UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22227
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IndexIQ ETF Trust
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(Exact name of registrant as specified in charter)
800 Westchester Ave., Suite S-710
Rye Brook, NY 10573
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(Address of principal executive offices) (Zip code)
Adam S. Patti
IndexIQ Advisors LLC
800 Westchester Ave., Suite S-710
Rye Brook, NY 10573
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-888-934-0777
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Date of fiscal year end: April 30
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Date of reporting period: July 1, 2013 - June 30, 2014
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. ss. 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22227
Reporting Period: 07/01/2013 - 06/30/2014
IndexIQ ETF Trust
========================== IQ Australia Small Cap ETF ==========================
ACRUX LTD.
Ticker: ACR Security ID: Q0093N109
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Timothy Oldham as Director For For Management
3 Elect Ross Dobinson as Director For For Management
4 Approve the Grant of Options to Ross For Against Management
Dobinson, Executive Chairman of the
Company
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ADELAIDE BRIGHTON LTD.
Ticker: ABC Security ID: Q0109N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Les V. Hosking as Director For For Management
3 Elect Ken B. Scott-Mackenzie as For For Management
Director
4 Elect Arlene M. Tansey as Director For For Management
5 Approve the Remuneration Report For For Management
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AINSWORTH GAME TECHNOLOGY LTD.
Ticker: AGI Security ID: Q01694100
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael Bruce Yates as Director For For Management
2 Elect Graeme John Campbell as Director For For Management
3 Elect Colin John Henson as Director For For Management
4 Elect David Hugh Macintosh as Director For For Management
5 Approve the Remuneration Report For Against Management
6 Approve the Grant of Up to 137,536 For Abstain Management
Performance Share Rights to Daniel
Eric Gladstone, Chief Executive
Officer of the Company
7 Approve the Tax Equalisation Payment For For Management
Worth A$300,000 to Daniel Eric
Gladstone, Chief Executive Officer of
the Company
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ALUMINA LTD.
Ticker: AWC Security ID: Q0269M109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect G John Pizzey as Director For For Management
3b Elect W Peter Day as Director For For Management
3c Elect Michael P Ferraro as Director For For Management
4 Approve the Grant of Performance For For Management
Rights to Peter Wasow, Chief Executive
Officer of the Company
5 Approve the Amendments to the For For Management
Constitution
6 Approve the Spill Resolution Against Against Management
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AMCOM TELECOMMUNICATIONS LTD.
Ticker: AMM Security ID: Q0307F108
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Anthony Davies as Director For For Management
2 Elect Paul Brandling as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of 220,000 Tranche E For For Management
Performance Rights to Clive Stein,
Director of the Company
5 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
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ANSELL LTD.
Ticker: ANN Security ID: Q04020105
Meeting Date: OCT 17, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Ronald J S Bell as Director For For Management
2b Elect W Peter Day as Director For For Management
2c Elect Annie H Lo as Director For For Management
3 Approve the Grant of Up to 216,070 For For Management
Performance Share Rights to Magnus
Nicolin, Chief Executive Officer and
Managing Director of the Company
4 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
5 Approve the Remuneration Report For For Management
6 Approve the Renewal of the For For Management
Proportional Takeover Provision
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AQUILA RESOURCES LTD.
Ticker: AQA Security ID: Q0460J103
Meeting Date: NOV 29, 2013 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gordon Galt as Director For Against Management
2 Elect Steve Scudamore as Director For For Management
3 Elect Zhaoming Lu as Director For For Management
3a Elect Tim Netscher as Director For For Management
4 Approve the Remuneration Report For Against Management
5 Approve the Adoption of New For For Management
Constitution
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ARISTOCRAT LEISURE LTD.
Ticker: ALL Security ID: Q0521T108
Meeting Date: FEB 19, 2014 Meeting Type: Annual
Record Date: FEB 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect K Conlon as Director For For Management
2 Elect DCP Banks as Director For For Management
3 Elect RA Davis as Director For For Management
4 Approve the Grant of up to 435,000 For For Management
Performance Share Rights to JR Odell,
Chief Executive Officer and Managing
Director of the Company
5 Approve the Remuneration Report For For Management
6 Approve the Renewal of the For For Management
Proportional Takeover Provisions
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ARRIUM LIMITED
Ticker: ARI Security ID: Q05369105
Meeting Date: NOV 18, 2013 Meeting Type: Annual
Record Date: NOV 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect C R (Colin) Galbraith as Director For For Management
3 Elect R (Rosemary) Warnock as Director For For Management
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ATLAS IRON LTD
Ticker: AGO Security ID: Q0622U103
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Tai Sook Yee as Director For For Management
3 Elect David Smith as Director For For Management
4 Approve the Grant of Up to 256,853 For For Management
Performance Rights and 570,880 Share
Appreciation Rights to Ken Brinsden,
Managing Director of the Company
5 Approve the Grant of Up to 77,197 For For Management
Performance Rights and 171,578 Share
Appreciation Rights to Mark Hancock,
Executive Director Commercial of the
Company
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AURORA OIL AND GAS LTD.
Ticker: AUT Security ID: Q0698D100
Meeting Date: OCT 16, 2013 Meeting Type: Special
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Grant of Up to 500,000 For Against Management
Options to John Atkins, Director of
the Company
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AURORA OIL AND GAS LTD.
Ticker: AUT Security ID: Q0698D100
Meeting Date: MAY 21, 2014 Meeting Type: Court
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement in For For Management
Relation to the Proposed Acquisition
by Baytex Australia of All the Aurora
Shares
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AUSDRILL LTD.
Ticker: ASL Security ID: Q0695U105
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Terence Edward O'Connor For For Management
3 Elect Wallace Macarthur King as For For Management
Director
4 Approve the Provision of Financial For For Management
Assistance in Connection with the
Acquisition of BTP Parts
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AUTOMOTIVE HOLDINGS GROUP LTD
Ticker: AHE Security ID: Q1210C109
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect David Griffiths as Director For For Management
1.2 Elect Peter William Stancliffe as For For Management
Director
2 Approve the Remuneration Report None For Management
3 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
4 Approve the Grant of Up to 250,053 For For Management
Performance Rights to Bronte Howson
Managing Director of the Company
5 Approve the Proportional Takeover For For Management
Provisions
6.1 Approve the Amendment to the For For Management
Constitution Regarding the Payment of
Dividends
6.2 Amend Articles to Reflect Changes to For For Management
ASX Entities and Rules
6.3 Amend Articles to Change the Director For For Management
Rotation Provisions
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AWE LIMITED
Ticker: AWE Security ID: Q1233E108
Meeting Date: NOV 27, 2013 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2a Elect Vijoleta Braach-Maksvytis as For For Management
Director
2b Elect Kenneth Williams as Director For For Management
2c Elect Karen Penrose as Director For For Management
3 Approve the Grant of 427,474 Cash For For Management
Share Rights to Bruce Clement,
Managing Director of the Company
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BANK OF QUEENSLAND LTD
Ticker: BOQ Security ID: Q12764116
Meeting Date: NOV 27, 2013 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Steve Crane as Director For For Management
2b Elect David Willis as Director For For Management
2c Elect Neil Berkett as Director For For Management
3 Ratify the Past Issuance of 3.20 For For Management
Million Shares to Corvina Holdings
Limited
4 Approve the BOQ Employee Share Plan For For Management
5 Approve the BOQ Restricted Share Plan For For Management
6 Approve the Grant of Restricted Shares For For Management
to Stuart Grimshaw, Managing Director
and Chief Executive Officer of the
Company
7 Approve the Grant of Performance Award For For Management
Rights to Stuart Grimshaw, Managing
Director and Chief Executive Officer
of the Company
8 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
9 Approve the Remuneration Report For For Management
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BC IRON LTD.
Ticker: BCI Security ID: Q1387K108
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: NOV 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andrew Haslam as Director For For Management
2 Elect Michael Young as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Up to 150,000 For Against Management
Performance Rights to Morgan Ball,
Managing Director of the Company
5 Approve the Employee Performance For Against Management
Rights Plan
6 Approve the Renewal of the For For Management
Proportional Takeover Provision
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BEACH ENERGY LIMITED
Ticker: BPT Security ID: Q13921103
Meeting Date: NOV 29, 2013 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Franco Giacomo Moretti as For For Management
Director
3 Elect John Charles Butler as Director For For Management
4 Approve the Beach Executive Incentive For For Management
Plan
5 Approve the Grant of Up to 1 Million For For Management
Performance Rights to Reginald George
Nelson, Managing Director of the
Company
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BEADELL RESOURCES LTD.
Ticker: BDR Security ID: Q1398U103
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAY 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Michael Donaldson as Director For For Management
3 Elect Ross Kestel as Director For For Management
4 Approve the Employee Option Scheme For Against Management
5 Approve the Grant of 300,892 For For Management
Performance Rights to Robert Watkins,
Executive Director of the Company
6 Approve the Grant of 494,740 For For Management
Performance Rights to Peter Bowler,
Managing Director of the Company
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BLUESCOPE STEEL LTD.
Ticker: BSL Security ID: Q1415L102
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: NOV 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Ron McNeilly as Director For For Management
3b Elect Ewen Crouch as Director For For Management
3c Elect Lloyd Jones as Director For For Management
4 Approve the Grant of Share Rights to For For Management
Paul O'Malley, Managing Director and
Chief Executive Officer of the Company
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BRADKEN LTD.
Ticker: BKN Security ID: Q17369101
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: OCT 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Phillip J Arnall as Director For For Management
4 Appoint Ernst & Young as Auditor of For For Management
the Company
5 Approve the Grant of Up to 142,151 For For Management
Restricted Share Rights to Brian
Hodges, Managing Director of the
Company
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BREVILLE GROUP LTD.
Ticker: BRG Security ID: Q1758G108
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Sally Herman as Director For Against Management
4 Elect Lawrence Myers as Director For For Management
5 Elect Steven Fisher as Director For Against Management
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BURU ENERGY LTD.
Ticker: BRU Security ID: Q1921N105
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: NOV 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Jones as Director For For Management
2 Elect Eric Streitberg as Director For For Management
3 Approve the Remuneration Report For For Management
4 Ratify the Past Issuance of 21.30 For For Management
Million Fully Paid Ordinary Shares to
Institutional Investors
5 Approve the Buru Energy Limited Share For For Management
Appreciation Rights Plan
6 Approve the Grant of Up to 2.50 For For Management
Million Share Appreciation Rights to
Keiran Wulff, Managing Director of the
Company
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BURU ENERGY LTD.
Ticker: BRU Security ID: Q1921N105
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Graham Riley as Director For For Management
2 Approve the Remuneration Report For For Management
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CABCHARGE AUSTRALIA LIMITED
Ticker: CAB Security ID: Q1615N106
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Donnald McMichael as Director For For Management
2 Approve the Remuneration Report None Against Management
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CARDNO LTD.
Ticker: CDD Security ID: Q2097C105
Meeting Date: OCT 17, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Ian Johnston as Director For For Management
4 Elect Peter Cosgrove as Director For For Management
5 Elect Anthony Barnes as Director For For Management
6 Elect Grant Murdoch as Director For For Management
7A Ratify the Past Issuance of 250,908 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Hard & Forester
Pty Ltd
7B Ratify the Past Issuance of 52,969 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Lane & Piper Pty
Ltd
7C Ratify the Past Issuance of 1.36 For For Management
Million Fully Paid Ordinary Shares in
Relation to the Acquisition of
ChemRisk LLC
7D Ratify the Past Issuance of 14,494 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Geotech
Solutions Pty Ltd
7E Ratify the Past Issuance of 622,544 For For Management
Fully Paid Ordinary Shares in Relation
to the Acquisition of Geotech Material
Testing Services Pty Ltd
8A Approve the Grant of 120,000 Rights to For For Management
Andrew Buckley, Executive Director of
the Company
8B Approve the Grant of 40,000 Rights to For For Management
Trevor Johnson, Executive Director of
the Company
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CARSALES.COM LTD.
Ticker: CRZ Security ID: Q21411105
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: OCT 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Kim Anderson as Director For For Management
4a Approve the Grant of 11,343 For For Management
Performance Rights to Greg Roebuck,
Managing Director of the Company
4b Approve the Grant of 50,874 For For Management
Performance Rights and 134,213 Options
to Greg Roebuck, Managing Director of
the Company
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CASH CONVERTERS INTERNATIONAL LIMITED
Ticker: CCV Security ID: Q2141W107
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2 Elect Reginald Webb as Director For For Management
3 Approve the Remuneration Report For Against Management
4 Approve the Spill Resolution Against Against Management
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CHALLENGER LTD
Ticker: CGF Security ID: Q22685103
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: NOV 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Jonathan Grunzweig as Director For For Management
3 Elect Peter L Polson as Director For For Management
4 Approve the Remuneration Report For For Management
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CLOUGH LTD.
Ticker: CLO Security ID: Q2534F109
Meeting Date: OCT 09, 2013 Meeting Type: Annual
Record Date: OCT 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For Against Management
2a Elect Neil Siford as Director For Against Management
2b Elect Emma Stein as Director For For Management
3 Approve the Grant of Up to 386,968 For Against Management
Performance Rights to Kevin Gallagher,
Chief Executive Officer and Executive
Director of the Company
4 Approve the Grant of Up to 74,472 For Against Management
Performance Rights to Neil Siford,
Chief Financial Officer and Executive
Director of the Company
5 Approve the Renewal of the For For Management
Proportional Takeover Provision
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CLOUGH LTD.
Ticker: CLO Security ID: Q2534F109
Meeting Date: NOV 15, 2013 Meeting Type: Special
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Clough Loan Resolution For For Management
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CLOUGH LTD.
Ticker: CLO Security ID: Q2534F109
Meeting Date: NOV 15, 2013 Meeting Type: Court
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
between Clough Ltd and Its
Shareholders in Relation to the
Proposed Acquisition of All Clough
Shares by the Murray & Roberts Group
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CSR LTD.
Ticker: CSR Security ID: Q30297115
Meeting Date: JUL 11, 2013 Meeting Type: Annual
Record Date: JUL 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Ray Horsburgh as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of 682,215 For Against Management
Performance Rights to Rob Sindel,
Managing Director of the Company
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CUDECO LTD
Ticker: CDU Security ID: Q3046H120
Meeting Date: NOV 28, 2013 Meeting Type: Annual
Record Date: NOV 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Paul Keran as Director For For Management
3 Elect Zhijan Ma as Director For Against Management
4 Elect Zhaohui Wu as Director For For Management
5 Approve the Issuance of Up to 6.38 For For Management
Million Shares to Sinosteel Equipment
and Engineering Co. Ltd
6 Ratify the Past Issuance of 7.60 For For Management
Million Shares to Sinosteel Equipment
and Engineering Co. Ltd
7 Ratify the Past Issuance of 5 Million For For Management
Shares to China Oceanwide
International Investment Co., Limited
8 Ratify the Past Issuance of 139,880 For For Management
Shares to Roxstrata Pty Limited
9 Approve the Issuance of Up to 100,000 For Against Management
Loan Funded Shares to Hongwei Liu,
Director of the Company
10 Appoint KPMG as Auditor of the Company For For Management
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DAVID JONES LIMITED (DJL)
Ticker: DJS Security ID: Q31227103
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: NOV 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Philippa Stone as Director For For Management
2b Elect Leigh Clapham as Director For For Management
2c Elect Melinda Conrad as Director For For Management
3 Approve the Remuneration Report For Against Management
4 Approve the Grant of Up to 335,000 For Against Management
Performance Rights to Paul Zahra,
Chief Executive Officer and Managing
Director of the Company
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DOWNER EDI LTD.
Ticker: DOW Security ID: Q32623151
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: NOV 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Annabelle Chaplain as Director For For Management
2b Elect Grant Thorne as Director For For Management
2c Elect John Humphrey as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to Grant Fenn, Managing
Director of the Company
5 Approve the Renewal of the For For Management
Proportional Takeover Provision
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DRILLSEARCH ENERGY LTD.
Ticker: DLS Security ID: Q32766109
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Fiona Robertson as Director For For Management
4 Elect Philip Bainbridge as Director For For Management
5 Elect Teik Seng Cheah as Director For For Management
6a Ratify the Past Issuance of For For Management
Convertible Notes to Institutional
Investors
6b Approve the Issuance of Shares Upon For For Management
Conversion of Convertible Notes
7 Approve the Renewal of the For For Management
Proportional Takeover Provisions
8 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
9a Approve the Grant of 229,047 For For Management
Performance Rights to Bradley Lingo,
Managing Director of the Company
9b Approve the Grant of 595,348 For For Management
Performance Rights to Bradley Lingo,
Managing Director of the Company
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DULUXGROUP LTD
Ticker: DLX Security ID: Q32914105
Meeting Date: DEC 19, 2013 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Andrew Larke as Director For For Management
2.2 Elect Gaik Hean Chew as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Shares to Patrick For For Management
Houlihan, Managing Director and Chief
Executive Officer of the Company
5 Approve the Grant of Shares to Stuart For For Management
Boxer, Chief Financial Officer and
Executive Director of the Company
6 Approve the Termination Benefits to For Against Management
Senior Executives
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ECHO ENTERTAINMENT GROUP LTD.
Ticker: EGP Security ID: Q3383N102
Meeting Date: NOV 08, 2013 Meeting Type: Annual
Record Date: NOV 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Katie Lahey as Director For For Management
4 Elect Richard Sheppard as Director For For Management
5 Elect Gerard Bradley as Director For For Management
6 Approve the Grant of Performance For For Management
Rights to John Redmond, Managing
Director and Chief Executive Officer
of the Company
7 Approve the Grant of Performance For For Management
Rights to Matthias (Matt) Bekier,
Chief Financial Officer and Executive
Director of the Company
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ENERGY RESOURCES OF AUSTRALIA LTD.
Ticker: ERA Security ID: Q35254111
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve the Remuneration Report For Against Management
4 Elect Helen Garnett as Director For For Management
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ENVESTRA LIMITED
Ticker: ENV Security ID: Q3536B104
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Eric Fraser Ainsworth as Director For For Management
3b Elect Michael Joseph McCormack as For Against Management
Director
4 Ratify the Past Issuance of 131.31 For For Management
Million Fully Paid Ordinary Shares to
Sophisticated and Professional
Investors
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EVOLUTION MINING LTD.
Ticker: EVN Security ID: Q3647R147
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: NOV 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report None For Management
2 Elect John Rowe as Director For For Management
3 Elect Colin Johnstone as Director For For Management
4 Approve the Grant of Up to 2.25 For For Management
Million Performance Rights to Jacob
Klein, Executive Director of the
Company
--------------------------------------------------------------------------------
FAIRFAX MEDIA LTD.
Ticker: FXJ Security ID: Q37116102
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: NOV 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sandra McPhee as Director For For Management
2 Elect Linda Nicholls as Director For For Management
3 Approve the Grant of Performance For For Management
Shares and Options to Gregory Hywood,
Chief Executive Officer and Managing
Director of the Company
4 Approve the Remuneration Report For For Management
5 Approve the Spill Resolution Against Against Management
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FLEXIGROUP LTD.
Ticker: FXL Security ID: Q39082104
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Rajeev Dhawan as Director For For Management
4 Elect Anne Ward as Director For For Management
5 Ratify the Past Issuance of 11.28 For For Management
Million Ordinary Shares to
Professional and Sophisticated
Investors
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FORGE GROUP LTD.
Ticker: FGE Security ID: Q3918F103
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For Against Management
2 Elect John O'Connor as Director For For Management
3 Elect Gregory Kempton as Director For For Management
4 Elect Julie Beeby as Director For For Management
5 Elect Grahame White as Director For For Management
6 Approve the Grant of Up to 171,150 For For Management
Performance Rights to David Simpson,
Chief Executive Officer and Managing
Director of the Company
7 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
8 Approve the Adoption of a New For For Management
Constitution
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G8 EDUCATION LIMITED
Ticker: GEM Security ID: Q3973C110
Meeting Date: APR 29, 2014 Meeting Type: Special
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify the Past Issuance of 10.87 For For Management
Million Shares to Institutions and
Professional Investors
2 Approve the Issuance of Up to 10.87 For For Management
Million Shares to Institutions and
Professional Investors
--------------------------------------------------------------------------------
G8 EDUCATION LIMITED
Ticker: GEM Security ID: Q3973C110
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of Remuneration For Against Management
Report
2 Elect Andrew Peter Somerville Kemp as For For Management
Director
3 Elect Susan Margaret Forrester as For For Management
Director
4 Ratify the Past Issuance of 26 Million For For Management
Shares to Institutions and
Professional Investors
--------------------------------------------------------------------------------
GOODMAN FIELDER LTD.
Ticker: GFF Security ID: Q4223N112
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: NOV 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Share Rights to For For Management
Chris Delaney, Managing Director and
Chief Executive Officer of the Company
4 Elect Steven Gregg as Director For For Management
5 Elect Peter Hearl as Director For For Management
6 Elect Clive Hooke as Director For For Management
7 Approve the Renewal of the For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
GRAINCORP LTD.
Ticker: GNC Security ID: Q42655102
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: FEB 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3.1 Elect Peter J Housden as Director For For Management
3.2 Elect Simon L Tregoning as Director For For Management
--------------------------------------------------------------------------------
GUD HOLDINGS LTD.
Ticker: GUD Security ID: Q43709106
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Ross Herron as Director For For Management
2.2 Elect Peter Hay as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Up to 78,673 For For Management
Performance Rights to Jonathan Ling,
Managing Director of the Company
5 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
GWA GROUP LTD
Ticker: GWA Security ID: Q4394K152
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Birtles as Director For For Management
2 Elect Robert Anderson as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Up to 275,000 For Against Management
Performance Rights to Peter Crowley,
Managing Director of the Company
5 Approve the Grant of Up to 55,000 For Against Management
Performance Rights to Richard
Thornton, Executive Director of the
Company
--------------------------------------------------------------------------------
HORIZON OIL LTD.
Ticker: HZN Security ID: Q4706E100
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Fraser Ainsworth as Director For For Management
3b Elect Gerrit de Nys as Director For For Management
4 Approve the Long Term Incentive Plan For For Management
5 Approve the Grant of Up to 3.47 For For Management
Million Securities to Brent Emmett,
Chief Executive Officer of the Company
6 Approve the Amendments to the For For Management
Company's Constitution
7 Approve the Renewal of the For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
IINET LIMITED
Ticker: IIN Security ID: Q4875K101
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: NOV 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David Grant as Director For For Management
2 Approve the Remuneration Report For For Management
3 Approve the Provision of Financial For For Management
Assistance in Connection with the
Acquisition of Adam Internet
--------------------------------------------------------------------------------
INDEPENDENCE GROUP NL
Ticker: IGO Security ID: Q48886107
Meeting Date: NOV 27, 2013 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kelly Ross as Director For For Management
2 Elect Geoffrey Clifford as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of 187,032 For For Management
Performance Rights to Christopher
Bonwick, Managing Director of the
Company
5 Approve the Adoption of a New For For Management
Constitution
--------------------------------------------------------------------------------
INVOCARE LTD.
Ticker: IVC Security ID: Q4976L107
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Richard Fisher as Director For For Management
3 Elect Richard Davis as Director For For Management
--------------------------------------------------------------------------------
IOOF HOLDINGS LTD.
Ticker: IFL Security ID: Q49809108
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: NOV 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Jane Harvey as Director For For Management
2b Elect Kevin White as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Up to 100,000 For For Management
Performance Rights to Christopher
Kelaher, Managing Director of the
Company
5 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
IRESS LIMITED
Ticker: IRE Security ID: Q49822101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jenny Seabrook as Director For For Management
2 Approve the Remuneration Report For For Management
3a Approve the Grant of 58,000 Deferred For For Management
Share Rights to Andrew Walsh, Managing
Director of the Company
3b Approve the Grant of 152,000 For For Management
Performance Rights to Andrew Walsh,
Managing Director of the Company
--------------------------------------------------------------------------------
ISELECT LIMITED
Ticker: ISU Security ID: Q4991L116
Meeting Date: NOV 18, 2013 Meeting Type: Annual
Record Date: NOV 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Leslie Webb as Director For For Management
3 Elect Shaun Bonett as Director For For Management
4 Elect Bridget Fair as Director For For Management
--------------------------------------------------------------------------------
JB HI-FI LIMITED
Ticker: JBH Security ID: Q5029L101
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Beth Laughton as Director For For Management
3b Elect Gary Levin as Director For For Management
4a Approve the Grant of Up to 103,883 For For Management
Options to Terry Smart, Chief
Executive Officer of the Company
4b Approve the Grant of Up to 48,214 For For Management
Options to Richard Murray, Executive
Director of the Company
--------------------------------------------------------------------------------
KAROON GAS AUSTRALIA LTD.
Ticker: KAR Security ID: Q5210P101
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report None Against Management
2 Elect Clark Davey as Director For For Management
3 Elect Jose Coutinho-Barbosa as Director For For Management
4 Ratify the Past Issuance of 29.7 For For Management
Million Fully Paid Ordinary Shares to
Institutional Investors
5 Approve the Grant of Up to 91,112 ESOP None For Management
Options and 40,279 Performance Rights
to Scott Hosking, Chief Financial
Officer and Secretary of the Company
6 Approve the Grant of Up to 59,009 ESOP None For Management
Options and 26,087 Performance Rights
to Tim Hosking, General Manager of
Karoon South America
--------------------------------------------------------------------------------
LYNAS CORPORATION LTD.
Ticker: LYC Security ID: Q5683J103
Meeting Date: NOV 29, 2013 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Eric Noyrez as Director For For Management
3 Elect Nicholas Curtis as Director For Against Management
4 Approve the Grant of Up to 2.80 For For Management
Million Performance Rights to Eric
Noyrez, Executive Director of the
Company
--------------------------------------------------------------------------------
M2 TELECOMMUNICATIONS GROUP LTD.
Ticker: MTU Security ID: Q644AU109
Meeting Date: OCT 16, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Craig Farrow as Director For For Management
4 Elect John Hynd as Director For For Management
5 Elect David Rampa as Director For For Management
6 Approve the Change of Company Name to For For Management
M2 Group Ltd
7 Approve the Adoption of a New For For Management
Constitution
8 Approve the Provision of Financial For For Management
Assistance in Relation to the
Acquisition of All the Issued Shares
in Dodo Australia and Eftel Group
9 Approve Spill Resolution Against Against Management
--------------------------------------------------------------------------------
MAGELLAN FINANCIAL GROUP
Ticker: MFG Security ID: Q5713S107
Meeting Date: OCT 18, 2013 Meeting Type: Annual
Record Date: OCT 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For Against Management
2a Elect Hamish Macquarie Douglass as For For Management
Director
2b Elect Paul Anthony Lewis as Director For For Management
--------------------------------------------------------------------------------
MCMILLAN SHAKESPEARE LTD
Ticker: MMS Security ID: Q58998107
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: OCT 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Graeme McMahon as Director For For Management
4 Elect Anthony Podesta as Director For For Management
--------------------------------------------------------------------------------
MEDUSA MINING LTD.
Ticker: MML Security ID: Q59444101
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: NOV 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ciceron Angeles as Director For For Management
2 Elect Raul Conde Villanueva as Director For Against Management
3 Elect Gary Raymond Powell as Director For For Management
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
5 Approve the Remuneration Report None For Management
--------------------------------------------------------------------------------
MERMAID MARINE AUSTRALIA LTD.
Ticker: MRM Security ID: Q6008Q111
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Hugh Andrew Jon (Andrew) Edwards For For Management
as Director
3 Elect Mark Bradley as Director For For Management
4 Approve the Mermaid Marine Australia For For Management
Limited Managing Director's
Performance Rights Plan - 2013
5 Approve the Grant of Up to 346,023 For For Management
Performance Rights to Jeffrey Weber,
Managing Director of the Company
--------------------------------------------------------------------------------
MESOBLAST LTD.
Ticker: MSB Security ID: Q6005U107
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report None For Management
3a Elect Eric Rose as Director For For Management
3b Elect Brian Jamieson as Director For For Management
3c Elect Michael Spooner as Director For Against Management
4a Approve the Employee Share Option Plan None For Management
4b Approve the Loan Funded Share Plan None For Management
5 Ratify the Past Issuance of 26.97 For For Management
Million Fully Paid Ordinary Shares to
Sophisticated Investors
6 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
MINERAL RESOURCES LTD.
Ticker: MIN Security ID: Q60976109
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Peter Wade as Director For Against Management
--------------------------------------------------------------------------------
MONADELPHOUS GROUP LTD.
Ticker: MND Security ID: Q62925104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: NOV 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Rubino as Director For For Management
2 Elect Christopher Michelmore as For For Management
Director
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
MOUNT GIBSON IRON LTD
Ticker: MGX Security ID: Q64224100
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Seng Hui as Director For For Management
2 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
MYER HOLDINGS LTD.
Ticker: MYR Security ID: Q64865100
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
3a Elect Chris Froggatt as Director For For Management
3b Elect Rupert Myer as Director For For Management
4 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
NAVITAS LTD.
Ticker: NVT Security ID: Q6630H109
Meeting Date: NOV 04, 2013 Meeting Type: Annual
Record Date: NOV 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Peter Larsen as Director For For Management
3 Elect Harvey Collins as Director For For Management
4 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
NEXTDC LTD.
Ticker: NXT Security ID: Q6750Y106
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For Against Management
2 Elect Edward Pretty as Director For For Management
3 Elect Gregory Baynton as Director For For Management
4 Elect Douglas Flynn as Director For For Management
5 Elect Stuart Davis as Director For For Management
6 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
7 Ratify the Past Issuance of 19.23 For For Management
Million Fully Paid Ordinary Shares to
Various Sophisticated Investors and
Institutions Unrelated to the Company
--------------------------------------------------------------------------------
NUFARM LIMITED
Ticker: NUF Security ID: Q7007B105
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Donald McGauchie as Director For For Management
3b Elect Toshikazu Takasaki as Director For For Management
4 Approve the Grant of Performance For For Management
Rights to Doug Rathbone, Managing
Director and Chief Executive Officer
of the Company
5 Approve the Renewal of the For For Management
Proportional Takeover Provisions
6 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
OCEANAGOLD CORPORATION
Ticker: OGC Security ID: C6796P114
Meeting Date: MAY 30, 2014 Meeting Type: Annual/Special
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Askew For For Management
1.2 Elect Director J. Denham Shale For For Management
1.3 Elect Director Michael F. Wilkes For For Management
1.4 Elect Director Jose P. Leviste, Jr. For For Management
1.5 Elect Director Jacob Klein For For Management
1.6 Elect Director William H. Myckatyn For For Management
1.7 Elect Director Geoff W. Raby For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve the Grant of 261,320 For For Management
Performance Rights to Michael F.
Wilkes, Chief Executive Officer and
Managing Director of the Company
4 Ratify the Past Issuance of 6.76 For For Management
Million securities to Pacific Rim
Mining Corp. Shareholders
--------------------------------------------------------------------------------
OZ MINERALS LTD
Ticker: OZL Security ID: Q7161P122
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAY 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2i Elect Dean Pritchard as Director For For Management
2ii Elect Rebecca McGrath as Director For For Management
3 Approve the Remuneration Report For For Management
4 Renew Partial Takeover Provisions For For Management
--------------------------------------------------------------------------------
PACIFIC BRANDS LTD
Ticker: PBG Security ID: Q7161J100
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Stephen Goddard as Director For For Management
2b Elect Jonathan Ling as Director For For Management
2c Elect Helen Nash as Director For For Management
2d Elect Peter Bush as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Up to 2.53 For For Management
Million Performance Rights to John
Pollaers, Chief Executive Officer and
Executive Director of the Company
--------------------------------------------------------------------------------
PALADIN ENERGY LTD.
Ticker: PDN Security ID: Q7264T104
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Rick Wayne Crabb as Director For For Management
3 Elect Philip Albert Baily as Director For For Management
4 Ratify the Past Issuance of 125.58 For Against Management
Million Ordinary Shares to
Institutional and Sophisticated
Investors
--------------------------------------------------------------------------------
PANAUST LTD
Ticker: PNA Security ID: Q7283A110
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Garry Hounsell as Director For For Management
4 Elect John Crofts as Director For For Management
5 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
PRIMARY HEALTH CARE LTD.
Ticker: PRY Security ID: Q77519108
Meeting Date: NOV 29, 2013 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Errol Katz as Director For For Management
4 Elect James Bateman as Director For For Management
5 Approve the Renewal of the For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
REGIS RESOURCES LTD.
Ticker: RRL Security ID: Q8059N120
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: NOV 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Nick Giorgetta as Director For For Management
3 Elect Frank Fergusson as Director For For Management
--------------------------------------------------------------------------------
RESOLUTE MINING LTD.
Ticker: RSG Security ID: Q81068100
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For Against Management
2 Elect (Bill) Henry Thomas Stuart Price For For Management
as Director
3 Approve the Grant of Up to 1.23 For For Management
Million Performance Rights to Peter
Sullivan, Chief Executive Officer of
the Company
--------------------------------------------------------------------------------
SAI GLOBAL LTD.
Ticker: SAI Security ID: Q8227J100
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: OCT 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Andrew Dutton as Director For For Management
3 Elect David Moray Spence as Director For For Management
4 Elect Sylvia Falzon as Director For For Management
5 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
SANDFIRE RESOURCES NL
Ticker: SFR Security ID: Q82191109
Meeting Date: NOV 27, 2013 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Paul Hallam as Director For For Management
3 Elect Robert N Scott as Director For For Management
4 Approve the Sandfire Resources NL For Against Management
Employee Share Option Plan
5 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
SENEX ENERGY LTD.
Ticker: SXY Security ID: Q8407E103
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tim Crommelin as Director For Against Management
2 Approve the Remuneration Report For For Management
3 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
4 Approve the Grant of Contingent For For Management
Performance Rights to Ian Davies,
Managing Director of the Company
--------------------------------------------------------------------------------
SEVEN WEST MEDIA LTD.
Ticker: SWM Security ID: Q8461Y102
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect John Alexander as Director For For Management
3 Elect Peter Gammell as Director For For Management
4 Elect Don Voelte as Director For For Management
5 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
6 Approve the Remuneration Report For For Management
7 Approve the Grant of 619,048 For For Management
Performance Rights to Tim Worner,
Chief Executive Officer of the Company
--------------------------------------------------------------------------------
SIGMA PHARMACEUTICALS LTD.
Ticker: SIP Security ID: Q8484A107
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve the Remuneration Report For For Management
4.1 Elect Raymond M Gunston as Director For For Management
4.2 Elect Brian Jamieson as Director For For Management
5.1 Approve the grant of Performance For For Management
Rights to Mark Hooper, Managing
Director and Chief Executive Officer
of the Company
5.2 Approve the Grant of Performance For For Management
Rights and Termination Benefits to
Mark Hooper, Managing Director and
Chief Executive Officer of the Company
6 Approve Renewal of Partial Takeover For For Management
Provisions
--------------------------------------------------------------------------------
SIMS METAL MANAGEMENT LIMITED
Ticker: SGM Security ID: Q8505L116
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: NOV 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Christopher Renwick as Director For For Management
2 Elect Tamotsu 'Tom' Sato as Director For For Management
3 Elect Robert Bass as Director For For Management
4 Approve the Remuneration Report For Against Management
5 Approve the Grant of Up to 116,505 For Against Management
Restricted Stock Units to Galdino
Claro, Chief Executive Officer and
Managing Director of the Company
6 Approve the Grant of Up to 201,589 For For Management
FY2014 Performance Rights and 138,714
FY2014 Options to Galdino Claro, Chief
Executive Officer and Managing
Director of the Company
7 Approve the Termination Benefits of For Against Management
Galdino Claro, Chief Executive Officer
and Managing Director of the Company
--------------------------------------------------------------------------------
SIRIUS RESOURCES NL
Ticker: SIR Security ID: Q8511D108
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: NOV 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Neil Warburton as Director For Against Management
3 Elect Jeff Dowling as Director For For Management
4 Elect David Craig as Director For For Management
5 Elect Jeffrey Foster as Director For Against Management
6 Approve the Employee Incentive Option For Against Management
Plan
7 Approve the Grant of Up to 1 Million For Against Management
Appointment Options to Jeff Dowling,
Director of the Company
8 Approve the Grant of Up to 500,000 For Against Management
Appointment Options to Neil Warburton,
Director of the Company
9 Approve the Grant of Up to 500,000 For Against Management
Appointment Options to David Craig,
Director of the Company
10 Approve the Long Term Incentive Plan For For Management
11 Approve the Grant of Share For For Management
Appreciation Rights to Anna Neuling,
Director of the Company
12 Approve the Grant of Share For For Management
Appreciation Rights to Jeffrey Foster,
Director of the Company
13 Approve the Grant of Share For For Management
Appreciation Rights to Mark Bennett,
Director of the Company
14 Approve the Increase in Maximum For Against Management
Aggregate Remuneration of
Non-Executive Directors
--------------------------------------------------------------------------------
SIRIUS RESOURCES NL
Ticker: SIR Security ID: Q8511D108
Meeting Date: DEC 19, 2013 Meeting Type: Special
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify the Past Issuance of 34.16 For For Management
Million Shares to Domestic and
International Institutional and
Sophisticated Investors
--------------------------------------------------------------------------------
SIRIUS RESOURCES NL
Ticker: SIR Security ID: Q8511D157
Meeting Date: MAY 09, 2014 Meeting Type: Special
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Proposed Transaction with For For Management
Creasy Transaction Entities
--------------------------------------------------------------------------------
SIRTEX MEDICAL LTD.
Ticker: SRX Security ID: Q8510U101
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: OCT 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect John Eady as Director For For Management
3 Approve the Executive Performance None For Management
Rights Plan
4 Approve the Grant of Up to 115,000 For For Management
Performance Rights to Gilman Wong,
Chief Executive Officer of the Company
--------------------------------------------------------------------------------
SKILLED GROUP LTD.
Ticker: SKE Security ID: Q85132100
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of 325,000 For For Management
Performance Rights and 1.75 Million
Options to Mick McMahon, Chief
Executive Officer of the Company
4 Elect Bob Herbert as Director For For Management
--------------------------------------------------------------------------------
SOUTHERN CROSS MEDIA GROUP
Ticker: SXL Security ID: Q8571C107
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: OCT 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For Against Management
2 Elect Chris de Boer as Director For Against Management
3 Elect Tony Bell as Director For Against Management
4 Elect Peter Harvie as Director For Against Management
--------------------------------------------------------------------------------
SPARK INFRASTRUCTURE GROUP
Ticker: SKI Security ID: Q8604W120
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Andrew Fay as Director For For Management
--------------------------------------------------------------------------------
STW COMMUNICATIONS GROUP LTD.
Ticker: SGN Security ID: Q8505P109
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Paul Richardson as Director For For Management
2.2 Elect Peter Cullinane as Director For For Management
3 Approve the Grant of 266,620 For For Management
Performance Shares to Michael
Connaghan, Director of the Company
4 Approve the Grant of STIP Performance For For Management
Shares to Michael Connaghan, Director
of the Company
5 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
SUNDANCE ENERGY AUSTRALIA LTD.
Ticker: SEA Security ID: Q8796J101
Meeting Date: APR 04, 2014 Meeting Type: Special
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify the Past Issuance of 63.74 For For Management
Million Shares to Professional and
Sophisticated Investors
2 Approve the Issuance of Up to 20.47 For For Management
Million Conditional Placement Shares
to Professional and Sophisticated
Investors
--------------------------------------------------------------------------------
SUNDANCE ENERGY AUSTRALIA LTD.
Ticker: SEA Security ID: Q8796J101
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Neville Wayne Martin as Director For For Management
3 Elect Damien Ashley Hannes as Director For For Management
4 Approve the Issuance of Up to 671,988 For Against Management
Restricted Share Units to Eric
McCrady, Managing Director of the
Company
--------------------------------------------------------------------------------
SUPER RETAIL GROUP LTD.
Ticker: SUL Security ID: Q88009107
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For Against Management
3 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
4 Elect (Raymond) John Skippen as For For Management
Director
5 Elect Rob A Murray as Director For For Management
--------------------------------------------------------------------------------
TABCORP HOLDINGS LTD.
Ticker: TAH Security ID: Q8815D101
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Paula Dwyer as Director For For Management
2b Elect Justin Milne as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to David Attenborough, Managing
Director and Chief Executive Officer
of the Company
--------------------------------------------------------------------------------
TEN NETWORK HOLDINGS LTD.
Ticker: TEN Security ID: Q8980R109
Meeting Date: DEC 18, 2013 Meeting Type: Annual
Record Date: DEC 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Paul Gleeson as Director For For Management
2b Elect David Gordon as Director For For Management
2c Elect Dean Hawkins as Director For For Management
2d Elect Christine Holgate as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Security Over For For Management
Substantial Assets and Share
Conversion Rights
5 Approve the Ten Executive Incentive For For Management
Share Plan for Corporations Act
Purposes
6 Approve the Ten Executive Incentive For For Management
Share Plan for ASX Listing Rule 7.2
Purposes
7 Approve the Grant of Loan Funded For For Management
Shares to Hamish McLennan, Managing
Director and Chief Executive Officer
of the Company
--------------------------------------------------------------------------------
TOX FREE SOLUTIONS LTD.
Ticker: TOX Security ID: Q9155Q108
Meeting Date: NOV 27, 2013 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Bob McKinnon as Director For For Management
3 Elect Kathy Hirschfeld as Director For For Management
4 Ratify the Past Issuance of 13.61 For For Management
Million Fully Paid Ordinary Shares to
Investors
5 Approve the Grant of Performance For For Management
Rights and Share Appreciation Rights
to Stephen Gostlow, Managing Director
of the Company
--------------------------------------------------------------------------------
TPG TELECOM LIMITED
Ticker: TPM Security ID: Q8702T151
Meeting Date: DEC 04, 2013 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Alan Latimer as Director For Against Management
3 Elect Joseph Pang as Director For For Management
--------------------------------------------------------------------------------
TRANSFIELD SERVICES LTD.
Ticker: TSE Security ID: Q9187S114
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: OCT 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Diane Smith-Gander as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the TranShare Executive None For Management
Performance Award Plan
5 Approve the Grant of Performance None Against Management
Awards to Graeme Hunt, Managing
Director and CEO of the Company
--------------------------------------------------------------------------------
TRANSPACIFIC INDUSTRIES GROUP LTD.
Ticker: TPI Security ID: Q91932105
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Ray Smith as Director For For Management
3b Elect Emma Stein as Director For For Management
3c Elect Mark Chellew as Director For For Management
3d Elect Mike Harding as Director For For Management
--------------------------------------------------------------------------------
UGL LIMITED
Ticker: UGL Security ID: Q927AA102
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: OCT 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Richard Humphry as Director For For Management
3 Elect Kate Spargo as Director For For Management
4 Ratify the Past Issuance of 196,202 For For Management
Fully Paid Ordinary Shares to the
Executives and Senior Management of
the Company
5 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
VIRGIN AUSTRALIA HOLDINGS LIMITED
Ticker: VAH Security ID: Q9460N105
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: NOV 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect David Baxby as Director For For Management
3 Elect Samantha Mostyn as Director For For Management
4 Approve the Grant of Up to 2.87 For For Management
Million Options to John Borghetti,
Managing Director of the Company
--------------------------------------------------------------------------------
WESTERN AREAS LTD
Ticker: WSA Security ID: Q9618L100
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ian Macliver as Director For For Management
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Up to 465,750 For For Management
Performance Rights to Daniel Lougher,
Managing Director and Chief Executive
Officer of the Company
4 Approve the Grant of Up to 196,530 For For Management
Performance Rights to David Southam,
Executive Director of the Company
5 Approve the Provision of Financial For For Management
Assistance in Relation with the
Acquisition of Western Areas Nickel
Pty Ltd
--------------------------------------------------------------------------------
WESTERN AREAS LTD
Ticker: WSA Security ID: Q9618L100
Meeting Date: JUN 27, 2014 Meeting Type: Special
Record Date: JUN 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify the Past Issuance of 28.13 For For Management
Million Shares to Institutional,
Sophisticated or Professional Investors
--------------------------------------------------------------------------------
WHITEHAVEN COAL LTD.
Ticker: WHC Security ID: Q97664108
Meeting Date: NOV 04, 2013 Meeting Type: Annual
Record Date: NOV 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Approve the Grant of Up to 590,909 For For Management
Rights to Paul Flynn, Managing
Director and Chief Executive Officer
of the Company
3 Elect Raymond Zage as Director For For Management
4 Elect Tony Haggarty as Director For For Management
5 Elect John Conde as Director For For Management
6 Elect Richard Gazzard as Director For For Management
--------------------------------------------------------------------------------
WOTIF.COM HOLDINGS LTD
Ticker: WTF Security ID: Q9860E101
Meeting Date: OCT 21, 2013 Meeting Type: Annual
Record Date: OCT 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect David Do as Director For For Management
3 Elect Ben Smith as Director For For Management
4 Approve the Remuneration Report For For Management
5 Approve the Amendment to the For For Management
Constitution Regarding the Payment of
Dividends
=========================== IQ Canada Small Cap ETF ============================
ADVANTAGE OIL & GAS LTD.
Ticker: AAV Security ID: 00765F101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Four For For Management
2.1 Elect Director Stephen E. Balog For For Management
2.2 Elect Director Paul G. Haggis For For Management
2.3 Elect Director Andy J. Mah For For Management
2.4 Elect Director Ronald A. McIntosh For For Management
3 Approve Pricewaterhouse Coopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
AECON GROUP INC.
Ticker: ARE Security ID: 00762V109
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Beck For For Management
1.2 Elect Director Austin C. Beutel For For Management
1.3 Elect Director Michael A. Butt For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Anthony P. Franceschini For For Management
1.6 Elect Director J.D. Hole For For Management
1.7 Elect Director Terrance L. McKibbon For For Management
1.8 Elect Director Monica Sloan For For Management
1.9 Elect Director Brian V. Tobin For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Bylaws For For Management
--------------------------------------------------------------------------------
AINSWORTH LUMBER CO. LTD.
Ticker: ANS Security ID: 008914202
Meeting Date: OCT 29, 2013 Meeting Type: Special
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by For For Management
Louisiana-Pacific Corporation
--------------------------------------------------------------------------------
AIR CANADA
Ticker: AC.B Security ID: 008911802
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christie J.B. Clark For Did Not Vote Management
1.2 Elect Director Michael M. Green For Did Not Vote Management
1.3 Elect Director Jean Marc Huot For Did Not Vote Management
1.4 Elect Director Joseph B. Leonard For Did Not Vote Management
1.5 Elect Director David I. Richardson For Did Not Vote Management
1.6 Elect Director Roy J. Romanow For Did Not Vote Management
1.7 Elect Director Calin Rovinescu For Did Not Vote Management
1.8 Elect Director Vagn Sorensen For Did Not Vote Management
1.9 Elect Director Annette Verschuren For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Approve Shareholder Rights Plan For Did Not Vote Management
4 Approve Advance Notice Policy For Did Not Vote Management
5 Amend Long-Term Incentive Plan For Did Not Vote Management
6 Advisory Vote on Executive For Did Not Vote Management
Compensation Approach
7 The Undersigned Hereby Certifies that None Did Not Vote Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
--------------------------------------------------------------------------------
ALACER GOLD CORP.
Ticker: ASR Security ID: 010679108
Meeting Date: JUN 27, 2014 Meeting Type: Annual/Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney P. Antal For For Management
1.2 Elect Director Thomas R. Bates, Jr. For For Management
1.3 Elect Director Jan A. Castro For For Management
1.4 Elect Director Edward C. Dowling, Jr. For For Management
1.5 Elect Director Richard P. Graff For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Restricted Stock Unit Plan For Against Management
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011527108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Anthony Garson For For Management
2.2 Elect Director David Gower For For Management
2.3 Elect Director John A. McCluskey For For Management
2.4 Elect Director Paul J. Murphy For For Management
2.5 Elect Director Kenneth G. Stowe For For Management
2.6 Elect Director David Fleck For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ALGONQUIN POWER & UTILITIES CORP.
Ticker: AQN Security ID: 015857105
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
2.1 Elect Director Christopher Ball For For Management
2.2 Elect Director Christopher Huskilson For For Management
2.3 Elect Director Christopher Jarratt For For Management
2.4 Elect Director Kenneth Moore For For Management
2.5 Elect Director Ian Robertson For For Management
2.6 Elect Director Masheed Saidi For For Management
2.7 Elect Director George Steeves For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Performance and Restricted For For Management
Share Unit Plan
--------------------------------------------------------------------------------
ARGONAUT GOLD INC
Ticker: AR Security ID: 04016A101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Dougherty For For Management
1.2 Elect Director Brian J. Kennedy For For Management
1.3 Elect Director James E. Kofman For For Management
1.4 Elect Director Christopher R. Lattanzi For For Management
1.5 Elect Director Peter Mordaunt For For Management
1.6 Elect Director Dale C. Peniuk For For Management
1.7 Elect Director David H. Watkins For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
AURICO GOLD INC.
Ticker: AUQ Security ID: 05155C105
Meeting Date: MAY 09, 2014 Meeting Type: Annual/Special
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Edwards For For Management
1.2 Elect Director Mark J. Daniel For For Management
1.3 Elect Director Scott G. Perry For For Management
1.4 Elect Director Luis M. Chavez For For Management
1.5 Elect Director Patrick D. Downey For For Management
1.6 Elect Director Ronald E. Smith For For Management
1.7 Elect Director Richard M. Colterjohn For For Management
1.8 Elect Director Joseph G. Spiteri For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For For Management
4 Amend By-Law No. 1 For For Management
5 Amend Employee Share Purchase Plan For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
B2GOLD CORP.
Ticker: BTO Security ID: 11777Q209
Meeting Date: JUN 13, 2014 Meeting Type: Annual/Special
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Clive Johnson For For Management
2.2 Elect Director Robert Cross For For Management
2.3 Elect Director Robert Gayton For For Management
2.4 Elect Director Barry Rayment For For Management
2.5 Elect Director Jerry Korpan For For Management
2.6 Elect Director John Ivany For For Management
2.7 Elect Director Bongani Mtshisi For For Management
2.8 Elect Director Michael Carrick For For Management
2.9 Elect Director Kevin Bullock For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Amend Restricted Share Unit Plan For Against Management
6 Approve Advance Notice Policy For Against Management
--------------------------------------------------------------------------------
BANKERS PETROLEUM LTD.
Ticker: BNK Security ID: 066286303
Meeting Date: MAY 21, 2014 Meeting Type: Annual/Special
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2a Elect Director David French For For Management
2b Elect Director Abdel F. (Abby) Badwi For For Management
2c Elect Director Eric Brown For For Management
2d Elect Director Wesley Clark For For Management
2e Elect Director Robert Cross For For Management
2f Elect Director Jonathan Harris For For Management
2g Elect Director Phillip Knoll For For Management
2h Elect Director Ian B. McMurtrie For For Management
2i Elect Director John B. Zaozirny For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For For Management
5 Approve Restricted Share Unit Plan For For Management
6 Adopt By-Law No. 1 For Against Management
--------------------------------------------------------------------------------
BELLATRIX EXPLORATION LTD.
Ticker: BXE Security ID: 078314101
Meeting Date: DEC 10, 2013 Meeting Type: Special
Record Date: NOV 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
--------------------------------------------------------------------------------
BELLATRIX EXPLORATION LTD.
Ticker: BXE Security ID: 078314101
Meeting Date: MAY 21, 2014 Meeting Type: Annual/Special
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Raymond G. Smith For For Management
2.2 Elect Director Doug N. Baker For For Management
2.3 Elect Director Murray L. Cobbe For For Management
2.4 Elect Director John H. Cuthbertson For For Management
2.5 Elect Director W.C. (Mickey) Dunn For For Management
2.6 Elect Director Melvin M. Hawkrigg For For Management
2.7 Elect Director Robert A. Johnson For For Management
2.8 Elect Director Keith E. Macdonald For For Management
2.9 Elect Director Murray B. Todd For For Management
2.10 Elect Director Keith Turnbull For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
BIRCHCLIFF ENERGY LTD.
Ticker: BIR Security ID: 090697103
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Four For For Management
2.1 Elect Director Kenneth N. (Ken) Cullen For For Management
2.2 Elect Director Larry A. Shaw For For Management
2.3 Elect Director Werner A. (Vern) Siemens For For Management
2.4 Elect Director A. Jeffery Tonken For Withhold Management
3 Re-approve Stock Option Plan For Against Management
4 Amend Terms of Outstanding Performance For Against Management
Warrants
5 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BLACKPEARL RESOURCES INC.
Ticker: PXX Security ID: 09251U100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Craig For For Management
1.2 Elect Director Brian D. Edgar For For Management
1.3 Elect Director John L. Festival For For Management
1.4 Elect Director Keith C. Hill For For Management
1.5 Elect Director Victor M. Luhowy For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CAE INC.
Ticker: CAE Security ID: 124765108
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Parent For For Management
1.2 Elect Director Brian E. Barents For For Management
1.3 Elect Director Michael M. Fortier For For Management
1.4 Elect Director Paul Gagne For For Management
1.5 Elect Director James F. Hankinson For For Management
1.6 Elect Director John P. Manley For For Management
1.7 Elect Director Peter J. Schoomaker For For Management
1.8 Elect Director Andrew J. Stevens For For Management
1.9 Elect Director Katharine B. Stevenson For For Management
1.10 Elect Director Kathleen E. Walsh For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
CALFRAC WELL SERVICES LTD.
Ticker: CFW Security ID: 129584108
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Mathison For For Management
1.2 Elect Director Douglas R. Ramsay For For Management
1.3 Elect Director Kevin R. Baker For For Management
1.4 Elect Director James S. Blair For For Management
1.5 Elect Director Gregory S. Fletcher For For Management
1.6 Elect Director Lorne A. Gartner For For Management
1.7 Elect Director Fernando Aguilar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Re-approve Stock Option Plan For For Management
4 Approve Stock Split For For Management
--------------------------------------------------------------------------------
CANACCORD FINANCIAL INC.
Ticker: CF Security ID: 134801109
Meeting Date: AUG 07, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Charles N. Bralver For For Management
2.2 Elect Director Peter M. Brown For For Management
2.3 Elect Director Massimo C. Carello For For Management
2.4 Elect Director William J. Eeuwes For For Management
2.5 Elect Director Michael D. Harris For For Management
2.6 Elect Director David J. Kassie For For Management
2.7 Elect Director Terrence A. Lyons For For Management
2.8 Elect Director Paul D. Reynolds For For Management
2.9 Elect Director Dipesh J. Shah For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CANELSON DRILLING INC.
Ticker: CDI Security ID: 137508107
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elson McDougald For For Management
1.2 Elect Director Randy Hawkings For For Management
1.3 Elect Director Don Seaman For For Management
1.4 Elect Director Kent Jespersen For For Management
1.5 Elect Director Dan Kolibar For For Management
1.6 Elect Director Rodger Hawkins For For Management
1.7 Elect Director Dale Johnson For For Management
1.8 Elect Director M. Scott Bratt For For Management
1.9 Elect Director Diane Brickner For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
CANEXUS CORPORATION
Ticker: CUS Security ID: 13751W103
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Collyer For For Management
1.2 Elect Director Stephanie L. Felesky For For Management
1.3 Elect Director Hugh A. Fergusson For For Management
1.4 Elect Director Douglas P. Hayhurst For For Management
1.5 Elect Director Arthur N. Korpach For For Management
1.6 Elect Director William J. McAdam For For Management
1.7 Elect Director Richard A. Ott For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For For Management
4 Re-approve Stock Option Plan For For Management
5 Approve Shareholder Rights Plan For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CANFOR CORPORATION
Ticker: CFP Security ID: 137576104
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. G. Bentley For Withhold Management
1.2 Elect Director Glen D. Clark For Withhold Management
1.3 Elect Director Michael J. Korenberg For Withhold Management
1.4 Elect Director James A. Pattison For Withhold Management
1.5 Elect Director Conrad A. Pinette For For Management
1.6 Elect Director James McNeill (Mack) For Withhold Management
Singleton
1.7 Elect Director Ross S. Smith For For Management
1.8 Elect Director William W. Stinson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CANYON SERVICES GROUP INC.
Ticker: FRC Security ID: 138873104
Meeting Date: MAY 21, 2014 Meeting Type: Annual/Special
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley P.D. Fedora For For Management
1.2 Elect Director Stan G.P. Grad For For Management
1.3 Elect Director Raymond P. Antony For For Management
1.4 Elect Director Neil M. MacKenzie For For Management
1.5 Elect Director Michael Scott Ratushny For For Management
1.6 Elect Director Miles Lich For For Management
1.7 Elect Director Ken Mullen For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Adopt New Bylaws For Against Management
4 Re-approve Stock Option Plan For Against Management
5 Re-approve Bonus Plan For Against Management
6 Approve Increase in Size of Board from For For Management
Seven to Ten
--------------------------------------------------------------------------------
CAPSTONE MINING CORP.
Ticker: CS Security ID: 14068G104
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Lawrence I. Bell For For Management
2.2 Elect Director George L. Brack For For Management
2.3 Elect Director Chantal Gosselin For For Management
2.4 Elect Director GookHo Lee For For Management
2.5 Elect Director Kalidas Madhavpeddi For For Management
2.6 Elect Director Dale C. Peniuk For For Management
2.7 Elect Director Darren M. Pylot For For Management
2.8 Elect Director Richard N. Zimmer For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend Articles: Allow Electronic For For Management
Distribution of Company Communications
and Amend Quorum Requirements
5 Re-approve Incentive Stock Option and For Against Management
Bonus Share Plan
--------------------------------------------------------------------------------
CENTERRA GOLD INC.
Ticker: CG Security ID: 152006102
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Atkinson For For Management
1.2 Elect Director Richard W. Connor For For Management
1.3 Elect Director Raphael A. Girard For For Management
1.4 Elect Director Stephen A. Lang For For Management
1.5 Elect Director Emil Orozbaev For For Management
1.6 Elect Director Michael Parrett For For Management
1.7 Elect Director Sheryl K. Pressler For For Management
1.8 Elect Director Terry V. Rogers For For Management
1.9 Elect Director Kalinur Sadyrov For For Management
1.10 Elect Director Kylychbek Shakirov For For Management
1.11 Elect Director Bruce V. Walter For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend By-law No. 2 For For Management
--------------------------------------------------------------------------------
CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD.
Ticker: CGG Security ID: 16890P103
Meeting Date: JUN 18, 2014 Meeting Type: Annual/Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Xin Song For Withhold Management
2.2 Elect Director Bing Liu For Withhold Management
2.3 Elect Director Lianzhong Sun For Withhold Management
2.4 Elect Director Zhanming Wu For Withhold Management
2.5 Elect Director Ian He For For Management
2.6 Elect Director Yunfei Chen For For Management
2.7 Elect Director Gregory Hall For Withhold Management
2.8 Elect Director John King Burns For For Management
2.9 Elect Director Xiangdong Jiang For Withhold Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve 2015 Contract for Purchase and For For Management
Sale of Dore
8 Approve Transaction with a Related For For Management
Party - Approve Annual Monetary Caps
under 2015 Contract for Purchase and
Sale of Dore
9 Approve 2015 Contract for Purchase and For For Management
Sale of Copper Concentrate
10 Approve Transaction with a Related For For Management
Party - Approve Annual Monetary Caps
Under 2015 Contract for Purchase and
Sale of Copper Concentrate
11 Approve Jiama Phase II Hornfels For For Management
Stripping and Mining Agreement
12 Approve Transaction with a Related For For Management
Party - Approve Annual Monetary Caps
under Jiama Phase II Hornfels
Stripping and Mining Agreement
13 Ratify All Acts of Directors and For For Management
Officers
14 Other Business For Against Management
--------------------------------------------------------------------------------
CML HEALTHCARE INC.
Ticker: CLC Security ID: 12582Q103
Meeting Date: SEP 03, 2013 Meeting Type: Special
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
CONTINENTAL GOLD LIMITED
Ticker: CNL Security ID: G23850103
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leon Teicher For For Management
1.2 Elect Director Ari B. Sussman For For Management
1.3 Elect Director Jaime I. Gutierrez For For Management
1.4 Elect Director Gustavo J. Koch For For Management
1.5 Elect Director Paul J. Murphy For For Management
1.6 Elect Director Kenneth G. Thomas For For Management
1.7 Elect Director Timothy A. Warman For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Deferred Share Unit Plan For Against Management
4 Approve Restricted Share Unit Plan For Against Management
5 Amend Bye-laws For Against Management
--------------------------------------------------------------------------------
CREW ENERGY INC.
Ticker: CR Security ID: 226533107
Meeting Date: MAY 22, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director John A. Brussa For For Management
2.2 Elect Director Jeffery E. Errico For For Management
2.3 Elect Director Dennis L. Nerland For For Management
2.4 Elect Director Dale O. Shwed For For Management
2.5 Elect Director David G. Smith For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
DAVIS + HENDERSON CORPORATION
Ticker: DH Security ID: 239057102
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul D. Damp, Gordon J. Feeney, For For Management
Michael A. Foulkes, Deborah L. Kerr,
Bradley D. Nullmeyer, Helen K.
Sinclair, and Gerrard B. Schmid as
Directors
1.1 Elect Director Paul D. Damp For For Management
1.2 Elect Director Gordon J. Feeney For For Management
1.3 Elect Director Michael A. Foulkes For For Management
1.4 Elect Director Deborah L. Kerr For For Management
1.5 Elect Director Bradley D. Nullmeyer For For Management
1.6 Elect Director Helen K. Sinclair For For Management
1.7 Elect Director Gerrard B. Schmid For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Change Company Name to DH Corporation For For Management
5 Re-approve Stock Option Plan For For Management
6 Amend Quorum Requirements For For Management
--------------------------------------------------------------------------------
DEETHREE EXPLORATION LTD.
Ticker: DTX Security ID: 24461P106
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2 Elect Director Martin Cheyne For For Management
3 Elect Director Michael Kabanuk For For Management
4 Elect Director Dennis Nerland For For Management
5 Elect Director Bradley Porter For For Management
6 Elect Director Henry Hamm For For Management
7 Elect Director Brendan Carrigy For For Management
8 Elect Director Kevin Andrus For For Management
9 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
DENISON MINES CORP.
Ticker: DML Security ID: 248356107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Craig For Withhold Management
1.2 Elect Director W. Robert Dengler For For Management
1.3 Elect Director Brian D. Edgar For For Management
1.4 Elect Director Ron F. Hochstein For Withhold Management
1.5 Elect Director Tae-hwan Kim For Withhold Management
1.6 Elect Director Lukas H. Lundin For Withhold Management
1.7 Elect Director William A. Rand For For Management
1.8 Elect Director Catherine J.G. Stefan For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
DETOUR GOLD CORPORATION
Ticker: DGC Security ID: 250669108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Crossgrove For For Management
1.2 Elect Director Louis Dionne For For Management
1.3 Elect Director Robert E. Doyle For For Management
1.4 Elect Director Andre Falzon For For Management
1.5 Elect Director Ingrid J. Hibbard For For Management
1.6 Elect Director J. Michael Kenyon For For Management
1.7 Elect Director Paul Martin For For Management
1.8 Elect Director Alex G. Morrison For For Management
1.9 Elect Director Jonathan Rubenstein For For Management
1.10 Elect Director Graham Wozniak For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
DOMINION DIAMOND CORP.
Ticker: DDC Security ID: 257287102
Meeting Date: JUL 19, 2013 Meeting Type: Annual/Special
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Graham G. Clow For For Management
1.2 Elect Director Robert A. Gannicott For For Management
1.3 Elect Director Noel Harwerth For For Management
1.4 Elect Director Daniel Jarvis For For Management
1.5 Elect Director Chuck Strahl For For Management
1.6 Elect Director Tom Kenny For For Management
1.7 Elect Director Manuel Lino Silva de For For Management
Sousa Oliveira
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Restricted Share Unit Plan For For Management
--------------------------------------------------------------------------------
DUNDEE PRECIOUS METALS INC.
Ticker: DPM Security ID: 265269209
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek H.L. Buntain For For Management
1.2 Elect Director R. Peter Gillin For For Management
1.3 Elect Director Jonathan Goodman For For Management
1.4 Elect Director Richard Howes For For Management
1.5 Elect Director Murray John For For Management
1.6 Elect Director Jeremy Kinsman For For Management
1.7 Elect Director Garth A.C. MacRae For For Management
1.8 Elect Director Peter Nixon For For Management
1.9 Elect Director Ronald Singer For For Management
1.10 Elect Director Anthony P. Walsh For For Management
1.11 Elect Director Donald Young For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend By-Law No. 1: Amend Quorum For For Management
Requirements and Approve Advance
Notice Policy
--------------------------------------------------------------------------------
ELEMENT FINANCIAL CORPORATION
Ticker: EFN Security ID: 286181201
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven K. Hudson For For Management
1.2 Elect Director Philip Arthur For For Management
1.3 Elect Director Harold D. Bridge For For Management
1.4 Elect Director Gordon D. Giffin For For Management
1.5 Elect Director Michael D. Harris For For Management
1.6 Elect Director Pierre Lortie For For Management
1.7 Elect Director Stephens B. Lowden For For Management
1.8 Elect Director Steven Small For For Management
1.9 Elect Director Paul Stoyan For For Management
1.10 Elect Director Joan Lamm-Tennant For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ENDEAVOUR SILVER CORPORATION
Ticker: EDR Security ID: 29258Y103
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ricardo M. Campoy For For Management
1.2 Elect Director Bradford J. Cooke For For Management
1.3 Elect Director Geoffrey A. Handley For For Management
1.4 Elect Director Rex J. McLennan For For Management
1.5 Elect Director Kenneth Pickering For For Management
1.6 Elect Director Mario D. Szotlender For For Management
1.7 Elect Director Godfrey J. Walton For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Shareholder Rights Plan For Against Management
--------------------------------------------------------------------------------
ENSIGN ENERGY SERVICES INC.
Ticker: ESI Security ID: 293570107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director N. Murray Edwards For For Management
2.2 Elect Director Robert H. Geddes For For Management
2.3 Elect Director James B. Howe For For Management
2.4 Elect Director Len O. Kangas For For Management
2.5 Elect Director Selby W. Porter For For Management
2.6 Elect Director John G. Schroeder For For Management
2.7 Elect Director Kenneth J. Skirka For For Management
2.8 Elect Director Gail D. Surkan For For Management
2.9 Elect Director Barth E. Whitham For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
EXTENDICARE INC.
Ticker: EXE Security ID: 30224T863
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin J. Hutzel For For Management
1.2 Elect Director John F. Angus For For Management
1.3 Elect Director Margery O. Cunningham For For Management
1.4 Elect Director Howard B. Dean For For Management
1.5 Elect Director Seth B. Goldsmith For For Management
1.6 Elect Director Alvin G. Libin For For Management
1.7 Elect Director J. Thomas MacQuarrie For For Management
1.8 Elect Director Timothy L. Lukenda For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
FIRST MAJESTIC SILVER CORP.
Ticker: FR Security ID: 32076V103
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Keith Neumeyer For For Management
2.2 Elect Director Ramon Davila For For Management
2.3 Elect Director Robert A. McCallum For For Management
2.4 Elect Director Douglas Penrose For For Management
2.5 Elect Director Tony Pezzotti For For Management
2.6 Elect Director David Shaw For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
FORTUNA SILVER MINES INC.
Ticker: FVI Security ID: 349915108
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2 Elect Director Jorge Ganoza Durant For Withhold Management
3 Elect Director Simon Ridgway For Withhold Management
4 Elect Director Michael Iverson For Withhold Management
5 Elect Director Mario Szotlender For Withhold Management
6 Elect Director Robert Gilmore For For Management
7 Elect Director Thomas Kelly For For Management
8 Elect Director David Farrell For For Management
9 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Approve Advance Notice Policy For Against Management
11 Other Business For Against Management
--------------------------------------------------------------------------------
GIBSON ENERGY INC.
Ticker: GEI Security ID: 374825206
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Estey For For Management
1.2 Elect Director James J. Cleary For For Management
1.3 Elect Director Donald R. Ingram For For Management
1.4 Elect Director Marshall L. McRae For For Management
1.5 Elect Director Mary Ellen Peters For For Management
1.6 Elect Director Clayton H. Woitas For For Management
1.7 Elect Director A. Stewart Hanlon For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC.
Ticker: GTE Security ID: 38500T101
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana Coffield For For Management
1.2 Elect Director Jeffrey J. Scott For For Management
1.3 Elect Director Verne Johnson For For Management
1.4 Elect Director Nicholas G. Kirton For For Management
1.5 Elect Director J. Scott Price For For Management
1.6 Elect Director Gerald Macey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HORIZON NORTH LOGISTICS INC.
Ticker: HNL Security ID: 44044D107
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Bob German For For Management
2.2 Elect Director Kevin D. Nabholz For For Management
2.3 Elect Director Russell Newmark For For Management
2.4 Elect Director Ric Peterson For For Management
2.5 Elect Director Ann Rooney For For Management
2.6 Elect Director Dean Swanberg For For Management
2.7 Elect Director Dale E. Tremblay For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
HUDBAY MINERALS INC.
Ticker: HBM Security ID: 443628102
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Establish Range for Board Size For For Management
(Minimum of Six to Maximum of Thirteen)
2a Elect Director David Garofalo For For Management
2b Elect Director Igor A. Gonzales For For Management
2c Elect Director Tom A. Goodman For For Management
2d Elect Director Alan R. Hibben For For Management
2e Elect Director W. Warren Holmes For For Management
2f Elect Director Sarah B. Kavanagh For For Management
2g Elect Director John L. Knowles For For Management
2h Elect Director Alan J. Lenczner For For Management
2i Elect Director Kenneth G. Stowe For For Management
2j Elect Director G. Wesley Voorheis For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
HUDSON'S BAY COMPANY
Ticker: HBC Security ID: 444218101
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. Baker For Withhold Management
1b Elect Director Robert C. Baker For For Management
1c Elect Director David G. Leith For For Management
1d Elect Director William L. Mack For For Management
1e Elect Director Lee Neibart For For Management
1f Elect Director Denise Pickett For For Management
1g Elect Director Wayne Pommen For For Management
1h Elect Director Earl Rotman For For Management
1i Elect Director Matthew Rubel For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
IAMGOLD CORPORATION
Ticker: IMG Security ID: 450913108
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Caldwell For For Management
1.2 Elect Director Donald K. Charter For For Management
1.3 Elect Director W. Robert Dengler For For Management
1.4 Elect Director Guy G. Dufresne For For Management
1.5 Elect Director Richard J. Hall For For Management
1.6 Elect Director Stephen J. J. Letwin For For Management
1.7 Elect Director Mahendra Naik For For Management
1.8 Elect Director William D. Pugliese For For Management
1.9 Elect Director John T. Shaw For For Management
1.10 Elect Director Timothy R. Snider For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Share Incentive Plan For For Management
--------------------------------------------------------------------------------
INTERNATIONAL FOREST PRODUCTS LTD
Ticker: IFP.A Security ID: 45953E101
Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Duncan K. Davies For For Management
2.2 Elect Director Paul Herbert For For Management
2.3 Elect Director Jeane Hull For For Management
2.4 Elect Director Peter M. Lynch For For Management
2.5 Elect Director Gordon H. MacDougall For For Management
2.6 Elect Director J. Eddie McMillan For For Management
2.7 Elect Director Andrew K. Mittag For For Management
2.8 Elect Director Lawrence Sauder For For Management
2.9 Elect Director L. Scott Thomson For For Management
2.10 Elect Director Douglas W. G. Whitehead For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Approve Share Capital Alteration For For Management
6 Adopt New Articles For Against Management
7 Change Company Name to Interfor For For Management
Corporation
--------------------------------------------------------------------------------
INTERTAPE POLYMER GROUP INC.
Ticker: ITP Security ID: 460919103
Meeting Date: JUN 11, 2014 Meeting Type: Annual/Special
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric E. Baker For For Management
1.2 Elect Director Robert M. Beil For For Management
1.3 Elect Director George J. Bunze For For Management
1.4 Elect Director Robert J. Foster For For Management
1.5 Elect Director James Pantelidis For For Management
1.6 Elect Director Jorge N. Quintas For For Management
1.7 Elect Director Gregory A. C. Yull For For Management
1.8 Elect Director Melbourne F. Yull For For Management
2 Ratify Raymond Chabot Grant Thornton For For Management
LLP as Auditors
3 Approve Performance Share Unit Plan For For Management
4 Approve Deferred Share Unit Plan For For Management
5 Amend Executive Stock Option Plan Re: For For Management
Options Expiring during Blackout
Periods
6 Amend Executive Stock Option Plan Re: For Against Management
Provisions
7 Amend Executive Stock Option Plan Re: For Against Management
Vesting Schedule for Future Grants of
Stock Options
8 Amend Quorum Requirements For For Management
9 Amend Bylaws For For Management
--------------------------------------------------------------------------------
ITHACA ENERGY INC.
Ticker: IAE Security ID: 465676104
Meeting Date: JUN 17, 2014 Meeting Type: Annual/Special
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors Eight For For Management
2.1 Elect Director Jack C. Lee For For Management
2.2 Elect Director Les Thomas For For Management
2.3 Elect Director Ron A. Brenneman For For Management
2.4 Elect Director Brad Hurtubise For For Management
2.5 Elect Director Franklin M. Wormsbecker For For Management
2.6 Elect Director Jay M. Zammit For For Management
2.7 Elect Director Jannik Lindbaek For For Management
2.8 Elect Director Alec Carstairs For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
IVANHOE MINES LTD.
Ticker: IVN Security ID: 46579R104
Meeting Date: MAY 05, 2014 Meeting Type: Annual/Special
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Robert M. Friedland For For Management
2.2 Elect Director Ian D. Cockerill For For Management
2.3 Elect Director Charles J. Russell For For Management
2.4 Elect Director Peter G. Meredith For For Management
2.5 Elect Director Markus Faber For For Management
2.6 Elect Director William G. Lamarque For For Management
2.7 Elect Director William B. Hayden For For Management
2.8 Elect Director Oyvind Hushovd For For Management
2.9 Elect Director Guy J. de Selliers For For Management
2.10 Elect Director Rilwanu Lukman For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Equity Incentive Plan For Against Management
--------------------------------------------------------------------------------
JUST ENERGY GROUP INC.
Ticker: JE Security ID: 48213W101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brussa For For Management
1.2 Elect Director R. Scott Gahn For For Management
1.3 Elect Director Gordon D. Giffin For For Management
1.4 Elect Director Michael J.L. Kirby For For Management
1.5 Elect Director Rebecca MacDonald For For Management
1.6 Elect Director Brett A. Perlman For For Management
1.7 Elect Director Hugh D. Segal For For Management
1.8 Elect Director George Sladoje For For Management
1.9 Elect Director William F. Weld For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Authorize Proxyholder to Vote on Any For Against Management
Amendments to Previous Resolutions and
Other Business
--------------------------------------------------------------------------------
KELT EXPLORATION LTD.
Ticker: KEL Security ID: 488295106
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2a Elect Director Robert J. Dales For For Management
2b Elect Director William C. Guinan For For Management
2c Elect Director Eldon A. McIntyre For For Management
2d Elect Director Neil G. Sinclair For For Management
2e Elect Director David J. Wilson For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
LEGACY OIL + GAS INC.
Ticker: LEG Security ID: 524701505
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director James Bertram For For Management
2.2 Elect Director Randal Brockway For For Management
2.3 Elect Director Johannes J. (Jim) For For Management
Nieuwenburg
2.4 Elect Director James Pasieka For For Management
2.5 Elect Director Trent Yanko For For Management
2.6 Elect Director John Gunton For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
LIGHTSTREAM RESOURCES LTD.
Ticker: LTS Security ID: 53227K101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian S. Brown For For Management
1.2 Elect Director E. Craig Lothian For For Management
1.3 Elect Director Corey C. Ruttan For For Management
1.4 Elect Director W. Brett Wilson For For Management
1.5 Elect Director Martin Hislop For For Management
1.6 Elect Director Kenneth R. McKinnon For For Management
1.7 Elect Director Dan Themig For For Management
1.8 Elect Director John D. Wright For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Quorum Requirements For Against Management
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
LONG RUN EXPLORATION LTD.
Ticker: LRE Security ID: 54287V102
Meeting Date: MAY 21, 2014 Meeting Type: Annual/Special
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director William E. Andrew For For Management
2.2 Elect Director John A. Brussa For For Management
2.3 Elect Director Edward Chwyl For For Management
2.4 Elect Director Michael M. Graham For For Management
2.5 Elect Director Dale A. Miller For For Management
2.6 Elect Director Bradley R. Munro For For Management
2.7 Elect Director Patricia M. Newson For For Management
2.8 Elect Director William Stevenson For For Management
2.9 Elect Director Stephen M. Yuzpe For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For For Management
5 Approve Restricted and Performance For Against Management
Award Incentive Plan
--------------------------------------------------------------------------------
LUNDIN MINING CORPORATION
Ticker: LUN Security ID: 550372106
Meeting Date: MAY 09, 2014 Meeting Type: Annual/Special
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald K. Charter For For Management
1.2 Elect Director Paul K. Conibear For For Management
1.3 Elect Director John H. Craig For For Management
1.4 Elect Director Brian D. Edgar For For Management
1.5 Elect Director Peter C. Jones For For Management
1.6 Elect Director Lukas H. Lundin For For Management
1.7 Elect Director Dale C. Peniuk For For Management
1.8 Elect Director William A. Rand For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Share Unit Plan and New For For Management
Incentive Stock Option Plan
--------------------------------------------------------------------------------
MAJOR DRILLING GROUP INTERNATIONAL INC.
Ticker: MDI Security ID: 560909103
Meeting Date: SEP 11, 2013 Meeting Type: Annual/Special
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Breiner For For Management
1.2 Elect Director Jean Desrosiers For For Management
1.3 Elect Director Fred J. Dyment For For Management
1.4 Elect Director David A. Fennell For For Management
1.5 Elect Director Francis P. McGuire For For Management
1.6 Elect Director Catherine McLeod-Seltzer For For Management
1.7 Elect Director Janice G. Rennie For For Management
1.8 Elect Director David B. Tennant For For Management
1.9 Elect Director Jo Mark Zurel For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Require Advance Notice for Shareholder For For Management
Proposals/Nominations
5 Approve Stock Option Plan For For Management
6 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
MANITOBA TELECOM SERVICES INC.
Ticker: MBT Security ID: 563486109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre J. Blouin For For Management
1.2 Elect Director Jocelyne M. Cote-O'Hara For For Management
1.3 Elect Director N. Ashleigh Everett For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Judi Hand For For Management
1.6 Elect Director Gregory J. Hanson For For Management
1.7 Elect Director Kishore Kapoor For For Management
1.8 Elect Director David G. Leith For For Management
1.9 Elect Director H. Sanford Riley For For Management
1.10 Elect Director D. Samuel Schellenberg For For Management
1.11 Elect Director Carol M. Stephenson For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MAPLE LEAF FOODS INC.
Ticker: MFI Security ID: 564905107
Meeting Date: MAY 01, 2014 Meeting Type: Annual/Special
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Aziz For For Management
1.2 Elect Director W. Geoffrey Beattie For For Management
1.3 Elect Director Gregory A. Boland For For Management
1.4 Elect Director John L. Bragg For For Management
1.5 Elect Director David L. Emerson For For Management
1.6 Elect Director Jeffrey Gandz For For Management
1.7 Elect Director Claude R. Lamoureux For For Management
1.8 Elect Director Michael H. McCain For For Management
1.9 Elect Director Diane E. McGarry For For Management
1.10 Elect Director James P. Olson For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
MARTINREA INTERNATIONAL INC.
Ticker: MRE Security ID: 573459104
Meeting Date: JUN 19, 2014 Meeting Type: Annual/Special
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rob Wildeboer For For Management
1.2 Elect Director Fred Olson For For Management
1.3 Elect Director Scott Balfour For For Management
1.4 Elect Director Terry Lyons For For Management
1.5 Elect Director Roman Doroniuk For For Management
1.6 Elect Director Frank Macher For For Management
1.7 Elect Director Sandra Pupatello For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For Against Management
--------------------------------------------------------------------------------
NEVSUN RESOURCES LTD.
Ticker: NSU Security ID: 64156L101
Meeting Date: MAY 22, 2014 Meeting Type: Annual/Special
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director R. Stuart Angus For For Management
2.2 Elect Director Ian R. Ashby For For Management
2.3 Elect Director Clifford T. Davis For For Management
2.4 Elect Director Robert J. Gayton For For Management
2.5 Elect Director Gary E. German For For Management
2.6 Elect Director Gerard E. Munera For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Shareholder Rights Plan For Against Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
NIKO RESOURCES LTD.
Ticker: NKO Security ID: 653905109
Meeting Date: SEP 12, 2013 Meeting Type: Annual/Special
Record Date: AUG 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Establish Range for Board Size For For Management
2 Fix Number of Directors at Eight For For Management
3.1 Elect Director Edward S. Sampson For For Management
3.2 Elect Director William T. Hornaday For For Management
3.3 Elect Director C. J. (Jim) Cummings For For Management
3.4 Elect Director Conrad P. Kathol For For Management
3.5 Elect Director Wendell W. Robinson For Withhold Management
3.6 Elect Director Norman M.K. Louie For For Management
3.7 Elect Director Murray E. Hesje For For Management
3.8 Elect Director Charles S. Leykum For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
NORBORD INC
Ticker: NBD Security ID: 65548P403
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack L. Cockwell For Withhold Management
1.2 Elect Director Dian N. Cohen For For Management
1.3 Elect Director Pierre Dupuis For For Management
1.4 Elect Director Jon S. Haick For Withhold Management
1.5 Elect Director Robert J. Harding For Withhold Management
1.6 Elect Director Neville W. Kirchmann For For Management
1.7 Elect Director J. Barrie Shineton For Withhold Management
1.8 Elect Director Denis A. Turcotte For For Management
1.9 Elect Director James D. Wallace For For Management
1.10 Elect Director Peter C. Wijnbergen For Withhold Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
NUVISTA ENERGY LTD.
Ticker: NVA Security ID: 67072Q104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director W. Peter Comber For For Management
2.2 Elect Director Ronald J. Eckhardt For For Management
2.3 Elect Director Pentti O. Karkkainen For For Management
2.4 Elect Director Keith A. MacPhail For For Management
2.5 Elect Director Ronald J. Poelzer For For Management
2.6 Elect Director Sheldon B. Steeves For For Management
2.7 Elect Director Jonathan A. Wright For For Management
2.8 Elect Director Grant A. Zawalsky For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
OSISKO MINING CORPORATION
Ticker: OSK Security ID: 688278100
Meeting Date: MAY 30, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Agnico Eagle For For Management
Mines Limited and Yamana Gold Inc.
2 Approve Out-of-the-Money Consideration For Against Management
Resolution
3 Approve Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Approve Stock Consolidation For For Management
6.1 Elect Director Victor H. Bradley For For Management
6.2 Elect Director John F. Burzynski For For Management
6.3 Elect Director Marcel Cote For For Management
6.4 Elect Director Michele Darling For For Management
6.5 Elect Director Joanne Ferstman For For Management
6.6 Elect Director Staph Leavenworth Bakali For For Management
6.7 Elect Director William A. MacKinnon For For Management
6.8 Elect Director Charles E. Page For For Management
6.9 Elect Director Sean Roosen For For Management
6.10 Elect Director Gary A. Sugar For For Management
6.11 Elect Director Serge Vezina For For Management
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Re-approve Employee Share Purchase Plan For For Management
9 Re-approve Stock Option Plan For For Management
10 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PAINTED PONY PETROLEUM LTD.
Ticker: PPY Security ID: 695781104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Patrick R. Ward For For Management
2.2 Elect Director Glenn R. Carley For For Management
2.3 Elect Director Allan K. Ashton For For Management
2.4 Elect Director Kevin D. Angus For For Management
2.5 Elect Director Arthur J.G. Madden For For Management
2.6 Elect Director Nereus L. Joubert For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP.
Ticker: PAA Security ID: 697900108
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross J. Beaty For For Management
1.2 Elect Director Geoffrey A. Burns For For Management
1.3 Elect Director Michael L. Carroll For For Management
1.4 Elect Director Christopher Noel Dunn For For Management
1.5 Elect Director Neil de Gelder For For Management
1.6 Elect Director Robert P. Pirooz For For Management
1.7 Elect Director David C. Press For For Management
1.8 Elect Director Walter T. Segsworth For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PAREX RESOURCES INC.
Ticker: PXT Security ID: 69946Q104
Meeting Date: MAY 13, 2014 Meeting Type: Annual/Special
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Curtis Bartlett For For Management
2.2 Elect Director John Bechtold For For Management
2.3 Elect Director Robert Engbloom For For Management
2.4 Elect Director Wayne Foo For For Management
2.5 Elect Director Norman McIntyre For For Management
2.6 Elect Director Ron Miller For For Management
2.7 Elect Director W.A. (Alf) Peneycad For For Management
2.8 Elect Director Paul Wright For For Management
3 Adopt By-Law No. 1 For For Management
4 Amend Stock Option Plan For For Management
5 Re-approve Stock Option Plan For For Management
6 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
PARKLAND FUEL CORPORATION
Ticker: PKI Security ID: 70137T105
Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bechtold For For Management
1.2 Elect Director Robert Espey For For Management
1.3 Elect Director Alain Ferland For For Management
1.4 Elect Director Jim Pantelidis For For Management
1.5 Elect Director Ron Rogers For For Management
1.6 Elect Director David A. Spencer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Re-approve Stock Option Plan For For Management
5 Re-approve Restricted Share Unit Plan For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PETROMINERALES LTD.
Ticker: PMG Security ID: 71673R107
Meeting Date: NOV 27, 2013 Meeting Type: Special
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Pacific For For Management
Rubiales Energy Corp.
2 Approve ResourceCo Stock Option Plan For For Management
--------------------------------------------------------------------------------
PRECISION DRILLING CORP.
Ticker: PD Security ID: 74022D308
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Donovan For For Management
1.2 Elect Director Brian J. Gibson For For Management
1.3 Elect Director Allen R. Hagerman For For Management
1.4 Elect Director Catherine J. Hughes For For Management
1.5 Elect Director Stephen J.J. Letwin For For Management
1.6 Elect Director Kevin O. Meyers For For Management
1.7 Elect Director Patrick M. Murray For For Management
1.8 Elect Director Kevin A. Neveu For For Management
1.9 Elect Director Robert L. Phillips For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PRETIUM RESOURCES INC.
Ticker: PVG Security ID: 74139C102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Robert A. Quartermain For For Management
2.2 Elect Director C. Noel Dunn For For Management
2.3 Elect Director Ross A. Mitchell For For Management
2.4 Elect Director Joseph J. Ovsenek For For Management
2.5 Elect Director Tom S.Q. Yip For For Management
2.6 Elect Director George Paspalas For For Management
2.7 Elect Director Peter Birkey For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
PRIMERO MINING CORP.
Ticker: P Security ID: 74164W106
Meeting Date: FEB 27, 2014 Meeting Type: Special
Record Date: JAN 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with the Acquisition
--------------------------------------------------------------------------------
PRIMERO MINING CORP.
Ticker: P Security ID: 74164W106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wade Nesmith For For Management
1.2 Elect Director Joseph Conway For For Management
1.3 Elect Director David Demers For For Management
1.4 Elect Director Grant Edey For For Management
1.5 Elect Director Rohan Hazelton For For Management
1.6 Elect Director Eduardo Luna For For Management
1.7 Elect Director Robert Quartermain For For Management
1.8 Elect Director Michael Riley For For Management
1.9 Elect Director Brad Marchant For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PROGRESSIVE WASTE SOLUTIONS LTD.
Ticker: BIN Security ID: 74339G101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
2.1 Elect Director John T. Dillon For For Management
2.2 Elect Director James J. Forese For For Management
2.3 Elect Director Larry S. Hughes For For Management
2.4 Elect Director Jeffrey L. Keefer For For Management
2.5 Elect Director Douglas W. Knight For For Management
2.6 Elect Director Susan Lee For For Management
2.7 Elect Director Daniel R. Milliard For For Management
2.8 Elect Director Joseph D. Quarin For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
RAGING RIVER EXPLORATION INC.
Ticker: RRX Security ID: 750649105
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Gary Bugeaud For For Management
2.2 Elect Director George Fink For For Management
2.3 Elect Director Raymond Mack For For Management
2.4 Elect Director Kevin Olson For For Management
2.5 Elect Director David Pearce For For Management
2.6 Elect Director Neil Roszell For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
REDKNEE SOLUTIONS INC.
Ticker: RKN Security ID: 757524103
Meeting Date: MAR 06, 2014 Meeting Type: Annual/Special
Record Date: JAN 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Davies For For Management
1.2 Elect Director Alan Michels For For Management
1.3 Elect Director Lucas Skoczkowski For For Management
1.4 Elect Director Kent Thexton For For Management
1.5 Elect Director Terry Nickerson For For Management
1.6 Elect Director Greg Jacobsen For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
RMP ENERGY INC.
Ticker: RMP Security ID: 749682100
Meeting Date: JUN 05, 2014 Meeting Type: Annual/Special
Record Date: MAY 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Doug N. Baker For For Management
2.2 Elect Director John A. Brussa For For Management
2.3 Elect Director John W. Ferguson For For Management
2.4 Elect Director Andrew L. Hogg For For Management
2.5 Elect Director James M. Saunders For For Management
2.6 Elect Director Craig W. Stewart For For Management
2.7 Elect Director Lloyd C. Swift For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
RONA INC.
Ticker: RON Security ID: 776249104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzanne Blanchet For For Management
1.2 Elect Director Real Brunet For For Management
1.3 Elect Director Robert Chevrier For For Management
1.4 Elect Director Eric Claus For For Management
1.5 Elect Director Bernard Dorval For For Management
1.6 Elect Director Guy G. Dufresne For For Management
1.7 Elect Director Barry Gilbertson For For Management
1.8 Elect Director Jean-Guy Hebert For For Management
1.9 Elect Director Denise Martin For For Management
1.10 Elect Director James Pantelidis For For Management
1.11 Elect Director Robert Pare For For Management
1.12 Elect Director Steven P. Richardson For For Management
1.13 Elect Director Robert Sawyer For For Management
1.14 Elect Director Wesley Voorheis For For Management
2 Approve Raymond Chabot Grant Thornton For For Management
LLP as Auditors and Authorize Board to
Fix Their Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Approve Advance Notice Policy For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
RUSSEL METALS INC.
Ticker: RUS Security ID: 781903604
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Benedetti For For Management
1.2 Elect Director John M. Clark For For Management
1.3 Elect Director James F. Dinning For For Management
1.4 Elect Director John A. Hanna For For Management
1.5 Elect Director Brian R. Hedges For For Management
1.6 Elect Director Alice D. Laberge For For Management
1.7 Elect Director Lise Lachapelle For For Management
1.8 Elect Director William M. O'Reilly For For Management
1.9 Elect Director John R. Tulloch For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SANDSTORM GOLD LTD.
Ticker: SSL Security ID: 80013R206
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Nolan Watson For For Management
2.2 Elect Director David Awram For For Management
2.3 Elect Director David E. De Witt For For Management
2.4 Elect Director Andrew T. Swarthout For For Management
2.5 Elect Director John P. A. Budreski For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Shareholder Rights Plan For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
SECURE ENERGY SERVICES INC.
Ticker: SES Security ID: 81373C102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rene Amirault For For Management
1.2 Elect Director Murray Cobbe For For Management
1.3 Elect Director David Johnson For For Management
1.4 Elect Director Brad Munro For For Management
1.5 Elect Director Kevin Nugent For For Management
1.6 Elect Director Shaun Paterson For For Management
1.7 Elect Director George Wadsworth For For Management
2 Approve MNP LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SEMAFO INC.
Ticker: SMF Security ID: 816922108
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terence F. Bowles For For Management
1.2 Elect Director Benoit Desormeaux For For Management
1.3 Elect Director Jean Lamarre For For Management
1.4 Elect Director John LeBoutillier For For Management
1.5 Elect Director Gilles Masson For For Management
1.6 Elect Director Lawrence McBrearty For For Management
1.7 Elect Director Tertius Zongo For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SHERRITT INTERNATIONAL CORPORATION
Ticker: S Security ID: 823901103
Meeting Date: MAY 06, 2014 Meeting Type: Proxy Contest
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Card) None
1 Ratify Deloitte LLP as Auditors For For Management
2 Amend Bylaw No. I For For Management
3 Approve Advance Notice Policy For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Advisory Vote on Director Compensation For For Management
Approach
6.1 Elect Director Harold (Hap) Stephen For For Management
6.2 Elect Director Timothy Baker For For Management
6.3 Elect Director R. Peter Gillin For For Management
6.4 Elect Director Sir Richard Lapthorne For For Management
6.5 Elect Director Adrian Loader For For Management
6.6 Elect Director Edythe A. (Dee) Marcoux For For Management
6.7 Elect Director Bernard Michel For For Management
6.8 Elect Director Lisa Pankratz For For Management
6.9 Elect Director David V. Pathe For For Management
6.10 Elect Director Dustin Haw Withhold Did Not Vote Shareholder
6.11 Elect Director Michael Rapps Withhold Did Not Vote Shareholder
6.12 Elect Director George Armoyan Withhold Did Not Vote Shareholder
7 Change Size of Board of Directors Against Against Shareholder
8 Approve Policy on Payments to Against Against Shareholder
Directors to Compensate for Effects of
the Helms-Burton Act
9 SP 1: Amend Bylaws Requiring Unanimous Against Against Shareholder
Borad Approval for Material
Acquisitions
10 SP 2: Advisory Vote to Ratify Named Against Against Shareholder
Directors' Compensation
11 SP 3: Advisory Vote to Ratify Named Against Against Shareholder
Executive Officers' Compensation
12 SP 4: Eliminate Special Perqs for Against For Shareholder
Directors
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1a Elect Director Ashwath Mehra For Did Not Vote Shareholder
1b Elect Director David Wood For Did Not Vote Shareholder
1c Elect Director George Armoyan For Did Not Vote Shareholder
1d Management Nominee - R. Peter Gillin Withhold Did Not Vote Shareholder
1e Management Nominee - Edythe A. (Dee) Withhold Did Not Vote Shareholder
Marcoux
1f Management Nominee - Bernard Michel Withhold Did Not Vote Shareholder
1g Management Nominee - Adrian Loader Withhold Did Not Vote Shareholder
1h Management Nominee - David V. Pathe Withhold Did Not Vote Shareholder
1i Management Nominee - Harold (Hap) Withhold Did Not Vote Shareholder
Stephen
1j Management Nominee - Timothy Baker Withhold Did Not Vote Shareholder
1k Management Nominee - Sir Richard Withhold Did Not Vote Shareholder
Lapthorne
1l Management Nominee - Lisa Pankratz Withhold Did Not Vote Shareholder
2 SP 1: Amend Bylaws Requiring Unanimous For Did Not Vote Shareholder
Borad Approval for Material
Acquisitions
3 SP 2: Advisory Vote to Ratify Named For Did Not Vote Shareholder
Directors' Compensation
4 SP 3: Advisory Vote to Ratify Named For Did Not Vote Shareholder
Executive Officers' Compensation
5 SP 4: Eliminate Special Perqs for For Did Not Vote Shareholder
Directors
6 Approve Advance Notice Policy Against Did Not Vote Management
7 Advisory Vote on Executive Against Did Not Vote Management
Compensation Approach
8 Advisory Vote on Director Compensation Against Did Not Vote Management
Approach
9 Ratify Deloitte LLP as Auditors For Did Not Vote Management
10 Approve Policy on Payments to None Did Not Vote Shareholder
Directors to Compensate for Effects of
the Helms-Burton Act
11 Change Size of Board of Directors None Did Not Vote Shareholder
12 Amend Bylaw No. I None Did Not Vote Management
--------------------------------------------------------------------------------
SILVER STANDARD RESOURCES INC.
Ticker: SSO Security ID: 82823L106
Meeting Date: MAY 09, 2014 Meeting Type: Annual/Special
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Peter W. Tomsett For For Management
2.2 Elect Director A.E. Michael Anglin For For Management
2.3 Elect Director Richard C. Campbell For For Management
2.4 Elect Director Gustavo A. Herrero For For Management
2.5 Elect Director Richard D. Paterson For For Management
2.6 Elect Director Steven P. Reid For For Management
2.7 Elect Director John Smith For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Advance Notice Policy For For Management
5 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SILVERCORP METALS INC.
Ticker: SVM Security ID: 82835P103
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date: AUG 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Rui Feng For For Management
2.2 Elect Director Myles Jianguo Gao For For Management
2.3 Elect Director Paul Simpson For Withhold Management
2.4 Elect Director David Kong For For Management
2.5 Elect Director Yikang Liu For For Management
2.6 Elect Director Robert Gayton For For Management
2.7 Elect Director Earl Drake For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SUPERIOR PLUS CORP.
Ticker: SPB Security ID: 86828P103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine (Kay) M. Best For For Management
1.2 Elect Director Grant D. Billing For For Management
1.3 Elect Director Eugene V.N. Bissell For For Management
1.4 Elect Director Luc Desjardins For For Management
1.5 Elect Director Robert J. Engbloom For For Management
1.6 Elect Director Randall J. Findlay For For Management
1.7 Elect Director Mary Jordan For For Management
1.8 Elect Director James S.A. MacDonald For For Management
1.9 Elect Director Walentin (Val) Mirosh For For Management
1.10 Elect Director David P. Smith For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SURGE ENERGY INC.
Ticker: SGY Security ID: 86880Y109
Meeting Date: MAY 22, 2014 Meeting Type: Annual/Special
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Paul Colborne For For Management
2.2 Elect Director P. Daniel O'Neil For For Management
2.3 Elect Director Robert Leach For Withhold Management
2.4 Elect Director James Pasieka For Withhold Management
2.5 Elect Director Keith Macdonald For For Management
2.6 Elect Director Murray Smith For Withhold Management
2.7 Elect Director Colin Davies For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For For Management
5 Approve Stock Incentive Plan For For Management
--------------------------------------------------------------------------------
TAHOE RESOURCES INC.
Ticker: THO Security ID: 873868103
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lorne B. Anderson For For Management
1.2 Elect Director John P. Bell For For Management
1.3 Elect Director Tanya M. Jakusconek For For Management
1.4 Elect Director C. Kevin McArthur For For Management
1.5 Elect Director A. Dan Rovig For For Management
1.6 Elect Director Paul B. Sweeney For For Management
1.7 Elect Director James S. Voorhees For For Management
1.8 Elect Director Kenneth F. Williamson For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
THE JEAN COUTU GROUP (PJC) INC.
Ticker: PJC.A Security ID: 47215Q104
Meeting Date: JUL 09, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lise Bastarache For For Management
1.2 Elect Director Francois J. Coutu For For Management
1.3 Elect Director Jean Coutu For For Management
1.4 Elect Director Marie-Josee Coutu For For Management
1.5 Elect Director Michel Coutu For For Management
1.6 Elect Director Sylvie Coutu For For Management
1.7 Elect Director L. Denis Desautels For For Management
1.8 Elect Director Marcel E. Dutil For For Management
1.9 Elect Director Nicolle Forget For For Management
1.10 Elect Director Robert Lacroix For For Management
1.11 Elect Director Yvon Martineau For For Management
1.12 Elect Director Cora Mussely Tsouflidou For For Management
1.13 Elect Director Annie Thabet For For Management
1.14 Elect Director Dennis Wood For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 SP 1: Require a Majority Vote for the Against For Shareholder
Election of Directors
4 SP 2: Separation of Power Between the Against For Shareholder
Chairman of the Board and the
Principal Shareholders
5 SP 3: Advisory Vote to Ratify Named Against For Shareholder
Executive Officers' Compensation
6 SP 4: Increase Disclosure of Pension Against Against Shareholder
Plans
--------------------------------------------------------------------------------
THOMPSON CREEK METALS COMPANY INC.
Ticker: TC Security ID: 884768102
Meeting Date: MAY 13, 2014 Meeting Type: Annual/Special
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Denis C. Arsenault as Director For For Management
1.2 Elect Carol T. Banducci as Director For For Management
1.3 Elect James L. Freer as Director For For Management
1.4 Elect James P. Geyer as Director For For Management
1.5 Elect Timothy J. Haddon as Director For For Management
1.6 Elect Jacques Perron as Director For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
TIMMINS GOLD CORP.
Ticker: TMM Security ID: 88741P103
Meeting Date: JUL 18, 2013 Meeting Type: Annual/Special
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Bragagnolo For Withhold Management
1.2 Elect Director Arturo Bonillas For Withhold Management
1.3 Elect Director Miguel Soto For Withhold Management
1.4 Elect Director Frank Cordova For For Management
1.5 Elect Director Eugene Hodgson For Withhold Management
1.6 Elect Director Barry Fraser For For Management
1.7 Elect Director Paula Rogers For For Management
1.8 Elect Director Keith Peck For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Authorize Proxyholder to Vote on Any For Against Management
Amendment to Previous Resolutions and
Other Business
--------------------------------------------------------------------------------
TORC OIL & GAS LTD.
Ticker: TOG Security ID: 890895303
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director David Johnson For For Management
2.2 Elect Director John Brussa For For Management
2.3 Elect Director Raymond Chan For For Management
2.4 Elect Director M. Bruce Chernoff For For Management
2.5 Elect Director Brett Herman For For Management
2.6 Elect Director R. Scott Lawrence For For Management
2.7 Elect Director Dale Shwed For For Management
2.8 Elect Director Hank Swartout For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Reduction in Stated Capital For For Management
--------------------------------------------------------------------------------
TOREX GOLD RESOURCES INC.
Ticker: TXG Security ID: 891054108
Meeting Date: JUN 26, 2014 Meeting Type: Annual/Special
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Stanford For For Management
1.2 Elect Director Michael Murphy For For Management
1.3 Elect Director A. Terrance MacGibbon For For Management
1.4 Elect Director David Fennell For For Management
1.5 Elect Director Andrew Adams For For Management
1.6 Elect Director Frank Davis For For Management
1.7 Elect Director James Crombie For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
TRANSFORCE INC.
Ticker: TFI Security ID: 89366H103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Bedard For For Management
1.2 Elect Director Andre Berard For For Management
1.3 Elect Director Lucien Bouchard For For Management
1.4 Elect Director Richard Guay For For Management
1.5 Elect Director Vincent Musacchio For For Management
1.6 Elect Director Ronald D. Rogers For For Management
1.7 Elect Director Joey Saputo For For Management
1.8 Elect Director Neil Donald Manning For For Management
1.9 Elect Director Annie Lo For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TRANSGLOBE ENERGY CORPORATION
Ticker: TGL Security ID: 893662106
Meeting Date: JUN 10, 2014 Meeting Type: Annual/Special
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Ross G. Clarkson For For Management
2.2 Elect Director Lloyd W. Herrick For For Management
2.3 Elect Director Robert G. Jennings For For Management
2.4 Elect Director Geoffrey C. Chase For For Management
2.5 Elect Director Fred J. Dyment For For Management
2.6 Elect Director Susan M. MacKenzie For For Management
3 Approve Shareholder Rights Plan For For Management
4 Approve Advance Notice Policy For Against Management
5 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TRICAN WELL SERVICE LTD.
Ticker: TCW Security ID: 895945103
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Kenneth M. Bagan For For Management
2.2 Elect Director G. Allen Brooks For For Management
2.3 Elect Director Murray L. Cobbe For For Management
2.4 Elect Director Dale M. Dusterhoft For For Management
2.5 Elect Director Donald R. Luft For For Management
2.6 Elect Director Kevin L. Nugent For For Management
2.7 Elect Director Alexander J. Pourbaix For For Management
2.8 Elect Director Douglas F. Robinson For Withhold Management
2.9 Elect Director Dean E. Taylor For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TRINIDAD DRILLING LTD.
Ticker: TDG Security ID: 896356102
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Michael Heier For For Management
2.2 Elect Director Brian Bentz For For Management
2.3 Elect Director Brian Burden For For Management
2.4 Elect Director David Halford For For Management
2.5 Elect Director Jim Brown For For Management
2.6 Elect Director Ken Stickland For For Management
2.7 Elect Director Lyle Whitmarsh For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Amend Stock Option Plan For For Management
6 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
TWIN BUTTE ENERGY LTD.
Ticker: TBE Security ID: 901401307
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2a Elect Director R. James Brown For For Management
2b Elect Director John A. Brussa For For Management
2c Elect Director David M. Fitzpatrick For For Management
2d Elect Director Thomas J. Greschner For For Management
2e Elect Director James Saunders For For Management
2f Elect Director Warren D. Steckley For For Management
2g Elect Director William A. Trickett For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
VERESEN INC.
Ticker: VSN Security ID: 92340R106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald L. Althoff For For Management
1.2 Elect Director J. Paul Charron For For Management
1.3 Elect Director Maureen E. Howe For For Management
1.4 Elect Director Robert J. Iverach For For Management
1.5 Elect Director Rebecca A. McDonald For For Management
1.6 Elect Director Stephen W.C. Mulherin For For Management
1.7 Elect Director Henry W. Sykes For For Management
1.8 Elect Director Bertrand A. Valdman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
WESTERN FOREST PRODUCTS INC.
Ticker: WEF Security ID: 958211203
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director James Arthurs For For Management
2.2 Elect Director Donald Demens For For Management
2.3 Elect Director Lee Doney For For Management
2.4 Elect Director Daniel Nocente For For Management
2.5 Elect Director J. Peter Gordon For For Management
2.6 Elect Director Pierre McNeil For For Management
2.7 Elect Director John B. Newman For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
WESTJET AIRLINES LTD.
Ticker: WJA Security ID: 960410306
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Twelve For Did Not Vote Management
2.1 Elect Director Clive J. Beddoe For Did Not Vote Management
2.2 Elect Director Hugh Bolton For Did Not Vote Management
2.3 Elect Director Ron A. Brenneman For Did Not Vote Management
2.4 Elect Director Antonio Faiola For Did Not Vote Management
2.5 Elect Director Brett Godfrey For Did Not Vote Management
2.6 Elect Director Allan W. Jackson For Did Not Vote Management
2.7 Elect Director S. Barry Jackson For Did Not Vote Management
2.8 Elect Director Wilmot L. Matthews For Did Not Vote Management
2.9 Elect Director L. Jacques Menard For Did Not Vote Management
2.10 Elect Director L.M. (Larry) Pollock For Did Not Vote Management
2.11 Elect Director Janice Rennie For Did Not Vote Management
2.12 Elect Director Gregg Saretsky For Did Not Vote Management
3 Approve KPMG LLP as Auditors and For Did Not Vote Management
Authorize Board to Fix Their
Remuneration
4 Approve Advance Notice Policy For Did Not Vote Management
5 The Undersigned Hereby Certifies that None Did Not Vote Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
(in the case of Common Voting
Shareholders) or a Non-Canadian (in
the case of Variable Voting
Shareholders)
--------------------------------------------------------------------------------
WHITECAP RESOURCES INC.
Ticker: WCP Security ID: 96467A200
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Grant B. Fagerheim For For Management
2.2 Elect Director Gregory S. Fletcher For For Management
2.3 Elect Director Glenn A. McNamara For For Management
2.4 Elect Director Murray K. Mullen For For Management
2.5 Elect Director Stephen C. Nikiforuk For For Management
2.6 Elect Director Kenneth S. Stickland For For Management
2.7 Elect Director Grant A. Zawalsky For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
===================== IQ Global Agribusiness Small Cap ETF =====================
ADECOAGRO S.A.
Ticker: AGRO Security ID: L00849106
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Discharge of Directors For For Management
5 Approve Remuneration of Directors For For Management
6 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
7 Approve Increase in Size Board Size For For Management
From 9 to 11
8.1i Elect Mariono Bosch as Director For For Management
8.1ii Elect Plinio Musettoas Director For For Management
81iii Elect Daniel C. Gonzalez as Director For For Management
8.1iv Elect Dwight Anderson as Director For For Management
8.2i Elect Walter Marcelo Sanchez as For For Management
Director
--------------------------------------------------------------------------------
AMERICAN VANGUARD CORPORATION
Ticker: AVD Security ID: 030371108
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott D. Baskin For For Management
1.2 Elect Director Lawrence S. Clark For For Management
1.3 Elect Director Debra F. Edwards For For Management
1.4 Elect Director Morton D. Erlich For For Management
1.5 Elect Director Alfred F. Ingulli For For Management
1.6 Elect Director John L. Killmer For For Management
1.7 Elect Director Carl R. Soderlind For For Management
1.8 Elect Director Eric G. Wintemute For For Management
1.9 Elect Director M. Esmail Zirakparvar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ASIAN CITRUS HOLDINGS LTD.
Ticker: ACHL Security ID: G0620W201
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: NOV 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Yang Zhen Han as Director For For Management
3b Elect Ng Hoi Yue as Director For For Management
4 Reappoint Baker Tilly Hong Kong For For Management
Limited as Auditors and Authorise
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorise Reissuance of Repurchased For Against Management
Shares
7 Authorise Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ASMO CORP.
Ticker: 2654 Security ID: J7409E101
Meeting Date: MAR 26, 2014 Meeting Type: Special
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change Location of For For Management
Head Office
2 Approve Accounting Transfers For For Management
--------------------------------------------------------------------------------
ASMO CORP.
Ticker: 2654 Security ID: J7409E101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nagai, Takeru For Against Management
1.2 Elect Director Okuda, Hiroshi For For Management
1.3 Elect Director Okada, Hideki For For Management
1.4 Elect Director Kondo, Masaaki For For Management
2.1 Appoint Statutory Auditor Furuta, For For Management
Taketoshi
2.2 Appoint Statutory Auditor Higo, Tatsuo For For Management
--------------------------------------------------------------------------------
CHANGSHOUHUA FOOD CO., LTD.
Ticker: 01006 Security ID: G2045D107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Wang Mingxing as Director For For Management
3b Elect Wang Mingfeng as Director For For Management
3c Elect Cheng Wenming as Director For For Management
3d Elect Wang Aiguo as Director For Against Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
Ticker: 03983 Security ID: Y14251105
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Directors For For Management
2 Accept Report of Supervisory Committee For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Declare Final Dividend
5 Approve Budget Proposals for Fiscal For For Management
Year 2014
6 Reappoint Deloitte Touche Tohmatsu as For For Management
the Overseas Auditors and Deloitte
Touche Tohmatsu LLP as Domestic
Auditors of the Company and Authorize
Board to Fix Their Remuneration
7 Elect Zhou Dechun as Director and For For Management
Approve Director's Remuneration
8 Approve Issuance of Shares without For Against Management
Preemptive Rights
--------------------------------------------------------------------------------
CHINA FOODS LTD.
Ticker: 00506 Security ID: G2154F109
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: MAY 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Chi Jiangtao as Director For For Management
3 Elect Stephen Edward Clark as Director For For Management
4 Elect Liu Ding as Director For Against Management
5 Elect Ning Gaoning as Director For Against Management
6 Elect Li Hung Kwan, Alfred as Director For For Management
7 Elect Jiang Guojin as Director For For Management
8 Elect Lu Xiaohui as Director For For Management
9 Authorize Board to Fix Directors' For For Management
Remuneration
10 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA HUIYUAN JUICE GROUP LTD.
Ticker: 01886 Security ID: G21123107
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: JUN 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Zhao Yali as Director and For For Management
Authorize Board to Fix Her Remuneration
2b Elect Zhao Chen as Director and For For Management
Authorize Board to Fix His Remuneration
2c Elect Leung Man Kit as Director and For For Management
Authorize Board to Fix His Remuneration
2d Elect Cui Xianguo as Director and For For Management
Authorize Board to Fix His Remuneration
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt New Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
CHINA MINZHONG FOOD CORPORATION LIMITED
Ticker: K2N Security ID: Y1503Q105
Meeting Date: OCT 28, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For Against Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Siek Wei Ting as Director For Against Management
4 Elect Hendra Widjaja as Director For Against Management
5 Elect Goh Kian Chee as Director For Against Management
6 Approve Directors' Fees For For Management
7 Reappoint Crowe Horwath First Trust For For Management
LLP as Auditors and Authorize Board to
Fix Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Issuance of Shares and Grant For Against Management
of Options Pursuant to the CMZ
Employee Share Option Scheme 2010
--------------------------------------------------------------------------------
CHINA MODERN DAIRY HOLDINGS LTD.
Ticker: 01117 Security ID: G21579100
Meeting Date: OCT 28, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2a1 Elect Yu Xubo as Director For For Management
2a2 Elect Gao Lina as Director For For Management
2a3 Elect Sun Yugang as Director For For Management
2a4 Elect Ding Sheng as Director For For Management
2a5 Elect Li Shengli as Director For For Management
2a6 Elect Lee Kong Wai, Conway as Director For Against Management
2a7 Elect Liu Fuchun as Director For For Management
2a8 Elect Kang Yan as Director For For Management
2b Authorize Board to Fix Directors' For For Management
Remuneration
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Share Repurchase Program For For Management
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MODERN DAIRY HOLDINGS LTD.
Ticker: 01117 Security ID: G21579100
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAY 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Han Chunlin as Director For For Management
2a2 Elect Wolhardt Julian Juul as Director For For Management
2a3 Elect Hui Chi Kin, Max as Director For For Management
2a4 Elect Kang Yan as Director For For Management
2b Authorize Board to Fix Directors' For For Management
Remuneration
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve the Share Option Scheme For Against Management
--------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LTD.
Ticker: 01068 Security ID: G21159101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Feng Kuande as Director For For Management
3 Elect Gao Hui as Director For For Management
4 Elect Chen Jianguo as Director For For Management
5 Authorize Board to Fix Directors' For For Management
Remuneration
6 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHIQUITA BRANDS INTERNATIONAL, INC.
Ticker: CQB Security ID: 170032809
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Howard W. Barker, Jr. For For Management
1c Elect Director Clare M. Hasler-Lewis For For Management
1d Elect Director Craig E. Huss For For Management
1e Elect Director Edward F. Lonergan For For Management
1f Elect Director Jeffrey N. Simmons For For Management
1g Elect Director Steven P. Stanbrook For For Management
1h Elect Director Ronald V. Waters, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
CORBION NV
Ticker: Security ID: N2366U201
Meeting Date: OCT 11, 2013 Meeting Type: Special
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Change Company Name to Corbion For For Management
2b Amend Articles Re: Acquisition of Own For For Management
Shares
2c Amend Articles Re: Implementation of For For Management
Act on Governance and Supervision
3 Authorize Repurchase of Up to 25 For For Management
Percent of Issued Share Capital Re:
Divestment of Bakery Division and EUR
250 Million Repayment to Shareholders
4 Approve Cancellation of Repurchased For For Management
Shares
5 Discuss Company's Reserves and None None Management
Dividend Policy
6 Other Business (Non-Voting) None None Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
DAIRY CREST GROUP PLC
Ticker: DCG Security ID: G2624G109
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: JUL 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Tom Atherton as Director For For Management
5 Re-elect Mark Allen as Director For For Management
6 Re-elect Martyn Wilks as Director For For Management
7 Re-elect Stephen Alexander as Director For For Management
8 Re-elect Andrew Carr-Locke as Director For For Management
9 Re-elect Sue Farr as Director For For Management
10 Re-elect Richard Macdonald as Director For For Management
11 Re-elect Anthony Fry as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Approve Long Term Alignment Plan For For Management
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
DEOLEO SA
Ticker: OLE Security ID: E6505G148
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Individual Financial Statements For For Management
1.2 Approve Consolidated Financial For For Management
Statements
2.1 Approve Individual Management Report For For Management
2.2 Approve Consolidated Management Report For For Management
3 Approve Discharge of Board For For Management
4 Approve Allocation of Income For For Management
5 Approve Capital Reduction by Decrease For For Management
in Par Value
6 Amend Articles Re: Adoption of For Against Management
Resolutions
7 Receive Amendments to Board of None None Management
Directors' Regulations
8 Fix Number of Directors at 14 For For Management
8.1 Reelect Oscar Fanjul Martin as Director For Against Management
8.2 Reelect Monte de Piedad y Caja de For Against Management
Ahorros de Ronda Cadiz Almeria Malaga
Antequera y Jaen, Unicaja as Director
8.3 Reelect Banco Mare Nostrum SA as For Against Management
Director
8.4 Reelect Inmogestion y Patrimonios SA For Against Management
as Director
8.5 Reelect Mediacion y Diagnostico SA as For Against Management
Director
8.6 Reelect Luis Gonzalez Ruiz as Director For Against Management
8.7 Reelect Manuel Atencia Robledo as For Against Management
Director
8.8 Reelect Jaime Carbo Fernandez as For Against Management
Director
8.9 Reelect Hiscam Patrimonios SA as For Against Management
Director
8.10 Reelect Participacion y Cartera de For Against Management
Inversiones SL as Director
8.11 Reelect Antonio Lopez Lopez as Director For Against Management
8.12 Reelect Sinpa Holding SA as Director For Against Management
8.13 Reelect Antonio Luque Luque as Director For Against Management
8.14 Reelect Jose Moreno Moreno as Director For Against Management
8.15 Allow Directors to Be Involved in For For Management
Other Companies
9 Advisory Vote on Remuneration Policy For Against Management
Report
10 Approve Remuneration of Directors For For Management
11 Renew Appointment of Deloitte as For For Management
Auditor
12 Authorize Share Repurchase Program For For Management
13 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights
14 Approve Shares-in-lieu-of-Bonus Plan For For Management
15 Change Location of Registered Office For For Management
and Amend Article 4 Accordingly
16 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC.
Ticker: DOLE Security ID: 256603101
Meeting Date: OCT 31, 2013 Meeting Type: Special
Record Date: SEP 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EBRO FOODS S.A
Ticker: EBRO Security ID: E38028135
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: MAY 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Discharge of Board For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Appoint Auditors For For Management
5 Advisory Vote on Remuneration Policy For For Management
Report
6 Authorize Donations to Fundacion Ebro For For Management
Foods
7.1 Ratify Appointment of and Elect For Against Management
Empresas Comerciales e Industriales
Valencianas SL as Director
7.2 Reelect Antonio Hernandez Callejas as For Against Management
Director
7.3 Reelect Demetrio Carceller Arce as For Against Management
Director
7.4 Reelect Alimentos y Aceites SA as For Against Management
Director
7.5 Reelect Fernando Castello Clemente as For Against Management
Director
7.6 Reelect Jose Ignacio Comenge For Against Management
Sanchez-Real as Director
7.7 Reelect Sol Daurella Comadran as For For Management
Director
7.8 Reelect Hispafoods Invest SL as For Against Management
Director
7.9 Reelect Instituto Hispanico del Arroz For Against Management
SA as Director
7.10 Reelect Jose Nieto de la Cierva as For Against Management
Director
7.11 Reelect Rudolf-August Oetker as For Against Management
Director
7.12 Reelect Eugenio Ruiz-Galvez Priego as For Against Management
Director
7.13 Reelect Jose Antonio Segurado Garcia For For Management
as Director
7.14 Fix Number of Directors at 13 For Against Management
8.1 Allow Director Alimentos y Aceites SA For For Management
to Be Involved in Other Companies
8.2 Allow Director Instituto Hispanico del For For Management
Arroz to Be Involved in Other Companies
8.3 Allow Director Antonio Hernandez For For Management
Callejas to Be Involved in Other
Companies
8.4 Allow Director Rudolf-August Oetker to For For Management
Be Involved in Other Companies
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EZAKI GLICO CO. LTD.
Ticker: 2206 Security ID: J13314109
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2 Approve 2 into 1 Reverse Stock Split For Against Management
3 Amend Articles To Carry out Effective For Against Management
Increase in Authorized Capital -
Reduce Share Trading Unit - Reduce
Directors' Term - Authorize Board to
Determine Income Allocation
4.1 Elect Director Ezaki, Katsuhisa For For Management
4.2 Elect Director Ezaki, Etsuro For For Management
4.3 Elect Director Azumi, Masahiro For For Management
4.4 Elect Director Kuriki, Takashi For For Management
4.5 Elect Director Umezaki, Nobuhiko For For Management
4.6 Elect Director Masuda, Tetsuo For For Management
4.7 Elect Director Kato, Takatoshi For For Management
5 Appoint Statutory Auditor Yoshida, For For Management
Toshiaki
--------------------------------------------------------------------------------
FIRST RESOURCES LTD.
Ticker: EB5 Security ID: Y2560F107
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Lim Ming Seong as Director For For Management
4 Elect Ng Shin Ein as Director For For Management
5 Elect Ong Beng Kee, as Director For For Management
6 Approve Directors' Fees For For Management
7 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 00038 Security ID: Y25714109
Meeting Date: AUG 19, 2013 Meeting Type: Special
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management System for Raised Fund For For Management
2 Approve Injection of the Assets of the For For Shareholder
Hi-Powered Agricultural Diesel Engine
Project into YTO Diesel
3 Authorize Board to Consider and For For Shareholder
Approve the Matter in Relation to the
Capital Contribution to YTO Diesel
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 00038 Security ID: Y25714109
Meeting Date: OCT 15, 2013 Meeting Type: Special
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Purchase of Liability For Against Management
Insurance for Directors, Supervisors,
and Senior Management Officers
2 Appoint Baker Tilly China Certified For For Management
Public Accountants as Internal Control
Auditor
3 Approve Provision of Guarantee by the For For Management
Company and its Subsidiaries
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 00038 Security ID: Y25714109
Meeting Date: OCT 15, 2013 Meeting Type: Special
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 00038 Security ID: Y25714109
Meeting Date: DEC 30, 2013 Meeting Type: Special
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Erlong as Director For For Management
2 Amend Rules of Procedures of Board For Against Management
Meetings
--------------------------------------------------------------------------------
FIRST TRACTOR CO., LTD.
Ticker: 00038 Security ID: Y25714109
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Proposal For For Management
5 Reappoint Baker Tilly China Certified For For Management
Public Accountants and Baker Tilly
Hong Kong Limited as PRC and Hong Kong
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
6 Reappoint Baker Tilly China Certified For For Management
Public Accountants as Internal Control
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Provision of Guarantees for For For Management
Dealer of Agricultural Machinery
Products Under the Brand Name Dong
Fanghong
8 Approve Provision of Guarantees to For For Management
Subsidiaries
9 Approve Amendments to the Rules of For For Management
Procedures for the Supervisory
Committee
10 Elect Yu Zengbiao as Director For For Management
11 Elect Wang Kejun as Director For For Management
12 Elect Wu Zongyan as Director For For Management
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
FUJI OIL CO. LTD.
Ticker: 2607 Security ID: J14994107
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2 Amend Articles To Change Location of For For Management
Head Office
3.1 Elect Director Ebihara, Yoshitaka For For Management
3.2 Elect Director Shimizu, Hiroshi For For Management
3.3 Elect Director Teranishi, Susumu For For Management
3.4 Elect Director Maeda, Hirokazu For For Management
3.5 Elect Director Uchiyama, Tetsuya For For Management
3.6 Elect Director Nishimura, Ichiro For For Management
3.7 Elect Director Kuno, Mitsugu For For Management
3.8 Elect Director Kobayashi, Makoto For For Management
3.9 Elect Director Kimoto, Minoru For For Management
3.10 Elect Director Yoshida, Tomoyuki For For Management
3.11 Elect Director Ikeda, Masashi For For Management
3.12 Elect Director Mishina, Kazuhiro For For Management
4 Appoint Alternate Statutory Auditor For Against Management
Kyoda, Makoto
--------------------------------------------------------------------------------
GFPT PUBLIC CO LTD
Ticker: GFPT Security ID: Y27087165
Meeting Date: DEC 12, 2013 Meeting Type: Special
Record Date: OCT 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Amend Memorandum of Association For For Management
3 Approve Connected Transaction For For Management
4 Other Business None None Management
--------------------------------------------------------------------------------
GFPT PUBLIC CO LTD
Ticker: GFPT Security ID: Y27087165
Meeting Date: APR 04, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results None None Management
3 Accept Financial Statements For For Management
4 Approve Dividend of THB 0.35 Per Share For For Management
5.1 Elect Anan Sirimongkolkasem as Director For Against Management
5.2 Elect Somsiri Ingpochai as Director For For Management
5.3 Elect Paramet Hetrakul as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Sam Nak-Ngan A.M.C. Co. Ltd. For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
GRAINCORP LTD.
Ticker: GNC Security ID: Q42655102
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: FEB 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3.1 Elect Peter J Housden as Director For For Management
3.2 Elect Simon L Tregoning as Director For For Management
--------------------------------------------------------------------------------
HONWORLD GROUP LIMITED
Ticker: 02226 Security ID: G4598A100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Elect Wang Chao as Director For For Management
5 Elect Zhang Bihong as Director For For Management
6 Elect Lei Jiasu as Director For For Management
7 Authorize Board to Fix Directors' For For Management
Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HOUSE FOODS GROUP INC.
Ticker: 2810 Security ID: J22680102
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Oze, Akira For For Management
2.2 Elect Director Urakami, Hiroshi For For Management
2.3 Elect Director Matsumoto, Keiji For For Management
2.4 Elect Director Hiroura, Yasukatsu For For Management
2.5 Elect Director Inoue, Hajime For For Management
2.6 Elect Director Kudo, Masahiko For For Management
2.7 Elect Director Fujii, Toyoaki For For Management
2.8 Elect Director Taguchi, Masao For For Management
2.9 Elect Director Yamamoto, Kunikatsu For For Management
2.10 Elect Director Koike, Akira For For Management
3 Appoint Statutory Auditor Shiota, Shoji For For Management
--------------------------------------------------------------------------------
INDOFOOD AGRI RESOURCES LTD.
Ticker: 5JS Security ID: Y3974E108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare First and Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Elect Moleonoto Tjang as Director For For Management
4b Elect Lee Kwong Foo Edward as Director For For Management
4c Elect Lim Hock San as Director For For Management
4d Elect Goh Kian Chee as Director For For Management
5 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Approve Mandate for Transactions with For For Management
Related Parties
8 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ISEKI & CO., LTD.
Ticker: 6310 Security ID: J24349110
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4
2.1 Elect Director Minami, Kenji For For Management
2.2 Elect Director Kimura, Noriyuki For For Management
2.3 Elect Director Tada, Susumu For For Management
2.4 Elect Director Kikuchi, Akio For For Management
2.5 Elect Director Kinoshita, Eiichiro For For Management
2.6 Elect Director Maki, Yasunori For For Management
2.7 Elect Director Toyoda, Yoshiyuki For For Management
2.8 Elect Director Kamada, Hiroshi For For Management
2.9 Elect Director Arata, Shinji For For Management
2.10 Elect Director Iwasaki, Atsushi For For Management
3.1 Appoint Statutory Auditor Tanaka, Shoji For For Management
3.2 Appoint Statutory Auditor Oka, Atsushi For Against Management
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
ITOHAM FOODS INC.
Ticker: 2284 Security ID: J25037128
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Horio, Mamoru For For Management
1.2 Elect Director Ishii, Takashi For For Management
1.3 Elect Director Ikeuchi, Hiroaki For For Management
1.4 Elect Director Shibayama, Ikuro For For Management
1.5 Elect Director Ito, Koichi For For Management
1.6 Elect Director Ichida, Kenichi For For Management
1.7 Elect Director Misono, Kazuhiko For For Management
1.8 Elect Director Munakata, Nobuhiko For For Management
2 Appoint Statutory Auditor Nakajima, For For Management
Hisanori
--------------------------------------------------------------------------------
J-OIL MILLS INC.
Ticker: 2613 Security ID: J2838H106
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Umeda, Sumikazu For For Management
2.2 Elect Director Matsui, Shinichi For For Management
2.3 Elect Director Yoshida, Satoshi For For Management
2.4 Elect Director Zento, Katsuo For For Management
2.5 Elect Director Goto, Yasuo For For Management
2.6 Elect Director Bannai, Akio For For Management
2.7 Elect Director Tashima, Ikukazu For For Management
2.8 Elect Director Shinada, Hideaki For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Retirement Bonus Payment for For Against Management
Director
5 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
KEWPIE CORP.
Ticker: 2809 Security ID: J33097106
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: NOV 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miyake, Minesaburo For For Management
1.2 Elect Director Nakashima, Amane For For Management
1.3 Elect Director Katsuyama, Tadaaki For For Management
1.4 Elect Director Wada, Yoshiaki For For Management
1.5 Elect Director Suda, Shigehiro For For Management
1.6 Elect Director Takemura, Shigeki For For Management
1.7 Elect Director Inoue, Nobuo For For Management
1.8 Elect Director Furutachi, Masafumi For For Management
1.9 Elect Director Goto, Nobutaka For For Management
1.10 Elect Director Hyodo, Toru For For Management
1.11 Elect Director Chonan, Osamu For For Management
1.12 Elect Director Sakai, Ichiro For For Management
2.1 Appoint Statutory Auditor Ichise, Jiro For For Management
2.2 Appoint Statutory Auditor Kasama, Haruo For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
KUMIAI CHEMICAL INDUSTRY CO. LTD.
Ticker: 4996 Security ID: J36834117
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: OCT 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2 Elect Director Kakinami, Hiroyuki For For Management
--------------------------------------------------------------------------------
LINDSAY CORPORATION
Ticker: LNN Security ID: 535555106
Meeting Date: JAN 27, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Christodolou For For Management
1.2 Elect Director W. Thomas Jagodinski For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MITSUI SUGAR CO. LTD
Ticker: 2109 Security ID: J45163102
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Iida, Masaaki For For Management
2.2 Elect Director Tako, Yuutaro For For Management
2.3 Elect Director Nomura, Junichi For For Management
2.4 Elect Director Mikayama, Hideyuki For For Management
2.5 Elect Director Shoji, Hidehiro For For Management
2.6 Elect Director Maeda, Kaoru For For Management
2.7 Elect Director Hattori, Haruyuki For For Management
3.1 Appoint Statutory Auditor Hayashi, For For Management
Yoichi
3.2 Appoint Statutory Auditor Iijima, For Against Management
Ichiro
--------------------------------------------------------------------------------
MIYOSHI OIL & FAT CO. LTD.
Ticker: 4404 Security ID: J45937109
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2.1 Elect Director Matsumaru, Mitsuaki For For Management
2.2 Elect Director Kawarasaki, Yasushi For For Management
3 Appoint Statutory Auditor Arai, Toshio For For Management
4 Appoint Alternate Statutory Auditor For For Management
Hosoi, Kazuaki
5 Approve Retirement Bonus Payment for For Against Management
Directors and Statutory Auditor
--------------------------------------------------------------------------------
MORINAGA MILK INDUSTRY CO. LTD.
Ticker: 2264 Security ID: J46410114
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2 Amend Articles To Amend Business Lines For For Management
3 Elect Director Okumiya, Kyoko For For Management
4 Appoint Alternate Statutory Auditor For For Management
Kato, Ichiro
--------------------------------------------------------------------------------
NIHON NOHYAKU CO. LTD.
Ticker: 4997 Security ID: J50667104
Meeting Date: DEC 20, 2013 Meeting Type: Annual
Record Date: SEP 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8.5
2.1 Elect Director Koyama, Yoichi For For Management
2.2 Elect Director Hirose, Kaoru For For Management
2.3 Elect Director Konno, Takamichi For For Management
2.4 Elect Director Tomoi, Yosuke For For Management
2.5 Elect Director Hosoda, Hideji For For Management
2.6 Elect Director Kose, Sumitaka For For Management
2.7 Elect Director Sakuma, Shin For For Management
2.8 Elect Director Nakashima, Hiroyuki For For Management
2.9 Elect Director Kori, Akio For For Management
2.10 Elect Director Morio, Kazuhiko For For Management
3 Appoint Statutory Auditor Hamade, For For Management
Nobumasa
4 Appoint Alternate Statutory Auditor For Against Management
Hanamizu, Yukukazu
5 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NIPPON FLOUR MILLS CO. LTD.
Ticker: 2001 Security ID: J53591111
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Kotera, Haruki For For Management
2.2 Elect Director Somezawa, Mitsuo For For Management
2.3 Elect Director Shimizu, Hirokazu For For Management
2.4 Elect Director Kiyoto, Takafumi For For Management
2.5 Elect Director Murakami, Yoshiaki For For Management
2.6 Elect Director Akashi, Morimasa For For Management
2.7 Elect Director Kumakura, Yoshio For For Management
3.1 Appoint Statutory Auditor Okuyama, Akio For Against Management
3.2 Appoint Statutory Auditor Kawamata, For Against Management
Naotaka
4 Appoint Alternate Statutory Auditor For Against Management
Sagara, Yuriko
5 Approve Retirement Bonuses and Special For Against Management
Payments in Connection with Abolition
of Retirement Bonus System
6 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
NIPPON MEAT PACKERS INC.
Ticker: 2282 Security ID: J54752142
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change Company Name For For Management
2.1 Elect Director Kobayashi, Hiroshi For For Management
2.2 Elect Director Takezoe, Noboru For For Management
2.3 Elect Director Okoso, Hiroji For For Management
2.4 Elect Director Uchida, Koji For For Management
2.5 Elect Director Suezawa, Juichi For For Management
2.6 Elect Director Hata, Yoshihide For For Management
2.7 Elect Director Kawamura, Koji For For Management
2.8 Elect Director Katayama, Toshiko For For Management
2.9 Elect Director Taka, Iwao For For Management
2.10 Elect Director Shinohara, Takahiko For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NISSHIN OILLIO GROUP LTD
Ticker: 2602 Security ID: J57719122
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Imamura, Takao For For Management
2.2 Elect Director Seto, Akira For For Management
2.3 Elect Director Ishigami, Takashi For For Management
2.4 Elect Director Fujii, Takashi For For Management
2.5 Elect Director Ogami, Hidetoshi For For Management
2.6 Elect Director Yoshida, Nobuaki For For Management
2.7 Elect Director Kuno, Takahisa For For Management
2.8 Elect Director Narusawa, Takashi For For Management
2.9 Elect Director Uehara, Toshio For For Management
3 Appoint Statutory Auditor Otara, For For Management
Takeshi
4 Appoint Alternate Statutory Auditor For For Management
Matsumura, Tatsuhiko
5 Approve Takeover Defense Plan (Poison For Against Management
Pill)
6 Approve Retirement Bonuses and Special For Against Management
Payments in Connection with Abolition
of Retirement Bonus System
--------------------------------------------------------------------------------
NISSHIN SEIFUN GROUP INC.
Ticker: 2002 Security ID: J57633109
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Oeda, Hiroshi For For Management
2.2 Elect Director Ikeda, Kazuo For For Management
2.3 Elect Director Nakagawa, Masao For For Management
2.4 Elect Director Takizawa, Michinori For For Management
2.5 Elect Director Harada, Takashi For For Management
2.6 Elect Director Ogawa, Yasuhiko For For Management
2.7 Elect Director Mori, Akira For For Management
2.8 Elect Director Nakagawa, Masashi For For Management
2.9 Elect Director Iwasaki, Koichi For For Management
2.10 Elect Director Yamada, Takao For For Management
2.11 Elect Director Kemmoku, Nobuki For For Management
2.12 Elect Director Okumura, Ariyoshi For For Management
2.13 Elect Director Mimura, Akio For For Management
2.14 Elect Director Sato, Kiyoshi For For Management
3.1 Appoint Statutory Auditor Ito, Satoshi For For Management
3.2 Appoint Statutory Auditor Yoshinare, For For Management
Kazuya
4 Approve Stock Option Plan for Directors For For Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NUFARM LIMITED
Ticker: NUF Security ID: Q7007B105
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Donald McGauchie as Director For For Management
3b Elect Toshikazu Takasaki as Director For For Management
4 Approve the Grant of Performance For For Management
Rights to Doug Rathbone, Managing
Director and Chief Executive Officer
of the Company
5 Approve the Renewal of the For For Management
Proportional Takeover Provisions
6 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
NUTRECO NV
Ticker: NUO Security ID: N6509P151
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Open Meeting None None Management
1.2 Receive Announcements None None Management
2.1 Receive Report of Supervisory Board None None Management
(Non-Voting)
2.2 Discuss Remuneration Report None None Management
3 Receive Report of Management Board None None Management
(Non-Voting)
4.1 Adopt Financial Statements For For Management
4.2 Approve Dividends of EUR 1 Per Share For For Management
5.1 Approve Discharge of Management Board For For Management
5.2 Approve Discharge of Supervisory Board For For Management
6.1 Ratify KPMG Accountants as Auditors For For Management
Re: Financial Year 2015
6.2 Receive Announcements Re: Mandatory None None Management
Auditor Rotation
7.1 Acknowledge Resignation of R.J. Frohn None None Management
as Supervisory Board Member
7.2 Elect P.S. Overmars to Supervisory For For Management
Board
7.3 Reelect H.W.P.M.A. Verhagen to For For Management
Supervisory Board
8.1 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
8.2 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 8.1
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
PREMIER FOODS PLC
Ticker: PFD Security ID: G7S17N124
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Alastair Murray as Director For For Management
5 Elect Pamela Powell as Director For For Management
6 Re-elect David Beever as Director For For Management
7 Re-elect Gavin Darby as Director For For Management
8 Re-elect Ian Krieger as Director For For Management
9 Re-elect Jennifer Laing as Director For For Management
10 Re-elect Charles Miller Smith as For For Management
Director
11 Re-elect David Wild as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Approve Sharesave Plan For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
PRIMA MEAT PACKERS LTD.
Ticker: 2281 Security ID: J64040132
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2
2.1 Elect Director Matsui, Tetsuya For For Management
2.2 Elect Director Omori, Masao For For Management
2.3 Elect Director Maeda, Shigeki For For Management
2.4 Elect Director Yamashita, Takeshi For For Management
2.5 Elect Director Yano, Masahiko For For Management
2.6 Elect Director Tsuji, Shinji For For Management
2.7 Elect Director Uchiyama, Takahiro For For Management
--------------------------------------------------------------------------------
PT BAKRIE SUMATERA PLANTATIONS TBK
Ticker: UNSP Security ID: Y7117V133
Meeting Date: JUL 08, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For For Management
2 Approve Financial Statements For For Management
3 Approve Auditors For For Management
4 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
PT MALINDO FEEDMILL TBK
Ticker: MAIN Security ID: Y7127C117
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
PT PP LONDON SUMATRA INDONESIA TBK
Ticker: LSIP Security ID: Y7137X101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For For Management
2 Accept Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Elect Directors and Commissioners For Against Management
5 Approve Remuneration of Directors and For For Management
Commissioners
6 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
PT SALIM IVOMAS PRATAMA TBK
Ticker: SIMP Security ID: Y71365103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For For Management
2 Accept Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
SHENGUAN HOLDINGS (GROUP) LTD.
Ticker: 00829 Security ID: G8116M108
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Declare Final Dividend and Special For For Management
Final Dividend
2b Authorize Board to Do All Such Acts in For For Management
Connection with the Implementation of
the Payment of Final Dividend and
Special Final Dividend
3 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4a Elect Zhou Yaxian as Director For For Management
4b Elect Shi Guicheng as Director For For Management
4c Elect Ru Xiquan as Director For For Management
4d Elect Mo Yunxi as Director For For Management
4e Elect Low Jee Keong as Director For For Management
4f Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINO GRANDNESS FOOD INDUSTRY GROUP LTD
Ticker: T4B Security ID: Y7999W118
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Elect Huang Yupeng as Director For For Management
3 Elect Huang Yushan as Director For For Management
4 Elect Wong Chee Meng, Lawrence as For For Management
Director
5 Approve Directors' Fees For For Management
6 Reappoint Foo Kon Tan Grant Thornton For For Management
LLP as Auditors and Authorize Board to
Fix Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Issuance of Shares Under the For Against Management
Sino Grandness Employee Share Option
Scheme
--------------------------------------------------------------------------------
SINO GRANDNESS FOOD INDUSTRY GROUP LTD
Ticker: T4B Security ID: Y7999W118
Meeting Date: APR 28, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SINOFERT HOLDINGS LTD.
Ticker: 00297 Security ID: G8403G103
Meeting Date: JAN 24, 2014 Meeting Type: Special
Record Date: JAN 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended MOU and Related Annual For For Management
Caps
2 Approve Framework Agreement and For For Management
Related Annual Caps
--------------------------------------------------------------------------------
SINOFERT HOLDINGS LTD.
Ticker: 00297 Security ID: G8403G103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wang Hong Jun as Director For For Management
2b Elect Harry Yang as Director For For Management
2c Elect Yang Lin as Director For For Management
2d Elect Xiang Dandan as Director For For Management
3 Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Share Repurchase Program For For Management
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINOFERT HOLDINGS LTD.
Ticker: 00297 Security ID: G8403G103
Meeting Date: MAY 15, 2014 Meeting Type: Special
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sulphur Import Framework For For Management
Agreement and Revised Annual Caps
--------------------------------------------------------------------------------
SUNOPTA INC.
Ticker: STKL Security ID: 8676EP108
Meeting Date: MAY 29, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay Amato For For Management
1b Elect Director Steven Bromley For For Management
1c Elect Director Michael Detlefsen For For Management
1d Elect Director Peter Fraser For For Management
1e Elect Director Douglas Greene For For Management
1f Elect Director Victor Hepburn For For Management
1g Elect Director Katrina Houde For For Management
1h Elect Director Jeremy Kendall For For Management
1i Elect Director Alan Murray For For Management
1j Elect Director Allan Routh For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
THE TORO COMPANY
Ticker: TTC Security ID: 891092108
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Ettinger For For Management
1.2 Elect Director Katherine J. Harless For For Management
1.3 Elect Director Michael J. Hoffman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
YAMATANE CORP.
Ticker: 9305 Security ID: J96392121
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Indemnify Directors For For Management
2.1 Elect Director Yamazaki, Motohiro For For Management
2.2 Elect Director Takagawa, Shuuji For For Management
2.3 Elect Director Mito, Takashi For For Management
2.4 Elect Director Tsunoda, Tatsuya For For Management
2.5 Elect Director Fukuda, Naoaki For For Management
2.6 Elect Director Suzuki, Yasumichi For For Management
2.7 Elect Director Tsuchiya, Osamu For For Management
2.8 Elect Director Saito, Shoichi For For Management
3 Appoint Alternate Statutory Auditor For Against Management
Naito, Jun
--------------------------------------------------------------------------------
YASHILI INTERNATIONAL HOLDINGS LIMITED
Ticker: 01230 Security ID: G98340105
Meeting Date: FEB 18, 2014 Meeting Type: Special
Record Date: FEB 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Transfer Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
YASHILI INTERNATIONAL HOLDINGS LIMITED
Ticker: 01230 Security ID: G98340105
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Sun Yiping as Director For For Management
3b Elect Ding Sheng as Director For For Management
3c Elect Wu Jingshui as Director For For Management
3d Elect Li Dongming as Director For For Management
3e Elect Zhang Yanpeng as Director For For Management
3f Elect Cheng Shoutai as Director For For Management
3g Elect Mok Wai Bun Ben as Director For For Management
3h Elect Lee Kong Wai Conway as Director For Against Management
3i Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YUANSHENGTAI DAIRY FARM LTD.
Ticker: 01431 Security ID: G98785101
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: JUN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Fu Wenguo as Director For For Management
2b Elect Su Shiqin as Director For For Management
2c Elect Sun Wei as Director For For Management
2d Elect Lau Ho Fung as Director For For Management
2e Elect Wu Chi Keung as Director For Against Management
2f Elect Zhang Yuezhou as Director For For Management
2g Elect Zhu Zhanbo as Director For For Management
3 Approve Remuneration for the Year For For Management
Ended Dec. 31, 2013 and Authorize
Board to Fix Directors' Remuneration
for the Year Ending Dec. 31, 2014
4 Reappoint Ernst & Young, Certified For For Management
Public Accountant as Auditors and
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
========================= IQ Global Oil Small Cap ETF ==========================
ALLIANCE OIL COMPANY LTD
Ticker: AOIL SDB Security ID: G0252S106
Meeting Date: DEC 02, 2013 Meeting Type: Special
Record Date: NOV 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman For For Management
3 Prepare and Approve of Voting List For For Management
4 Approve Agenda For For Management
5 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Merger With Alford Financial For For Management
Ltd.
8 Close Meeting None None Management
--------------------------------------------------------------------------------
ALON USA ENERGY, INC.
Ticker: ALJ Security ID: 020520102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: APR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Wiessman For Withhold Management
1.2 Elect Director Boaz Biran For Withhold Management
1.3 Elect Director Ron W. Haddock For For Management
1.4 Elect Director Itzhak Bader For Withhold Management
1.5 Elect Director Jeff D. Morris For Withhold Management
1.6 Elect Director Yeshayahu Pery For Withhold Management
1.7 Elect Director Zalman Segal For For Management
1.8 Elect Director Ilan Cohen For For Management
1.9 Elect Director Yonel Cohen For For Management
1.10 Elect Director Oded Rubinstein For Withhold Management
1.11 Elect Director Shraga Biran For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARCHER LTD.
Ticker: ARCHER Security ID: G0451H109
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Tor Olav Troim as Director For For Management
2 Reelect Kate Blankenship as Director For For Management
3 Reelect Cecilie Fredriksen as Director For For Management
4 Reelect Giovanni Dell'Orto as Director For For Management
5 Reelect John Reynolds as Director For For Management
6 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Remuneration of Directors in For For Management
the Aggregate Amount of USD 500,000
--------------------------------------------------------------------------------
BANGCHAK PETROLEUM PUBLIC CO LTD
Ticker: BCP Security ID: Y0586K134
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Director's Report None None Management
3 Accept Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend of THB 0.75 Per Share
5.1 Elect Dapong Rattanasuwan as Director For For Management
5.2 Elect Suthep Wongvorazathe as Director For For Management
5.3 Elect Prasong Poontaneat as Director For For Management
5.4 Elect Vichien Usanachote as Director For For Management
5.5 Elect Chaiwat Chotima as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
BONANZA CREEK ENERGY, INC.
Ticker: BCEI Security ID: 097793103
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin A. Neveu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BPZ RESOURCES, INC.
Ticker: BPZ Security ID: 055639108
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Beasley For For Management
1.2 Elect Director Jerelyn Eagan For For Management
1.3 Elect Director Richard Spies For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BW OFFSHORE LIMITED
Ticker: BWO Security ID: G1190N100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Confirm Notice of General Meeting None None Management
2 Receive Financial Statements and None None Management
Statutory Reports
3 Fix Number of Directors at 10 For For Management
4a Reelect Helmut Sohmen as Director For For Management
4b Reelect Christophe Pettenati-Auziere For For Management
as Director
4c Reelect Clare Spottiswoode as Director For For Management
4d Reelect Ronny Langeland as Director For For Management
4e Reelect Andreas Sohmen-Pao as Director For For Management
4f Reelect Maarten Scholten as Director For For Management
5 Authorize Board to Fill Vacancies For Against Management
6a Elect Andreas Sohmen-Pao as Member of For For Management
the Nominating Committee
6b Elect Bjarte Boe as Member of the For For Management
Nominating Committee
6c Elect Elaine Yew Wen Suen as Member of For For Management
the Nominating Committee
7 Approve Nomination Committee Guidelines For For Management
8 Approve Remuneration of Directors in For For Management
the Amount of USD 80,000 for the
Chairman, USD 70,000 for the Deputy
Chairman, and USD 60,000 for Other
Members; Approve Remuneration for
Committee Work
9 Approve EY as Auditors and Authorize For For Management
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
CANYON SERVICES GROUP INC.
Ticker: FRC Security ID: 138873104
Meeting Date: MAY 21, 2014 Meeting Type: Annual/Special
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley P.D. Fedora For For Management
1.2 Elect Director Stan G.P. Grad For For Management
1.3 Elect Director Raymond P. Antony For For Management
1.4 Elect Director Neil M. MacKenzie For For Management
1.5 Elect Director Michael Scott Ratushny For For Management
1.6 Elect Director Miles Lich For For Management
1.7 Elect Director Ken Mullen For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Adopt New Bylaws For Against Management
4 Re-approve Stock Option Plan For Against Management
5 Re-approve Bonus Plan For Against Management
6 Approve Increase in Size of Board from For For Management
Seven to Ten
--------------------------------------------------------------------------------
CARACAL ENERGY INC.
Ticker: CRCL Security ID: 140756107
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Carol Bell as Director For For Management
1.2 Elect John Bentley as Director For For Management
1.3 Elect Peter Dey as Director For For Management
1.4 Elect Gary Guidry as Director For For Management
1.5 Elect Robert Hodgins as Director For For Management
1.6 Elect Ronald Royal as Director For For Management
1.7 Elect Brooke Wade as Director For Withhold Management
2 Appoint KPMG LLP as Auditors and For For Management
Authorise Their Remuneration
3 Authorise Issue of Equity with For For Management
Pre-emptive Rights
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
5 Amend Long Term Incentive Plan For Against Management
--------------------------------------------------------------------------------
CARACAL ENERGY INC.
Ticker: CRCL Security ID: 140756107
Meeting Date: JUN 06, 2014 Meeting Type: Special
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Arrangement Agreement with 8682321
Canada Inc.
--------------------------------------------------------------------------------
COSMO OIL CO. LTD.
Ticker: 5007 Security ID: J08316101
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2
2.1 Elect Director Kimura, Yaichi For For Management
2.2 Elect Director Morikawa, Keizo For For Management
2.3 Elect Director Tamura, Atsuto For For Management
2.4 Elect Director Kobayashi, Hisashi For For Management
2.5 Elect Director Kiriyama, Hiroshi For For Management
2.6 Elect Director Otaki, Katsuhisa For For Management
2.7 Elect Director Sano, Muneyuki For For Management
2.8 Elect Director Oe, Yasushi For For Management
2.9 Elect Director Mohamed Al Hamli For For Management
2.10 Elect Director Mohamed Al Mehairi For For Management
3 Appoint Statutory Auditor Matsumura, For For Management
Hideto
--------------------------------------------------------------------------------
CVR ENERGY, INC.
Ticker: CVI Security ID: 12662P108
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bob G. Alexander For For Management
1.2 Elect Director SungHwan Cho For Withhold Management
1.3 Elect Director Carl C. Icahn For Withhold Management
1.4 Elect Director Courtney Mather For Withhold Management
1.5 Elect Director John J. Lipinski For Withhold Management
1.6 Elect Director Samuel Merksamer For Withhold Management
1.7 Elect Director Stephen Mongillo For Withhold Management
1.8 Elect Director Andrew Roberto For Withhold Management
1.9 Elect Director James M. Strock For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DET NORSKE OLJESELSKAP ASA
Ticker: DETNOR Security ID: R7173B102
Meeting Date: APR 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
5 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
6 Approve Remuneration of Auditors For Did Not Vote Management
7 Ratify Auditors For Did Not Vote Management
8 Approve Remuneration of Members of For Did Not Vote Management
Corporate Assembly
9 Approve Remuneration of Nominating For Did Not Vote Management
Committee
10 Elect Members of Nominating Committee For Did Not Vote Management
11 Approve Creation of NOK 14.1 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
12 Authorize Share Repurchase Program For Did Not Vote Management
13 Receive President's Report None None Management
--------------------------------------------------------------------------------
DNO INTERNATIONAL ASA
Ticker: DNO Security ID: R6007G105
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Omission of
Dividend
5 Elect Bijan Mossavar-Rahmani, Gunnar For Did Not Vote Management
Hirsti, and Kare Tjonneland to the
Nominating Committee
6 Approve Remuneration of Directors For Did Not Vote Management
7 Approve Remuneration of Nominating For Did Not Vote Management
Committee
8 Approve Remuneration of Auditors For Did Not Vote Management
9 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
10 Approve Creation of NOK 38.3 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
11 Authorize Share Repurchase Program For Did Not Vote Management
12 Approve Issuance of Convertible Bonds For Did Not Vote Management
without Preemptive Rights
13 Change Company Name to DNO ASA For Did Not Vote Management
--------------------------------------------------------------------------------
DRAGON OIL PLC
Ticker: DRS Security ID: G2828W132
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3a Reelect Mohammed Al Ghurair as Director For Abstain Management
3b Reelect Abdul Jaleel Al Khalifa as For For Management
Director
3c Reelect Thor Haugnaess as Director For For Management
3d Reelect Ahmad Sharaf as Director For For Management
3e Reelect Ahmad Al Muhairbi as Director For For Management
3f Reelect Saeed Al Mazrooei as Director For For Management
3g Elect Justin Crowley as Director For For Management
4 Approve Remuneration Policy For Against Management
5 Approve Remuneration Report For Against Management
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Authorize General Meetings Outside the For For Management
Republic of Ireland
8 Authorize the Company to Call EGM with For For Management
Two Weeks' Notice
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Share Repurchase Program and For For Management
Reissuance of Shares
12 Approve the Adoption of the 2014 For Against Management
Long-Term Incentive Plan
--------------------------------------------------------------------------------
EMERALD OIL, INC.
Ticker: EOX Security ID: 29101U209
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duke R. Ligon For For Management
1.2 Elect Director James Russell (J.R.) For For Management
Reger
1.3 Elect Director McAndrew Rudisill For For Management
1.4 Elect Director Seth Setrakian For For Management
1.5 Elect Director Daniel L. Spears For For Management
1.6 Elect Director Thomas J. Edelman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency For Against Management
4 Change State of Incorporation from For For Management
Montana to Delaware
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENSIGN ENERGY SERVICES INC.
Ticker: ESI Security ID: 293570107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director N. Murray Edwards For For Management
2.2 Elect Director Robert H. Geddes For For Management
2.3 Elect Director James B. Howe For For Management
2.4 Elect Director Len O. Kangas For For Management
2.5 Elect Director Selby W. Porter For For Management
2.6 Elect Director John G. Schroeder For For Management
2.7 Elect Director Kenneth J. Skirka For For Management
2.8 Elect Director Gail D. Surkan For For Management
2.9 Elect Director Barth E. Whitham For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ESSO THAILAND PUBLIC CO LTD
Ticker: ESSO Security ID: Y23188124
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividend
4.1 Elect Z John Atanas as Director For For Management
4.2 Elect Mongkolnimit Auacherdkul as For Against Management
Director
4.3 Elect Adisak Jangkamolkulchai as For Against Management
Director
4.4 Elect Chai Jangsirikul as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve PricewaterhouseCoopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
ETABLISSEMENTS MAUREL & PROM
Ticker: MAU Security ID: F60858101
Meeting Date: JUN 12, 2014 Meeting Type: Annual/Special
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Transaction with Panther For For Management
Eureka Srl Re: Debt Waiver
5 Approve Transaction with MPI Re: For For Management
Autonomous First Demand Guarantee
6 Approve Transaction with Maurel et For For Management
Prom Africa: Intercreditor Agreement
7 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 450,000
8 Advisory Vote on Compensation of For For Management
Jean-Francois Henin, Chairman and CEO
9 Reelect Xavier Blandin as Director For For Management
10 Reelect Nathalie Delapalme as Director For For Management
11 Reelect Romain Gozalo as Director For For Management
12 Appoint International Audit Company as For For Management
Auditor
13 Appoint KPMG SA as Auditor For For Management
14 Appoint Fabienne Hontarrede as For For Management
Alternate Auditor
15 Appoint Salustro Reydel as Alternate For For Management
Auditor
16 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
17 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
18 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 25 Million
19 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year
Reserved for Qualified Investors or
Restricted Number of Investors, up to
Aggregate Nominal Amount of EUR 25
Million
20 Subject to Approval of Items 18 and For Against Management
19, Authorize Board to Set Issue Price
for 10 Percent Per Year of Issued
Capital Pursuant to Issue Authority
without Preemptive Rights
21 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of Up to For Against Management
EUR 25 Million for Future Exchange
Offers
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
24 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
25 Approve Issuance of Bonds, up to For For Management
Aggregate Nominal Amount of EUR 300
Million
26 Authorize New Class of Preferred Stock For Against Management
and Amend Articles 9, 11, 12 and 33 of
Bylaws Accordingly
27 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
30 Amend Terms of Warrants (BSA 2010) Re For For Management
: Exercise Period
31 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EXILLON ENERGY PLC
Ticker: EXI Security ID: G3310L105
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: JUN 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Elect Alexander Markovtsev as Director For For Management
4 Elect Roman Kudryashov as Director For For Management
5 Elect Natalya Shternberg as Director For For Management
6 Elect Alexander Suchkov as Director For For Management
7 Elect Sergey Koshelenko as Director For For Management
8 Elect Pavel Chernienko as Director For Abstain Management
9 Reappoint Ernst & Young LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Moore For For Management
1.2 Elect Director Donald L. Dillingham For For Management
1.3 Elect Director Craig Groeschel For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Michael S. Reddin For For Management
1.6 Elect Director Scott E. Streller For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARVEST NATURAL RESOURCES, INC.
Ticker: HNR Security ID: 41754V103
Meeting Date: MAY 07, 2014 Meeting Type: Special
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Equity Interests For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HORIZON NORTH LOGISTICS INC.
Ticker: HNL Security ID: 44044D107
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Bob German For For Management
2.2 Elect Director Kevin D. Nabholz For For Management
2.3 Elect Director Russell Newmark For For Management
2.4 Elect Director Ric Peterson For For Management
2.5 Elect Director Ann Rooney For For Management
2.6 Elect Director Dean Swanberg For For Management
2.7 Elect Director Dale E. Tremblay For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
HORIZON OIL LTD.
Ticker: HZN Security ID: Q4706E100
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3a Elect Fraser Ainsworth as Director For For Management
3b Elect Gerrit de Nys as Director For For Management
4 Approve the Long Term Incentive Plan For For Management
5 Approve the Grant of Up to 3.47 For For Management
Million Securities to Brent Emmett,
Chief Executive Officer of the Company
6 Approve the Amendments to the For For Management
Company's Constitution
7 Approve the Renewal of the For For Management
Proportional Takeover Provisions
--------------------------------------------------------------------------------
IRPC PUBLIC COMPANY LIMITED
Ticker: IRPC Security ID: Y4177E119
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Chairman's Statement None None Management
2 Approve Minutes of Previous Meeting For For Management
3 Acknowledge 2013 Operations Report None None Management
4 Accept Financial Statements For For Management
5 Approve Dividend of THB 0.10 Per Share For For Management
6.1 Elect Udomdej Sitabutr as Director For For Management
6.2 Elect Watcharakiti Watcharothai as For For Management
Director
6.3 Elect Kritsda Udyanin as Director For For Management
6.4 Elect Woravit Chailimpamontri as For For Management
Director
6.5 Elect Sombat Narawuthichai as Director For For Management
6.6 Elect Somnuk Bomrungsalee as Director For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Pricewaterhouse Coopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
9 Other Business For Against Management
--------------------------------------------------------------------------------
ITHACA ENERGY INC.
Ticker: IAE Security ID: 465676104
Meeting Date: JUN 17, 2014 Meeting Type: Annual/Special
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors Eight For For Management
2.1 Elect Director Jack C. Lee For For Management
2.2 Elect Director Les Thomas For For Management
2.3 Elect Director Ron A. Brenneman For For Management
2.4 Elect Director Brad Hurtubise For For Management
2.5 Elect Director Franklin M. Wormsbecker For For Management
2.6 Elect Director Jay M. Zammit For For Management
2.7 Elect Director Jannik Lindbaek For For Management
2.8 Elect Director Alec Carstairs For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
KEY ENERGY SERVICES, INC.
Ticker: KEG Security ID: 492914106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Fertig For Against Management
1.2 Elect Director Robert K. Reeves For For Management
1.3 Elect Director Mark H. Rosenberg For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KODIAK OIL & GAS CORP.
Ticker: KOG Security ID: 50015Q100
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn A. Peterson For For Management
1.2 Elect Director James E. Catlin For For Management
1.3 Elect Director Rodney D. Knutson For For Management
1.4 Elect Director Herrick K. Lidstone, Jr. For For Management
1.5 Elect Director William J. Krysiak For For Management
2 Approve Ernst & Young LLP asAuditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KREUZ HOLDINGS LTD.
Ticker: 5RK Security ID: Y4966A104
Meeting Date: JAN 28, 2014 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For Against Management
--------------------------------------------------------------------------------
LIGHTSTREAM RESOURCES LTD.
Ticker: LTS Security ID: 53227K101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian S. Brown For For Management
1.2 Elect Director E. Craig Lothian For For Management
1.3 Elect Director Corey C. Ruttan For For Management
1.4 Elect Director W. Brett Wilson For For Management
1.5 Elect Director Martin Hislop For For Management
1.6 Elect Director Kenneth R. McKinnon For For Management
1.7 Elect Director Dan Themig For For Management
1.8 Elect Director John D. Wright For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Quorum Requirements For Against Management
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
MIRACH ENERGY LIMITED
Ticker: C68 Security ID: Y5363U106
Meeting Date: OCT 09, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Convertible Loan Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
MIRACH ENERGY LIMITED
Ticker: C68 Security ID: Y5363U106
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Directors' Fees For For Management
3 Elect Rhoda Liu Mei Ling as Director For For Management
4 Elect Chu Ming as Director For For Management
5 Elect Richard Tan Kheng Swee as For For Management
Director
6 Reappoint RT LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
NESTE OIL OYJ
Ticker: NES1V Security ID: X5688A109
Meeting Date: APR 03, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports, Consolidated
Financial Statements and Statutory
Reports, the Board's Report, and the
Auditor's Report; Receive Review by
the CEO
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 66,000 for Chairman,
EUR 49,200 for Vice Chairman, and EUR
35,400 for Other Directors; Approve
Attendance Fees for Board and
Committee Work
11 Fix Number of Directors at Seven For For Management
12 Reelect Jorma Eloranta (Chairman), For For Management
Maija-Liisa Friman (Vice Chairman),
Per-Arne Blomquist, Laura Raitio,
Willem Schoeber, and Kirsi Sormunen as
Directors; Elect Jean-Baptiste Renard
as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Amend Articles Re: Director Age Limit; For For Management
Convocation of General Meeting
16 Authorize Share Repurchase Program For For Management
17 Authorize Reissuance of Repurchased For For Management
Shares
18 Close Meeting None None Management
--------------------------------------------------------------------------------
OCEAN RIG UDW INC.
Ticker: OCRG Security ID: Y64354205
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kyros Melas as Director For For Management
1.2 Elect Savvas D. Georghiades as Director For Withhold Management
2 Ratify Ernst & Young (Hellas) For For Management
Certified Auditors Accountants S.A. as
Auditors
--------------------------------------------------------------------------------
PETROMINERALES LTD.
Ticker: PMG Security ID: 71673R107
Meeting Date: NOV 27, 2013 Meeting Type: Special
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Pacific For For Management
Rubiales Energy Corp.
2 Approve ResourceCo Stock Option Plan For For Management
--------------------------------------------------------------------------------
PETROQUEST ENERGY, INC.
Ticker: PQ Security ID: 716748108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles T. Goodson For For Management
1.2 Elect Director William W. Rucks, IV For For Management
1.3 Elect Director E. Wayne Nordberg For For Management
1.4 Elect Director Michael L. Finch For For Management
1.5 Elect Director W. J. Gordon, III For For Management
1.6 Elect Director Charles F. Mitchell, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIONEER ENERGY SERVICES CORP.
Ticker: PES Security ID: 723664108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean A. Burkhardt For For Management
1.2 Elect Director Scott D. Urban For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QR ENERGY LP
Ticker: QRE Security ID: 74734R108
Meeting Date: MAR 10, 2014 Meeting Type: Special
Record Date: JAN 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ROCKHOPPER EXPLORATION PLC
Ticker: RKH Security ID: G7609W102
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Fiona MacAulay as Director For For Management
3 Re-elect John Crowle as Director For For Management
4 Re-elect Peter Dixon-Clarke as Director For For Management
5 Re-elect Pierre Jungels as Director For For Management
6 Re-elect David McManus as Director For For Management
7 Re-elect Sam Moody as Director For For Management
8 Re-elect Robert Peters as Director For For Management
9 Re-elect Christopher Walton as Director For For Management
10 Appoint KPMG LLP as Auditors and For For Management
Authorise Their Remuneration
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
SALAMANDER ENERGY PLC
Ticker: SMDR Security ID: G7779L100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAY 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For Abstain Management
3 Approve Remuneration Report For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Charles Jamieson as Director For For Management
7 Re-elect James Menzies as Director For For Management
8 Re-elect Dr Carol Bell as Director For For Management
9 Re-elect Michael Buck as Director For For Management
10 Re-elect Robert Cathery as Director For For Management
11 Re-elect Dr Jonathan Copus as Director For For Management
12 Re-elect John Crowle as Director For For Management
13 Re-elect Michael Pavia as Director For For Management
14 Re-elect Struan Robertson as Director For For Management
15 Approve EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SANCHEZ ENERGY CORPORATION
Ticker: SN Security ID: 79970Y105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan G. Jackson For Withhold Management
1.2 Elect Director Greg Colvin For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SARAS SPA
Ticker: SRS Security ID: T83058106
Meeting Date: OCT 15, 2013 Meeting Type: Special
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws For For Management
1 Elect Director and Approve Director's None Against Shareholder
Remuneration
--------------------------------------------------------------------------------
SARAS SPA
Ticker: SRS Security ID: T83058106
Meeting Date: APR 28, 2014 Meeting Type: Annual/Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For For Management
3 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
1 Amend Corporate Purpose For For Management
--------------------------------------------------------------------------------
SHANDONG MOLONG PETROLEUM MACHINERY CO., LTD.
Ticker: 00568 Security ID: Y76819112
Meeting Date: DEC 13, 2013 Meeting Type: Special
Record Date: NOV 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve ShineWing CPA Limited (Special For For Management
General Partnership) as Auditors and
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SHANDONG MOLONG PETROLEUM MACHINERY CO., LTD.
Ticker: 00568 Security ID: Y76819112
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Its Abstract For For Management
for the Year Ended Dec. 31, 2013
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Financial Statements and For For Management
Auditors' Report
5 Reappoint ShineWing CPA Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Application for Integrated For For Management
Banking Credit Line to PRC Banks
7 Approve Provision of Guarantee to MPM For For Management
International Ltd.
8 Approve Omission of Dividend For For Management
--------------------------------------------------------------------------------
SHOWA SHELL SEKIYU K.K.
Ticker: 5002 Security ID: J75390104
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2.1 Elect Director Kato, Shigeya For For Management
2.2 Elect Director Douglas Wood For For Management
2.3 Elect Director Masuda, Yukio For For Management
2.4 Elect Director Nakamura, Takashi For For Management
2.5 Elect Director Takeda, Minoru For For Management
2.6 Elect Director Chiew Nguang-Yong For For Management
2.7 Elect Director Ahmed M. Alkhunaini For For Management
2.8 Elect Director Nabil A. Al Nuaim For For Management
3.1 Appoint Statutory Auditor Miyazaki, For For Management
Midori
3.2 Appoint Statutory Auditor Hamamoto, For For Management
Misao
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
Ticker: 00338 Security ID: Y80373106
Meeting Date: OCT 22, 2013 Meeting Type: Special
Record Date: SEP 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Yimin as Director For For Management
2 Approve Distribution of 2013 Interim For For Management
Cash Dividend, and Capitalization of
Capital Fund and Surplus Reserve Fund
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
Ticker: 00338 Security ID: Y80373106
Meeting Date: OCT 22, 2013 Meeting Type: Special
Record Date: SEP 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Distribution of 2013 Interim For For Management
Cash Dividend, and Capitalization of
Capital Fund and Surplus Reserve Fund
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
Ticker: 00338 Security ID: Y80373106
Meeting Date: DEC 11, 2013 Meeting Type: Special
Record Date: NOV 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mutual Product Supply and Sale For For Management
Services Framework Agreement
(2014-2016) and the Related
Transactions
2 Approve Comprehensive Services For Against Management
Framework Agreement (2014-2016) and
the Related Transactions
3 Amend Articles of Associated of the For For Management
Company
--------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. LTD.
Ticker: 00338 Security ID: Y80373106
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Accept Profit Distribution Plan For For Management
5 Accept 2014 Financial Budget Report of For For Management
the Company
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian LLP (Special General Partnership)
as Domestic Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
7a1 Elect Wang Zhiqing as Director For For Management
7a2 Elect Wu Haijun as Director For Against Management
7a3 Elect Gao Jinping as Director For Against Management
7a4 Elect Ye Guohua as Director For Against Management
7a5 Elect Jin Qiang as Director For Against Management
7a6 Elect Guo Xiaojun as Director For Against Management
7a7 Elect Lei Dianwu as Director For Against Management
7a8 Elect Mo Zhenglin as Director For Against Management
7b1 Elect Shen Liqiang as Director For Against Management
7b2 Elect Jin Mingda as Director For For Management
7b3 Elect Cai Tingji as Director For For Management
7b4 Elect Zhang Yimin as Director For For Management
8a1 Elect Zhai Yalin as Supervisor For For Management
8a2 Elect Wang Liqun as Supervisor For For Management
8a3 Elect Chen Xinyuan as Supervisor For For Management
8a4 Elect Zhou Yunnong as Supervisor For For Management
--------------------------------------------------------------------------------
SOUTHERN PACIFIC RESOURCE CORP.
Ticker: STP Security ID: 84359Y106
Meeting Date: NOV 21, 2013 Meeting Type: Annual/Special
Record Date: OCT 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2a Elect Director Byron C. Lutes For Withhold Management
2b Elect Director David M. Antony For Withhold Management
2c Elect Director J. Ward Mallabone For For Management
2d Elect Director Tibor Fekete For For Management
2e Elect Director Sid W. Dykstra For For Management
2f Elect Director Kenneth N. Cullen For For Management
2g Elect Director Ross D.S. Douglas For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend Bylaws For For Management
--------------------------------------------------------------------------------
STONE ENERGY CORPORATION
Ticker: SGY Security ID: 861642106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Christmas For For Management
1.2 Elect Director B. J. Duplantis For For Management
1.3 Elect Director Peter D. Kinnear For For Management
1.4 Elect Director David T. Lawrence For For Management
1.5 Elect Director Robert S. Murley For For Management
1.6 Elect Director Richard A. Pattarozzi For For Management
1.7 Elect Director Donald E. Powell For For Management
1.8 Elect Director Kay G. Priestly For For Management
1.9 Elect Director Phyllis M. Taylor For For Management
1.10 Elect Director David H. Welch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNSHINE OILSANDS LTD.
Ticker: SUO Security ID: 867842106
Meeting Date: APR 15, 2014 Meeting Type: Special
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SUNSHINE OILSANDS LTD.
Ticker: SUO Security ID: 867842106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2a Elect Director Michael John Hibberd For Withhold Management
2b Elect Director Songning Shen For For Management
2c Elect Director Hok Ming Tseung For For Management
2d Elect Director Tingan Liu For For Management
2e Elect Director Haotian Li For For Management
2f Elect Director Gregory George Turnbull For For Management
2g Elect Director Raymond Shengti Fong For For Management
2h Elect Director Robert John Herdman For For Management
2i Elect Director Wazir Chand (Mike) Seth For For Management
2j Elect Director Gerald Franklin For For Management
Stevenson
2k Elect Director Jimmy Hu For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Post IPO Share Option Scheme For Against Management
5 Approve Payment of 50% of the For For Management
Directors' Base Retainer Fees in
Shares Pursuant to the Director Share
Compensation Arrangement
6 Approve Payment of 50% of the Base For For Management
Co-Chairman Fees in Shares Pursuant to
the Director Share Compensation
Arrangement
7 Approve Payment of 50% of the For For Management
Directors' Future Base Retainer Fees
in Shares Pursuant to the Director
Share Compensation Arrangement
8 Approve Payment of 50% of the Future For For Management
Base Co-Chairman Fees in Shares
Pursuant to the Director Share
Compensation Arrangement
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
SYNERGY RESOURCES CORPORATION
Ticker: SYRG Security ID: 87164P103
Meeting Date: AUG 20, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Holloway For Withhold Management
1.2 Elect Director William E. Scaff, Jr. For Withhold Management
1.3 Elect Director Rick A. Wilber For Withhold Management
1.4 Elect Director Raymond E. McElhaney For Withhold Management
1.5 Elect Director Bill M. Conrad For Withhold Management
1.6 Elect Director George Seward For For Management
1.7 Elect Director R.W. 'Bud' Noffsinger, For Withhold Management
III
2 Amend Quorum Requirements For Against Management
3 Amend Stock Option Plan For For Management
4 Approve Stock Award to George Seward For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNERGY RESOURCES CORPORATION
Ticker: SYRG Security ID: 87164P103
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Holloway For Withhold Management
1.2 Elect Director William E. Scaff, Jr. For Withhold Management
1.3 Elect Director Rick A. Wilber For For Management
1.4 Elect Director Raymond E. McElhaney For For Management
1.5 Elect Director Bill M. Conrad For For Management
1.6 Elect Director George Seward For For Management
1.7 Elect Director R.W. 'Bud' Noffsinger, For For Management
III
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TAG OIL LTD.
Ticker: TAO Security ID: 87377N200
Meeting Date: DEC 12, 2013 Meeting Type: Annual
Record Date: OCT 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Garth Johnson For For Management
2.2 Elect Director Alex Guidi For Withhold Management
2.3 Elect Director Keith Hill For For Management
2.4 Elect Director Ronald Bertuzzi For For Management
2.5 Elect Director Ken Vidalin For For Management
3 Approve DeVisser Gray LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
THAI OIL PUBLIC CO LTD
Ticker: TOP Security ID: Y8620B119
Meeting Date: APR 02, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results and For For Management
Accept Financial Statements
3 Approve Dividend of THB 2.30 Per Share For For Management
4 Approve Remuneration of Directors For For Management
5 Approve KPMG Phoomchai Audit Ltd. as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
6.1 Elect Veerasak Kositpaisal as Director For For Management
6.2 Elect Thaworn Phanichaphan as Director For For Management
6.3 Elect Tanawat Ampunant as Director For For Management
6.4 Elect Yongyut Jantharotai as Director For For Management
6.5 Elect Chanatip Weerasubpong as Director For For Management
7 Authorize Issuance of Debentures For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
TONENGENERAL SEKIYU K.K.
Ticker: 5012 Security ID: J8657U110
Meeting Date: MAR 25, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2.1 Elect Director Saita, Yuji For For Management
2.2 Elect Director Yokota, Hiroyuki For For Management
3 Appoint Statutory Auditor Hattori, For For Management
Akira
4 Approve Special Payments in Connection For For Management
with Abolition of Retirement Bonus
System
--------------------------------------------------------------------------------
TORC OIL & GAS LTD.
Ticker: TOG Security ID: 890895303
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director David Johnson For For Management
2.2 Elect Director John Brussa For For Management
2.3 Elect Director Raymond Chan For For Management
2.4 Elect Director M. Bruce Chernoff For For Management
2.5 Elect Director Brett Herman For For Management
2.6 Elect Director R. Scott Lawrence For For Management
2.7 Elect Director Dale Shwed For For Management
2.8 Elect Director Hank Swartout For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Reduction in Stated Capital For For Management
--------------------------------------------------------------------------------
TWIN BUTTE ENERGY LTD.
Ticker: TBE Security ID: 901401307
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2a Elect Director R. James Brown For For Management
2b Elect Director John A. Brussa For For Management
2c Elect Director David M. Fitzpatrick For For Management
2d Elect Director Thomas J. Greschner For For Management
2e Elect Director James Saunders For For Management
2f Elect Director Warren D. Steckley For For Management
2g Elect Director William A. Trickett For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
VAALCO ENERGY, INC.
Ticker: EGY Security ID: 91851C201
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Guidry For For Management
1.2 Elect Director W. Russell Scheirman For For Management
1.3 Elect Director Frederick W. Brazelton For For Management
1.4 Elect Director O. Donaldson Chapoton For For Management
1.5 Elect Director James B. Jennings For For Management
1.6 Elect Director John J. Myers, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTERN REFINING, INC.
Ticker: WNR Security ID: 959319104
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Carin Marcy Barth For For Management
2.2 Elect Director Paul L. Foster For For Management
2.3 Elect Director L. Frederick Francis For Withhold Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XCITE ENERGY LTD
Ticker: XEL Security ID: G9828A119
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Reelect Rupert Cole as a Director For For Management
1.02 Reelect Scott Cochlan as a Director For Withhold Management
1.03 Elect Andrew Fairclough as a Director For For Management
1.04 Reelect Stephen Kew as a Director For For Management
1.05 Reelect Gregory Moroney as a Director For Withhold Management
1.06 Reelect Roger Ramshaw as a Director For Withhold Management
1.07 Reelect Timothy Jones as a Director For Withhold Management
2 Ratify BDO LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Stock Option Plan For Against Management
=========================== IQ Global Resources ETF ============================
AFRICAN BARRICK GOLD PLC
Ticker: ABG Security ID: G0128R100
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Kelvin Dushnisky as Director For Abstain Management
6 Elect Bradley Gordon as Director For For Management
7 Re-elect Juma Mwapachu as Director For For Management
8 Elect Graham Clow as Director For For Management
9 Elect Rachel English as Director For For Management
10 Re-elect Andre Falzon as Director For For Management
11 Re-elect Stephen Galbraith as Director For For Management
12 Re-elect Michael Kenyon as Director For For Management
13 Elect Steve Lucas as Director For For Management
14 Re-elect Richard McCreary as Director For For Management
15 Elect Peter Tomsett as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: MAY 02, 2014 Meeting Type: Annual/Special
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leanne M. Baker For For Management
1.2 Elect Director Sean Boyd For For Management
1.3 Elect Director Martine A. Celej For For Management
1.4 Elect Director Clifford J. Davis For For Management
1.5 Elect Director Robert J. Gemmell For For Management
1.6 Elect Director Bernard Kraft For For Management
1.7 Elect Director Mel Leiderman For For Management
1.8 Elect Director Deborah A. McCombe For For Management
1.9 Elect Director James D. Nasso For For Management
1.10 Elect Director Sean Riley For For Management
1.11 Elect Director J. Merfyn Roberts For For Management
1.12 Elect Director Howard R. Stockford For For Management
1.13 Elect Director Pertti Voutilainen For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Incentive Share Purchase Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
AJINOMOTO CO. INC.
Ticker: 2802 Security ID: J00882126
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011527108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Anthony Garson For For Management
2.2 Elect Director David Gower For For Management
2.3 Elect Director John A. McCluskey For For Management
2.4 Elect Director Paul J. Murphy For For Management
2.5 Elect Director Kenneth G. Stowe For For Management
2.6 Elect Director David Fleck For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Klaus Kleinfeld For For Management
1.2 Elect Director James W. Owens For For Management
1.3 Elect Director Martin S. Sorrell For For Management
1.4 Elect Director Ratan N. Tata For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
--------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC.
Ticker: ANR Security ID: 02076X102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin S. Crutchfield For For Management
1.2 Elect Director Angelo C. Brisimitzakis For For Management
1.3 Elect Director William J. Crowley, Jr. For For Management
1.4 Elect Director E. Linn Draper, Jr. For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Deborah M. Fretz For For Management
1.7 Elect Director P. Michael Giftos For For Management
1.8 Elect Director L. Patrick Hassey For For Management
1.9 Elect Director Joel Richards, III For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Appalachian Mining Against For Shareholder
Environmental and Community Impact
Reduction Efforts
6 Report on Financial Risks of Climate Against For Shareholder
Change
7 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie A. Dobson For For Management
1b Elect Director Paul J. Evanson For For Management
1c Elect Director Martha Clark Goss For For Management
1d Elect Director Richard R. Grigg For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director George MacKenzie For For Management
1g Elect Director William J. Marrazzo For For Management
1h Elect Director Susan N. Story For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony R. Chase For For Management
1b Elect Director Kevin P. Chilton For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Charles W. Goodyear For For Management
1g Elect Director John R. Gordon For For Management
1h Elect Director Eric D. Mullins For For Management
1i Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Report on Financial Risks of Climate Against For Shareholder
Change
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Judy Dlamini as Director For For Management
4 Elect Mphu Ramatlapeng as Director For For Management
5 Elect Jim Rutherford as Director For For Management
6 Re-elect Mark Cutifani as Director For For Management
7 Re-elect Byron Grote as Director For For Management
8 Re-elect Sir Philip Hampton as Director For For Management
9 Re-elect Rene Medori as Director For For Management
10 Re-elect Phuthuma Nhleko as Director For For Management
11 Re-elect Ray O'Rourke as Director For For Management
12 Re-elect Sir John Parker as Director For For Management
13 Re-elect Anne Stevens as Director For For Management
14 Re-elect Jack Thompson as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Approve Remuneration Policy For For Management
18 Approve Remuneration Report For For Management
19 Approve Bonus Share Plan For For Management
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For Against Management
3 Approve Remuneration Report For Abstain Management
4 Approve Final Dividend For For Management
5 Re-elect Jean-Paul Luksic as Director For Against Management
6 Re-elect William Hayes as Director For For Management
7 Re-elect Gonzalo Menendez as Director For For Management
8 Re-elect Ramon Jara as Director For For Management
9 Re-elect Juan Claro as Director For For Management
10 Re-elect Hugo Dryland as Director For For Management
11 Re-elect Tim Baker as Director For For Management
12 Re-elect Manuel De Sousa-Oliveira as For For Management
Director
13 Re-elect Nelson Pizarro as Director For For Management
14 Re-elect Andronico Luksic as Director For For Management
15 Elect Vivianne Blanlot as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director G. Steven Farris For For Management
2 Elect Director A.D. Frazier, Jr. For For Management
3 Elect Director Amy H. Nelson For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
AQUA AMERICA, INC.
Ticker: WTR Security ID: 03836W103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director Michael L. Browne For For Management
1.3 Elect Director Richard H. Glanton For For Management
1.4 Elect Director Lon R. Greenberg For For Management
1.5 Elect Director William P. Hankowsky For For Management
1.6 Elect Director Wendell F. Holland For For Management
1.7 Elect Director Ellen T. Ruff For For Management
1.8 Elect Director Andrew J. Sordoni, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Policy on Human Right to Water Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Mollie Hale Carter For For Management
1.3 Elect Director Terrell K. Crews For For Management
1.4 Elect Director Pierre Dufour For For Management
1.5 Elect Director Donald E. Felsinger For For Management
1.6 Elect Director Antonio Maciel Neto For For Management
1.7 Elect Director Patrick J. Moore For For Management
1.8 Elect Director Thomas F. O'Neill For For Management
1.9 Elect Director Francisco Sanchez For For Management
1.10 Elect Director Daniel Shih For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
1.12 Elect Director Patricia A. Woertz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC
Ticker: ABF Security ID: G05600138
Meeting Date: DEC 06, 2013 Meeting Type: Annual
Record Date: DEC 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Emma Adamo as Director For For Management
5 Re-elect John Bason as Director For For Management
6 Re-elect Timothy Clarke as Director For For Management
7 Re-elect Lord Jay of Ewelme as Director For For Management
8 Re-elect Javier Ferran as Director For For Management
9 Re-elect Charles Sinclair as Director For For Management
10 Re-elect Peter Smith as Director For For Management
11 Re-elect George Weston as Director For For Management
12 Appoint KPMG LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
17 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
B2GOLD CORP.
Ticker: BTO Security ID: 11777Q209
Meeting Date: JUN 13, 2014 Meeting Type: Annual/Special
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Clive Johnson For For Management
2.2 Elect Director Robert Cross For For Management
2.3 Elect Director Robert Gayton For For Management
2.4 Elect Director Barry Rayment For For Management
2.5 Elect Director Jerry Korpan For For Management
2.6 Elect Director John Ivany For For Management
2.7 Elect Director Bongani Mtshisi For For Management
2.8 Elect Director Michael Carrick For For Management
2.9 Elect Director Kevin Bullock For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Amend Restricted Share Unit Plan For Against Management
6 Approve Advance Notice Policy For Against Management
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. William D. Birchall For For Management
1.2 Elect Director Gustavo Cisneros For For Management
1.3 Elect Director Ned Goodman For For Management
1.4 Elect Director J. Brett Harvey For For Management
1.5 Elect Director Nancy H.O. Lockhart For For Management
1.6 Elect Director Dambisa Moyo For For Management
1.7 Elect Director Anthony Munk For For Management
1.8 Elect Director David Naylor For For Management
1.9 Elect Director Steven J. Shapiro For For Management
1.10 Elect Director Jamie C. Sokalsky For For Management
1.11 Elect Director John L. Thornton For For Management
1.12 Elect Director Ernie L. Thrasher For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
BEIJING ENTERPRISES WATER GROUP LTD.
Ticker: 00371 Security ID: G0957L109
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Zhou Min as Director For For Management
3b Elect Zhang Tiefu as Director For For Management
3c Elect Qi Xiaohong as Director For For Management
3d Elect Ke Jian as Director For Against Management
3e Elect Li Li as Director For For Management
3f Elect Shea Chun Lok Quadrant as For For Management
Director
3g Elect Zhang Gaobo as Director For For Management
3h Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: G1245Z108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For Against Management
4 Approve Final Dividend For For Management
5 Elect Simon Lowth as Director For For Management
6 Elect Pam Daley as Director For For Management
7 Elect Martin Ferguson as Director For For Management
8 Re-elect Vivienne Cox as Director For For Management
9 Re-elect Chris Finlayson as Director None None Management
10 Re-elect Andrew Gould as Director For For Management
11 Re-elect Baroness Hogg as Director For For Management
12 Re-elect Dr John Hood as Director For For Management
13 Re-elect Caio Koch-Weser as Director For For Management
14 Re-elect Lim Haw-Kuang as Director For For Management
15 Re-elect Sir David Manning as Director For For Management
16 Re-elect Mark Seligman as Director For For Management
17 Re-elect Patrick Thomas as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BHP BILLITON LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as the Auditor of BHP For For Management
Billiton Plc
3 Authorize the Board to Fix For For Management
Remuneration of the Auditor
4 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc
5 Approve the Authority to Issue Shares For For Management
in BHP Billiton Plc for Cash
6 Approve the Repurchase of Up to 213.62 For For Management
Million Shares in BHP Billiton Plc
7 Approve the Remuneration Report For For Management
8 Approve the Long Term Incentive Plan For For Management
9 Approve the Grant of Deferred Shares For For Management
and Performance Shares to Andrew
Mackenzie, Executive Director of the
Company
10 Elect Andrew Mackenzie as Director For For Management
11 Elect Malcolm Broomhead as Director For For Management
12 Elect John Buchanan as Director For For Management
13 Elect Carlos Cordeiro as Director For For Management
14 Elect David Crawford as Director For For Management
15 Elect Pat Davies as Director For For Management
16 Elect Carolyn Hewson as Director For For Management
17 Elect Lindsay Maxsted as Director For For Management
18 Elect Wayne Murdy as Director For For Management
19 Elect Keith Rumble as Director For For Management
20 Elect John Schubert as Director For For Management
21 Elect Shriti Vadera as Director For For Management
22 Elect Jac Nasser as Director For For Management
23 Elect Ian Dunlop as Director Against Against Shareholder
--------------------------------------------------------------------------------
BOLIDEN AB
Ticker: BOL Security ID: W17218103
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive Report on Work of Board and None None Management
its Committees
9 Receive President's Report None None Management
10 Receive Report on Audit Work During None None Management
2013
11 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
12 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 1.75 Per Share
13 Approve Discharge of Board and For Did Not Vote Management
President
14 Receive Nominating Committee's Report None None Management
15 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board; Set
Number of Auditors at One
16 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.2 Million for
Chairman and SEK 460,000 for Other
Directors; Approve Remuneration for
Committee Work
17 Reelect Marie Berglund, Staffan For Did Not Vote Management
Bohman, Tom Erixon, Lennart Evrell,
Ulla Litzen, Michael Low, Leif
Ronnback, and Anders Ullberg
(Chairman) as Directors
18 Approve Remuneration of Auditors For Did Not Vote Management
19 Ratify Ernst & Young as Auditors For Did Not Vote Management
20 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
21 Reelect Hans Ek, Lars-Erik Forsgardh, For Did Not Vote Management
Frank Larsson, Anders Oscarsson, and
Anders Ullberg as Members of
Nominating Committee
22 Allow Questions None None Management
23 Close Meeting None None Management
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Iain Conn as Director For For Management
6 Re-elect Dr Brian Gilvary as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Frank Bowman as Director For For Management
9 Re-elect Antony Burgmans as Director For For Management
10 Re-elect Cynthia Carroll as Director For For Management
11 Re-elect George David as Director For For Management
12 Re-elect Ian Davis as Director For For Management
13 Re-elect Dame Ann Dowling as Director For For Management
14 Re-elect Brendan Nelson as Director For For Management
15 Re-elect Phuthuma Nhleko as Director For For Management
16 Re-elect Andrew Shilston as Director For For Management
17 Re-elect Carl-Henric Svanberg as For For Management
Director
18 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
19 Approve Executive Directors' Incentive For For Management
Plan
20 Approve Remuneration of Non-Executive For For Management
Directors
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ernest G. Bachrach For For Management
1b Elect Director Enrique H. Boilini For For Management
1c Elect Director Carol M. Browner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to
Determine the Independent Auditor's
Fees
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, N. Murray For For Management
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Keith A. J. MacPhail, Frank J.
McKenna, Eldon R. Smith, and David A.
Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CANFOR CORPORATION
Ticker: CFP Security ID: 137576104
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. G. Bentley For Withhold Management
1.2 Elect Director Glen D. Clark For Withhold Management
1.3 Elect Director Michael J. Korenberg For Withhold Management
1.4 Elect Director James A. Pattison For Withhold Management
1.5 Elect Director Conrad A. Pinette For For Management
1.6 Elect Director James McNeill (Mack) For Withhold Management
Singleton
1.7 Elect Director Ross S. Smith For For Management
1.8 Elect Director William W. Stinson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CENTERRA GOLD INC.
Ticker: CG Security ID: 152006102
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Atkinson For For Management
1.2 Elect Director Richard W. Connor For For Management
1.3 Elect Director Raphael A. Girard For For Management
1.4 Elect Director Stephen A. Lang For For Management
1.5 Elect Director Emil Orozbaev For For Management
1.6 Elect Director Michael Parrett For For Management
1.7 Elect Director Sheryl K. Pressler For For Management
1.8 Elect Director Terry V. Rogers For For Management
1.9 Elect Director Kalinur Sadyrov For For Management
1.10 Elect Director Kylychbek Shakirov For For Management
1.11 Elect Director Bruce V. Walter For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend By-law No. 2 For For Management
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against For Shareholder
9 Require Director Nominee with Against For Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against For Shareholder
--------------------------------------------------------------------------------
CHINA MODERN DAIRY HOLDINGS LTD.
Ticker: 01117 Security ID: G21579100
Meeting Date: OCT 28, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2a1 Elect Yu Xubo as Director For For Management
2a2 Elect Gao Lina as Director For For Management
2a3 Elect Sun Yugang as Director For For Management
2a4 Elect Ding Sheng as Director For For Management
2a5 Elect Li Shengli as Director For For Management
2a6 Elect Lee Kong Wai, Conway as Director For Against Management
2a7 Elect Liu Fuchun as Director For For Management
2a8 Elect Kang Yan as Director For For Management
2b Authorize Board to Fix Directors' For For Management
Remuneration
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Share Repurchase Program For For Management
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MODERN DAIRY HOLDINGS LTD.
Ticker: 01117 Security ID: G21579100
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAY 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Han Chunlin as Director For For Management
2a2 Elect Wolhardt Julian Juul as Director For For Management
2a3 Elect Hui Chi Kin, Max as Director For For Management
2a4 Elect Kang Yan as Director For For Management
2b Authorize Board to Fix Directors' For For Management
Remuneration
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve the Share Option Scheme For Against Management
--------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker: CLW Security ID: 18538R103
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fredric W. Corrigan For For Management
1b Elect Director Beth E. Ford For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
CLOUD PEAK ENERGY INC.
Ticker: CLD Security ID: 18911Q102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William Fox, III For For Management
1b Elect Director James Voorhees For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: NOV 27, 2013 Meeting Type: Special
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Non-exempt Continuing For For Management
Connected Transactions
2 Approve Proposed Caps for Each For For Management
Category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Declare Final Dividend For For Management
1c Elect Li Fanrong as Director For For Management
1d Elect Wang Yilin as Director For For Management
1e Elect Lv Bo as Director For For Management
1f Elect Zhang Jianwei as Director For For Management
1g Elect Wang Jiaxiang as Director For For Management
1h Elect Lawrence J. Lau as Director For For Management
1i Elect Kevin G. Lynch as Director For For Management
1j Authorize Board to Fix Directors' For For Management
Remuneration
1k Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COEUR MINING, INC.
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Kevin S. Crutchfield For For Management
1.3 Elect Director Sebastian Edwards For For Management
1.4 Elect Director Randolph E. Gress For For Management
1.5 Elect Director Mitchell J. Krebs For For Management
1.6 Elect Director Robert E. Mellor For For Management
1.7 Elect Director John H. Robinson For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director Charles E. Bunch For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Jody L. Freeman For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Adopt Quantitative GHG Goals for Against For Shareholder
Operations
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director Nicholas J. Deiuliis For For Management
1.3 Elect Director Philip W. Baxter For Withhold Management
1.4 Elect Director James E. Altmeyer, Sr. For For Management
1.5 Elect Director Alvin R. Carpenter For For Management
1.6 Elect Director William E. Davis For For Management
1.7 Elect Director Raj K. Gupta For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director Maureen E. Lally-Green For For Management
1.10 Elect Director John T. Mills For Withhold Management
1.11 Elect Director William P. Powell For For Management
1.12 Elect Director Joseph T. Williams For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Report on Financial Risks of Climate Against For Shareholder
Change
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
DE MASTER BLENDERS 1753 NV
Ticker: DE Security ID: N2563N109
Meeting Date: JUL 31, 2013 Meeting Type: Special
Record Date: JUL 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Public Offer By Oak Leaf B.V None None Management
3 Amend Articles Re: Public Offer By Oak For For Management
Leaf B.V
4a Elect B. Becht as Non-Executive For For Management
Director
4b Elect P. Harf as Non-Executive Director For For Management
4c Elect O. Goudet as Non-Executive For For Management
Director
4d Elect A. Van Damme as Non-Executive For For Management
Director
4e Elect B. Trott as Non-Executive For For Management
Director
4f Elect A. Santo Domingo as For For Management
Non-Executive Director
4g Elect M.M.G. Cup as Executive Director For For Management
5a Accept Resignation of J. Bennink as a For For Management
Board Member
5b Accept Resignation of N.R. For For Management
Sorensen-Valdez as a Board Member
5c Accept Resignation of M.M.M. Corrales For For Management
as a Board Member (Non-contentious)
5d Accept Resignation of G.J.M. Picaud as For For Management
a Board Member (Non-contentious)
5e Accept Resignation of S.E. Taylor as a For For Management
Board Member (Non-contentious)
6a Approve Conditional Discharge of A. For For Management
Illy as Board Member
6b Approve Conditional Discharge of R. For For Management
Zwartendijk as Board Member
7a Approve Discharge of C.J.A. van Lede For For Management
as Former Board Member
7b Approve Discharge of M.J. Herkemij of For For Management
Former Board Member
8 Approve Conditional Merger Agreement For For Management
of Oak Sub BV and New Oak BV in Case
the Acceptance Level of the Public
Tender Offer is Less than 95 Percent
9 Other Business (Non-Voting) None None Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
DE MASTER BLENDERS 1753 NV
Ticker: DE Security ID: N2563N109
Meeting Date: NOV 14, 2013 Meeting Type: Special
Record Date: OCT 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect P. Laubies as Executive Director For Did Not Vote Management
3 Amend Articles Re: Conversion of For Did Not Vote Management
Registered Shares to Bearer Shares
4 Amend Articles Re: Change of Corporate For Did Not Vote Management
Form into Private Company
5 Approve Remuneration of J. Bennink For Did Not Vote Management
6 Other Business (Non-Voting) None None Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director Louis P. Gignac For For Management
1.4 Elect Director David J. Illingworth For For Management
1.5 Elect Director Brian M. Levitt For For Management
1.6 Elect Director David G. Maffucci For For Management
1.7 Elect Director Robert J. Steacy For For Management
1.8 Elect Director Pamela B. Strobel For For Management
1.9 Elect Director Denis Turcotte For For Management
1.10 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EBRO FOODS S.A
Ticker: EBRO Security ID: E38028135
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: MAY 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Discharge of Board For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Appoint Auditors For For Management
5 Advisory Vote on Remuneration Policy For For Management
Report
6 Authorize Donations to Fundacion Ebro For For Management
Foods
7.1 Ratify Appointment of and Elect For Against Management
Empresas Comerciales e Industriales
Valencianas SL as Director
7.2 Reelect Antonio Hernandez Callejas as For Against Management
Director
7.3 Reelect Demetrio Carceller Arce as For Against Management
Director
7.4 Reelect Alimentos y Aceites SA as For Against Management
Director
7.5 Reelect Fernando Castello Clemente as For Against Management
Director
7.6 Reelect Jose Ignacio Comenge For Against Management
Sanchez-Real as Director
7.7 Reelect Sol Daurella Comadran as For For Management
Director
7.8 Reelect Hispafoods Invest SL as For Against Management
Director
7.9 Reelect Instituto Hispanico del Arroz For Against Management
SA as Director
7.10 Reelect Jose Nieto de la Cierva as For Against Management
Director
7.11 Reelect Rudolf-August Oetker as For Against Management
Director
7.12 Reelect Eugenio Ruiz-Galvez Priego as For Against Management
Director
7.13 Reelect Jose Antonio Segurado Garcia For For Management
as Director
7.14 Fix Number of Directors at 13 For Against Management
8.1 Allow Director Alimentos y Aceites SA For For Management
to Be Involved in Other Companies
8.2 Allow Director Instituto Hispanico del For For Management
Arroz to Be Involved in Other Companies
8.3 Allow Director Antonio Hernandez For For Management
Callejas to Be Involved in Other
Companies
8.4 Allow Director Rudolf-August Oetker to For For Management
Be Involved in Other Companies
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION
Ticker: ELD Security ID: 284902103
Meeting Date: MAY 01, 2014 Meeting Type: Annual/Special
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Ross Cory For For Management
1.2 Elect Director Robert R. Gilmore For For Management
1.3 Elect Director Geoffrey A. Handley For For Management
1.4 Elect Directo Michael A. Price For For Management
1.5 Elect Director Steven P. Reid For For Management
1.6 Elect Director Jonathan A. Rubenstein For For Management
1.7 Elect Director Donald M. Shumka For For Management
1.8 Elect Director Paul N. Wright For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Adopt By-Law No.1 For For Management
5 Eliminate Class of Convertible For For Management
Non-Voting Shares
6 Amend Officers and Directors Plan For For Management
7 Amend Employee Plan For For Management
8 Approve Performance Share Unit Plan For For Management
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Arledge For For Management
1.2 Elect Director James J. Blanchard For For Management
1.3 Elect Director J. Lorne Braithwaite For For Management
1.4 Elect Director J. Herb England For For Management
1.5 Elect Director Charles W. Fischer For For Management
1.6 Elect Director V. Maureen Kempston For For Management
Darkes
1.7 Elect Director David A. Leslie For For Management
1.8 Elect Director Al Monaco For For Management
1.9 Elect Director George K. Petty For For Management
1.10 Elect Director Charles E. Shultz For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Catherine L. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program For For Management
4 Amend Articles Re: Director None Against Shareholder
Honorability Requirements
5 Amend Company Bylaws Re: Shareholder For For Management
Meetings
6 Fix Number of Directors For For Management
7 Fix Board Terms for Directors For For Management
8.1 Slate Submitted by the Italian Treasury None Did Not Vote Shareholder
8.2 Slate Submitted by Institutional None For Shareholder
Investors
9 Elect Board Chair None For Management
10 Approve Remuneration of Directors For Against Management
11 Approve Remuneration of Executive None For Management
Directors
12.1 Slate Submitted by the Italian Treasury None Against Shareholder
12.2 Slate Submitted by Institutional None For Shareholder
Investors
13 Appoint Chair of the Board of None For Shareholder
Statutory Auditors
14 Approve Internal Auditors' Remuneration For For Management
15 Approve Compensation of the Judicial For For Management
Officer of Corte dei Conti Responsible
for Eni's Financial Control
16 Approve Long-Term Monetary Incentive For For Management
Plan 2014-2016
17 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EVRAZ PLC
Ticker: EVR Security ID: G33090104
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: JUN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Special Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Alexander Abramov as Director For For Management
6 Re-elect Duncan Baxter as Director For For Management
7 Re-elect Alexander Frolov as Director For For Management
8 Re-elect Karl Gruber as Director For For Management
9 Re-elect Alexander Izosimov as Director For For Management
10 Re-elect Sir Michael Peat as Director For For Management
11 Re-elect Olga Pokrovskaya as Director For Against Management
12 Re-elect Terry Robinson as Director For For Management
13 Re-elect Eugene Shvidler as Director For For Management
14 Re-elect Eugene Tenenbaum as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
FLETCHER BUILDING LTD.
Ticker: FBU Security ID: Q3915B105
Meeting Date: OCT 16, 2013 Meeting Type: Annual
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Antony John Carter as Director For For Management
2 Elect John Frederick Judge as Director For For Management
3 Elect Ralph Graham Waters as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
the Auditors
--------------------------------------------------------------------------------
FLOWERS FOODS, INC.
Ticker: FLO Security ID: 343498101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin H. Griswold, IV For For Management
1.2 Elect Director Margaret G. Lewis For For Management
1.3 Elect Director Allen L. Shiver For For Management
1.4 Elect Director C. Martin Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayla J. Delly For For Management
1.2 Elect Director Rick J. Mills For For Management
1.3 Elect Director Charles M. Rampacek For For Management
1.4 Elect Director William C. Rusnack For For Management
1.5 Elect Director John R. Friedery For For Management
1.6 Elect Director Joe E. Harlan For For Management
1.7 Elect Director Leif E. Darner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Proxy Voting Disclosure, Against For Shareholder
Confidentiality, and Tabulation
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD.
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Elizabeth Gaines as Director For For Management
3 Elect Peter Meurs as Director For For Management
4 Elect Sharon Warburton as Director For For Management
5 Elect Mark Barnaba as Director For For Management
6 Approve the Grant of Up to 5.50 For For Management
Million Performance Rights to
Executive Directors
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Charles C. Krulak For For Management
1.10 Elect Director Bobby Lee Lackey For For Management
1.11 Elect Director Jon C. Madonna For For Management
1.12 Elect Director Dustan E. McCoy For For Management
1.13 Elect Director James R. Moffett For For Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against For Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Lydia H. Kennard For For Management
1.10 Elect Director Charles C. Krulak For For Management
1.11 Elect Director Bobby Lee Lackey For For Management
1.12 Elect Director Jon C. Madonna For For Management
1.13 Elect Director Dustan E. McCoy For For Management
1.14 Elect Director James R. Moffett For For Management
1.15 Elect Director Stephen H. Siegele For For Management
1.16 Elect Director Frances Fragos Townsend For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Require Director Nominee with Against Against Shareholder
Environmental Experience
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director R. Kerry Clark For For Management
1c Elect Director Paul Danos For For Management
1d Elect Director William T. Esrey For For Management
1e Elect Director Raymond V. Gilmartin For For Management
1f Elect Director Judith Richards Hope For For Management
1g Elect Director Heidi G. Miller For For Management
1h Elect Director Hilda Ochoa-Brillembourg For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Kendall J. Powell For For Management
1k Elect Director Michael D. Rose For For Management
1l Elect Director Robert L. Ryan For For Management
1m Elect Director Dorothy A. Terrell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Responsibility for Against Against Shareholder
Post-Consumer Product Packaging
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: MAY 01, 2014 Meeting Type: Annual/Special
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director John P. Bell For For Management
a2 Elect Director Beverley A. Briscoe For For Management
a3 Elect Director Peter J. Dey For For Management
a4 Elect Director Douglas M. Holtby For For Management
a5 Elect Director Charles A. Jeannes For For Management
a6 Elect Director Clement A. Pelletier For For Management
a7 Elect Director P. Randy Reifel For For Management
a8 Elect Director Ian W. Telfer For For Management
a9 Elect Director Blanca Trevino For For Management
a10 Elect Director Kenneth F. Williamson For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Amend Restricted Share Unit Plan For For Management
d Amend Stock Option Plan For For Management
e Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
GOLDEN AGRI-RESOURCES LTD
Ticker: E5H Security ID: V39076134
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Frankle (Djafar) Widjaja as For For Management
Director
5 Elect Lew Syn Pau as Director For For Management
6 Elect Jacques Desire Laval Elliah as For For Management
Director
7 Reappoint Moore Stephens LLP Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or Equity For For Management
Linked Securities with or without
Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Approve Mandate for Transactions with For For Management
Related Parties
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence J. Checki For For Management
1.2 Elect Director Edith E. Holiday For For Management
1.3 Elect Director John H. Mullin, III For For Management
1.4 Elect Director James H. Quigley For For Management
1.5 Elect Director Robert N. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4a Eliminate Supermajority Vote For For Management
Requirement in Certificate of
Incorporation and Bylaws
4b Eliminate Supermajority Vote For For Management
Requirement in Certificate of
Incorporation
5 Amend Certificate of Incorporation For For Management
Removing Provisions of $3.50
Cumulative Convertible Preferred Stock
6 Report on Financial Risks of Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
HOCHSCHILD MINING PLC
Ticker: HOC Security ID: G4611M107
Meeting Date: NOV 29, 2013 Meeting Type: Special
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Shares in For For Management
International Minerals Corporation
--------------------------------------------------------------------------------
HOCHSCHILD MINING PLC
Ticker: HOC Security ID: G4611M107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAY 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Against Management
4 Re-elect Graham Birch as Director For For Management
5 Re-elect Enrico Bombieri as Director For For Management
6 Re-elect Jorge Born Jr as Director For For Management
7 Re-elect Ignacio Bustamante as Director For For Management
8 Re-elect Roberto Danino as Director For For Management
9 Re-elect Sir Malcolm Field as Director For For Management
10 Re-elect Eduardo Hochschild as Director For For Management
11 Re-elect Nigel Moore as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Approve Deferred Bonus Plan For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HOLMEN AB
Ticker: HOLM B Security ID: W4200N112
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Allow Questions None None Management
9 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 9 Per Share
11 Approve Discharge of Board and For Did Not Vote Management
President
12 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board; Determine
Number of Auditors (1)
13 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 650,000 for Chairman
and SEK 325,000 for Other Members;
Approve Remuneration of Auditors
14 Relect Fredrik Lundberg (Chairman), For Did Not Vote Management
Carl Bennet, Lars Josefsson, Carl
Kempe, Louise Lindh, Ulf Lundahl, and
Goran Lundin as Directors; Elect
Henrik Sjolund as New Director
15 Ratify KPMG as Auditors For Did Not Vote Management
16 Receive Information About Nomination None None Management
Committee Before 2015 AGM
17 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
18 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
19 Close Meeting None None Management
--------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrell K. Crews For For Management
1.2 Elect Director Jeffrey M. Ettinger For For Management
1.3 Elect Director Jody H. Feragen For For Management
1.4 Elect Director Glenn S. Forbes For For Management
1.5 Elect Director Stephen M. Lacy For For Management
1.6 Elect Director John L. Morrison For For Management
1.7 Elect Director Elsa A. Murano For For Management
1.8 Elect Director Robert C. Nakasone For For Management
1.9 Elect Director Susan K. Nestegard For For Management
1.10 Elect Director Dakota A. Pippins For For Management
1.11 Elect Director Christopher J. For For Management
Policinski
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUSKY ENERGY INC.
Ticker: HSE Security ID: 448055103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor T.K. Li For For Management
1.2 Elect Director Canning K.N. Fok For For Management
1.3 Elect Director Stephen E. Bradley For For Management
1.4 Elect Director Asim Ghosh For For Management
1.5 Elect Director Martin J.G. Glynn For For Management
1.6 Elect Director Poh Chan Koh For For Management
1.7 Elect Director Eva L. Kwok For For Management
1.8 Elect Director Stanley T.L. Kwok For For Management
1.9 Elect Director Frederick S.H. Ma For For Management
1.10 Elect Director George C. Magnus For For Management
1.11 Elect Director Neil D. McGee For For Management
1.12 Elect Director Colin S. Russel For For Management
1.13 Elect Director Wayne E. Shaw For For Management
1.14 Elect Director William Shurniak For For Management
1.15 Elect Director Frank J. Sixt For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IAMGOLD CORPORATION
Ticker: IMG Security ID: 450913108
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Caldwell For For Management
1.2 Elect Director Donald K. Charter For For Management
1.3 Elect Director W. Robert Dengler For For Management
1.4 Elect Director Guy G. Dufresne For For Management
1.5 Elect Director Richard J. Hall For For Management
1.6 Elect Director Stephen J. J. Letwin For For Management
1.7 Elect Director Mahendra Naik For For Management
1.8 Elect Director William D. Pugliese For For Management
1.9 Elect Director John T. Shaw For For Management
1.10 Elect Director Timothy R. Snider For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Share Incentive Plan For For Management
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley J. Bell For For Management
1.2 Elect Director Gregory F. Milzcik For For Management
1.3 Elect Director Andrew K. Silvernail For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ILUKA RESOURCES LTD.
Ticker: ILU Security ID: Q4875J104
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAY 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jennifer Anne Seabrook as For For Management
Director
2 Elect Marcelo Hubmeyer De Almeida For For Management
Bastos as Director
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
IMPERIAL OIL LIMITED
Ticker: IMO Security ID: 453038408
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director Krystyna T. Hoeg For For Management
2.2 Elect Director Richard M. Kruger For For Management
2.3 Elect Director Jack M. Mintz For For Management
2.4 Elect Director David S. Sutherland For For Management
2.5 Elect Director Sheelagh D. Whittaker For For Management
2.6 Elect Director Darren W. Woods For For Management
2.7 Elect Director Victor L. Young For For Management
3 Change Location of Registered Office For For Management
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Luis Aranguren-Trellez For For Management
1b Elect Director David B. Fischer For For Management
1c Elect Director Ilene S. Gordon For For Management
1d Elect Director Paul Hanrahan For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Rhonda L. Jordan For For Management
1g Elect Director Gregory B. Kenny For For Management
1h Elect Director Barbara A. Klein For For Management
1i Elect Director Victoria J. Reich For For Management
1j Elect Director Dwayne A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ITOHAM FOODS INC.
Ticker: 2284 Security ID: J25037128
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Horio, Mamoru For For Management
1.2 Elect Director Ishii, Takashi For For Management
1.3 Elect Director Ikeuchi, Hiroaki For For Management
1.4 Elect Director Shibayama, Ikuro For For Management
1.5 Elect Director Ito, Koichi For For Management
1.6 Elect Director Ichida, Kenichi For For Management
1.7 Elect Director Misono, Kazuhiko For For Management
1.8 Elect Director Munakata, Nobuhiko For For Management
2 Appoint Statutory Auditor Nakajima, For For Management
Hisanori
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Doheny, II For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director John T. Gremp For For Management
1.4 Elect Director John Nils Hanson For For Management
1.5 Elect Director Gale E. Klappa For For Management
1.6 Elect Director Richard B. Loynd For For Management
1.7 Elect Director P. Eric Siegert For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KAPSTONE PAPER AND PACKAGING CORPORATION
Ticker: KS Security ID: 48562P103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Chapman For For Management
1.2 Elect Director Ronald J. Gidwitz For For Management
1.3 Elect Director Matthew Kaplan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bryant For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director La June Montgomery For For Management
Tabron
1.4 Elect Director Rogelio Rebolledo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Report on Human Rights Risk Assessment Against For Shareholder
Process
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividends For For Management
3(a) Elect Michael Ahern as Director For Against Management
3(b) Elect Hugh Brady as Director For For Management
3(c) Elect James Devane as Director For Against Management
3(d) Elect John O'Connor as Director For Against Management
4(a) Re-elect Denis Buckley as Director For For Management
4(b) Re-elect Gerry Behan as Director For For Management
4(c) Re-elect Michael Dowling as Director For Against Management
4(d) Re-elect Joan Garahy as Director For For Management
4(e) Re-elect Flor Healy as Director For For Management
4(f) Re-elect James Kenny as Director For For Management
4(g) Re-elect Stan McCarthy as Director For For Management
4(h) Re-elect Brian Mehigan as Director For For Management
4(i) Re-elect Philip Toomey as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Approve Remuneration Report For For Management
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Anthony W. Hall, Jr. For For Management
1.4 Elect Director Deborah A. Macdonald For For Management
1.5 Elect Director Michael J. Miller For For Management
1.6 Elect Director Michael C. Morgan For For Management
1.7 Elect Director Fayez Sarofim For For Management
1.8 Elect Director C. Park Shaper For For Management
1.9 Elect Director Joel V. Staff For For Management
1.10 Elect Director John M. Stokes For For Management
1.11 Elect Director Robert F. Vagt For For Management
2 Ratify Auditors For For Management
3 Report on Financial Risks of Climate Against For Shareholder
Change
4 Report on Methane Emissions Against For Shareholder
Management, Pipeline Maintenance and
Reduction Targets
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
Ticker: K Security ID: 496902404
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brough For For Management
1.2 Elect Director John K. Carrington For For Management
1.3 Elect Director John M. H. Huxley For For Management
1.4 Elect Director Kenneth C. Irving For For Management
1.5 Elect Director John A. Keyes For For Management
1.6 Elect Director John A. Macken For For Management
1.7 Elect Director Catherine McLeod-Seltzer For For Management
1.8 Elect Director John E. Oliver For For Management
1.9 Elect Director Una M. Power For For Management
1.10 Elect Director Terence C. W. Reid For For Management
1.11 Elect Director J. Paul Rollinson For For Management
1.12 Elect Director Ruth G. Woods For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Share Option Plan For For Management
4 Amend Restricted Share Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
LEE & MAN PAPER MANUFACTURING LTD.
Ticker: 02314 Security ID: G5427W130
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Lee Man Chun Raymond as Director For For Management
4 Elect Lee Man Bun as Director For For Management
5 Elect Li King Wai Ross as Director For For Management
6 Authorize Board to Confirm the Terms For For Management
of Appointment for Poon Chung Kwong
7 Authorize Board to Confirm the Terms For For Management
of Appointment for Wong Kai Tung Tony
8 Authorize Board to Confirm the Terms For For Management
of Appointment for Peter A Davies
9 Authorize Board to Confirm the Terms For For Management
of Appointment for Chau Shing Yim David
10 Approve Remuneration of Directors for For For Management
the Year Ended Dec. 31, 2013
11 Authorize Board to Fix Remuneration of For Against Management
Directors for the year ending Dec. 31,
2014
12 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION
Ticker: LPX Security ID: 546347105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Gary Cook For For Management
1b Elect Director Kurt M. Landgraf For For Management
1c Elect Director John W. Weaver For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LUNDIN MINING CORPORATION
Ticker: LUN Security ID: 550372106
Meeting Date: MAY 09, 2014 Meeting Type: Annual/Special
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald K. Charter For For Management
1.2 Elect Director Paul K. Conibear For For Management
1.3 Elect Director John H. Craig For For Management
1.4 Elect Director Brian D. Edgar For For Management
1.5 Elect Director Peter C. Jones For For Management
1.6 Elect Director Lukas H. Lundin For For Management
1.7 Elect Director Dale C. Peniuk For For Management
1.8 Elect Director William A. Rand For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Share Unit Plan and New For For Management
Incentive Stock Option Plan
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven A. Davis For For Management
1b Elect Director Gary R. Heminger For For Management
1c Elect Director John W. Snow For For Management
1d Elect Director John P. Surma For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
MARUHA NICHIRO HOLDINGS, INC.
Ticker: 1334 Security ID: J4001N100
Meeting Date: JAN 30, 2014 Meeting Type: Special
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Five For Against Management
Wholly Owned Subsidiaries
2 Approve Reduction in Capital and For Against Management
Capital Reserves
3 Approve Merger Agreement with Five For Against Management
Wholly Owned Subsidiaries
--------------------------------------------------------------------------------
MEADWESTVACO CORPORATION
Ticker: MWV Security ID: 583334107
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Campbell For For Management
1.2 Elect Director James G. Kaiser For For Management
1.3 Elect Director Richard B. Kelson For For Management
1.4 Elect Director Susan J. Kropf For For Management
1.5 Elect Director John A. Luke, Jr. For For Management
1.6 Elect Director Gracia C. Martore For For Management
1.7 Elect Director Timothy H. Powers For For Management
1.8 Elect Director Jane L. Warner For For Management
1.9 Elect Director Alan D. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MITSUBISHI MATERIALS CORP.
Ticker: 5711 Security ID: J44024107
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ide, Akihiko For For Management
1.2 Elect Director Yao, Hiroshi For For Management
1.3 Elect Director Kato, Toshinori For For Management
1.4 Elect Director Takeuchi, Akira For For Management
1.5 Elect Director Hamaji, Akio For For Management
1.6 Elect Director Aramaki, Masaru For For Management
1.7 Elect Director Iida, Osamu For For Management
1.8 Elect Director Okamoto, Yukio For For Management
1.9 Elect Director Ono, Naoki For For Management
2.1 Appoint Statutory Auditor Utsumi, Akio For Against Management
2.2 Appoint Statutory Auditor Kasai, Naoto For For Management
--------------------------------------------------------------------------------
MITSUI & CO.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 34
2 Amend Articles To Add Provisions on For For Management
Executive Officers - Allow an
Executive Officer to Fill Post of
Company President
3.1 Elect Director Utsuda, Shoei For For Management
3.2 Elect Director Iijima, Masami For For Management
3.3 Elect Director Saiga, Daisuke For For Management
3.4 Elect Director Okada, Joji For For Management
3.5 Elect Director Kinoshita, Masayuki For For Management
3.6 Elect Director Ambe, Shintaro For For Management
3.7 Elect Director Tanaka, Koichi For For Management
3.8 Elect Director Kato, Hiroyuki For For Management
3.9 Elect Director Hombo, Yoshihiro For For Management
3.10 Elect Director Nonaka, Ikujiro For For Management
3.11 Elect Director Hirabayashi, Hiroshi For For Management
3.12 Elect Director Muto, Toshiro For For Management
3.13 Elect Director Kobayashi, Izumi For For Management
4 Appoint Statutory Auditor Matsuyama, For For Management
Haruka
5 Approve Deep Discount Stock Option Plan For For Management
6 Amend Articles to Add Trading of Against Against Shareholder
Second Generation Biodiesel and
Treatment of Radiation Contaminated
Water to Business Lines
7 Amend Articles to Exclude Against Against Shareholder
Genetically-Modified Feed, Clinical
Trial-Related Facilities and Medical
Tourism Related Facilities from
Business Lines
8 Amend Articles to Clarify that Nuclear Against Against Shareholder
Power Generation is Excluded and
Biomass Power Generation is Included
in Business Lines
9 Amend Articles to Exclude Narcotics Against Against Shareholder
from Business Lines
10 Amend Articles to Delete Provision Against For Shareholder
that Authorizes Share Buybacks at
Board's Discretion
11 Amend Articles to Remove Provisions Against Against Shareholder
Prohibiting Cumulative Voting
12 Remove Chairman Shoei Utsuda from the Against Against Shareholder
Board of Directors
13 Authorize Share Repurchase of up to Against For Shareholder
120 Million Shares in the Coming Year
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Clay C. Williams For For Management
1C Elect Director Greg L. Armstrong For For Management
1D Elect Director Robert E. Beauchamp For For Management
1E Elect Director Marcela E. Donadio For For Management
1F Elect Director Ben A. Guill For For Management
1G Elect Director David D. Harrison For For Management
1H Elect Director Roger L. Jarvis For For Management
1I Elect Director Eric L. Mattson For For Management
1K Elect Director Jeffery A. Smisek For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW GOLD INC.
Ticker: NGD Security ID: 644535106
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Emerson For For Management
1.2 Elect Director James Estey For For Management
1.3 Elect Director Robert Gallagher For For Management
1.4 Elect Director Vahan Kololian For For Management
1.5 Elect Director Martyn Konig For For Management
1.6 Elect Director Pierre Lassonde For For Management
1.7 Elect Director Randall Oliphant For For Management
1.8 Elect Director Raymond Threlkeld For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
4 Approve Long Term Incentive Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Philip Aiken as Director For For Management
2b Elect Peter Hay as Director For For Management
2c Elect Richard Lee as Director For Against Management
2d Elect Tim Poole as Director For Against Management
2e Elect John Spark as Director For Against Management
3 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NIPPON MEAT PACKERS INC.
Ticker: 2282 Security ID: J54752142
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change Company Name For For Management
2.1 Elect Director Kobayashi, Hiroshi For For Management
2.2 Elect Director Takezoe, Noboru For For Management
2.3 Elect Director Okoso, Hiroji For For Management
2.4 Elect Director Uchida, Koji For For Management
2.5 Elect Director Suezawa, Juichi For For Management
2.6 Elect Director Hata, Yoshihide For For Management
2.7 Elect Director Kawamura, Koji For For Management
2.8 Elect Director Katayama, Toshiko For For Management
2.9 Elect Director Taka, Iwao For For Management
2.10 Elect Director Shinohara, Takahiko For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NIPPON PAPER INDUSTRIES CO., LTD.
Ticker: 3863 Security ID: J28583169
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Haga, Yoshio For For Management
2.2 Elect Director Manoshiro, Fumio For For Management
2.3 Elect Director Iwase, Hironori For For Management
2.4 Elect Director Motomura, Masaru For For Management
2.5 Elect Director Marukawa, Shuuhei For For Management
2.6 Elect Director Yamasaki, Kazufumi For For Management
2.7 Elect Director Fujisawa, Haruo For For Management
2.8 Elect Director Nozawa, Toru For For Management
2.9 Elect Director Aoyama, Yoshimitsu For For Management
3.1 Appoint Statutory Auditor Matsuo, For For Management
Hiroshi
3.2 Appoint Statutory Auditor Nagoshi, For For Management
Mitsuo
4 Appoint Alternate Statutory Auditor For For Management
Otsuka, akio
--------------------------------------------------------------------------------
NISSHIN SEIFUN GROUP INC.
Ticker: 2002 Security ID: J57633109
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Oeda, Hiroshi For For Management
2.2 Elect Director Ikeda, Kazuo For For Management
2.3 Elect Director Nakagawa, Masao For For Management
2.4 Elect Director Takizawa, Michinori For For Management
2.5 Elect Director Harada, Takashi For For Management
2.6 Elect Director Ogawa, Yasuhiko For For Management
2.7 Elect Director Mori, Akira For For Management
2.8 Elect Director Nakagawa, Masashi For For Management
2.9 Elect Director Iwasaki, Koichi For For Management
2.10 Elect Director Yamada, Takao For For Management
2.11 Elect Director Kemmoku, Nobuki For For Management
2.12 Elect Director Okumura, Ariyoshi For For Management
2.13 Elect Director Mimura, Akio For For Management
2.14 Elect Director Sato, Kiyoshi For For Management
3.1 Appoint Statutory Auditor Ito, Satoshi For For Management
3.2 Appoint Statutory Auditor Yoshinare, For For Management
Kazuya
4 Approve Stock Option Plan for Directors For For Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NISSIN FOODS HOLDINGS CO., LTD.
Ticker: 2897 Security ID: J58063124
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Ando, Koki For For Management
2.2 Elect Director Nakagawa, Susumu For For Management
2.3 Elect Director Ando, Noritaka For For Management
2.4 Elect Director Matsuo, Akihide For For Management
2.5 Elect Director Kijima, Tsunao For For Management
2.6 Elect Director Tanaka, Mitsuru For For Management
2.7 Elect Director Yokoyama, Yukio For For Management
2.8 Elect Director Miura, Yoshinori For For Management
2.9 Elect Director Ando, Kiyotaka For For Management
2.10 Elect Director Kobayashi, Ken For Against Management
2.11 Elect Director Okafuji, Masahiro For Against Management
2.12 Elect Director Ishikura, Yoko For For Management
3 Appoint Statutory Auditor Hattori, For For Management
Hideki
4 Appoint Alternate Statutory Auditor For For Management
Matsumiya, Kiyotaka
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
NORSK HYDRO ASA
Ticker: NHY Security ID: R61115102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 0.75
Per Share
4 Approve Remuneration of Auditors For Did Not Vote Management
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
7a Amend Articles Re: Board-Related For Did Not Vote Management
7b Amend Articles Re: Nomination Committee For Did Not Vote Management
7c Amend Articles Re: Corporate Assembly For Did Not Vote Management
7d Amend Articles Re: Removal of Age Limit For Did Not Vote Management
8a Elect Leif Teksum as Member of For Did Not Vote Management
Corporate Assembly
8b Elect Idar Kreutzer as Member of For Did Not Vote Management
Corporate Assembly
8c Elect Sten-Arthur Saelor as Member of For Did Not Vote Management
Corporate Assembly
8d Elect Anne-Margrethe Firing as Member For Did Not Vote Management
of Corporate Assembly
8e Elect Terje Venold as Member of For Did Not Vote Management
Corporate Assembly
8f Elect Unni Steinsmo as Member of For Did Not Vote Management
Corporate Assembly
8g Elect Tove Wangensten as Member of For Did Not Vote Management
Corporate Assembly
8h Elect Anne Bogsnes as Member of For Did Not Vote Management
Corporate Assembly
8i Elect Birger Solberg as Member of For Did Not Vote Management
Corporate Assembly
8j Elect Susanne Thore as Member of For Did Not Vote Management
Corporate Assembly
8k Elect Nils Bastiansen as Member of For Did Not Vote Management
Corporate Assembly
8l Elect Shahzad Abid as Member of For Did Not Vote Management
Corporate Assembly
8m Elect Jan Meling as Deputy Member of For Did Not Vote Management
Corporate Assembly
8n Elect Ylva Lindberg as Deputy Member For Did Not Vote Management
of Corporate Assembly
8o Elect Berit Henriksen as Deputy Member For Did Not Vote Management
of Corporate Assembly
8p Elect Jorunn Saetre as Deputy Member For Did Not Vote Management
of Corporate Assembly
9a Elect Leif Teksum as Member of For Did Not Vote Management
Nominating Committee
9b Elect Terje Venold as Member of For Did Not Vote Management
Nominating Committee
9c Elect Mette Wikborg as Member of For Did Not Vote Management
Nominating Committee
9d Elect Susanne Thore as Member of For Did Not Vote Management
Nominating Committee
10a Approve Remuneration of Corporate For Did Not Vote Management
Assembly
10b Approve Remuneration of Nomination For Did Not Vote Management
Committee
--------------------------------------------------------------------------------
NUTRECO NV
Ticker: NUO Security ID: N6509P151
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Open Meeting None None Management
1.2 Receive Announcements None None Management
2.1 Receive Report of Supervisory Board None None Management
(Non-Voting)
2.2 Discuss Remuneration Report None None Management
3 Receive Report of Management Board None None Management
(Non-Voting)
4.1 Adopt Financial Statements For For Management
4.2 Approve Dividends of EUR 1 Per Share For For Management
5.1 Approve Discharge of Management Board For For Management
5.2 Approve Discharge of Supervisory Board For For Management
6.1 Ratify KPMG Accountants as Auditors For For Management
Re: Financial Year 2015
6.2 Receive Announcements Re: Mandatory None None Management
Auditor Rotation
7.1 Acknowledge Resignation of R.J. Frohn None None Management
as Supervisory Board Member
7.2 Elect P.S. Overmars to Supervisory For For Management
Board
7.3 Reelect H.W.P.M.A. Verhagen to For For Management
Supervisory Board
8.1 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
8.2 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 8.1
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against For Shareholder
8 Review and Assess Membership of Against For Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
OLAM INTERNATIONAL LTD.
Ticker: O32 Security ID: Y6421B106
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare First and Final Dividend For For Management
3 Reelect R. Jayachandran as Director For For Management
4 Reelect Robert Michael Tomlin as For For Management
Director
5 Reelect Jean-Paul Pinard as Director For For Management
6 Reelect Sunny George Verghese as For For Management
Director
7 Approve Directors' Fees For For Management
8 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Options and Issuance For Against Management
of Shares Under the Olam Employee
Share Option Scheme
11 Authorize Share Repurchase Program For For Management
12 Approve Issuance of Shares Under the For For Management
Olam Scrip Dividend Scheme
--------------------------------------------------------------------------------
OSISKO MINING CORPORATION
Ticker: OSK Security ID: 688278100
Meeting Date: MAY 30, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Agnico Eagle For For Management
Mines Limited and Yamana Gold Inc.
2 Approve Out-of-the-Money Consideration For Against Management
Resolution
3 Approve Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Approve Stock Consolidation For For Management
6.1 Elect Director Victor H. Bradley For For Management
6.2 Elect Director John F. Burzynski For For Management
6.3 Elect Director Marcel Cote For For Management
6.4 Elect Director Michele Darling For For Management
6.5 Elect Director Joanne Ferstman For For Management
6.6 Elect Director Staph Leavenworth Bakali For For Management
6.7 Elect Director William A. MacKinnon For For Management
6.8 Elect Director Charles E. Page For For Management
6.9 Elect Director Sean Roosen For For Management
6.10 Elect Director Gary A. Sugar For For Management
6.11 Elect Director Serge Vezina For For Management
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Re-approve Employee Share Purchase Plan For For Management
9 Re-approve Stock Option Plan For For Management
10 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP.
Ticker: PAA Security ID: 697900108
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross J. Beaty For For Management
1.2 Elect Director Geoffrey A. Burns For For Management
1.3 Elect Director Michael L. Carroll For For Management
1.4 Elect Director Christopher Noel Dunn For For Management
1.5 Elect Director Neil de Gelder For For Management
1.6 Elect Director Robert P. Pirooz For For Management
1.7 Elect Director David C. Press For For Management
1.8 Elect Director Walter T. Segsworth For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PANAUST LTD
Ticker: PNA Security ID: Q7283A110
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Garry Hounsell as Director For For Management
4 Elect John Crofts as Director For For Management
5 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William A. Coley For For Management
1.3 Elect Director William E. James For For Management
1.4 Elect Director Robert B. Karn, III For For Management
1.5 Elect Director Henry E. Lentz For For Management
1.6 Elect Director Robert A. Malone For For Management
1.7 Elect Director William C. Rusnack For For Management
1.8 Elect Director Michael W. Sutherlin For For Management
1.9 Elect Director John F. Turner For For Management
1.10 Elect Director Sandra A. Van Trease For For Management
1.11 Elect Director Alan H. Washkowitz For For Management
1.12 Elect Director Heather A. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENNON GROUP PLC
Ticker: PNN Security ID: G8295T213
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Kenneth Harvey as Director For For Management
5 Re-elect Martin Angle as Director For For Management
6 Re-elect Gerard Connell as Director For For Management
7 Re-elect Colin Drummond as Director For For Management
8 Re-elect David Dupont as Director For For Management
9 Re-elect Christopher Loughlin as For For Management
Director
10 Elect Gill Rider as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
12 Authorise Board to Fix Remuneration of For Against Management
Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PENTAIR LTD.
Ticker: PNR Security ID: H6169Q108
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glynis A. Bryan For For Management
1b Elect Director Jerry W. Burris For For Management
1c Elect Director Carol Anthony (John) For For Management
Davidson
1d Elect Director T. Michael Glenn For For Management
1e Elect Director David H.Y. Ho For For Management
1f Elect Director Randall J. Hogan For For Management
1g Elect Director David A. Jones For For Management
1h Elect Director Ronald L. Merriman For For Management
1i Elect Director William T. Monahan For For Management
1j Elect Director Billie Ida Williamson For For Management
2 Elect Randall J. Hogan as Board For Against Management
Chairman
3a Appoint David A. Jones as Member of For For Management
the Compensation Committee
3b Appoint Glynis A. Bryan as Member of For For Management
the Compensation Committee
3c Appoint T. Michael Glenn as Member of For For Management
the Compensation Committee
3d Appoint William T. Monahan as Member For For Management
of the Compensation Committee
4 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5 Accept Financial Statements and For For Management
Statutory Reports
6 Approve Discharge of Board and Senior For For Management
Management
7a Ratify Deloitte AG as Statutory For For Management
Auditors
7b Ratify Deloitte & Touche LLP as For For Management
Auditors
7c Ratify PricewaterhouseCoopers as For For Management
Special Auditors
8a Approve the Appropriation of results For For Management
for the year ended December 31, 2013
8b Approve Dividends For For Management
9 Advisory Vote to Ratify Names For For Management
Executive Officers' Compensation
10 Approve Renewal of the Authorized For Against Management
Share Capital of Pentair Ltd
--------------------------------------------------------------------------------
PENTAIR LTD.
Ticker: PNR Security ID: H6169Q111
Meeting Date: MAY 20, 2014 Meeting Type: Special
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation [from For For Management
Switzerland to Ireland]
2 Approve Proposal to Eliminate the 20% For For Management
Voting Cap in Pentair-Ireland's
Articles of Association
3 Approval to Create Distributable For For Management
Reserves of Pentair-Ireland
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Loomis, Jr. For For Management
1b Elect Director Glenn F. Tilton For For Management
1c Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against For Shareholder
Operations
--------------------------------------------------------------------------------
POLYMETAL INTERNATIONAL PLC
Ticker: POLY Security ID: G7179S101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Bobby Godsell as Director For For Management
6 Re-elect Vitaly Nesis as Director For For Management
7 Re-elect Konstantin Yanakov as Director For For Management
8 Re-elect Marina Gronberg as Director For For Management
9 Re-elect Jean-Pascal Duvieusart as For For Management
Director
10 Re-elect Jonathan Best as Director For For Management
11 Re-elect Russell Skirrow as Director For For Management
12 Re-elect Leonard Homeniuk as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Amend Long-Term Incentive Plan For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
RANDGOLD RESOURCES LTD
Ticker: RRS Security ID: G73740113
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Mark Bristow as Director For For Management
6 Re-elect Norborne Cole Jr as Director For For Management
7 Re-elect Christopher Coleman as For For Management
Director
8 Re-elect Kadri Dagdelen as Director For For Management
9 Elect Jamil Kassum as Director For For Management
10 Re-elect Jeanine Mabunda Lioko as For For Management
Director
11 Re-elect Andrew Quinn as Director For For Management
12 Re-elect Graham Shuttleworth as For For Management
Director
13 Re-elect Karl Voltaire as Director For For Management
14 Reappoint BDO LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Increase in Authorised For For Management
Ordinary Shares
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Approve Awards of Ordinary Shares to For For Management
Non-executive Directors
19 Approve Increase in the Aggregate For For Management
Limit of Fees Payable to Directors
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Amend Articles of Association For For Management
23 Approve Scrip Dividend For For Management
24 Authorise the Company to Use For For Management
Electronic Communications
--------------------------------------------------------------------------------
REGIS RESOURCES LTD.
Ticker: RRL Security ID: Q8059N120
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: NOV 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Nick Giorgetta as Director For For Management
3 Elect Frank Fergusson as Director For For Management
--------------------------------------------------------------------------------
REPSOL SA
Ticker: REP Security ID: E8471S130
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements, and Treatment of
Net Loss
2 Approve Discharge of Board For For Management
3 Renew Appointment of Deloitte as For For Management
Auditor
4 Ratify Agreement between Repsol and For For Management
the Republic of Argentina
5 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
6 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
7 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
8 Amend Articles Re: General Meeting For Against Management
Regulations and Special Agreements
9 Amend Articles Re: Nomination and For For Management
Remuneration Committee
10 Amend Article 53 Re: Dividend Payments For For Management
11 Amend Articles Re: General Meeting For For Management
Regulations
12 Amend Article Re: Annual Remuneration For For Management
Report
13 Reelect Paulina Beato Blanco as For For Management
Director
14 Reelect Artur Carulla Font as Director For For Management
15 Reelect Javier Echenique Landiribar as For For Management
Director
16 Reelect Henri Philippe Reichstul as For For Management
Director
17 Reelect Pemex Internacional Espana SA For For Management
as Director
18 Advisory Vote on Remuneration Policy For For Management
Report
19 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
20 Authorize Share Repurchase Program For For Management
21 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
RESOLUTE FOREST PRODUCTS INC.
Ticker: RFP Security ID: 76117W109
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michel P. Desbiens For For Management
1.2 Elect Director Jennifer C. Dolan For For Management
1.3 Elect Director Richard D. Falconer For For Management
1.4 Elect Director Richard Garneau For For Management
1.5 Elect Director Jeffrey A. Hearn For For Management
1.6 Elect Director Bradley P. Martin For For Management
1.7 Elect Director Alain Rheaume For For Management
1.8 Elect Director Michael S. Rousseau For For Management
1.9 Elect Director David H. Wilkins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For For Management
Purposes
4 Approve Remuneration Report for For For Management
Australian Law Purposes
5 Approve Potential Termination Benefits For For Management
6 Elect Anne Lauvergeon as Director For For Management
7 Elect Simon Thompson as Director For For Management
8 Re-elect Robert Brown as Director For For Management
9 Re-elect Jan du Plessis as Director For For Management
10 Re-elect Michael Fitzpatrick as For For Management
Director
11 Re-elect Ann Godbehere as Director For For Management
12 Re-elect Richard Goodmanson as Director For For Management
13 Re-elect Lord Kerr as Director For For Management
14 Re-elect Chris Lynch as Director For For Management
15 Re-elect Paul Tellier as Director For For Management
16 Re-elect John Varley as Director For For Management
17 Re-elect Sam Walsh as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Scrip Dividend For For Management
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
ROYAL GOLD, INC.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William M. Hayes For For Management
2 Elect Director Ronald J. Vance For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANDVIK AB
Ticker: SAND Security ID: W74857165
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Approve Agenda of Meeting For Did Not Vote Management
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Receive President's Report None None Management
9 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Discharge of Board and For Did Not Vote Management
President
11 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.50 Per Share; Set
May16, 2014 as Record Date for Dividend
12 Determine Number of Members (7) and For Did Not Vote Management
Deputy Members (0) of Board; Recieve
Report of Nomination Committee
13 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.7 Million for the
Chairman and SEK 600,000 for Other
Directors; Approve Remuneration for
Committee Work
14 Reelect Olof Faxander, Jurgen For Did Not Vote Management
Geissinger, Johan Karlstrom, Hanne de
Mora, Anders Nyren (Chairman), Simon
Thompson, and Lars Westerberg as
Directors
15 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
16 Approve Share Matching Plan (LTI 2014) For Did Not Vote Management
17a Spin Off Group's Business into Against Did Not Vote Shareholder
Different Companies and List These on
the Stock Exchange; Distribute Shares
to Sandvik's Shareholders
17b Appoint Independent Audit Committee Against Did Not Vote Shareholder
18 Close Meeting None None Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEABOARD CORPORATION
Ticker: SEB Security ID: 811543107
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Bresky For Withhold Management
1.2 Elect Director David A. Adamsen For For Management
1.3 Elect Director Douglas W. Baena For For Management
1.4 Elect Director Edward I. Shifman, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Charitable, Political and Against For Shareholder
Lobbying Contributions
--------------------------------------------------------------------------------
SEMAFO INC.
Ticker: SMF Security ID: 816922108
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terence F. Bowles For For Management
1.2 Elect Director Benoit Desormeaux For For Management
1.3 Elect Director Jean Lamarre For For Management
1.4 Elect Director John LeBoutillier For For Management
1.5 Elect Director Gilles Masson For For Management
1.6 Elect Director Lawrence McBrearty For For Management
1.7 Elect Director Tertius Zongo For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: SVT Security ID: G8056D159
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Tony Ballance as Director For For Management
5 Re-elect Bernard Bulkin as Director For For Management
6 Re-elect Richard Davey as Director For For Management
7 Re-elect Andrew Duff as Director For For Management
8 Re-elect Gordon Fryett as Director For For Management
9 Re-elect Martin Kane as Director For For Management
10 Re-elect Martin Lamb as Director For For Management
11 Re-elect Michael McKeon as Director For For Management
12 Re-elect Baroness Noakes as Director For For Management
13 Re-elect Andy Smith as Director For For Management
14 Re-elect Tony Wray as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LTD.
Ticker: 00639 Security ID: Y7760F104
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: JUN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chen Zhouping as Director For For Management
3b Elect Wong Lik Ping as Director For Against Management
3c Elect Leung Shun Sang, Tony as Director For For Management
3d Elect Zhang Yaoping as Director For For Management
3e Elect Xiang Xu Jia as Director For For Management
3f Elect Choi Wai Yin as Director For Against Management
3g Elect Japhet Sebastian Law as Director For Against Management
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SILVER WHEATON CORP.
Ticker: SLW Security ID: 828336107
Meeting Date: MAY 09, 2014 Meeting Type: Annual/Special
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director Lawrence I. Bell For For Management
a2 Elect Director George L. Brack For For Management
a3 Elect Director John A. Brough For For Management
a4 Elect Director R. Peter Gillin For For Management
a5 Elect Director Chantal Gosselin For For Management
a6 Elect Director Douglas M. Holtby For For Management
a7 Elect Director Eduardo Luna For For Management
a8 Elect Director Wade D. Nesmith For For Management
a9 Elect Director Randy V.J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Advisory Vote on Executive For For Management
Compensation Approach
d Amend Share Option Plan For For Management
e Approve Advance Notice Policy For For Management
f Amend Quorum Requirements For For Management
g Allow Electronic Distribution of For For Management
Company Communications
--------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 24, 2013 Meeting Type: Special
Record Date: AUG 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Emilio Carrillo Gamboa For Withhold Management
1.4 Elect Director Alfredo Casar Perez For Withhold Management
1.5 Elect Director Luis Castelazo Morales For Withhold Management
1.6 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.7 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.8 Elect Director Daniel Muniz Quintanilla For Withhold Management
1.9 Elect Director Luis Miguel Palomino For For Management
Bonilla
1.10 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.11 Elect Director Juan Rebolledo Gout For Withhold Management
1.12 Elect Director Carlos Ruiz Sacristan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For Did Not Vote Management
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.00
Per Share
7 Withdraw Company from Tar Sands Against Did Not Vote Shareholder
Activities in Canada
8 Withdraw Company from Ice-Laden Against Did Not Vote Shareholder
Activities in the Arctic
9 Approve Company's Corporate Governance For Did Not Vote Management
Statement
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Auditors For Did Not Vote Management
12a Reelect Olaug Svarva as Member of For Did Not Vote Management
Corporate Assembly
12b Reelect Idar Kreutzer as Member of For Did Not Vote Management
Corporate Assembly
12c Reelect Karin Aslaksen as Member of For Did Not Vote Management
Corporate Assembly
12d Reelect Greger Mannsverk as Member of For Did Not Vote Management
Corporate Assembly
12e Reelect Steinar Olsen as Member of For Did Not Vote Management
Corporate Assembly
12f Reelect Ingvald Strommen as Member of For Did Not Vote Management
Corporate Assembly
12g Reelect Rune Bjerke as Member of For Did Not Vote Management
Corporate Assembly
12h Reelect Siri Kalvig as Member of For Did Not Vote Management
Corporate Assembly
12i Reelect Barbro Haetta as Member of For Did Not Vote Management
Corporate Assembly
12j Elect Terje Venold as Member of For Did Not Vote Management
Corporate Assembly
12k Elect Tone Lunde Bakker as Member of For Did Not Vote Management
Corporate Assembly
12l Elect Kjersti Kleven as Member of For Did Not Vote Management
Corporate Assembly
12m Reelect Arthur Sletteberg as Deputy For Did Not Vote Management
Member of Corporate Assembly
12n Reelect Bassim Haj as Deputy Member of For Did Not Vote Management
Corporate Assembly
12o Elect Nina Kivijervi as Deputy Member For Did Not Vote Management
of Corporate Assembly
12p Elect Birgitte Vartdal as Deputy For Did Not Vote Management
Members of Corporate Assembly
13 Approve Remuneration of Corporate For Did Not Vote Management
Assembly in the Amount of NOK 116,400
for the Chairman, NOK 61,400 for the
Vice Chairman, NOK 43,100 for Other
Members, and NOK 6,100 for Deputy
Members
14.1 Reelect Olaug Svarva as Member and For Did Not Vote Management
Chairman of Nominating Committee
14.2 Reelect Tom Rathe as Member of For Did Not Vote Management
Nominating Committee
14.3 Reelect Elisabeth Berge as Member of For Did Not Vote Management
Nominating Committee with Johan Alstad
as Personal Deputy
14.4 Elect Tone Bakker as New Member of For Did Not Vote Management
Nominating Committee
15 Approve Remuneration of Nominating For Did Not Vote Management
Committee in the Amount of NOK 11,600
for the Chairman and NOK 8,600 for
Other Members
16 Approve Quaterly Dividend Payment For Did Not Vote Management
17 Approve Equity Plan Financing For Did Not Vote Management
18 Authorize Share Repurchase Program and For Did Not Vote Management
Cancellation of Repurchased Shares
19 Terminate Engagement in Angola and Against Did Not Vote Shareholder
Azerbaijan
--------------------------------------------------------------------------------
SUEDZUCKER AG
Ticker: SZU Security ID: D82781101
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUL 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2013
6 Approve Creation of EUR 12 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
SUEZ ENVIRONNEMENT COMPANY
Ticker: SEV Security ID: F4984P118
Meeting Date: MAY 22, 2014 Meeting Type: Annual/Special
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 per Share
4 Elect Ines Kolmsee as Director For For Management
5 Reelect Gilles Benoist as Director For For Management
6 Reelect Alain Chaigneau as Director For For Management
7 Reelect Penelope Chalmers Small as For For Management
Director
8 Reelect Guillaume Pepy as Director For For Management
9 Reelect Jerome Tolot as Director For For Management
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 700,000
11 Renew Appointment of Mazars as Auditor For For Management
12 Renew Appointment of CBA as Alternate For For Management
Auditor
13 Approve Auditors' Special Report on For For Management
Related-Party Transactions
14 Advisory Vote on Compensation of For For Management
Gerard Mestrallet, Chairman
15 Advisory Vote on Compensation of For For Management
Jean-Louis Chaussade, CEO
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Articles 11.2 and 17.4 of Bylaws For For Management
Re: Age Limit for Chairman and for CEO
18 Amend Article 10 of Bylaws Re: For For Management
Appointment of Employee Representatives
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 408 Million
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 204 Million
22 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements , up to Aggregate Nominal
Amount of EUR 204 Million
23 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote under Items 20 to 22
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Capital Increase of Up to For For Management
EUR 204 Million for Future Exchange
Offers
26 Approve Issuance of Securities For For Management
Convertible into Debt
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for International Employees
29 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 408 Million
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SUMITOMO METAL MINING CO. LTD.
Ticker: 5713 Security ID: J77712123
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kemori, Nobumasa For For Management
2.2 Elect Director Nakazato, Yoshiaki For For Management
2.3 Elect Director Kubota, Takeshi For For Management
2.4 Elect Director Tsuchida, Naoyuki For For Management
2.5 Elect Director Ogata, Mikinobu For For Management
2.6 Elect Director Ushirone, Norifumi For For Management
2.7 Elect Director Nozaki, Akira For For Management
2.8 Elect Director Ushijima, Tsutomu For For Management
3 Appoint Statutory Auditor Sato, Hajime For For Management
4 Appoint Alternate Statutory Auditor For For Management
Taimatsu, Hitoshi
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director W. Douglas Ford For For Management
1.4 Elect Director John D. Gass For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
1.13 Elect Director Michael M. Wilson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TATE & LYLE PLC
Ticker: TATE Security ID: G86838128
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Peter Gershon as Director For For Management
5 Re-elect Javed Ahmed as Director For For Management
6 Re-elect Tim Lodge as Director For For Management
7 Re-elect Liz Airey as Director For For Management
8 Re-elect William Camp as Director For For Management
9 Re-elect Douglas Hurt as Director For For Management
10 Elect Virginia Kamsky as Director For For Management
11 Elect Anne Minto as Director For For Management
12 Re-elect Dr Ajai Puri as Director For For Management
13 Re-elect Robert Walker as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Amend Articles of Association Re: For For Management
Annual Limit of Directors' Fees
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TECK RESOURCES LIMITED
Ticker: TCK.B Security ID: 878742204
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayank M. Ashar For For Management
1.2 Elect Director Jalynn H. Bennett For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Felix P. Chee For For Management
1.5 Elect Director Jack L. Cockwell For For Management
1.6 Elect Director Edward C. Dowling For For Management
1.7 Elect Director Norman B. Keevil For For Management
1.8 Elect Director Norman B. Keevil, III For For Management
1.9 Elect Director Takeshi Kubota For For Management
1.10 Elect Director Takashi Kuriyama For For Management
1.11 Elect Director Donald R. Lindsay For For Management
1.12 Elect Director Janice G. Rennie For For Management
1.13 Elect Director Warren S.R. Seyffert For For Management
1.14 Elect Director Chris M.T. Thompson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director John P. Bilbrey For For Management
1.3 Elect Director Robert F. Cavanaugh For For Management
1.4 Elect Director Charles A. Davis For For Management
1.5 Elect Director Mary Kay Haben For For Management
1.6 Elect Director Robert M. Malcolm For For Management
1.7 Elect Director James M. Mead For For Management
1.8 Elect Director James E. Nevels For For Management
1.9 Elect Director Anthony J. Palmer For For Management
1.10 Elect Director Thomas J. Ridge For For Management
1.11 Elect Director David L. Shedlarz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HILLSHIRE BRANDS COMPANY
Ticker: HSH Security ID: 432589109
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd A. Becker For For Management
1b Elect Director Christopher B. Begley For For Management
1c Elect Director Ellen L. Brothers For For Management
1d Elect Director Sean M. Connolly For For Management
1e Elect Director Laurette T. Koellner For For Management
1f Elect Director Craig P. Omtvedt For For Management
1g Elect Director Ian Prosser For For Management
1h Elect Director Jonathan P. Ward For For Management
1i Elect Director James D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director Robert B. Heisler, Jr. For For Management
1c Elect Director Richard K. Smucker For For Management
1d Elect Director Paul Smucker Wagstaff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Joseph R. Cleveland For For Management
1.3 Elect Director Kathleen B. Cooper For For Management
1.4 Elect Director John A. Hagg For For Management
1.5 Elect Director Juanita H. Hinshaw For For Management
1.6 Elect Director Ralph Izzo For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Eric W. Mandelblatt For For Management
1.9 Elect Director Steven W. Nance For For Management
1.10 Elect Director Murray D. Smith For For Management
1.11 Elect Director Janice D. Stoney For For Management
1.12 Elect Director Laura A. Sugg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.38 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Patricia Barbizet as Director For For Management
6 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
7 Reelect Paul Desmarais Jr as Director For Against Management
8 Reelect Barbara Kux as Director For For Management
9 Advisory Vote on Compensation of For For Management
Christophe de Margerie
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
and/or Authorize Capitalization of
Reserves for Bonus Issue or Increase
in Par Value
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 575 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 11
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
Reserved for International Subsidiaries
16 Authorize up to 0.8 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representatives and Employee
Shareholder Representatives
18 Amend Article 12 of Bylaws Re: Age For For Management
Limit for Chairman of the Board
19 Amend Article 15 of Bylaws Re: Age For For Management
Limit for CEO
20 Amend Article 17 of Bylaws Re: Proxy For For Management
Voting
A Amend Board Internal Rules Re: Against Against Shareholder
Publication of a Quarterly Newsletter
Written by Employee Shareholder
Representatives and Employee
Representatives
B Amend the Social Criteria that are Against Against Shareholder
Currently Linked to Executive
Compensation from Negative Safety
Indicators to Positive Safety Indicator
C Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders and Amend
Article 20 of Bylaws
D Approve Appointment of Employee Against Against Shareholder
Representatives to the Board
Committees and Amend Article 12.5 of
Bylaws
E Amend Article 12.7 of Bylaws: Against Against Shareholder
Remuneration of Directors
--------------------------------------------------------------------------------
TOYO SUISAN KAISHA LTD.
Ticker: 2875 Security ID: 892306101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
3.1 Elect Director Tsutsumi, Tadasu For For Management
3.2 Elect Director Imamura, Masanari For For Management
3.3 Elect Director Yoshino, Hiroji For For Management
3.4 Elect Director Yamamoto, Kazuo For For Management
3.5 Elect Director Minami, Hiroyuki For For Management
3.6 Elect Director Sumimoto, Noritaka For For Management
3.7 Elect Director Oikawa, Masaharu For For Management
3.8 Elect Director Fujiya, Tadashi For For Management
3.9 Elect Director Oki, Hitoshi For For Management
3.10 Elect Director Toyoda, Tsutomu For For Management
3.11 Elect Director Makiya, Rieko For For Management
3.12 Elect Director Hamada, Tomoko For For Management
3.13 Elect Director Takahashi, Kiyoshi For For Management
3.14 Elect Director Ishiguro, Katsuhiko For For Management
3.15 Elect Director Sumi, Tadashi For For Management
4 Appoint Statutory Auditor Mori, Isamu For For Management
5 Appoint Alternate Statutory Auditor For For Management
Ushijima, Tsutomu
6 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Benson For For Management
1.2 Elect Director Derek H. Burney For For Management
1.3 Elect Director Paule Gauthier For For Management
1.4 Elect Director Russell K. Girling For For Management
1.5 Elect Director S. Barry Jackson For For Management
1.6 Elect Director Paula Rosput Reynolds For For Management
1.7 Elect Director John Richels For For Management
1.8 Elect Director Mary Pat Salomone For For Management
1.9 Elect Director D. Michael G. Stewart For For Management
1.10 Elect Director Siim A. Vanaselja For For Management
1.11 Elect Director Richard E. Waugh For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: JAN 31, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Jim Kever For For Management
1e Elect Director Kevin M. McNamara For For Management
1f Elect Director Brad T. Sauer For For Management
1g Elect Director Robert Thurber For For Management
1h Elect Director Barbara A. Tyson For For Management
1i Elect Director Albert C. Zapanta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on the Risks Associated with Against For Shareholder
Use of Gestation Crates in Supply
--------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC
Ticker: UU. Security ID: G92755100
Meeting Date: JUL 26, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Dr John McAdam as Director For For Management
5 Re-elect Steve Mogford as Director For For Management
6 Re-elect Russ Houlden as Director For For Management
7 Re-elect Dr Catherine Bell as Director For For Management
8 Elect Brian May as Director For For Management
9 Re-elect Nick Salmon as Director For For Management
10 Re-elect Sara Weller as Director For For Management
11 Appoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Approve Long Term Plan For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
UPM-KYMMENE OY
Ticker: UPM1V Security ID: X9518S108
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 175,000 for
Chairman, EUR 120,000 for Vice
Chairman, and EUR 95,000 for Other
Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Nine For For Management
12 Reelect Matti Alahuhta, Berndt Brunow, For For Management
Piia-Noora Kauppi, Wendy Lane, Jussi
Pesonen, Veli-Matti Reinikkala, Kim
Wahl, and Bjorn Wahlroos as Directors;
Elect Ari Puheloinen as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Authorize Share Repurchase Program For For Management
16 Approve Charitable Donations of up to For For Management
EUR 250,000
17 Close Meeting None None Management
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC
Ticker: VED Security ID: G9328D100
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Elect Deepak Parekh as Director For For Management
5 Re-elect Anil Agarwal as Director For For Management
6 Re-elect Navin Agarwal as Director For For Management
7 Re-elect Euan Macdonald as Director For For Management
8 Re-elect Aman Mehta as Director For For Management
9 Re-elect Mahendra Mehta as Director For For Management
10 Re-elect Geoffrey Green as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VEDANTA RESOURCES PLC
Ticker: VED Security ID: G9328D100
Meeting Date: OCT 30, 2013 Meeting Type: Special
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by the Company or For Against Management
One of Its Subsidiaries of Up to 29.5
Per Cent of the Entire Issued Share
Capital of Hindustan Zinc Limited from
the Government of India
2 Approve Acquisition by the Company or For Against Management
One of Its Subsidiaries of Up to 49
Per Cent of the Entire Issued Share
Capital of Bharat Aluminium Company
Ltd from the Government of India
--------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT
Ticker: VIE Security ID: F9686M107
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Non-Tax Deductible Expenses For For Management
4 Approve Treatment of Losses and For For Management
Dividends of EUR 0.70 per Share
5 Approve Stock Dividend Program (Cash For For Management
or Shares)
6 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Mentioning
New Transactions
7 Approve Amendment to Related-Party For For Management
Transactions Re: Executive Corporate
Officer
8 Approve Severance Payment Agreement For Against Management
with Antoine Frerot
9 Reelect Antoine Frerot as Director For For Management
10 Reelect Daniel Bouton as Director For For Management
11 Reelect Groupe Industriel Marcel For For Management
Dassault as Director
12 Reelect Qatari Diar Real Estate For For Management
Investment Company as Director
13 Advisory Vote on Compensation of For For Management
Antoine Frerot, Chairman and CEO
14 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 980,000
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.09 Billion
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 274 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 274 Million
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Approval of
Items 16 and 17
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 400 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for International Employees
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Amend Article 11 of Bylaws Re: For For Management
Appointment of Employee Representatives
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
WEST FRASER TIMBER CO. LTD.
Ticker: WFT Security ID: 952845105
Meeting Date: APR 29, 2014 Meeting Type: Annual/Special
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hank Ketcham For For Management
1.2 Elect Director Clark S. Binkley For For Management
1.3 Elect Directo J. Duncan Gibson For For Management
1.4 Elect Director Samuel W. Ketcham For For Management
1.5 Elect Director Harald H. Ludwig For For Management
1.6 Elect Director Gerald J. Miller For For Management
1.7 Elect Director Robert L. Phillips For For Management
1.8 Elect Director Janice G. Rennie For For Management
1.9 Elect Director Ted Seraphim For For Management
1 Elect Hank Ketcham, Clark S. Binkley, For For Management
J. Duncan Gibson, Samuel W. Ketcham,
Harald H. Ludwig, Gerald J. Miller,
Robert L. Phillips, Janice G. Rennie,
and Ted Seraphim as Directors
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Increase Authorized Common Stock to For For Management
400,000,000 Shares
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
WESTERN AREAS LTD
Ticker: WSA Security ID: Q9618L100
Meeting Date: JUN 27, 2014 Meeting Type: Special
Record Date: JUN 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify the Past Issuance of 28.13 For For Management
Million Shares to Institutional,
Sophisticated or Professional Investors
--------------------------------------------------------------------------------
WESTSHORE TERMINALS INVESTMENT CORPORATION
Ticker: WTE Security ID: 96145A200
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: MAY 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Stinson For For Management
1.2 Elect Director M. Dallas H. Ross For For Management
1.3 Elect Director Gordon Gibson For For Management
1.4 Elect Director Michael J. Korenberg For For Management
1.5 Elect Director Brian Canfield For For Management
1.6 Elect Director Douglas Souter For For Management
1.7 Elect Director Glen Clark For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
WHITEHAVEN COAL LTD.
Ticker: WHC Security ID: Q97664108
Meeting Date: NOV 04, 2013 Meeting Type: Annual
Record Date: NOV 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Approve the Grant of Up to 590,909 For For Management
Rights to Paul Flynn, Managing
Director and Chief Executive Officer
of the Company
3 Elect Raymond Zage as Director For For Management
4 Elect Tony Haggarty as Director For For Management
5 Elect John Conde as Director For For Management
6 Elect Richard Gazzard as Director For For Management
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD.
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 25, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD.
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Kuok Khoon Hong as Director For For Management
5 Elect Teo Kim Yong as Director For For Management
6 Elect Kwah Thiam Hock as Director For For Management
7 Elect Yeo Teng Yang as Director For For Management
8 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Mandate for Transactions with For For Management
Related Parties
10 Approve Issuance of Equity or Equity For For Management
Linked Securities with or without
Preemptive Rights
11 Approve Issuance of Shares and Grant For Against Management
of Options Under Wilmar Executives
Share Option Scheme 2009
--------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD.
Ticker: WPL Security ID: 980228100
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Michael Alfred Chaney as Director For For Management
2b Elect David Ian McEvoy as Director For For Management
3 Approve Adoption of Remuneration Report For For Management
4 Approve the Increase in Maximum For Against Management
Aggregate Remuneration of
Non-Executive Directors
5 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
XYLEM INC.
Ticker: XYL Security ID: 98419M100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sten E. Jakobsson For For Management
1b Elect Director Steven R. Loranger For For Management
1c Elect Director Edward J. Ludwig For For Management
1d Elect Director Jerome A. Peribere For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Provide Right to Call Special Meeting For For Management
7 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Marrone For For Management
1.2 Elect Director Patrick J. Mars For For Management
1.3 Elect Director John Begeman For For Management
1.4 Elect Director Alexander Davidson For For Management
1.5 Elect Director Richard Graff For For Management
1.6 Elect Director Nigel Lees For For Management
1.7 Elect Director Carl Renzoni For For Management
1.8 Elect Director Dino Titaro For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Adopt By-Law No. 1 For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
========================== IQ Hedge Macro Tracker ETF ==========================
WISDOMTREE TRUST
Ticker: Security ID: 97717X867
Meeting Date: MAR 11, 2014 Meeting Type: Special
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Chrencik For For Management
1.2 Elect Director Joel H. Goldberg For For Management
1.3 Elect Director Melinda A. Raso Kirstein For For Management
===================== IQ Hedge Market Neutral Tracker ETF ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== IQ Hedge Multi-Strategy Tracker ETF ======================
WISDOMTREE TRUST
Ticker: Security ID: 97717W133
Meeting Date: MAR 11, 2014 Meeting Type: Special
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Chrencik For For Management
1.2 Elect Director Joel H. Goldberg For For Management
1.3 Elect Director Melinda A. Raso Kirstein For For Management
=========================== IQ Merger Arbitrage ETF ============================
AARON'S, INC.
Ticker: AAN Security ID: 002535300
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Ray M. Robinson For For Management
2.2 Elect Director Ronald W. Allen For For Management
2.3 Elect Director Brian R. Kahn For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARTHROCARE CORPORATION
Ticker: ARTC Security ID: 043136100
Meeting Date: MAY 08, 2014 Meeting Type: Special
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
AURORA OIL AND GAS LTD.
Ticker: AUT Security ID: Q0698D100
Meeting Date: MAY 21, 2014 Meeting Type: Court
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement in For For Management
Relation to the Proposed Acquisition
by Baytex Australia of All the Aurora
Shares
--------------------------------------------------------------------------------
BEAM INC.
Ticker: BEAM Security ID: 073730103
Meeting Date: MAR 25, 2014 Meeting Type: Special
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BELO CORP.
Ticker: BLC Security ID: 080555105
Meeting Date: SEP 25, 2013 Meeting Type: Special
Record Date: AUG 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: JUL 24, 2013 Meeting Type: Special
Record Date: JUN 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BOURBON
Ticker: GBB Security ID: F11235136
Meeting Date: MAY 20, 2014 Meeting Type: Annual/Special
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Regarding
New Transactions
5 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of EUR 400,000
6 Renew Appointment of Deloitte et For For Management
Associes as Auditor
7 Renew Appointment of BEAS as Alternate For For Management
Auditor
8 Reelect Christian Munier as Director For For Management
9 Elect Astrid de Breon as Director For For Management
10 Reelect Baudoin Monnoyeur as Director For For Management
11 Elect Bernhard Schmidt as Director For For Management
12 Elect Wang Xiaowei as Director For For Management
13 Elect Philippe Salle as Director For For Management
14 Authorize Repurchase of Up to 5 For Against Management
Percent of Issued Share Capital
15 Advisory Vote on Compensation of For For Management
Jacques d Armand de Chateauvieux,
Chairman
16 Advisory Vote on Compensation of For For Management
Christian Lefevre, CEO
17 Advisory Vote on Compensation of For For Management
Laurent Renard and Gael Bodenes,
Vice-CEOs
18 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 7 Million for Bonus Issue
or Increase in Par Value
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million
21 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 4 Million
22 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
23 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 20 and 21
24 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
26 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
27 Approve Issuance of Warrants (BSA, For Against Management
BSAANE and/or BSAAR) without
Preemptive Rights up to EUR 1 Million
Reserved for Employees and Corporate
Officers
28 Authorize Capital Issuances for Use in For Against Management
Employee Stock Purchase Plans
29 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
Under Items 19-21, 24 and 28 at 25
Percent of Issued Share Capital
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRE PROPERTIES, INC.
Ticker: BRE Security ID: 05564E106
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: JAN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUCKEYE TECHNOLOGIES INC.
Ticker: BKI Security ID: 118255108
Meeting Date: AUG 15, 2013 Meeting Type: Special
Record Date: JUL 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
CAPITALSOURCE INC.
Ticker: CSE Security ID: 14055X102
Meeting Date: JAN 13, 2014 Meeting Type: Special
Record Date: DEC 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CAPLEASE, INC.
Ticker: LSE Security ID: 140288101
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CARACAL ENERGY INC.
Ticker: CRCL Security ID: 140756107
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Carol Bell as Director For For Management
1.2 Elect John Bentley as Director For For Management
1.3 Elect Peter Dey as Director For For Management
1.4 Elect Gary Guidry as Director For For Management
1.5 Elect Robert Hodgins as Director For For Management
1.6 Elect Ronald Royal as Director For For Management
1.7 Elect Brooke Wade as Director For Withhold Management
2 Appoint KPMG LLP as Auditors and For For Management
Authorise Their Remuneration
3 Authorise Issue of Equity with For For Management
Pre-emptive Rights
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
5 Amend Long Term Incentive Plan For Against Management
--------------------------------------------------------------------------------
CHATHAM LODGING TRUST
Ticker: CLDT Security ID: 16208T102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Miles Berger For Withhold Management
1.2 Elect Trustee Jack P. DeBoer For Withhold Management
1.3 Elect Trustee Glen R. Gilbert For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLEARWIRE CORPORATION
Ticker: CLWR Security ID: 18538Q105
Meeting Date: JUL 08, 2013 Meeting Type: Proxy Contest
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proposals (White Card) None
1 Approve Merger Agreement For For Management
2a Increase Authorized Class A Common For For Management
Stock
2b Increase Authorized Class B Common For For Management
Stock
3a Approve Issuance of Class A Shares for For For Management
a Private Placement
3b Approve Issuance of Class B Shares for For For Management
a Private Placement
4 Adjourn Meeting For For Management
5 Advisory Vote on Golden Parachutes For Against Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1 Approve Merger Agreement Against Did Not Vote Management
2a Increase Authorized Class A Common Against Did Not Vote Management
Stock
2b Increase Authorized Class B Common Against Did Not Vote Management
Stock
3a Approve Issuance of Class A Shares for Against Did Not Vote Management
a Private Placement
3b Approve Issuance of Class B Shares for Against Did Not Vote Management
a Private Placement
4 Adjourn Meeting Against Did Not Vote Management
5 Advisory Vote on Golden Parachutes Against Did Not Vote Management
--------------------------------------------------------------------------------
CML HEALTHCARE INC.
Ticker: CLC Security ID: 12582Q103
Meeting Date: SEP 03, 2013 Meeting Type: Special
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
COLE REAL ESTATE INVESTMENTS INC.
Ticker: COLE Security ID: 19329V105
Meeting Date: JAN 23, 2014 Meeting Type: Special
Record Date: DEC 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COLONIAL PROPERTIES TRUST
Ticker: CLP Security ID: 195872106
Meeting Date: SEP 27, 2013 Meeting Type: Special
Record Date: AUG 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COMMONWEALTH REIT
Ticker: CWH Security ID: 203233101
Meeting Date: MAR 19, 2014 Meeting Type: Proxy Contest
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Revoke Consent to Remove Existing For Did Not Vote Shareholder
Director William A. Lamkin
1.2 Revoke Consent to Remove Existing For Did Not Vote Shareholder
Director Joseph L. Morea
1.3 Revoke Consent to Remove Existing For Did Not Vote Shareholder
Director Adam D. Portnoy
1.4 Revoke Consent to Remove Existing For Did Not Vote Shareholder
Director Barry M. Portnoy
1.5 Revoke Consent to Remove Existing For Did Not Vote Shareholder
Director Frederick N Zeytoonjian
1.6 Revoke Consent to Remove Existing For Did Not Vote Shareholder
Director Ronald J. Artinian
1.7 Revoke Consent to Remove Existing For Did Not Vote Shareholder
Director Ann Logan
1.8 Revoke Consent to Remove Any Other For Did Not Vote Shareholder
Person
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Consent to Remove Existing Director For For Shareholder
Barry M. Portnoy
1.2 Consent to Remove Existing Director For For Shareholder
Adam D. Portnoy
1.3 Consent to Remove Existing Director For For Shareholder
Joseph L. Morea
1.4 Consent to Remove Existing Director For For Shareholder
William A. Lamkin
1.5 Consent to Remove Existing Director For For Shareholder
Frederick N Zeytoonjian
1.6 Consent to Remove Existing Director For For Shareholder
Ronald J. Artinian
1.7 Consent to Remove Existing Director For For Shareholder
Ann Logan
--------------------------------------------------------------------------------
COMPAGNIE D'ENTREPRISES CFE
Ticker: CFEB Security ID: B27818135
Meeting Date: NOV 13, 2013 Meeting Type: Special
Record Date: OCT 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Special Board Report None None Management
2 Receive Special Auditor Report None None Management
3 Approve Increase in Share Capital For For Management
Through Contribution in Kind Re:
Ackermans & Van Haaren
4.1 Approve Discharge and Acknowledge For For Management
Resignations of Bernard Huvelin,
Richard Francioli, and Jean Rossi as
Director
4.2 Elect Luc Bertrand, Jan Suykens, Piet For Against Management
Dejonghe, Koen Janssen, John-Eric
Bertrand, and Alain Bernard as
Directors (Bundled)
4.3 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY
Ticker: CTB Security ID: 216831107
Meeting Date: SEP 30, 2013 Meeting Type: Special
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DE MASTER BLENDERS 1753 NV
Ticker: DE Security ID: N2563N109
Meeting Date: JUL 31, 2013 Meeting Type: Special
Record Date: JUL 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Public Offer By Oak Leaf B.V None None Management
3 Amend Articles Re: Public Offer By Oak For For Management
Leaf B.V
4a Elect B. Becht as Non-Executive For For Management
Director
4b Elect P. Harf as Non-Executive Director For For Management
4c Elect O. Goudet as Non-Executive For For Management
Director
4d Elect A. Van Damme as Non-Executive For For Management
Director
4e Elect B. Trott as Non-Executive For For Management
Director
4f Elect A. Santo Domingo as For For Management
Non-Executive Director
4g Elect M.M.G. Cup as Executive Director For For Management
5a Accept Resignation of J. Bennink as a For For Management
Board Member
5b Accept Resignation of N.R. For For Management
Sorensen-Valdez as a Board Member
5c Accept Resignation of M.M.M. Corrales For For Management
as a Board Member (Non-contentious)
5d Accept Resignation of G.J.M. Picaud as For For Management
a Board Member (Non-contentious)
5e Accept Resignation of S.E. Taylor as a For For Management
Board Member (Non-contentious)
6a Approve Conditional Discharge of A. For For Management
Illy as Board Member
6b Approve Conditional Discharge of R. For For Management
Zwartendijk as Board Member
7a Approve Discharge of C.J.A. van Lede For For Management
as Former Board Member
7b Approve Discharge of M.J. Herkemij of For For Management
Former Board Member
8 Approve Conditional Merger Agreement For For Management
of Oak Sub BV and New Oak BV in Case
the Acceptance Level of the Public
Tender Offer is Less than 95 Percent
9 Other Business (Non-Voting) None None Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: SEP 12, 2013 Meeting Type: Special
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: OCT 17, 2013 Meeting Type: Annual
Record Date: SEP 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Janet F. Clark For For Management
1.3 Elect Director Laura Conigliaro For For Management
1.4 Elect Director Michael S. Dell For For Management
1.5 Elect Director Kenneth M. Duberstein For For Management
1.6 Elect Director Gerard J. Kleisterlee For For Management
1.7 Elect Director Klaus S. Luft For For Management
1.8 Elect Director Alex J. Mandl For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director H. Ross Perot, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC.
Ticker: DOLE Security ID: 256603101
Meeting Date: OCT 31, 2013 Meeting Type: Special
Record Date: SEP 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EPL OIL & GAS, INC.
Ticker: EPL Security ID: 26883D108
Meeting Date: MAY 30, 2014 Meeting Type: Special
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
F&C ASSET MANAGEMENT PLC
Ticker: FCAM Security ID: G3336H104
Meeting Date: MAR 25, 2014 Meeting Type: Court
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
F&C ASSET MANAGEMENT PLC
Ticker: FCAM Security ID: G3336H104
Meeting Date: MAR 25, 2014 Meeting Type: Special
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Acquisition of F&C Asset Management
plc by BMO Global Asset Management
(Europe) Limited
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker: FWLT Security ID: H27178104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clayton C. Daley, Jr. For For Management
1.2 Elect Director Steven J. Demetriou For For Management
1.3 Elect Director Edward G. Galante For For Management
1.4 Elect Director John M. Malcolm For For Management
1.5 Elect Director J. Kent Masters For For Management
1.6 Elect Director Stephanie S. Newby For For Management
1.7 Elect Director Henri Philippe Reichstul For For Management
1.8 Elect Director Maureen B. Tart-Bezer For For Management
2 Elect Steven J. Demetriou as Board For For Management
Chairman
3.1 Elect Clayton C. Daley, Jr. to For For Management
Compensation and Executive Development
Committee
3.2 Elect Edward G. Galante to For For Management
Compensation and Executive Development
Committee
3.3 Elect Henri Philippe Reichstul to For For Management
Compensation and Executive Development
Committee
3.4 Elect Maureen B. Tart-Bezer to For For Management
Compensation and Executive Development
Committee
4 Ratify PricewaterhouseCoopers AG, For For Management
Zurich, Switzerland as Auditors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Designate Sandro Tobler as Independent For For Management
Proxy
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Dividends of CHF .40 per Share For For Management
10 Approve Discharge of Board and Senior For For Management
Management
11 By Marking the Box to the Right, I For Against Management
Instruct the Independent Proxy to Vote
FOR or AGAINST the Voting
Recommendations of the Board of
Directors in Case of New or Amended
Proposals, or to ABSTAIN from such New
or Amended Proposals or New Agenda
Items
--------------------------------------------------------------------------------
GARDNER DENVER, INC.
Ticker: GDI Security ID: 365558105
Meeting Date: JUL 16, 2013 Meeting Type: Special
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
GENTIUM S.P.A.
Ticker: GENT Security ID: 37250B104
Meeting Date: FEB 24, 2014 Meeting Type: Special
Record Date: JAN 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Discharge of Directors and For Against Management
Statutory Auditors
2a Elect Fintan Keegan as Director For For Management
2b Elect Suzanne Sawochka Hooper as For For Management
Director
2c Elect Iain McGill as Director For For Management
2d Elect Joyce Victoria Bigio as Director For For Management
2e Elect Elmar Schnee as Director For For Management
3a Appoint Mia Pasini as Chair of the For For Management
Internal Statutory Auditors' Board
3b Appoint Luca La Pietra as Internal For For Management
Statutory Auditor
3c Appoint Maurizio Pavia as Internal For For Management
Statutory Auditor
3d Appoint Alberto Demarchi as Alternate For For Management
Internal Statutory Auditor
3e Appoint Giovanni Lurani Cernuschi as For For Management
Alternate Internal Statutory Auditor
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
GENTIUM S.P.A.
Ticker: GENT Security ID: 37250B104
Meeting Date: FEB 28, 2014 Meeting Type: Special
Record Date: JAN 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Delisting of American For For Management
Depository Shares from Nasdaq Global
Market; Approve Deregistration of
Ordinary Shares and of American
Depository Shares
--------------------------------------------------------------------------------
GLOBECOMM SYSTEMS INC.
Ticker: GCOM Security ID: 37956X103
Meeting Date: NOV 22, 2013 Meeting Type: Special
Record Date: OCT 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
HARRIS TEETER SUPERMARKETS, INC.
Ticker: HTSI Security ID: 414585109
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: AUG 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC.
Ticker: HMA Security ID: 421933102
Meeting Date: JAN 08, 2014 Meeting Type: Special
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HI-TECH PHARMACAL CO., INC.
Ticker: HITK Security ID: 42840B101
Meeting Date: DEC 19, 2013 Meeting Type: Annual
Record Date: NOV 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
4.1 Elect Director David S. Seltzer For For Management
4.2 Elect Director Reuben Seltzer For For Management
4.3 Elect Director Martin M. Goldwyn For For Management
4.4 Elect Director Yashar Hirshaut For For Management
4.5 Elect Director Jack van Hulst For For Management
4.6 Elect Director Anthony J. Puglisi For For Management
4.7 Elect Director Bruce W. Simpson For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Other Business For Against Management
--------------------------------------------------------------------------------
INVENSYS PLC
Ticker: ISYS Security ID: G49133203
Meeting Date: OCT 10, 2013 Meeting Type: Court
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
INVENSYS PLC
Ticker: ISYS Security ID: G49133203
Meeting Date: OCT 10, 2013 Meeting Type: Special
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Acquisition of Invensys plc by
Schneider Electric SA
--------------------------------------------------------------------------------
KABEL DEUTSCHLAND HOLDING AG
Ticker: KD8 Security ID: D6424C104
Meeting Date: OCT 10, 2013 Meeting Type: Annual
Record Date: SEP 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012/2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012/2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012/2013
5 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2013/2014
6a Approve Affiliation Agreements with For For Management
Kabel Deutschland Holding Erste
Beteiligungs GmbH
6b Approve Affiliation Agreements with For For Management
Kabel Deutschland Holding Zweite
Beteiligungs GmbH
--------------------------------------------------------------------------------
KEYNOTE SYSTEMS, INC.
Ticker: KEYN Security ID: 493308100
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KKR FINANCIAL HOLDINGS LLC
Ticker: KFN.P Security ID: 48248A306
Meeting Date: APR 30, 2014 Meeting Type: Special
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LEAP WIRELESS INTERNATIONAL, INC.
Ticker: LEAP Security ID: 521863308
Meeting Date: OCT 30, 2013 Meeting Type: Special
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: APR 09, 2014 Meeting Type: Special
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
MAKO SURGICAL CORP.
Ticker: MAKO Security ID: 560879108
Meeting Date: DEC 13, 2013 Meeting Type: Special
Record Date: NOV 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MEDICA
Ticker: MDCA Security ID: F66424114
Meeting Date: MAR 18, 2014 Meeting Type: Annual/Special
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
2 Approve Merger by Absorption of Medica For For Management
by Korian, Dissolution without
Liquidation of Medica and,
Remuneration of Meger
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
MEGANE TOP CO.
Ticker: 7541 Security ID: J4157V104
Meeting Date: AUG 06, 2013 Meeting Type: Special
Record Date: JUN 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Create Class A Shares For Against Management
2 Amend Articles To Authorize Company to For Against Management
Acquire All Common Shares Outstanding
in Exchange for Class A Shares
3 Approve Acquisition of All Common For Against Management
Shares Outstanding in Exchange for
Class A Shares
4 Amend Articles To Authorize Company to For Against Management
Acquire All Common Shares Outstanding
in Exchange for Class A Shares
--------------------------------------------------------------------------------
MOLEX INCORPORATED
Ticker: MOLX Security ID: 608554101
Meeting Date: NOV 15, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
4.1 Elect Director Michael J. Birck For For Management
4.2 Elect Director Anirudh Dhebar For For Management
4.3 Elect Director Frederick A. Krehbiel For For Management
4.4 Elect Director Martin P. Slark For For Management
5 Ratify Auditors For For Management
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MPG OFFICE TRUST, INC.
Ticker: MPG Security ID: 553274101
Meeting Date: JUL 17, 2013 Meeting Type: Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
NV ENERGY, INC.
Ticker: NVE Security ID: 67073Y106
Meeting Date: SEP 25, 2013 Meeting Type: Special
Record Date: AUG 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OFFICEMAX INCORPORATED
Ticker: OMX Security ID: 67622P101
Meeting Date: JUL 10, 2013 Meeting Type: Special
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OPTIMER PHARMACEUTICALS, INC.
Ticker: OPTR Security ID: 68401H104
Meeting Date: OCT 23, 2013 Meeting Type: Special
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
OSISKO MINING CORPORATION
Ticker: OSK Security ID: 688278100
Meeting Date: MAY 30, 2014 Meeting Type: Annual/Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Agnico Eagle For For Management
Mines Limited and Yamana Gold Inc.
2 Approve Out-of-the-Money Consideration For Against Management
Resolution
3 Approve Stock Option Plan For For Management
4 Approve Shareholder Rights Plan For For Management
5 Approve Stock Consolidation For For Management
6.1 Elect Director Victor H. Bradley For For Management
6.2 Elect Director John F. Burzynski For For Management
6.3 Elect Director Marcel Cote For For Management
6.4 Elect Director Michele Darling For For Management
6.5 Elect Director Joanne Ferstman For For Management
6.6 Elect Director Staph Leavenworth Bakali For For Management
6.7 Elect Director William A. MacKinnon For For Management
6.8 Elect Director Charles E. Page For For Management
6.9 Elect Director Sean Roosen For For Management
6.10 Elect Director Gary A. Sugar For For Management
6.11 Elect Director Serge Vezina For For Management
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Re-approve Employee Share Purchase Plan For For Management
9 Re-approve Stock Option Plan For For Management
10 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PAA NATURAL GAS STORAGE, L.P.
Ticker: PNG Security ID: 693139107
Meeting Date: DEC 31, 2013 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PACER INTERNATIONAL, INC.
Ticker: PACR Security ID: 69373H106
Meeting Date: MAR 27, 2014 Meeting Type: Special
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PALADIN LABS INC.
Ticker: PLB Security ID: 695942102
Meeting Date: FEB 24, 2014 Meeting Type: Special
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Reduction/Cancellation of For For Management
Share Premium Account
--------------------------------------------------------------------------------
PATHEON INC.
Ticker: PNHNF Security ID: 70319W108
Meeting Date: MAR 06, 2014 Meeting Type: Special
Record Date: FEB 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by JLL/Delta For For Management
Patheon Holdings, L.P.
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
PETROMINERALES LTD.
Ticker: PMG Security ID: 71673R107
Meeting Date: NOV 27, 2013 Meeting Type: Special
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Pacific For For Management
Rubiales Energy Corp.
2 Approve ResourceCo Stock Option Plan For For Management
--------------------------------------------------------------------------------
PIONEER SOUTHWEST ENERGY PARTNERS L.P.
Ticker: PSE Security ID: 72388B106
Meeting Date: DEC 17, 2013 Meeting Type: Special
Record Date: OCT 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS S.A.
Ticker: PTC Security ID: X6769Q104
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Management and For For Management
Supervisory Boards
5 Authorize Repurchase and Reissuance of For For Management
Shares
6 Authorize Issuance of Bonds/Debentures For Against Management
7 Authorize Repurchase and Reissuance of For For Management
Debt Instruments
8 Approve Remuneration Policy For Against Management
--------------------------------------------------------------------------------
POWER-ONE, INC.
Ticker: PWER Security ID: 73930R102
Meeting Date: JUL 23, 2013 Meeting Type: Special
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PVR PARTNERS, L.P.
Ticker: PVR Security ID: 693665101
Meeting Date: MAR 20, 2014 Meeting Type: Special
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
RAUTARUUKKI OY
Ticker: RTRKS Security ID: X72559101
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Omission of Dividend
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 72,000 for Chairman,
EUR 44,000 for Vice Chairman, and EUR
34,000 for Other Directors; Approve
Remuneration for Committee Work
11 Fix Number of Directors at Seven For For Management
12 Reelect Kim Gran (Chariman), Timo For For Management
Korhonen, Matti Kahkonen, Liisa Leino,
Matti Lievonen (Vice Chariman), Saila
Miettinen-Lahde, and Jaana Touminen as
Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify KPMG as Auditors For For Management
15 Authorize Share Repurchase Program For For Management
16 Approve Issuance and/or Reissuance of For For Management
up to 14 Million Shares without
Preemptive Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
RIVERBED TECHNOLOGY, INC.
Ticker: RVBD Security ID: 768573107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Lewis For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
RUE21, INC.
Ticker: RUE Security ID: 781295100
Meeting Date: SEP 19, 2013 Meeting Type: Special
Record Date: AUG 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
SAKS INCORPORATED
Ticker: SKS Security ID: 79377W108
Meeting Date: OCT 30, 2013 Meeting Type: Special
Record Date: OCT 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SHFL ENTERTAINMENT, INC.
Ticker: SHFL Security ID: 78423R105
Meeting Date: NOV 19, 2013 Meeting Type: Special
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SHOPPERS DRUG MART CORPORATION
Ticker: SC Security ID: 82509W103
Meeting Date: SEP 12, 2013 Meeting Type: Special
Record Date: AUG 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
SINGAPORE LAND LTD.
Ticker: S30 Security ID: V80978113
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare First and Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Alvin Yeo Khirn Hai as Director For Against Management
5a Elect Wee Cho Yaw as Director For Against Management
5b Elect John Gokongwei, Jr. as Director For Against Management
5c Elect Yang Soo Suan as Director For For Management
5d Elect Hwang Soo Jin as Director For For Management
5e Elect Roberto R. Romulo as Director For For Management
5f Elect James L. Go as Director For Against Management
5g Elect Gwee Lian Kheng as Director For Against Management
6 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Other Business For Against Management
--------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 24, 2013 Meeting Type: Special
Record Date: AUG 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOURCEFIRE, INC.
Ticker: FIRE Security ID: 83616T108
Meeting Date: OCT 07, 2013 Meeting Type: Special
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
STEC, INC.
Ticker: STEC Security ID: 784774101
Meeting Date: SEP 12, 2013 Meeting Type: Special
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STERLING FINANCIAL CORPORATION
Ticker: STSA Security ID: 859319303
Meeting Date: FEB 25, 2014 Meeting Type: Special
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STEWART ENTERPRISES, INC.
Ticker: STEI Security ID: 860370105
Meeting Date: AUG 13, 2013 Meeting Type: Special
Record Date: JUL 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC.
Ticker: TXI Security ID: 882491103
Meeting Date: JUN 30, 2014 Meeting Type: Special
Record Date: MAY 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: APR 07, 2014 Meeting Type: Special
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For Against Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director Robert D. Marcus For For Management
1j Elect Director N.J. Nicholas, Jr. For For Management
1k Elect Director Wayne H. Pace For For Management
1l Elect Director Edward D. Shirley For For Management
1m Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
TOKYO ELECTRON LTD.
Ticker: 8035 Security ID: J86957115
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Exchange Agreement with For For Management
TEL Japan GK regarding Business
Combination between Tokyo Electron Ltd.
and Applied Materials, Inc
2.1 Elect Director Higashi, Tetsuro For For Management
2.2 Elect Director Tsuneishi, Tetsuo For For Management
2.3 Elect Director Kitayama, Hirofumi For For Management
2.4 Elect Director Ito, Hikaru For For Management
2.5 Elect Director Washino, Kenji For For Management
2.6 Elect Director Harada, Yoshiteru For For Management
2.7 Elect Director Hori, Tetsuro For For Management
2.8 Elect Director Inoue, Hiroshi For For Management
2.9 Elect Director Sakane, Masahiro For For Management
--------------------------------------------------------------------------------
UNIT 4 NV
Ticker: UNIT4 Security ID: N9028G116
Meeting Date: FEB 19, 2014 Meeting Type: Special
Record Date: JAN 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss Public Offer By Advent None None Management
International Corporation
3 Amend Articles Re: Public Offer By For For Management
Advent International Corporation
4a Elect Leo Apotheker as Non-Executive For For Management
Director
4b Elect Bret Bolin as Non-Executive For For Management
Director
4c Elect Fred Wakeman as Non-Executive For For Management
Director
4d Elect John Woyton as Non-Executive For For Management
Director
4e Elect Bram Grimmelt as Non-Executive For For Management
Director
4f Elect Frank Rovekamp as Non-Executive For For Management
Director
5a Accept Resignation of Philip Houben as For For Management
a Board Member
5b Accept Resignation of Rob Ruijter as a For For Management
Board Member
5c Accept Resignation of Nikki Beckett as For For Management
a Board Member
6a Approve Conditional Discharge of Chris For For Management
Ouwinga as Board Member
6b Approve Conditional Discharge of Jose For For Management
Duarte as Board Member
6c Approve Conditional Discharge of Edwin For For Management
van Leeuwen as Board Member
6d Approve Conditional Discharge of Frank For For Management
Rovekamp as Board Member
7 Other Business (Non-Voting) None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
UNS ENERGY CORPORATION
Ticker: UNS Security ID: 903119105
Meeting Date: MAR 26, 2014 Meeting Type: Special
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNS ENERGY CORPORATION
Ticker: UNS Security ID: 903119105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Bonavia For For Management
1.2 Elect Director Lawrence J. Aldrich For For Management
1.3 Elect Director Barbara M. Baumann For For Management
1.4 Elect Director Larry W. Bickle For For Management
1.5 Elect Director Robert A. Elliott For For Management
1.6 Elect Director Daniel W.L. Fessler For For Management
1.7 Elect Director Louise L. Francesconi For For Management
1.8 Elect Director David G. Hutchens For For Management
1.9 Elect Director Ramiro G. Peru For For Management
1.10 Elect Director Gregory A. Pivirotto For For Management
1.11 Elect Director Joaquin Ruiz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
US AIRWAYS GROUP, INC.
Ticker: LCC Security ID: 90341W108
Meeting Date: JUL 12, 2013 Meeting Type: Annual
Record Date: MAY 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
4a Elect Director Denise M. O'Leary For For Management
4b Elect Director George M. Philip For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY
Ticker: WCRX Security ID: G94368100
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Scheme of Arrangement For For Management
2 Approve Cancellation of Capital For For Management
Authorization
3 Authority to Allot Securities and For For Management
Application of Reserves
4 Amend Articles of Association For For Management
5 Approve Creation of Distributable For For Management
Reserves
6 Advisory Vote on Golden Parachutes For Against Management
7 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
XPO LOGISTICS, INC.
Ticker: XPO Security ID: 983793100
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley S. Jacobs For For Management
1.2 Elect Director Michael G. Jesselson For For Management
1.3 Elect Director Adrian P. Kingshott For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XYRATEX LTD.
Ticker: XRTX Security ID: G98268108
Meeting Date: FEB 26, 2014 Meeting Type: Special
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Special Meeting For For Management
--------------------------------------------------------------------------------
ZALE CORPORATION
Ticker: ZLC Security ID: 988858106
Meeting Date: MAY 29, 2014 Meeting Type: Proxy Contest
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1 Approve Merger Agreement Against Did Not Vote Management
2 Advisory Vote on Golden Parachutes Against Did Not Vote Management
3 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
ZIGGO NV
Ticker: ZIGGO Security ID: N9837R105
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Report None None Management
4 Adopt Financial Statements For For Management
5a Receive Explanation on Dividend Policy None None Management
5b Approve Allocation of Income and For For Management
Dividends of EUR 0.95 per Share
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Announce Intention to Appoint Hendrik None None Management
de Groot to Executive Board
9 Ratify Ernst and Young as Auditors For For Management
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
11b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 11a
12 Other Business (Non-Voting) None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
ZOLTEK COMPANIES, INC.
Ticker: ZOLT Security ID: 98975W104
Meeting Date: JAN 23, 2014 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
============================== IQ Real Return ETF ==============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= IQ US Real Estate Small Cap ETF ========================
ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth F. Bernstein For For Management
1b Elect Director Douglas Crocker II For For Management
1c Elect Director Lorrence T. Kellar For For Management
1d Elect Director Wendy Luscombe For For Management
1e Elect Director William T. Spitz For For Management
1f Elect Director Lee S. Wielansky For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AG MORTGAGE INVESTMENT TRUST, INC.
Ticker: MITT Security ID: 001228105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur Ainsberg For For Management
1.2 Elect Director Andrew L. Berger For For Management
1.3 Elect Director Joseph LaManna For For Management
1.4 Elect Director Jonathan Lieberman For For Management
1.5 Elect Director Peter Linneman For For Management
1.6 Elect Director David Roberts For For Management
1.7 Elect Director Frank Stadelmaier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN RESIDENTIAL PROPERTIES, INC.
Ticker: ARPI Security ID: 02927E303
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Schmitz For For Management
1.2 Elect Director Laurie A. Hawkes For For Management
1.3 Elect Director Douglas N. Benham For For Management
1.4 Elect Director David M. Brain For For Management
1.5 Elect Director Keith R. Guericke For For Management
1.6 Elect Director Todd W. Mansfield For For Management
2 Approve Conversion of Securities For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
Ticker: ANH Security ID: 037347101
Meeting Date: MAY 22, 2014 Meeting Type: Proxy Contest
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1a Elect Director Lloyd McAdams For For Management
1b Elect Director Lee A. Ault, III For For Management
1c Elect Director Joe E. Davis For For Management
1d Elect Director Robert C. Davis For For Management
1e Elect Director Joseph E. McAdams For For Management
1f Elect Director Mark S. Maron For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Stock Award Plan For For Management
4 Ratify Auditors For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Paul R. DeRosa For Did Not Vote Shareholder
1.2 Elect Director Gregory R. Dube For Did Not Vote Shareholder
1.3 Elect Director Kenneth B. Dunn For Did Not Vote Shareholder
1.4 Elect Director Ron Mass For Did Not Vote Shareholder
1.5 Elect Director Scott F. Richard For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Approve Stock Award Plan Against Did Not Vote Management
4 Ratify Auditors None Did Not Vote Management
--------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Ticker: ARI Security ID: 03762U105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph F. Azrack For For Management
1.2 Elect Director Mark C. Biderman For For Management
1.3 Elect Director Robert A. Kasdin For For Management
1.4 Elect Director Eric L. Press For For Management
1.5 Elect Director Scott S. Prince For For Management
1.6 Elect Director Stuart A. Rothstein For For Management
1.7 Elect Director Michael E. Salvati For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APOLLO RESIDENTIAL MORTGAGE, INC.
Ticker: AMTG Security ID: 03763V102
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc E. Becker For For Management
1.2 Elect Director Mark C. Biderman For For Management
1.3 Elect Director Thomas D. Christopoul For For Management
1.4 Elect Director Michael A. Commaroto For For Management
1.5 Elect Director Frederick N. Khedouri For For Management
1.6 Elect Director Frederick J. Kleisner For For Management
1.7 Elect Director Hope S. Taitz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARBOR REALTY TRUST, INC.
Ticker: ABR Security ID: 038923108
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ivan Kaufman For For Management
1.2 Elect Director Melvin F. Lazar For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARES COMMERCIAL REAL ESTATE CORPORATION
Ticker: ACRE Security ID: 04013V108
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline E. Blakely For For Management
1.2 Elect Director John Hope Bryant For Withhold Management
1.3 Elect Director Robert L. Rosen For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARMOUR RESIDENTIAL REIT, INC.
Ticker: ARR Security ID: 042315101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Ulm For For Management
1.2 Elect Director Jeffrey J. Zimmer For For Management
1.3 Elect Director Daniel C. Staton For For Management
1.4 Elect Director Marc H. Bell For For Management
1.5 Elect Director Carolyn Downey For For Management
1.6 Elect Director Thomas K. Guba For For Management
1.7 Elect Director Robert C. Hain For For Management
1.8 Elect Director John 'Jack' P. For For Management
Hollihan, III
1.9 Elect Director Stewart J. Paperin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASHFORD HOSPITALITY TRUST, INC.
Ticker: AHT Security ID: 044103109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Monty J. Bennett For Withhold Management
1.2 Elect Director Benjamin J. Ansell For Withhold Management
1.3 Elect Director Thomas E. Callahan For Withhold Management
1.4 Elect Director Amish Gupta For For Management
1.5 Elect Director Kamal Jafarnia For Withhold Management
1.6 Elect Director Alan L. Tallis For Withhold Management
1.7 Elect Director Philip S. Payne For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ASSOCIATED ESTATES REALTY CORPORATION
Ticker: AEC Security ID: 045604105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert T. Adams For For Management
1.2 Elect Director Jeffrey I. Friedman For For Management
1.3 Elect Director Michael E. Gibbons For For Management
1.4 Elect Director Mark L. Milstein For For Management
1.5 Elect Director James J. Sanfilippo For For Management
1.6 Elect Director James A. Schoff For For Management
1.7 Elect Director Richard T. Schwarz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIV REIT, INC.
Ticker: AVIV Security ID: 05381L101
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig M. Bernfield For For Management
1.2 Elect Director Norman R. Bobins For For Management
1.3 Elect Director Michael W. Dees For Withhold Management
1.4 Elect Director Alan E. Goldberg For For Management
1.5 Elect Director Susan R. Lichtenstein For For Management
1.6 Elect Director Mark B. McClellan For Withhold Management
1.7 Elect Director Sharon O'Keefe For Withhold Management
1.8 Elect Director Mark J. Parrell For For Management
1.9 Elect Director Ben W. Perks For For Management
1.10 Elect Director James H. Roth For For Management
1.11 Elect Director J. Russell Triedman For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter D'Alessio For For Management
1.2 Elect Director Anthony A. Nichols, Sr. For For Management
1.3 Elect Director Gerard H. Sweeney For For Management
1.4 Elect Director Wyche Fowler For For Management
1.5 Elect Director Michael J. Joyce For For Management
1.6 Elect Director Charles P. Pizzi For For Management
1.7 Elect Director James C. Diggs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAMPUS CREST COMMUNITIES, INC.
Ticker: CCG Security ID: 13466Y105
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted W. Rollins For For Management
1.2 Elect Director Lauro Gonzalez-Moreno For For Management
1.3 Elect Director Richard S. Kahlbaugh For For Management
1.4 Elect Director James W. McCaughan For For Management
1.5 Elect Director Denis McGlynn For For Management
1.6 Elect Director Daniel L. Simmons For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CAPLEASE, INC.
Ticker: LSE Security ID: 140288101
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CEDAR REALTY TRUST, INC.
Ticker: CDR Security ID: 150602209
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Burns For For Management
1.2 Elect Director Pamela N. Hootkin For For Management
1.3 Elect Director Paul G. Kirk, Jr. For For Management
1.4 Elect Director Everett B. Miller, III For For Management
1.5 Elect Director Bruce J. Schanzer For For Management
1.6 Elect Director Roger M. Widmann For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COLONY FINANCIAL, INC.
Ticker: CLNY Security ID: 19624R106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Barrack, Jr. For For Management
1.2 Elect Director Richard B. Saltzman For For Management
1.3 Elect Director George G. C. Parker For For Management
1.4 Elect Director John A. Somers For For Management
1.5 Elect Director John L. Steffens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom G. Charlesworth For For Management
1.2 Elect Director James D. Edwards For For Management
1.3 Elect Director Lawrence L. For For Management
Gellerstedt, III
1.4 Elect Director Lillian C. Giornelli For For Management
1.5 Elect Director S. Taylor Glover For For Management
1.6 Elect Director James H. Hance For For Management
1.7 Elect Director Donna W. Hyland For For Management
1.8 Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CUBESMART
Ticker: CUBE Security ID: 229663109
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. For For Management
Diefenderfer, III
1.2 Elect Director Piero Bussani For For Management
1.3 Elect Director Christopher P. Marr For For Management
1.4 Elect Director Marianne M. Keler For For Management
1.5 Elect Director Deborah R. Salzberg For For Management
1.6 Elect Director John F. Remondi For For Management
1.7 Elect Director Jeffrey F. Rogatz For For Management
1.8 Elect Director John W. Fain For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYRUSONE INC.
Ticker: CONE Security ID: 23283R100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary J. Wojtaszek For Withhold Management
1.2 Elect Director John F. Cassidy For Withhold Management
1.3 Elect Director William E. Sullivan For For Management
1.4 Elect Director T. Tod Nielsen For For Management
1.5 Elect Director Alex Shumate For For Management
1.6 Elect Director Melissa E. Hathaway For Withhold Management
1.7 Elect Director David H. Ferdman For Withhold Management
1.8 Elect Director Lynn A. Wentworth For Withhold Management
1.9 Elect Director John W. Gamble, Jr. For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DCT INDUSTRIAL TRUST INC.
Ticker: DCT Security ID: 233153105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas G. Wattles For For Management
1b Elect Director Philip L. Hawkins For For Management
1c Elect Director Marilyn A. Alexander For For Management
1d Elect Director Thomas F. August For For Management
1e Elect Director John S. Gates, Jr. For For Management
1f Elect Director Raymond B. Greer For For Management
1g Elect Director Tripp H. Hardin For For Management
1h Elect Director John C. O'Keeffe For For Management
1i Elect Director Bruce L. Warwick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DYNEX CAPITAL, INC.
Ticker: DX Security ID: 26817Q506
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Akin For For Management
1.2 Elect Director Byron L. Boston For For Management
1.3 Elect Director Michael R. Hughes For For Management
1.4 Elect Director Barry A. Igdaloff For For Management
1.5 Elect Director Valerie A. Mosley For For Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director James C. Wheat, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EDUCATION REALTY TRUST, INC.
Ticker: EDR Security ID: 28140H104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John V. Arabia For For Management
1.2 Elect Director Paul O. Bower For For Management
1.3 Elect Director Monte J. Barrow For For Management
1.4 Elect Director William J. Cahill , III For For Management
1.5 Elect Director Randall L. Churchey For For Management
1.6 Elect Director John L. Ford For For Management
1.7 Elect Director Howard A. Silver For For Management
1.8 Elect Director Wendell W. Weakley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMPIRE STATE REALTY TRUST, INC.
Ticker: ESRT Security ID: 292104106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony E. Malkin For For Management
1.2 Elect Director William H. Berkman For For Management
1.3 Elect Director Alice M. Connell For For Management
1.4 Elect Director Thomas J. DeRosa For For Management
1.5 Elect Director Steven J. Gilbert For For Management
1.6 Elect Director S. Michael Giliberto For For Management
1.7 Elect Director Lawrence E. Golub For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FELCOR LODGING TRUST INCORPORATED
Ticker: FCH Security ID: 31430F101
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Corcoran, Jr. For For Management
1.2 Elect Director Robert F. Cotter For For Management
1.3 Elect Director Thomas C. Hendrick For For Management
1.4 Elect Director Mark D. Rozells For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew S. Dominski For For Management
1.2 Elect Director Bruce W. Duncan For For Management
1.3 Elect Director H. Patrick Hackett, Jr. For For Management
1.4 Elect Director John Rau For For Management
1.5 Elect Director L. Peter Sharpe For For Management
1.6 Elect Director W. Ed Tyler For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST POTOMAC REALTY TRUST
Ticker: FPO Security ID: 33610F109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Arnold For For Management
1.2 Elect Director Richard B. Chess For For Management
1.3 Elect Director Douglas J. Donatelli For For Management
1.4 Elect Director J. Roderick Heller, III For For Management
1.5 Elect Director R. Michael McCullough For For Management
1.6 Elect Director Alan G. Merten For For Management
1.7 Elect Director Thomas E. Robinson For For Management
1.8 Elect Director Terry L. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN STREET PROPERTIES CORP.
Ticker: FSP Security ID: 35471R106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Carter For For Management
1.2 Elect Director Georgia Murray For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLIMCHER REALTY TRUST
Ticker: GRT Security ID: 379302102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Glimcher For For Management
1.2 Elect Director Yvette McGee Brown For For Management
1.3 Elect Director Nancy J. Kramer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOVERNMENT PROPERTIES INCOME TRUST
Ticker: GOV Security ID: 38376A103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Somers For For Management
1.2 Elect Director Barry M. Portnoy For Withhold Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRAMERCY PROPERTY TRUST INC.
Ticker: GPT Security ID: 38489R100
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan J. Baum For For Management
1.2 Elect Director Gordon F. DuGan For For Management
1.3 Elect Director Marc Holliday For For Management
1.4 Elect Director Gregory F. Hughes For For Management
1.5 Elect Director Jeffrey E. Kelter For For Management
1.6 Elect Director Charles S. Laven For For Management
1.7 Elect Director William H. Lenehan For For Management
2 Approve Conversion of Securities For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Other Business For Against Management
--------------------------------------------------------------------------------
HERSHA HOSPITALITY TRUST
Ticker: HT Security ID: 427825104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay H. Shah For For Management
1b Elect Director Thomas J. Hutchison, III For For Management
1c Elect Director Donald J. Landry For For Management
1d Elect Director Michael A. Leven For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUDSON PACIFIC PROPERTIES, INC.
Ticker: HPP Security ID: 444097109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor J. Coleman For For Management
1.2 Elect Director Theodore R. Antenucci For For Management
1.3 Elect Director Richard B. Fried For For Management
1.4 Elect Director Jonathan M. Glaser For For Management
1.5 Elect Director Mark D. Linehan For For Management
1.6 Elect Director Robert M. Moran, Jr. For For Management
1.7 Elect Director Barry A. Porter For For Management
1.8 Elect Director Patrick Whitesell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INLAND REAL ESTATE CORPORATION
Ticker: IRC Security ID: 457461200
Meeting Date: JUL 15, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas P. D'Arcy For For Management
1b Elect Director Daniel L. Goodwin For For Management
1c Elect Director Joel G. Herter For For Management
1d Elect Director Heidi N. Lawton For For Management
1e Elect Director Thomas H. McAuley For For Management
1f Elect Director Thomas R. McWilliams For For Management
1g Elect Director Joel D. Simmons For For Management
2 Ratify Auditors For For Management
3a Amend Charter to Remove Provisions For For Management
3b Amend Charter to Revise Provisions For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INLAND REAL ESTATE CORPORATION
Ticker: IRC Security ID: 457461200
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas P. D'Arcy For For Management
1B Elect Director Daniel L. Goodwin For For Management
1C Elect Director Joel G. Herter For For Management
1D Elect Director Heidi N. Lawton For For Management
1E Elect Director Thomas H. McAuley For For Management
1F Elect Director Thomas R. McWilliams For For Management
1G Elect Director Joel D. Simmons For For Management
1H Elect Director Mark E. Zalatoris For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC.
Ticker: IVR Security ID: 46131B100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Mark Armour For For Management
1.2 Elect Director James S. Balloun For For Management
1.3 Elect Director John S. Day For For Management
1.4 Elect Director Karen Dunn Kelley For For Management
1.5 Elect Director Edward J. Hardin For For Management
1.6 Elect Director James R. Lientz, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESTORS REAL ESTATE TRUST
Ticker: IRET Security ID: 461730103
Meeting Date: SEP 17, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Mihalick For For Management
1.2 Elect Director Jeffrey L. Miller For For Management
1.3 Elect Director John T. Reed For For Management
1.4 Elect Director W. David Scott For For Management
1.5 Elect Director Stephen L. Stenehjem For For Management
1.6 Elect Director John D. Stewart For For Management
1.7 Elect Director Thomas A. Wentz, Jr. For For Management
1.8 Elect Director Jeffrey K. Woodbury For For Management
1.9 Elect Director Linda J. Hall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Restricted Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISTAR FINANCIAL INC.
Ticker: STAR Security ID: 45031U101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay Sugarman For For Management
1.2 Elect Director Robert W. Holman, Jr. For For Management
1.3 Elect Director Robin Josephs For For Management
1.4 Elect Director John G. McDonald For For Management
1.5 Elect Director Dale Anne Reiss For For Management
1.6 Elect Director Barry W. Ridings For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry R. Solomon For For Management
1.2 Elect Director David A. Minella For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KITE REALTY GROUP TRUST
Ticker: KRG Security ID: 49803T102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Kite For For Management
1.2 Elect Director William E. Bindley For For Management
1.3 Elect Director Victor J. Coleman For For Management
1.4 Elect Director Richard A. Cosier For For Management
1.5 Elect Director Christie B. Kelly For For Management
1.6 Elect Director Gerald L. Moss For For Management
1.7 Elect Director David R. O'Reilly For For Management
1.8 Elect Director Barton R. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KITE REALTY GROUP TRUST
Ticker: KRG Security ID: 49803T102
Meeting Date: JUN 24, 2014 Meeting Type: Special
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Robert Roskind For For Management
1.2 Elect Director T. Wilson Eglin For For Management
1.3 Elect Director Richard J. Rouse For For Management
1.4 Elect Director Harold First For For Management
1.5 Elect Director Richard S. Frary For For Management
1.6 Elect Director James Grosfeld For For Management
1.7 Elect Director Kevin W. Lynch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Robert E. Holmes For Withhold Management
1.5 Elect Director Sherry A. Kellett For Withhold Management
1.6 Elect Director William G. McKenzie For For Management
1.7 Elect Director L. Glenn Orr, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP.
Ticker: NRZ Security ID: 64828T102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Tyson For For Management
1.2 Elect Director David Saltzman For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEW YORK MORTGAGE TRUST, INC.
Ticker: NYMT Security ID: 649604501
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Bock For For Management
1.2 Elect Director Alan L. Hainey For For Management
1.3 Elect Director Steven R. Mumma For For Management
1.4 Elect Director Douglas E. Neal For For Management
1.5 Elect Director Steven G. Norcutt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWCASTLE INVESTMENT CORP.
Ticker: NCT Security ID: 65105M108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley R. Edens For Withhold Management
1.2 Elect Director David K. McKown For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PARKWAY PROPERTIES, INC.
Ticker: PKY Security ID: 70159Q104
Meeting Date: DEC 17, 2013 Meeting Type: Special
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PARKWAY PROPERTIES, INC.
Ticker: PKY Security ID: 70159Q104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avi Banyasz For Withhold Management
1.2 Elect Director Charles T. Cannada For For Management
1.3 Elect Director Edward M. Casal For For Management
1.4 Elect Director Kelvin L. Davis For Withhold Management
1.5 Elect Director Laurie L. Dotter For For Management
1.6 Elect Director James R. Heistand For For Management
1.7 Elect Director C. William Hosler For For Management
1.8 Elect Director Adam S. Metz For For Management
1.9 Elect Director Brenda J. Mixson For For Management
1.10 Elect Director James A. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Phillip M. Miller For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Ticker: PEI Security ID: 709102107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph F. Coradino For For Management
1.2 Elect Director M. Walter D'Alessio For For Management
1.3 Elect Director Rosemarie B. Greco For For Management
1.4 Elect Director Leonard I. Korman For For Management
1.5 Elect Director Donald F. Mazziotti For For Management
1.6 Elect Director Mark E. Pasquerilla For For Management
1.7 Elect Director Charles P. Pizzi For For Management
1.8 Elect Director John J. Roberts For For Management
1.9 Elect Director Ronald Rubin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PENNYMAC MORTGAGE INVESTMENT TRUST
Ticker: PMT Security ID: 70931T103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Preston DuFauchard For For Management
1.2 Elect Director Nancy McAllister For For Management
1.3 Elect Director Stacey D. Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAIT FINANCIAL TRUST
Ticker: RAS Security ID: 749227609
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott F. Schaeffer For For Management
1.2 Elect Director Andrew Batinovich For For Management
1.3 Elect Director Edward S. Brown For For Management
1.4 Elect Director Frank A. Farnesi For For Management
1.5 Elect Director S. Kristin Kim For For Management
1.6 Elect Director Jon C. Sarkisian For For Management
1.7 Elect Director Andrew M. Silberstein For For Management
1.8 Elect Director Murray Stempel, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAMCO-GERSHENSON PROPERTIES TRUST
Ticker: RPT Security ID: 751452202
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Blank For For Management
1.2 Elect Director Dennis Gershenson For For Management
1.3 Elect Director Arthur Goldberg For For Management
1.4 Elect Director David J. Nettina For For Management
1.5 Elect Director Matthew L. Ostrower For For Management
1.6 Elect Director Joel M. Pashcow For For Management
1.7 Elect Director Mark K. Rosenfeld For For Management
1.8 Elect Director Michael A. Ward For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REDWOOD TRUST, INC.
Ticker: RWT Security ID: 758075402
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Baum For For Management
1.2 Elect Director Mariann Byerwalter For For Management
1.3 Elect Director Douglas B. Hansen For For Management
1.4 Elect Director Martin S. Hughes For For Management
1.5 Elect Director Greg H. Kubicek For For Management
1.6 Elect Director Jeffrey T. Pero For For Management
1.7 Elect Director Charles J. Toeniskoetter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RESOURCE CAPITAL CORP.
Ticker: RSO Security ID: 76120W302
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter T. Beach For For Management
1.2 Elect Director Edward E. Cohen For Against Management
1.3 Elect Director Jonathan Z. Cohen For For Management
1.4 Elect Director Richard L. Fore For For Management
1.5 Elect Director William B. Hart For For Management
1.6 Elect Director Gary Ickowicz For For Management
1.7 Elect Director Steven J. Kessler For For Management
1.8 Elect Director Murray S. Levin For For Management
1.9 Elect Director P. Sherrill Neff For For Management
1.10 Elect Director Stephanie H. Wiggins For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
RETAIL OPPORTUNITY INVESTMENTS CORP.
Ticker: ROIC Security ID: 76131N101
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Baker For For Management
1.2 Elect Director Michael J. Indiveri For For Management
1.3 Elect Director Edward H. Meyer For For Management
1.4 Elect Director Lee S. Nebart For For Management
1.5 Elect Director Charles J. Persico For For Management
1.6 Elect Director Laura H. Pomerantz For For Management
1.7 Elect Director Stuart A. Tanz For For Management
1.8 Elect Director Eric S. Zorn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC.
Ticker: SBRA Security ID: 78573L106
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig A. Barbarosh For For Management
1b Elect Director Robert A. Ettl For For Management
1c Elect Director Michael J. Foster For For Management
1d Elect Director Richard K. Matros For For Management
1e Elect Director Milton J. Walters For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SILVER BAY REALTY TRUST CORP.
Ticker: SBY Security ID: 82735Q102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Brock For For Management
1.2 Elect Director Daryl J. Carter For For Management
1.3 Elect Director Tanuja M. Dehne For For Management
1.4 Elect Director Stephen G. Kasnet For For Management
1.5 Elect Director Irvin R. Kessler For For Management
1.6 Elect Director David N. Miller For For Management
1.7 Elect Director Thomas Siering For For Management
1.8 Elect Director Brian C. Taylor For For Management
1.9 Elect Director Ronald N. Weiser For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin M. Charlton For For Management
1.2 Elect Director Todd A. Dunn For For Management
1.3 Elect Director David J. Gilbert For For Management
1.4 Elect Director Richard I. Gilchrist For For Management
1.5 Elect Director Diane M. Morefield For For Management
1.6 Elect Director Thomas H. Nolan, Jr. For For Management
1.7 Elect Director Sheli Z. Rosenberg For For Management
1.8 Elect Director Thomas D. Senkbeil For For Management
1.9 Elect Director Nicholas P. Shepherd For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
STAG INDUSTRIAL, INC.
Ticker: STAG Security ID: 85254J102
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Butcher For For Management
1.2 Elect Director Virgis W. Colbert For For Management
1.3 Elect Director Jeffrey D. Furber For For Management
1.4 Elect Director Larry T. Guillemette For For Management
1.5 Elect Director Francis X. Jacoby, III For For Management
1.6 Elect Director Christopher P. Marr For For Management
1.7 Elect Director Hans S. Weger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUMMIT HOTEL PROPERTIES, INC.
Ticker: INN Security ID: 866082100
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kerry W. Boekelheide For For Management
1.2 Elect Director Daniel P. Hansen For For Management
1.3 Elect Director Bjorn R. L. Hanson For For Management
1.4 Elect Director Thomas W. Storey For For Management
1.5 Elect Director Wayne W. Wielgus For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John V. Arabia For For Management
1.2 Elect Director Andrew Batinovich For For Management
1.3 Elect Director Z. Jamie Behar For For Management
1.4 Elect Director Kenneth E. Cruse For For Management
1.5 Elect Director Thomas A. Lewis, Jr. For For Management
1.6 Elect Director Keith M. Locker For For Management
1.7 Elect Director Douglas M. Pasquale For For Management
1.8 Elect Director Keith P. Russell For For Management
1.9 Elect Director Lewis N. Wolff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MORTGAGE CAPITAL CORPORATION
Ticker: WMC Security ID: 95790D105
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Hirschmann III For For Management
1.2 Elect Director Gavin L. James For For Management
1.3 Elect Director Edward D. Fox For For Management
1.4 Elect Director M. Christian Mitchell For For Management
1.5 Elect Director Richard W. Roll For For Management
2 Ratify Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant IndexIQ ETF Trust
---------------------------------------------------------------------
By (Signature and Title)* /s/ Adam S. Patti
-------------------------------------------------------
Adam S. Patti
Principal Executive Officer
Date 8/18/14
----------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.