UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-10487
Hotchkis and Wiley Funds
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(Exact name of registrant as specified in charter)
725 S. Figueroa Street, 39th Floor, Los Angeles, CA 90017
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(Address of principal executive offices) (Zip code)
Anna Marie Lopez
725 S. Figueroa Street, 39th Floor
Los Angeles, CA 90017
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-213-430-1000
Date of fiscal year end: June 30, 2014
Date of reporting period: July 1, 2013 to June 30, 2014
==================== Hotchkis and Wiley Capital Income Fund ====================
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Gary J. Fernandes For For Management
1D Elect Director Michael P. Gregoire For For Management
1E Elect Director Rohit Kapoor For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Rights Plan (Poison For For Management
Pill)
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CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
2 Reelect Jonathon Band As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
3 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
4 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
5 Reelect Debra Kelly-Ennis As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
6 Reelect John Parker As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
7 Reelect Stuart Subotnick As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
8 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
9 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
10 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
11 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc
12 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2013
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Remuneration Report of For For Management
Executive Directors
15 Approve Remuneration Policy of For For Management
Executive Directors
16 Authorize Issue of Equity with For For Management
Pre-emptive Rights
17 Authorize Issue of Equity without For For Management
Pre-emptive Rights
18 Authorize Shares for Market Purchase For For Management
19 Approve Omnibus Stock Plan For For Management
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CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
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CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director John A. Canning, Jr. For For Management
1.3 Elect Director Richard T. Clark For For Management
1.4 Elect Director Robert F. Cummings, Jr. For For Management
1.5 Elect Director James B. Flaws For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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CORRECTIONS CORPORATION OF AMERICA
Ticker: CXW Security ID: 22025Y407
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Ferguson For For Management
1b Elect Director Damon T. Hininger For For Management
1c Elect Director Donna M. Alvarado For For Management
1d Elect Director John D. Correnti For For Management
1e Elect Director Robert J. Dennis For For Management
1f Elect Director C. Michael Jacobi For For Management
1g Elect Director Anne L. Mariucci For For Management
1h Elect Director Thurgood Marshall, Jr. For For Management
1i Elect Director Charles L. Overby For For Management
1j Elect Director John R. Prann, Jr. For For Management
1k Elect Director Joseph V. Russell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Robert K. Herdman For For Management
6 Elect Director Robert J. Bernhard For For Management
7 Elect Director Franklin R. Chang Diaz For For Management
8 Elect Director Stephen B. Dobbs For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Ratify Auditors For For Management
11 Provide For Confidential Running Vote Against Against Shareholder
Tallies
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ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director Karen N. Horn For For Management
1c Elect Director William G. Kaelin, Jr. For For Management
1d Elect Director John C. Lechleiter For For Management
1e Elect Director Marschall S. Runge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director John A. Canning, Jr. For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Nelson A. Diaz For For Management
1h Elect Director Sue L. Gin For For Management
1i Elect Director Paul L. Joskow For For Management
1j Elect Director Robert J. Lawless For For Management
1k Elect Director Richard W. Mies For For Management
1l Elect Director William C. Richardson For For Management
1m Elect Director John W. Rogers, Jr. For For Management
1n Elect Director Mayo A. Shattuck, III For For Management
1o Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
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FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford, II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director James P. Hackett For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director William W. Helman, IV For For Management
1.10 Elect Director Jon M. Huntsman, Jr. For For Management
1.11 Elect Director John C. Lechleiter For For Management
1.12 Elect Director Ellen R. Marram For For Management
1.13 Elect Director Alan Mulally For For Management
1.14 Elect Director Homer A. Neal For For Management
1.15 Elect Director Gerald L. Shaheen For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Recapitalization Plan for all Against Against Shareholder
Stock to Have One-vote per Share
6 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
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GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Require Independent Board Chairman Against Against Shareholder
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HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Robert R. Bennett For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director Raymond J. Lane For For Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Raymond E. Ozzie For For Management
1.8 Elect Director Gary M. Reiner For For Management
1.9 Elect Director Patricia F. Russo For For Management
1.10 Elect Director James A. Skinner For For Management
1.11 Elect Director Margaret C. Whitman For For Management
1.12 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Establish Board Committee on Human Against Against Shareholder
Rights
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INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
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JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
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JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Natalie A. Black For For Management
1.2 Elect Director Raymond L. Conner For For Management
1.3 Elect Director William H. Lacy For For Management
1.4 Elect Director Alex A. Molinaroli For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
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KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bryant For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director La June Montgomery For For Management
Tabron
1.4 Elect Director Rogelio Rebolledo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For Against Management
4 Ratify Auditors For For Management
5 Report on Human Rights Risk Assessment Against Against Shareholder
Process
6 Reduce Supermajority Vote Requirement Against Against Shareholder
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LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Rosalind G. Brewer For For Management
1.4 Elect Director David B. Burritt For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Marillyn A. Hewson For For Management
1.8 Elect Director Gwendolyn S. King For For Management
1.9 Elect Director James M. Loy For For Management
1.10 Elect Director Douglas H. McCorkindale For For Management
1.11 Elect Director Joseph W. Ralston For For Management
1.12 Elect Director Anne Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
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MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
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MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Scott C. Donnelly For For Management
1.3 Elect Director Victor J. Dzau For For Management
1.4 Elect Director Omar Ishrak For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Michael O. Leavitt For For Management
1.7 Elect Director James T. Lenehan For For Management
1.8 Elect Director Denise M. O'Leary For For Management
1.9 Elect Director Kendall J. Powell For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Preetha Reddy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Reduce Supermajority Vote Requirement For For Management
for Establishing Range For Board Size
7 Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
8 Reduce Supermajority Vote Requirement For For Management
for Amendment of Articles
9 Rescind Fair Price Provision For For Management
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MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
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MOLSON COORS BREWING COMPANY
Ticker: TAP Security ID: 60871R209
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger G. Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
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NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For Against Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For Against Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For Against Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
9 Additional And/or Counter-proposals For For Management
Presented At The Meeting
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ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against Against Shareholder
Quantifiable Performance Metrics
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PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Fluke, Jr. For For Management
1.2 Elect Director Kirk S. Hachigian For For Management
1.3 Elect Director Roderick C. McGeary For For Management
1.4 Elect Director Mark A. Schulz For For Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against Against Shareholder
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PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against Against Shareholder
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PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For For Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Philip G. Cox For For Management
1.4 Elect Director Steven G. Elliott For For Management
1.5 Elect Director Louise K. Goeser For For Management
1.6 Elect Director Stuart E. Graham For For Management
1.7 Elect Director Stuart Heydt For For Management
1.8 Elect Director Raja Rajamannar For For Management
1.9 Elect Director Craig A. Rogerson For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Natica von Althann For For Management
1.12 Elect Director Keith H. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3a Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
3b Reduce Supermajority Vote Requirement For For Management
to Remove a Director Without Cause
3c Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For For Management
1.2 Elect Director Patrick D. Campbell For For Management
1.3 Elect Director Carlos M. Cardoso For For Management
1.4 Elect Director Robert B. Coutts For For Management
1.5 Elect Director Debra A. Crew For For Management
1.6 Elect Director Benjamin H. Griswold, IV For For Management
1.7 Elect Director John F. Lundgren For For Management
1.8 Elect Director Anthony Luiso For For Management
1.9 Elect Director Marianne M. Parrs For For Management
1.10 Elect Director Robert L. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Henrique De Castro For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Mary E. Minnick For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Derica W. Rice For For Management
1i Elect Director Kenneth L. Salazar For For Management
1j Elect Director John G. Stumpf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Perquisites Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Cease Discrimination in Hiring, Vendor Against Against Shareholder
Contracts, or Customer Relations
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Andrea Redmond For For Management
1h Elect Director John W. Rowe For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Mary Alice Taylor For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Jeffrey A. Goldstein For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Edmund F. 'Ted' Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Mark A. Nordenberg For For Management
1.10 Elect Director Catherine A. Rein For For Management
1.11 Elect Director William C. Richardson For For Management
1.12 Elect Director Samuel C. Scott, III For For Management
1.13 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36159R103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence E. Anthony For For Management
1.2 Elect Director Norman A. Carlson For For Management
1.3 Elect Director Anne N. Foreman For For Management
1.4 Elect Director Richard H. Glanton For For Management
1.5 Elect Director Christopher C. Wheeler For For Management
1.6 Elect Director George C. Zoley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For For Management
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36159R103
Meeting Date: MAY 02, 2014 Meeting Type: Special
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juanita Powell Baranco For For Management
1b Elect Director Jon A. Boscia For For Management
1c Elect Director Henry A. 'Hal' Clark, For For Management
III
1d Elect Director Thomas A. Fanning For For Management
1e Elect Director David J. Grain For For Management
1f Elect Director Veronica M. Hagen For For Management
1g Elect Director Warren A. Hood, Jr. For For Management
1h Elect Director Linda P. Hudson For For Management
1i Elect Director Donald M. James For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director William G. Smith, Jr. For For Management
1l Elect Director Steven R. Specker For For Management
1m Elect Director E. Jenner Wood, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.38 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Patricia Barbizet as Director For For Management
6 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
7 Reelect Paul Desmarais Jr as Director For For Management
8 Reelect Barbara Kux as Director For For Management
9 Advisory Vote on Compensation of For For Management
Christophe de Margerie
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
and/or Authorize Capitalization of
Reserves for Bonus Issue or Increase
in Par Value
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 575 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 11
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
Reserved for International Subsidiaries
16 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representatives and Employee
Shareholder Representatives
18 Amend Article 12 of Bylaws Re: Age For For Management
Limit for Chairman of the Board
19 Amend Article 15 of Bylaws Re: Age For For Management
Limit for CEO
20 Amend Article 17 of Bylaws Re: Proxy For For Management
Voting
21 Amend Board Internal Rules Re: Against Against Shareholder
Publication of a Quarterly Newsletter
Written by Employee Shareholder
Representatives and Employee
Representatives
22 Amend the Social Criteria that are Against Against Shareholder
Currently Linked to Executive
Compensation from Negative Safety
Indicators to Positive Safety Indicator
23 Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders and Amend
Article 20 of Bylaws
24 Approve Appointment of Employee Against Against Shareholder
Representatives to the Board
Committees and Amend Article 12.5 of
Bylaws
25 Amend Article 12.7 of Bylaws: Against Against Shareholder
Remuneration of Directors
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For For Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Disclosure of Recoupment Activity from Against Against Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Robert L. Dixon, Jr. For For Management
1.3 Elect Director Lewis Hay, III For For Management
1.4 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
================== Hotchkis and Wiley Diversified Value Fund ===================
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Barbara Hackman Franklin For For Management
1h Elect Director Jeffrey E. Garten For For Management
1i Elect Director Ellen M. Hancock For For Management
1j Elect Director Richard J. Harrington For For Management
1k Elect Director Edward J. Ludwig For For Management
1l Elect Director Joseph P. Newhouse For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Amend Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7A Require Independent Board Chairman Against Against Shareholder
7B Enhance Board Oversight of Political Against Against Shareholder
Contributions
7C Amend Policy to Disclose Payments to Against Against Shareholder
Tax-Exempt Organizations
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Report on Climate Change Financing Risk Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Gary J. Fernandes For For Management
1D Elect Director Michael P. Gregoire For For Management
1E Elect Director Rohit Kapoor For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Rights Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Patrick W. Gross For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Lewis Hay, III For For Management
1e Elect Director Benjamin P. Jenkins, III For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Mayo A. Shattuck, III For For Management
1i Elect Director Bradford H. Warner For For Management
1j Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Reduce Supermajority Vote Requirement For For Management
5b Reduce Supermajority Vote Requirement For For Management
5c Reduce Supermajority Vote Requirement For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
2 Reelect Jonathon Band As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
3 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
4 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
5 Reelect Debra Kelly-Ennis As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
6 Reelect John Parker As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
7 Reelect Stuart Subotnick As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
8 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
9 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
10 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
11 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc
12 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2013
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Remuneration Report of For For Management
Executive Directors
15 Approve Remuneration Policy of For For Management
Executive Directors
16 Authorize Issue of Equity with For For Management
Pre-emptive Rights
17 Authorize Issue of Equity without For For Management
Pre-emptive Rights
18 Authorize Shares for Market Purchase For For Management
19 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
CNH INDUSTRIAL N.V.
Ticker: CNHI Security ID: N20944109
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Discuss Remuneration Report None None Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Adopt Financial Statements and For For Management
Statutory Reports
2d Approve Dividends of EUR 0.20 Per Share For For Management
2e Approve Discharge of Directors For For Management
3a Reelect Sergio Marchionne as Executive For For Management
Director
3b Reelect Richard J. Tobin as Executive For For Management
Director
3c Reelect Richard John P. Elkann as For For Management
Non-Executive Director
3d Reelect Richard Mina Gerowin as For For Management
Non-Executive Director
3e Reelect Maria Patrizia Grieco as For For Management
Non-Executive Director
3f Reelect Leo W. Houle as Non-Executive For For Management
Director
3g Reelect Peter Kalantzis as For For Management
Non-Executive Director
3h Reelect John B. Lanaway as For For Management
Non-Executive Director
3i Reelect Guido Tabellini as For For Management
Non-Executive Director
3j Reelect Jacqueline Tammenoms Bakker as For For Management
Non-Executive Director
3k Reelect Jacques Theurillat as For For Management
Non-Executive Director
4a Approve Remuneration Policy for For For Management
Executive and Non-Executive Directors
4b Approve Omnibus Stock Plan For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Close Meeting None None Management
--------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC.
Ticker: CIE Security ID: 19075F106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Moore For For Management
1.2 Elect Director Myles W. Scoggins For For Management
1.3 Elect Director Martin H. Young, Jr. For For Management
1.4 Elect Director Jack E. Golden For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director John A. Canning, Jr. For For Management
1.3 Elect Director Richard T. Clark For For Management
1.4 Elect Director Robert F. Cummings, Jr. For For Management
1.5 Elect Director James B. Flaws For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For For Management
Shares
7 Renew Director's Authority to Issue For For Management
Shares for Cash
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Robert K. Herdman For For Management
6 Elect Director Robert J. Bernhard For For Management
7 Elect Director Franklin R. Chang Diaz For For Management
8 Elect Director Stephen B. Dobbs For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Ratify Auditors For For Management
11 Provide For Confidential Running Vote Against Against Shareholder
Tallies
--------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC
Ticker: DLPH Security ID: G27823106
Meeting Date: APR 03, 2014 Meeting Type: Annual
Record Date: FEB 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gary L. Cowger as a Director For For Management
1.2 Elect Nicholas M. Donofrio as a For For Management
Director
1.3 Elect Mark P. Frissora as a Director For For Management
1.4 Elect Rajiv L. Gupta as a Director For For Management
1.5 Elect John A. Krol as a Director For For Management
1.6 Elect J. Randall MacDonald as a For For Management
Director
1.7 Elect Sean O. Mahoney as a Director For For Management
1.8 Elect Rodney O'Neal as a Director For For Management
1.9 Elect Thomas W. Sidlik as a Director For For Management
1.10 Elect Bernd Wiedemann as a Director For For Management
1.11 Elect Lawrence A. Zimmerman as a For For Management
Director
2 Ratify Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagjeet S. Bindra For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director France A. Cordova - None None Management
RESIGNED
1.4 Elect Director Theodore F. Craver, Jr. For For Management
1.5 Elect Director Bradford M. Freeman For For Management
1.6 Elect Director Luis G. Nogales For For Management
1.7 Elect Director Richard T. Schlosberg, For For Management
III
1.8 Elect Director Linda G. Stuntz For For Management
1.9 Elect Director Thomas C. Sutton For For Management
1.10 Elect Director Ellen O. Tauscher For For Management
1.11 Elect Director Peter J. Taylor For For Management
1.12 Elect Director Brett White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
EMBRAER SA
Ticker: EMBR3 Security ID: 29082A107
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Company's For For Management
Management
5 Approve Remuneration of Fiscal Council For For Management
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director John A. Canning, Jr. For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Nelson A. Diaz For For Management
1h Elect Director Sue L. Gin For For Management
1i Elect Director Paul L. Joskow For For Management
1j Elect Director Robert J. Lawless For For Management
1k Elect Director Richard W. Mies For For Management
1l Elect Director William C. Richardson For For Management
1m Elect Director John W. Rogers, Jr. For For Management
1n Elect Director Mayo A. Shattuck, III For For Management
1o Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 23, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director Shirley Ann Jackson For For Management
1.4 Elect Director Steven R. Loranger For For Management
1.5 Elect Director Gary W. Loveman For For Management
1.6 Elect Director R. Brad Martin For For Management
1.7 Elect Director Joshua Cooper Ramo For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director Frederick W. Smith For For Management
1.10 Elect Director David P. Steiner For For Management
1.11 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Limit Accelerated Vesting of Awards Against Against Shareholder
8 Adopt Policy Prohibiting Hedging and Against Against Shareholder
Pledging Transactions
9 Report on Political Contributions Against Against Shareholder
10 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
11 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Robert R. Bennett For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director Raymond J. Lane For For Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Raymond E. Ozzie For For Management
1.8 Elect Director Gary M. Reiner For For Management
1.9 Elect Director Patricia F. Russo For For Management
1.10 Elect Director James A. Skinner For For Management
1.11 Elect Director Margaret C. Whitman For For Management
1.12 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Bruce D. Broussard For For Management
1c Elect Director Frank A. D'Amelio For For Management
1d Elect Director W. Roy Dunbar For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director William J. McDonald For For Management
1g Elect Director William E. Mitchell For For Management
1h Elect Director David B. Nash For For Management
1i Elect Director James J. O'Brien For For Management
1j Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Natalie A. Black For For Management
1.2 Elect Director Raymond L. Conner For For Management
1.3 Elect Director William H. Lacy For For Management
1.4 Elect Director Alex A. Molinaroli For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bryant For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director La June Montgomery For For Management
Tabron
1.4 Elect Director Rogelio Rebolledo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For Against Management
4 Ratify Auditors For For Management
5 Report on Human Rights Risk Assessment Against Against Shareholder
Process
6 Reduce Supermajority Vote Requirement Against Against Shareholder
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: G5315B107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Inglis For For Management
1.2 Elect Director Brian F. Maxted For For Management
1.3 Elect Director Richard B. Dearlove For For Management
1.4 Elect Director David I. Foley For For Management
1.5 Elect Director David B. Krieger For For Management
1.6 Elect Director Joseph P. Landy For For Management
1.7 Elect Director Prakash A. Melwani For For Management
1.8 Elect Director Adebayo ("Bayo") O. For For Management
Ogunlesi
1.9 Elect Director Lars H. Thunell For For Management
1.10 Elect Director Chris Tong For For Management
1.11 Elect Director Christopher A. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Rosalind G. Brewer For For Management
1.4 Elect Director David B. Burritt For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Marillyn A. Hewson For For Management
1.8 Elect Director Gwendolyn S. King For For Management
1.9 Elect Director James M. Loy For For Management
1.10 Elect Director Douglas H. McCorkindale For For Management
1.11 Elect Director Joseph W. Ralston For For Management
1.12 Elect Director Anne Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Angela F. Braly For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Lee M. Tillman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Scott C. Donnelly For For Management
1.3 Elect Director Victor J. Dzau For For Management
1.4 Elect Director Omar Ishrak For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Michael O. Leavitt For For Management
1.7 Elect Director James T. Lenehan For For Management
1.8 Elect Director Denise M. O'Leary For For Management
1.9 Elect Director Kendall J. Powell For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Preetha Reddy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Reduce Supermajority Vote Requirement For For Management
for Establishing Range For Board Size
7 Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
8 Reduce Supermajority Vote Requirement For For Management
for Amendment of Articles
9 Rescind Fair Price Provision For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOLSON COORS BREWING COMPANY
Ticker: TAP Security ID: 60871R209
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger G. Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erskine B. Bowles For For Management
1.2 Elect Director Howard J. Davies For For Management
1.3 Elect Director Thomas H. Glocer For For Management
1.4 Elect Director James P. Gorman For For Management
1.5 Elect Director Robert H. Herz For For Management
1.6 Elect Director C. Robert Kidder For For Management
1.7 Elect Director Klaus Kleinfeld For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director James W. Owens For For Management
1.11 Elect Director O. Griffith Sexton For For Management
1.12 Elect Director Ryosuke Tamakoshi For For Management
1.13 Elect Director Masaaki Tanaka For For Management
1.14 Elect Director Laura D. Tyson For For Management
1.15 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank W. Blue For For Management
1b Elect Director T. Jay Collins For For Management
1c Elect Director Steven A. Cosse For For Management
1d Elect Director Claiborne P. Deming For For Management
1e Elect Director Roger W. Jenkins For For Management
1f Elect Director James V. Kelley For For Management
1g Elect Director Walentin Mirosh For For Management
1h Elect Director R. Madison Murphy For For Management
1i Elect Director Jeffrey W. Nolan For For Management
1j Elect Director Neal E. Schmale For For Management
1k Elect Director Caroline G. Theus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis J. Campbell For For Management
1b Elect Director Michelle M. Ebanks For For Management
1c Elect Director Enrique Hernandez, Jr. For For Management
1d Elect Director Robert G. Miller For For Management
1e Elect Director Blake W. Nordstrom For For Management
1f Elect Director Erik B. Nordstrom For For Management
1g Elect Director Peter E. Nordstrom For For Management
1h Elect Director Philip G. Satre For For Management
1i Elect Director Brad D. Smith For For Management
1j Elect Director B. Kevin Turner For For Management
1k Elect Director Robert D. Walter For For Management
1l Elect Director Alison A. Winter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Bruce S. Gordon For For Management
1.5 Elect Director William H. Hernandez For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For Against Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For Against Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For Against Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
9 Additional And/or Counter-proposals For For Management
Presented At The Meeting
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirbyjon H. Caldwell For For Management
1.2 Elect Director Lawrence S. Coben For For Management
1.3 Elect Director David Crane For For Management
1.4 Elect Director Terry G. Dallas For For Management
1.5 Elect Director Paul W. Hobby For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Evan J. Silverstein For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
1.9 Elect Director Walter R. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against Against Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Fluke, Jr. For For Management
1.2 Elect Director Kirk S. Hachigian For For Management
1.3 Elect Director Roderick C. McGeary For For Management
1.4 Elect Director Mark A. Schulz For For Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against Against Shareholder
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3a Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
3b Reduce Supermajority Vote Requirement For For Management
to Remove a Director Without Cause
3c Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Main For For Management
1.2 Elect Director Timothy M. Ring For For Management
1.3 Elect Director Daniel C. Stanzione For For Management
2 Ratify Auditors For For Management
3 Remove Supermajority Vote Requirement For For Management
4 Provide Right to Call Special Meeting For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For For Management
1.2 Elect Director Patrick D. Campbell For For Management
1.3 Elect Director Carlos M. Cardoso For For Management
1.4 Elect Director Robert B. Coutts For For Management
1.5 Elect Director Debra A. Crew For For Management
1.6 Elect Director Benjamin H. Griswold, IV For For Management
1.7 Elect Director John F. Lundgren For For Management
1.8 Elect Director Anthony Luiso For For Management
1.9 Elect Director Marianne M. Parrs For For Management
1.10 Elect Director Robert L. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director David H. Hughes For For Management
1.3 Elect Director M. Douglas Ivester For For Management
1.4 Elect Director Kyle Prechtl Legg For For Management
1.5 Elect Director William A. Linnenbringer For For Management
1.6 Elect Director Donna S. Morea For For Management
1.7 Elect Director David M. Ratcliffe For For Management
1.8 Elect Director William H. Rogers, Jr. For For Management
1.9 Elect Director Frank P. Scruggs, Jr. For For Management
1.10 Elect Director Thomas R. Watjen For For Management
1.11 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Henrique De Castro For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Mary E. Minnick For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Derica W. Rice For For Management
1i Elect Director Kenneth L. Salazar For For Management
1j Elect Director John G. Stumpf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Perquisites Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Cease Discrimination in Hiring, Vendor Against Against Shareholder
Contracts, or Customer Relations
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Juergen W. Gromer For For Management
1c Elect Director William A. Jeffrey For For Management
1d Elect Director Thomas J. Lynch For For Management
1e Elect Director Yong Nam For For Management
1f Elect Director Daniel J. Phelan For For Management
1g Elect Director Frederic M. Poses For For Management
1h Elect Director Lawrence S. Smith For For Management
1i Elect Director Paula A. Sneed For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director John C. Van Scoter For For Management
1l Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development & Compensation
Committee
3b Elect Paula A. Sneed as Member of For For Management
Management Development & Compensation
Committee
3c Elect David P. Steiner as Member of For For Management
Management Development & Compensation
Committee
4 Designate Jvo Grundler as Independent For For Management
Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2013
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2013
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2013
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 26, 2014
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve Allocation of Available For For Management
Earnings for Fiscal Year 2013
10 Approve Declaration of Dividend For For Management
11 Authorize Repurchase of Up to USD 1 For For Management
Billion of Share Capital
12 Approve Reduction of Share Capital For For Management
13 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, Jr. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Ronald Kirk For For Management
1f Elect Director Pamela H. Patsley For For Management
1g Elect Director Robert E. Sanchez For For Management
1h Elect Director Wayne R. Sanders For For Management
1i Elect Director Ruth J. Simmons For For Management
1j Elect Director Richard K. Templeton For For Management
1k Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Andrea Redmond For For Management
1h Elect Director John W. Rowe For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Mary Alice Taylor For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Jeffrey A. Goldstein For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Edmund F. 'Ted' Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Mark A. Nordenberg For For Management
1.10 Elect Director Catherine A. Rein For For Management
1.11 Elect Director William C. Richardson For For Management
1.12 Elect Director Samuel C. Scott, III For For Management
1.13 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Richard A. Goldstein For For Management
1.4 Elect Director H. John Greeniaus For For Management
1.5 Elect Director Mary J. Steele Guilfoile For For Management
1.6 Elect Director Dawn Hudson For For Management
1.7 Elect Director William T. Kerr For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director Robert D. Marcus For For Management
1j Elect Director N.J. Nicholas, Jr. For For Management
1k Elect Director Wayne H. Pace For For Management
1l Elect Director Edward D. Shirley For For Management
1m Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.38 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Patricia Barbizet as Director For For Management
6 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
7 Reelect Paul Desmarais Jr as Director For For Management
8 Reelect Barbara Kux as Director For For Management
9 Advisory Vote on Compensation of For For Management
Christophe de Margerie
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
and/or Authorize Capitalization of
Reserves for Bonus Issue or Increase
in Par Value
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 575 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 11
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
Reserved for International Subsidiaries
16 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representatives and Employee
Shareholder Representatives
18 Amend Article 12 of Bylaws Re: Age For For Management
Limit for Chairman of the Board
19 Amend Article 15 of Bylaws Re: Age For For Management
Limit for CEO
20 Amend Article 17 of Bylaws Re: Proxy For For Management
Voting
21 Amend Board Internal Rules Re: Against Against Shareholder
Publication of a Quarterly Newsletter
Written by Employee Shareholder
Representatives and Employee
Representatives
22 Amend the Social Criteria that are Against Against Shareholder
Currently Linked to Executive
Compensation from Negative Safety
Indicators to Positive Safety Indicator
23 Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders and Amend
Article 20 of Bylaws
24 Approve Appointment of Employee Against Against Shareholder
Representatives to the Board
Committees and Amend Article 12.5 of
Bylaws
25 Amend Article 12.7 of Bylaws: Against Against Shareholder
Remuneration of Directors
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy F. Keaney For For Management
1.2 Elect Director Gloria C. Larson For For Management
1.3 Elect Director William J. Ryan For For Management
1.4 Elect Director Thomas R. Watjen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For For Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Disclosure of Recoupment Activity from Against Against Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Robert L. Dixon, Jr. For For Management
1.3 Elect Director Lewis Hay, III For For Management
1.4 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Paul M. Bisaro For For Management
1d Elect Director Gail K. Boudreaux For For Management
1e Elect Director David C. Dvorak For For Management
1f Elect Director Larry C. Glasscock For For Management
1g Elect Director Robert A. Hagemann For For Management
1h Elect Director Arthur J. Higgins For For Management
1i Elect Director Cecil B. Pickett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
===================== Hotchkis and Wiley Global Value Fund =====================
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint KPMG LLP as Auditor For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Leif Johansson as Director For For Management
5(b) Re-elect Pascal Soriot as Director For For Management
5(c) Elect Marc Dunoyer as Director For For Management
5(d) Re-elect Genevieve Berger as Director For For Management
5(e) Re-elect Bruce Burlington as Director For For Management
5(f) Elect Ann Cairns as Director For For Management
5(g) Re-elect Graham Chipchase as Director For For Management
5(h) Re-elect Jean-Philippe Courtois as For For Management
Director
5(i) Re-elect Rudy Markham as Director For For Management
5(j) Re-elect Nancy Rothwell as Director For For Management
5(k) Re-elect Shriti Vadera as Director For For Management
5(l) Re-elect John Varley as Director For For Management
5(m) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
BAE SYSTEMS PLC
Ticker: BA. Security ID: G06940103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Paul Anderson as Director For For Management
6 Re-elect Harriet Green as Director For For Management
7 Re-elect Ian King as Director For For Management
8 Re-elect Peter Lynas as Director For For Management
9 Re-elect Paula Rosput Reynolds as For For Management
Director
10 Re-elect Nicholas Rose as Director For For Management
11 Re-elect Carl Symon as Director For For Management
12 Elect Sir Roger Carr as Director For For Management
13 Elect Jerry DeMuro as Director For For Management
14 Elect Christopher Grigg as Director For For Management
15 Elect Ian Tyler as Director For For Management
16 Appoint KPMG LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Approve EU Political Donations and For For Management
Expenditure
19 Approve Long Term Incentive Plan For For Management
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Report on Climate Change Financing Risk Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Maximum Ratio of Fixed to For For Management
Variable Remuneration
5 Elect Mike Ashley as Director For For Management
6 Elect Wendy Lucas-Bull as Director For For Management
7 Elect Tushar Morzaria as Director For For Management
8 Elect Frits van Paasschen as Director For For Management
9 Elect Steve Thieke as Director For For Management
10 Re-elect Tim Breedon as Director For For Management
11 Re-elect Reuben Jeffery III as Director For For Management
12 Re-elect Antony Jenkins as Director For For Management
13 Re-elect Dambisa Moyo as Director For For Management
14 Re-elect Sir Michael Rake as Director For For Management
15 Re-elect Diane de Saint Victor as For For Management
Director
16 Re-elect Sir John Sunderland as For For Management
Director
17 Re-elect Sir David Walker as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise Board to Fix Remuneration of For For Management
Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096125
Meeting Date: MAY 15, 2014 Meeting Type: Special
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Notice of 2014 AGM Voting None None Management
Result Regarding the Creation of EUR 5
Million Pool of Capital for Employee
Stock Purchase Plan (Non-Voting)
2 Approve Creation of EUR 5 Million Pool For For Management
of Capital for Employee Stock Purchase
Plan
--------------------------------------------------------------------------------
BOUYGUES
Ticker: EN Security ID: F11487125
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 1.60 per Share (in
Cash or Shares)
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Relect Herve Le Bouc as Director For For Management
6 Reelect Helman le Pas de Secheval as For For Management
Director
7 Reelect Nonce Paolini as Director For For Management
8 Advisory Vote on Compensation of For For Management
Martin Bouygues, Chairman and CEO
9 Advisory Vote on Compensation of For For Management
Olivier Bouygues, Vice CEO
10 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
11 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
12 Authorize up to 5 Percent of Issued For For Management
Capital for Use in Stock Option Plans
13 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer
14 Allow Board to Use Authorizations and For For Management
Delegations Granted Under Item 12
Above, and Under Items 17 to 25 and
Item 28 of the April 25, 2013 General
Meeting in the Event of a Public
Tender Offer or Share Exchange Offer
15 Amend Article 13 of Bylaws Re: For For Management
Employee Representatives
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: G17528269
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Ian Tyler as Director For For Management
7 Re-elect Todd Hunt as Director For For Management
8 Re-elect Iain McLaren as Director For For Management
9 Re-elect Alexander Berger as Director For For Management
10 Re-elect Jacqueline Sheppard as For For Management
Director
11 Re-elect Simon Thomson as Director For For Management
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
16 Approve Any Disposals by the Company For For Management
or Any Subsidiary Undertaking of the
Company of Any or All Shares in Cairn
India Limited
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC.
Ticker: CIE Security ID: 19075F106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Moore For For Management
1.2 Elect Director Myles W. Scoggins For For Management
1.3 Elect Director Martin H. Young, Jr. For For Management
1.4 Elect Director Jack E. Golden For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
Ticker: ML Security ID: F61824144
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.50 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Advisory Vote on Compensation of For For Management
Jean-Dominique Senard, General Manager
7 Reelect Laurence Parisot as For For Management
Supervisory Board Member
8 Reelect Pat Cox as Supervisory Board For For Management
Member
9 Elect Cyrille Poughon as Supervisory For For Management
Board Member
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 420,000
11 Approve Issuance of Securities For For Management
Convertible into Debt, up to an
Aggregate Amount of EUR 1 Billion
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 130 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 37.15 Million
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 37.15 Million
15 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 80 Million for Bonus
Issue or Increase in Par Value
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Exchange Offers and Future Acquisitions
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 130 Million
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director John A. Canning, Jr. For For Management
1.3 Elect Director Richard T. Clark For For Management
1.4 Elect Director Robert F. Cummings, Jr. For For Management
1.5 Elect Director James B. Flaws For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
1.2 Approve Remuneration Report For For Management
(Non-Binding)
1.3 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 0.70 per For For Management
Share from Capital Contributions
Reserves
4 Amend Articles Re: Ordinance Against For For Management
Excessive Remuneration at Listed
Companies
5 Reserve Additional CHF 1.2 Million in For For Management
Nominal Share Capital for Pool of
Conditional Capital without Preemptive
Rights for Employee Stock Option
Programs
6.1.a Reelect Urs Rohner as Director and For For Management
Board Chairman
6.1.b Reelect Jassim Al Thani as Director For For Management
6.1.c Reelect Iris Bohnet as Director For For Management
6.1.d Reelect Noreen Doyle as Director For For Management
6.1.e Reelect Jean-Daniel Gerber as Director For For Management
6.1.f Reelect Andreas Koopmann as Director For For Management
6.1.g Reelect Jean Lanier as Director For For Management
6.1.h Reelect Kai Nargolwala as Director For For Management
6.1.i Reelect Anton van Rossum as Director For For Management
6.1.j Reelect Richard Thornburgh as Director For For Management
6.1.k Reelect John Tiner as Director For For Management
6.1.l Reelect Severin Schwan as Director For For Management
6.1.m Reelect Sebastian Thrun as Director For For Management
6.2.1 Appoint Iris Bohnet as Member of the For For Management
Compensation Committee
6.2.2 Appoint Andreas Koopmann as Member of For For Management
the Compensation Committee
6.2.3 Appoint Jean Lanier as Member of the For For Management
Compensation Committee
6.2.4 Appoint Kai Nargolwala as Member of For For Management
the Compensation Committee
6.3 Ratify KPMG AG as Auditors For For Management
6.4 Ratify BDO AG as Special Auditors For For Management
6.5 Designate Andreas Keller as For For Management
Independent Proxy
7 Transact Other Business (Voting) For For Management
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Robert K. Herdman For For Management
6 Elect Director Robert J. Bernhard For For Management
7 Elect Director Franklin R. Chang Diaz For For Management
8 Elect Director Stephen B. Dobbs For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Ratify Auditors For For Management
11 Provide For Confidential Running Vote Against Against Shareholder
Tallies
--------------------------------------------------------------------------------
D'IETEREN
Ticker: DIE Security ID: B49343187
Meeting Date: JUN 05, 2014 Meeting Type: Annual/Special
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Adopt Financial Statements For For Management
3 Approve Remuneration Report For For Management
4.1 Approve Discharge of Directors, For For Management
including Christian Varin
4.2 Approve Discharge of BDO, Represented For For Management
by Felix Fank and Hugues Fronville as
Auditors
5.1 Confirm Temporary Appointment of For For Management
Pierre-Olivier Beckers sprl,
Permanently Represented by
Pierre-Olivier Beckers as Independent
Director
5.2 Elect Pierre-Olivier Beckers sprl, For For Management
Permanently Represented by
Pierre-Olivier Beckers as Independent
Director
5.3 Elect GEMA sprl, Permanently For For Management
Represented by Michel Alle as Director
5.4 Reelect Roland D'Ieteren as Director For For Management
5.5 Reelect Axel Miller as Director For For Management
5.6 Reelect Pascal Minne as Director For For Management
5.7 Reelect sca Nayarit Participations, For For Management
Permanently Represented by Frederic de
Vuyst as Director
5.8 Reelect S.A. SPDG, Permanently For For Management
Represented by Denis Pettiaux as
Director
6 Ratify KPMG as Auditors For For Management
1.1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
1.2 Authorize Company Subsidiaries To For For Management
Repurchase and Reissue Shares Within
Requirements Under Item 1.1
2.1 Receive Special Board Report Re: None None Management
Authorized Capital
2.2 Approve to Renew Authorization to For For Management
Increase Share Capital within the
Framework of Authorized Capital
3.1 Authorize Board to Issue Shares in the For For Management
Event of a Public Tender Offer or
Share Exchange Offer and Amend
Articles Accordingly
3.2 Authorize Board to Repurchase Shares For For Management
in the Event of a Serious and Imminent
Harm and Amend Articles Accordingly
4 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
5 Authorize Coordination of Articles of For For Management
Association
--------------------------------------------------------------------------------
DANIELI & CO. OFFICINE MECCANICHE SPA
Ticker: DANR Security ID: T73148107
Meeting Date: JAN 27, 2014 Meeting Type: Special
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Edgardo Fattor as Representative For For Management
for Holders of Saving Shares; Approve
Representative's Remuneration
1.2 Elect Arturo Albano as Representative None Did Not Vote Shareholder
for Holders of Saving Shares
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: DLG Security ID: G2871V106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Mike Biggs as Director For For Management
6 Re-elect Paul Geddes as Director For For Management
7 Re-elect Jane Hanson as Director For For Management
8 Re-elect Glyn Jones as Director For For Management
9 Re-elect Andrew Palmer as Director For For Management
10 Re-elect John Reizenstein as Director For For Management
11 Re-elect Clare Thompson as Director For For Management
12 Re-elect Priscilla Vacassin as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
EMBRAER SA
Ticker: EMBR3 Security ID: 29082A107
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Company's For For Management
Management
5 Approve Remuneration of Fiscal Council For For Management
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director John A. Canning, Jr. For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Nelson A. Diaz For For Management
1h Elect Director Sue L. Gin For For Management
1i Elect Director Paul L. Joskow For For Management
1j Elect Director Robert J. Lawless For For Management
1k Elect Director Richard W. Mies For For Management
1l Elect Director William C. Richardson For For Management
1m Elect Director John W. Rogers, Jr. For For Management
1n Elect Director Mayo A. Shattuck, III For For Management
1o Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
--------------------------------------------------------------------------------
HEINEKEN HOLDING NV
Ticker: HEIO Security ID: N39338194
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Discuss Remuneration Report None None Management
3 Adopt Financial Statements For For Management
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Discharge of Board of Directors For For Management
6a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
6c Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6b
7 Ratify Deloitte as Auditors For For Management
8a Reelect J.A. Fernandez Carbajal as For For Management
Non-Executive Director
8b Accept Resignation of K. Vuursteen as For For Management
a Board Member (Non-contentious)
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Robert R. Bennett For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director Raymond J. Lane For For Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Raymond E. Ozzie For For Management
1.8 Elect Director Gary M. Reiner For For Management
1.9 Elect Director Patricia F. Russo For For Management
1.10 Elect Director James A. Skinner For For Management
1.11 Elect Director Margaret C. Whitman For For Management
1.12 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
HOME FEDERAL BANCORP, INC.
Ticker: HOME Security ID: 43710G105
Meeting Date: MAY 16, 2014 Meeting Type: Special
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: 7267 Security ID: J22302111
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Ike, Fumihiko For For Management
2.2 Elect Director Ito, Takanobu For For Management
2.3 Elect Director Iwamura, Tetsuo For For Management
2.4 Elect Director Yamamoto, Takashi For For Management
2.5 Elect Director Yamamoto, Yoshiharu For For Management
2.6 Elect Director Nonaka, Toshihiko For For Management
2.7 Elect Director Yoshida, Masahiro For For Management
2.8 Elect Director Kuroyanagi, Nobuo For For Management
2.9 Elect Director Kunii, Hideko For For Management
2.10 Elect Director Shiga, Yuuji For For Management
2.11 Elect Director Takeuchi, Kohei For For Management
2.12 Elect Director Aoyama, Shinji For For Management
2.13 Elect Director Kaihara, Noriya For For Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Bruce D. Broussard For For Management
1c Elect Director Frank A. D'Amelio For For Management
1d Elect Director W. Roy Dunbar For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director William J. McDonald For For Management
1g Elect Director William E. Mitchell For For Management
1h Elect Director David B. Nash For For Management
1i Elect Director James J. O'Brien For For Management
1j Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: N4578E413
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Receive Report of Supervisory Board None None Management
(Non-Voting)
2c Discuss Remuneration Report None None Management
2d Approve Amendments to Remuneration For For Management
Policy for Management Board Members
2e Adopt Financial Statements For For Management
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4a Discussion on Company's Corporate None None Management
Governance Structure
4b Increase Share Capital by EUR 13 For For Management
Billion by Reduction in Share Premium
Reserve and Increase Nominal per Share
4c Decrease Share Capital by EUR 13 For For Management
Billion by Reduction in Nominal Value
per Share and With Repayment of
Capital in Kind to Shareholders
4d Amend Articles Re: Representation of For For Management
the Board
5 Receive Announcements on Sustainability None None Management
6a Approve Discharge of Management Board For For Management
6b Approve Discharge of Supervisory Board For For Management
7 Elect Eric Boyer de la Giroday to For For Management
Supervisory Board
8a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restricting/Excluding Preemptive Rights
8b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital in
Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
9a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital in
Connection with a Major Capital
Restructuring
10 Other Business (Non-Voting) and Closing None None Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: G5315B107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Inglis For For Management
1.2 Elect Director Brian F. Maxted For For Management
1.3 Elect Director Richard B. Dearlove For For Management
1.4 Elect Director David I. Foley For For Management
1.5 Elect Director David B. Krieger For For Management
1.6 Elect Director Joseph P. Landy For For Management
1.7 Elect Director Prakash A. Melwani For For Management
1.8 Elect Director Adebayo ("Bayo") O. For For Management
Ogunlesi
1.9 Elect Director Lars H. Thunell For For Management
1.10 Elect Director Chris Tong For For Management
1.11 Elect Director Christopher A. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC.
Ticker: MG Security ID: 559222401
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott B. Bonham For For Management
1.2 Elect Director Peter G. Bowie For For Management
1.3 Elect Director J. Trevor Eyton For For Management
1.4 Elect Director V. Peter Harder For For Management
1.5 Elect Director Lady Barbara Judge For For Management
1.6 Elect Director Kurt J. Lauk For For Management
1.7 Elect Director Cynthia A. Niekamp For For Management
1.8 Elect Director Indira V. Samarasekera For For Management
1.9 Elect Director Donald J. Walker For For Management
1.10 Elect Director Lawrence D. Worrall For For Management
1.11 Elect Director William L. Young For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION
Ticker: DOOR Security ID: 575385109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Frederick J. Lynch For For Management
2.2 Elect Director Jody L. Bilney For For Management
2.3 Elect Director Robert J. Byrne For For Management
2.4 Elect Director Peter R. Dachowski For For Management
2.5 Elect Director Jonathan F. Foster For For Management
2.6 Elect Director George A. Lorch For For Management
2.7 Elect Director Rick J. Mills For For Management
2.8 Elect Director Francis M. Scricco For For Management
2.9 Elect Director John C. Wills For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6a Provide the Board with Authority to For For Management
Subdivide or Consolidate the Company's
Share Capital
6b Approve Advance Notice Policy For For Management
6c Ancillary Amendments Resolution For For Management
7 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOBISTAR SA
Ticker: MOBB Security ID: B60667100
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
a Receive Directors' Reports (Non-Voting) None None Management
b Receive Auditors' Reports (Non-Voting) None None Management
c Approve Remuneration Report For Did Not Vote Management
d Approve Financial Statements and For Did Not Vote Management
Allocation of Income
e Approve Discharge of Directors For Did Not Vote Management
f Approve Discharge of Auditors For Did Not Vote Management
g Receive Information on End of None None Management
Directors' Terms
h1 Reelect G. Andre-Berliat as Director For Did Not Vote Management
h2 Reelect J. Deschuyffeleer as For Did Not Vote Management
Independent Director
h3 Reelect B. Du Boucher as Director For Did Not Vote Management
h4 Reelect J-M. Harion as Director For Did Not Vote Management
h5 Reelect G. Ries as Director For Did Not Vote Management
h6 Reelect B. Scheen as Director For Did Not Vote Management
h7 Reelect J. Steyaert as Director For Did Not Vote Management
h8 Reelect SOGESTRA, Permanently For Did Not Vote Management
Represented by N. Rozencweig-Lemaitre,
as Independent Director
h9 Elect M. De Rouck as Independent For Did Not Vote Management
Director
h10 Elect LMAS, Permanently Represented by For Did Not Vote Management
G. Dallemagne, as Independent Director
h11 Elect P. Lambert de Diesbach de For Did Not Vote Management
Belleroche as Director
h12 Elect B. Mettling as Director For Did Not Vote Management
i Approve Remuneration of Directors For Did Not Vote Management
j Reappoint Deloitte as Auditors For Did Not Vote Management
k Amend Articles Re:Delete References to For Did Not Vote Management
Bearer Shares
l Amend Article 37 Re:Attendance List For Did Not Vote Management
m Amend Article 38 Re: Minutes of Meeting For Did Not Vote Management
n Authorize Repurchase of Up to 20 For Did Not Vote Management
Percent of Issued Share Capital and
Reissuance/ Cancellation of
Repurchased Shares
o Authorize Coordination fo Articles For Did Not Vote Management
p Approve Change-of-Control Clause Re : For Did Not Vote Management
Revolving Credit Facility Agreement
--------------------------------------------------------------------------------
MOLSON COORS BREWING COMPANY
Ticker: TAP Security ID: 60871R209
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger G. Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NIPPON ELECTRIC GLASS CO. LTD.
Ticker: 5214 Security ID: J53247110
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2 Amend Articles To Change Fiscal Year For Against Management
End
3.1 Elect Director Izutsu, Yuuzo For Against Management
3.2 Elect Director Arioka, Masayuki For Against Management
3.3 Elect Director Yamamoto, Shigeru For Against Management
3.4 Elect Director Inamasu, Koichi For Against Management
3.5 Elect Director Matsumoto, Motoharu For Against Management
3.6 Elect Director Tomamoto, Masahiro For Against Management
3.7 Elect Director Takeuchi, Hirokazu For Against Management
3.8 Elect Director Saeki, Akihisa For Against Management
4 Appoint Statutory Auditor Ishii, Kazuya For Against Management
5 Appoint Alternate Statutory Auditor For Against Management
Kimura, Keijiro
6 Approve Annual Bonus Payment to For Against Management
Directors
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For Against Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For Against Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For Against Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
9 Additional And/or Counter-proposals For For Management
Presented At The Meeting
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirbyjon H. Caldwell For For Management
1.2 Elect Director Lawrence S. Coben For For Management
1.3 Elect Director David Crane For For Management
1.4 Elect Director Terry G. Dallas For For Management
1.5 Elect Director Paul W. Hobby For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Evan J. Silverstein For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
1.9 Elect Director Walter R. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against Against Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3a Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
3b Reduce Supermajority Vote Requirement For For Management
to Remove a Director Without Cause
3c Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RENAULT
Ticker: RNO Security ID: F77098105
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.72 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Acknowledge Auditor's Special Reports For For Management
Re: Remuneration of Redeemable Shares
6 Reelect Carlos Ghosn as Director For For Management
7 Approve Additional Pension Scheme For For Management
Agreement with Carlos Ghosn
8 Advisory Vote on Compensation of For For Management
Carlos Ghosn, Chairman and CEO
9 Reelect Marc Ladreit de Lacharriere as For For Management
Director
10 Reelect Franck Riboud as Director For For Management
11 Reelect Hiroto Saikawa as Director For For Management
12 Reelect Pascale Sourisse as Director For For Management
13 Elect Patrick Thomas as Director For For Management
14 Renew Appointment of Ernst and Young For For Management
Audit as Auditor and Auditex as
Alternate Auditor
15 Appoint KPMG S.A. as Auditor and KPMG For For Management
Audit ID S.A.S. as Alternate Auditor
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 350 Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 120 Million
20 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placement, up to Aggregate
Nominal Amount of EUR 60 Million
21 Authorize Capital Increase of Up to For For Management
EUR 120 Million for Future Exchange
Offers
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: GLE Security ID: F43638141
Meeting Date: MAY 20, 2014 Meeting Type: Annual/Special
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
4 Approve Auditors' Special Report For For Management
Mentioning the Absence of
Related-Party Transactions
5 Advisory Vote on Compensation of For For Management
Frederic Oudea, Chairman and CEO
6 Advisory Vote on Compensation of For For Management
Severin Cabannes, Jean-Francois
Sammarcelli and Bernardo Sanchez
Incera, Vice-CEOs
7 Advisory Vote on the Aggregate For For Management
Remuneration Granted in 2013 to Senior
Management, Responsible Officers and
Regulated Risk-Takers
8 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
9 Reelect Robert Castaigne as Director For For Management
10 Elect Lorenzo Bini Smaghi as Director For For Management
11 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 399 Million
and/or Capitalization of Reserves of
up to EUR 550 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 99.839 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
16 Authorize Issuance of Convertible For For Management
Bonds for Private Placements without
Preemptive Rights, up to Aggregate
Nominal Ammount of EUR 99.839 Million
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Katie Bickerstaffe as Director For For Management
5 Re-elect Jeremy Beeton as Director For For Management
6 Re-elect Lord Smith of Kelvin as For For Management
Director
7 Re-elect Gregor Alexander as Director For For Management
8 Re-elect Alistair Phillips-Davies as For For Management
Director
9 Re-elect Lady Rice as Director For For Management
10 Re-elect Richard Gillingwater as For For Management
Director
11 Re-elect Thomas Andersen as Director For For Management
12 Appoint KPMG LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
STOCK SPIRITS GROUP PLC
Ticker: STCK Security ID: G8505K101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jack Keenan as Director For For Management
5 Elect Andrew Cripps as Director For For Management
6 Elect Christopher Heath as Director For For Management
7 Elect Lesley Jackson as Director For For Management
8 Elect Karim Khairallah as Director None None Management
9 Elect David Maloney as Director For For Management
10 Elect John Nicolson as Director For For Management
11 Appoint Ernst & Young LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise the Company to Use For For Management
Electronic Communications
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Henrique De Castro For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Mary E. Minnick For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Derica W. Rice For For Management
1i Elect Director Kenneth L. Salazar For For Management
1j Elect Director John G. Stumpf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Perquisites Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Cease Discrimination in Hiring, Vendor Against Against Shareholder
Contracts, or Customer Relations
--------------------------------------------------------------------------------
TARO PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TARO Security ID: M8737E108
Meeting Date: MAR 27, 2014 Meeting Type: Special
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For Against Management
Directors and Officers of the Company
2 Approve Compensation of Dilip For Against Management
Shanghvi, Chairman
3 Approve Compensation of Sudhir Valia, For Against Management
Director
4 Approve Employment Terms of For Against Management
Subramanian Kalyanasundaram, CEO
5.1 Reelect Ilana Avidov Mor as External For Against Management
Director For a Three Year Term
5.2 Reelect Dan Biran as External Director For Against Management
For a Three Year Term
6.1 Elect Ben-Ami Rosenfeld as External None For Shareholder
Director For a Three Year Term
6.2 Elect Adi Bershadsky as External None For Shareholder
Director For a Three Year Term
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
TESCO PLC
Ticker: TSCO Security ID: G87621101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: JUN 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Mark Armour as Director For For Management
6 Re-elect Sir Richard Broadbent as For For Management
Director
7 Re-elect Philip Clarke as Director For For Management
8 Re-elect Gareth Bullock as Director For For Management
9 Re-elect Patrick Cescau as Director For For Management
10 Re-elect Stuart Chambers as Director For For Management
11 Re-elect Olivia Garfield as Director For For Management
12 Re-elect Ken Hanna as Director For For Management
13 Re-elect Deanna Oppenheimer as Director For For Management
14 Re-elect Jacqueline Tammenoms Bakker For For Management
as Director
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Andrea Redmond For For Management
1h Elect Director John W. Rowe For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Mary Alice Taylor For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Jeffrey A. Goldstein For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Edmund F. 'Ted' Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Mark A. Nordenberg For For Management
1.10 Elect Director Catherine A. Rein For For Management
1.11 Elect Director William C. Richardson For For Management
1.12 Elect Director Samuel C. Scott, III For For Management
1.13 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For For Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Disclosure of Recoupment Activity from Against Against Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Robert L. Dixon, Jr. For For Management
1.3 Elect Director Lewis Hay, III For For Management
1.4 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Raymond Barrette as Director For For Management
1.2 Elect Yves Brouillette as Director For For Management
1.3 Elect John D. Gillespie as Director For For Management
2.1 Elect Monica Cramer-Manhem as Director For For Management
for Sirius International Insurance
Corporation
2.2 Elect Jeffrey Davis as Director for For For Management
Sirius International Insurance
Corporation
2.3 Elect Lars Ek as Director for Sirius For For Management
International Insurance Corporation
2.4 Elect Brian E. Kensil as Director for For For Management
Sirius International Insurance
Corporation
2.5 Elect Jan Onselius as Director for For For Management
Sirius International Insurance
Corporation
2.6 Elect Goran Thorstensson as Director For For Management
for Sirius International Insurance
Corporation
2.7 Elect Allan L. Waters as Director for For For Management
Sirius International Insurance
Corporation
3.1 Elect Sheila E. Nicoll as Director for For For Management
HG Re Ltd.
3.2 Elect Kevin Pearson as Director for HG For For Management
Re Ltd.
3.3 Elect Warren J. Trace as Director for For For Management
HG Re Ltd.
3.4 Elect Allan L. Waters as Director for For For Management
HG Re Ltd.
4.1 Elect Jennifer L. Pitts as Director For For Management
for White Mountains Life Reinsurance
(Bermuda) Ltd.
4.2 Elect Christine Repasy as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
4.3 Elect Warren J. Trace as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
4.4 Elect Allan L. Waters as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
5.1 Elect Christine Repasy as Director for For For Management
White Shoals Re Ltd.
5.2 Elect Warren J. Trace as Director for For For Management
White Shoals Re Ltd.
5.3 Elect Allan L. Waters as Director for For For Management
White Shoals Re Ltd.
6.1 Elect Christine Repasy as Director for For For Management
Star Re Ltd.
6.2 Elect Goran Thorstensson as Director For For Management
for Star Re Ltd.
6.3 Elect Warren J. Trace as Director for For For Management
Star Re Ltd.
6.4 Elect Allan L. Waters as Director for For For Management
Star Re Ltd.
7.1 Elect Raymond Barrette as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.2 Elect David Foy as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.3 Elect Sheila E. Nicoll as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.4 Elect Jennifer L. Pitts as Director For For Management
for Alstead Reinsurance (SAC) Ltd.
8.1 Elect Michael Dashfield as Director For For Management
for White Mountains Re Sirius Capital
Ltd.
8.2 Elect Lars Ek as Director for White For For Management
Mountains Re Sirius Capital Ltd.
8.3 Elect Goran Thorstensson as Director For For Management
for White Mountains Re Sirius Capital
Ltd.
8.4 Elect Allan L. Waters as Director for For For Management
White Mountains Re Sirius Capital Ltd.
9.1 Elect Christopher Garrod as Director For For Management
for Split Rock Insurance, Ltd.
9.2 Elect Sarah A. Kolar as Director for For For Management
Split Rock Insurance, Ltd.
9.3 Elect Sheila E. Nicoll as Director for For For Management
Split Rock Insurance, Ltd.
9.4 Elect John C. Treacy as Director for For For Management
Split Rock Insurance, Ltd.
10.1 Elect Raymond Barrette as Director for For For Management
Any New non-United States Operating
Subsidiary
10.2 Elect David Foy as Director for Any For For Management
New non-United States Operating
Subsidiary
10.3 Elect Jennifer L. Pitts as Director For For Management
for Any New non-United States
Operating Subsidiary
10.4 Elect Warren J. Trace as Director for For For Management
Any New non-United States Operating
Subsidiary
11 Advisory Vote to Ratify Named For For Management
Executive Officer's Compensation
12 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
Ticker: WSH Security ID: G96666105
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dominic Casserley For For Management
1b Elect Director Anna C. Catalano For For Management
1c Elect Director Roy Gardner For For Management
1d Elect Director Jeremy Hanley For For Management
1e Elect Director Robyn S. Kravit For For Management
1f Elect Director Wendy E. Lane For For Management
1g Elect Director Francisco Luzon For For Management
1h Elect Director James F. McCann For For Management
1i Elect Director Jaymin Patel For For Management
1j Elect Director Douglas B. Roberts For For Management
1k Elect Director Michael J. Somers For For Management
1l Elect Director Jeffrey W. Ubben For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
====================== Hotchkis and Wiley High Yield Fund ======================
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Require Independent Board Chairman Against Against Shareholder
=================== Hotchkis and Wiley Large Cap Value Fund ====================
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Report on Climate Change Financing Risk Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Anna R. Cablik For For Management
1.4 Elect Director Ronald E. Deal For For Management
1.5 Elect Director James A. Faulkner For For Management
1.6 Elect Director I. Patricia Henry For For Management
1.7 Elect Director John P. Howe, III For For Management
1.8 Elect Director Erick C. Kendrick For For Management
1.9 Elect Director Kelly S. King For For Management
1.10 Elect Director Louis B. Lynn For For Management
1.11 Elect Director Edward C. Milligan For For Management
1.12 Elect Director Charles A. Patton For For Management
1.13 Elect Director Nido R. Qubein For For Management
1.14 Elect Director Tollie W. Rich, Jr. For For Management
1.15 Elect Director Thomas E. Skains For For Management
1.16 Elect Director Thomas N. Thompson For For Management
1.17 Elect Director Edwin H. Welch For For Management
1.18 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Report on Political Contributions and Against Against Shareholder
Lobbying Expenditures
6 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Gary J. Fernandes For For Management
1D Elect Director Michael P. Gregoire For For Management
1E Elect Director Rohit Kapoor For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Rights Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Patrick W. Gross For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Lewis Hay, III For For Management
1e Elect Director Benjamin P. Jenkins, III For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Mayo A. Shattuck, III For For Management
1i Elect Director Bradford H. Warner For For Management
1j Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Reduce Supermajority Vote Requirement For For Management
5b Reduce Supermajority Vote Requirement For For Management
5c Reduce Supermajority Vote Requirement For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director John A. Canning, Jr. For For Management
1.3 Elect Director Richard T. Clark For For Management
1.4 Elect Director Robert F. Cummings, Jr. For For Management
1.5 Elect Director James B. Flaws For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Robert K. Herdman For For Management
6 Elect Director Robert J. Bernhard For For Management
7 Elect Director Franklin R. Chang Diaz For For Management
8 Elect Director Stephen B. Dobbs For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Ratify Auditors For For Management
11 Provide For Confidential Running Vote Against Against Shareholder
Tallies
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagjeet S. Bindra For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director France A. Cordova - None None Management
RESIGNED
1.4 Elect Director Theodore F. Craver, Jr. For For Management
1.5 Elect Director Bradford M. Freeman For For Management
1.6 Elect Director Luis G. Nogales For For Management
1.7 Elect Director Richard T. Schlosberg, For For Management
III
1.8 Elect Director Linda G. Stuntz For For Management
1.9 Elect Director Thomas C. Sutton For For Management
1.10 Elect Director Ellen O. Tauscher For For Management
1.11 Elect Director Peter J. Taylor For For Management
1.12 Elect Director Brett White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director Karen N. Horn For For Management
1c Elect Director William G. Kaelin, Jr. For For Management
1d Elect Director John C. Lechleiter For For Management
1e Elect Director Marschall S. Runge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMBRAER SA
Ticker: EMBR3 Security ID: 29082A107
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Company's For For Management
Management
5 Approve Remuneration of Fiscal Council For For Management
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director John A. Canning, Jr. For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Nelson A. Diaz For For Management
1h Elect Director Sue L. Gin For For Management
1i Elect Director Paul L. Joskow For For Management
1j Elect Director Robert J. Lawless For For Management
1k Elect Director Richard W. Mies For For Management
1l Elect Director William C. Richardson For For Management
1m Elect Director John W. Rogers, Jr. For For Management
1n Elect Director Mayo A. Shattuck, III For For Management
1o Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Robert R. Bennett For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director Raymond J. Lane For For Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Raymond E. Ozzie For For Management
1.8 Elect Director Gary M. Reiner For For Management
1.9 Elect Director Patricia F. Russo For For Management
1.10 Elect Director James A. Skinner For For Management
1.11 Elect Director Margaret C. Whitman For For Management
1.12 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Bruce D. Broussard For For Management
1c Elect Director Frank A. D'Amelio For For Management
1d Elect Director W. Roy Dunbar For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director William J. McDonald For For Management
1g Elect Director William E. Mitchell For For Management
1h Elect Director David B. Nash For For Management
1i Elect Director James J. O'Brien For For Management
1j Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Natalie A. Black For For Management
1.2 Elect Director Raymond L. Conner For For Management
1.3 Elect Director William H. Lacy For For Management
1.4 Elect Director Alex A. Molinaroli For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bryant For For Management
1.2 Elect Director Stephanie A. Burns For For Management
1.3 Elect Director La June Montgomery For For Management
Tabron
1.4 Elect Director Rogelio Rebolledo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For Against Management
4 Ratify Auditors For For Management
5 Report on Human Rights Risk Assessment Against Against Shareholder
Process
6 Reduce Supermajority Vote Requirement Against Against Shareholder
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Bott For For Management
1b Elect Director Thomas P. Capo For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Kathleen A. Ligocki For For Management
1e Elect Director Conrad L. Mallett, Jr. For For Management
1f Elect Director Donald L. Runkle For For Management
1g Elect Director Matthew J. Simoncini For For Management
1h Elect Director Gregory C. Smith For For Management
1i Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Rosalind G. Brewer For For Management
1.4 Elect Director David B. Burritt For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Marillyn A. Hewson For For Management
1.8 Elect Director Gwendolyn S. King For For Management
1.9 Elect Director James M. Loy For For Management
1.10 Elect Director Douglas H. McCorkindale For For Management
1.11 Elect Director Joseph W. Ralston For For Management
1.12 Elect Director Anne Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC.
Ticker: MG Security ID: 559222401
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott B. Bonham For For Management
1.2 Elect Director Peter G. Bowie For For Management
1.3 Elect Director J. Trevor Eyton For For Management
1.4 Elect Director V. Peter Harder For For Management
1.5 Elect Director Lady Barbara Judge For For Management
1.6 Elect Director Kurt J. Lauk For For Management
1.7 Elect Director Cynthia A. Niekamp For For Management
1.8 Elect Director Indira V. Samarasekera For For Management
1.9 Elect Director Donald J. Walker For For Management
1.10 Elect Director Lawrence D. Worrall For For Management
1.11 Elect Director William L. Young For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cari M. Dominguez For For Management
1.2 Elect Director Roberto Mendoza For For Management
1.3 Elect Director Jonas Prising For For Management
1.4 Elect Director Elizabeth P. Sartain For For Management
1.5 Elect Director Edward J. Zore For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Lee M. Tillman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank W. Blue For For Management
1b Elect Director T. Jay Collins For For Management
1c Elect Director Steven A. Cosse For For Management
1d Elect Director Claiborne P. Deming For For Management
1e Elect Director Roger W. Jenkins For For Management
1f Elect Director James V. Kelley For For Management
1g Elect Director Walentin Mirosh For For Management
1h Elect Director R. Madison Murphy For For Management
1i Elect Director Jeffrey W. Nolan For For Management
1j Elect Director Neal E. Schmale For For Management
1k Elect Director Caroline G. Theus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley G. Bush For For Management
1.2 Elect Director Victor H. Fazio For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Bruce S. Gordon For For Management
1.5 Elect Director William H. Hernandez For For Management
1.6 Elect Director Madeleine A. Kleiner For For Management
1.7 Elect Director Karl J. Krapek For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director Kevin W. Sharer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For Against Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For For Management
5.3 Reelect Verena Briner as Director For For Management
5.4 Reelect Srikant Datar as Director For For Management
5.5 Reelect Ann Fudge as Director For For Management
5.6 Reelect Pierre Landolt as Director For For Management
5.7 Reelect Ulrich Lehner as Director For For Management
5.8 Reelect Andreas von Planta as Director For For Management
5.9 Reelect Charles Sawyers as Director For For Management
5.10 Reelect Enrico Vanni as Director For For Management
5.11 Reelect William Winters as Director For For Management
6.1 Elect Srikant Datar as Member of the For Against Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For For Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For Against Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For Against Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Designate Peter Andreas Zahn as For For Management
Independent Proxy
9 Additional And/or Counter-proposals For For Management
Presented At The Meeting
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirbyjon H. Caldwell For For Management
1.2 Elect Director Lawrence S. Coben For For Management
1.3 Elect Director David Crane For For Management
1.4 Elect Director Terry G. Dallas For For Management
1.5 Elect Director Paul W. Hobby For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Evan J. Silverstein For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
1.9 Elect Director Walter R. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against Against Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Fluke, Jr. For For Management
1.2 Elect Director Kirk S. Hachigian For For Management
1.3 Elect Director Roderick C. McGeary For For Management
1.4 Elect Director Mark A. Schulz For For Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against Against Shareholder
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Philip G. Cox For For Management
1.4 Elect Director Steven G. Elliott For For Management
1.5 Elect Director Louise K. Goeser For For Management
1.6 Elect Director Stuart E. Graham For For Management
1.7 Elect Director Stuart Heydt For For Management
1.8 Elect Director Raja Rajamannar For For Management
1.9 Elect Director Craig A. Rogerson For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Natica von Althann For For Management
1.12 Elect Director Keith H. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3a Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
3b Reduce Supermajority Vote Requirement For For Management
to Remove a Director Without Cause
3c Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4 Ratify Auditors For For Management
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ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
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SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
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STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For For Management
1.2 Elect Director Patrick D. Campbell For For Management
1.3 Elect Director Carlos M. Cardoso For For Management
1.4 Elect Director Robert B. Coutts For For Management
1.5 Elect Director Debra A. Crew For For Management
1.6 Elect Director Benjamin H. Griswold, IV For For Management
1.7 Elect Director John F. Lundgren For For Management
1.8 Elect Director Anthony Luiso For For Management
1.9 Elect Director Marianne M. Parrs For For Management
1.10 Elect Director Robert L. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Henrique De Castro For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Mary E. Minnick For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Derica W. Rice For For Management
1i Elect Director Kenneth L. Salazar For For Management
1j Elect Director John G. Stumpf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Perquisites Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Cease Discrimination in Hiring, Vendor Against Against Shareholder
Contracts, or Customer Relations
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Juergen W. Gromer For For Management
1c Elect Director William A. Jeffrey For For Management
1d Elect Director Thomas J. Lynch For For Management
1e Elect Director Yong Nam For For Management
1f Elect Director Daniel J. Phelan For For Management
1g Elect Director Frederic M. Poses For For Management
1h Elect Director Lawrence S. Smith For For Management
1i Elect Director Paula A. Sneed For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director John C. Van Scoter For For Management
1l Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development & Compensation
Committee
3b Elect Paula A. Sneed as Member of For For Management
Management Development & Compensation
Committee
3c Elect David P. Steiner as Member of For For Management
Management Development & Compensation
Committee
4 Designate Jvo Grundler as Independent For For Management
Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 27, 2013
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 27,
2013
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 27, 2013
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 26, 2014
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve Allocation of Available For For Management
Earnings for Fiscal Year 2013
10 Approve Declaration of Dividend For For Management
11 Authorize Repurchase of Up to USD 1 For For Management
Billion of Share Capital
12 Approve Reduction of Share Capital For For Management
13 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Jack M. Greenberg For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Andrea Redmond For For Management
1h Elect Director John W. Rowe For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Mary Alice Taylor For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Jeffrey A. Goldstein For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Edmund F. 'Ted' Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Mark A. Nordenberg For For Management
1.10 Elect Director Catherine A. Rein For For Management
1.11 Elect Director William C. Richardson For For Management
1.12 Elect Director Samuel C. Scott, III For For Management
1.13 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
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THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Richard A. Goldstein For For Management
1.4 Elect Director H. John Greeniaus For For Management
1.5 Elect Director Mary J. Steele Guilfoile For For Management
1.6 Elect Director Dawn Hudson For For Management
1.7 Elect Director William T. Kerr For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juanita Powell Baranco For For Management
1b Elect Director Jon A. Boscia For For Management
1c Elect Director Henry A. 'Hal' Clark, For For Management
III
1d Elect Director Thomas A. Fanning For For Management
1e Elect Director David J. Grain For For Management
1f Elect Director Veronica M. Hagen For For Management
1g Elect Director Warren A. Hood, Jr. For For Management
1h Elect Director Linda P. Hudson For For Management
1i Elect Director Donald M. James For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director William G. Smith, Jr. For For Management
1l Elect Director Steven R. Specker For For Management
1m Elect Director E. Jenner Wood, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
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TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director Robert D. Marcus For For Management
1j Elect Director N.J. Nicholas, Jr. For For Management
1k Elect Director Wayne H. Pace For For Management
1l Elect Director Edward D. Shirley For For Management
1m Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.38 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Patricia Barbizet as Director For For Management
6 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
7 Reelect Paul Desmarais Jr as Director For For Management
8 Reelect Barbara Kux as Director For For Management
9 Advisory Vote on Compensation of For For Management
Christophe de Margerie
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
and/or Authorize Capitalization of
Reserves for Bonus Issue or Increase
in Par Value
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 575 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 11
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
Reserved for International Subsidiaries
16 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representatives and Employee
Shareholder Representatives
18 Amend Article 12 of Bylaws Re: Age For For Management
Limit for Chairman of the Board
19 Amend Article 15 of Bylaws Re: Age For For Management
Limit for CEO
20 Amend Article 17 of Bylaws Re: Proxy For For Management
Voting
21 Amend Board Internal Rules Re: Against Against Shareholder
Publication of a Quarterly Newsletter
Written by Employee Shareholder
Representatives and Employee
Representatives
22 Amend the Social Criteria that are Against Against Shareholder
Currently Linked to Executive
Compensation from Negative Safety
Indicators to Positive Safety Indicator
23 Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders and Amend
Article 20 of Bylaws
24 Approve Appointment of Employee Against Against Shareholder
Representatives to the Board
Committees and Amend Article 12.5 of
Bylaws
25 Amend Article 12.7 of Bylaws: Against Against Shareholder
Remuneration of Directors
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy F. Keaney For For Management
1.2 Elect Director Gloria C. Larson For For Management
1.3 Elect Director William J. Ryan For For Management
1.4 Elect Director Thomas R. Watjen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For For Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Disclosure of Recoupment Activity from Against Against Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Robert L. Dixon, Jr. For For Management
1.3 Elect Director Lewis Hay, III For For Management
1.4 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Paul M. Bisaro For For Management
1d Elect Director Gail K. Boudreaux For For Management
1e Elect Director David C. Dvorak For For Management
1f Elect Director Larry C. Glasscock For For Management
1g Elect Director Robert A. Hagemann For For Management
1h Elect Director Arthur J. Higgins For For Management
1i Elect Director Cecil B. Pickett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
==================== Hotchkis and Wiley Mid-Cap Value Fund =====================
ALLEGHANY CORPORATION
Ticker: Y Security ID: 017175100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rex D. Adams For For Management
1b Elect Director Ian H. Chippendale For For Management
1c Elect Director Weston M. Hicks For For Management
1d Elect Director Jefferson W. Kirby For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Decyk For For Management
1.2 Elect Director Mark W. DeYoung For For Management
1.3 Elect Director Martin C. Faga For For Management
1.4 Elect Director Ronald R. Fogleman For For Management
1.5 Elect Director April H. Foley For For Management
1.6 Elect Director Tig H. Krekel For For Management
1.7 Elect Director Douglas L. Maine For For Management
1.8 Elect Director Roman Martinez, IV For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert A. Minicucci as a Director For For Management
1.2 Elect Adrian Gardner as a Director For For Management
1.3 Elect John T. McLennan as a Director For For Management
1.4 Elect Simon Olswang as a Director For For Management
1.5 Elect Zohar Zisapel as a Director For For Management
1.6 Elect Julian A. Brodsky as a Director For For Management
1.7 Elect Eli Gelman as a Director For For Management
1.8 Elect James S. Kahan as a Director For For Management
1.9 Elect Richard T.C. LeFave as a Director For For Management
1.10 Elect Giora Yaron as a Director For For Management
2 Approve Dividends For For Management
3 Amend Articles Re: Termination of For For Management
Shareholder Approval for Declaration
of Dividends
4 Approve Authorized Share Capital and For For Management
Authorize Board to Issue Shares
5 Accept Financial Statements and For For Management
Statutory Reports
6 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ARRIS GROUP, INC.
Ticker: ARRS Security ID: 04270V106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex B. Best For For Management
1.2 Elect Director Harry L. Bosco For For Management
1.3 Elect Director James A. Chiddix For For Management
1.4 Elect Director Andrew T. Heller For For Management
1.5 Elect Director Matthew B. Kearney For For Management
1.6 Elect Director Robert J. Stanzione For For Management
1.7 Elect Director Doreen A. Toben For For Management
1.8 Elect Director Debora J. Wilson For For Management
1.9 Elect Director David A. Woodle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED
Ticker: AHL Security ID: G05384105
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher O'Kane For For Management
1.2 Elect Director Liaquat Ahamed For For Management
1.3 Elect Director Albert Beer For For Management
1.4 Elect Director John Cavoores For For Management
1.5 Elect Director Heidi Hutter For For Management
1.6 Elect Director Gary Gregg For For Management
1.7 Elect Director Bret Pearlman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 08, 2013 Meeting Type: Annual
Record Date: SEP 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Veronica Biggins For For Management
1.2 Elect Director Michael A. Bradley For For Management
1.3 Elect Director R. Kerry Clark For For Management
1.4 Elect Director Richard Hamada For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Frank R. Noonan For For Management
1.7 Elect Director Ray M. Robinson For For Management
1.8 Elect Director William H. Schumann III For For Management
1.9 Elect Director William P. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lisa M. Caputo For For Management
1b Elect Director Russell P. Fradin For For Management
1c Elect Director Kathy J. Higgins Victor For For Management
1d Elect Director Hubert Joly For For Management
1e Elect Director David W. Kenny For For Management
1f Elect Director Thomas L. 'Tommy' For For Management
Millner
1g Elect Director Gerard R. Vittecoq For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ernest G. Bachrach For For Management
1b Elect Director Enrique H. Boilini For For Management
1c Elect Director Carol M. Browner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to
Determine the Independent Auditor's
Fees
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Gary J. Fernandes For For Management
1D Elect Director Michael P. Gregoire For For Management
1E Elect Director Rohit Kapoor For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Rights Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: B74CDH8
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Ian Tyler as Director For For Management
7 Re-elect Todd Hunt as Director For For Management
8 Re-elect Iain McLaren as Director For For Management
9 Re-elect Alexander Berger as Director For For Management
10 Re-elect Jacqueline Sheppard as For For Management
Director
11 Re-elect Simon Thomson as Director For For Management
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
16 Approve Any Disposals by the Company For For Management
or Any Subsidiary Undertaking of the
Company of Any or All Shares in Cairn
India Limited
--------------------------------------------------------------------------------
CDW CORPORATION
Ticker: CDW Security ID: 12514G108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Alesio For For Management
1.2 Elect Director Barry K. Allen For For Management
1.3 Elect Director David W. Nelms For For Management
1.4 Elect Director Donna F. Zarcone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC.
Ticker: CIE Security ID: 19075F106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Moore For For Management
1.2 Elect Director Myles W. Scoggins For For Management
1.3 Elect Director Martin H. Young, Jr. For For Management
1.4 Elect Director Jack E. Golden For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Jacqueline P. Kane For For Management
1.5 Elect Director Richard G. Lindner For For Management
1.6 Elect Director Alfred A. Piergallini For For Management
1.7 Elect Director Robert S. Taubman For For Management
1.8 Elect Director Reginald M. Turner, Jr. For For Management
1.9 Elect Director Nina G. Vaca For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Security ID: 205768203
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For For Management
1.2 Elect Director David W. Sledge For For Management
1.3 Elect Director Jim L. Turner For For Management
1.4 Elect Director Elizabeth B. Davis For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
COMVERSE, INC.
Ticker: CNSI Security ID: 20585P105
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan D. Bowick For For Management
1b Elect Director James Budge For For Management
1c Elect Director Matthew A. Drapkin For For Management
1d Elect Director Doron Inbar For For Management
1e Elect Director Neil Montefiore For For Management
1f Elect Director Henry R. Nothhaft For For Management
1g Elect Director Philippe Tartavull For For Management
1h Elect Director Mark C. Terrell For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CON-WAY INC.
Ticker: CNW Security ID: 205944101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. (Jack) Anton For For Management
1.2 Elect Director W. Keith Kennedy, Jr. For For Management
1.3 Elect Director Michael J. Murray For For Management
1.4 Elect Director Edith R. Perez For For Management
1.5 Elect Director P. Cody Phipps For For Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director William J. Schroeder For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Peter W. Stott For For Management
1.10 Elect Director Roy W. Templin For For Management
1.11 Elect Director Chelsea C. White, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Right to Call Special Meeting For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMBRAER SA
Ticker: EMBR3 Security ID: 29082A107
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Company's For For Management
Management
5 Approve Remuneration of Fiscal Council For For Management
--------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION
Ticker: FHN Security ID: 320517105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Carter For For Management
1.2 Elect Director John C. Compton For For Management
1.3 Elect Director Mark A. Emkes For For Management
1.4 Elect Director Corydon J. Gilchrist For For Management
1.5 Elect Director Vicky B. Gregg For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Scott M. Niswonger For For Management
1.9 Elect Director Vicki R. Palmer For For Management
1.10 Elect Director Colin V. Reed For For Management
1.11 Elect Director Luke Yancy, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Berthelot For For Management
1b Elect Director Robert S. Bucklin For For Management
1c Elect Director Madeleine L. Champion For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Dividends For For Management
5 Approve Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Bassham For For Management
1.2 Elect Director David L. Bodde For For Management
1.3 Elect Director Randall C. Ferguson, Jr. For For Management
1.4 Elect Director Gary D. Forsee For For Management
1.5 Elect Director Thomas D. Hyde For For Management
1.6 Elect Director James A. Mitchell For For Management
1.7 Elect Director Ann D. Murtlow For For Management
1.8 Elect Director John J. Sherman For For Management
1.9 Elect Director Linda H. Talbott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Bruce D. Broussard For For Management
1c Elect Director Frank A. D'Amelio For For Management
1d Elect Director W. Roy Dunbar For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director William J. McDonald For For Management
1g Elect Director William E. Mitchell For For Management
1h Elect Director David B. Nash For For Management
1i Elect Director James J. O'Brien For For Management
1j Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
INGRAM MICRO INC.
Ticker: IM Security ID: 457153104
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard I. Atkins For For Management
1.2 Elect Director Leslie Stone Heisz For For Management
1.3 Elect Director John R. Ingram For For Management
1.4 Elect Director Dale R. Laurance For For Management
1.5 Elect Director Linda Fayne Levinson For For Management
1.6 Elect Director Scott A. McGregor For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director Wade Oosterman For For Management
1.9 Elect Director Joe B. Wyatt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Barger For For Management
1b Elect Director Jens Bischof For For Management
1c Elect Director Peter Boneparth For For Management
1d Elect Director David Checketts For For Management
1e Elect Director Virginia Gambale For For Management
1f Elect Director Stephan Gemkow For For Management
1g Elect Director Ellen Jewett For For Management
1h Elect Director Stanley McChrystal For For Management
1i Elect Director Joel Peterson For For Management
1j Elect Director Ann Rhoades For For Management
1k Elect Director Frank Sica For For Management
1l Elect Director Thomas Winkelmann For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph A. Carrabba For For Management
1.2 Elect Director Charles P. Cooley For For Management
1.3 Elect Director Alexander M. Cutler For For Management
1.4 Elect Director H. James Dallas For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director William G. Gisel, Jr. For For Management
1.8 Elect Director Richard J. Hipple For For Management
1.9 Elect Director Kristen L. Manos For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Demos Parneros For For Management
1.12 Elect Director Barbara R. Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director Steven A. Burd For For Management
1c Elect Director Dale E. Jones For For Management
1d Elect Director Kevin Mansell For For Management
1e Elect Director John E. Schlifske For For Management
1f Elect Director Frank V. Sica For For Management
1g Elect Director Peter M. Sommerhauser For For Management
1h Elect Director Stephanie A. Streeter For For Management
1i Elect Director Nina G. Vaca For For Management
1j Elect Director Stephen E. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: G5315B107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Inglis For For Management
1.2 Elect Director Brian F. Maxted For For Management
1.3 Elect Director Richard B. Dearlove For For Management
1.4 Elect Director David I. Foley For For Management
1.5 Elect Director David B. Krieger For For Management
1.6 Elect Director Joseph P. Landy For For Management
1.7 Elect Director Prakash A. Melwani For For Management
1.8 Elect Director Adebayo ("Bayo") O. For For Management
Ogunlesi
1.9 Elect Director Lars H. Thunell For For Management
1.10 Elect Director Chris Tong For For Management
1.11 Elect Director Christopher A. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Bott For For Management
1b Elect Director Thomas P. Capo For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Kathleen A. Ligocki For For Management
1e Elect Director Conrad L. Mallett, Jr. For For Management
1f Elect Director Donald L. Runkle For For Management
1g Elect Director Matthew J. Simoncini For For Management
1h Elect Director Gregory C. Smith For For Management
1i Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC.
Ticker: LPNT Security ID: 53219L109
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Carpenter, For For Management
III
1.2 Elect Director Richard H. Evans For For Management
1.3 Elect Director Michael P. Haley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bookout, III For For Management
1.2 Elect Director Roger A. Brown For For Management
1.3 Elect Director David Dickson For For Management
1.4 Elect Director Stephen G. Hanks For For Management
1.5 Elect Director Gary P. Luquette For For Management
1.6 Elect Director William H. Schumann, III For For Management
1.7 Elect Director Mary L. Shafer-Malicki For For Management
1.8 Elect Director David A. Trice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOLSON COORS BREWING COMPANY
Ticker: TAP Security ID: 60871R209
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger G. Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION
Ticker: NAV Security ID: 63934E108
Meeting Date: MAR 10, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy A. Clarke For For Management
1.2 Elect Director John D. Correnti For For Management
1.3 Elect Director Michael N. Hammes For For Management
1.4 Elect Director Vincent J. Intrieri For For Management
1.5 Elect Director James H. Keyes For For Management
1.6 Elect Director Stanley A. McChrystal For For Management
1.7 Elect Director Samuel J. Merksamer For For Management
1.8 Elect Director Mark H. Rachesky For For Management
1.9 Elect Director Michael Sirignano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Submit Shareholder Rights Plan (Poison None Against Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Jose Luis Prado For For Management
1.7 Elect Director John W. Rowe For For Management
1.8 Elect Director Martin P. Slark For For Management
1.9 Elect Director David H. B. Smith, Jr. For For Management
1.10 Elect Director Charles A. Tribbett, III For For Management
1.11 Elect Director Frederick H. Waddell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying and Political Against Against Shareholder
Contributions
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirbyjon H. Caldwell For For Management
1.2 Elect Director Lawrence S. Coben For For Management
1.3 Elect Director David Crane For For Management
1.4 Elect Director Terry G. Dallas For For Management
1.5 Elect Director Paul W. Hobby For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Evan J. Silverstein For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
1.9 Elect Director Walter R. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith D. Jackson For For Management
1.2 Elect Director Bernard L. Han For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
Ticker: POM Security ID: 713291102
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Barbas For For Management
1.2 Elect Director Jack B. Dunn, IV For For Management
1.3 Elect Director H. Russell Frisby, Jr. For For Management
1.4 Elect Director Terence C. Golden For For Management
1.5 Elect Director Patrick T. Harker For For Management
1.6 Elect Director Barbara J. Krumsiek For For Management
1.7 Elect Director Lawrence C. Nussdorf For For Management
1.8 Elect Director Patricia A. Oelrich For For Management
1.9 Elect Director Joseph M. Rigby For For Management
1.10 Elect Director Lester P. Silverman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PHH CORPORATION
Ticker: PHH Security ID: 693320202
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director James O. Egan For For Management
1.3 Elect Director Thomas P. Gibbons For For Management
1.4 Elect Director Allan Z. Loren For For Management
1.5 Elect Director Glen A. Messina For For Management
1.6 Elect Director Gregory J. Parseghian For For Management
1.7 Elect Director Charles P. Pizzi For For Management
1.8 Elect Director Deborah M. Reif For For Management
1.9 Elect Director Carroll R. Wetzel, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Philip G. Cox For For Management
1.4 Elect Director Steven G. Elliott For For Management
1.5 Elect Director Louise K. Goeser For For Management
1.6 Elect Director Stuart E. Graham For For Management
1.7 Elect Director Stuart Heydt For For Management
1.8 Elect Director Raja Rajamannar For For Management
1.9 Elect Director Craig A. Rogerson For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Natica von Althann For For Management
1.12 Elect Director Keith H. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Amend Bylaws -- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Thomas A. Renyi For For Management
1.7 Elect Director Hak Cheol Shin For For Management
1.8 Elect Director Richard J. Swift For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3a Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
3b Reduce Supermajority Vote Requirement For For Management
to Remove a Director Without Cause
3c Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Main For For Management
1.2 Elect Director Timothy M. Ring For For Management
1.3 Elect Director Daniel C. Stanzione For For Management
2 Ratify Auditors For For Management
3 Remove Supermajority Vote Requirement For For Management
4 Provide Right to Call Special Meeting For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bryan For For Management
1b Elect Director Carolyn H. Byrd For For Management
1c Elect Director David J. Cooper, Sr. For For Management
1d Elect Director Don DeFosset For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O.B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Charles D. McCrary For For Management
1i Elect Director James R. Malone For For Management
1j Elect Director Ruth Ann Marshall For For Management
1k Elect Director Susan W. Matlock For For Management
1l Elect Director John E. Maupin, Jr. For For Management
1m Elect Director Lee J. Styslinger, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery M. Jackson For For Management
1.2 Elect Director Leonard H. Roberts For For Management
1.3 Elect Director Mark E. Speese For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For For Management
1.2 Elect Director Patrick D. Campbell For For Management
1.3 Elect Director Carlos M. Cardoso For For Management
1.4 Elect Director Robert B. Coutts For For Management
1.5 Elect Director Debra A. Crew For For Management
1.6 Elect Director Benjamin H. Griswold, IV For For Management
1.7 Elect Director John F. Lundgren For For Management
1.8 Elect Director Anthony Luiso For For Management
1.9 Elect Director Marianne M. Parrs For For Management
1.10 Elect Director Robert L. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Basil L. Anderson For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Justin King For For Management
1d Elect Director Carol Meyrowitz For For Management
1e Elect Director Rowland T. Moriarty For For Management
1f Elect Director Robert C. Nakasone For For Management
1g Elect Director Ronald L. Sargent For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Raul Vazquez For For Management
1j Elect Director Vijay Vishwanath For For Management
1k Elect Director Paul F. Walsh For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director David H. Hughes For For Management
1.3 Elect Director M. Douglas Ivester For For Management
1.4 Elect Director Kyle Prechtl Legg For For Management
1.5 Elect Director William A. Linnenbringer For For Management
1.6 Elect Director Donna S. Morea For For Management
1.7 Elect Director David M. Ratcliffe For For Management
1.8 Elect Director William H. Rogers, Jr. For For Management
1.9 Elect Director Frank P. Scruggs, Jr. For For Management
1.10 Elect Director Thomas R. Watjen For For Management
1.11 Elect Director Phail Wynn, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen M. Bennett For For Management
1b Elect Director Michael A. Brown For For Management
1c Elect Director Frank E. Dangeard For For Management
1d Elect Director Geraldine B. Laybourne For For Management
1e Elect Director David L. Mahoney For For Management
1f Elect Director Robert S. Miller For For Management
1g Elect Director Anita M. Sands For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director V. Paul Unruh For For Management
1j Elect Director Suzanne M. Vautrinot For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 14, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Conaty For For Management
1b Elect Director James A. Firestone For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director W. Alan McCollough For For Management
1g Elect Director John E. McGlade For For Management
1h Elect Director Michael J. Morell For For Management
1i Elect Director Roderick A. Palmore For For Management
1j Elect Director Stephanie A. Streeter For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director Michael R. Wessel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Richard A. Goldstein For For Management
1.4 Elect Director H. John Greeniaus For For Management
1.5 Elect Director Mary J. Steele Guilfoile For For Management
1.6 Elect Director Dawn Hudson For For Management
1.7 Elect Director William T. Kerr For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dinyar S. Devitre For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Jack M. Greenberg For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Linda Fayne Levinson For For Management
1f Elect Director Frances Fragos Townsend For For Management
1g Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy F. Keaney For For Management
1.2 Elect Director Gloria C. Larson For For Management
1.3 Elect Director William J. Ryan For For Management
1.4 Elect Director Thomas R. Watjen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WELLCARE HEALTH PLANS, INC.
Ticker: WCG Security ID: 94946T106
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard C. Breon For For Management
1b Elect Director Carol J. Burt For For Management
1c Elect Director Roel C. Campos For For Management
1d Elect Director David J. Gallitano For For Management
1e Elect Director D. Robert Graham For For Management
1f Elect Director Kevin F. Hickey For For Management
1g Elect Director Christian P. Michalik For For Management
1h Elect Director Glenn D. Steele, Jr. For For Management
1i Elect Director William L. Trubeck For For Management
1j Elect Director Paul E. Weaver For For Management
2 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Raymond Barrette as Director For For Management
1.2 Elect Yves Brouillette as Director For For Management
1.3 Elect John D. Gillespie as Director For For Management
2.1 Elect Monica Cramer-Manhem as Director For For Management
for Sirius International Insurance
Corporation
2.2 Elect Jeffrey Davis as Director for For For Management
Sirius International Insurance
Corporation
2.3 Elect Lars Ek as Director for Sirius For For Management
International Insurance Corporation
2.4 Elect Brian E. Kensil as Director for For For Management
Sirius International Insurance
Corporation
2.5 Elect Jan Onselius as Director for For For Management
Sirius International Insurance
Corporation
2.6 Elect Goran Thorstensson as Director For For Management
for Sirius International Insurance
Corporation
2.7 Elect Allan L. Waters as Director for For For Management
Sirius International Insurance
Corporation
3.1 Elect Sheila E. Nicoll as Director for For For Management
HG Re Ltd.
3.2 Elect Kevin Pearson as Director for HG For For Management
Re Ltd.
3.3 Elect Warren J. Trace as Director for For For Management
HG Re Ltd.
3.4 Elect Allan L. Waters as Director for For For Management
HG Re Ltd.
4.1 Elect Jennifer L. Pitts as Director For For Management
for White Mountains Life Reinsurance
(Bermuda) Ltd.
4.2 Elect Christine Repasy as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
4.3 Elect Warren J. Trace as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
4.4 Elect Allan L. Waters as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
5.1 Elect Christine Repasy as Director for For For Management
White Shoals Re Ltd.
5.2 Elect Warren J. Trace as Director for For For Management
White Shoals Re Ltd.
5.3 Elect Allan L. Waters as Director for For For Management
White Shoals Re Ltd.
6.1 Elect Christine Repasy as Director for For For Management
Star Re Ltd.
6.2 Elect Goran Thorstensson as Director For For Management
for Star Re Ltd.
6.3 Elect Warren J. Trace as Director for For For Management
Star Re Ltd.
6.4 Elect Allan L. Waters as Director for For For Management
Star Re Ltd.
7.1 Elect Raymond Barrette as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.2 Elect David Foy as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.3 Elect Sheila E. Nicoll as Director for For For Management
Alstead Reinsurance (SAC) Ltd.
7.4 Elect Jennifer L. Pitts as Director For For Management
for Alstead Reinsurance (SAC) Ltd.
8.1 Elect Michael Dashfield as Director For For Management
for White Mountains Re Sirius Capital
Ltd.
8.2 Elect Lars Ek as Director for White For For Management
Mountains Re Sirius Capital Ltd.
8.3 Elect Goran Thorstensson as Director For For Management
for White Mountains Re Sirius Capital
Ltd.
8.4 Elect Allan L. Waters as Director for For For Management
White Mountains Re Sirius Capital Ltd.
9.1 Elect Christopher Garrod as Director For For Management
for Split Rock Insurance, Ltd.
9.2 Elect Sarah A. Kolar as Director for For For Management
Split Rock Insurance, Ltd.
9.3 Elect Sheila E. Nicoll as Director for For For Management
Split Rock Insurance, Ltd.
9.4 Elect John C. Treacy as Director for For For Management
Split Rock Insurance, Ltd.
10.1 Elect Raymond Barrette as Director for For For Management
Any New non-United States Operating
Subsidiary
10.2 Elect David Foy as Director for Any For For Management
New non-United States Operating
Subsidiary
10.3 Elect Jennifer L. Pitts as Director For For Management
for Any New non-United States
Operating Subsidiary
10.4 Elect Warren J. Trace as Director for For For Management
Any New non-United States Operating
Subsidiary
11 Advisory Vote to Ratify Named For For Management
Executive Officer's Compensation
12 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
Ticker: WSH Security ID: G96666105
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dominic Casserley For For Management
1b Elect Director Anna C. Catalano For For Management
1c Elect Director Roy Gardner For For Management
1d Elect Director Jeremy Hanley For For Management
1e Elect Director Robyn S. Kravit For For Management
1f Elect Director Wendy E. Lane For For Management
1g Elect Director Francisco Luzon For For Management
1h Elect Director James F. McCann For For Management
1i Elect Director Jaymin Patel For For Management
1j Elect Director Douglas B. Roberts For For Management
1k Elect Director Michael J. Somers For For Management
1l Elect Director Jeffrey W. Ubben For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XL GROUP PLC
Ticker: XL Security ID: G98290102
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Michael S. McGavick as Director For For Management
2.2 Elect Anne Stevens as Director For For Management
2.3 Elect John M. Vereker as Director For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Renew Director's Authority to Issue For For Management
Shares
6 Renew Director's Authority to Issue For For Management
Shares for Cash
7 Amend Articles of Association For For Management
8 Amend Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry C. Atkin For For Management
1b Elect Director Patricia Frobes For For Management
1c Elect Director J. David Heaney For For Management
1d Elect Director Roger B. Porter For For Management
1e Elect Director Stephen D. Quinn For For Management
1f Elect Director Harris H. Simmons For For Management
1g Elect Director L.e. Simmons For For Management
1h Elect Director Shelley Thomas Williams For For Management
1i Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
=================== Hotchkis and Wiley Small Cap Value Fund ====================
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Decyk For For Management
1.2 Elect Director Mark W. DeYoung For For Management
1.3 Elect Director Martin C. Faga For For Management
1.4 Elect Director Ronald R. Fogleman For For Management
1.5 Elect Director April H. Foley For For Management
1.6 Elect Director Tig H. Krekel For For Management
1.7 Elect Director Douglas L. Maine For For Management
1.8 Elect Director Roman Martinez, IV For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ARRIS GROUP, INC.
Ticker: ARRS Security ID: 04270V106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex B. Best For For Management
1.2 Elect Director Harry L. Bosco For For Management
1.3 Elect Director James A. Chiddix For For Management
1.4 Elect Director Andrew T. Heller For For Management
1.5 Elect Director Matthew B. Kearney For For Management
1.6 Elect Director Robert J. Stanzione For For Management
1.7 Elect Director Doreen A. Toben For For Management
1.8 Elect Director Debora J. Wilson For For Management
1.9 Elect Director David A. Woodle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED
Ticker: AHL Security ID: G05384105
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher O'Kane For For Management
1.2 Elect Director Liaquat Ahamed For For Management
1.3 Elect Director Albert Beer For For Management
1.4 Elect Director John Cavoores For For Management
1.5 Elect Director Heidi Hutter For For Management
1.6 Elect Director Gary Gregg For For Management
1.7 Elect Director Bret Pearlman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
ASSOCIATED BANC-CORP
Ticker: ASBC Security ID: 045487105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Ruth M. Crowley For For Management
1.3 Elect Director Philip B. Flynn For For Management
1.4 Elect Director Ronald R. Harder For For Management
1.5 Elect Director William R. Hutchinson For For Management
1.6 Elect Director Robert A. Jeffe For For Management
1.7 Elect Director Eileen A. Kamerick For For Management
1.8 Elect Director Richard T. Lommen For For Management
1.9 Elect Director Cory L. Nettles For For Management
1.10 Elect Director J. Douglas Quick For For Management
1.11 Elect Director Karen T. van Lith For For Management
1.12 Elect Director John (Jay) B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AVIS BUDGET GROUP, INC.
Ticker: CAR Security ID: 053774105
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Nelson For For Management
1.2 Elect Director Alun Cathcart For For Management
1.3 Elect Director Mary C. Choksi For For Management
1.4 Elect Director Leonard S. Coleman For For Management
1.5 Elect Director Jeffrey H. Fox For For Management
1.6 Elect Director John D. Hardy, Jr. For For Management
1.7 Elect Director Lynn Krominga For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director F. Robert Salerno For For Management
1.10 Elect Director Stender E. Sweeney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BIG LOTS, INC.
Ticker: BIG Security ID: 089302103
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Berger For For Management
1.2 Elect Director David J. Campisi For For Management
1.3 Elect Director James R. Chambers For For Management
1.4 Elect Director Peter J. Hayes For For Management
1.5 Elect Director Brenda J. Lauderback For For Management
1.6 Elect Director Philip E. Mallott For For Management
1.7 Elect Director Russell Solt For For Management
1.8 Elect Director James R. Tener For For Management
1.9 Elect Director Dennis B. Tishkoff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: B74CDH8
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Ian Tyler as Director For For Management
7 Re-elect Todd Hunt as Director For For Management
8 Re-elect Iain McLaren as Director For For Management
9 Re-elect Alexander Berger as Director For For Management
10 Re-elect Jacqueline Sheppard as For For Management
Director
11 Re-elect Simon Thomson as Director For For Management
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
16 Approve Any Disposals by the Company For For Management
or Any Subsidiary Undertaking of the
Company of Any or All Shares in Cairn
India Limited
--------------------------------------------------------------------------------
CAPLEASE, INC.
Ticker: LSE Security ID: 140288101
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CIBER, INC.
Ticker: CBR Security ID: 17163B102
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Boustridge For For Management
1.2 Elect Director Stephen S. Kurtz For For Management
1.3 Elect Director Kurt J. Lauk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC.
Ticker: CIE Security ID: 19075F106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Moore For For Management
1.2 Elect Director Myles W. Scoggins For For Management
1.3 Elect Director Martin H. Young, Jr. For For Management
1.4 Elect Director Jack E. Golden For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMVERSE, INC.
Ticker: CNSI Security ID: 20585P105
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan D. Bowick For For Management
1b Elect Director James Budge For For Management
1c Elect Director Matthew A. Drapkin For For Management
1d Elect Director Doron Inbar For For Management
1e Elect Director Neil Montefiore For For Management
1f Elect Director Henry R. Nothhaft For For Management
1g Elect Director Philippe Tartavull For For Management
1h Elect Director Mark C. Terrell For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CON-WAY INC.
Ticker: CNW Security ID: 205944101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. (Jack) Anton For For Management
1.2 Elect Director W. Keith Kennedy, Jr. For For Management
1.3 Elect Director Michael J. Murray For For Management
1.4 Elect Director Edith R. Perez For For Management
1.5 Elect Director P. Cody Phipps For For Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director William J. Schroeder For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Peter W. Stott For For Management
1.10 Elect Director Roy W. Templin For For Management
1.11 Elect Director Chelsea C. White, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Right to Call Special Meeting For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEVRY INC.
Ticker: DV Security ID: 251893103
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Connie R. Curran For For Management
1.2 Elect Director Daniel Hamburger For For Management
1.3 Elect Director Ronald L. Taylor For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIODES INCORPORATED
Ticker: DIOD Security ID: 254543101
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.H. Chen For For Management
1.2 Elect Director Michael R. Giordano For For Management
1.3 Elect Director L.P. Hsu For For Management
1.4 Elect Director Keh-Shew Lu For For Management
1.5 Elect Director Raymond Soong For For Management
1.6 Elect Director John M. Stich For For Management
1.7 Elect Director Michael K.C. Tsai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMBRAER SA
Ticker: EMBR3 Security ID: 29082A107
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 Approve Remuneration of Company's For For Management
Management
5 Approve Remuneration of Fiscal Council For For Management
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Kolesar For For Management
1.2 Elect Director Douglas D. Dirks For For Management
1.3 Elect Director Richard W. Blakey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD.
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John T. Baily as Director For For Management
1.2 Elect Norman Barham as Director For For Management
1.3 Elect Galen R. Barnes as Director For For Management
1.4 Elect William H. Bolinder as Director For For Management
1.5 Elect John R. Charman as Director For For Management
1.6 Elect Susan S. Fleming as Director For For Management
1.7 Elect Scott D. Moore as Director For For Management
1.8 Elect Robert A. Spass as Director For For Management
2 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board through the Audit
Committee to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC.
Ticker: FFCH Security ID: 320239106
Meeting Date: JUL 24, 2013 Meeting Type: Special
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION
Ticker: FHN Security ID: 320517105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Carter For For Management
1.2 Elect Director John C. Compton For For Management
1.3 Elect Director Mark A. Emkes For For Management
1.4 Elect Director Corydon J. Gilchrist For For Management
1.5 Elect Director Vicky B. Gregg For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Scott M. Niswonger For For Management
1.9 Elect Director Vicki R. Palmer For For Management
1.10 Elect Director Colin V. Reed For For Management
1.11 Elect Director Luke Yancy, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC.
Ticker: FNFG Security ID: 33582V108
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Baker For For Management
1.2 Elect Director James R. Boldt For For Management
1.3 Elect Director G. Thomas Bowers For For Management
1.4 Elect Director Roxanne J. Coady For For Management
1.5 Elect Director Gary M. Crosby For For Management
1.6 Elect Director Carl Florio For For Management
1.7 Elect Director Carlton L. Highsmith For For Management
1.8 Elect Director George M. Philip For For Management
1.9 Elect Director Peter B. Robinson For For Management
1.10 Elect Director Nathaniel D. Woodson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL INDEMNITY PLC
Ticker: GBLI Security ID: G39319101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Saul A. Fox For For Management
1b Elect Director Stephen A. Cozen For For Management
1c Elect Director James W. Crystal For For Management
1d Elect Director Seth J. Gersch For For Management
1e Elect Director John H. Howes For For Management
1f Elect Director Chad A. Leat For For Management
1g Elect Director Cynthia Y. Valko For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Elect Subsidiary Directors and For For Management
Independent Auditor
4 Authorize Share Repurchase Program For For Management
5 Authorize Reissuance of Repurchased For For Management
Shares
6 Change Location of Annual Meeting For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GRANITE REAL ESTATE INVESTMENT TRUST
Ticker: GRT.UN Security ID: 387437114
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Michael Brody For For Management
1.2 Elect Trustee Peter Dey For For Management
1.3 Elect Trustee Barry Gilbertson For For Management
1.4 Elect Trustee Thomas Heslip For For Management
1.5 Elect Trustee Gerald Miller For For Management
1.6 Elect Trustee Scott Oran For For Management
1.7 Elect Trustee G. Wesley Voorheis For For Management
2.1 Elect Michael Brody as Director of For For Management
Granite REIT Inc.
2.2 Elect Peter Dey as Director of Granite For For Management
REIT Inc.
2.3 Elect Barry Gilbertson as Director of For For Management
Granite REIT Inc.
2.4 Elect Thomas Heslip as Director of For For Management
Granite REIT Inc.
2.5 Elect Gerald Miller as Director of For For Management
Granite REIT Inc.
2.6 Elect Scott Oran as Director of For For Management
Granite REIT Inc.
2.7 Elect G. Wesley Voorheis as Director For For Management
of Granite REIT Inc.
3 Ratify Deloitte LLP as Auditors For For Management
4 Approve Deloitte LLP Auditors of For For Management
Granite REIT Inc. and Authorize Board
to Fix Their Remuneration
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Bassham For For Management
1.2 Elect Director David L. Bodde For For Management
1.3 Elect Director Randall C. Ferguson, Jr. For For Management
1.4 Elect Director Gary D. Forsee For For Management
1.5 Elect Director Thomas D. Hyde For For Management
1.6 Elect Director James A. Mitchell For For Management
1.7 Elect Director Ann D. Murtlow For For Management
1.8 Elect Director John J. Sherman For For Management
1.9 Elect Director Linda H. Talbott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HANGER, INC.
Ticker: HGR Security ID: 41043F208
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinit K. Asar For For Management
1.2 Elect Director Christopher B. Begley For For Management
1.3 Elect Director Thomas P. Cooper For For Management
1.4 Elect Director Cynthia L. Feldmann For For Management
1.5 Elect Director Eric A. Green For For Management
1.6 Elect Director Stephen E. Hare For For Management
1.7 Elect Director Richard R. Pettingill For For Management
1.8 Elect Director Patricia B. Shrader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Knowling, Jr. For For Management
1.2 Elect Director V. Paul Unruh For For Management
1.3 Elect Director Tracy R. Wolstencroft For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HOME FEDERAL BANCORP, INC.
Ticker: HOME Security ID: 43710G105
Meeting Date: MAY 16, 2014 Meeting Type: Special
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary H. Futrell For For Management
1b Elect Director Stephen J. Hasenmiller For For Management
1c Elect Director Ronald J. Helow For For Management
1d Elect Director Beverley J. McClure For For Management
1e Elect Director Gabriel L. Shaheen For For Management
1f Elect Director Roger J. Steinbecker For For Management
1g Elect Director Robert Stricker For For Management
1h Elect Director Steven O. Swyers For For Management
1i Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HORSEHEAD HOLDING CORP.
Ticker: ZINC Security ID: 440694305
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack Shilling For For Management
1.2 Elect Director John C. van Roden, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUDSON GLOBAL, INC.
Ticker: HSON Security ID: 443787106
Meeting Date: MAY 29, 2014 Meeting Type: Proxy Contest
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Robert B. Dubner For Did Not Vote Management
1.2 Elect Director Jennifer Laing For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Declassify the Board of Directors For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Richard K. Coleman, Jr. For For Shareholder
1.2 Elect Director Jeffrey E. Eberwein For For Shareholder
2 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
3 Ratify Auditors None For Management
4 Declassify the Board of Directors None For Management
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria D. Harker For For Management
1.2 Elect Director Anastasia D. Kelly For For Management
1.3 Elect Director Thomas C. Schievelbein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Declassify the Board of Directors None Against Shareholder
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Barger For For Management
1b Elect Director Jens Bischof For For Management
1c Elect Director Peter Boneparth For For Management
1d Elect Director David Checketts For For Management
1e Elect Director Virginia Gambale For For Management
1f Elect Director Stephan Gemkow For For Management
1g Elect Director Ellen Jewett For For Management
1h Elect Director Stanley McChrystal For For Management
1i Elect Director Joel Peterson For For Management
1j Elect Director Ann Rhoades For For Management
1k Elect Director Frank Sica For For Management
1l Elect Director Thomas Winkelmann For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION
Ticker: KALU Security ID: 483007704
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Bartholomew For For Management
1.2 Elect Director Jack A. Hockema For For Management
1.3 Elect Director Lauralee E. Martin For For Management
1.4 Elect Director Brett E. Wilcox For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Gary D. Burnison For For Management
2.2 Elect Director William R. Floyd For For Management
2.3 Elect Director Jerry P. Leamon For For Management
2.4 Elect Director Edward D. Miller For For Management
2.5 Elect Director Debra J. Perry For For Management
2.6 Elect Director Gerhard Schulmeyer For For Management
2.7 Elect Director George T. Shaheen For For Management
2.8 Elect Director Harry L. You For For Management
3.9 Elect Director Gary D. Burnison For For Management
3.10 Elect Director Edward D. Miller For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC.
Ticker: LPNT Security ID: 53219L109
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Carpenter, For For Management
III
1.2 Elect Director Richard H. Evans For For Management
1.3 Elect Director Michael P. Haley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
M/I HOMES, INC.
Ticker: MHO Security ID: 55305B101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph A. Alutto For For Management
1.2 Elect Director Phillip G. Creek For For Management
1.3 Elect Director Norman L. Traeger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION
Ticker: DOOR Security ID: 575385109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Frederick J. Lynch For For Management
2.2 Elect Director Jody L. Bilney For For Management
2.3 Elect Director Robert J. Byrne For For Management
2.4 Elect Director Peter R. Dachowski For For Management
2.5 Elect Director Jonathan F. Foster For For Management
2.6 Elect Director George A. Lorch For For Management
2.7 Elect Director Rick J. Mills For For Management
2.8 Elect Director Francis M. Scricco For For Management
2.9 Elect Director John C. Wills For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6a Provide the Board with Authority to For For Management
Subdivide or Consolidate the Company's
Share Capital
6b Approve Advance Notice Policy For For Management
6c Ancillary Amendments Resolution For For Management
7 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MATSON, INC.
Ticker: MATX Security ID: 57686G105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Baird For For Management
1.2 Elect Director Michael J. Chun For For Management
1.3 Elect Director Matthew J. Cox For For Management
1.4 Elect Director Walter A. Dods, Jr. For For Management
1.5 Elect Director Thomas B. Fargo For For Management
1.6 Elect Director Constance H. Lau For For Management
1.7 Elect Director Jeffrey N. Watanabe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
Ticker: MDR Security ID: 580037109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bookout, III For For Management
1.2 Elect Director Roger A. Brown For For Management
1.3 Elect Director David Dickson For For Management
1.4 Elect Director Stephen G. Hanks For For Management
1.5 Elect Director Gary P. Luquette For For Management
1.6 Elect Director William H. Schumann, III For For Management
1.7 Elect Director Mary L. Shafer-Malicki For For Management
1.8 Elect Director David A. Trice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERITOR, INC.
Ticker: MTOR Security ID: 59001K100
Meeting Date: JAN 23, 2014 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Anderson, Jr. For For Management
1.2 Elect Director Rhonda L. Brooks For For Management
1.3 Elect Director William J. Lyons For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MILLER INDUSTRIES, INC.
Ticker: MLR Security ID: 600551204
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore H. Ashford, III For For Management
1.2 Elect Director A. Russell Chandler, III For For Management
1.3 Elect Director William G. Miller For For Management
1.4 Elect Director William G. Miller, II For For Management
1.5 Elect Director Richard H. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL WESTERN LIFE INSURANCE COMPANY
Ticker: NWLI Security ID: 638522102
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen E. Glasgow For For Management
1.2 Elect Director E. Douglas McLeod For For Management
1.3 Elect Director Louis E. Pauls, Jr. For For Management
1.4 Elect Director E. J. Pederson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORANDA ALUMINUM HOLDING CORPORATION
Ticker: NOR Security ID: 65542W107
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Brooks For For Management
1.2 Elect Director Matthew R. Michelini For For Management
1.3 Elect Director Thomas R. Miklich For For Management
1.4 Elect Director Ronald S. Rolfe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirbyjon H. Caldwell For For Management
1.2 Elect Director Lawrence S. Coben For For Management
1.3 Elect Director David Crane For For Management
1.4 Elect Director Terry G. Dallas For For Management
1.5 Elect Director Paul W. Hobby For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Evan J. Silverstein For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
1.9 Elect Director Walter R. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith D. Jackson For For Management
1.2 Elect Director Bernard L. Han For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
OVERHILL FARMS, INC.
Ticker: OFI Security ID: 690212105
Meeting Date: AUG 06, 2013 Meeting Type: Special
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PHH CORPORATION
Ticker: PHH Security ID: 693320202
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director James O. Egan For For Management
1.3 Elect Director Thomas P. Gibbons For For Management
1.4 Elect Director Allan Z. Loren For For Management
1.5 Elect Director Glen A. Messina For For Management
1.6 Elect Director Gregory J. Parseghian For For Management
1.7 Elect Director Charles P. Pizzi For For Management
1.8 Elect Director Deborah M. Reif For For Management
1.9 Elect Director Carroll R. Wetzel, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS, LTD.
Ticker: PTP Security ID: G7127P100
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dan R. Carmichael as Director For For Management
1.2 Elect A. John Hass as Director For For Management
1.3 Elect Antony P.D. Lancaster as Director For For Management
1.4 Elect Edmund R. Megna as Director For For Management
1.5 Elect Michael D. Price as Director For For Management
1.6 Elect Linda E. Ransom as Director For For Management
1.7 Elect James P. Slattery as Director For For Management
1.8 Elect Christopher J. Steffen as For For Management
Director
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUN 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H.K. Desai For For Management
1b Elect Director Balakrishnan S. Iyer For For Management
1c Elect Director Christine King For For Management
1d Elect Director Kathryn B. Lewis For For Management
1e Elect Director D. Scott Mercer For For Management
1f Elect Director George D. Wells For For Management
1g Elect Director William M. Zeitler For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUIKSILVER, INC.
Ticker: ZQK Security ID: 74838C106
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Barnum, Jr. For For Management
1.2 Elect Director Joseph F. Berardino For For Management
1.3 Elect Director Michael A. Clarke For For Management
1.4 Elect Director Elizabeth Dolan For For Management
1.5 Elect Director M. Steven Langman For For Management
1.6 Elect Director Robert B. McKnight, Jr. For For Management
1.7 Elect Director Andrew P. Mooney For For Management
1.8 Elect Director Andrew W. Sweet For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery M. Jackson For For Management
1.2 Elect Director Leonard H. Roberts For For Management
1.3 Elect Director Mark E. Speese For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RUBY TUESDAY, INC.
Ticker: RT Security ID: 781182100
Meeting Date: OCT 09, 2013 Meeting Type: Annual
Record Date: AUG 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Buettgen For For Management
1b Elect Director Matthew A. Drapkin For For Management
1c Elect Director Bernard Lanigan, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
Ticker: RUSHA Security ID: 781846209
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.M. 'Rusty' Rush For For Management
1.2 Elect Director W. Marvin Rush For For Management
1.3 Elect Director Harold D. Marshall For For Management
1.4 Elect Director Thomas A. Akin For For Management
1.5 Elect Director Gerald R. Szczepanski For For Management
1.6 Elect Director James C. Underwood For For Management
1.7 Elect Director Raymond J. Chess For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC.
Ticker: SAH Security ID: 83545G102
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director O. Bruton Smith For For Management
1.2 Elect Director B. Scott Smith For For Management
1.3 Elect Director David Bruton Smith For For Management
1.4 Elect Director William I. Belk For For Management
1.5 Elect Director William R. Brooks For For Management
1.6 Elect Director Bernard C. Byrd, Jr. For For Management
1.7 Elect Director Victor H. Doolan For For Management
1.8 Elect Director Robert Heller For For Management
1.9 Elect Director Robert L. Rewey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMETRA FINANCIAL CORPORATION
Ticker: SYA Security ID: 87151Q106
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter S. Burgess For For Management
1.2 Elect Director Robert R. Lusardi For For Management
2a Amend Executive Incentive Bonus Plan For For Management
2b Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMMETRICOM, INC.
Ticker: SYMM Security ID: 871543104
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Chiddix For For Management
1.2 Elect Director Robert T. Clarkson For For Management
1.3 Elect Director Elizabeth A. Fetter For For Management
1.4 Elect Director Robert M. Neumeister, For For Management
Jr.
1.5 Elect Director Richard N. Snyder For For Management
1.6 Elect Director Robert J. Stanzione For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID: 87161C105
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Catherine A. Allen For For Management
1B Elect Director Tim E. Bentsen For For Management
1C Elect Director Stephen T. Butler For For Management
1D Elect Director Elizabeth W. Camp For For Management
1E Elect Director T. Michael Goodrich For For Management
1F Elect Director V. Nathaniel Hansford For For Management
1G Elect Director Mason H. Lampton For For Management
1H Elect Director Jerry W. Nix For For Management
1I Elect Director Harris Pastides For For Management
1J Elect Director Joseph J. Prochaska, Jr. For For Management
1K Elect Director Kessel D. Stelling For For Management
1L Elect Director Melvin T. Stith For For Management
1M Elect Director Barry L. Storey For For Management
1N Elect Director Philip W. Tomlinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Approve Reverse Stock Split For For Management
6 Amend NOL Rights Plan (NOL Pill) For For Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TARO PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TARO Security ID: M8737E108
Meeting Date: MAR 27, 2014 Meeting Type: Special
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For Against Management
Directors and Officers of the Company
2 Approve Compensation of Dilip For Against Management
Shanghvi, Chairman
3 Approve Compensation of Sudhir Valia, For Against Management
Director
4 Approve Employment Terms of For Against Management
Subramanian Kalyanasundaram, CEO
5.1 Reelect Ilana Avidov Mor as External For Against Management
Director For a Three Year Term
5.2 Reelect Dan Biran as External Director For Against Management
For a Three Year Term
6.1 Elect Ben-Ami Rosenfeld as External None For Shareholder
Director For a Three Year Term
6.2 Elect Adi Bershadsky as External None For Shareholder
Director For a Three Year Term
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36159R103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence E. Anthony For For Management
1.2 Elect Director Norman A. Carlson For For Management
1.3 Elect Director Anne N. Foreman For For Management
1.4 Elect Director Richard H. Glanton For For Management
1.5 Elect Director Christopher C. Wheeler For For Management
1.6 Elect Director George C. Zoley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For For Management
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36159R103
Meeting Date: MAY 02, 2014 Meeting Type: Special
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Angelini For For Management
1.2 Elect Director Richard H. Booth For For Management
1.3 Elect Director Karen C. Francis For For Management
1.4 Elect Director David J. Gallitano For For Management
1.5 Elect Director Wendell J. Knox For For Management
1.6 Elect Director Robert J. Murray For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Stock-for-Salary/Bonus Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Richard A. Goldstein For For Management
1.4 Elect Director H. John Greeniaus For For Management
1.5 Elect Director Mary J. Steele Guilfoile For For Management
1.6 Elect Director Dawn Hudson For For Management
1.7 Elect Director William T. Kerr For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
TUTOR PERINI CORPORATION
Ticker: TPC Security ID: 901109108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald N. Tutor For For Management
1.2 Elect Director Marilyn A. Alexander For For Management
1.3 Elect Director Peter Arkley For For Management
1.4 Elect Director Robert Band For For Management
1.5 Elect Director Sidney J. Feltenstein For For Management
1.6 Elect Director Michael R. Klein For For Management
1.7 Elect Director Raymond R. Oneglia For For Management
1.8 Elect Director Dale Anne Reiss For For Management
1.9 Elect Director Donald D. Snyder For For Management
1.10 Elect Director Dickran M. Tevrizian, For For Management
Jr.
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Becker For For Management
1.2 Elect Director John J. Crawford For For Management
1.3 Elect Director Robert A. Finkenzeller For For Management
1.4 Elect Director C. Michael Jacobi For For Management
1.5 Elect Director Laurence C. Morse For For Management
1.6 Elect Director Karen R. Osar For For Management
1.7 Elect Director Mark Pettie For For Management
1.8 Elect Director Charles W. Shivery For For Management
1.9 Elect Director James C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WELLCARE HEALTH PLANS, INC.
Ticker: WCG Security ID: 94946T106
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard C. Breon For For Management
1b Elect Director Carol J. Burt For For Management
1c Elect Director Roel C. Campos For For Management
1d Elect Director David J. Gallitano For For Management
1e Elect Director D. Robert Graham For For Management
1f Elect Director Kevin F. Hickey For For Management
1g Elect Director Christian P. Michalik For For Management
1h Elect Director Glenn D. Steele, Jr. For For Management
1i Elect Director William L. Trubeck For For Management
1j Elect Director Paul E. Weaver For For Management
2 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTAR ENERGY, INC.
Ticker: WR Security ID: 95709T100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mollie H. Carter For For Management
1.2 Elect Director Jerry B. Farley For For Management
1.3 Elect Director Mark A. Ruelle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WILLIAM LYON HOMES
Ticker: WLH Security ID: 552074700
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas K. Ammerman For For Management
1.2 Elect Director Michael Barr For For Management
1.3 Elect Director Gary H. Hunt For For Management
1.4 Elect Director William Lyon For For Management
1.5 Elect Director William H. Lyon For For Management
1.6 Elect Director Matthew R. Niemann For For Management
1.7 Elect Director Nathaniel Redleaf For For Management
1.8 Elect Director Lynn Carlson Schell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
================= Hotchkis and Wiley Value Opportunities Fund ==================
AIR T, INC.
Ticker: AIRT Security ID: 009207101
Meeting Date: AUG 30, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth G. Barkett For For Management
1.2 Elect Director Walter Clark For For Management
1.3 Elect Director John J. Gioffre For For Management
1.4 Elect Director Andrew L. Osborne For For Management
1.5 Elect Director John A. Reeves For For Management
1.6 Elect Director Nicholas J. Swenson For For Management
1.7 Elect Director William R. Foudray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Adopt Shareholder Rights Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Report on Climate Change Financing Risk Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096125
Meeting Date: MAY 15, 2014 Meeting Type: Special
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Notice of 2014 AGM Voting None None Management
Result Regarding the Creation of EUR 5
Million Pool of Capital for Employee
Stock Purchase Plan (Non-Voting)
2 Approve Creation of EUR 5 Million Pool For For Management
of Capital for Employee Stock Purchase
Plan
--------------------------------------------------------------------------------
CAIRN ENERGY PLC
Ticker: CNE Security ID: G17528269
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Ian Tyler as Director For For Management
7 Re-elect Todd Hunt as Director For For Management
8 Re-elect Iain McLaren as Director For For Management
9 Re-elect Alexander Berger as Director For For Management
10 Re-elect Jacqueline Sheppard as For For Management
Director
11 Re-elect Simon Thomson as Director For For Management
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
16 Approve Any Disposals by the Company For For Management
or Any Subsidiary Undertaking of the
Company of Any or All Shares in Cairn
India Limited
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Patrick W. Gross For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Lewis Hay, III For For Management
1e Elect Director Benjamin P. Jenkins, III For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Mayo A. Shattuck, III For For Management
1i Elect Director Bradford H. Warner For For Management
1j Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Reduce Supermajority Vote Requirement For For Management
5b Reduce Supermajority Vote Requirement For For Management
5c Reduce Supermajority Vote Requirement For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC.
Ticker: CIE Security ID: 19075F106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Moore For For Management
1.2 Elect Director Myles W. Scoggins For For Management
1.3 Elect Director Martin H. Young, Jr. For For Management
1.4 Elect Director Jack E. Golden For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CON-WAY INC.
Ticker: CNW Security ID: 205944101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. (Jack) Anton For For Management
1.2 Elect Director W. Keith Kennedy, Jr. For For Management
1.3 Elect Director Michael J. Murray For For Management
1.4 Elect Director Edith R. Perez For For Management
1.5 Elect Director P. Cody Phipps For For Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director William J. Schroeder For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Peter W. Stott For For Management
1.10 Elect Director Roy W. Templin For For Management
1.11 Elect Director Chelsea C. White, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Right to Call Special Meeting For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director John A. Canning, Jr. For For Management
1.3 Elect Director Richard T. Clark For For Management
1.4 Elect Director Robert F. Cummings, Jr. For For Management
1.5 Elect Director James B. Flaws For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DANIELI & CO. OFFICINE MECCANICHE SPA
Ticker: DANR Security ID: T73148107
Meeting Date: JAN 27, 2014 Meeting Type: Special
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Edgardo Fattor as Representative For For Management
for Holders of Saving Shares; Approve
Representative's Remuneration
1.2 Elect Arturo Albano as Representative None Did Not Vote Shareholder
for Holders of Saving Shares
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: DLG Security ID: G2871V106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Mike Biggs as Director For For Management
6 Re-elect Paul Geddes as Director For For Management
7 Re-elect Jane Hanson as Director For For Management
8 Re-elect Glyn Jones as Director For For Management
9 Re-elect Andrew Palmer as Director For For Management
10 Re-elect John Reizenstein as Director For For Management
11 Re-elect Clare Thompson as Director For For Management
12 Re-elect Priscilla Vacassin as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director John A. Canning, Jr. For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Nelson A. Diaz For For Management
1h Elect Director Sue L. Gin For For Management
1i Elect Director Paul L. Joskow For For Management
1j Elect Director Robert J. Lawless For For Management
1k Elect Director Richard W. Mies For For Management
1l Elect Director William C. Richardson For For Management
1m Elect Director John W. Rogers, Jr. For For Management
1n Elect Director Mayo A. Shattuck, III For For Management
1o Elect Director Stephen D. Steinour For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GLOBAL INDEMNITY PLC
Ticker: GBLI Security ID: G39319101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Saul A. Fox For For Management
1b Elect Director Stephen A. Cozen For For Management
1c Elect Director James W. Crystal For For Management
1d Elect Director Seth J. Gersch For For Management
1e Elect Director John H. Howes For For Management
1f Elect Director Chad A. Leat For For Management
1g Elect Director Cynthia Y. Valko For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Elect Subsidiary Directors and For For Management
Independent Auditor
4 Authorize Share Repurchase Program For For Management
5 Authorize Reissuance of Repurchased For For Management
Shares
6 Change Location of Annual Meeting For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Robert R. Bennett For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director Raymond J. Lane For For Management
1.6 Elect Director Ann M. Livermore For For Management
1.7 Elect Director Raymond E. Ozzie For For Management
1.8 Elect Director Gary M. Reiner For For Management
1.9 Elect Director Patricia F. Russo For For Management
1.10 Elect Director James A. Skinner For For Management
1.11 Elect Director Margaret C. Whitman For For Management
1.12 Elect Director Ralph V. Whitworth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
HUDSON GLOBAL, INC.
Ticker: HSON Security ID: 443787106
Meeting Date: MAY 29, 2014 Meeting Type: Proxy Contest
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Robert B. Dubner For Did Not Vote Management
1.2 Elect Director Jennifer Laing For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Declassify the Board of Directors For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Richard K. Coleman, Jr. For For Shareholder
1.2 Elect Director Jeffrey E. Eberwein For For Shareholder
2 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
3 Ratify Auditors None For Management
4 Declassify the Board of Directors None For Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: G5315B107
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Inglis For For Management
1.2 Elect Director Brian F. Maxted For For Management
1.3 Elect Director Richard B. Dearlove For For Management
1.4 Elect Director David I. Foley For For Management
1.5 Elect Director David B. Krieger For For Management
1.6 Elect Director Joseph P. Landy For For Management
1.7 Elect Director Prakash A. Melwani For For Management
1.8 Elect Director Adebayo ("Bayo") O. For For Management
Ogunlesi
1.9 Elect Director Lars H. Thunell For For Management
1.10 Elect Director Chris Tong For For Management
1.11 Elect Director Christopher A. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION
Ticker: DOOR Security ID: 575385109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Frederick J. Lynch For For Management
2.2 Elect Director Jody L. Bilney For For Management
2.3 Elect Director Robert J. Byrne For For Management
2.4 Elect Director Peter R. Dachowski For For Management
2.5 Elect Director Jonathan F. Foster For For Management
2.6 Elect Director George A. Lorch For For Management
2.7 Elect Director Rick J. Mills For For Management
2.8 Elect Director Francis M. Scricco For For Management
2.9 Elect Director John C. Wills For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6a Provide the Board with Authority to For For Management
Subdivide or Consolidate the Company's
Share Capital
6b Approve Advance Notice Policy For For Management
6c Ancillary Amendments Resolution For For Management
7 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MERITOR, INC.
Ticker: MTOR Security ID: 59001K100
Meeting Date: JAN 23, 2014 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Anderson, Jr. For For Management
1.2 Elect Director Rhonda L. Brooks For For Management
1.3 Elect Director William J. Lyons For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MILLER INDUSTRIES, INC.
Ticker: MLR Security ID: 600551204
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore H. Ashford, III For For Management
1.2 Elect Director A. Russell Chandler, III For For Management
1.3 Elect Director William G. Miller For For Management
1.4 Elect Director William G. Miller, II For For Management
1.5 Elect Director Richard H. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOBISTAR SA
Ticker: MOBB Security ID: B60667100
Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
a Receive Directors' Reports (Non-Voting) None None Management
b Receive Auditors' Reports (Non-Voting) None None Management
c Approve Remuneration Report For Did Not Vote Management
d Approve Financial Statements and For Did Not Vote Management
Allocation of Income
e Approve Discharge of Directors For Did Not Vote Management
f Approve Discharge of Auditors For Did Not Vote Management
g Receive Information on End of None None Management
Directors' Terms
h1 Reelect G. Andre-Berliat as Director For Did Not Vote Management
h2 Reelect J. Deschuyffeleer as For Did Not Vote Management
Independent Director
h3 Reelect B. Du Boucher as Director For Did Not Vote Management
h4 Reelect J-M. Harion as Director For Did Not Vote Management
h5 Reelect G. Ries as Director For Did Not Vote Management
h6 Reelect B. Scheen as Director For Did Not Vote Management
h7 Reelect J. Steyaert as Director For Did Not Vote Management
h8 Reelect SOGESTRA, Permanently For Did Not Vote Management
Represented by N. Rozencweig-Lemaitre,
as Independent Director
h9 Elect M. De Rouck as Independent For Did Not Vote Management
Director
h10 Elect LMAS, Permanently Represented by For Did Not Vote Management
G. Dallemagne, as Independent Director
h11 Elect P. Lambert de Diesbach de For Did Not Vote Management
Belleroche as Director
h12 Elect B. Mettling as Director For Did Not Vote Management
i Approve Remuneration of Directors For Did Not Vote Management
j Reappoint Deloitte as Auditors For Did Not Vote Management
k Amend Articles Re:Delete References to For Did Not Vote Management
Bearer Shares
l Amend Article 37 Re:Attendance List For Did Not Vote Management
m Amend Article 38 Re: Minutes of Meeting For Did Not Vote Management
n Authorize Repurchase of Up to 20 For Did Not Vote Management
Percent of Issued Share Capital and
Reissuance/ Cancellation of
Repurchased Shares
o Authorize Coordination fo Articles For Did Not Vote Management
p Approve Change-of-Control Clause Re : For Did Not Vote Management
Revolving Credit Facility Agreement
--------------------------------------------------------------------------------
NIPPON ELECTRIC GLASS CO. LTD.
Ticker: 5214 Security ID: J53247110
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2 Amend Articles To Change Fiscal Year For Against Management
End
3.1 Elect Director Izutsu, Yuuzo For Against Management
3.2 Elect Director Arioka, Masayuki For Against Management
3.3 Elect Director Yamamoto, Shigeru For Against Management
3.4 Elect Director Inamasu, Koichi For Against Management
3.5 Elect Director Matsumoto, Motoharu For Against Management
3.6 Elect Director Tomamoto, Masahiro For Against Management
3.7 Elect Director Takeuchi, Hirokazu For Against Management
3.8 Elect Director Saeki, Akihisa For Against Management
4 Appoint Statutory Auditor Ishii, Kazuya For Against Management
5 Appoint Alternate Statutory Auditor For Against Management
Kimura, Keijiro
6 Approve Annual Bonus Payment to For Against Management
Directors
--------------------------------------------------------------------------------
NORANDA ALUMINUM HOLDING CORPORATION
Ticker: NOR Security ID: 65542W107
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Brooks For For Management
1.2 Elect Director Matthew R. Michelini For For Management
1.3 Elect Director Thomas R. Miklich For For Management
1.4 Elect Director Ronald S. Rolfe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirbyjon H. Caldwell For For Management
1.2 Elect Director Lawrence S. Coben For For Management
1.3 Elect Director David Crane For For Management
1.4 Elect Director Terry G. Dallas For For Management
1.5 Elect Director Paul W. Hobby For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Evan J. Silverstein For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
1.9 Elect Director Walter R. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against Against Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against Against Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
OVERHILL FARMS, INC.
Ticker: OFI Security ID: 690212105
Meeting Date: AUG 06, 2013 Meeting Type: Special
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For For Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery M. Jackson For For Management
1.2 Elect Director Leonard H. Roberts For For Management
1.3 Elect Director Mark E. Speese For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Reelect Christopher Viehbacher as For For Management
Director
6 Reelect Robert Castaigne as Director For For Management
7 Reelect Christian Mulliez as Director For For Management
8 Elect Patrick Kron as Director For For Management
9 Advisory Vote on Compensation of Serge For For Management
Weinberg, Chairman
10 Advisory Vote on Compensation of For For Management
Christopher Viehbacher, CEO
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC.
Ticker: SAH Security ID: 83545G102
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director O. Bruton Smith For For Management
1.2 Elect Director B. Scott Smith For For Management
1.3 Elect Director David Bruton Smith For For Management
1.4 Elect Director William I. Belk For For Management
1.5 Elect Director William R. Brooks For For Management
1.6 Elect Director Bernard C. Byrd, Jr. For For Management
1.7 Elect Director Victor H. Doolan For For Management
1.8 Elect Director Robert Heller For For Management
1.9 Elect Director Robert L. Rewey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Henrique De Castro For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Mary E. Minnick For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Derica W. Rice For For Management
1i Elect Director Kenneth L. Salazar For For Management
1j Elect Director John G. Stumpf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Perquisites Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Cease Discrimination in Hiring, Vendor Against Against Shareholder
Contracts, or Customer Relations
--------------------------------------------------------------------------------
TARO PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TARO Security ID: M8737E108
Meeting Date: MAR 27, 2014 Meeting Type: Special
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For Against Management
Directors and Officers of the Company
2 Approve Compensation of Dilip For Against Management
Shanghvi, Chairman
3 Approve Compensation of Sudhir Valia, For Against Management
Director
4 Approve Employment Terms of For Against Management
Subramanian Kalyanasundaram, CEO
5.1 Reelect Ilana Avidov Mor as External For Against Management
Director For a Three Year Term
5.2 Reelect Dan Biran as External Director For Against Management
For a Three Year Term
6.1 Elect Ben-Ami Rosenfeld as External None For Shareholder
Director For a Three Year Term
6.2 Elect Adi Bershadsky as External None For Shareholder
Director For a Three Year Term
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For For Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Disclosure of Recoupment Activity from Against Against Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
================================================================================
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
HOTCHKIS AND WILEY FUNDS
By /s/ Anna Marie Lopez
Anna Marie Lopez
President
August 19, 2014