYMMENE CORP.)
Ticker: UPM1V Security ID: X9518S108
Meeting Date: APR 07, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's and
Auditor's Report; Receive CEO's Review
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.55 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 175,000 for Chairman,
EUR120,000 for Vice Chairman, and EUR
95,000 for Other Directors
11 Fix Number of Directors at Nine For For Management
12 Reelect Bjorn Wahlroos, Berndt Brunow, For For Management
Matti Alahuhta, Karl Grotenfelt, Wendy
Lane, Jussi Pesonen, Ursula Ranin,
Veli-Matti Reinikkala, and Robert Routs
as Directors
13 Approve Remuneration of Auditors For For Management
14 Reelect PricewaterhouseCoopers Oy as For For Management
Auditors
15 Authorize Repurchase of up to 51 For For Management
Million Issued Shares
16 Amend Terms and Conditions of 2007 For For Management
Stock Option Plan
17 Approve Charitable Donations of up to For For Management
EUR 1 Million
18 Close Meeting None None Management
--------------------------------------------------------------------------------
URANIUM ONE INC.
Ticker: UUU Security ID: 91701P105
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Telfer For For Management
1.2 Elect Director Andrew Adams For For Management
1.3 Elect Director Peter Bowie For For Management
1.4 Elect Director D. Jean Nortier For For Management
1.5 Elect Director Christopher Sattler For For Management
1.6 Elect Director Phillip Shirvington For For Management
1.7 Elect Director Kenneth Williamson For For Management
1.8 Elect Director Ilya Yampolskiy For For Management
1.9 Elect Director Vadim Zhivov For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC
Ticker: Security ID: G9328D100
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Naresh Chandra as Director For For Management
5 Re-elect Euan Macdonald as Director For For Management
6 Re-elect Aman Mehta as Director For For Management
7 Reappoint Deloitte LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Full Conversion of 2017 For For Management
Convertible Bonds into Company Shares
12 Authorise Market Purchase For For Management
13 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
14 Amend Articles of Association For For Management
15 Approve Reduction of Share Premium For For Management
Account
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC
Ticker: VED Security ID: G9328D100
Meeting Date: DEC 13, 2010 Meeting Type: Special
Record Date: DEC 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 51 Percent to 60 For For Management
Percent of the Entire Issued and to be
Issued Share Capital of Cairn India Ltd
--------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT
Ticker: VIE Security ID: F9686M107
Meeting Date: MAY 17, 2011 Meeting Type: Annual/Special
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Non-Tax Deductible Expenses For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.21 per Share
5 Approve Stock Dividend Program (Cash or For For Management
Shares)
6 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
7 Reelect Jean Azema as Director For Against Management
8 Reelect Pierre-Andre de Chalendar as For For Management
Director
9 Reelect Badouin Prot as Director For Against Management
10 Reelect Louis Schweitzer as Director For Against Management
11 Reelect Ernst & Young et Autres as For For Management
Auditor
12 Reelect Auditex as Alternate Auditor For For Management
13 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 866,000
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Approve Employee Stock Purchase Plan For For Management
16 Approve Employee Stock Purchase Plan For For Management
for International Employees
17 Amend Article 22 of Bylaws Re: For For Management
Attendance to General Meetings Through
Videoconference and Telecommunication
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
WEST FRASER TIMBER CO. LTD.
Ticker: WFT Security ID: 952845105
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry H. Ketcham For For Management
1.2 Elect Director Clark S. Binkley For For Management
1.3 Elect Director J. Duncan Gibson For For Management
1.4 Elect Director Samuel W. Ketcham For For Management
1.5 Elect Director William P. Ketcham For For Management
1.6 Elect Director Harald H. Ludwig For For Management
1.7 Elect Director Brian F. MacNeill For For Management
1.8 Elect Director Robert L. Phillips For For Management
1.9 Elect Director Janice G. Rennie For For Management
1 Elect Henry H. Ketcham, Clark S. For For Management
Binkley, J. Duncan Gibson, Samuel W.
Ketcham, William P. Ketcham, Harald H.
Ludwig, Brian F. Macneill, Robert L.
Phillips, and Janice G. Rennie as
Directors
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
WHITEHAVEN COAL LTD.
Ticker: WHC Security ID: Q97664108
Meeting Date: OCT 29, 2010 Meeting Type: Annual
Record Date: OCT 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Alex Krueger as a Director For For Management
3 Elect Neil Chatfield as a Director For For Management
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD.
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.023 Per For For Management
Share
3 Approve Directors' Fees of SGD 360,000 For For Management
for the Year Ended Dec. 31, 2010 (2009:
SGD 360,000)
4 Reelect Martua Sitorus as Director For For Management
5 Reelect Chua Phuay Hee as Director For For Management
6 Reelect Teo Kim Yong as Director For For Management
7 Reelect Kwah Thiam Hock as Director For For Management
8 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Mandate for Transactions with For For Management
Related Parties
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Approve Issuance of Shares and Grant For Against Management
Options Pursuant to Wilmar Executives
Share Option Scheme 2009
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD.
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 28, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD.
Ticker: WPL Security ID: 980228100
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
2(a) Elect Michael Chaney as a Director For For Management
2(b) Elect David Ian McEvoy as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Amendments to the Company's For For Management
Constitution
5 Approve the Amendment to the Company's Against Against Shareholder
Constitution Proposed by the Climate
Advocacy Shareholder Group
--------------------------------------------------------------------------------
XSTRATA PLC
Ticker: XTA Security ID: G9826T102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For Against Management
4 Re-elect Mick Davis as Director For For Management
5 Re-elect Dr Con Fauconnier as Director For For Management
6 Re-elect Ivan Glasenberg as Director For For Management
7 Re-elect Peter Hooley as Director For For Management
8 Re-elect Claude Lamoureux as Director For For Management
9 Re-elect Trevor Reid as Director For For Management
10 Re-elect Sir Steve Robson as Director For For Management
11 Re-elect David Rough as Director For For Management
12 Re-elect Ian Strachan as Director For For Management
13 Re-elect Santiago Zaldumbide as For For Management
Director
14 Elect Sir John Bond as Director For For Management
15 Elect Aristotelis Mistakidis as For For Management
Director
16 Elect Tor Peterson as Director For For Management
17 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorise Their Remuneration
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise the Company to Call EGM with For For Management
Not Less Than 20 Clear Days' Notice
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter Marrone as Director For For Management
1.2 Elect Patrick J. Mars as Director For For Management
1.3 Elect John Begeman as Director For For Management
1.4 Elect Alexander Davidson as Director For For Management
1.5 Elect Richard Graff as Director For For Management
1.6 Elect Robert Horn as Director For For Management
1.7 Elect Nigel Lees as Director For For Management
1.8 Elect Juvenal Mesquita Filho as For For Management
Director
1.9 Elect Carl Renzoni as Director For For Management
1.10 Elect Antenor F. Silva, Jr. as Director For For Management
1.11 Elect Dino Titaro as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
========================== IQ HEDGE MACRO TRACKER ETF ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== IQ HEDGE MULTI-STRATEGY TRACKER ETF ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== IQ HONG KONG SMALL CAP ETF ==========================
EMPEROR INTERNATIONAL HOLDINGS LTD
Ticker: 00163 Security ID: G3036C223
Meeting Date: JUN 29, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the First Tenancy Agreement, For For Management
the Second Tenancy Agreement, the Third
Tenancy Agreement, and the Aggregate
Annual Cap
--------------------------------------------------------------------------------
JINCHUAN GROUP INTERNATIONAL RESOURCES CO LTD.
Ticker: 02362 Security ID: G5138B102
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2a Reelect Yang Zhiqiang as Director For For Management
2b Reelect Zhang Sanlin as Director For Against Management
2c Reelect Deng Wen as Director For For Management
2d Reelect Maria Majoire Lo as Director For For Management
2e Reelect Gao Tianpeng as Director For For Management
2f Reelect Qiao Fugui as Director For For Management
2g Reelect Yen Yuen Ho, Tony as Director For For Management
2h Approve Remuneration of Directors For For Management
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Share Repurchase Program For For Management
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Refreshment of Mandate Limit For For Management
under Share Option Scheme
--------------------------------------------------------------------------------
KING STONE ENERGY GROUP LTD.
Ticker: 00663 Security ID: Y4773P104
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Wang Da Yong as Executive For For Management
Director
2b Reelect Su Bin as Non-Executive For For Management
Director
2c Reelect Jacobsen William Keith as For For Management
Independent Non-Executive Director
2d Authorize Board to Fix the Remuneration For For Management
of Directors
3 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KING STONE ENERGY GROUP LTD.
Ticker: 00663 Security ID: Y4773P104
Meeting Date: JUN 24, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Reorganization For For Management
2 Approve Reduction of Share Premium For For Management
Account
--------------------------------------------------------------------------------
KOWLOON DEVELOPMENT COMPANY LIMITED
Ticker: 00034 Security ID: Y49749107
Meeting Date: JUN 27, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement Entered For For Management
into by the Company and Win Talent
Investments Ltd.
--------------------------------------------------------------------------------
VIVA CHINA HOLDINGS LTD.
Ticker: 08032 Security ID: G9374E101
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Ng Chi Man, Michael as For For Management
Executive Director
2b Reelect Chan Ling as Executive Director For For Management
2c Reelect Li Chunyang as Executive For Against Management
Director
2d Reelect Chen Johnny as Independent For For Management
Non-Executive Director
2e Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
============================= IQ JAPAN MID CAP ETF =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== IQ MERGER ARBITRAGE ETF ============================
AIRTRAN HOLDINGS, INC.
Ticker: AAI Security ID: 00949P108
Meeting Date: MAR 23, 2011 Meeting Type: Special
Record Date: FEB 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANDEAN RESOURCES LTD
Ticker: Security ID: Q0793X100
Meeting Date: DEC 03, 2010 Meeting Type: Annual General Meeting
Record Date: DEC 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management
TO MEETING ID 760769 DUE TO SPLITTING
OF-RESOLUTION 4. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE
DISREGARDED-AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING None Did not vote Management
FOR PROPOSALS 2, 4.A TO 4.C, 5, 7 AND-8
AND VOTES CAST BY ANY INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM THE
PASSI-NG OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF
YOU HAVE OB-TAINED BENEFIT OR E
1 Management Proposal For For Management
2 Management Proposal For For Management
3 Management Proposal For For Management
4.A Management Proposal For For Management
4.B Management Proposal For For Management
4.C Management Proposal For For Management
5 Management Proposal For For Management
6 Management Proposal For For Management
7 Management Proposal For For Management
8 Management Proposal For For Management
--------------------------------------------------------------------------------
ANDEAN RESOURCES LTD
Ticker: Security ID: Q0793X100
Meeting Date: DEC 03, 2010 Meeting Type: Scheme Meeting
Record Date: DEC 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Management Proposal For For Management
--------------------------------------------------------------------------------
ARROW ENERGY NL
Ticker: Security ID: Q0538G107
Meeting Date: JUL 14, 2010 Meeting Type: Scheme Meeting
Record Date: JUL 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Management Proposal For For Management
--------------------------------------------------------------------------------
ARROW ENERGY NL
Ticker: Security ID: Q0538G107
Meeting Date: JUL 14, 2010 Meeting Type: Ordinary General Meeting
Record Date: JUL 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Management Proposal For For Management
2. Management Proposal For For Management
--------------------------------------------------------------------------------
ARROW ENERGY NL
Ticker: Security ID: Q0538G107
Meeting Date: JUL 14, 2010 Meeting Type: Court Meeting
Record Date: JUL 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Management Proposal For For Management
--------------------------------------------------------------------------------
ATHEROS COMMUNICATIONS, INC
Ticker: ATHR Security ID: 04743P108
Meeting Date: MAR 18, 2011 Meeting Type: Special
Record Date: FEB 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AVOCA RESOURCES LTD
Ticker: Security ID: Q1226Z118
Meeting Date: FEB 01, 2011 Meeting Type: Scheme Meeting
Record Date: JAN 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Management Proposal For For Management
--------------------------------------------------------------------------------
BLUEBAY ASSET MANAGEMENT PLC, LONDON
Ticker: Security ID: G13287100
Meeting Date: NOV 23, 2010 Meeting Type: Annual General Meeting
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Management Proposal For For Management
2 Management Proposal For For Management
3 Management Proposal For For Management
4 Management Proposal For For Management
5 Management Proposal For For Management
6 Management Proposal For For Management
7 Management Proposal For For Management
8 Management Proposal For For Management
9 Management Proposal For For Management
10 Management Proposal For For Management
11 Management Proposal For For Management
12 Management Proposal For For Management
13 Management Proposal For For Management
14 Management Proposal For For Management
15 Management Proposal For For Management
16 Management Proposal For For Management
--------------------------------------------------------------------------------
BLUEBAY ASSET MANAGEMENT PLC, LONDON
Ticker: Security ID: G13287100
Meeting Date: NOV 29, 2010 Meeting Type: Court Meeting
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
cmmt PLEASE NOTE THAT ABSTAIN IS NOT A VALID None Did not vote Management
VOTE OPTION FOR THIS MEETING TYPE.
PLE-ASE CHOOSE BETWEEN "FOR" AND
"AGAINST" ONLY. SHOULD YOU CHOOSE TO
VOTE ABSTAIN-FOR THIS MEETING THEN YOUR
VOTE WILL BE DISREGARDED BY THE ISSUER
OR ISSUERS-AGENT.
1 Management Proposal For For Management
--------------------------------------------------------------------------------
BLUEBAY ASSET MANAGEMENT PLC, LONDON
Ticker: Security ID: G13287100
Meeting Date: NOV 29, 2010 Meeting Type: Ordinary General Meeting
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
s.1 Management Proposal For For Management
s.2 Management Proposal For For Management
--------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC
Ticker: Security ID: G15632105
Meeting Date: OCT 22, 2010 Meeting Type: Annual General Meeting
Record Date: OCT 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Management Proposal For For Management
2 Management Proposal For For Management
3 Management Proposal For For Management
4 Management Proposal For For Management
5 Management Proposal For For Management
6 Management Proposal For For Management
7 Management Proposal For For Management
8 Management Proposal For For Management
9 Management Proposal For For Management
10 Management Proposal For For Management
11 Management Proposal For For Management
12 Management Proposal For For Management
13 Management Proposal For For Management
14 Management Proposal For For Management
S.15 Management Proposal For For Management
S.16 Management Proposal For For Management
--------------------------------------------------------------------------------
BUCYRUS INTERNATIONAL, INC.
Ticker: BUCY Security ID: 118759109
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle L. Collins For For Management
1.2 Elect Director Gene E. Little For For Management
1.3 Elect Director Robert K. Ortberg For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BWIN INTERACTIVE ENTERTAINMENT AG- WIEN
Ticker: Security ID: A1156L102
Meeting Date: JAN 28, 2011 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Management Proposal For For Management
2 Management Proposal For For Management
3 Management Proposal For For Management
4 Management Proposal For For Management
5 Management Proposal For For Management
6 Management Proposal For For Management
CMMT PLEASE NOTE THAT DUE TO CHANGES IN THE None Did not vote Management
AUSTRIAN MARKET, INSTRUCTIONS CAN
ONLY-BE PROCESSED IF THE DEPOSITORY
CONFIRMATION FORM AND LETTER OF
ATTORNEY FORM A-RE FILLED OUT, WHICH
CAN USUALLY BE FOUND ON THE COMPANY
HOMEPAGE. PLEASE SEND- US THESE,
COMPLETE
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE None Did not vote Management
TO RECEIPT OF ADDITIONAL COMMENT. IF
Y-OU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM
UNLES-S YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------
CHLORIDE GROUP PLC, LONDON
Ticker: Security ID: G21112100
Meeting Date: JUL 20, 2010 Meeting Type: Annual General Meeting
Record Date: JUL 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Management Proposal For For Management
2 Management Proposal For For Management
3 Management Proposal For For Management
4 Management Proposal For For Management
5 Management Proposal For For Management
6 Management Proposal For For Management
7 Management Proposal For For Management
8 Management Proposal For For Management
9 Management Proposal For For Management
10 Management Proposal For For Management
S.11 Management Proposal For For Management
S.12 Management Proposal For For Management
CONT CONTD. modified to take account of None Did not vote Management
local tax exchange control or
securities-laws in overseas
territories, provided that any shares
made available under-such further plans
are treated as counting against the
limits on individual-or overall
participation in
13 Management Proposal For For Management
CONT CONTD. but so that this authority shall None Did not vote Management
allow the Company to make before
the-expiry of this authority offer or
agreements which would or might
require-relevant securities to be
allotted after such expiry and
notwithstanding such-expiry the
Directors may a
S.14 Management Proposal For For Management
CONT CONTD. any territory or otherwise None Did not vote Management
howsoever; and b) otherwise than
pursuant-to Sub-Paragraph (b) up to an
aggregate nominal amount of GBP
3,219,000-which represents
approximately 5% of the ordinary share
capital in issue; a-reference to
allotment of equ
CONT CONTD. might equity securities to be None Did not vote Management
allotted after such expiry
and-notwithstanding such expiry the
Directors may allot equity securities
in-pursuance of such offers or
agreements; and iii) all authorities
previously-conferred under Section 571
of the 200
S.15 Management Proposal For For Management
CONT CONTD. from the London Stock Exchange None Did not vote Management
Daily Official List for the 5
business-days before the day on which
the purchase is made; and iv)
Authority expire-the earlier at the
close of the next AGM of the Company
after the date of-this resolution or 30
SEP 2
S.16 Management Proposal For For Management
--------------------------------------------------------------------------------
CHLORIDE GROUP PLC, LONDON
Ticker: Security ID: G21112100
Meeting Date: AUG 09, 2010 Meeting Type: Ordinary General Meeting
Record Date: AUG 05, 2010
# Proposal Mgt Rec Vote Cast Sponsor
S.1 Management Proposal For For Management
--------------------------------------------------------------------------------
CHLORIDE GROUP PLC, LONDON
Ticker: Security ID: G21112100
Meeting Date: AUG 09, 2010 Meeting Type: Court Meeting
Record Date: AUG 05, 2010
# Proposal Mgt Rec Vote Cast Sponsor
S.1 Management Proposal For For Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID None Did not vote Management
VOTE OPTION FOR THIS MEETING TYPE.
PLE-ASE CHOOSE BETWEEN "FOR" AND
"AGAINST" ONLY. SHOULD YOU CHOOSE TO
VOTE ABSTAIN-FOR THIS MEETING THEN YOUR
VOTE WILL BE DISREGARDED BY THE ISSUER
OR ISSUERS-AGENT.
--------------------------------------------------------------------------------
CRUCELL NV, LEIDEN
Ticker: Security ID: N23473106
Meeting Date: DEC 10, 2010 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management
TO MEETING ID 760319 DUE TO VOTING
MEETI-NG CHANGE TO INFORMATION MEETING
[CHANGE IN VOTING STATUS]. ALL VOTES
RECEIVED-ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT O-N THIS MEETING NOTI
1 Opening of the General Meeting None Did not vote Management
2 Discussion on the intended bid by None Did not vote Management
Johnson + Johnson on all outstanding
shares-in the capital of Crucell NV and
all related aspects hereto
3 Closing of the General Meeting None Did not vote Management
--------------------------------------------------------------------------------
CRUCELL NV, LEIDEN
Ticker: Security ID: N23473106
Meeting Date: FEB 08, 2011 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Opening of the general meeting None Did not vote Management
2 Management Proposal For For Management
3.a Management Proposal For For Management
3.b Management Proposal For For Management
4 Management Proposal For For Management
5.a Management Proposal For For Management
5.b Management Proposal For For Management
5.c Management Proposal For For Management
5.d Management Proposal For For Management
5.e Management Proposal For For Management
5.f Management Proposal For For Management
5.g Management Proposal For For Management
5.h Management Proposal For For Management
5.i Management Proposal For For Management
6 Any other business None Did not vote Management
7 Closing of the general meeting None Did not vote Management
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE None Did not vote Management
TO CHANGE IN TEXT OF RESOLUTION 3A.
IF-YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM
UNL-ESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------
DANA PETROLEUM PLC, ABERDEEN
Ticker: Security ID: G26503113
Meeting Date: SEP 27, 2010 Meeting Type: Ordinary General Meeting
Record Date: SEP 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Management Proposal For For Management
--------------------------------------------------------------------------------
DRAKA HOLDING NV
Ticker: Security ID: N2771R199
Meeting Date: JAN 26, 2011 Meeting Type: ExtraOrdinary General Meeting
Record Date: DEC 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT BLOCKING WILL NOT None Did not vote Management
APPLY WHEN THERE IS A RECORD
DATE-ASSOCIATED WITH THIS MEETING.
THANK YOU
1 Opening None Did not vote Management
2 Recent information and developments None Did not vote Management
3 Discussion of the intended public offer None Did not vote Management
by Prysmian S.p.A. on all the
issued-and outstanding ordinary shares
in the capital of Draka (the "Offer")
4.a Management Proposal For For Management
4.b Management Proposal For For Management
4.c Management Proposal For For Management
5 Management Proposal For For Management
6 Management Proposal For For Management
7 Any other business None Did not vote Management
8 Closing None Did not vote Management
--------------------------------------------------------------------------------
EMERGENCY MEDICAL SERVICES CORPORATION
Ticker: EMS Security ID: 29100P102
Meeting Date: MAY 20, 2011 Meeting Type: Special
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FORTH PORTS PLC
Ticker: FPT Security ID: G3639M107
Meeting Date: APR 28, 2011 Meeting Type: Special
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of the Entire Issued Share For For Management
Capital of Forth Ports plc to Otter
Ports Limited
--------------------------------------------------------------------------------
FORTH PORTS PLC
Ticker: FPT Security ID: G3639M107
Meeting Date: APR 28, 2011 Meeting Type: Court
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
FORTH PORTS PLC
Ticker: FPT Security ID: G3639M107
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect David Richardson as Director For For Management
4 Re-elect Charles Hammond as Director For For Management
5 Re-elect James Tuckey as Director For For Management
6 Elect Stuart Paterson as Director For For Management
7 Approve Remuneration Report For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Their
Remuneration
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase For For Management
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve 2011 Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
GSI COMMERCE, INC.
Ticker: GSIC Security ID: 36238G102
Meeting Date: JUN 17, 2011 Meeting Type: Special
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HEALTHSCOPE LTD
Ticker: Security ID: Q4557T107
Meeting Date: SEP 22, 2010 Meeting Type: Court Meeting
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Management Proposal For For Management
--------------------------------------------------------------------------------
JO-ANN STORES, INC.
Ticker: JAS Security ID: 47758P307
Meeting Date: MAR 18, 2011 Meeting Type: Special
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LADISH CO., INC.
Ticker: LDSH Security ID: 505754200
Meeting Date: MAY 06, 2011 Meeting Type: Special
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LAWSON SOFTWARE, INC.
Ticker: LWSN Security ID: 52078P102
Meeting Date: JUN 29, 2011 Meeting Type: Special
Record Date: MAY 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
MARSHALL & ILSLEY CORPORATION
Ticker: MI Security ID: 571837103
Meeting Date: MAY 17, 2011 Meeting Type: Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MASSEY ENERGY COMPANY
Ticker: MEE Security ID: 576206106
Meeting Date: JUN 01, 2011 Meeting Type: Special
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION
Ticker: MENT Security ID: 587200106
Meeting Date: MAY 12, 2011 Meeting Type: Proxy Contest
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Peter L. Bonfield For Did Not Vote Management
1.2 Elect Director James R. Fiebiger For Did Not Vote Management
1.3 Elect Director Kevin C. McDonough For Did Not Vote Management
1.4 Elect Director Walden C. Rhines For Did Not Vote Management
1.5 Elect Director Marsha B. Congdon For Did Not Vote Management
1.6 Elect Director Gregory K. Hinckley For Did Not Vote Management
1.7 Elect Director Patrick B. McManus For Did Not Vote Management
1.8 Elect Director Fontaine K. Richardson For Did Not Vote Management
2 Advisory Vote to Ratify Named Executive For Did Not Vote Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
4 Amend Qualified Employee Stock Purchase For Did Not Vote Management
Plan
5 Ratify Auditors For Did Not Vote Management
6 Amend Articles/Bylaws/Charter to Remove For Did Not Vote Management
Antitakeover Provision
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Jose Maria Alapont For For Shareholder
1.2 Elect Director Gary Meyers For For Shareholder
1.3 Elect Director David Schechter For Withhold Shareholder
1.4 Management Nominee - Peter L. Bonfield For For Shareholder
1.5 Management Nominee - Kevin C. McDonough For For Shareholder
1.6 Management Nominee - Walden C. Rhines For For Shareholder
1.7 Management Nominee - Gregory K. For For Shareholder
Hinckley
1.8 Management Nominee - Patrick B. McManus For For Shareholder
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Qualified Employee Stock Purchase Against For Management
Plan
5 Ratify Auditors For For Management
6 Amend Articles/Bylaws/Charter to Remove For For Management
Antitakeover Provision
--------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION
Ticker: NSM Security ID: 637640103
Meeting Date: JUN 21, 2011 Meeting Type: Special
Record Date: MAY 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NICOR INC.
Ticker: GAS Security ID: 654086107
Meeting Date: JUN 14, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. M. Beavers, Jr. For For Management
1.2 Elect Director B. P. Bickner For For Management
1.3 Elect Director J. H. Birdsall, III For For Management
1.4 Elect Director N. R. Bobins For For Management
1.5 Elect Director B. J. Gaines For For Management
1.6 Elect Director R. A. Jean For For Management
1.7 Elect Director D. J. Keller For For Management
1.8 Elect Director R. E. Martin For For Management
1.9 Elect Director G. R. Nelson For For Management
1.10 Elect Director A. J. Olivera For For Management
1.11 Elect Director J. Rau For For Management
1.12 Elect Director J. C. Staley For For Management
1.13 Elect Director R. M. Strobel For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NICOR INC.
Ticker: GAS Security ID: 654086107
Meeting Date: JUN 14, 2011 Meeting Type: Special
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NOVELL, INC.
Ticker: NOVL Security ID: 670006105
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Albert Aiello For For Management
2 Elect Director Fred Corrado For For Management
3 Elect Director Richard L. Crandall For For Management
4 Elect Director Gary G. Greenfield For For Management
5 Elect Director Judith H. Hamilton For For Management
6 Elect Director Ronald W. Hovsepian For For Management
7 Elect Director Patrick S. Jones For For Management
8 Elect Director Richard L. Nolan For For Management
9 Elect Director John W. Poduska, Sr. For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PARMALAT SPA
Ticker: PLT Security ID: T7S73M107
Meeting Date: JUN 25, 2011 Meeting Type: Annual/Special
Record Date: JUN 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Statutory For For Management
Reports, and Allocation of Income
2.1 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
2.2 Slate Submitted by Mackenzie Financial, None Did Not Vote Management
Skagen Funds, and Zenit Asset
Management
2.3 Slate Submitted by Lactalis SA None Did Not Vote Management
3.1 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
3.2 Slate Submitted by Mackenzie Financial, None Against Management
Skagen Funds, and Zenit Asset
Management
3.3 Slate Submitted by Lactalis SA None Against Management
1 Authorize Capitalization of Reserves For For Management
for a Bonus Issue
2 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
PRE-PAID LEGAL SERVICES, INC.
Ticker: PPD Security ID: 740065107
Meeting Date: JUN 21, 2011 Meeting Type: Special
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PRIDE INTERNATIONAL, INC.
Ticker: PDE Security ID: 74153Q102
Meeting Date: MAY 31, 2011 Meeting Type: Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PROGRESS ENERGY, INC.
Ticker: PGN Security ID: 743263105
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John D. Baker, II For For Management
2 Elect Director James E. Bostic, Jr. For For Management
3 Elect Director Harris E. DeLoach, Jr. For For Management
4 Elect Director James B. Hyler, Jr. For For Management
5 Elect Director William D. Johnson For For Management
6 Elect Director Robert W. Jones For For Management
7 Elect Director W. Steven Jones For For Management
8 Elect Director Melquiades R. Martinez For For Management
9 Elect Director E. Marie McKee For For Management
10 Elect Director John H. Mullin, III For For Management
11 Elect Director Charles W. Pryor, Jr. For For Management
12 Elect Director Carlos A. Saladrigas For For Management
13 Elect Director Theresa M. Stone For For Management
14 Elect Director Alfred C. Tollison, Jr. For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REHABCARE GROUP, INC.
Ticker: RHB Security ID: 759148109
Meeting Date: MAY 26, 2011 Meeting Type: Special
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RHODIA
Ticker: RHA Security ID: F7813K523
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
4 Approve Stock Dividend Program (Shares) For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
7 Approve Employee Stock Purchase Plan For For Management
8 Approve Stock Purchase Plan Reserved For For Management
for International Employees
9 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
RURAL/METRO CORPORATION
Ticker: RURL Security ID: 781748108
Meeting Date: JUN 27, 2011 Meeting Type: Special
Record Date: MAY 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER CORPORATION
Ticker: SSCC Security ID: 83272A104
Meeting Date: MAY 27, 2011 Meeting Type: Special
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STERLING BANCSHARES, INC.
Ticker: SBIB Security ID: 858907108
Meeting Date: MAY 05, 2011 Meeting Type: Special
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TALECRIS BIOTHERAPEUTICS HOLDINGS CORP.
Ticker: TLCR Security ID: 874227101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Brett Ingersoll For For Management
1.2 Elect Director Lawrence D. Stern For For Management
1.3 Elect Director Ruedi E. Waeger, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
THE LUBRIZOL CORPORATION
Ticker: LZ Security ID: 549271104
Meeting Date: JUN 09, 2011 Meeting Type: Special
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TMX GROUP INC.
Ticker: X Security ID: 87261X108
Meeting Date: JUN 30, 2011 Meeting Type: Proxy Contest
Record Date: MAY 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Card) None
1 Approve Merger Agreement For For Management
2.1 Elect Director Tullio Cedraschi For For Management
2.2 Elect Director Denyse Chicoyne For For Management
2.3 Elect Director John A. Hagg For For Management
2.4 Elect Director Thomas A. Kloet For For Management
2.5 Elect Director Jean Martel For For Management
2.6 Elect Director Kathleen M. O'Neill For For Management
2.7 Elect Director Raymond Chan For For Management
2.8 Elect Director Wayne C. Fox For For Management
2.9 Elect Director Harry A. Jaako For For Management
2.10 Elect Director J. Spencer Lanthier For For Management
2.11 Elect Director John P. Mulvihill For For Management
2.12 Elect Director Gerri B. Sinclair For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive Compensation For For Management
Approach
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Yellow Card) None
1 Approve Merger Agreement Against Did Not Vote Management
2.1 Elect Director Tullio Cedraschi None Did Not Vote Shareholder
2.2 Elect Director Denyse Chicoyne None Did Not Vote Shareholder
2.3 Elect Director John A. Hagg None Did Not Vote Shareholder
2.4 Elect Director Thomas A. Kloet None Did Not Vote Shareholder
2.5 Elect Director Jean Martel None Did Not Vote Shareholder
2.6 Elect Director Kathleen M. O'Neill None Did Not Vote Shareholder
2.7 Elect Director Raymond Chan None Did Not Vote Shareholder
2.8 Elect Director Wayne C. Fox None Did Not Vote Shareholder
2.9 Elect Director Harry A. Jaako None Did Not Vote Shareholder
2.10 Elect Director J. Spencer Lanthier None Did Not Vote Shareholder
2.11 Elect Director John P. Mulvihill None Did Not Vote Shareholder
2.12 Elect Director Gerri B. Sinclair None Did Not Vote Shareholder
3 Approve KPMG LLP as Auditors and None Did Not Vote Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive Compensation None Did Not Vote Management
Approach
--------------------------------------------------------------------------------
TOGNUM AG
Ticker: TGM Security ID: D836B5109
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
6 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
TOMKINS PLC, LONDON
Ticker: Security ID: G89158136
Meeting Date: AUG 31, 2010 Meeting Type: Ordinary General Meeting
Record Date: AUG 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
S.1 Management Proposal For For Management
2. Management Proposal For For Management
--------------------------------------------------------------------------------
TOMKINS PLC, LONDON
Ticker: Security ID: G89158136
Meeting Date: AUG 31, 2010 Meeting Type: Court Meeting
Record Date: AUG 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Management Proposal For For Management
--------------------------------------------------------------------------------
TOWER AUSTRALIA GROUP LTD.
Ticker: Security ID: Q9155R106
Meeting Date: APR 18, 2011 Meeting Type: Court
Record Date: APR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
between the Company and Its
Non-Dai-ichi Life Shareholders
--------------------------------------------------------------------------------
UTS ENERGY CORP
Ticker: Security ID: 903396109
Meeting Date: SEP 30, 2010 Meeting Type: Special General Meeting
Record Date: AUG 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management
ALLOWED TO VOTE 'IN FAVOR' OR
'AGAINST'-ONLY FOR RESOLUTIONS "1, 2
AND 3". THANK YOU.
S.1 Management Proposal For For Management
2 Management Proposal For For Management
3 Management Proposal For For Management
4 Transact such other business None Did not vote Management
--------------------------------------------------------------------------------
VERIGY LIMITED
Ticker: VRGY Security ID: Y93691106
Meeting Date: JUN 17, 2011 Meeting Type: Court
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WESTERN COAL CORP
Ticker: Security ID: 95801T107
Meeting Date: MAR 08, 2011 Meeting Type: Special General Meeting
Record Date: FEB 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management
ALLOWED TO VOTE 'IN FAVOR' OR
'AGAINST'-ONLY FOR RESOLUTION "1".
THANK YOU.
1 Management Proposal For For Management
--------------------------------------------------------------------------------
WHITNEY HOLDING CORPORATION
Ticker: WTNY Security ID: 966612103
Meeting Date: APR 29, 2011 Meeting Type: Special
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
============================== IQ REAL RETURN ETF ==============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= IQ SOUTH KOREA SMALL CAP ETF =========================
ACE DIGITECH CO.
Ticker: 036550 Security ID: Y0004A106
Meeting Date: MAR 02, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Elect Byun Sang-Kwon as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
ACE DIGITECH CO.
Ticker: 036550 Security ID: Y0004A106
Meeting Date: JUN 01, 2011 Meeting Type: Special
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Cheil For For Management
Industries Inc.
--------------------------------------------------------------------------------
ATTO CO.
Ticker: 030530 Security ID: Y0450H100
Meeting Date: NOV 23, 2010 Meeting Type: Special
Record Date: OCT 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with IPS Ltd For For Management
2 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
AUK CORP.
Ticker: 017900 Security ID: Y0451U100
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Appropriation of Income and For For Management
Dividend of KRW 110 per Share
3 Amend Articles of Incorporation For For Management
4 Appoint Lee Seok-Yeol as Internal For Against Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
BHI CO LTD
Ticker: 083650 Security ID: Y10185109
Meeting Date: MAR 05, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 180 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Cho Won-Rae as Inside Director For For Management
3.2 Reelect Ryu Heung-Moon as Inside For For Management
Director
3.3 Elect Kim Jae-Hwan as Outside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
BUKWANG PHARMACEUTICAL CO.
Ticker: 003000 Security ID: Y1001U103
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 500 per Share
2 Amend Articles of Incorporation For For Management
3 Reelect Three Inside Directors and One For Against Management
Outside Director (Bundled)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CAPRO CORP.
Ticker: 006380 Security ID: Y3055T107
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 400 per Share
2 Elect Three Inside Directors and One For For Management
Outside Director (Bundled)
3 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For Against Management
Internal Auditor
--------------------------------------------------------------------------------
CHABIO & DIOSTECH CO LTD
Ticker: 085660 Security ID: Y2075H101
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
3 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
4 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
CHINA GREAT STAR INTERNATIONAL LTD
Ticker: Security ID: G210AT103
Meeting Date: MAR 28, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 71.8 per Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
3 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
CJ INTERNET CORP. (FORMERLY PLENUS INC.)
Ticker: 037150 Security ID: Y1660G106
Meeting Date: DEC 30, 2010 Meeting Type: Special
Record Date: DEC 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
DAEDUCK ELECTRONICS CO.
Ticker: 008060 Security ID: Y1858V105
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 300 per Share
2 Reelect Chang Hong-Eun as Inside For For Management
Director
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditors
--------------------------------------------------------------------------------
DAEDUCK GDS CO. LTD.
Ticker: 004130 Security ID: Y18591100
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 300 per Common Share
and KRW 305 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Two Inside Directors (Bundled) For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditors
--------------------------------------------------------------------------------
DAESANG CORPORATION
Ticker: 001680 Security ID: Y7675E101
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 150 per Common Share
2 Elect Three Inside Directors (Bundled) For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
DAISHIN SECURITIES CO. LTD.
Ticker: 003540 Security ID: Y19538100
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 750 per Common Share,
KRW 800 per Preferred Share1, and KRW
750 per Preferred Share2
2.1 Elect Two Inside Directors (Bundled) For For Management
2.2 Elect Three Outside Directors (Bundled) For For Management
3 Reelect Hwang In-Tae as Member of Audit For For Management
Committee
4 Elect Kim Kyung-Sik as Member of Audit For Against Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DANAL CO.
Ticker: 064260 Security ID: Y1969G104
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Reappoint Choi Dong-Jin as Internal For For Management
Auditor
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
DAOU TECHNOLOGY INC.
Ticker: 023590 Security ID: Y19908105
Meeting Date: MAR 11, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For Against Management
Dividend of KRW 130 per Share
2 Amend Articles of Incorporation For For Management
3 Reelect Choi Heon-Gyu as Inside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
6 Amend Terms of Severance Payments to For For Management
Executives
--------------------------------------------------------------------------------
DAUM COMMUNICATIONS CORPORATION
Ticker: 035720 Security ID: Y2020U108
Meeting Date: MAR 30, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 749 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Choi Se-Hoon as Inside Director For For Management
3.2 Reelect Koo Bon-Chun as Outside For For Management
Director
3.3 Reelect Kim Jin-Woo as Outside Director For For Management
4.1 Reelect Peter Jackson as Member of For For Management
Audit Committee
4.2 Elect Kim Jin-Woo as Member of Audit For For Management
Committee
4.3 Reelect Han Soo-Jung as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Amend Terms of Severance Payments to For Against Management
Executives
--------------------------------------------------------------------------------
DIGITECH SYSTEMS CO.
Ticker: 091690 Security ID: Y2073R101
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Amend Articles of Incorporation For Against Management
3.1 Reelect Lee Jin-Cheol as Inside For For Management
Director
3.2 Elect Bae Jin-Soo as Inside Director For For Management
4 Reappoint Ko Young-Ha as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For Against Management
Directors and Outside Director
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditors
--------------------------------------------------------------------------------
DMS CO.
Ticker: 068790 Security ID: Y2076E107
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2.1 Reelect Park Yong-Seok as Inside For For Management
Director
2.2 Reelect Ahn Hong-Soo as Inside Director For For Management
2.3 Reelect Kim Dong-Soo as Inside Director For For Management
2.4 Elect Ahn Sung-Kwon as Inside Director For For Management
2.5 Elect Lee Sang-Jin as Inside Director For For Management
2.6 Reelect Shin Ha-Yong as Outside For For Management
Director
2.7 Reelect Cha Myung-Soo as Outside For For Management
Director
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
DONGAONE CO LTD
Ticker: 008040 Security ID: Y209AB104
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 20 per Share
2 Elect Four Inside Directors and Three For Against Management
Outside Directors (Bundled)
3 Elect Three Members of Audit Committee For Against Management
(Bundled)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DONGBU HITEK CO.,LTD
Ticker: 000990 Security ID: Y3062U105
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Amend Articles of Incorporation For For Management
3 Elect Two Inside Directors and Three For Against Management
Outside Directors (Bundled)
4 Elect Three Members of Audit Committee For Against Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DONGBU STEEL CO.
Ticker: 016380 Security ID: Y2094S104
Meeting Date: NOV 25, 2010 Meeting Type: Special
Record Date: NOV 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
DONGBU STEEL CO.
Ticker: 016380 Security ID: Y2094S104
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 150 per Common Share
and KRW 200 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Three Inside Directors and Five For For Management
Outside Directors (Bundled)
4 Elect Three Members of Audit Committee For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DONGJIN SEMICHEM CO.
Ticker: 005290 Security ID: Y2121T109
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 60 per Share
2.1 Reelect Lee Hwa-Young as Outside For Against Management
Director
2.2 Reelect Lee Sang-Seob as Outside For Against Management
Director
3 Reappoint Kim Wan-Jeong as Internal For For Management
Auditor
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
DONGKUK INDUSTRIES COMPANY LTD
Ticker: 005160 Security ID: Y2097F109
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 120 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Jang Hye-Won as Inside Director For For Management
3.2 Elect Kim Dong-Eun as Outside Director For For Management
3.3 Elect Lee Sung-Wook as Outside Director For For Management
4 Appoint Cha Min-Do as Internal Auditor For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
7 Amend Terms of Severance Payments to For Against Management
Executives
--------------------------------------------------------------------------------
DONGKUK S&C CO. LTD.
Ticker: 100130 Security ID: Y20991108
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 50 per Share
2 Amend Articles of Incorporation For For Management
3 Elect Chang Se-Hee as Inside Director For For Management
4 Appoint Ham Gwang-Nam as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
DONGYANG GANGCHUL CO.
Ticker: 001780 Security ID: Y2099W100
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 50 per Common Share
and KRW 55 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Three Inside Directors and Two For For Management
Outside Directors (Bundled)
4 Elect Two Members of Audit Committee For For Management
(Bundled)
5 Approve Stock Option Grants For For Management
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DONGYANG MECHATRONICS CORP.
Ticker: 013570 Security ID: Y2099Z103
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 200 per Share
2 Amend Articles of Incorporation For For Management
3 Reelect One Inside Director and One For For Management
Outside Director (Bundled)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
DOOSAN ENGINEERING & CONSTRUCTION CO LTD
Ticker: 011160 Security ID: Y4901E104
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 100 per Share
2 Amend Articles of Incorporation For For Management
3 Reelect Song Jeong-Ho as Inside For For Management
Director
4 Elect Baek Chang-Hoon as Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
DUKSAN HI METAL CO.
Ticker: 077360 Security ID: Y2113Q105
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For Against Management
2 Amend Articles of Incorporation For For Management
3 Approve Stock Option Grants For For Management
4 Elect Kwon Soon-Gi as Outside Director For For Management
5 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
DUZONBIZON CO.
Ticker: Security ID: Y18585102
Meeting Date: JAN 27, 2011 Meeting Type: Special
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
DUZONBIZON CO.
Ticker: Security ID: Y18585102
Meeting Date: MAR 30, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
3 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
FOOSUNG CO. LTD.
Ticker: 093370 Security ID: Y2574Q107
Meeting Date: MAR 11, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Amend Articles of Incorporation For Against Management
3 Appoint Yu Chang-Jae as Internal For For Management
Auditor
4 Approve Stock Option Grants For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
GAMEHI CO.
Ticker: 041140 Security ID: Y8240N105
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Approve Reverse Stock Split For For Management
3 Amend Articles of Incorporation For For Management
4.1 Elect Kim Jeong-Joon as Inside Director For For Management
4.2 Elect Seong Min-Jeong as Outside For For Management
Director
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
GAMEHI CO. (EX DAEYUVESPER CO.)
Ticker: Security ID: Y8240N105
Meeting Date: JUL 30, 2010 Meeting Type: Special
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Amend Articles of Incorporation For Against Management
3.1 Elect Joo Min-Young as Inside Director For For Management
3.2 Elect Seo Min as Inside Director For For Management
3.3 Elect Han Gyeong-Taek as Inside For For Management
Director
3.4 Elect Kim Tae-Hwan as Inside Director For For Management
4 Appoint Kim Byung-Gyu as Internal For For Management
Auditor
--------------------------------------------------------------------------------
GEMVAX & KAEL CO LTD.
Ticker: 082270 Security ID: Y4478Z100
Meeting Date: MAR 14, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2.1 Reelect Lee Ik-Woo as Inside Director For For Management
2.2 Reelect Kim Sang-Jae as Inside Director For For Management
2.3 Reelect Yoon Jang-Seob as Inside For For Management
Director
3 Approve Stock Option Grants For Against Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
HALIM CO.
Ticker: 024660 Security ID: Y2987C109
Meeting Date: NOV 26, 2010 Meeting Type: Special
Record Date: OCT 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Appoint Kim Jong-Shin as Internal For For Management
Auditor
--------------------------------------------------------------------------------
HANALL BIOPHARMA CO., LTD.
Ticker: 009420 Security ID: Y2996X110
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Elect Two Inside Directors and One For For Management
Outside Director (Bundled)
3 Elect Member of Audit Committee For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
HANDSOME CORP.
Ticker: 020000 Security ID: Y3004A118
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 380 per Share
2 Reelect Chae Kwang-Hoon as Outside For For Management
Director
3 Reappoint Kim Ki-Chae as Internal For For Management
Auditor
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditors
--------------------------------------------------------------------------------
HANIL E- WHA CORP.
Ticker: 007860 Security ID: Y3051P109
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 120 per Share
2 Appoint Kang Seok-Hyun as Internal For For Management
Auditor
3 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
HANMI SEMICONDUCTOR CO.
Ticker: 042700 Security ID: Y3R62P107
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 500 per Share
2 Reelect Park Hwan-Taek as Outside For For Management
Director
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
HANSOL PAPER CO LTD
Ticker: 004150 Security ID: Y3063K106
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 300 per Share
2.1 Elect Three Inside Directors (Bundled) For For Management
2.2 Elect Two Outside Directors who will For For Management
also Serve as Members of Audit
Committee (Bundled)
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANWHA SECURITIES CO.
Ticker: 003530 Security ID: Y2562Y104
Meeting Date: APR 08, 2011 Meeting Type: Special
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lim Il-Soo as Inside Director For For Management
--------------------------------------------------------------------------------
HANWHA SECURITIES CO.
Ticker: 003530 Security ID: Y2562Y104
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 150 per Common Share
and KRW 200 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Two Inside Directors and Four For Against Management
Outside Directors (Bundled)
4 Elect One Inside Director and Two For Against Management
Outside Directors as Members of Audit
Committee (Bundled)
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HARIM HOLDINGS CO LTD
Ticker: 024660 Security ID: Y2987C109
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2.1 Reelect Lee Moon-Yong as Inside For For Management
Director
2.2 Reelect Lee Woo-Jae as Outside Director For Against Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
HARIM HOLDINGS CO LTD
Ticker: 024660 Security ID: Y2987C109
Meeting Date: JUN 20, 2011 Meeting Type: Special
Record Date: MAY 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Park Eui-Gyu as Internal For For Management
Auditor
2 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
HMC INVESTMENT SECURITIES CO.
Ticker: 001500 Security ID: Y3230Q101
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For Against Management
2 Amend Articles of Incorporation For Against Management
3 Elect Two Inside Directors and Four For For Management
Outside Directors (Bundled)
4.1 Elect Two Outside Directors as Members For For Management
of Audit Committee (Bundled)
4.2 Elect One Inside Director as Member of For Against Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HOTEL SHILLA CO.
Ticker: 008770 Security ID: Y3723W102
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 300 per Common Share
and KRW 350 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Three Inside Directors (Bundled) For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
HYUNDAI GREEN FOOD CO LTD
Ticker: 005440 Security ID: Y3830W102
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For Against Management
Dividend of KRW 50 per Share
2 Amend Articles of Incorporation For For Management
3 Reelect Three Inside Directors and Two For For Management
Outside Directors (Bundled)
4 Reelect Two Members of Audit Committee For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI GREEN FOOD CO LTD
Ticker: 005440 Security ID: Y3830W102
Meeting Date: MAY 27, 2011 Meeting Type: Special
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Hyundai For For Management
F&G Co.
2 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
HYUNJIN MATERIALS CO.
Ticker: 053660 Security ID: Y3851U100
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Stock Dividend of 0.017 Shares per
Share
2 Amend Articles of Incorporation For Against Management
3 Elect Lee Pil-Ho as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
6 Amend Terms of Severance Payments to For For Management
Executives
--------------------------------------------------------------------------------
ILJIN DISPLAY CO
Ticker: 020760 Security ID: Y38842103
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Elect Three Inside Directors and One For Against Management
Outside Director (Bundled)
3 Appoint Kim Yong-Baek as Internal For Against Management
Auditor
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
INTERPARK CORPORATION
Ticker: 035080 Security ID: Y4165S104
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Amend Articles of Incorporation For For Management
3.1 Reelect Three Inside Directors For For Management
(Bundled)
3.2 Elect Three Outside Directors (Bundled) For For Management
3.3 Elect Three Members of Audit Committee For For Management
(Bundled)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
IPS LTD.
Ticker: 051820 Security ID: Y4R75T102
Meeting Date: NOV 23, 2010 Meeting Type: Special
Record Date: OCT 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Atto For For Management
--------------------------------------------------------------------------------
JUSUNG ENGINEERING CO. LTD.
Ticker: 036930 Security ID: Y4478R108
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For Against Management
2.1 Reelect Lim Young-Jin as Inside For For Management
Director
2.2 Elect Kang Jong-Geun as Inside Director For For Management
2.3 Elect Kim Chil-Doo as Outside Director For For Management
2.4 Elect Ko Dae-Hong as Outside Director For For Management
3 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
5 Approve Stock Option Grants Previously For For Management
Granted by Board
--------------------------------------------------------------------------------
KH VATEC CO.
Ticker: 060720 Security ID: Y4757K105
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 250 per Share
2 Amend Articles of Incorporation For For Management
3 Reelect Bae Young-Gon as Outside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
6 Amend Terms of Severance Payments to For For Management
Executives
--------------------------------------------------------------------------------
KOOK SOON DANG BREWERY
Ticker: 043650 Security ID: Y4822K106
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 265 per Share
2.1 Reelect Bae Joong-Ho as Inside Director For For Management
2.2 Reelect Seok Young-Ho as Inside For For Management
Director
2.3 Reelect Song Seong-Ho as Outside For For Management
Director
3 Appoint Yoo Hyo-Sam as Internal Auditor For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
KOREA DATA COMMUNICATIONS CO.
Ticker: 029480 Security ID: Y3340F102
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Amend Articles of Incorporation For Against Management
3 Reelect Cho Sung-gab as Outside For Against Management
Director
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
KOREA KOLMAR CO.
Ticker: 024720 Security ID: Y4920J100
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 100 per Share
2 Elect Four Inside Directors and Two For Against Management
Outside Directors (Bundled)
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditors
--------------------------------------------------------------------------------
KOREAN REINSURANCE CO.
Ticker: 003690 Security ID: Y49391108
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 330 per Share
2 Elect One Inside Director and Three For Against Management
Outside Directors (Bundled)
3 Elect Two Outside Directors as Members For Against Management
of Audit Committee (Bundled)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KP CHEMICAL CORP.
Ticker: 064420 Security ID: Y4983D115
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For Against Management
Dividend of KRW 150 per Share
2.1 Elect Two Inside Directors (Bundled) For For Management
2.2 Elect Three Outside Directors (Bundled) For For Management
2.3 Elect Three Members of Audit Committee For For Management
(Bundled)
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KTHITEL CO. (FORMERLY KOREA TELECOM HITEL)
Ticker: 036030 Security ID: Y49959102
Meeting Date: OCT 14, 2010 Meeting Type: Special
Record Date: SEP 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Grants to Inside For For Management
Directors
2 Approve Stock Options Previously For For Management
Granted by Board to Executives
3 Amend Articles of Incorporation For For Management
4 Amend Terms of Severance Payments to For For Management
Executives
--------------------------------------------------------------------------------
KUMHO INDUSTRIAL CO. (FORMERLY KUMHO TIRE)
Ticker: 002990 Security ID: Y5044R100
Meeting Date: OCT 04, 2010 Meeting Type: Special
Record Date: SEP 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Capital For For Management
--------------------------------------------------------------------------------
KUMHO TIRE CO.
Ticker: 073240 Security ID: Y5044V101
Meeting Date: SEP 14, 2010 Meeting Type: Special
Record Date: AUG 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Capital For Against Management
2 Elect Park Byeong-Yeop as Outside For For Management
Director
--------------------------------------------------------------------------------
KUMHO TIRE CO.
Ticker: 073240 Security ID: Y5044V101
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Amend Articles of Incorporation For For Management
3 Elect Two Outside Directors (Bundled) For For Management
4 Elect Two Members of Audit Committee For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG FASHION CORP.
Ticker: 093050 Security ID: Y5275J108
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 400 per Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LIG INSURANCE CO.
Ticker: 002550 Security ID: Y5277H100
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 500 per Share
2 Elect Two Inside Directors and One For For Management
Outside Director (Bundled)
3 Elect Outside Director as Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LOTTE MIDOPA CO.
Ticker: 004010 Security ID: Y60406108
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 50 per Share
2 Amend Articles of Incorporation For For Management
3 Elect Two Inside Directors (Bundled) For For Management
--------------------------------------------------------------------------------
LUMENS CO. LTD.
Ticker: 038060 Security ID: Y5362T100
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Amend Articles of Incorporation For For Management
3.1 Elect Gong Myung-Kook as Inside For For Management
Director
3.2 Elect Kim Sung-Bong as Inside Director For For Management
4 Appoint Lee Byung-Nam as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditors
7 Approve Stock Options Previously For For Management
Granted by Board
8 Amend Terms of Severance Payments to For For Management
Executives
--------------------------------------------------------------------------------
MERITZ FIRE & MARINE INSURANCE CO.
Ticker: 000060 Security ID: Y5945N109
Meeting Date: JAN 11, 2011 Meeting Type: Special
Record Date: DEC 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
MERITZ FIRE & MARINE INSURANCE CO.
Ticker: 000060 Security ID: Y5945N109
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 450 per Share
2.1 Elect Song Jin-Gyu as Inside Director For For Management
2.2 Elect Two Outside Directors (Bundled) For For Management
3 Elect Cho Yeon-Gu as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
MNTECH CO.
Ticker: 095500 Security ID: Y60641100
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 90 per Common Share
and KRW 90 per Preferred Share
2 Reelect Kim Chul-young as Inside For For Management
Director
3 Reappoint Lim Dae-ho as Internal For For Management
Auditor
4 Amend Articles of Incorporation For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
NAMHAE CHEMICAL CORP.
Ticker: 025860 Security ID: Y6200J106
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 60 per Share
2 Elect Four Inside Directors and Three For For Management
Outside Directors (Bundled)
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
5 Approve Retirement Bonus for Inside For For Management
Director: Lee Jae-Bok
--------------------------------------------------------------------------------
NEOWIZ GAMES CO.
Ticker: 095660 Security ID: Y6250V108
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 50 per Preferred Share
2 Amend Articles of Incorporation For Against Management
3.1 Reeect Jang Hyun-Gook as Inside For For Management
Director
3.2 Elect Choi Gwan-Ho as Inside Director For For Management
3.3 Elect Lee Jang-Cheol as Inside Director For For Management
4.1 Reelect Moon Dae-Woo as Outside For For Management
Director
4.2 Reelect Lee In-Beom as Outside Director For For Management
4.3 Elect Noh Hyuk-Joon as Outside Director For For Management
5.1 Reelect Moon Dae-Woo as Member of Audit For For Management
Committee
5.2 Reelect Lee In-Beom as Member of Audit For For Management
Committee
5.3 Elect Noh Hyuk-Joon as Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For Against Management
Directors
7 Approve Total Remuneration of Outside For For Management
Directors
--------------------------------------------------------------------------------
NEPES CORP.
Ticker: 033640 Security ID: Y6264R119
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For Against Management
Dividend of KRW 50 per Share
2 Amend Articles of Incorporation For For Management
3 Elect Park Young-Seok as Outside For For Management
Director
4 Appoint Seo Il-Ho as Internal Auditor For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
NEPES CORP.
Ticker: 033640 Security ID: Y6264R119
Meeting Date: JUN 28, 2011 Meeting Type: Special
Record Date: MAY 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For For Management
2 Elect Kim Jung-Woong as Inside Director For For Management
--------------------------------------------------------------------------------
NEXEN TIRE CORP.
Ticker: 002350 Security ID: Y63377116
Meeting Date: FEB 14, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 45 per Common Share and
KRW 50 per Preferred Share
2 Amend Articles of Incorporation For Against Management
3 Elect Two Inside Directors and One For For Management
Outside Director (Bundled)
4 Appoint Kim Young-Ki as Internal For For Management
Auditor
--------------------------------------------------------------------------------
NH INVESTMENT & SECURITIES CO.
Ticker: 016420 Security ID: Y2092Q100
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Cash Dividend of KRW 50 per Share and
Stock Dividend of 0.05 Shares per Share
2 Reelect Yoon Jin-Seop as Inside For For Management
Director
3 Reelect Yoon Jin-Seop as Member of For Against Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ON*MEDIA CORP.
Ticker: 045710 Security ID: Y6441V108
Meeting Date: DEC 30, 2010 Meeting Type: Special
Record Date: DEC 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
OSSTEM IMPLANT CO. LTD.
Ticker: 048260 Security ID: Y6586N101
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For Against Management
2 Amend Articles of Incorporation For For Management
3.1 Reelect Eom Tae-Kwan as Inside Director For For Management
3.2 Elect Moon Byung-Jeom as Inside For For Management
Director
3.3 Elect Lee Yong-Moo as Outside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
PARTRON CO.
Ticker: 091700 Security ID: Y6750Z104
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 275 per Share
2 Elect One Inside Director and One For For Management
Outside Director (Bundled)
3 Reappoint Kang Nam-Gyu as Internal For For Management
Auditor
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
POONGSAN CORP
Ticker: 103140 Security ID: Y7021M104
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 800 per Share
2 Elect Two Inside Directors and One For For Management
Outside Director (Bundled)
3 Reappoint Yoo Byung-Deuk as Internal For For Management
Auditor
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
POSCO ICT CO. LTD.
Ticker: 022100 Security ID: Y7075C101
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Amend Articles of Incorporation For For Management
3.1 Elect Lee In-Bong as Inside Director For For Management
3.2 Elect Jeon Gook-Hwan as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
PYEONG HWA AUTOMOTIVE CO.
Ticker: 043370 Security ID: Y7168W105
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW130 per Share
2.1 Reelect Chang Won-Keun as Inside For For Management
Director
2.2 Reelect Hwang Geon-Ha as Otuside For For Management
Director
3 Reappoint Kim Nok-Young as Internal For For Management
Auditor
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
RNL BIO CO.
Ticker: 003190 Security ID: Y0210L144
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Amend Articles of Incorporation For Against Management
3 Elect Four Inside Directors and One For For Management
Outside Director (Bundled)
4 Appoint Park Il-Yong as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditors
--------------------------------------------------------------------------------
RNL BIO CO.
Ticker: 003190 Security ID: Y0210L144
Meeting Date: JUN 24, 2011 Meeting Type: Special
Record Date: MAY 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For Against Management
--------------------------------------------------------------------------------
S&T DYNAMICS CO.
Ticker: 003570 Security ID: Y81610100
Meeting Date: MAR 08, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 400 per Share
2 Elect Three Inside Directors One For For Management
Outside Director (Bundled)
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SAMYOUNG ELECTRONICS CO LTD
Ticker: 005680 Security ID: Y74992101
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 200 per Share
2.1 Reelect Kim Dae-Ho as Inside Director For For Management
2.2 Reelect Kim Eun as Outside Director For For Management
3 Appoint Seo Young-Cheol as Internal For For Management
Auditor
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SBS CONTENTS HUB CO LTD
Ticker: 046140 Security ID: Y75344104
Meeting Date: FEB 22, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 150 per Share
2.1 Reelect Kim Young-Joo as Inside For For Management
Director
2.2 Reelect Kim Jin-Woo as Outside Director For For Management
2.3 Reelect Yoo Hwan-Shik as Inside For For Management
Director
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4.1 Reelect Kim Jin-Woo as Member of Audit For For Management
Committee
--------------------------------------------------------------------------------
SDN CO LTD
Ticker: 099220 Security ID: Y7642U105
Meeting Date: MAR 29, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 50 per Share
2 Reelect Lim In-Cheol as Inside Director For For Management
3 Amend Articles of Incorporation For Against Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
6 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
SEJONG INDUSTRIAL CO.
Ticker: 033530 Security ID: Y75774102
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 225 per Share
2 Elect Three Inside Directors and One For For Management
Outside Director (Bundled)
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SEWON CELLONTECH CO.
Ticker: 091090 Security ID: Y7675F116
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 50 per Share
2 Reelect Yoo Yong-Hyun as Inside For For Management
Director
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SFA ENGINEERING CORP.
Ticker: 056190 Security ID: Y7676C104
Meeting Date: MAR 29, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 500 per Share
2 Amend Articles of Incorporation For Against Management
3.1 Elect Lee Myung-Jae as Inside Director For For Management
3.2. Elect Ryu Seung-Beom as Outside For For Management
Director
3.3 Elect Kim Min-Hoon as Outside Director For For Management
4.1 Elect Ryu Seung-Beom as Member of Audit For For Management
Committee
4.2 Elect Kim Min-Hoon Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SHINSUNG SOLAR ENERGY CORP.
Ticker: 011930 Security ID: Y77553108
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 25 per Common Share
and KRW 57.1 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect One Inside Director and Two For For Management
Outside Directors (Bundled)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SHINWHA INTERTEK CORP.
Ticker: 056700 Security ID: Y7755M106
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Amend Articles of Incorporation For Against Management
3 Reelect Lee Yong-Jik as Inside Director For For Management
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SIMM TECH CO.
Ticker: 036710 Security ID: Y7986N105
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 170 per Share
2 Approve Stock Option Grants Previously For For Management
Granted by Board
3.1 Reelect Jeon Se-Ho as Inside Director For For Management
3.2 Reelect Jeon Myung-Seok as Inside For For Management
Director
3.3 Reelect Park Sang-Geun as Outside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SK COMMUNICATIONS CO. LTD.
Ticker: 066270 Security ID: Y8063N109
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Amend Articles of Incorporation For For Management
3.1 Reelect Joo Hyung-Cheol as Inside For For Management
Director
3.2 Reelect Song Jae-Gil as Inside Director For For Management
3.3 Elect Lee Joo-Sik as Inside Director For For Management
3.4 Reelect Ahn Seung-Yoon as Inside For For Management
Director
3.5 Reelect Song Hyun-Jong as Inside For For Management
Director
3.6 Reelect Gwak Geum-Joo as Outside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SKC LTD.
Ticker: 011790 Security ID: Y8065Z100
Meeting Date: MAR 11, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 400 per Share
2 Reelect Two Inside Directors and Two For For Management
Outside Directors (Bundled)
3 Reelect Shin Hwang-Ho as Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SL CORP.
Ticker: 005850 Security ID: Y7469Y107
Meeting Date: JUN 18, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 200 per Share
2 Amend Articles of Incorporation For For Management
3 Elect Four Inside Directors and One For Against Management
Outside Director (Bundled)
4 Reelect Lee Jae-Ho as Member of Audit For Against Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Amend Terms of Severance Payments to For Against Management
Executives
--------------------------------------------------------------------------------
SM ENTERTAINMENT CO.
Ticker: 041510 Security ID: Y8067A103
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2.1 Reelect Kim Yong-Min as Inside Director For For Management
2.2 Reelect Han Se-Min as Inside Director For For Management
2.3 Reelect Lee Jong-In as Inside Director For For Management
2.4 Reelect Nam So-Young as Inside Director For For Management
3 Appoint Han Ji-Seob as Internal Auditor For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SNU PRECISION CO.
Ticker: 080000 Security ID: Y806A0101
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 50 per Share
2 Elect Two Outside Directors (Bundled) For For Management
3 Appoint Kim Hee-Dong as Internal For For Management
Auditor
4 Approve Stock Option Grants For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SSCP CO.
Ticker: 071660 Security ID: Y8135T100
Meeting Date: MAR 29, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 50 per Share
2 Amend Articles of Incorporation For Against Management
3 Reelect Oh Jung-Hyeon as Inside For For Management
Director
4 Reappoint Park Dae-Keun as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
STX CORP.
Ticker: 011810 Security ID: Y81776133
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 250 per Common Share
and KRW 720 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Three Inside Directors and Three For For Management
Outside Directors (Bundled)
4 Elect Three Members of Audit Committee For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Spinoff Agreement For For Management
--------------------------------------------------------------------------------
STX ENGINE CO.
Ticker: 077970 Security ID: Y8177P107
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 250 per Common Share
and KRW 360 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Two Inside Directors and Two For For Management
Outside Directors (Bundled)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
STX METAL CO LTD.
Ticker: 071970 Security ID: Y8177Q105
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 150 per Share
2 Elect Shin Bang-Ho as Non-Independent For For Management
Non-Executive Director
3 Appoint Lee Jung-Il as Internal Auditor For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
STX OFFSHORE & SHIPBUILDING CO. LTD.
Ticker: 067250 Security ID: Y8177L106
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 200 per Share
2 Amend Articles of Incorporation For For Management
3 Elect Three Inside Directors and Three For For Management
Outside Directors (Bundled)
4 Elect Two Members of Audit Committee For For Management
(Bundled)
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SUNG KWANG BEND CO LTD
Ticker: 014620 Security ID: Y82409106
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 150 per Share
2.1 Reelect Ahn Kap-Won as Inside Director For For Management
2.2 Reelect Ahn Jae-Il as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SUNGWOO HITECH CO.
Ticker: 015750 Security ID: Y8242C107
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 250 per Share
2 Amend Articles of Incorporation For For Management
3 Reelect Kim Yoo-Il as Outside Director For For Management
4 Appoint Ye Wol-Soo as Internal Auditor For For Management
5 Approve Total Remuneration of Inside For Against Management
Directors and Outside Director
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
T.K. CORP.
Ticker: 023160 Security ID: Y8363M108
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Stock Dividend of 0.03 Shares per Share
2 Amend Articles of Incorporation For For Management
3 Reelect Park Yoon-Seok as Outside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
TAIHAN ELECTRIC WIRE CO.
Ticker: 001440 Security ID: Y8373R105
Meeting Date: MAR 02, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2 Amend Articles of Incorporation For Against Management
3 Reelect Seol Yoon-Suk as Inside For For Management
Director
4 Elect Two Outside Directors (Bundled) For Against Management
5 Reelect Cho Dong-Suk as Member of Audit For Against Management
Committee
6 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
TONG YANG SECURITIES INC.
Ticker: 003470 Security ID: Y8893H108
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 150 per Common Share
and KRW 200 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Three Outside Directors (Bundled) For For Management
4 Elect Two Members of Audit Committee For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
TONG YANG SECURITIES INC.
Ticker: 003470 Security ID: Y8893H108
Meeting Date: JUN 29, 2011 Meeting Type: Special
Record Date: JUN 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Dong-Geun as Member of Audit For For Management
Committee
--------------------------------------------------------------------------------
UNISON CO.
Ticker: 018000 Security ID: Y9158V105
Meeting Date: MAR 29, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2.1 Elect Lee Young-Ki as Inside Director For For Management
2.2 Elect Kim Ki-Soo as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors
4 Approve Total Remuneration of Outside For For Management
Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
WONIK IPS CO., LTD.
Ticker: 030530 Security ID: Y0450H100
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Amend Articles of Incorporation For For Management
3.1 Reelect Lee Yong-Han as Inside Director For For Management
3.2 Elect Chung Myung-Jo as Inside Director For For Management
3.3 Elect Cho Yong-Rae as Inside Director For For Management
3.4 Elect Inn Hyun-Jin as Inside Director For For Management
4 Approve Stock Option Grants For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
WOONGJIN CHEMICAL CO.
Ticker: 008000 Security ID: Y1298J100
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Elect Two Inside Directors and Two For For Management
Outside Directors (Bundled)
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
5 Approve Stock Option Grants For For Management
6 Amend Articles of Incorporation For Against Management
--------------------------------------------------------------------------------
WOOREE ETI CO.
Ticker: 082850 Security ID: Y9692V108
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 50 per Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
3 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
=========================== IQ TAIWAN SMALL CAP ETF ============================
ACBEL POLYTECH, INC.
Ticker: 6282 Security ID: Y0002J109
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ACCTON TECHNOLOGY CORP.
Ticker: 2345 Security ID: Y0002S109
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Approve Capitalization of 2010 Income For For Management
and Dividends and Issuance of New
Shares
--------------------------------------------------------------------------------
ALI CORP.
Ticker: 3041 Security ID: Y0034X100
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6 Approve By-Election of Three For For Management
Independent Directors (Bundled)
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ALPHA NETWORKS INC.
Ticker: 3380 Security ID: Y0093T107
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ALTEK CORP
Ticker: 3059 Security ID: Y0094P104
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 For For Management
Dividends and Employee Profit Sharing
4.1 Elect Xu Shanke, a Representative of For For Management
Sun Shining Investment Corp. with
Shareholder Number 1 as Director
4.2 Elect Yan Kaitai, a Representative of For For Management
Sun Shining Investment Corp. with
Shareholder Number 1 as Director
4.3 Elect Guo Tingqun, a Representative of For For Management
Sun Shining Investment Corp. with
Shareholder Number 1 as Director
4.4 Elect Chen Xin, a Representative of For For Management
CDIB EQUITY INC. with Shareholder
Number 114812 as Director
4.5 Elect Alex Hsia with Shareholder Number For For Management
7 as Director
4.6 Elect James Huang with Shareholder For For Management
Number 1207 as Independent Director
4.7 Elect Jaime Tang with ID Number For For Management
F202870526 as Independent Director
4.8 Elect Wang Hengyao, a Representative of For For Management
Weiwen Investment Co., Ltd. with
Shareholder Number 1562 as Supervisor
4.9 Elect Zhuang Yuming, a Representative For For Management
of Lipeng Investment Co., Ltd. with
Shareholder Number 302 as Supervisor
4.10 Elect Tim Liou with ID Number For For Management
B100792578 as Supervisor
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ASIA OPTICAL CO. INC.
Ticker: 3019 Security ID: Y0368G103
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Statement of Profit and For For Management
Loss Appropriation
3 Amend Articles of Association For For Management
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ASIA POLYMER CORP.
Ticker: 1308 Security ID: Y0371T100
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Capital Increase and Issuance For For Management
of New Shares
4 Amend Articles of Association For For Management
5 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
6 Approve to Formulate Scope and Rules For For Management
for the Functions and Powers of
Supervisors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
AURORA CORPORATION
Ticker: 2373 Security ID: Y0452K101
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends and Employee Profit Sharing
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties and
Procedures for Endorsement and
Guarantees
--------------------------------------------------------------------------------
BES ENGINEERING CORPORATION
Ticker: 2515 Security ID: Y08736103
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Financial Statements For For Management
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
4 Elect Directors and Supervisors For Against Management
--------------------------------------------------------------------------------
CAREER TECHNOLOGY CO., LTD.
Ticker: 6153 Security ID: Y11058107
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
4 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
5 Elect Directors and Supervisors For For Management
(Bundled)
6 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CHENG LOONG CORP
Ticker: 1904 Security ID: Y1306D103
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Undistributed For For Management
Income and Dividends and Issuance of
New Shares
4 Amend Articles of Association For For Management
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CHINA METAL PRODUCTS CO LTD.
Ticker: 1532 Security ID: Y14954104
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
4 Amend Articles of Association For For Management
5 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
6.1 Elect Ye, Dong-chang with ID Number For For Management
J120436489 as Independent Director
6.2 Elect Zheng, Sen-yuan with ID Number For For Management
J100290129 as Independent Director
6.3 Elect a Third Candidate as Director For Against Management
6.4 Elect a Fourth Candidate as Director For Against Management
6.5 Elect a Fifth Candidate as Director For Against Management
6.6 Elect a Sixth Candidate as Director For Against Management
6.7 Elect a Seventh Candidate as Director For Against Management
6.8 Elect a Eighth Candidate as Supervisor For Against Management
6.9 Elect a Ninth Candidate as Supervisor For Against Management
6.10 Elect a Tenth Candidate as Supervisor For Against Management
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
CHINA SYNTHETIC RUBBER CORPORATION
Ticker: 2104 Security ID: Y15055109
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
COMPAL COMMUNICATIONS, INC.
Ticker: 8078 Security ID: Y1690U109
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4.1 Elect CHEN JUI TSUNG with Shareholder For For Management
Number 70 as Director
4.2 Elect CHEN CHAO CHENG with Shareholder For For Management
Number 7 as Director
4.3 Elect PENG SHENG HUA with Shareholder For For Management
Number 14 as Director
4.4 Elect KO CHARNG CHYI, a Representative For For Management
of COMPAL ELECTRONICS,INC., with
Shareholder Number 71 as Director
4.5 Elect LU CHING HSIUNG, a Representative For For Management
of COMPAL ELECTRONICS,INC., with
Shareholder Number 71 as Director
4.6 Elect HSU WEN DA, a Representative of For For Management
COMPAL ELECTRONICS,INC., with
Shareholder Number 71 as Director
4.7 Elect LIN MAO KUEI with ID Number For For Management
Q100518494 as Independent Director
4.8 Elect HU KWO CHAIN with ID Number For For Management
A100025133 as Independent Director
4.9 Elect TSAI DUH KUNG with ID Number For For Management
L101428771 as Independent Director
4.10 Elect LEE NAN HSIUNG with Shareholder For For Management
Number 99 as Supervisor
4.11 Elect FAN CHENG CHU with ID Number For For Management
J101966328 as Supervisor
4.12 Elect CHANG LEE CHIOU with ID Number For For Management
M100845573 as Supervisor
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
COMPEQ MANUFACTURING CO LTD
Ticker: 2313 Security ID: Y1690B101
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Statement of Profit and For For Management
Loss Appropriation
3 Amend Articles of Association For For Management
4 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
5 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
6 Elect Directors and Supervisors For Against Management
(Bundled)
7 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
--------------------------------------------------------------------------------
CONTINENTAL HOLDINGS CORP
Ticker: 3703 Security ID: Y1753K105
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Cash Dividend Payment of For For Management
Capital Reserve
--------------------------------------------------------------------------------
CYBERLINK CO LTD
Ticker: 5203 Security ID: Y1853F105
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Proposal of Capital Reduction For For Management
4 Amend Articles of Association For For Management
5.1 Elect Jau Huang with Shareholder Number For For Management
12 as Director
5.2 Elect Alice Chang, a Representative of For For Management
Clinjeff Corp., with Shareholder Number
22 as Director
5.3 Elect James Lee, a Representative of For For Management
Clinjeff Corp., with Shareholder Number
22 as Director
5.4 Elect Wen-Hsiang Hung with Shareholder For For Management
Number 37429 as Independent Director
5.5 Elect Liang-Gee Chen with ID Number For For Management
P102057215 as Independent Director
5.6 Elect Yuen-Man Lin with Shareholder For For Management
Number 7 as Supervisor
5.7 Elect Wen-Chin Chen with Shareholder For For Management
Number 20 as Supervisor
5.8 Elect Sherry Lin with Shareholder For For Management
Number 6 as Supervisor
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
--------------------------------------------------------------------------------
CYBERTAN TECHNOLOGY INC.
Ticker: 3062 Security ID: Y1702V103
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
D-LINK CORP.
Ticker: 2332 Security ID: Y2013S102
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
5 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
6 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
7.1 Elect John Lee with ID Number 3 as For For Management
Director
7.2 Elect a Representative from Chia-Hwa For For Management
Investment Co. Ltd. with ID Number
13505 as Director
7.3 Elect a Representative from Jo - Kong For For Management
Investment Ltd. with ID Number 176224
as Director
7.4 Elect Charley Chang with ID Number 4 as For For Management
Director
7.5 Elect a Representative from Alpha For For Management
Networks Inc. with ID Number 188430 as
Director
7.6 Elect a Representative from Vigorous For For Management
Prospect Investment Co. Ltd. with ID
Number 192141 as Director
7.7 Elect Kenneth Tai with ID Number For For Management
J100192940 as Director
7.8 Elect a Representative from Jie - Shiun For For Management
Investment Co. Ltd. with ID Number 9357
as Supervisor
7.9 Elect Joan Chen with ID Number 152892 For For Management
as Supervisor
8 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
9 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
DARFON ELECTRONICS CORP.
Ticker: 8163 Security ID: Y1997G100
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
EASTERN MEDIA INTERNATIONAL CO (FRMLY ET INTERNET TECHNOLOGY
Ticker: 2614 Security ID: Y75407109
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Statement of Loss For For Management
Appropriation
3 Approve Amendments on the Procedures For Against Management
for Endorsement and Guarantees
4 Approve to Advance the Time of Election For For Management
of Directors and Supervisors
5.1 Elect Gary Ling-lin Wang, a For For Management
Representative of Eastern Life
Insurance Agency Co., Ltd with
Shareholder Number 299121 as Director
5.2 Elect Liao Shang-wen, a Representative For For Management
of Eastern Life Insurance Agency Co.,
Ltd with Shareholder Number 299121 as
Director
5.3 Elect Chao, Yi with ID Number For For Management
E100822332 as Director
5.4 Elect Tsalm-hsiang Lin with ID Number For For Management
N103307320 as Director
5.5 Elect Sheu Jong-ming, a Representative For For Management
of Far Rich International Corporation
with Shareholder Number 36523 as
Director
5.6 Elect Chen Wei-jang, a Representative For For Management
of Far Rich International Corporation
with Shareholder Number 36523 as
Director
5.7 Elect Chiu Jaw-shin, a Representative For For Management
of Far Rich International Corporation
with Shareholder Number 36523 as
Director
5.8 Elect Morgan Wang, a Representative of For For Management
Far Rich International Corporation with
Shareholder Number 36523 as Director
5.9 Elect Cheng Chiang-ho, a Representative For For Management
of Sen Feng International Co., Ltd with
Shareholder Number 307325 as Director
5.10 Elect Tsai Kao-ming, a Representative For For Management
of Sen Feng International Co., Ltd with
Shareholder Number 307325 as Director
5.11 Elect Chao Shih Heng, a Representative For For Management
of Sen Feng International Co., Ltd with
Shareholder Number 307325 as Director
5.12 Elect Miau Shian-sheng, a For For Management
Representative of Ding-fong
Broadcasting Co., Ltd with Shareholder
Number 294911 as Director
5.13 Elect Michael L.y. Pan, a For For Management
Representative of Ding-fong
Broadcasting Co., Ltd with Shareholder
Number 294911 as Director
5.14 Elect Paul Chen, a Representative of For For Management
Shin Kae Broadcasting Co., Ltd with
Shareholder Number 315305 as Supervisor
5.15 Elect Suying Sung, a Representative of For For Management
Shin Kae Broadcasting Co., Ltd with
Shareholder Number 315305 as Supervisor
6 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
EDISON OPTO CORP.
Ticker: 3591 Security ID: Y2249K105
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Audited Accounting Ledgers For For Management
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Profits and For For Management
Capital Reserve and Issuance of New
Shares
4 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6 Approve to Amend Procedures Governing For Against Management
the Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
ELITE SEMICONDUCTOR MEMORY TECHNOLOGY INC.
Ticker: 3006 Security ID: Y2287H105
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ELITEGROUP COMPUTER SYSTEMS CO. LTD.
Ticker: 2331 Security ID: Y22877107
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Nomination Procedures for For For Management
Directors and Supervisors
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
EVERLIGHT CHEMICAL INDUSTRIAL CORP.
Ticker: 1711 Security ID: Y2367J104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve 2010 Capitalization of Profits For For Management
and Issuance of New Shares
5 Approve to Formulate Scope and Rules For For Management
for the Functions and Powers of
Supervisors
6 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's General Meeting
7 Amend Nomination Procedures for For For Management
Directors and Supervisors
8 Approve Proposal of Assigning Directors For For Management
to Joint-venture
--------------------------------------------------------------------------------
FIRST STEAMSHIP CO., LTD.
Ticker: 2601 Security ID: Y25709109
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3.1 Elect Hsu Cheng Ting, a Representative For For Management
of Herng Hwa Investment Co., Ltd. with
Shareholder Number 193672 as Director
3.2 Elect Chan Chun Keung, a Representative For For Management
of Herng Hwa Investment Co., Ltd. with
Shareholder Number 193672 as Director
3.3 Elect Chuang Chien Wen, a For For Management
Representative of Herng Hwa Investment
Co., Ltd.with Shareholder Number 193672
as Director
3.4 Elect Sun Ya Ming, a Representative of For For Management
Shiun Tung Investment Co., Ltd with
Shareholder Number 98617 as Director
3.5 Elect Nagahara Akihiro, a For For Management
Representative of Shiun Tung Investment
Co., Ltd with Shareholder Number 98617
as Director
3.6 Elect Hung Shao Chen, a Representative For For Management
of Lai Jie Investment Co., Ltd. with
Shareholder Number 223076 as Supervisor
3.7 Elect Chang Sin Tuan, a Representative For For Management
of Wang Cheng Investment Co., Ltd. with
Shareholder Number 223075 as Supervisor
4 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
--------------------------------------------------------------------------------
FORHOUSE CORPORATION
Ticker: 6120 Security ID: Y25909105
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
FORMOSA EPITAXY INC.
Ticker: 3061 Security ID: Y2601A109
Meeting Date: DEC 14, 2010 Meeting Type: Special
Record Date: NOV 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposal of Issuing New Shares For For Management
via Public Offering or Private
Placement
--------------------------------------------------------------------------------
FORMOSA EPITAXY, INC.
Ticker: 3061 Security ID: Y2601A109
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Adoption of Enterprise Income For For Management
Tax Exemption
4 Approve Proposal of Issuing Marketable For For Management
Securities via Private Placement
5 Elect Directors and Supervisors For For Management
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
FORMOSAN RUBBER GROUP INC.
Ticker: 2107 Security ID: Y2604N108
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
--------------------------------------------------------------------------------
GEMTEK TECHNOLOGY CO LTD
Ticker: 4906 Security ID: Y2684N101
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 Capital For For Management
Reserve and Issuance of New Shares
--------------------------------------------------------------------------------
GETAC TECHNOLOGY CORP
Ticker: 3005 Security ID: Y6084L102
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
GIGA STORAGE CORPORATION
Ticker: 2406 Security ID: Y2712P102
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 Income For For Management
and Dividends and Issuance of New
Shares
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GIGABYTE TECHNOLOGY CO., LTD.
Ticker: 2376 Security ID: Y2711J107
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
GLOBAL MIXED-MODE TECHNOLOGY INC.
Ticker: 8081 Security ID: Y2717S101
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6.1 Elect Nan Chiang,Hsieh from Da Pong For For Management
Investment Company,Ltd with ID Number
103 as Director
6.2 Elect Jiin Chuan,Wu with ID Number 49 For For Management
as Director
6.3 Elect Chao Lung, Chou with ID Number For For Management
27158 as Director
6.4 Elect Feng-Hsien Warren, Shih with ID For For Management
Number 002 as Independent Director
6.5 Elect Fu-chen ,Lo with ID Number For For Management
I100331398 as Independent Director
6.6 Elect Shu-Chen ,Wang Chen with ID For For Management
Number 114 as Supervisor
6.7 Elect Chih-Ming,Liu with ID Number 380 For For Management
as Supervisor
6.8 Elect Zekai Hsiau with ID Number 99 as For For Management
Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
and Their Representatives
--------------------------------------------------------------------------------
GRAND PACIFIC PETROCHEMICAL CORP.
Ticker: 1312 Security ID: Y2846G101
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
5 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
6 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
7.1 Elect Yu Xianzhang, a Representative of For For Management
Laibu Investment Co., Ltd. with
Shareholder Number 395749 as Director
7.2 Elect Tian Zhenqing, a Representative For For Management
of Laibu Investment Co., Ltd. with
Shareholder Number 395749 as Director
7.3 Elect Zhou Zhenming, a Representative For For Management
of Jingguan Investment Co., Ltd. with
Shareholder Number 395712 as Director
7.4 Elect Yang Pinzheng, a Representative For For Management
of Jingguan Investment Co., Ltd. with
Shareholder Number 395712 as Director
7.5 Elect Huang Xihui, a Representative of For For Management
Zhongguan Investment Co., Ltd. with
Shareholder Number 134279 as Director
7.6 Elect Wu Fengfu, a Representative of For For Management
Ritong Investment Co., Ltd. with
Shareholder Number 395750 as Supervisor
7.7 Elect Lai Wenyao, a Representative of For For Management
Ritong Investment Co., Ltd. with
Shareholder Number 395750 as Supervisor
8 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
9 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
GREAT WALL ENTERPRISES CO. LTD.
Ticker: 1210 Security ID: Y2866P106
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 Income For For Management
and Dividends and Issuance of New
Shares
4 Approve to Amend Trading Procedures For For Management
Governing Derivatives Products
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Amend Articles of Association For For Management
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
GREATEK ELECTRONICS INC.
Ticker: 2441 Security ID: Y2858G106
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
4 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
HEY-SONG CORP.
Ticker: 1234 Security ID: Y3182B102
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Operating Procedures for Loan of For For Management
Funds to Other Parties, and Endorsement
and Guarantee
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
HOLYSTONE ENTERPRISES CO., LTD.
Ticker: 3026 Security ID: Y3272Z100
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
HUNG POO REAL ESTATE DEVELOPMENT CORP.
Ticker: 2536 Security ID: Y37808105
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 Income For For Management
and Dividends
--------------------------------------------------------------------------------
HUNG SHENG CONSTRUCTION CO LTD
Ticker: 2534 Security ID: Y3780S101
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3.1 Elect Chang,Gen-Teng, a Representative For For Management
of Bau Ching Investment Co.,Ltd with
Shareholder Number 12 as Director
3.2 Elect Li,Tsung-Ping, a Representative For For Management
of Chung Yi Investment Co.,Ltd with
Shareholder Number 9 as Director
3.3 Elect Liao,Guo-Cheng, a Representative For For Management
of Chung Yi Investment Co.,Ltd with
Shareholder Number 9 as Director
3.4 Elect Huang,Ming-Hong, a Representative For For Management
of Hong Chang Co.,Ltd with Shareholder
Number 39216 as Director
3.5 Elect Lu,Yu-Cheng, a Representative of For For Management
Hong Chang Co.,Ltd with Shareholder
Number 39216 as Director
3.6 Elect Cheng,Mei-Fang, a Representative For For Management
of Shen Hisang Co.,Ltd with Shareholder
Number 39215 as Supervisor
3.7 Elect Lin,Shuh-Wang, a Representative For For Management
of Shen Hisang Co.,Ltd with Shareholder
Number 39215 as Supervisor
4 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors and Their Representatives
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
INFORTREND TECHNOLOGY INC.
Ticker: 2495 Security ID: Y40829106
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
--------------------------------------------------------------------------------
ITE TECH., INC.
Ticker: 3014 Security ID: Y4101F109
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve to Amend Nomination Procedures For For Management
for Directors and Supervisors
5 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's General Meeting
6.1 Elect Jeff Chen with ID Number 55 as For For Management
Director
6.2 Elect Vincent Hu with ID Number 7 as For For Management
Director
6.3 Elect H.Y. Lin with ID Number 191 as For For Management
Director
6.4 Elect Bellona Chen from UNITED For For Management
MICROELECTRONICS CORP with ID Number 10
as Director
6.5 Elect Lisa Liu with ID Number 60 as For For Management
Director
6.6 Elect Chun Kuan with ID Number 41007 as For For Management
Independent Director
6.7 Elect Kris Peng with ID Number For For Management
H120213065 as Independent Director
6.8 Elect Liang Linag Wu with ID Number For For Management
E221904180 as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
--------------------------------------------------------------------------------
ITEQ CORP.
Ticker: 6213 Security ID: Y4212E108
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
4 Amend Articles of Association For For Management
5 Approve Capitalization of 2010 For For Management
Dividends and Employee Profit Sharing
6.1 Elect Gemtek Technology with For For Management
Shareholder Number 70304 as Director
6.2 Elect CY Lin with Shareholder Number For For Management
75944 as Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
JENTECH PRECISION INDUSTRIAL CO LTD
Ticker: 3653 Security ID: Y4432G107
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
5 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
--------------------------------------------------------------------------------
JESS-LINK PRODUCTS CO., LTD.
Ticker: 6197 Security ID: Y4439Y101
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Statement of Profit and For For Management
Loss Appropriation
3 Amend Articles of Association For For Management
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
KINDOM CONSTRUCTION CORP.
Ticker: 2520 Security ID: Y4792R107
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
KING SLIDE WORKS CO., LTD.
Ticker: 2059 Security ID: Y4771C105
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
KING YUAN ELECTRONICS CO., LTD.
Ticker: 2449 Security ID: Y4801V107
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3.1 Elect Lee Chin-Kung with Shareholder For For Management
Number 2 as Director
3.2 Elect Liang Ming-Cheng with Shareholder For For Management
Number 71802 as Director
3.3 Elect Hsiao Jui-Ming with Shareholder For For Management
Number 9 as Director
3.4 Elect Yang Hsien-Tsun with ID Number For For Management
K120858646 as Director
3.5 Elect Sheen Shi-Jer with Shareholder For For Management
Number 25747 as Director
3.6 Elect a Representative of China For For Management
Development Industrial Bank with
Shareholder Number 1753 as Director
3.7 Elect Chen Kuan-Hua with Shareholder For For Management
Number 47637 as Director
3.8 Elect Hsieh Chi-Chun with Shareholder For For Management
Number 263 as Supervisor
3.9 Elect Huang Chien-Teng with Shareholder For For Management
Number 55281 as Supervisor
3.10 Elect Liu Kao-Yu with Shareholder For For Management
Number 422 as Supervisor
4 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
5 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
6 Amend Articles of Association For For Management
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors and Their Representatives
--------------------------------------------------------------------------------
KING'S TOWN CONSTRUCTION (FRMLY WEI CHENG CONSTRUCTION CO LT
Ticker: 2524 Security ID: Y9532U104
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Capitalization of 2010 Income For For Management
and Dividends and Issuance of New
Shares
5.1 Elect Tsai Tien-Tsan, a Representative For For Management
of Tien Lai Investment Co., Ltd. with
Shareholder Number 29345 as Director
5.2 Elect Tsai Yao-Hung, a Representative For For Management
of Tien Lai Investment Co., Ltd. with
Shareholder Number 29345 as Director
5.3 Elect Liu Chao-Sen, a Representative of For For Management
Tien Lai Investment Co., Ltd. with
Shareholder Number 29345 as Director
5.4 Elect Chuang Chin-Chung, a For For Management
Representative of Tien Lai Investment
Co., Ltd. with Shareholder Number 29345
as Director
5.5 Elect Chang Chien-Hui, a Representative For For Management
of Tien Lai Investment Co., Ltd. with
Shareholder Number 29345 as Director
5.6 Elect Ou Ching-Shun, a Representative For For Management
of Hsin Jui Investment Co., Ltd. with
Shareholder Number 29344 as Supervisor
5.7 Elect Tasi Chang-Chan, a Representative For For Management
of Hsin Jui Investment Co., Ltd. with
Shareholder Number 29344 as Supervisor
6 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
and Their Representatives
--------------------------------------------------------------------------------
KINPO ELECTRONICS INC
Ticker: 2312 Security ID: Y1063L108
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
KUO YANG CONSTRUCTION CO., LTD.
Ticker: 2505 Security ID: Y50571101
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
4 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
5.1 Elect Su Dongming, a Representative of For For Management
Chaintech Corporation, with Shareholder
Number 145144 as Director
5.2 Elect Cai Binyuan, a Representative of For For Management
Chaintech Corporation, with Shareholder
Number 145144 as Director
5.3 Elect Peng Shaoling, a Representative For For Management
of Chaintech Corporation, with
Shareholder Number 145144 as Director
5.4 Elect Lin Biyu, a Representative of For For Management
Jibao Industry, with Shareholder Number
185199 as Director
5.5 Elect Lin Zikuan, a Representative of For For Management
Jibao Industry, with Shareholder Number
185199 as Director
5.6 Elect Zhang Yuming, a Representative of For For Management
Gubang Corporation, with Shareholder
Number 147874 as Supervisor
5.7 Elect Tu Peixun, a Representative of For For Management
Baidi development Industrial Company,
with Shareholder Number 190942 as
Supervisor
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
LEALEA ENTERPRISE CO., LTD.
Ticker: 1444 Security ID: Y5239M106
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
--------------------------------------------------------------------------------
LIEN HWA INDUSTRIAL CORPORATION
Ticker: 1229 Security ID: Y5284N108
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
LOTES CO., LTD.
Ticker: 3533 Security ID: Y53302108
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
5 Approve By-Election of Liao Guo Ji with For For Management
ID Number A122906931 as Independent
Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
--------------------------------------------------------------------------------
MAKALOT INDUSTRIAL CO., LTD.
Ticker: 1477 Security ID: Y5419P101
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3.1 Elect CHOU, LEE-PING with Shareholder For For Management
Number 1 as Director
3.2 Elect LIN, XIAN-CHANG with Shareholder For For Management
Number 118 as Director
3.3 Elect HUANG, HONG-JEN with Shareholder For For Management
Number 3 as Director
3.4 Elect MA, GUO-CHU with Shareholder For For Management
Number 7 as Director
3.5 Elect WANG, CHIEN with Shareholder For For Management
Number 5 as Director
3.6 Elect HO, HUANG-QING with Shareholder For For Management
Number 8 as Director
3.7 Elect CHOU, QIU-LING with Shareholder For For Management
Number 21 as Director
3.8 Elect ZHU, ZE-MIN with Shareholder For For Management
Number 34251 as Independent Director
3.9 Elect LI, PEI-Zhang with Shareholder For For Management
Number 25589 as Independent Director
3.10 Elect LIU, SHUANG-QUAN with Shareholder For For Management
Number 4 as Supervisor
3.11 Elect SU, YU-HUI with Shareholder For For Management
Number 5172 as Supervisor
3.12 Elect LIN, YU-YA with Shareholder For For Management
Number 149 as Supervisor
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
MERCURIES & ASSOCIATES LTD
Ticker: 2905 Security ID: Y6017H103
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
4 Amend Articles of Association For For Management
5 Approve Investment in People's Republic For For Management
of China
--------------------------------------------------------------------------------
MERIDA INDUSTRY CO., LTD.
Ticker: 9914 Security ID: Y6020B101
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
--------------------------------------------------------------------------------
MIN AIK TECHNOLOGY CO., LTD.
Ticker: 3060 Security ID: Y6050H101
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Elect Directors and Supervisors For For Management
(Bundled)
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NEO SOLAR POWER CORP.
Ticker: 3576 Security ID: Y6247H105
Meeting Date: APR 11, 2011 Meeting Type: Annual
Record Date: FEB 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Increase of Cash Capital and For Against Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt or Increase of Cash
Capital and Issuance of Ordinary Shares
4 Approve Issuance of Shares for a For Against Management
Private Placement
5 Approve Capitalization of Dividends and For For Management
Employee Profit Sharing
6 Amend Articles of Association For For Management
7 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
8 Transact Other Business None None Management
--------------------------------------------------------------------------------
NIEN HSING TEXTILE CO LTD
Ticker: 1451 Security ID: Y6349B105
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capital Reduction by Cash For For Management
Return
4 Amend Articles of Association For For Management
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
NUVOTON TECHNOLOGY CORPORATION
Ticker: 4919 Security ID: Y6409N106
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
5 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
7 Approve Proposal of By-Election of a For For Management
Supervisor
8 Approve to Elect a Supervisor For Against Management
9 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
OPTO TECH CORPORATION
Ticker: 2340 Security ID: Y6494C106
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4.1 Elect Huang Yongqiang with Shareholder For For Management
Number 18 as Director
4.2 Elect Wang Hongdong with Shareholder For For Management
Number 26 as Director
4.3 Elect Zhang Chuiquan with Shareholder For For Management
Number 279 as Director
4.4 Elect a Representative of Nichia For For Management
Chemical Co., Ltd. Taiwan with
Shareholder Number 147387 as Director
4.5 Elect a Representative of Hitachi For For Management
Cable, Ltd. with Shareholder Number
160340 as Director
4.6 Elect a Representative of Shuangxin For For Management
Investment Advisory Co., Ltd. with
Shareholder Number 192460 as Director
4.7 Elect a Representative of Lee-Tech Co., For For Management
Ltd. with Shareholder Number 286000 as
Director
4.8 Elect Han Zhihua with Shareholder For For Management
Number 22 as Supervisor
4.9 Elect a Representative of Meisheng For For Management
Investment Co., Ltd. with Shareholder
Number 47 as Supervisor
5 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
--------------------------------------------------------------------------------
PAN JIT INTERNATIONAL INC.
Ticker: 2481 Security ID: Y6700F109
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve a Company?s Application for For For Management
Stocks Listing in Taiwan Stock Exchange
5 Approve the Above Company's For For Management
Underwriting of Cash Capital Increase
and Issuance of New Shares before
Application for Listing
6.1 Elect CHUNG,YUN- HUI from KINGMAO For For Management
INVESTMENT CO.,LTD. with ID Number 69
as Director
6.2 Elect CHUANG,GWO-CHEN from KINGMAO For For Management
INVESTMENT CO.,LTD. with ID Number 69
as Director
6.3 Elect KUO,CHEN-TSAO from KINGMAO For For Management
INVESTMENT CO.,LTD. with ID Number 69
as Director
6.4 Elect FANG,MING-CHING with ID Number 2 For For Management
as Director
6.5 Elect FANG,MING-TSUNG with ID Number For For Management
369 as Director
6.6 Elect FANG, HUNG- JUNG with ID Number 6 For For Management
as Director
6.7 Elect FANG,SHU-CHUAN with ID Number For For Management
9991 as Director
6.8 Elect YANG,TING-TA with ID Number For For Management
E101100693 as Supervisor
6.9 Elect CHEN, CHUN-MIN with ID Number 3 For For Management
as Supervisor
6.10 Elect JANG, REN-SHOU with ID Number For For Management
A122583563 as Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors and
Their Representatives
--------------------------------------------------------------------------------
PHIHONG TECHNOLOGY CO., LTD. (FORMERLY: PHIHONG ENTERPRISE CO L
Ticker: 2457 Security ID: Y6896C100
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
5.1 Elect LIN, CHUNG-MING with Shareholder For For Management
Number 1 as Director
5.2 Elect CHIEN, SU-NU with Shareholder For For Management
Number 5 as Director
5.3 Elect JAMES YANG with Shareholder For For Management
Number 116767 as Director
5.4 Elect WANG, CHIA-KOUN with ID Number For For Management
Y120147504 as Director
5.5 Elect KUAN, WHENG-JING with ID Number For For Management
E120766504 as Director
5.6 Elect YANG, CHAO-LENG with ID Number For For Management
A123046907 as Director
5.7 Elect LIN, PAO-YUNG with ID Number For For Management
L102242284 as Director
5.8 Elect CHIANG WEI-FENG with ID Number For For Management
S120119640 as Supervisor
5.9 Elect CHOW, DAH JEN with ID Number For For Management
A120764542 as Supervisor
5.10 Elect YANG, TUNG-TUNG, a Representative For For Management
of KUAN FENG INVESTMENT LTD. with
Shareholder Number 48106 as Supervisor
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
POWERCOM CO., LTD.
Ticker: 3043 Security ID: Y1691N104
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 Income For For Management
and Dividends
4.1 Elect Zhang Fenghao with Shareholder For For Management
Number 8 as Director
4.2 Elect Qiu Meifeng with Shareholder For For Management
Number 5 as Director
4.3 Elect Yang Shuyan with Shareholder For For Management
Number 7 as Director
4.4 Elect Wang Xingquan with Shareholder For For Management
Number 1 as Director
4.5 Elect Lu Yanzuo, a Representative of For For Management
China Development IBT Consulting Corp.,
with Shareholder Number 41563 as
Director
4.6 Elect Liang Yuli with ID Number For For Management
S120929799 as Independent Director
4.7 Elect Hong Weiken with ID Number For For Management
B120683614 as Independent Director
4.8 Elect Han Rongyu with Shareholder For For Management
Number 3 as Supervisor
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
RADIANT OPTO-ELECTRONICS CORP.
Ticker: 6176 Security ID: Y7174K103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 Income For For Management
and Dividends
4 Approve to Amend Articles of For For Management
Association
5 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
6 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
7 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
RALINK TECHNOLOGY CORP.
Ticker: 3534 Security ID: Y7180S108
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Carry out Conversion of For For Management
Shares with a Company
4 Approve the Company's Delisting For For Management
Regarding the Conversion of Shares
5 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
6 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties and
Procedures for Endorsement and
Guarantees
7 Approve By-Election of Ms. Jane Chen For For Management
with Shareholder Number 23247 as
Director
8 Approve Release of Restrictions of For For Management
Competitive Activities of Directors and
Their Representatives
--------------------------------------------------------------------------------
SAN CHIH SEMICONDUCTOR CO LTD
Ticker: 3579 Security ID: Y7497G102
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 Income For For Management
and Dividends and Issuance of New
Shares
4 Approve Proposal of Long-term Capital For For Management
Financing
5 Amend Articles of Association For For Management
6 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
7 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
8 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
9 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
10.1 Elect Wei-shan Lin with Shareholder For For Management
Number 2892 as Director
10.2 Elect Wen-yen K. Lin with Shareholder For For Management
Number 3003 as Director
10.3 Elect Lung-ta Lee, a Representative of For For Management
Tatung Company with Shareholder Number
1 as Director
10.4 Elect Ho-lung Lin, a Representative of For For Management
Tatung Company with Shareholder Number
1 as Director
10.5 Elect C. J. Hsu with Shareholder Number For For Management
4439 as Director
10.6 Elect Feng-tsai Weng with Shareholder For For Management
Number 4435 as Director
10.7 Elect Han-ching Lin with ID Number For For Management
G120416636 as Independent Director
10.8 Elect Yue-loong Chang with ID Number For For Management
A123647904 as Independent Director
10.9 Elect Su, Peng Fei with ID Number For For Management
S121332325 as Independent Director
11 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
12 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SANYANG INDUSTRY CO., LTD.
Ticker: 2206 Security ID: Y7525U107
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Audited Accounting Ledgers For For Management
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Profits and For For Management
Issuance of New Shares
4 Amend Articles of Association For For Management
5 Elect Directors and Supervisors For Against Management
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
7 Transact Other Business None None Management
--------------------------------------------------------------------------------
SENAO INTERNATIONAL CO., LTD.
Ticker: 2450 Security ID: Y7632F100
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6 Approve Release of Restrictions of For For Management
Competitive Activities of a Director
--------------------------------------------------------------------------------
SHIH WEI NAVIGATION CO., LTD.
Ticker: 5608 Security ID: Y7755H107
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
4 Approve Amendments on the Procedures For Against Management
for Endorsement and Guarantees
5 Approve to Formulate Scope and Rules For For Management
for the Functions and Powers of
Supervisors
6.1 Elect Lan Junde with Shareholder No. 1 For For Management
as Director
6.2 Elect Representative of Luo Pan For For Management
Investment Co., Ltd with Shareholder
No. 138 as Director
6.3 Elect Lan Junyi with Shareholder No. For For Management
139, Representative of Kai Yuan
Investment of Co., Ltd. as Director
6.4 Elect Guo Zhenyu with Shareholder No. For For Management
254 as Independent Director
6.5 Elect Chen Huocai with Shareholder No. For For Management
250 as Supervisor
6.6 Elect Chen Zhongxiong with Shareholder For For Management
No. 149 as Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SHIN ZU SHING CO., LTD.
Ticker: 3376 Security ID: Y7755T101
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
5 Approve to Increase the Maximum Amount For For Management
of Investment in People's Republic of
China
--------------------------------------------------------------------------------
SHINKONG SYNTHETIC FIBERS CORPORATION
Ticker: 1409 Security ID: Y77522103
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendments on the Procedures For For Management
for Loans to Other Parties
5 Approve Capitalization of Profits and For For Management
Issuance of New Shares
6.1 Elect Chuong Liang Wei from Tay Way For For Management
Enterprise Co.,Ltd. with ID Number
219615 as Director
6.2 Elect Hsien Chung Ho from Tay Way For For Management
Enterprise Co.,Ltd. with ID Number
219615 as Director
6.3 Elect Eric T. Wu from Shin Kong For For Management
Development Co.,Ltd. with ID Number
219618 as Director
6.4 Elect Tung Ming Wu from Shin Kong For For Management
Development Co.,Ltd. with ID Number
219618 as Director
6.5 Elect Jeffrey Wu from Shin Kong For For Management
Development Co.,Ltd. with ID Number
219618 as Director
6.6 Elect Michelle R. N. Wu from Chin Shan For For Management
Investment Corporation with ID Number
20027 as Director
6.7 Elect Daniel Y. C. Ko from Shin Kong Wu For For Management
Ho-Su Cultural & Educational Foundation
with ID Number 159394 as Director
6.8 Elect Kuei Lan Wu from Shin Kong For For Management
Co.,Ltd. with ID Number 3 as Director
6.9 Elect Ni Sun-Mo from Mian Hao Industry For For Management
Co.,Ltd. with ID Number 20038 as
Director
6.10 Elect Liu, jung-chi from SHIN KONG For For Management
RECREATION CO.,LTD. with ID Number 4 as
Supervisor
6.11 Elect Shih Chiun Hong with ID Number For For Management
3085 as Supervisor
6.12 Elect Benson Wu with ID Number 1044 as For For Management
Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of Related
Directors and Their Representatives
8 Transact Other Business None None Management
--------------------------------------------------------------------------------
SHINKONG TEXTILE CO., LTD
Ticker: 1419 Security ID: Y80208104
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Amend Operating Procedures for Loan of For For Management
Funds to Other Parties, and Endorsement
and Guarantee
5 Approve Proposal of Issuing Marketable For For Management
Securities via Private Placement
--------------------------------------------------------------------------------
SILICON INTEGRATED SYSTEMS CORP.
Ticker: 2363 Security ID: Y7935P102
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
--------------------------------------------------------------------------------
SILITECH TECHNOLOGY CORP LTD
Ticker: 3311 Security ID: Y7934Y104
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 For For Management
Dividends and Employee Profit Sharing
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SOLARTECH ENERGY CORP.
Ticker: 3561 Security ID: Y806AL105
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 Income For For Management
and Dividends and Issuance of New
Shares
4 Amend Articles of Association For For Management
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
7 Approve Increase of Cash Capital and For Against Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt or Increase of Cash
Capital and Issuance of Ordinary Shares
8.1 Elect Zhang Jinlong with Shareholder For For Management
Number 5 as Director
8.2 Elect Lu Mingguang, a Representative of For For Management
Sino-American Silicon Products Inc.,
with Shareholder Number 44481 as
Director
8.3 Elect Yao Dangliang, a Representative For For Management
of Sino-American Silicon Products
Inc., with Shareholder Number 44481 as
Director
8.4 Elect Zhang Meiyuan, a Representative For For Management
of Xindong Investment Co., Ltd., with
Shareholder Number 15964 as Director
8.5 Elect Wei Hongzhen, a Representative of For For Management
Xindong Investment Co., Ltd., with
Shareholder Number 15964 as Director
8.6 Elect a Representative of China For For Management
Development Industrial Bank with
Shareholder Number 2 as Director
8.7 Elect a Representative of Jisheng For For Management
Industrial Co., Ltd. with Shareholder
Number 3 as Director
8.8 Elect a Representative of Qun Ming For For Management
Investments Limited with Shareholder
Number 55 as Director
8.9 Elect a Representative of Xinkang For For Management
Investment Co., Ltd. with Shareholder
Number 600 as Supervisor
8.10 Elect Chen Qinjun with Shareholder For For Management
Number 7 as Supervisor
9 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors and Their Representatives
--------------------------------------------------------------------------------
SONIX TECHNOLOGY CO., LTD.
Ticker: 5471 Security ID: Y8071M101
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
4 Approve Amendments on the Procedures For For Management
for External Endorsement and Guarantees
--------------------------------------------------------------------------------
SUNPLUS TECHNOLOGY CO., LTD.
Ticker: 2401 Security ID: Y83011109
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SYSTEX CORP
Ticker: 6214 Security ID: Y8345P104
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
T JOIN TRANSPORTATION CO., LTD
Ticker: 2608 Security ID: Y8488H109
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Change the Company Name For For Management
4 Amend Articles of Association For For Management
5 Amend Operating Procedures for Loan of For For Management
Funds to Other Parties, and Endorsement
and Guarantee
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TA CHEN STAINLESS PIPE CO., LTD.
Ticker: 2027 Security ID: Y8358R104
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Capital For For Management
Reserve and Issuance of New Shares
4 Amend Articles of Association For For Management
5 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
6.1 Elect Rung Kun Shieh with ID Number 6 For For Management
as Director
6.2 Elect Li Yun Hsieh with ID Number 16 as For For Management
Director
6.3 Elect Shi Xian Tu with ID Number 82 as For For Management
Director
6.4 Elect Zai Wang Ou from RIGID INDUSTRIAL For For Management
CO., LTD with ID Number 25113 as
Director
6.5 Elect Chao Jin Tsai with ID Number For For Management
144524 as Director
6.6 Elect Rong Hui Hsieh with ID Number 7 For For Management
as Supervisor
6.7 Elect Zhao Yuan Lin with ID Number 15 For For Management
as Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TAIFLEX SCIENTIFIC CO., LTD.
Ticker: 8039 Security ID: Y83737109
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Financial Statements For For Management
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Capitalization of Capital For For Management
Reserve and Issuance of New Shares
5 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
6.1 Elect Sun Ta Wen, a Representative of For For Management
Qiao Mei Development Corporation,
Limited with Shareholder Number 113 as
Director
6.2 Elect Lu Po Yen, a Representative of For For Management
Qiao Mei Development Corporation,
Limited with Shareholder Number 113 as
Director
6.3 Elect Chen Ming Li with Shareholder For For Management
Number 725 as Director
6.4 Elect Chang Ching Yi with Shareholder For For Management
Number 467 as Director
6.5 Elect Lin Fu Le with Shareholder Number For For Management
1 as Director
6.6 Elect Chen Po Hsun with ID Number For For Management
F121074328 as Director
6.7 Elect Kuo Ming Dong with ID Number For For Management
A100416536 as Director
6.8 Elect Chen Jyh Bing with Shareholder For For Management
Number 4989 as Supervisor
6.9 Elect Kao Chuan Sheng with Shareholder For For Management
Number 58 as Supervisor
6.10 Elect Wu Pai Chun with ID Number For For Management
A221283093 as Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
--------------------------------------------------------------------------------
TAIWAN HON CHUAN ENTERPRISE CO. LTD.
Ticker: 9939 Security ID: Y8421M108
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Increase of Cash Capital and For Against Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt or Increase of Cash
Capital and Issuance of Ordinary Shares
4.1 Elect Dai, Hung Chuan with Shareholder For For Management
Number 3 as Director
4.2 Elect Tsao, Hsih Chung with Shareholder For For Management
Number 6 as Director
4.3 Elect Lin, Chuan Nui with Shareholder For For Management
Number 18 as Director
4.4 Elect a Representative of China For For Management
Development Industry Bank with
Shareholder Number 241 as Director
4.5 Elect Liu, Yun Chang with Shareholder For For Management
Number 31 as Director
4.6 Elect Chang, Chun Shu with Shareholder For For Management
Number 13 as Director
4.7 Elect Tai, Hong I with Shareholder For For Management
Number 4 as Director
4.8 Elect Lin, Chuh Chih with ID Number For For Management
A122996702 as Supervisor
4.9 Elect YU-YU,TSAO with ID Number For For Management
N223116185 as Supervisor
4.10 Elect a Representative of HSIH-YUEH For For Management
DEVELOPMENT CO.,LTD with Shareholder
Number 28494779 as Supervisor
5 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors and Their Representatives
--------------------------------------------------------------------------------
TAIWAN SURFACE MOUNTING TECHNOLOGY CORP.
Ticker: 6278 Security ID: Y84660102
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
5 Amend Articles of Association For For Management
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TAIWAN TEA CORP.
Ticker: 2913 Security ID: Y84720104
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's General Meeting
4 Elect Directors and Supervisors For For Management
(Bundled)
5 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TEST RITE INTERNATIONAL CO., LTD.
Ticker: 2908 Security ID: Y85920109
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
4 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
5 Amend Articles of Association For For Management
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
THE AMBASSADOR HOTEL LTD.
Ticker: 2704 Security ID: Y0100V103
Meeting Date: MAY 31, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Transact Other Business None None Management
--------------------------------------------------------------------------------
TONG HSING ELECTRONIC INDUSTRIES LTD.
Ticker: 6271 Security ID: Y8862W102
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Loans to Other Parties and
Endorsement and Guarantees
--------------------------------------------------------------------------------
TXC CORP.
Ticker: 3042 Security ID: Y90156103
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
UNITED INTEGRATED SERVICES CO. LTD (FRMRLY UNITED INTEGRATIO
Ticker: 2404 Security ID: Y9210Q102
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Amend Procedures Governing For Against Management
the Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
UNITY OPTO TECHNOLOGY CO., LTD.
Ticker: 2499 Security ID: Y9279D109
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Capital For For Management
Reserve and Issuance of New Shares
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
--------------------------------------------------------------------------------
UNIVERSAL CEMENT CORP.
Ticker: 1104 Security ID: Y92879108
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Proposal of Re-Election of For For Management
Directors and Supervisors
5.1 Elect Hou, Bo-yi with Shareholder For For Management
Number 28 as Director
5.2 Elect Hou, Chih-sheng, a Representative For For Management
of Sheng Yuan Investment Corporation,
with Shareholder Number 182814 as
Director
5.3 Elect Hou, Chih-yuan, a Representative For For Management
of Sheng Yuan Investment Corporation,
with Shareholder Number 182814 as
Director
5.4 Elect Wu Junxin, a Representative of For For Management
Sheng Yuan Investment Corporation, with
Shareholder Number 182814 as Director
5.5 Elect Wu Mingsong, a Representative of For For Management
Yu Sheng Investment Corporation, with
Shareholder Number 183432 as
Supervisor
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
UNIZYX HOLDING CORP
Ticker: 3704 Security ID: Y92941106
Meeting Date: OCT 04, 2010 Meeting Type: Special
Record Date: SEP 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect Independent Directors For For Management
3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
4 Transact Other Business n/a Management
--------------------------------------------------------------------------------
UPC TECHNOLOGY CORP.
Ticker: 1313 Security ID: Y91139108
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
VISUAL PHOTONICS EPITAXY CO., LTD.
Ticker: 2455 Security ID: Y9379U100
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Capitalization of 2010 Profits For For Management
and Capital Reserve and Issuance of New
Shares
5 Approve to Amend Trading Procedures For For Management
Governing Derivatives Products
6.1 Elect TSENG, KUN-CHENG with Shareholder For For Management
Number 82 as Director
6.2 Elect CHEN, MAO-CHANG with Shareholder For For Management
Number 1 as Director
6.3 Elect TIAO, HSI-HO with Shareholder For For Management
Number 10104 as Director
6.4 Elect CHANG, SUN-TELL with Shareholder For For Management
Number 16040 as Director
6.5 Elect HUANG, CHAO-HSING with For For Management
Shareholder Number 454 as Director
6.6 Elect TSENG, HUNG-HSIANG with For For Management
Shareholder Number 1728 as Director
6.7 Elect CHEN, JIAN-LIAN with Shareholder For For Management
Number 67 as Director
6.8 Elect LAI YU, HSIU-MING with For For Management
Shareholder Number 41 as Supervisor
6.9 Elect CHIU, LIEN-CHUN with Shareholder For For Management
Number 388 as Supervisor
6.10 Elect SHIN, CHIN-HSUN with Shareholder For For Management
Number 17 as Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
and Their Representatives
--------------------------------------------------------------------------------
WAH LEE INDUSTRIAL CORP.
Ticker: 3010 Security ID: Y9435R109
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
5 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's General Meeting
6 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
7.1 Elect Chang, Ray C. from Kung Tai For For Management
Investment Co., Ltd with ID Number 120
as Director
7.2 Elect Chen, Chun Yin with ID Number 11 For For Management
as Director
7.3 Elect Lin, Chi Hai with ID Number 8 as For For Management
Director
7.4 Elect Chang, Tsuen Hsien from Bau Guang For For Management
Investment Ltd with ID Number 599 as
Director
7.5 Elect Chen, Pin Hong with ID Number 28 For For Management
as Director
7.6 Elect Chu, Hau Min with ID Number For For Management
R120340680 as Independent Director
7.7 Elect Wang, Ya Kang with ID Number For For Management
R102735252 as Independent Director
7.8 Elect Yeh, C. P. from Fortune For For Management
Investment Ltd with ID Number 121 as
Supervisor
7.9 Elect Huang, Ming Huang with ID Number For For Management
13 as Supervisor
7.10 Elect Shyu, David with ID Number For For Management
E101428338 as Independent Supervisor
8 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
and Their Representatives
--------------------------------------------------------------------------------
WALSIN TECHNOLOGY CORP.
Ticker: 2492 Security ID: Y9494B102
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
WISDOM MARINE LINES COMPANY LTD.
Ticker: 2637 Security ID: G9721M103
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Amend the Company's Organizational For For Management
Framework (Special Resolution)
5 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's General Meeting
6 Amendment to Rules of Procedure for For For Management
Election of Directors
7 Approve Capital Increase and Issuance For For Management
of New Shares (Special Resolution)
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
WT MICROELECTRONICS CO., LTD.
Ticker: 3036 Security ID: Y9657B105
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Cash Capital Increase and For For Management
Issuance of New Shares
4 Approve Capitalization of 2010 Income For For Management
and Dividends and Issuance of New
Shares
5 Amend Articles of Association For For Management
6 Elect Sun Edmund Chi Wen with For For Management
Shareholder Number 11079 as Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
YIEH PHUI ENTERPRISE CO. LTD.
Ticker: 2023 Security ID: Y9840D109
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends
4 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's General Meeting
--------------------------------------------------------------------------------
YUNGTAY ENGINEERING CO., LTD.
Ticker: 1507 Security ID: Y9881Q100
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties and
Procedures for Endorsement and
Guarantees
4 Transact Other Business (Non-Voting) None None Management
======================= IQ US REAL ESTATE SMALL CAP ETF ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) IndexIQ ETF Trust
-----------------
By: /s/ Adam S. Patti
------------------------------
Name: Adam S. Patti
Title: President
Date: August 15, 2011