UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-22227
IndexIQ ETF Trust
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(Exact name of registrant as specified in charter)
800 Westchester Ave., Suite N-611
Rye Brook, NY 10573
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(Address of principal executive offices) (Zip code)
Adam S. Patti
IndexIQ Advisors LLC
800 Westchester Ave., Suite N-611
Rye Brook, NY 10573
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-888-934-0777
Date of fiscal year end: April 30
Date of reporting period: July 1, 2012 - June 30, 2013
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later
than August 31 of each year, containing the registrant's proxy voting record
for the most recent twelve-month period ended June 30, pursuant to section 30
of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR
270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE,
Washington, DC 20549. The OMB has reviewed this collection of information
under the clearance requirements of 44 U.S.C. ss 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2012 TO JUNE 30, 2013
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22227
Reporting Period: 07/01/2012 - 06/30/2013
IndexIQ ETF Trust
========================== IQ Australia Small Cap ETF ==========================
ACRUX LTD.
Ticker: ACR Security ID: Q0093N109
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Ross Barrow as a Director For For Management
3 Elect Bruce Parncutt as a Director For For Management
4 Elect Ross Dobinson as a Director For For Management
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ADELAIDE BRIGHTON LTD.
Ticker: ABC Security ID: Q0109N101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Graeme Pettigrew as a Director For For Management
3 Approve the Grant of 670,920 Awards to For For Management
Mark Chellew, Managing Director of the
Company
4 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
5 Approve the Remuneration Report For For Management
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ANSELL LTD.
Ticker: ANN Security ID: Q04020105
Meeting Date: OCT 22, 2012 Meeting Type: Annual
Record Date: OCT 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Marissa T Peterson as a Director For For Management
2b Elect John Bevan as a Director For For Management
3 Approve the Grant of 259,080 For For Management
Performance Share Rights to Magnus
Nicolin, Managing Director and Chief
Executive Officer of the Company
4 Approve the Adoption of the For For Management
Remuneration Report
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AQUARIUS PLATINUM LTD
Ticker: AQP Security ID: G0440M128
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Timothy Freshwater as Director For For Management
2 Re-elect Zwelakhe Mankazana as Director For For Management
3 Re-elect Edward Haslam as Director For For Management
4 Elect Jean Nel as Director For For Management
5 Authorise Market Purchase For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Ratify Issuance of Shares Under BEE For For Management
Transaction
8 Ratify Issuance of Shares Under First For For Management
Platinum Acquisition
9 Reappoint Ernst & Young as Auditors For For Management
and Authorise Their Remuneration
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AQUILA RESOURCES LTD.
Ticker: AQA Security ID: Q0460J103
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dai Zhihao as Director For Against Management
2 Approve the Adoption of the For For Management
Remuneration Report
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ARISTOCRAT LEISURE LTD.
Ticker: ALL Security ID: Q0521T108
Meeting Date: FEB 20, 2013 Meeting Type: Annual
Record Date: FEB 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect ID Blackburne as a Director For For Management
2 Elect SW Morro as a Director For For Management
3 Approve the Grant of up to 766,000 For For Management
Performance Rights to JR Odell, Chief
Executive Officer and Managing
Director of the Company
4 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
5 Approve the Remuneration Report For For Management
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ARRIUM LTD
Ticker: ARI Security ID: Q05369105
Meeting Date: NOV 19, 2012 Meeting Type: Annual
Record Date: NOV 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Bryan Davis as a Director For For Management
3 Elect Graham Smorgon as a Director For For Management
4 Approve the Renewal of the For For Management
Proportional Takeover Provisions
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AURORA OIL AND GAS LTD.
Ticker: AUT Security ID: Q0698D100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Ian Lusted as a Director For For Management
3 Elect Alan Watson as a Director For For Management
4 Elect William Molson as a Director For For Management
5 Approve the Amendments to the For For Management
Company's Constitution
6 Elect Jonathan Stewart as a Director For For Management
7 Elect Graham Dowland as a Director For For Management
8 Elect Gren Schoch as a Director For For Management
9 Elect Fiona Harris as a Director For For Management
10 Approve the Increase in Maximum None Against Management
Aggregate Remuneration of
Non-Executive Directors
11 Approve the Grant of Up to 304,559 For For Management
Performance Rights to Jonathan
Stewart, Executive Chairman of the
Company
12 Approve the Grant of Up to 75,129 For For Management
Performance Rights to Graham Dowland,
Finance Director of the Company
13 Approve the Grant of Up to 68,498 For For Management
Performance Rights to Ian Lusted,
Technical Director of the Company
14 Approve the Grant of Up to 285,262 For For Management
Performance Rights to Jonathan
Stewart, Executive Chairman of the
Company
15 Approve the Grant of Up to 84,442 For For Management
Performance Rights to Graham Dowland,
Finance Director of the Company
16 Approve the Grant of Up to 76,989 For For Management
Performance Rights to Ian Lusted,
Technical Director of the Company
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AUSDRILL LTD.
Ticker: ASL Security ID: Q0695U105
Meeting Date: NOV 23, 2012 Meeting Type: Annual
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Terrence John Strapp as a For For Management
Director
3 Elect Donald James Argent as a Director For For Management
4 Elect Mark Anthony Connelly as a For For Management
Director
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AUSENCO LTD.
Ticker: AAX Security ID: Q0704C104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Bob Thorpe as a Director For For Management
1B Elect Greg Moynihan as a Director For For Management
2 Approve Remuneration Report None Against Management
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AWE LIMITED
Ticker: AWE Security ID: Q1233E108
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2a Elect Bruce Phillips as a Director For For Management
2b Elect Andy Hogendijk as a Director For For Management
2c Elect Raymond Betros as a Director For For Management
3 Approve the Grant of Cash Share Rights For For Management
to Bruce Clement, Managing Director of
the Company
4 Approve the Amendments to the For For Management
Company's Constitution
5 Approve the Renewal of the For For Management
Proportional Takeover Provisions
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BANK OF QUEENSLAND LTD
Ticker: BOQ Security ID: Q12764116
Meeting Date: DEC 13, 2012 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Carmel Gray as a Director For For Management
2b Elect Richard Haire as a Director For For Management
3 Ratify the Past Issuance of 24.79 For For Management
Million Shares to Institutional
Investors
4 Approve the Adoption of a New For For Management
Constitution
5 Approve the Terms of Issue of the For For Management
Convertible Preference Shares and the
Amendment of the Company's
Constitution to Incorporate the Terms
of Issue
6 Approve the Issuance of Up to 3 For For Management
Million Converting Preference Shares
to Investors Under a Prospectus
7 Approve the Buyback of Up to 2 Million For For Management
Perpetual Equity Preference Shares
8 Approve the Remuneration Report For For Management
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BEACH ENERGY LIMITED
Ticker: BPT Security ID: Q13921103
Meeting Date: NOV 23, 2012 Meeting Type: Annual
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Fiona Rosalyn Vivienne Bennett For For Management
as Director
3 Elect Douglas Arthur Schwebel as For For Management
Director
4 Approve the Employee Incentive Plan For For Management
5 Approve the Grant of Up to 500,000 For For Management
Performance Rights to R G Nelson,
Managing Director of the Company,
Under the Beach Energy Limited 2012
Short Term Incentive Offer
6 Approve the Grant of Up to 1 Million For For Management
Performance Rights to R G Nelson,
Managing Director of the Company,
Under the Beach Energy Limited 2012
Long Term Incentive Offer
7 Renew Partial Takeover Provisions in For For Management
the Constitution
8 Approve the Issuance of Up to A$150 For For Management
Million Worth of Convertible Notes
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BEADELL RESOURCES LTD.
Ticker: BDR Security ID: Q1398U103
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Craig Readhead as a Director For For Management
3 Elect Robert Watkins as a Director For For Management
4 Approve the Performance Rights Plan For For Management
5 Approve the Potential Termination For For Management
Benefits Under the Performance Rights
Plan
6 Approve the Grant of Up to 243,524 For For Management
Performance Rights to Robert Watkins,
Executive Director of the Company
7 Approve the Grant of Up to 411,224 For For Management
Performance Rights to Peter Bowler,
Managing Director of the Company
8 Ratify the Past Issuance of 27.47 For For Management
Million Shares to Professional and
Sophisticated Investors
9 Renew the Proportional Takeover For For Management
Provisions
10 Approve the Spill Resolution Against Against Management
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BILLABONG INTERNATIONAL LTD.
Ticker: BBG Security ID: Q1502G107
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: OCT 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gordon Merchant as a Director For For Management
2 Elect Colette Paull as a Director For For Management
3 Elect Paul Naude as a Director For Against Management
4 Elect Sally Pitkin as a Director For For Management
5 Approve the Remuneration Report For For Management
6 Approve the Grant of Up to A$614,000 For For Management
Worth of Fully Paid Ordinary Shares to
Launa Inman, Managing Director and
Chief Executive Officer of the Company
7 Approve the Grant of Up to A$383,769 For For Management
Worth of Fully Paid Ordinary Shares to
Paul Naude, President Americas of the
Company
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BLUESCOPE STEEL LTD.
Ticker: BSL Security ID: Q1415L102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: NOV 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Kevin McCann as a Director For For Management
3b Elect Daniel Grollo as a Director For For Management
3c Elect Ken Dean as a Director For For Management
4 Approve the Grant of Share Rights to For For Management
Paul O'Malley, Managing Director and
Chief Executive Officer of the Company
5 Approve the Consolidation of Share For For Management
Capital On the Basis of 1 Ordinary
Share for Every 6 Ordinary Shares in
the Company
6 Approve the Spill Resolution None Against Management
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BOART LONGYEAR LTD.
Ticker: BLY Security ID: Q1645L104
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David McLemore as a Director For For Management
2 Elect Bruce Brook as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Up to 945,000 For For Management
Retention Share Rights and 2.83
Million Performance Share Rights to
Richard T. O'Brien, Chief Executive
Officer of the Company
5 Approve the Termination Benefits of For For Management
Richard T. O'Brien, Chief Executive
Officer of the Company
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BRADKEN LTD.
Ticker: BKN Security ID: Q17369101
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: OCT 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of Remuneration For For Management
Report
3 Elect Peter I Richards as a Director For Against Management
4 Approve the Grant of 141,021 For For Management
Restricted Share Rights to Brian
Hodges, Managing Director of the
Company
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BREVILLE GROUP LTD.
Ticker: BRG Security ID: Q1758G108
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: NOV 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect John Schmoll as a Director For For Management
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BURU ENERGY LTD.
Ticker: BRU Security ID: Q1921N105
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Keiran Wulff as a Director For For Management
2 Approve the Remuneration Report For For Management
3 Ratify the Past Issuance of 16.67 For For Management
Million June Placement Shares to
Institutional Investors
4 Ratify the Past Issuance of 14.55 For For Management
Million September Placement Shares to
Institutional Investors
5 Approve the Increase in Aggregate For For Management
Remuneration of Non-Executive Directors
6 Approve the Renewal of the For For Management
Proportional Takeover Provisions
7 Approve the Grant of Up to 180,000 For Against Management
Options to Tom Streitberg, the
Secretary and the Head of Strategy of
the Company
8 Approve the Amendment to the Terms of For For Management
the Existing Options Issued Under the
Company's Employee Share Option Plan
9 Approve the Buru Employee Share Option For Against Management
Plan
10 Elect Austin Miller as a Director For For Management
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CABCHARGE AUSTRALIA LIMITED
Ticker: CAB Security ID: Q1615N106
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Reginald Kermode as a Director For For Management
2 Elect Neill Ford as a Director For For Management
3 Approve the Adoption of the None For Management
Remuneration Report
4 Approve the Spill Resolution None Against Management
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CARDNO LTD.
Ticker: CDD Security ID: Q2097C105
Meeting Date: OCT 18, 2012 Meeting Type: Annual
Record Date: OCT 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Anthony Barnes as a Director For For Management
4 Elect Jeffrey Forbes as a Director For For Management
5 Elect Trevor Johnson as a Director For For Management
6 Elect John Marlay as a Director For For Management
7 Elect Tonianne Dwyer as a Director For For Management
8A Ratify the Past Issuance of 208,792 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Lane & Piper Pty
Ltd
8B Ratify the Past Issuance of 60,107 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Geotech
Solutions Pty Ltd
8C Ratify the Past Issuance of 620,338 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Humphrey
Reynolds Perkins Group
8D Ratify the Past Issuance of 43,126 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of ENTRIX, Inc
8E Ratify the Past Issuance of 1,907 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Locom Australia
Pty Ltd
8F Ratify the Past Issuance of 1.33 For For Management
Million Fully Paid Ordinary Shares in
Relation to the Acquisition of TEC Inc
8G Ratify the Past Issuance of 100,884 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of ATC Group
Holdings Inc
8H Ratify the Past Issuance of 89,712 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of J F New &
Associates
8I Ratify the Past Issuance of 8,638 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Australian
Underground Services Pty Ltd
8J Ratify the Past Issuance of 55,838 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Environmental
Resolutions, Inc
8K Ratify the Past Issuance of 48,665 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of EM-Assist LLC
8L Ratify the Past Issuance of 281,595 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Marshall Miller
& Associates, Inc
8M Ratify the Past Issuance of 71,638 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Better Technical
Options
8N Ratify the Past Issuance of 9.2 For For Management
Million Shares in Relation to the
Placement to Institutional and
Sophisticated Investors
9 Approve the Australian Resident and For For Management
Non-Australian Resident Employee Share
Acquisition Plans
10 Approve the Performance Equity Plan For For Management
11A Approve the Grant of 90,000 Rights to For For Management
Andrew Buckley, Executive Director of
the Company
11B Approve the Grant of 30,000 Rights to For For Management
Trevor Johnson, Executive Director of
the Company
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CARSALES.COM LTD.
Ticker: CRZ Security ID: Q21411105
Meeting Date: OCT 26, 2012 Meeting Type: Annual
Record Date: OCT 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3 Elect Patrick O'Sullivan as a Director For For Management
4 Approve the Increase in the Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
5 Approve the Grant of up to 350,000 For Against Management
Options and Performance Rights with an
Attached Value of A$950,000 to Greg
Roebuck, Managing Director and Chief
Executive Officer of the Company
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COALSPUR MINES LIMITED
Ticker: CPL Security ID: Q2594G104
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For Against Management
Remuneration Report
2 Elect Gill Winckler as Director For For Management
3 Elect Peter Breese as Director For For Management
4 Elect Theodre (Ted) Mayers as Director For For Management
5 Approve the Grant of Up to 1.55 For Against Management
Million Performance Rights to Gill
Winckler, a Director of the Company
6 Approve the Grant of Up to 100,000 For Against Management
Performance Rights to Peter Breese, a
Director of the Company
7 Approve the Execution of Deed of For For Management
Indemnity, Access, and Insurance with
Gill Winckler
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COALSPUR MINES LIMITED
Ticker: CPL Security ID: Q2594G104
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect David Murray as a Director For For Management
3 Elect Mark Rodda as a Director For For Management
4 Approve the Amendment to the Company's For For Management
Constitution
5 Approve the Grant of Up to 1 Million For Against Management
Performance Rights to Gill Winckler,
CEO of the Company
6 Approve the Coalspur Mines Limited For Against Management
Employee Option Plan
7 Approve the Coalspur Mines Limited For Against Management
Non-Executive Director and Consultant
Option Plan
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COALSPUR MINES LIMITED
Ticker: CPL Security ID: Q2594G104
Meeting Date: JUN 27, 2013 Meeting Type: Special
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Issuance of Up to US$157 For For Management
Million Worth of EIG Convertible
Notes, EIG Warrants, and Shares upon
Conversion of the Notes and/or
Exercise of the Warrants, to EIG Funds
2 Approve the Issuance of BP Convertible For For Management
Loan, BP Warrants, and Shares upon
Conversion of the Loan and/or Exercise
of the Warrants, to Borrowdale Park
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CSR LTD.
Ticker: CSR Security ID: Q30297115
Meeting Date: JUL 12, 2012 Meeting Type: Annual
Record Date: JUL 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Jeremy Sutcliffe as a Director For For Management
2b Elect Michael Ihlein as a Director For For Management
2c Elect Rebecca McGrath as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Grant of 798,497 For For Management
Performance Rights to Rob Sindel,
Managing Director of the Company
5 Amend the Constitution to Renew For For Management
Proportional Takeover Provisions
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CUDECO LTD
Ticker: CDU Security ID: Q3046H120
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Peter Hutchison as a Director For Against Management
3 Elect Gerald Lambert as a Director For For Management
4 Elect Hongwei Liu as a Director For For Management
5 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
6 Approve the Issuance of Up to 3.33 For For Management
Million Shares to Sinosteel Equipment
and Engineering Co. Ltd
7 Approve the Issuance of Up to 600,000 For For Management
Shares to Shinefly Shipping Co., Ltd
8 Approve the Spill Resolution Against Against Management
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DAVID JONES LIMITED (DJL)
Ticker: DJS Security ID: Q31227103
Meeting Date: NOV 23, 2012 Meeting Type: Annual
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Peter Mason as a Director For For Management
2b Elect Steven Vamos as a Director For For Management
2c Elect Jane Harvey as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Grant of 300,000 For For Management
Performance Rights to Paul Zahra,
Chief Executive Officer and Managing
Director of the Company
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DECMIL GROUP LTD
Ticker: DCG Security ID: Q3129C105
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: NOV 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Giles Everist as a Director For For Management
3 Approve the Company's Performance For For Management
Rights Plan
4 Approve the Grant of Performance For For Management
Rights to Scott Criddle, Chief
Executive Officer of the Company
5 Approve the Adoption of a New For For Management
Constitution
6 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
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DISCOVERY METALS LTD.
Ticker: DML Security ID: Q3192G124
Meeting Date: NOV 16, 2012 Meeting Type: Annual
Record Date: NOV 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Gordon Galt as Director For For Management
3 Elect John Shaw as Director For For Management
4 Elect Niall Lenahan as Director For For Management
5 Approve the Grant of Up to 500,000 For Against Management
Performance Rights to Stuart Bradley
Sampson, Managing Director of the
Company
6 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
7 Ratify the Past Issuance of 41.67 For For Management
Million Fully Paid Ordinary Shares to
Sophisticated and Institutional
Investor Clients of UBS, Australia
8 Approve the Amendments to the For For Management
Company's Constitution
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DOWNER EDI LTD.
Ticker: DOW Security ID: Q32623151
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: NOV 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Phil S Garling as a Director For For Management
2b Elect Eve A Howell as a Director For For Management
2c Elect Kerry G Sanderson as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Grant of Restricted Shares For For Management
to Grant Fenn, Managing Director of
the Comapny
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DRILLSEARCH ENERGY LTD.
Ticker: DLS Security ID: Q32766109
Meeting Date: NOV 21, 2012 Meeting Type: Annual
Record Date: NOV 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of Remuneration For For Management
Report
3 Elect Jim McKerlie as a Director For For Management
4 Elect Ross Wecker as a Director For For Management
5 Approve the Issuance of Up to 49.02 For For Management
Million Shares to Foreign and Domestic
Institutional and Sophisticated
Investors
6 Approve the Increase in Maximum None Against Management
Aggregate Remuneration of
Non-Executive Directors
7 Approve the $1000 Employee Share Plan For For Management
8 Approve the Performance Rights Plan None Against Management
9a Approve the Grant of Up to 126,968 None Against Management
Tranche 1 Performance Rights to
Bradley Lingo, Managing Director of
the Company
9b Approve the Grant of Up to 423,226 None Against Management
Tranche 2 Performance Rights to
Bradley Lingo, Managing Director of
the Company
10 Approve the Grant of Up to 50,787 None Against Management
Performance Rights to Jim McKerlie,
Chairman of the Company
11 Approve the Grant of Up to 25,393 None Against Management
Performance Rights to Dato' Choo Beng
Kai, Non-Executive Director of the
Company
12 Approve the Grant of Up to 25,393 None Against Management
Performance Rights to Fiona Robertson,
Non-Executive Director of the Company
13 Approve the Grant of Up to 25,393 None Against Management
Performance Rights to Ross Wecker,
Non-Executive Director of the Company
14 Approve a Loan of Up to A$480,000 to None Against Management
Bradley Lingo, Managing Director of
the Company
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DULUXGROUP LTD
Ticker: DLX Security ID: Q32914105
Meeting Date: DEC 18, 2012 Meeting Type: Annual
Record Date: DEC 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2.1 Elect Stuart Boxer as a Director For For Management
2.2 Elect Garry Hounsell as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Up to A$2.26 For For Management
Million Worth of Shares to Patrick
Houlihan, Managing Director and Chief
Executive Officer of the Company
5 Approve the Grant of Up to A$572,000 For For Management
Worth of Shares to Stuart Boxer, Chief
Financial Officer and Executive
Director of the Company
6 Approve the Renewal of the For For Management
Proportional Takeover Provisions
7 Approve the Provision of Financial For For Management
Assistance in Connection with the
Proposed Acquisition of Alesco
Corporation Ltd
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EMECO HOLDINGS LIMITED
Ticker: EHL Security ID: Q34648107
Meeting Date: NOV 20, 2012 Meeting Type: Annual
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Johnston as a Director For For Management
2 Elect Robert Bishop as a Director For For Management
3 Elect Erica Smyth as a Director For For Management
4 Approve the Grant of Up to 1.5 Million For For Management
Performance Shares to Keith Gordon,
Managing Director and Chief Executive
Officer of the Company
5 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
ENERGY RESOURCES OF AUSTRALIA LTD.
Ticker: ERA Security ID: Q35254111
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve the Remuneration Report For Against Management
4i Elect Peter McMahon as a Director For For Management
4ii Elect Helen Newell as a Director For For Management
4iii Elect John Pegler as a Director For For Management
4iv Elect Peter Taylor as a Director For For Management
--------------------------------------------------------------------------------
ENERGY WORLD CORPORATION LTD.
Ticker: EWC Security ID: Q35136169
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael Philip O'Neill as a For Against Management
Director
2 Elect Brian Derek Littlechild as a For Against Management
Director
3 Appoint Ernst & Young as Auditor of For For Management
the Company
4 Approve the Adoption of the None For Management
Remuneration Report
--------------------------------------------------------------------------------
ENVESTRA LIMITED
Ticker: ENV Security ID: Q3536B104
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: OCT 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3 Fix the Number of Directors At Eight For Against Management
4a Elect Ivan Kee Ham Chan as a Director For Against Management
4b Elect Ross Murray Gersbach as a For Against Management
Director
4c Elect Olaf Brian O'Duill as a Director For For Management
--------------------------------------------------------------------------------
EVOLUTION MINING LTD.
Ticker: EVN Security ID: Q3647R147
Meeting Date: NOV 27, 2012 Meeting Type: Annual
Record Date: NOV 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Graham Freestone as a Director For For Management
3 Approve the Issuance of Up to 1.06 For For Management
Million Performance Rights to Jacob
'Jake' Klein, Executive Chairman of
the Board
--------------------------------------------------------------------------------
FAIRFAX MEDIA LTD.
Ticker: FXJ Security ID: Q37116102
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: OCT 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael Anderson as a Director For For Management
2 Elect Sam Morgan as a Director For For Management
3 Elect Jack Cowin as a Director For For Management
4 Elect James Millar as a Director For For Management
5 Elect Peter J. Cox as a Director Against Against Shareholder
6 Approve the Adoption of the For Against Management
Remuneration Report
7 Approve the Grant of Up to A$800,000 For For Management
Worth of Performance Rights to Gregory
Hywood, Chief Executive Officer of the
Company
--------------------------------------------------------------------------------
FLEXIGROUP LTD.
Ticker: FXL Security ID: Q39082104
Meeting Date: NOV 26, 2012 Meeting Type: Annual
Record Date: NOV 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For Against Management
Remuneration Report
3 Elect Margaret Jackson as a Director For For Management
4 Elect R John Skippen as a Director For For Management
5 Approve the Grant of Up to 600,000 For Against Management
Performance Rights and Up to 2.79
Million Options to Tarek Robbiati,
Managing Director and Chief Executive
Officer of the Company
--------------------------------------------------------------------------------
FLIGHT CENTRE LTD.
Ticker: FLT Security ID: Q39175106
Meeting Date: OCT 30, 2012 Meeting Type: Annual
Record Date: OCT 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Morahan as a Director For For Management
2 Elect John Eales as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Appoint Ernst & Young as Auditors of For For Management
the Company
--------------------------------------------------------------------------------
FORGE GROUP LTD.
Ticker: FGE Security ID: Q3918F103
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: OCT 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Marcello Cardaci as a Director For For Management
3 Elect David Simpson as a Director For For Management
4 Appoint KPMG as Auditor of the Company For For Management
5 Ratify the Past Issuance of 2.74 For Against Management
Million Shares to Various Senior
Executives of the Company and a
Subsidiary of Clough Ltd
6 Approve the Forge Group Ltd Long Term For Against Management
Incentive Plan
7 Approve the Grant of Up to 653,396 For Against Management
Performance Rights to David Simpson,
Chief Executive Officer and Managing
Director of the Company
8 Approve the Termination Entitlements For Against Management
of David Simpson, Chief Executive
Officer and Managing Director of the
Company
--------------------------------------------------------------------------------
G8 EDUCATION LIMITED
Ticker: GEM Security ID: Q3973C110
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For Against Management
2 Elect Brian Hilton Bailison as a For For Management
Director
3 Elect Jennifer Joan Hutson as a For For Management
Director
4 Ratify the Past Issuance of 24.14 For For Management
Million Shares to Institutional and
Professional Investors
--------------------------------------------------------------------------------
GINDALBIE METALS LTD.
Ticker: GBG Security ID: Q4046S108
Meeting Date: NOV 16, 2012 Meeting Type: Annual
Record Date: NOV 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Michael O'Neill as a Director For For Management
3 Elect Shao An Lin as a Director For Against Management
4 Elect Paul Hallam as a Director For For Management
5 Approve the Employee Share Option Plan For For Management
6 Approve the Grant of 1.15 Million For For Management
Options to Timothy Netscher, Managing
Director of the Company
--------------------------------------------------------------------------------
GINDALBIE METALS LTD.
Ticker: GBG Security ID: Q4046S108
Meeting Date: FEB 08, 2013 Meeting Type: Special
Record Date: FEB 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Issuance of 87.8 Million For For Management
Shares to Angang Group Hong Kong
(Holdings) Limited
2 Ratify the Past Issuance of 156.86 For For Management
Million Shares to Sophisticated and
Institutional Investors
--------------------------------------------------------------------------------
GOODMAN FIELDER LTD.
Ticker: GFF Security ID: Q4223N112
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Share Rights to For For Management
Chris Delaney, Managing Director and
Chief Executive Officer, under the
Company's Short-Term Incentive Plan
and Equity Incentive Plan
4 Elect Jan Dawson as a Director For For Management
5 Elect Chris Froggatt as a Director For For Management
--------------------------------------------------------------------------------
GRAINCORP LTD.
Ticker: GNC Security ID: Q42655102
Meeting Date: DEC 20, 2012 Meeting Type: Annual
Record Date: DEC 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3.1 Elect Don Taylor as a Director For For Management
3.2 Elect David Trebeck as a Director For For Management
3.3 Elect Donald McGauchie as a Director For For Management
4 Approve the Amendment to the Terms of For For Management
Rights Issued under the Long Term
Incentive Plan and Deferred Equity
Plan to Allow the Board to Issue
Shares to Satisfy Vested Rights
5 Approve the Provision of Financial For For Management
Assistance in Relation to the
Acquisition by GrainCorp Operations
Ltd of Certain Companies
--------------------------------------------------------------------------------
GUD HOLDINGS LTD.
Ticker: GUD Security ID: Q43709106
Meeting Date: NOV 01, 2012 Meeting Type: Annual
Record Date: OCT 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Peter Hay as a Director For For Management
2.2 Elect Mark Smith as a Director For For Management
2.3 Elect Graeme Billings as a Director For For Management
2.4 Elect David Robinson as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Company's Long Term For For Management
Incentive Equity Plan
5 Approve the Grant of 84,745 For For Management
Performance Rights to Ian Campbell,
Managing Director of the Company
6 Approve the Spill Resolution Against Against Management
--------------------------------------------------------------------------------
GWA GROUP LTD
Ticker: GWA Security ID: Q4394K152
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: OCT 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bill Bartlett as a Director For For Management
2 Elect Richard Thornton as a Director For Against Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Grant of 345,000 For For Management
Performance Rights to Peter Crowley,
Managing Director of the Company
5 Approve the Grant of Up to 65,000 For For Management
Performance Rights to Richard
Thornton, Executive Director of the
Company
--------------------------------------------------------------------------------
IINET LIMITED
Ticker: IIN Security ID: Q4875K101
Meeting Date: NOV 20, 2012 Meeting Type: Annual
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Simon Hackett as Director For For Management
1b Elect Michael Smith as Director For For Management
1c Elect Peter James as Director For For Management
2 Approve the Adoption of the For Against Management
Remuneration Report
3 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
IMDEX LTD.
Ticker: IMD Security ID: Q4878M104
Meeting Date: OCT 18, 2012 Meeting Type: Annual
Record Date: OCT 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Ross Kelly as a Director For For Management
3 Approve the Renewal of the Employee None For Management
Performance Rights Plan
4 Approve the Issuance of Up to 300,000 For For Management
Performance Rights to Bernie Ridgeway,
Managing Director of the Company
5 Ratify the Past Issuance of 1.31 For For Management
Million Shares to System Mud Industria
e Comercio Ltda Vendors
6 Ratify the Past Issuance of 500,000 For For Management
Shares to Brian Dobson as
Consideration for the Purchase of Mud
Systems Pte Ltd
7 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
INDEPENDENCE GROUP NL
Ticker: IGO Security ID: Q48886107
Meeting Date: NOV 21, 2012 Meeting Type: Annual
Record Date: NOV 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Bilbe as a Director For For Management
2 Approve the Adoption of the For For Management
Remuneration Report
3 Approve the Grant of Up to 183,824 For For Management
Performance Rights to Christopher
Bonwick, Managing Director of the
Company
--------------------------------------------------------------------------------
INVOCARE LTD.
Ticker: IVC Security ID: Q4976L107
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Tina Clifton as a Director For For Management
3 Elect Roger Penman as a Director For For Management
4 Approve the Provision of Financial For For Management
Assistance in Connection with the
Acquisition of Tuckers Funeral &
Bereavement Services Pty Ltd
--------------------------------------------------------------------------------
IOOF HOLDINGS LTD.
Ticker: IFL Security ID: Q49809108
Meeting Date: NOV 27, 2012 Meeting Type: Annual
Record Date: NOV 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect George Venardos as a Director For For Management
2b Elect Roger Sexton as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Grant of Up to 250,000 For Against Management
Performance Rights to Christopher
Kelaher, Managing Director of the
Company
5a Approve the Provision of Financial For For Management
Assistance in Relation to the
Acquisition of All the Issued Shares
in DKN Financial Group Limited
5b Approve the Provision of Financial For For Management
Assistance in Relation to the
Acquisition of All the Issued Shares
in Plan B Group Holdings Limited
--------------------------------------------------------------------------------
IRESS LIMITED
Ticker: IRE Security ID: Q49822101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Cameron as a Director For For Management
2 Elect Peter Dunai as a Director For For Management
3 Elect Anthony D'Aloisio as a Director For For Management
4 Approve the Remuneration Report For For Management
5 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
6 Approve the Grant of Up to 65,000 For Against Management
Deferred Shares and 160,000
Performance Rights to Andrew Walsh,
Managing Director of the Company
--------------------------------------------------------------------------------
JB HI-FI LIMITED
Ticker: JBH Security ID: Q5029L101
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: OCT 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3a Elect Richard Murray as a Director For For Management
3b Elect Greg Richards as a Director For For Management
3c Elect James King as a Director For For Management
4a Approve the Grant of 320,027 Options For For Management
to Terry Smart, Executive Director of
the Company
4b Approve the Grant of 148,531 Options For For Management
to Richard Murray, Executive Director
of the Company
--------------------------------------------------------------------------------
KAROON GAS AUSTRALIA LTD.
Ticker: KAR Security ID: Q5210P101
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the None For Management
Remuneration Report
2 Elect Stephen Power as a Director For For Management
3 Elect Mark Smith as a Director For Against Management
4 Approve the Employee Share Option Plan None For Management
2012
5 Approve the Performance Rights Plan None For Management
2012
6 Ratify the Payment of a Total of For For Management
A$510,215 to Non-Executive Directors
as Remuneration During the Financial
Year Ended June 30, 2012
7 Approve the Maximum Aggregate For Against Management
Remuneration of Non-Executive
Directors in the Amount of A$900,000
Per Year
8 Approve the Grant of Up to 200,000 None Against Management
Options to Jose Coutinho Barbosa,
Non-Executive Director of the Company
9 Approve the Grant of Up to 102,041 None For Management
2012 ESOP Options and 22,124
Performance Rights to Scott Hosking,
Chief Financial Officer and Secretary
of the Company
10 Approve the Grant of Up to 100,000 None For Management
2012 ESOP Options and 22,124
Performance Rights to Tim Hosking,
General Manager of Karoon South America
--------------------------------------------------------------------------------
KINGSGATE CONSOLIDATED LTD.
Ticker: KCN Security ID: Q5318K103
Meeting Date: NOV 21, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter McAleer as a Director For For Management
2 Ratify the Past Issuance of 9.86 For For Management
Million Shares to Institutional and
Sophisticated Investors Including
Existing Shareholders
3 Approve the Adoption of the For Against Management
Remuneration Report
4 Approve the Grant of Up to 106,082 For Against Management
Deferred Rights and 222,955
Performance Rights to Gavin Thomas,
Managing Director of the Company
--------------------------------------------------------------------------------
LYNAS CORPORATION LTD.
Ticker: LYC Security ID: Q5683J103
Meeting Date: NOV 20, 2012 Meeting Type: Annual
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect David Davidson as a Director For For Management
3 Elect Jacob Klein as a Director For For Management
4 Approve the Amendment to the Company's For For Management
Constitution Re: Direct Voting
5 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
6 Ratify the Past Issuance of For For Management
Convertible Bonds to Funds Managed or
Selected by Mt Kellet Capital
Management
--------------------------------------------------------------------------------
M2 TELECOMMUNICATIONS GROUP LTD.
Ticker: MTU Security ID: Q644AU109
Meeting Date: OCT 26, 2012 Meeting Type: Annual
Record Date: OCT 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For Against Management
3 Elect Michael Simmons as a Director For For Management
4 Approve the Increase in Maximum None Against Management
Aggregate Remuneration of
Non-Executive Directors
5 Approve the Provision of Financial For For Management
Assistance in Relation to the
Acquisition of All the Issued Shares
in Primus Telecom Holdings Pty Ltd
--------------------------------------------------------------------------------
MACMAHON HOLDINGS LTD.
Ticker: MAH Security ID: Q56970132
Meeting Date: NOV 09, 2012 Meeting Type: Annual
Record Date: NOV 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Kenneth Bruce Scott-Mackenzie as For For Management
a Director
3 Elect Barry Raymond Ford as a Director For For Management
--------------------------------------------------------------------------------
MAVERICK DRILLING & EXPLORATION LTD
Ticker: MAD Security ID: Q5816T101
Meeting Date: NOV 16, 2012 Meeting Type: Annual
Record Date: NOV 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Joseph Camuglia as a Director For For Management
3 Elect Brad Simmons as a Director For For Management
4 Elect Lee Clarke as a Director For For Management
5 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
MEDUSA MINING LTD.
Ticker: MML Security ID: Q59444101
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: NOV 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Weinberg as Director For For Management
2 Approve Disapplication of Pre-emptive For For Management
Rights
3 Approve the Adoption of the None For Management
Remuneration Report
--------------------------------------------------------------------------------
MERMAID MARINE AUSTRALIA LTD.
Ticker: MRM Security ID: Q6008Q111
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3 Elect Anthony Howarth as a Director For For Management
4 Elect Eva Alexandra Howell as a For For Management
Director
5 Elect Chiang Gnee Heng as a Director For For Management
6 Approve the Mermaid Marine Australia For For Management
Limited Managing Director's
Performance Rights Plan - 2012
7 Approve the Grant of Up to 317,865 For For Management
Performance Rights to Jeffrey Weber,
Managing Director of the Company
8 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
9 Approve the Adoption of a New For For Management
Constitution
--------------------------------------------------------------------------------
MESOBLAST LTD.
Ticker: MSB Security ID: Q6005U107
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the None Against Management
Remuneration Report
3 Elect Ben-Zion Weiner as a Director For For Management
4 Elect Donal O'Dwyer as a Director For For Management
5 Renew Proportional Bid Provisions For For Management
--------------------------------------------------------------------------------
MINERAL RESOURCES LTD.
Ticker: MIN Security ID: Q60976109
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Approve Dividends For For Management
3 Elect Joe Ricciardo as a Director For Against Management
--------------------------------------------------------------------------------
MIRABELA NICKEL LTD.
Ticker: MBN Security ID: Q6188C106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report None For Management
2 Approve the Spill Resolution None Against Management
3 Elect Peter Bruce Nicholson as a For For Management
Director
4 Elect Stuart Nicholas Sheard as a For For Management
Director
5 Approve the 2013 Mirabela Nickel For For Management
Limited Long Term Incentive Plan
6 Approve the Grant of Up to 1.77 For For Management
Million Performance Rights to Ian
Frank Purdy, Managing Director and
Chief Executive Officer of the Company
7a Approve the Termination Benefits of For For Management
Ian Frank Purdy, Managing Director and
Chief Executive Officer of the Company
7b Approve the Termination Benefits of For For Management
Anthony Peter Kocken, Chief Operations
Officer of the Company
7c Approve the Termination Benefits of For For Management
Christiaan Philippus Els, Chief
Financial Officer of the Company
8 Approve the Amendment to the Company's For For Management
Constitution in Relation to the Annual
Reelection of Directors
9 Approve the Amendment to the Company's For For Management
Constitution in Relation to the
Reinstatement of the Proportional
Takeover Bid Provisions
--------------------------------------------------------------------------------
MONADELPHOUS GROUP LTD.
Ticker: MND Security ID: Q62925104
Meeting Date: NOV 20, 2012 Meeting Type: Annual
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Dempsey as a Director For For Management
2 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
MOUNT GIBSON IRON LTD
Ticker: MGX Security ID: Q64224100
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: NOV 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chen Zhouping as a Director For For Management
2 Elect Li Shao Feng as a Director For For Management
3 Elect Russell Barwick as a Director For For Management
4 Elect Paul Dougas as a Director For For Management
5 Elect Simon Bird as a Director For For Management
6 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
MYER HOLDINGS LTD.
Ticker: MYR Security ID: Q64865100
Meeting Date: DEC 07, 2012 Meeting Type: Annual
Record Date: DEC 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
3a Elect Paul McClintock as a Director For For Management
3b Elect Ian Morrice as a Director For For Management
3c Elect Anne Brennan as a Director For For Management
3d Elect Peter Hay as a Director For For Management
4 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
NAVITAS LTD.
Ticker: NVT Security ID: Q6630H109
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: NOV 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Ted Evans as a Director For For Management
3 Elect James King as a Director For For Management
4 Elect Tracey Horton as a Director For For Management
--------------------------------------------------------------------------------
NRW HOLDINGS LTD.
Ticker: NWH Security ID: Q6951V109
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Michael Arnett as a Director For For Management
3 Approve the Grant of Up to 684,006 For For Management
Performance Rights to Julian
Pemberton, CEO and Managing Director
of the Company
4 Approve the Increase in Maximum None Against Management
Aggregate Remuneration of
Non-Executive Directors
5 Approve the Amendment to the Company's For For Management
Constitution
6 Approve the Adoption of the None For Management
Remuneration Report
7 Approve the Spill Resolution None Against Management
--------------------------------------------------------------------------------
NUFARM LIMITED (FORMERLY FERNZ CORP. LTD.)
Ticker: NUF Security ID: Q7007B105
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3a Elect W B 'Bruce' Goodfellow as a For For Management
Director
3b Elect Francis Anthony 'Frank' Ford as For For Management
a Director
4 Approve the Grant of Performance For For Management
Rights to Doug Rathbone, Managing
Director and Chief Executive Officer
of the Company
--------------------------------------------------------------------------------
PACIFIC BRANDS LTD
Ticker: PBG Security ID: Q7161J100
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: OCT 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Nora Scheinkestel as a Director For For Management
2b Elect James King as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Spill Resolution Against Against Management
5.1 Approve the Issuance of Up to 762,712 For For Management
Sign-on Rights and 2.02 Million F13
Performance Rights to John Pollaers,
Chief Executive Officer of the Company
5.2 Approve the Grant of Additional For For Management
Termination Benefits to John Pollaers,
Chief Executive Officer of the Company
6 Approve the Adoption of Proportional For For Management
Takeover Provisions
--------------------------------------------------------------------------------
PALADIN ENERGY LTD.
Ticker: PDN Security ID: Q7264T104
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Donald Shumka as a Director For For Management
3 Elect Peter Donkin as a Director For For Management
4 Approve the Employee Performance Share For For Management
Rights Plan
5 Approve the Contractor Performance For For Management
Share Rights Plan
6 Ratify the Past Issuance of US$247 For For Management
Million Worth of Convertible Bonds to
Australian and International
Institutional and Professional
Investors
7 Approve the Renewal of the For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
PANAUST LTD
Ticker: PNA Security ID: Q7283A110
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Annabelle Chaplain as a Director For For Management
4 Elect Geoffrey Billard as a Director For For Management
5 Elect Zezhong Li as a Director For For Management
6 Approve the Grant of Up to 3.55 For For Management
Million Ordinary Fully Paid Shares and
the Advance of Loan to Gary Stafford,
Managing Director of the Company
--------------------------------------------------------------------------------
PERSEUS MINING LTD.
Ticker: PRU Security ID: Q74174105
Meeting Date: NOV 23, 2012 Meeting Type: Annual
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Rhett Brans as Director For Against Management
3 Elect Sean Harvey as Director For For Management
4 Approve Perseus Mining Limited For For Management
Performance Rights Plan
5 Approve the Grant of Up to 500,000 For For Management
Performance Rights to Mark Calderwood,
Executive Director of the Company
6 Approve the Grant of Up to 300,000 For For Management
Performance Rights to Colin Carson,
Executive Director of the Company
7 Approve the Grant of Up to 300,000 For For Management
Performance Rights to Rhett Brans,
Executive Director of the Company
--------------------------------------------------------------------------------
PRIMARY HEALTH CARE LTD.
Ticker: PRY Security ID: Q77519108
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of Remuneration For For Management
Report
3 Elect Rob Ferguson as a Director For For Management
4 Elect Arlene Tansey as a Director For For Management
--------------------------------------------------------------------------------
REGIS RESOURCES LTD.
Ticker: RRL Security ID: Q8059N120
Meeting Date: NOV 09, 2012 Meeting Type: Annual
Record Date: NOV 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Ross Kestel as a Director For For Management
3 Elect Morgan Cain Hart as a Director For For Management
4 Approve the Acquisition of the For For Management
McPhillamys Gold Project
--------------------------------------------------------------------------------
RESOLUTE MINING LTD.
Ticker: RSG Security ID: Q81068100
Meeting Date: NOV 27, 2012 Meeting Type: Annual
Record Date: NOV 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Peter Ernest Huston as a Director For For Management
3 Approve the Resolute Mining For For Management
Performance Rights Plan
4 Approve the Grant of Up to 546,875 For For Management
Performance Rights to Peter Sullivan
--------------------------------------------------------------------------------
SAI GLOBAL LTD.
Ticker: SAI Security ID: Q8227J100
Meeting Date: OCT 30, 2012 Meeting Type: Annual
Record Date: OCT 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Anna Buduls as a Director For For Management
3 Elect W Peter Day as a Director For For Management
4 Elect Robert Aitken as a Director For For Management
5 Approve the Grant of Performance Share For For Management
Rights to Anthony Scotton, Executive
Director and Chief Executive Officer
--------------------------------------------------------------------------------
SANDFIRE RESOURCES NL
Ticker: SFR Security ID: Q82191109
Meeting Date: NOV 27, 2012 Meeting Type: Annual
Record Date: NOV 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Derek La Ferla as Director For Against Management
3 Elect Soocheol Shin as Director For Against Management
--------------------------------------------------------------------------------
SEEK LTD.
Ticker: SEK Security ID: Q8382E102
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For Against Management
3a Elect Colin Carter as a Director For For Management
3b Elect Graham Goldsmith as a Director For For Management
4a Approve the Grant of Performance For Against Management
Rights to Andrew Bassat, Managing
Director and Chief Executive Officer
of the Company
4b Approve the Grant of 1.09 Million Long For For Management
Term Incentive Options to to Andrew
Bassat, Managing Director and Chief
Executive officer of the Company
--------------------------------------------------------------------------------
SENEX ENERGY LTD.
Ticker: SXY Security ID: Q8407E103
Meeting Date: NOV 21, 2012 Meeting Type: Annual
Record Date: NOV 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Denis Patten as a Director For For Management
2 Approve the Adoption of the For For Management
Remuneration Report
3 Approve the Increase in Maximum None Against Management
Aggregate Remuneration of
Non-Executive Directors
4 Ratify the Past Issuance of 67.57 For For Management
Million Shares to Institutional and
Sophisticated Investors
5 Approve the Grant of Up to 3 Million For For Management
Contingent Performance Rights to Ian
Davies, Managing Director of the
Company
--------------------------------------------------------------------------------
SEVEN WEST MEDIA LTD.
Ticker: SWM Security ID: Q9594W195
Meeting Date: NOV 13, 2012 Meeting Type: Annual
Record Date: NOV 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Michelle Deaker as a Director For For Management
3 Elect David Evans as a Director For For Management
4 Elect Ryan Stokes as a Director For For Management
5 Elect Doug Flynn as a Director For For Management
6 Elect Kerry Stokes as a Director For Against Management
7 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
8 Approve the Remuneration Report For Against Management
--------------------------------------------------------------------------------
SIGMA PHARMACEUTICALS LTD.
Ticker: SIP Security ID: Q8484A107
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve the Remuneration Report For For Management
4.1 Elect David Manuel as a Director For For Management
4.2 Elect David Bayes as a Director For For Management
5.1 Approve the Grant of Up to A$472,442. For For Management
88 Worth of Performance Rights to Mark
Hooper, Managing Director and CEO of
the Company
5.2 Approve the Issuance of the STIP For For Management
Performance Rights on Accelerated
Event and Payment of Termination
Benefits to Mark Hooper, Managing
Director and CEO of the Company
--------------------------------------------------------------------------------
SILVER LAKE RESOURCES LTD.
Ticker: SLR Security ID: Q85014100
Meeting Date: NOV 23, 2012 Meeting Type: Annual
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Brian Kennedy as Director For For Management
3 Elect David Griffiths as Director For For Management
4 Approve Silver Lake Resources Long For Against Management
Term Incentive Plan
5 Approve the Termination Benefits of For Against Management
Leslie Davis, Managing Director of the
Company
6 Approve the Termination Benefits of For Against Management
Christopher Banasik, Exploration and
Geology Director
7 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
8 Renew Proportional Takeover Provision For For Management
--------------------------------------------------------------------------------
SKILLED GROUP LTD.
Ticker: SKE Security ID: Q85132100
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Dividend Reinvestment Plan For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Grant of 266,160 For For Management
Performance Rights to Mick McMahon,
Chief Executive Officer of the Company
5 Elect Max Findlay as a Director For For Management
--------------------------------------------------------------------------------
SOUTHERN CROSS MEDIA GROUP
Ticker: SXL Security ID: Q8571C107
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: OCT 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Max Moore-Wilton as a Director For Against Management
3 Elect Leon Pasternak as a Director For Against Management
4 Elect Michael Carapiet as a Director For For Management
--------------------------------------------------------------------------------
SPOTLESS GROUP LTD.
Ticker: SPT Security ID: Q86963107
Meeting Date: JUL 25, 2012 Meeting Type: Court
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement between For For Management
Spotless Group Limited and Spotless
Group Limited Shareholders
--------------------------------------------------------------------------------
ST BARBARA LTD.
Ticker: SBM Security ID: Q8744Q108
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3 Elect Saul Jonathan Colin Wise as a For For Management
Director
4 Elect Phillip Clive Lockyer as a For For Management
Director
5 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
6 Approve the Issuance of Up to 438,182 For For Management
Performance Rights to Timothy James
Lehany, Managing Director and Chief
Executive Officer of the Company
7 Approve the Provision of Financial For For Management
Assistance in Relation with the
Acquisition of Allied Gold Mining
Limited
--------------------------------------------------------------------------------
SUNDANCE RESOURCES LTD.
Ticker: SDL Security ID: Q8802V106
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Barry Eldridge as a Director For For Management
3 Elect Fiona Harris as a Director For For Management
4 Ratify the Past Issuance of 115.94 For For Management
Million Shares to Sophisticated and
Institutional Investors
--------------------------------------------------------------------------------
SUPER RETAIL GROUP LTD.
Ticker: SUL Security ID: Q88009107
Meeting Date: OCT 22, 2012 Meeting Type: Annual
Record Date: OCT 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3 Elect Sally Ann Pitkin as a Director For For Management
4 Approve the Grant of Up to 330,000 For Against Management
Performance Rights to Peter Birtles,
CEO and Managing Director of the
Company
--------------------------------------------------------------------------------
TEN NETWORK HOLDINGS LTD.
Ticker: TEN Security ID: Q8980R109
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2(a) Elect Brian Long as a Director For For Management
2(b) Elect Siobhan McKenna as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
TPG TELECOM LIMITED
Ticker: TPM Security ID: Q8702T151
Meeting Date: DEC 05, 2012 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Robert Millner as a Director For Against Management
3 Elect Shane Teoh as a Director For Against Management
--------------------------------------------------------------------------------
TRANSFIELD SERVICES LTD.
Ticker: TSE Security ID: Q9187S114
Meeting Date: NOV 01, 2012 Meeting Type: Annual
Record Date: OCT 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Graeme Hunt as a Director For For Management
2b Elect Roy McKelvie as a Director For For Management
3a Elect Steven Crane as a Director For For Management
3b Elect Douglas Snedden as a Director For For Management
4 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
TRANSPACIFIC INDUSTRIES GROUP LTD.
Ticker: TPI Security ID: Q91932105
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: OCT 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3A Elect Gene Tilbrook as a Director For For Management
3B Elect Bruce Brown as a Director For For Management
3C Elect Terry Sinclair as a Director For For Management
3D Elect Jeffrey Goldfaden as a Director For For Management
4 Renew the Proportional Takeover For For Management
Provisions
--------------------------------------------------------------------------------
TROY RESOURCES LIMITED
Ticker: TRY Security ID: Q92350109
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect John L.C. Jones as a Director For For Management
3 Approve the Grant of Up to 300,000 For Against Management
Performance Rights to Paul Benson,
Managing Director and Chief Executive
Officer of the Company
--------------------------------------------------------------------------------
UGL LIMITED
Ticker: UGL Security ID: Q927AA102
Meeting Date: NOV 13, 2012 Meeting Type: Annual
Record Date: NOV 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Guy Cowan as a Director For For Management
3 Elect Robert Denham as a Director For For Management
4 Elect Raymond Ch'ien as a Director For For Management
5 Elect Douglas McTaggart as a Director For For Management
6 Ratify the Past Issuance of 746,935 For For Management
Options to the Executives and Senior
Management of the Company
7 Approve the Adoption of the For For Management
Remuneration Report
8 Approve the Spill Resolution Against Against Management
--------------------------------------------------------------------------------
VIRGIN AUSTRALIA HOLDINGS LIMITED
Ticker: VAH Security ID: Q9460N105
Meeting Date: NOV 20, 2012 Meeting Type: Annual
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Robert Thomas as a Director For For Management
3 Approve the Grant of 2.8 Million ZEPOs For For Management
to John Borghetti, Managing Director
of the Company
--------------------------------------------------------------------------------
WESTERN AREAS NL
Ticker: WSA Security ID: Q9618L100
Meeting Date: NOV 23, 2012 Meeting Type: Annual
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Juliana Hanna as a Director For For Management
2 Elect Robin Dunbar as a Director For Against Management
3 Elect Richard Yeates as a Director For For Management
4 Approve the Adoption of the For For Management
Remuneration Report
5 Approve the Grant of Up to 294,800 For For Management
Performance Rights to Daniel Lougher,
Managing Director and Chief Executive
Officer of the Company
6 Approve the Grant of Up to 165,900 For For Management
Performance Rights to David Southam,
Excecutive Director of the Company
7 Change Company Type from a Public No For For Management
Liability Company to a Public Company
Limited
8 Approve the Amendments to the For For Management
Company's Constitution
9 Renew Proportional Takeover Provisions For For Management
--------------------------------------------------------------------------------
WESTERN AREAS NL
Ticker: WSA Security ID: Q9618L100
Meeting Date: FEB 21, 2013 Meeting Type: Special
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify the Past Issuance of 13.16 For Did Not Vote Management
Million Shares to Institutional,
Professional and Sophisticated
Investors
--------------------------------------------------------------------------------
WOTIF.COM HOLDINGS LTD
Ticker: WTF Security ID: Q9860E101
Meeting Date: OCT 22, 2012 Meeting Type: Annual
Record Date: OCT 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Richard Douglas McIlwain as a For For Management
Director
3 Approve the Remuneration Report For For Management
=========================== IQ Canada Small Cap ETF ============================
ADVANTAGE OIL & GAS LTD.
Ticker: AAV Security ID: 00765F101
Meeting Date: SEP 13, 2012 Meeting Type: Special
Record Date: AUG 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ADVANTAGE OIL & GAS LTD.
Ticker: AAV Security ID: 00765F101
Meeting Date: JUN 20, 2013 Meeting Type: Annual/Special
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Stephen E. Balog For For Management
2.2 Elect Director Kelly I. Drader For For Management
2.3 Elect Director Paul G. Haggis For For Management
2.4 Elect Director Andy J. Mah For For Management
2.5 Elect Director Ronald A. McIntosh For For Management
2.6 Elect Director Sheila H. O'Brien For For Management
2.7 Elect Director Steven Sharpe For For Management
3 Approve Advance Notice Policy For For Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
AECON GROUP INC.
Ticker: ARE Security ID: 00762V109
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: MAY 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Beck For For Management
1.2 Elect Director Austin C. Beutel For For Management
1.3 Elect Director Michael A. Butt For For Management
1.4 Elect Director Anthony P. Franceschini For For Management
1.5 Elect Director J.D. Hole For For Management
1.6 Elect Director Rolf Kindbom For For Management
1.7 Elect Director Monica Sloan For For Management
1.8 Elect Director Brian V. Tobin For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AIR CANADA
Ticker: AC.B Security ID: 008911802
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Birks For Did Not Vote Management
1.2 Elect Director Christie J.B. Clark For Did Not Vote Management
1.3 Elect Director Michael M. Green For Did Not Vote Management
1.4 Elect Director Jean Marc Huot For Did Not Vote Management
1.5 Elect Director Joseph B. Leonard For Did Not Vote Management
1.6 Elect Director David I. Richardson For Did Not Vote Management
1.7 Elect Director Roy J. Romanow For Did Not Vote Management
1.8 Elect Director Calin Rovinescu For Did Not Vote Management
1.9 Elect Director Vagn Sorensen For Did Not Vote Management
1.10 Elect Director Annette Verschuren For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 The Undersigned Hereby Certifies that None Did Not Vote Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
--------------------------------------------------------------------------------
ALACER GOLD CORP.
Ticker: AQG Security ID: 010679108
Meeting Date: JUN 11, 2013 Meeting Type: Annual/Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Haddon For For Management
1.2 Elect Director David F. Quinlivan For For Management
1.3 Elect Director Jan A. Castro For For Management
1.4 Elect Director Stephanie J. Unwin For For Management
1.5 Elect Director Edward C. Dowling, Jr. For For Management
1.6 Elect Director Rohan I. Williams For For Management
1.7 Elect Director Richard P. Graff For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011527108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Mark Wayne For For Management
2.2 Elect Director John A. McCluskey For For Management
2.3 Elect Director Kenneth Stowe For For Management
2.4 Elect Director David Gower For For Management
2.5 Elect Director Paul J. Murphy For For Management
2.6 Elect Director Anthony Garson For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ALGONQUIN POWER & UTILITIES CORP.
Ticker: AQN Security ID: 015857105
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
2.1 Elect Director Christopher Ball For For Management
2.2 Elect Director Christopher Huskilson For For Management
2.3 Elect Director Christopher Jarratt For For Management
2.4 Elect Director Kenneth Moore For For Management
2.5 Elect Director Ian Robertson For For Management
2.6 Elect Director George Steeves For For Management
3 Re-approve Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Approve Emera Share Issuance Resolution For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALTAGAS LTD.
Ticker: ALA Security ID: 021361100
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, David W. For For Management
Cornhill, Allan L. Edgeworth, Hugh A.
Fergusson, Daryl H. Gilbert, Robert B.
Hodgins, Myron F. Kanik, David F.
Mackie, and M. Neil McCrank as
Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director David W. Cornhill For For Management
1.3 Elect Director Allan L. Edgeworth For For Management
1.4 Elect Director Hugh A. Fergusson For For Management
1.5 Elect Director Daryl H. Gilbert For For Management
1.6 Elect Director Robert B. Hodgins For For Management
1.7 Elect Director Myron F. Kanik For For Management
1.8 Elect Director David F. Mackie For For Management
1.9 Elect Director M. Neil McCrank For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ARGONAUT GOLD INC
Ticker: AR Security ID: 04016A101
Meeting Date: DEC 06, 2012 Meeting Type: Special
Record Date: NOV 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amalgamation of Prodigy Gold For For Management
Incorporated and 0954007 B.C. Ltd., a
Direct Wholly-Owned Subsidiary of the
Company
--------------------------------------------------------------------------------
ARGONAUT GOLD INC
Ticker: AR Security ID: 04016A101
Meeting Date: MAY 07, 2013 Meeting Type: Annual/Special
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Dougherty For For Management
1.2 Elect Director Brian J. Kennedy For For Management
1.3 Elect Director James E. Kofman For For Management
1.4 Elect Director Christopher R. Lattanzi For For Management
1.5 Elect Director Peter Mordaunt For For Management
1.6 Elect Director Dale C. Peniuk For For Management
1.7 Elect Director David H. Watkins For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Advance Notice Policy For For Management
4 Re-approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
ATLANTIC POWER CORPORATION
Ticker: ATP Security ID: 04878Q863
Meeting Date: JUN 21, 2013 Meeting Type: Annual/Special
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Irving R. Gerstein For For Management
2 Elect Director Kenneth M. Hartwick For For Management
3 Elect Director John A. McNeil For For Management
4 Elect Director R. Foster Duncan For For Management
5 Elect Director Holli Ladhani For For Management
6 Elect Director Barry E. Welch For For Management
7 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Advisory Vote on Executive For For Management
Compensation Approach
9 Approve Shareholder Rights Plan For For Management
10 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
AURICO GOLD INC.
Ticker: AUQ Security ID: 05155C105
Meeting Date: MAY 13, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colin K. Benner For For Management
1.2 Elect Director Luis M. Chavez For For Management
1.3 Elect Director Richard M. Colterjohn For For Management
1.4 Elect Director Mark J. Daniel For For Management
1.5 Elect Director Patrick D. Downey For For Management
1.6 Elect Director Alan R. Edwards For For Management
1.7 Elect Director Scott G. Perry For For Management
1.8 Elect Director Ronald E. Smith For For Management
1.9 Elect Director Joseph G. Spiteri For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Approve Omnibus Long-Term Incetive Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AURIZON MINES LTD.
Ticker: ARZ Security ID: 05155P106
Meeting Date: MAR 07, 2013 Meeting Type: Special
Record Date: FEB 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shareholder Rights Plan For Against Management
--------------------------------------------------------------------------------
AURIZON MINES LTD.
Ticker: ARZ Security ID: 05155P106
Meeting Date: MAY 09, 2013 Meeting Type: Special
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by 0963708 B.C. For For Management
Ltd., a Wholly-Owned Subsidiary of
Hecla Mining Company
--------------------------------------------------------------------------------
AVION GOLD CORP.
Ticker: AVR Security ID: 053750105
Meeting Date: OCT 12, 2012 Meeting Type: Special
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Endeavour Gold For For Management
Corporation (a Subsidiary of Endeavour
Mining Corporation) or 0947263 B.C.
Unlimited Liability Company (a
Subsidiary of Endeavour Gold
Corporation)
--------------------------------------------------------------------------------
B2GOLD CORP.
Ticker: BTO Security ID: 11777Q209
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Clive Johnson For For Management
2.2 Elect Director Robert Cross For For Management
2.3 Elect Director Robert Gayton For For Management
2.4 Elect Director Barry Rayment For For Management
2.5 Elect Director Jerry Korpan For For Management
2.6 Elect Director John Ivany For For Management
2.7 Elect Director Bongani Mtshisi For For Management
2.8 Elect Director Michael Carrick For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
BANKERS PETROLEUM LTD.
Ticker: BNK Security ID: 066286303
Meeting Date: MAY 21, 2013 Meeting Type: Annual/Special
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2a Elect Director Abdel F. (Abby) Badwi For For Management
2b Elect Director Eric Brown For For Management
2c Elect Director Wesley Clark For For Management
2d Elect Director Robert Cross For For Management
2e Elect Director Jonathan Harris For For Management
2f Elect Director Phillip Knoll For For Management
2g Elect Director Ian B. McMurtrie For For Management
2h Elect Director John B. Zaozirny For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Change Jurisdiction of Incorporation For For Management
[British Columbia to Alberta]
5 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
BANRO CORPORATION
Ticker: BAA Security ID: 066800103
Meeting Date: JUN 28, 2013 Meeting Type: Annual/Special
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Clarke For Withhold Management
1.2 Elect Director Maurice J. Colson For For Management
1.3 Elect Director Peter N. Cowley For Withhold Management
1.4 Elect Director Peter V. Gundy For For Management
1.5 Elect Director Arnold T. Kondrat For Withhold Management
1.6 Elect Director Richard J. Lachcik For Withhold Management
1.7 Elect Director Bernard R. van Rooyen For Withhold Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
BELLATRIX EXPLORATION LTD.
Ticker: BXE Security ID: 078314101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Raymond G. Smith For For Management
2.2 Elect Director Doug N. Baker For For Management
2.3 Elect Director Murray L. Cobbe For For Management
2.4 Elect Director John H. Cuthbertson For For Management
2.5 Elect Director W.C. (Mickey) Dunn For For Management
2.6 Elect Director Melvin M. Hawkrigg For For Management
2.7 Elect Director Robert A. Johnson For For Management
2.8 Elect Director Keith E. Macdonald For For Management
2.9 Elect Director Murray B. Todd For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BIRCHCLIFF ENERGY LTD.
Ticker: BIR Security ID: 090697103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Gordon W. Cameron For For Management
2.2 Elect Director Kenneth N. Cullen For For Management
2.3 Elect Director Larry A. Shaw For For Management
2.4 Elect Director Werner A. Siemens For For Management
2.5 Elect Director A. Jeffery Tonken For Withhold Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BLACKPEARL RESOURCES INC.
Ticker: PXX Security ID: 09251U100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Craig For For Management
1.2 Elect Director Brian D. Edgar For For Management
1.3 Elect Director John L. Festival For For Management
1.4 Elect Director Keith C. Hill For For Management
1.5 Elect Director Victor M. Luhowy For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CAE INC.
Ticker: CAE Security ID: 124765108
Meeting Date: AUG 09, 2012 Meeting Type: Annual/Special
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynton R. Wilson For For Management
1.2 Elect Director Marc Parent For For Management
1.3 Elect Director Brian E. Barents For For Management
1.4 Elect Director John A. (Ian) Craig For For Management
1.5 Elect Director H. Garfield Emerson For For Management
1.6 Elect Director Michael M. Fortier For For Management
1.7 Elect Director Paul Gagne For For Management
1.8 Elect Director James F. Hankinson For For Management
1.9 Elect Director E. Randolph (Randy) For For Management
Jayne II
1.10 Elect Director Robert Lacroix For For Management
1.11 Elect Director John P. Manley For For Management
1.12 Elect Director Peter J. Schoomaker For For Management
1.13 Elect Director Katharine B. Stevenson For For Management
1.14 Elect Director Lawrence N. Stevenson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CALFRAC WELL SERVICES LTD.
Ticker: CFW Security ID: 129584108
Meeting Date: MAY 14, 2013 Meeting Type: Annual/Special
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Mathison For For Management
1.2 Elect Director Douglas R. Ramsay For For Management
1.3 Elect Director Kevin R. Baker For For Management
1.4 Elect Director James S. Blair For For Management
1.5 Elect Director Gregory S. Fletcher For For Management
1.6 Elect Director Lorne A. Gartner For For Management
1.7 Elect Director R.T. (Tim) Swinton For For Management
1.8 Elect Director Fernando Aguilar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Allow Board to Appoint Additional For For Management
Directors Between Annual Meetings
--------------------------------------------------------------------------------
CANEXUS CORP.
Ticker: CUS Security ID: 13751W103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie L. Felesky For For Management
1.2 Elect Director Hugh A. Fergusson For For Management
1.3 Elect Director Douglas P. Hayhurst For For Management
1.4 Elect Director Arthur N. Korpach For For Management
1.5 Elect Director Gary L. Kubera For For Management
1.6 Elect Director William J. McAdam For For Management
1.7 Elect Director Richard A. Ott For For Management
1.8 Elect Director Lyall C. Work For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CANFOR CORPORATION
Ticker: CFP Security ID: 137576104
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. G. Bentley For Withhold Management
1.2 Elect Director Glen D. Clark For For Management
1.3 Elect Director Ronald L. Cliff For For Management
1.4 Elect Director Michael J. Korenberg For For Management
1.5 Elect Director James A. Pattison For For Management
1.6 Elect Director Conrad A. Pinette For For Management
1.7 Elect Director James McNeill (Mack) For For Management
Singleton
1.8 Elect Director Ross S. Smith For For Management
1.9 Elect Director William W. Stinson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CANYON SERVICES GROUP INC.
Ticker: FRC Security ID: 138873104
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley P.D. Fedora For For Management
1.2 Elect Director Stan G.P. Grad For For Management
1.3 Elect Director Raymond P. Antony For For Management
1.4 Elect Director Neil M. MacKenzie For For Management
1.5 Elect Director Richard E. Peterson For For Management
1.6 Elect Director Michael Scott Ratushny For For Management
1.7 Elect Director Miles Lich For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CAPSTONE MINING CORP.
Ticker: CS Security ID: 14068G104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Lawrence I. Bell For For Management
2.2 Elect Director George L. Brack For For Management
2.3 Elect Director Chantal Gosselin For For Management
2.4 Elect Director GookHo Lee For For Management
2.5 Elect Director Kalidas Madhavpeddi For For Management
2.6 Elect Director Dale C. Peniuk For For Management
2.7 Elect Director Darren M. Pylot For For Management
2.8 Elect Director Richard N. Zimmer For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
CELTIC EXPLORATION LTD.
Ticker: CLT Security ID: 15118Q109
Meeting Date: DEC 14, 2012 Meeting Type: Special
Record Date: NOV 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by ExxonMobil For For Management
Canada Ltd.
2 Approve Stock Option Plan for Kelt For Against Management
Exploration Ltd.
3 Approve Restricted Share Unit Plan for For Against Management
Kelt Exploration Ltd.
4 Approve Issuance of Shares in One or For For Management
More Private Placements
--------------------------------------------------------------------------------
CENTERRA GOLD INC.
Ticker: CG Security ID: 152006102
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Atkinson For For Management
1.2 Elect Director Richard W. Connor For For Management
1.3 Elect Director Raphael A. Girard For For Management
1.4 Elect Director Karybek U. Ibraev For For Management
1.5 Elect Director Stephen A. Lang For For Management
1.6 Elect Director John W. Lill For For Management
1.7 Elect Director Amangeldy M. Muraliev For For Management
1.8 Elect Director Sheryl K. Pressler For For Management
1.9 Elect Director Terry V. Rogers For For Management
1.10 Elect Director Bruce V. Walter For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD.
Ticker: CGG Security ID: 16890P103
Meeting Date: DEC 20, 2012 Meeting Type: Special
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the CSH Agreements For For Management
2 Approve the Jiama Agreements For For Management
3 Approve the Annual Monetary Caps Under For For Management
the Jiama Framework Agreement
4 Ratify All Acts of Directors and For For Management
Officers
5 Other Business For Against Management
--------------------------------------------------------------------------------
CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD.
Ticker: CGG Security ID: 16890P103
Meeting Date: JUN 18, 2013 Meeting Type: Annual/Special
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Zhaoxue Sun For Withhold Management
2.2 Elect Director Xin Song For Withhold Management
2.3 Elect Director Bing Liu For Withhold Management
2.4 Elect Director Zhanming Wu For Withhold Management
2.5 Elect Director Ian He For For Management
2.6 Elect Director Yunfei Chen For For Management
2.7 Elect Director Gregory Hall For Withhold Management
2.8 Elect Director John King Burns For For Management
2.9 Elect Director Xiangdong Jiang For Withhold Management
3 Approve Deloitte Touche Tohmatsu LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Transaction with a Related For For Management
Party - Approve Supplemental Jiama
Framework Agreement
8 Approve Transaction with a Related For For Management
Party - Approve Annual Monetary Caps
under Supplemental Jiama Framework
Agreement
9 Approve Supplemental Contract for For For Management
Purchase and Sale of Dore
10 Approve Product and Service Framework For For Management
Agreement
11 Approve Annual Monetary Caps under For For Management
Product and Service Framework Agreement
12 Approve Transaction with a Related For For Management
Party - Approve Contract for Purchase
and Sale of Copper Concentrate
13 Approve Transaction with a Related For For Management
Party - Approve Annual Monetary Caps
under Contract for Purchase and Sale
of Copper Concentrate
14 Ratify All Acts of Directors and For For Management
Officers
15 Other Business For Against Management
--------------------------------------------------------------------------------
CHORUS AVIATION INC.
Ticker: CHR.B Security ID: 17040T201
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Collins For Did Not Vote Management
1.2 Elect Director Karen Cramm For Did Not Vote Management
1.3 Elect Director Benjamin C. Duster, IV For Did Not Vote Management
1.4 Elect Director Richard D. Falconer For Did Not Vote Management
1.5 Elect Director Sydney John Isaacs For Did Not Vote Management
1.6 Elect Director G. Ross MacCormack For Did Not Vote Management
1.7 Elect Director Richard H. McCoy For Did Not Vote Management
1.8 Elect Director John T. McLennan For Did Not Vote Management
1.9 Elect Director Joseph D. Randell For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 The Undersigned Hereby Certifies that None Did Not Vote Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
--------------------------------------------------------------------------------
CML HEALTHCARE INC.
Ticker: CLC Security ID: 12582Q103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gery J. Barry For For Management
1.2 Elect Director Joseph Fairbrother For For Management
1.3 Elect Director Robert P. Fisher For For Management
1.4 Elect Director Patrice E. Merrin For For Management
1.5 Elect Director Peter van der Velden For For Management
1.6 Elect Director Stephen R. Wiseman For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
COLOSSUS MINERALS INC.
Ticker: CSI Security ID: 19681L109
Meeting Date: MAY 21, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alberto Arias For For Management
1b Elect Director John Frostiak For For Management
1c Elect Director David Garofalo For For Management
1d Elect Director Greg Hall For For Management
1e Elect Director Mel Leiderman For For Management
1f Elect Director Claudio Mancuso For For Management
1g Elect Director Douglas Reeson For For Management
1h Elect Director John Turner For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Adopt New Bylaws For For Management
--------------------------------------------------------------------------------
CONTINENTAL GOLD LIMITED
Ticker: CNL Security ID: G23850103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Allen For For Management
1.2 Elect Director Ari B. Sussman For For Management
1.3 Elect Director Gary P. Barket For For Management
1.4 Elect Director Jaime I. Gutierrez For For Management
1.5 Elect Director Paul J. Murphy For For Management
1.6 Elect Director Leon Teicher For For Management
1.7 Elect Director Kenneth G. Thomas For For Management
1.8 Elect Director Timothy A. Warman For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
CREW ENERGY INC.
Ticker: CR Security ID: 226533107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director John A. Brussa For For Management
2.2 Elect Director Jeffery E. Errico For For Management
2.3 Elect Director Dennis L. Nerland For For Management
2.4 Elect Director Dale O. Shwed For For Management
2.5 Elect Director David G. Smith For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
DEETHREE EXPLORATION LTD.
Ticker: DTX Security ID: 24461P106
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2 Elect Director Martin Cheyne For Withhold Management
3 Elect Director Michael Kabanuk For Withhold Management
4 Elect Director Dennis Nerland For Withhold Management
5 Elect Director Bradley Porter For For Management
6 Elect Director Henry Hamm For For Management
7 Elect Director Brendan Carrigy For Withhold Management
8 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
DENISON MINES CORP.
Ticker: DML Security ID: 248356107
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eun Ho Cheong For For Management
1.2 Elect Director John H. Craig For For Management
1.3 Elect Director W. Robert Dengler For For Management
1.4 Elect Director Brian D. Edgar For For Management
1.5 Elect Director Ron F. Hochstein For For Management
1.6 Elect Director Lukas H. Lundin For For Management
1.7 Elect Director William A. Rand For For Management
1.8 Elect Director Catherine J.G. Stefan For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Advance Notice Policy For For Management
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
DUNDEE PRECIOUS METALS INC.
Ticker: DPM Security ID: 265269209
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek H.L. Buntain For For Management
1.2 Elect Director R. Peter Gillin For For Management
1.3 Elect Director Jonathan Goodman For For Management
1.4 Elect Director Richard Howes For For Management
1.5 Elect Director Murray John For For Management
1.6 Elect Director Jeremy Kinsman For For Management
1.7 Elect Director Garth A.C. MacRae For For Management
1.8 Elect Director Peter Nixon For For Management
1.9 Elect Director Ronald Singer For For Management
1.10 Elect Director Eira Thomas For For Management
1.11 Elect Director Anthony P. Walsh For For Management
1.12 Elect Director William G. Wilson For For Management
1.13 Elect Director Donald Young For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Repricing of Warrants For For Management
4 Establish Range for Board Size For For Management
--------------------------------------------------------------------------------
ELEMENT FINANCIAL CORP
Ticker: EFN Security ID: 286181201
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven K. Hudson For For Management
1.2 Elect Director Harold D. Bridge For For Management
1.3 Elect Director Fraser Clarke For For Management
1.4 Elect Director Gordon D. Giffin For For Management
1.5 Elect Director Michael D. Harris For For Management
1.6 Elect Director Pierre Lortie For For Management
1.7 Elect Director Stephens B. Lowden For For Management
1.8 Elect Director Steven Small For For Management
1.9 Elect Director Paul Stoyan For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ENDEAVOUR MINING CORP.
Ticker: EDV Security ID: G3040R109
Meeting Date: OCT 12, 2012 Meeting Type: Special
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with Acquisition of Avion
Gold Corporation
--------------------------------------------------------------------------------
ENDEAVOUR MINING CORP.
Ticker: EDV Security ID: G3040R109
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Beckett For For Management
1.2 Elect Director Jorge L. Gamarci For For Management
1.3 Elect Director Antony Harwood For For Management
1.4 Elect Director Ian Henderson For For Management
1.5 Elect Director Wayne McManus For For Management
1.6 Elect Director Neil Woodyer For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ENDEAVOUR SILVER CORPORATION
Ticker: EDR Security ID: 29258Y103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Ricardo M. Campoy For For Management
2.2 Elect Director Bradford J. Cooke For For Management
2.3 Elect Director Geoffrey A. Handley For For Management
2.4 Elect Director Rex J. McLennan For For Management
2.5 Elect Director Kenneth Pickering For For Management
2.6 Elect Director Mario D. Szotlender For For Management
2.7 Elect Director Godfrey J. Walton For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
ENSIGN ENERGY SERVICES INC.
Ticker: ESI Security ID: 293570107
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director N. Murray Edwards For For Management
2.2 Elect Director Robert H. Geddes For For Management
2.3 Elect Director James B. Howe For For Management
2.4 Elect Director Len O. Kangas For For Management
2.5 Elect Director Selby W. Porter For For Management
2.6 Elect Director John G. Schroeder For For Management
2.7 Elect Director Kenneth J. Skirka For For Management
2.8 Elect Director Gail D. Surkan For For Management
2.9 Elect Director Barth E. Whitham For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
EXTORRE GOLD MINES LIMITED
Ticker: XG Security ID: 30227B109
Meeting Date: AUG 15, 2012 Meeting Type: Special
Record Date: JUL 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Yamana Gold Inc. For For Management
--------------------------------------------------------------------------------
FIRST MAJESTIC SILVER CORP.
Ticker: FR Security ID: 32076V103
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Keith Neumeyer For For Management
2.2 Elect Director Ramon Davila For For Management
2.3 Elect Director Robert A. McCallum For For Management
2.4 Elect Director Douglas Penrose For For Management
2.5 Elect Director Tony Pezzotti For For Management
2.6 Elect Director David Shaw For For Management
2.7 Elect Director Robert Young For For Management
3 Ratify Deloitte LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
FORTUNA SILVER MINES INC.
Ticker: FVI Security ID: 349915108
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2 Elect Director Jorge Ganoza Durant For Withhold Management
3 Elect Director Simon Ridgway For Withhold Management
4 Elect Director Tomas Guerrero For For Management
5 Elect Director Michael Iverson For Withhold Management
6 Elect Director Mario Szotlender For Withhold Management
7 Elect Director Robert Gilmore For For Management
8 Elect Director Thomas Kelly For For Management
9 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Other Business For Against Management
--------------------------------------------------------------------------------
GABRIEL RESOURCES LTD.
Ticker: GBU Security ID: 361970106
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dag Cramer For For Management
1.2 Elect Director Alfred Gusenbauer For For Management
1.3 Elect Director Jonathan Henry For For Management
1.4 Elect Director Keith Hulley For For Management
1.5 Elect Director H. Wayne Kirk For For Management
1.6 Elect Director Igor Levental For For Management
1.7 Elect Director David Peat For For Management
1.8 Elect Director Walter Segsworth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GIBSON ENERGY INC.
Ticker: GEI Security ID: 374825206
Meeting Date: MAY 08, 2013 Meeting Type: Annual/Special
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Stewart Hanlon For For Management
1.2 Elect Director James M. Estey For For Management
1.3 Elect Director James J. Cleary For For Management
1.4 Elect Director Donald R. Ingram For For Management
1.5 Elect Director Marshall L. McRae For For Management
1.6 Elect Director Clayton H. Woitas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Stock Dividend Program For For Management
4 Approve Equity Incentive Plan For Against Management
5 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC.
Ticker: GTE Security ID: 38500T101
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana Coffield For For Management
1.2 Elect Director Jeffrey J. Scott For For Management
1.3 Elect Director Verne Johnson For For Management
1.4 Elect Director Nicholas G. Kirton For For Management
1.5 Elect Director J. Scott Price For Withhold Management
1.6 Elect Director Gerald Macey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARRY WINSTON DIAMOND CORPORATION
Ticker: HW Security ID: 41587B100
Meeting Date: JUL 18, 2012 Meeting Type: Annual/Special
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew W. Barrett For For Management
1.2 Elect Director Micheline Bouchard For For Management
1.3 Elect Director David Carey For For Management
1.4 Elect Director Robert A. Gannicott For For Management
1.5 Elect Director Noel Harwerth For For Management
1.6 Elect Director Daniel Jarvis For For Management
1.7 Elect Director Jean-Marc Loubier For For Management
1.8 Elect Director Laurent E. Mommeja For For Management
1.9 Elect Director J. Roger B. Phillimore For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Restricted Share Unit Plan For For Management
--------------------------------------------------------------------------------
HUDBAY MINERALS INC.
Ticker: HBM Security ID: 443628102
Meeting Date: MAY 10, 2013 Meeting Type: Annual/Special
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Long Term Equity Plan For For Management
2.1 Elect Director David Garofalo For For Management
2.2 Elect Director Tom A. Goodman For For Management
2.3 Elect Director Alan R. Hibben For For Management
2.4 Elect Director W. Warren Holmes For For Management
2.5 Elect Director John L. Knowles For For Management
2.6 Elect Director Alan J. Lenczner For For Management
2.7 Elect Director Kenneth G. Stowe For For Management
2.8 Elect Director G. Wesley Voorheis For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
INDUSTRIAL ALLIANCE INSURANCE AND FINANCIAL SERVICES INC.
Ticker: IAG Security ID: 455871103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne Belec For For Management
1.2 Elect Director Pierre Brodeur For For Management
1.3 Elect Director Yvon Charest For For Management
1.4 Elect Director Michel Gervais For For Management
1.5 Elect Director Lise Lachapelle For For Management
1.6 Elect Director John LeBoutillier For For Management
1.7 Elect Director Jacques Martin For For Management
1.8 Elect Director Francis P. McGuire For For Management
1.9 Elect Director Mary C. Ritchie For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
INTERTAPE POLYMER GROUP INC.
Ticker: ITP Security ID: 460919103
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric E. Baker For For Management
1.2 Elect Director Robert M. Beil For For Management
1.3 Elect Director George J. Bunze For For Management
1.4 Elect Director Robert J. Foster For For Management
1.5 Elect Director James Pantelidis For For Management
1.6 Elect Director Jorge N. Quintas For For Management
1.7 Elect Director Gregory A. C. Yull For For Management
1.8 Elect Director Melbourne F. Yull For For Management
2 Approve Raymond Chabot Grant Thornton For For Management
LLP as Auditors and Authorize Board to
Fix Their Remuneration
--------------------------------------------------------------------------------
ITHACA ENERGY INC.
Ticker: IAE Security ID: 465676104
Meeting Date: JUN 27, 2013 Meeting Type: Annual/Special
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Jack C. Lee For For Management
2.2 Elect Director Iain McKendrick For For Management
2.3 Elect Director Ron A. Brenneman For For Management
2.4 Elect Director Brad Hurtubise For For Management
2.5 Elect Director John P. Summers For For Management
2.6 Elect Director Franklin M. Wormsbecker For For Management
2.7 Elect Director Jay M. Zammit For For Management
2.8 Elect Director Jannik Lindbaek For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
IVANPLATS LTD
Ticker: IVP Security ID: 46581Q201
Meeting Date: MAY 07, 2013 Meeting Type: Annual/Special
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2.1 Elect Director Robert M. Friedland For For Management
2.2 Elect Director Ian Cockerill For For Management
2.3 Elect Director Charles Russell For For Management
2.4 Elect Director Peter G. Meredith For For Management
2.5 Elect Director Cyril Ramaphosa For For Management
2.6 Elect Director Markus Faber For For Management
2.7 Elect Director William Lamarque For For Management
2.8 Elect Director William Hayden For For Management
2.9 Elect Director Oyvind Hushovd For For Management
2.10 Elect Director Guy de Selliers For For Management
2.11 Elect Director Rilwanu Lukman For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
JUST ENERGY GROUP INC.
Ticker: JE Security ID: 48213W101
Meeting Date: JUN 26, 2013 Meeting Type: Annual/Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brussa For For Management
1.2 Elect Director Gordon D. Giffin For For Management
1.3 Elect Director Kenneth Hartwick For For Management
1.4 Elect Director Michael J.L. Kirby For For Management
1.5 Elect Director Rebecca MacDonald For For Management
1.6 Elect Director Brett A. Perlman For For Management
1.7 Elect Director Hugh D. Segal For For Management
1.8 Elect Director George Sladoje For For Management
1.9 Elect Director William F. Weld For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Shareholder Rights Plan For For Management
5 Approve Performance Bonus Incentive For Against Management
Plan
6 Amend Deferred Share Grants For For Management
7 If the Performance Bonus Incentive For Against Management
Plan is Not Approved, Amend Restricted
Share Grant Plan
8 Authorize Proxyholder to Vote on Any For Against Management
Amendment to Previous Resolutions and
Other Business
--------------------------------------------------------------------------------
KIRKLAND LAKE GOLD INC.
Ticker: KGI Security ID: 49740P106
Meeting Date: OCT 24, 2012 Meeting Type: Annual/Special
Record Date: SEP 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Brian E. Bayley as Director For For Management
2.2 Elect D. Harry W. Dobson as Director For Withhold Management
2.3 Elect Trevor M. Gabriel as Director For For Management
2.4 Elect Brian A. Hinchcliffe as Director For Withhold Management
2.5 Elect Pamela J. Klessig as Director For For Management
2.6 Elect Mark S. Tessier as Director For Withhold Management
2.7 Elect John S. Thomson as Director For Withhold Management
2.8 Elect Dawn P. Whittaker as Director For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
LEGACY OIL + GAS INC.
Ticker: LEG Security ID: 524701505
Meeting Date: MAY 27, 2013 Meeting Type: Annual/Special
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Paul Colborne For For Management
2.2 Elect Director James Bertram For For Management
2.3 Elect Director Randal Brockway For For Management
2.4 Elect Director Johannes J. (Jim) For For Management
Nieuwenburg
2.5 Elect Director James Pasieka For For Management
2.6 Elect Director Trent Yanko For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Omnibus Stock Plan For Against Management
5 Appove Advance Notice Policy For For Management
--------------------------------------------------------------------------------
LIGHTSTREAM RESOURCES LTD
Ticker: LTS Security ID: 71647L103
Meeting Date: MAY 22, 2013 Meeting Type: Annual/Special
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian S. Brown For For Management
1.2 Elect Director E. Craig Lothian For For Management
1.3 Elect Director Corey C. Ruttan For For Management
1.4 Elect Director W. Brett Wilson For For Management
1.5 Elect Director Martin Hislop For For Management
1.6 Elect Director Kenneth R. McKinnon For For Management
1.7 Elect Director Dan Themig For For Management
1.8 Elect Director John D. Wright For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend By-Law No. 1 For Against Management
4 Change Company Name to Lightstream For For Management
Resources Ltd.
--------------------------------------------------------------------------------
MAJOR DRILLING GROUP INTERNATIONAL INC.
Ticker: MDI Security ID: 560909103
Meeting Date: SEP 18, 2012 Meeting Type: Annual
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Breiner For For Management
1.2 Elect Director Jean Desrosiers For For Management
1.3 Elect Director Fred J. Dyment For For Management
1.4 Elect Director David A. Fennell For For Management
1.5 Elect Director Francis P. McGuire For For Management
1.6 Elect Director Catherine McLeod-Seltzer For For Management
1.7 Elect Director Janice G. Rennie For For Management
1.8 Elect Director David B. Tennant For For Management
1.9 Elect Director Jo Mark Zurel For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MANITOBA TELECOM SERVICES INC.
Ticker: MBT Security ID: 563486109
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre J. Blouin For For Management
1.2 Elect Director Jocelyne M. Cote-O'Hara For For Management
1.3 Elect Director N. Ashleigh Everett For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Gregory J. Hanson For For Management
1.6 Elect Director Kishore Kapoor For For Management
1.7 Elect Director David G. Leith For For Management
1.8 Elect Director H. Sanford Riley For For Management
1.9 Elect Director D. Samuel Schellenberg For For Management
1.10 Elect Director Carol M. Stephenson For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MARTINREA INTERNATIONAL INC.
Ticker: MRE Security ID: 573459104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rob Wildeboer For For Management
1.2 Elect Director Nick Orlando For For Management
1.3 Elect Director Zoran Arandjelovic For For Management
1.4 Elect Director Fred Olson For For Management
1.5 Elect Director Suleiman Rashid For For Management
1.6 Elect Director Scott Balfour For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
METHANEX CORPORATION
Ticker: MX Security ID: 59151K108
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Aitken For For Management
1.2 Elect Director Howard Balloch For For Management
1.3 Elect Director Phillip Cook For For Management
1.4 Elect Director John Floren For For Management
1.5 Elect Director Thomas Hamilton For For Management
1.6 Elect Director Robert Kostelnik For For Management
1.7 Elect Director Douglas Mahaffy For For Management
1.8 Elect Director A. Terence Poole For For Management
1.9 Elect Director John Reid For For Management
1.10 Elect Director Janice Rennie For For Management
1.11 Elect Director Monica Sloan For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
NEVSUN RESOURCES LTD.
Ticker: NSU Security ID: 64156L101
Meeting Date: SEP 05, 2012 Meeting Type: Special
Record Date: AUG 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NEVSUN RESOURCES LTD.
Ticker: NSU Security ID: 64156L101
Meeting Date: MAY 14, 2013 Meeting Type: Annual/Special
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director R. Stuart Angus For For Management
2.2 Elect Director Clifford T. Davis For For Management
2.3 Elect Director Robert J. Gayton For For Management
2.4 Elect Director Gary E. German For For Management
2.5 Elect Director Gerard E. Munera For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
NIKO RESOURCES LTD.
Ticker: NKO Security ID: 653905109
Meeting Date: SEP 06, 2012 Meeting Type: Annual
Record Date: JUL 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Edward S. Sampson For For Management
2.2 Elect Director William T. Hornaday For For Management
2.3 Elect Director C. J. (Jim) Cummings For For Management
2.4 Elect Director Conrad P. Kathol For For Management
2.5 Elect Director Wendell W. Robinson For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC.
Ticker: NG Security ID: 66987E206
Meeting Date: MAY 29, 2013 Meeting Type: Annual/Special
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon E. Dowdall For For Management
1.2 Elect Director Marc Faber For For Management
1.3 Elect Director Thomas S. Kaplan For For Management
1.4 Elect Director Gregory A. Lang For For Management
1.5 Elect Director Gillyeard J. Leathley For For Management
1.6 Elect Director Igor Levental For For Management
1.7 Elect Director Kalidas V. Madhavpeddi For For Management
1.8 Elect Director Gerald J. McConnell For Withhold Management
1.9 Elect Director Clynton R. Nauman For For Management
1.10 Elect Director Rick Van Nieuwenhuyse For For Management
1.11 Elect Director Anthony P. Walsh For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Release of Founders' Shares For For Management
from Escrow
4 Change Jurisdiction of Incorporation For For Management
[NSCA to BCBCA]
--------------------------------------------------------------------------------
NUVISTA ENERGY LTD.
Ticker: NVA Security ID: 67072Q104
Meeting Date: MAY 08, 2013 Meeting Type: Annual/Special
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director W. Peter Comber For For Management
2.2 Elect Director Ronald J. Eckhardt For For Management
2.3 Elect Director Pentti O. Karkkainen For For Management
2.4 Elect Director Keith A. MacPhail For For Management
2.5 Elect Director Ronald J. Poelzer For For Management
2.6 Elect Director Sheldon B. Steeves For For Management
2.7 Elect Director Jonathan A. Wright For For Management
2.8 Elect Director Grant A. Zawalsky For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ORBITE ALUMINAE INC.
Ticker: ORT Security ID: 68558C106
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Boudreault For For Management
1.2 Elect Director Claude Lamoureux For For Management
1.3 Elect Director Pascal Decary For For Management
1.4 Elect Director Perter Alexander For For Management
Crossgrove
1.5 Elect Director Lionel Leveille For For Management
1.6 Elect Director Pierre B. Meunier For For Management
1.7 Elect Director Stephane Bertrand For For Management
1.8 Elect Director Christian L. Van Houtte For For Management
1.9 Elect Director Jean-Sebastien David For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PAREX RESOURCES INC.
Ticker: PXT Security ID: 69946Q104
Meeting Date: MAY 22, 2013 Meeting Type: Annual/Special
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Curtis Bartlett For For Management
2.2 Elect Director John Bechtold For For Management
2.3 Elect Director Robert Engbloom For For Management
2.4 Elect Director Wayne Foo For For Management
2.5 Elect Director Norman McIntyre For For Management
2.6 Elect Director Ron Miller For For Management
2.7 Elect Director W.A. (Alf) Peneycad For For Management
2.8 Elect Director Paul Wright For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Restricted Share Unit Plan For Against Management
--------------------------------------------------------------------------------
PETROBAKKEN ENERGY LTD.
Ticker: PBN Security ID: 71645A109
Meeting Date: DEC 17, 2012 Meeting Type: Special
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization For For Management
2 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
PETROBANK ENERGY AND RESOURCES LTD.
Ticker: PBG Security ID: 71645P106
Meeting Date: DEC 17, 2012 Meeting Type: Special
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization For For Management
2 Approve Shareholder Rights Plan For For Management
3 Approve Stock Option Plan For Against Management
4 Approve Incentive Share Plan For For Management
--------------------------------------------------------------------------------
PETROMINERALES LTD.
Ticker: PMG Security ID: 71673R107
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alastair Macdonald For For Management
1.2 Elect Director Kenneth R. McKinnon For For Management
1.3 Elect Director Ernesto Sarpi For For Management
1.4 Elect Director Enrique Umana-Valenzuela For For Management
1.5 Elect Director John D. Wright For For Management
1.6 Elect Director Geir Ytreland For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For Against Management
4 Approve Shareholder Rights Plan For For Management
5 Approve Share Capital Amendment to For For Management
Implement Stock Dividend Program
--------------------------------------------------------------------------------
PRECISION DRILLING CORP.
Ticker: PD Security ID: 74022D308
Meeting Date: MAY 08, 2013 Meeting Type: Annual/Special
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Donovan For For Management
1.2 Elect Director Brian J. Gibson For For Management
1.3 Elect Director Allen R. Hagerman For For Management
1.4 Elect Director Catherine Hughes For For Management
1.5 Elect Director Stephen J.J. Letwin For For Management
1.6 Elect Director Kevin O. Meyers For For Management
1.7 Elect Director Patrick M. Murray For For Management
1.8 Elect Director Kevin A. Neveu For For Management
1.9 Elect Director Robert L. Phillips For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Adopt New Bylaws For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Amend Stock Option Plan For For Management
6 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
PREMIER GOLD MINES LIMITED
Ticker: PG Security ID: 74051D104
Meeting Date: JUN 27, 2013 Meeting Type: Annual/Special
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Begeman For For Management
1b Elect Director Jean-Pierre Colin For For Management
1c Elect Director Ewan S. Downie For For Management
1d Elect Director Henry J. Knowles For For Management
1e Elect Director Claude Lemasson For For Management
1f Elect Director Eberhard Scherkus For For Management
1g Elect Director John Seaman For For Management
2 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
PRETIUM RESOURCES INC.
Ticker: PVG Security ID: 74139C102
Meeting Date: MAY 10, 2013 Meeting Type: Annual/Special
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Robert A. Quartermain For For Management
2.2 Elect Director Joseph J. Ovsenek For For Management
2.3 Elect Director Ross A. Mitchell For For Management
2.4 Elect Director C. Noel Dunn For For Management
2.5 Elect Director Tom S.Q. Yip For For Management
2.6 Elect Director George Paspalas For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
PRIMERO MINING CORP.
Ticker: P Security ID: 74164W106
Meeting Date: MAY 08, 2013 Meeting Type: Annual/Special
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wade Nesmith For For Management
1.2 Elect Director Joseph Conway For For Management
1.3 Elect Director David Demers For For Management
1.4 Elect Director Grant Edey For For Management
1.5 Elect Director Rohan Hazelton For For Management
1.6 Elect Director Timo Jauristo For For Management
1.7 Elect Director Eduardo Luna For For Management
1.8 Elect Director Robert Quartermain For For Management
1.9 Elect Director Michael Riley For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Approve Employees' Phantom Share Unit For Against Management
Plan
--------------------------------------------------------------------------------
PROGRESSIVE WASTE SOLUTIONS LTD.
Ticker: BIN Security ID: 74339G101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
2.1 Elect Director John T. Dillon For For Management
2.2 Elect Director James J. Forese For For Management
2.3 Elect Director Jeffrey L. Keefer For For Management
2.4 Elect Director Douglas W. Knight For For Management
2.5 Elect Director Daniel R. Milliard For For Management
2.6 Elect Director Joseph D. Quarin For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
RIO ALTO MINING LTD.
Ticker: RIO Security ID: 76689T104
Meeting Date: MAY 31, 2013 Meeting Type: Annual/Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Klaus Zeitler For For Management
2.2 Elect Director Alexander Black For For Management
2.3 Elect Director Anthony Hawkshaw For For Management
2.4 Elect Director Victor Gobitz For For Management
2.5 Elect Director Ram Ramachandran For For Management
2.6 Elect Director Roger Norwich For For Management
2.7 Elect Director Drago Kisic For For Management
2.8 Elect Director Sidney Robinson For For Management
3 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Approve Shareholder Rights Plan For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
ROMARCO MINERALS INC.
Ticker: R Security ID: 775903206
Meeting Date: MAY 15, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane R. Garrett For For Management
1.2 Elect Director James R. Arnold For For Management
1.3 Elect Director Leendert G. Krol For For Management
1.4 Elect Director Robert (Don) MacDonald For For Management
1.5 Elect Director John O. Marsden For For Management
1.6 Elect Director Patrick Michaels For For Management
1.7 Elect Director Robert van Doorn For For Management
1.8 Elect Director Gary A. Sugar For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
RONA INC.
Ticker: RON Security ID: 776249104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzanne Blanchet For For Management
1.2 Elect Director Real Brunet For For Management
1.3 Elect Director Robert Chevrier For For Management
1.4 Elect Director Eric Claus For For Management
1.5 Elect Director Bernard Dorval For For Management
1.6 Elect Director Guy G. Dufresne For For Management
1.7 Elect Director Richard Fortin For For Management
1.8 Elect Director Barry Gilbertson For For Management
1.9 Elect Director Jean-Guy Hebert For For Management
1.10 Elect Director James Pantelidis For For Management
1.11 Elect Director Robert Pare For For Management
1.12 Elect Director Steven P. Richardson For For Management
1.13 Elect Director Robert Sawyer For For Management
1.14 Elect Director Wesley Voorheis For For Management
2 Approve Raymond Chabot Grant Thornton For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
RUBICON MINERALS CORPORATION
Ticker: RMX Security ID: 780911103
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2 Fix Number of Directors at Eight For For Management
3.1 Elect Director David W. Adamson For For Management
3.2 Elect Director Christopher J. Bradbrook For For Management
3.3 Elect Director Julian Kemp For For Management
3.4 Elect Director Michael Lalonde For For Management
3.5 Elect Director David R. Reid For For Management
3.6 Elect Director Peter M. Rowlandson For For Management
3.7 Elect Director Bruce A. Thomas For For Management
3.8 Elect Director Michael D. Winship For For Management
--------------------------------------------------------------------------------
RUSSEL METALS INC.
Ticker: RUS Security ID: 781903604
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Benedetti For For Management
1.2 Elect Director John M. Clark For For Management
1.3 Elect Director James F. Dinning For For Management
1.4 Elect Director Anthony F. Griffiths For For Management
1.5 Elect Director John A. Hanna For For Management
1.6 Elect Director Brian R. Hedges For For Management
1.7 Elect Director Alice D. Laberge For For Management
1.8 Elect Director Lise Lachapelle For For Management
1.9 Elect Director William M. O'Reilly For For Management
1.10 Elect Director John R. Tulloch For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SABINA GOLD & SILVER CORP.
Ticker: SBB Security ID: 785246109
Meeting Date: JUN 13, 2013 Meeting Type: Annual/Special
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Terrence E. Eyton For For Management
2.2 Elect Director David A. Fennell For For Management
2.3 Elect Director Jonathan Goodman For For Management
2.4 Elect Director Scott B. Hean For For Management
2.5 Elect Director James N. Morton For For Management
2.6 Elect Director Robert Pease For For Management
2.7 Elect Director John Wakeford For For Management
2.8 Elect Director Anthony P. Walsh For Withhold Management
2.9 Elect Director John F. Whitton For For Management
2.10 Elect Director LeRoy E. Wilkes For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Re-approve Stock Option Plan For Against Management
5 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
SANDSTORM GOLD LTD.
Ticker: SSL Security ID: 80013R206
Meeting Date: MAY 10, 2013 Meeting Type: Annual/Special
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Nolan Watson For For Management
2.2 Elect Director David Awram For For Management
2.3 Elect Director David E. De Witt For For Management
2.4 Elect Director Andrew T. Swarthout For For Management
2.5 Elect Director John P.A. Budreski For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Stock Option Plan For Against Management
5 Amend Stock Option Plan For Against Management
6 Amend Restricted Share Plan For Against Management
7 Other Business For Against Management
--------------------------------------------------------------------------------
SECURE ENERGY SERVICES INC
Ticker: SES Security ID: 81373C102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rene Amirault, Murray Cobbe, For For Management
David Johnson, Brad Munro, Kevin
Nugent, Shaun Paterson and George
Wadsworth as Directors
1.1 Elect Director Rene Amirault For For Management
1.2 Elect Director Murray Cobbe For For Management
1.3 Elect Director David Johnson For For Management
1.4 Elect Director Brad Munro For For Management
1.5 Elect Director Kevin Nugent For For Management
1.6 Elect Director Shaun Paterson For For Management
1.7 Elect Director George Wadsworth For For Management
2 Approve MNP LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Amend Bylaws For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SEMAFO INC.
Ticker: SMF Security ID: 816922108
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terence F. Bowles For For Management
1.2 Elect Director Benoit Desormeaux For For Management
1.3 Elect Director Jean Lamarre For For Management
1.4 Elect Director John LeBoutillier For For Management
1.5 Elect Director Gilles Masson For For Management
1.6 Elect Director Lawrence McBrearty For For Management
1.7 Elect Director Tertius Zongo For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SHERRITT INTERNATIONAL CORPORATION
Ticker: S Security ID: 823901103
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Peter Gillin For For Management
1.2 Elect Director Richard Lapthorne For For Management
1.3 Elect Director Edythe A. (Dee) Marcoux For For Management
1.4 Elect Director Bernard Michel For For Management
1.5 Elect Director John R. Moses For For Management
1.6 Elect Director David V. Pathe For For Management
1.7 Elect Director Harold (Hap) Stephen For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SILVER STANDARD RESOURCES INC.
Ticker: SSO Security ID: 82823L106
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Peter W. Tomsett For For Management
2.2 Elect Director A. E. Michael Anglin For For Management
2.3 Elect Director Richard C. Campell For For Management
2.4 Elect Director Gustavo A. Herrero For For Management
2.5 Elect Director Richard D. Paterson For For Management
2.6 Elect Director Steven P. Reid For For Management
2.7 Elect Director John Smith For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SILVERCORP METALS INC.
Ticker: SVM Security ID: 82835P103
Meeting Date: SEP 28, 2012 Meeting Type: Annual
Record Date: AUG 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Rui Feng For For Management
2.2 Elect Director Myles Jianguo Gao For For Management
2.3 Elect Director Yikang Liu For For Management
2.4 Elect Director David Kong For For Management
2.5 Elect Director S. Paul Simpson For For Management
2.6 Elect Director Robert Gayton For For Management
2.7 Elect Director Earl Drake For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For Against Management
5 Ratify All Acts of Directors and For For Management
Officers
6 Other Business For Against Management
--------------------------------------------------------------------------------
SOUTHERN PACIFIC RESOURCE CORP.
Ticker: STP Security ID: 84359Y106
Meeting Date: NOV 22, 2012 Meeting Type: Annual/Special
Record Date: OCT 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2a Elect Director Byron C. Lutes For Withhold Management
2b Elect Director David M. Antony For Withhold Management
2c Elect Director Jon P. Clark For For Management
2d Elect Director J. Ward Mallabone For For Management
2e Elect Director Tibor Fekete For For Management
2f Elect Director Sid W. Dykstra For For Management
2g Elect Director Kenneth N. Cullen For For Management
2h Elect Director Ross D.S. Douglas For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
SPARTAN OIL CORP.
Ticker: STO Security ID: 84682T105
Meeting Date: JAN 24, 2013 Meeting Type: Special
Record Date: DEC 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Arrangement For For Management
--------------------------------------------------------------------------------
SPROTT RESOURCE CORP.
Ticker: SCP Security ID: 85207D103
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAY 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin T. Bambrough For For Management
1.2 Elect Director Lenard F. Boggio For For Management
1.3 Elect Director John P. Embry For For Management
1.4 Elect Director Peter Grosskopf For For Management
1.5 Elect Director Ron F. Hochstein For For Management
1.6 Elect Director Terrence A. Lyons For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend By-Laws For For Management
--------------------------------------------------------------------------------
SUPERIOR PLUS CORP.
Ticker: SPB Security ID: 86828P103
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine (Kay) M. Best For For Management
1.2 Elect Director Grant D. Billing For For Management
1.3 Elect Director Luc Desjardins For For Management
1.4 Elect Director Robert J. Engbloom For For Management
1.5 Elect Director Randall J. Findlay For For Management
1.6 Elect Director Norman R. Gish For For Management
1.7 Elect Director Peter A.W. Green For For Management
1.8 Elect Director James S.A. MacDonald For For Management
1.9 Elect Director Walentin (Val) Mirosh For For Management
1.10 Elect Director David P. Smith For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
TASEKO MINES LIMITED
Ticker: TKO Security ID: 876511106
Meeting Date: JUN 06, 2013 Meeting Type: Annual/Special
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director William P. Armstrong For For Management
2.2 Elect Director T. Barry Coughlan For For Management
2.3 Elect Director Scott D. Cousens For For Management
2.4 Elect Director Robert A. Dickinson For For Management
2.5 Elect Director Russell E. Hallbauer For For Management
2.6 Elect Director Wayne Kirk For For Management
2.7 Elect Director Richard A. Mundie For For Management
2.8 Elect Director Ronald W. Thiessen For For Management
2.9 Elect Director Alexander G. Morrison For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For Against Management
5 Amend Quorum Requirements For For Management
6 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
THE JEAN COUTU GROUP (PJC) INC.
Ticker: PJC.A Security ID: 47215Q104
Meeting Date: JUL 10, 2012 Meeting Type: Annual
Record Date: MAY 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lise Bastarache, Francois J. For Withhold Management
Coutu, Jean Coutu, Marie-Josee Coutu,
Michel Coutu, Sylvie Coutu, L. Denis
Desautels, Marcel Dutil, Nicolle
Forget, Robert Lacroix, Mtre Yvon
Martineau, Annie Thabet, Cora Mussely
Tsouflidou, and Dennis Wood as
Directors
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
THOMPSON CREEK METALS COMPANY INC.
Ticker: TCM Security ID: 884768102
Meeting Date: MAY 29, 2013 Meeting Type: Annual/Special
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Denis C. Arsenault as Director For For Management
1.2 Elect Carol T. Banducci as Director For For Management
1.3 Elect James L. Freer as Director For For Management
1.4 Elect James P. Geyer as Director For For Management
1.5 Elect Timothy J. Haddon as Director For For Management
1.6 Elect Kevin Loughrey as Director For For Management
1.7 Elect Thomas J. O'Neil as Director For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TMX GROUP INC.
Ticker: X Security ID: 87261X108
Meeting Date: SEP 12, 2012 Meeting Type: Special
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by TMX Group For For Management
Limited
2 Approve Maple Stock Option Plan For For Management
--------------------------------------------------------------------------------
TOREX GOLD RESOURCES INC.
Ticker: TXG Security ID: 891054108
Meeting Date: JUN 19, 2013 Meeting Type: Annual/Special
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Stanford For For Management
1.2 Elect Director Michael Murphy For For Management
1.3 Elect Director A. Terrance MacGibbon For For Management
1.4 Elect Director David Fennell For For Management
1.5 Elect Director Andrew Adams For For Management
1.6 Elect Director Frank Davis For For Management
1.7 Elect Director James Crombie For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
TRANSFORCE INC.
Ticker: TFI Security ID: 89366H103
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Bedard For For Management
1.2 Elect Director Andre Berard For For Management
1.3 Elect Director Lucien Bouchard For For Management
1.4 Elect Director Richard Guay For For Management
1.5 Elect Director Vincent Musacchio For For Management
1.6 Elect Director Ronald D. Rogers For For Management
1.7 Elect Director Joey Saputo For For Management
1.8 Elect Director Neil Donald Manning For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
TRANSGLOBE ENERGY CORPORATION
Ticker: TGL Security ID: 893662106
Meeting Date: MAY 08, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Ross G. Clarkson For For Management
2.2 Elect Director Lloyd W. Herrick For For Management
2.3 Elect Director Robert G. Jennings For For Management
2.4 Elect Director Geoffrey C. Chase For For Management
2.5 Elect Director Fred J. Dyment For For Management
2.6 Elect Director Gary S. Guidry For For Management
2.7 Elect Director Erwin L. Noyes For For Management
3 Re-approve Stock Option Plan For Against Management
4 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TRICAN WELL SERVICE LTD.
Ticker: TCW Security ID: 895945103
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Kenneth M. Bagan For For Management
2.2 Elect Director G. Allen Brooks For For Management
2.3 Elect Director Murray L. Cobbe For For Management
2.4 Elect Director Dale M. Dusterhoft For For Management
2.5 Elect Director Donald R. Luft For For Management
2.6 Elect Director Kevin L. Nugent For For Management
2.7 Elect Director Alexander J. Pourbaix For For Management
2.8 Elect Director Douglas F. Robinson For For Management
2.9 Elect Director Dean E. Taylor For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For For Management
5 Re-approve Performance Share Unit Plan For Against Management
6 Amend By-Law Number 1: Amend Quorum For For Management
Requirements and Approve Advance
Notice Policy
--------------------------------------------------------------------------------
TRINIDAD DRILLING LTD.
Ticker: TDG Security ID: 896356102
Meeting Date: MAY 10, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Michael E. Heier For For Management
2.2 Elect Director Brian Bentz For For Management
2.3 Elect Director Jim Brown For For Management
2.4 Elect Director Lewis W. Powers For For Management
2.5 Elect Director Ken Stickland For For Management
2.6 Elect Director Lyle Whitmarsh For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Increase in Maximum Number of For For Management
Directors from Seven to Eleven
5 Amend By-Law No. 1 For For Management
--------------------------------------------------------------------------------
TWIN BUTTE ENERGY LTD.
Ticker: TBE Security ID: 901401307
Meeting Date: MAY 15, 2013 Meeting Type: Annual/Special
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2a Elect Director R. James Brown For For Management
2b Elect Director John A. Brussa For For Management
2c Elect Director David M. Fitzpatrick For For Management
2d Elect Director Thomas J. Greschner For For Management
2e Elect Director James Saunders For For Management
2f Elect Director Warren Steckley For For Management
2g Elect Director William A. Trickett For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Articles Re: Share Capital For For Management
Amendment to Implement Stock Dividend
Program
--------------------------------------------------------------------------------
URANIUM ONE INC.
Ticker: UUU Security ID: 91701P105
Meeting Date: MAR 07, 2013 Meeting Type: Special
Record Date: FEB 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Effective For For Management
Energy N.V. and JSC Atomredmetzoloto
--------------------------------------------------------------------------------
URANIUM ONE INC.
Ticker: UUU Security ID: 91701P105
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Telfer For For Management
1.2 Elect Director Andrew Adams For For Management
1.3 Elect Director Peter Bowie For For Management
1.4 Elect Director Vadim Jivov For For Management
1.5 Elect Director D. Jean Nortier For For Management
1.6 Elect Director Christopher Sattler For For Management
1.7 Elect Director Phillip Shirvington For For Management
1.8 Elect Director Kenneth Williamson For For Management
1.9 Elect Director Ilya Yampolskiy For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
WESTJET AIRLINES LTD.
Ticker: WJA Security ID: 960410207
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Thirteen For Did Not Vote Management
2.1 Elect Director Clive J. Beddoe For Did Not Vote Management
2.2 Elect Director Hugh Bolton For Did Not Vote Management
2.3 Elect Director Ron A. Brenneman For Did Not Vote Management
2.4 Elect Director Antonio Faiola For Did Not Vote Management
2.5 Elect Director Brett Godfrey For Did Not Vote Management
2.6 Elect Director Allan W. Jackson For Did Not Vote Management
2.7 Elect Director S. Barry Jackson For Did Not Vote Management
2.8 Elect Director Wilmot L. Matthews For Did Not Vote Management
2.9 Elect Director L. Jacques Menard For Did Not Vote Management
2.10 Elect Director L.M. (Larry) Pollock For Did Not Vote Management
2.11 Elect Director Janice Rennie For Did Not Vote Management
2.12 Elect Director Gregg Saretsky For Did Not Vote Management
2.13 Elect Director Arthur R.A. Scace For Did Not Vote Management
3 Approve KPMG LLP as Auditors and For Did Not Vote Management
Authorize Board to Fix Their
Remuneration
4 The Undersigned Hereby Certifies that None Did Not Vote Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
(in the case of Common Voting
Shareholders) or a Non-Canadian (in
the case of Variable Voting
Shareholders)
--------------------------------------------------------------------------------
WHITECAP RESOURCES INC.
Ticker: WCP Security ID: 96467A200
Meeting Date: APR 30, 2013 Meeting Type: Annual/Special
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Grant B. Fagerheim For For Management
2.2 Elect Director Donald G. Cowie For For Management
2.3 Elect Director Gregory S. Fletcher For For Management
2.4 Elect Director Glenn A. McNamara For For Management
2.5 Elect Director Murray K. Mullen For For Management
2.6 Elect Director Stephen C. Nikiforuk For For Management
2.7 Elect Director Grant A. Zawalsky For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Long-Term Incentive Plan For For Management
--------------------------------------------------------------------------------
WI-LAN INC.
Ticker: WIN Security ID: 928972108
Meeting Date: APR 23, 2013 Meeting Type: Annual/Special
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Douglas Skippen For For Management
1.2 Elect Director Michel Tewfik Fattouche For For Management
1.3 Elect Director John Kendall Gillberry For For Management
1.4 Elect Director William Keith Jenkins For For Management
1.5 Elect Director W. Paul McCarten For For Management
1.6 Elect Director Richard J. Shorkey For For Management
1.7 Elect Director Robert S. Bramson For For Management
1.8 Elect Director Jim Roche For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For For Management
======================= IQ Emerging Markets Mid Cap ETF ========================
AVENG LTD
Ticker: AEG Security ID: S0805F129
Meeting Date: NOV 08, 2012 Meeting Type: Annual
Record Date: NOV 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Stephen Pell as Director For For Management
1.2 Elect Mike Kilbride as Director For For Management
1.3 Elect Mahomed Seedat as Director For For Management
2.1 Re-elect Myles Ruck as Director For For Management
2.2 Re-elect Peter Ward as Director For For Management
2.3 Re-elect May Hermanus as Director For For Management
2.4 Re-elect Juba Mashaba as Director For For Management
3.1 Re-elect Peter Ward as Member of the For For Management
Audit Committee
3.2 Re-elect Myles Ruck as Member of the For For Management
Audit Committee
3.3 Re-elect Rick Hogben as Member of the For For Management
Audit Committee
4 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company
5 Approve Remuneration Report For Against Management
6 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
7 Approve Non-Executive Directors' For For Management
Remuneration
8 Approve Financial Assistance to For For Management
Related or Inter-related Companies
9 Adopt New Memorandum of Incorporation For Against Management
10 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AVI LTD
Ticker: AVI Security ID: S0808A101
Meeting Date: NOV 02, 2012 Meeting Type: Annual
Record Date: OCT 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2012
2 Reappoint KPMG Inc as Auditors of the For For Management
Company
3 Re-elect James Hersov as Director For For Management
4 Re-elect Gavin Tipper as Director For For Management
5 Re-elect Michael Bosman as Director For For Management
6 Re-elect Andisiwe Kawa as Director For For Management
7.1 Re-elect Michael Bosman as Chairman of For For Management
the Audit and Risk Committee
7.2 Re-elect James Hersov as Member of the For For Management
Audit and Risk Committee
7.3 Re-elect Neo Dongwana as Member of the For For Management
Audit and Risk Committee
8 Approve Fees Payable to the For For Management
Non-executive Directors Excluding the
Board Chairman and the Foreign
Non-executive Director
9 Approve Fees Payable to the Board For For Management
Chairman
10 Approve Fees Payable to the Foreign For For Management
Non-executive Director Adriaan Nuhn
11 Approve Fees Payable to the Members of For For Management
the Remuneration, Nomination and
Appointments Committee
12 Approve Fees Payable to the Members of For For Management
the Audit and Risk Committee
13 Approve Fees Payable to the Members of For For Management
the Social and Ethics Committee
14 Approve Fees Payable to the Chairman For For Management
of the Remuneration, Nomination and
Appointments Committee
15 Approve Fees Payable to the Chairman For For Management
of the Audit and Risk Committee
16 Approve Fees Payable to the Chairman For For Management
of the Social and Ethics Committee
17 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
18 Approve Financial Assistance to For For Management
Related or Inter-related Company
19 Approve Remuneration Policy For Against Management
--------------------------------------------------------------------------------
BERJAYA CORP. BHD.(FORMERLY BERJAYA GROUP BHD)
Ticker: BJCORP Security ID: Y08366125
Meeting Date: AUG 30, 2012 Meeting Type: Special
Record Date: AUG 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 40 Million For For Management
Ordinary Shares in Atlan Holdings Bhd.
from Cipta Nirwana (M) Sdn. Bhd. for
Purchase Consideration of MYR 170
Million
--------------------------------------------------------------------------------
BERJAYA CORP. BHD.(FORMERLY BERJAYA GROUP BHD)
Ticker: BJCORP Security ID: Y08366125
Meeting Date: OCT 30, 2012 Meeting Type: Annual
Record Date: OCT 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of MYR 0.01 Per For For Management
Share
3 Approve Remuneration of Directors For For Management
4 Elect Robin Tan Yeong Ching as Director For For Management
5 Elect Chan Kien Sing as Director For For Management
6 Elect Yusoff @ Mohd Yusoff Bin Jaafar For For Management
as Director
7 Elect Zurainah Binti Musa as Director For For Management
8 Elect Jayanthi Naidu A/P G.Danasamy as For For Management
Director
9 Elect Abdul Rahim Bin Hj Din as For For Management
Director
10 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
13 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
BERJAYA SPORTS TOTO BHD.
Ticker: BJTOTO Security ID: Y0849N107
Meeting Date: OCT 17, 2012 Meeting Type: Annual
Record Date: OCT 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration of Directors For For Management
3 Elect Freddie Pang Hock Cheng as For For Management
Director
4 Elect Mohamed Saleh Bin Gomu as For For Management
Director
5 Elect Cheah Tek Kuang as Director For For Management
6 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
9 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
BERJAYA SPORTS TOTO BHD.
Ticker: BJTOTO Security ID: Y0849N107
Meeting Date: DEC 12, 2012 Meeting Type: Special
Record Date: DEC 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of the Entire Equity For For Management
Interest in Sports Toto Malaysia Sdn.
Bhd. to Sports Toto Malaysia Trust
(STM-Trust) for a Consideration of MYR
6 Billion
2 Approve Listing of All Issued Units in For For Management
STM-Trust on the Mainboard of the
Singapore Exchange Securities Trading
Ltd.
--------------------------------------------------------------------------------
BOSIDENG INTERNATIONAL HOLDINGS LTD.
Ticker: 03998 Security ID: G12652106
Meeting Date: AUG 28, 2012 Meeting Type: Annual
Record Date: AUG 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.12 Per For For Management
Share
3a Reelect Kong Shengyuan as Executive For For Management
Director
3b Reelect Huang Qiaolian as Executive For For Management
Director
3c Reelect Shen Jingwu as Non-Executive For For Management
Director
3d Reelect Dong Binggen as Independent For For Management
Non-Executive Director
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD.
Ticker: 03993 Security ID: Y1503Z105
Meeting Date: AUG 17, 2012 Meeting Type: Special
Record Date: JUL 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Duan Yuxian as Executive For Against Management
Director
1b Reelect Li Chaochun as Executive For Against Management
Director
1c Reelect Wu Wenjun as Executive Director For For Management
1d Reelect Li Faben as Executive Director For For Management
1e Reelect Wang Qinxi as Executive For For Management
Director
1f Reelect Zhang Yufeng as Non-Executive For For Management
Director
1g Reelect Shu Hedong as Non-Executive For For Management
Director
1h Authorize Board to Fix the Directors' For For Management
Remuneration
2a Reelect Yin Dongfang as Supervisor For For Management
2b Reelect Zhang Zhenhao as Supervisor For For Management
2c Authorize Board to Fix the For For Management
Supervisors' Remuneration
3a Elect Xu Shan as Independent For For Management
Non-Executive Director
3b Elect Bai Yanchun as Independent For For Management
Non-Executive Director
3c Elect Cheng Gordon as Independent For For Management
Non-Executive Director
3d Elect Xu Xu as Independent For For Management
Non-Executive Director
3e Authorize Board to Fix the Independent For For Management
Non-Executive Directors' Remuneration
--------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD.
Ticker: 03993 Security ID: Y1503Z105
Meeting Date: DEC 21, 2012 Meeting Type: Special
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Deloitte Touche Tohmatsu CPA For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration and Approve
Cessation of Appointment of Deloitte
Touche Tohmatsu, Certified Public
Accountants as Overseas Auditors
2 Approve Proposed Distribution of For For Management
Interim Dividend
3 Amend Articles of Association For For Management
4 Amend Rules for Board Meetings For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
--------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD.
Ticker: 03993 Security ID: Y1503Z105
Meeting Date: DEC 21, 2012 Meeting Type: Special
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
--------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING)
Ticker: 01138 Security ID: Y1503Y108
Meeting Date: DEC 18, 2012 Meeting Type: Special
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Financial Services For Against Management
Framework Agreement and Related Annual
Caps
2 Approve New Services Agreement and For For Management
Related Annual Caps
3 Elect Ding Nong as Director and For For Management
Approve His Service Contact
--------------------------------------------------------------------------------
CYFROWY POLSAT SA
Ticker: CPS Security ID: X1809Y100
Meeting Date: DEC 04, 2012 Meeting Type: Special
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Prepare List of Participating None None Management
Shareholders; Acknowledge Proper
Convening of Meeting
4.1 Elect Member of Vote Counting For For Management
Commission
4.2 Elect Member of Vote Counting For For Management
Commission
4.3 Elect Member of Vote Counting For For Management
Commission
5 Approve Agenda of Meeting For For Management
6 Approve Merger with Cyfrowy Polsat For For Management
Technology Sp. z o.o.
7 Close Meeting None None Management
--------------------------------------------------------------------------------
DIALOG GROUP BHD.
Ticker: DIALOG Security ID: Y20641109
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of MYR 0.02 Per For For Management
Share
3 Elect Ngau Boon Keat as Director For For Management
4 Elect Mohamed Zakri Bin Abdul Rashid For For Management
as Director
5 Elect Oh Chong Peng as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve BDO as Auditors and Authorize For For Management
Board to Fix Their Remuneration
8 Approve Share Repurchase Program For For Management
9 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
ENEA S.A.
Ticker: ENA Security ID: X2232G104
Meeting Date: OCT 22, 2012 Meeting Type: Special
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Fix Number of Supervisory Board Members For For Management
6.1 Elect Supervisory Board Member For For Management
6.2 Recall Supervisory Board Member(s) For For Management
7 Receive Information on Letter from None None Management
Management Board to Ministry of State
Treasury, Relating to Interpellations
and Interventions by Jan Cedzynski
8 Close Meeting None None Management
--------------------------------------------------------------------------------
ENEA S.A.
Ticker: ENA Security ID: X2232G104
Meeting Date: DEC 19, 2012 Meeting Type: Special
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Approve Sale of Shares of Elektrownie For For Management
Wodne Sp. z o.o. as Contribution
In-kind to ENEA Wytwarzanie S.A.
6.1 Shareholder Proposal: Amend Statute None Against Shareholder
Re: Supervisory Board
6.2 Shareholder Proposal: Amend Statute None Against Shareholder
Re: Supervisory Board
7 Close Meeting None None Management
--------------------------------------------------------------------------------
EPISTAR CORP.
Ticker: 2448 Security ID: Y2298F106
Meeting Date: SEP 28, 2012 Meeting Type: Special
Record Date: AUG 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company to Acquire 100% For For Management
Equity of Huga Optotech Inc. via
Shares Swap by New Share Issuance
--------------------------------------------------------------------------------
GAMUDA BHD.
Ticker: GAMUDA Security ID: Y2679X106
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: NOV 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Elect Zainul Ariff bin Haji Hussain as For For Management
Director
3 Elect Azmi bin Mat Nor as Director For For Management
4 Elect Saw Wah Theng as Director For For Management
5 Elect Afwida binti Tunku A.Malek as For For Management
Director
6 Elect Abdul Aziz bin Raja Salim as For For Management
Director
7 Elect Mohd Ramli bin Kushairi as For For Management
Director
8 Elect Kamarul Zaman bin Mohd Ali as For For Management
Director
9 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Share Repurchase Program For For Management
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V.
Ticker: GAPB Security ID: P4959P100
Meeting Date: SEP 25, 2012 Meeting Type: Special
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital by For For Management
MXN 25.92 Billion
2 Approve Reduction in Fixed Capital by For For Management
MXN 870 Million
3 Amend Article 6 of Bylaws to Reflect For For Management
Changes in Capital
4 Approve Directors Liability For Against Management
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GUANGSHEN RAILWAY CO., LTD.
Ticker: 00525 Security ID: Y2930P108
Meeting Date: SEP 27, 2012 Meeting Type: Special
Record Date: AUG 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Profit Distribution For For Management
--------------------------------------------------------------------------------
HOME PRODUCT CENTER PUBLIC CO. LTD.
Ticker: HMPRO Security ID: Y32758115
Meeting Date: OCT 05, 2012 Meeting Type: Special
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Allocation of Income and For For Management
Payment of Interim Dividend
3 Increase Registered Capital and Amend For For Management
Memorandum of Association to Reflect
Increase in Registered Capital
4 Approve Allocation of Shares to For For Management
Support the Stock Dividend Program
5 Other Business For Against Management
--------------------------------------------------------------------------------
HYUNDAI SECURITIES CO., LTD.
Ticker: 003450 Security ID: Y3850E107
Meeting Date: NOV 22, 2012 Meeting Type: Special
Record Date: OCT 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yoon Kyung-Eun as Inside Director For For Management
2 Elect Cha Dong-Ok as Outside Director For For Management
--------------------------------------------------------------------------------
JD GROUP LIMITED
Ticker: JDG Security ID: S40920118
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and None None Management
Statutory Reports for the Ten-Month
Period Ended 30 June 2012
2.1 Reappoint Deloitte & Touche as For For Management
Auditors of the Company
2.2 Reappoint Brian Escott as the For For Management
Individual Designated Auditor
3.1 Elect Markus Jooste as Director For Against Management
3.2 Elect Ben la Grange as Director For For Management
3.3 Elect Danie van der Merwe as Director For For Management
3.4 Re-elect Vusi Khanyile as Director For For Management
3.5 Re-elect Jacques Schindehutte as For For Management
Director
3.6 Re-elect Dr Len Konar as Director For For Management
3.7 Re-elect Dr Henk Greeff as Director For For Management
3.8 Re-elect Bennie van Rooy as Director For For Management
3.9 Re-elect David Sussman as Director For For Management
4.1 Re-elect Martin Shaw as Member of the For For Management
Audit Committee
4.2 Re-elect Gunter Steffens as Member of For For Management
the Audit Committee
4.3 Elect Matsobane Matlwa as Member of For For Management
the Audit Committee
4.4 Elect Jacques Schindehutte as Member For For Management
of the Audit Committee
5 Approve Remuneration Policy For For Management
6 Adopt New Memorandum of Incorporation For For Management
7.1 Approve Conversion of Par Value Shares For For Management
Into Shares of No Par Value
7.2 Approve Increase in Authorised Share For For Management
Capital
8 Place Authorised but Unissued Shares For Against Management
under Control of Directors for
Purposes of the SAR Scheme
9 Place Authorised but Unissued Shares For For Management
under Control of Directors
10 Approve Cash Distribution to For For Management
Shareholders by Way of Reduction of
Share Premium Account
11 Authorise Creation and Issue of For For Management
Convertible Debentures, Debenture
Stock and/or Bonds
12.1 Approve Remuneration of Non-Executive For For Management
Directors
12.2 Mandate the Board to Determine and Pay For For Management
Fair and Responsible Remuneration to
the Executive Directors
13 Approve Financial Assistance to For For Management
Related or Inter-related Companies
14 Approve Financial Assistance for the For For Management
Subscription or Purchase of Any
Securities of the Company or a Related
or Inter-related Company
15 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
KGI SECURITIES CO. LTD.
Ticker: 6008 Security ID: Y47572139
Meeting Date: SEP 28, 2012 Meeting Type: Special
Record Date: AUG 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Conduct the Share Swap so For For Management
as to Enable the Company to Become a
Wholly-owned Subsidiary of China
Development Financial Holding Corp.
and to Cease the Trading of Shares on
GTSM
--------------------------------------------------------------------------------
NORTHAM PLATINUM LTD
Ticker: NHM Security ID: S56540156
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: NOV 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2012
2.1 Re-elect Michael Beckett as Director For For Management
2.2 Re-elect Dr Judy Dlamini as Director For For Management
2.3 Re-elect Ralph Havenstein as Director For For Management
2.4 Re-elect Lazarus Zim as Director For For Management
3 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company with Crispen
Maongera as the Designated Registered
Auditor
4.1 Re-elect Alwyn Martin as Member of For For Management
Audit and Risk Committee
4.2 Re-elect Michael Beckett as Member of For For Management
Audit and Risk Committee
4.3 Re-elect Ralph Havenstein as Member of For For Management
Audit and Risk Committee
4.4 Re-elect Emily Kgosi as Member of For For Management
Audit and Risk Committee
5 Approve Remuneration Policy For Against Management
6 Approve Directors' Remuneration for For For Management
the Year Ended 30 June 2012
1 Approve Directors' Remuneration for For For Management
the Year Ending 30 June 2013
2 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
3 Adopt New Memorandum of Incorporation For Against Management
4 Approve Financial Assistance to For For Management
Related or Inter-related Company or
Corporation
--------------------------------------------------------------------------------
PRETORIA PORTLAND CEMENT COMPANY LTD
Ticker: Security ID: S63820120
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Repurchase of Treasury Shares For For Management
2 Approve Conversion of Par Value For For Management
Ordinary Shares to No Par Value
Ordinary Shares
3 Approve Increase of Authorised For For Management
Ordinary Shares
4 Approve Change of Company Name to PPC For For Management
Limited
5 Adopt New Memorandum of Incorporation For For Management
6 Approve Financial Assistance in For For Management
Relation to the Employee Share Trust
7 Approve Financial Assistance in For For Management
Relation to the SBP Vehicle
8 Approve Financial Assistance in For For Management
Relation to the PPC Bafati Investment
Trust
9 Approve Financial Assistance to For For Management
Persons Referred to in Section 45(2)
of the Companies Act
10 Authorise Repurchase of the Employee For For Management
Share Trust Repurchase Shares
11 Authorise Repurchase of the SBP For For Management
Vehicle Repurchase Shares
12 Authorise Repurchase of the Bafati For For Management
Investment Trust Repurchase Shares
1 Approve Issue of Shares to the For For Management
Employee Share Trust
2 Approve Issue of Shares to the SBP For For Management
Vehicle
3 Approve Issue of Shares to the PPC For For Management
Bafati Investment Trust
--------------------------------------------------------------------------------
PT BANK PEMBANGUNAN DAERAH JAWA BARAT
Ticker: BJBR Security ID: Y71174109
Meeting Date: SEP 27, 2012 Meeting Type: Special
Record Date: SEP 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
PT GLOBAL MEDIACOM TBK
Ticker: BMTR Security ID: Y7119T144
Meeting Date: OCT 29, 2012 Meeting Type: Special
Record Date: OCT 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
S.P. SETIA BHD.
Ticker: SPSETIA Security ID: Y8132G101
Meeting Date: NOV 23, 2012 Meeting Type: Special
Record Date: NOV 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of New Ordinary For For Management
Shares Representing up to 15 Percent
of the Company's Issued and Paid-Up
Share Capital
--------------------------------------------------------------------------------
SONDA S.A.
Ticker: SONDA Security ID: P87262104
Meeting Date: AUG 30, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Increase in Capital in the For For Management
Amount of CLP 150 Billion via Share
Issuance or Amount Approved by General
Meeting
2 Amend Articles to Reflect Changes in For For Management
Capital
3 Adopt All Necessary Agreements to For For Management
Execute Approved Resolutions
--------------------------------------------------------------------------------
TAV HAVALIMANLARI HOLDING AS
Ticker: TAVHL Security ID: M8782T109
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For Did Not Vote Management
Council of Meeting
2 Authorize Presiding Council to Sign For Did Not Vote Management
Minutes of Meeting
3 Ratify Director and Internal Auditor For Did Not Vote Management
Appointments Made During the Year
4 Wishes and Close Meeting None None Management
--------------------------------------------------------------------------------
TELKOM SA SOC LIMITED
Ticker: TKG Security ID: S84197102
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: OCT 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Neo Dongwana as Director For For Management
2 Elect Dr Sibusiso Sibisi as Director For For Management
3 Elect Nomavuso Mnxasana as Director For For Management
4 Re-elect Sibusiso Luthuli as Director For For Management
5 Re-elect Younaid Waja as Director For For Management
6 Re-elect Sibusiso Luthuli as For For Management
Chairperson of the Audit Committee
7 Elect Neo Dongwana as Member of the For For Management
Audit Committee
8 Elect Nomavuso Mnxasana as Member of For For Management
the Audit Committee
9 Re-elect Itumeleng Kgaboesele as For For Management
Member of the Audit Committee
10 Re-elect Brahm du Plessis as Member of For For Management
the Audit Committee
11 Reappoint Ernst & Young as Auditors of For For Management
the Company
12 Approve Share Appreciation Rights For For Management
Scheme and Forfeitable Share Plan
1 Approve Remuneration Policy For Against Management
1 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
2 Approve Remuneration of Non-Executive For For Management
Directors
3 Approve Financial Assistance to For For Management
Related or Inter-related Companies and
Entities
4 Adopt New Memorandum of Incorporation For For Management
1 Re-elect Jeff Molobela as Director None For Shareholder
2 Re-elect Navin Kapila as Director None For Shareholder
--------------------------------------------------------------------------------
TURK HAVA YOLLARI A.O.
Ticker: THYAO Security ID: M8926R100
Meeting Date: OCT 10, 2012 Meeting Type: Special
Record Date: OCT 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Amend Company Articles For For Management
4 Elect Directors For Against Management
5 Appoint Internal Auditor For Against Management
6 Wishes None None Management
--------------------------------------------------------------------------------
WOONGJIN COWAY CO.
Ticker: 021240 Security ID: Y9694W104
Meeting Date: NOV 27, 2012 Meeting Type: Special
Record Date: SEP 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Amend Articles of Incorporation - For For Management
Company Name Change
1.2 Amend Articles of Incorporation - For For Management
Business Objective Expansion
1.3 Amend Articles of Incorporation - For For Management
Method of Public Notice
1.4 Amend Articles of Incorporation - For For Management
Preemptive Right
1.5 Amend Articles of Incorporation - For For Management
Stock Option
1.6 Amend Articles of Incorporation - For For Management
Suspension Period of Register of
Shareholders and Record Date
1.7 Amend Articles of Incorporation - For For Management
Notice of Shareholder Meeting
1.8 Amend Articles of Incorporation - For For Management
Number of Directors
1.9 Amend Articles of Incorporation - For For Management
Office Term of Directors
1.10 Amend Articles of Incorporation - For For Management
Quarterly Dividend
1.11 Amend Articles of Incorporation - For For Management
Supplementary Provision
2.1 Elect Kim Byung-Joo as Non-Independent For For Management
Non-Executive Director
2.2 Elect Yoon Jong-Ha as Non-Independent For For Management
Non-Executive Director
2.3 Elect Boo Jae-Hoon as Non-Independent For For Management
Non-Executive Director
2.4 Elect Park Tae-Hyun as Non-Independent For For Management
Non-Executive Director
2.5 Elect Choi In-Beom as Outside Director For For Management
2.6 Elect Lee Joon-Ho as Outside Director For For Management
3 Appoint Kim Kyung-Hwan as Internal For For Management
Auditor
--------------------------------------------------------------------------------
WOORI INVESTMENT & SECURITIES CO.
Ticker: 005940 Security ID: Y9694X102
Meeting Date: NOV 12, 2012 Meeting Type: Special
Record Date: OCT 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Seon-Jae as Inside Director For Against Management
2 Elect Lee Seon-Jae as For Against Management
Non-Outside-Director Member of Audit
Committee
===================== IQ Global Agribusiness Small Cap ETF =====================
ADECOAGRO S.A.
Ticker: AGRO Security ID: L00849106
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Discharge of Directors For For Management
5 Approve Remuneration of Directors For Against Management
6 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
7.1 Elect Alan Leland Boyce as Director For For Management
7.2 Elect Andres Velasco Branes as Director For For Management
7.3 Elect Paulo Albert Weyland Vieira as For For Management
Director
--------------------------------------------------------------------------------
AMERICAN VANGUARD CORPORATION
Ticker: AVD Security ID: 030371108
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence S. Clark For For Management
1.2 Elect Director Debra F. Edwards For For Management
1.3 Elect Director Alfred F. Ingulli For For Management
1.4 Elect Director John L. Killmer For For Management
1.5 Elect Director Carl R. Soderlind For For Management
1.6 Elect Director Irving J. Thau For For Management
1.7 Elect Director Eric G. Wintemute For For Management
1.8 Elect Director M. Esmail Zirakparvar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BUMITAMA AGRI LTD.
Ticker: P8Z Security ID: Y0926Z106
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Elect Chua Chun Guan Christopher as For For Management
Director
3 Elect Dato' Lee Yeow Chor as Director For For Management
4 Approve Directors' Fees for the Year For For Management
Ended Dec. 31, 2012
5 Approve Directors' Fees for the Year For For Management
Ending Dec. 31, 2013
6 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Shareholders' Mandate for IOI For For Management
Transactions
8 Approve Shareholders' Mandate for SNA For For Management
Transactions
9 Approve Shareholders' Mandate for KMS For For Management
Transactions
--------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LTD.
Ticker: 00606 Security ID: Y1375F104
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yu Xubo as Director For For Management
3b Elect Ma Wangjun as Director For Against Management
3c Elect Lam Wai Hon Ambrose as Director For For Management
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 03983 Security ID: Y14251105
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Proposal For For Management
and Declaration of Final Dividend
5 Approve Budget Proposal for the Year For For Management
2013
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants and
Deloitte Touche Tohmatsu Certified
Public Accountants LLP as the
International and Domestic Auditors,
Respectively, and Authorize the Audit
Committee to Fix Their Remuneration
7 Elect Wang Mingyang as Supervisor and None For Shareholder
Authorize Board and Remuneration
Committee to Determine His Remuneration
8 Amend Articles of Association of the For For Management
Company
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA FOODS LTD.
Ticker: 00506 Security ID: G2154F109
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Luan Xiuju as Director For For Management
3 Elect Ma Jianping as Director For For Management
4 Elect Wu Wenting as Director For For Management
5 Elect Paul Kenneth Etchells as Director For For Management
6 Elect Yu Xubo as Director For For Management
7 Authorize Board to Fix Directors' For For Management
Remuneration
8 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MINZHONG FOOD CORPORATION LIMITED
Ticker: K2N Security ID: Y1503Q105
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Reelect Wang Anson as Director For For Management
3 Reelect Lim Gee Kiat as Director For For Management
4 Approve Directors' Fees of SGD 345,275 For For Management
5 Reappoint Crowe Horwath First Trust For For Management
LLP as Auditors and Authorize Board to
Fix Their Remuneration
6 Transact Other Business (Non-Voting) None None Management
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Issuance of Shares and Grant For Against Management
of Options Pursuant to the CMZ
Employee Share Option Scheme 2010
--------------------------------------------------------------------------------
CHINA MINZHONG FOOD CORPORATION LIMITED
Ticker: K2N Security ID: Y1503Q105
Meeting Date: OCT 25, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CHINA MODERN DAIRY HOLDINGS LTD.
Ticker: 01117 Security ID: G21579100
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2a1 Reelect Deng Jiuqiang as Director For For Management
2a2 Reelect Han Chunlin as Director For For Management
2a3 Reelect Lei Yongsheng as Director For For Management
2b Authorize Board to Fix the Directors' For For Management
Remuneration
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Share Repurchase Program For For Management
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MODERN DAIRY HOLDINGS LTD.
Ticker: 01117 Security ID: G21579100
Meeting Date: NOV 30, 2012 Meeting Type: Special
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve New Framework Supply Agreement For For Management
1b Authorize Board to Do All Such Acts For For Management
Necessary to Implement the New
Framework Supply Agreement
--------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LTD.
Ticker: 01068 Security ID: G21159101
Meeting Date: DEC 19, 2012 Meeting Type: Special
Record Date: DEC 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Purchase Agreement For For Management
and Proposed Annual Caps
--------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LTD.
Ticker: 01068 Security ID: G21159101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Yu Zhangli as Director For For Management
3 Elect Li Shibao as Director For For Management
4 Elect Ge Yuqi as Director For For Management
5 Elect Qiao Jun as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
11 Approve Refreshment of Scheme Limit For Against Management
Under the Share Option Scheme
--------------------------------------------------------------------------------
CHIQUITA BRANDS INTERNATIONAL, INC.
Ticker: CQB Security ID: 170032809
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kerrii B. Anderson For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Clare M. Hasler-Lewis For For Management
1.4 Elect Director Edward F. Lonergan For For Management
1.5 Elect Director Jeffrey N. Simmons For For Management
1.6 Elect Director Steven P. Stanbrook For For Management
1.7 Elect Director Ronald V. Waters III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
CSM NV
Ticker: CSM Security ID: N2366U201
Meeting Date: JUL 03, 2012 Meeting Type: Special
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Sale of Company Assets For Against Management
3 Allow Questions None None Management
4 Close Meeting None None Management
--------------------------------------------------------------------------------
CSM NV
Ticker: CSM Security ID: N2366U201
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board and None None Management
Supervisory Board
3a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3b Adopt Financial Statements and For For Management
Statutory Reports
3c Approve Dividends of EUR 0.70 Per Share For For Management
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Elect G.J. Hoetmer to Executive Board For For Management
7 Elect M. Vrijsen to Supervisory Board For For Management
8a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
8b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 8a
8c Grant Board Authority to Issue For For Management
Cumulative Financing Preference Shares
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Ratify Deloitte as Auditors For For Management
11 Allow Questions None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
DAIRY CREST GROUP PLC
Ticker: DCG Security ID: G2624G109
Meeting Date: JUL 17, 2012 Meeting Type: Annual
Record Date: JUL 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Sue Farr as Director For For Management
5 Re-elect Mark Allen as Director For For Management
6 Re-elect Alastair Murray as Director For For Management
7 Re-elect Martyn Wilks as Director For For Management
8 Re-elect Stephen Alexander as Director For For Management
9 Re-elect Andrew Carr-Locke as Director For For Management
10 Re-elect Richard Macdonald as Director For For Management
11 Re-elect Anthony Fry as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Share
--------------------------------------------------------------------------------
DAIRY CREST GROUP PLC
Ticker: DCGL Security ID: G2624G109
Meeting Date: AUG 16, 2012 Meeting Type: Special
Record Date: AUG 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of St Hubert SAS For For Management
--------------------------------------------------------------------------------
DEVRO PLC
Ticker: DVO Security ID: G2743R101
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Steve Hannam as Director For For Management
4 Re-elect Peter Page as Director For For Management
5 Re-elect Jane Lodge as Director For For Management
6 Re-elect Paul Neep as Director For For Management
7 Re-elect Simon Webb as Director For For Management
8 Re-elect Paul Withers as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorise Their
Remuneration
10 Approve Remuneration Report For For Management
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Approve Performance Share Plan For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC.
Ticker: DOLE Security ID: 256603101
Meeting Date: DEC 06, 2012 Meeting Type: Special
Record Date: OCT 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC.
Ticker: DOLE Security ID: 256603101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Conrad For Withhold Management
1.2 Elect Director E. Rolland Dickson For For Management
1.3 Elect Director Justin M. Murdock For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EBRO FOODS S.A
Ticker: EVA Security ID: E38028135
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Discharge of Board For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Special Cash Dividends of EUR For For Management
0.12 per Share
5 Renew Appointment of Deloitte as For For Management
Auditor
6 Advisory Vote on Remuneration Policy For For Management
Report
7 Authorize Donations to Fundacion Ebro For For Management
Foods
8 Ratify Appointment by Co-option of For Against Management
Hispafoods Invest SL as Director
9.1 Allow Director Instituto Hispanico del For For Management
Arroz SA to Assume Positions with
Other Companies
9.2 Allow Director Antonio Hernandez For For Management
Callejas to Assume Positions with
Other Companies
9.3 Allow Director Rudolf-August Oetker to For For Management
Assume Positions with Other Companies
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FIRST RESOURCES LTD.
Ticker: EB5 Security ID: Y2560F107
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Teng Cheong Kwee as Director For Against Management
4 Elect Hee Theng Fong as Director For For Management
5 Approve Directors' Fees For For Management
6 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities With or
Without Preemptive Rights
8 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 00038 Security ID: Y25714109
Meeting Date: NOV 09, 2012 Meeting Type: Special
Record Date: OCT 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of External Guarantee For For Management
2a Approve Issue Size of Corporate Bonds For For Management
2b Approve Coupon Rate and Way of For For Management
Determination of the Corporate Bonds
2c Approve Arrangement for Placement to For For Management
Shareholders Under the Issue Corporate
Bonds
2d Approve Maturity of Corporate Bonds For For Management
2e Approve Use of Proceeds from the Issue For For Management
of Corporate Bonds
2f Approve Validity Period of the For For Management
Resolution in Respect of the Issue of
Corporate Bonds
2g Approve Safeguard Measures for Debt For For Management
Repayment in Relation to the Issue
Corporate Bonds
2h Authorize Board to Deal with All For For Management
Matters in Relation to the Issue of
Corporate Bonds
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 00038 Security ID: Y25714109
Meeting Date: DEC 20, 2012 Meeting Type: Special
Record Date: NOV 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Material Procurement Agreement For For Management
and Related Annual Caps
2 Approve Composite Services Agreement For For Management
and Related Annual Caps
3 Approve Energy Procurement Agreement For For Management
and Related Annual Caps
4 Approve Loan Service Agreement and For For Management
Related Annual Caps
5 Approve Bills Discounting Service For For Management
Agreement and Related Annual Caps
6 Approve Bills Acceptance Service For For Management
Agreement and Related Annual Caps
7 Approve Sale of Goods Agreement and For For Management
Related Annual Caps
8 Approve Properties Lease Agreement and For For Management
Related Annual Caps
9 Approve Land Lease Agreement and For For Management
Related Annual Caps
10 Approve Technology Services Agreement For For Management
and Related Annual Caps
11 Approve Deposit Service Agreement For Against Management
12 Authorize Board to Do All such Acts For For Management
and Things Necessary to Implement the
New Agreements
13 Elect Zhao Yanshui as Director For For Management
14 Elect Su Weike as Director For For Management
15 Elect Yan Linjiao as Director For For Management
16 Elect Guo Zhiqiang as Director For For Management
17 Elect Dong Jianhong as Director For For Management
18 Elect Qu Dawei as Director For For Management
19 Elect Liu Jiguo as Director For For Management
20 Elect Wu Yong as Director For For Management
21 Elect Hong Xianguo as Independent For Against Management
Non-Executive Director
22 Elect Zhang Qiusheng as Independent For For Management
Non-Executive Director
23 Elect Xing Min as Independent For For Management
Non-Executive Director
24 Elect Wu Tak Lung as Independent For For Management
Non-Executive Director
25 Elect Li Pingan as Non Staff For For Management
Representative Supervisor
26 Elect Xu Shidong as Non Staff For For Management
Representative Supervisor
27 Elect Wang Yong as Non Staff For For Management
Representative Supervisor
28 Elect Huang Ping as Non Staff For For Management
Representative Supervisor
29 Approve Remuneration for the Directors For For Management
of the Sixth Board and Supervisors of
the Sixth Supervisory Committee
30 Approve Remuneration for the Extended For For Management
Service of the Directors of the Fifth
Board and Supervisors of the Fifth
Supervisory Committee
31 Approve Purchase of Directors' For Against Management
Liability Insurance for Directors,
Supervisors, and Senior Management
Officers of the Company Underwritten
by Huatai Property Insurance Company
Limited
32 Approve YTO Flag Agreement For For Shareholder
33 Approve YTO Foundry Agreement For For Shareholder
34 Approve YTO Axle Agreement For For Shareholder
35 Authorize Board to Do All such Acts For For Shareholder
and Things Necessary to Implement the
YTO Flag Agreement, YTO Foundry
Agreement and YTO Axle Agreement
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 00038 Security ID: Y25714109
Meeting Date: FEB 18, 2013 Meeting Type: Special
Record Date: JAN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantees for For For Management
the Agricultural Machines Dealers
under the Trade Finance Business by
the Company
2 Approve Provision of Guarantees by the For For Management
Company in Relation to the Financing
Provided by Financial Institutions to
YTO (Luoyang) Forklift Company Limited
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 00038 Security ID: Y25714109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Proposal For For Management
5 Reappoint Baker Tilly China Certified For For Management
Public Accountants and Baker Tilly
Hong Kong Limited as the PRC and Hong
Kong Auditors, Respectively and
Authorize Board to Fix Their
Remuneration
6 Approve Provision of Guarantees For For Management
--------------------------------------------------------------------------------
FUJI OIL CO. LTD.
Ticker: 2607 Security ID: J14994107
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2 Amend Articles To Make Technical For For Management
Changes
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
4.1 Elect Director Ebihara, Yoshitaka For For Management
4.2 Elect Director Shimizu, Hiroshi For For Management
4.3 Elect Director Yamanaka, Toshimasa For For Management
4.4 Elect Director Nakamura, Osamu For For Management
4.5 Elect Director Okamoto, Kazumi For For Management
4.6 Elect Director Takagi, Shigeru For For Management
4.7 Elect Director Teranishi, Susumu For For Management
4.8 Elect Director Maeda, Hirokazu For For Management
4.9 Elect Director Uchiyama, Tetsuya For For Management
4.10 Elect Director Nishimura, Ichiro For For Management
4.11 Elect Director Kuno, Mitsugu For For Management
4.12 Elect Director Kobayashi, Makoto For For Management
4.13 Elect Director Kimoto, Minoru For For Management
4.14 Elect Director Mishina, Kazuhiro For For Management
5 Appoint Statutory Auditor Kojo, Shigeho For For Management
6 Appoint Alternate Statutory Auditor For Against Management
Hirano, Ikuya
--------------------------------------------------------------------------------
GFPT PUBLIC CO LTD
Ticker: GFPT Security ID: Y27087165
Meeting Date: APR 05, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Performance Report None None Management
3 Accept Financial Statements For For Management
4 Approve Omission of Dividend For For Management
5.1 Elect Prasit Sirimongkolkasem as For For Management
Director
5.2 Elect Virach Sirimongkolkasem as For For Management
Director
5.3 Elect Sathit Karanes as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Sam Nak - Ngan A.M.C. Co., Ltd. For For Management
as Auditors and Authorize Board to
Fix Their Remuneration
8 Amend Memorandum of Association For For Management
9 Approve Issuance of Debentures For For Management
--------------------------------------------------------------------------------
GLANBIA PLC
Ticker: GL9 Security ID: G39021103
Meeting Date: NOV 20, 2012 Meeting Type: Special
Record Date: NOV 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dairy Processing Joint Venture For For Management
with Glanbia Co-operative Society
Limited
--------------------------------------------------------------------------------
GLANBIA PLC
Ticker: GL9 Security ID: G39021103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect John Callaghan as Director For Against Management
3b Reelect William Carroll as Director For For Management
3c Reelect Henry Corbally as Director For Against Management
3d Reelect Jer Doheny as Director For For Management
3e Reelect David Farrell as Director For For Management
3f Reelect Donard Gaynor as Director For For Management
3g Reelect Patrick Gleeson as Director For Against Management
3h Reelect Paul Haran as Director For For Management
3i Reelect Liam Herlihy as Director For Against Management
3j Reelect Martin Keane as Director For Against Management
3k Reelect Michael Keane as Director For For Management
3l Reelect Jerry Liston as Director For Against Management
3m Reelect Matthew Merrick as Director For Against Management
3n Reelect John Moloney as Director For For Management
3o Reelect John Murphy as Director For For Management
3p Reelect Patrick Murphy as Director For For Management
3q Reelect William Murphy as Director For For Management
3r Reelect Brian Phelan as Director For For Management
3s Reelect Eamon Power as Director For For Management
3t Reelect Siobhan Talbot as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Authorise Reissuance of Repurchased For For Management
Shares
10 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
11 Waive Requirement in Respect of Market None Against Management
Purchases of the Company's Own Shares
12 Waive Requirement in Respect of Share None Against Management
Acquisitions by Directors
13 Waive Requirement in Respect of the None Against Management
Company's Employee Share Schemes
--------------------------------------------------------------------------------
GLOBAL BIO-CHEM TECHNOLOGY GROUP CO. LTD.
Ticker: 00809 Security ID: G3919S105
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Liu Xiaoming as Director For For Management
2b Elect Wang Guifeng as Director For For Management
2c Authorize Board to Fix the For For Management
Remuneration of Directors
3 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GRAINCORP LTD.
Ticker: GNC Security ID: Q42655102
Meeting Date: DEC 20, 2012 Meeting Type: Annual
Record Date: DEC 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3.1 Elect Don Taylor as a Director For For Management
3.2 Elect David Trebeck as a Director For For Management
3.3 Elect Donald McGauchie as a Director For For Management
4 Approve the Amendment to the Terms of For For Management
Rights Issued under the Long Term
Incentive Plan and Deferred Equity
Plan to Allow the Board to Issue
Shares to Satisfy Vested Rights
5 Approve the Provision of Financial For For Management
Assistance in Relation to the
Acquisition by GrainCorp Operations
Ltd of Certain Companies
--------------------------------------------------------------------------------
HOUSE FOODS CORPORATION
Ticker: 2810 Security ID: J22680102
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2 Approve Adoption of Holding Company For For Management
Structure and Transfer of Operations
to New Wholly-Owned Subsidiary
3 Amend Articles To Change Company Name For For Management
- Expand Board Eligibility - Amend
Business Lines
4.1 Elect Director Oze, Akira For For Management
4.2 Elect Director Urakami, Hiroshi For For Management
4.3 Elect Director Matsumoto, Keiji For For Management
4.4 Elect Director Inoe, Hajime For For Management
4.5 Elect Director Hirora, Yasukatsu For For Management
4.6 Elect Director Fujii, Toyoaki For For Management
4.7 Elect Director Kudo, Masahiko For For Management
4.8 Elect Director Taguchi, Masao For For Management
4.9 Elect Director Yamamoto, Kunikatsu For For Management
5 Appoint Statutory Auditor Shindo, Daiji For Against Management
6 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
INDOFOOD AGRI RESOURCES LTD.
Ticker: 5JS Security ID: Y3974E108
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Elect Axton Salim as Director For For Management
4b Elect Tjhie Tje Fie as Director For For Management
4c Elect Suaimi Suriady as Director For For Management
5 Elect Sonny Lianto as Director For For Management
6 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities With or
Without Preemptive Rights
8 Approve Mandate for Transactions with For For Management
Related Parties
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ISEKI & CO., LTD.
Ticker: 6310 Security ID: J24349110
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Minami, Kenji For For Management
3.2 Elect Director Kimura, Noriyuki For For Management
3.3 Elect Director Tada, Susumu For For Management
3.4 Elect Director Kikuchi, Akio For For Management
3.5 Elect Director Kinoshita, Eiichiro For For Management
3.6 Elect Director Maki, Yasunori For For Management
3.7 Elect Director Toyoda, Yoshiyuki For For Management
3.8 Elect Director Kamada, Hiroshi For For Management
3.9 Elect Director Arata, Shinji For For Management
3.10 Elect Director Iwasaki, Atsushi For For Management
4.1 Appoint Statutory Auditor Tsukitani, For Against Management
Toshifumi
4.2 Appoint Statutory Auditor Kimoto, Seigo For Against Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
ITOHAM FOODS INC.
Ticker: 2284 Security ID: J25037128
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Horio, Mamoru For For Management
1.2 Elect Director Ishii, Takashi For For Management
1.3 Elect Director Ikeuchi, Hiroaki For For Management
1.4 Elect Director Tsujikawa, Noritaka For For Management
1.5 Elect Director Shibayama, Ikuro For For Management
1.6 Elect Director Ito, Koichi For For Management
1.7 Elect Director Ichida, Kenichi For For Management
1.8 Elect Director Misono, Kazuhiko For For Management
1.9 Elect Director Munakata, Nobuhiko For For Management
--------------------------------------------------------------------------------
KEWPIE CORP.
Ticker: 2809 Security ID: J33097106
Meeting Date: FEB 26, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miyake, Minesaburo For Against Management
1.2 Elect Director Okumura, Akio For For Management
1.3 Elect Director Nakashima, Amane For For Management
1.4 Elect Director Yoshimura, Hiroshi For For Management
1.5 Elect Director Katsuyama, Tadaaki For For Management
1.6 Elect Director Wada, Yoshiaki For For Management
1.7 Elect Director Takemura, Shigeki For For Management
1.8 Elect Director Nishio, Hideaki For For Management
1.9 Elect Director Inoe, Nobuo For For Management
1.10 Elect Director Suda, Shigehiro For For Management
1.11 Elect Director Furutachi, Masafumi For For Management
1.12 Elect Director Goto, Nobutaka For For Management
1.13 Elect Director Hyodo, Toru For For Management
2 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
KUMIAI CHEMICAL INDUSTRY CO. LTD.
Ticker: 4996 Security ID: J36834117
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: OCT 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Ishihara, Eisuke For For Management
3.2 Elect Director Hori, Sadanao For For Management
3.3 Elect Director Otake, Takeo For For Management
3.4 Elect Director Nagayama, Kozo For For Management
3.5 Elect Director Ambe, Toshihiro For For Management
3.6 Elect Director Koike, Yoshitomo For For Management
3.7 Elect Director Ojima, Masahiro For For Management
3.8 Elect Director Uezono, Takao For For Management
3.9 Elect Director Kato, Atsuhiro For For Management
3.10 Elect Director Fujimoto, Fumihito For For Management
3.11 Elect Director Hikiyashiki, Toru For For Management
3.12 Elect Director Yasuda, Tadataka For For Management
4 Approve Retirement Bonus Payment for For Against Management
Directors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
--------------------------------------------------------------------------------
LINDSAY CORPORATION
Ticker: LNN Security ID: 535555106
Meeting Date: JAN 28, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard G. Buffett For For Management
1.2 Elect Director Michael C. Nahl For For Management
1.3 Elect Director William F. Welsh, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEWAH INTERNATIONAL INC.
Ticker: MV4 Security ID: G6074A108
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Declare Final Dividend For For Management
3 Elect Michelle Cheo Hui Ning as For For Management
Director
4 Elect Wong Lai Wan as Director For For Management
5 Elect Giam Chin Toon as Director For For Management
6 Elect Ir Muhammad Radzi Bin Haji For For Management
Mansor as Director
7 Elect Ong Soon Hock as Director For For Management
8 Approve Remuneration of Directors For For Management
9 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Approve Interested Person Transactions For For Management
--------------------------------------------------------------------------------
MEWAH INTERNATIONAL INC.
Ticker: MV4 Security ID: G6074A108
Meeting Date: APR 25, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
MITSUI SUGAR CO. LTD
Ticker: 2109 Security ID: J45163102
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4
2.1 Elect Director Iida, Masaaki For For Management
2.2 Elect Director Nomura, Tateo For For Management
2.3 Elect Director Tako, Yuutaro For For Management
2.4 Elect Director Hayashi, Yoichi For For Management
2.5 Elect Director Ikeda, Hiroyuki For For Management
2.6 Elect Director Shoji, Hidehiro For For Management
2.7 Elect Director Tsuchida, Tsuyoshi For For Management
3.1 Appoint Statutory Auditor Fukunaga, For Against Management
Takashi
3.2 Appoint Statutory Auditor Nishiyama, For Against Management
Shigeru
--------------------------------------------------------------------------------
MORINAGA MILK INDUSTRY CO. LTD.
Ticker: 2264 Security ID: J46410114
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2 Approve Takeover Defense Plan (Poison For Against Management
Pill)
3.1 Elect Director Ono, Akira For Against Management
3.2 Elect Director Miyahara, Michio For Against Management
3.3 Elect Director Noguchi, Junichi For For Management
3.4 Elect Director Miura, Yukio For For Management
3.5 Elect Director Kobayashi, Hachiro For For Management
3.6 Elect Director Takase, Mitsunori For For Management
3.7 Elect Director Tamura, Masaru For For Management
3.8 Elect Director Aoyama, Kazuo For For Management
4 Appoint Alternate Statutory Auditor For For Management
Kato, Ichiro
--------------------------------------------------------------------------------
NIPPON MEAT PACKERS INC.
Ticker: 2282 Security ID: J54752142
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobayashi, Hiroshi For For Management
1.2 Elect Director Takezoe, Noboru For For Management
1.3 Elect Director Okoso, Hiroji For For Management
1.4 Elect Director Uchida, Koji For For Management
1.5 Elect Director Hata, Yoshihide For For Management
1.6 Elect Director Suezawa, Juichi For For Management
1.7 Elect Director Tsujimoto, Kazuhiro For For Management
1.8 Elect Director Kawamura, Koji For For Management
1.9 Elect Director Katayama, Toshiko For For Management
1.10 Elect Director Taka, Iwao For For Management
2 Appoint Statutory Auditor Itagaki, For For Management
Hiroshi
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NISSHIN OILLIO GROUP LTD
Ticker: 2602 Security ID: J57719122
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Imamura, Takao For For Management
2.2 Elect Director Imokawa, Fumio For For Management
2.3 Elect Director Morino, Toru For For Management
2.4 Elect Director Watanabe, Susumu For For Management
2.5 Elect Director Seto, Akira For For Management
2.6 Elect Director Fujii, Takashi For For Management
2.7 Elect Director Ogami, Hidetoshi For For Management
2.8 Elect Director Narusawa, Takashi For For Management
2.9 Elect Director Uehara, Toshio For For Management
3 Approve Retirement Bonus Payment for For Against Management
Directors
--------------------------------------------------------------------------------
NISSHIN SEIFUN GROUP INC.
Ticker: 2002 Security ID: J57633109
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Oeda, Hiroshi For For Management
2.2 Elect Director Ikeda, Kazuo For For Management
2.3 Elect Director Nakagawa, Masao For For Management
2.4 Elect Director Harada, Takashi For For Management
2.5 Elect Director Takizawa, Michinori For For Management
2.6 Elect Director Shiragami, Toshinori For For Management
2.7 Elect Director Nakagawa, Masashi For For Management
2.8 Elect Director Iwasaki, Koichi For For Management
2.9 Elect Director Okumura, Ariyoshi For For Management
2.10 Elect Director Mimura, Akio For Against Management
2.11 Elect Director Ogawa, Yasuhiko For For Management
2.12 Elect Director Mori, Akira For For Management
2.13 Elect Director Yamada, Takao For For Management
2.14 Elect Director Kemmoku, Nobuki For For Management
3.1 Appoint Statutory Auditor Watanabe, For For Management
Makoto
3.2 Appoint Statutory Auditor Fushiya, For For Management
Kazuhiko
3.3 Appoint Statutory Auditor Masaki, For For Management
Yasuhiko
4 Approve Stock Option Plan for Directors For For Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NOF CORP.
Ticker: 4403 Security ID: J58934100
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Oike, Hirokazu For For Management
2.2 Elect Director Kobayashi, Akiharu For For Management
2.3 Elect Director Kato, Kazushige For For Management
2.4 Elect Director Kanazawa, Hiroshi For For Management
2.5 Elect Director Kikuchi, Fumio For For Management
2.6 Elect Director Takahashi, Fujio For For Management
2.7 Elect Director Nagano, Kazuo For For Management
2.8 Elect Director Maeda, Kazuhito For For Management
2.9 Elect Director Miyaji, Takeo For For Management
2.10 Elect Director Kodera, Masayuki For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NUFARM LIMITED (FORMERLY FERNZ CORP. LTD.)
Ticker: NUF Security ID: Q7007B105
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3a Elect W B 'Bruce' Goodfellow as a For For Management
Director
3b Elect Francis Anthony 'Frank' Ford as For For Management
a Director
4 Approve the Grant of Performance For For Management
Rights to Doug Rathbone, Managing
Director and Chief Executive Officer
of the Company
--------------------------------------------------------------------------------
NUTRECO NV
Ticker: NUO Security ID: N6509P102
Meeting Date: JUL 23, 2012 Meeting Type: Special
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect V. Halseth to Executive Board For For Management
3 Close Meeting None None Management
--------------------------------------------------------------------------------
NUTRECO NV
Ticker: NUO Security ID: N6509P102
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Open Meeting None None Management
1.2 Receive Announcements None None Management
2 Receive Report of Supervisory Board None None Management
(Non-Voting)
3 Receive Report of Management Board None None Management
(Non-Voting)
4.1 Adopt Financial Statements For For Management
4.2 Approve Dividends of EUR 2.05 Per Share For For Management
5.1 Approve Discharge of Management Board For For Management
5.2 Approve Discharge of Supervisory Board For For Management
6.1 Ratify KPMG Accountants as Auditors For For Management
6.2 Receive Announcements Re: Mandatory None None Management
Auditor Rotation
7 Approve 2:1 Stock Split For For Management
8.1 Reelect R.J. Frohn to Supervisory Board For For Management
8.2 Reelect A. Puri to Supervisory Board For For Management
8.3 Reelect J.A.J. Vink to Supervisory For For Management
Board
9.1 Reelect K. Nesse to Executive Board For For Management
9.2 Reelect J. Vergeer to Executive Board For For Management
10.1 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
10.2 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 10.1
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Other Business (Non-Voting) None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
PEOPLE'S FOOD HOLDINGS LTD
Ticker: P05 Security ID: G7000R108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Zhou Lian Kui as Director For For Management
4 Elect Zhou Lian Liang as Director For For Management
5 Approve Directors' Fees For For Management
6 Reappoint BDO Limited, Certified For For Management
Public Accountants, Hong Kong and BDO
LLP, Certified Public Accountants,
Singapore as Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Issuance of Shares Under the For Against Management
People's Food Share Option Scheme 2009
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PRIMA MEAT PACKERS LTD.
Ticker: 2281 Security ID: J64040132
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2
--------------------------------------------------------------------------------
PT MALINDO FEEDMILL TBK
Ticker: MAIN Security ID: Y7127C117
Meeting Date: JUN 05, 2013 Meeting Type: Annual/Special
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
PT PP LONDON SUMATRA INDONESIA TBK
Ticker: LSIP Security ID: Y7137X101
Meeting Date: MAY 24, 2013 Meeting Type: Annual/Special
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report of Directors For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Elect Directors and Commissioners For Against Management
5 Approve Remuneration of Directors and For For Management
Commissioners
6 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
1 Approve Change in the Company's Status For Against Management
from Foreign Direct Investment to
Domestic Direct Investment
2 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PT SAMPOERNA AGRO TBK
Ticker: SGRO Security ID: Y71356102
Meeting Date: OCT 18, 2012 Meeting Type: Special
Record Date: OCT 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
SHENGUAN HOLDINGS (GROUP) LTD.
Ticker: 00829 Security ID: G8116M108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4a Elect Tsui Yung Kwok as Director For For Management
4b Elect Meng Qinguo as Director For For Management
4c Elect Yang Xiaohu as Director For For Management
4d Authorize Board to Fix the For For Management
Remuneration of Directors
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINOFERT HOLDINGS LTD.
Ticker: 00297 Security ID: G8403G103
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: JUN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Feng Zhi Bin as Director For For Management
3b Elect Stephen Francis Dowdle as For For Management
Director
3c Elect Tse Hau Yin, Aloysius as Director For For Management
4 Authorize Board to Fix the For For Management
Remuneration of Directors
5 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 19, 2012 Meeting Type: Annual
Record Date: JUL 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Luter, III For For Management
1.2 Elect Director C. Larry Pope For For Management
1.3 Elect Director Wendell H. Murphy, Sr. For For Management
1.4 Elect Director Paul S. Trible, Jr. For For Management
2a Declassify the Board of Directors For For Management
2b Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THAI VEGETABLE OIL PCL
Ticker: TVO Security ID: Y9013V159
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Operations Report For For Management
3 Accept Financial Statements For For Management
4 Approve Dividend of THB 1.80 Per Share For For Management
5.1 Elect Chaipat Sahasakul as Director For For Management
5.2 Elect Vichit Vitayatanagorn as Director For For Management
5.3 Elect Prinda Tangpiroonthum as Director For For Management
5.4 Elect Vachara Vitayatanagorn Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Ernst & Young Office Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Decrease Registered Capital and Amend For For Management
Memorandum of Association to Reflect
Decrease in Registered Capital
9 Other Business For Against Management
--------------------------------------------------------------------------------
THE ANDERSONS, INC.
Ticker: ANDE Security ID: 034164103
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Anderson For For Management
1.2 Elect Director Gerard M. Anderson For Withhold Management
1.3 Elect Director Catherine M. Kilbane For For Management
1.4 Elect Director Robert J. King, Jr. For For Management
1.5 Elect Director Ross W. Manire For For Management
1.6 Elect Director Donald L. Mennel For For Management
1.7 Elect Director David L. Nichols For For Management
1.8 Elect Director John T. Stout, Jr. For For Management
1.9 Elect Director Jacqueline F. Woods For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TORO COMPANY
Ticker: TTC Security ID: 891092108
Meeting Date: MAR 12, 2013 Meeting Type: Annual
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Buhrmaster For For Management
1.2 Elect Director James C. O'Rourke For For Management
1.3 Elect Director Christopher A. Twomey For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
YAMATANE CORP.
Ticker: 9305 Security ID: J96392121
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yamazaki, Motohiro For Against Management
1.2 Elect Director Takagawa, Shuuji For For Management
1.3 Elect Director Mito, Takashi For For Management
1.4 Elect Director Tsunoda, Tatsuya For For Management
1.5 Elect Director Takahashi, Hisao For For Management
1.6 Elect Director Fukuda, Naoaki For For Management
1.7 Elect Director Suzuki, Yasumichi For For Management
1.8 Elect Director Tsuchiya, Osamu For For Management
--------------------------------------------------------------------------------
ZHONGPIN INC.
Ticker: ZHNP Security ID: 98952K107
Meeting Date: JUN 27, 2013 Meeting Type: Special
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
========================= IQ Global Oil Small Cap ETF ==========================
ALLIANCE OIL COMPANY LTD
Ticker: AOIL Security ID: G0252S106
Meeting Date: DEC 14, 2012 Meeting Type: Special
Record Date: DEC 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Preparation and Approval of Voting List For Did Not Vote Management
4 Designate Inspector or Shareholder For Did Not Vote Management
Representative(s) of Minutes of Meeting
5 Verification That Meeting Has Been For Did Not Vote Management
Duly Convened
6 Approve Agenda of Meeting For Did Not Vote Management
7 Amend Articles of Association; For Did Not Vote Management
Authorize Issue of Preferred Stock;
Approve Dividend for Preferred Stock
8 Close Meeting None None Management
--------------------------------------------------------------------------------
ALLIANCE OIL COMPANY LTD
Ticker: AOIL Security ID: G0252S106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of the Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Meeting Agenda For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9a Accept Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income For For Management
10 Fix Number of Directors at Seven For For Management
11 Approve Remuneration of Directors in For For Management
the Amount of USD 180,000 for Chairman
and USD 120,000 for Other Directors;
Approve Remuneration for Committee Work
12 Reelect Fred Boling, Arsen Idrisov, For For Management
Raymond Liefooghe, Claes Levin,
Fernando Martinez-Fresneda, Isa
Bazhaev, and Eric Forss (Chairman) as
Directors
13 Approve Auditor Remuneration For For Management
14 Ratify Deloitte, and ZAO Deloitte and For For Management
Touche CIS as Auditors
15 Authorize Chairman of the Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Issuance of up tp 15 Million For For Management
Shares without Preemptive Rights
17 Approve Annual Dividend of SEK 30 per For For Management
Preference Share
18 Transact Other Business None None Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
ALON USA ENERGY, INC.
Ticker: ALJ Security ID: 020520102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Wiessman For Withhold Management
1.2 Elect Director Boaz Biran For Withhold Management
1.3 Elect Director Ron W. Haddock For For Management
1.4 Elect Director Itzhak Bader For Withhold Management
1.5 Elect Director Jeff D. Morris For Withhold Management
1.6 Elect Director Yeshayahu Pery For Withhold Management
1.7 Elect Director Zalman Segal For For Management
1.8 Elect Director Avraham Shochat For For Management
1.9 Elect Director Shlomo Even For Withhold Management
1.10 Elect Director Oded Rubinstein For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARCHER LTD.
Ticker: ARCHER Security ID: G0451H109
Meeting Date: SEP 21, 2012 Meeting Type: Annual
Record Date: JUL 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Saad Bargach as Director For Did Not Vote Management
2 Reelect Fredrik Halvorsen as Director For Did Not Vote Management
3 Reelect Tor Troim as Director For Did Not Vote Management
4 Reelect Kate Blankenship as Director For Did Not Vote Management
5 Reelect Cecilie Fredriksen as Director For Did Not Vote Management
6 Reelect Alejandro Bulgheroni as For Did Not Vote Management
Director
7 Reelect Giovanni Dell'Orto as Director For Did Not Vote Management
8 Reelect John Reynolds as Director For Did Not Vote Management
9 Reappoint PricewaterhouseCoopers as For Did Not Vote Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors in For Did Not Vote Management
the Aggregate Amount of USD 500,000
--------------------------------------------------------------------------------
ARCHER LTD.
Ticker: ARCHER Security ID: G0451H109
Meeting Date: FEB 13, 2013 Meeting Type: Special
Record Date: JAN 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Approve Treatment of Credit Arising For For Management
from Capital Reduction
3 Approve Reduction and Subsequent For For Management
Increase in Authorized Capital
4 Approve Amendments to Shareholder For For Management
Register due to Capital Reduction
--------------------------------------------------------------------------------
BANGCHAK PETROLEUM PUBLIC CO LTD
Ticker: BCP Security ID: Y0586K134
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Director's Report None None Management
3 Accept Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend of THB 1.25 Per Share
5.1 Elect Anusorn Tamajai as Director For For Management
5.2 Elect Surin Chiravisit as Director For For Management
5.3 Elect Sarakorn Kulatham as Director For For Management
5.4 Elect Arunporn Limskul as Director For For Management
5.5 Elect Vikrom Koompirochana as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
8 Amend Articles of Association For For Management
9 Approve Five-Year External Fund For Against Management
Raising Plan for 2013-2017
10 Other Business For Against Management
--------------------------------------------------------------------------------
BANKERS PETROLEUM LTD.
Ticker: BNK Security ID: 066286303
Meeting Date: MAY 21, 2013 Meeting Type: Annual/Special
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2a Elect Director Abdel F. (Abby) Badwi For For Management
2b Elect Director Eric Brown For For Management
2c Elect Director Wesley Clark For For Management
2d Elect Director Robert Cross For For Management
2e Elect Director Jonathan Harris For For Management
2f Elect Director Phillip Knoll For For Management
2g Elect Director Ian B. McMurtrie For For Management
2h Elect Director John B. Zaozirny For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Change Jurisdiction of Incorporation For For Management
[British Columbia to Alberta]
5 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
BONANZA CREEK ENERGY, INC.
Ticker: BCEI Security ID: 097793103
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Watt For For Management
1.2 Elect Director Gregory P. Raih For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BPZ RESOURCES, INC.
Ticker: BPZ Security ID: 055639108
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Manuel Pablo For For Management
Zuniga-Pflucker
1.2 Elect Director John J. Lendrum, III For For Management
1.3 Elect Director Stephen R. Brand For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CALTEX AUSTRALIA LTD.
Ticker: CTX Security ID: Q19884107
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
5 Approve the Remuneration Report For For Management
6a Elect Richard Brown as a Director For For Management
6b Elect Barbara Burger as a Director For For Management
--------------------------------------------------------------------------------
CANYON SERVICES GROUP INC.
Ticker: FRC Security ID: 138873104
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley P.D. Fedora For For Management
1.2 Elect Director Stan G.P. Grad For For Management
1.3 Elect Director Raymond P. Antony For For Management
1.4 Elect Director Neil M. MacKenzie For For Management
1.5 Elect Director Richard E. Peterson For For Management
1.6 Elect Director Michael Scott Ratushny For For Management
1.7 Elect Director Miles Lich For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CORE LABORATORIES N.V.
Ticker: CLB Security ID: N22717107
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director D. John Ogren For For Management
1b Elect Director Lucia van Geuns For For Management
1c Elect Director Charles L. Dunlap For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Cancellation of Repurchased For For Management
Shares
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Grant Board Authority to Issue For For Management
Ordinary and Preference Shares Up To
10 Percent of Issued Capital
8 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 7
--------------------------------------------------------------------------------
COSMO OIL CO. LTD.
Ticker: 5007 Security ID: J08316101
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Accounting Transfers For For Management
2.1 Elect Director Kimura, Yaichi For For Management
2.2 Elect Director Morikawa, Keizo For For Management
2.3 Elect Director Tamura, Atsuto For For Management
2.4 Elect Director Matsumura, Hideto For For Management
2.5 Elect Director Kobayashi, Hisashi For For Management
2.6 Elect Director Kusakabe, Isao For For Management
2.7 Elect Director Ogiwara, Hirohiko For For Management
2.8 Elect Director Kiriyama, Hiroshi For For Management
2.9 Elect Director Mohamed Al Hamli For For Management
2.10 Elect Director Mohamed Al Mehairi For For Management
3 Appoint Statutory Auditor Kanno, Sakae For Against Management
--------------------------------------------------------------------------------
CVR ENERGY, INC.
Ticker: CVI Security ID: 12662P108
Meeting Date: JUL 17, 2012 Meeting Type: Annual
Record Date: JUN 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bob G. Alexander For For Management
1.2 Elect Director SungHwan Cho For Withhold Management
1.3 Elect Director Carl C. Icahn For Withhold Management
1.4 Elect Director Vincent J. Intrieri For Withhold Management
1.5 Elect Director John J. Lipinski For Withhold Management
1.6 Elect Director Samuel Merksamer For Withhold Management
1.7 Elect Director Stephen Mongillo For For Management
1.8 Elect Director Daniel A. Ninivaggi For Withhold Management
1.9 Elect Director James M. Strock For For Management
1.10 Elect Director Glenn R. Zander For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVR ENERGY, INC.
Ticker: CVI Security ID: 12662P108
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bob G. Alexander For For Management
1.2 Elect Director SungHwan Cho For Withhold Management
1.3 Elect Director Carl C. Icahn For Withhold Management
1.4 Elect Director Vincent J. Intrieri For Withhold Management
1.5 Elect Director John J. Lipinski For Withhold Management
1.6 Elect Director Samuel Merksamer For Withhold Management
1.7 Elect Director Stephen Mongillo For For Management
1.8 Elect Director Daniel A. Ninivaggi For Withhold Management
1.9 Elect Director James M. Strock For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DET NORSKE OLJESELSKAP ASA
Ticker: DETNOR Security ID: R7173B102
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
5 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
6 Approve Remuneration of Auditors For Did Not Vote Management
7 Elect Directors For Did Not Vote Management
8 Amend Articles Re: Establishment of For Did Not Vote Management
Corporate Assembly
9 Approve Remuneration of Members of For Did Not Vote Management
Corporate Assembly
10 Approve Remuneration of Nominating For Did Not Vote Management
Committee
11 Elect Members and Deputy Members of For Did Not Vote Management
Corporate Assembly
12 Approve Creation of NOK 14.1 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
13 Authorize Share Repurchase Program For Did Not Vote Management
14 Receive President's Report None None Management
--------------------------------------------------------------------------------
DNO INTERNATIONAL ASA
Ticker: DNO Security ID: R6007G105
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: JUN 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Registration of Attending Shareholders None None Management
and Proxies
2 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
5 Elect Bijan Mossavar-Rahmani For Did Not Vote Management
(Executive Chairman), Lars Arne Takla
(Deputy Chairman), Gunnar Hirsti,
Shelley Watson and Ellen K. Dyvik as
Directors
6 Approve Remuneration of Directors For Did Not Vote Management
7 Approve Remuneration of Auditors For Did Not Vote Management
8 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
9 Approve Creation of NOK 38.4 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
10 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
DRAGON OIL PLC
Ticker: DRS Security ID: G2828W132
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3.a Reelect Mohammed Al Ghurair as a For Abstain Management
Director
3.b Reelect Abdul Al Khalifa as a Director For For Management
3.c Reelect Ahmad Sharaf as a Director For For Management
3.d Reelect Ahmad Al Muhairbi as a Director For For Management
3.e Reelect Saeed Al Mazrooei as a Director For For Management
3.f Reelect Thor Haugnaess as a Director For For Management
4 Approve Remuneration Report For Against Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise General Meetings Outside the For For Management
Republic of Ireland
7 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
8 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
9 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Authorise Share Repurchase Program and For For Management
Reissuance of Shares
--------------------------------------------------------------------------------
ENSIGN ENERGY SERVICES INC.
Ticker: ESI Security ID: 293570107
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director N. Murray Edwards For For Management
2.2 Elect Director Robert H. Geddes For For Management
2.3 Elect Director James B. Howe For For Management
2.4 Elect Director Len O. Kangas For For Management
2.5 Elect Director Selby W. Porter For For Management
2.6 Elect Director John G. Schroeder For For Management
2.7 Elect Director Kenneth J. Skirka For For Management
2.8 Elect Director Gail D. Surkan For For Management
2.9 Elect Director Barth E. Whitham For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ERG SPA
Ticker: ERG Security ID: T3707Z101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2.1 Elect Internal Auditors (Bundled) and None For Shareholder
Appoint Chairman of Internal Statutory
Auditors
2.2 Approve Internal Auditors' Remuneration For For Management
3 Approve Remuneration of Directors and For For Management
Committee Members
4 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
5 Approve Remuneration Report For Against Management
--------------------------------------------------------------------------------
ESSO THAILAND PUBLIC CO LTD
Ticker: ESSO Security ID: Y23188124
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Payment of Dividend
4.1 Elect Sompop Amatayakul as Director For For Management
4.2 Elect Smit Tiemprasert as Director For For Management
4.3 Elect Wattanee Phanachet as Director For For Management
4.4 Elect Wattana Chantarasorn as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve PricewaterhouseCoopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
ETABLISSEMENTS MAUREL ET PROM
Ticker: MAU Security ID: F60858101
Meeting Date: JUN 13, 2013 Meeting Type: Annual/Special
Record Date: JUN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.40 per Share
4 Approve Transaction with New Gold Mali For Against Management
Re: Capital Reorganisation
5 Approve Transaction with Panther For For Management
Eureka Sarl Re: Debt Write-Off
6 Approve Transaction with Maurel and For For Management
Prom Gabon Re: Financing Agreement
7 Approve Transaction with Maurel and For For Management
Prom Nigeria Re: Partnership Agreement
8 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 450,000
9 Ratify Appointment of Carole Delorme d For For Management
Armaille as Director
10 Reelect Jean-Francois Henin as Director For Against Management
11 Reelect Emmanuel de Marion de Glatigny For For Management
as Director
12 Ratify Change in Location of For For Management
Registered Office to 51, rue d Anjou,
75008 Paris and Amend Article 4 of
Bylaws Accordingly
13 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Amend Article 17 of Bylaws Re: Age For For Management
Limit for Chairman
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald L. Dillingham For For Management
1.2 Elect Director Craig Groeschel For For Management
1.3 Elect Director David L. Houston For For Management
1.4 Elect Director James D. Palm For For Management
1.5 Elect Director Scott E. Streller For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARVEST NATURAL RESOURCES, INC.
Ticker: HNR Security ID: 41754V103
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen D. Chesebro' For For Management
1.2 Elect Director James A. Edmiston For For Management
1.3 Elect Director Igor Effimoff For Withhold Management
1.4 Elect Director H. H. Hardee For Withhold Management
1.5 Elect Director Robert E. Irelan For For Management
1.6 Elect Director Patrick M. Murray For Withhold Management
1.7 Elect Director J. Michael Stinson For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HORIZON OIL LTD.
Ticker: HZN Security ID: Q4706E100
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For Against Management
Remuneration Report
3 Elect John Humphrey as a Director For Against Management
4 Approve the Grant of Up to 3.88 For For Management
Million Share Appreciation Rights to
Brent Emmett, CEO of the Company
--------------------------------------------------------------------------------
IRPC PUBLIC COMPANY LIMITED
Ticker: IRPC Security ID: Y4177E119
Meeting Date: APR 05, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Chairman's Statement None None Management
2 Approve Minutes of Previous Meeting For For Management
3 Acknowledge Operations Report None None Management
4 Accept Financial Statements For For Management
5 Approve Dividend of THB 0.08 Per Share For For Management
6.1 Elect Chainoi Puankosoom as Director For For Management
6.2 Elect Wichit Plungsrisakul as Director For For Management
6.3 Elect Pailin Chuchottaworn as Director For For Management
6.4 Elect Trumph Jalichandra as Director For For Management
6.5 Elect Songpope Polachan as Director For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Pricewaterhouse Coopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
9 Approve Issuance of Debentures For For Management
10 Other Business For Against Management
--------------------------------------------------------------------------------
ITHACA ENERGY INC.
Ticker: IAE Security ID: 465676104
Meeting Date: JUN 27, 2013 Meeting Type: Annual/Special
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Jack C. Lee For For Management
2.2 Elect Director Iain McKendrick For For Management
2.3 Elect Director Ron A. Brenneman For For Management
2.4 Elect Director Brad Hurtubise For For Management
2.5 Elect Director John P. Summers For For Management
2.6 Elect Director Franklin M. Wormsbecker For For Management
2.7 Elect Director Jay M. Zammit For For Management
2.8 Elect Director Jannik Lindbaek For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
KEY ENERGY SERVICES, INC.
Ticker: KEG Security ID: 492914106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn R. Coleman For For Management
1.2 Elect Director Kevin P. Collins For For Management
1.3 Elect Director W. Phillip Marcum For For Management
1.4 Elect Director William F. Owens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KODIAK OIL & GAS CORP.
Ticker: KOG Security ID: 50015Q100
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn A. Peterson For For Management
1.2 Elect Director James E. Catlin For For Management
1.3 Elect Director Rodney D. Knutson For For Management
1.4 Elect Director Herrick K. Lidstone, Jr. For For Management
1.5 Elect Director William J. Krysiak For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KREUZ HOLDINGS LTD.
Ticker: 5RK Security ID: Y4966A104
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For Against Management
Directors' and Auditors' Reports
2 Elect Francis Wong Chin Sing as For Against Management
Director
3 Elect Eng Meng Leong as Director For Against Management
4 Approve Directors' Fees For For Management
5 Reappoint Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities With or
Without Preemptive Rights
7 Authorize Share Repurchase Program For For Management
8 Approve Mandate for Transactions with For For Management
Related Parties
9 Approve Issuance of Shares and Grant For Against Management
of Options Pursuant Kreuz Employee
Share Option Scheme
10 Approve Issuance of Shares and Grant For Against Management
of Awards Pursuant to the Kreuz Share
Plan
--------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC.
Ticker: LUFK Security ID: 549764108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. F. Glick For For Management
1.2 Elect Director J. D. Hofmeister For For Management
1.3 Elect Director A. Z. Selim For For Management
1.4 Elect Director T. E. Wiener For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC.
Ticker: LUFK Security ID: 549764108
Meeting Date: JUN 27, 2013 Meeting Type: Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
MAX PETROLEUM PLC
Ticker: MXP Security ID: G5924P109
Meeting Date: SEP 24, 2012 Meeting Type: Annual
Record Date: SEP 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect James Jeffs as Director For Abstain Management
3 Re-elect Maksut Narikbayev as Director For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issue of Equity with For For Management
Pre-emptive Rights
7 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
NAUTICAL PETROLEUM PLC
Ticker: NPE Security ID: G6400G118
Meeting Date: JUL 16, 2012 Meeting Type: Special
Record Date: JUL 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cash Acquisition of Nautical For For Management
Petroleum plc by Capricorn Energy
Limited
--------------------------------------------------------------------------------
NAUTICAL PETROLEUM PLC
Ticker: NPE Security ID: G6400G118
Meeting Date: JUL 16, 2012 Meeting Type: Court
Record Date: JUL 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
NESTE OIL OYJ
Ticker: NES1V Security ID: X5688A109
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports, Consolidated
Financial Statements and Statutory
Reports, the Board's Report, and the
Auditor's Report; Receive Review by
the CEO
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.38 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 66,000 for Chairman,
EUR 49,200 for Vice Chairman, and EUR
35,400 for Other Directors; Approve
Attendance Fees for Board and
Committee Work
11 Fix Number of Directors at Seven For For Management
12 Reelect Jorma Eloranta (Chairman), For For Management
Maija-Liisa Friman (Vice Chairman),
Michiel Boersma, and Laura Raitio as
Directors; Elect Per-Arne Blomquist,
Willem Schoeber, and Kirsi Sormunen as
New Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify Ernst & Young Oy as Auditors For For Management
15 Elect Members of Nominating Committee For For Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Murphy, Jr. For For Management
1.2 Elect Director Harris J. Pappas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PETROMINERALES LTD.
Ticker: PMG Security ID: 71673R107
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alastair Macdonald For For Management
1.2 Elect Director Kenneth R. McKinnon For For Management
1.3 Elect Director Ernesto Sarpi For For Management
1.4 Elect Director Enrique Umana-Valenzuela For For Management
1.5 Elect Director John D. Wright For For Management
1.6 Elect Director Geir Ytreland For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For Against Management
4 Approve Shareholder Rights Plan For For Management
5 Approve Share Capital Amendment to For For Management
Implement Stock Dividend Program
--------------------------------------------------------------------------------
PETRON CORPORATION
Ticker: PCOR Security ID: Y6885F106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ramon S. Ang as a Director For For Management
1.2 Elect Eric O. Recto as a Director For For Management
1.3 Elect Lubin N. Nepomuceno as a Director For For Management
1.4 Elect Eduardo M. Cojuangco, Jr. as a For For Management
Director
1.5 Elect Estelito P. Mendoza as a Director For For Management
1.6 Elect Bernardino R. Abes as a Director For For Management
1.7 Elect Roberto V. Ongpin as a Director For For Management
1.8 Elect Ron W. Haddock as a Director For For Management
1.9 Elect Aurora T. Calderon as a Director For Withhold Management
1.10 Elect Mirzan Mahathir as a Director For For Management
1.11 Elect Romela M. Bengzon as a Director For For Management
1.12 Elect Virgilio S. Jacinto as a Director For Withhold Management
1.13 Elect Nelly Favis-Villafuerte as a For For Management
Director
1.14 Elect Reynaldo G. David as a Director For For Management
1.15 Elect Artemio V. Panganiban as a For For Management
Director
2 Amend Articles of Incorporation of the For For Management
Company to Extend Its Corporate Term
3 Approve Minutes of the 2012 Annual For For Management
Stockholders Meeting
4 Approve Annual Report and Audited For For Management
Financial Statements of the Company
for Year Ended Dec. 31, 2012
5 Ratify All Acts of the Board of For For Management
Directors and Management Since the
2012 Annual Stockholders Meeting
6 Appoint Manabat Sanagustin & Co. as For For Management
External Auditors of the Company
--------------------------------------------------------------------------------
PETROQUEST ENERGY, INC.
Ticker: PQ Security ID: 716748108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles T. Goodson For For Management
1.2 Elect Director William W. Rucks, IV For For Management
1.3 Elect Director E. Wayne Nordberg For For Management
1.4 Elect Director Michael L. Finch For For Management
1.5 Elect Director W.J. Gordon, III For For Management
1.6 Elect Director Charles F. Mitchell, II For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIONEER ENERGY SERVICES CORP.
Ticker: PES Security ID: 723664108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Michael Rauh For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PROVIDENCE RESOURCES PLC
Ticker: Security ID: G7278P164
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Philip Nolan as Director For Against Management
2b Reelect James McCarthy as Director For Against Management
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Authorise Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ROCKHOPPER EXPLORATION PLC
Ticker: RKH Security ID: G7609W102
Meeting Date: SEP 11, 2012 Meeting Type: Annual
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect David Bodecott as Director For For Management
3 Re-elect John Crowle as Director For For Management
4 Re-elect Peter Dixon-Clarke as Director For For Management
5 Re-elect Pierre Jungels as Director For For Management
6 Re-elect David McManus as Director For For Management
7 Re-elect Sam Moody as Director For For Management
8 Re-elect Robert Peters as Director For For Management
9 Re-elect Christopher Walton as Director For For Management
10 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ROCKHOPPER EXPLORATION PLC
Ticker: RKH Security ID: G7609W102
Meeting Date: JUN 04, 2013 Meeting Type: Special
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Share Premium For For Management
Account
2 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
SALAMANDER ENERGY PLC
Ticker: SMDR Security ID: G7779L100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint Deloitte LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect Charles Jamieson as Director For For Management
6 Re-elect James Menzies as Director For For Management
7 Re-elect Dr Carol Bell as Director For For Management
8 Re-elect Michael Buck as Director For For Management
9 Re-elect Robert Cathery as Director For For Management
10 Re-elect Dr Jonathan Copus as Director For For Management
11 Re-elect John Crowle as Director For For Management
12 Re-elect Michael Pavia as Director For For Management
13 Re-elect Struan Robertson as Director For For Management
14 Approve EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SARAS SPA
Ticker: SRS Security ID: T83058106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For For Management
3 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
4 Approve Executive Stock Grant Plan For Against Management
--------------------------------------------------------------------------------
SHANDONG MOLONG PETROLEUM MACHINERY CO., LTD.
Ticker: 00568 Security ID: Y76819112
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report for the Year For For Management
Ended Dec. 31, 2012
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Accept Audited Financial Statements For For Management
and Audors' Report
5 Reappoint Deloitte Touche Tohmatsu CPA For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
6 Elect Zhang En Rong as Director and For For Management
Authorize Board and Remuneration
Committee to Determine the Directors'
Remuneration
7 Elect Zhang Yun San as Director and For For Management
Authorize Board and Remuneration
Committee to Determine the Directors'
Remuneration
8 Elect Lin Fu Long as Director and For For Management
Authorize Board and Remuneration
Committee to Determine the Directors'
Remuneration
9 Elect Guo Huan Ran as Director and For For Management
Authorize Board and Remuneration
Committee to Determine the Directors'
Remuneration
10 Elect Xiao Qing Zhou as Director and For For Management
Authorize Board and Remuneration
Committee to Determine the Directors'
Remuneration
11 Elect Guo Hong Li as Director and For For Management
Authorize Board and Remuneration
Committee to Determine the Directors'
Remuneration
12 Elect John Paul Cameron as Director For Against Management
and Authorize Board and Remuneration
Committee to Determine the Directors'
Remuneration
13 Elect Wang Chun Hua as Director and For Against Management
Authorize Board and Remuneration
Committee to Determine the Directors'
Remuneration
14 Elect Qin Xue Chang as Director and For For Shareholder
Authorize Board and Remuneration
Committee to Determine the Directors'
Remuneration
15 Approve Provision of Guarantee to For Against Shareholder
Shouguang Baolong Petroleum Material
Co. Ltd.
16 Approve Application for Integrated For For Management
Banking Credit Line to PRC Banks
17 Approve Profit Distribution Plan and For For Management
the Payment of a Cash Dividend
--------------------------------------------------------------------------------
SHOWA SHELL SEKIYU K.K.
Ticker: 5002 Security ID: J75390104
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2 Amend Articles To Reduce Directors' For For Management
Term
3.1 Elect Director Kato, Shigeya For For Management
3.2 Elect Director Arai, Jun For For Management
3.3 Elect Director Douglas Wood For For Management
3.4 Elect Director Miyauchi, Yoshihiko For For Management
3.5 Elect Director Masuda, Yukio For For Management
3.6 Elect Director Ahmad O. Al-Khowaiter For For Management
3.7 Elect Director Takeda, Minoru For For Management
3.8 Elect Director Chiew Nguang-Yong For For Management
4 Appoint Alternate Statutory Auditor For Against Management
Mura, Kazuo
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
Ticker: 00338 Security ID: Y80373106
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors
2 Accept Work Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan For For Management
5 Approve 2013 Financial Budget Report For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company and
PricewaterhouseCoopers as the Domestic
and International Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Appoint Wang Zhiqing as Chairman and For Against Management
President
8a Elect Gao Jinping as Director For For Management
8b Elect Zhang Jianping as Director For For Management
9 Approve Issuance of Short-Term For For Management
Commercial Papers
10 Authorize Board to Do All Such Acts in For For Management
Order to Implement the Issuance of
Short-Term Commercial Papers
--------------------------------------------------------------------------------
SOUTHERN PACIFIC RESOURCE CORP.
Ticker: STP Security ID: 84359Y106
Meeting Date: NOV 22, 2012 Meeting Type: Annual/Special
Record Date: OCT 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2a Elect Director Byron C. Lutes For Withhold Management
2b Elect Director David M. Antony For Withhold Management
2c Elect Director Jon P. Clark For For Management
2d Elect Director J. Ward Mallabone For For Management
2e Elect Director Tibor Fekete For For Management
2f Elect Director Sid W. Dykstra For For Management
2g Elect Director Kenneth N. Cullen For For Management
2h Elect Director Ross D.S. Douglas For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
STONE ENERGY CORPORATION
Ticker: SGY Security ID: 861642106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Christmas For For Management
1.2 Elect Director B.J. Duplantis For For Management
1.3 Elect Director Peter D. Kinnear For For Management
1.4 Elect Director John P. Laborde For For Management
1.5 Elect Director Robert S. Murley For For Management
1.6 Elect Director Richard A. Pattarozzi For For Management
1.7 Elect Director Donald E. Powell For For Management
1.8 Elect Director Kay G. Priestly For For Management
1.9 Elect Director Phyllis M. Taylor For For Management
1.10 Elect Director David H. Welch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNOCO, INC.
Ticker: SUN Security ID: 86764P109
Meeting Date: OCT 04, 2012 Meeting Type: Special
Record Date: AUG 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SUNSHINE OILSANDS LTD.
Ticker: SUO Security ID: 867842106
Meeting Date: MAY 07, 2013 Meeting Type: Annual/Special
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2a Elect Director Michael John Hibberd For Withhold Management
2b Elect Director Songning Shen For Withhold Management
2c Elect Director Hok Ming Tseung For Withhold Management
2d Elect Director Tingan Liu For For Management
2e Elect Director Haotian Li For Withhold Management
2f Elect Director Gregory George Turnbull For Withhold Management
2g Elect Director Raymond Shengti Fong For For Management
2h Elect Director Robert John Herdman For For Management
2i Elect Director Wazir Chand (Mike) Seth For For Management
2j Elect Director Gerald Franklin For For Management
Stevenson
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend Post IPO Share Option Scheme For Against Management
5 Amend Stock Option Plan For For Management
6 Re-approve Post IPO Share Option Scheme For Against Management
7 Approve Employee Share Savings Plan For Against Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Stock Consolidation For For Management
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney F. Chase For For Management
1.2 Elect Director Gregory J. Goff For For Management
1.3 Elect Director Robert W. Goldman For For Management
1.4 Elect Director Steven H. Grapstein For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Mary Pat McCarthy For For Management
1.7 Elect Director J.W. Nokes For For Management
1.8 Elect Director Susan Tomasky For For Management
1.9 Elect Director Michael E. Wiley For For Management
1.10 Elect Director Patrick Y. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THAI OIL PUBLIC CO LTD
Ticker: TOP Security ID: Y8620B119
Meeting Date: APR 02, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results and For For Management
Accept Financial Statements
3 Approve Dividend of THB 2.70 Per Share For For Management
4 Approve Remuneration of Directors For For Management
5 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6.1 Elect Apisak Tantivorawong as Director For For Management
6.2 Elect Jiradej Mokkhasmit as Director For For Management
6.3 Elect Adul Sangsingkeo as Director For For Management
6.4 Elect Nuttachat Charuchinda as Director For For Management
6.5 Elect Somkeirt Hudthagosol as Director For For Management
7 Approve Issuance of Debentures For For Management
8 Amend Memorandum of Association For For Management
9 Other Business For Against Management
--------------------------------------------------------------------------------
TONENGENERAL SEKIYU K.K.
Ticker: 5012 Security ID: J8657U110
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2.1 Elect Director Muto, Jun For For Management
2.2 Elect Director Hirose, Takashi For For Management
2.3 Elect Director Funada, Masaoki For For Management
2.4 Elect Director Miyata, Tomohide For For Management
2.5 Elect Director Imazawa, Toyofumi For For Management
2.6 Elect Director D.R. Csapo For For Management
2.7 Elect Director Onoda, Yasushi For For Management
2.8 Elect Director Ito, Yukinori For For Management
2.9 Elect Director G.W. Wilson For For Management
3 Appoint Alternate Statutory Auditor For Against Management
Kobayakawa, Hisayoshi
4 Approve Retirement Bonus and Special For For Management
Payments in Connection with Abolition
of Retirement Bonus System
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
TWIN BUTTE ENERGY LTD.
Ticker: TBE Security ID: 901401307
Meeting Date: MAY 15, 2013 Meeting Type: Annual/Special
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2a Elect Director R. James Brown For For Management
2b Elect Director John A. Brussa For For Management
2c Elect Director David M. Fitzpatrick For For Management
2d Elect Director Thomas J. Greschner For For Management
2e Elect Director James Saunders For For Management
2f Elect Director Warren Steckley For For Management
2g Elect Director William A. Trickett For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Articles Re: Share Capital For For Management
Amendment to Implement Stock Dividend
Program
--------------------------------------------------------------------------------
VAALCO ENERGY, INC.
Ticker: EGY Security ID: 91851C201
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Gerry, III For For Management
1.2 Elect Director W. Russell Scheirman For For Management
1.3 Elect Director Robert H. Allen - None None Management
Withdrawn
1.4 Elect Director Frederick W. Brazelton For For Management
1.5 Elect Director Luigi P. Caflisch For For Management
1.6 Elect Director O. Donaldson Chapoton For For Management
1.7 Elect Director John J. Myers, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTERN REFINING, INC.
Ticker: WNR Security ID: 959319104
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Sanders For For Management
1.2 Elect Director Ralph A. Schmidt For For Management
1.3 Elect Director Jeff A. Stevens For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XCITE ENERGY LTD
Ticker: XEL Security ID: G9828A119
Meeting Date: MAY 16, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Rupert Cole as a Director For For Management
1.2 Reelect Scott Cochlan as a Director For Abstain Management
1.3 Reelect Stephen Kew as a Director For For Management
1.4 Reelect Gregory Moroney as a Director For Abstain Management
1.5 Reelect Roger Ramshaw as a Director For Abstain Management
1.6 Reelect Timothy Jones as a Director For Abstain Management
2 Reappoint BDO LLP as Auditors and For For Management
Authorise Board to Fix Their
Remuneration
3 Approve Stock Option Plan For Against Management
4 Adopt Shareholder Rights Plan For Against Management
=========================== IQ Global Resources ETF ============================
AGNICO-EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: APR 26, 2013 Meeting Type: Annual/Special
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director Leanne M. Baker For For Management
1.02 Elect Director Douglas R. Beaumont For For Management
1.03 Elect Director Sean Boyd For For Management
1.04 Elect Director Martine A. Celej For For Management
1.05 Elect Director Clifford J. Davis For For Management
1.06 Elect Director Robert J. Gemmell For For Management
1.07 Elect Director Bernard Kraft For For Management
1.08 Elect Director Mel Leiderman For For Management
1.09 Elect Director James D. Nasso For For Management
1.10 Elect Director Sean Riley For For Management
1.11 Elect Director J. Merfyn Roberts For For Management
1.12 Elect Director Howard R. Stockford For For Management
1.13 Elect Director Pertti Voutilainen For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For For Management
4 Change Company Name to Agnico Eagle For For Management
Mines Limited/Mines Agnico Eagle
Limitee
5 Approve Advance Notice Policy For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AJINOMOTO CO. INC.
Ticker: 2802 Security ID: J00882126
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Yamaguchi, Norio For For Management
2.2 Elect Director Ito, Masatoshi For For Management
2.3 Elect Director Kunimoto, Yutaka For For Management
2.4 Elect Director Iwamoto, Tamotsu For For Management
2.5 Elect Director Igarashi, Koji For For Management
2.6 Elect Director Ono, Hiromichi For For Management
2.7 Elect Director Takato, Etsuhiro For For Management
2.8 Elect Director Shinada, Hideaki For For Management
2.9 Elect Director Kimura, Takeshi For For Management
2.10 Elect Director Nishii, Takaaki For For Management
2.11 Elect Director Tochio, Masaya For For Management
2.12 Elect Director Fukushi, Hiroshi For For Management
2.13 Elect Director Nagamachi, Takashi For For Management
2.14 Elect Director Sakie Tachibana For For Management
Fukushima
2.15 Elect Director Saito, Yasuo For For Management
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011527108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Mark Wayne For For Management
2.2 Elect Director John A. McCluskey For For Management
2.3 Elect Director Kenneth Stowe For For Management
2.4 Elect Director David Gower For For Management
2.5 Elect Director Paul J. Murphy For For Management
2.6 Elect Director Anthony Garson For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: FEB 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur D. Collins, Jr. For For Management
1.2 Elect Director Michael G. Morris For For Management
1.3 Elect Director E. Stanley O'Neal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
ALLIED NEVADA GOLD CORP.
Ticker: ANV Security ID: 019344100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Buchan For For Management
1b Elect Director John W. Ivany For For Management
1c Elect Director Cameron A. Mingay For For Management
1d Elect Director Terry M. Palmer For For Management
1e Elect Director Carl A. Pescio For For Management
1f Elect Director A. Murray Sinclair For Withhold Management
1g Elect Director Robert G. Wardell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC.
Ticker: ANR Security ID: 02076X102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin S. Crutchfield For For Management
1.2 Elect Director Angelo C. Brisimitzakis For For Management
1.3 Elect Director William J. Crowley, Jr. For For Management
1.4 Elect Director E. Linn Draper, Jr. For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Deborah M. Fretz For For Management
1.7 Elect Director P. Michael Giftos For For Management
1.8 Elect Director L. Patrick Hassey For For Management
1.9 Elect Director Joel Richards, III For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Report on Appalachian Mining Against For Shareholder
Environmental and Health Hazard
Reduction Efforts
7 Report on Financial Risks of Climate Against For Shareholder
Change
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. Adik For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Julie A. Dobson For For Management
1d Elect Director Paul J. Evanson For For Management
1e Elect Director Richard R. Grigg For For Management
1f Elect Director Julia L. Johnson For For Management
1g Elect Director George MacKenzie For For Management
1h Elect Director William J. Marrazzo For For Management
1i Elect Director Jeffry E. Sterba For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Chilton For For Management
1b Elect Director Luke R. Corbett For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Preston M. Geren, III For For Management
1g Elect Director Charles W. Goodyear For For Management
1h Elect Director John R. Gordon For For Management
1i Elect Director Eric D. Mullins For For Management
1j Elect Director Paula Rosput Reynolds For For Management
1k Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Mark Cutifani as Director For For Management
4 Elect Byron Grote as Director For For Management
5 Elect Anne Stevens as Director For For Management
6 Re-elect David Challen as Director For For Management
7 Re-elect Sir CK Chow as Director For For Management
8 Re-elect Sir Philip Hampton as Director For For Management
9 Re-elect Rene Medori as Director For For Management
10 Re-elect Phuthuma Nhleko as Director For For Management
11 Re-elect Ray O'Rourke as Director For For Management
12 Re-elect Sir John Parker as Director For For Management
13 Re-elect Jack Thompson as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Report For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Final Dividend For For Management
4 Re-elect Jean-Paul Luksic as Director For Against Management
5 Re-elect William Hayes as Director For For Management
6 Re-elect Gonzalo Menendez as Director For For Management
7 Re-elect Ramon Jara as Director For For Management
8 Re-elect Juan Claro as Director For For Management
9 Re-elect Hugo Dryland as Director For For Management
10 Re-elect Tim Baker as Director For For Management
11 Re-elect Manuel De Sousa-Oliveira as For For Management
Director
12 Elect Nelson Pizarro as Director For For Management
13 Elect Andronico Luksic as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eugene C. Fiedorek For For Management
2 Elect Director Chansoo Joung For For Management
3 Elect Director William C. Montgomery For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
7 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
AQUA AMERICA, INC.
Ticker: WTR Security ID: 03836W103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nick DeBenedictis For For Management
1.2 Elect Director Richard Glanton For For Management
1.3 Elect Director Lon Greenberg For For Management
1.4 Elect Director William Hankowsky For For Management
1.5 Elect Director Wendell Holland For For Management
1.6 Elect Director Andrew Sordoni, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy on Human Right to Water Against Against Shareholder
--------------------------------------------------------------------------------
ARCH COAL, INC.
Ticker: ACI Security ID: 039380100
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul T. Hanrahan For For Management
1b Elect Director Steven F. Leer For For Management
1c Elect Director Theodore D. Sands For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: NOV 01, 2012 Meeting Type: Annual
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Mollie Hale Carter For For Management
1.4 Elect Director Terrell K. Crews For For Management
1.5 Elect Director Pierre Dufour For For Management
1.6 Elect Director Donald E. Felsinger For For Management
1.7 Elect Director Antonio Maciel For For Management
1.8 Elect Director Patrick J. Moore For For Management
1.9 Elect Director Thomas F. O'Neill For For Management
1.10 Elect Director Daniel Shih For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
1.12 Elect Director Patricia A. Woertz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Mollie Hale Carter For For Management
1.4 Elect Director Terell K. Crews For For Management
1.5 Elect Director Pierre Dufour For For Management
1.6 Elect Director Donald E. Felsinger For For Management
1.7 Elect Director Antonio Maciel For For Management
1.8 Elect Director Patrick J. Moore For For Management
1.9 Elect Director Thomas F. O'Neill For For Management
1.10 Elect Director Daniel Shih For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
1.12 Elect Director Patricia A. Woertz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC
Ticker: ABF Security ID: G05600138
Meeting Date: DEC 07, 2012 Meeting Type: Annual
Record Date: DEC 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Emma Adamo as Director For For Management
5 Re-elect John Bason as Director For For Management
6 Re-elect Timothy Clarke as Director For For Management
7 Re-elect Lord Jay of Ewelme as Director For For Management
8 Re-elect Javier Ferran as Director For For Management
9 Re-elect Charles Sinclair as Director For For Management
10 Re-elect Peter Smith as Director For For Management
11 Re-elect George Weston as Director For For Management
12 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
B2GOLD CORP.
Ticker: BTO Security ID: 11777Q209
Meeting Date: DEC 20, 2012 Meeting Type: Special
Record Date: NOV 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition of CGA Mining Limited
--------------------------------------------------------------------------------
B2GOLD CORP.
Ticker: BTO Security ID: 11777Q209
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Clive Johnson For For Management
2.2 Elect Director Robert Cross For For Management
2.3 Elect Director Robert Gayton For For Management
2.4 Elect Director Barry Rayment For For Management
2.5 Elect Director Jerry Korpan For For Management
2.6 Elect Director John Ivany For For Management
2.7 Elect Director Bongani Mtshisi For For Management
2.8 Elect Director Michael Carrick For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Beck For For Management
1.2 Elect Director William D. Birchall For For Management
1.3 Elect Director Donald J. Carty For For Management
1.4 Elect Director Gustavo Cisneros For For Management
1.5 Elect Director Robert M. Franklin For For Management
1.6 Elect Director J. Brett Harvey For For Management
1.7 Elect Director Dambisa Moyo For For Management
1.8 Elect Director Brian Mulroney For For Management
1.9 Elect Director Anthony Munk For For Management
1.10 Elect Director Peter Munk For For Management
1.11 Elect Director Steven J. Shapiro For For Management
1.12 Elect Director Jamie C. Sokalsky For For Management
1.13 Elect Director John L. Thornton For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Den Jones as Director For For Management
5 Elect Lim Haw-Kuang as Director For For Management
6 Re-elect Peter Backhouse as Director For For Management
7 Re-elect Vivienne Cox as Director For For Management
8 Re-elect Chris Finlayson as Director For For Management
9 Re-elect Andrew Gould as Director For For Management
10 Re-elect Baroness Hogg as Director For For Management
11 Re-elect Dr John Hood as Director For For Management
12 Re-elect Martin Houston as Director For For Management
13 Re-elect Caio Koch-Weser as Director For For Management
14 Re-elect Sir David Manning as Director For For Management
15 Re-elect Mark Seligman as Director For For Management
16 Re-elect Patrick Thomas as Director For For Management
17 Appoint Ernst & Young LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept the Financial Statements and For For Management
Statutory Reports for BHP Billiton Ltd
and BHP Billiton Plc
2 Elect Pat Davies as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
3 Elect Malcolm Broomhead as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
4 Elect John Buchanan as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
5 Elect Carlos Cordeiro as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
6 Elect David Crawford as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
7 Elect Carolyn Hewson as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
8 Elect Marius Kloppers as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
9 Elect Lindsay Maxsted as Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
10 Elect Wayne Murdy as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
11 Elect Keith Rumble as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
12 Elect John Schubert as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
13 Elect Shriti Vadera as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
14 Elect Jac Nasser as Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
15 Appoint KPMG Audit Plc as Auditor of For For Management
BHP Billiton Plc
16 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc
17 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc for Cash
18 Approve the Repurchase of Up to 213.62 For For Management
Million Shares in BHP Billiton Plc
19 Approve the Remuneration Report For For Management
20 Approve the Grant of Long Term For For Management
Incentive Performance Shares to Marius
Kloppers, Executive Director of the
Company
--------------------------------------------------------------------------------
BOLIDEN AB
Ticker: BOLI Security ID: W17218103
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report
8 Receive Report on Work of Board and None None Management
its Committees
9 Receive President's Report None None Management
10 Receive Report on Audit Work During None None Management
2011
11 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
12 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 4.00 per Share
13 Approve Discharge of Board and For Did Not Vote Management
President
14 Receive Nominating Committee's Report None None Management
15 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board; Set
Number of Auditors at One
16 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.1 Million for
Chairman and SEK 430,000 for Other
Directors; Approve Remuneration for
Committee Work
17 Reelect Marie Berglund, Staffan For Did Not Vote Management
Bohman, Lennart Evrell, Ulla Litzen,
Michael G:son Low, Leif Ronnback, and
Anders Ullberg (Chairman) as
Directors; Elect Tom Erixon as New
Director
18 Approve Remuneration of Auditors For Did Not Vote Management
19 Ratify Ernst & Young as Auditors For Did Not Vote Management
20 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
21 Elect Jan Andersson, Lars-Erik For Did Not Vote Management
Forsgaardh, Thomas Ehlin, Anders
Oscarsson, and Anders Ullberg as
Members of Nominating Committee
22 Close Meeting None None Management
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Bob Dudley as Director For For Management
4 Re-elect Iain Conn as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Re-elect Paul Anderson as Director For For Management
7 Re-elect Frank Bowman as Director For For Management
8 Re-elect Antony Burgmans as Director For For Management
9 Re-elect Cynthia Carroll as Director For For Management
10 Re-elect George David as Director For For Management
11 Re-elect Ian Davis as Director For For Management
12 Re-elect Dame Ann Dowling as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Phuthuma Nhleko as Director For For Management
15 Re-elect Andrew Shilston as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard de La Tour For For Management
d'Auvergne Lauraguais
1b Elect Director William Engels For For Management
1c Elect Director L. Patrick Lupo For For Management
1d Elect Director Soren Schroder For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to
determine the independent auditor's
fees
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C.M. Best, N. M. Edwards, T.W. For For Management
Faithfull, G. A. Filmon, C. L. Fong, G.
D. Giffin, W.A. Gobert, S.W. Laut, K.A.
J. MacPhail, F.J. McKenna, E.R. Smith
and D.A. Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
CANFOR CORPORATION
Ticker: CFP Security ID: 137576104
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. G. Bentley For Withhold Management
1.2 Elect Director Glen D. Clark For For Management
1.3 Elect Director Ronald L. Cliff For For Management
1.4 Elect Director Michael J. Korenberg For For Management
1.5 Elect Director James A. Pattison For For Management
1.6 Elect Director Conrad A. Pinette For For Management
1.7 Elect Director James McNeill (Mack) For For Management
Singleton
1.8 Elect Director Ross S. Smith For For Management
1.9 Elect Director William W. Stinson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CENOVUS ENERGY INC.
Ticker: CVE Security ID: 15135U109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director Ralph S. Cunningham For For Management
1.02 Elect Director Patrick D. Daniel For For Management
1.03 Elect Director Ian W. Delaney For For Management
1.04 Elect Director Brian C. Ferguson For For Management
1.05 Elect Director Michael A. Grandin For For Management
1.06 Elect Director Valerie A.A. Nielsen For For Management
1.07 Elect Director Charles M. Rampacek For For Management
1.08 Elect Director Colin Taylor For For Management
1.09 Elect Director Wayne G. Thomson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CENTERRA GOLD INC.
Ticker: CG Security ID: 152006102
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Atkinson For For Management
1.2 Elect Director Richard W. Connor For For Management
1.3 Elect Director Raphael A. Girard For For Management
1.4 Elect Director Karybek U. Ibraev For For Management
1.5 Elect Director Stephen A. Lang For For Management
1.6 Elect Director John W. Lill For For Management
1.7 Elect Director Amangeldy M. Muraliev For For Management
1.8 Elect Director Sheryl K. Pressler For For Management
1.9 Elect Director Terry V. Rogers For For Management
1.10 Elect Director Bruce V. Walter For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CENTRICA PLC
Ticker: CNA Security ID: G2018Z143
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Roger Carr as Director For For Management
5 Re-elect Sam Laidlaw as Director For For Management
6 Re-elect Phil Bentley as Director For For Management
7 Re-elect Margherita Della Valle as For For Management
Director
8 Re-elect Mary Francis as Director For For Management
9 Re-elect Mark Hanafin as Director For For Management
10 Re-elect Lesley Knox as Director For For Management
11 Re-elect Nick Luff as Director For For Management
12 Re-elect Ian Meakins as Director For For Management
13 Re-elect Paul Rayner as Director For For Management
14 Re-elect Chris Weston as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against For Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
12 Require Director Nominee with Against For Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against For Shareholder
--------------------------------------------------------------------------------
CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD.
Ticker: CGG Security ID: 16890P103
Meeting Date: DEC 20, 2012 Meeting Type: Special
Record Date: NOV 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the CSH Agreements For For Management
2 Approve the Jiama Agreements For For Management
3 Approve the Annual Monetary Caps Under For For Management
the Jiama Framework Agreement
4 Ratify All Acts of Directors and For For Management
Officers
5 Other Business For Against Management
--------------------------------------------------------------------------------
CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD.
Ticker: CGG Security ID: 16890P103
Meeting Date: JUN 18, 2013 Meeting Type: Annual/Special
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Zhaoxue Sun For Withhold Management
2.2 Elect Director Xin Song For Withhold Management
2.3 Elect Director Bing Liu For Withhold Management
2.4 Elect Director Zhanming Wu For Withhold Management
2.5 Elect Director Ian He For For Management
2.6 Elect Director Yunfei Chen For For Management
2.7 Elect Director Gregory Hall For Withhold Management
2.8 Elect Director John King Burns For For Management
2.9 Elect Director Xiangdong Jiang For Withhold Management
3 Approve Deloitte Touche Tohmatsu LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Transaction with a Related For For Management
Party - Approve Supplemental Jiama
Framework Agreement
8 Approve Transaction with a Related For For Management
Party - Approve Annual Monetary Caps
under Supplemental Jiama Framework
Agreement
9 Approve Supplemental Contract for For For Management
Purchase and Sale of Dore
10 Approve Product and Service Framework For For Management
Agreement
11 Approve Annual Monetary Caps under For For Management
Product and Service Framework Agreement
12 Approve Transaction with a Related For For Management
Party - Approve Contract for Purchase
and Sale of Copper Concentrate
13 Approve Transaction with a Related For For Management
Party - Approve Annual Monetary Caps
under Contract for Purchase and Sale
of Copper Concentrate
14 Ratify All Acts of Directors and For For Management
Officers
15 Other Business For Against Management
--------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker: CLW Security ID: 18538R103
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin J. Hunt For For Management
1b Elect Director William D. Larsson For For Management
1c Elect Director Michael T. Riordan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC.
Ticker: CLF Security ID: 18683K101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph A. Carrabba For For Management
1b Elect Director Susan M. Cunningham For For Management
1c Elect Director Barry J. Eldridge For For Management
1d Elect Director Andres R. Gluski For For Management
1e Elect Director Susan M. Green For For Management
1f Elect Director Janice K. Henry For For Management
1g Elect Director James F. Kirsch For For Management
1h Elect Director Francis R. McAllister For For Management
1i Elect Director Richard K. Riederer For For Management
1j Elect Director Timothy W. Sullivan For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Eliminate Cumulative Voting For For Management
4 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: AUG 21, 2012 Meeting Type: Special
Record Date: AUG 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Coalbed Methane Resources For For Management
Exploration and Development
Cooperation Agreement and Related
Transactions
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: NOV 21, 2012 Meeting Type: Special
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-exempt Revised Caps for For For Management
Relevant Categories of the Continuing
Connected Transactions in Respect of
2012 and 2013
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Audited Accounts with For For Management
Director's Report and Auditors' Report
1b Declare Final Dividend For For Management
1c Elect Yang Hua as Director For For Management
1d Elect Zhou Shouwei as Director For For Management
1e Elect Chiu Sung Hong as Director For For Management
1f Authorize the Board to Fix For For Management
Remuneration of Directors
1g Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COEUR D'ALENE MINES CORPORATION
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Kevin S. Crutchfield For For Management
1.3 Elect Director Sebastian Edwards For For Management
1.4 Elect Director Randolph E. Gress For For Management
1.5 Elect Director Mitchell J. Krebs For For Management
1.6 Elect Director Robert E. Mellor For For Management
1.7 Elect Director John H. Robinson For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change State of Incorporation [from For For Management
Idaho to Delaware]
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 21, 2012 Meeting Type: Annual
Record Date: JUL 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director James E. Copeland, Jr. For For Management
1d Elect Director Jody L. Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Ryan M. Lance For For Management
1g Elect Director Mohd H. Marican For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
6 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Gender Identity
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director Philip W. Baxter For For Management
1.3 Elect Director James E. Altmeyer, Sr. For For Management
1.4 Elect Director William E. Davis For For Management
1.5 Elect Director Raj K. Gupta For For Management
1.6 Elect Director David C. Hardesty, Jr. For For Management
1.7 Elect Director John T. Mills For For Management
1.8 Elect Director William P. Powell For For Management
1.9 Elect Director Joseph T. Williams For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Report on Political Contributions Against For Shareholder
6 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director Louis P. Gignac For For Management
1.4 Elect Director Brian M. Levitt For For Management
1.5 Elect Director Harold H. MacKay For For Management
1.6 Elect Director David G. Maffucci For For Management
1.7 Elect Director Robert J. Steacy For For Management
1.8 Elect Director Pamela B. Strobel For For Management
1.9 Elect Director Denis Turcotte For For Management
1.10 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EBRO FOODS S.A
Ticker: EVA Security ID: E38028135
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Discharge of Board For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Special Cash Dividends of EUR For For Management
0.12 per Share
5 Renew Appointment of Deloitte as For For Management
Auditor
6 Advisory Vote on Remuneration Policy For For Management
Report
7 Authorize Donations to Fundacion Ebro For For Management
Foods
8 Ratify Appointment by Co-option of For Against Management
Hispafoods Invest SL as Director
9.1 Allow Director Instituto Hispanico del For For Management
Arroz SA to Assume Positions with
Other Companies
9.2 Allow Director Antonio Hernandez For For Management
Callejas to Assume Positions with
Other Companies
9.3 Allow Director Rudolf-August Oetker to For For Management
Assume Positions with Other Companies
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION
Ticker: ELD Security ID: 284902103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Ross Cory For For Management
1.2 Elect Director Robert R. Gilmore For For Management
1.3 Elect Director Geoffrey A. Handley For For Management
1.4 Elect Director Wayne D. Lenton For For Management
1.5 Elect Director Michael A. Price For For Management
1.6 Elect Director Steven P. Reid For For Management
1.7 Elect Director Jonathan A. Rubenstein For For Management
1.8 Elect Director Donald M. Shumka For For Management
1.9 Elect Director Paul N. Wright For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Arledge For For Management
1.2 Elect Director James J. Blanchard For For Management
1.3 Elect Director J. Lorne Braithwaite For For Management
1.4 Elect Director J. Herb England For For Management
1.5 Elect Director Charles W. Fischer For For Management
1.6 Elect Director V. Maureen Kempston For For Management
Darkes
1.7 Elect Director David A. Leslie For For Management
1.8 Elect Director Al Monaco For For Management
1.9 Elect Director George K. Petty For For Management
1.10 Elect Director Charles E. Shultz For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Catherine L. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: JUL 16, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Elimination of Shares' Par For For Management
Value and Cancellation of Treasury
Shares
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director James C. Day For For Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EURASIAN NATURAL RESOURCES CORPORATION PLC
Ticker: ENRC Security ID: G3215M109
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date: DEC 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Shares in For For Management
Camrose Resources Limited and Certain
Subsidiaries
--------------------------------------------------------------------------------
EURASIAN NATURAL RESOURCES CORPORATION PLC
Ticker: ENRC Security ID: G3215M109
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3a Elect Richard Burrows as Director For For Management
3b Elect Dr Mohsen Khalil as Director For For Management
4a Re-elect Gerhard Ammann as Director For For Management
4b Re-elect Marat Beketayev as Director For For Management
4c Re-elect Roderick Thomson as Director For For Management
4d Re-elect Felix Vulis as Director For For Management
4e Re-elect Terence Wilkinson as Director For For Management
4f Re-elect Dr Zaure Zaurbekova as For For Management
Director
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Market Purchase of Ordinary For For Management
Shares
10 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
EVRAZ PLC
Ticker: EVR Security ID: ADPC01618
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: JUN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Alexander Abramov as Director For For Management
4 Re-elect Duncan Baxter as Director For For Management
5 Re-elect Alexander Frolov as Director For For Management
6 Re-elect Karl Gruber as Director For For Management
7 Re-elect Alexander Izosimov as Director For For Management
8 Re-elect Sir Michael Peat as Director For For Management
9 Re-elect Olga Pokrovskaya as Director For Against Management
10 Re-elect Terry Robinson as Director For For Management
11 Re-elect Eugene Shvidler as Director For For Management
12 Re-elect Eugene Tenenbaum as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
FLOWERS FOODS, INC.
Ticker: FLO Security ID: 343498101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen L. Shiver For For Management
1.2 Elect Director Franklin L. Burke For For Management
1.3 Elect Director George E. Deese For For Management
1.4 Elect Director Manuel A. Fernandez For For Management
1.5 Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayla J. Delly For For Management
1.2 Elect Director Rick J. Mills For For Management
1.3 Elect Director Charles M. Rampacek For For Management
1.4 Elect Director William C. Rusnack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD.
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: NOV 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For Against Management
Remuneration Report
2 Elect Cao Huiquan as a Director For For Management
3 Elect Herb Elliott as a Director For For Management
4 Approve the Fortescue Metals Group Ltd For For Management
Performance Share Plan
5 Appoint PricewaterhouseCoopers as For For Management
Auditor of the Company
--------------------------------------------------------------------------------
GDF SUEZ
Ticker: GSZ Security ID: F42768105
Meeting Date: APR 23, 2013 Meeting Type: Annual/Special
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Ratify Appointment of Ann-Kristin For For Management
Achleitner as Director
7 Elect Jonathan Reynolds as None Against Management
Representative of Employee
Shareholders to the Board
8 Elect Caroline Simon as Representative None Against Management
of Employee Shareholders to the Board
9 Approve Employee Stock Purchase Plan For For Management
10 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
11 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
12 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan Reserved for A few Employees and
Corporate Officers
13 Amend Article 13.3 of Bylaws Re: For For Management
Representative of Employee
Shareholders Length of Term
14 Authorize Filing of Required For For Management
Documents/Other Formalities
A Approve Dividends of EUR 0.83 per Share Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2012 Meeting Type: Annual
Record Date: JUL 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Michael D. Rose For For Management
12 Elect Director Robert L. Ryan For For Management
13 Elect Director Dorothy A. Terrell For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director John P. Bell For For Management
a2 Elect Director Beverley A. Briscoe For For Management
a3 Elect Director Peter J. Dey For For Management
a4 Elect Director Douglas M. Holtby For For Management
a5 Elect Director Charles A. Jeannes For For Management
a6 Elect Director P. Randy Reifel For For Management
a7 Elect Director A. Dan Rovig For For Management
a8 Elect Director Ian W. Telfer For For Management
a9 Elect Director Blanca Trevino For For Management
a10 Elect Director Kenneth F. Williamson For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Restricted Share Unit Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GOLDEN AGRI-RESOURCES LTD
Ticker: E5H Security ID: V39076134
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Rafael Buhay Concepcion, Jr. as For For Management
Director
5 Elect Muktar Widjaja as Director For For Management
6 Elect Hong Pian Tee as Director For For Management
7 Reappoint Moore Stephens LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Approve Mandate for Transactions with For For Management
Related Parties
--------------------------------------------------------------------------------
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: GMCR Security ID: 393122106
Meeting Date: MAR 07, 2013 Meeting Type: Annual
Record Date: JAN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara D. Carlini For For Management
1.2 Elect Director Hinda Miller For For Management
1.3 Elect Director Norman H. Wesley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
HILLSHIRE BRANDS CO.
Ticker: HSH Security ID: 432589109
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: SEP 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd A. Becker For For Management
1b Elect Director Christopher B. Begley For For Management
1c Elect Director Ellen L. Brothers For For Management
1d Elect Director Virgis W. Colbert For For Management
1e Elect Director Sean M. Connolly For For Management
1f Elect Director Laurette T. Koellner For For Management
1g Elect Director Craig P. Omtvedt For For Management
1h Elect Director Ian Prosser For For Management
1i Elect Director Jonathan P. Ward For For Management
1j Elect Director James D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HOCHSCHILD MINING PLC
Ticker: HOC Security ID: G4611M107
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Graham Birch as Director For For Management
5 Elect Enrico Bombieri as Director For For Management
6 Re-elect Jorge Born Jr as Director For For Management
7 Re-elect Ignacio Bustamante as Director For For Management
8 Re-elect Roberto Danino as Director For For Management
9 Re-elect Sir Malcolm Field as Director For For Management
10 Re-elect Eduardo Hochschild as Director For For Management
11 Re-elect Nigel Moore as Director For For Management
12 Re-elect Rupert Pennant-Rea as Director For For Management
13 Re-elect Fred Vinton as Director For For Management
14 Reappoint Ernst & Young LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HOLMEN AB
Ticker: Security ID: W4200N112
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Allow Questions None None Management
9 Approve Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 9 per Share
11 Approve Discharge of Board and For For Management
President
12 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1)
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 600,000 for Chairman
and SEK 300,000 for Other Members;
Approve Remuneration of Auditors
14 Reelect Fredrik Lundberg (Chair), Carl For Against Management
Bennet, Magnus Hall, Lars Josefsson,
Carl Kempe, Louise Lindh, Ulf Lundahl,
and Goran Lundin as Directors
15 Ratify KPMG as Auditors For For Management
16 Receive Information about the None None Management
Nomination Committee before the 2014
AGM
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
19 Amend Articles Re: Insert Gender Quota None Against Shareholder
for Board of Directors
20 Close Meeting None None Management
--------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 29, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrell K. Crews For For Management
1.2 Elect Director Jeffrey M. Ettinger For For Management
1.3 Elect Director Jody H. Feragen For For Management
1.4 Elect Director Glenn S. Forbes For For Management
1.5 Elect Director Stephen M. Lacy For For Management
1.6 Elect Director Susan I. Marvin For For Management
1.7 Elect Director John L. Morrison For For Management
1.8 Elect Director Elsa A. Murano For Withhold Management
1.9 Elect Director Robert C. Nakasone For For Management
1.10 Elect Director Susan K. Nestegard For For Management
1.11 Elect Director Dakota A. Pippins For For Management
1.12 Elect Director Christopher J. For For Management
Policinski
2 Ratify Auditors For For Management
3 Approve Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUSKY ENERGY INC.
Ticker: HSE Security ID: 448055103
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor T.K. Li For For Management
1.2 Elect Director Canning K.N. Fok For For Management
1.3 Elect Director Stephen E. Bradley For For Management
1.4 Elect Director Asim Ghosh For For Management
1.5 Elect Director Martin J.G. Glynn For For Management
1.6 Elect Director Poh Chan Koh For For Management
1.7 Elect Director Eva Lee Kwok For For Management
1.8 Elect Director Stanley T.L. Kwok For For Management
1.9 Elect Director Frederick S.H. Ma For For Management
1.10 Elect Director George C. Magnus For For Management
1.11 Elect Director Neil D. McGee For For Management
1.12 Elect Director Colin S. Russel For For Management
1.13 Elect Director Wayne E. Shaw For For Management
1.14 Elect Director William Shurniak For For Management
1.15 Elect Director Frank J. Sixt For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IAMGOLD CORPORATION
Ticker: IMG Security ID: 450913108
Meeting Date: MAY 21, 2013 Meeting Type: Annual/Special
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Caldwell For For Management
1.2 Elect Director Donald K. Charter For For Management
1.3 Elect Director W. Robert Dengler For For Management
1.4 Elect Director Guy G. Dufresne For For Management
1.5 Elect Director Richard J. Hall For For Management
1.6 Elect Director Stephen J. J. Letwin For For Management
1.7 Elect Director Mahendra Naik For For Management
1.8 Elect Director William D. Pugliese For For Management
1.9 Elect Director John T. Shaw For For Management
1.10 Elect Director Timothy R. Snider For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Adopt By-Law Number Two For For Management
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest J. Mrozek For For Management
1.2 Elect Director David C. Parry For For Management
1.3 Elect Director Livingston L. For For Management
Satterthwaite
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ILUKA RESOURCES LTD.
Ticker: ILU Security ID: Q4875J104
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Stephen John Turner as a Director For For Management
2 Elect Wayne Osborn as a Director For For Management
3 Elect Gregory John Walton Martin as a For For Management
Director
4 Elect James Hutchison Ranck as a For For Management
Director
5 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
IMPERIAL OIL LIMITED
Ticker: IMO Security ID: 453038408
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director K.T. (Krystyna) Hoeg For For Management
2.2 Elect Director R.M. (Richard) Kruger For For Management
2.3 Elect Director J.M. (Jack) Mintz For For Management
2.4 Elect Director D.S. (David) Sutherland For For Management
2.5 Elect Director S.D. (Sheelagh) For For Management
Whittaker
2.6 Elect Director D.W. (Darren) Woods For For Management
2.7 Elect Director V.L. (Victor) Young For For Management
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard J. Almeida For For Management
1b Elect Director Luis Aranguren-Trellez For For Management
1c Elect Director David B. Fischer For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Paul Hanrahan For For Management
1f Elect Director Wayne M. Hewett For For Management
1g Elect Director Gregory B. Kenny For For Management
1h Elect Director Barbara A. Klein For For Management
1i Elect Director James M. Ringler For For Management
1j Elect Director Dwayne A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ITOHAM FOODS INC.
Ticker: 2284 Security ID: J25037128
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Horio, Mamoru For For Management
1.2 Elect Director Ishii, Takashi For For Management
1.3 Elect Director Ikeuchi, Hiroaki For For Management
1.4 Elect Director Tsujikawa, Noritaka For For Management
1.5 Elect Director Shibayama, Ikuro For For Management
1.6 Elect Director Ito, Koichi For For Management
1.7 Elect Director Ichida, Kenichi For For Management
1.8 Elect Director Misono, Kazuhiko For For Management
1.9 Elect Director Munakata, Nobuhiko For For Management
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For For Management
1.2 Elect Director John T. Gremp For For Management
1.3 Elect Director John Nils Hanson For For Management
1.4 Elect Director Gale E. Klappa For For Management
1.5 Elect Director Richard B. Loynd For For Management
1.6 Elect Director P. Eric Siegert For For Management
1.7 Elect Director Michael W. Sutherlin For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested None For Management
Election of Directors
--------------------------------------------------------------------------------
KAPSTONE PAPER AND PACKAGING CORPORATION
Ticker: KS Security ID: 48562P103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian R. Gamache For For Management
1.2 Elect Director S. Jay Stewart For For Management
1.3 Elect Director David P. Storch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
KAZAKHMYS PLC
Ticker: KAZ Security ID: G5221U108
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Michael Lynch-Bell as Director For For Management
5 Re-elect Vladimir Kim as Director For For Management
6 Re-elect Oleg Novachuk as Director For For Management
7 Re-elect Eduard Ogay as Director For For Management
8 Re-elect Philip Aiken as Director For For Management
9 Re-elect Clinton Dines as Director For For Management
10 Re-elect Simon Heale as Director For For Management
11 Re-elect Lord Renwick as Director For For Management
12 Re-elect Charles Watson as Director For For Management
13 Re-elect Daulet Yergozhin as Director For For Management
14 Appoint KPMG Audit plc as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve LTIP Waiver Granted By the For For Management
Takeover Panel Pursuant to the Vesting
of LTIP Awards
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon Gund For For Management
1.2 Elect Director Mary Laschinger For For Management
1.3 Elect Director Ann McLaughlin Korologos For For Management
1.4 Elect Director Cynthia Milligan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Elect Sean Bugler as Director For Against Management
4a Reelect Denis Buckley as Director For Against Management
4b Reelect Gerry Behan as Director For For Management
4c Reelect Kieran Breen as Director For For Management
4d Reelect Denis Carroll as Director For Against Management
4e Reelect Michael Dowling as Director For Against Management
4f Reelect Patrick Flahive as Director For For Management
4g Reelect Joan Garahy as Director For For Management
4h Reelect Flor Healy as Director For For Management
4i Reelect James Kenny as Director For For Management
4j Reelect Stan McCarthy as Director For For Management
4k Reelect Brian Mehigan as Director For For Management
4l Reelect Gerard O'Hanlon as Director For For Management
4m Reelect Michael Teahan as Director For For Management
4n Reelect Philip Toomey as Director For For Management
4o Reelect Denis Wallis as Director For Against Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Approve Remuneration Report For For Management
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Approve Kerry Group PLC 2013 Long Term For For Management
Incentive Plan
11 Amend Company's Articles of Association For For Management
--------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
Ticker: K Security ID: 496902404
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John A. Brough as Director For For Management
1.2 Elect John K. Carrington as Director For For Management
1.3 Elect John M.H. Huxley as Director For For Management
1.4 Elect Kenneth C. Irving as Director For For Management
1.5 Elect John A. Keyes as Director For For Management
1.6 Elect John A. Macken as Director For For Management
1.7 Elect Catherine McLeod-Seltzer as For For Management
Director
1.8 Elect John E. Oliver as Director For For Management
1.9 Elect Una M. Power as Director For For Management
1.10 Elect Terence C.W. Reid as Director For For Management
1.11 Elect J. Paul Rollinson as Director For For Management
1.12 Elect Ruth G. Woods as Director For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KURITA WATER INDUSTRIES LTD.
Ticker: 6370 Security ID: J37221116
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2 Amend Articles To Reduce Directors' For For Management
Term - Indemnify Directors and
Statutory Auditors
3.1 Elect Director Nakai, Toshiyuki For For Management
3.2 Elect Director Saeki, Tetsuo For For Management
3.3 Elect Director Kajii, Kaoru For For Management
3.4 Elect Director Iioka, Koichi For For Management
3.5 Elect Director Ito, Kiyoshi For For Management
3.6 Elect Director Yoda, Motoyuki For For Management
3.7 Elect Director Namura, Takahito For For Management
3.8 Elect Director Kurokawa, Yoichi For For Management
3.9 Elect Director Nakamura, Seiji For For Management
4 Appoint Statutory Auditor Uda, Tamio For For Management
5 Appoint Alternate Statutory Auditor For For Management
Tsuji, Yoshihiro
--------------------------------------------------------------------------------
LEE & MAN PAPER MANUFACTURING LTD.
Ticker: 02314 Security ID: G5427W130
Meeting Date: JUL 31, 2012 Meeting Type: Annual
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Reelect Wong Kai Tung Tony as For For Management
Independent Non-Executive Director
4 Reelect Peter A Davies as Independent For For Management
Non-Executive Director
5 Reelect Chau Shing Yim David as For For Management
Independent Non-Executive Director
6 Approve Remuneration of Directors For For Management
7 Authorize Board to Fix the For For Management
Remuneration of Directors for the Year
Ending March 31, 2013
8 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LEE & MAN PAPER MANUFACTURING LTD.
Ticker: 02314 Security ID: G5427W130
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAY 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Kunihiko Kashima as Director For For Management
4 Elect Poon Chun Kwong as Director For For Management
5 Elect Yoshio Haga as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Authorize Board to Fix the For For Management
Remuneration of Directors for the Year
Ending Dec. 31, 2013
8 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION
Ticker: LPX Security ID: 546347105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizanne C. Gottung For For Management
1.2 Elect Director Dustan E. McCoy For For Management
1.3 Elect Director Colin D. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LUNDIN MINING CORPORATION
Ticker: LUN Security ID: 550372106
Meeting Date: MAY 10, 2013 Meeting Type: Annual/Special
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colin K. Benner For For Management
1.2 Elect Director Donald K. Charter For For Management
1.3 Elect Director Paul K. Conibear For For Management
1.4 Elect Director John H. Craig For For Management
1.5 Elect Director Brian D. Edgar For For Management
1.6 Elect Director Lukas H. Lundin For For Management
1.7 Elect Director Dale C. Peniuk For For Management
1.8 Elect Director William A. Rand For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Require Advance Notice for Shareholder For For Management
Proposals/Nominations
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Clarence P. Cazalot, Jr. For For Management
1d Elect Director Linda Z. Cook For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
MARUHA NICHIRO HOLDINGS, INC.
Ticker: 1334 Security ID: J4001N100
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2.1 Elect Director Kushiro, Toshio For For Management
2.2 Elect Director Ito, Shigeru For For Management
2.3 Elect Director Sakai, Michiro For For Management
2.4 Elect Director Imamura, Hiroshi For For Management
2.5 Elect Director Murata, Akinori For For Management
2.6 Elect Director Watanabe, Jun For For Management
2.7 Elect Director Nagano, Atsushi For For Management
2.8 Elect Director Nakabe, Yoshiro For For Management
2.9 Elect Director Mitamura, Chihiro For For Management
2.10 Elect Director Oshikubo, Naoki For For Management
3 Appoint Statutory Auditor Kaneyama, For For Management
Yoshito
--------------------------------------------------------------------------------
MEADWESTVACO CORPORATION
Ticker: MWV Security ID: 583334107
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Campbell For For Management
1.2 Elect Director James G. Kasier For For Management
1.3 Elect Director Richard B. Kelson For For Management
1.4 Elect Director James M. Kilts For For Management
1.5 Elect Director Susan J. Kropf For For Management
1.6 Elect Director Douglas S. Luke For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director Gracia C. Martore For For Management
1.9 Elect Director Timothy H. Powers For For Management
1.10 Elect Director Jane L. Warner For For Management
1.11 Elect Director Alan D. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MITSUBISHI MATERIALS CORP.
Ticker: 5711 Security ID: J44024107
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ide, Akihiko For For Management
1.2 Elect Director Yao, Hiroshi For For Management
1.3 Elect Director Kato, Toshinori For For Management
1.4 Elect Director Takeuchi, Akira For For Management
1.5 Elect Director Fujii, Toshimichi For For Management
1.6 Elect Director Hamaji, Akio For For Management
1.7 Elect Director Okamoto, Yukio For For Management
1.8 Elect Director Aramaki, Masaru For For Management
1.9 Elect Director Iida, Osamu For For Management
2 Appoint Statutory Auditor Murai, For For Management
Toshikazu
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
MITSUI & CO.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2.1 Elect Director Utsuda, Shoei For For Management
2.2 Elect Director Iijima, Masami For For Management
2.3 Elect Director Tanaka, Seiichi For For Management
2.4 Elect Director Kawashima, Fuminobu For For Management
2.5 Elect Director Saiga, Daisuke For For Management
2.6 Elect Director Okada, Joji For For Management
2.7 Elect Director Kinoshita, Masayuki For For Management
2.8 Elect Director Anbe, Shintaro For For Management
2.9 Elect Director Tanaka, Koichi For For Management
2.10 Elect Director Matsubara, Nobuko For For Management
2.11 Elect Director Nonaka, Ikujiro For For Management
2.12 Elect Director Hirabayashi, Hiroshi For For Management
2.13 Elect Director Muto, Toshiro For For Management
3 Appoint Statutory Auditor Watanabe, For For Management
Hiroyasu
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Fredric G. Reynolds For For Management
1g Elect Director Irene B. Rosenfeld For For Management
1h Elect Director Patrick T. Siewert For For Management
1i Elect Director Ruth J. Simmons For For Management
1j Elect Director Ratan N. Tata For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Ben A. Guill For For Management
1D Elect Director David D. Harrison For For Management
1E Elect Director Roger L. Jarvis For For Management
1F Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NEW GOLD INC.
Ticker: NGD Security ID: 644535106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director David Emerson For For Management
2.2 Elect Director James Estey For For Management
2.3 Elect Director Robert Gallagher For For Management
2.4 Elect Director Vahan Kololian For For Management
2.5 Elect Director Martyn Konig For For Management
2.6 Elect Director Pierre Lassonde For For Management
2.7 Elect Director Randall Oliphant For For Management
2.8 Elect Director Raymond Threlkeld For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
NEW HOPE CORPORATION LTD.
Ticker: NHC Security ID: Q66635105
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: NOV 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For Against Management
2 Elect David Fairfull as a Director For For Management
3 Elect Peter Robinson as a Director For For Management
4 Elect Susan Palmer as a Director For For Management
5 Elect Ian Williams as a Director For For Management
6 Approve the Grant of Up to 109,612 For Against Management
Performance Rights to Robert Charles
Neale, Managing Director of the Company
7 Approve the Increase in Maximum None Against Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Gerard Michael Bond as a Director For For Management
2b Elect Vince Gauci as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
1.10 Elect Director Simon R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NIPPON MEAT PACKERS INC.
Ticker: 2282 Security ID: J54752142
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobayashi, Hiroshi For For Management
1.2 Elect Director Takezoe, Noboru For For Management
1.3 Elect Director Okoso, Hiroji For For Management
1.4 Elect Director Uchida, Koji For For Management
1.5 Elect Director Hata, Yoshihide For For Management
1.6 Elect Director Suezawa, Juichi For For Management
1.7 Elect Director Tsujimoto, Kazuhiro For For Management
1.8 Elect Director Kawamura, Koji For For Management
1.9 Elect Director Katayama, Toshiko For For Management
1.10 Elect Director Taka, Iwao For For Management
2 Appoint Statutory Auditor Itagaki, For For Management
Hiroshi
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NIPPON PAPER INDUSTRIES CO., LTD.
Ticker: 3863 Security ID: J28583169
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Nakamura, Masatomo For For Management
2.2 Elect Director Haga, Yoshio For For Management
2.3 Elect Director Iwase, Hironori For For Management
2.4 Elect Director Motomura, Masaru For For Management
2.5 Elect Director Manosiro, Fumio For For Management
2.6 Elect Director Marukawa, Shuuhei For For Management
2.7 Elect Director Yamasaki, Kazufumi For For Management
2.8 Elect Director Fujisawa, Haruo For For Management
2.9 Elect Director Aoyama, Yoshimitu For For Management
--------------------------------------------------------------------------------
NISSHIN SEIFUN GROUP INC.
Ticker: 2002 Security ID: J57633109
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Oeda, Hiroshi For For Management
2.2 Elect Director Ikeda, Kazuo For For Management
2.3 Elect Director Nakagawa, Masao For For Management
2.4 Elect Director Harada, Takashi For For Management
2.5 Elect Director Takizawa, Michinori For For Management
2.6 Elect Director Shiragami, Toshinori For For Management
2.7 Elect Director Nakagawa, Masashi For For Management
2.8 Elect Director Iwasaki, Koichi For For Management
2.9 Elect Director Okumura, Ariyoshi For For Management
2.10 Elect Director Mimura, Akio For Against Management
2.11 Elect Director Ogawa, Yasuhiko For For Management
2.12 Elect Director Mori, Akira For For Management
2.13 Elect Director Yamada, Takao For For Management
2.14 Elect Director Kemmoku, Nobuki For For Management
3.1 Appoint Statutory Auditor Watanabe, For For Management
Makoto
3.2 Appoint Statutory Auditor Fushiya, For For Management
Kazuhiko
3.3 Appoint Statutory Auditor Masaki, For For Management
Yasuhiko
4 Approve Stock Option Plan for Directors For For Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NISSIN FOODS HOLDINGS CO LTD
Ticker: 2897 Security ID: J58063124
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Ando, Koki For For Management
2.2 Elect Director Nakagawa, Susumu For For Management
2.3 Elect Director Ando, Noritaka For For Management
2.4 Elect Director Matsuo, Akihide For For Management
2.5 Elect Director Kijima, Tsunao For For Management
2.6 Elect Director Tanaka, Mitsuru For For Management
2.7 Elect Director Yokoyama, Yukio For For Management
2.8 Elect Director Miura, Yoshinori For For Management
2.9 Elect Director Kobayashi, Ken For For Management
2.10 Elect Director Okafuji, Masahiro For For Management
2.11 Elect Director Ishikura, Yoko For For Management
3 Appoint Statutory Auditor Kanamori, For Against Management
Kazuo
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NORSK HYDRO ASA
Ticker: NHY Security ID: R61115102
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 0.75
per Share
4 Approve Remuneration of Auditors in For Did Not Vote Management
the Amount of NOK 7.1 Million
5 Receive Corporate Governance Report None None Management
6 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
7.1 Approve Remuneration of Corporate For Did Not Vote Management
Assembly
7.2 Approve Remuneration of Nominating For Did Not Vote Management
Committee
8 Question Regarding Company's Strategy None None Shareholder
and Shareholder Policy (Non-voting)
--------------------------------------------------------------------------------
NUTRECO NV
Ticker: NUO Security ID: N6509P102
Meeting Date: JUL 23, 2012 Meeting Type: Special
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect V. Halseth to Executive Board For For Management
3 Close Meeting None None Management
--------------------------------------------------------------------------------
NUTRECO NV
Ticker: NUO Security ID: N6509P102
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Open Meeting None None Management
1.2 Receive Announcements None None Management
2 Receive Report of Supervisory Board None None Management
(Non-Voting)
3 Receive Report of Management Board None None Management
(Non-Voting)
4.1 Adopt Financial Statements For For Management
4.2 Approve Dividends of EUR 2.05 Per Share For For Management
5.1 Approve Discharge of Management Board For For Management
5.2 Approve Discharge of Supervisory Board For For Management
6.1 Ratify KPMG Accountants as Auditors For For Management
6.2 Receive Announcements Re: Mandatory None None Management
Auditor Rotation
7 Approve 2:1 Stock Split For For Management
8.1 Reelect R.J. Frohn to Supervisory Board For For Management
8.2 Reelect A. Puri to Supervisory Board For For Management
8.3 Reelect J.A.J. Vink to Supervisory For For Management
Board
9.1 Reelect K. Nesse to Executive Board For For Management
9.2 Reelect J. Vergeer to Executive Board For For Management
10.1 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
10.2 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 10.1
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Other Business (Non-Voting) None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
OLAM INTERNATIONAL LTD.
Ticker: O32 Security ID: Y6421B106
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare First and Final Dividend For For Management
3 Reelect Mark Haynes Daniell as Director For For Management
4 Reelect Tse Po Shing Andy as Director For For Management
5 Reelect Wong Heng Tew as Director For For Management
6 Reelect Sridhar Krishnan as Director For For Management
7 Approve Directors' Fees For For Management
8 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Options and Issuance For Against Management
of Shares Under the Olam Employee
Share Option Scheme
11 Authorize Share Repurchase Program For For Management
12 Approve Issuance of Shares Under the For For Management
Olam Scrip Dividend Scheme
--------------------------------------------------------------------------------
OLAM INTERNATIONAL LTD.
Ticker: O32 Security ID: Y6421B106
Meeting Date: JAN 15, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of the For For Management
Sub-underwriting Commission by the
Joint Lead Managers to Aranda
Investments Pte. Ltd.
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP.
Ticker: PAA Security ID: 697900108
Meeting Date: MAY 13, 2013 Meeting Type: Annual/Special
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross J. Beaty For For Management
1.2 Elect Director Geoffrey A. Burns For For Management
1.3 Elect Director Michael L. Carroll For For Management
1.4 Elect Director Christopher Noel Dunn For For Management
1.5 Elect Director Neil de Gelder For For Management
1.6 Elect Director Robert P. Pirooz For For Management
1.7 Elect Director David C. Press For For Management
1.8 Elect Director Walter T. Segsworth For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PANAUST LTD
Ticker: PNA Security ID: Q7283A110
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Annabelle Chaplain as a Director For For Management
4 Elect Geoffrey Billard as a Director For For Management
5 Elect Zezhong Li as a Director For For Management
6 Approve the Grant of Up to 3.55 For For Management
Million Ordinary Fully Paid Shares and
the Advance of Loan to Gary Stafford,
Managing Director of the Company
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William A. Coley For For Management
1.3 Elect Director William E. James For For Management
1.4 Elect Director Robert B. Karn, III For For Management
1.5 Elect Director Henry E. Lentz For For Management
1.6 Elect Director Robert A. Malone For For Management
1.7 Elect Director William C. Rusnack For For Management
1.8 Elect Director John F. Turner For For Management
1.9 Elect Director Sandra A. Van Trease For For Management
1.10 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PENNON GROUP PLC
Ticker: PNN Security ID: G8295T213
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUL 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Kenneth Harvey as Director For For Management
5 Re-elect Martin Angle as Director For For Management
6 Re-elect Gerard Connell as Director For For Management
7 Re-elect Colin Drummond as Director For For Management
8 Re-elect David Dupont as Director For For Management
9 Re-elect Christopher Loughlin as For For Management
Director
10 Re-elect Dinah Nichols as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
12 Authorise Board to Fix Remuneration of For Abstain Management
Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PENTAIR LTD.
Ticker: PNR Security ID: H6169Q108
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Glenn For For Management
1b Elect Director David H. Y. Ho For For Management
1c Elect Director Ronald L. Merriman For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Board and Senior For For Management
Management
4a Ratify Deloitte AG as Statutory For For Management
Auditors
4b Ratify Deloitte & Touche LLP as For For Management
Auditors
4c Ratify PricewaterhouseCoopers as For For Management
special auditors
5a Appropriation of Results for the Year For For Management
Ended December 31, 2012
5b Approve Conversion of Capital For For Management
Contributions to Distribute an
Ordinary Cash Dividend
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PENTAIR, INC.
Ticker: PNR Security ID: 709631105
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: JUL 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PEOPLE'S FOOD HOLDINGS LTD
Ticker: P05 Security ID: G7000R108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Zhou Lian Kui as Director For For Management
4 Elect Zhou Lian Liang as Director For For Management
5 Approve Directors' Fees For For Management
6 Reappoint BDO Limited, Certified For For Management
Public Accountants, Hong Kong and BDO
LLP, Certified Public Accountants,
Singapore as Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Issuance of Shares Under the For Against Management
People's Food Share Option Scheme 2009
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
POLYMETAL INTERNATIONAL PLC
Ticker: POLY Security ID: G7179S101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Bobby Godsell as Director For For Management
5 Re-elect Vitaly Nesis as Director For For Management
6 Re-elect Konstantin Yanakov as Director For For Management
7 Re-elect Marina Gronberg as Director For For Management
8 Re-elect Jean-Pascal Duvieusart as For For Management
Director
9 Re-elect Charles Balfour as Director For For Management
10 Re-elect Jonathan Best as Director For For Management
11 Re-elect Rusell Skirrow as Director For For Management
12 Re-elect Leonard Homeniuk as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Approve Long Term Incentive Plan For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
RALCORP HOLDINGS, INC.
Ticker: RAH Security ID: 751028101
Meeting Date: JAN 29, 2013 Meeting Type: Special
Record Date: DEC 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RANDGOLD RESOURCES LTD
Ticker: RRS Security ID: G73740113
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: APR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Philippe Lietard as Director For For Management
5 Re-elect Mark Bristow as Director For For Management
6 Re-elect Norborne Cole Jr as Director For For Management
7 Re-elect Christopher Coleman as For For Management
Director
8 Re-elect Kadri Dagdelen as Director For For Management
9 Elect Jeanine Mabunda Lioko as Director For For Management
10 Re-elect Graham Shuttleworth as For For Management
Director
11 Re-elect Andrew Quinn as Director For For Management
12 Re-elect Karl Voltaire as Director For For Management
13 Reappoint BDO LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Approve Awards of Ordinary Shares to For For Management
Non-executive Directors
17 Approve Grant of a One-Off Career For Against Management
Shares Award of Ordinary Shares to the
CEO
18 Approve Increase in Non-Executive For For Management
Directors' Aggregate Fees
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
REGIS RESOURCES LTD.
Ticker: RRL Security ID: Q8059N120
Meeting Date: NOV 09, 2012 Meeting Type: Annual
Record Date: NOV 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Ross Kestel as a Director For For Management
3 Elect Morgan Cain Hart as a Director For For Management
4 Approve the Acquisition of the For For Management
McPhillamys Gold Project
--------------------------------------------------------------------------------
REPSOL SA
Ticker: REP Security ID: E8471S130
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Discharge of Board For For Management
3 Renew Appointment of Deloitte as For For Management
Auditor
4 Approve Updated Balance Sheets to For For Management
Benefit from New Tax Regulation
5 Approve Allocation of Income and For For Management
Dividends
6 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
7 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
8 Reelect Luis Suarez de Lezo Mantilla For For Management
as Director
9 Reelect Maria Isabel Gabarro Miquel as For For Management
Director
10 Ratify Appointment by Co-option of and For For Management
Reelect Manuel Manrique Cecilia as
Director
11 Elect Rene Dahan as Director For For Management
12 Amend Article 45 Re: Board Remuneration For For Management
13 Approve Remuneration of Directors For For Management
14 Advisory Vote on Remuneration Policy For For Management
Report
15 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and Other Debt
Securities
16 Amend Article 38 Re: Executive For For Management
Committee
17 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
RESOLUTE FOREST PRODUCTS INC.
Ticker: RFP Security ID: 76117W109
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michel P. Desbiens For For Management
1.2 Elect Director Jennifer C. Dolan For For Management
1.3 Elect Director Richard D. Falconer For For Management
1.4 Elect Director Richard Garneau For For Management
1.5 Elect Director Jeffrey A. Hearn For For Management
1.6 Elect Director Bradley P. Martin For For Management
1.7 Elect Director Alain Rheaume For For Management
1.8 Elect Director Michael S. Rousseau For For Management
1.9 Elect Director David H. Wilkins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Robert Brown as Director For For Management
4 Re-elect Vivienne Cox as Director For For Management
5 Re-elect Jan du Plessis as Director For For Management
6 Re-elect Guy Elliott as Director For For Management
7 Re-elect Michael Fitzpatrick as For For Management
Director
8 Re-elect Ann Godbehere as Director For For Management
9 Re-elect Richard Goodmanson as Director For For Management
10 Re-elect Lord Kerr as Director For For Management
11 Re-elect Chris Lynch as Director For For Management
12 Re-elect Paul Tellier as Director For For Management
13 Re-elect John Varley as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Performance Share Plan For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
ROYAL GOLD, INC.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stanley Dempsey For For Management
2 Elect Director Tony Jensen For For Management
3 Elect Director Gordon J. Bogden For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAKARI RESOURCES LIMITED
Ticker: AJ1 Security ID: Y7456M108
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For Did Not Vote Management
Directors' and Auditors' Reports
2 Approve Payment of Proposed Final For Did Not Vote Management
Dividend
3 Elect Peerachat Pinprayong as Director For Did Not Vote Management
4 Elect Martin Purvis as Director For Did Not Vote Management
5 Elect Julie Therese Hall as Director For Did Not Vote Management
6 Elect Surong Bulakul as Director For Did Not Vote Management
7 Elect Han Eng Juan Director For Did Not Vote Management
8 Approve Directors' Fees For Did Not Vote Management
9 Reappoint PricewaterhouseCoopers LLP For Did Not Vote Management
as Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
SANDVIK AB
Ticker: SAND Security ID: W74857165
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Approve Agenda of Meeting For Did Not Vote Management
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Discharge of Board and For Did Not Vote Management
President
11 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.50 per Share
12 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of 1.65 Million for
Chairman and SEK 550,000 for
Non-Executive Members; Approve
Remuneration for Committee Work
14 Reelect Olof Faxander, Jurgen For Did Not Vote Management
Geissinger, Johan Karlstrom, Fredrik
Lundberg, Hanne de Mora, Anders Nyren
(Chairman), Simon Thompson, and Lars
Westerberg as Directors
15 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
16 Approve Stock Option and Share For Did Not Vote Management
Matching Plan (LTI 2013) for Key
Employees
17 Spin-off and Listing of Sandvik None Did Not Vote Shareholder
Materials Technology on the Stock
Exchange; Distribute Shares to
Sandvik's Shareholders
18 Close Meeting None None Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SEABOARD CORPORATION
Ticker: SEB Security ID: 811543107
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Bresky For Withhold Management
1.2 Elect Director David A. Adamsen For Withhold Management
1.3 Elect Director Douglas W. Baena For Withhold Management
1.4 Elect Director Joseph E. Rodrigues For Withhold Management
1.5 Elect Director Edward I. Shifman, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Report on Charitable, Political and Against For Shareholder
Lobbying Contributions
--------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: SVT Security ID: G8056D159
Meeting Date: JUL 18, 2012 Meeting Type: Annual
Record Date: JUL 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Tony Ballance as Director For For Management
5 Re-elect Bernard Bulkin as Director For For Management
6 Re-elect Richard Davey as Director For For Management
7 Re-elect Andrew Duff as Director For For Management
8 Re-elect Gordon Fryett as Director For For Management
9 Re-elect Martin Kane as Director For For Management
10 Re-elect Martin Lamb as Director For For Management
11 Re-elect Michael McKeon as Director For For Management
12 Re-elect Baroness Noakes as Director For For Management
13 Re-elect Andy Smith as Director For For Management
14 Re-elect Tony Wray as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Approve Special Dividend For For Management
23 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LTD.
Ticker: 00639 Security ID: Y7760F104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chen Zhaoqiang as Director For For Management
3b Elect Liu Qingshan as Director For For Management
3c Elect Kee Wah Sze as Director For For Management
3d Elect Chan Pat Lam as Director For For Management
3e Elect Chan Chung Chun as Director For For Management
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SILVER WHEATON CORP.
Ticker: SLW Security ID: 828336107
Meeting Date: MAY 21, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director Lawrence I. Bell For For Management
a2 Elect Director George L. Brack For For Management
a3 Elect Director John A. Brough For For Management
a4 Elect Director R. Peter Gillin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Eduardo Luna For For Management
a7 Elect Director Wade D. Nesmith For For Management
a8 Elect Director Randy V.J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 19, 2012 Meeting Type: Annual
Record Date: JUL 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Luter, III For For Management
1.2 Elect Director C. Larry Pope For For Management
1.3 Elect Director Wendell H. Murphy, Sr. For For Management
1.4 Elect Director Paul S. Trible, Jr. For For Management
2a Declassify the Board of Directors For For Management
2b Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For Did Not Vote Management
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 6.75
per Share
7 Withdraw Company from Tar Sands Against Did Not Vote Shareholder
Activities in Canada
8 Withdraw Company from Ice-Laden Against Did Not Vote Shareholder
Activities in the Arctic
9 Approve Board of Directors' Statement For Did Not Vote Management
on Company Corporate Governance
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Auditors For Did Not Vote Management
12 Amend Articles Re: Appointment of For Did Not Vote Management
Nominating Committee Members
13 Approve Remuneration of Corporate For Did Not Vote Management
Assembly in the Amount of NOK 112,200
for the Chairman, NOK 59,100 for the
Vice Chairman, NOK 41,500 for Other
Members, and NOK 5,900 for Deputy
Members
14 Elect Elisabeth Berge and Johan Alstad For Did Not Vote Management
as Member and Deputy Member of
Nominating Committee
15 Approve Remuneration of Nominating For Did Not Vote Management
Committee in the Amount of NOK 11,200
for the Chairman and NOK 8,300 for
Other Members
16 Authorize Repurchase and Reissuance of For Did Not Vote Management
Shares up to a Nominal Value of NOK 27.
5 Million in Connection with Share
Saving Scheme for Employees
17 Authorize Repurchase of up to 75 For Did Not Vote Management
Million Shares For Cancellation
Purposes
--------------------------------------------------------------------------------
SUEDZUCKER AG
Ticker: SZU Security ID: D82781101
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: JUN 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011/2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2011
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2011
5.1 Elect Hans-Joerg Gebhard to the For Against Management
Supervisory Board
5.2 Elect Christian Konrad to the For Against Management
Supervisory Board
5.3 Elect Ralf Bethke to the Supervisory For For Management
Board
5.4 Elect Jochen Fenner to the Supervisory For Against Management
Board
5.5 Elect Erwin Hameseder to the For Against Management
Supervisory Board
5.6 Elect Ralf Hentzschel to the For Against Management
Supervisory Board
5.7 Elect Wolfgang Kirsch to the For For Management
Supervisory Board
5.8 Elect Georg Koch to the Supervisory For Against Management
Board
5.9 Elect Erhard Landes to the Supervisory For Against Management
Board
5.10 Elect Joachim Rukwied to the For Against Management
Supervisory Board
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2012
--------------------------------------------------------------------------------
SUEZ ENVIRONNEMENT COMPANY
Ticker: SEV Security ID: F4984P118
Meeting Date: MAY 23, 2013 Meeting Type: Annual/Special
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 per Share
4 Approve Transaction with GDF Suez For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
7 Authorize Capitalization of Reserves For For Management
of Up to EUR 408 Million for Bonus
Issue or Increase in Par Value
8 Approve Stock Purchase Plan Reserved For For Management
for International Employees
9 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SUMITOMO METAL MINING CO. LTD.
Ticker: 5713 Security ID: J77712123
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kemori, Nobumasa For For Management
2.2 Elect Director Nakazato, Yoshiaki For For Management
2.3 Elect Director Kawaguchi, Yukio For For Management
2.4 Elect Director Kubota, Takeshi For For Management
2.5 Elect Director Tsuchida, Naoyuki For For Management
2.6 Elect Director Ogata, Mikinobu For For Management
2.7 Elect Director Sato, Hajime For For Management
2.8 Elect Director Ushijima, Tsutomu For For Management
3 Appoint Alternate Statutory Auditor For For Management
Taimatsu, Hitoshi
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TATE & LYLE PLC
Ticker: TATE Security ID: G86838128
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUL 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Peter Gershon as Director For For Management
5 Re-elect Javed Ahmed as Director For For Management
6 Re-elect Tim Lodge as Director For For Management
7 Re-elect Liz Airey as Director For For Management
8 Re-elect William Camp as Director For For Management
9 Re-elect Evert Henkes as Director For For Management
10 Re-elect Douglas Hurt as Director For For Management
11 Elect Dr Ajai Puri as Director For For Management
12 Re-elect Robert Walker as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Approve Performance Share Plan For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TECK RESOURCES LIMITED
Ticker: TCK.B Security ID: 878742204
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayank M. Ashar For For Management
1.2 Elect Director Jalynn H. Bennett For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Felix P. Chee For For Management
1.5 Elect Director Jack L. Cockwell For For Management
1.6 Elect Director Edward C. Dowling For For Management
1.7 Elect Director Norman B. Keevil For For Management
1.8 Elect Director Norman B. Keevil, III For For Management
1.9 Elect Director Takeshi Kubota For For Management
1.10 Elect Director Takashi Kuriyama For For Management
1.11 Elect Director Donald R. Lindsay For For Management
1.12 Elect Director Janice G. Rennie For For Management
1.13 Elect Director Warren S.R. Seyffert For For Management
1.14 Elect Director Chris M.T. Thompson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director John P. Bilbrey For For Management
1.3 Elect Director Robert F. Cavanaugh For For Management
1.4 Elect Director Charles A. Davis For For Management
1.5 Elect Director Robert M. Malcolm For For Management
1.6 Elect Director James M. Mead For For Management
1.7 Elect Director James E. Nevels For For Management
1.8 Elect Director Anthony J. Palmer For For Management
1.9 Elect Director Thomas J. Ridge For For Management
1.10 Elect Director David L. Shedlarz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HONG KONG AND CHINA GAS CO. LTD.
Ticker: 00003 Security ID: Y33370100
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Lee Shau Kee as Director For For Management
3b Elect Leung Hay Man as Director For Against Management
3c Elect Colin Lam Ko Yin as Director For Against Management
3d Elect Alfred Chan Wing Kin as Director For For Management
3e Elect Peter Wong Wai Yee as Director For Against Management
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Bonus Shares For For Management
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5d Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 15, 2012 Meeting Type: Annual
Record Date: JUN 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul J. Dolan For For Management
2 Elect Director Nancy Lopez Knight For For Management
3 Elect Director Gary A. Oatey For For Management
4 Elect Director Alex Shumate For For Management
5 Elect Director Timothy P. Smucker For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Declassify the Board of Directors Against For Shareholder
9 Prepare Coffee Sustainability Plan Against Against Shareholder
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller as Representative For For Management
of Employee Shareholders to the Board
9 Elect Philippe Marchandise as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
11 Authorize up to 0.75 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
12 Approve Employee Stock Purchase Plan For For Management
A Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
B Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
C Acquire the Diversity Label Against Against Shareholder
D Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
E Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
--------------------------------------------------------------------------------
TOYO SUISAN KAISHA LTD.
Ticker: 2875 Security ID: 892306101
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Tsutsumi, Tadasu For For Management
2.2 Elect Director Obata, Kazuo For For Management
2.3 Elect Director Yoshino, Hiroji For For Management
2.4 Elect Director Imamura, Masanari For For Management
2.5 Elect Director Minami, Hiroyuki For For Management
2.6 Elect Director Yamamoto, Kazuo For For Management
2.7 Elect Director Yoshimura, Tsutomu For For Management
2.8 Elect Director Sugawara, Kenji For For Management
2.9 Elect Director Oikawa, Masaharu For For Management
2.10 Elect Director Fujiya, Tadashi For For Management
2.11 Elect Director Ichishima, Hisao For For Management
2.12 Elect Director Iizuka, Osamu For For Management
2.13 Elect Director Sumimoto, Noritaka For For Management
2.14 Elect Director Oki, Hitoshi For For Management
2.15 Elect Director Toyoda, Tsutomu For For Management
2.16 Elect Director Makiya, Rieko For For Management
2.17 Elect Director Hamada, Tomoko For For Management
3 Appoint Alternate Statutory Auditor For For Management
Ushijima, Tsutomu
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: APR 26, 2013 Meeting Type: Annual/Special
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Benson For For Management
1.2 Elect Director Derek H. Burney For For Management
1.3 Elect Director Paule Gauthier For For Management
1.4 Elect Director Russell K. Girling For For Management
1.5 Elect Director S. Barry Jackson For For Management
1.6 Elect Director Paul L. Joskow For For Management
1.7 Elect Director Paula Rosput Reynolds For For Management
1.8 Elect Director Mary Pat Salomone For For Management
1.9 Elect Director W. Thomas Stephens For For Management
1.10 Elect Director D. Michael G. Stewart For For Management
1.11 Elect Director Richard E. Waugh For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 01, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Jim Kever For For Management
1e Elect Director Kevin M. McNamara For For Management
1f Elect Director Brad T. Sauer For For Management
1g Elect Director Robert Thurber For For Management
1h Elect Director Barbara A. Tyson For For Management
1i Elect Director Albert C. Zapanta For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC
Ticker: UU. Security ID: G92755100
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Dr John McAdam as Director For For Management
5 Re-elect Steve Mogford as Director For For Management
6 Re-elect Russ Houlden as Director For For Management
7 Re-elect Dr Catherine Bell as Director For For Management
8 Re-elect Paul Heiden as Director For For Management
9 Re-elect Nick Salmon as Director For For Management
10 Elect Sara Weller as Director For For Management
11 Reappoint KPMG Audit plc as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
17 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
UPM-KYMMENE OY
Ticker: UPM1V Security ID: X9518S108
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive CEO's Speech
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 175,000 for
Chairman, EUR 120,000 for Deputy
Chairman, and EUR 95,000 for Other
Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at 10 For For Management
12 Reelect Matti Alahuhta, Berndt Brunow, For For Management
Karl Grotenfelt, Wendy Lane, Jussi
Pesonen, Ursula Ranin, Veli-Matti
Reinikkala, Bjorn Wahlroos and Kim
Wahl as Directors; Elect Piia-Noora
Kauppi as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Approve Issuance of up to 25 Million For For Management
Shares without Preemptive Rights
16 Authorize Share Repurchase Program For For Management
17 Approve Charitable Donations of up to For For Management
EUR 500,000
18 Close Meeting None None Management
--------------------------------------------------------------------------------
URANIUM ONE INC.
Ticker: UUU Security ID: 91701P105
Meeting Date: MAR 07, 2013 Meeting Type: Special
Record Date: FEB 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Effective For For Management
Energy N.V. and JSC Atomredmetzoloto
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC
Ticker: VEDL Security ID: G9328D100
Meeting Date: AUG 28, 2012 Meeting Type: Annual
Record Date: AUG 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Anil Agarwal as Director For For Management
5 Re-elect Navin Agarwal as Director For For Management
6 Re-elect Naresh Chandra as Director For For Management
7 Re-elect Euan Macdonald as Director For For Management
8 Re-elect Aman Mehta as Director For For Management
9 Re-elect Mahendra Mehta as Director For For Management
10 Elect Geoffrey Green as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
17 Approve Employee Share Ownership Plan For Against Management
18 Authorise Each of the Subsidiaries of For For Management
the Company Other than Cairn India
Limited to Adopt and Establish an
Employee Share Ownership Plan
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC
Ticker: VEDL Security ID: G9328D100
Meeting Date: AUG 28, 2012 Meeting Type: Special
Record Date: AUG 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by the Company or For Against Management
One of Its Subsidiaries of Between 26
and 29.5 Per Cent of the Entire Issued
Share Capital of Hindustan Zinc
Limited from the Government of India
2 Approve Acquisition by the Company or For Against Management
One of Its Subsidiaries of Between 44
and 49 Per Cent of the Entire Issued
Share Capital of Bharat Aluminium
Company Ltd from the Government of
India
--------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT
Ticker: VIE Security ID: F9686M107
Meeting Date: MAY 14, 2013 Meeting Type: Annual/Special
Record Date: MAY 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Non-Tax Deductible Expenses For For Management
4 Approve Treatment of Losses and For For Management
Dividends of EUR 0.70 per Share
5 Approve Stock Dividend Program (Cash For For Management
or Shares)
6 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
7 Approve Severance Payment Agreement For For Management
with Antoine Frerot
8 Reelect Caisse des Depots et For For Management
Consignations as Director
9 Reelect Paolo Scaroni as Director For Against Management
10 Ratify Appointment of Marion Guillou For For Management
as Director
11 Renew Appointment of KPMG SA as Auditor For For Management
12 Appoint KPMG Audit ID as Alternate For For Management
Auditor
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Approve Employee Stock Purchase Plan For For Management
15 Approve Stock Purchase Plan Reserved For For Management
for International Employees
16 Amend Article 12 of Bylaws Re: Age For For Management
Limit for Chairman and Vice Chairman
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
WEST FRASER TIMBER CO. LTD.
Ticker: WFT Security ID: 952845105
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Hank Ketcham For For Management
2.2 Elect Director Clark S. Binkley For For Management
2.3 Elect Director J. Duncan Gibson For For Management
2.4 Elect Director Samuel W. Ketcham For For Management
2.5 Elect Director Harald H. Ludwig For For Management
2.6 Elect Director Gerald J. Miller For For Management
2.7 Elect Director Robert L. Phillips For For Management
2.8 Elect Director Janice G. Rennie For For Management
2.9 Elect Director Ted Seraphim For For Management
2 Elect Hank Ketcham, Clark S. Binkley, For For Management
J. Duncan Gibson, Samuel W. Ketcham,
Harald H. Ludwig, Gerald J. Miller,
Robert L. Phillips, Janice G. Rennie
and Ted Seraphim as Directors
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
WESTSHORE TERMINALS INVESTMENT CORPORATION
Ticker: WTE Security ID: 96145A200
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Stinson For For Management
1.2 Elect Director M. Dallas H. Ross For For Management
1.3 Elect Director Gordon Gibson For For Management
1.4 Elect Director Michael J. Korenberg For For Management
1.5 Elect Director Brian Canfield For For Management
1.6 Elect Director Doug Souter For For Management
1.7 Elect Director Glen Clark For For Management
2 Require Advance Notice for Shareholder For For Management
Proposals/Nominations
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
WHITEHAVEN COAL LTD.
Ticker: WHC Security ID: Q97664108
Meeting Date: NOV 01, 2012 Meeting Type: Annual
Record Date: OCT 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Mark Vaile as a Director For For Management
3 Elect Paul Flynn as a Director For For Management
4 Elect Philip Christensen as a Director For For Management
5 Elect Richard Gazzard as a Director For For Management
6 Elect Christine McLoughlin as a For For Management
Director
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD.
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Kuok Khoon Chen as Director For For Management
5 Elect Kuok Khoon Ean as Director For For Management
6 Elect Martua Sitorus as Director For For Management
7 Elect Juan Ricardo Luciano as Director For Against Management
8 Elect Yeo Teng Yang as Director For For Management
9 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Mandate for Transactions with For For Management
Related Parties
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
12 Approve Grant of Options and Issuance For Against Management
of Shares Under Wilmar Executives
Share Option Scheme 2009
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD.
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 25, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD.
Ticker: WPL Security ID: 980228100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Frank Cooper as a Director For For Management
2b Elect Andrew Jamieson as a Director For For Management
2c Elect Sarah Ryan as a Director For For Management
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
XSTRATA PLC
Ticker: XTA Security ID: G9826T102
Meeting Date: NOV 20, 2012 Meeting Type: Special
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to Merger For For Management
with Glencore International plc
2 Approve the Revised Management For Against Management
Incentive Arrangements and the Revised
New Xstrata 2012 Plan
--------------------------------------------------------------------------------
XSTRATA PLC
Ticker: XTA Security ID: G9826T102
Meeting Date: NOV 20, 2012 Meeting Type: Court
Record Date: NOV 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement Subject For For Management
to the Revised Management Incentive
Arrangements Resolution Being Passed
2 Approve Scheme of Arrangement Subject Against For Management
to the Revised Management Incentive
Arrangements Resolution Not Being
Passed
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Marrone For For Management
1.2 Elect Director Patrick J. Mars For For Management
1.3 Elect Director John Begeman For For Management
1.4 Elect Director Alexander Davidson For For Management
1.5 Elect Director Richard Graff For For Management
1.6 Elect Director Nigel Lees For For Management
1.7 Elect Director Juvenal Mesquita Filho For For Management
1.8 Elect Director Carl Renzoni For For Management
1.9 Elect Director Antenor F. Silva, Jr. For For Management
1.10 Elect Director Dino Titaro For For Management
2 Ratify Deloitte LLP as Auditors For For Management
========================== IQ Hedge Macro Tracker ETF ==========================
POWERSHARES EXCHANGE-TRADED FUND TRUST II
Ticker: Security ID: 73936Q769
Meeting Date: JUN 20, 2013 Meeting Type: Special
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronn R. Bagge For For Management
1.2 Elect Director Todd J. Barre For For Management
1.3 Elect Director Kevin M. Carome For For Management
1.4 Elect Director Marc M. Kole For For Management
1.5 Elect Director Yung Bong Lim For For Management
1.6 Elect Director Philip M. Nussbaum For For Management
1.7 Elect Director Gary R. Wicker For For Management
1.8 Elect Director Donald H. Wilson For For Management
--------------------------------------------------------------------------------
POWERSHARES EXCHANGE-TRADED FUND TRUST II
Ticker: Security ID: 73936T573
Meeting Date: JUN 20, 2013 Meeting Type: Special
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronn R. Bagge For For Management
1.2 Elect Director Todd J. Barre For For Management
1.3 Elect Director Kevin M. Carome For For Management
1.4 Elect Director Marc M. Kole For For Management
1.5 Elect Director Yung Bong Lim For For Management
1.6 Elect Director Philip M. Nussbaum For For Management
1.7 Elect Director Gary R. Wicker For For Management
1.8 Elect Director Donald H. Wilson For For Management
====================== IQ Hedge Market Neutral Tracker ETF =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== IQ Hedge Multi-Strategy Tracker ETF ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== IQ Merger Arbitrage ETF ============================
AEGIS GROUP PLC
Ticker: AGS Security ID: G0105D215
Meeting Date: AUG 16, 2012 Meeting Type: Special
Record Date: AUG 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cash Acquisition of Aegis For For Management
Group plc by Dentsu Inc
--------------------------------------------------------------------------------
AEGIS GROUP PLC
Ticker: AGS Security ID: G0105D215
Meeting Date: AUG 16, 2012 Meeting Type: Court
Record Date: AUG 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
AMERICAN REALTY CAPITAL TRUST, INC.
Ticker: ARCT Security ID: 02917L101
Meeting Date: JAN 16, 2013 Meeting Type: Special
Record Date: DEC 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMERIGROUP CORPORATION
Ticker: AGP Security ID: 03073T102
Meeting Date: OCT 23, 2012 Meeting Type: Special
Record Date: AUG 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
AMERISTAR CASINOS, INC.
Ticker: ASCA Security ID: 03070Q101
Meeting Date: APR 25, 2013 Meeting Type: Special
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMERISTAR CASINOS, INC.
Ticker: ASCA Security ID: 03070Q101
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl Brooks For For Management
1.2 Elect Director Gordon R. Kanofsky For For Management
1.3 Elect Director J. William Richardson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARBITRON INC.
Ticker: ARB Security ID: 03875Q108
Meeting Date: APR 16, 2013 Meeting Type: Special
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
ARBITRON INC.
Ticker: ARB Security ID: 03875Q108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Sean R. Creamer For For Management
1.3 Elect Director David W. Devonshire For For Management
1.4 Elect Director John A. Dimling For For Management
1.5 Elect Director Erica Farber For For Management
1.6 Elect Director Ronald G. Garriques For For Management
1.7 Elect Director Philip Guarascio For For Management
1.8 Elect Director William T. Kerr For For Management
1.9 Elect Director Larry E. Kittelberger For For Management
1.10 Elect Director Luis G. Nogales For For Management
1.11 Elect Director Richard A. Post For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARIBA, INC.
Ticker: ARBA Security ID: 04033V203
Meeting Date: AUG 29, 2012 Meeting Type: Special
Record Date: JUL 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AUTHENTEC, INC.
Ticker: AUTH Security ID: 052660107
Meeting Date: OCT 04, 2012 Meeting Type: Special
Record Date: AUG 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BENIHANA INC.
Ticker: BNHN Security ID: 082047101
Meeting Date: AUG 21, 2012 Meeting Type: Special
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BILLABONG INTERNATIONAL LTD.
Ticker: BBG Security ID: Q1502G107
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: OCT 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gordon Merchant as a Director For For Management
2 Elect Colette Paull as a Director For For Management
3 Elect Paul Naude as a Director For Against Management
4 Elect Sally Pitkin as a Director For For Management
5 Approve the Remuneration Report For For Management
6 Approve the Grant of Up to A$614,000 For For Management
Worth of Fully Paid Ordinary Shares to
Launa Inman, Managing Director and
Chief Executive Officer of the Company
7 Approve the Grant of Up to A$383,769 For For Management
Worth of Fully Paid Ordinary Shares to
Paul Naude, President Americas of the
Company
--------------------------------------------------------------------------------
CATALYST HEALTH SOLUTIONS, INC.
Ticker: CHSI Security ID: 14888B103
Meeting Date: JUL 02, 2012 Meeting Type: Special
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CELTIC EXPLORATION LTD.
Ticker: CLT Security ID: 15118Q109
Meeting Date: DEC 14, 2012 Meeting Type: Special
Record Date: NOV 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by ExxonMobil For For Management
Canada Ltd.
2 Approve Stock Option Plan for Kelt For Against Management
Exploration Ltd.
3 Approve Restricted Share Unit Plan for For Against Management
Kelt Exploration Ltd.
4 Approve Issuance of Shares in One or For For Management
More Private Placements
--------------------------------------------------------------------------------
CITIZENS REPUBLIC BANCORP, INC.
Ticker: CRBC Security ID: 174420307
Meeting Date: APR 05, 2013 Meeting Type: Special
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COLLECTIVE BRANDS, INC.
Ticker: PSS Security ID: 19421W100
Meeting Date: AUG 21, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
COMMONWEALTH REIT
Ticker: CWH Security ID: 203233101
Meeting Date: JUN 22, 2013 Meeting Type: Written Consent
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Consent to Remove Existing Director For For Shareholder
Barry M. Portnoy
1.2 Consent to Remove Existing Director For For Shareholder
Adam D. Portnoy
1.3 Consent to Remove Existing Director For For Shareholder
Joseph L. Morea
1.4 Consent to Remove Existing Director For For Shareholder
William A. Lamkin
1.5 Consent to Remove Existing Director For For Shareholder
Frederick N. Zeytoonjian
--------------------------------------------------------------------------------
CONSOLIDATED MEDIA HOLDINGS LTD.
Ticker: CMJ Security ID: Q2784N109
Meeting Date: OCT 31, 2012 Meeting Type: Court
Record Date: OCT 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
between Consolidated Media Holdings
Limited and Its Ordinary Shareholders
--------------------------------------------------------------------------------
CONSOLIDATED MEDIA HOLDINGS LTD.
Ticker: CMJ Security ID: Q2784N109
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: OCT 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Christopher Darcy Corrigan as For For Management
Director
2b Elect Peter Joshua Thomas Gammell as For For Management
Director
2c Elect Ashok Jacob as Director For For Management
2d Elect Guy Jalland as Director For For Management
2e Elect Christopher John Mackay as For For Management
Director
2f Elect Ryan Kerry Stokes as Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
COOPER INDUSTRIES PLC
Ticker: CBE Security ID: G24140111
Meeting Date: OCT 26, 2012 Meeting Type: Special
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Approve Cancellation of Capital For For Management
Authorization
3 Authority to Allot Securities and For For Management
Application of Reserves
4 Amend Articles of Association For For Management
5 Issue Shares in Connection with For For Management
Acquisition
6 Advisory Vote on Golden Parachutes For Against Management
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COOPER INDUSTRIES PLC
Ticker: CBE Security ID: G24140108
Meeting Date: OCT 26, 2012 Meeting Type: Court
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
COPANO ENERGY, L.L.C.
Ticker: CPNO Security ID: 217202100
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
COVENTRY HEALTH CARE, INC.
Ticker: CVH Security ID: 222862104
Meeting Date: NOV 21, 2012 Meeting Type: Special
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
CYMER, INC.
Ticker: CYMI Security ID: 232572107
Meeting Date: FEB 05, 2013 Meeting Type: Special
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
DEVGEN NV
Ticker: DEVG Security ID: B33555127
Meeting Date: DEC 15, 2012 Meeting Type: Special
Record Date: DEC 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change-of-Control Clause Re : For For Management
License and Research Agreement with
Syngenta AG
2 Approve Attribution of Bonus to Key For Against Management
Managers, Key Employees, and Key
Consultants Following
Change--of-Control
3 Confirm Change-of-Control Claus Re: For For Management
Accelerated Vesting of Warrants and
Other Bonuses
--------------------------------------------------------------------------------
DISCOVERY METALS LTD.
Ticker: DML Security ID: Q3192G124
Meeting Date: NOV 16, 2012 Meeting Type: Annual
Record Date: NOV 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Gordon Galt as Director For For Management
3 Elect John Shaw as Director For For Management
4 Elect Niall Lenahan as Director For For Management
5 Approve the Grant of Up to 500,000 For Against Management
Performance Rights to Stuart Bradley
Sampson, Managing Director of the
Company
6 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
7 Ratify the Past Issuance of 41.67 For For Management
Million Fully Paid Ordinary Shares to
Sophisticated and Institutional
Investor Clients of UBS, Australia
8 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
DUFF & PHELPS CORPORATION
Ticker: DUF Security ID: 26433B107
Meeting Date: APR 22, 2013 Meeting Type: Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: G29539106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3a Reelect Robert Ingram as Director For For Management
3b Reelect Gary Kennedy as Director For For Management
3c Reelect Patrick Kennedy as Director For For Management
3d Reelect Kelly Martin as Director For For Management
3e Reelect Kieran McGowan as Director For Against Management
3f Reelect Kyran McLaughlin as Director For For Management
3g Reelect Donal O'Connor as Director For For Management
3h Reelect Richard Pilnik as Director For For Management
3i Reelect Andrew von Eschenbach as For For Management
Director
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital For For Management
8 Authorise Share Repurchase Program For For Management
9 Authorise Reissuance of Repurchased For For Management
Shares
10 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: G29539106
Meeting Date: JUN 17, 2013 Meeting Type: Special
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Theravance Transaction For Against Management
2 Approve AOP Transaction For Against Management
3 Approve ELND005 Transaction For Against Management
4 Authorise Share Repurchase Program For Against Management
--------------------------------------------------------------------------------
ENERGY SOLUTIONS, INC.
Ticker: ES Security ID: 292756202
Meeting Date: APR 26, 2013 Meeting Type: Special
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Adjourn Meeting For Against Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
EPOCH HOLDING CORPORATION
Ticker: EPHC Security ID: 29428R103
Meeting Date: MAR 26, 2013 Meeting Type: Special
Record Date: FEB 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GEMINA
Ticker: GEM Security ID: T4890T159
Meeting Date: APR 30, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3.1 Slate 1 Submitted by Sintonia S.p.A. None Did Not Vote Shareholder
3.2 Slate 2 Submitted by Silvano Toti None For Shareholder
Holding S.p.A.
4 Approve Remuneration Report For For Management
5 Cancel Stock Option Plan Approved on For For Management
March 1, 2012
6 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
1 Approve a Merger with Atlantia S.p.A. For For Management
--------------------------------------------------------------------------------
GEN-PROBE INCORPORATED
Ticker: GPRO Security ID: 36866T103
Meeting Date: JUL 31, 2012 Meeting Type: Special
Record Date: JUN 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
GENON ENERGY, INC.
Ticker: GEN Security ID: 37244E107
Meeting Date: NOV 09, 2012 Meeting Type: Special
Record Date: OCT 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GEOEYE, INC.
Ticker: GEOY Security ID: 37250W108
Meeting Date: DEC 03, 2012 Meeting Type: Special
Record Date: OCT 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GEORESOURCES, INC.
Ticker: GEOI Security ID: 372476101
Meeting Date: JUL 31, 2012 Meeting Type: Special
Record Date: JUN 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GRAINCORP LTD.
Ticker: GNC Security ID: Q42655102
Meeting Date: DEC 20, 2012 Meeting Type: Annual
Record Date: DEC 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3.1 Elect Don Taylor as a Director For For Management
3.2 Elect David Trebeck as a Director For For Management
3.3 Elect Donald McGauchie as a Director For For Management
4 Approve the Amendment to the Terms of For For Management
Rights Issued under the Long Term
Incentive Plan and Deferred Equity
Plan to Allow the Board to Issue
Shares to Satisfy Vested Rights
5 Approve the Provision of Financial For For Management
Assistance in Relation to the
Acquisition by GrainCorp Operations
Ltd of Certain Companies
--------------------------------------------------------------------------------
H. J. HEINZ COMPANY
Ticker: HNZ Security ID: 423074103
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
HENGLI COMMERCIAL PROPERTIES (GROUP) LTD.
Ticker: 00169 Security ID: G4403J106
Meeting Date: JUN 17, 2013 Meeting Type: Special
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal Agreement and the For For Management
Shareholders' Agreement
2 Approve Hengli City Tenancy Agreements For For Management
and Hengli City Property Management
Agreements
3 Approve Change of Company Name and For For Management
Adoption of Secondary Name
--------------------------------------------------------------------------------
HENGLI COMMERCIAL PROPERTIES (GROUP) LTD.
Ticker: 00169 Security ID: G4403J106
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: JUN 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Chen Chang Wei as Director For For Management
2b Elect Chen Dongxue as Director For For Management
2c Elect Yip King Keung, Pony as Director For For Management
2d Authorize the Board to Fix the For For Management
Remuneration of Directors
3 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HOT TOPIC, INC.
Ticker: HOTT Security ID: 441339108
Meeting Date: MAY 31, 2013 Meeting Type: Special
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC.
Ticker: HCBK Security ID: 443683107
Meeting Date: APR 18, 2013 Meeting Type: Special
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
IMPREGILO SPA
Ticker: IPG Security ID: T31500175
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Appoint Internal Statutory Auditors For Against Management
3 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
INDUSTREA LTD.
Ticker: IDL Security ID: Q4928X100
Meeting Date: NOV 12, 2012 Meeting Type: Court
Record Date: NOV 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
between Industrea Limited and Its
Shareholders
--------------------------------------------------------------------------------
INDUSTREA LTD.
Ticker: IDL Security ID: Q4928X100
Meeting Date: NOV 12, 2012 Meeting Type: Annual
Record Date: NOV 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Timothy Carl Netscher as a For For Management
Director
3 Approve the Adoption of the For Against Management
Remuneration Report
--------------------------------------------------------------------------------
INTEGRA MINING LTD (FORMERLY RELODE LTD)
Ticker: IGR Security ID: Q4937M103
Meeting Date: DEC 19, 2012 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
1A Approve the Spill Resolution Against Against Management
2 Elect Stephanie Unwin as a Director For For Management
3 Elect William Plyley as a Director For For Management
4 Elect Rowan Johnston as a Director For Against Management
--------------------------------------------------------------------------------
INTEGRA MINING LTD (FORMERLY RELODE LTD)
Ticker: IGR Security ID: Q4937M103
Meeting Date: DEC 19, 2012 Meeting Type: Court
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Integra Mining Limited and Its
Shareholders
--------------------------------------------------------------------------------
INTERLINE BRANDS, INC.
Ticker: IBI Security ID: 458743101
Meeting Date: AUG 29, 2012 Meeting Type: Special
Record Date: JUL 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
JEFFERIES GROUP, INC.
Ticker: JEF Security ID: 472319102
Meeting Date: FEB 28, 2013 Meeting Type: Special
Record Date: JAN 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KAYAK SOFTWARE CORPORATION
Ticker: KYAK Security ID: 486577109
Meeting Date: MAR 04, 2013 Meeting Type: Special
Record Date: JAN 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KBW, INC.
Ticker: KBW Security ID: 482423100
Meeting Date: FEB 12, 2013 Meeting Type: Special
Record Date: DEC 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KENEXA CORPORATION
Ticker: KNXA Security ID: 488879107
Meeting Date: DEC 03, 2012 Meeting Type: Special
Record Date: OCT 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
KENNETH COLE PRODUCTIONS, INC.
Ticker: KCP Security ID: 193294105
Meeting Date: SEP 24, 2012 Meeting Type: Special
Record Date: AUG 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
KNIGHT CAPITAL GROUP, INC.
Ticker: KCG Security ID: 499005106
Meeting Date: JUN 25, 2013 Meeting Type: Special
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
LBI INTERNATIONAL NV
Ticker: LBI Security ID: N5168J100
Meeting Date: DEC 20, 2012 Meeting Type: Special
Record Date: NOV 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Public Offer by Publicis Groupe None None Management
2 Amend Articles Re: Public Offer by For For Management
Publicis Groupe
3 Approve Discharge of J.F.P. Farrell, R. For For Management
J.C. Easton, and A.H.A.M. van Laack as
Supervisory Board Members
4 Elect J-Y Naouri, J-M Etienne, F. For For Management
Voris, B. Lord, and J. Tomasulo as
Supervisory Board Members (Bundled)
5 Discussion on Company's Corporate None None Management
Governance Structure
6 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
LML PAYMENT SYSTEMS INC.
Ticker: LMLP Security ID: 50208P109
Meeting Date: JAN 07, 2013 Meeting Type: Special
Record Date: NOV 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
LOGICA PLC
Ticker: LOG Security ID: G55552106
Meeting Date: JUL 16, 2012 Meeting Type: Special
Record Date: JUL 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cash Acquisition of Logica plc For For Management
by CGI Group Holdings Europe Limited
--------------------------------------------------------------------------------
LOGICA PLC
Ticker: LOG Security ID: G55552106
Meeting Date: JUL 16, 2012 Meeting Type: Court
Record Date: JUL 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC.
Ticker: LUFK Security ID: 549764108
Meeting Date: JUN 27, 2013 Meeting Type: Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
MCMORAN EXPLORATION CO.
Ticker: MMR Security ID: 582411104
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation of For For Management
McMoran Exploration Co. to exclude
Freeport-McMoran Copper & Gold Inc.
from the definition of Interested
Stockholder
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORPORATION
Ticker: MRX Security ID: 584690309
Meeting Date: DEC 07, 2012 Meeting Type: Special
Record Date: OCT 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
MEDIQ NV
Ticker: MEDIQ Security ID: N5557C112
Meeting Date: DEC 20, 2012 Meeting Type: Special
Record Date: NOV 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Public Offer by Advent None None Management
International Corporation
3a Amend Articles Re: Public Offer by For Against Management
Advent International Corporation
3b Amend Articles following Delisting of For For Management
Mediq Shares on Stock Exchange Re:
Public Offer by Advent International
Corporation
4a Elect B.W.B. Grimmelt to Supervisory For For Management
Board
4b Elect T.A. Allen to Supervisory Board For For Management
4c Elect R.F. Sheldon to Supervisory Board For For Management
5a Approve Discharge of M.J.M. van For For Management
Weelden-Hulshof as Supervisory Board
Member
5b Approve Discharge of F.K. de Moor as For For Management
Supervisory Board Member
5c Approve Discharge of O.R. Stuge as For For Management
Supervisory Board Member
6 Other Business (Non-Voting) None None Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
NATIONAL FINANCIAL PARTNERS CORP.
Ticker: NFP Security ID: 63607P208
Meeting Date: JUN 19, 2013 Meeting Type: Special
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NAUTICAL PETROLEUM PLC
Ticker: NPE Security ID: G6400G118
Meeting Date: JUL 16, 2012 Meeting Type: Special
Record Date: JUL 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cash Acquisition of Nautical For For Management
Petroleum plc by Capricorn Energy
Limited
--------------------------------------------------------------------------------
NAUTICAL PETROLEUM PLC
Ticker: NPE Security ID: G6400G118
Meeting Date: JUL 16, 2012 Meeting Type: Court
Record Date: JUL 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
NETSPEND HOLDINGS, INC.
Ticker: NTSP Security ID: 64118V106
Meeting Date: JUN 18, 2013 Meeting Type: Special
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
NEXEN INC.
Ticker: NXY Security ID: 65334H102
Meeting Date: SEP 20, 2012 Meeting Type: Special
Record Date: AUG 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by CNOOC Canada For For Management
Holding Ltd., an Indirect Wholly-Owned
Subsidiary of CNOOC Limited
--------------------------------------------------------------------------------
NYSE EURONEXT
Ticker: NYX Security ID: 629491101
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andre Bergen For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Marshall N. Carter For For Management
1d Elect Director Dominique Cerutti For For Management
1e Elect Director George Cox For For Management
1f Elect Director Sylvain Hefes For For Management
1g Elect Director Jan-Michiel Hessels For For Management
1h Elect Director Lawrence E. Leibowitz For For Management
1i Elect Director Duncan M. McFarland For For Management
1j Elect Director James J. McNulty For For Management
1k Elect Director Duncan L. Niederauer For For Management
1l Elect Director Luis Maria Viana Palha For For Management
da Silva
1m Elect Director Robert G. Scott For For Management
1n Elect Director Jackson P. Tai For For Management
1o Elect Director Rijnhard van Tets For For Management
1p Elect Director Brian Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
NYSE EURONEXT
Ticker: NYX Security ID: 629491101
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OFFICEMAX INCORPORATED
Ticker: OMX Security ID: 67622P101
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Joseph M. DePinto For For Management
1c Elect Director Rakesh Gangwal For For Management
1d Elect Director V. James Marino For For Management
1e Elect Director William J. Montgoris For For Management
1f Elect Director Francesca Ruiz de For For Management
Luzuriaga
1g Elect Director Ravichandra K. Saligram For For Management
1h Elect Director David M. Szymanski For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PAR PHARMACEUTICAL COMPANIES, INC.
Ticker: PRX Security ID: 69888P106
Meeting Date: SEP 27, 2012 Meeting Type: Special
Record Date: AUG 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PEET'S COFFEE & TEA, INC.
Ticker: PEET Security ID: 705560100
Meeting Date: OCT 26, 2012 Meeting Type: Special
Record Date: SEP 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PLAINS EXPLORATION & PRODUCTION COMPANY
Ticker: PXP Security ID: 726505100
Meeting Date: MAY 20, 2013 Meeting Type: Special
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PLX TECHNOLOGY, INC.
Ticker: PLXT Security ID: 693417107
Meeting Date: DEC 19, 2012 Meeting Type: Annual
Record Date: NOV 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Guzy For For Management
1.2 Elect Director John H. Hart For For Management
1.3 Elect Director Thomas Riordan For For Management
1.4 Elect Director Michael J. Salameh For For Management
1.5 Elect Director Ralph H. Schmitt For For Management
1.6 Elect Director Robert H. Smith For For Management
1.7 Elect Director Patrick Verderico For For Management
2 Ratify Auditors For For Management
3 Bundled Say on Pay/Golden Parachute For For Management
Advisory Vote
--------------------------------------------------------------------------------
PRIMARIS RETAIL REAL ESTATE INVESTMENT TRUST
Ticker: PMZ.UN Security ID: 74157U109
Meeting Date: MAR 22, 2013 Meeting Type: Special
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
--------------------------------------------------------------------------------
PROGRESS ENERGY RESOURCES CORP.
Ticker: PRQ Security ID: 74326Y107
Meeting Date: AUG 28, 2012 Meeting Type: Special
Record Date: JUL 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by PETRONAS For For Management
Carigali Canada Ltd.
--------------------------------------------------------------------------------
PSS WORLD MEDICAL, INC.
Ticker: PSSI Security ID: 69366A100
Meeting Date: FEB 19, 2013 Meeting Type: Special
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
QUEST SOFTWARE, INC.
Ticker: QSFT Security ID: 74834T103
Meeting Date: SEP 25, 2012 Meeting Type: Special
Record Date: AUG 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RALCORP HOLDINGS, INC.
Ticker: RAH Security ID: 751028101
Meeting Date: JAN 29, 2013 Meeting Type: Special
Record Date: DEC 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ROBBINS & MYERS, INC.
Ticker: RBN Security ID: 770196103
Meeting Date: DEC 27, 2012 Meeting Type: Special
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SAKARI RESOURCES LIMITED
Ticker: AJ1 Security ID: Y7456M108
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For Did Not Vote Management
Directors' and Auditors' Reports
2 Approve Payment of Proposed Final For Did Not Vote Management
Dividend
3 Elect Peerachat Pinprayong as Director For Did Not Vote Management
4 Elect Martin Purvis as Director For Did Not Vote Management
5 Elect Julie Therese Hall as Director For Did Not Vote Management
6 Elect Surong Bulakul as Director For Did Not Vote Management
7 Elect Han Eng Juan Director For Did Not Vote Management
8 Approve Directors' Fees For Did Not Vote Management
9 Reappoint PricewaterhouseCoopers LLP For Did Not Vote Management
as Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
SEABRIGHT HOLDINGS, INC.
Ticker: SBX Security ID: 811656107
Meeting Date: NOV 19, 2012 Meeting Type: Special
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
SEACUBE CONTAINER LEASING LTD.
Ticker: BOX Security ID: G79978105
Meeting Date: APR 23, 2013 Meeting Type: Special
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
SOFTCHOICE CORPORATION
Ticker: SO Security ID: 83401X108
Meeting Date: JUN 10, 2013 Meeting Type: Special
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Goliath For For Management
Acquisition Inc.
--------------------------------------------------------------------------------
SPORTINGBET PLC
Ticker: SBT Security ID: G8367L106
Meeting Date: DEC 19, 2012 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Grant Thornton (UK) LLP as For For Management
Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Brian Harris as Director For For Management
7 Re-elect Jim Wilkinson as Director For For Management
8 Re-elect Andrew McIver as Director For For Management
9 Re-elect Peter Dicks as Director For For Management
10 Re-elect Rory Macnamara as Director For For Management
11 Re-elect Chris Moss as Director For For Management
12 Elect Marie Stevens as Director For For Management
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SPORTINGBET PLC
Ticker: SBT Security ID: G8367L106
Meeting Date: FEB 21, 2013 Meeting Type: Special
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Recommended Offer for For For Management
Sportingbet plc by William Hill
Australia Pty Limited and GVC Holdings
plc
--------------------------------------------------------------------------------
SPORTINGBET PLC
Ticker: SBT Security ID: G8367L106
Meeting Date: FEB 21, 2013 Meeting Type: Court
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker: S Security ID: 852061100
Meeting Date: JUN 25, 2013 Meeting Type: Special
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SUN HEALTHCARE GROUP, INC.
Ticker: SUNH Security ID: 86677E100
Meeting Date: SEP 05, 2012 Meeting Type: Special
Record Date: JUL 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
SUNOCO, INC.
Ticker: SUN Security ID: 86764P109
Meeting Date: OCT 04, 2012 Meeting Type: Special
Record Date: AUG 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SUNRISE SENIOR LIVING, INC.
Ticker: SRZ Security ID: 86768K106
Meeting Date: JAN 07, 2013 Meeting Type: Special
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TALISON LITHIUM LTD.
Ticker: TLTHF Security ID: Q88128105
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Oliver As A Director Of For Against Management
The Company
2 Elect Peter Robinson As A Director Of For Against Management
The Company
3 Elect Ronnie Beevor As A Director Of For For Management
The Company
4 Elect Christopher Corbett As A For Against Management
Director Of The Company
5 Elect Mark Smith As A Director Of The For For Management
Company
6 Elect David Shaw As A Director Of The For For Management
Company
7 Elect Frank Wheatley As A Director Of For Against Management
The Company
--------------------------------------------------------------------------------
TALISON LITHIUM LTD.
Ticker: TLTHF Security ID: Q88128105
Meeting Date: FEB 27, 2013 Meeting Type: Special
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Windfield For For Management
Holdings Pty Ltd
--------------------------------------------------------------------------------
THE SHAW GROUP INC.
Ticker: SHAW Security ID: 820280105
Meeting Date: DEC 21, 2012 Meeting Type: Special
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE WARNACO GROUP, INC.
Ticker: WRC Security ID: 934390402
Meeting Date: FEB 13, 2013 Meeting Type: Special
Record Date: JAN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TNS, INC.
Ticker: TNS Security ID: 872960109
Meeting Date: FEB 15, 2013 Meeting Type: Special
Record Date: JAN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
TNT EXPRESS NV
Ticker: Security ID: N8726Y106
Meeting Date: AUG 06, 2012 Meeting Type: Special
Record Date: JUL 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Receive Announcements None None Management
2 Discuss Public Offer by UPS None None Management
3a Elect D.J. Brutto to Supervisory Board For For Management
3b Elect J. Barber to Supervisory Board For For Management
3c Elect J. Firestone to Supervisory Board For For Management
3d Approve Discharge of A. Burgmans, L.W. For For Management
Gunning, M.E. Harris and R. King as
Members of the Supervisory Board
4 Other Business (Non-Voting) None None Management
5 Close Meeting None None Management
--------------------------------------------------------------------------------
VIRGIN MEDIA INC.
Ticker: VMED Security ID: 92769L101
Meeting Date: JUN 04, 2013 Meeting Type: Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WMS INDUSTRIES INC.
Ticker: WMS Security ID: 929297109
Meeting Date: MAY 10, 2013 Meeting Type: Special
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
============================== IQ Real Return ETF ==============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= IQ South Korea Small Cap ETF =========================
HANWHA SECURITIES CO.
Ticker: 003530 Security ID: Y2562Y104
Meeting Date: AUG 28, 2012 Meeting Type: Special
Record Date: AUG 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name For For Management
--------------------------------------------------------------------------------
ILJIN MATERIALS CO., LTD.
Ticker: 020150 Security ID: Y3884M109
Meeting Date: JUL 30, 2012 Meeting Type: Special
Record Date: JUL 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
INFINITT HEALTHCARE CO LTD.
Ticker: 071200 Security ID: Y4086Q104
Meeting Date: JUL 20, 2012 Meeting Type: Special
Record Date: JUN 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bahn Yong-Eum as Inside Director For For Management
1.2 Elect Shin Young-Gil as Outside For For Management
Director
2 Appoint Cho Chang-Yong as Internal For Against Management
Auditor
--------------------------------------------------------------------------------
KOREA KOLMAR CO.
Ticker: 024720 Security ID: Y4920J100
Meeting Date: AUG 28, 2012 Meeting Type: Special
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Amend Articles of Incorporation For Against Management
3 Elect One Inside Director and Two For For Management
Outside Directors (Bundled)
4 Appoint Jung Seok-Jang as Internal For For Management
Auditor
--------------------------------------------------------------------------------
SSANGYONG MOTOR CO.
Ticker: 003620 Security ID: Y8146D102
Meeting Date: OCT 31, 2012 Meeting Type: Special
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dominic Dimarco as Outside For For Management
Director
2 Elect Dominic Dimarco as Member of For For Management
Audit Committee
--------------------------------------------------------------------------------
TAIHAN ELECTRIC WIRE CO.
Ticker: 001440 Security ID: Y8373R105
Meeting Date: SEP 14, 2012 Meeting Type: Special
Record Date: AUG 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Capital For For Management
======================= IQ US Real Estate Small Cap ETF ========================
ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth F. Bernstein For For Management
1b Elect Director Douglas Crocker II For For Management
1c Elect Director Lorrence T. Kellar For For Management
1d Elect Director Wendy Luscombe For For Management
1e Elect Director William T. Spitz For For Management
1f Elect Director Lee S. Wielansky For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AG MORTGAGE INVESTMENT TRUST, INC.
Ticker: MITT Security ID: 001228105
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur Ainsberg For For Management
1.2 Elect Director Andrew L. Berger For For Management
1.3 Elect Director Joseph LaManna For For Management
1.4 Elect Director Jonathan Lieberman For For Management
1.5 Elect Director Peter Linneman For For Management
1.6 Elect Director David Roberts For For Management
1.7 Elect Director Frank Stadelmaier For For Management
1.8 Elect Director James M. Voss For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
Ticker: ANH Security ID: 037347101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd McAdams For For Management
1.2 Elect Director Lee A. Ault, III For For Management
1.3 Elect Director Charles H. Black For For Management
1.4 Elect Director Joe E. Davis For For Management
1.5 Elect Director Robert C. Davis For For Management
1.6 Elect Director Joseph E. McAdams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Ticker: ARI Security ID: 03762U105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas D. Abbey For For Management
1.2 Elect Director Joseph F. Azrack For For Management
1.3 Elect Director Mark C. Biderman For For Management
1.4 Elect Director Alice M. Connell For For Management
1.5 Elect Director Eric L. Press For For Management
1.6 Elect Director Michael E. Salvati For For Management
1.7 Elect Director Stuart A. Rothstein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARMOUR RESIDENTIAL REIT, INC.
Ticker: ARR Security ID: 042315101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Ulm For For Management
1.2 Elect Director Jeffrey J. Zimmer For For Management
1.3 Elect Director Daniel C. Staton For For Management
1.4 Elect Director Marc H. Bell For For Management
1.5 Elect Director Thomas K. Guba For For Management
1.6 Elect Director Robert C. Hain For For Management
1.7 Elect Director John 'Jack' P. For For Management
Hollihan, III
1.8 Elect Director Stewart J. Paperin For For Management
1.9 Elect Director Jordan Zimmerman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASHFORD HOSPITALITY TRUST, INC.
Ticker: AHT Security ID: 044103109
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Monty J. Bennett For For Management
1.2 Elect Director Benjamin J. Ansell For For Management
1.3 Elect Director Thomas E. Callahan For For Management
1.4 Elect Director Martin L. Edelman For For Management
1.5 Elect Director Kamal Jafarnia For For Management
1.6 Elect Director Douglas A. Kessler For For Management
1.7 Elect Director W. Michael Murphy For For Management
1.8 Elect Director Alan L. Tallis For For Management
1.9 Elect Director Philip S. Payne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ASSOCIATED ESTATES REALTY CORPORATION
Ticker: AEC Security ID: 045604105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert T. Adams For For Management
1.2 Elect Director Jeffrey I. Friedman For For Management
1.3 Elect Director Michael E. Gibbons For For Management
1.4 Elect Director Mark L. Milstein For For Management
1.5 Elect Director James J. Sanfilippo For For Management
1.6 Elect Director James A. Schoff For For Management
1.7 Elect Director Richard T. Schwarz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter D'Alessio For For Management
1.2 Elect Director Anthony A. Nichols, Sr. For For Management
1.3 Elect Director Gerard H. Sweeney For For Management
1.4 Elect Director Wyche Fowler For For Management
1.5 Elect Director Michael J. Joyce For For Management
1.6 Elect Director Charles P. Pizzi For For Management
1.7 Elect Director James C. Diggs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPLEASE, INC.
Ticker: LSE Security ID: 140288101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul H. McDowell For For Management
1.2 Elect Director William R. Pollert For For Management
1.3 Elect Director Michael E. Gagliardi For For Management
1.4 Elect Director Catherine F. Long For For Management
1.5 Elect Director Jeffrey F. Rogatz For For Management
1.6 Elect Director Howard A. Silver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CEDAR REALTY TRUST, INC.
Ticker: CDR Security ID: 150602209
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Burns For For Management
1.2 Elect Director Pamela N. Hootkin For For Management
1.3 Elect Director Paul G. Kirk, Jr. For For Management
1.4 Elect Director Everett B. Miller, III For For Management
1.5 Elect Director Bruce J. Schanzer For For Management
1.6 Elect Director Roger M. Widmann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMMONWEALTH REIT
Ticker: CWH Security ID: 203233101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Morea For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMMONWEALTH REIT
Ticker: CWH Security ID: 203233101
Meeting Date: JUN 22, 2013 Meeting Type: Written Consent
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Consent to Remove Existing Director For For Shareholder
Barry M. Portnoy
1.2 Consent to Remove Existing Director For For Shareholder
Adam D. Portnoy
1.3 Consent to Remove Existing Director For For Shareholder
Joseph L. Morea
1.4 Consent to Remove Existing Director For For Shareholder
William A. Lamkin
1.5 Consent to Remove Existing Director For For Shareholder
Frederick N. Zeytoonjian
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795106
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom G. Charlesworth For For Management
1.2 Elect Director James D. Edwards For For Management
1.3 Elect Director Lawrence L. For For Management
Gellerstedt, III
1.4 Elect Director Lillian C. Giornelli For For Management
1.5 Elect Director S. Taylor Glover For For Management
1.6 Elect Director James H. Hance, Jr. For For Management
1.7 Elect Director William Porter Payne For For Management
1.8 Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CUBESMART
Ticker: CUBE Security ID: 229663109
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. For For Management
Diefenderfer, III
1.2 Elect Director Piero Bussani For For Management
1.3 Elect Director Dean Jernigan For For Management
1.4 Elect Director Marianne M. Keler For For Management
1.5 Elect Director Deborah R. Salzberg For For Management
1.6 Elect Director John F. Remondi For For Management
1.7 Elect Director Jeffrey F. Rogatz For For Management
1.8 Elect Director John W. Fain For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DCT INDUSTRIAL TRUST INC.
Ticker: DCT Security ID: 233153105
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas G. Wattles For For Management
1b Elect Director Philip L. Hawkins For For Management
1c Elect Director Marilyn A. Alexander For For Management
1d Elect Director Thomas F. August For For Management
1e Elect Director John S. Gates, Jr. For For Management
1f Elect Director Raymond B. Greer For For Management
1g Elect Director Tripp H. Hardin For For Management
1h Elect Director John C. O'Keeffe For For Management
1i Elect Director Bruce L. Warwick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DYNEX CAPITAL, INC.
Ticker: DX Security ID: 26817Q506
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Akin For For Management
1.2 Elect Director Byron L. Boston For For Management
1.3 Elect Director Michael R. Hughes For For Management
1.4 Elect Director Barry A. Igdaloff For For Management
1.5 Elect Director James C. Wheat, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Articles to Remove Obsolete For For Management
Language Regarding the 1999 Stock Split
5 Amend Articles to Remove Obsolete For For Management
Language Regarding The Series D9.50%
Cumulative Convertible Preferred Stock
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EDUCATION REALTY TRUST, INC.
Ticker: EDR Security ID: 28140H104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul O. Bower For For Management
1.2 Elect Director Monte J. Barrow For For Management
1.3 Elect Director William J. Cahill, III For For Management
1.4 Elect Director Randall L. Churchey For For Management
1.5 Elect Director John L. Ford For For Management
1.6 Elect Director Howard A. Silver For For Management
1.7 Elect Director Wendell W. Weakley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FELCOR LODGING TRUST INCORPORATED
Ticker: FCH Security ID: 31430F101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Hartung For For Management
1.2 Elect Director Charles A. Ledsinger, For For Management
Jr.
1.3 Elect Director Robert H. Lutz, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Declassify the Board of Directors For For Management
1B Provide Directors May Only Be Removed For For Management
for Cause
1C Approve Stock Ownership Limitations For For Management
1D Delete the current definition of For For Management
'Independent Director'
1E Remove Existing Exception from the For For Management
Company's Election to be Governed by
the Provisions of the Maryland
Business Combination Act
2.1 Elect Director Matthew S. Dominski For For Management
2.2 Elect Director Bruce W. Duncan For For Management
2.3 Elect Director H. Patrick Hackett, Jr. For For Management
2.4 Elect Director John Rau For For Management
2.5 Elect Director L. Peter Sharpe For For Management
2.6 Elect Director W. Ed Tyler For For Management
3.1 Elect Director H. Patrick Hackett, Jr. For For Management
3.2 Elect Director L. Peter Sharpe For For Management
3.3 Elect Director Matthew S. Dominski For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST POTOMAC REALTY TRUST
Ticker: FPO Security ID: 33610F109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Arnold For For Management
1.2 Elect Director Richard B. Chess For For Management
1.3 Elect Director Douglas J. Donatelli For For Management
1.4 Elect Director J. Roderick Heller, III For For Management
1.5 Elect Director R. Michael McCullough For For Management
1.6 Elect Director Alan G. Merten For For Management
1.7 Elect Director Terry L. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN STREET PROPERTIES CORP.
Ticker: FSP Security ID: 35471R106
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian N. Hansen For For Management
1.2 Elect Director Dennis J. McGillicuddy For For Management
1.3 Elect Director Janet Prier Notopoulos For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLIMCHER REALTY TRUST
Ticker: GRT Security ID: 379302102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. O'Brien For For Management
1.2 Elect Director Niles C. Overly For For Management
1.3 Elect Director William S. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOVERNMENT PROPERTIES INCOME TRUST
Ticker: GOV Security ID: 38376A103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Harrington For For Management
2.1 Elect Director Adam D. Portnoy For Withhold Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRAMERCY CAPITAL CORP.
Ticker: GKK Security ID: 384871109
Meeting Date: DEC 13, 2012 Meeting Type: Annual
Record Date: OCT 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan J. Baum For Withhold Management
1.2 Elect Director Gordon F. DuGan For For Management
1.3 Elect Director Marc Holliday For For Management
1.4 Elect Director Gregory F. Hughes For For Management
1.5 Elect Director Jeffrey E. Kelter For Withhold Management
1.6 Elect Director Charles S. Laven For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAMERCY PROPERTY TRUST INC.
Ticker: GPT Security ID: 38489R100
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan J. Baum For For Management
1.2 Elect Director Gordon F. DuGan For For Management
1.3 Elect Director Marc Holliday For For Management
1.4 Elect Director Gregory F. Hughes For Withhold Management
1.5 Elect Director Jeffrey E. Kelter For For Management
1.6 Elect Director Charles S. Laven For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERSHA HOSPITALITY TRUST
Ticker: HT Security ID: 427825104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hasu P. Shah For For Management
1b Elect Director Dianna F. Morgan For For Management
1c Elect Director Kiran P. Patel For For Management
1d Elect Director John M. Sabin For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC.
Ticker: IVR Security ID: 46131B100
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Mark Armour For For Management
1.2 Elect Director James S. Balloun For For Management
1.3 Elect Director John S. Day For For Management
1.4 Elect Director Karen Dunn Kelley For For Management
1.5 Elect Director James R. Lientz, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESTORS REAL ESTATE TRUST
Ticker: IRET Security ID: 461730103
Meeting Date: SEP 18, 2012 Meeting Type: Annual
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Mihalick For For Management
1.2 Elect Director Jeffrey L. Miller For For Management
1.3 Elect Director John T. Reed For For Management
1.4 Elect Director W. David Scott For For Management
1.5 Elect Director Stephen L. Stenehjem For For Management
1.6 Elect Director John D. Stewart For For Management
1.7 Elect Director Thomas A. Wentz, Jr. For For Management
1.8 Elect Director Jeffrey K. Woodbury For For Management
1.9 Elect Director Linda Hall Keller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISTAR FINANCIAL INC.
Ticker: SFI Security ID: 45031U101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay Sugarman For For Management
1.2 Elect Director Robert W. Holman, Jr. For For Management
1.3 Elect Director Robin Josephs For For Management
1.4 Elect Director John G. McDonald For For Management
1.5 Elect Director Dale Anne Reiss For For Management
1.6 Elect Director Barry W. Ridings For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KITE REALTY GROUP TRUST
Ticker: KRG Security ID: 49803T102
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Kite For For Management
1.2 Elect Director William E. Bindley For For Management
1.3 Elect Director Victor J. Coleman For For Management
1.4 Elect Director Richard A. Cosier For For Management
1.5 Elect Director Christie B. Kelly For For Management
1.6 Elect Director Gerald L. Moss For For Management
1.7 Elect Director Michael L. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Robert Roskind For For Management
1.2 Elect Director T. Wilson Eglin For For Management
1.3 Elect Director Clifford Broser For For Management
1.4 Elect Director Harold First For For Management
1.5 Elect Director Richard S. Frary For For Management
1.6 Elect Director James Grosfield For For Management
1.7 Elect Director Kevin W. Lynch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Robert E. Holmes For For Management
1.5 Elect Director Sherry A. Kellett For For Management
1.6 Elect Director William G. McKenzie For For Management
1.7 Elect Director L. Glenn Orr, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MPG OFFICE TRUST, INC.
Ticker: MPG Security ID: 553274101
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date: MAY 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine N. Garvey For For Management
1.2 Elect Director Michael J. Gillfillan For For Management
1.3 Elect Director Joseph P. Sullivan For For Management
1.4 Elect Director George A. Vandeman For For Management
1.5 Elect Director Paul M. Watson For For Management
1.6 Elect Director David L. Weinstein For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEW YORK MORTGAGE TRUST, INC.
Ticker: NYMT Security ID: 649604501
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Bock For For Management
1.2 Elect Director Alan L. Hainey For For Management
1.3 Elect Director Steven R. Mumma For For Management
1.4 Elect Director Douglas E. Neal For For Management
1.5 Elect Director Steven G. Norcutt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWCASTLE INVESTMENT CORP.
Ticker: NCT Security ID: 65105M108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Finnerty For For Management
1.2 Elect Director Kenneth M. Riis For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHSTAR REALTY FINANCE CORP.
Ticker: NRF Security ID: 66704R100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Preston Butcher For For Management
1.2 Elect Director Stephen E. Cummings For For Management
1.3 Elect Director David T. Hamamoto For For Management
1.4 Elect Director Judith A. Hannaway For Withhold Management
1.5 Elect Director Oscar Junquera For Withhold Management
1.6 Elect Director Wesley D. Minami For For Management
1.7 Elect Director Louis J. Paglia For Withhold Management
1.8 Elect Director Sridhar Sambamurthy For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: JUL 10, 2012 Meeting Type: Annual
Record Date: APR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Phillip M. Miller For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Phillip M. Miller For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Ticker: PEI Security ID: 709102107
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph F. Coradino For For Management
1.2 Elect Director M. Walter D'Alessio For For Management
1.3 Elect Director Rosemarie B. Greco For For Management
1.4 Elect Director Leonard I. Korman For For Management
1.5 Elect Director Ira M. Lubert For Withhold Management
1.6 Elect Director Donald F. Mazziotti For For Management
1.7 Elect Director Mark E. Pasquerilla For For Management
1.8 Elect Director Charles P. Pizzi For For Management
1.9 Elect Director John J. Roberts For For Management
1.10 Elect Director George F. Rubin For For Management
1.11 Elect Director Ronald Rubin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PENNYMAC MORTGAGE INVESTMENT TRUST
Ticker: PMT Security ID: 70931T103
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Botein For For Management
1.2 Elect Director Scott W. Carnahan For For Management
1.3 Elect Director Frank P. Willey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAIT FINANCIAL TRUST
Ticker: RAS Security ID: 749227609
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott F. Schaeffer For For Management
1.2 Elect Director Andrew Batinovich For For Management
1.3 Elect Director Edward S. Brown For For Management
1.4 Elect Director Frank A. Farnesi For For Management
1.5 Elect Director S. Kristin Kim For For Management
1.6 Elect Director Arthur Makadon For For Management
1.7 Elect Director Jon C. Sarkisian For For Management
1.8 Elect Director Andrew M. Silberstein For For Management
1.9 Elect Director Murray Stempel, III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RAMCO-GERSHENSON PROPERTIES TRUST
Ticker: RPT Security ID: 751452202
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Blank For For Management
1.2 Elect Director Dennis Gershenson For For Management
1.3 Elect Director Arthur H. Goldberg For For Management
1.4 Elect Director Robert A. Meister For For Management
1.5 Elect Director David J. Nettina For For Management
1.6 Elect Director Matthew L. Ostrower For For Management
1.7 Elect Director Joel M. Pashcow For For Management
1.8 Elect Director Mark K. Rosenfeld For For Management
1.9 Elect Director Michael A. Ward For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REDWOOD TRUST, INC.
Ticker: RWT Security ID: 758075402
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Baum For For Management
1.2 Elect Director Mariann Byerwalter For For Management
1.3 Elect Director Jeffrey T. Pero For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
RESOURCE CAPITAL CORP.
Ticker: RSO Security ID: 76120W302
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter T. Beach For For Management
1.2 Elect Director Edward E. Cohen For For Management
1.3 Elect Director Jonathan Z. Cohen For For Management
1.4 Elect Director Richard L. Fore For For Management
1.5 Elect Director William B. Hart For For Management
1.6 Elect Director Gary Ickowicz For For Management
1.7 Elect Director Steven J. Kessler For For Management
1.8 Elect Director Murray S. Levin For For Management
1.9 Elect Director P. Sherrill Neff For For Management
1.10 Elect Director Stephanie H. Wiggins For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC.
Ticker: SBRA Security ID: 78573L106
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig A. Barbarosh For For Management
1b Elect Director Robert A. Ettl For For Management
1c Elect Director Michael J. Foster For For Management
1d Elect Director Richard K. Matros For For Management
1e Elect Director Milton J. Walters For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SILVER BAY REALTY TRUST CORP.
Ticker: SBY Security ID: 82735Q102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Brock For For Management
1.2 Elect Director Tanuja M. Dehne For For Management
1.3 Elect Director William W. Johnson For For Management
1.4 Elect Director Stephen G. Kasnet For For Management
1.5 Elect Director Irvin R. Kessler For For Management
1.6 Elect Director David N. Miller For For Management
1.7 Elect Director Thomas Siering For For Management
1.8 Elect Director Brian C. Taylor For For Management
1.9 Elect Director Ronald N. Weiser For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860F109
Meeting Date: JUN 12, 2013 Meeting Type: Special
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STAG INDUSTRIAL, INC.
Ticker: STAG Security ID: 85254J102
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Butcher For For Management
1.2 Elect Director F. Alexander Fraser For For Management
1.3 Elect Director Jeffrey D. Furber For For Management
1.4 Elect Director Larry T. Guillemette For For Management
1.5 Elect Director Francis X. Jacoby, III For For Management
1.6 Elect Director Christopher P. Marr For For Management
1.7 Elect Director Hans S. Weger For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUMMIT HOTEL PROPERTIES, INC.
Ticker: INN Security ID: 866082100
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kerry W. Boekelheide For For Management
1.2 Elect Director Daniel P. Hansen For For Management
1.3 Elect Director Bjorn R. L. Hanson For For Management
1.4 Elect Director David S. Kay For For Management
1.5 Elect Director Thomas W. Storey For For Management
1.6 Elect Director Wayne W. Wielgus For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Batinovich For For Management
1.2 Elect Director Z. Jamie Behar For For Management
1.3 Elect Director Kenneth E. Cruse For For Management
1.4 Elect Director Thomas A. Lewis, Jr. For For Management
1.5 Elect Director Keith M. Locker For For Management
1.6 Elect Director Douglas M. Pasquale For For Management
1.7 Elect Director Keith P. Russell For For Management
1.8 Elect Director Lewis N. Wolff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Opt Out of Maryland's Unsolicited Against For Shareholder
Takeover Act
--------------------------------------------------------------------------------
WESTERN ASSET MORTGAGE CAPITAL CORPORATION
Ticker: WMC Security ID: 95790D105
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Hirschmann, III For Withhold Management
1.2 Elect Director Gavin L. James For For Management
1.3 Elect Director Edward D. Fox For For Management
1.4 Elect Director M. Christian Mitchell For For Management
1.5 Elect Director Richard W. Roll For For Management
2 Ratify Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant IndexIQ ETF Trust
-----------------
By (Signature and Title)* /s/Adam S. Patti
----------------
Adam S. Patti
Principal Executive Officer
Date 7/22/13
-------
*Print the name and title of each signing officer under his or her signature.