UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23084
NAME OF REGISTRANT: Series Portfolios Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Ryan Roell, President
Series Portfolios Trust c/o
U.S. Bancorp Fund Services,
LLC
777 East Wisconsin Ave, 5th
Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6839
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Rareview Longevity Income Generation Fund
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MORGAN STANLEY EMERGING MKTS Agenda Number: 935029567
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Security: 617477104
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: EDD
ISIN: US6174771047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank L. Bowman Mgmt For For
Jakki L. Haussler Mgmt For For
Manuel H. Johnson Mgmt For For
Patricia Maleski Mgmt For For
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ABERDEEN ASIA-PACIFIC INCOME FUND, INC. Agenda Number: 934932383
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Security: 003009107
Meeting Type: Annual
Meeting Date: 29-Mar-2019
Ticker: FAX
ISIN: US0030091070
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To elect Class I Director to the Board of Mgmt For For
Directors to serve until the 2022 Annual
Meeting of Shareholders: Neville J. Miles
1.2 To elect Class I Director to the Board of Mgmt For For
Directors to serve until the 2022 Annual
Meeting of Shareholders: Moritz Sell
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ABERDEEN FUNDS Agenda Number: 934869061
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Security: 00302L108
Meeting Type: Annual
Meeting Date: 19-Sep-2018
Ticker: AWP
ISIN: US00302L1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Sievwright Mgmt For For
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ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST Agenda Number: 934846241
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Security: 01883A107
Meeting Type: Annual
Meeting Date: 12-Jul-2018
Ticker: NFJ
ISIN: US01883A1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
Hans W. Kertess Mgmt For For
James S. MacLeod Mgmt For For
William B. Ogden, IV Mgmt For For
A. Douglas Eu Mgmt Withheld Against
Erick R. Holt Mgmt Withheld Against
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ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 934966132
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Security: 035710409
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: NLY
ISIN: US0357104092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kevin G. Keyes Mgmt Abstain Against
1b. Election of Director: Thomas Hamilton Mgmt For For
1c. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1d. Election of Director: Vicki Williams Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. Approval of an amendment of our charter to Mgmt For For
increase the number of authorized shares of
capital stock to 3,000,000,000 shares.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2019.
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APOLLO SENIOR FLOATING RATE, INC Agenda Number: 934983190
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Security: 037636107
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AFT
ISIN: US0376361079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenn N. Marchak Mgmt For For
Todd J. Slotkin Mgmt For For
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BLACKROCK CALIFORNIA MUNICIPAL INCOME TR Agenda Number: 934847851
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Security: 09248E102
Meeting Type: Annual
Meeting Date: 27-Aug-2018
Ticker: BFZ
ISIN: US09248E1029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Fairbairn Mgmt Withheld Against
Catherine A. Lynch Mgmt For For
Karen P. Robards Mgmt For For
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BLACKROCK CREDIT ALLOCATION INCOME TRUST Agenda Number: 934847875
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Security: 092508100
Meeting Type: Annual
Meeting Date: 27-Aug-2018
Ticker: BTZ
ISIN: US0925081004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt For For
Robert Fairbairn Mgmt Withheld Against
Catherine A. Lynch Mgmt For For
Karen P. Robards Mgmt For For
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BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 934847887
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Security: 09255R202
Meeting Type: Annual
Meeting Date: 27-Aug-2018
Ticker: DSU
ISIN: US09255R2022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Fairbairn Mgmt Withheld Against
R. Glenn Hubbard Mgmt For For
W. Carl Kester Mgmt For For
John M. Perlowski Mgmt Withheld Against
Karen P. Robards Mgmt No vote
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BLACKROCK INCOME TRUST INC. Agenda Number: 934846986
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Security: 09247F100
Meeting Type: Annual
Meeting Date: 30-Jul-2018
Ticker: BKT
ISIN: US09247F1003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt For For
Robert Fairbairn Mgmt Withheld Against
Catherine A. Lynch Mgmt For For
Karen P. Robards Mgmt For For
2. Directors Recommend: A vote against the Shr For Against
stockholder proposal. If properly presented
at the meeting, a stockholder proposal
requesting the Board of Directors to
authorize a self-tender offer.
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BLACKROCK MUNIVEST FUND INC Agenda Number: 934846948
--------------------------------------------------------------------------------------------------------------------------
Security: 09253R105
Meeting Type: Annual
Meeting Date: 30-Jul-2018
Ticker: MVF
ISIN: US09253R1059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
Richard E. Cavanagh Mgmt For For
Cynthia L. Egan Mgmt For For
Robert Fairbairn Mgmt Withheld Against
R. Glenn Hubbard Mgmt For For
Catherine A. Lynch Mgmt For For
John M. Perlowski Mgmt Withheld Against
Karen P. Robards Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD INSURED FUND Agenda Number: 934846948
--------------------------------------------------------------------------------------------------------------------------
Security: 09254E103
Meeting Type: Annual
Meeting Date: 30-Jul-2018
Ticker: MYI
ISIN: US09254E1038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
Richard E. Cavanagh Mgmt For For
Cynthia L. Egan Mgmt For For
Robert Fairbairn Mgmt Withheld Against
R. Glenn Hubbard Mgmt For For
Catherine A. Lynch Mgmt For For
John M. Perlowski Mgmt Withheld Against
Karen P. Robards Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD NY INSURED FUND Agenda Number: 934846948
--------------------------------------------------------------------------------------------------------------------------
Security: 09255E102
Meeting Type: Annual
Meeting Date: 30-Jul-2018
Ticker: MYN
ISIN: US09255E1029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
Richard E. Cavanagh Mgmt For For
Cynthia L. Egan Mgmt For For
Robert Fairbairn Mgmt Withheld Against
R. Glenn Hubbard Mgmt For For
Catherine A. Lynch Mgmt For For
John M. Perlowski Mgmt Withheld Against
Karen P. Robards Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION Agenda Number: 934988633
--------------------------------------------------------------------------------------------------------------------------
Security: 16934Q208
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: CIM
ISIN: US16934Q2084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John P. Reilly Mgmt For For
1b. Election of Director: Matthew Lambiase Mgmt Abstain Against
2. The proposal to approve a non-binding Mgmt For For
advisory resolution on executive
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the Company for the
2019 fiscal year.
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COHEN & STEERS QUALITY INC RLTY, FD INC. Agenda Number: 934945950
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Security: 19247L106
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: RQI
ISIN: US19247L1061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daphne L. Richards Mgmt For For
Gerald J. Maginnis Mgmt For For
Joseph M. Harvey Mgmt Withheld Against
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DOUBLELINE OPPORTUNISTIC CREDIT FUND Agenda Number: 934922534
--------------------------------------------------------------------------------------------------------------------------
Security: 258623107
Meeting Type: Annual
Meeting Date: 22-Feb-2019
Ticker: DBL
ISIN: US2586231076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Trustee: Joseph Ciprari Mgmt No vote
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DREYFUS STRATEGIC MUNICIPALS, INC. Agenda Number: 935015809
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Security: 261932107
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: LEO
ISIN: US2619321076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph S. DiMartino* Mgmt For For
Alan H. Howard* Mgmt For For
Joni Evans* Mgmt For For
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EATON VANCE RISK-MGD DIV EQTY INCM FD Agenda Number: 934933943
--------------------------------------------------------------------------------------------------------------------------
Security: 27829G106
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: ETJ
ISIN: US27829G1067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark R. Fetting Mgmt For For
Valerie A. Mosley Mgmt For For
Marcus L. Smith Mgmt For For
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ELLINGTON RESIDENTIAL MORTGAGE REIT Agenda Number: 934965914
--------------------------------------------------------------------------------------------------------------------------
Security: 288578107
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: EARN
ISIN: US2885781078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas F. Robards Mgmt No vote
Michael W. Vranos Mgmt No vote
Laurence Penn Mgmt No vote
Ronald I. Simon, Ph.D. Mgmt No vote
Robert B. Allardice III Mgmt No vote
David J. Miller Mgmt No vote
Menes O. Chee Mgmt No vote
2. The approval, on an advisory basis, of the Mgmt No vote
compensation of the named executive
officers.
3. To hold an advisory vote on whether an Mgmt No vote
advisory vote on executive compensation
should be held every one, two or three
years.
4. The ratification of PricewaterhouseCoopers Mgmt No vote
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
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FLAHERTY & CRUMRINE/CLAYMORE TOTAL RTRN Agenda Number: 934948831
--------------------------------------------------------------------------------------------------------------------------
Security: 338479108
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: FLC
ISIN: US3384791089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Eric Chadwick Mgmt No vote
Karen H. Hogan Mgmt No vote
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INVESCO Agenda Number: 934853309
--------------------------------------------------------------------------------------------------------------------------
Security: 46135X108
Meeting Type: Annual
Meeting Date: 09-Aug-2018
Ticker: IHIT
ISIN: US46135X1081
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce L. Crockett Mgmt For For
Jack M. Fields Mgmt For For
Martin L. Flanagan Mgmt Withheld Against
Robert C. Troccoli Mgmt For For
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NEW RESIDENTIAL INVESTMENT CORP. Agenda Number: 934989611
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Security: 64828T201
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: NRZ
ISIN: US64828T2015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas L. Jacobs Mgmt For For
Robert J. McGinnis Mgmt For For
Andrew Sloves Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for New Residential
Investment Corp. for fiscal year 2019.
3. Non-binding stockholder proposal to adopt Shr Abstain
"majority voting" in uncontested elections
of directors.
4. Non-binding stockholder proposal to provide Shr Abstain
a report on board diversity.
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NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 934855997
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Security: 670657105
Meeting Type: Annual
Meeting Date: 08-Aug-2018
Ticker: NEA
ISIN: US6706571055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Margo L. Cook Mgmt Withheld Against
Jack B. Evans Mgmt For For
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CALIFORNIA QUALITY MUNI INC FD Agenda Number: 934886548
--------------------------------------------------------------------------------------------------------------------------
Security: 67066Y105
Meeting Type: Annual
Meeting Date: 13-Nov-2018
Ticker: NAC
ISIN: US67066Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Margo L. Cook Mgmt Withheld Against
Jack B. Evans Mgmt For For
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 934918624
--------------------------------------------------------------------------------------------------------------------------
Security: 69346H100
Meeting Type: Annual
Meeting Date: 08-Mar-2019
Ticker: ISD
ISIN: US69346H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ellen S. Alberding Mgmt For For
Barry H. Evans Mgmt For For
Stuart S. Parker Mgmt Withheld Against
Brian K. Reid Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 934918636
--------------------------------------------------------------------------------------------------------------------------
Security: 69346J106
Meeting Type: Annual
Meeting Date: 08-Mar-2019
Ticker: GHY
ISIN: US69346J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ellen S. Alberding Mgmt For For
Barry H. Evans Mgmt For For
Stuart S. Parker Mgmt Withheld Against
Brian K. Reid Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PIONEER HIGH INCOME TRUST Agenda Number: 934864768
--------------------------------------------------------------------------------------------------------------------------
Security: 72369H106
Meeting Type: Annual
Meeting Date: 20-Sep-2018
Ticker: PHT
ISIN: US72369H1068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Perna Mgmt For For
Fred J. Ricciardi Mgmt For For
Marguerite A. Piret Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE Agenda Number: 934864770
--------------------------------------------------------------------------------------------------------------------------
Security: 723762100
Meeting Type: Annual
Meeting Date: 20-Sep-2018
Ticker: MAV
ISIN: US7237621005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Perna Mgmt For For
Fred J. Ricciardi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PIONEER MUNICIPAL HIGH INCOME TRUST Agenda Number: 934864770
--------------------------------------------------------------------------------------------------------------------------
Security: 723763108
Meeting Type: Annual
Meeting Date: 20-Sep-2018
Ticker: MHI
ISIN: US7237631087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Perna Mgmt For For
Fred J. Ricciardi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PUTNAM MUNICIPAL OPPORTUNITIES TRUST Agenda Number: 934947891
--------------------------------------------------------------------------------------------------------------------------
Security: 746922103
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: PMO
ISIN: US7469221037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Fixing the number of Trustees at 11. Mgmt For For
1B. DIRECTOR
Liaquat Ahamed Mgmt For For
Ravi Akhoury Mgmt For For
Barbara M. Baumann Mgmt For For
Katinka Domotorffy Mgmt For For
Catharine Bond Hill Mgmt For For
Paul L. Joskow Mgmt For For
Kenneth R. Leibler Mgmt For For
Robert L. Reynolds Mgmt Withheld Against
Manoj P. Singh Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 934853309
--------------------------------------------------------------------------------------------------------------------------
Security: 46132K109
Meeting Type: Annual
Meeting Date: 09-Aug-2018
Ticker: VPV
ISIN: US46132K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce L. Crockett Mgmt For For
Jack M. Fields Mgmt For For
Martin L. Flanagan Mgmt Withheld Against
Robert C. Troccoli Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VOYA GBL EQ DIVIDEND AND PREMIUM OPP FD Agenda Number: 934822568
--------------------------------------------------------------------------------------------------------------------------
Security: 92912T100
Meeting Type: Annual
Meeting Date: 10-Jul-2018
Ticker: IGD
ISIN: US92912T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Colleen D. Baldwin Mgmt For For
Russell H. Jones Mgmt For For
Joseph E. Obermeyer Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 934942207
--------------------------------------------------------------------------------------------------------------------------
Security: 95766A101
Meeting Type: Annual
Meeting Date: 12-Apr-2019
Ticker: EMD
ISIN: US95766A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nisha Kumar Mgmt For For
William R. Hutchinson Mgmt For For
Jane Trust Mgmt Withheld Against
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Series Portfolios Trust
By (Signature) /s/ Ryan Roell
Name Ryan Roell
Title President
Date 8/19/2019