UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811- 23373
NAME OF REGISTRANT: NORTH SQUARE INVESTMENTS
TRUST
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 10 South LaSalle Street,
Suite 1925
Chicago, IL 60603
NAME AND ADDRESS OF AGENT FOR SERVICE: Alan E. Molotsky, Esq.
North Square Investments
Trust
10 South LaSalle Street,
Suite 1925
Chicago, IL 60603
REGISTRANT'S TELEPHONE NUMBER: 312-857-2160
DATE OF FISCAL YEAR END:
03/31 (North Square Global Resources & Infrastructure Fund)
05/31 (North Square Oak Ridge Small Cap Growth Fund, North Square International
Small Cap Fund, North Square Dynamic Small Cap Fund, North Square Oak Ridge
Disciplined Growth Fund, North Square Multi Strategy Fund, North Square Oak
Ridge Dividend Growth Fund)
10/31 (North Square Strategic Income Fund, North Square Advisory Research
All Cap Value Fund)
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
North Square Advisory Research All Cap Value Fund
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ALLISON TRANSMISSION HOLDINGS, INC. Agenda Number: 935152520
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Security: 01973R101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ALSN
ISIN: US01973R1014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy L. Altmaier Mgmt For For
1B. Election of Director: Stan A. Askren Mgmt For For
1C. Election of Director: Lawrence E. Dewey Mgmt For For
1D. Election of Director: David C. Everitt Mgmt For For
1E. Election of Director: Alvaro Garcia-Tunon Mgmt For For
1F. Election of Director: David S. Graziosi Mgmt For For
1G. Election of Director: Carolann I. Haznedar Mgmt For For
1H. Election of Director: Richard P. Lavin Mgmt For For
1I. Election of Director: Thomas W. Rabaut Mgmt For For
1J. Election of Director: Richard V. Reynolds Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. An advisory non-binding vote to approve the Mgmt For For
compensation paid to our named executive
officers.
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ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt Against Against
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr Against For
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
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AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935151439
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1B. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1C. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1D. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1E. Election of Director for a term of one Mgmt For For
year: Anne Lauvergeon
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1J. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1K. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1L. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1M. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2020.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Approval of Amended and Restated Incentive Mgmt For For
Compensation Plan.
5. Shareholder proposal relating to action by Shr For Against
written consent.
6. Shareholder proposal relating to Shr Against For
gender/racial pay equity.
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ANTHEM, INC. Agenda Number: 935157037
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gail K. Boudreaux Mgmt For For
1.2 Election of Director: R. Kerry Clark Mgmt For For
1.3 Election of Director: Robert L. Dixon, Jr. Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2020.
4. Shareholder proposal to allow shareholders Shr Against For
owning 10% or more of our common stock to
call a special meeting of shareholders.
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AVNET,INC. Agenda Number: 935084602
--------------------------------------------------------------------------------------------------------------------------
Security: 053807103
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: AVT
ISIN: US0538071038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: William J. Amelio Mgmt For For
1C. Election of Director: Carlo Bozotti Mgmt For For
1D. Election of Director: Michael A. Bradley Mgmt For For
1E. Election of Director: Brenda L. Freeman Mgmt For For
1F. Election of Director: Jo Ann Jenkins Mgmt For For
1G. Election of Director: Oleg Khaykin Mgmt For For
1H. Election of Director: James A. Lawrence Mgmt For For
1I. Election of Director: Avid Modjtabai Mgmt For For
1J. Election of Director: Adalio T. Sanchez Mgmt For For
1K. Election of Director: William H. Schumann Mgmt For For
III
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
June 27, 2020.
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BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 02-May-2020
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the Mgmt For For
compensation of the Company's Named
Executive Officers, as described in the
2020 Proxy Statement.
3. Non-binding resolution to determine the Mgmt 1 Year Against
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC. Agenda Number: 935061197
--------------------------------------------------------------------------------------------------------------------------
Security: 147528103
Meeting Type: Annual
Meeting Date: 04-Sep-2019
Ticker: CASY
ISIN: US1475281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: H. Lynn Horak Mgmt For For
1.2 Election of Director: Judy A. Schmeling Mgmt For For
1.3 Election of Director: Allison M. Wing Mgmt For For
1.4 Election of Director: Darren M. Rebelez Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the Company for the
fiscal year ending April 30, 2020.
3. To hold an advisory vote on our named Mgmt For For
executive officer compensation.
4. To approve an amendment to the Company's Mgmt For For
Articles of Incorporation to increase the
permissible range of the Board of Directors
from 4-9 directors to 7-12 directors with
the precise number of directors to be
determined by the Board of Directors from
time to time.
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CDW CORP Agenda Number: 935174324
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steven W. Alesio Mgmt For For
1b. Election of Director: Barry K. Allen Mgmt For For
1c. Election of Director: Lynda M. Clarizio Mgmt For For
1d. Election of Director: Christine A. Leahy Mgmt For For
1e. Election of Director: David W. Nelms Mgmt For For
1f. Election of Director: Joseph R. Swedish Mgmt For For
1g. Election of Director: Donna F. Zarcone Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt For For
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt For For
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Lobbying Shr For Against
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr For Against
7. Report on Petrochemical Risk Shr For Against
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr For Against
10. Adopt Policy for an Independent Chairman Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 935172306
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stuart W. Booth Mgmt For For
1B. Election of Director: Gary F. Colter Mgmt For For
1C. Election of Director: Rocky Dewbre Mgmt For For
1D. Election of Director: Laura Flanagan Mgmt For For
1E. Election of Director: Robert G. Gross Mgmt For For
1F. Election of Director: Scott E. McPherson Mgmt For For
1G. Election of Director: Diane Randolph Mgmt For For
1H. Election of Director: Harvey L. Tepner Mgmt For For
1I. Election of Director: Randolph I. Thornton Mgmt For For
2. Approval on a non-binding basis of our Mgmt For For
Named Executive Officer compensation as
described in the Proxy Statement
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as Core-Mark's independent
registered public accounting firm to serve
for the fiscal year ending December 31,
2020.
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DISCOVER FINANCIAL SERVICES Agenda Number: 935159207
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: Mark A. Thierer Mgmt For For
1K. Election of Director: Lawrence A. Weinbach Mgmt Abstain Against
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm
--------------------------------------------------------------------------------------------------------------------------
ELEMENT SOLUTIONS INC Agenda Number: 935202022
--------------------------------------------------------------------------------------------------------------------------
Security: 28618M106
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: ESI
ISIN: US28618M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sir Martin E. Mgmt For For
Franklin
1B. Election of Director: Benjamin Gliklich Mgmt For For
1C. Election of Director: Scot R. Benson Mgmt For For
1D. Election of Director: Ian G.H. Ashken Mgmt For For
1E. Election of Director: Christopher T. Fraser Mgmt For For
1F. Election of Director: Michael F. Goss Mgmt For For
1G. Election of Director: Nichelle Mgmt For For
Maynard-Elliott
1H. Election of Director: E. Stanley O'Neal Mgmt Against Against
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM,INC Agenda Number: 935144155
--------------------------------------------------------------------------------------------------------------------------
Security: 32055Y201
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: FIBK
ISIN: US32055Y2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alice S. Cho Mgmt For For
Dana L. Crandall Mgmt For For
Dennis L. Johnson Mgmt For For
Patricia L. Moss Mgmt For For
2. Ratification of RSM US LLP as our Mgmt For For
Independent Registered Public Accounting
Firm for the Year Ending December 31, 2020.
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FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 935145412
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Nicholas I. Mgmt For For
Fink
1B. Election of Class III Director: A. D. David Mgmt For For
Mackay
1C. Election of Class III Director: David M. Mgmt For For
Thomas
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
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FOX CORPORATION Agenda Number: 935084107
--------------------------------------------------------------------------------------------------------------------------
Security: 35137L204
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: FOX
ISIN: US35137L2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: K. Rupert Murdoch AC Mgmt For For
1b. Election of Director: Lachlan K. Murdoch Mgmt For For
1c. Election of Director: Chase Carey Mgmt For For
1d. Election of Director: Anne Dias Mgmt For For
1e. Election of Director: Roland A. Hernandez Mgmt For For
1f. Election of Director: Jacques Nasser AC Mgmt For For
1g. Election of Director: Paul D. Ryan Mgmt For For
2. Proposal to ratify the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered accounting firm for the fiscal
year ending June 30, 2020.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Advisory vote to approve the frequency of Mgmt 1 Year For
future advisory votes to approve named
executive officer compensation.
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HORIZON BANCORP, INC. Agenda Number: 935143204
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES B. DWORKIN Mgmt For For
MICHELE M. MAGNUSON Mgmt For For
DANIEL F. HOPP Mgmt For For
STEVEN W. REED Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of BKD, LLP as Mgmt For For
independent auditors.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Independent board chairman Shr Against For
5. Oil and gas company and project financing Shr Against For
related to the Arctic and the Canadian oil
sands
6. Climate change risk reporting Shr Against For
7. Amend shareholder written consent Shr Against For
provisions
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 935144321
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2020.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935125066
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt For For
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
1M. Election of Director: Myron E. Ullman, III Mgmt For For
2. Advisory resolution to approve our Mgmt For For
executive officer compensation
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2020
4. EEO Policy Risk Report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935133479
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Yong Nam Mgmt For For
1I. Election of Director: Daniel J. Phelan Mgmt For For
1J. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1K. Election of Director: Mark C. Trudeau Mgmt For For
1L. Election of Director: Dawn C. Willoughby Mgmt For For
1M. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors.
3A. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Daniel J. Phelan
3B. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Abhijit Y. Talwalkar
3C. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Mark C. Trudeau
3D. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
5.1 To approve the 2019 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the consolidated
financial statements for the fiscal year
ended September 27, 2019 and the Swiss
Compensation Report for the fiscal year
ended September 27, 2019).
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 27, 2019.
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year
2020.
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity.
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2021 Mgmt For For
maximum aggregate compensation amount for
executive management.
10. A binding vote to approve fiscal year 2021 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors.
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 27, 2019.
12. To approve a dividend payment to Mgmt For For
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the
third fiscal quarter of 2020 and ending in
the second fiscal quarter of 2021 pursuant
to the terms of the dividend resolution.
13. To approve a renewal of authorized capital Mgmt For For
and related amendment to our articles of
association.
14. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
15. To approve any adjournments or Mgmt For For
postponements of the meeting.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 935168927
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term expiring in Mgmt For For
2021: Kathie J. Andrade
1.2 Election of Director for a term expiring in Mgmt For For
2021: Paul G. Boynton
1.3 Election of Director for a term expiring in Mgmt For For
2021: Ian D. Clough
1.4 Election of Director for a term expiring in Mgmt For For
2021: Susan E. Docherty
1.5 Election of Director for a term expiring in Mgmt For For
2021: Reginald D. Hedgebeth
1.6 Election of Director for a term expiring in Mgmt Abstain Against
2021: Dan R. Henry
1.7 Election of Director for a term expiring in Mgmt For For
2021: Michael J. Herling
1.8 Election of Director for a term expiring in Mgmt For For
2021: Douglas A. Pertz
1.9 Election of Director for a term expiring in Mgmt For For
2021: George I. Stoeckert
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of KPMG LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION Agenda Number: 935170201
--------------------------------------------------------------------------------------------------------------------------
Security: 44267D107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: HHC
ISIN: US44267D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William Ackman Mgmt For For
1B. Election of Director: Adam Flatto Mgmt For For
1C. Election of Director: Jeffrey Furber Mgmt For For
1D. Election of Director: Beth Kaplan Mgmt For For
1E. Election of Director: Paul Layne Mgmt For For
1F. Election of Director: Allen Model Mgmt For For
1G. Election of Director: R. Scot Sellers Mgmt For For
1H. Election of Director: Steven Shepsman Mgmt For For
1I. Election of Director: Mary Ann Tighe Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation (Say-on-Pay)
3. Approval of The Howard Hughes Corporation Mgmt For For
2020 Equity Incentive Plan
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935195633
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2021
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote)
4. Shareholder proposal for a report on Shr Against For
reduction in chemical footprint
5. Shareholder proposal for a report on animal Shr Against For
welfare
6. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation
7. Shareholder proposal for disclosure Shr Against For
regarding executive share retention
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Mgmt For For
Lagomasino
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2020.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated 2011 Stock Incentive
Plan.
5. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
TRIMAS CORPORATION Agenda Number: 935163763
--------------------------------------------------------------------------------------------------------------------------
Security: 896215209
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: TRS
ISIN: US8962152091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Herbert K. Parker Mgmt For For
Holly M. Boehne Mgmt For For
Teresa M. Finley Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to the Company's
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2020.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr Against For
Chairman if properly presented at the
Annual Meeting.
5. Shareholder proposal regarding Climate Shr Against For
Assessment Report if properly presented at
the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
North Square Dynamic Small Cap Fund
--------------------------------------------------------------------------------------------------------------------------
A10 NETWORKS, INC. Agenda Number: 935184161
--------------------------------------------------------------------------------------------------------------------------
Security: 002121101
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ATEN
ISIN: US0021211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Tor R. Braham
1B. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Peter Y. Chung
1C. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: J. Michael Dodson
1D. Election of Director to serve until the Mgmt Abstain Against
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Eric Singer
1E. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Dhrupad Trivedi
2. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers.
3. To provide an advisory vote regarding the Mgmt 1 Year For
frequency of holding future advisory votes
on executive compensation.
4. To ratify the appointment of Armanino LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AAR CORP. Agenda Number: 935068519
--------------------------------------------------------------------------------------------------------------------------
Security: 000361105
Meeting Type: Annual
Meeting Date: 24-Sep-2019
Ticker: AIR
ISIN: US0003611052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James E. Goodwin Mgmt For For
1B. Election of Director: John M. Holmes Mgmt For For
1C. Election of Director: Marc J. Walfish Mgmt For For
2. Advisory proposal to approve our Fiscal Mgmt For For
2019 executive compensation.
3. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
May 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC. Agenda Number: 935213316
--------------------------------------------------------------------------------------------------------------------------
Security: 004225108
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: ACAD
ISIN: US0042251084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James M. Daly Mgmt For For
Edmund P. Harrigan, M.D Mgmt For For
2. To approve an amendment to our 2004 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock authorized for issuance thereunder by
3,000,000 shares.
3. To approve our non-employee director Mgmt Against Against
compensation policy.
4. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as disclosed in the proxy
statement for the annual meeting.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ACCELERON PHARMA INC. Agenda Number: 935187941
--------------------------------------------------------------------------------------------------------------------------
Security: 00434H108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: XLRN
ISIN: US00434H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Thomas A. Mgmt For For
McCourt
1B. Election of Class I Director: Francois Mgmt For For
Nader, M.D.
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers as disclosed in the
proxy statement.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ADVERUM BIOTECHNOLOGIES, INC. Agenda Number: 935209266
--------------------------------------------------------------------------------------------------------------------------
Security: 00773U108
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: ADVM
ISIN: US00773U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mehdi Gasmi, Ph.D. Mgmt For For
Mark Lupher, Ph.D. Mgmt For For
Scott M. Whitcup, M.D. Mgmt For For
2. To ratify the selection, by the Audit Mgmt For For
Committee of our board of directors, of
Ernst & Young LLP as our independent
registered public accounting firm for our
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
AGILYSYS, INC. Agenda Number: 935061793
--------------------------------------------------------------------------------------------------------------------------
Security: 00847J105
Meeting Type: Annual
Meeting Date: 09-Aug-2019
Ticker: AGYS
ISIN: US00847J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald A. Colvin Mgmt For For
Dana Jones Mgmt For For
Jerry Jones Mgmt For For
Michael A. Kaufman Mgmt For For
Melvin L. Keating Mgmt For For
John Mutch Mgmt For For
Ramesh Srinivasan Mgmt For For
2. Approval of amendments to the Company's Mgmt For For
Amended Code of Regulations and Amended
Articles of Incorporation to require a
majority vote, in uncontested elections,
for director nominees to be elected
3. Approval of an amendment to the Company's Mgmt For For
Amended Code of Regulations to reduce the
threshold for shareholder removal of a
director from a two-thirds supermajority to
a simple majority
4. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers set forth in the attached Proxy
Statement
5. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for the fiscal year
ending March 31, 2020
6. In their discretion, the proxies are Mgmt Against Against
authorized to vote upon such other business
as may properly come before the Annual
Meeting or any adjournments thereof
--------------------------------------------------------------------------------------------------------------------------
AGREE REALTY CORPORATION Agenda Number: 935151960
--------------------------------------------------------------------------------------------------------------------------
Security: 008492100
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: ADC
ISIN: US0084921008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Merrie Frankel Mgmt For For
Farris G. Kalil Mgmt For For
Simon Leopold Mgmt For For
William S. Rubenfaer Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. To approve, by non-binding vote, executive Mgmt For For
compensation
4. To approve the 2020 Omnibus Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALARM.COM HOLDINGS, INC. Agenda Number: 935195316
--------------------------------------------------------------------------------------------------------------------------
Security: 011642105
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: ALRM
ISIN: US0116421050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Timothy McAdam Mgmt For For
1.2 Election of Director: Simone Wu Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for its fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying Proxy Statement.
4. To consider, if properly presented at the Shr For Against
Annual Meeting, a non-binding stockholder
proposal requesting the Board of Directors
to take each step necessary to amend the
binding stockholder proposal requesting the
Board of Directors to take each step
necessary to amend the Company's
certificate of incorporation and its bylaws
to reorganize the Board of Directors into
one class, with each director subject to
election each year for a one-year term.
5. To amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation to eliminate
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
ALTAIR ENGINEERING INC Agenda Number: 935169943
--------------------------------------------------------------------------------------------------------------------------
Security: 021369103
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALTR
ISIN: US0213691035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until the 2023 annual meeting of
stockholder: James R. Scapa
1B. Election of Class III Director to serve Mgmt For For
until the 2023 annual meeting of
stockholders: Steve Earhart
2. To vote, on an advisory basis, on the Mgmt For For
compensation of the Company's named
executive officers
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
AMEDISYS, INC. Agenda Number: 935192827
--------------------------------------------------------------------------------------------------------------------------
Security: 023436108
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: AMED
ISIN: US0234361089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vickie L. Capps Mgmt For For
Molly J. Coye, MD Mgmt For For
Julie D. Klapstein Mgmt For For
Teresa L. Kline Mgmt For For
Paul B. Kusserow Mgmt For For
Richard A. Lechleiter Mgmt For For
Bruce D. Perkins Mgmt For For
Jeffery A. Rideout, MD Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year ending
December 31, 2020.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation paid to the
Company's Named Executive Officers, as set
forth in the Company's 2020 Proxy Statement
("Say on Pay" Vote).
--------------------------------------------------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC. Agenda Number: 935061832
--------------------------------------------------------------------------------------------------------------------------
Security: 03062T105
Meeting Type: Annual
Meeting Date: 28-Aug-2019
Ticker: CRMT
ISIN: US03062T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ann G. Bordelon Mgmt For For
1B. Election of Director: Ray C. Dillon Mgmt For For
1C. Election of Director: Daniel J. Englander Mgmt For For
1D. Election of Director: William H. Henderson Mgmt For For
1E. Election of Director: Jim von Gremp Mgmt For For
1F. Election of Director: Joshua G. Welch Mgmt For For
1G. Election of Director: Jeffrey A. Williams Mgmt For For
2. To approve an advisory resolution regarding Mgmt For For
the Company's compensation of its named
executive officers.
3. To ratify the selection of Grant Thornton Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
April 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC. Agenda Number: 935180567
--------------------------------------------------------------------------------------------------------------------------
Security: 024013104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: AAT
ISIN: US0240131047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernest S. Rady Mgmt For For
Duane A. Nelles Mgmt Withheld Against
Thomas S. Olinger Mgmt For For
Joy L. Schaefer Mgmt For For
Dr. Robert S. Sullivan Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. The approval of an amendment and Mgmt For For
restatement of our 2011 Equity Incentive
Award Plan.
4. An advisory resolution to approve our Mgmt For For
executive compensation for the fiscal year
ended December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC. Agenda Number: 935191154
--------------------------------------------------------------------------------------------------------------------------
Security: 03152W109
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: FOLD
ISIN: US03152W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynn D. Bleil Mgmt For For
Bradley L. Campbell Mgmt For For
Robert Essner Mgmt For For
Ted W. Love, M.D. Mgmt Withheld Against
2. Approval of the Amended and Restated 2007 Mgmt For For
Equity Incentive Plan to add 9,500,000
shares to the equity pool.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
4. Approval, on an advisory basis, the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC. Agenda Number: 935182600
--------------------------------------------------------------------------------------------------------------------------
Security: 031652100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AMKR
ISIN: US0316521006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Kim Mgmt For For
Susan Y. Kim Mgmt For For
Stephen D. Kelley Mgmt For For
Douglas A. Alexander Mgmt For For
Roger A. Carolin Mgmt For For
Winston J. Churchill Mgmt For For
Daniel Liao Mgmt For For
MaryFrances McCourt Mgmt For For
Robert R. Morse Mgmt For For
Gil C. Tily Mgmt For For
David N. Watson Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC. Agenda Number: 935140688
--------------------------------------------------------------------------------------------------------------------------
Security: 001744101
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: AMN
ISIN: US0017441017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark G. Foletta Mgmt For For
1B. Election of Director: Teri G. Fontenot Mgmt For For
1C. Election of Director: R. Jeffrey Harris Mgmt For For
1D. Election of Director: Michael M.E. Johns, Mgmt For For
M.D.
1E. Election of Director: Daphne E. Jones Mgmt For For
1F. Election of Director: Martha H. Marsh Mgmt For For
1G. Election of Director: Susan R. Salka Mgmt For For
1H. Election of Director: Douglas D. Wheat Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. To reduce the threshold necessary to call a Mgmt For For
Special Meeting of Shareholders.
5. A shareholder proposal entitled: "Make Shr Against For
Shareholder Right to Call Special Meeting
More Accessible".
--------------------------------------------------------------------------------------------------------------------------
ANAPTYSBIO INC Agenda Number: 935199453
--------------------------------------------------------------------------------------------------------------------------
Security: 032724106
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: ANAB
ISIN: US0327241065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hollings Renton Mgmt For For
John P. Schmid Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. Non-binding advisory vote on compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
APELLIS PHARMACEUTICALS INC. Agenda Number: 935189870
--------------------------------------------------------------------------------------------------------------------------
Security: 03753U106
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: APLS
ISIN: US03753U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerald Chan Mgmt For For
Cedric Francois Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve an advisory vote on executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
APPFOLIO, INC. Agenda Number: 935176493
--------------------------------------------------------------------------------------------------------------------------
Security: 03783C100
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: APPF
ISIN: US03783C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Klaus Schauser Mgmt For For
William Rauth Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ARCUS BIOSCIENCES, INC. Agenda Number: 935195328
--------------------------------------------------------------------------------------------------------------------------
Security: 03969F109
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: RCUS
ISIN: US03969F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Juan Carlos Jaen, Mgmt For For
Ph.D.
2. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of Arcus
for its fiscal year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
ARDELYX, INC Agenda Number: 935205826
--------------------------------------------------------------------------------------------------------------------------
Security: 039697107
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: ARDX
ISIN: US0396971071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Bazemore Mgmt For For
Gordon Ringold, Ph.D. Mgmt For For
Richard Rodgers Mgmt For For
2. To ratify the selection, by the Audit Mgmt For For
Committee of our Board of Directors, of
Ernst & Young, LLP as the independent
registered public accounting firm of the
Company for the fiscal year ended December
31, 2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers as disclosed in this
proxy statement pursuant to the
compensation disclosure rules of the
Securities and Exchange Commission
("Say-on-Pay").
4. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, whether a Say-on-Pay vote should
occur every one (1) year, every two (2)
years or every three (3) years.
--------------------------------------------------------------------------------------------------------------------------
ARVINAS, INC. Agenda Number: 935193956
--------------------------------------------------------------------------------------------------------------------------
Security: 04335A105
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: ARVN
ISIN: US04335A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leslie V. Norwalk, Esq. Mgmt For For
Liam Ratcliffe, MD PhD Mgmt For For
Timothy Shannon, MD Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ASCENDIS PHARMA A S Agenda Number: 935211893
--------------------------------------------------------------------------------------------------------------------------
Security: 04351P101
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: ASND
ISIN: US04351P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Chairman of the Meeting Mgmt For For
2. Report on the Company's Activities during Mgmt For For
the Past Year
3. Presentation of Audited Annual Report with Mgmt For For
Auditor's Statement for Approval and
Discharge of the Board of Directors and
Management
4. Resolution on Application of Profits or Mgmt For For
Covering of Losses as per the Adopted
Annual Report
5A. Election of Board Member Class II, with a Mgmt For For
term expiring at the annual general meeting
to be held in 2022: Albert Cha
5B. Election of Board Member Class II, with a Mgmt For For
term expiring at the annual general meeting
to be held in 2022: Birgitte Volck
5C. Election of Board Member Class II, with a Mgmt For For
term expiring at the annual general meeting
to be held in 2022: Lars Holtug
6. Election of State-authorized Public Auditor Mgmt For For
7. Any proposals from the Board of Directors Mgmt For For
and/or Shareholders The Board of Directors
proposes to amend the Articles of
Association by renewing the authorisation
to the Board of Directors to issue up to
nominal 2,000,000 new warrants. The
exercise price of such warrants shall be
determined by the Board of Directors and
shall equal at least to the market price of
the shares at the time of issuance. Please
refer to the Notice for additional
information.
--------------------------------------------------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC. Agenda Number: 935175287
--------------------------------------------------------------------------------------------------------------------------
Security: 054540208
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ACLS
ISIN: US0545402085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tzu-Yin Chiu Mgmt For For
Richard J. Faubert Mgmt For For
R. John Fletcher Mgmt For For
Arthur L. George, Jr. Mgmt For For
Joseph P. Keithley Mgmt For For
John T. Kurtzweil Mgmt For For
Mary G. Puma Mgmt For For
Thomas St. Dennis Mgmt For For
Jorge Titinger Mgmt For For
2. Proposal to approve the 2020 Employee Stock Mgmt For For
Purchase Plan
3. Proposal to ratify independent public Mgmt For For
accounting firm.
4. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BANDWIDTH INC. Agenda Number: 935187561
--------------------------------------------------------------------------------------------------------------------------
Security: 05988J103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BAND
ISIN: US05988J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Morken Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2020.
3. APPROVAL, ON ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION IN 2020.
4. APPROVAL, ON ADVISORY BASIS, OF FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BANK OZK Agenda Number: 935145602
--------------------------------------------------------------------------------------------------------------------------
Security: 06417N103
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: OZK
ISIN: US06417N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas Brown Mgmt For For
1B. Election of Director: Paula Cholmondeley Mgmt For For
1C. Election of Director: Beverly Cole Mgmt For For
1D. Election of Director: Robert East Mgmt For For
1E. Election of Director: Kathleen Franklin Mgmt For For
1F. Election of Director: Catherine B. Mgmt For For
Freedberg
1G. Election of Director: Jeffrey Gearhart Mgmt For For
1H. Election of Director: George Gleason Mgmt For For
1I. Election of Director: Peter Kenny Mgmt For For
1J. Election of Director: William Koefoed, Jr. Mgmt For For
1K. Election of Director: Walter J. Mullen Mgmt For For
1L. Election of Director: Christopher Orndorff Mgmt For For
1M. Election of Director: John Reynolds Mgmt For For
1N. Election of Director: Steven Sadoff Mgmt For For
1O. Election of Director: Ross Whipple Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
BLACK HILLS CORPORATION Agenda Number: 935147175
--------------------------------------------------------------------------------------------------------------------------
Security: 092113109
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: BKH
ISIN: US0921131092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tony A. Jensen Mgmt For For
Kathleen S. McAllister Mgmt For For
Rebecca B. Roberts Mgmt For For
Teresa A. Taylor Mgmt For For
John B. Vering Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as Black Hills
Corporation's independent registered public
accounting firm for 2020.
3. Advisory resolution to approve executive Mgmt For For
compensation
--------------------------------------------------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION Agenda Number: 935207402
--------------------------------------------------------------------------------------------------------------------------
Security: 09627Y109
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: BPMC
ISIN: US09627Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexis Borisy Mgmt For For
Charles A. Rowland, Jr. Mgmt For For
Lonnel Coats Mgmt For For
2. To approve an advisory vote on named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BMC STOCK HOLDINGS, INC. Agenda Number: 935157126
--------------------------------------------------------------------------------------------------------------------------
Security: 05591B109
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: BMCH
ISIN: US05591B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Mark A. Mgmt For For
Alexander
1B. Election of Class I Director: David W. Mgmt For For
Bullock
1C. Election of Class I Director: David L. Mgmt For For
Keltner
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
4. Approval of the Company's 2020 Incentive Mgmt For For
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
BOINGO WIRELESS, INC. Agenda Number: 935191065
--------------------------------------------------------------------------------------------------------------------------
Security: 09739C102
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: WIFI
ISIN: US09739C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lance Rosenzweig Mgmt For For
1B. Election of Director: Mike Finley Mgmt For For
1C. Election of Director: Maury Austin Mgmt For For
1D. Election of Director: Roy Chestnutt Mgmt For For
1E. Election of Director: Michele Choka Mgmt For For
1F. Election of Director: Chuck Davis Mgmt For For
1G. Election of Director: David Hagan Mgmt For For
1H. Election of Director: Terrell Jones Mgmt For For
1I. Election of Director: Kathy Misunas Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation for the year ended
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE COMPANY Agenda Number: 935147896
--------------------------------------------------------------------------------------------------------------------------
Security: 09739D100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: BCC
ISIN: US09739D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Carlile Mgmt For For
1B. Election of Director: Kristopher Matula Mgmt For For
1C. Election of Director: Duane McDougall Mgmt For For
2. Advisory vote on frequency of advisory vote Mgmt 1 Year For
regarding executive compensation.
3. Advisory vote approving the Company's Mgmt For For
executive compensation.
4. To adopt the amendments to the Certificate Mgmt For For
of Incorporation to declassify the board by
2023.
5. To adopt the amendments to the Certificate Mgmt For For
of Incorporation to remove governance
principles no longer applicable.
6. To ratify the appointment of KPMG as the Mgmt For For
Company's external auditors for the year
ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BOOT BARN HOLDINGS, INC. Agenda Number: 935062339
--------------------------------------------------------------------------------------------------------------------------
Security: 099406100
Meeting Type: Annual
Meeting Date: 28-Aug-2019
Ticker: BOOT
ISIN: US0994061002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Bettinelli Mgmt For For
James G. Conroy Mgmt For For
Lisa G. Laube Mgmt For For
Anne MacDonald Mgmt For For
Brenda I. Morris Mgmt For For
Peter Starrett Mgmt For For
Brad Weston Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to named executive officers for fiscal 2019
("say-on-pay").
3. To vote on a non-binding advisory proposal Mgmt 1 Year For
on the frequency of future say-on-pay votes
("say-on-frequency").
4. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent auditor for the fiscal year
ended March 28, 2020.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTSPHERE INVESTMENT GROUP PLC Agenda Number: 935049672
--------------------------------------------------------------------------------------------------------------------------
Security: G1644T109
Meeting Type: Annual
Meeting Date: 02-Jul-2019
Ticker: BSIG
ISIN: GB00BQVC8B38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Scheme (with or without Mgmt For For
modification)
--------------------------------------------------------------------------------------------------------------------------
BRIGHTSPHERE INVESTMENT GROUP PLC Agenda Number: 935050966
--------------------------------------------------------------------------------------------------------------------------
Security: G1644T109
Meeting Type: Special
Meeting Date: 02-Jul-2019
Ticker: BSIG
ISIN: GB00BQVC8B38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Special Resolution: (a) directors of the Mgmt For For
Company be authorised to take all such
action as they may consider necessary or
appropriate for carrying the Scheme into
effect (b) articles of association of
Company be amended on terms described in
Notice of General Meeting set out in Scheme
Circular (c) there be approved (i) adoption
and assumption of sponsorship of Equity
Plans by BrightSphere Investment Group
Inc.; (ii) amendment and restatement of
Equity Plans; (iii) substitution of
BrightSphere Investment Group Inc. for
Company as granting corporation.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTSPHERE INVESTMENT GROUP, INC. Agenda Number: 935072671
--------------------------------------------------------------------------------------------------------------------------
Security: 10948W103
Meeting Type: Annual
Meeting Date: 17-Sep-2019
Ticker: BSIG
ISIN: US10948W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mary Elizabeth Beams Mgmt For For
1.2 Election of Director: Robert J. Chersi Mgmt For For
1.3 Election of Director: Andrew Kim Mgmt For For
1.4 Election of Director: Reginald Love Mgmt For For
1.5 Election of Director: John Paulson Mgmt For For
1.6 Election of Director: Barbara Trebbi Mgmt For For
1.7 Election of Director: Guang Yang Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as BrightSphere's independent registered
public accounting firm.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTSPHERE INVESTMENT GROUP, INC. Agenda Number: 935209660
--------------------------------------------------------------------------------------------------------------------------
Security: 10948W103
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: BSIG
ISIN: US10948W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert J. Chersi Mgmt For For
1.2 Election of Director: Andrew Kim Mgmt For For
1.3 Election of Director: John Paulson Mgmt For For
1.4 Election of Director: Suren Rana Mgmt For For
1.5 Election of Director: Barbara Trebbi Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as BrightSphere's independent registered
public accounting firm.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 935085301
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Daniels Mgmt For For
1B. Election of Director: William L. Jews Mgmt For For
1C. Election of Director: Gregory G. Johnson Mgmt For For
1D. Election of Director: J. Phillip London Mgmt For For
1E. Election of Director: John S. Mengucci Mgmt For For
1F. Election of Director: James L. Pavitt Mgmt For For
1G. Election of Director: Warren R. Phillips Mgmt For For
1H. Election of Director: Debora A. Plunkett Mgmt For For
1I. Election of Director: Charles P. Revoile Mgmt For For
1J. Election of Director: William S. Wallace Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Approval of Amendment of the Company's 2002 Mgmt For For
Employee Stock Purchase Plan.
4. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
CACTUS, INC. Agenda Number: 935189363
--------------------------------------------------------------------------------------------------------------------------
Security: 127203107
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: WHD
ISIN: US1272031071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Bender Mgmt For For
Bruce Rothstein Mgmt For For
Gary Rosenthal Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as auditors.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD. Agenda Number: 935124886
--------------------------------------------------------------------------------------------------------------------------
Security: G20045202
Meeting Type: Special
Meeting Date: 27-Feb-2020
Ticker: CETV
ISIN: BMG200452024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of October 27, 2019, by
and among the Company, TV Bidco B.V.
("Parent"), and TV Bermuda Ltd. ("Merger
Sub"), the statutory merger agreement
required in accordance with Section 105 of
the Companies Act 1981 of Bermuda, as
amended, and the merger of Merger Sub with
and into the Company, with the Company
continuing as the surviving company of such
merger and a wholly- owned subsidiary of
Parent (the "Merger").
2. Approval, on an advisory (non-binding) Mgmt Against Against
basis, of the compensation that may be paid
or become payable to the Company's named
executive officers in connection with the
Merger.
3. Approval of an adjournment of the Special Mgmt For For
General Meeting, if necessary or
appropriate, to a later date or dates, to
solicit additional proxies if there are
insufficient votes to approve proposal 1 at
the time of the Special General Meeting.
--------------------------------------------------------------------------------------------------------------------------
CHEMOCENTRYX INC Agenda Number: 935180682
--------------------------------------------------------------------------------------------------------------------------
Security: 16383L106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CCXI
ISIN: US16383L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Edwards Mgmt For For
1B. Election of Director: Rita I. Jain Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC. Agenda Number: 935148963
--------------------------------------------------------------------------------------------------------------------------
Security: 19239V302
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CCOI
ISIN: US19239V3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dave Schaeffer Mgmt For For
D. Blake Bath Mgmt Withheld Against
Steven D. Brooks Mgmt Withheld Against
Lewis H. Ferguson, III Mgmt For For
Carolyn Katz Mgmt For For
Sheryl Kennedy Mgmt For For
Marc Montagner Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accountants for the fiscal year ending
December 31, 2020.
3. Non-binding advisory vote to approve named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
COHERUS BIOSCIENCES INC Agenda Number: 935175566
--------------------------------------------------------------------------------------------------------------------------
Security: 19249H103
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: CHRS
ISIN: US19249H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis M. Lanfear Mgmt For For
Mats Wahlstrom Mgmt For For
James I. Healy, MD, PhD Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. A non-binding, advisory resolution to Mgmt Against Against
approve the compensation of our named
executive officers (a "Say-on-Pay" vote).
--------------------------------------------------------------------------------------------------------------------------
COLLEGIUM PHARMACEUTICAL, INC. Agenda Number: 935179538
--------------------------------------------------------------------------------------------------------------------------
Security: 19459J104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: COLL
ISIN: US19459J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Joseph Mgmt For For
Ciaffoni
1.2 Election of Class II Director: Michael Mgmt For For
Heffernan, R.Ph.
1.3 Election of Class II Director: Gino Santini Mgmt For For
2. Approval of, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers
3. Approval of a proposed amendment and Mgmt For For
restatement of the Company's Second Amended
and Restated Articles of Incorporation to
declassify the Company's Board of Directors
4. Approval of a proposed amendment and Mgmt For For
restatement of the Company's Second Amended
and Restated Articles of Incorporation to
eliminate the supermajority voting
requirement for amendments to the Company's
Amended and Restated Bylaws
5. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 935178702
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: FIX
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darcy G. Anderson Mgmt For For
Herman E. Bulls Mgmt For For
Alan P. Krusi Mgmt For For
Brian E. Lane Mgmt For For
Pablo G. Mercado Mgmt For For
Franklin Myers Mgmt For For
William J. Sandbrook Mgmt For For
James H. Schultz Mgmt For For
Constance E. Skidmore Mgmt For For
Vance W. Tang Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2020.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP. Agenda Number: 935105735
--------------------------------------------------------------------------------------------------------------------------
Security: 205826209
Meeting Type: Annual
Meeting Date: 03-Dec-2019
Ticker: CMTL
ISIN: US2058262096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Kornberg Mgmt For For
1B. Election of Director: Edwin Kantor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm.
4. Approval of an amendment to our 2000 Stock Mgmt For For
Incentive Plan (the "Plan") to increase the
number of shares of Common Stock under the
Plan.
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC. Agenda Number: 935095782
--------------------------------------------------------------------------------------------------------------------------
Security: 20786W107
Meeting Type: Special
Meeting Date: 09-Dec-2019
Ticker: CNOB
ISIN: US20786W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Agreement and Plan Mgmt For For
of Merger, dated as of August 15, 2019, by
and between ConnectOne Bancorp, Inc. and
Bancorp of New Jersey, Inc. and the
transactions contemplated thereby (the
"ConnectOne merger proposal").
2. Proposal to adjourn the ConnectOne Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to constitute a quorum or
to approve the ConnectOne merger proposal
(the "ConnectOne adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
CONSTRUCTION PARTNERS INC Agenda Number: 935125600
--------------------------------------------------------------------------------------------------------------------------
Security: 21044C107
Meeting Type: Annual
Meeting Date: 06-Mar-2020
Ticker: ROAD
ISIN: US21044C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II director to serve for Mgmt For For
a three-year term expiring at the 2023:
Craig Jennings
1B. Election of Class II director to serve for Mgmt For For
a three-year term expiring at the 2023:
Mark R. Matteson
2. Proposal to ratify the appointment of RSM Mgmt For For
US LLP as the Company's independent
registered public accountants for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 935172306
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stuart W. Booth Mgmt For For
1B. Election of Director: Gary F. Colter Mgmt For For
1C. Election of Director: Rocky Dewbre Mgmt For For
1D. Election of Director: Laura Flanagan Mgmt For For
1E. Election of Director: Robert G. Gross Mgmt For For
1F. Election of Director: Scott E. McPherson Mgmt For For
1G. Election of Director: Diane Randolph Mgmt For For
1H. Election of Director: Harvey L. Tepner Mgmt For For
1I. Election of Director: Randolph I. Thornton Mgmt For For
2. Approval on a non-binding basis of our Mgmt For For
Named Executive Officer compensation as
described in the Proxy Statement
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as Core-Mark's independent
registered public accounting firm to serve
for the fiscal year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE BUILDING BRANDS INC. Agenda Number: 935204141
--------------------------------------------------------------------------------------------------------------------------
Security: 21925D109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: CNR
ISIN: US21925D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director of the Mgmt For For
Company for a three-year term expiring in
2023: Kathleen S. Affeldt
1.2 Election of Class III Director of the Mgmt For For
Company for a three-year term expiring in
2023: George L. Ball
1.3 Election of Class III Director of the Mgmt For For
Company for a three-year term expiring in
2023: Timothy O'Brien
1.4 Election of Class III Director of the Mgmt For For
Company for a three-year term expiring in
2023: Nathan K. Sleeper
2. Provide an Advisory Vote on Executive Mgmt For For
Compensation.
3. Ratification of Grant Thornton LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ended
December 31, 2020.
4. Approval of an amendment to the 2003 Mgmt For For
Long-Term Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CSW INDUSTRIALS, INC. Agenda Number: 935059849
--------------------------------------------------------------------------------------------------------------------------
Security: 126402106
Meeting Type: Annual
Meeting Date: 13-Aug-2019
Ticker: CSWI
ISIN: US1264021064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Armes Mgmt For For
Michael Gambrell Mgmt Withheld Against
Terry Johnston Mgmt For For
Robert Swartz Mgmt For For
Kent Sweezey Mgmt For For
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. The ratification of Grant Thornton LLP to Mgmt For For
serve as independent registered public
accounting firm for the fiscal year ended
March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DECIPHERA PHARMACEUTICALS, INC. Agenda Number: 935190443
--------------------------------------------------------------------------------------------------------------------------
Security: 24344T101
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: DCPH
ISIN: US24344T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia L. Allen Mgmt For For
Edward J. Benz, Jr., MD Mgmt For For
Dennis L. Walsh Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DIGI INTERNATIONAL INC. Agenda Number: 935116106
--------------------------------------------------------------------------------------------------------------------------
Security: 253798102
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: DGII
ISIN: US2537981027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Satbir Khanuja, Ph.D. Mgmt For For
1B. Election of Director: Ronald E. Konezny Mgmt For For
2. Company proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation paid to named executive
officers.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as independent registered
public accounting firm of the company for
the 2020 fiscal year.
4. Company proposal to approve the Digi Mgmt For For
International Inc. 2020 Omnibus Incentive
Plan.
5. Company proposal to approve the Amended and Mgmt For For
Restated Digi International Inc. Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DSP GROUP, INC. Agenda Number: 935204583
--------------------------------------------------------------------------------------------------------------------------
Security: 23332B106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: DSPG
ISIN: US23332B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ofer Elyakim Mgmt For For
Thomas A. Lacey Mgmt For For
Cynthia Paul Mgmt For For
Gabi Seligsohn Mgmt For For
Yair Seroussi Mgmt For For
Norman P. Taffe Mgmt For For
Kenneth H. Traub Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 1993 EMPLOYEE
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER FROM 4,800,000 SHARES
TO 5,300,000 SHARES.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KOST Mgmt For For
FORER GABBAY & KASIERER, A MEMBER OF ERNST
& YOUNG GLOBAL, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2020.
4. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DXP ENTERPRISES, INC. Agenda Number: 935210081
--------------------------------------------------------------------------------------------------------------------------
Security: 233377407
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: DXPE
ISIN: US2333774071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Little Mgmt For For
Joseph R. Mannes Mgmt For For
Timothy P. Halter Mgmt For For
David Patton Mgmt Withheld Against
2. Approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the named executive
officers.
3. Ratify the appointment of Moss Adams LLP as Mgmt For For
the independent registered public
accounting firm for DXP Enterprises, Inc
for the year ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EIGER BIOPHARMACEUTICALS,INC Agenda Number: 935197031
--------------------------------------------------------------------------------------------------------------------------
Security: 28249U105
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: EIGR
ISIN: US28249U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S Glenn MD PhD Mgmt For For
Evan Loh, M.D. Mgmt For For
Amit K. Sachdev, J.D. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of stockholder advisory votes on
executive compensation.
4. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of KPMG
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EMPIRE STATE REALTY TRUST, INC. Agenda Number: 935163256
--------------------------------------------------------------------------------------------------------------------------
Security: 292104106
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: ESRT
ISIN: US2921041065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony E. Malkin Mgmt For For
William H. Berkman Mgmt For For
Leslie D. Biddle Mgmt For For
Thomas J. DeRosa Mgmt For For
Steven J. Gilbert Mgmt For For
S. Michael Giliberto Mgmt For For
Patricia S. Han Mgmt For For
James D. Robinson IV Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, whether future non-binding advisory
votes on named executive officer
compensation should occur every one, two or
three years.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ENCORE WIRE CORPORATION Agenda Number: 935159485
--------------------------------------------------------------------------------------------------------------------------
Security: 292562105
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: WIRE
ISIN: US2925621052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory J. Fisher Mgmt For For
Daniel L. Jones Mgmt For For
Gina A. Norris Mgmt For For
William R. Thomas Mgmt For For
Scott D. Weaver Mgmt For For
John H. Wilson Mgmt For For
2. BOARD PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2020.
4. BOARD PROPOSAL TO APPROVE THE ENCORE WIRE Mgmt For For
CORPORATION 2020 LONG TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EPIZYME, INC. Agenda Number: 935186468
--------------------------------------------------------------------------------------------------------------------------
Security: 29428V104
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: EPZM
ISIN: US29428V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew R. Allen, MD PhD Mgmt Withheld Against
Kenneth Bate Mgmt Withheld Against
Robert B. Bazemore, Jr. Mgmt For For
Victoria Richon, Ph.D. Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Approval of an amendment to our Restated Mgmt For For
Certificate of Incorporation to increase
the number of authorized shares of common
stock from 125,000,000 to 150,000,000.
--------------------------------------------------------------------------------------------------------------------------
EVERQUOTE, INC. Agenda Number: 935200496
--------------------------------------------------------------------------------------------------------------------------
Security: 30041R108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: EVER
ISIN: US30041R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Blundin Mgmt For For
Sanju Bansal Mgmt For For
Seth Birnbaum Mgmt For For
Paul Deninger Mgmt For For
John Lunny Mgmt For For
George Neble Mgmt For For
John Shields Mgmt For For
Mira Wilczek Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EXPONENT, INC. Agenda Number: 935173221
--------------------------------------------------------------------------------------------------------------------------
Security: 30214U102
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: EXPO
ISIN: US30214U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Catherine Ford Mgmt For For
Corrigan
1.2 Election of Director: Paul R. Johnston Mgmt For For
1.3 Election of Director: Carol Lindstrom Mgmt For For
1.4 Election of Director: Karen A. Richardson Mgmt For For
1.5 Election of Director: John B. Shoven Mgmt For For
1.6 Election of Director: Debra L. Zumwalt Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm for the Company for the fiscal year
ending January 1, 2021.
3. To approve, on an advisory basis, the Mgmt For For
fiscal 2019 compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FABRINET Agenda Number: 935093980
--------------------------------------------------------------------------------------------------------------------------
Security: G3323L100
Meeting Type: Annual
Meeting Date: 12-Dec-2019
Ticker: FN
ISIN: KYG3323L1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Homa Bahrami Mgmt For For
Gregory P. Dougherty Mgmt For For
Rollance E. Olson Mgmt For For
2. Approval of the Fabrinet 2020 Equity Mgmt For For
Incentive Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers ABAS Ltd. as
Fabrinet's independent registered public
accounting firm for the fiscal year ending
June 26, 2020.
4. Approval, on an advisory basis, of the Mgmt For For
compensation paid to Fabrinet's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION Agenda Number: 935137201
--------------------------------------------------------------------------------------------------------------------------
Security: 313855108
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: FSS
ISIN: US3138551086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugene J. Lowe, III Mgmt For For
Dennis J. Martin Mgmt For For
Patrick E. Miller Mgmt Withheld Against
Richard R. Mudge Mgmt For For
William F. Owens Mgmt For For
Brenda L. Reichelderfer Mgmt For For
Jennifer L. Sherman Mgmt For For
John L. Workman Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Federal Signal Corporation's
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V328
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FXFXX
ISIN: US31846V3289
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST BANCORP Agenda Number: 935174374
--------------------------------------------------------------------------------------------------------------------------
Security: 318672706
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: FBP
ISIN: PR3186727065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Juan Acosta Reboyras Mgmt For For
1B. Election of Director: Aurelio AlemAn Mgmt For For
1C. Election of Director: Luz A. Crespo Mgmt For For
1D. Election of Director: Tracey Dedrick Mgmt For For
1E. Election of Director: Daniel E. Frye Mgmt For For
1F. Election of Director: Robert T. Gormley Mgmt For For
1G. Election of Director: John A. Heffern Mgmt For For
1H. Election of Director: Roberto R. Herencia Mgmt For For
1I. Election of Director: Jose Menendez-Cortada Mgmt For For
2. To approve on a non-binding basis the 2019 Mgmt For For
compensation of First BanCorp's named
executive officers.
3. To ratify the appointment of Crowe LLP as Mgmt For For
our independent registered public
accounting firm for our 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 935205256
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel D. Anderson Mgmt For For
1B. Election of Director: Kathleen S. Barclay Mgmt For For
1C. Election of Director: Thomas M. Ryan Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the current fiscal year
ending January 30, 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
the Company's Named Executive Officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
FORWARD AIR CORPORATION Agenda Number: 935155045
--------------------------------------------------------------------------------------------------------------------------
Security: 349853101
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: FWRD
ISIN: US3498531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald W. Allen Mgmt For For
Ana B. Amicarella Mgmt For For
Valerie A. Bonebrake Mgmt For For
C. Robert Campbell Mgmt For For
R. Craig Carlock Mgmt For For
C. John Langley, Jr. Mgmt For For
G. Michael Lynch Mgmt For For
Thomas Schmitt Mgmt For For
Laurie A. Tucker Mgmt For For
W. Gilbert West Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers (the "say on pay vote").
--------------------------------------------------------------------------------------------------------------------------
FOUR CORNERS PROPERTY TRUST, INC. Agenda Number: 935198918
--------------------------------------------------------------------------------------------------------------------------
Security: 35086T109
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: FCPT
ISIN: US35086T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Lenehan Mgmt For For
1B. Election of Director: Douglas B. Hansen Mgmt For For
1C. Election of Director: John S. Moody Mgmt For For
1D. Election of Director: Marran H. Ogilvie Mgmt For For
1E. Election of Director: Paul E. Szurek Mgmt For For
1F. Election of Director: Charles L. Jemley Mgmt For For
1G. Election of Director: Eric S. Hirschhorn Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC. Agenda Number: 935145981
--------------------------------------------------------------------------------------------------------------------------
Security: G36738105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FDP
ISIN: KYG367381053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of director for a three-year term Mgmt For For
expiring at the 2023 Annual General Meeting
of Shareholders: Michael J. Berthelot
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
January 1, 2021.
3. Approve, by non-binding advisory vote the Mgmt For For
compensation of our named executive
officers in 2019.
--------------------------------------------------------------------------------------------------------------------------
FRESHPET, INC. Agenda Number: 935070069
--------------------------------------------------------------------------------------------------------------------------
Security: 358039105
Meeting Type: Annual
Meeting Date: 26-Sep-2019
Ticker: FRPT
ISIN: US3580391056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. David Basto Mgmt For For
Lawrence S. Coben Mgmt For For
Walter N. George III Mgmt For For
Craig D. Steeneck Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC. Agenda Number: 935174413
--------------------------------------------------------------------------------------------------------------------------
Security: 374689107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ROCK
ISIN: US3746891072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark G. Barberio Mgmt For For
1B. Election of Director: William T. Bosway Mgmt For For
1C. Election of Director: Sharon M. Brady Mgmt For For
1D. Election of Director: Craig A. Hindman Mgmt For For
1E. Election of Director: Vinod M. Khilnani Mgmt For For
1F. Election of Director: Linda K. Myers Mgmt For For
1G. Election of Director: William P. Montague Mgmt For For
1H. Election of Director: James B. Nish Mgmt For For
1I. Election of Director: Atlee Valentine Pope Mgmt For For
2. Advisory approval on the company's Mgmt For For
executive compensation (Say- On-Pay).
3. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
GLOBANT S.A. Agenda Number: 935144826
--------------------------------------------------------------------------------------------------------------------------
Security: L44385109
Meeting Type: Annual
Meeting Date: 03-Apr-2020
Ticker: GLOB
ISIN: LU0974299876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A2 Approval of the consolidated accounts of Mgmt For For
the Company prepared under EU IFRS and IFRS
as of and for the financial year ended
December 31, 2019.
A3 Approval of the Company's annual accounts Mgmt For For
under LUX GAAP as of and for the financial
year ended December 31, 2019.
A4 Allocation of results for the financial Mgmt For For
year ended December 31, 2019.
A5 Vote on discharge (quitus) of the members Mgmt For For
of the Board of Directors for the proper
exercise of their mandate during the
financial year ended December 31, 2019.
A6 Approval of the cash and share based Mgmt For For
compensation payable to the non-executive
members of the Board of Directors for the
financial year ending on December 31, 2020.
A7 Appointment of PricewaterhouseCoopers, Mgmt For For
societe cooperative as independent auditor
for the annual accounts and the EU IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2020.
A8 Appointment of Price Waterhouse & Co. Mgmt For For
S.R.L. as independent auditor for the IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2020.
A9 Re-appointment of Mr. Martin Gonzalo Umaran Mgmt For For
as member of the Board of Directors for a
term ending on the date of the Annual
General Meeting of Shareholders of the
Company to be held in 2023.
A10 Re-appointment of Mr. Guibert Andres Mgmt For For
Englebienne as member of the Board of
Directors for a term ending on the date of
the Annual General Meeting of Shareholders
of the Company to be held in 2023.
A11 Re-appointment of Mrs. Linda Rottenberg as Mgmt For For
member of the Board of Directors for a term
ending on the date of the Annual General
Meeting of Shareholders of the Company to
be held in 2023.
E1 The approval of the increase in the Mgmt For For
authorized capital of the Company and
subsequent amendment to the articles of
association.
E2 The approval of the amendment to article Mgmt Against Against
10.2 of the articles of association of the
Company and subsequent amendment to the
articles of association.
E3 The approval of the amendment to article Mgmt For For
10.8 of the articles of association of the
Company and subsequent amendment to the
articles of association.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935186064
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Demski Mgmt For For
1B. Election of Director: Robert Douglas Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020
3. To approve, in an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers (the Say-on-Pay Vote).
--------------------------------------------------------------------------------------------------------------------------
GMS INC Agenda Number: 935079649
--------------------------------------------------------------------------------------------------------------------------
Security: 36251C103
Meeting Type: Annual
Meeting Date: 30-Oct-2019
Ticker: GMS
ISIN: US36251C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian R. Hoesterey Mgmt For For
1B. Election of Director: Teri P. McClure Mgmt For For
1C. Election of Director: Richard K. Mueller Mgmt For For
1D. Election of Director: J. Louis Sharpe Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
accounting firm for the fiscal year ending
April 30, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
H&E EQUIPMENT SERVICES, INC. Agenda Number: 935157758
--------------------------------------------------------------------------------------------------------------------------
Security: 404030108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: HEES
ISIN: US4040301081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Engquist Mgmt For For
Bradley W. Barber Mgmt For For
Paul N. Arnold Mgmt For For
Gary W. Bagley Mgmt For For
Bruce C. Bruckmann Mgmt For For
Patrick L. Edsell Mgmt For For
Thomas J. Galligan III Mgmt For For
Lawrence C. Karlson Mgmt Withheld Against
John T. Sawyer Mgmt For For
Mary P. Thompson Mgmt For For
2. Ratification of appointment of BDO USA, LLP Mgmt For For
as independent registered public accounting
firm for the year ending December 31, 2020.
3. Advisory vote on Named Executive Officer Mgmt For For
compensation as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC. Agenda Number: 935144446
--------------------------------------------------------------------------------------------------------------------------
Security: 40637H109
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: HALO
ISIN: US40637H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernadette Connaughton Mgmt For For
Kenneth J. Kelley Mgmt For For
Matthew L. Posard Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935193122
--------------------------------------------------------------------------------------------------------------------------
Security: 41068X100
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: HASI
ISIN: US41068X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Eckel Mgmt For For
Teresa M. Brenner Mgmt For For
Michael T. Eckhart Mgmt For For
Simone F. Lagomarsino Mgmt For For
Charles M. O'Neil Mgmt For For
Richard J. Osborne Mgmt For For
Steven G. Osgood Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. The advisory approval of the compensation Mgmt For For
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in this proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HARMONIC INC. Agenda Number: 935197586
--------------------------------------------------------------------------------------------------------------------------
Security: 413160102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: HLIT
ISIN: US4131601027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick J. Harshman Mgmt For For
Patrick Gallagher Mgmt For For
Deborah L. Clifford Mgmt For For
David Krall Mgmt For For
Mitzi Reaugh Mgmt For For
Susan G. Swenson Mgmt For For
Nikos Theodosopoulos Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers.
3. To approve an amendment to the 2002 Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares of common stock
reserved for issuance thereunder by
1,000,000 shares.
4. To approve an amendment to the 1995 Stock Mgmt Against Against
Plan to increase the number of shares of
common stock reserved for issuance
thereunder by 4,000,000 shares.
5. To ratify the appointment of Armanino LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HERMAN MILLER, INC. Agenda Number: 935074815
--------------------------------------------------------------------------------------------------------------------------
Security: 600544100
Meeting Type: Annual
Meeting Date: 14-Oct-2019
Ticker: MLHR
ISIN: US6005441000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lisa A. Kro Mgmt For For
Michael C. Smith Mgmt For For
Michael A. Volkema Mgmt For For
2. Proposal to ratify the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm.
3. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HILTON GRAND VACATIONS INC. Agenda Number: 935151807
--------------------------------------------------------------------------------------------------------------------------
Security: 43283X105
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: HGV
ISIN: US43283X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Wang Mgmt For For
Leonard A. Potter Mgmt For For
Brenda J. Bacon Mgmt For For
David W. Johnson Mgmt For For
Mark H. Lazarus Mgmt For For
Pamela H. Patsley Mgmt For For
Paul W. Whetsell Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors of the Company for
the 2020 fiscal year.
3. Approve by non-binding vote the Mgmt For For
compensation paid to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
HNI CORPORATION Agenda Number: 935152277
--------------------------------------------------------------------------------------------------------------------------
Security: 404251100
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: HNI
ISIN: US4042511000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Miguel Calado Mgmt For For
1B. Election of Director: Cheryl Francis Mgmt For For
1C. Election of Director: John Hartnett Mgmt For For
1D. Election of Director: Dhanusha Sivajee Mgmt For For
2. Ratify the Audit Committee's selection of Mgmt For For
KPMG LLP as the Corporation's independent
registered public accounting firm for
fiscal year ending January 2, 2021.
3. Advisory vote to approve Named Executive Mgmt For For
Officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HUB GROUP, INC. Agenda Number: 935156631
--------------------------------------------------------------------------------------------------------------------------
Security: 443320106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: HUBG
ISIN: US4433201062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David P. Yeager Mgmt For For
Mary H. Boosalis Mgmt For For
James C. Kenny Mgmt For For
Peter B. McNitt Mgmt For For
Charles R. Reaves Mgmt For For
Martin P. Slark Mgmt For For
Jonathan P. Ward Mgmt For For
Jenell R. Ross Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Hub Group's independent
registered accounting firm.
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 935154675
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Special
Meeting Date: 24-Apr-2020
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of November 3, 2019 (as
amended from time to time, the "merger
agreement"), by and between First Horizon
National Corporation and IBERIABANK
Corporation ("IBKC") (the "IBKC merger
proposal").
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the merger r related compensation
payments that will or may be paid by IBKC
to its named executive officers in
connection with the merger
3. To adjourn the IBKC Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes to approve the IBKC merger proposal
or to ensure that any supplement or
amendment to the accompanying Joint Proxy
Statement/Prospectus is timely provided to
holders of IBKC common stock.
--------------------------------------------------------------------------------------------------------------------------
IMPINJ, INC. Agenda Number: 935209127
--------------------------------------------------------------------------------------------------------------------------
Security: 453204109
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: PI
ISIN: US4532041096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: CHRIS DIORIO Mgmt For For
1B. Election of Director: GREGORY SESSLER Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To amend our certificate of incorporation Mgmt For For
to declassify the board of directors over a
three-year period beginning at the 2021
annual meeting of stockholders and make
other ministerial corrections.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL LOGISTICS PROPERTY Agenda Number: 935190823
--------------------------------------------------------------------------------------------------------------------------
Security: 456237106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: ILPT
ISIN: US4562371066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Bruce M. Gans (for Mgmt Abstain Against
Independent Trustee in Class II)
1B. Election of Trustee: Adam D. Portnoy (for Mgmt For For
Managing Trustee in Class II)
2. Approval of an amendment to the Company's Mgmt For For
Declaration of Trust to provide for the
annual election of all Trustees.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes to approve executive
compensation.
5. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors to serve
for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
INNOSPEC INC. Agenda Number: 935149612
--------------------------------------------------------------------------------------------------------------------------
Security: 45768S105
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: IOSP
ISIN: US45768S1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joachim Roeser Mgmt Withheld Against
Claudia Poccia Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
3. Ratification of the appointment of Innospec Mgmt For For
Inc.'s independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935186292
--------------------------------------------------------------------------------------------------------------------------
Security: 45781V101
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: IIPR
ISIN: US45781V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Gold Mgmt For For
Gary Kreitzer Mgmt For For
Mary Curran Mgmt For For
Scott Shoemaker Mgmt Withheld Against
Paul Smithers Mgmt For For
David Stecher Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. Approval of an amendment to the Company's Mgmt For For
charter to provide stockholders the ability
to alter, amend or repeal the Company's
bylaws and adopt new bylaws.
4. Approval on a non-binding advisory basis of Mgmt For For
the compensation of the Company's named
executive officers.
5. To recommend, by non-binding advisory vote, Mgmt 1 Year Against
the frequency of stockholder non-binding
advisory votes relating to the Company's
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
INSPERITY, INC. Agenda Number: 935197170
--------------------------------------------------------------------------------------------------------------------------
Security: 45778Q107
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NSP
ISIN: US45778Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Timothy T. Mgmt For For
Clifford
1.2 Election of Class I Director: Ellen H. Mgmt For For
Masterson
1.3 Election of Class I Director: Latha Mgmt For For
Ramchand
2. Advisory vote to approve the Company's Mgmt For For
executive compensation ("say on pay")
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION Agenda Number: 935188183
--------------------------------------------------------------------------------------------------------------------------
Security: 45826H109
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ITGR
ISIN: US45826H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela G. Bailey Mgmt For For
Joseph W. Dziedzic Mgmt For For
James F. Hinrichs Mgmt For For
Jean Hobby Mgmt For For
M. Craig Maxwell Mgmt For For
Filippo Passerini Mgmt For For
Bill R. Sanford Mgmt For For
Donald J. Spence Mgmt For For
William B. Summers, Jr. Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR INTEGER HOLDINGS
CORPORATION FOR FISCAL YEAR 2020.
3. APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF INTEGER HOLDINGS
CORPORATION NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INTER PARFUMS, INC. Agenda Number: 935065397
--------------------------------------------------------------------------------------------------------------------------
Security: 458334109
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: IPAR
ISIN: US4583341098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean Madar Mgmt For For
Philippe Benacin Mgmt For For
Russell Greenberg Mgmt Withheld Against
Philippe Santi Mgmt Withheld Against
Francois Heilbronn Mgmt Withheld Against
Robert Bensoussan Mgmt For For
Patrick Choel Mgmt For For
Michel Dyens Mgmt For For
Veronique Gabai-Pinsky Mgmt For For
Gilbert Harrison Mgmt For For
2. To vote for the advisory resolution to Mgmt For For
approve executive compensation
3. To approve the adoption of an amendment to Mgmt For For
our 2016 Option Plan to increase the number
of shares issuable upon exercise of the
options to be granted solely to nonemployee
directors annually from 1,000 shares to
1,500 shares commencing on February 1, 2020
and continuing on each February 1
thereafter.
--------------------------------------------------------------------------------------------------------------------------
INTERFACE, INC. Agenda Number: 935165589
--------------------------------------------------------------------------------------------------------------------------
Security: 458665304
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: TILE
ISIN: US4586653044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Burke Mgmt For For
Dwight Gibson Mgmt For For
Daniel T. Hendrix Mgmt For For
Christopher G. Kennedy Mgmt For For
Joseph Keough Mgmt For For
Catherine M. Kilbane Mgmt For For
K. David Kohler Mgmt For For
Sheryl D. Palmer Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Approval of adoption of Interface, Inc. Mgmt For For
2020 Omnibus Stock Incentive Plan.
4. Ratification of the appointment of BDO USA, Mgmt For For
LLP as independent auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION Agenda Number: 935188599
--------------------------------------------------------------------------------------------------------------------------
Security: 459044103
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: IBOC
ISIN: US4590441030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: J. De Anda Mgmt For For
1.2 Election of Director: I. Greenblum Mgmt Against Against
1.3 Election of Director: D. B. Howland Mgmt For For
1.4 Election of Director: R. Miles Mgmt For For
1.5 Election of Director: D. E. Nixon Mgmt For For
1.6 Election of Director: L.A. Norton Mgmt For For
1.7 Election of Director: R.R. Resendez Mgmt For For
1.8 Election of Director: A. R. Sanchez, Jr. Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF RSM Mgmt For For
US LLP, as the independent auditors of the
Company for the fiscal year ending December
31, 2020.
3. PROPOSAL TO CONSIDER AND VOTE ON a Mgmt For For
non-binding advisory resolution to approve
the compensation of the Company's named
executives as described in the Compensation
Discussion and Analysis and the tabular
disclosure regarding named executive
officer compensation in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL SEAWAYS INC Agenda Number: 935203012
--------------------------------------------------------------------------------------------------------------------------
Security: Y41053102
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: INSW
ISIN: MHY410531021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Doug Wheat Mgmt For For
Timothy J. Bernlohr Mgmt For For
Ian T. Blackley Mgmt For For
Randee E. Day Mgmt For For
David I. Greenberg Mgmt For For
Joseph I. Kronsberg Mgmt Withheld Against
Ty E. Wallach Mgmt For For
Gregory A. Wright Mgmt For For
Lois K. Zabrocky Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year 2020.
3. Approval by an advisory vote of the Mgmt For For
compensation paid to the Named Executive
Officers of the Company for 2019 as
described in the Company's Proxy Statement.
4. Ratification and approval of the Mgmt For For
International Seaways, Inc. 2020
Non-Employee Director Incentive
Compensation Plan.
5. Ratification and approval of the Mgmt For For
International Seaways, Inc. 2020 Management
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935203872
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil Mgmt Withheld Against
Maria Fardis, PhD, MBA Mgmt For For
Athena Countouriotis MD Mgmt Withheld Against
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt Withheld Against
Wayne P. Rothbaum Mgmt For For
Michael Weiser, MD, PhD Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers
3. To approve, by non-binding advisory vote, Mgmt For For
the frequency of future votes on the
compensation of our named executive
officers
4. To approve an amendment to our 2018 Equity Mgmt For For
Incentive Plan to increase the number of
shares of common stock authorized for
issuance thereunder from 6,000,000 shares
to 14,000,000 shares
5. To approve our 2020 Employee Stock Purchase Mgmt For For
Plan
6. To ratify the appointment of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
IRADIMED CORPORATION Agenda Number: 935215384
--------------------------------------------------------------------------------------------------------------------------
Security: 46266A109
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: IRMD
ISIN: US46266A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Susi Mgmt For For
Leslie McDonnell Mgmt Withheld Against
James Hawkins Mgmt For For
Monty Allen Mgmt For For
Anthony Vuoto Mgmt For For
2. Approve the reappointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2020.
3. Approve of the Amended and Restated 2014 Mgmt Against Against
Equity Incentive Plan.
4. Approve of the non-binding advisory Mgmt For For
resolution on named executive officer
compensation.
5. Vote, on a non-binding advisory basis, on Mgmt 1 Year For
the frequency of future stockholder
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
KALVISTA PHARMACEUTICALS INC Agenda Number: 935074079
--------------------------------------------------------------------------------------------------------------------------
Security: 483497103
Meeting Type: Annual
Meeting Date: 02-Oct-2019
Ticker: KALV
ISIN: US4834971032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. Andrew Crockett Mgmt For For
Brian J.G. Pereira, MD Mgmt For For
2. The ratification of the selection, by the Mgmt For For
audit committee of our board, of Deloitte &
Touche LLP as our independent registered
public accounting firm for the year ending
April 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
KEMET CORPORATION Agenda Number: 935053633
--------------------------------------------------------------------------------------------------------------------------
Security: 488360207
Meeting Type: Annual
Meeting Date: 31-Jul-2019
Ticker: KEM
ISIN: US4883602074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jacob T. Kotzubei Mgmt For For
1.2 Election of Director: Robert G. Paul Mgmt For For
1.3 Election of Director: Yasuko Matsumoto Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending March 31,
2020.
3. Advisory approval of the compensation paid Mgmt For For
to the Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
KNOLL, INC. Agenda Number: 935152823
--------------------------------------------------------------------------------------------------------------------------
Security: 498904200
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: KNL
ISIN: US4989042001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew B. Cogan Mgmt For For
Stephen F. Fisher Mgmt For For
Sarah E. Nash Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's 2019 executive compensation.
--------------------------------------------------------------------------------------------------------------------------
KORN FERRY Agenda Number: 935072001
--------------------------------------------------------------------------------------------------------------------------
Security: 500643200
Meeting Type: Annual
Meeting Date: 03-Oct-2019
Ticker: KFY
ISIN: US5006432000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Doyle N. Beneby Mgmt For For
1B Election of Director: Gary D. Burnison Mgmt For For
1C Election of Director: Christina A. Gold Mgmt For For
1D Election of Director: Len J. Lauer Mgmt For For
1E Election of Director: Jerry P. Leamon Mgmt For For
1F Election of Director: Angel R. Martinez Mgmt For For
1G Election of Director: Debra J. Perry Mgmt For For
1H Election of Director: Lori J. Robinson Mgmt For For
2 Advisory (non-binding) resolution to Mgmt For For
approve the Company's executive
compensation.
3 Approval of the Fourth Amended & Restated Mgmt For For
2008 Stock Incentive Plan.
4 Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
Company's 2020 fiscal year.
5 Stockholder proposal requesting amendments Shr For Against
to allow holders of 10% of outstanding
shares to call special stockholder
meetings, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
KURA ONCOLOGY, INC. Agenda Number: 935209711
--------------------------------------------------------------------------------------------------------------------------
Security: 50127T109
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: KURA
ISIN: US50127T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven H. Stein, M.D. Mgmt For For
Mary T. Szela Mgmt For For
Diane Parks Mgmt For For
2. To ratify selection of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers ("Say-On-Pay") during the year
ended December 31, 2019.
4. Indication, on an advisory basis, of the Mgmt 1 Year For
preferred frequency of holding future
Say-on-Pay votes on the compensation of our
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
LANDEC CORPORATION Agenda Number: 935077936
--------------------------------------------------------------------------------------------------------------------------
Security: 514766104
Meeting Type: Annual
Meeting Date: 16-Oct-2019
Ticker: LNDC
ISIN: US5147661046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert D. Bolles Mgmt For For
Deborah Carosella Mgmt For For
Tonia Pankopf Mgmt For For
Craig A. Barbarosh Mgmt For For
Charles Macaluso Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending May 31, 2020.
3. Approval of the 2019 Stock Incentive Plan. Mgmt For For
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
LCI INDUSTRIES Agenda Number: 935174045
--------------------------------------------------------------------------------------------------------------------------
Security: 50189K103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LCII
ISIN: US50189K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James F. Gero Mgmt For For
1B. Election of Director: Frank J. Crespo Mgmt For For
1C. Election of Director: Brendan J. Deely Mgmt For For
1D. Election of Director: Ronald J. Fenech Mgmt For For
1E. Election of Director: Tracy D. Graham Mgmt For For
1F. Election of Director: Virginia L. Henkels Mgmt For For
1G. Election of Director: Jason D. Lippert Mgmt For For
1H. Election of Director: Kieran M. O'Sullivan Mgmt For For
1I. Election of Director: David A. Reed Mgmt For For
1J. Election of Director: John A. Sirpilla Mgmt For For
2. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
independent auditor for the Company for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LIFE STORAGE, INC. Agenda Number: 935185719
--------------------------------------------------------------------------------------------------------------------------
Security: 53223X107
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: LSI
ISIN: US53223X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark G. Barberio Mgmt For For
Joseph V. Saffire Mgmt For For
Charles E. Lannon Mgmt For For
Stephen R. Rusmisel Mgmt For For
Arthur L. Havener, Jr. Mgmt For For
Dana Hamilton Mgmt For For
Edward J. Pettinella Mgmt For For
David L. Rogers Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the Company for
the fiscal year ending December 31, 2020.
3. Proposal to adopt the Company's 2020 Mgmt For For
Outside Directors' Stock Award Plan.
4. Proposal to approve the compensation of the Mgmt For For
Company's executive officers.
--------------------------------------------------------------------------------------------------------------------------
LIMELIGHT NETWORKS, INC. Agenda Number: 935192512
--------------------------------------------------------------------------------------------------------------------------
Security: 53261M104
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: LLNW
ISIN: US53261M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter D. Amaral Mgmt For For
Scott Genereux Mgmt For For
Patricia Hadden Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote for and approve, on a non-binding, Mgmt Against Against
advisory basis, the compensation of the
named executive officers of the Company.
--------------------------------------------------------------------------------------------------------------------------
LITHIA MOTORS, INC. Agenda Number: 935137768
--------------------------------------------------------------------------------------------------------------------------
Security: 536797103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LAD
ISIN: US5367971034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sidney B. DeBoer Mgmt For For
1.2 Election of Director: Bryan B. DeBoer Mgmt For For
1.3 Election of Director: Susan O. Cain Mgmt For For
1.4 Election of Director: Shauna F. McIntyre Mgmt For For
1.5 Election of Director: Louis P. Miramontes Mgmt For For
1.6 Election of Director: Kenneth E. Roberts Mgmt For For
1.7 Election of Director: David J. Robino Mgmt For For
2. Approval by advisory vote, of the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of Appointment of KPMG LLP as Mgmt For For
our Independent Registered Public
Accounting Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
LIVEPERSON, INC. Agenda Number: 935202591
--------------------------------------------------------------------------------------------------------------------------
Security: 538146101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: LPSN
ISIN: US5381461012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve Mgmt For For
until the 2023 Annual Meeting of
Stockholders: Peter Block
1B. Election of Class II Director to serve Mgmt For For
until the 2023 Annual Meeting of
Stockholders: Fred Mossler
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers
4. Approval of the proposed amendments to the Mgmt Against Against
2019 Stock Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION Agenda Number: 935174350
--------------------------------------------------------------------------------------------------------------------------
Security: 546347105
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: LPX
ISIN: US5463471053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Kurt M. Mgmt For For
Landgraf
1B. Election of Class II Director: Stephen E. Mgmt For For
Macadam
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as LP's independent auditor for
2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
LUMINEX CORPORATION Agenda Number: 935166757
--------------------------------------------------------------------------------------------------------------------------
Security: 55027E102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LMNX
ISIN: US55027E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen L. Eck, M.D., Mgmt For For
Ph.D.
1B. Election of Director: Ken Samet Mgmt For For
1C. Election of Director: Jim D. Kever Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
M/I HOMES, INC. Agenda Number: 935180783
--------------------------------------------------------------------------------------------------------------------------
Security: 55305B101
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: MHO
ISIN: US55305B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Phillip G. Creek Mgmt Withheld Against
Nancy J. Kramer Mgmt For For
Norman L. Traeger Mgmt For For
2. A non-binding, advisory resolution to Mgmt For For
approve the compensation of the named
executive officers of M/I Homes, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as M/I Homes, Inc.'s independent
registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MAGNACHIP SEMICONDUCTOR CORP Agenda Number: 935210978
--------------------------------------------------------------------------------------------------------------------------
Security: 55933J203
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: MX
ISIN: US55933J2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Melvin L. Keating Mgmt For For
Young-Joon Kim Mgmt For For
IIbok Lee Mgmt For For
Camillo Martino Mgmt For For
Gary Tanner Mgmt For For
Nader Tavakoli Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers for 2019.
3. Ratification of the Board's election of Mgmt For For
Samil PricewaterhouseCoopers as our
independent registered public accounting
firm for 2020.
4. Approval of the MagnaChip Semiconductor Mgmt For For
Corporation 2020 Equity and Incentive
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MALIBU BOATS, INC. Agenda Number: 935084032
--------------------------------------------------------------------------------------------------------------------------
Security: 56117J100
Meeting Type: Annual
Meeting Date: 06-Nov-2019
Ticker: MBUU
ISIN: US56117J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael K. Hooks Mgmt For For
Jack D. Springer Mgmt For For
John E. Stokely Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2020.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of the Company's named
executive officers.
4. Approval, on a non-binding advisory basis, Mgmt 1 Year For
of the frequency of future advisory votes
on the Company's named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda Number: 935156857
--------------------------------------------------------------------------------------------------------------------------
Security: 562750109
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: MANH
ISIN: US5627501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eddie Capel Mgmt For For
1B. Election of Director: Charles E. Moran Mgmt For For
2. Nonbinding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. Proposal to approve the Manhattan Mgmt For For
Associates, Inc. 2020 Equity Incentive
Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP. Agenda Number: 935189399
--------------------------------------------------------------------------------------------------------------------------
Security: 564563104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MANT
ISIN: US5645631046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George J. Pedersen Mgmt For For
Richard L. Armitage Mgmt For For
Mary K. Bush Mgmt For For
Barry G. Campbell Mgmt For For
Richard J. Kerr Mgmt For For
Peter B. LaMontagne Mgmt For For
Kenneth A. Minihan Mgmt For For
Kevin M. Phillips Mgmt For For
2. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD. Agenda Number: 935147339
--------------------------------------------------------------------------------------------------------------------------
Security: 573075108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: MRTN
ISIN: US5730751089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randolph L. Marten Mgmt For For
Larry B. Hagness Mgmt For For
Thomas J. Winkel Mgmt For For
Jerry M. Bauer Mgmt For For
Robert L. Demorest Mgmt For For
Ronald R. Booth Mgmt For For
Kathleen P. Iverson Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Proposal to confirm the selection of Grant Mgmt For For
Thornton LLP as independent public
accountants of the company for the fiscal
year ending December 31, 2020.
4. To transact other business if properly Mgmt Against Against
brought before the Annual Meeting or any
adjournment thereof.
--------------------------------------------------------------------------------------------------------------------------
MATRIX SERVICE COMPANY Agenda Number: 935087785
--------------------------------------------------------------------------------------------------------------------------
Security: 576853105
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: MTRX
ISIN: US5768531056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Martha Z. Carnes Mgmt For For
1.2 Election of director: John D. Chandler Mgmt For For
1.3 Election of Director: John W. Gibson Mgmt For For
1.4 Election of Director: John R. Hewitt Mgmt For For
1.5 Election of Director: Liane K. Hinrichs Mgmt For For
1.6 Election of Director: James H. Miller Mgmt Against Against
1.7 Election of Director: Jim W. Mogg Mgmt For For
2. To ratify the engagement of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
3. Advisory vote on named executive officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
MCGRATH RENTCORP Agenda Number: 935210675
--------------------------------------------------------------------------------------------------------------------------
Security: 580589109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: MGRC
ISIN: US5805891091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberly A. Box Mgmt For For
William J. Dawson Mgmt For For
Elizabeth A. Fetter Mgmt For For
Joseph F. Hanna Mgmt For For
Bradley M. Shuster Mgmt For For
M. Richard Smith Mgmt For For
Dennis P. Stradford Mgmt For For
Ronald H. Zech Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the independent auditors for the
Company for the year ending December 31,
2020.
3. To hold non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC. Agenda Number: 935163472
--------------------------------------------------------------------------------------------------------------------------
Security: 552690109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: MDU
ISIN: US5526901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Everist Mgmt For For
1B. Election of Director: Karen B. Fagg Mgmt For For
1C. Election of Director: David L. Goodin Mgmt For For
1D. Election of Director: Mark A. Hellerstein Mgmt For For
1E. Election of Director: Dennis W. Johnson Mgmt For For
1F. Election of Director: Patricia L. Moss Mgmt For For
1G. Election of Director: Edward A. Ryan Mgmt For For
1H. Election of Director: David M. Sparby Mgmt For For
1I. Election of Director: Chenxi Wang Mgmt For For
1J. Election of Director: John K. Wilson Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
Paid to the Company's Named Executive
Officers.
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
MERSANA THERAPEUTICS, INC. Agenda Number: 935194287
--------------------------------------------------------------------------------------------------------------------------
Security: 59045L106
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: MRSN
ISIN: US59045L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Mott Mgmt For For
Anna Protopapas Mgmt For For
Lawrence M. Alleva Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MILLER INDUSTRIES, INC. Agenda Number: 935197271
--------------------------------------------------------------------------------------------------------------------------
Security: 600551204
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: MLR
ISIN: US6005512040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Theodore H. Ashford Mgmt Against Against
III
1.2 Election of Director: A. Russell Chandler Mgmt For For
III
1.3 Election of Director: William G. Miller Mgmt For For
1.4 Election of Director: William G. Miller II Mgmt For For
1.5 Election of Director: Richard H. Roberts Mgmt Against Against
1.6 Election of Director: Leigh Walton Mgmt For For
1.7 Election of Director: Deborah L. Whitmire Mgmt Against Against
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MIRATI THERAPEUTICS, INC. Agenda Number: 935198994
--------------------------------------------------------------------------------------------------------------------------
Security: 60468T105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: MRTX
ISIN: US60468T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles M. Baum Mgmt For For
Bruce L.A. Carter Mgmt For For
Julie M. Cherrington Mgmt For For
Aaron I. Davis Mgmt For For
Henry J. Fuchs Mgmt Withheld Against
Michael Grey Mgmt For For
Faheem Hasnain Mgmt For For
Craig Johnson Mgmt For For
Maya Martinez-Davis Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers as disclosed in the proxy
statement.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY Agenda Number: 935056033
--------------------------------------------------------------------------------------------------------------------------
Security: 607828100
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: MOD
ISIN: US6078281002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mr. David G. Bills Mgmt For For
1b. Election of Director: Mr. Thomas A. Burke Mgmt For For
1c. Election of Director: Mr. Charles P. Cooley Mgmt For For
2. Advisory vote to approve of the Company's Mgmt For For
named executive officer compensation.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
MOMENTA PHARMACEUTICALS, INC. Agenda Number: 935212617
--------------------------------------------------------------------------------------------------------------------------
Security: 60877T100
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: MNTA
ISIN: US60877T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Bruce L. Mgmt For For
Downey
1B. Election of Class I Director: Georges Mgmt For For
Gemayel
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers
4. To approve the amendment and restatement of Mgmt For For
the Momenta Pharmaceuticals, Inc. 2013
Incentive Award Plan, which, among other
things, increases the number of shares
authorized for issuance by 7,000,000
shares.
--------------------------------------------------------------------------------------------------------------------------
MSG NETWORKS INC. Agenda Number: 935095592
--------------------------------------------------------------------------------------------------------------------------
Security: 553573106
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MSGN
ISIN: US5535731062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph J. Lhota Mgmt For For
Joel M. Litvin Mgmt For For
John L. Sykes Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm.
3. Approval of our 2010 Stock Plan for Mgmt For For
Non-Employee Directors, as amended.
--------------------------------------------------------------------------------------------------------------------------
NATERA, INC. Agenda Number: 935189820
--------------------------------------------------------------------------------------------------------------------------
Security: 632307104
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: NTRA
ISIN: US6323071042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rowan Chapman Mgmt For For
Herm Rosenman Mgmt Withheld Against
Jonathan Sheena Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
4. To approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency of future advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GENERAL HOLDINGS CORP. Agenda Number: 935141969
--------------------------------------------------------------------------------------------------------------------------
Security: 636220303
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: NGHC
ISIN: US6362203035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald T. DeCarlo Mgmt Withheld Against
Patrick Fallon Mgmt For For
Barry Karfunkel Mgmt For For
Robert Karfunkel Mgmt For For
John Marshaleck Mgmt For For
John Nichols Mgmt For For
Barbara Paris Mgmt For For
Barry D. Zyskind Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditor for the
fiscal year ending December 31, 2020.
3. Advisory, non-binding approval of the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed pursuant to
the SEC's compensation disclosure rules,
including the Compensation Discussion and
Analysis, the compensation tables, and the
accompanying narrative disclosure, set
forth in the 2020 annual meeting proxy
statement.
4. Advisory, non-binding resolution to Mgmt 1 Year Against
recommend the frequency (whether triennial,
biennial or annual) with which shareholders
of the Company will be entitled to have an
advisory, non- binding vote on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION Agenda Number: 935182218
--------------------------------------------------------------------------------------------------------------------------
Security: 637372202
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: NRC
ISIN: US6373722023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JoAnn M. Martin Mgmt For For
2. VOTE ON THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2020
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935139661
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Begor Mgmt For For
Gregory R. Blank Mgmt For For
Catherine L. Burke Mgmt For For
Chinh E. Chu Mgmt For For
Deborah A. Farrington Mgmt For For
Michael D. Hayford Mgmt For For
Georgette D. Kiser Mgmt For For
Kirk T. Larsen Mgmt For For
Frank R. Martire Mgmt For For
Matthew A. Thompson Mgmt For For
2. To approve, on an advisory basis, Mgmt For For
compensation of the named executive
officers as more particularly described in
the proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020 as more particularly described in
the proxy materials.
4. To approve the proposal to amend the NCR Mgmt For For
Corporation 2017 Stock Incentive Plan as
more particularly described in the proxy
materials.
5. To approve the Directors' proposal to amend Mgmt For For
and restate the charter of the Company to
eliminate the supermajority provisions as
more particularly described in the proxy
materials.
--------------------------------------------------------------------------------------------------------------------------
NEXTGEN HEALTHCARE, INC. Agenda Number: 935057338
--------------------------------------------------------------------------------------------------------------------------
Security: 65343C102
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: NXGN
ISIN: US65343C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rusty Frantz Mgmt For For
Craig A. Barbarosh Mgmt For For
George H. Bristol Mgmt For For
Julie D. Klapstein Mgmt For For
James C. Malone Mgmt For For
Jeffrey H. Margolis Mgmt For For
Morris Panner Mgmt For For
Sheldon Razin Mgmt For For
Lance E. Rosenzweig Mgmt Withheld Against
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers
(Say-on-Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending March 31,
2020.
4. Amendment of NextGen Healthcare, Inc. Mgmt For For
Amended 2015 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NMI HOLDINGS, INC. Agenda Number: 935160678
--------------------------------------------------------------------------------------------------------------------------
Security: 629209305
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: NMIH
ISIN: US6292093050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bradley M. Shuster Mgmt For For
Claudia J. Merkle Mgmt For For
Michael Embler Mgmt For For
James G. Jones Mgmt For For
Lynn McCreary Mgmt For For
Michael Montgomery Mgmt For For
Regina Muehlhauser Mgmt For For
James H. Ozanne Mgmt For For
Steven L. Scheid Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as NMI Holdings, Inc.'s independent
auditors.
--------------------------------------------------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Agenda Number: 935213708
--------------------------------------------------------------------------------------------------------------------------
Security: 681116109
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: OLLI
ISIN: US6811161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alissa Ahlman Mgmt For For
1B. Election of Director: Robert Fisch Mgmt For For
1C. Election of Director: John Swygert Mgmt For For
1D. Election of Director: Richard Zannino Mgmt For For
2. To approve a non-binding proposal regarding Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935175338
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Joanne B. Mgmt For For
Bauer
1.2 Election of Class I Director: Robin G. Seim Mgmt For For
1.3 Election of Class I Director: Sara J. White Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
ONESPAN INC Agenda Number: 935199162
--------------------------------------------------------------------------------------------------------------------------
Security: 68287N100
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: OSPN
ISIN: US68287N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Boroditsky Mgmt For For
1B. Election of Director: Scott M. Clements Mgmt For For
1C. Election of Director: Michael P. Cullinane Mgmt For For
1D. Election of Director: John N. Fox, Jr. Mgmt For For
1E. Election of Director: Naureen Hassan Mgmt For For
1F. Election of Director: Jean K. Holley Mgmt For For
1G. Election of Director: T. Kendall Hunt Mgmt For For
1H. Election of Director: Marianne Johnson Mgmt For For
1I. Election of Director: Matthew Moog Mgmt For For
1J. Election of Director: Marc Zenner Mgmt For For
2. To hold an advisory vote on executive Mgmt For For
compensation
3. To hold an advisory vote on the frequency Mgmt 1 Year Against
of future advisory votes on executive
compensation
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
OSI SYSTEMS, INC. Agenda Number: 935094386
--------------------------------------------------------------------------------------------------------------------------
Security: 671044105
Meeting Type: Annual
Meeting Date: 12-Dec-2019
Ticker: OSIS
ISIN: US6710441055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Deepak Chopra Mgmt For For
Steven C. Good Mgmt Withheld Against
Meyer Luskin Mgmt Withheld Against
William F. Ballhaus Mgmt Withheld Against
James B. Hawkins Mgmt For For
Gerald Chizever Mgmt Withheld Against
Kelli Bernard Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2020.
3. Advisory vote on the Company's executive Mgmt Against Against
compensation for the fiscal year ended June
30, 2019.
--------------------------------------------------------------------------------------------------------------------------
OTTER TAIL CORPORATION Agenda Number: 935133518
--------------------------------------------------------------------------------------------------------------------------
Security: 689648103
Meeting Type: Annual
Meeting Date: 20-Apr-2020
Ticker: OTTR
ISIN: US6896481032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John D. Erickson Mgmt For For
Nathan I. Partain Mgmt For For
James B. Stake Mgmt For For
2. ADVISORY VOTE APPROVING THE COMPENSATION Mgmt For For
PROVIDED TO EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2020.
--------------------------------------------------------------------------------------------------------------------------
OUTFRONT MEDIA INC. Agenda Number: 935187458
--------------------------------------------------------------------------------------------------------------------------
Security: 69007J106
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: OUT
ISIN: US69007J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Jeremy J. Mgmt For For
Male
1.2 Election of Class III Director: Joseph H. Mgmt For For
Wender
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as
OUTFRONT Media Inc.'s independent
registered public accounting firm for
fiscal year 2020.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of OUTFRONT Media
Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION Agenda Number: 935093776
--------------------------------------------------------------------------------------------------------------------------
Security: 70438V106
Meeting Type: Annual
Meeting Date: 13-Dec-2019
Ticker: PCTY
ISIN: US70438V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven R. Beauchamp Mgmt For For
Andres D. Reiner Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2020.
3. Advisory vote to approve compensation of Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PC CONNECTION, INC. Agenda Number: 935212516
--------------------------------------------------------------------------------------------------------------------------
Security: 69318J100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CNXN
ISIN: US69318J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia Gallup Mgmt For For
David Hall Mgmt For For
David Beffa-Negrini Mgmt For For
Barbara Duckett Mgmt For For
Jack Ferguson Mgmt For For
2. To approve the 2020 Stock Incentive Plan Mgmt For For
3. To ratify the selection by the Audit Mgmt For For
Committee of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
PDC ENERGY, INC. Agenda Number: 935114621
--------------------------------------------------------------------------------------------------------------------------
Security: 69327R101
Meeting Type: Special
Meeting Date: 13-Jan-2020
Ticker: PDCE
ISIN: US69327R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt and approve the Agreement and Plan Mgmt For For
of Merger, dated August 25, 2019 by and
among PDC Energy, Inc. ("PDC") and SRC
Energy Inc. ("SRC") (the "merger
agreement") and the merger of PDC and SRC
pursuant to the merger agreement (the
"merger").
2. To adopt and approve the issuance of shares Mgmt For For
of PDC common stock in connection with the
merger.
--------------------------------------------------------------------------------------------------------------------------
PEAPACK-GLADSTONE FINANCIAL CORPORATION Agenda Number: 935148432
--------------------------------------------------------------------------------------------------------------------------
Security: 704699107
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: PGC
ISIN: US7046991078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carmen M. Bowser Mgmt For For
Dr. Susan A. Cole Mgmt For For
Anthony J. Consi, II Mgmt For For
Richard Daingerfield Mgmt For For
Edward A. Gramigna, Jr. Mgmt For For
Peter Horst Mgmt For For
Steven A. Kass Mgmt For For
Douglas L. Kennedy Mgmt For For
F. Duffield Meyercord Mgmt For For
Patrick J. Mullen Mgmt For For
Philip W. Smith, III Mgmt Withheld Against
Tony Spinelli Mgmt For For
Beth Welsh Mgmt For For
2. To approve, on a non-binding basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. To approve a proposal to increase the Mgmt For For
number of shares of common stock authorized
for issuance under the Company's 2014
Employee Stock Purchase Plan by 200,000.
4. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION Agenda Number: 935184109
--------------------------------------------------------------------------------------------------------------------------
Security: 70788V102
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: PVAC
ISIN: US70788V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Brooks Mgmt For For
1B. Election of Director: Tiffany Thom Cepak Mgmt For For
1C. Election of Director: Darin G. Holderness Mgmt For For
1D. Election of Director: Brian Steck Mgmt For For
1E. Election of Director: Jeffrey E. Wojahn Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC. Agenda Number: 935158483
--------------------------------------------------------------------------------------------------------------------------
Security: 70959W103
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: PAG
ISIN: US70959W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John D. Barr Mgmt For For
Lisa Davis Mgmt For For
Wolfgang Durheimer Mgmt For For
Michael R. Eisenson Mgmt For For
Robert H. Kurnick, Jr. Mgmt For For
Kimberly J. McWaters Mgmt For For
Greg Penske Mgmt For For
Roger S. Penske Mgmt For For
Sandra E. Pierce Mgmt For For
Greg C. Smith Mgmt For For
Ronald G. Steinhart Mgmt For For
H. Brian Thompson Mgmt For For
Masashi Yamanaka Mgmt For For
2. Approval of our 2020 Equity Incentive Plan Mgmt For For
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for 2020
4. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PERFICIENT, INC. Agenda Number: 935158584
--------------------------------------------------------------------------------------------------------------------------
Security: 71375U101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: PRFT
ISIN: US71375U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Davis Mgmt For For
1B. Election of Director: Ralph C. Derrickson Mgmt For For
1C. Election of Director: James R. Kackley Mgmt For For
1D. Election of Director: David S. Lundeen Mgmt For For
1E. Election of Director: Brian L. Matthews Mgmt Against Against
1F. Election of Director: Gary M. Wimberly Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
a resolution relating to the 2019
compensation of the named executive
officers.
3. Proposal to ratify KPMG LLP as Perficient, Mgmt For For
Inc.'s independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
PFENEX INC. Agenda Number: 935178118
--------------------------------------------------------------------------------------------------------------------------
Security: 717071104
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: PFNX
ISIN: US7170711045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason Grenfell-Gardner Mgmt For For
Evert B Schimmelpennink Mgmt For For
2. To approve on an advisory, non-binding Mgmt For For
basis the compensation of our named
executive officers.
3. To approve on an advisory, non-binding Mgmt 1 Year For
basis the frequency of future stockholder
advisory votes on the compensation of our
named executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PHIBRO ANIMAL HEALTH CORPORATION Agenda Number: 935082002
--------------------------------------------------------------------------------------------------------------------------
Security: 71742Q106
Meeting Type: Annual
Meeting Date: 04-Nov-2019
Ticker: PAHC
ISIN: US71742Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack C. Bendheim Mgmt Withheld Against
E. Thomas Corcoran Mgmt Withheld Against
Dr. George Gunn Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the named executive
officers, as disclosed in the proxy
statement.
3. Advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes on the compensation of the
named executive officers.
4. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 935138859
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Ballantine Mgmt For For
1B. Election of Director: Rodney L. Brown, Jr. Mgmt For For
1C. Election of Director: Jack E. Davis Mgmt For For
1D. Election of Director: Kirby A. Dyess Mgmt For For
1E. Election of Director: Mark B. Ganz Mgmt For For
1F. Election of Director: Marie Oh Huber Mgmt For For
1G. Election of Director: Kathryn J. Jackson Mgmt For For
1H. Election of Director: Michael H. Millegan Mgmt For For
1I. Election of Director: Neil J. Nelson Mgmt For For
1J. Election of Director: M. Lee Pelton Mgmt For For
1K. Election of Director: Maria M. Pope Mgmt For For
1L. Election of Director: Charles W. Shivery Mgmt For For
2. To approve, by a non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION Agenda Number: 935169816
--------------------------------------------------------------------------------------------------------------------------
Security: 74164F103
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: PRIM
ISIN: US74164F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen C. Cook Mgmt For For
David L. King Mgmt For For
Carla S. Mashinski Mgmt For For
Thomas E. McCormick Mgmt For For
John P. Schauerman Mgmt For For
Robert A. Tinstman Mgmt For For
2. To provide a non-binding advisory vote Mgmt For For
approving the Company's executive
compensation program
3. Ratification of Selection of Moss Adams LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
RED ROCK RESORTS, INC. Agenda Number: 935197601
--------------------------------------------------------------------------------------------------------------------------
Security: 75700L108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: RRR
ISIN: US75700L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fertitta III Mgmt For For
Lorenzo J. Fertitta Mgmt For For
Robert A. Cashell, Jr. Mgmt Withheld Against
Robert E. Lewis Mgmt For For
James E. Nave, D.V.M. Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent auditor for
2020.
--------------------------------------------------------------------------------------------------------------------------
RESOURCES CONNECTION, INC. Agenda Number: 935079536
--------------------------------------------------------------------------------------------------------------------------
Security: 76122Q105
Meeting Type: Annual
Meeting Date: 15-Oct-2019
Ticker: RECN
ISIN: US76122Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a three-year term: Mgmt For For
Anthony C. Cherbak
1B. Election of Director for a three-year term: Mgmt For For
Neil F. Dimick
1C. Election of Director for a three-year term: Mgmt For For
Kate W. Duchene
2. Approval of the 2019 Employee Stock Mgmt For For
Purchase Plan.
3. Ratification of the appointment of RSM US Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
4. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935181026
--------------------------------------------------------------------------------------------------------------------------
Security: 76169C100
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: REXR
ISIN: US76169C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard S. Ziman Mgmt Against Against
1B. Election of Director: Howard Schwimmer Mgmt For For
1C. Election of Director: Michael S. Frankel Mgmt For For
1D. Election of Director: Robert L. Antin Mgmt For For
1E. Election of Director: Steven C. Good Mgmt For For
1F. Election of Director: Diana J. Ingram Mgmt For For
1G. Election of Director: Tyler H. Rose Mgmt For For
1H. Election of Director: Peter E. Schwab Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. The advisory resolution to approve the Mgmt For For
Company's named executive officer
compensation, as described in the Rexford
Industrial Realty, Inc. Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 935184060
--------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RHI
ISIN: US7703231032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julia L. Coronado Mgmt For For
1.2 Election of Director: Dirk A. Kempthorne Mgmt For For
1.3 Election of Director: Harold M. Messmer, Mgmt For For
Jr.
1.4 Election of Director: Marc H. Morial Mgmt For For
1.5 Election of Director: Barbara J. Novogradac Mgmt For For
1.6 Election of Director: Robert J. Pace Mgmt For For
1.7 Election of Director: Frederick A. Richman Mgmt For For
1.8 Election of Director: M. Keith Waddell Mgmt For For
2. To cast an advisory vote to approve Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, as the
Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ROCKET PHARMACEUTICALS, INC. Agenda Number: 935206082
--------------------------------------------------------------------------------------------------------------------------
Security: 77313F106
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: RCKT
ISIN: US77313F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roderick Wong Mgmt For For
1B. Election of Director: Carsten Boess Mgmt For For
1C. Election of Director: Pedro Granadillo Mgmt For For
1D. Election of Director: Gotham Makker Mgmt For For
1E. Election of Director: Gaurav Shah Mgmt For For
1F. Election of Director: David P. Southwell Mgmt For For
1G. Election of Director: Naveen Yalamanchi Mgmt Abstain Against
1H. Election of Director: Elisabeth Bjork Mgmt For For
2. Ratification of the appointment of Mgmt For For
EisnerAmper LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Stockholder proposal to amend the Company's Shr For Against
articles of incorporation and/or by-laws to
provide that directors shall be elected by
the affirmative vote of the majority of
votes cast at an annual meeting of
stockholders in uncontested elections.
--------------------------------------------------------------------------------------------------------------------------
RUSH ENTERPRISES, INC. Agenda Number: 935165945
--------------------------------------------------------------------------------------------------------------------------
Security: 781846209
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: RUSHA
ISIN: US7818462092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W.M. Rusty Rush Mgmt For For
Thomas A. Akin Mgmt For For
James C. Underwood Mgmt For For
Raymond J. Chess Mgmt Withheld Against
William H. Cary Mgmt For For
Dr. Kennon H. Guglielmo Mgmt For For
Elaine Mendoza Mgmt For For
2. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 2007 LONG-TERM INCENTIVE
PLAN.
3. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 2004 EMPLOYEE STOCK
PURCHASE PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2020 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC. Agenda Number: 935200028
--------------------------------------------------------------------------------------------------------------------------
Security: 78667J108
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: SAGE
ISIN: US78667J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Cola Mgmt For For
Jeffrey M. Jonas, M.D. Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. To hold a non-binding advisory vote to Mgmt For For
approve the compensation paid to our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 935121640
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Special
Meeting Date: 11-Feb-2020
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of shares of Sandy Mgmt For For
Spring Bancorp, Inc. common stock in
connection with the merger of Revere Bank
with and into Sandy Spring Bank.
2. Approval of the adjournment of the Sandy Mgmt For For
Spring Bancorp, Inc. special meeting, if
necessary or appropriate, to solicit
additional proxies in favor of the Sandy
Spring Bancorp, Inc. share issuance
proposal.
--------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION Agenda Number: 935190873
--------------------------------------------------------------------------------------------------------------------------
Security: 80874P109
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: SGMS
ISIN: US80874P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald O. Perelman Mgmt For For
Barry L. Cottle Mgmt For For
Peter A. Cohen Mgmt For For
Richard M. Haddrill Mgmt For For
Jack A. Markell Mgmt For For
Michael J. Regan Mgmt For For
Barry F. Schwartz Mgmt For For
Frances F. Townsend Mgmt For For
Maria T. Vullo Mgmt For For
Kneeland C. Youngblood Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SCORPIO TANKERS INC. Agenda Number: 935204519
--------------------------------------------------------------------------------------------------------------------------
Security: Y7542C130
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: STNG
ISIN: MHY7542C1306
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emanuele A. Lauro Mgmt For For
Ademaro Lanzara Mgmt Withheld Against
Merrick Rayner Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers Audit as the
Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SIMULATIONS PLUS, INC. Agenda Number: 935120939
--------------------------------------------------------------------------------------------------------------------------
Security: 829214105
Meeting Type: Annual
Meeting Date: 21-Feb-2020
Ticker: SLP
ISIN: US8292141053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter S. Woltosz Mgmt For For
Dr. John K. Paglia Mgmt For For
Dr. David L. Ralph Mgmt Withheld Against
Dr. Daniel Weiner Mgmt For For
Dr. Lisa LaVange Mgmt For For
2. Ratification of selection of Rose, Snyder & Mgmt For For
Jacobs LLP as the Independent Registered
Public Accounting Firm for the fiscal year
ending August 31, 2020.
3. Approval on an advisory, non-binding basis Mgmt For For
of Named Executive Officer compensation.
4. Approval on an advisory, non-binding basis Mgmt 1 Year Against
of the frequency of the shareholder
advisory vote on Named Executive Officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC. Agenda Number: 935152570
--------------------------------------------------------------------------------------------------------------------------
Security: 844895102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: SWX
ISIN: US8448951025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Boughner Mgmt For For
Jose A. Cardenas Mgmt For For
Stephen C. Comer Mgmt For For
John P. Hester Mgmt For For
Jane Lewis-Raymond Mgmt For For
Anne L. Mariucci Mgmt For For
Michael J. Melarkey Mgmt For For
A. Randall Thoman Mgmt For For
Thomas A. Thomas Mgmt For For
Leslie T. Thornton Mgmt For For
2. To APPROVE, on a non-binding, advisory Mgmt For For
basis, the Company's Executive
Compensation.
3. To RATIFY the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. Agenda Number: 935213760
--------------------------------------------------------------------------------------------------------------------------
Security: 852857200
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: STMP
ISIN: US8528572006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth T. McBride Mgmt For For
Theodore R. Samuels, II Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent auditors of the Company
for 2020.
--------------------------------------------------------------------------------------------------------------------------
STEELCASE INC. Agenda Number: 935034873
--------------------------------------------------------------------------------------------------------------------------
Security: 858155203
Meeting Type: Annual
Meeting Date: 10-Jul-2019
Ticker: SCS
ISIN: US8581552036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lawrence J. Blanford Mgmt For For
1b. Election of Director: Timothy C. E. Brown Mgmt Against Against
1c. Election of Director: Connie K. Duckworth Mgmt For For
1d. Election of Director: James P. Keane Mgmt For For
1e. Election of Director: Todd P. Kelsey Mgmt For For
1f. Election of Director: Jennifer C. Niemann Mgmt For For
1g. Election of Director: Robert C. Pew III Mgmt For For
1h. Election of Director: Cathy D. Ross Mgmt For For
1i. Election of Director: Peter M. Wege II Mgmt For For
1j. Election of Director: Kate Pew Wolters Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
--------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. Agenda Number: 935171405
--------------------------------------------------------------------------------------------------------------------------
Security: 556269108
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: SHOO
ISIN: US5562691080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward R. Rosenfeld Mgmt For For
Al Ferrara Mgmt For For
Mitchel S. Klipper Mgmt For For
Rose Peabody Lynch Mgmt For For
Peter Migliorini Mgmt Withheld Against
Ravi Sachdev Mgmt For For
Thomas H. Schwartz Mgmt Withheld Against
Robert G. Smith Mgmt For For
Amelia Newton Varela Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2020.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE EXECUTIVE COMPENSATION DESCRIBED IN THE
STEVEN MADDEN, LTD. PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION Agenda Number: 935200383
--------------------------------------------------------------------------------------------------------------------------
Security: 860372101
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: STC
ISIN: US8603721015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas G. Apel Mgmt For For
C. Allen Bradley, Jr. Mgmt For For
Robert L. Clarke Mgmt For For
William S. Corey, Jr. Mgmt For For
Frederick H Eppinger Jr Mgmt For For
Deborah J. Matz Mgmt For For
Matthew W. Morris Mgmt For For
Karen R. Pallotta Mgmt For For
Manuel Sanchez Mgmt For For
2. Approval of the compensation of Stewart Mgmt For For
Information Services Corporation's named
executive officers (Say-on-Pay)
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Stewart Information Services
Corporation's independent auditors for 2020
4. Approval of the Stewart Information Mgmt For For
Services Corporation 2020 Incentive Plan.
5. Approval of the Stewart Information Mgmt For For
Services Corporation 2020 Employee Stock
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SWITCH INC Agenda Number: 935203404
--------------------------------------------------------------------------------------------------------------------------
Security: 87105L104
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: SWCH
ISIN: US87105L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rob Roy Mgmt For For
Zareh Sarrafian Mgmt Withheld Against
Kim Sheehy Mgmt Withheld Against
Donald D. Snyder Mgmt For For
Tom Thomas Mgmt For For
Bryan Wolf Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Switch,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2020
3. To vote on an advisory (non-binding) Mgmt For For
proposal to approve the compensation of the
named executive officers.
4. To vote on an advisory (non-binding) Mgmt 1 Year For
proposal on how frequently stockholders
should vote to approve the compensation of
the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TARO PHARMACEUTICAL INDUSTRIES LTD. Agenda Number: 935109000
--------------------------------------------------------------------------------------------------------------------------
Security: M8737E108
Meeting Type: Annual
Meeting Date: 18-Dec-2019
Ticker: TARO
ISIN: IL0010827181
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-appoint Ziv Haft Certified Public Mgmt For For
Accountants (Israel), a BDO member firm, as
the Company's independent auditors and to
authorize their remuneration.
2A. Re-election of Board of Director: Dilip Mgmt For For
Shanghvi
2B. Re-election of Board of Director: Abhay Mgmt For For
Gandhi
2C. Re-election of Board of Director: Sudhir Mgmt For For
Valia
2D. Re-election of Board of Director: Uday Mgmt For For
Baldota
2E. Re-election of Board of Director: James Mgmt For For
Kedrowski
2F. Re-election of Board of Director: Dov Mgmt For For
Pekelman
3. To re-elect Linda Benshoshan to the Board Mgmt For For
of Directors (as an External Director, as
defined in the Israeli Companies Law) to
serve for a three year term commencing as
of January 1, 2020.
3A. By checking the box marked "FOR," the Mgmt For
undersigned hereby confirms that he, she,
or it is not a "controlling shareholder"
(under the Companies Law, as described in
the Proxy Statement) and does not have a
conflict of interest in the approval of
Proposal 3. If the undersigned or a related
party of the undersigned is a controlling
shareholder or has such a conflict of
interest, check the box "AGAINST." [THIS
ITEM MUST BE COMPLETED].
--------------------------------------------------------------------------------------------------------------------------
TARO PHARMACEUTICAL INDUSTRIES LTD. Agenda Number: 935122793
--------------------------------------------------------------------------------------------------------------------------
Security: M8737E108
Meeting Type: Special
Meeting Date: 03-Feb-2020
Ticker: TARO
ISIN: IL0010827181
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Dr. Robert B. Stein, MD, Ph.D to Mgmt For For
the Board of Directors as an External
Director, as defined in the Israeli
Companies Law, 5759-1999 (the "Companies
Law") to serve for a three-year term
commencing on February 3, 2020.
1A. By checking the box marked "FOR", the Mgmt For
undersigned hereby confirms that he, she,
or it is not a "controlling shareholder"
(under the Companies Law, as described in
the Proxy Statement) and does not have a
conflict of interest (referred to as a
"personal interest" under the Companies
Law, as described in the Proxy Statement)
in the approval of Proposal 1. If the
undersigned or a related party of the
undersigned is a controlling shareholder or
has such a conflict of interest, check the
box "AGAINST". [THIS ITEM MUST BE
COMPLETED].
--------------------------------------------------------------------------------------------------------------------------
TECHTARGET, INC. Agenda Number: 935200004
--------------------------------------------------------------------------------------------------------------------------
Security: 87874R100
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TTGT
ISIN: US87874R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Michael Mgmt For For
Cotoia
1.2 Election of Class I Director: Roger Marino Mgmt For For
1.3 Election of Class I Director: Christina Van Mgmt For For
Houten
2. To ratify the appointment of Stowe & Degon, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve an advisory (non-binding) Mgmt For For
proposal on the compensation of our
executive officers as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
TELENAV, INC. Agenda Number: 935089359
--------------------------------------------------------------------------------------------------------------------------
Security: 879455103
Meeting Type: Annual
Meeting Date: 20-Nov-2019
Ticker: TNAV
ISIN: US8794551031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel Chen Mgmt For For
Wes Cummins Mgmt For For
2. The approval of Telenav's 2019 Equity Mgmt For For
Incentive Plan and its material terms.
3. The approval of Telenav's 2019 Employee Mgmt For For
Stock Purchase Plan and its material terms.
4. The ratification of the appointment of Mgmt For For
Grant Thornton LLP as Telenav's independent
registered public accounting firm for the
fiscal year ending June 30, 2020.
5. The approval of Telenav's executive Mgmt For For
compensation, on a nonbinding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE BUCKLE, INC. Agenda Number: 935189539
--------------------------------------------------------------------------------------------------------------------------
Security: 118440106
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: BKE
ISIN: US1184401065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel J. Hirschfeld Mgmt For For
Dennis H. Nelson Mgmt For For
Thomas B. Heacock Mgmt Withheld Against
Kari G. Smith Mgmt For For
Hank M. Bounds Mgmt For For
Bill L. Fairfield Mgmt For For
Bruce L. Hoberman Mgmt Withheld Against
Michael E. Huss Mgmt For For
Angie J. Klein Mgmt For For
John P. Peetz, III Mgmt For For
Karen B. Rhoads Mgmt For For
James E. Shada Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as independent registered public
accounting firm for the Company for the
fiscal year ending January 30, 2021.
3. Approve the Company's 2020 Management Mgmt For For
Incentive Plan.
4. Approval of the Advisory Vote on overall Mgmt For For
compensation of Named Executive Officers.
5. Amend the Company's 2008 Director Mgmt For For
Restricted Stock Plan.
--------------------------------------------------------------------------------------------------------------------------
TOPBUILD CORP Agenda Number: 935145258
--------------------------------------------------------------------------------------------------------------------------
Security: 89055F103
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: BLD
ISIN: US89055F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alec C. Covington Mgmt For For
1B. Election of Director: Gerald Volas Mgmt For For
1C. Election of Director: Carl T. Camden Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Tina M. Donikowski Mgmt For For
1F. Election of Director: Mark A. Petrarca Mgmt For For
1G. Election of Director: Nancy M. Taylor Mgmt For For
2. To ratify the Company's appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the
Company's independent registered public
accounting firm for the Company's fiscal
year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
TRUECAR, INC. Agenda Number: 935163434
--------------------------------------------------------------------------------------------------------------------------
Security: 89785L107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: TRUE
ISIN: US89785L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Claus Mgmt For For
Philip McKoy Mgmt For For
John Mendel Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accountants
for the fiscal year ending December 31,
2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
TTEC HOLDINGS, INC. Agenda Number: 935160476
--------------------------------------------------------------------------------------------------------------------------
Security: 89854H102
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: TTEC
ISIN: US89854H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth D. Tuchman Mgmt For For
1B. Election of Director: Steven J. Anenen Mgmt For For
1C. Election of Director: Tracy L. Bahl Mgmt For For
1D. Election of Director: Gregory A. Conley Mgmt For For
1E. Election of Director: Robert N. Frerichs Mgmt For For
1F. Election of Director: Marc L. Holtzman Mgmt For For
1G. Election of Director: Ekta Singh-Bushell Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TTEC's
independent registered public accounting
firm for 2020.
3. Approval of TTEC's 2020 Equity Incentive Mgmt For For
Plan.
4. Advisory approval of TTEC's executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
TURNING POINT BRANDS, INC. Agenda Number: 935145993
--------------------------------------------------------------------------------------------------------------------------
Security: 90041L105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: TPB
ISIN: US90041L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory H. A. Baxter Mgmt For For
H.C. Charles Diao Mgmt For For
Ashley D. Frushone Mgmt For For
David Glazek Mgmt For For
Peggy H. Hebard Mgmt For For
Lawrence S. Wexler Mgmt For For
Arnold Zimmerman Mgmt For For
2. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION Agenda Number: 935122159
--------------------------------------------------------------------------------------------------------------------------
Security: 90184D100
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: TWST
ISIN: US90184D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Nicolas Barthelemy Mgmt For For
Keith Crandell Mgmt Withheld Against
Jan Johannessen Mgmt For For
2 Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
UNIQURE N.V. Agenda Number: 935229511
--------------------------------------------------------------------------------------------------------------------------
Security: N90064101
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: QURE
ISIN: NL0010696654
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution to adopt the 2019 annual Mgmt For For
accounts and treatment of the results.
2. Resolution to discharge liability of the Mgmt For For
members of the Board for their management.
3. Reappointment of Madhavan Balachandran as Mgmt For For
non-executive director.
4. Reappointment of Jack Kaye as non-executive Mgmt For For
director.
5. Reappointment of Jeremy Springhorn as Mgmt For For
non-executive director.
6. Appointment of Leonard Post as Mgmt For For
non-executive director.
7. Resolution to reauthorize the Board to Mgmt For For
issue ordinary shares and options.
8. Resolution to reauthorize the Board to Mgmt For For
exclude or limit preemptive rights upon the
issuance of ordinary shares.
9. Authorization of the Board to repurchase Mgmt For For
ordinary shares.
10. Resolution to appoint KPMG as external Mgmt For For
auditor of the Company for the 2020
financial year.
11. Advisory approval of compensation of named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION Agenda Number: 935166567
--------------------------------------------------------------------------------------------------------------------------
Security: 911684108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: USM
ISIN: US9116841084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. S. Crowley Mgmt For For
G. P. Josefowicz Mgmt For For
C. D. Stewart Mgmt For For
2. Ratify accountants for 2020 Mgmt For For
3. Advisory vote to approve executive Mgmt Against Against
compensation
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 935211350
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Raymond Dwek Mgmt For For
1B. Election of Director: Christopher Patusky Mgmt For For
1C. Election of Director: Tommy Thompson Mgmt For For
2. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
declassify our Board of Directors and
provide for the annual election of our
directors
3. Advisory resolution to approve executive Mgmt Against Against
compensation
4. Approval of the amendment and restatement Mgmt For For
of the United Therapeutics Corporation
Amended and Restated 2015 Stock Incentive
Plan
5. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020
--------------------------------------------------------------------------------------------------------------------------
UNITIL CORPORATION Agenda Number: 935166719
--------------------------------------------------------------------------------------------------------------------------
Security: 913259107
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: UTL
ISIN: US9132591077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Winfield S. Brown Mgmt For For
Mark H. Collin Mgmt For For
Michael B. Green Mgmt For For
2. To ratify the selection of independent Mgmt For For
registered accounting firm, Deloitte &
Touche LLP, for fiscal year 2020
3. Advisory vote on the approval of Executive Mgmt For For
Compensation
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL CORPORATION Agenda Number: 935064852
--------------------------------------------------------------------------------------------------------------------------
Security: 913456109
Meeting Type: Annual
Meeting Date: 28-Aug-2019
Ticker: UVV
ISIN: US9134561094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas H. Johnson Mgmt For For
Michael T. Lawton Mgmt For For
2. Approve a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
4. Approve the Universal Corporation Amended Mgmt For For
and Restated Executive Officer Annual
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC. Agenda Number: 935136742
--------------------------------------------------------------------------------------------------------------------------
Security: 913543104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: UFPI
ISIN: US9135431040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Benjamin J. McLean Mgmt For For
1B. Election of Director: Mary E. Tuuk Mgmt For For
1C. Election of Director: Michael G. Wooldridge Mgmt For For
2. To consider and vote upon a proposal to Mgmt For For
amend the Company's Articles of
Incorporation to change the name of the
Company to UFP Industries, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2020.
4. To participate in an advisory vote to Mgmt For For
approve the compensation paid to our Named
Executives.
--------------------------------------------------------------------------------------------------------------------------
UNIVEST FINANCIAL CORPORATION Agenda Number: 935141767
--------------------------------------------------------------------------------------------------------------------------
Security: 915271100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: UVSP
ISIN: US9152711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger H. Ballou# Mgmt For For
K. Leon Moyer# Mgmt For For
Natalye Paquin# Mgmt For For
Robert C. Wonderling# Mgmt For For
Suzanne Keenan* Mgmt For For
2. Ratification of KPMG LLP as our independent Mgmt For For
registered public accounting firm for 2020.
3. Approval of, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as presented in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 935127301
--------------------------------------------------------------------------------------------------------------------------
Security: 917286205
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: UBA
ISIN: US9172862057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt Against Against
three years: Kevin J. Bannon
1B. Election of Class II Director to serve for Mgmt Against Against
three years: Richard Grellier
1C. Election of Class II Director to serve for Mgmt Against Against
three years: Charles D. Urstadt
1D. Election of Class III Director to serve for Mgmt For For
one year: Willis H. Stephens, Jr.
2. To ratify the appointment of PKF O'Connor Mgmt For For
Davies, LLP, as the independent registered
public accounting firm of the Company for
one year.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 935215055
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel J. Anderson Mgmt For For
Estia J. Eichten Mgmt Withheld Against
Philip D. Davies Mgmt For For
James A. Simms Mgmt Withheld Against
Claudio Tuozzolo Mgmt For For
Jason L. Carlson Mgmt Withheld Against
Michael S. McNamara Mgmt For For
Patrizio Vinciarelli Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
compensation of Vicor Corporation's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
VOYAGER THERAPEUTICS, INC. Agenda Number: 935198209
--------------------------------------------------------------------------------------------------------------------------
Security: 92915B106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: VYGR
ISIN: US92915B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Andre Turenne Mgmt For For
Steven Hyman, M.D. Mgmt For For
James A. Geraghty Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WALKER & DUNLOP, INC. Agenda Number: 935154346
--------------------------------------------------------------------------------------------------------------------------
Security: 93148P102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: WD
ISIN: US93148P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan J. Bowers Mgmt For For
Ellen D. Levy Mgmt For For
Michael D. Malone Mgmt For For
John Rice Mgmt For For
Dana L. Schmaltz Mgmt For For
Howard W. Smith III Mgmt For For
William M. Walker Mgmt For For
Michael J. Warren Mgmt For For
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm.
3. Advisory resolution to approve executive Mgmt For For
compensation
4. Approval of the adoption of the 2020 Equity Mgmt For For
Incentive Plan, which constitutes an
amendment and restatement of the walker &
Dunlop, Inc. 2015 Equity Incentive Plan, as
amended.
--------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. Agenda Number: 935156768
--------------------------------------------------------------------------------------------------------------------------
Security: 942749102
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: WTS
ISIN: US9427491025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher L. Conway Mgmt For For
David A. Dunbar Mgmt For For
Louise K. Goeser Mgmt For For
Jes Munk Hansen Mgmt For For
W. Craig Kissel Mgmt For For
Joseph T. Noonan Mgmt For For
Robert J. Pagano, Jr. Mgmt For For
Merilee Raines Mgmt For For
Joseph W. Reitmeier Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 935197269
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Beach Mgmt For For
1B. Election of Director: Juan Figuereo Mgmt For For
1C. Election of Director: Howard Gould Mgmt For For
1D. Election of Director: Steven Hilton Mgmt For For
1E. Election of Director: Marianne Boyd Johnson Mgmt For For
1F. Election of Director: Robert Latta Mgmt For For
1G. Election of Director: Todd Marshall Mgmt For For
1H. Election of Director: Adriane McFetridge Mgmt For For
1I. Election of Director: Michael Patriarca Mgmt For For
1J. Election of Director: Robert Sarver Mgmt For For
1K. Election of Director: Bryan Segedi Mgmt For For
1L. Election of Director: Donald Snyder Mgmt For For
1M. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1N. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
executive compensation.
3. Approve the amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan to increase
the number of shares of the Company's
common stock available for issuance
thereunder, extend the termination date of
the plan to 2030 and make certain other
changes.
4. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditor.
--------------------------------------------------------------------------------------------------------------------------
WINGSTOP INC. Agenda Number: 935191217
--------------------------------------------------------------------------------------------------------------------------
Security: 974155103
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: WING
ISIN: US9741551033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynn Crump-Caine Mgmt For For
Wesley S. McDonald Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Approve amendments to our Certificate of Mgmt For For
Incorporation to remove provisions that
provide favorable rights to RC II WS LLC
that are no longer applicable
--------------------------------------------------------------------------------------------------------------------------
YETI HOLDINGS, INC. Agenda Number: 935174297
--------------------------------------------------------------------------------------------------------------------------
Security: 98585X104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: YETI
ISIN: US98585X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Lou Kelley Mgmt For For
Dustan E. McCoy Mgmt For For
Robert K. Shearer Mgmt For For
2. Recommendation, on an advisory basis, on Mgmt 1 Year For
the frequency of future non-binding
advisory votes on the compensation of our
named executive officers.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as YETI Holdings, Inc.'s
independent registered public accounting
firm for the fiscal year ending January 2,
2021.
--------------------------------------------------------------------------------------------------------------------------
ZUMIEZ INC. Agenda Number: 935187446
--------------------------------------------------------------------------------------------------------------------------
Security: 989817101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: ZUMZ
ISIN: US9898171015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas D. Campion Mgmt For For
1B. Election of Director: Sarah G. McCoy Mgmt For For
1C. Election of Director: Ernest R. Johnson Mgmt For For
1D. Election of Director: Liliana Gil Valletta Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of the selection of Moss Adams Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending January 30, 2021 (fiscal 2020).
North Square Global Resources & Infrastructure Fund
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935114429
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan K. Carter Mgmt For For
1B. Election of Director: Charles I. Cogut Mgmt For For
1C. Election of Director: Chadwick C. Deaton Mgmt For For
1D. Election of Director: Seifollah Ghasemi Mgmt For For
1E. Election of Director: David H. Y. Ho Mgmt For For
1F. Election of Director: Margaret G. McGlynn Mgmt For For
1G. Election of Director: Edward L. Monser Mgmt For For
1H. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
ALCOA CORPORATION Agenda Number: 935151794
--------------------------------------------------------------------------------------------------------------------------
Security: 013872106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AA
ISIN: US0138721065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term Mgmt For For
expiring in 2021: Michael G. Morris
1B. Election of Director for one year term Mgmt For For
expiring in 2021: Mary Anne Citrino
1C. Election of Director for one year term Mgmt For For
expiring in 2021: Pasquale Fiore
1D. Election of Director for one year term Mgmt For For
expiring in 2021: Timothy P. Flynn
1E. Election of Director for one year term Mgmt For For
expiring in 2021: Kathryn S. Fuller
1F. Election of Director for one year term Mgmt For For
expiring in 2021: Roy C. Harvey
1G. Election of Director for one year term Mgmt For For
expiring in 2021: James A. Hughes
1H. Election of Director for one year term Mgmt For For
expiring in 2021: James E. Nevels
1I. Election of Director for one year term Mgmt For For
expiring in 2021: Carol L. Roberts
1J. Election of Director for one year term Mgmt For For
expiring in 2021: Suzanne Sitherwood
1K. Election of Director for one year term Mgmt For For
expiring in 2021: Steven W. Williams
1L. Election of Director for one year term Mgmt For For
expiring in 2021: Ernesto Zedillo
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditor for 2020
3. Advisory vote to approve 2019 named Mgmt For For
executive officer compensation
4. Stockholder proposal to amend stockholder Shr Against For
ability to act by written consent, if
properly presented
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 935062531
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Special
Meeting Date: 08-Aug-2019
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of May 9, 2019, by and among
Occidental Petroleum Corporation, Baseball
Merger Sub 1, Inc. and Anadarko Petroleum
Corporation ("Anadarko").
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Anadarko's named
executive officers that is based on or
otherwise related to the proposed
transactions.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 712245794
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 05-May-2020
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS OF THE Mgmt For For
COMPANY AND THE GROUP AND THE REPORTS OF
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 47 US CENTS Mgmt For For
PER ORDINARY SHARE, PAYABLE ON 7 MAY 2020
TO THOSE SHAREHOLDERS REGISTERED AT THE
CLOSE OF BUSINESS ON 13 MARCH 2020
3 TO ELECT HIXONIA NYASULU AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO ELECT NONKULULEKO NYEMBEZI AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT BYRON GROTE AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT JIM RUTHERFORD AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
15 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
16 TO APPROVE THE REMUNERATION POLICY SECTION Mgmt For For
OF THE DIRECTORS' REMUNERATION REPORT SET
OUT IN THE INTEGRATED ANNUAL REPORT FOR THE
YEAR ENDED 31 DECEMBER 2019
17 TO APPROVE THE IMPLEMENTATION REPORT Mgmt For For
SECTION OF THE DIRECTORS' REMUNERATION
REPORT SET OUT IN THE INTEGRATED ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
18 TO RESOLVE THAT THE RULES OF THE ANGLO Mgmt For For
AMERICAN LONG TERM INCENTIVE PLAN 2020 (THE
"LTIP"), THE PRINCIPAL TERMS OF WHICH ARE
SUMMARISED IN APPENDIX 1 TO THIS NOTICE,
AND A COPY OF WHICH IS PRODUCED TO THE
MEETING AND SIGNED BY THE CHAIRMAN FOR THE
PURPOSES OF IDENTIFICATION, BE APPROVED AND
THE DIRECTORS BE AUTHORISED TO: (I) DO ALL
THINGS NECESSARY TO OPERATE THE LTIP,
INCLUDING MAKING SUCH MODIFICATIONS AS THE
DIRECTORS CONSIDER APPROPRIATE TO TAKE
ACCOUNT OF THE REQUIREMENTS OF THE
FINANCIAL CONDUCT AUTHORITY AND BEST
PRACTICE; AND (II) ESTABLISH FURTHER PLANS
BASED ON THE LTIP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROLS OR
SECURITIES LAWS OUTSIDE THE UK, PROVIDED
THAT ANY NEW ISSUE OR TREASURY SHARES MADE
AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE PLAN LIMITS
IN THE LTIP
19 TO RESOLVE THAT THE RULES OF THE ANGLO Mgmt For For
AMERICAN BONUS SHARE PLAN 2020 (THE "BSP"),
THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED
IN APPENDIX 1 TO THIS NOTICE, AND A COPY OF
WHICH IS PRODUCED TO THE MEETING AND SIGNED
BY THE CHAIRMAN FOR THE PURPOSES OF
IDENTIFICATION, BE APPROVED AND THE
DIRECTORS BE AUTHORISED TO: (I) DO ALL
THINGS NECESSARY TO OPERATE THE BSP,
INCLUDING MAKING SUCH MODIFICATIONS AS THE
DIRECTORS CONSIDER APPROPRIATE TO TAKE
ACCOUNT OF THE REQUIREMENTS OF THE
FINANCIAL CONDUCT AUTHORITY AND BEST
PRACTICE; AND (II) ESTABLISH FURTHER PLANS
BASED ON THE BSP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROLS OR
SECURITIES LAWS OUTSIDE THE UK, PROVIDED
THAT ANY NEW ISSUE OR TREASURY SHARES MADE
AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE PLAN LIMITS
IN THE BSP
20 TO RESOLVE THAT THE DIRECTORS BE GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED PURSUANT TO
AND IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT ANY SECURITY INTO,
SHARES OF THE COMPANY UP TO A NOMINAL VALUE
OF USD 37.5 MILLION, WHICH REPRESENTS NOT
MORE THAN 5% OF THE TOTAL ISSUED SHARE
CAPITAL OF THE COMPANY, EXCLUSIVE OF
TREASURY SHARES, AS AT 25 FEBRUARY 2020.
THIS AUTHORITY SHALL EXPIRE AT THE EARLIER
OF THE CONCLUSION OF THE ANNUAL GENERAL
MEETING IN 2021 OR AT THE CLOSE OF BUSINESS
ON 30 JUNE 2021 (WHICHEVER IS EARLIER).
SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR
ALL PREVIOUS AUTHORITIES PURSUANT TO
SECTION 551 OF THE COMPANIES ACT 2006
21 TO RESOLVE THAT SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 20 ABOVE, THE DIRECTORS BE
AUTHORISED TO ALLOT SHARES WHOLLY FOR CASH
PURSUANT TO THE AUTHORITY GRANTED BY
RESOLUTION 20 ABOVE AND TO SELL TREASURY
SHARES WHOLLY FOR CASH, IN EACH CASE - A)
IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND
B) OTHERWISE THAN IN CONNECTION WITH A
PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF
USD 18.8 MILLION, WHICH REPRESENTS NO MORE
THAN 2.5% OF THE TOTAL ISSUED ORDINARY
SHARE CAPITAL OF THE COMPANY, EXCLUDING
TREASURY SHARES, IN ISSUE AT 25 FEBRUARY
2020 - AS IF SECTION 561(1) OF THE
COMPANIES ACT 2006 DID NOT APPLY TO ANY
SUCH ALLOTMENT. THIS AUTHORITY SHALL EXPIRE
AT THE EARLIER OF THE CONCLUSION OF THE
ANNUAL GENERAL MEETING IN 2021 OR THE CLOSE
OF BUSINESS ON 30 JUNE 2021 BUT SO THAT THE
COMPANY MAY, BEFORE SUCH EXPIRY, MAKE
OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES
TO BE ALLOTTED AND TREASURY SHARES TO BE
SOLD AFTER THE AUTHORITY GIVEN BY THIS
RESOLUTION HAS EXPIRED AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AND SELL
TREASURY SHARES UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. SUCH AUTHORITY SHALL BE IN
SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES
PURSUANT TO SECTION 561 OF THE COMPANIES
ACT 2006
22 TO RESOLVE THAT THE COMPANY BE AND IS Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE
COMPANIES ACT 2006 TO MAKE MARKET PURCHASES
(WITHIN THE MEANING OF SECTION 693 OF THE
COMPANIES ACT 2006) OF ORDINARY SHARES OF
5486/91 US CENTS EACH IN THE CAPITAL OF THE
COMPANY PROVIDED THAT: A) THE MAXIMUM
NUMBER OF ORDINARY SHARES OF 5486/91 US
CENTS EACH IN THE CAPITAL OF THE COMPANY
AUTHORISED TO BE ACQUIRED IS 204.7 MILLION;
B) THE MINIMUM PRICE WHICH MAY BE PAID FOR
AN ORDINARY SHARE IS 5486/91 US CENTS,
WHICH AMOUNT SHALL BE EXCLUSIVE OF
EXPENSES; C) THE MAXIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS AN AMOUNT
(EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER
OF 105% OF THE AVERAGE OF THE MIDDLE MARKET
QUOTATION FOR AN ORDINARY SHARE, AS DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST, FOR THE FIVE BUSINESS DAYS
IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH
ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED AND THE HIGHER OF THE PRICE OF
THE LAST INDEPENDENT TRADE AND THE HIGHEST
CURRENT BID ON THE TRADING VENUES WHERE THE
PURCHASE IS CARRIED OUT; AND D) THE
AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2021
(EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES THE CONTRACT FOR WHICH WAS
CONCLUDED BEFORE THE EXPIRY OF SUCH
AUTHORITY AND WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS
SUCH AUTHORITY IS RENEWED PRIOR TO SUCH
TIME
23 TO RESOLVE THAT A GENERAL MEETING OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 935154182
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M.S. Burke Mgmt For For
1B. Election of Director: T.K. Crews Mgmt For For
1C. Election of Director: P. Dufour Mgmt For For
1D. Election of Director: D.E. Felsinger Mgmt For For
1E. Election of Director: S.F. Harrison Mgmt For For
1F. Election of Director: J.R. Luciano Mgmt For For
1G. Election of Director: P.J. Moore Mgmt For For
1H. Election of Director: F.J. Sanchez Mgmt For For
1I. Election of Director: D.A. Sandler Mgmt For For
1J. Election of Director: L.Z. Schlitz Mgmt For For
1K. Election of Director: K.R. Westbrook Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for the year ending
December 31, 2020.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Approve the 2020 Incentive Compensation Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 935171897
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt For For
C. L. Coleman Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt For For
J. B. Harvey Mgmt For For
A. J. Quinn Mgmt For For
M. L. Silva Mgmt For For
J. L. Thornton Mgmt For For
2 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration.
3 ADVISORY RESOLUTION ON APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935082127
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 07-Nov-2019
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2019 Financial Statements Mgmt For For
and Reports for BHP
2. To appoint Ernst & Young as the auditor of Mgmt For For
BHP Group Limited and Ernst & Young LLP as
the auditor of BHP Group Plc
3. To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Group Plc
4. To approve the general authority to issue Mgmt For For
shares in BHP Group Plc
5. To approve the authority to allot equity Mgmt For For
securities in BHP Group Plc for cash
6. To authorise the repurchase of shares in Mgmt For For
BHP Group Plc
7. To approve the Directors' remuneration Mgmt For For
policy
8. To approve the 2019 Remuneration Report Mgmt For For
other than the part containing the
Directors' remuneration policy
9. To approve the 2019 Remuneration Report Mgmt For For
10. To approve the grant to the Executive Mgmt For For
Director
11. To elect Ian Cockerill as a Director of BHP Mgmt For For
12. To elect Susan Kilsby as a Director of BHP Mgmt For For
13. To re-elect Terry Bowen as a Director of Mgmt For For
BHP
14. To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP
15. To re-elect Anita Frew as a Director of BHP Mgmt For For
16. To re-elect Andrew Mackenzie as a Director Mgmt For For
of BHP
17. To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP
18. To re-elect John Mogford as a Director of Mgmt For For
BHP
19. To re-elect Shriti Vadera as a Director of Mgmt For For
BHP
20. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP
21. To amend the constitution of BHP Group Mgmt Against For
Limited
22. To suspend memberships of Industry Mgmt Against For
Associations that are involved in lobbying
inconsistent with the goals of the Paris
Agreement
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 935180062
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3. To approve the directors' remuneration Mgmt For For
policy.
4A. To elect Mr B Looney as a director. Mgmt For For
4B. To re-elect Mr B Gilvary as a director. Mgmt For For
4C. To re-elect Dame A Carnwath as a director. Mgmt For For
4D. To re-elect Ms P Daley as a director. Mgmt For For
4E. To re-elect Sir I E L Davis as a director. Mgmt For For
4F. To re-elect Professor Dame A Dowling as a Mgmt For For
director.
4G. To re-elect Mr H Lund as a director. Mgmt For For
4H. To re-elect Mrs M B Meyer as a director. Mgmt For For
4I. To re-elect Mr B R Nelson as a director. Mgmt For For
4J. To re-elect Mrs P R Reynolds as a director. Mgmt For For
4K. To re-elect Sir J Sawers as a director. Mgmt For For
5. To reappoint Deloitte LLP as auditor. Mgmt For For
6. To authorize the audit committee to fix the Mgmt For For
auditor's remuneration.
7. To approve changes to the BP Executive Mgmt For For
Directors' Incentive Plan.
8. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
9. To give limited authority to allot shares Mgmt For For
up to a specified amount.
10. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
11. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
12. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
13. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
--------------------------------------------------------------------------------------------------------------------------
BRF S.A. Agenda Number: 935179893
--------------------------------------------------------------------------------------------------------------------------
Security: 10552T107
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: BRFS
ISIN: US10552T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To approve the management's accounts and Mgmt For For
financial statements of the Company related
to the fiscal year ended on December 31,
2019, including the absorption of the
profit of such year by the balance of
accumulated losses.
O2 To set the number of members at 10 (ten) to Mgmt For For
compose the Company's Board of Directors.
O3A To approve the election of the members of Mgmt For For
the Board of Directors who are part of the
following plate: Augusto Marques da Cruz
Filho, Dan loschpe, Flavia Buarque de
Almeida, Flavia Maria Bittencourt, Jose
Luiz Osorio, Luiz Fernando Furlan, Pedro
Pullen Parente, Ivandre Motiel da Silva,
Roberto Rodrigues, Marcelo F. Bacci
O3B In case one of the candidates that make up Mgmt For For
the chosen plate fails to join it, can your
votes continue to be cast on the chosen
plate?
O3C Should the multiple vote election process Mgmt For For
be adopted, should your votes be
distributed in equal percentages by the
members of the plate you chose?
O4 To approve the election of Mr. Pedro Pullen Mgmt For For
Parente for the position of Chairman of the
Board of Directors and Mr. Augusto Marques
da Cruz Filho for the position of
Vice-Chairman of the Board of Directors.
O5 To set the annual global compensation for Mgmt For For
the year 2020 for the Company's Managers
(Board of Directors and Board of Officers)
in the amount of up to R$ 124.3 million.
This amount refers to the proposed limit
for fixed compensation (salary or
pro-labore, direct and indirect benefits
and social charges) and benefits motivated
by the termination of the position, as well
as variable remuneration (profit sharing)
and related values the Stock Option Plan
and the Company's Restricted Stocks Plan.
O6A To elect the member of the Fiscal Council: Mgmt For For
Attilio Guaspari (Effective) / Susana Hanna
Stiphan Jabra (Alternate)
O6B To elect the member of the Fiscal Council: Mgmt For For
Maria Paula Soares Aranha (Effective) /
Monica Hojaij Carvalho Molina (Alternate)
O6C To elect the member of the Fiscal Council: Mgmt For For
Andre Vicentini (Effective) / Valdecyr
Maciel Gomes (Alternate)
O7 To set the compensation for the fiscal year Mgmt For For
2020 for the effective members of the
Fiscal Council in an amount corresponding
to at least 10% (ten percent) of the
average amount of the compensation
attributed to the Company's Officers
(excluding benefits, sums of representation
and profit sharing), pursuant to article
162, paragraph 3, of Law no. 6.404/1976.
E1 To amend Article 21, of the Company's Mgmt For For
Bylaws, in order to adjust the periodicity
of the ordinary meetings of the Board of
Directors, establishing that such body must
meet, ordinarily, at least, 8 (eight) times
a year.
E2 To authorize the execution of indemnity Mgmt For For
agreements between the Company and the new
members of the Board of Directors that may
be elected at the Ordinary General
Shareholders' Meeting to be held
cumulatively with this Extraordinary
General Shareholders' Meeting.
E3 To amend the Company's Stock Option Plan Mgmt For For
("Stock Option Plan") and the Company's
Restricted Shares Plan ("Restricted Stocks
Plan"), to establish that the total number
of common shares, nominative, book-entry
and without par value, representing the
total capital stock of the Company that may
be granted to beneficiaries as a result of
the Stock Option Plan and the Restricted
Stocks Plan, must not jointly exceed the
limit of 2.5% (two and a half percent) of
such shares.
--------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED Agenda Number: 935170996
--------------------------------------------------------------------------------------------------------------------------
Security: G16962105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BG
ISIN: BMG169621056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sheila Bair Mgmt For For
1B. Election of Director: Vinita Bali Mgmt For For
1C. Election of Director: Carol M. Browner Mgmt For For
1D. Election of Director: Andrew Ferrier Mgmt For For
1E. Election of Director: Paul Fribourg Mgmt For For
1F. Election of Director: J. Erik Fyrwald Mgmt For For
1G. Election of Director: Gregory A. Heckman Mgmt For For
1H. Election of Director: Bernardo Hees Mgmt For For
1I. Election of Director: Kathleen Hyle Mgmt For For
1J. Election of Director: Henry W. Winship Mgmt For For
1K. Election of Director: Mark N. Zenuk Mgmt For For
2. To appoint Deloitte & Touche LLP as Bunge Mgmt For For
Limited's independent auditors for the
fiscal year ending December 31, 2020 and to
authorize the audit committee of the Board
of Directors to determine the independent
auditors' fees.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Amendment to the Bunge Limited 2016 Equity Mgmt For For
Incentive Plan to increase the number of
authorized shares by 5,100,000 shares.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 935178978
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Catherine M. Best Mgmt For For
M. Elizabeth Cannon Mgmt For For
N. Murray Edwards Mgmt For For
Christopher L. Fong Mgmt For For
Amb. Gordon D. Giffin Mgmt For For
Wilfred A. Gobert Mgmt For For
Steve W. Laut Mgmt For For
Tim S. McKay Mgmt For For
Hon. Frank J. McKenna Mgmt For For
David A. Tuer Mgmt For For
Annette M. Verschuren Mgmt For For
2 The appointment of PricewaterhouseCoopers Mgmt For For
LLP, Chartered Accountants, Calgary,
Alberta, as auditors of the Corporation for
the ensuing year and the authorization of
the Audit Committee of the Board of
Directors of the Corporation to fix their
remuneration.
3 On an advisory basis, accepting the Mgmt For For
Corporation's approach to executive
compensation as described in the
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935192980
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Juan Gallardo Mgmt For For
1E. Election of Director: William A. Osborn Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Shareholder Proposal - Provide a Report of Shr Against For
Lobbying Activities
5. Shareholder Proposal - Independent Board Shr Against For
Chairman
6. Shareholder Proposal - Shareholder Action Shr Against For
by Written Consent
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 935171734
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Javed Ahmed Mgmt For For
1B. Election of Director: Robert C. Arzbaecher Mgmt For For
1C. Election of Director: William Davisson Mgmt For For
1D. Election of Director: John W. Eaves Mgmt For For
1E. Election of Director: Stephen A. Furbacher Mgmt For For
1F. Election of Director: Stephen J. Hagge Mgmt For For
1G. Election of Director: Anne P. Noonan Mgmt For For
1H. Election of Director: Michael J. Toelle Mgmt For For
1I. Election of Director: Theresa E. Wagler Mgmt For For
1J. Election of Director: Celso L. White Mgmt For For
1K. Election of Director: W. Anthony Will Mgmt For For
2. Approval of an advisory resolution Mgmt For For
regarding the compensation of CF Industries
Holdings, Inc.'s named executive officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as CF Industries Holdings, Inc.'s
independent registered public accounting
firm for 2020.
4. Shareholder proposal regarding the right to Shr Against For
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHENIERE ENERGY, INC. Agenda Number: 935197043
--------------------------------------------------------------------------------------------------------------------------
Security: 16411R208
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: LNG
ISIN: US16411R2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: G. Andrea Botta Mgmt For For
1B. Election of Director: Jack A. Fusco Mgmt For For
1C. Election of Director: Vicky A. Bailey Mgmt For For
1D. Election of Director: Nuno Brandolini Mgmt For For
1E. Election of Director: Michele A. Evans Mgmt For For
1F. Election of Director: David I. Foley Mgmt For For
1G. Election of Director: David B. Kilpatrick Mgmt For For
1H. Election of Director: Andrew Langham Mgmt For For
1I. Election of Director: Courtney R. Mather Mgmt For For
1J. Election of Director: Donald F. Robillard, Mgmt For For
Jr
1K. Election of Director: Neal A. Shear Mgmt For For
2. Approve, on an advisory and non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers for 2019.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020.
4. Approve the Cheniere Energy, Inc. 2020 Mgmt For For
Incentive Plan.
5. Shareholder Proposal regarding climate Shr Against For
change risk analysis
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt For For
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt For For
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Lobbying Shr Against For
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr Against For
7. Report on Petrochemical Risk Shr Against For
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr Against For
10. Adopt Policy for an Independent Chairman Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 935139534
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Timothy A. Leach Mgmt For For
1.2 Election of Director: William H. Easter III Mgmt For For
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935151679
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt For For
1B. Election of Director: Caroline Maury Devine Mgmt For For
1C. Election of Director: John V. Faraci Mgmt For For
1D. Election of Director: Jody Freeman Mgmt For For
1E. Election of Director: Gay Huey Evans Mgmt For For
1F. Election of Director: Jeffrey A. Joerres Mgmt For For
1G. Election of Director: Ryan M. Lance Mgmt For For
1H. Election of Director: William H. McRaven Mgmt For For
1I. Election of Director: Sharmila Mulligan Mgmt For For
1J. Election of Director: Arjun N. Murti Mgmt For For
1K. Election of Director: Robert A. Niblock Mgmt For For
1L. Election of Director: David T. Seaton Mgmt For For
1M. Election of Director: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2020.
3. Advisory Approval of Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935148672
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CTVA
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: Robert A. Brown Mgmt For For
1C. Election of Director: James C. Collins, Jr. Mgmt For For
1D. Election of Director: Klaus A. Engel Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Lois D. Juliber Mgmt For For
1G. Election of Director: Rebecca B. Liebert Mgmt For For
1H. Election of Director: Marcos M. Lutz Mgmt For For
1I. Election of Director: Nayaki Nayyar Mgmt For For
1J. Election of Director: Gregory R. Page Mgmt For For
1K. Election of Director: Lee M. Thomas Mgmt For For
1L. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation of the Company's named
executive officers.
3. Advisory resolution on the frequency of the Mgmt 1 Year For
stockholder vote on the compensation of the
Company's named executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
5. Approval of Corteva, Inc. Global Omnibus Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that Mgmt For For
courts located in Delaware will be the
exclusive forum for certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Mgmt For For
Incentive Plan
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2020
6. Shareholder Proposal - Adopt a Board Shr Against For
Ideology Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935132441
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Jacqueline K. Barton Mgmt For For
1D. Election of Director: James A. Bell Mgmt For For
1E. Election of Director: Wesley G. Bush Mgmt For For
1F. Election of Director: Richard K. Davis Mgmt For For
1G. Election of Director: Jeff M. Fettig Mgmt For For
1H. Election of Director: Jim Fitterling Mgmt For For
1I. Election of Director: Jacqueline C. Hinman Mgmt For For
1J. Election of Director: Jill S. Wyant Mgmt For For
1K. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Advisory Resolution on the Frequency of Mgmt 1 Year For
Future Advisory Votes to Approve Executive
Compensation
4. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935183981
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Rajiv L. Gupta Mgmt For For
1I. Election of Director: Luther C. Kissam Mgmt For For
1J. Election of Director: Frederick M. Lowery Mgmt For For
1K. Election of Director: Raymond J. Milchovich Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Approval of the DuPont 2020 Equity and Mgmt For For
Incentive Plan
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020
5. Modification of Threshold for Calling Shr Against For
Special Stockholder Meetings
6. Employee Board Advisory Position Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 935147365
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAMELA L. CARTER Mgmt For For
MARCEL R. COUTU Mgmt For For
SUSAN M. CUNNINGHAM Mgmt For For
GREGORY L. EBEL Mgmt For For
J. HERB ENGLAND Mgmt For For
CHARLES W. FISCHER Mgmt For For
GREGORY J. GOFF Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
TERESA S. MADDEN Mgmt For For
AL MONACO Mgmt For For
DAN C. TUTCHER Mgmt For For
02 APPOINT THE AUDITORS APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
ENBRIDGE AT REMUNERATION TO BE FIXED BY THE
BOARD OF DIRECTORS
03 AMEND, RECONFIRM AND APPROVE THE Mgmt For For
SHAREHOLDER RIGHTS PLAN OF ENBRIDGE
04 RATIFY, CONFIRM AND APPROVE THE AMENDMENTS Mgmt For For
TO GENERAL BY-LAW NO. 1 OF ENBRIDGE
05 ADVISORY VOTE TO APPROVE ENBRIDGE'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ENI S.P.A Agenda Number: 935200600
--------------------------------------------------------------------------------------------------------------------------
Security: 26874R108
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: E
ISIN: US26874R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Eni S.p.A. financial statements at December Mgmt For For
31, 2019. Related resolutions. Eni
consolidated financial statements at
December 31, 2019. Reports of the
Directors, of the Board of Statutory
Auditors and of the Audit Firm.
2. Allocation of net profit. Mgmt For For
3. Determination of the number of members of Mgmt For For
the Board of Directors.
4. Determination of the Directors' term of Mgmt For For
office.
5A. Appointment of the Directors: Slate Mgmt Take No Action
proposed by Italian Ministry of the Economy
and Finance. (You may only vote For in one
option 5A OR 5B)
5B. Appointment of the Directors: Slate Mgmt Take No Action
proposed by a group of Italian & Foreign
Institutional Investors. (You may only vote
For in one option 5A OR 5B)
6. Appointment of the Chairman of the Board of Mgmt Take No Action
Directors.
7. Determination of the remuneration of the Mgmt Take No Action
Chairman of the Board of Directors and of
the Directors.
8A. Appointment of the Statutory Auditors: Mgmt Take No Action
Slate proposed by I Italian Ministry of the
Economy and Finance. (You may only vote For
in one option 8A OR 8B)
8B. Appointment of the Statutory Auditors: Mgmt Take No Action
Slate proposed by a g group of Italian &
Foreign Institutional Investors. (You may
only vote For in one option 8A OR 8B)
9. Appointment of the Chairman of the Board of Mgmt Take No Action
Statutory Auditors.
10. Determination of the remuneration of the Mgmt Take No Action
Chairman of the Board of Statutory Auditors
and of the standing Statutory Auditors.
11. Long term incentive Plan 2020-2022 and Mgmt For For
disposal of Eni treasury shares to serve
the Plan.
12. Report on remuneration policy and Mgmt For For
remuneration paid (Section I): policy on
remuneration.
13. Report on remuneration policy and Mgmt For For
remuneration paid (Section II):
compensation paid.
14. Cancellation of Eni treasury shares in Mgmt For For
portfolio, without reduction of the share
capital and consequent amendments to
article 5.1 of the By-laws; related and
consequent resolutions.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935145272
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet F. Clark Mgmt For For
1B. Election of Director: Charles R. Crisp Mgmt For For
1C. Election of Director: Robert P. Daniels Mgmt For For
1D. Election of Director: James C. Day Mgmt For For
1E. Election of Director: C. Christopher Gaut Mgmt For For
1F. Election of Director: Julie J. Robertson Mgmt For For
1G. Election of Director: Donald F. Textor Mgmt For For
1H. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935176443
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan K. Avery Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Ursula M. Burns Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Joseph L. Hooley Mgmt For For
1F. Election of Director: Steven A. Kandarian Mgmt For For
1G. Election of Director: Douglas R. Oberhelman Mgmt For For
1H. Election of Director: Samuel J. Palmisano Mgmt For For
1I. Election of Director: William C. Weldon Mgmt For For
1J. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page Mgmt For For
29)
3. Advisory Vote to Approve Executive Mgmt For For
Compensation (page 30)
4. Independent Chairman (page 59) Shr Against For
5. Special Shareholder Meetings (page 61) Shr Against For
6. Report on Environmental Expenditures (page Shr Against For
62)
7. Report on Risks of Petrochemical Shr Against For
Investments (page 64)
8. Report on Political Contributions (page 66) Shr Against For
9. Report on Lobbying (page 67) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V328
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FXFXX
ISIN: US31846V3289
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935192916
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard C. Adkerson Mgmt For For
1.2 Election of Director: Gerald J. Ford Mgmt For For
1.3 Election of Director: Lydia H. Kennard Mgmt For For
1.4 Election of Director: Dustan E. McCoy Mgmt For For
1.5 Election of Director: John J. Stephens Mgmt For For
1.6 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GREEN PLAINS INC. Agenda Number: 935155742
--------------------------------------------------------------------------------------------------------------------------
Security: 393222104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GPRE
ISIN: US3932221043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jim Anderson Mgmt For For
Wayne Hoovestol Mgmt For For
Ejnar Knudsen Mgmt For For
2. To amend the Company's 2019 Equity Mgmt For For
Incentive Plan.
3. To ratify the appointment of the Company's Mgmt For For
auditors.
4. To cast an advisory vote to approve the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 935161062
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abdulaziz F. Al Mgmt For For
Khayyal
1B. Election of Director: William E. Albrecht Mgmt For For
1C. Election of Director: M. Katherine Banks Mgmt For For
1D. Election of Director: Alan M. Bennett Mgmt For For
1E. Election of Director: Milton Carroll Mgmt For For
1F. Election of Director: Nance K. Dicciani Mgmt For For
1G. Election of Director: Murry S. Gerber Mgmt For For
1H. Election of Director: Patricia Hemingway Mgmt For For
Hall
1I. Election of Director: Robert A. Malone Mgmt For For
1J. Election of Director: Jeffrey A. Miller Mgmt For For
2. Ratification of Selection of Principal Mgmt For For
Independent Public Accountants.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Proposal to Amend and Restate the Mgmt For For
Halliburton Company Stock and Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 935153863
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William J. Burns Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Ahmet C. Dorduncu Mgmt For For
1D. Election of Director: Ilene S. Gordon Mgmt For For
1E. Election of Director: Anders Gustafsson Mgmt For For
1F. Election of Director: Jacqueline C. Hinman Mgmt For For
1G. Election of Director: Clinton A. Lewis, Jr. Mgmt For For
1H. Election of Director: Kathryn D. Sullivan Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: J. Steven Whisler Mgmt For For
1K. Election of Director: Ray G. Young Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for 2020
3. A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers, as Disclosed Under the
Heading "Compensation Discussion &
Analysis"
4. Shareowner Proposal to Reduce Special Shr Against For
Shareowner Meeting Ownership Threshold to
10 Percent
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935159043
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Kinder Mgmt For For
1B. Election of Director: Steven J. Kean Mgmt For For
1C. Election of Director: Kimberly A. Dang Mgmt For For
1D. Election of Director: Ted A. Gardner Mgmt For For
1E. Election of Director: Anthony W. Hall, Jr. Mgmt For For
1F. Election of Director: Gary L. Hultquist Mgmt For For
1G. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For
1H. Election of Director: Deborah A. Macdonald Mgmt For For
1I. Election of Director: Michael C. Morgan Mgmt For For
1J. Election of Director: Arthur C. Mgmt For For
Reichstetter
1K. Election of Director: Fayez Sarofim Mgmt For For
1L. Election of Director: C. Park Shaper Mgmt For For
1M. Election of Director: William A. Smith Mgmt For For
1N. Election of Director: Joel V. Staff Mgmt For For
1O. Election of Director: Robert F. Vagt Mgmt For For
1P. Election of Director: Perry M. Waughtal Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935073750
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Special
Meeting Date: 12-Sep-2019
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Authorization to Conduct Share Repurchases Mgmt For For
2. Cancellation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935213746
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacques Aigrain Mgmt For For
1B. Election of Director: Lincoln Benet Mgmt For For
1C. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1D. Election of Director: Robin Buchanan Mgmt For For
1E. Election of Director: Stephen Cooper Mgmt For For
1F. Election of Director: Nance Dicciani Mgmt For For
1G. Election of Director: Claire Farley Mgmt For For
1H. Election of Director: Isabella (Bella) Mgmt For For
Goren
1I. Election of Director: Michael Hanley Mgmt For For
1J. Election of Director: Albert Manifold Mgmt For For
1K. Election of Director: Bhavesh (Bob) Patel Mgmt For For
2. Discharge of Directors from Liability Mgmt For For
3. Adoption of 2019 Dutch Statutory Annual Mgmt For For
Accounts
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2020
Dutch Statutory Annual Accounts
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay)
7. Ratification and Approval of Dividends Mgmt For For
8. Authorization to Conduct Share Repurchases Mgmt For For
9. Cancellation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935144333
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
phase out the classified Board of
Directors.
2A. Election of Class III Director: Steven A. Mgmt For For
Davis (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2B. Election of Class III Director: J. Michael Mgmt For For
Stice (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2C. Election of Class III Director: John P. Mgmt For For
Surma (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2D. Election of Class III Director: Susan Mgmt For For
Tomasky (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2020.
4. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
5. Shareholder proposal seeking simple Shr For For
majority vote provisions.
6. Shareholder proposal seeking a report on Shr Against For
integrating community impacts into the
company's executive compensation program.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935139522
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory Boyce Mgmt For For
1B. Election of Director: Bruce Brook Mgmt For For
1C. Election of Director: J. Kofi Bucknor Mgmt For For
1D. Election of Director: Maura Clark Mgmt For For
1E. Election of Director: Matthew Coon Come Mgmt For For
1F. Election of Director: Noreen Doyle Mgmt For For
1G. Election of Director: Veronica Hagen Mgmt For For
1H. Election of Director: Rene Medori Mgmt For For
1I. Election of Director: Jane Nelson Mgmt For For
1J. Election of Director: Thomas Palmer Mgmt For For
1K. Election of Director: Julio Quintana Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Approve the 2020 Stock Incentive Plan. Mgmt For For
4. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 935141856
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey L. Berenson Mgmt For For
1B. Election of Director: James E. Craddock Mgmt For For
1C. Election of Director: Barbara J. Duganier Mgmt For For
1D. Election of Director: Thomas J. Edelman Mgmt For For
1E. Election of Director: Holli C. Ladhani Mgmt For For
1F. Election of Director: David L. Stover Mgmt For For
1G. Election of Director: Scott D. Urban Mgmt For For
1H. Election of Director: William T. Van Kleef Mgmt For For
1I. Election of Director: Martha B. Wyrsch Mgmt For For
2. To ratify the appointment of the Mgmt For For
independent auditor by the Company's Audit
Committee.
3. To approve, in an advisory vote, executive Mgmt For For
compensation.
4. To approve the 2020 Long-Term Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 935155487
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
Joseph D. Rupp Mgmt For For
Leon J. Topalian Mgmt For For
John H. Walker Mgmt For For
Nadja Y. West Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as
Nucor's independent registered public
accounting firm for 2020.
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2019.
4. Approval of the amendment and restatement Mgmt For For
of the Nucor Corporation 2014 Omnibus
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
NUTRIEN LTD. (THE "CORPORATION") Agenda Number: 935164361
--------------------------------------------------------------------------------------------------------------------------
Security: 67077M108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: NTR
ISIN: CA67077M1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Christopher M. Burley Mgmt For For
Maura J. Clark Mgmt For For
David C. Everitt Mgmt For For
Russell K. Girling Mgmt For For
Miranda C. Hubbs Mgmt For For
Alice D. Laberge Mgmt For For
Consuelo E. Madere Mgmt For For
Charles V. Magro Mgmt For For
Keith G. Martell Mgmt For For
Aaron W. Regent Mgmt For For
Mayo M. Schmidt Mgmt For For
2 The re-appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as auditor of the Corporation.
3 A non-binding advisory resolution to accept Mgmt For For
the Corporation's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION Agenda Number: 935156592
--------------------------------------------------------------------------------------------------------------------------
Security: 680665205
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: OLN
ISIN: US6806652052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Heidi S. Alderman Mgmt For For
1B. Election of Director: Beverley A. Babcock Mgmt For For
1C. Election of Director: Gray G. Benoist Mgmt For For
1D. Election of Director: Scott D. Ferguson Mgmt For For
1E. Election of Director: John E. Fischer Mgmt For For
1F. Election of Director: W. Barnes Hauptfuhrer Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
4. Approval of an amendment to the Amended and Mgmt For For
Restated Articles of Incorporation to
declassify the board of directors.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 935154269
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Duane C. Farrington Mgmt For For
1C. Election of Director: Donna A. Harman Mgmt For For
1D. Election of Director: Mark W. Kowlzan Mgmt For For
1E. Election of Director: Robert C. Lyons Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Samuel M. Mencoff Mgmt For For
1H. Election of Director: Roger B. Porter Mgmt For For
1I. Election of Director: Thomas S. Souleles Mgmt For For
1J. Election of Director: Paul T. Stecko Mgmt For For
1K. Election of Director: James D. Woodrum Mgmt For For
2. Proposal to ratify appointment of KPMG LLP Mgmt For For
as our auditors.
3. Proposal to approve the 1999 Long-Term Mgmt For For
Equity Incentive Plan.
4. Proposal to approve our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 935130942
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 04-Mar-2020
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Merger of Petrobras Negocios Eletronicos Mgmt For For
S.A. (e-PETRO) into Petrobras to: 1)Confirm
Loudon Blomquist Auditores Independentes
(Loudon) as Petrobras' contractor to
prepare the relevant e-PETRO's Evaluation
Report, at book value, pursuant to
paragraph 1 of article 227 of the Act 6404,
of 12.15.1976; 2) Approve the Evaluation
Report prepared by Loudon at book value
regarding e-PETRO's shareholders' equity;
3)Approve all terms and conditions of the
Merger Proposal and Basis, entered into
...(due to space limits, see proxy material
for full proposal).
II Proposal of amendment to Petrobras' By Law Mgmt For For
in order to change articles 18, 21, 22, 23,
30, 34, 60, 63, 64 and 65 of said charter,
and consequent consolidation of said By Law
pursuant to Management proposal filed with
the Brazilian Securities and Exchange
Commission - CVM (Comissao de Valores
Mobiliarios) and Company through respective
electronic addresses.
III Election of 1 (one) member of the Board of Mgmt For For
Directors indicated by controlling
shareholder.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935152669
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles M. Holley Mgmt For For
1B. Election of Director: Glenn F. Tilton Mgmt For For
1C. Election of Director: Marna C. Whittington Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
3. Advisory vote to approve our executive Mgmt For For
compensation.
4. Shareholder proposal requesting a report on Shr Against For
risks of Gulf Coast petrochemical
investments.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935179273
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edison C. Buchanan Mgmt For For
1B. Election of Director: Andrew F. Cates Mgmt For For
1C. Election of Director: Phillip A. Gobe Mgmt For For
1D. Election of Director: Larry R. Grillot Mgmt For For
1E. Election of Director: Stacy P. Methvin Mgmt For For
1F. Election of Director: Royce W. Mitchell Mgmt For For
1G. Election of Director: Frank A. Risch Mgmt For For
1H. Election of Director: Scott D. Sheffield Mgmt For For
1I. Election of Director: Mona K. Sutphen Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2020.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PJSC LUKOIL Agenda Number: 935103692
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: Special
Meeting Date: 03-Dec-2019
Ticker: LUKOY
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution to be proposed for voting on Mgmt For For
Agenda Item 1 (SEE AGENDA DOCUMENT FOR
DETAILS). AS A CONDITION EFFECTIVE NOVEMBER
6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE
REQUIRED TO DISCLOSE THEIR NAME, ADDRESS
NUMBER OR SHARES AND THE MANNER OF THE VOTE
AS A CONDITION TO VOTING.
2. Resolution to be proposed for voting on Mgmt For For
Agenda Item 2 (SEE AGENDA DOCUMENT FOR
DETAILS).
3. Resolution to be proposed for voting on Mgmt For For
Agenda Item 3 (SEE AGENDA DOCUMENT FOR
DETAILS).
4. Resolution to be proposed for voting on Mgmt For For
Agenda Item 4 (SEE AGENDA DOCUMENT FOR
DETAILS).
5. Resolution to be proposed for voting on Mgmt For For
Agenda Item 5 (SEE AGENDA DOCUMENT FOR
DETAILS).
6. Resolution to be proposed for voting on Mgmt For For
Agenda Item 6 (SEE AGENDA DOCUMENT FOR
DETAILS).
7. Resolution to be proposed for voting on Mgmt For For
Agenda Item 7 (SEE AGENDA DOCUMENT FOR
DETAILS).
8. Resolution to be proposed for voting on Mgmt For For
Agenda Item 8 (SEE AGENDA DOCUMENT FOR
DETAILS).
9. Resolution to be proposed for voting on Mgmt For For
Agenda Item 9 (SEE AGENDA DOCUMENT FOR
DETAILS).
10. Resolution to be proposed for voting on Mgmt For For
Agenda Item 10 (SEE AGENDA DOCUMENT FOR
DETAILS).
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 935137112
--------------------------------------------------------------------------------------------------------------------------
Security: 693483109
Meeting Type: Annual
Meeting Date: 27-Mar-2020
Ticker: PKX
ISIN: US6934831099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Financial Statements for the Mgmt For For
52nd FY (2019)
2.1 Election of Inside Director: Chang, In-Hwa Mgmt For For
2.2 Election of Inside Director: Chon, Jung-Son Mgmt For For
2.3 Election of Inside Director: Kim, Hag-Dong Mgmt For For
2.4 Election of Inside Director: Jeong, Tak Mgmt For For
3.1 Election of Outside Director: Chang, Mgmt For For
Seung-Wha
4. Election of Audit Committee Member Pahk, Mgmt For For
Heui-Jae
5. Approval of the Ceiling Amount of Total Mgmt For For
Remuneration for Directors
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935143571
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 08-Apr-2020
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2019 Annual report Mgmt For For
2. Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
3. Approval of the Directors' Remuneration Mgmt For For
Report
4. Approval of potential termination benefits Mgmt For For
5. To elect Hinda Gharbi as a director Mgmt For For
6. To elect Jennifer Nason as a director Mgmt For For
7. To elect Ngaire Woods CBE as a director Mgmt For For
8. To re-elect Megan Clark AC as a director Mgmt For For
9. To re-elect David Constable as a director Mgmt For For
10. To re-elect Simon Henry as a director Mgmt For For
11. To re-elect Jean-Sebastien Jacques as a Mgmt For For
director
12. To re-elect Sam Laidlaw as a director Mgmt For For
13. To re-elect Michael L'Estrange AO as a Mgmt For For
director
14. To re-elect Simon McKeon AO as a director Mgmt For For
15. To re-elect Jakob Stausholm as a director Mgmt For For
16. To re-elect Simon Thompson as a director Mgmt For For
17. Appointment of auditors of Rio Tinto plc Mgmt For For
and Rio Tinto Limited
18. Remuneration of auditors Mgmt For For
19. Authority to make political donations Mgmt For For
20. Amendments to Rio Tinto plc's articles of Mgmt For For
association and Rio Tinto Limited's
constitution - general updates and changes
21. Amendments to Rio Tinto plc's articles of Mgmt For For
association and Rio Tinto Limited's
constitution - hybrid and contemporaneous
general meetings
22. General authority to allot shares Mgmt For For
23. Disapplication of pre-emption rights Mgmt For For
24. Authority to purchase Rio Tinto plc shares Mgmt For For
25. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 935198627
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts Mgmt For For
2. Approval of Directors' Remuneration Policy Mgmt For For
3. Approval of Directors' Remuneration Report Mgmt For For
4. Appointment of Dick Boer as a Director of Mgmt For For
the Company
5. Appointment of Andrew Mackenzie as a Mgmt For For
Director of the Company
6. Appointment of Martina Hund-Mejean as a Mgmt For For
Director of the Company
7. Reappointment of Director: Ben van Beurden Mgmt For For
8. Reappointment of Director: Neil Carson Mgmt For For
9. Reappointment of Director: Ann Godbehere Mgmt For For
10. Reappointment of Director: Euleen Goh Mgmt For For
11. Reappointment of Director: Charles O. Mgmt For For
Holliday
12. Reappointment of Director: Catherine Hughes Mgmt For For
13. Reappointment of Director: Sir Nigel Mgmt For For
Sheinwald
14. Reappointment of Director: Jessica Uhl Mgmt For For
15. Reappointment of Director: Gerrit Zalm Mgmt For For
16. Reappointment of Auditors Mgmt For For
17. Remuneration of Auditors Mgmt For For
18. Authority to allot shares Mgmt For For
19. Disapplication of pre-emption rights Mgmt For For
20. Authority to purchase own shares Mgmt For For
21. Shareholder Resolution Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 01-Apr-2020
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick de La Mgmt For For
Chevardiere
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: Olivier Le Peuch Mgmt For For
1D. Election of Director: Tatiana A. Mitrova Mgmt For For
1E. Election of Director: Lubna S. Olayan Mgmt For For
1F. Election of Director: Mark G. Papa Mgmt For For
1G. Election of Director: Leo Rafael Reif Mgmt For For
1H. Election of Director: Henri Seydoux Mgmt For For
1I. Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt For For
as of December 31, 2019; our consolidated
statement of income for the year ended
December 31, 2019; and our Board of
Directors' declarations of dividends in
2019, as reflected in our 2019 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC Agenda Number: 712309625
--------------------------------------------------------------------------------------------------------------------------
Security: G8248F104
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: IE00B1RR8406
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVIEW OF THE COMPANY'S AFFAIRS AND Mgmt For For
CONSIDERATION OF THE FINANCIAL STATEMENTS
AND REPORTS OF THE DIRECTORS AND STATUTORY
AUDITOR
2 CONSIDERATION OF THE DIRECTORS' Mgmt For For
REMUNERATION REPORT
3 DECLARATION OF A DIVIDEND: EUR 80.9C PER Mgmt For For
SHARE
4 TO ELECT DR. LOURDES MELGAR AS A DIRECTOR Mgmt For For
OF THE COMPANY
5.A RE-ELECTION OF DIRECTOR: MR. IRIAL FINAN Mgmt For For
5.B RE-ELECTION OF DIRECTOR: MR. ANTHONY Mgmt For For
SMURFIT
5.C RE-ELECTION OF DIRECTOR: MR. KEN BOWLES Mgmt For For
5.D RE-ELECTION OF DIRECTOR: MS. ANNE ANDERSON Mgmt For For
5.E RE-ELECTION OF DIRECTOR: MR. FRITS Mgmt For For
BEURSKENS
5.F RE-ELECTION OF DIRECTOR: MS. CAROL Mgmt For For
FAIRWEATHER
5.G RE-ELECTION OF DIRECTOR: MR. JAMES LAWRENCE Mgmt For For
5.H RE-ELECTION OF DIRECTOR: MR. JOHN MOLONEY Mgmt For For
5.I RE-ELECTION OF DIRECTOR: MR. JORGEN BUHI Mgmt For For
RASMUSSEN
5.J RE-ELECTION OF DIRECTOR: MR. GONZALO Mgmt For For
RESTREPO
6 REMUNERATION OF THE STATUTORY AUDITOR Mgmt For For
7 AUTHORITY TO ISSUE SHARES Mgmt For For
8 DISAPPLICATION OF PRE-EMPTION RIGHTS (RE Mgmt For For
ALLOTMENT OF UP TO 5% FOR CASH)
9 DISAPPLICATION OF PRE-EMPTION RIGHTS (RE Mgmt For For
ALLOTMENT OF UP TO 5% FOR CASH IN
CONNECTION WITH ACQUISITIONS / SPECIFIED
INVESTMENTS)
10 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
11 CONVENING AN EXTRAORDINARY GENERAL MEETING Mgmt For For
ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda Number: 935151946
--------------------------------------------------------------------------------------------------------------------------
Security: 858119100
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: STLD
ISIN: US8581191009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Millett Mgmt For For
Sheree L. Bargabos Mgmt For For
Keith E. Busse Mgmt For For
Frank D. Byrne, M.D. Mgmt For For
Kenneth W. Cornew Mgmt For For
Traci M. Dolan Mgmt For For
James C. Marcuccilli Mgmt For For
Bradley S. Seaman Mgmt For For
Gabriel L. Shaheen Mgmt For For
Steven A. Sonnenberg Mgmt For For
Richard P. Teets, Jr. Mgmt For For
2. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS STEEL DYNAMICS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2020
3. TO HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 935150576
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patricia M. Bedient Mgmt For For
Mel E. Benson Mgmt For For
John D. Gass Mgmt For For
Dennis M. Houston Mgmt For For
Mark S. Little Mgmt For For
Brian P. MacDonald Mgmt For For
Maureen McCaw Mgmt For For
Lorraine Mitchelmore Mgmt For For
Eira M. Thomas Mgmt For For
Michael M. Wilson Mgmt For For
2 Appointment of KPMG LLP as auditor of Mgmt For For
Suncor Energy Inc. for the ensuing year.
3 To accept the approach to executive Mgmt For For
compensation disclosed in the Management
Proxy Circular of Suncor Energy Inc. dated
February 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
TC ENERGY CORPORATION Agenda Number: 935156148
--------------------------------------------------------------------------------------------------------------------------
Security: 87807B107
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: TRP
ISIN: CA87807B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STePHAN CReTIER Mgmt For For
MICHAEL R. CULBERT Mgmt For For
RUSSELL K. GIRLING Mgmt For For
SUSAN C. JONES Mgmt For For
RANDY LIMBACHER Mgmt For For
JOHN E. LOWE Mgmt For For
DAVID MACNAUGHTON Mgmt For For
UNA POWER Mgmt For For
MARY PAT SALOMONE Mgmt For For
INDIRA V. SAMARASEKERA Mgmt For For
D. MICHAEL G. STEWART Mgmt For For
SIIM A. VANASELJA Mgmt For For
THIERRY VANDAL Mgmt For For
STEVEN W. WILLIAMS Mgmt For For
02 RESOLUTION TO APPOINT KPMG LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS AS AUDITORS AND
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 RESOLUTION TO ACCEPT TC ENERGY'S APPROACH Mgmt For For
TO EXECUTIVE COMPENSATION, AS DESCRIBED IN
THE MANAGEMENT INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 935174502
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Oscar P. Bernardes Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Gregory L. Ebel Mgmt For For
1E. Election of Director: Timothy S. Gitzel Mgmt For For
1F. Election of Director: Denise C. Johnson Mgmt For For
1G. Election of Director: Emery N. Koenig Mgmt For For
1H. Election of Director: James ("Joc") C. Mgmt For For
O'Rourke
1I. Election of Director: David T. Seaton Mgmt For For
1J. Election of Director: Steven M. Seibert Mgmt For For
1K. Election of Director: Luciano Siani Pires Mgmt For For
1L. Election of Director: Gretchen H. Watkins Mgmt For For
1M. Election of Director: Kelvin R. Westbrook Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Mosaic's independent registered public
accounting firm for the year ending
December 31, 2020.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the accompanying
Proxy Statement.
4. Stockholder proposal relating to adoption Shr Against For
of written consent right.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 935211879
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2019
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2019
O3 Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2019 - Option for the payment of the
final 2019 dividend in shares.
O4 Authorization granted to the Board of Mgmt For For
Directors, for a period of eighteen months,
for the purpose of trading in the Company's
shares
O5 Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code
O6 Renewal of Ms. Patricia Barbizet's term as Mgmt For For
director
O7 Renewal of Ms. Marie-Christine Mgmt For For
Coisne-Roquette's term as director
O8 Renewal of Mr. Mark Cutifani's term as Mgmt For For
director
O9 Appointment of Mr. Jerome Contamine as a Mgmt For For
director
O10 Approval of the information relating to the Mgmt For For
compensation of executive and non executive
directors ("mandataires sociaux") ...(due
to space limits, see proxy material for
full proposal).
O11 Setting of the amount of directors' Mgmt For For
aggregate annual compensation and approval
of the compensation policy applicable to
directors
O12 Approval of the fixed, variable and Mgmt For For
extraordinary components making up the
total compensation and the in-kind benefits
paid ...(due to space limits, see proxy
material for full proposal).
O13 Approval of the compensation policy Mgmt For For
applicable to the Chairman and Chief
Executive Officer
E14 Approval of the conversion of the Company's Mgmt For For
corporate form through adoption of the
European company corporate form and of
...(due to space limits, see proxy material
for full proposal).
E15 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E16 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E17 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
issuing, ...(due to space limits, see proxy
material for full proposal).
E18 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E19 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E20 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
carrying out, ...(due to space limits, see
proxy material for full proposal).
E21 Authorization granted to the Board of Mgmt For For
Directors, for a period ...(due to space
limits, see proxy material for full
proposal).
A Presented in accordance with Article L. Mgmt For For
225-105 of the French Commercial Code (not
approved by the Board of Directors):
Amendment of Article 19 - Financial Year -
Financial Statements of the Articles of
Association.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935187143
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution 1 Mgmt For For
2. Resolution 2 Mgmt For For
3. Resolution 3 Mgmt For For
4. Resolution 4 Mgmt For For
6. DIRECTOR
Jose Mauricio/Arthur Mgmt For For
Fernando/Johan Albino Mgmt For For
Oscar/Ken Yasuhara Mgmt For For
Jose Luciano/VACANT Mgmt For For
Eduardo/VACANT Mgmt For For
Marcel/Marcia Mgmt For For
Toshiya/Hugo Serrado Mgmt For For
Roger/Ivan Luiz Mgmt For For
Murilo/Joao Mgmt For For
Isabella/Adriano Mgmt For For
Sandra Maria/VACANT Mgmt For For
Marcelo/Nuno Maria Mgmt For For
7. Resolution 7 Mgmt For For
8. Resolution 8 Mgmt For For
9. Resolution 9 Mgmt For For
10. Resolution 10 Mgmt For For
E1. Resolution 1 Mgmt For For
E2. Resolution 2 Mgmt For For
E3. Resolution 3 Mgmt For For
E4. Resolution 4 Mgmt For For
E5. Resolution 5 Mgmt For For
E6. Resolution 6 Mgmt For For
E7. Resolution 7 Mgmt For For
E8. Resolution 8 Mgmt For For
E9. Resolution 9 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 935151554
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melissa H. Anderson Mgmt For For
1B. Election of Director: O. B. Grayson Hall, Mgmt For For
Jr.
1C. Election of Director: James T. Prokopanko Mgmt For For
1D. Election of Director: George Willis Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WEST FRASER TIMBER CO.LTD Agenda Number: 712493701
--------------------------------------------------------------------------------------------------------------------------
Security: 952845105
Meeting Type: AGM
Meeting Date: 26-May-2020
Ticker:
ISIN: CA9528451052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.10 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: HANK KETCHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: REID E. CARTER Mgmt For For
1.3 ELECTION OF DIRECTOR: RAYMOND FERRIS Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN N. FLOREN Mgmt For For
1.5 ELECTION OF DIRECTOR: BRIAN G. KENNING Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN K. KETCHAM Mgmt For For
1.7 ELECTION OF DIRECTOR: GERALD J. MILLER Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT L. PHILLIPS Mgmt For For
1.9 ELECTION OF DIRECTOR: JANICE G. RENNIE Mgmt For For
1.10 ELECTION OF DIRECTOR: GILLIAN D. WINCKLER Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
AT THE REMUNERATION TO BE FIXED BY THE
BOARD OF DIRECTORS OF THE COMPANY
3 TO ACCEPT THE COMPANY'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION, AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR FOR THE MEETING
4 TO APPROVE THE RATIFICATION OF THE Mgmt For For
COMPANY'S SHAREHOLDER RIGHTS PLAN, AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR FOR THE MEETING
--------------------------------------------------------------------------------------------------------------------------
WESTROCK COMPANY Agenda Number: 935115231
--------------------------------------------------------------------------------------------------------------------------
Security: 96145D105
Meeting Type: Annual
Meeting Date: 31-Jan-2020
Ticker: WRK
ISIN: US96145D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Colleen F. Arnold Mgmt For For
1B. Election of Director: Timothy J. Bernlohr Mgmt For For
1C. Election of Director: J. Powell Brown Mgmt For For
1D. Election of Director: Terrell K. Crews Mgmt For For
1E. Election of Director: Russell M. Currey Mgmt For For
1F. Election of Director: Suzan F. Harrison Mgmt For For
1G. Election of Director: John A. Luke, Jr. Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: James E. Nevels Mgmt For For
1J. Election of Director: Timothy H. Powers Mgmt For For
1K Election of Director: Steven C. Voorhees Mgmt For For
1L. Election of Director: Bettina M. Whyte Mgmt For For
1M. Election of Director: Alan D. Wilson Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 935163939
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Emmert Mgmt For For
1B. Election of Director: Rick R. Holley Mgmt For For
1C. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1D. Election of Director: Al Monaco Mgmt For For
1E. Election of Director: Nicole W. Piasecki Mgmt For For
1F. Election of Director: Marc F. Racicot Mgmt For For
1G. Election of Director: Lawrence A. Selzer Mgmt For For
1H. Election of Director: D. Michael Steuert Mgmt For For
1I. Election of Director: Devin W. Stockfish Mgmt For For
1J. Election of Director: Kim Williams Mgmt For For
1K. Election of Director: Charles R. Williamson Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for 2020.
North Square International Small Cap Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENT GROUP LTD Agenda Number: 711702666
--------------------------------------------------------------------------------------------------------------------------
Security: Q0R618101
Meeting Type: AGM
Meeting Date: 28-Nov-2019
Ticker:
ISIN: AU000000AX19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4 TO 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF THE REMUNERATION REPORT Mgmt Against Against
3.A RE-ELECTION OF MR DAVID GORDON AS A Mgmt For For
DIRECTOR OF THE COMPANY
3.B RE-ELECTION OF MR STEPHEN GODDARD AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 INCREASE THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
NON-EXECUTIVE DIRECTORS' FEES
5 APPROVAL OF PERFORMANCE RIGHTS PLAN Mgmt For For
6 GRANT OF PERFORMANCE RIGHTS TO A DIRECTOR Mgmt For For
AND RELATED PARTY, MR DANIEL AGOSTINELLI
--------------------------------------------------------------------------------------------------------------------------
ADVA OPTICAL NETWORKING SE Agenda Number: 712413145
--------------------------------------------------------------------------------------------------------------------------
Security: D0190E105
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: DE0005103006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 01.05.2019, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
07.05.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AS OF 31 DECEMBER
2019, THE APPROVED CONSOLIDATED FINANCIAL
STATEMENTS AS OF 31 DECEMBER 2019, THE
CONSOLIDATED MANAGEMENT REPORT FOR ADVA
OPTICAL NETWORKING SE AND THE GROUP FOR THE
2019 FINANCIAL YEAR, THE MANAGEMENT BOARD'S
EXPLANATORY REPORT ON THE STATEMENTS AS
REQUIRED UNDER SECTIONS 289A AND 315A OF
THE HANDELSGESETZBUCH (HGB - GERMAN
COMMERCIAL CODE), THE REPORT OF THE
SUPERVISORY BOARD FOR THE 2019 FINANCIAL
YEAR, AND THE CONSOLIDATED SEPARATE
NON-FINANCIAL REPORT FOR ADVA OPTICAL
NETWORKING SE AND THE GROUP FOR THE 2019
FINANCIAL YEAR
2 RESOLUTION ON THE APPROPRIATION OF THE NET Mgmt For For
RETAINED PROFITS FOR THE 2019 FINANCIAL
YEAR
3 FORMAL APPROVAL OF THE ACTIONS OF THE Mgmt For For
MEMBERS OF THE MANAGEMENT BOARD FOR THE
2019 FINANCIAL YEAR
4 FORMAL APPROVAL OF THE ACTIONS OF THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD FOR THE
2019 FINANCIAL YEAR
5 ELECTION OF THE AUDITOR AND OF THE GROUP Mgmt For For
AUDITOR FOR THE 2020 FINANCIAL YEAR:
PRICEWATERHOUSECOOPERS GMBH, AUDITING,
MUNICH BE SELECTED AS AUDITOR AND AS GROUP
AUDITOR FOR THE 2020 FISCAL YEAR
6 RESOLUTION REGARDING EXTENSION OF Mgmt For For
AUTHORISATION TO ISSUE SHARE OPTION RIGHTS
(2011 SHARE OPTION PROGRAMME) AND THE
CREATION OF FURTHER CONTINGENT CAPITAL;
AMENDMENT OF THE ARTICLES OF ASSOCIATION
7 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION PURSUANT TO THE ACT ON THE
IMPLEMENTATION OF THE SECOND SHAREHOLDERS'
RIGHTS DIRECTIVE
--------------------------------------------------------------------------------------------------------------------------
AEON MALL CO.,LTD. Agenda Number: 712494791
--------------------------------------------------------------------------------------------------------------------------
Security: J10005106
Meeting Type: AGM
Meeting Date: 19-May-2020
Ticker:
ISIN: JP3131430005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Iwamura, Yasutsugu Mgmt Against Against
1.2 Appoint a Director Chiba, Seiichi Mgmt For For
1.3 Appoint a Director Mishima, Akio Mgmt For For
1.4 Appoint a Director Fujiki, Mitsuhiro Mgmt For For
1.5 Appoint a Director Tamai, Mitsugu Mgmt For For
1.6 Appoint a Director Sato, Hisayuki Mgmt For For
1.7 Appoint a Director Okada, Motoya Mgmt For For
1.8 Appoint a Director Okamoto, Masahiko Mgmt For For
1.9 Appoint a Director Yokoyama, Hiroshi Mgmt For For
1.10 Appoint a Director Nakarai, Akiko Mgmt For For
1.11 Appoint a Director Hashimoto, Tatsuya Mgmt For For
1.12 Appoint a Director Kawabata, Masao Mgmt For For
1.13 Appoint a Director Koshizuka, Kunihiro Mgmt For For
1.14 Appoint a Director Yamashita, Yasuko Mgmt For For
2 Appoint a Corporate Auditor Nishimatsu, Mgmt Against Against
Masato
--------------------------------------------------------------------------------------------------------------------------
ALTIUM LIMITED Agenda Number: 711726375
--------------------------------------------------------------------------------------------------------------------------
Security: Q0268D100
Meeting Type: AGM
Meeting Date: 06-Dec-2019
Ticker:
ISIN: AU000000ALU8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 REMUNERATION REPORT Mgmt For For
3 ELECTION OF DIRECTOR - RAELENE MURPHY Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 15
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
4 RENEWAL OF PROPORTIONAL TAKEOVER PROVISION: Mgmt For For
ARTICLE 3.17 TO 3.18
--------------------------------------------------------------------------------------------------------------------------
AMPLIFON S.P.A. Agenda Number: 712300184
--------------------------------------------------------------------------------------------------------------------------
Security: T0388E118
Meeting Type: OGM
Meeting Date: 24-Apr-2020
Ticker:
ISIN: IT0004056880
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT AS PER ART. 106, ITEM 4, Non-Voting
OF THE LEGISLATIVE DECREE COVID19 THE
PHYSICAL PARTICIPATION TO THE MEETING IS
NOT FORESEEN. THANK YOU
1.A APPROVAL OF THE FINANCIAL STATEMENTS AS AT Mgmt For For
31 DECEMBER 2019; REPORTS PREPARED BY THE
BOARD OF DIRECTORS, THE BOARD OF STATUTORY
AUDITORS AND THE INDEPENDENT AUDITORS.
CONSOLIDATED FINANCIAL STATEMENTS AS AT 31
DECEMBER 2019 AND REPORT ON OPERATIONS.
CONSOLIDATED NON FINANCIAL STATEMENT AS AT
31 DECEMBER 2019
1.B ALLOCATION OF THE EARNINGS FOR THE YEAR Mgmt For For
2 DIRECTORS' REMUNERATION FOR FY 2020 Mgmt For For
3.A REMUNERATION REPORT 2020 PURSUANT TO ART. Mgmt Against Against
123-TER LEGISLATIVE DECREE 58/98 ("TUF")
AND ART. 84-QUATER ISSUERS' REGULATIONS -
SECTION 1: REMUNERATION POLICY 2020
3.B REMUNERATION REPORT 2020 PURSUANT TO ART. Mgmt Against Against
123-TER LEGISLATIVE DECREE 58/98 ("TUF")
AND ART. 84-QUATER ISSUERS' REGULATIONS -
SECTION 2: REMUNERATION PAID IN 2019 AND
OTHER INFORMATION
4 APPROVAL OF A PLAN FOR THE PURCHASE AND Mgmt For For
DISPOSAL OF TREASURY SHARES PURSUANT TO
ARTICLES 2357 AND 2357-TER OF THE ITALIAN
CIVIL CODE, FOLLOWING REVOCATION OF THE
CURRENT PLAN. RELATED AND CONSEQUENT
RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
APERAM S.A. Agenda Number: 712347423
--------------------------------------------------------------------------------------------------------------------------
Security: L0187K107
Meeting Type: MIX
Meeting Date: 05-May-2020
Ticker:
ISIN: LU0569974404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A.I APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
A.II APPROVE FINANCIAL STATEMENTS Mgmt For For
A.III APPROVE REMUNERATION OF DIRECTORS Mgmt For For
A.IV APPROVE DIVIDENDS OF EUR 1.75 PER SHARE Mgmt For For
A.V APPROVE ALLOCATION OF INCOME Mgmt For For
A.VI APPROVE REMUNERATION POLICY Mgmt For For
A.VII APPROVE REMUNERATION REPORT Mgmt For For
AVIII APPROVE ANNUAL FEES STRUCTURE OF THE BOARD Mgmt For For
AND REMUNERATION OF CEO
A.IX APPROVE DISCHARGE OF DIRECTORS Mgmt For For
A.X REELECT JOSEPH GREENWELL AS DIRECTOR Mgmt For For
A.XI ELECT ALAIN KINSCH AS DIRECTOR Mgmt For For
A.XII ELECT ROS RIVAZ AS DIRECTOR Mgmt For For
AXIII APPOINT DELOITTE AS AUDITOR Mgmt For For
A.XIV APPROVE SHARE PLAN GRANT UNDER THE Mgmt For For
LEADERSHIP TEAM PERFORMANCE SHARE UNIT PLAN
S.I APPROVE CANCELLATION OF SHARES AND Mgmt For For
REDUCTION IN SHARE CAPITAL
S.II APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED Mgmt For For
SECURITIES WITHOUT PREEMPTIVE RIGHTS AND
AMEND ARTICLES OF ASSOCIATION
CMMT 14 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TEXT OF
RESOLUTION AVIII . IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ASM INTERNATIONAL NV Agenda Number: 712348639
--------------------------------------------------------------------------------------------------------------------------
Security: N07045201
Meeting Type: AGM
Meeting Date: 18-May-2020
Ticker:
ISIN: NL0000334118
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING / ANNOUNCEMENTS Non-Voting
2 REPORT ON THE FINANCIAL YEAR 2019 Non-Voting
3 REMUNERATION REPORT 2019 Mgmt For For
4 REMUNERATION POLICY Mgmt For For
5 ADOPTION OF THE ANNUAL ACCOUNTS 2019 Mgmt For For
6.A ADOPTION OF DIVIDEND PROPOSAL: REGULAR Mgmt For For
DIVIDEND
6.B ADOPTION OF DIVIDEND PROPOSAL: Mgmt For For
EXTRA-ORDINARY DIVIDEND
7 DISCHARGE OF THE MEMBERS OF THE MANAGEMENT Mgmt For For
BOARD
8 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
9 COMPOSITION OF THE MANAGEMENT BOARD Mgmt For For
APPOINTMENT OF MR. BENJAMIN GEK LIM LOH TO
THE MANAGEMENT BOARD AND APPOINTMENT AS CEO
10.A COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF MRS. MONICA DE VIRGILIIS TO
THE SUPERVISORY BOARD
10.B COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF MR. DIDIER LAMOUCHE TO THE
SUPERVISORY BOARD
10.C COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF MR. MARTIN VAN PERNIS TO
THE SUPERVISORY BOARD
11 AMENDMENT ARTICLES OF ASSOCIATION Mgmt For For
12 APPOINTMENT OF THE COMPANY'S AUDITOR FOR Mgmt For For
THE FINANCIAL YEAR 2020: RATIFY KPMG AS
AUDITORS
13.A DESIGNATION OF THE MANAGEMENT BOARD AS THE Mgmt For For
COMPETENT BODY TO ISSUE COMMON SHARES AND
RIGHTS TO ACQUIRE COMMON SHARES
13.B DESIGNATION OF THE MANAGEMENT BOARD AS THE Mgmt For For
COMPETENT BODY TO SET ASIDE ANY PRE-EMPTIVE
RIGHTS WITH RESPECT TO THE ISSUE OF COMMON
SHARES AND RIGHTS TO ACQUIRE COMMON SHARES
14 AUTHORIZATION OF THE MANAGEMENT BOARD TO Mgmt For For
REPURCHASE COMMON SHARES IN THE COMPANY
15 WITHDRAWAL OF TREASURY SHARES Mgmt For For
16 ANY OTHER BUSINESS Non-Voting
17 CLOSURE Non-Voting
CMMT 09 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATRESMEDIA CORPORACION DE MEDIOS DE CO Agenda Number: 712306148
--------------------------------------------------------------------------------------------------------------------------
Security: E0728T102
Meeting Type: OGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: ES0109427734
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 APR 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1.1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
1.2 APPROVAL OF THE NON FINANCIAL INFORMATION Mgmt For For
REPORT
1.3 ALLOCATION OF RESULTS Mgmt For For
1.4 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
2 REELECTION OF AUDITORS: KPMG Mgmt For For
3 REELECTION OF MS MONICA RIBE SALAT AS Mgmt For For
DIRECTOR
4 AUTHORIZATION FOR THE DERIVATIVE Mgmt For For
ACQUISITION OF OWN SHARES
5 DELEGATION OF POWERS TO ISSUE DEBENTURES, Mgmt For For
BONDS AND OTHER FIXED INCOME SECURITIES OR
OTHER SIMILAR DEBT INSTRUMENTS, EITHER NON
CONVERTIBLE OR EXCHANGEABLE FOR OUTSTANDING
SHARES
6 DELEGATION OF POWERS TO ISSUE FOR A MAXIMUM Mgmt For For
TERM OF FIVE YEARS, DEBENTURES AND BONDS
CONVERTIBLE INTO NEW SHARES AND
EXCHANGEABLE FOR COMPANY SHARES
7 AMENDMENT OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS
8 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED
BY SHAREHOLDERS AT THE GENERAL MEETING
9 ADVISORY VOTE ON THE ANNUAL REPORT ON THE Mgmt For For
REMUNERATIONS RECEIVED BY DIRECTORS
10 APPROVAL OF THE MINUTES Mgmt For For
CMMT SHAREHOLDERS HOLDING LESS THAN "400" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT 31 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF TEXT OF
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AUSDRILL LTD Agenda Number: 711532867
--------------------------------------------------------------------------------------------------------------------------
Security: Q0695U105
Meeting Type: AGM
Meeting Date: 01-Oct-2019
Ticker:
ISIN: AU000000ASL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 5, 6, 7 AND 9 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS REFERRED IN THE
COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPT REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MR MARK ANDREW HINE Mgmt For For
3 RE-ELECTION OF MR TERRENCE JOHN STRAPP Mgmt For For
4 APPROVAL OF INCENTIVE RIGHTS PLAN Mgmt For For
5 ISSUE OF PERFORMANCE RIGHTS TO MR MARK Mgmt For For
NORWELL - FY2019 LONG TERM INCENTIVE
6 ISSUE OF PERFORMANCE RIGHTS TO MR MARK Mgmt For For
NORWELL - FY2020 LONG TERM INCENTIVE
7 ISSUE OF STI RIGHTS TO MR MARK NORWELL - Mgmt For For
FY2019 SHORT TERM INCENTIVE
8 INCREASE TO MAXIMUM NUMBER OF DIRECTORS: Mgmt For For
THAT, WITH EFFECT FROM THE CLOSE OF THE
MEETING AND IN ACCORDANCE WITH SECTION
136(2) OF THE CORPORATIONS ACT, ARTICLE
57.1 OF THE COMPANY'S CONSTITUTION BE
AMENDED AS SET OUT IN THE EXPLANATORY
MEMORANDUM TO INCREASE THE MAXIMUM NUMBER
OF DIRECTORS FROM SEVEN (7) TO EIGHT (8)."
9 INCREASE TO NON-EXECUTIVE DIRECTOR Mgmt For For
REMUNERATION CAP
10 CHANGE OF NAME FROM AUSDRILL LIMITED TO Mgmt For For
PERENTI GLOBAL LIMITED
--------------------------------------------------------------------------------------------------------------------------
AXFOOD AB Agenda Number: 712153686
--------------------------------------------------------------------------------------------------------------------------
Security: W1051R119
Meeting Type: AGM
Meeting Date: 18-Mar-2020
Ticker:
ISIN: SE0006993770
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF A CHAIRMAN TO PRESIDE OVER THE Non-Voting
ANNUAL GENERAL MEETING: MIA BRUNELL LIVFORS
2 DRAWING-UP AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO CHECK THE Non-Voting
MINUTES OF THE ANNUAL GENERAL MEETING
5 RESOLUTION AS TO WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL AND Non-Voting
SUSTAINABILITY REPORT AND AUDITOR'S REPORT,
OF THE CONSOLIDATED ACCOUNTS AND AUDITOR'S
REPORT FOR THE GROUP FOR 2019, AND OF THE
AUDITOR'S STATEMENT ON WHETHER THE
GUIDELINES FOR EXECUTIVE COMPENSATION HAVE
BEEN ADHERED TO
7 CEO'S ADDRESS AND QUESTIONS FROM Non-Voting
SHAREHOLDERS
8 RESOLUTION CONCERNING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND BALANCE SHEET, AND THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
9 RESOLUTION ON DISCHARGE OF THE DIRECTORS Mgmt For For
AND PRESIDENT FROM LIABILITY
10 RESOLUTION CONCERNING DISPOSITION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND THE RECORD DATES
FOR PAYMENT OF THE DIVIDEND: SEK 7.25 PER
SHARE
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 15 IS Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THIS
PROPOSAL. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 RESOLUTION ON THE NUMBER OF DIRECTORS AND Mgmt For
DEPUTY DIRECTORS, AND ON THE NUMBER OF
AUDITORS AND DEPUTY AUDITORS TO BE ELECTED
BY THE ANNUAL GENERAL MEETING: THE
NOMINATING COMMITTEE RECOMMENDS THAT: THE
NUMBER OF AGM-ELECTED DIRECTORS SHALL BE
EIGHT (8) WITHOUT ANY DEPUTIES, AND THAT
THE NUMBER OF AUDITORS SHALL BE ONE (1)
ACCOUNTING FIRM WITHOUT ANY DEPUTIES
12 RESOLUTION ON DIRECTORS' FEES AND AUDITOR'S Mgmt For
FEES
13 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For
CHAIRMAN OF THE BOARD, AND ANY DEPUTY
DIRECTORS: THE NOMINATING COMMITTEE
PROPOSES: RE-ELECTION OF MIA BRUNELL
LIVFORS, STINA ANDERSSON, FABIAN BENGTSSON,
CAROLINE BERG, JESPER LIEN, LARS OLOFSSON
AND CHRISTER ABERG AS DIRECTORS, ELECTION
OF CHRISTIAN LUIGA AS A NEW DIRECTOR, AND
RE-ELECTION OF MIA BRUNELL LIVFORS AS
CHAIRMAN OF THE BOARD
14 ELECTION OF AUDITOR: THE NOMINATING Mgmt For
COMMITTEE PROPOSES: RE-ELECTION OF DELOITTE
AB AS THE COMPANY'S AUDITOR FOR A TERM FROM
THE END OF THE 2020 ANNUAL GENERAL MEETING
THROUGH THE END OF THE 2022 ANNUAL GENERAL
MEETING. THE AUDITING FIRM HAS ANNOUNCED
THAT AUTHORIZED PUBLIC ACCOUNTANT HANS
WAREN WILL CONTINUE TO SERVE AS CHIEF
AUDITOR, PROVIDED THAT THE FIRM IS
RE-ELECTED. THE PROPOSAL IS IN ACCORDANCE
WITH THE BOARD'S RECOMMENDATION
15 RESOLUTION ON INSTRUCTIONS FOR THE Mgmt Against
NOMINATING COMMITTEE
16 RESOLUTION ON GUIDELINES FOR COMPENSATION Mgmt For For
OF SENIOR EXECUTIVES
17.A RESOLUTION ON: A LONG-TERM SHARE-BASED Mgmt For For
INCENTIVE PROGRAMME
17.B RESOLUTION ON: AUTHORIZING THE BOARD TO Mgmt For For
DECIDE ON PURCHASES OF OWN SHARES AND
TRANSFERS OF TREASURY SHARES
18 RESOLUTION ON EMPLOYEE PURCHASES OF SHARES Mgmt For For
IN SUBSIDIARIES
19 RESOLUTION ON AMENDMENT TO THE ARTICLES OF Mgmt For For
ASSOCIATION
20 CONCLUSION OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BARCO NV Agenda Number: 712209091
--------------------------------------------------------------------------------------------------------------------------
Security: B0833F107
Meeting Type: EGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: BE0003790079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 APR 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 REPORT: REPORT DRAWN UP BY THE BOARD OF Non-Voting
DIRECTORS IN IMPLEMENTATION OF ARTICLE
7:154 OF THE CODE ON COMPANIES AND
ASSOCIATIONS (CCA) IN WHICH THE BOARD
COMPREHENSIVELY JUSTIFIES THE PROPOSED
AMENDMENT TO THE COMPANY'S PURPOSE
2 AMENDMENT TO THE COMPANY'S PURPOSE - Mgmt For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION: 3
3 STOCK SPLIT - AMENDMENT TO THE ARTICLES OF Mgmt For For
ASSOCIATION
4 REFORMULATION OF THE ARTICLES OF Mgmt For For
ASSOCIATION: ARTICLE 1:11 OF THE CCA
CMMT 23 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN ARTICLE NUMBERS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BARCO NV Agenda Number: 712310236
--------------------------------------------------------------------------------------------------------------------------
Security: B0833F107
Meeting Type: EGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: BE0003790079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 REPORT: REPORT DRAWN UP BY THE BOARD OF Non-Voting
DIRECTORS IN IMPLEMENTATION OF ARTICLE
7:154 OF THE CODE ON COMPANIES AND
ASSOCIATIONS (CCA) IN WHICH THE BOARD
COMPREHENSIVELY JUSTIFIES THE PROPOSED
AMENDMENT TO THE COMPANY'S PURPOSE
2 AMENDMENT TO THE COMPANY'S PURPOSE - Mgmt For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION:
ARTICLE 3
3 STOCK SPLIT - AMENDMENT TO THE ARTICLES OF Mgmt For For
ASSOCIATION: ARTICLE 5
4 REFORMULATION OF THE ARTICLES OF Mgmt For For
ASSOCIATION: ARTICLE 1:11 OF THE CCA
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 27 MAR 2020
--------------------------------------------------------------------------------------------------------------------------
BARCO NV Agenda Number: 712309322
--------------------------------------------------------------------------------------------------------------------------
Security: B0833F107
Meeting Type: OGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: BE0003790079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 PRESENTATION AND DISCUSSION OF THE ANNUAL Non-Voting
REPORT OF THE BOARD OF DIRECTORS, INCLUDING
THE CORPORATE GOVERNANCE STATEMENT, AND THE
REPORT OF THE STATUTORY AUDITOR ON (I) THE
ANNUAL ACCOUNTS OF BARCO NV AND (II) THE
CONSOLIDATED ANNUAL ACCOUNTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2019
2 THE GENERAL MEETING APPROVES THE ANNUAL Mgmt For For
ACCOUNTS OF BARCO NV FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2019, INCLUDING THE
DISTRIBUTION OF THE RESULTS AND THE
DETERMINATION OF THE GROSS DIVIDEND AT TWO
EURO AND SIXTY-FIVE EUROCENT (2,65EUR ) PER
FULLY PAID UP SHARE
3 PRESENTATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2018
4 THE GENERAL MEETING APPROVES THE Mgmt Against Against
REMUNERATION REPORT WITH RESPECT TO THE
FISCAL YEAR ENDING DECEMBER 31, 2019
5 THE GENERAL MEETING GIVES DISCHARGE TO EACH Mgmt For For
ONE OF THE DIRECTORS FOR THE EXECUTION OF
HIS OR HER MANDATE DURING THE FISCAL YEAR
ENDING DECEMBER 31, 2019
6 THE GENERAL MEETING GIVES DISCHARGE TO THE Mgmt For For
STATUTORY AUDITOR FOR THE EXECUTION OF ITS
MANDATE DURING THE FISCAL YEAR ENDING
DECEMBER 31, 2019
7.1 THE GENERAL MEETING RE-APPOINTS MR. CHARLES Mgmt For For
BEAUDUIN (DECREE19-09-1959), RESIDING AT
LENNIKSESTEENWEG 444, 1500 HALLE, AS
DIRECTOR FOR A PERIOD OF THREE (3) YEARS
FROM THE CLOSING OF THIS GENERAL MEETING
UNTIL THE CLOSING OF THE ORDINARY GENERAL
MEETING OF 2023
7.2 THE GENERAL MEETING RE-APPOINTS MR. JAN DE Mgmt For For
WITTE (DECREE07.09.1964), RESIDING AT
SPINNERIJKAAI 45, BUS 4, 8500 KORTRIJK, AS
DIRECTOR FOR A PERIOD OF THREE (3) YEARS
FROM THE CLOSING OF THIS GENERAL MEETING
UNTIL THE CLOSING OF THE ORDINARY GENERAL
MEETING OF 2023
7.3 THE GENERAL MEETING RE-APPOINTS MR. FRANK Mgmt For For
DONCK (DECREE30-04-1965), RESIDING AT
FLORIDALAAN 62, B-1180 UKKEL, AS
INDEPENDENT DIRECTOR AS DEFINED IN ART.
7:87 CCA FOR A PERIOD OF THREE (3) YEARS
FROM THE CLOSING OF THIS GENERAL MEETING
UNTIL THE CLOSING OF THE ORDINARY GENERAL
MEETING OF 2023
7.4 THE GENERAL MEETING RE-APPOINTS MRS. AN Mgmt For For
STEEGEN (DECREE04-01-1971), RESIDING AT
KERKSTRAAT 17, 3440 ZOUTLEEUW, AS
INDEPENDENT DIRECTOR AS DEFINED IN ART.
7:87 CCA FOR A PERIOD OF THREE (3) YEARS
FROM THE CLOSING OF THIS GENERAL MEETING
UNTIL THE CLOSING OF THE ORDINARY GENERAL
MEETING OF 2023
7.5 THE GENERAL MEETING RE-APPOINTS ADISYS Mgmt For For
CORPORATION, PERMANENTLY REPRESENTED BY MR.
ASHOK K. JAIN, AS DIRECTOR FOR A PERIOD OF
THREE (3) YEARS FROM THE CLOSING OF THIS
GENERAL MEETING UNTIL THE CLOSING OF THE
ORDINARY GENERAL MEETING OF 2023
8 THE GENERAL MEETING APPROVES THE DEVIATION Mgmt For For
OF THE DATE OF ENTRY INTO FORCE OF THE
APPLICATION OF THE CORPORATE GOVERNANCE
CODE 2020, ACCEPTS THE NEW CORPORATE
GOVERNANCE CHARTER OF THE COMPANY, AND
DECIDES TO APPLY THE CORPORATE GOVERNANCE
CODE 2020 AND THE AMENDED CORPORATE
GOVERNANCE CHARTER AS FROM THE CLOSURE OF
THE ORDINARY GENERAL MEETING OF 2020
9 THE GENERAL MEETING DECIDES TO DEVIATE FROM Mgmt For For
THE INDEPENDENCE CRITERION CONTAINED IN
PROVISION 3.5 NO. 2 OF THE CORPORATE
GOVERNANCE CODE 2020, AND TO APPROVE THE
QUALIFICATION OF MR. LUC MISSORTEN AS
INDEPENDENT DIRECTOR AS REFERRED TO IN
ARTICLE 7:87 CCA FOR THE REMAINDER OF HIS
CURRENT DIRECTORSHIP
10 PURSUANT TO ARTICLE 17 OF THE BY-LAWS THE Mgmt For For
GENERAL MEETING SETS THE AGGREGATE ANNUAL
REMUNERATION OF THE ENTIRE BOARD OF
DIRECTORS AT 2.144.575 EURO FOR THE YEAR
2020, OF WHICH AN AMOUNT OF 1.650.000 EURO
WILL BE ALLOCATED TO THE REMUNERATION OF
THE CEO AND THE BALANCE AMOUNT OF 494.575
EURO WILL BE APPORTIONED AMONGST THE
NON-EXECUTIVE MEMBERS OF THE BOARD
ACCORDING TO THE INTERNAL RULES
11 THE GENERAL MEETING AUTHORIZES THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE NEW STOCK OPTION PLANS
IN 2020 WITHIN THE LIMITS SPECIFIED
HEREAFTER: STOCK OPTION PLAN 'OPTIONS BARCO
13 - CEO 2020' (MAXIMUM 26.000 OPTIONS) AND
STOCK OPTION PLAN 'OPTIONS BARCO 13 -
PERSONNEL 2020' (MAXIMUM 35.000 OPTIONS)
--------------------------------------------------------------------------------------------------------------------------
BEACH ENERGY LTD Agenda Number: 711643139
--------------------------------------------------------------------------------------------------------------------------
Security: Q13921103
Meeting Type: AGM
Meeting Date: 26-Nov-2019
Ticker:
ISIN: AU000000BPT9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 7 AND 8 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF PHILLIP BAINBRIDGE AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF COLIN BECKETT AS A DIRECTOR Mgmt For For
4 RE-ELECTION OF PETER MOORE AS A DIRECTOR Mgmt For For
5 ELECTION OF MATTHEW KAY AS A DIRECTOR Mgmt For For
6 ELECTION OF SALLY-ANNE LAYMAN AS A DIRECTOR Mgmt For For
7 APPROVAL OF THE ISSUE OF SECURITIES TO Mgmt For For
MATTHEW KAY UNDER THE BEACH 2018 SHORT TERM
INCENTIVE OFFER
8 APPROVAL OF THE ISSUE OF SECURITIES TO Mgmt For For
MATTHEW KAY UNDER THE BEACH 2019 LONG TERM
INCENTIVE OFFER
9 ADOPT A NEW CONSTITUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BECHTLE AKTIENGESELLSCHAFT Agenda Number: 712416482
--------------------------------------------------------------------------------------------------------------------------
Security: D0873U103
Meeting Type: AGM
Meeting Date: 27-May-2020
Ticker:
ISIN: DE0005158703
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2019 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE BOARD OF MDS PURSUANT
TO SECTIONS 289A(1) AND 315A(1) OF THE
GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 62,816,204.25 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 1.20 PER DIVIDEND-ENTITLED
NO-PAR SHARE EUR 12,416,204.25 SHALL BE
CARRIED FORWARD EX-DIVIDEND DATE: MAY 28,
2020 PAYABLE DATE: JUNE 2, 2020
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR: ERNST AND YOUNG GMBH, HEILBRONN
6 REVOCATION OF THE EXISTING AUTHORIZATION TO Mgmt For For
ACQUIRE OWN SHARES AND A NEW AUTHORIZATION
TO ACQUIRE OWN SHARES THE EXISTING
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING OF JUNE 16, 2015 TO ACQUIRE OWN
SHARES SHALL BE REVOKED. THE COMPANY SHALL
BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP
TO 10 PERCENT OF THE SHARE CAPITAL, AT
PRICES NOT DEVIATING MORE THAN 10 PERCENT
FROM THE MARKET PRICE OF THE SHARES, ON OR
BEFORE MAY 26, 2025. THE BOARD OF MDS SHALL
BE AUTHORIZED TO USE THE SHARES FOR ALL
LEGALLY PERMISSIBLE PURPOSES, ESPECIALLY TO
DISPOSE OF THE SHARES IN A MANNER OTHER
THAN THE STOCK EXCHANGE OR A RIGHTS
OFFERING IF THEY ARE SOLD AT A PRICE NOT
MATERIALLY BELOW THEIR MARKET PRICE, TO USE
THE SHARES FOR MERGERS AND ACQUISITIONS, TO
USE THE SHARES FOR SERVICING CONVERSION OR
OPTION RIGHTS, TO OFFER THE SHARES TO
EMPLOYEES OF THE COMPANY AND AFFILIATED
COMPANIES AS WELL AS TO MEMBERS OF THE
MANAGEMENT OF AFFILIATED COMPANIES, TO USE
THE SHARES FOR THE PAYMENT OF SCRIP
DIVIDENDS, AND TO RETIRE THE SHARES
7 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
A) SECTION 9 SHALL BE ADJUSTED TO ALLOW THE
USE OF MODERN MEANS OF COMMUNICATION FOR
THE ADOPTION OF SUPERVISORY BOARD
RESOLUTIONS. B) SECTION 14 SHALL BE
ADJUSTED REGARDING THE REQUIREMENTS FOR THE
PARTICIPATION IN AND THE VOTING AT A
SHAREHOLDERS' MEETING IN ACCORDANCE WITH
THE GERMAN ACT IMPLEMENTING THE SECOND
SHAREHOLDERS' RIGHTS DIRECTIVE (ARUG II).
C) A NEW SECTION 16(3) SHALL BE ADDED TO
ALLOW ONLINE PARTICIPATION AT THE
SHAREHOLDERS' MEETING. A NEW SECTION 16(4)
SHALL BE ADDED TO ALLOW ABSENTEE VOTING (IN
WRITING OR BY ELECTRONIC MEANS) AT THE
SHAREHOLDERS' MEETING. THE FORMER SECTION
16(3) SHALL BECOME THE NEW SECTION 16(5)
AND SHALL BE ADJUSTED TO ALLOW THE
TRANSMISSION OF THE SHAREHOLDERS' MEETING
BY VIDEO AND AUDIO. THE FORMER SECTIONS
16(4) TO 16(6) SHALL BECOME THE NEW
SECTIONS 16(6) TO 16(8)
--------------------------------------------------------------------------------------------------------------------------
BELIMO HOLDING AG Agenda Number: 712244564
--------------------------------------------------------------------------------------------------------------------------
Security: H07171103
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: CH0001503199
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt No vote
FINANCIAL STATEMENTS OF BELIMO HOLDING AG
AND THE CONSOLIDATED FINANCIAL STATEMENTS
2019
2 RESOLUTION ON THE APPROPRIATION OF Mgmt No vote
AVAILABLE EARNINGS
3 CONSULTATIVE VOTE ON THE 2019 REMUNERATION Mgmt No vote
REPORT AND REMUNERATION FOR THE FINANCIAL
YEAR 2019
4 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt No vote
5.1 APPROVAL OF THE FIXED REMUNERATION OF THE Mgmt No vote
BOARD OF DIRECTORS FOR 2020
5.2 APPROVAL OF THE FIXED AND VARIABLE Mgmt No vote
REMUNERATION OF THE GROUP EXECUTIVE
COMMITTEE FOR 2020
6.1.1 RE-ELECTION OF THE BOARD OF DIRECTOR: PROF. Mgmt No vote
ADRIAN ALTENBURGER
6.1.2 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt No vote
PATRICK BURKHALTER
6.1.3 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt No vote
SANDRA EMME
6.1.4 RE-ELECTION OF THE BOARD OF DIRECTOR: URBAN Mgmt No vote
LINSI
6.1.5 RE-ELECTION OF THE BOARD OF DIRECTOR: DR. Mgmt No vote
MARTIN ZWYSSIG
6.2.1 NEW ELECTION TO THE BOARD OF DIRECTOR: Mgmt No vote
STEFAN RANSTRANDI
6.3.1 RE-ELECTION OF PATRICK BURKHALTER AS Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS
6.3.2 RE-ELECTION OF DR. MARTIN ZWYSSIG AS DEPUTY Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS
6.4.1 RE-ELECTION OF THE MEMBER OF THE Mgmt No vote
REMUNERATION COMMITTEE: PROF. ADRIAN
ALTENBURGER (LEAD)
6.4.2 RE-ELECTION OF THE MEMBER OF THE Mgmt No vote
REMUNERATION COMMITTEE: SANDRA EMME
6.5 RE-ELECTION OF THE INDEPENDENT VOTING RIGHT Mgmt No vote
REPRESENTATIVE, PROXY VOTING SERVICES GMBH,
DR. RENE SCHWARZENBACH, ZURICH
(SWITZERLAND)
6.6 RE-ELECTION OF THE STATUTORY AUDITORS: KPMG Mgmt No vote
AG
--------------------------------------------------------------------------------------------------------------------------
BENESSE HOLDINGS,INC. Agenda Number: 712800867
--------------------------------------------------------------------------------------------------------------------------
Security: J0429N102
Meeting Type: AGM
Meeting Date: 27-Jun-2020
Ticker:
ISIN: JP3835620000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
2.1 Appoint a Director Adachi, Tamotsu Mgmt For For
2.2 Appoint a Director Kobayashi, Hitoshi Mgmt For For
2.3 Appoint a Director Takiyama, Shinya Mgmt For For
2.4 Appoint a Director Yamasaki, Masaki Mgmt For For
2.5 Appoint a Director Okada, Haruna Mgmt For For
2.6 Appoint a Director Ihara, Katsumi Mgmt For For
2.7 Appoint a Director Fukutake, Hideaki Mgmt For For
2.8 Appoint a Director Yasuda, Ryuji Mgmt For For
2.9 Appoint a Director Iwai, Mutsuo Mgmt For For
2.10 Appoint a Director Iwase, Daisuke Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BEST WORLD INTERNATIONAL LTD Agenda Number: 712792577
--------------------------------------------------------------------------------------------------------------------------
Security: Y08809132
Meeting Type: AGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: SG1DG3000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt Against Against
STATEMENTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2018, THE DIRECTORS'
STATEMENT AND THE AUDITORS' REPORT THEREON
2 DECLARATION OF A FINAL ONE-TIER TAX-EXEMPT Mgmt For For
DIVIDEND OF SGD 0.042 PER ORDINARY SHARE
AND A SPECIAL FINAL ONE-TIER TAX-EXEMPT
DIVIDEND OF SGD 0.008 PER ORDINARY SHARE
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2018
3 APPROVAL OF DIRECTORS' FEES OF SGD 182,000 Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2018
4 RE-ELECTION OF DOREEN TAN NEE MOI AS A Mgmt For For
DIRECTOR (RETIRING UNDER ARTICLE 93)
5 RE-ELECTION OF LEE SEN CHOON AS A DIRECTOR Mgmt Against Against
(RETIRING UNDER ARTICLE 93)
6 RE-ELECTION OF CHESTER FONG PO WAI AS A Mgmt For For
DIRECTOR (RETIRING UNDER ARTICLE 92)
7 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
COMPANY'S AUDITORS AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
8 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
SHARE ISSUE MANDATE
--------------------------------------------------------------------------------------------------------------------------
BPOST SA DE DROIT PUBLIC Agenda Number: 712560982
--------------------------------------------------------------------------------------------------------------------------
Security: B1306V108
Meeting Type: MIX
Meeting Date: 13-May-2020
Ticker:
ISIN: BE0974268972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID'S 389364 AND 389361 DUE TO OGM
AND EGM ARE COMBINED MEETINGS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
O.1 RECEIVE DIRECTORS REPORTS Non-Voting
O.2 RECEIVE AUDITORS REPORTS Non-Voting
O.3 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting
AND STATUTORY REPORTS
O.4 APPROVE FINANCIAL STATEMENTS, ALLOCATION OF Mgmt For For
INCOME, AND DIVIDENDS OF EUR 0.62 PER SHARE
O.5 APPROVE REMUNERATION REPORT Mgmt Against Against
O.6 APPROVE DISCHARGE OF DIRECTORS Mgmt Against Against
O.7 APPROVE DISCHARGE OF AUDITOR Mgmt For For
O.8.1 APPROVE CO-OPTATION OF JEAN PAUL VAN Mgmt For For
AVERMAET AS DIRECTOR
O.8.2 ELECT BERNADETTE LAMBRECHTS AS DIRECTOR Mgmt For For
O.9 AUTHORIZE FILING OF REQUIRED DOCUMENTS Mgmt For For
FORMALITIES AT TRADE REGISTRY
E.1 AMEND ARTICLES RE: NEW CODE OF COMPANIES Mgmt Against Against
AND ASSOCIATIONS
E.2 AUTHORIZE IMPLEMENTATION OF APPROVED Mgmt For For
RESOLUTIONS, COORDINATION OF ARTICLES OF
ASSOCIATION, AND FILING OF REQUIRED
DOCUMENTS FORMALITIES AT TRADE REGISTRY
--------------------------------------------------------------------------------------------------------------------------
BW OFFSHORE LTD Agenda Number: 712489411
--------------------------------------------------------------------------------------------------------------------------
Security: G1738J124
Meeting Type: AGM
Meeting Date: 18-May-2020
Ticker:
ISIN: BMG1738J1247
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONFIRM NOTICE OF ANNUAL GENERAL MEETING Non-Voting
2 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
3 FIX MAXIMUM NUMBER OF DIRECTORS AT 8 Mgmt Against Against
4 ELECT REBEKKA GLASSER HERLOFSEN AS CLASS A Mgmt For For
DIRECTOR
5.A REELECT CARL KROGH ARNET AS CLASS A Mgmt Against Against
DIRECTOR
6 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF USD 80 ,000 FOR THE CHAIRMAN AND
USD 65 ,000 FOR OTHER DIRECTORS APPROVE
REMUNERATION FOR COMMITTEE WORK
7 APPROVE KPMG AS AUDITORS AND AUTHORIZE Mgmt For For
BOARD TO FIX THEIR REMUNERATION
8 AMEND BYLAWS Mgmt For For
9 APPROVE DIVIDEND POLICY Mgmt For For
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
--------------------------------------------------------------------------------------------------------------------------
CAFE DE CORAL HOLDINGS LTD Agenda Number: 711379570
--------------------------------------------------------------------------------------------------------------------------
Security: G1744V103
Meeting Type: AGM
Meeting Date: 03-Sep-2019
Ticker:
ISIN: BMG1744V1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0704/ltn20190704542.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0704/ltn20190704562.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE DIRECTORS' REPORT AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE YEAR
ENDED 31 MARCH 2019
2 TO DECLARE A FINAL DIVIDEND: HKD 65 CENTS Mgmt For For
PER SHARE
3.I TO RE-ELECT MR LO HOI KWONG, SUNNY AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
3.II TO RE-ELECT MR CHOI NGAI MIN, MICHAEL AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.III TO RE-ELECT MR LI KWOK SING, AUBREY AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.IV TO RE-ELECT MR LO MING SHING, IAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
4 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 10% OF
THE NUMBER OF ISSUED SHARES OF THE COMPANY
AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY BY THE
NUMBER OF SHARES BOUGHT BACK BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHARTER HALL GROUP Agenda Number: 711609125
--------------------------------------------------------------------------------------------------------------------------
Security: Q2308A138
Meeting Type: AGM
Meeting Date: 13-Nov-2019
Ticker:
ISIN: AU000000CHC0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT RESOLUTIONS 2.1, 2.2 AND 3 Non-Voting
ARE FOR CHL. THANK YOU
2.1 RE-ELECTION OF DIRECTOR - MR DAVID CLARKE Mgmt For For
2.2 RE-ELECTION OF DIRECTOR - MS KAREN MOSES Mgmt For For
2.3 ELECTION OF DIRECTOR - MR GREG PARAMOR AO Mgmt For For
3 ADOPTION OF REMUNERATION REPORT Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTION NUMBERS 4, 5 Non-Voting
ARE FOR CHL AND CHPT. THANK YOU
4 ISSUE OF SERVICE RIGHTS TO MR DAVID Mgmt For For
HARRISON (PERFORMANCE RIGHTS & OPTIONS
PLAN) (DEFERRED PORTION OF SHORT TERM
INCENTIVE (STI) FOR FY18)
5 ISSUE OF PERFORMANCE RIGHTS TO MR DAVID Mgmt For For
HARRISON - PERFORMANCE RIGHTS & OPTIONS
PLAN (LONG TERM INCENTIVE (LTI))
--------------------------------------------------------------------------------------------------------------------------
CHARTER HALL RETAIL REIT Agenda Number: 712295840
--------------------------------------------------------------------------------------------------------------------------
Security: Q2308D108
Meeting Type: EGM
Meeting Date: 07-Apr-2020
Ticker:
ISIN: AU000000CQR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 371305 DUE TO WITHDRAWAL OF
RESOLUTION 2. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RATIFICATION OF INSTITUTIONAL PLACEMENT Mgmt For For
2 RATIFICATION OF UNIT PURCHASE PLAN Non-Voting
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE PLASTIC OMNIUM SA Agenda Number: 712261914
--------------------------------------------------------------------------------------------------------------------------
Security: F73325106
Meeting Type: MIX
Meeting Date: 23-Apr-2020
Ticker:
ISIN: FR0000124570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU.
O.1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
O.2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.49 PER SHARE
O.3 APPROVE TRANSACTION WITH SOFIPARC Mgmt For For
O.4 APPROVE TRANSACTION WITH JEROME GALLOT RE: Mgmt For For
EXCEPTIONAL REMUNERATION
O.5 APPROVE AMENDMENT OF TRANSACTION WITH Mgmt For For
BURELLE
O.6 APPROVE AUDITORS SPECIAL REPORT ON Mgmt For For
RELATED-PARTY TRANSACTIONS
O.7 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
O.8 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
O.9 RATIFY APPOINTMENT OF LAURENT FAVRE AS Mgmt For For
DIRECTOR
O.10 REELECT FELICIE BURELLE AS DIRECTOR Mgmt For For
O.11 REELECT ANNE ASENSIO AS DIRECTOR Mgmt For For
O.12 REELECT CECILE MOUTET AS DIRECTOR Mgmt For For
O.13 REELECT VINCENT LABRUYERE AS DIRECTOR Mgmt For For
O.14 APPROVE REMUNERATION POLICY OF CORPORATE Mgmt Against Against
OFFICERS
O.15 APPROVE REMUNERATION POLICY OF CORPORATE Mgmt For For
OFFICERS NON-EXECUTIVES
O.16 APPROVE COMPENSATION REPORT FOR CORPORATE Mgmt For For
OFFICERS
O.17 APPROVE COMPENSATION OF LAURENT BURELLE, Mgmt For For
CHAIRMAN AND CEO
O.18 APPROVE COMPENSATION OF PAUL HENRY LEMARIE, Mgmt For For
VICE-CEO
O.19 APPROVE COMPENSATION OF JEAN MICHEL Mgmt Against Against
SZCZERBA, CEO AND VICE-CEO UNTIL SEP. 24,
2019
O.20 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AGGREGATE AMOUNT OF EUR 790,000
E.21 AUTHORIZE DECREASE IN SHARE CAPITAL VIA Mgmt For For
CANCELLATION OF REPURCHASED SHARES
E.22 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt For For
EQUITY-LINKED SECURITIES WITH PREEMPTIVE
RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 4 MILLION
E.23 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt Against Against
EQUITY-LINKED SECURITIES WITHOUT PREEMPTIVE
RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 4 MILLION
E.24 APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED Mgmt Against Against
SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1.7 MILLION
E.25 AUTHORIZE BOARD TO INCREASE CAPITAL IN THE Mgmt Against Against
EVENT OF ADDITIONAL DEMAND RELATED TO
DELEGATION SUBMITTED TO SHAREHOLDER VOTE
ABOVE
E.26 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS
E.27 DELEGATE POWER TO THE BOARD TO AMEND THE Mgmt For For
BYLAWS TO COMPLY WITH LEGAL CHANGES
E.28 AMEND ARTICLES 7, 11, 11 BIS, 15, 17 OF Mgmt For For
BYLAWS TO COMPLY WITH LEGAL CHANGES
E.29 AMEND ARTICLE 12 OF BYLAWS RE: BOARD Mgmt For For
MEMBERS DELIBERATION VIA WRITTEN
CONSULTATION
E.30 AMEND ARTICLE 13 OF BYLAWS RE: RELATED Mgmt For For
PARTY TRANSACTION
E.31 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
CMMT 08 APR 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINKS:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003162000493-33;
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003252000650-37;
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004012000716-40 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004062000775-42
CMMT 08 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF URL LINK &
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CREDIT CORP GROUP LTD Agenda Number: 711588042
--------------------------------------------------------------------------------------------------------------------------
Security: Q2980K107
Meeting Type: AGM
Meeting Date: 04-Nov-2019
Ticker:
ISIN: AU000000CCP3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A TO RE-ELECT MS TRUDY VONHOFF AS A DIRECTOR Mgmt For For
2.B TO RE-ELECT MR JOHN NESBITT AS A DIRECTOR Mgmt For For
3 ADOPTION OF REMUNERATION REPORT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAINICHISEIKA COLOR & CHEMICALS MFG.CO.,LTD. Agenda Number: 712800879
--------------------------------------------------------------------------------------------------------------------------
Security: J10332104
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3492200005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takahashi, Koji Mgmt Against Against
2.2 Appoint a Director Koshiro, Yoshitaka Mgmt For For
2.3 Appoint a Director Hirota, Keiji Mgmt For For
2.4 Appoint a Director Saito, Osamu Mgmt For For
2.5 Appoint a Director Ichinoseki, Masafumi Mgmt For For
2.6 Appoint a Director Takino, Hiroyuki Mgmt For For
2.7 Appoint a Director Yamada, Tsunetaro Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt Against Against
Yamaguchi, Hidemi
4 Approve Continuance of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
DIALOG SEMICONDUCTOR PLC Agenda Number: 712336999
--------------------------------------------------------------------------------------------------------------------------
Security: G5821P111
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: GB0059822006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF THE COMPANY'S REPORTS AND Mgmt For For
ACCOUNTS
2 APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
3 RE-APPOINTMENT OF DELOITTE LLP AS AUDITOR Mgmt For For
OF THE COMPANY
4 AUTHORITY TO AGREE THE AUDITOR'S Mgmt For For
REMUNERATION
5 RE-APPOINTMENT OF RICHARD BEYER AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 RE-APPOINTMENT OF MICHAEL CANNON AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 RE-APPOINTMENT OF MARY CHAN AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 APPOINTMENT OF JOANNE CURIN AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
10 ADDITIONAL AUTHORITY TO ALLOT SHARES IN Mgmt For For
CONNECTION WITH A RIGHTS ISSUE
11 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
12 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
13 AUTHORITY TO ENTER INTO CONTINGENT FORWARD Mgmt For For
SHARE PURCHASE CONTRACT WITH BARCLAYS BANK
PLC
14 AUTHORITY TO ENTER INTO CONTINGENT FORWARD Mgmt For For
SHARE PURCHASE CONTRACT WITH GOLDMAN SACHS
INTERNATIONAL
15 AUTHORITY TO ENTER INTO CONTINGENT FORWARD Mgmt For For
SHARE PURCHASE CONTRACT WITH HSBC BANK PLC
16 AUTHORITY TO ENTER INTO CONTINGENT FORWARD Mgmt For For
SHARE PURCHASE CONTRACT WITH MERRILL LYNCH
INTERNATIONAL
17 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DOUTOR NICHIRES HOLDINGS CO.,LTD. Agenda Number: 712522817
--------------------------------------------------------------------------------------------------------------------------
Security: J13105101
Meeting Type: AGM
Meeting Date: 26-May-2020
Ticker:
ISIN: JP3639100001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Obayashi, Hirofumi Mgmt Against Against
2.2 Appoint a Director Hoshino, Masanori Mgmt For For
2.3 Appoint a Director Takebayashi, Motoya Mgmt For For
2.4 Appoint a Director Hashimoto, Kunio Mgmt For For
2.5 Appoint a Director Kanno, Masahiro Mgmt For For
2.6 Appoint a Director Goda, Tomoyo Mgmt For For
2.7 Appoint a Director Sekine, Kazuhiro Mgmt For For
2.8 Appoint a Director Temma, Yasuyuki Mgmt For For
2.9 Appoint a Director Kono, Masaharu Mgmt For For
2.10 Appoint a Director Otsuka, Azuma Mgmt For For
3 Appoint a Corporate Auditor Sotta, Hideyuki Mgmt Against Against
4 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
5 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
DRAX GROUP PLC Agenda Number: 712287146
--------------------------------------------------------------------------------------------------------------------------
Security: G2904K127
Meeting Type: AGM
Meeting Date: 22-Apr-2020
Ticker:
ISIN: GB00B1VNSX38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ANNUAL REPORT AND Mgmt For For
THE AUDITED ACCOUNTS
2 TO APPROVE THE ANNUAL STATEMENT TO Mgmt For For
SHAREHOLDERS BY THE CHAIR OF THE
REMUNERATION COMMITTEE AND THE ANNUAL
REPORT ON REMUNERATION
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO APPROVE THE FINAL DIVIDEND Mgmt For For
5 TO ELECT JOHN BAXTER AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT PHILIP COX AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO RE-ELECT WILL GARDINER AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT NICOLA HODSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT ANDY KOSS AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT DAVID NUSSBAUM AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT VANESSA SIMMS AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT ANDY SKELTON AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO REAPPOINT DELOITTE LLP AS AUDITOR Mgmt For For
14 AUTHORITY FOR THE DIRECTORS TO DETERMINE Mgmt For For
THE AUDITOR'S REMUNERATION
15 AUTHORITY TO MAKE EU POLITICAL DONATIONS TO Mgmt For For
SPECIFIED LIMITS
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 AUTHORITY TO MAKE NON PRE-EMPTIVE SHARE Mgmt For For
ALLOTMENTS
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 TO APPROVE THE 2020 LTIP Mgmt For For
20 AUTHORITY TO CALL A GENERAL MEETING ON NOT Mgmt For For
LESS THAN 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
EDION CORPORATION Agenda Number: 712758272
--------------------------------------------------------------------------------------------------------------------------
Security: J1266Z109
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3164470001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kubo, Masataka Mgmt For For
2.2 Appoint a Director Yamasaki, Norio Mgmt For For
2.3 Appoint a Director Atarashi, Akira Mgmt For For
2.4 Appoint a Director Kaneko, Satoshi Mgmt For For
2.5 Appoint a Director Koyano, Kaoru Mgmt For For
2.6 Appoint a Director Ishibashi, Shozo Mgmt For For
2.7 Appoint a Director Takagi, Shimon Mgmt For For
2.8 Appoint a Director Mayumi, Naoko Mgmt For For
2.9 Appoint a Director Fukushima, Yoshihiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EMIS GROUP PLC Agenda Number: 712349667
--------------------------------------------------------------------------------------------------------------------------
Security: G2898S102
Meeting Type: AGM
Meeting Date: 06-May-2020
Ticker:
ISIN: GB00B61D1Y04
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE AUDITED ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2019
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND THE AUDITOR THEREON
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
3 TO APPROVE AND DECLARE A FINAL DIVIDEND OF Mgmt For For
15.6P PER ORDINARY SHARE OF 0.01 GBP IN THE
CAPITAL OF THE COMPANY
4 TO ELECT PATRICK DE SMEDT AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO ELECT JEN BYRNE AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT ANDY THORBURN AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT PETER SOUTHBY AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT ANDY MCKEON AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT KEVIN BOYD AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-APPOINT KPMG LLP AS AUDITOR TO THE Mgmt For For
COMPANY TO HOLD OFFICE FROM THE CONCLUSION
OF THIS MEETING UNTIL THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY
11 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
AUDITOR'S REMUNERATION
12 DIRECTORS' AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
13 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS TO POLITICAL PARTIES
14 DISAPPLICATION OF STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ON ALLOTMENT OF SHARES
15 DISAPPLICATION OF STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ON ALLOTMENT OF SHARES (ACQUISITION
OR OTHER CAPITAL INVESTMENT)
16 PURCHASE OF OWN SHARES BY THE COMPANY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ESPRINET SPA Agenda Number: 712499260
--------------------------------------------------------------------------------------------------------------------------
Security: T3724D117
Meeting Type: MIX
Meeting Date: 25-May-2020
Ticker:
ISIN: IT0003850929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
O.1.1 FINANCIAL STATEMENTS AS AT 31 DECEMBER Mgmt For For
2019: APPROVAL OF THE FINANCIAL STATEMENTS
AS AT 31 DECEMBER 2019, DIRECTORS' REPORT
ON OPERATIONS, STATUTORY AUDITORS' REPORT
AND INDEPENDENT AUDITORS' REPORT.
PRESENTATION OF THE CONSOLIDATED FINANCIAL
STATEMENTS AS AT 31 DECEMBER 2019 AND
CONSOLIDATED NON-FINANCIAL DISCLOSURE IN
ACCORDANCE WITH ITALIAN LEGISLATIVE DECREE
254/2016 - 30/12/2016 - SUSTAINABILITY
REPORT
O.1.2 FINANCIAL STATEMENTS AS AT 31 DECEMBER Mgmt For For
2019: ALLOCATION OF THE RESULT FOR THE YEAR
O.2.1 REPORT ON THE REMUNERATION POLICY AND THE Mgmt For For
COMPENSATION PAID: BINDING RESOLUTION ON
THE FIRST SECTION PURSUANT TO ART. 123-TER,
PARAGRAPH 3-BIS OF THE TUF (CONSOLIDATED
LAW ON FINANCE)
O.2.2 REPORT ON THE REMUNERATION POLICY AND THE Mgmt For For
COMPENSATION PAID: NON-BINDING RESOLUTION
ON THE SECOND SECTION PURSUANT TO ART.
123-TER, PARAGRAPH 6 OF THE TUF
O.3 PROPOSAL TO REVOKE THE AUTHORISATION TO Mgmt For For
PURCHASE OWN SHARES APPROVED BY THE
SHAREHOLDERS' MEETING OF 8 MAY 2019
E.1 CANCELLATION OF 1,470,217 OWN SHARES IN THE Mgmt For For
PORTFOLIO, WITH NO REDUCTION OF SHARE
CAPITAL, AND SUBSEQUENT AMENDMENT OF ART. 5
OF THE COMPANY ARTICLES OF ASSOCIATION.
INHERENT AND CONSEQUENT RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB Agenda Number: 711900654
--------------------------------------------------------------------------------------------------------------------------
Security: W3287P115
Meeting Type: EGM
Meeting Date: 16-Jan-2020
Ticker:
ISIN: SE0012673267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: JENS Non-Voting
VON BAHR
3 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES OF THE MEETING
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 RESOLUTION ON AN INCENTIVE PROGRAMME BY WAY Mgmt For For
OF A DIRECTED ISSUE OF WARRANTS WITH A
SUBSEQUENT TRANSFER TO THE PARTICIPANTS
8 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ISSUE SHARES, WARRANTS AND
CONVERTIBLE DEBT
9 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
F-TECH INC. Agenda Number: 712758866
--------------------------------------------------------------------------------------------------------------------------
Security: J13787106
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3166950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
3.1 Appoint a Director Fukuda, Yuichi Mgmt For For
3.2 Appoint a Director Fujitaki, Hajime Mgmt For For
3.3 Appoint a Director Aoki, Hiroyuki Mgmt For For
3.4 Appoint a Director Tomono, Naoko Mgmt For For
3.5 Appoint a Director Koga, Nobuhiro Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Corporate Officers
5 Approve Adoption of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors and Executive Officers
6 Approve Retirement Allowance for Retiring Mgmt Against Against
Directors, and Payment of Accrued Benefits
associated with Abolition of Retirement
Benefit System for Current Corporate
Officers
7 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
--------------------------------------------------------------------------------------------------------------------------
FERREXPO PLC Agenda Number: 712510507
--------------------------------------------------------------------------------------------------------------------------
Security: G3435Y107
Meeting Type: AGM
Meeting Date: 28-May-2020
Ticker:
ISIN: GB00B1XH2C03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT, OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY, IN THE FORM
SET OUT IN THE COMPANY'S ANNUAL REPORT AND
ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER
2019
3 TO APPROVE THE CONTINUING APPLICATION OF Mgmt For For
THE EXISTING DIRECTORS' REMUNERATION
POLICY, IN THE FORM SET OUT AT PAGES 87 TO
93 OF THE COMPANY'S ANNUAL REPORT AND
ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER
2019, UNTIL THE 2021 ANNUAL GENERAL MEETING
4 TO DECLARE A FINAL DIVIDEND OF 3.3 US CENTS Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
5 TO APPOINT MHA MACINTYRE HUDSON AS THE Mgmt For For
COMPANY'S AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH THE ANNUAL ACCOUNTS AND REPORT ARE TO
BE LAID BEFORE THE COMPANY
6 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO DETERMINE THE AUDITOR'S
REMUNERATION
7 TO ELECT MR GRAEME DACOMB AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MR LUCIO GENOVESE AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT MR VITALII LISOVENKO AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
10 TO RE-ELECT MR STEPHEN LUCAS AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
11 TO ELECT MS FIONA MACAULAY AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT MR KOSTYANTIN ZHEVAGO AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
13 TO RE-ELECT MR CHRISTOPHER MAWE AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
14 TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt For For
FOLLOWING AS AN ORDINARY RESOLUTION: THAT
THE DIRECTORS BE GENERALLY AND THEY ARE
HEREBY AND UNCONDITIONALLY AUTHORISED IN
ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 (THE "2006 ACT") TO
EXERCISE ALL THE POWERS OF THE COMPANY TO
ALLOT SHARES IN THE COMPANY AND GRANT
RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY
SECURITY INTO, SHARES IN THE COMPANY
("RIGHTS") UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 19,620,804, SUCH AUTHORITY TO
EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING AFTER THE PASSING OF THIS
RESOLUTION OR ON 28 AUGUST 2021, WHICHEVER
IS THE EARLIEST, BUT SO THAT BEFORE THIS
AUTHORITY EXPIRES THE COMPANY MAY MAKE
OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO BE GRANTED AFTER THE
AUTHORITY EXPIRES, AND THE DIRECTORS MAY
ALLOT SHARES AND GRANT RIGHTS IN PURSUANCE
OF SUCH OFFERS OR AGREEMENTS AS IF THIS
AUTHORITY HAD NOT EXPIRED; AND ALL
UNEXERCISED AUTHORITIES PREVIOUSLY GRANTED
TO THE DIRECTORS TO ALLOT SHARES AND GRANT
RIGHTS BE AND ARE HEREBY REVOKED
15 TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt For For
FOLLOWING AS AN ORDINARY RESOLUTION: THAT
THE DIRECTORS OF THE COMPANY BE AUTHORISED
TO ESTABLISH THE FERREXPO EMPLOYEE BENEFIT
TRUST
16 TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt For For
FOLLOWING AS A SPECIAL RESOLUTION: THAT THE
DIRECTORS BE AND THEY ARE HEREBY AUTHORISED
PURSUANT TO SECTION 570 AND SECTION 573 OF
THE 2006 ACT: (A) SUBJECT TO THE PASSING OF
RESOLUTION 14, TO ALLOT EQUITY SECURITIES
(AS DEFINED BY SECTION 560 OF THE 2006 ACT)
FOR CASH UNDER THE AUTHORITY GIVEN BY
RESOLUTION 14 ABOVE; AND (B) TO ALLOT
EQUITY SECURITIES (AS DEFINED IN SECTION
560(3) OF THE 2006 ACT) FOR CASH AND BY WAY
OF SALE OF TREASURY SHARES; IN EACH CASE
FREE OF THE RESTRICTION IN SECTION 561(1)
OF THE 2006 ACT, SUCH POWER TO BE LIMITED:
(I) TO THE ALLOTMENT OF EQUITY SECURITIES
OR BY WAY OF SALE OF TREASURY SHARES IN
CONNECTION WITH AN OFFER OF EQUITY
SECURITIES TO ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY MAY BE PRACTICABLE)
TO THEIR EXISTING HOLDINGS, AND SO THAT THE
BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS
AND MAKE ANY ARRANGEMENTS WHICH IT
CONSIDERS NECESSARY OR APPROPRIATE TO DEAL
WITH TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES, LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER; AND (II) TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES PURSUANT TO THE AUTHORITY GRANTED
UNDER RESOLUTION 14 ABOVE AND/OR BY VIRTUE
OF SECTION 560(3) OF THE 2006 ACT, (IN EACH
CASE OTHERWISE THAN UNDER PARAGRAPH (I)
ABOVE) UP TO AN AGGREGATE NOMINAL AMOUNT OF
GBP 3,069,839; SUCH POWER TO EXPIRE AT THE
END OF THE NEXT ANNUAL GENERAL MEETING
AFTER THE PASSING OF THIS RESOLUTION OR ON
28 AUGUST 2021 WHICHEVER IS THE EARLIEST,
BUT SO THAT THE COMPANY MAY, BEFORE THIS
POWER EXPIRES, MAKE OFFERS AND ENTER INTO
AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AFTER IT
EXPIRES, AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES IN PURSUANCE OF SUCH OFFERS OR
AGREEMENTS AS IF THIS POWER HAD NOT EXPIRED
17 TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt For For
FOLLOWING AS A SPECIAL RESOLUTION: THAT, IN
ACCORDANCE WITH THE 2006 ACT, THE COMPANY
BE AND IS HEREBY AUTHORISED GENERALLY AND
UNCONDITIONALLY TO MAKE MARKET PURCHASES
(AS DEFINED IN SECTION 693(4) OF THE 2006
ACT) OF ORDINARY SHARES IN THE CAPITAL OF
THE COMPANY ON SUCH TERMS AND IN SUCH
MANNER AS THE DIRECTORS MAY FROM TIME TO
TIME DETERMINE, PROVIDED THAT: (I) THE
MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY
BE PURCHASED IS 58,862,414; (II) THE
MINIMUM PRICE (EXCLUDING EXPENSES) WHICH
MAY BE PAID FOR EACH SHARE IS NOT LESS THAN
10 PENCE; AND (III) THE MAXIMUM PRICE
(EXCLUDING EXPENSES) WHICH MAY BE PAID FOR
EACH ORDINARY SHARE IS AN AMOUNT EQUAL TO
THE HIGHER OF (A) 105% OF THE AVERAGE OF
THE MIDDLE MARKET QUOTATION OF THE
COMPANY'S ORDINARY SHARES AS DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THE RELEVANT
SHARE IS CONTRACTED TO BE PURCHASED AND (B)
THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST
INDEPENDENT CURRENT BID ON THE LONDON STOCK
EXCHANGE AT THE TIME THE PURCHASE IS
CARRIED OUT. THE AUTHORITY CONFERRED BY
THIS RESOLUTION SHALL EXPIRE AT THE END OF
THE NEXT ANNUAL GENERAL MEETING AFTER THE
PASSING OF THIS RESOLUTION OR ON 28 AUGUST
2021 WHICHEVER IS THE EARLIEST, UNLESS
RENEWED BEFORE THAT TIME (EXCEPT THAT THE
COMPANY SHALL BE ENTITLED, AT ANY TIME
PRIOR TO THE EXPIRY OF THIS AUTHORITY, TO
MAKE CONTRACTS OF PURCHASE WHICH WOULD OR
MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY AND TO PURCHASE SHARES IN
ACCORDANCE WITH ANY SUCH CONTRACT AS IF THE
AUTHORITY CONFERRED HAD NOT EXPIRED)
18 TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt For For
FOLLOWING AS A SPECIAL RESOLUTION: THAT A
GENERAL MEETING OTHER THAN AN ANNUAL
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V328
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FXFXX
ISIN: US31846V3289
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FORBO HOLDING AG Agenda Number: 712261748
--------------------------------------------------------------------------------------------------------------------------
Security: H26865214
Meeting Type: AGM
Meeting Date: 03-Apr-2020
Ticker:
ISIN: CH0003541510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt No vote
STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2019 BUSINESS YEAR AND
RECEIPT OF THE REPORTS OF THE STATUTORY
AUDITOR
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE EXECUTIVE BOARD
3 APPROPRIATION OF AVAILABLE EARNINGS IN Mgmt No vote
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS
4.1 ACCEPTANCE OF THE 2019 REMUNERATION REPORT Mgmt No vote
(CONSULTATIVE VOTE)
4.2 APPROVAL OF THE MAXIMUM TOTAL REMUNERATION Mgmt No vote
OF THE BOARD OF DIRECTORS FOR 2021
4.3 APPROVAL OF THE MAXIMUM FIXED REMUNERATION Mgmt No vote
OF THE EXECUTIVE BOARD FOR 2021
4.4 APPROVAL OF THE SHORT-TERM VARIABLE Mgmt No vote
REMUNERATION OF THE EXECUTIVE BOARD FOR
2019
4.5 APPROVAL OF THE MAXIMUM LONG-TERM Mgmt No vote
PARTICIPATION OF THE EXECUTIVE BOARD FOR
2020
5.1 RE-ELECTION OF THIS E. SCHNEIDER AS Mgmt No vote
EXECUTIVE CHAIRMAN OF THE BOARD OF
DIRECTORS
5.2 RE-ELECTION OF DR. PETER ALTORFER AS A Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
5.3 RE-ELECTION OF MICHAEL PIEPER AS A MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
5.4 RE-ELECTION OF CLAUDIA CONINX-KACZYNSKI AS Mgmt No vote
A MEMBER OF THE BOARD OF DIRECTORS
5.5 RE-ELECTION OF DR. RETO MUELLER AS A MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
5.6 RE-ELECTION OF VINCENT STUDER AS A MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
6.1 RE-ELECTION OF DR. PETER ALTORFER AS A Mgmt No vote
MEMBER OF THE REMUNERATION COMMITTEE
6.2 RE-ELECTION OF CLAUDIA CONINX-KACZYNSKI AS Mgmt No vote
A MEMBER OF THE REMUNERATION COMMITTEE
6.3 RE-ELECTION OF MICHAEL PIEPER AS A MEMBER Mgmt No vote
OF THE REMUNERATION COMMITTEE
7 ELECTION OF THE STATUTORY AUDITOR: KPMG AG Mgmt No vote
8 ELECTION OF THE INDEPENDENT PROXY: RENE Mgmt No vote
PEYER, ZUG
--------------------------------------------------------------------------------------------------------------------------
FUKUI COMPUTER HOLDINGS,INC. Agenda Number: 712802140
--------------------------------------------------------------------------------------------------------------------------
Security: J1597J113
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3803800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hayashi,
Harukatsu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Koichi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hashimoto,
Akira
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sugita,
Tadashi
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hori, Makoto
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hori,
Seiichiro
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nomura,
Akinori
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Igarashi,
Akira
3.2 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Masaru
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shinatani,
Tokuya
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kanda, Kisei
--------------------------------------------------------------------------------------------------------------------------
FURUKAWA ELECTRIC CO.,LTD. Agenda Number: 712759856
--------------------------------------------------------------------------------------------------------------------------
Security: J16464117
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3827200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Shibata, Mitsuyoshi Mgmt Against Against
2.2 Appoint a Director Kobayashi, Keiichi Mgmt For For
2.3 Appoint a Director Fujita, Sumitaka Mgmt For For
2.4 Appoint a Director Tsukamoto, Osamu Mgmt Against Against
2.5 Appoint a Director Nakamoto, Akira Mgmt For For
2.6 Appoint a Director Miyokawa, Yoshiro Mgmt For For
2.7 Appoint a Director Yabu, Yukiko Mgmt For For
2.8 Appoint a Director Ogiwara, Hiroyuki Mgmt For For
2.9 Appoint a Director Kuroda, Osamu Mgmt For For
2.10 Appoint a Director Miyamoto, Satoshi Mgmt For For
2.11 Appoint a Director Maki, Ken Mgmt For For
2.12 Appoint a Director Fukunaga, Akihiro Mgmt For For
3 Appoint a Corporate Auditor Sumida, Sayaka Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
Koroyasu, Kenji
--------------------------------------------------------------------------------------------------------------------------
FUYO GENERAL LEASE CO.,LTD. Agenda Number: 712759161
--------------------------------------------------------------------------------------------------------------------------
Security: J1755C108
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3826270005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines Mgmt For For
3.1 Appoint a Director Sato, Takashi Mgmt For For
3.2 Appoint a Director Tsujita, Yasunori Mgmt For For
3.3 Appoint a Director Kazama, Shozo Mgmt For For
3.4 Appoint a Director Hosoi, Soichi Mgmt For For
3.5 Appoint a Director Takada, Keiji Mgmt For For
3.6 Appoint a Director Isshiki, Seiichi Mgmt For For
3.7 Appoint a Director Ichikawa, Hideo Mgmt For For
3.8 Appoint a Director Yamamura, Masayuki Mgmt For For
4 Appoint a Corporate Auditor Tsuruta, Mgmt Against Against
Yoshito
--------------------------------------------------------------------------------------------------------------------------
G-TEKT CORPORATION Agenda Number: 712713608
--------------------------------------------------------------------------------------------------------------------------
Security: J32653107
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: JP3236750000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines Mgmt For For
3.1 Appoint a Director Takao, Naohiro Mgmt For For
3.2 Appoint a Director Ishikawa, Mitsuo Mgmt For For
3.3 Appoint a Director Yoshizawa, Isao Mgmt For For
3.4 Appoint a Director Seko, Hiroshi Mgmt For For
3.5 Appoint a Director Ogo, Makoto Mgmt For For
3.6 Appoint a Director Inaba, Rieko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GALENICA AG Agenda Number: 712457224
--------------------------------------------------------------------------------------------------------------------------
Security: H28456103
Meeting Type: AGM
Meeting Date: 19-May-2020
Ticker:
ISIN: CH0360674466
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 MANAGEMENT REPORT AND ANNUAL FINANCIAL Mgmt No vote
STATEMENTS 2019 OF GALENICA LTD. AND
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GALENICA GROUP FOR 2019; ACKNOWLEDGEMENT OF
THE AUDITORS' REPORTS
2 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt No vote
CORPORATE EXECUTIVE COMMITTEE
3.1 APPROPRIATION OF THE 2019 AVAILABLE Mgmt No vote
EARNINGS
3.2 APPROPRIATION OF RESERVES FROM CAPITAL Mgmt No vote
CONTRIBUTIONS
4 REMUNERATION REPORT 2019 Mgmt No vote
5.1 TOTAL AMOUNT OF REMUNERATION OF THE BOARD Mgmt No vote
OF DIRECTORS
5.2 TOTAL AMOUNT OF REMUNERATION OF THE Mgmt No vote
CORPORATE EXECUTIVE COMMITTEE
6.1.1 RE-ELECTION OF DANIELA BOSSHARDT AS MEMBER Mgmt No vote
AND CHAIRWOMAN OF THE BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF BERTRAND JUNGO AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF PROF. DR. MICHEL BURNIER AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF DR. MARKUS NEUHAUS AS MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF DR. PHILIPPE NUSSBAUMER AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF DR. ANDREAS WALDE AS MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
6.1.7 ELECTION OF PASCALE BRUDERER AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
6.2.1 RE-ELECTION OF DR. ANDREAS WALDE AS MEMBER Mgmt No vote
OF THE REMUNERATION COMMITTEE
6.2.2 ELECTION OF DR. MARKUS R. NEUHAUS AS MEMBER Mgmt No vote
OF THE REMUNERATION COMMITTEE
6.2.3 ELECTION OF PASCALE BRUDERER AS MEMBER OF Mgmt No vote
THE REMUNERATION COMMITTEE
6.3 THE BOARD OF DIRECTORS PROPOSES THE Mgmt No vote
RE-ELECTION OF WALDER WYSS LTD., DR. IUR.
THOMAS NAGEL, ATTORNEY AT LAW, FOR A TERM
OF OFFICE UNTIL THE END OF THE NEXT ANNUAL
GENERAL MEETING
6.4 THE BOARD OF DIRECTORS PROPOSES THE Mgmt No vote
RE-ELECTION OF ERNST & YOUNG LTD. FOR A
TERM OF OFFICE UNTIL THE END OF THE NEXT
ANNUAL GENERAL MEETING
CMMT 27 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
OF RESOLUTIONS 6.1.1 TO 6.2.3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GEO HOLDINGS CORPORATION Agenda Number: 712791602
--------------------------------------------------------------------------------------------------------------------------
Security: J1710A106
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3282400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Endo, Yuzo Mgmt For For
2.2 Appoint a Director Yoshikawa, Yasushi Mgmt For For
2.3 Appoint a Director Kosaka, Masaaki Mgmt For For
2.4 Appoint a Director Imai, Noriyuki Mgmt For For
2.5 Appoint a Director Kubo, Koji Mgmt For For
2.6 Appoint a Director Ogino, Tsunehisa Mgmt For For
2.7 Appoint a Director Yasuda, Kana Mgmt For For
3.1 Appoint a Corporate Auditor Sasano, Kazuo Mgmt Against Against
3.2 Appoint a Corporate Auditor Hattori, Shinya Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GLORY LTD. Agenda Number: 712778399
--------------------------------------------------------------------------------------------------------------------------
Security: J17304130
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3274400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Supervisory Committee,
Allow the Board of Directors to Authorize
Appropriation of Surplus and Purchase Own
Shares
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Onoe, Hirokazu
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miwa, Motozumi
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Onoe, Hideo
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mabuchi,
Shigetoshi
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kotani, Kaname
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Harada,
Akihiro
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iki, Joji
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Uchida, Junji
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Fujita, Toru
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hamada,
Satoshi
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kato, Keiichi
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
GN STORE NORD LTD Agenda Number: 712174945
--------------------------------------------------------------------------------------------------------------------------
Security: K4001S214
Meeting Type: AGM
Meeting Date: 11-Mar-2020
Ticker:
ISIN: DK0010272632
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS F.1 TO F.7 AND G. THANK
YOU
A REPORT BY THE BOARD OF DIRECTORS ON THE Non-Voting
ACTIVITIES OF THE COMPANY DURING THE PAST
YEAR
B APPROVAL OF THE AUDITED ANNUAL REPORT Mgmt For For
C DISCHARGE TO THE BOARD OF DIRECTORS AND THE Mgmt For For
EXECUTIVE MANAGEMENT
D APPROVAL OF THE DECISION ON APPLICATION OF Mgmt For For
PROFITS IN ACCORDANCE WITH THE APPROVED
ANNUAL REPORT: DKK 1.45 PER SHARE
E APPROVAL OF REMUNERATION TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE CURRENT FINANCIAL YEAR
F.1 RE-ELECTION OF PER WOLD-OLSEN MEMBER TO THE Mgmt Abstain Against
BOARD OF DIRECTORS
F.2 RE-ELECTION OF WOLFGANG REIM MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
F.3 RE-ELECTION OF HELENE BARNEKOW MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
F.4 RE-ELECTION OF RONICA WANG MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
F.5 ELECTION OF JUKKA PEKKA PERTOLA MEMBER TO Mgmt Abstain Against
THE BOARD OF DIRECTORS
F.6 ELECTION OF MONTSERRAT MARESCH PASCUAL Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
F.7 ELECTION OF ANETTE WEBER MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
G RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB
H.1.1 PROPOSALS FROM THE BOARD OF DIRECTORS AND Mgmt For For
SHAREHOLDERS: AUTHORIZATION TO THE BOARD OF
DIRECTORS TO ACQUIRE TREASURY SHARES
H.1.2 PROPOSALS FROM THE BOARD OF DIRECTORS AND Mgmt For For
SHAREHOLDERS: RESOLUTION TO REDUCE THE
COMPANY'S SHARE CAPITAL THROUGH THE
CANCELLATION OF TREASURY SHARES
H.1.3 PROPOSALS FROM THE BOARD OF DIRECTORS AND Mgmt For For
SHAREHOLDERS: APPROVAL OF AMENDED
REMUNERATION POLICY
H.1.4 PROPOSALS FROM THE BOARD OF DIRECTORS AND Mgmt For For
SHAREHOLDERS: APPROVAL OF AMENDMENT OF THE
ARTICLES OF ASSOCIATION
I ANY OTHER BUSINESS Non-Voting
CMMT 19 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION D. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GREGGS PLC Agenda Number: 712402178
--------------------------------------------------------------------------------------------------------------------------
Security: G41076111
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: GB00B63QSB39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE ANNUAL REPORT & ACCOUNTS Mgmt For For
2 RE-APPOINT AUDITOR: KPMG AUDIT PLC Mgmt For For
3 POWER TO DETERMINE AUDITOR REMUNERATION Mgmt For For
4 RE-ELECT IAN DURANT Mgmt For For
5 RE-ELECT ROGER WHITESIDE Mgmt For For
6 RE-ELECT RICHARD HUTTON Mgmt For For
7 RE-ELECT HELENA GANCZAKOWSKI Mgmt For For
8 RE-ELECT PETER MCPHILLIPS Mgmt For For
9 RE-ELECT SANDRA TURNER Mgmt For For
10 ELECT KATE FERRY Mgmt For For
11 APPROVE REMUNERATION REPORT Mgmt For For
12 APPROVE REMUNERATION POLICY Mgmt For For
13 APPROVE PERFORMANCE SHARE PLAN Mgmt For For
14 POWER TO ALLOT SHARES Mgmt For For
15 POWER TO ALLOT EQUITY SECURITIES FOR CASH Mgmt For For
16 POWER TO MAKE MARKET PURCHASES Mgmt For For
17 GENERAL MEETINGS TO BE HELD ON NOT LESS Mgmt For For
THAN 14 DAYS NOTICE
CMMT 17 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GUNGHO ONLINE ENTERTAINMENT,INC. Agenda Number: 712254705
--------------------------------------------------------------------------------------------------------------------------
Security: J18912105
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: JP3235900002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Morishita, Kazuki Mgmt Against Against
1.2 Appoint a Director Sakai, Kazuya Mgmt For For
1.3 Appoint a Director Kitamura, Yoshinori Mgmt For For
1.4 Appoint a Director Ochi, Masato Mgmt For For
1.5 Appoint a Director Yoshida, Koji Mgmt For For
1.6 Appoint a Director Oba, Norikazu Mgmt For For
1.7 Appoint a Director Onishi, Hidetsugu Mgmt For For
1.8 Appoint a Director Miyakawa, Keiji Mgmt For For
1.9 Appoint a Director Tanaka, Susumu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GURUNAVI,INC. Agenda Number: 712758258
--------------------------------------------------------------------------------------------------------------------------
Security: J19038108
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: JP3274180003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines Mgmt For For
3.1 Appoint a Corporate Auditor Asanuma, Mgmt For For
Tadaaki
3.2 Appoint a Corporate Auditor Ishida, Yoshio Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GWA GROUP LTD Agenda Number: 711569977
--------------------------------------------------------------------------------------------------------------------------
Security: Q4394K202
Meeting Type: AGM
Meeting Date: 25-Oct-2019
Ticker:
ISIN: AU000000GWA4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF MR JOHN MULCAHY AS A Mgmt For For
DIRECTOR
2 RE-ELECTION OF MR STEPHEN GODDARD AS A Mgmt For For
DIRECTOR
3 ELECTION OF MS ALISON BARRASS AS A DIRECTOR Mgmt For For
4 ADOPTION OF REMUNERATION REPORT Mgmt For For
5 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
MANAGING DIRECTOR UNDER THE LONG TERM
INCENTIVE PLAN
6 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
EXECUTIVE DIRECTOR UNDER THE LONG TERM
INCENTIVE PLAN
7 FINANCIAL ASSISTANCE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
H2O RETAILING CORPORATION Agenda Number: 712716731
--------------------------------------------------------------------------------------------------------------------------
Security: J2358J102
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3774600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Suzuki,
Atsushi
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Araki, Naoya
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hayashi,
Katsuhiro
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sumi, Kazuo
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Toshihiko
2.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Konishi,
Toshimitsu
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ban, Naoshi
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakano,
Kenjiro
2.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ishihara,
Mayumi
2.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sekiguchi,
Nobuko
3 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
HANWA CO.,LTD. Agenda Number: 712712315
--------------------------------------------------------------------------------------------------------------------------
Security: J18774166
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: JP3777800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Furukawa, Hironari Mgmt Against Against
2.2 Appoint a Director Kato, Yasumichi Mgmt For For
2.3 Appoint a Director Nagashima, Hidemi Mgmt For For
2.4 Appoint a Director Nakagawa, Yoichi Mgmt For For
2.5 Appoint a Director Kurata, Yasuharu Mgmt For For
2.6 Appoint a Director Hatanaka, Yasushi Mgmt For For
2.7 Appoint a Director Hori, Ryuji Mgmt For For
2.8 Appoint a Director Tejima, Tatsuya Mgmt For For
2.9 Appoint a Director Nakai, Kamezo Mgmt For For
2.10 Appoint a Director Sasaki, Junko Mgmt For For
2.11 Appoint a Director Sasayama, Yoichi Mgmt For For
2.12 Appoint a Director Kuchiishi, Takatoshi Mgmt For For
2.13 Appoint a Director Matsubara, Keiji Mgmt For For
3.1 Appoint a Corporate Auditor Ogasawara, Mgmt Against Against
Akihiko
3.2 Appoint a Corporate Auditor Naide, Yasuo Mgmt For For
3.3 Appoint a Corporate Auditor Takahashi, Mgmt Against Against
Hideyuki
--------------------------------------------------------------------------------------------------------------------------
HIKMA PHARMACEUTICALS PLC Agenda Number: 712289140
--------------------------------------------------------------------------------------------------------------------------
Security: G4576K104
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: GB00B0LCW083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH
THE REPORTS OF THE DIRECTORS AND AUDITORS
THEREON
2 TO DECLARE A FINAL DIVIDEND OF 30 CENTS PER Mgmt For For
ORDINARY SHARE IN RESPECT OF THE YEAR ENDED
31 DECEMBER 2019
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
4 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS' REMUNERATION
5 TO ELECT CYNTHIA SCHWALM AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT SAID DARWAZAH AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT SIGGI OLAFSSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MAZEN DARWAZAH AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-SET ROBERT PICKERING AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT ALI AL-HUSRY AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT PATRICK BUTLER AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT DR. PAMELA KIRBY AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 TO RE-ELECT DR. JOCHEN GANN AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 TO RE-ELECT JOHN CASTELLANI AS A DIRECTOR Mgmt For For
OF THE COMPANY
15 TO RE-ELECT NINA HENDERSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
16 TO APPROVE THE DIRECTOR'S REMUNERATION Mgmt For For
POLICY, AS SET OUT ON PAGES 79-85 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE YEAR
ENDED 31 DECEMBER 2019
17 TO RECEIVE AND APPROVE THE REMUNERATION Mgmt For For
COMMITTEE REPORT FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2019
18 AUTHORISE DIRECTORS TO ALLOT SHARES UP TO Mgmt For For
AN AGGREGATE NOMINAL AMOUNT OF GBP
8,077,634
19 THAT SUBJECT TO PASSING RESOLUTION 18 Mgmt For For
ABOVE, THE DIRECTORS BE EMPOWERED TO ALLOT
EQUITY SECURITIES FOR CASH ON A NON
PRE-EMPTIVE BASIS UP TO THE AGGREGATE
NOMINAL AMOUNT OF GBP 1,211,645
20 THAT SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
18, THE AUTHORITY UNDER RESOLUTION 19 BE
FURTHER EXTENDED TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 1,211,645 TO BE USED ONLY FOR
THE PURPOSES OF FINANCING A TRANSACTION
WHICH IS DETERMINED TO BE AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
21 GRANT AUTHORITY TO MAKE MARKET PURCHASES OF Mgmt For For
OWN SHARES, UP TO GBP 2,423,290
REPRESENTING 10% OF THE ISSUED SHARE
CAPITAL OF THE COMPANY
22 THAT A GENERAL MEETING OF SHAREHOLDERS OF Mgmt For For
THE COMPANY OTHER THAN AN ANNUAL GENERAL
MEETING MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
HOKUETSU CORPORATION Agenda Number: 712758323
--------------------------------------------------------------------------------------------------------------------------
Security: J21882105
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3841800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Mashima, Kaoru Mgmt Against Against
2.2 Appoint a Corporate Auditor Itoigawa, Jun Mgmt For For
2.3 Appoint a Corporate Auditor Watanabe, Keiji Mgmt For For
3.1 Appoint a Substitute Corporate Auditor Mgmt For For
Mochizuki, Akemi
3.2 Appoint a Substitute Corporate Auditor Mgmt For For
Hashimoto, Yoshitaka
--------------------------------------------------------------------------------------------------------------------------
HOMESERVE PLC Agenda Number: 711314106
--------------------------------------------------------------------------------------------------------------------------
Security: G4639X119
Meeting Type: AGM
Meeting Date: 19-Jul-2019
Ticker:
ISIN: GB00BYYTFB60
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT & ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE FINAL DIVIDEND Mgmt For For
4 TO RE-ELECT J M BARRY GIBSON AS A DIRECTOR Mgmt For For
5 TO RE-ELECT RICHARD HARPIN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DAVID BOWER AS A DIRECTOR Mgmt For For
7 TO RE-ELECT TOM RUSIN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT KATRINA CLIFFE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT STELLA DAVID AS A DIRECTOR Mgmt For For
10 TO RE-ELECT EDWARD FITZMAURICE AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT RON MCMILLAN AS DIRECTOR Mgmt For For
12 TO ELECT OLIVIER GREMILLON Mgmt For For
13 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For For
14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
15 AUTHORITY TO ALLOT SHARES Mgmt For For
16 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
17 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 NOTICE OF GENERAL MEETINGS Mgmt For For
CMMT 13 JUN 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 10. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HOWDEN JOINERY GROUP PLC Agenda Number: 712474256
--------------------------------------------------------------------------------------------------------------------------
Security: G4647J102
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB0005576813
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 384319 DUE TO INCLUSION OF
WITHDRAWAL RESOLUTION 3. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt Abstain Against
4 ELECT LOUISE FOWLER AS DIRECTOR Mgmt For For
5 RE-ELECT KAREN CADDICK AS DIRECTOR Mgmt For For
6 RE-ELECT ANDREW CRIPPS AS DIRECTOR Mgmt For For
7 RE-ELECT GEOFF DRABBLE AS DIRECTOR Mgmt For For
8 RE-ELECT ANDREW LIVINGSTON AS DIRECTOR Mgmt For For
9 RE-ELECT RICHARD PENNYCOOK AS DIRECTOR Mgmt For For
10 RE-ELECT MARK ROBSON AS DIRECTOR Mgmt For For
11 RE-ELECT DEBBIE WHITE AS DIRECTOR Mgmt For For
12 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
13 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
14 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
15 AUTHORISE ISSUE OF EQUITY Mgmt For For
16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
17 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
18 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
19 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
CMMT 23 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO THE CHANGE IN VOTING STATUS
OF RESOLUTION 3, WHICH HAD PREVIOUSLY BEEN
WITHDRAWN. IF YOU HAVE ALREADY SENT IN YOUR
VOTES TO MID 397603, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HUBER + SUHNER AG Agenda Number: 712261976
--------------------------------------------------------------------------------------------------------------------------
Security: H44229187
Meeting Type: AGM
Meeting Date: 01-Apr-2020
Ticker:
ISIN: CH0030380734
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 371246 DUE TO CHANGE IN SEQUENCE
OF DIRECTOR NAMES UNDER RESOLUTION 4. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 REPORTING ON THE FINANCIAL YEAR 2019 Mgmt No vote
APPROVAL OF THE MANAGEMENT REPORT, ANNUAL
FINANCIAL STATEMENTS AND GROUP FINANCIAL
STATEMENTS FOR 2019, AS WELL AS
ACKNOWLEDGEMENT OF THE AUDITORS' REPORTS
2 APPROPRIATION OF EARNINGS Mgmt No vote
3 DISCHARGE FROM LIABILITY OF THE BOARD OF Mgmt No vote
DIRECTORS AND EXECUTIVE GROUP MANAGEMENT
4.1 RE-ELECTION OF URS KAUFMANN AS CHAIRMAN AND Mgmt No vote
AS MEMBER OF THE BOARD
4.2 RE-ELECTION OF BEAT KALIN AS DIRECTOR Mgmt No vote
4.3 RE-ELECTION OF MONIKA BUTLER AS DIRECTOR Mgmt No vote
4.4 RE-ELECTION OF ROLF SEIFFERT AS DIRECTOR Mgmt No vote
4.5 RE-ELECTION OF FRANZ STUDER AS DIRECTOR Mgmt No vote
4.6 RE-ELECTION OF JORG WALTHER AS DIRECTOR Mgmt No vote
5.1 RE-ELECTION OF URS KAUFMANN TO THE Mgmt No vote
NOMINATION AND COMPENSATION COMMITTEE
5.2 RE-ELECTION OF BEAT KALIN TO THE NOMINATION Mgmt No vote
AND COMPENSATION COMMITTEE
6.1 APPROVAL OF COMPENSATION TO THE BOARD OF Mgmt No vote
DIRECTORS AND EXECUTIVE GROUP MANAGEMENT:
THE BOARD OF DIRECTORS PROPOSES TO APPROVE
THE MAXIMUM TOTAL OF CHF 640,000 FOR THE
ONE-YEAR TERM STARTING FROM THE CONCLUSION
OF THE ANNUAL GENERAL MEETING IN 2020 TO
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING IN 2021 FOR THE FIXED COMPENSATION
OF THE BOARD OF DIRECTORS
6.2 APPROVAL OF COMPENSATION TO THE BOARD OF Mgmt No vote
DIRECTORS AND EXECUTIVE GROUP MANAGEMENT:
THE BOARD OF DIRECTORS PROPOSES TO APPROVE
THE MAXIMUM TOTAL OF CHF 3,500,000 FOR THE
PERIOD FROM 1 JULY 2020 TO 30 JUNE 2021 FOR
THE FIXED COMPENSATION OF THE EXECUTIVE
GROUP MANAGEMENT
6.3 APPROVAL OF COMPENSATION TO THE BOARD OF Mgmt No vote
DIRECTORS AND EXECUTIVE GROUP MANAGEMENT:
THE BOARD OF DIRECTORS PROPOSES TO APPROVE
THE MAXIMUM TOTAL OF CHF 850,000 FOR THE
SHAREBASED COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE ELAPSED ONE-YEAR TERM
STARTING WITH THE CONCLUSION OF THE ANNUAL
GENERAL MEETING IN 2019 TO THE CONCLUSION
OF THE ANNUAL GENERAL MEETING IN 2020
6.4 APPROVAL OF COMPENSATION TO THE BOARD OF Mgmt No vote
DIRECTORS AND EXECUTIVE GROUP MANAGEMENT:
THE BOARD OF DIRECTORS PROPOSES TO APPROVE
THE MAXIMUM TOTAL OF CHF 2,200,000 FOR THE
VARIABLE COMPENSATION OF THE EXECUTIVE
GROUP MANAGEMENT FOR THE COMPLETED 2019
FINANCIAL YEAR
7 ELECTION OF AUDITORS: ERNST & YOUNG AG Mgmt No vote
8 ELECTION OF INDEPENDENT PROXY: THE BOARD OF Mgmt No vote
DIRECTORS PROPOSES THE RE-ELECTION OF THE
ATTORNEYS BRATSCHI AG, BAHNHOFSTRASSE 70,
8021 ZURICH, AS INDEPENDENT PROXY FOR THE
TERM OF ONE YEAR
--------------------------------------------------------------------------------------------------------------------------
IDP EDUCATION LTD Agenda Number: 711581288
--------------------------------------------------------------------------------------------------------------------------
Security: Q48215109
Meeting Type: AGM
Meeting Date: 22-Oct-2019
Ticker:
ISIN: AU000000IEL5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MR GREGORY WEST AS A Mgmt For For
DIRECTOR
2.B RE-ELECTION OF MR PETER POLSON AS A Mgmt For For
DIRECTOR
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE GROUP NL Agenda Number: 711646844
--------------------------------------------------------------------------------------------------------------------------
Security: Q48886107
Meeting Type: AGM
Meeting Date: 20-Nov-2019
Ticker:
ISIN: AU000000IGO4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 TO 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF MR. PETER BUCK Mgmt For For
2 ELECTION OF MS. KATHLEEN BOZANIC Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4 IGO EMPLOYEE INCENTIVE PLAN APPROVAL Mgmt For For
5 ISSUE OF SERVICE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
6 ISSUE OF PERFORMANCE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
7 CHANGE OF COMPANY TYPE: "THAT, SUBJECT TO Mgmt For For
THE PASSING OF RESOLUTION 9, FOR THE
PURPOSES OF SECTIONS 162, 163 AND 164 OF
THE CORPORATIONS ACT AND ALL OTHER
PURPOSES, THE COMPANY BE CONVERTED FROM A
PUBLIC NO LIABILITY COMPANY TO A PUBLIC
COMPANY LIMITED BY SHARES."
8 CHANGE OF COMPANY NAME: "THAT, FOR THE Mgmt For For
PURPOSES OF SECTION 157 OF THE CORPORATIONS
ACT AND ALL OTHER PURPOSES, APPROVAL IS
GIVEN TO CHANGE THE NAME OF THE COMPANY AS
FOLLOWS: IF RESOLUTION 7 IS PASSED, FROM
INDEPENDENCE GROUP NL TO IGO LIMITED, WITH
EFFECT FROM THE CHANGE OF TYPE OF THE
COMPANY FOR WHICH APPROVAL IS SOUGHT UNDER
RESOLUTION 7; OR IF RESOLUTION 7 IS NOT
PASSED, FROM INDEPENDENCE GROUP NL TO IGO
NL"
9 REPLACEMENT OF CONSTITUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTERROLL HOLDING SA Agenda Number: 712443340
--------------------------------------------------------------------------------------------------------------------------
Security: H4247Q117
Meeting Type: AGM
Meeting Date: 08-May-2020
Ticker:
ISIN: CH0006372897
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT, FINANCIAL STATEMENTS AND Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS 2019,
AUDITOR'S REPORT
2 APPROPRIATION OF THE BALANCE SHEET PROFIT: Mgmt No vote
CHF 22.50 PER SHARE
3 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS AND GROUP MANAGEMENT
4.1 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt No vote
OF DIRECTORS AND GROUP MANAGEMENT:
REMUNERATION OF THE BOARD OF DIRECTORS
4.2 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt No vote
OF DIRECTORS AND GROUP MANAGEMENT:
REMUNERATION OF GROUP MANAGEMENT
5.1 RE-ELECTION OF MR. URS TANNER AND Mgmt No vote
RE-ELECTION AS PRESIDENT OF THE BOARD OF
DIRECTORS
5.2 RE-ELECTION OF MR. PAOLO BOTTINI TO THE Mgmt No vote
BOARD OF DIRECTORS
5.3 RE-ELECTION OF MR. STEFANO MERCORIO TO THE Mgmt No vote
BOARD OF DIRECTORS
5.4 RE-ELECTION OF MR. INGO SPECHT TO THE BOARD Mgmt No vote
OF DIRECTORS
5.5 RE-ELECTION OF MS. ELENA CORTONA, PHD TO Mgmt No vote
THE BOARD OF DIRECTORS
5.6 NEW ELECTION OF MR. MARKUS ASCH TO THE Mgmt No vote
BOARD OF DIRECTORS
6.1 RE-ELECTION OF MR. URS TANNER TO THE Mgmt No vote
REMUNERATION COMMITTEE
6.2 RE-ELECTION OF MR. STEFANO MERCORIO TO THE Mgmt No vote
REMUNERATION COMMITTEE
7 THE BOARD OF DIRECTORS PROPOSES THE Mgmt No vote
RE-ELECTION OF PRICEWATERHOUSECOOPERS AS
THE AUDITOR FOR THE BUSINESS YEAR BEGINNING
ON 1 JANUARY 2020
8 THE BOARD OF DIRECTORS PROPOSES THE Mgmt No vote
RE-ELECTION OF MR. FRANCESCO ADAMI,
ANWALTSBURO MOLINO ADAMI GALANTE, VIA G.B.
PIODA 14, 6900 LUGANO, AS AN INDEPENDENT
PROXY OF INTERROLL HOLDING AG UNTIL THE END
OF THE NEXT ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
INWIDO AB Agenda Number: 711877588
--------------------------------------------------------------------------------------------------------------------------
Security: W5R447107
Meeting Type: EGM
Meeting Date: 21-Jan-2020
Ticker:
ISIN: SE0006220018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 ELECTION OF ONE OR TWO ADJUSTMENT PERSONS Non-Voting
6 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS (6)
8 ELECT KERSTIN LINDELL AND CHRISTER Mgmt For For
WAHLQUIST AS DIRECTORS
9 DETERMINATION OF BOARD FEES Mgmt For For
10 CLOSING OF THE MEETING Non-Voting
CMMT 10 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF RESOLUTIONS
7 AND 8. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INWIDO AB Agenda Number: 712336658
--------------------------------------------------------------------------------------------------------------------------
Security: W5R447107
Meeting Type: AGM
Meeting Date: 05-May-2020
Ticker:
ISIN: SE0006220018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: GEORG Non-Voting
BRUNSTAM
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES
6 DETERMINATION OF COMPLIANCE WITH THE RULES Non-Voting
OF CONVOCATION
7.A PRESENTATION OF: THE ANNUAL REPORT, Non-Voting
AUDITOR'S REPORT, GROUP ANNUAL REPORT AND
GROUP AUDITOR'S REPORT
7.B PRESENTATION OF: THE BOARD'S PROPOSAL FOR Non-Voting
DIVIDEND AND REASONED STATEMENT THEREON
7.C PRESENTATION OF: THE STATEMENT BY THE Non-Voting
AUDITOR ON THE COMPLIANCE OF THE APPLICABLE
GUIDELINES FOR REMUNERATION TO SENIOR
EXECUTIVES
8 REPORT ON THE WORK OF THE BOARD AND THE Non-Voting
COMMITTEES
9 THE MANAGING DIRECTOR'S REPORT Non-Voting
10.A RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET AS
WELL AS THE CONSOLIDATED INCOME STATEMENT
AND THE CONSOLIDATED BALANCE SHEET
10.B RESOLUTION REGARDING: APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RECORD DATE FOR
DIVIDEND
10.C RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY IN RELATION TO THE COMPANY FOR
THE BOARD AND THE CEO
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 ESTABLISHMENT OF THE NUMBER OF BOARD Mgmt For
MEMBERS AND THE NUMBER OF AUDITORS AND
AUDITOR DEPUTIES: THE BOARD SHALL COMPRISE
FIVE BOARD MEMBERS WITHOUT ELECTED DEPUTIES
12 ESTABLISHMENT OF FEES TO THE BOARD AND THE Mgmt For
AUDITORS
13 ELECTION OF THE BOARD, AUDITORS AND, IF Mgmt For
ANY, AUDITOR DEPUTIES: RE-ELECTION OF GEORG
BRUNSTAM (CHAIRMAN OF THE BOARD), KERSTIN
LINDELL, HENRIETTE SCHUTZE, CHRISTER
WAHLQUIST AND ANDERS WASSBERG. BENNY
ERNSTSON HAS DECLINED RE-ELECTION. IN
ACCORDANCE WITH THE AUDIT COMMITTEE'S
RECOMMENDATION THE REGISTERED AUDIT COMPANY
KPMG AB SHALL BE RE-ELECTED AS AUDITOR FOR
A MANDATE PERIOD OF ONE YEAR. IF ELECTED,
KPMG AB HAS INFORMED THAT AUTHORISED PUBLIC
ACCOUNTANT LINDA BENGTSSON WILL BE
AUDITOR-IN-CHARGE
14 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt Against Against
TO SENIOR EXECUTIVES
15 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
TO RESOLVE ON NEW SHARE ISSUES
16 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
IWATANI CORPORATION Agenda Number: 712778503
--------------------------------------------------------------------------------------------------------------------------
Security: J25424128
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: JP3151600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Makino, Akiji Mgmt Against Against
2.2 Appoint a Director Watanabe, Toshio Mgmt For For
2.3 Appoint a Director Majima, Hiroshi Mgmt For For
2.4 Appoint a Director Horiguchi, Makoto Mgmt For For
2.5 Appoint a Director Iwatani, Naoki Mgmt For For
2.6 Appoint a Director Ota, Akira Mgmt For For
2.7 Appoint a Director Watanabe, Satoshi Mgmt For For
2.8 Appoint a Director Okawa, Itaru Mgmt For For
2.9 Appoint a Director Saita, Yoshiharu Mgmt Against Against
2.10 Appoint a Director Tsuyoshi, Manabu Mgmt Against Against
2.11 Appoint a Director Murai, Shinji Mgmt For For
2.12 Appoint a Director Mori, Shosuke Mgmt For For
3 Approve Continuance of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
4 Approve Provision of Special Payment for a Mgmt Against Against
Retiring Representative Director
--------------------------------------------------------------------------------------------------------------------------
J D WETHERSPOON PLC Agenda Number: 711652669
--------------------------------------------------------------------------------------------------------------------------
Security: G5085Y147
Meeting Type: AGM
Meeting Date: 21-Nov-2019
Ticker:
ISIN: GB0001638955
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE REPORTS OF THE Mgmt For For
DIRECTORS AND THE COMPANY'S AUDITORS, AND
THE AUDITED ACCOUNTS OF THE COMPANY, FOR
THE YEAR ENDED 28 JULY 2019
2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt Against Against
REMUNERATION REPORT FOR THE YEAR ENDED 28
JULY 2019
3 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 28 JULY 2019 OF 8.00 PENCE PER
ORDINARY SHARE
4 TO RE-ELECT TIM MARTIN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT JOHN HUTSON AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SU CACIOPPO AS A DIRECTOR Mgmt For For
7 TO RE-ELECT BEN WHITLEY AS DIRECTOR Mgmt For For
8 TO RE-ELECT DEBRA VAN GENE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIR RICHARD BECKETT AS A Mgmt Against Against
DIRECTOR
10 TO RE-ELECT HARRY MORLEY AS A DIRECTOR Mgmt For For
11 TO RE-APPOINT GRANT THORNTON LLP AS THE Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION
12 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
RELEVANT SECURITIES PURSUANT TO SECTION 551
13 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES ON A NON PRE-EMPTIVE BASIS
14 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES UNDER CERTAIN CIRCUMSTANCES
15 TO AUTHORISE CALLING GENERAL MEETINGS Mgmt For For
(OTHER THAN ANNUAL GENERAL MEETINGS) ON NOT
LESS THAN 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
J D WETHERSPOON PLC Agenda Number: 711692497
--------------------------------------------------------------------------------------------------------------------------
Security: G5085Y147
Meeting Type: OGM
Meeting Date: 21-Nov-2019
Ticker:
ISIN: GB0001638955
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE WAIVER BY THE PANEL ON Mgmt Against Against
TAKEOVERS AND MERGERS, DESCRIBED IN THE
LETTER ACCOMPANYING THE NOTICE CONVENING
THIS MEETING, OF THE OBLIGATION UNDER RULE
9 OF THE CITY CODE ON TAKEOVERS AND MERGERS
("THE CODE") FOR TIM MARTIN, FELICITY
MARTIN, MARGIT MARTIN, LOUISE MARTIN AND
GERALD MARTIN WHO, FOR THE PURPOSES OF THE
CODE, ARE DEEMED TO BE ACTING IN CONCERT TO
MAKE A GENERAL OFFER TO SHAREHOLDERS OF THE
COMPANY AS A RESULT OF ANY MARKET PURCHASES
OF ORDINARY SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
K S HOLDINGS CORPORATION Agenda Number: 712759058
--------------------------------------------------------------------------------------------------------------------------
Security: J3672R101
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3277150003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hiramoto,
Tadashi
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Suzuki,
Kazuyoshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Osaka, Naoto
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizuno,
Keiichi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshihara,
Yuji
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizutani, Taro
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yuasa,
Tomoyuki
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors and Directors
who are Audit and Supervisory Committee
Members)
4 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Share Acquisition Rights Issued as Stock
Options for Employees of the Company and
the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
K. WAH INTERNATIONAL HOLDINGS LTD Agenda Number: 712476109
--------------------------------------------------------------------------------------------------------------------------
Security: G5321P116
Meeting Type: AGM
Meeting Date: 03-Jun-2020
Ticker:
ISIN: BMG5321P1169
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0420/2020042000986.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0420/2020042001005.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2019 OF THE COMPANY
2 TO DECLARE A FINAL CASH DIVIDEND Mgmt For For
3.1 TO RE-ELECT MR. FRANCIS LUI YIU TUNG AS A Mgmt For For
DIRECTOR
3.2 TO RE-ELECT MS. PADDY TANG LUI WAI YU AS A Mgmt For For
DIRECTOR
3.3 TO RE-ELECT MR. ALEXANDER LUI YIU WAH AS A Mgmt For For
DIRECTOR
3.4 TO RE-ELECT MR. NIP YUN WING AS A DIRECTOR Mgmt For For
3.5 TO FIX THE REMUNERATION OF THE DIRECTORS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2019 AND FOR
SUBSEQUENT FINANCIAL YEARS UNTIL OTHERWISE
DETERMINED
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
DIRECTORS TO FIX ITS REMUNERATION
5.1 TO PASS ORDINARY RESOLUTION FOR THE Mgmt For For
FOLLOWING MATTER: TO GRANT A GENERAL AND
UNCONDITIONAL MANDATE TO THE DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY
5.2 TO PASS ORDINARY RESOLUTION FOR THE Mgmt Against Against
FOLLOWING MATTER: TO GRANT A GENERAL AND
UNCONDITIONAL MANDATE TO THE DIRECTORS TO
ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY
5.3 TO PASS ORDINARY RESOLUTION FOR THE Mgmt Against Against
FOLLOWING MATTER: CONDITIONAL UPON THE
PASSING OF THE ORDINARY RESOLUTIONS UNDER
5.1 AND 5.2, TO EXTEND THE GENERAL MANDATE
REFERRED TO IN 5.2 BY THE ADDITION THERETO
OF THE SHARES REPURCHASED BY THE COMPANY
PURSUANT TO 5.1
--------------------------------------------------------------------------------------------------------------------------
KAGA ELECTRONICS CO.,LTD. Agenda Number: 712790357
--------------------------------------------------------------------------------------------------------------------------
Security: J28922102
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3206200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Corporate Auditor Sato, Yoichi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
KANAMOTO CO.,LTD. Agenda Number: 711931976
--------------------------------------------------------------------------------------------------------------------------
Security: J29557105
Meeting Type: AGM
Meeting Date: 28-Jan-2020
Ticker:
ISIN: JP3215200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kanamoto, Kanchu Mgmt Against Against
1.2 Appoint a Director Kanamoto, Tetsuo Mgmt For For
1.3 Appoint a Director Narita, Hitoshi Mgmt For For
1.4 Appoint a Director Kanamoto, Tatsuo Mgmt For For
1.5 Appoint a Director Hirata, Masakazu Mgmt For For
1.6 Appoint a Director Isono, Hiroyuki Mgmt For For
1.7 Appoint a Director Asano, Yuichi Mgmt For For
1.8 Appoint a Director Hashiguchi, Kazunori Mgmt For For
1.9 Appoint a Director Naito, Susumu Mgmt For For
1.10 Appoint a Director Arita, Eiji Mgmt Against Against
1.11 Appoint a Director Yonekawa, Motoki Mgmt For For
1.12 Appoint a Director Tabata, Ayako Mgmt For For
2 Appoint a Corporate Auditor Ishiwaka, Mgmt Against Against
Yasushi
--------------------------------------------------------------------------------------------------------------------------
KANEKA CORPORATION Agenda Number: 712772905
--------------------------------------------------------------------------------------------------------------------------
Security: J2975N106
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3215800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sugawara, Kimikazu Mgmt Against Against
1.2 Appoint a Director Tanaka, Minoru Mgmt For For
1.3 Appoint a Director Fujii, Kazuhiko Mgmt For For
1.4 Appoint a Director Kametaka, Shinichiro Mgmt For For
1.5 Appoint a Director Ishihara, Shinobu Mgmt For For
1.6 Appoint a Director Doro, Katsunobu Mgmt For For
1.7 Appoint a Director Enoki, Jun Mgmt For For
1.8 Appoint a Director Kadokura, Mamoru Mgmt For For
1.9 Appoint a Director Inokuchi, Takeo Mgmt For For
1.10 Appoint a Director Mori, Mamoru Mgmt For For
1.11 Appoint a Director Kusakari, Takao Mgmt For For
1.12 Appoint a Director Yokota, Jun Mgmt For For
2.1 Appoint a Corporate Auditor Matsui, Mgmt Against Against
Hideyuki
2.2 Appoint a Corporate Auditor Uozumi, Mgmt Against Against
Yasuhiro
3 Appoint a Substitute Corporate Auditor Mgmt For For
Nakahigashi, Masafumi
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
KANEMATSU CORPORATION Agenda Number: 712760075
--------------------------------------------------------------------------------------------------------------------------
Security: J29868106
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: JP3217100001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Shimojima, Masayuki Mgmt For For
1.2 Appoint a Director Tanigawa, Kaoru Mgmt For For
1.3 Appoint a Director Miyabe, Yoshiya Mgmt For For
1.4 Appoint a Director Tsutano, Tetsuro Mgmt For For
1.5 Appoint a Director Tahara, Yuko Mgmt For For
1.6 Appoint a Director Tanaka, Kazuhiro Mgmt For For
2 Appoint a Corporate Auditor Hirai, Motohisa Mgmt Against Against
3 Appoint a Substitute Corporate Auditor Mgmt For For
Inaba, Nobuko
--------------------------------------------------------------------------------------------------------------------------
KARDEX AG Agenda Number: 712288883
--------------------------------------------------------------------------------------------------------------------------
Security: H44577189
Meeting Type: AGM
Meeting Date: 14-Apr-2020
Ticker:
ISIN: CH0100837282
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt No vote
FINANCIAL STATEMENTS OF KARDEX AG AND
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR
1.2 CONSULTATIVE VOTE ON THE 2019 REMUNERATION Mgmt No vote
REPORT
2 APPROPRIATION OF RETAINED EARNINGS 2019: Mgmt No vote
CHF 4.50 PER SHARE
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE GROUP MANAGEMENT
4.1.1 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. PHILIPP BUHOFER
4.1.2 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. JAKOB BLEIKER
4.1.3 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. ULRICH JAKOB LOOSER
4.1.4 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. FELIX THONI
4.1.5 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. EUGEN ELMIGER (NEW)
4.1.6 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. ANDREAS HABERLI (NEW)
4.2 RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. PHILIPP BUHOFER
4.3.1 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
AND NOMINATION COMMITTEE: MR. ULRICH JAKOB
LOOSER
4.3.2 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
AND NOMINATION COMMITTEE: MR. FELIX THONI
4.3.3 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
AND NOMINATION COMMITTEE: MR. EUGEN ELMIGER
(NEW)
4.4 RE-ELECTION OF THE INDEPENDENT PROXY: Mgmt No vote
WENGER & VIELI AG, ZURICH, SWITZERLAND
4.5 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt No vote
PRICEWATERHOUSECOOPERS AG (PWC), ZURICH,
SWITZERLAND
5.1 COMPENSATION: APPROVAL OF THE MAXIMUM Mgmt No vote
COMPENSATION FOR THE BOARD OF DIRECTORS
UNTIL THE NEXT ORDINARY ANNUAL GENERAL
MEETING
5.2 COMPENSATION: APPROVAL OF THE MAXIMUM Mgmt No vote
COMPENSATION FOR THE GROUP MANAGEMENT FOR
THE FINANCIAL YEAR 2021
6 PROPOSAL TO AMEND THE ARTICLES OF Mgmt No vote
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
KOHNAN SHOJI CO.,LTD. Agenda Number: 712604253
--------------------------------------------------------------------------------------------------------------------------
Security: J3479K101
Meeting Type: AGM
Meeting Date: 28-May-2020
Ticker:
ISIN: JP3283750002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines Mgmt For For
3.1 Appoint a Director Hikida, Naotaro Mgmt Against Against
3.2 Appoint a Director Miyanaga, Shunichiro Mgmt For For
3.3 Appoint a Director Kato, Takaaki Mgmt For For
3.4 Appoint a Director Sakakieda, Mamoru Mgmt For For
3.5 Appoint a Director Narita, Yukio Mgmt For For
3.6 Appoint a Director Tanaka, Yoshihiro Mgmt For For
3.7 Appoint a Director Murakami, Fumihiko Mgmt For For
3.8 Appoint a Director Kuboyama, Mitsuru Mgmt For For
3.9 Appoint a Director Nitori, Akio Mgmt Against Against
3.10 Appoint a Director Tabata, Akira Mgmt For For
3.11 Appoint a Director Otagaki, Keiichi Mgmt For For
3.12 Appoint a Director Nakazawa, Takashi Mgmt Against Against
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
KYORIN HOLDINGS,INC. Agenda Number: 712741087
--------------------------------------------------------------------------------------------------------------------------
Security: J37996113
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: JP3247090008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Hogawa, Minoru Mgmt Against Against
1.2 Appoint a Director Ogihara, Yutaka Mgmt For For
1.3 Appoint a Director Ogihara, Shigeru Mgmt For For
1.4 Appoint a Director Akutsu, Kenji Mgmt For For
1.5 Appoint a Director Sasahara, Tomiya Mgmt For For
1.6 Appoint a Director Onota, Michiro Mgmt For For
1.7 Appoint a Director Hagihara, Koichiro Mgmt For For
1.8 Appoint a Director Sugibayashi, Masahide Mgmt For For
1.9 Appoint a Director Shikanai, Noriyuki Mgmt For For
1.10 Appoint a Director Shigematsu, Ken Mgmt For For
1.11 Appoint a Director Watanabe, Hiromi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LINDAB INTERNATIONAL AB Agenda Number: 712299420
--------------------------------------------------------------------------------------------------------------------------
Security: W56316107
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: SE0001852419
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE ANNUAL GENERAL MEETING AND Non-Voting
ELECTION OF CHAIRMAN OF THE MEETING: PETER
NILSSON
2 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES TOGETHER WITH THE CHAIRMAN
5 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 REPORT BY THE CEO Non-Voting
7 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT, AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE CONSOLIDATED
AUDITOR'S REPORT, FOR THE FINANCIAL YEAR
2019 AND THE AUDITOR'S OPINION ON WHETHER
THE GUIDELINES REGARDING REMUNERATION TO
SENIOR EXECUTIVES WHICH HAS APPLIED SINCE
THE PREVIOUS ANNUAL GENERAL MEETING HAVE
BEEN COMPLIED WITH
8.A RESOLUTIONS REGARDING: THE ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND BALANCE SHEET AS WELL
AS THE CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET FOR THE
FINANCIAL YEAR 2019
8.B RESOLUTIONS REGARDING: THE DISPOSITION OF Mgmt For For
THE COMPANY'S PROFITS PURSUANT TO THE
ADOPTED BALANCE SHEET AND THE RECORD DATE
FOR DIVIDENDS: THE BOARD PROPOSES THAT A
DIVIDEND OF IN TOTAL SEK 1,75 PER SHARE IS
RESOLVED FOR THE FINANCIAL YEAR 2019, TO BE
PAID HALF-YEARLY IN TWO INSTALMENTS OF SEK
0,875 PER SHARE. AS RECORD DATES FOR THE
HALF-YEARLY DIVIDEND THE BOARD PROPOSES
MONDAY MAY 4, 2020 AND MONDAY NOVEMBER 2,
2020 RESPECTIVELY. THE DIVIDEND IS EXPECTED
TO BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON
THE THIRD BANKING DAY AFTER THE RESPECTIVE
RECORD DATE
8.C RESOLUTIONS REGARDING: THE DISCHARGE FROM Mgmt For For
PERSONAL LIABILITY FOR THE BOARD AND THE
CEO
CMMT PLEASE NOTE THAT RESOLUTIONS 9 TO 12 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
9 DETERMINATION OF THE NUMBER OF BOARD Mgmt For
MEMBERS AND DEPUTY BOARD MEMBERS ELECTED BY
THE ANNUAL GENERAL MEETING: SEVEN BOARD
MEMBERS
10 DETERMINATION OF FEES TO THE BOARD AND Mgmt For
AUDITORS
11 ELECTION OF THE BOARD: THE NOMINATION Mgmt For
COMMITTEE PROPOSES: RE-ELECTION OF PETER
NILSSON, VIVEKA EKBERG, SONAT
BURMAN-OLSSON, ANETTE FRUMERIE AND PER
BERTLAND AND NEW ELECTIONS OF MARCUS
HEDBLOM AND STAFFAN PEHRSON. JOHN HEDBERG
AND BENT JOHANNESSON HAVE DECLINED
RE-ELECTION
12 ELECTION OF AUDITOR: THE NOMINATION Mgmt For
COMMITTEE PROPOSES REELECTION OF THE
REGISTERED AUDIT FIRM DELOITTE AB AS THE
COMPANY'S AUDITOR FOR THE PERIOD UNTIL THE
END OF THE NEXT ANNUAL GENERAL MEETING.
DELOITTE AB HAS INFORMED THE COMPANY THAT
THE AUTHORIZED PUBLIC ACCOUNTANT HANS WAREN
SHALL BE THE LEAD AUDITOR
13 RESOLUTION REGARDING THE NOMINATION Mgmt For For
COMMITTEE
14 GUIDELINES FOR REMUNERATION TO SENIOR Mgmt For For
EXECUTIVES
15 PROPOSAL FOR RESOLUTION ON A CALL OPTION Mgmt For For
PLAN
16 AUTHORISATION FOR THE BOARD TO RESOLVE ON Mgmt For For
TRANSFER OF TREASURY SHARES
17 RESOLUTION REGARDING AMENDMENT OF THE Mgmt For For
ARTICLES OF ASSOCIATION
18 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
MARUZEN SHOWA UNYU CO.,LTD. Agenda Number: 712801530
--------------------------------------------------------------------------------------------------------------------------
Security: J40777104
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3876000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Supervisory Committee
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Asai,
Toshiyuki
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okada,
Hirotsugu
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakamura,
Masahiro
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ishikawa,
Kenichi
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ando, Yuichi
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shibuya,
Yasuhiro
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Naito, Akinobu
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Umewaka,
Kazuko
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sato, Akio
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Continuance of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
MCMILLAN SHAKESPEARE LIMITED Agenda Number: 711576542
--------------------------------------------------------------------------------------------------------------------------
Security: Q58998107
Meeting Type: AGM
Meeting Date: 22-Oct-2019
Ticker:
ISIN: AU000000MMS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
3 RE-ELECTION OF MR. TIM POOLE AS A DIRECTOR Mgmt For For
4 RE-ELECTION OF MR. ROSS CHESSARI AS A Mgmt For For
DIRECTOR
5 ISSUE OF PERFORMANCE RIGHTS TO MANAGING Mgmt For For
DIRECTOR: MR MICHAEL SALISBURY
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
6 RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS Mgmt For For
OF THE CONSTITUTION
--------------------------------------------------------------------------------------------------------------------------
MIMASU SEMICONDUCTOR INDUSTRY CO.,LTD. Agenda Number: 711475170
--------------------------------------------------------------------------------------------------------------------------
Security: J42798108
Meeting Type: AGM
Meeting Date: 29-Aug-2019
Ticker:
ISIN: JP3907200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakazawa, Masayuki Mgmt For For
2.2 Appoint a Director Hosoya, Nobuaki Mgmt For For
2.3 Appoint a Director Yako, Tatsuro Mgmt For For
2.4 Appoint a Director Katahira, Kozaburo Mgmt For For
2.5 Appoint a Director Yamazaki, Tetsuo Mgmt For For
2.6 Appoint a Director Haruyama, Susumu Mgmt For For
2.7 Appoint a Director Tsukagoshi, Katsumi Mgmt For For
2.8 Appoint a Director Kurihara, Hiroshi Mgmt For For
3.1 Appoint a Corporate Auditor Hagiwara, Mgmt Against Against
Masanobu
3.2 Appoint a Corporate Auditor Kusuhara, Mgmt For For
Toshikazu
--------------------------------------------------------------------------------------------------------------------------
MIXI,INC. Agenda Number: 712795561
--------------------------------------------------------------------------------------------------------------------------
Security: J45993110
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3882750007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kimura, Koki Mgmt For For
1.2 Appoint a Director Taru, Kosuke Mgmt For For
1.3 Appoint a Director Osawa, Hiroyuki Mgmt For For
1.4 Appoint a Director Okuda, Masahiko Mgmt For For
1.5 Appoint a Director Murase, Tatsuma Mgmt For For
1.6 Appoint a Director Kasahara, Kenji Mgmt For For
1.7 Appoint a Director Shima, Satoshi Mgmt For For
1.8 Appoint a Director Shimura, Naoko Mgmt For For
1.9 Appoint a Director Yoshimatsu, Masuo Mgmt For For
2 Appoint a Corporate Auditor Wakamatsu, Mgmt For For
Hiroyuki
--------------------------------------------------------------------------------------------------------------------------
NAGASE & CO.,LTD. Agenda Number: 712740744
--------------------------------------------------------------------------------------------------------------------------
Security: J47270103
Meeting Type: AGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: JP3647800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nagase, Hiroshi Mgmt For For
2.2 Appoint a Director Nagase, Reiji Mgmt For For
2.3 Appoint a Director Asakura, Kenji Mgmt For For
2.4 Appoint a Director Wakabayashi, Ichiro Mgmt For For
2.5 Appoint a Director Ikemoto, Masaya Mgmt For For
2.6 Appoint a Director Kemori, Nobumasa Mgmt For For
2.7 Appoint a Director Ijichi, Takahiko Mgmt For For
2.8 Appoint a Director Nonomiya, Ritsuko Mgmt For For
3 Appoint a Corporate Auditor Shirafuji, Mgmt For For
Nobuyuki
4 Appoint a Substitute Corporate Auditor Mgmt For For
Miyaji, Hidekado
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
NICK SCALI LIMITED Agenda Number: 711587278
--------------------------------------------------------------------------------------------------------------------------
Security: Q6765Y109
Meeting Type: AGM
Meeting Date: 29-Oct-2019
Ticker:
ISIN: AU000000NCK1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR JOHN INGRAM Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIHON M&A CENTER INC. Agenda Number: 712790054
--------------------------------------------------------------------------------------------------------------------------
Security: J50883107
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3689050007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Wakebayashi,
Yasuhiro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyake, Suguru
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Naraki,
Takamaro
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Otsuki,
Masahiko
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takeuchi,
Naoki
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Watanabe,
Tsuneo
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kumagai,
Hideyuki
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mori, Tokihiko
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Anna Dingley
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takeuchi,
Minako
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Hirayama, Iwao
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kinoshita,
Naoki
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamada,
Yoshinori
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Shiga,
Katsumasa
--------------------------------------------------------------------------------------------------------------------------
NIPPON LIGHT METAL HOLDINGS COMPANY,LTD. Agenda Number: 712704938
--------------------------------------------------------------------------------------------------------------------------
Security: J5470A107
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: JP3700200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Share Consolidation Mgmt For For
3 Amend Articles to: Allow Use of Treasury Mgmt For For
Shares for Odd-Lot Shares Purchases,
Approve Minor Revisions
4.1 Appoint a Director Okamoto, Ichiro Mgmt For For
4.2 Appoint a Director Murakami, Toshihide Mgmt For For
4.3 Appoint a Director Okamoto, Yasunori Mgmt For For
4.4 Appoint a Director Hiruma, Hiroyasu Mgmt For For
4.5 Appoint a Director Adachi, Sho Mgmt For For
4.6 Appoint a Director Tomioka, Yoshihiro Mgmt For For
4.7 Appoint a Director Tanaka, Toshikazu Mgmt For For
4.8 Appoint a Director Saotome, Masahito Mgmt For For
4.9 Appoint a Director Kusumoto, Kaoru Mgmt For For
4.10 Appoint a Director Ono, Masato Mgmt For For
4.11 Appoint a Director Hayashi, Ryoichi Mgmt For For
4.12 Appoint a Director Ito, Haruo Mgmt For For
4.13 Appoint a Director Hayano, Toshihito Mgmt For For
4.14 Appoint a Director Tsuchiya, Keiko Mgmt For For
5.1 Appoint a Corporate Auditor Matsumoto, Mgmt Against Against
Nobuo
5.2 Appoint a Corporate Auditor Sato, Yoshiki Mgmt For For
5.3 Appoint a Corporate Auditor Kim Jinseki Mgmt For For
6 Appoint a Substitute Corporate Auditor Mgmt For For
Tomoda, Kazuhiko
--------------------------------------------------------------------------------------------------------------------------
NISHIO RENT ALL CO.,LTD. Agenda Number: 711864959
--------------------------------------------------------------------------------------------------------------------------
Security: J56902109
Meeting Type: AGM
Meeting Date: 18-Dec-2019
Ticker:
ISIN: JP3657500009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOJIMA CO.,LTD. Agenda Number: 712768019
--------------------------------------------------------------------------------------------------------------------------
Security: J58977109
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: JP3761600000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Nojima, Hiroshi Mgmt For For
1.2 Appoint a Director Nojima, Ryoji Mgmt For For
1.3 Appoint a Director Fukuda, Koichiro Mgmt For For
1.4 Appoint a Director Nukumori, Hajime Mgmt Against Against
1.5 Appoint a Director Nabeshima, Kenichi Mgmt For For
1.6 Appoint a Director Tomidokoro, Takao Mgmt For For
1.7 Appoint a Director Tanaka, Yoshiyuki Mgmt For For
1.8 Appoint a Director Hoshina, Mitsuo Mgmt For For
1.9 Appoint a Director Koriya, Daisuke Mgmt For For
1.10 Appoint a Director Ikeda, Jun Mgmt Against Against
1.11 Appoint a Director Hiramoto, Kazuo Mgmt For For
1.12 Appoint a Director Takami, Kazunori Mgmt For For
1.13 Appoint a Director Yamada, Ryuji Mgmt For For
1.14 Appoint a Director Horiuchi, Fumiko Mgmt For For
1.15 Appoint a Director Eto, Miho Mgmt For For
2 Approve Issuance of Share Acquisition Mgmt Against Against
Rights as Stock Options without payment
--------------------------------------------------------------------------------------------------------------------------
NOLATO AB Agenda Number: 712341382
--------------------------------------------------------------------------------------------------------------------------
Security: W57621117
Meeting Type: AGM
Meeting Date: 04-May-2020
Ticker:
ISIN: SE0000109811
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF MEETING AND ELECTION OF CHAIRMAN Non-Voting
FOR THE MEETING
2 ESTABLISHMENT AND APPROVAL OF THE VOTING Non-Voting
LIST
3 APPROVAL OF AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL ACCOUNTS, Non-Voting
AUDITORS REPORT, CONSOLIDATED ACCOUNTS,
AUDITORS REPORT OF CONSOLIDATED ACCOUNTS,
AND AUDITORS STATEMENT REGARDING WHETHER
THE GUIDELINES FOR THE REMUNERATION OF
SENIOR EXECUTIVES HAVE BEEN ADHERED TO
7 ADDRESS BY THE CEO AND ANY SHAREHOLDER Non-Voting
QUESTIONS FOR THE BOARD OF DIRECTORS AND
MANAGEMENT
8.A RESOLUTION ON: ADOPTION OF INCOME STATEMENT Mgmt For For
AND BALANCE SHEET AND THE CONSOLIDATED
INCOME STATEMENT AND BALANCE SHEET
8.B RESOLUTION ON: APPROPRIATION OF PROFITS IN Mgmt For For
ACCORDANCE WITH THE ADOPTED BALANCE SHEET,
AND THE RECORD DATES FOR PAYMENT OF THE
DIVIDEND: SEK 14.50 PER SHARE
8.C RESOLUTION ON: DISCHARGING THE MEMBERS OF Mgmt For For
THE BOARD AND THE CEO FROM LIABILITY
9 DECISION REGARDING NUMBER OF BOARD Mgmt For For
MEMBERS(8), DEPUTY BOARD MEMBERS,
AUDITORS(1) AND DEPUTY AUDITORS
10 APPROVAL OF FEES PAYABLE TO THE BOARD OF Mgmt For For
DIRECTORS AND THE AUDITORS
11 ELECTION OF BOARD MEMBERS, DEPUTY BOARD Mgmt For For
MEMBERS, CHAIRMAN OF THE BOARD, AUDITORS
AND DEPUTY AUDITORS: REELECT FREDRIK ARP
(CHAIRMAN),DAG ANDERSSON, SVEN
BOSTROMSVENSSON, LOVISA HAMRIN, ASA
HEDIN,LARS-AKE RYDH AND JENNY SJODAHL
ASDIRECTORS ELECT ERIK LYNGE-JORLENAS NEW
DIRECTOR RATIFY ERNST YOUNGAS AUDITORS
12 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
FOR SENIOR EXECUTIVES
13 RESOLUTION ON INSTRUCTIONS FOR THE Mgmt For For
NOMINATION COMMITTEE
14 RESOLUTION ON AMENDMENT TO THE ARTICLES OF Mgmt For For
ASSOCIATION
15 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
TO RESOLVE ON NEW ISSUES OF SHARES
16 CONCLUSION OF THE MEETING Non-Voting
CMMT 15 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTIONS 8.B, 9 AND 11. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN STAR RESOURCES LTD Agenda Number: 711614900
--------------------------------------------------------------------------------------------------------------------------
Security: Q6951U101
Meeting Type: AGM
Meeting Date: 14-Nov-2019
Ticker:
ISIN: AU000000NST8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 TO 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 APPROVAL OF FY20 SHARE PLAN Mgmt For For
3 APPROVAL OF ISSUE OF 535,622 PERFORMANCE Mgmt Against Against
RIGHTS TO BILL BEAMENT UNDER FY20 SHARE
PLAN FOR FY20
4 APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt For For
5 APPROVAL OF FY20 NED SHARE PLAN Mgmt For
6 APPROVAL OF ISSUE OF AUD50,000 SHARE RIGHTS Mgmt For
TO EACH OF THE NON-EXECUTIVE DIRECTORS IN
EACH OF FY20-FY23 (INCLUSIVE) UNDER THE
FY20 NED SHARE PLAN
7 RE-ELECTION OF DIRECTOR - MARY HACKETT Mgmt For For
8 RE-ELECTION OF DIRECTOR - NICK CERNOTTA Mgmt For For
9 RE-ELECTION OF DIRECTOR - BILL BEAMENT Mgmt For For
10 RE-ELECTION OF DIRECTOR - JOHN FITZGERALD Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NS SOLUTIONS CORPORATION Agenda Number: 712758222
--------------------------------------------------------------------------------------------------------------------------
Security: J59332106
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: JP3379900008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Company Location Mgmt For For
2.1 Appoint a Director Morita, Hiroyuki Mgmt For For
2.2 Appoint a Director Kondo, Kazumasa Mgmt For For
2.3 Appoint a Director Oshiro, Takashi Mgmt For For
2.4 Appoint a Director Matsumura, Atsuki Mgmt For For
2.5 Appoint a Director Fukushima, Tetsuji Mgmt For For
2.6 Appoint a Director Tamaoki, Kazuhiko Mgmt For For
2.7 Appoint a Director Yoshida, Katsuhiko Mgmt For For
2.8 Appoint a Director Aoshima, Yaichi Mgmt For For
2.9 Appoint a Director Ishii, Atsuko Mgmt For For
2.10 Appoint a Director Ishii, Ichiro Mgmt For For
3 Appoint a Corporate Auditor Sato, Akira Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ONOKEN CO.,LTD. Agenda Number: 712796335
--------------------------------------------------------------------------------------------------------------------------
Security: J61525101
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3196700003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ono, Ken
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ono, Takeshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ono, Tetsuji
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ono, Shinsuke
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okubo,
Takayasu
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takamure,
Atsushi
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ono, Akira
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hirose,
Tomoaki
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kosho,
Harutomo
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamagami,
Tomohiro
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Fukuda,
Koichi
5 Approve Payment of Accrued Benefits Mgmt Against Against
associated with Abolition of Retirement
Benefit System for Current Corporate
Officers
6 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
PETS AT HOME GROUP PLC Agenda Number: 711311516
--------------------------------------------------------------------------------------------------------------------------
Security: G7041J107
Meeting Type: AGM
Meeting Date: 11-Jul-2019
Ticker:
ISIN: GB00BJ62K685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 28
MARCH 2019, TOGETHER WITH THE DIRECTORS'
REPORTS AND THE AUDITORS' REPORTS SET OUT
IN THE ANNUAL REPORT FOR THE YEAR ENDED 28
MARCH 2019 ('2019 ANNUAL REPORT')
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 28 MARCH 2019 AS
SET OUT IN PAGES 101 TO 106 OF THE 2019
ANNUAL REPORT
3 TO DECLARE A FINAL DIVIDEND RECOMMENDED BY Mgmt For For
THE DIRECTORS OF 5 PENCE PER ORDINARY SHARE
4.A TO RE-ELECT TONY DENUNZIO AS A DIRECTOR OF Mgmt For For
THE COMPANY
4.B TO RE-ELECT PETER PRITCHARD AS A DIRECTOR Mgmt For For
OF THE COMPANY
4.C TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE Mgmt For For
COMPANY
4.D TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF Mgmt For For
THE COMPANY
4.E TO RE-ELECT PAUL MOODY AS A DIRECTOR OF THE Mgmt For For
COMPANY
4.F TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF Mgmt For For
THE COMPANY
4.G TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR Mgmt For For
OF THE COMPANY
4.H TO RE-ELECT SUSAN DAWSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY
6 TO AUTHORISE THE DIRECTORS TO SET THE FEES Mgmt For For
PAID TO THE AUDITOR OF THE COMPANY
7 AUTHORITY TO ALLOT SHARES Mgmt For For
8 AUTHORITY TO MAKE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
9 PARTIAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
10 ADDITIONAL PARTIAL DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
11 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
12 THAT A GENERAL MEETING, OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING MAY BE CALLED ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
PIAGGIO & C. SPA Agenda Number: 712261798
--------------------------------------------------------------------------------------------------------------------------
Security: T74237107
Meeting Type: OGM
Meeting Date: 22-Apr-2020
Ticker:
ISIN: IT0003073266
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 23 APR 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 PIAGGIO & C. S.P.A. BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2019, DIRECTORS' REPORT ON 2019
MANAGEMENT ACTIVITY , TO PROPOSE PROFIT
ALLOCATION, INTERNAL AUDITORS' REPORT,
EXTERNAL AUDITORS' REPORT, PIAGGIO GROUP
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2019. RESOLUTIONS RELATED THERETO
2.1 REPORT ON REWARDING POLICY AND ON EMOLUMENT Mgmt Against Against
PAID: TO APPROVE THE REWARDING POLICY AS
PER ARTICLE 123-TER, ITEM 3-TER, OF THE
LEGISLATIVE DECREE N0. 58/1998,
2.2 REPORT ON REWARDING POLICY AND ON EMOLUMENT Mgmt Against Against
PAID: RESOLUTIONS RELATED TO THE REPORTS'
'SECOND SECTION', AS PER ARTICLE 123-TER,
ITEM 6, OF THE LEGISLATIVE DECREE NO.
58/1998,
3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, AS PER ARTT. 2357 E 2357-TER OF
ITALIAN CIVIL CODE, AS WELL AS ART.132 OF
THE LEGISLATIVE DECREE 58/1998 AND RELATED
IMPLEMENTING PROVISIONS, UPON REVOCATION OF
THE AUTHORIZATION GRANTED BY THE ORDINARY
SHAREHOLDERS' MEETING OF 16 APRIL 2018 FOR
THE UNEXECUTED PART. RESOLUTIONS RELATED
THERETO
4 TO APPOINT EXTERNAL AUDITORS' FOR THE Mgmt For For
PERIOD 2021 - 2029 AS PER THE LEGISLATIVE
DECREE N. 39/2010 AND THE REGULATION (EU)
NO. 537/2014 AND TO STATE RELATED
EMOLUMENT. RESOLUTIONS RELATED THERETO
CMMT 25 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE MEETING DATE
FROM 15 APR 2020 TO 22 APR 2020 AND CHANGE
IN RECORD DATE FROM 02 APR 2020 TO 09 APR
2020 AND CHANGE IN QUORUM DATE FROM 16 APR
2020 TO 23 APR 2020. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QINETIQ GROUP PLC Agenda Number: 711315045
--------------------------------------------------------------------------------------------------------------------------
Security: G7303P106
Meeting Type: AGM
Meeting Date: 24-Jul-2019
Ticker:
ISIN: GB00B0WMWD03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO DECLARE A DIVIDEND Mgmt For For
4 TO RE-ELECT LYNN BRUBAKER AS A DIRECTOR Mgmt For For
5 TO RE-ELECT ADMIRAL SIR JAMES Mgmt For For
BURNELL-NUGENT AS A DIRECTOR
6 TO RE-ELECT MICHAEL HARPER AS A DIRECTOR Mgmt For For
7 TO ELECT NEIL JOHNSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT IAN MASON AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PAUL MURRAY AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SUSAN SEARLE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DAVID SMITH AS A DIRECTOR Mgmt For For
12 TO RE-ELECT STEVE WADEY AS A DIRECTOR Mgmt For For
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
14 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS REMUNERATION
15 TO MAKE POLITICAL DONATIONS Mgmt For For
16 AUTHORITY TO ALLOT NEW SHARES Mgmt For For
17 TO DISAPPLY PRE-EMPTION RIGHTS STANDARD Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS ACQUISITIONS Mgmt For For
19 TO AUTHORISE THE PURCHASE OF OWN SHARES Mgmt For For
20 NOTICE PERIOD FOR EXTRAORDINARY GENERAL Mgmt For For
MEETINGS
21 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REDROW PLC Agenda Number: 711583573
--------------------------------------------------------------------------------------------------------------------------
Security: G7455X147
Meeting Type: AGM
Meeting Date: 06-Nov-2019
Ticker:
ISIN: GB00BG11K365
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND THE FINANCIAL STATEMENTS FOR THE YEAR
ENDED 30 JUNE 2019, TOGETHER WITH THE
AUDITORS' REPORT
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 30 JUNE 2019
3 TO RE-APPOINT JOHN TUTTE AS A DIRECTOR Mgmt Against Against
4 TO APPOINT MATTHEW PRATT AS A DIRECTOR Mgmt For For
5 TO RE-APPOINT BARBARA RICHMOND AS A Mgmt For For
DIRECTOR
6 TO RE-APPOINT NICK HEWSON AS A DIRECTOR Mgmt For For
7 TO RE-APPOINT SIR MICHAEL LYONS AS A Mgmt For For
DIRECTOR
8 TO RE-APPOINT VANDA MURRAY AS A DIRECTOR Mgmt For For
9 TO APPOINT KPMG LLP AS AUDITORS Mgmt For For
10 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
11 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT (OTHER THAN THE REMUNERATION POLICY)
FOR THE YEAR ENDED 30 JUNE 2019
12 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
IN CONNECTION WITH SECTION 551 OF THE
COMPANIES ACT 2006
13 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF
5 PERCENT OF THE COMPANY'S ISSUED SHARE
CAPITAL
14 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF
AN ADDITIONAL 5 PERCENT
15 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ROUND ONE CORPORATION Agenda Number: 712780015
--------------------------------------------------------------------------------------------------------------------------
Security: J6548T102
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3966800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sugino, Masahiko Mgmt For For
2.2 Appoint a Director Sasae, Shinji Mgmt For For
2.3 Appoint a Director Nishimura, Naoto Mgmt For For
2.4 Appoint a Director Inagaki, Takahiro Mgmt For For
2.5 Appoint a Director Kawaguchi, Hidetsugu Mgmt For For
2.6 Appoint a Director Teramoto, Toshitaka Mgmt For For
2.7 Appoint a Director Futagami, Tatsuhiro Mgmt For For
2.8 Appoint a Director Kawabata, Kazuyuki Mgmt For For
2.9 Appoint a Director Okamoto, Jun Mgmt For For
2.10 Appoint a Director Tsuzuruki, Tomoko Mgmt For For
2.11 Appoint a Director Takaguchi, Ayako Mgmt For For
3.1 Appoint a Substitute Corporate Auditor Mgmt For For
Shimizu, Hideki
3.2 Appoint a Substitute Corporate Auditor Mgmt For For
Sugo, Arata
--------------------------------------------------------------------------------------------------------------------------
SA D'IETEREN NV Agenda Number: 712556755
--------------------------------------------------------------------------------------------------------------------------
Security: B49343187
Meeting Type: MIX
Meeting Date: 28-May-2020
Ticker:
ISIN: BE0974259880
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
O.1 DIRECTORS' AND AUDITOR'S REPORTS ON THE Non-Voting
ANNUAL AND CONSOLIDATED ACCOUNTS FOR THE
FINANCIAL YEAR 2019. COMMUNICATION OF THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR 2019
O.2 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For
AS AT DECEMBER 31ST, 2019, INCLUDING THE
DISTRIBUTION OF PROFITS
O.3 REMUNERATION REPORT 2019: PROPOSAL TO Mgmt Against Against
APPROVE THE REMUNERATION REPORT INCLUDED IN
THE CORPORATE GOVERNANCE STATEMENT OF THE
ANNUAL REPORT 2019
O.4.1 DISCHARGE TO THE DIRECTORS AND TO THE Mgmt For For
STATUTORY AUDITOR: PROPOSAL TO GIVE
DISCHARGE THROUGH SEPARATE VOTING: TO ALL
DIRECTORS IN FUNCTION IN 2019 FOR CARRYING
OUT THEIR FUNCTIONS IN 2019
O.4.2 DISCHARGE TO THE DIRECTORS AND TO THE Mgmt For For
STATUTORY AUDITOR: PROPOSAL TO GIVE
DISCHARGE THROUGH SEPARATE VOTING: TO THE
STATUTORY AUDITOR FOR CARRYING OUT THEIR
FUNCTIONS IN 2019
O.5 APPOINTMENT OF THE STATUTORY AUDITOR: Mgmt For For
PROPOSAL, ON THE RECOMMENDATION OF THE
AUDIT COMMITTEE AND IN COMPLIANCE WITH THE
COMPANIES AND ASSOCIATIONS CODE, TO RENEW
THE MANDATE OF STATUTORY AUDITOR OF THE
COMPANY KPMG REVISEURS D'ENTREPRISES SCRL
(B00001), LUCHTHAVEN BRUSSEL NATIONAAL 1K
IN 1930 ZAVENTEM (BELGIUM ) FOR A PERIOD OF
3 YEARS (CONTROL OF THE STATUTORY AND
CONSOLIDATED ACCOUNTS 2020, 2021, AND
2022). THE STATUTORY AUDITOR'S MANDATE WILL
EXPIRE AT THE END OF THE GENERAL MEETING OF
SHAREHOLDERS CALLED TO APPROVE THE ACCOUNTS
FOR THE FINANCIAL YEAR 2022. KPMG REVISEURS
D'ENTREPRISES SCRL DESIGNATES MR. AXEL
JORION (IRE NR. 02363), COMPANY AUDITOR, AS
PERMANENT REPRESENTATIVE. THE STATUTORY
AUDITOR'S FEES FOR THE ACCOUNTING YEAR
ENDING 31 DECEMBER 2020 WILL BE EUR
242,000, EXCLUDING FLAT-RATE COSTS (6%) AND
VAT. THESE FEES WILL BE ADJUSTED EACH YEAR
TAKING INTO ACCOUNT THE EVOLUTION OF THE
HEALTH INDEX. ANY DIRECT COSTS CONTRACTED
SPECIFICALLY WITH THIRD PARTIES AS A RESULT
OF THE PERFORMANCE OF THE SERVICES OF KPMG
REVISEURS D'ENTREPRISES SCRL DO NOT FORM
PART OF THE FEES, AND WILL BE INVOICED IN
ADDITION, INCLUDING VARIABLE CONTRIBUTIONS
ON TURNOVER (INCLUDING THE CONTRIBUTION PER
MANDATE) THAT KPMG REVISEURS D'ENTREPRISES
SCRL IS REQUIRED TO PAY TO THE INSTITUT DES
REVISEURS D'ENTPRISES
E.1.1 RENEWAL OF AUTHORIZATIONS TO THE BOARD Mgmt Against Against
CONCERNING CAPITAL DEFENCE MECHANISMS:
PROPOSAL TO RENEW (FOR A PERIOD OF THREE
YEARS) THE FOLLOWING AUTHORIZATIONS TO THE
BOARD OF DIRECTORS: AUTHORIZATION TO
INCREASE THE CAPITAL IN THE EVENT OF A
PUBLIC OFFER TO ACQUIRE THE COMPANY'S
SECURITIES, IN THE CIRCUMSTANCES AND
ACCORDING TO THE METHODS PROVIDED FOR IN
THE SEVENTH PARAGRAPH OF ARTICLE 8BIS OF
THE NEW DRAFT ARTICLES OF ASSOCIATION
E.1.2 RENEWAL OF AUTHORIZATIONS TO THE BOARD Mgmt Against Against
CONCERNING CAPITAL DEFENCE MECHANISMS:
PROPOSAL TO RENEW (FOR A PERIOD OF THREE
YEARS) THE FOLLOWING AUTHORIZATIONS TO THE
BOARD OF DIRECTORS: AUTHORIZATION TO
ACQUIRE OWN SHARES TO AVOID SERIOUS AND
IMMINENT DAMAGE TO THE COMPANY, IN THE
CIRCUMSTANCES AND ACCORDING TO THE METHODS
PROVIDED FOR IN ARTICLE 8TER OF THE NEW
DRAFT ARTICLES OF ASSOCIATION
E.2 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
OF THE COMPANY IN ORDER TO BRING THEM IN
COMPLIANCE WITH THE NEW CODE OF COMPANIES
AND ASSOCIATIONS
E.3 PROXY TO THE BOARD OF DIRECTORS IN ORDER TO Mgmt For For
EXECUTE THE POINTS ON THE AGENDA ABOVE
E.4 POWER OF ATTORNEY FOR THE COORDINATION OF Mgmt For For
THE ARTICLES OF ASSOCIATION
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 401239 DUE TO RESOLUTION 4 IS A
SPLIT ITEM. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SANDFIRE RESOURCES NL Agenda Number: 711702503
--------------------------------------------------------------------------------------------------------------------------
Security: Q82191109
Meeting Type: AGM
Meeting Date: 27-Nov-2019
Ticker:
ISIN: AU000000SFR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 NON BINDING RESOLUTION TO ADOPT Mgmt For For
REMUNERATION REPORT
2 RE-ELECTION OF MR PAUL HALLAM AS A DIRECTOR Mgmt For For
3 RE-ELECTION OF MS MAREE ARNASON AS A Mgmt For For
DIRECTOR
4 APPROVAL FOR GRANT OF RIGHTS TO THE Mgmt For For
MANAGING DIRECTOR AND CEO OR HIS NOMINEE(S)
5 INCREASE IN MAXIMUM AGGREGATE NON-EXECUTIVE Mgmt For For
DIRECTOR FEE POOL
6 CHANGE OF COMPANY TYPE: THAT, SUBJECT TO Mgmt For For
THE PASSING OF RESOLUTIONS 7 AND 8,
PURSUANT TO SECTION 162 OF THE CORPORATIONS
ACT, THE SHAREHOLDERS APPROVE THE COMPANY
BEING CONVERTED FROM A PUBLIC NO LIABILITY
COMPANY TO A PUBLIC COMPANY LIMITED BY
SHARES
7 CHANGE OF NAME OF THE COMPANY: THAT, Mgmt For For
SUBJECT TO THE PASSING OF RESOLUTIONS 6 AND
8, PURSUANT TO SECTION 157(1)(A) OF THE
CORPORATIONS ACT AND WITH EFFECT FROM THE
DATE ON WHICH THE CHANGE OF COMPANY TYPE
THE SUBJECT OF RESOLUTION 6 TAKES EFFECT,
THE NAME OF THE COMPANY BE CHANGED FROM
"SANDFIRE RESOURCES NL" TO "SANDFIRE
RESOURCES LIMITED
8 REPEAL AND REPLACEMENT OF CONSTITUTION: Mgmt For For
THAT, SUBJECT TO THE PASSING OF RESOLUTIONS
6 AND 7, THE CONSTITUTION CONTAINED IN THE
DOCUMENT SUBMITTED TO THIS MEETING AND
SIGNED BY THE CHAIR FOR IDENTIFICATION
PURPOSES BE APPROVED AND ADOPTED AS THE
CONSTITUTION OF THE COMPANY IN SUBSTITUTION
FOR THE EXISTING CONSTITUTION OF THE
COMPANY WITH EFFECT FROM THE DATE ON WHICH
THE CHANGE OF COMPANY TYPE THE SUBJECT OF
RESOLUTION 6 TAKES EFFECT
--------------------------------------------------------------------------------------------------------------------------
SHIKOKU ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 712759301
--------------------------------------------------------------------------------------------------------------------------
Security: J72079106
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3350800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Saeki, Hayato
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagai, Keisuke
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Manabe,
Nobuhiko
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamada, Kenji
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shirai,
Hisashi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishizaki,
Akifumi
2.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kobayashi,
Isao
2.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yamasaki,
Tassei
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Takahata,
Fujiko
4.1 Shareholder Proposal: Remove a Director Shr For Against
Saeki, Hayato
4.2 Shareholder Proposal: Remove a Director Shr Against For
Nagai, Keisuke
4.3 Shareholder Proposal: Remove a Director Shr Against For
Manabe, Nobuhiko
4.4 Shareholder Proposal: Remove a Director Shr Against For
Yamada, Kenji
4.5 Shareholder Proposal: Remove a Director Shr Against For
Shirai, Hisashi
4.6 Shareholder Proposal: Remove a Director Shr Against For
Nishizaki, Akifumi
4.7 Shareholder Proposal: Remove a Director Shr For Against
Kobayashi, Isao
4.8 Shareholder Proposal: Remove a Director Shr For Against
Yamasaki, Tassei
4.9 Shareholder Proposal: Remove a Director Shr Against For
Arai, Hiroshi
4.10 Shareholder Proposal: Remove a Director Shr Against For
Kawahara, Hiroshi
4.11 Shareholder Proposal: Remove a Director Shr Against For
Morita, Koji
4.12 Shareholder Proposal: Remove a Director Shr Against For
Ihara, Michiyo
4.13 Shareholder Proposal: Remove a Director Shr Against For
Takeuchi, Katsuyuki
4.14 Shareholder Proposal: Remove a Director Shr Against For
Kagawa, Ryohei
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
--------------------------------------------------------------------------------------------------------------------------
SHINAGAWA REFRACTORIES CO.,LTD. Agenda Number: 712785990
--------------------------------------------------------------------------------------------------------------------------
Security: J72595101
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3353200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Oka, Hiromu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kaneshige,
Toshihiko
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Saito, Keiji
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kato, Ken
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kurose,
Yoshikazu
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Ichikawa,
Hajime
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Toyoizumi,
Kantaro
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sato, Masanori
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakajima,
Shigeru
4 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Directors
5 Approve Payment of Accrued Benefits Mgmt Against Against
associated with Abolition of Retirement
Benefit System for Current Directors
6 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
7 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
8 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members)
9 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
who are Audit and Supervisory Committee
Members
10 Approve Continuance of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
SIGNIFY N.V. Agenda Number: 712347233
--------------------------------------------------------------------------------------------------------------------------
Security: N8063K107
Meeting Type: AGM
Meeting Date: 19-May-2020
Ticker:
ISIN: NL0011821392
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 PRESENTATION BY CEO Non-Voting
2 APPROVE REMUNERATION REPORT Mgmt For For
3 RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
4 ADOPT FINANCIAL STATEMENTS Mgmt For For
5.A APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
5.B APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
6.A REELECT ERIC RONDOLAT TO MANAGEMENT BOARD Mgmt For For
6.B REELECT RENE VAN SCHOOTEN TO MANAGEMENT Mgmt For For
BOARD
6.C ELECT MARIA LETIZIA MARIANI TO MANAGEMENT Mgmt For For
BOARD
7.A REELECT ARTHUR VAN DER POEL TO SUPERVISORY Mgmt For For
BOARD
7.B REELECT RITA LANE TO SUPERVISORY BOARD Mgmt For For
7.C ELECT FRANK LUBNAU TO SUPERVISORY BOARD Mgmt For For
7.D ELECT PAMELA KNAPP TO SUPERVISORY BOARD Mgmt For For
8.A APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt For For
BOARD
8.B APPROVE REMUNERATION POLICY FOR SUPERVISORY Mgmt For For
BOARD
9 RATIFY ERNST YOUNG AS AUDITORS Mgmt For For
10.A GRANT BOARD AUTHORITY TO ISSUE SHARES Mgmt For For
10.B AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
11 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
12 APPROVE CANCELLATION OF REPURCHASED SHARES Mgmt For For
13 OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SITC INTERNATIONAL HOLDINGS CO LTD Agenda Number: 712303825
--------------------------------------------------------------------------------------------------------------------------
Security: G8187G105
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: KYG8187G1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0326/2020032600767.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0326/2020032600757.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF HK27 CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2019
3 TO RE-ELECT MR. YANG SHAOPENG AS AN Mgmt Against Against
EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. XUE PENG AS AN EXECUTIVE Mgmt For For
DIRECTOR
5 TO RE-ELECT MR. TSUI YUNG KWOK AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT MR. YEUNG KWOK ON AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT DR. LO WING YAN, WILLIAM AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
8 TO RE-ELECT DR. NGAI WAI FUNG AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE RESPECTIVE DIRECTORS' REMUNERATION
10 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
12 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
13 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SPIRENT COMMUNICATIONS PLC Agenda Number: 712298858
--------------------------------------------------------------------------------------------------------------------------
Security: G83562101
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: GB0004726096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT FOR 2019 Mgmt For For
2 TO APPROVE THE REPORT ON DIRECTORS' Mgmt Against Against
REMUNERATION FOR 2019
3 TO APPROVE THE FINAL DIVIDEND Mgmt For For
4 TO ELECT ERIC UPDYKE AS A DIRECTOR Mgmt For For
5 TO RE-ELECT PAULA BELL AS A DIRECTOR Mgmt For For
6 TO RE-ELECT GARY BULLARD AS A DIRECTOR Mgmt For For
7 TO RE-ELECT WILLIAM THOMAS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT WENDY KOH AS A DIRECTOR Mgmt For For
9 TO RE-ELECT EDGAR MASRI AS A DIRECTOR Mgmt For For
10 TO RE-ELECT JONATHAN SILVER AS A DIRECTOR Mgmt For For
11 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
12 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
13 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
SECURITIES
14 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
15 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
16 TO AUTHORISE A 14-DAY NOTICE PERIOD FOR Mgmt For For
GENERAL MEETINGS
CMMT 26 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SUGI HOLDINGS CO.,LTD. Agenda Number: 712522932
--------------------------------------------------------------------------------------------------------------------------
Security: J7687M106
Meeting Type: AGM
Meeting Date: 20-May-2020
Ticker:
ISIN: JP3397060009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sugiura, Hirokazu Mgmt For For
1.2 Appoint a Director Sakakibara, Eiichi Mgmt For For
1.3 Appoint a Director Sugiura, Katsunori Mgmt For For
1.4 Appoint a Director Sugiura, Shinya Mgmt For For
1.5 Appoint a Director Kamino, Shigeyuki Mgmt For For
1.6 Appoint a Director Hayama, Yoshiko Mgmt For For
1.7 Appoint a Director Hori, Michiko Mgmt For For
2.1 Appoint a Corporate Auditor Sakamoto, Mgmt For For
Toshihiko
2.2 Appoint a Corporate Auditor Kamiya, Makoto Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI CONSTRUCTION CO., LTD. Agenda Number: 712759515
--------------------------------------------------------------------------------------------------------------------------
Security: J7771R102
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3889200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Arai, Hideo Mgmt For For
2.2 Appoint a Director Mimori, Yoshitaka Mgmt For For
2.3 Appoint a Director Hanato, Kunio Mgmt For For
2.4 Appoint a Director Kimijima, Shoji Mgmt For For
2.5 Appoint a Director Kondo, Shigetoshi Mgmt For For
2.6 Appoint a Director Shibata, Toshio Mgmt For For
2.7 Appoint a Director Sasamoto, Sakio Mgmt For For
2.8 Appoint a Director Sugie, Jun Mgmt For For
2.9 Appoint a Director Hosokawa, Tamao Mgmt For For
3.1 Appoint a Corporate Auditor Kato, Yoshiyuki Mgmt For For
3.2 Appoint a Corporate Auditor Murakami, Aizo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUN FRONTIER FUDOUSAN CO.,LTD. Agenda Number: 712774454
--------------------------------------------------------------------------------------------------------------------------
Security: J7808L102
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3336950005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For
Directors Size
3 Amend Articles to: Approve Minor Revisions Mgmt For For
4.1 Appoint a Director Horiguchi, Tomoaki Mgmt Against Against
4.2 Appoint a Director Saito, Seiichi Mgmt For For
4.3 Appoint a Director Nakamura, Izumi Mgmt For For
4.4 Appoint a Director Yamada, Yasushi Mgmt For For
4.5 Appoint a Director Ninomiya, Mitsuhiro Mgmt For For
4.6 Appoint a Director Honda, Kenji Mgmt For For
4.7 Appoint a Director Takahara, Toshio Mgmt For For
4.8 Appoint a Director Kubo, Yukitoshi Mgmt For For
4.9 Appoint a Director Okubo, Kazutaka Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUN-WA TECHNOS CORPORATION Agenda Number: 712789861
--------------------------------------------------------------------------------------------------------------------------
Security: J7824M100
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3345400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Yamamoto, Sei Mgmt Against Against
2.2 Appoint a Director Tanaka, Hiroyuki Mgmt For For
2.3 Appoint a Director Mine, Shoichiro Mgmt For For
2.4 Appoint a Director Hanayama, Kazuya Mgmt For For
2.5 Appoint a Director Matsuo, Akihiro Mgmt For For
2.6 Appoint a Director Aoki, Masanori Mgmt For For
2.7 Appoint a Director Koizumi, Toshiro Mgmt For For
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SUSHIRO GLOBAL HOLDINGS LTD. Agenda Number: 711831342
--------------------------------------------------------------------------------------------------------------------------
Security: J78446101
Meeting Type: AGM
Meeting Date: 19-Dec-2019
Ticker:
ISIN: JP3397150008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizutome,
Koichi
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kinoshita,
Yoshihito
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nii, Kohei
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Horie, Yo
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsumoto,
Akira
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kondo, Akira
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takaoka, Kozo
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Toyosaki,
Kenichi
4 Appoint Accounting Auditors Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
--------------------------------------------------------------------------------------------------------------------------
SWECO AB Agenda Number: 712258791
--------------------------------------------------------------------------------------------------------------------------
Security: W9421X112
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: SE0000489098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF CHAIRMAN OF THE GENERAL Non-Voting
MEETING: JOHAN NORDSTROM
2 ELECTION OF SECRETARY OF THE GENERAL Non-Voting
MEETING
3 DRAFTING AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO SCRUTINISERS OF THE MINUTES Non-Voting
OF THE MEETING
6 RESOLUTION ON WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 STATEMENT BY THE CEO Non-Voting
8 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ANNUAL REPORT AND THE
AUDITOR'S REPORT THEREON FOR THE YEAR 2019
9.A RESOLUTION ON: APPROVAL OF THE PROFIT AND Mgmt For For
LOSS STATEMENT AND THE BALANCE SHEET, AS
WELL AS THE CONSOLIDATED PROFIT AND LOSS
STATEMENT AND THE CONSOLIDATED BALANCE
SHEET
9.B RESOLUTION ON: APPROVAL OF THE ALLOCATION Mgmt For For
OF PROFIT AS SET FORTH IN THE APPROVED
BALANCE SHEET AND RECORD DATE FOR
DISTRIBUTION OF DIVIDENDS: THE BOARD OF
DIRECTORS PROPOSES THAT A DISTRIBUTION OF
DIVIDENDS OF SEK 6.20 PER SHARE (THE ANNUAL
GENERAL MEETING 2019 APPROVED AN ORDINARY
DIVIDEND OF SEK 5.5 PER SHARE), AND THAT
APRIL 27, 2020, SHALL BE THE RECORD DATE
FOR THE DISTRIBUTION
9.C RESOLUTION ON: DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTORS AND THE CEO
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING. THANK YOU
10 RESOLUTION ON THE NUMBER OF DIRECTORS AND Mgmt For
AUDITORS TO BE APPOINTED BY THE ANNUAL
GENERAL MEETING: THE NOMINATION COMMITTEE
PROPOSES THAT THE BOARD OF DIRECTORS SHALL
COMPRISE OF SEVEN DIRECTORS ELECTED AT THE
ANNUAL GENERAL MEETING
11 RESOLUTION ON FEES TO THE DIRECTORS AND Mgmt For
AUDITORS
12 ELECTION OF DIRECTORS AND THE CHAIRMAN OF Mgmt For
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE PROPOSES RE-ELECTION OF ASA
BERGMAN, GUNNEL DUVEBLAD, ELAINE GRUNEWALD,
ALF GORANSSON, JOHAN HJERTONSSON, JOHAN
NORDSTROM, AND CHRISTINE WOLFF. EVA
LINDQVIST HAS REQUESTED NOT TO BE
RE-ELECTED. FURTHER, THE NOMINATION
COMMITTEE PROPOSES THAT THE ANNUAL GENERAL
MEETING RE-ELECTS JOHAN NORDSTROM AS
CHAIRMAN OF THE BOARD OF DIRECTORS
13 ELECTION OF AUDITOR: THE NOMINATION Mgmt For
COMMITTEE PROPOSES BASED ON THE
RECOMMENDATION OF THE AUDIT COMMITTEE TO
APPOINT THE AUDITING FIRM
PRICEWATERHOUSECOOPERS AB, UP UNTIL THE
CONCLUSION OF THE ANNUAL GENERAL MEETING
2021. PRICEWATERHOUSECOOPERS AB HAS
INFORMED THAT, PROVIDED THAT THE PROPOSAL
IS ACCEPTED, THE AUDITOR IN CHARGE WILL BE
MICHAEL BENGTSSON
14 RESOLUTION ON GUIDELINES FOR SALARY AND Mgmt For For
OTHER REMUNERATION TO SENIOR EXECUTIVES
WITHIN THE SWECO GROUP
15 RESOLUTIONS ON: A) IMPLEMENTATION OF A Mgmt For For
SHARE BONUS SCHEME 2020 B) TRANSFER OF
CLASS B TREASURY SHARES TO PARTICIPANTS IN
THE SCHEME C) AUTHORISATION FOR THE BOARD
OF DIRECTORS TO SELL CLASS B TREASURY
SHARES TO SECURE PAYMENT OF SOCIAL SECURITY
CONTRIBUTIONS
16 RESOLUTIONS ON: A) IMPLEMENTATION OF A Mgmt For For
PERFORMANCE-BASED SHARE SAVINGS SCHEME 2020
B) TRANSFERS OF TREASURY SHARES TO
PARTICIPANTS IN THE SHARE SAVINGS SCHEME
17.A RESOLUTION ON: ACQUISITIONS OF TREASURY Mgmt For For
SHARES
17.B RESOLUTION ON: TRANSFERS OF TREASURY SHARES Mgmt For For
FOR THE PURPOSES OF COMPANY OR BUSINESS
ACQUISITIONS
17.C RESOLUTION ON: SALES OF TREASURY SHARES TO Mgmt For For
COVER COSTS FOR SOCIAL SECURITY
CONTRIBUTIONS RELATED TO SHARE BONUS SCHEME
2019
17.D RESOLUTION ON: SALES OF TREASURY SHARES TO Mgmt For For
COVER COSTS FOR SOCIAL SECURITY
CONTRIBUTIONS RELATED TO THE 2017 SHARE
SAVINGS SCHEME
18 CONCLUSION OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWISSQUOTE GROUP HOLDING SA Agenda Number: 712378973
--------------------------------------------------------------------------------------------------------------------------
Security: H8403Y103
Meeting Type: AGM
Meeting Date: 05-May-2020
Ticker:
ISIN: CH0010675863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1.1 APPROVAL OF THE ANNUAL REPORT FOR THE Mgmt No vote
FINANCIAL YEAR 2019
1.2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt No vote
FOR THE FINANCIAL YEAR 2019
2 APPROPRIATION OF RETAINED EARNINGS, Mgmt No vote
DISTRIBUTION OF DIVIDEND
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE EXECUTIVE MANAGEMENT
4.1.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. MARKUS DENNLER (AS A MEMBER
AND CHAIRMAN)
4.1.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MS. MONICA DELL ANNA (AS A
MEMBER)
4.1.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. MARTIN NAVILLE (AS A MEMBER)
4.1.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. BEAT OBERLIN (AS A MEMBER)
4.1.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MR. JEAN-CHRISTOPHE PERNOLLET
(AS A MEMBER)
4.2.1 REMUNERATION COMMITTEE: MR. BEAT OBERLIN Mgmt No vote
4.2.2 REMUNERATION COMMITTEE: MS. MONICA DELL Mgmt No vote
ANNA
4.3 AUDITOR: PRICEWATERHOUSECOOPERS LTD, PULLY Mgmt No vote
4.4 INDEPENDENT PROXY: MR. JUAN CARLOS GIL, Mgmt No vote
ATTORNESY-AT-LAW, ZURICH
5.1 APPROVAL OF MAXIMUM TOTAL REMUNERATION FOR Mgmt No vote
THE MEMBERS OF THE BOARD OF DIRECTORS FROM
THE 2020 ANNUAL GENERAL MEETING UNTIL THE
2021 ANNUAL GENERAL MEETING
5.2 APPROVAL OF MAXIMUM TOTAL REMUNERATION FOR Mgmt No vote
THE MEMBERS OF THE EXECUTIVE MANAGEMENT FOR
THE FINANCIAL YEAR 2021
6 AMENDMENT ARTICLE OF INCORPORATION - Mgmt No vote
INTRODUCTION OF A NEW ARTICLE 4-QUATER
RELATING TO THE AUTHORISED CAPITAL
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
T-GAIA CORPORATION Agenda Number: 712795573
--------------------------------------------------------------------------------------------------------------------------
Security: J8337D108
Meeting Type: AGM
Meeting Date: 29-Jun-2020
Ticker:
ISIN: JP3893700009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kanaji, Nobutaka Mgmt For For
2.2 Appoint a Director Tada, Soichiro Mgmt For For
2.3 Appoint a Director Konda, Tsuyoshi Mgmt For For
2.4 Appoint a Director Ishida, Masato Mgmt For For
2.5 Appoint a Director Kashiki, Katsuya Mgmt For For
2.6 Appoint a Director Asaba, Toshiya Mgmt For For
2.7 Appoint a Director Deguchi, Kyoko Mgmt For For
2.8 Appoint a Director Kamata, Junichi Mgmt For For
2.9 Appoint a Director Morohoshi, Toshio Mgmt For For
3 Appoint a Corporate Auditor Okutani, Naoya Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
Ueno, Tamotsu
--------------------------------------------------------------------------------------------------------------------------
TAKARA LEBEN CO.,LTD. Agenda Number: 712816694
--------------------------------------------------------------------------------------------------------------------------
Security: J80744105
Meeting Type: AGM
Meeting Date: 29-Jun-2020
Ticker:
ISIN: JP3460800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Murayama, Yoshio Mgmt For For
2.2 Appoint a Director Shimada, Kazuichi Mgmt For For
2.3 Appoint a Director Shimizu, Kazuyuki Mgmt For For
2.4 Appoint a Director Yamamoto, Masashi Mgmt For For
2.5 Appoint a Director Yoshida, Masahiro Mgmt For For
2.6 Appoint a Director Akisawa, Shoichi Mgmt For For
2.7 Appoint a Director Iwamoto, Hiroshi Mgmt For For
2.8 Appoint a Director Takaara, Mika Mgmt For For
2.9 Appoint a Director Tejima, Yoshitaka Mgmt For For
2.10 Appoint a Director Shida, Hitoshi Mgmt For For
2.11 Appoint a Director Kasahara, Katsumi Mgmt For For
2.12 Appoint a Director Kawada, Kenji Mgmt For For
2.13 Appoint a Director Taniguchi, Kentaro Mgmt For For
3 Appoint a Corporate Auditor Miura, Yuko Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Kimura, Shunji
--------------------------------------------------------------------------------------------------------------------------
TAKE AND GIVE. NEEDS CO.,LTD. Agenda Number: 712789962
--------------------------------------------------------------------------------------------------------------------------
Security: J8125C106
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3539350003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Nojiri, Yoshitaka Mgmt For For
1.2 Appoint a Director Iwase, Kenji Mgmt For For
1.3 Appoint a Director Tanida, Masahiro Mgmt For For
1.4 Appoint a Director Hotta, Kazunori Mgmt For For
1.5 Appoint a Director Akiyama, Susumu Mgmt For For
1.6 Appoint a Director Sasaki, Komei Mgmt For For
2.1 Appoint a Corporate Auditor Tanaka, Akira Mgmt For For
2.2 Appoint a Corporate Auditor Hirata, Mgmt For For
Takehiko
2.3 Appoint a Corporate Auditor Fukuda, Mgmt For For
Mitsuhiro
2.4 Appoint a Corporate Auditor Takai, Akimitsu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TARKETT SA Agenda Number: 712300223
--------------------------------------------------------------------------------------------------------------------------
Security: F9T08Z124
Meeting Type: MIX
Meeting Date: 30-Apr-2020
Ticker:
ISIN: FR0004188670
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003252000642-37
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019
O.4 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS REFERRED TO IN ARTICLES L.
225-86 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
O.5 RENEWAL OF THE TERM OF OFFICE OF KPMG Mgmt For For
COMPANY AS PRINCIPAL STATUTORY AUDITOR
O.6 APPOINTMENT OF SALUSTRO REYDEL COMPANY AS Mgmt For For
DEPUTY STATUTORY AUDITOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MAZARS Mgmt For For
COMPANY AS PRINCIPAL STATUTORY AUDITOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. JEROME Mgmt For For
DE PASTORS AS DEPUTY STATUTORY AUDITOR
O.9 APPOINTMENT OF NICOLAS DECONINCK AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
O.10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
2019 REMUNERATIONS OF ALL CORPORATE
OFFICERS
O.11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR AWARDED FOR THE FINANCIAL YEAR 2019 TO
MR. FABRICE BARTHELEMY, CHAIRMAN OF THE
MANAGEMENT BOARD
O.12 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR AWARDED FOR THE FINANCIAL YEAR 2019 TO
ERIC LA BONNARDIERE, CHAIRMAN OF THE
SUPERVISORY BOARD
O.13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF THE CHAIRMAN OF THE MANAGEMENT
BOARD
O.14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF THE CHAIRMAN OF THE SUPERVISORY
BOARD
O.15 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF THE MEMBERS OF THE SUPERVISORY
BOARD
O.16 AUTHORIZATION TO BE GRANTED TO THE Mgmt For For
MANAGEMENT BOARD TO TRADE IN THE COMPANY'S
SHARES
E.17 AUTHORIZATION TO BE GRANTED TO THE Mgmt For For
MANAGEMENT BOARD TO ALLOCATE FREE SHARES TO
SALARIED EMPLOYEES AND/OR TO CERTAIN
CORPORATE OFFICERS OF THE COMPANY OR
RELATED COMPANIES, DURATION OF THE
AUTHORIZATION, CEILING, DURATION OF
ACQUISITION AND CONSERVATION PERIODS
E.18 AMENDMENT TO ARTICLE 17 OF THE BYLAWS IN Mgmt For For
ORDER TO DETERMINE THE NUMBER OF MEMBERS
REPRESENTING THE EMPLOYEES PRESENT ON THE
SUPERVISORY BOARD ACCORDING TO THE NUMBER
OF MEMBERS SITTING ON THE BOARD PROVIDED
FOR IN ARTICLE L. 225-79-1 OF THE FRENCH
COMMERCIAL CODE
E.19 AMENDMENT TO ARTICLES 17 AND 23 OF THE Mgmt For For
BYLAWS IN ORDER TO DELETE THE TERM
"ATTENDANCE FEES"
E.20 AMENDMENT TO ARTICLE 21 OF THE BYLAWS IN Mgmt For For
ORDER TO ALLOW THE ADOPTION BY THE
SUPERVISORY BOARD, IN CERTAIN AREAS, OF
DECISIONS BY WRITTEN CONSULTATION
O.21 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TETHYS OIL AB Agenda Number: 712437210
--------------------------------------------------------------------------------------------------------------------------
Security: W9612M271
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: SE0012455202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 ELECTION OF AT LEAST ONE PERSON TO APPROVE Non-Voting
THE MINUTES
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 ADDRESS BY THE MANAGING DIRECTOR OF THE Non-Voting
COMPANY
8 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS REPORT, THE CONSOLIDATED ANNUAL
REPORT AND THE AUDITORS GROUP REPORT
9 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For
PROFIT AND LOSS STATEMENT AND THE BALANCE
SHEET AND THE CONSOLIDATED PROFIT AND LOSS
STATEMENT AND CONSOLIDATED BALANCE SHEET
10 RESOLUTION IN RESPECT OF APPROPRIATION OF Mgmt For For
THE COMPANY'S PROFIT OR LOSS ACCORDING TO
THE ADOPTED BALANCE SHEET: DIVIDEND OF SEK
2 PER SHARE
11 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGING DIRECTOR
CMMT PLEASE NOTE THAT RESOLUTION 12 TO 14 AND 16 Non-Voting
ARE PROPOSED BY NOMINATION COMMITTEE AND
BOARD DOES NOT MAKE ANY RECOMMENDATION ON
THESE PROPOSALS. THE STANDING INSTRUCTIONS
ARE DISABLED FOR THIS MEETING
12 RESOLUTION IN RESPECT OF NUMBER OF MEMBERS Mgmt For
OF THE BOARD OF DIRECTORS AND AUDITORS:
NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS
(0) OF BOARD. DETERMINE NUMBER OF AUDITORS
(1) AND DEPUTY AUDITORS (0)
13 RESOLUTION IN RESPECT OF THE FEES PAYABLE Mgmt For
TO THE BOARD OF DIRECTORS AND THE AUDITORS
14 RE-ELECTION OF ROB ANDERSON, ALEXANDRA Mgmt For
HERGER, MAGNUS NORDIN, PER SEIME AND
GEOFFREY TURBOTT AS MEMBERS OF THE BOARD OF
DIRECTORS UNTIL THE END OF THE NEXT ANNUAL
GENERAL MEETING. GAVIN GRAHAM HAS DECLINED
RE-ELECTION. THE NOMINATION COMMITTEE
PROPOSES ELECTION OF KLAS BRAND AS MEMBER
OF THE BOARD OF DIRECTORS UNTIL THE END OF
THE NEXT ANNUAL GENERAL MEETING, ELECTION
OF GEOFFREY TURBOTT AS CHAIRMAN OF THE
BOARD OF DIRECTORS, RE-ELECTION OF THE
REGISTERED ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS AB AS THE AUDITOR OF
THE COMPANY, WITH AUTHORISED PUBLIC
ACCOUNTANT ULRIKA RAMSVIK AS THE AUDITOR IN
CHARGE, FOR A PERIOD UNTIL THE END OF THE
ANNUAL GENERAL MEETING 2021
15 RESOLUTION IN RESPECT OF GUIDELINES FOR Mgmt For For
COMPENSATION TO SENIOR EXECUTIVES
16 RESOLUTION IN RESPECT OF ADOPTION OF AN Mgmt For
INSTRUCTION FOR THE NOMINATION COMMITTEE
17 RESOLUTION ON THE ISSUE OF WARRANTS AND Mgmt For For
APPROVAL OF TRANSFER OF WARRANTS
18 RESOLUTION IN RESPECT OF AN AUTHORISATION Mgmt For For
FOR THE BOARD OF DIRECTORS TO RESOLVE ON
REPURCHASE OF OWN SHARES
19 RESOLUTION IN RESPECT OF AN AUTHORISATION Mgmt For For
FOR THE BOARD OF DIRECTORS TO RESOLVE ON
TRANSFER OF OWN SHARES
20 RESOLUTION IN RESPECT OF AN AUTHORISATION Mgmt For For
FOR THE BOARD OF DIRECTORS TO RESOLVE ON
ISSUES OF NEW SHARES AND/OR CONVERTIBLES
21 RESOLUTIONS ON (A) SHARE SPLIT, (B) Mgmt For For
REDUCTION OF THE SHARE CAPITAL WITH
REDEMPTION OF SHARES AND (C) INCREASE OF
THE SHARE CAPITAL BY WAY OF A BONUS ISSUE
22 RESOLUTION ON AMENDMENTS OF THE ARTICLES OF Mgmt For For
ASSOCIATION
23 RESOLUTIONS ON (A) REDUCTION OF THE SHARE Mgmt For For
CAPITAL WITH REDEMPTION OF TREASURY SHARES
AND (B) INCREASE OF THE SHARE CAPITAL BY
WAY OF A BONUS ISSUE
24 CLOSING OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 312046 DUE TO RESOLUTION 21 AND
23 ARE SINGLE VOTING ITEMS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE GO-AHEAD GROUP PLC Agenda Number: 711588294
--------------------------------------------------------------------------------------------------------------------------
Security: G87976109
Meeting Type: AGM
Meeting Date: 31-Oct-2019
Ticker:
ISIN: GB0003753778
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE GROUPS ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED 29-JUN-19
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO DECLARE A FINAL DIVIDEND OF 71.91P PER Mgmt For For
ORDINARY SHARE
4 TO ELECT CLARE HOLLINGSWORTH AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO ELECT ELODIE BRIAN AS AN EXECUTIVE Mgmt For For
DIRECTOR
6 TO RE-ELECT KATHERINE INNES KER AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT ADRIAN EWER AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
8 TO RE-ELECT HARRY HOLT AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9 TO RE-ELECT LEANNE WOOD AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10 TO RE-ELECT DAVID BROWN AS AN EXECUTIVE Mgmt For For
DIRECTOR
11 TO REAPPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt For For
GROUP
12 TO AUTHORISE THE DIRECTORS OF THE GROUP TO Mgmt For For
AGREE THE REMUNERATION OF DELOITTE LLP
13 TO AUTHORISE THE GROUP TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
14 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
15 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
16 TO GIVE AUTHORITY TO THE GROUP TO MAKE Mgmt For For
MARKET PURCHASES OF ITS OWN SHARES
17 TO AUTHORISE THE CALLING OF GENERAL Mgmt For For
MEETINGS OF THE GROUP BY NOTICE OF 14 CLEAR
DAYS
CMMT 30 SEP 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE GUNMA BANK,LTD. Agenda Number: 712716743
--------------------------------------------------------------------------------------------------------------------------
Security: J17766106
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: JP3276400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Saito, Kazuo Mgmt For For
2.2 Appoint a Director Fukai, Akihiko Mgmt For For
2.3 Appoint a Director Horie, Nobuyuki Mgmt For For
2.4 Appoint a Director Yuasa, Yukio Mgmt For For
2.5 Appoint a Director Inoue, Satoshi Mgmt For For
2.6 Appoint a Director Irisawa, Hiroyuki Mgmt For For
2.7 Appoint a Director Muto, Eiji Mgmt For For
2.8 Appoint a Director Kondo, Jun Mgmt For For
2.9 Appoint a Director Nishikawa, Kuniko Mgmt For For
3.1 Appoint a Corporate Auditor Koitabashi, Mgmt For For
Shinya
3.2 Appoint a Corporate Auditor Tanaka, Makoto Mgmt For For
3.3 Appoint a Corporate Auditor Kamiya, Yasuo Mgmt For For
4 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
THE HIROSHIMA BANK,LTD. Agenda Number: 712740821
--------------------------------------------------------------------------------------------------------------------------
Security: J03864105
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3797000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ikeda, Koji Mgmt For For
2.2 Appoint a Director Heya, Toshio Mgmt For For
2.3 Appoint a Director Ogi, Akira Mgmt For For
2.4 Appoint a Director Nakama, Katsuhiko Mgmt For For
2.5 Appoint a Director Kiyomune, Kazuo Mgmt For For
2.6 Appoint a Director Fukamachi, Shinichi Mgmt For For
2.7 Appoint a Director Maeda, Kaori Mgmt For For
2.8 Appoint a Director Miura, Satoshi Mgmt For For
2.9 Appoint a Director Shimmen, Yoshinori Mgmt For For
3 Appoint a Corporate Auditor Osako, Tadashi Mgmt For For
4 Approve Creation of a Holding Company by Mgmt For For
Stock-transfer
--------------------------------------------------------------------------------------------------------------------------
THE MONOGATARI CORPORATION Agenda Number: 711548492
--------------------------------------------------------------------------------------------------------------------------
Security: J46586103
Meeting Type: AGM
Meeting Date: 25-Sep-2019
Ticker:
ISIN: JP3922930007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kaji, Yukio Mgmt For For
2.2 Appoint a Director Shibamiya, Yoshiyuki Mgmt For For
2.3 Appoint a Director Takahashi, Yasutada Mgmt For For
2.4 Appoint a Director Okada, Masamichi Mgmt For For
2.5 Appoint a Director Tsudera, Tsuyoshi Mgmt For For
2.6 Appoint a Director Kobayashi, Yoshio Mgmt For For
2.7 Appoint a Director Kasahara, Moriyasu Mgmt For For
2.8 Appoint a Director Nishikawa, Yukitaka Mgmt For For
2.9 Appoint a Director Sumikawa, Masahiro Mgmt For For
3.1 Appoint a Corporate Auditor Iwata, Hajime Mgmt For For
3.2 Appoint a Corporate Auditor Nakagawa, Ayako Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOPY INDUSTRIES,LIMITED Agenda Number: 712770088
--------------------------------------------------------------------------------------------------------------------------
Security: J89451124
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: JP3630200008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Takamatsu, Nobuhiko Mgmt For For
1.2 Appoint a Director Saito, Norio Mgmt For For
1.3 Appoint a Director Kinoshita, Hiroyuki Mgmt For For
1.4 Appoint a Director Yamaguchi, Masayuki Mgmt For For
1.5 Appoint a Director Moriwaki, Sumio Mgmt For For
1.6 Appoint a Director Kiriyama, Takeshi Mgmt For For
2.1 Appoint a Corporate Auditor Kawagishi, Mgmt For For
Tetsuya
2.2 Appoint a Corporate Auditor Sakai, Akio Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TORIDOLL HOLDINGS CORPORATION Agenda Number: 712759402
--------------------------------------------------------------------------------------------------------------------------
Security: J8963E107
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3636650008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Awata, Takaya
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanaka,
Kimihiro
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kamihara,
Masatoshi
2 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Toyoda,
Koji
--------------------------------------------------------------------------------------------------------------------------
TOYO CONSTRUCTION CO.,LTD. Agenda Number: 712778666
--------------------------------------------------------------------------------------------------------------------------
Security: J90999111
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3609800002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takezawa, Kyoji Mgmt Against Against
2.2 Appoint a Director Moriyama, Etsuro Mgmt For For
2.3 Appoint a Director Kawanobe, Masakazu Mgmt For For
2.4 Appoint a Director Hirata, Hiromi Mgmt For For
2.5 Appoint a Director Yabushita, Takahiro Mgmt For For
2.6 Appoint a Director Obayashi, Haruhisa Mgmt For For
2.7 Appoint a Director Inoue, Takuro Mgmt For For
2.8 Appoint a Director Fukuda, Yoshio Mgmt For For
2.9 Appoint a Director Yoshida, Yutaka Mgmt For For
3 Appoint a Corporate Auditor Somekawa, Mgmt For For
Kiyokata
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
5 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors and Executive
Officers
--------------------------------------------------------------------------------------------------------------------------
TPR CO.,LTD. Agenda Number: 712768312
--------------------------------------------------------------------------------------------------------------------------
Security: J82528100
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3542400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares, Approve
Minor Revisions
3.1 Appoint a Director Suehiro, Hiroshi Mgmt Against Against
3.2 Appoint a Director Kishi, Masanobu Mgmt For For
3.3 Appoint a Director Tomita, Kenichi Mgmt For For
3.4 Appoint a Director Yano, Kazumi Mgmt For For
3.5 Appoint a Director Karasawa, Takehiko Mgmt For For
3.6 Appoint a Director Ii, Akihiko Mgmt For For
3.7 Appoint a Director Tsuruta, Rokuro Mgmt For For
3.8 Appoint a Director Honke, Masataka Mgmt For For
3.9 Appoint a Director Kato, Toshihisa Mgmt For For
4.1 Appoint a Corporate Auditor Kato, Hiroshi Mgmt For For
4.2 Appoint a Corporate Auditor Yonekawa, Mgmt Against Against
Takashi
--------------------------------------------------------------------------------------------------------------------------
TSURUHA HOLDINGS INC. Agenda Number: 711432651
--------------------------------------------------------------------------------------------------------------------------
Security: J9348C105
Meeting Type: AGM
Meeting Date: 09-Aug-2019
Ticker:
ISIN: JP3536150000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuruha, Tatsuru Mgmt Against Against
1.2 Appoint a Director Horikawa, Masashi Mgmt For For
1.3 Appoint a Director Tsuruha, Jun Mgmt For For
1.4 Appoint a Director Goto, Teruaki Mgmt For For
1.5 Appoint a Director Abe, Mitsunobu Mgmt For For
1.6 Appoint a Director Mitsuhashi, Shinya Mgmt For For
1.7 Appoint a Director Ogawa, Hisaya Mgmt For For
1.8 Appoint a Director Okada, Motoya Mgmt Against Against
1.9 Appoint a Director Yamada, Eiji Mgmt For For
1.10 Appoint a Director Murakami, Shoichi Mgmt For For
1.11 Appoint a Director Atsumi, Fumiaki Mgmt For For
1.12 Appoint a Director Fujii, Fumiyo Mgmt For For
1.13 Appoint a Director Sato, Harumi Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Yamazaki, Mikine
--------------------------------------------------------------------------------------------------------------------------
UBE INDUSTRIES,LTD. Agenda Number: 712759705
--------------------------------------------------------------------------------------------------------------------------
Security: J93796159
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3158800007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yamamoto,
Yuzuru
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Izumihara,
Masato
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Koyama, Makoto
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujii,
Masayuki
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Terui, Keiko
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Higashi,
Tetsuro
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Terui,
Keiko
--------------------------------------------------------------------------------------------------------------------------
VALIANT HOLDING AG Agenda Number: 712460752
--------------------------------------------------------------------------------------------------------------------------
Security: H90203128
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: CH0014786500
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
AUDITOR'S REPORTS BE ACKNOWLEGED AND THAT
THE MANAGEMENT REPORT, THE ANNUAL FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR 2019 BE APPROVED
2 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
2019 COMPENSATION REPORT BE ENDORSED. THIS
IS AN ADVISORY VOTE ONLY
3 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE BOARD BE DISCHARGED IN RELATION
TO THEIR ACTIVITIES IN 2019
4 THE BOARD OF DIRECTORS PROPOSES THE Mgmt No vote
FOLLOWING APPROPRIATION OF ACCUMULATED
PROFIT AND DIVIDEND DISTRIBUTION: CHF 5.00
PER REGISTERED SHARE (CHF 3.25 NET, AFTER
DEDUCTION OF THE 35% WITHHOLDING TAX)
5.1 THE BOARD OF DIRECTORS PROPOSES THAT A Mgmt No vote
MAXIMUM COMPENSATION OF THE MEMBERS OF THE
BOARD OF DIRECTORS OF CHF 1,670,000 BE
APPROVED FOR THE TERM OF OFFICE FROM THE
2020 ANNUAL GENERAL MEETING TO THE 2021
ANNUAL GENERAL MEETING
5.2 THE BOARD OF DIRECTORS PROPOSES THAT A Mgmt No vote
MAXIMUM FIXED COMPENSATION FOR THE MEMBERS
OF THE EXECUTIVE BOARD OF CHF 3,050,000 BE
APPROVED FOR THE 2021 FINANCIAL YEAR
5.3 THE BOARD OF DIRECTORS PROPOSES THAT A Mgmt No vote
MAXIMUM VARIABLE COMPENSATION FOR THE
MEMBERS OF THE EXECUTIVE BOARD OF CHF
1,750,000 BE APPROVED FOR THE 2020
FINANCIAL YEAR
6.1.1 RE-ELECTION OF MARKUS GYGAX AS A MEMBER AND Mgmt No vote
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS IN A SINGLE VOTE
6.1.2 RE-ELECTION OF PROF CHRISTOPH B. BUHLER AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF BARBARA ARTMANN AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF JEAN-BAPTISTE BEURET AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF DR MAYA BUNDT AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF NICOLE PAULI AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
6.1.7 RE-ELECTION OF FRANZISKA VON WEISSENFLUH AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
6.2 THE BOARD OF DIRECTORS PROPOSES THAT RONALD Mgmt No vote
TRACHSEL BE ELECTED AS A NEW MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF OFFICE
ENDING UPON COMPLETION OF THE 2021 ANNUAL
GENERAL MEETING
7.1 RE-ELECTION OF FRANZISKA VON WEISSENFLUH AS Mgmt No vote
MEMBER OF THE NOMINATION AND COMPENSATION
COMMITTEE
7.2 ELECTION OF DR MAYA BUNDT AS MEMBER OF THE Mgmt No vote
NOMINATION AND COMPENSATION COMMITTEE
7.3 ELECTION OF MARKUS GYGAX AS MEMBER OF THE Mgmt No vote
NOMINATION AND COMPENSATION COMMITTEE
8 THE BOARD OF DIRECTORS PROPOSES THAT Mgmt No vote
PRICEWATERHOUSECOOPERS AG, LUCERNE, BE
RE-ELECTED AS STATUTORY AUDITOR FOR A TERM
OF OFFICE ENDING UPON COMPLETION OF THE
2021 ANNUAL GENERAL MEETING
9 THE BOARD OF DIRECTORS PROPOSES THAT Mgmt No vote
TSCHUMPERLIN LOTSCHER SCHWARZ AG, LUCERNE,
BE RE-ELECTED AS INDEPENDENT PROXY FOR A
TERM OF OFFICE ENDING UPON COMPLETION OF
THE 2021 ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
VAT GROUP AG Agenda Number: 712496579
--------------------------------------------------------------------------------------------------------------------------
Security: H90508104
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: CH0311864901
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE 2019 ANNUAL REPORT Mgmt No vote
2.1 APPROPRIATION OF RESULTS AND DISTRIBUTION Mgmt No vote
OF A DIVIDEND: APPROPRIATION OF RESULTS
2.2 APPROPRIATION OF RESULTS AND DISTRIBUTION Mgmt No vote
OF A DIVIDEND: DIVIDEND DISTRIBUTION
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE GROUP EXECUTIVE COMMITTEE
4.1.1 RE-ELECTION OF MARTIN KOMISCHKE AS MEMBER Mgmt No vote
AND AS CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF URS LEINHAEUSER AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF KARL SCHLEGEL AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF HERMANN GERLINGER AS MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF HEINZ KUNDERT AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF LIBO ZHANG AS MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS
4.1.7 ELECTION OF DANIEL LIPPUNER AS A NEW MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt No vote
AND COMPENSATION COMMITTEE: MARTIN
KOMISCHKE
4.2.2 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt No vote
AND COMPENSATION COMMITTEE: KARL SCHLEGEL
4.2.3 RE-ELECTION OF THE MEMBER OF THE NOMINATION Mgmt No vote
AND COMPENSATION COMMITTEE: HEINZ KUNDERT
5 RE-ELECTION OF ROGER FOEHN AS INDEPENDENT Mgmt No vote
PROXY
6 RE-ELECTION OF KPMG AS THE STATUTORY Mgmt No vote
AUDITORS FOR THE FINANCIAL YEAR 2020
7.1 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt No vote
REPORT FOR THE FINANCIAL YEAR 2019
7.2 APPROVAL OF ACTUAL SHORT-TERM VARIABLE Mgmt No vote
COMPENSATION (STI) OF THE GROUP EXECUTIVE
COMMITTEE (GEC) FOR THE FINANCIAL YEAR 2019
7.3 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt No vote
FIXED COMPENSATION OF THE GEC FOR THE
FINANCIAL YEAR 2021
7.4 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt No vote
LONG-TERM INCENTIVE (LTI) COMPENSATION OF
THE GEC FOR THE FINANCIAL YEAR 2021
7.5 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt No vote
COMPENSATION OF THE BOARD OF DIRECTORS FROM
THE ANNUAL GENERAL MEETING OF 2020 TO THE
ANNUAL GENERAL MEETING OF 2021
--------------------------------------------------------------------------------------------------------------------------
VISCOFAN SA Agenda Number: 712249158
--------------------------------------------------------------------------------------------------------------------------
Security: E97579192
Meeting Type: MIX
Meeting Date: 23-Apr-2020
Ticker:
ISIN: ES0184262212
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHAREHOLDERS HOLDING LESS THAN "100" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 24 APR 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS
2 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
MANAGEMENT REPORTS
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
4 ALLOCATION OF RESULTS Mgmt For For
5 REELECTION OF AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS AUDITORES, S.L. AS
AUDITOR OF VISCOFAN S.A. AND ITS
CONSOLIDATED GROUP FOR 2020
6 NUMBER OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS:11
7 APPOINTMENT OF MS CARMEN DE PABLO REDONDO Mgmt For For
AS DIRECTOR
8 REELECTION OF MR IGNACIO MARCO GARDOQUI Mgmt For For
IBANEZ AD DIRECTOR
9 REELECTION OF MR SANTIAGO DOMECQ BOHORQUEZ Mgmt For For
AS DIRECTOR
10 APPROVAL OF THE INCENTIVE PLAN FOR Mgmt For For
DIRECTORS FOR YEARS 2019 TO 2021
11 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED
BY SHAREHOLDERS AT THE GENERAL MEETING
12 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt For For
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
CMMT 11 MAR 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM OGM TO MIX AND
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 11 MAR 2020: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
PARTICIPATING IN THE GENERAL MEETING,
WHETHER DIRECTLY, BY PROXY, OR BY
LONG-DISTANCE VOTING, SHALL BE ENTITLED TO
RECEIVE AN ATTENDANCE PREMIUM OF 0.01 EURO
PER SHARE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VTECH HOLDINGS LTD Agenda Number: 711299556
--------------------------------------------------------------------------------------------------------------------------
Security: G9400S132
Meeting Type: AGM
Meeting Date: 12-Jul-2019
Ticker:
ISIN: BMG9400S1329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0606/LTN20190606994.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0606/LTN201906061018.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
MARCH 2019
2 TO CONSIDER AND DECLARE A FINAL DIVIDEND IN Mgmt For For
RESPECT OF THE YEAR ENDED 31 MARCH 2019
3.A TO RE-ELECT DR. ALLAN WONG CHI YUN AS Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. ANDY LEUNG HON KWONG AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT DR. PATRICK WANG SHUI CHUNG AS Mgmt Against Against
DIRECTOR
3.D TO FIX THE DIRECTORS' FEE (INCLUDING THE Mgmt For For
ADDITIONAL FEE PAYABLE TO CHAIRMAN AND
MEMBERS OF THE AUDIT COMMITTEE, NOMINATION
COMMITTEE AND REMUNERATION COMMITTEE)
4 TO RE-APPOINT KPMG AS THE AUDITOR AND Mgmt For For
AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES REPRESENTING UP TO 10%
OF THE ISSUED SHARE CAPITAL OF THE COMPANY
AT THE DATE OF THE 2019 AGM
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES REPRESENTING UP TO 10% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AT THE DATE OF
THE 2019 AGM, AND THE DISCOUNT FOR ANY
SHARES TO BE ISSUED SHALL NOT BE MORE THAN
10% TO THE BENCHMARKED PRICE (AS DEFINED IN
THE NOTICE OF THE 2019 AGM)
--------------------------------------------------------------------------------------------------------------------------
WIHLBORGS FASTIGHETER AB Agenda Number: 712296993
--------------------------------------------------------------------------------------------------------------------------
Security: W9899F155
Meeting Type: AGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: SE0011205194
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN FOR THE MEETING: THAT Non-Voting
ANDERS JARL BE ELECTED AS CHAIRMAN FOR THE
MEETING
3 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
4 ELECTION OF ONE OR TWO INDIVIDUALS TO Non-Voting
VERIFY THE MINUTES
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 PRESENTATION BY THE CHIEF EXECUTIVE OFFICER Non-Voting
8 PRESENTATION OF THE ANNUAL ACCOUNTS AND THE Non-Voting
AUDITOR'S REPORT PLUS CONSOLIDATED ACCOUNTS
AND THE AUDITORS' REPORT FOR THE GROUP
9.A RESOLUTION ON: THE ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AND THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
9.B RESOLUTION ON: THE APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET: THE BOARD PROPOSES
TO THE ANNUAL GENERAL MEETING THAT THE
DIVIDEND FOR 2019 BE SET AT SEK 4.50 PER
SHARE
9.C RESOLUTION ON: THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD AND THE CHIEF EXECUTIVE
OFFICER FROM PERSONAL LIABILITY
9.D RESOLUTION ON: THE RECORD DAY, IN THE EVENT Mgmt For For
THE ANNUAL GENERAL MEETING DECIDES ON A
DIVIDEND
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 14 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD AND AUDITORS: THAT SEVEN ORDINARY
BOARD MEMBERS BE APPOINTED, WITHOUT
DEPUTIES
11 ESTABLISHMENT OF FEES FOR BOARD MEMBERS AND Mgmt For
AUDITORS
12 ELECTION OF BOARD MEMBERS AND CHAIRMAN OF Mgmt For
THE BOARD: THAT BOARD MEMBERS ANDERS JARL,
SARA KARLSSON, JAN LITBORN, HELEN OLAUSSON,
PER-INGEMAR PERSSON, JOHAN QVIBERG AND TINA
ANDERSSON BE RE-ELECTED. THAT ANDERS JARL
BE ELECTED AS CHAIRMAN OF THE BOARD
13 ELECTION OF AUDITORS: THAT DELOITTE AB BE Mgmt For
RE-ELECTED AS AUDITORS, WITH RICHARD PETERS
AS AUDITOR-IN-CHARGE
14 RESOLUTION ON THE PRINCIPLES FOR APPOINTING Mgmt For
MEMBERS OF THE NOMINATION COMMITTEE
15 RESOLUTION ON THE PRINCIPLES FOR Mgmt Against Against
REMUNERATION AND TERMS OF EMPLOYMENT FOR
GROUP MANAGEMENT
16 RESOLUTION CONCERNING AUTHORISATION OF THE Mgmt For For
BOARD TO ACQUIRE AND ASSIGN OWN SHARES
17 RESOLUTION CONCERNING AUTHORISATION OF THE Mgmt For For
BOARD TO DECIDE ON NEW SHARE ISSUES
EQUIVALENT TO AT MOST A TOTAL OF 10 PERCENT
OF REGISTERED SHARE CAPITAL
18 RESOLUTION ON THE AMENDMENT TO THE ARTICLES Mgmt For For
OF ASSOCIATION
19 ANY OTHER BUSINESS THAT IS REQUIRED OF THE Non-Voting
MEETING UNDER THE SWEDISH COMPANIES ACT OR
THE ARTICLES OF ASSOCIATION
20 CLOSING OF THE MEETING Non-Voting
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
WISETECH GLOBAL LTD Agenda Number: 711644256
--------------------------------------------------------------------------------------------------------------------------
Security: Q98056106
Meeting Type: AGM
Meeting Date: 19-Nov-2019
Ticker:
ISIN: AU000000WTC3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3 RE-ELECTION OF DIRECTOR - MR MICHAEL GREGG Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YAMAGUCHI FINANCIAL GROUP,INC. Agenda Number: 712760138
--------------------------------------------------------------------------------------------------------------------------
Security: J9579M103
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3935300008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshimura,
Takeshi
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mukunashi,
Keisuke
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kuno, Koichiro
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kusunoki,
Masao
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagasawa,
Yumiko
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yanagawa,
Noriyuki
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Suematsu,
Minako
2 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Fukuda, Susumu
--------------------------------------------------------------------------------------------------------------------------
YAMAZEN CORPORATION Agenda Number: 712760241
--------------------------------------------------------------------------------------------------------------------------
Security: J96744115
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3936800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagao, Yuji
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Noumi,
Toshiyasu
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sasaki,
Kimihisa
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamazoe,
Masamichi
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Goshi, Kenji
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kishida, Koji
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iseki,
Hirofumi
1.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Suzuki, Atsuko
2.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Murai, Satoshi
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kato, Sachie
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tsuda,
Yoshinori
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member
Nakatsukasa, Naoko
--------------------------------------------------------------------------------------------------------------------------
YUASA TRADING CO.,LTD. Agenda Number: 712716729
--------------------------------------------------------------------------------------------------------------------------
Security: J9821L101
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: JP3945200008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tamura, Hiroyuki Mgmt Against Against
1.2 Appoint a Director Sanoki, Haruo Mgmt For For
1.3 Appoint a Director Tanaka, Kenichi Mgmt For For
1.4 Appoint a Director Takachio, Toshiyuki Mgmt For For
1.5 Appoint a Director Takahashi, Noriyoshi Mgmt For For
1.6 Appoint a Director Nakayama, Naomi Mgmt For For
1.7 Appoint a Director Hirose, Kaoru Mgmt For For
1.8 Appoint a Director Sako, Haruhiko Mgmt For For
1.9 Appoint a Director Maeda, Shinzo Mgmt For For
1.10 Appoint a Director Toya, Keiko Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Masuda, Masashi
North Square Multi Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V328
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FXFXX
ISIN: US31846V3289
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TRUST FOR ADVISED PORTFOLIOS Agenda Number: 935220284
--------------------------------------------------------------------------------------------------------------------------
Security: 89832P515
Meeting Type: Special
Meeting Date: 26-Jun-2020
Ticker: BRMSX
ISIN: US89832P5153
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian S. Ferrie Mgmt For For
Wan-Chong Kung Mgmt For For
C. E. Kashmerick Mgmt For For
North Square Oak Ridge Disciplined Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935138570
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
E.M. Liddy Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4. Shareholder Proposal - Lobbying Disclosure. Shr Against For
5. Shareholder Proposal - Non-GAAP Financial Shr For Against
Performance Metrics Disclosure.
6. Shareholder Proposal - Shareholder Voting Shr Against For
on By-Law Amendments.
7. Shareholder Proposal - Simple Majority Shr For Against
Vote.
--------------------------------------------------------------------------------------------------------------------------
ABIOMED, INC. Agenda Number: 935053607
--------------------------------------------------------------------------------------------------------------------------
Security: 003654100
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: ABMD
ISIN: US0036541003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Minogue Mgmt For For
Martin P. Sutter Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt Against Against
the compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935196483
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt Against Against
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
4. Stockholder proposal regarding political Shr Against For
disclosures.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935161961
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Felix J. Baker Mgmt For For
David R. Brennan Mgmt For For
Christopher J. Coughlin Mgmt For For
Deborah Dunsire Mgmt For For
Paul A. Friedman Mgmt For For
Ludwig N. Hantson Mgmt For For
John T. Mollen Mgmt For For
Francois Nader Mgmt For For
Judith A. Reinsdorf Mgmt For For
Andreas Rummelt Mgmt For For
2. Proposal No. 2 - Ratification of Mgmt For For
appointment by the Board of Directors of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Proposal No. 3 - Approval of a non-binding Mgmt For For
advisory vote of the 2019 compensation paid
to Alexion's named executive officers.
4. Proposal No. 4 - Shareholder proposal Shr For Against
requesting certain By-law amendments to
lower the threshold for shareholders to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt For For
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
5. A stockholder proposal regarding equal Shr Against For
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr Against For
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr Against For
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935166581
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Thomas A. Amato
1B. Election of Director for a term of three Mgmt For For
years: Anthony J. Conti
1C. Election of Director for a term of three Mgmt For For
years: Gretchen W. McClain
2. Approval of the AMETEK, Inc. 2020 Omnibus Mgmt For For
Incentive Compensation Plan.
3. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935167418
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for Mgmt For For
three-year term: Ajei S. Gopal
1B. Election of Class III Director for Mgmt For For
three-year term: Glenda M. Dorchak
1C. Election of Class III Director for Mgmt For For
three-year term: Robert M. Calderoni
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
3. The advisory vote to approve compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr Against For
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935130396
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Dr. Henry Samueli Mgmt For For
1C. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1D. Election of Director: Ms. Diane M. Bryant Mgmt For For
1E. Election of Director: Ms. Gayla J. Delly Mgmt For For
1F. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Ms. Justine F. Page Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending November 1,
2020.
3. Non-binding, advisory vote to approve Mgmt For For
compensation of Broadcom's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
COLFAX CORPORATION Agenda Number: 935176900
--------------------------------------------------------------------------------------------------------------------------
Security: 194014106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CFX
ISIN: US1940141062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mitchell P. Rales Mgmt For For
1B. Election of Director: Matthew L. Trerotola Mgmt For For
1C. Election of Director: Patrick W. Allender Mgmt For For
1D. Election of Director: Thomas S. Gayner Mgmt Against Against
1E. Election of Director: Rhonda L. Jordan Mgmt For For
1F. Election of Director: Liam J. Kelly Mgmt For For
1G. Election of Director: A. Clayton Perfall Mgmt For For
1H. Election of Director: Didier Teirlinck Mgmt For For
1I. Election of Director: Rajiv Vinnakota Mgmt For For
1J. Election of Director: Sharon Wienbar Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve on an advisory basis the Mgmt For For
compensation of our named executive
officers.
4. To approve the Colfax Corporation 2020 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt Withheld Against
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Mgmt For For
Plan
5. Advisory vote on executive compensation Mgmt Against Against
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and Shr Against For
report on risks posed by failing to prevent
sexual harassment
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935114087
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Richard A. Galanti Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Approval to amend Articles of Incorporation Mgmt For For
to permit removal of directors without
cause.
5. Shareholder proposal regarding a director Shr Against For
skills matrix and disclosure of director
ideological perspectives.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935150615
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Hefner Filler Mgmt For For
1B. Election of Director: Thomas P. Joyce, Jr. Mgmt For For
1C. Election of Director: Teri List-Stoll Mgmt For For
1D. Election of Director: Walter G. Lohr, Jr. Mgmt For For
1E. Election of Director: Jessica L. Mega, MD, Mgmt For For
MPH
1F. Election of Director: Pardis C. Sabeti, MD, Mgmt For For
D. Phil.
1G. Election of Director: Mitchell P. Rales Mgmt For For
1H. Election of Director: Steven M. Rales Mgmt For For
1I. Election of Director: John T. Schwieters Mgmt For For
1J. Election of Director: Alan G. Spoon Mgmt For For
1K. Election of Director: Raymond C. Stevens, Mgmt For For
Ph.D.
1L. Election of Director: Elias A. Zerhouni, MD Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2020
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation
4. To act upon a shareholder proposal Shr Against For
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935147795
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Jeffrey M. Ettinger Mgmt For For
1E. Election of Director: Arthur J. Higgins Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: David W. MacLennan Mgmt For For
1H. Election of Director: Tracy B. McKibben Mgmt For For
1I. Election of Director: Lionel L. Nowell, III Mgmt For For
1J. Election of Director: Victoria J. Reich Mgmt For For
1K. Election of Director: Suzanne M. Vautrinot Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr For Against
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935151845
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Mussallem Mgmt For For
1B. Election of Director: Kieran T. Gallahue Mgmt For For
1C. Election of Director: Leslie S. Heisz Mgmt For For
1D. Election of Director: William J. Link, Mgmt For For
Ph.D.
1E. Election of Director: Steven R. Loranger Mgmt For For
1F. Election of Director: Martha H. Marsh Mgmt For For
1G. Election of Director: Ramona Sequeira Mgmt For For
1H. Election of Director: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS Mgmt For For
STOCK INCENTIVE PROGRAM.
4. APPROVAL OF AMENDMENT OF THE CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FOR THE
PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK
SPLIT.
5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
6. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935148937
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. L. Eskew Mgmt Against Against
1B. Election of Director: W. G. Kaelin, Jr. Mgmt For For
1C. Election of Director: D. A. Ricks Mgmt For For
1D. Election of Director: M. S. Runge Mgmt For For
1E. Election of Director: K. Walker Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
independent auditor for 2020.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate supermajority
voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to publish a report on Shr Against For
the effectiveness of the forced swim test.
8. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
9. Shareholder proposal on board diversity Shr Against For
requesting disclosures of specific minimum
qualifications and board nominee skills,
experience, and ideological perspective.
10. Shareholder proposal to publish feasibility Shr For Against
report on incorporating public concern over
drug prices into senior executive
compensation arrangements.
11. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
12. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 935199201
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a three Mgmt For For
year term: Eugene Roman
1B. Election of Class II Director for a three Mgmt For For
year term: Jill Smart
1C. Election of Class II Director for a three Mgmt For For
year term: Ronald Vargo
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935209014
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
William Luby Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To approve the Equinix, Inc. 2020 Equity Mgmt Against Against
Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Equinix's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
5. Stockholder proposal related to political Shr For Against
contributions disclosure and oversight.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt For For
policy.
4. A stockholder proposal regarding change in Shr Against For
stockholder voting.
5. A stockholder proposal regarding an Shr Against For
independent chair.
6. A stockholder proposal regarding majority Shr Against For
voting for directors.
7. A stockholder proposal regarding political Shr Against For
advertising.
8. A stockholder proposal regarding Shr Against For
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr Against For
civil and human rights risks.
10. A stockholder proposal regarding child Shr Against For
exploitation.
11. A stockholder proposal regarding median Shr Against For
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock of Fidelity National Information
Services, Inc., which we refer to as FIS,
in connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated March 17, 2019, as it may be
amended from time to time, by and among
FIS, Wrangler Merger Sub, Inc., a
wholly-owned subsidiary of FIS, and
Worldpay, Inc., which proposal we refer to
as the FIS share issuance proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number
of authorized shares of common stock of FIS
from 600,000,000 to 750,000,000, effective
only immediately prior to consummation of
the merger, which proposal we refer to as
the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, sufficient votes to
approve the FIS share issuance proposal or
the FIS articles amendment proposal have
not been obtained by FIS, which proposal we
refer to as the FIS adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt Against Against
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V328
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FXFXX
ISIN: US31846V3289
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIVE9, INC. Agenda Number: 935176974
--------------------------------------------------------------------------------------------------------------------------
Security: 338307101
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: FIVN
ISIN: US3383071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberly Alexy Mgmt For For
Michael Burkland Mgmt For For
Robert Zollars Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935206094
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year: Ken Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year: Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year: Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt For For
one year: Jean Hu
1.5 Election of Director to serve for a term of Mgmt For For
one year: Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year: William Neukom
1.7 Election of Director to serve for a term of Mgmt For For
one year: Christopher B. Paisley
1.8 Election of Director to serve for a term of Mgmt For For
one year: Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
4. Stockholder proposal to allow stockholders Shr Against For
to act by written consent.
5. Stockholder proposal for Fortinet to Shr For Against
publish an annual report assessing
Fortinet's diversity and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
FORTIVE CORPORATION Agenda Number: 935180442
--------------------------------------------------------------------------------------------------------------------------
Security: 34959J108
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: FTV
ISIN: US34959J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kate Mitchell Mgmt For For
1B. Election of Director: Mitchell P. Rales Mgmt For For
1C. Election of Director: Steven M. Rales Mgmt For For
1D. Election of Director: Jeannine Sargent Mgmt For For
1E. Election of Director: Alan G. Spoon Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Fortive's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve on an advisory basis Fortive's Mgmt For For
named executive officer compensation.
4. To approve Fortive's Amended and Restated Mgmt For For
Certificate of Incorporation, as amended
and restated to eliminate the supermajority
voting requirements applicable to shares of
common stock.
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 935199097
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julian C. Baker Mgmt For For
1.2 Election of Director: Jean-Jacques Bienaime Mgmt For For
1.3 Election of Director: Paul J. Clancy Mgmt For For
1.4 Election of Director: Wendy L. Dixon Mgmt For For
1.5 Election of Director: Jacqualyn A. Fouse Mgmt For For
1.6 Election of Director: Paul A. Friedman Mgmt For For
1.7 Election of Director: Edmund P. Harrigan Mgmt For For
1.8 Election of Director: Katherine A. High Mgmt For For
1.9 Election of Director: Herve Hoppenot Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
1997 Employee Stock Purchase Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
5. To vote on a stockholder proposal, if Shr Against For
properly presented, described in more
detail in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
INSPIRE MEDICAL SYSTEMS, INC. Agenda Number: 935142656
--------------------------------------------------------------------------------------------------------------------------
Security: 457730109
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: INSP
ISIN: US4577301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary L. Ellis Mgmt For For
Mudit K. Jain, Ph.D. Mgmt For For
Dana G. Mead, Jr. Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of the named
executive officers of Inspire Medical
Systems, Inc.
4. Approval, on an advisory (non-binding) Mgmt 1 Year For
basis, of the frequency of future advisory
votes on the compensation of the named
executive officers of Inspire Medical
Systems, Inc.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935159447
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hon. Sharon Y. Bowen Mgmt For For
1B. Election of Director: Charles R. Crisp Mgmt For For
1C. Election of Director: Duriya M. Farooqui Mgmt For For
1D. Election of Director: Jean-Marc Forneri Mgmt For For
1E. Election of Director: The Rt. Hon. the Lord Mgmt For For
Hague of Richmond
1F. Election of Director: Hon. Frederick W. Mgmt For For
Hatfield
1G. Election of Director: Thomas E. Noonan Mgmt For For
1H. Election of Director: Frederic V. Salerno Mgmt For For
1I. Election of Director: Jeffrey C. Sprecher Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Vincent Tese Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935113693
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eve Burton Mgmt For For
1B. Election of Director: Scott D. Cook Mgmt For For
1C. Election of Director: Richard L. Dalzell Mgmt For For
1D. Election of Director: Sasan K. Goodarzi Mgmt For For
1E. Election of Director: Deborah Liu Mgmt For For
1F. Election of Director: Suzanne Nora Johnson Mgmt For For
1G. Election of Director: Dennis D. Powell Mgmt For For
1H. Election of Director: Brad D. Smith Mgmt For For
1I. Election of Director: Thomas Szkutak Mgmt For For
1J. Election of Director: Raul Vazquez Mgmt For For
1K. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2020.
4. Stockholder proposal to adopt a mandatory Shr Against For
arbitration bylaw.
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935082533
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward Barnholt Mgmt For For
1B. Election of Director: Robert Calderoni Mgmt For For
1C. Election of Director: Jeneanne Hanley Mgmt For For
1D. Election of Director: Emiko Higashi Mgmt For For
1E. Election of Director: Kevin Kennedy Mgmt For For
1F. Election of Director: Gary Moore Mgmt For For
1G. Election of Director: Kiran Patel Mgmt For For
1H. Election of Director: Victor Peng Mgmt For For
1I. Election of Director: Robert Rango Mgmt For For
1J. Election of Director: Richard Wallace Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. Agenda Number: 935197081
--------------------------------------------------------------------------------------------------------------------------
Security: 50187A107
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: LHCG
ISIN: US50187A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Goldberg Mgmt For For
Clifford S. Holtz Mgmt For For
W.J. "Billy" Tauzin Mgmt For For
Brent Turner Mgmt For For
2. To adopt, on an advisory basis, a Mgmt For For
resolution approving the compensation of
our named executive officers.
3. The ratification of the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935171277
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt For For
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt For For
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm
4. Approval of the Marsh & McLennan Companies, Mgmt For For
Inc. 2020 Incentive and Stock Award Plan
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt For For
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr For Against
Gap
--------------------------------------------------------------------------------------------------------------------------
NEOGENOMICS, INC. Agenda Number: 935174211
--------------------------------------------------------------------------------------------------------------------------
Security: 64049M209
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: NEO
ISIN: US64049M2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. VanOort Mgmt For For
1B. Election of Director: Steven C. Jones Mgmt For For
1C. Election of Director: Kevin C. Johnson Mgmt For For
1D. Election of Director: Raymond R. Hipp Mgmt For For
1E. Election of Director: Bruce K. Crowther Mgmt For For
1F. Election of Director: Lynn A. Tetrault Mgmt For For
1G. Election of Director: Alison L. Hannah Mgmt For For
1H. Election of Director: Stephen M. Kanovsky Mgmt For For
1I. Election of Director: Rachel A. Stahler Mgmt For For
2. Advisory Vote on the Compensation Paid to Mgmt For For
our Named Executive Officers.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935170869
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2020.
4. Stockholder Proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Human and indigenous Shr Against For
peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 935168915
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael Balmuth Mgmt For For
1B. Election of Director: K. Gunnar Bjorklund Mgmt For For
1C. Election of Director: Michael J. Bush Mgmt For For
1D. Election of Director: Norman A. Ferber Mgmt For For
1E. Election of Director: Sharon D. Garrett Mgmt For For
1F. Election of Director: Stephen D. Milligan Mgmt For For
1G. Election of Director: Patricia H. Mueller Mgmt For For
1H. Election of Director: George P. Orban Mgmt For For
1I. Election of Director: Gregory L. Quesnel Mgmt For For
1J. Election of Director: Larree M. Renda Mgmt For For
1K. Election of Director: Barbara Rentler Mgmt For For
2. Advisory vote to approve the resolution on Mgmt For For
the compensation of the named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr For Against
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935196685
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William R. McDermott Mgmt For For
1B. Election of Director: Anita M. Sands Mgmt For For
1C. Election of Director: Dennis M. Woodside Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm for 2020.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation to declassify
our Board of Directors.
5. To hold an advisory vote on the frequency Mgmt 1 Year For
of future advisory votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935153673
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary K. Brainerd Mgmt For For
1B. Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1C. Election of Director: Roch Doliveux, DVM Mgmt For For
1D. Election of Director: Allan C. Golston(Lead Mgmt For For
Independent Director)
1E. Election of Director: Kevin A. Mgmt For For
Lobo(Chairman of the Board)
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Andrew K. Silvernail Mgmt For For
1H. Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I. Election of Director: Ronda E. Stryker Mgmt For For
1J. Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Non-management employee representation on Mgmt Against For
the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935136285
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935077518
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Special
Meeting Date: 03-Oct-2019
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Company's 2019 Mgmt Against Against
Stock Option Plan.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935129355
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 24-Mar-2020
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
William Dries Mgmt For For
Mervin Dunn Mgmt Withheld Against
Michael Graff Mgmt Withheld Against
Sean Hennessy Mgmt Withheld Against
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt Withheld Against
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) Mgmt Against Against
compensation paid to the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent
accountants for the fiscal year ending
September 30, 2020.
4. To consider a stockholder proposal to adopt Shr For Against
greenhouse gas emissions reduction targets.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935221414
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
William Dries Mgmt Withheld Against
Mervin Dunn Mgmt Withheld Against
Michael Graff Mgmt Withheld Against
Sean Hennessy Mgmt Withheld Against
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt Withheld Against
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) Mgmt Against Against
compensation paid to the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent
accountants for the fiscal year ending
September 30, 2020.
4. To consider a stockholder proposal to adopt Shr For Against
greenhouse gas emissions reduction targets.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 935147428
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2019.
2. To approve the Directors' Remuneration Mgmt For For
Report.
3. To re-elect Mr N Andersen as a Mgmt For For
Non-Executive Director.
4. To re-elect Mrs L Cha as a Non-Executive Mgmt For For
Director.
5. To re-elect Mr V Colao as a Non-Executive Mgmt For For
Director.
6. To re-elect Dr J Hartmann as a Mgmt For For
Non-Executive Director.
7. To re-elect Mr A Jope as an Executive Mgmt For For
Director.
8. To re-elect Ms A Jung as a Non-Executive Mgmt For For
Director.
9. To re-elect Ms S Kilsby as a Non-Executive Mgmt For For
Director.
10. To re-elect Mr S Masiyiwa as a Mgmt For For
Non-Executive Director.
11. To re-elect Professor Y Moon as a Mgmt For For
Non-Executive Director.
12. To re-elect Mr G Pitkethly as an Executive Mgmt For For
Director.
13. To re-elect Mr J Rishton as a Non-Executive Mgmt For For
Director.
14. To re-elect Mr F Sijbesma as a Mgmt For For
Non-Executive Director.
15. To reappoint KPMG LLP as Auditor of the Mgmt For For
Company.
16. To authorise the Directors to fix the Mgmt For For
remuneration of the Auditor.
17. To authorise Political Donations and Mgmt For For
expenditure.
18. To renew the authority to Directors to Mgmt For For
issue shares.
19. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights.
20. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments.
21. To renew the authority to the Company to Mgmt For For
purchase its own shares.
22. To shorten the Notice period for General Mgmt For For
Meetings.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 935160515
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher M. Mgmt For For
Foskett
1B. Election of Director: David B. Wright Mgmt For For
1C. Election of Director: Annell R. Bay Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935199883
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2020.
3. Advisory vote on named executive officer Mgmt For For
compensation.
4. Shareholder proposal, if properly presented Shr For Against
at the meeting, requesting that we prepare
a report on our policies and activities
with respect to lobbying.
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 935043935
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 16-Jul-2019
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard T. Carucci Mgmt For For
Juliana L. Chugg Mgmt For For
Benno Dorer Mgmt For For
Mark S. Hoplamazian Mgmt For For
Laura W. Lang Mgmt For For
W. Alan McCollough Mgmt For For
W. Rodney McMullen Mgmt For For
Clarence Otis, Jr. Mgmt For For
Steven E. Rendle Mgmt For For
Carol L. Roberts Mgmt For For
Matthew J. Shattock Mgmt For For
Veronica B. Wu Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as VF's
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt Against Against
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 935172510
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101
Meeting Type: Annual and Special
Meeting Date: 15-May-2020
Ticker: WCN
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ronald J. Mittelstaedt Mgmt For For
Edward E. Guillet Mgmt For For
Michael W. Harlan Mgmt For For
Larry S. Hughes Mgmt For For
Worthing F. Jackman Mgmt For For
Elise L. Jordan Mgmt For For
Susan Lee Mgmt For For
William J. Razzouk Mgmt For For
2 Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of our named executive
officers as disclosed in the Proxy
Statement ("say on pay").
3 Appointment of Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm until the close of the 2021 Annual
Meeting of Shareholders of the Company and
authorization of our Board of Directors to
fix the remuneration of the independent
registered public accounting firm.
4 Approval of the Waste Connections, Inc. Mgmt For For
2020 Employee Share Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
YETI HOLDINGS, INC. Agenda Number: 935174297
--------------------------------------------------------------------------------------------------------------------------
Security: 98585X104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: YETI
ISIN: US98585X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Lou Kelley Mgmt Withheld Against
Dustan E. McCoy Mgmt Withheld Against
Robert K. Shearer Mgmt Withheld Against
2. Recommendation, on an advisory basis, on Mgmt 1 Year For
the frequency of future non-binding
advisory votes on the compensation of our
named executive officers.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as YETI Holdings, Inc.'s
independent registered public accounting
firm for the fiscal year ending January 2,
2021.
North Square Oak Ridge Dividend Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935152138
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Alpern Mgmt For For
Edward M. Liddy Mgmt For For
Melody B. Meyer Mgmt For For
Frederick H. Waddell Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2020
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
5. Stockholder Proposal - to Issue an Annual Shr For Against
Report on Lobbying
6. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman
7. Stockholder Proposal - to Issue a Shr For Against
Compensation Committee Report on Drug
Pricing
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr Against For
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935081579
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2019
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: R. Glenn Hubbard Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Scott F. Powers Mgmt For For
1H. Election of Director: William J. Ready Mgmt For For
1I. Election of Director: Carlos A. Rodriguez Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935116322
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of amendment to BD's 2004 Employee Mgmt For For
and Director Equity-Based Compensation
Plan.
5. Approval of French Addendum to BD'S 2004 Mgmt For For
Employee and Director Equity-Based
Compensation Plan.
6. Shareholder proposal regarding special Shr For Against
shareholder meetings.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935170857
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Mathis Cabiallavetta Mgmt For For
1C. Election of Director: Pamela Daley Mgmt For For
1D. Withdrawn Mgmt For For
1E. Election of Director: Jessica P. Einhorn Mgmt For For
1F. Election of Director: Laurence D. Fink Mgmt For For
1G. Election of Director: William E. Ford Mgmt For For
1H. Election of Director: Fabrizio Freda Mgmt For For
1I. Election of Director: Murry S. Gerber Mgmt For For
1J. Election of Director: Margaret L. Johnson Mgmt For For
1K. Election of Director: Robert S. Kapito Mgmt For For
1L. Election of Director: Cheryl D. Mills Mgmt For For
1M. Election of Director: Gordon M. Nixon Mgmt For For
1N. Election of Director: Charles H. Robbins Mgmt For For
1O. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1P. Election of Director: Susan L. Wagner Mgmt For For
1Q. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2020.
4. Shareholder Proposal - Production of a Shr Against For
Report on the "Statement on the Purpose of
a Corporation."
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935130396
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Dr. Henry Samueli Mgmt For For
1C. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1D. Election of Director: Ms. Diane M. Bryant Mgmt For For
1E. Election of Director: Ms. Gayla J. Delly Mgmt For For
1F. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Ms. Justine F. Page Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending November 1,
2020.
3. Non-binding, advisory vote to approve Mgmt For For
compensation of Broadcom's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 935131564
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 06-Apr-2020
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
2. To re-elect Sir Jonathon Band as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
3. To re-elect Jason Glen Cahilly as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
5. To re-elect Arnold W. Donald as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
6. To re-elect Richard J. Glasier as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
7. To re-elect Katie Lahey as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
8. To re-elect Sir John Parker as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
9. To re-elect Stuart Subotnick as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
10. To re-elect Laura Weil as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
11. To re-elect Randall J. Weisenburger as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
12. To hold a (non-binding) advisory vote to Mgmt For For
approve executive compensation (in
accordance with legal requirements
applicable to U.S. companies).
13. To hold a (non-binding) advisory vote to Mgmt For For
approve the Carnival plc Directors'
Remuneration Report (other than the
Carnival plc Directors' Remuneration Policy
set out in Section B of Part II of the
Carnival plc Directors' Remuneration
Report) (in accordance with legal
requirements applicable to UK Companies).
14. To approve the Carnival plc Directors' Mgmt For For
Remuneration Policy set out in the Section
B of Part II of the Carnival plc Directors'
Remuneration Report (in accordance with
legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for Carnival plc and to ratify the
selection of the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Carnival Corporation.
16. To authorize the Audit Committee of Mgmt For For
Carnival plc to determine the remuneration
of the independent auditors of Carnival plc
(in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of Mgmt For For
the Directors and auditors of Carnival plc
for the year ended November 30, 2019 (in
accordance with legal requirements
applicable to UK companies).
18. To approve the giving of authority for the Mgmt For For
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
19. To approve the disapplication of Mgmt For For
pre-emption rights in relation to the
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival Mgmt For For
plc to buy back Carnival plc ordinary
shares in the open market (in accordance
with legal requirements applicable to UK
companies desiring to implement share buy
back programs).
21. To approve the Carnival Corporation 2020 Mgmt For For
Stock Plan.
22. To approve the Carnival plc UK Employee Mgmt For For
Share Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt For For
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt For For
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Lobbying Shr For Against
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr For Against
7. Report on Petrochemical Risk Shr For Against
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr For Against
10. Adopt Policy for an Independent Chairman Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935153407
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1B. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt For For
Carey
1D. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1H. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt For For
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt For For
Shepard
1P. Election of Equity Director: Howard J. Mgmt For For
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2020.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935148937
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. L. Eskew Mgmt Against Against
1B. Election of Director: W. G. Kaelin, Jr. Mgmt For For
1C. Election of Director: D. A. Ricks Mgmt For For
1D. Election of Director: M. S. Runge Mgmt For For
1E. Election of Director: K. Walker Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
independent auditor for 2020.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate supermajority
voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to publish a report on Shr Against For
the effectiveness of the forced swim test.
8. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
9. Shareholder proposal on board diversity Shr Against For
requesting disclosures of specific minimum
qualifications and board nominee skills,
experience, and ideological perspective.
10. Shareholder proposal to publish feasibility Shr For Against
report on incorporating public concern over
drug prices into senior executive
compensation arrangements.
11. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
12. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock of Fidelity National Information
Services, Inc., which we refer to as FIS,
in connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated March 17, 2019, as it may be
amended from time to time, by and among
FIS, Wrangler Merger Sub, Inc., a
wholly-owned subsidiary of FIS, and
Worldpay, Inc., which proposal we refer to
as the FIS share issuance proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number
of authorized shares of common stock of FIS
from 600,000,000 to 750,000,000, effective
only immediately prior to consummation of
the merger, which proposal we refer to as
the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, sufficient votes to
approve the FIS share issuance proposal or
the FIS articles amendment proposal have
not been obtained by FIS, which proposal we
refer to as the FIS adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt Against Against
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V328
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FXFXX
ISIN: US31846V3289
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Independent board chairman Shr For Against
5. Oil and gas company and project financing Shr Against For
related to the Arctic and the Canadian oil
sands
6. Climate change risk reporting Shr For Against
7. Amend shareholder written consent Shr Against For
provisions
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935159043
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Kinder Mgmt For For
1B. Election of Director: Steven J. Kean Mgmt For For
1C. Election of Director: Kimberly A. Dang Mgmt For For
1D. Election of Director: Ted A. Gardner Mgmt For For
1E. Election of Director: Anthony W. Hall, Jr. Mgmt For For
1F. Election of Director: Gary L. Hultquist Mgmt For For
1G. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For
1H. Election of Director: Deborah A. Macdonald Mgmt For For
1I. Election of Director: Michael C. Morgan Mgmt For For
1J. Election of Director: Arthur C. Mgmt For For
Reichstetter
1K. Election of Director: Fayez Sarofim Mgmt For For
1L. Election of Director: C. Park Shaper Mgmt For For
1M. Election of Director: William A. Smith Mgmt For For
1N. Election of Director: Joel V. Staff Mgmt For For
1O. Election of Director: Robert F. Vagt Mgmt For For
1P. Election of Director: Perry M. Waughtal Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935018920
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Annual
Meeting Date: 26-Jul-2019
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Prof. Dr. Wolfgang Mgmt For For
Reitzle
1b. Election of Director: Stephen F. Angel Mgmt For For
1c. Election of Director: Prof. DDr. Mgmt For For
Ann-Kristin Achleitner
1d. Election of Director: Prof. Dr. Clemens Mgmt For For
Borsig
1e. Election of Director: Dr. Nance K. Dicciani Mgmt For For
1f. Election of Director: Dr. Thomas Enders Mgmt For For
1g. Election of Director: Franz Fehrenbach Mgmt For For
1h. Election of Director: Edward G. Galante Mgmt For For
1i. Election of Director: Larry D. McVay Mgmt For For
1j. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1k. Election of Director: Prof. Dr. Martin H. Mgmt For For
Richenhagen
1l. Election of Director: Robert L. Wood Mgmt For For
2a. To ratify, on an advisory and non-binding Mgmt For For
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2b. To authorize the Board, acting through the Mgmt For For
Audit Committee, to determine PWC's
remuneration.
3. To determine the price range at which Linde Mgmt For For
plc can re-allot shares that it acquires as
treasury shares under Irish law.
4. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Linde plc's
Named Executive Officers, as disclosed in
the 2019 Proxy Statement.
5. To recommend, on an advisory and Mgmt 1 Year For
non-binding basis, the frequency of holding
future advisory shareholder votes on the
compensation of Linde plc's Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr For Against
Gap
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935128884
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 28-Feb-2020
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2019 Financial Year.
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee.
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2019.
4. Reduction of Share Capital. Mgmt For For
5A. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Board of
Directors from the 2020 Annual General
Meeting to the 2021 Annual General Meeting.
5B. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Executive
Committee for the Financial Year 2021.
5C. Advisory Vote on the 2019 Compensation Mgmt For For
Report.
6A. Re-election of the Chairman and the Member Mgmt For For
of the Board of Director: Joerg Reinhardt
6B. Re-election of the Member of the Board of Mgmt For For
Director: Nancy C. Andrews
6C. Re-election of the Member of the Board of Mgmt For For
Director: Ton Buechner
6D. Re-election of the Member of the Board of Mgmt For For
Director: Patrice Bula
6E. Re-election of the Member of the Board of Mgmt For For
Director: Srikant Datar
6F. Re-election of the Member of the Board of Mgmt For For
Director: Elizabeth Doherty
6G. Re-election of the Member of the Board of Mgmt For For
Director: Ann Fudge
6H. Re-election of the Member of the Board of Mgmt For For
Director: Frans van Houten
6I. Re-election of the Member of the Board of Mgmt For For
Director: Andreas von Planta
6J. Re-election of the Member of the Board of Mgmt For For
Director: Charles L. Sawyers
6K. Re-election of the Member of the Board of Mgmt For For
Director: Enrico Vanni
6L. Re-election of the Member of the Board of Mgmt For For
Director: William T. Winters
6M. Election of new Member of the Board of Mgmt For For
Director: Bridgette Heller
6N. Election of new Member of the Board of Mgmt For For
Director: Simon Moroney
7A. Re-election to the Compensation Committee: Mgmt For For
Patrice Bula
7B. Re-election to the Compensation Committee: Mgmt For For
Srikant Datar
7C. Re-election to the Compensation Committee: Mgmt For For
Enrico Vanni
7D. Re-election to the Compensation Committee: Mgmt For For
William T. Winters
7E. Election of new Member to the Compensation Mgmt For For
Committee: Bridgette Heller
8. Re-election of the Statutory Auditor. Mgmt For For
9. Re-election of the Independent Proxy. Mgmt For For
10. General instructions in case of alternative Mgmt Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935145664
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt For For
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation for 2019
3. Vote to Approve the Prologis, Inc. 2020 Mgmt For For
Long-Term Incentive Plan
4. Vote to Approve an Amendment to our Mgmt For For
Articles of Incorporation to Increase the
Number of Authorized Shares of Common Stock
5. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2020
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt For For
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt For For
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt For For
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935134469
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 17-Apr-2020
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Dmitri L. Stockton Mgmt For For
1J. Election of Director: Irving Tan Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Approve the selection of Ernst & Young LLP Mgmt For For
as the Company's independent auditors for
the Company's 2020 fiscal year.
4. To consider a shareholder proposal Shr For Against
regarding action by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935153673
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary K. Brainerd Mgmt For For
1B. Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1C. Election of Director: Roch Doliveux, DVM Mgmt For For
1D. Election of Director: Allan C. Golston(Lead Mgmt For For
Independent Director)
1E. Election of Director: Kevin A. Mgmt For For
Lobo(Chairman of the Board)
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Andrew K. Silvernail Mgmt For For
1H. Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I. Election of Director: Ronda E. Stryker Mgmt For For
1J. Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Non-management employee representation on Mgmt Against For
the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935196293
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Calvin Darden Mgmt For For
1E. Election of Director: Robert L. Edwards Mgmt For For
1F. Election of Director: Melanie L. Healey Mgmt For For
1G. Election of Director: Donald R. Knauss Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Kenneth L. Salazar Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Company proposal to approve the Target Mgmt For For
Corporation 2020 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935140575
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Arthur D. Collins Jr. Mgmt Against Against
1D. Election of Director: Edmund P. Mgmt Against Against
Giambastiani Jr.
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Nikki R. Haley Mgmt Abstain Against
1G. Election of Director: Akhil Johri Mgmt For For
1H. Election of Director: Lawrence W. Kellner Mgmt For For
1I. Election of Director: Caroline B. Kennedy Mgmt For For
1J. Election of Director: Steven M. Mollenkopf Mgmt For For
1K. Election of Director: John M. Richardson Mgmt For For
1L. Election of Director: Susan C. Schwab Mgmt Against Against
1M. Election of Director: Ronald A. Williams Mgmt Against Against
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2020.
4. Disclosure of Director Skills, Ideological Shr Against For
Perspectives, and Experience and Minimum
Director Qualifications.
5. Additional Report on Lobbying Activities. Shr For Against
6. Policy Requiring Independent Board Shr For Against
Chairman.
7. Written Consent. Shr For Against
8. Mandatory Retention of Significant Stock by Shr For Against
Executives.
9. Additional Disclosure of Compensation Shr For Against
Adjustments.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935136285
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
6. Shareholder Proposal Regarding Executive Shr Against For
Ownership Guidelines
7. Shareholder Proposal Regarding Shr Against For
Electioneering Contributions Congruency
Analysis
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Mgmt For For
Lagomasino
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2020.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated 2011 Stock Incentive
Plan.
5. Shareholder proposal requesting an annual Shr For Against
report disclosing information regarding the
Company's lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 935147428
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2019.
2. To approve the Directors' Remuneration Mgmt For For
Report.
3. To re-elect Mr N Andersen as a Mgmt For For
Non-Executive Director.
4. To re-elect Mrs L Cha as a Non-Executive Mgmt For For
Director.
5. To re-elect Mr V Colao as a Non-Executive Mgmt For For
Director.
6. To re-elect Dr J Hartmann as a Mgmt For For
Non-Executive Director.
7. To re-elect Mr A Jope as an Executive Mgmt For For
Director.
8. To re-elect Ms A Jung as a Non-Executive Mgmt For For
Director.
9. To re-elect Ms S Kilsby as a Non-Executive Mgmt For For
Director.
10. To re-elect Mr S Masiyiwa as a Mgmt For For
Non-Executive Director.
11. To re-elect Professor Y Moon as a Mgmt For For
Non-Executive Director.
12. To re-elect Mr G Pitkethly as an Executive Mgmt For For
Director.
13. To re-elect Mr J Rishton as a Non-Executive Mgmt For For
Director.
14. To re-elect Mr F Sijbesma as a Mgmt For For
Non-Executive Director.
15. To reappoint KPMG LLP as Auditor of the Mgmt For For
Company.
16. To authorise the Directors to fix the Mgmt For For
remuneration of the Auditor.
17. To authorise Political Donations and Mgmt For For
expenditure.
18. To renew the authority to Directors to Mgmt For For
issue shares.
19. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights.
20. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments.
21. To renew the authority to the Company to Mgmt For For
purchase its own shares.
22. To shorten the Notice period for General Mgmt For For
Meetings.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr For Against
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr For Against
7. User Privacy Metric Shr For Against
8. Amend Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 935043935
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 16-Jul-2019
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard T. Carucci Mgmt For For
Juliana L. Chugg Mgmt For For
Benno Dorer Mgmt For For
Mark S. Hoplamazian Mgmt For For
Laura W. Lang Mgmt For For
W. Alan McCollough Mgmt For For
W. Rodney McMullen Mgmt For For
Clarence Otis, Jr. Mgmt For For
Steven E. Rendle Mgmt For For
Carol L. Roberts Mgmt For For
Matthew J. Shattock Mgmt For For
Veronica B. Wu Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as VF's
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935158445
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank M. Clark, Jr. Mgmt For For
1B. Election of Director: James C. Fish, Jr. Mgmt For For
1C. Election of Director: Andres R. Gluski Mgmt For For
1D. Election of Director: Victoria M. Holt Mgmt For For
1E. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2020.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
4. Proposal to amend and restate our Employee Mgmt For For
Stock Purchase Plan to increase the number
of shares authorized for issuance.
North Square Oak Ridge Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ACCELERON PHARMA INC. Agenda Number: 935187941
--------------------------------------------------------------------------------------------------------------------------
Security: 00434H108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: XLRN
ISIN: US00434H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Thomas A. Mgmt For For
McCourt
1B. Election of Class I Director: Francois Mgmt For For
Nader, M.D.
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers as disclosed in the
proxy statement.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED DISPOSAL SERVICES INC. Agenda Number: 935089309
--------------------------------------------------------------------------------------------------------------------------
Security: 00790X101
Meeting Type: Annual
Meeting Date: 20-Nov-2019
Ticker: ADSW
ISIN: US00790X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Burke Mgmt Withheld Against
Michael Koen Mgmt Withheld Against
B. Clyde Preslar Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ARGENX SE Agenda Number: 935098625
--------------------------------------------------------------------------------------------------------------------------
Security: 04016X101
Meeting Type: Special
Meeting Date: 25-Nov-2019
Ticker: ARGX
ISIN: US04016X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Amendment of the articles of association of Mgmt For For
argenx SE to increase the maximum share
capital and granting a proxy to each of the
directors of the Company and employees of
Freshfields Bruckhaus Deringer LLP in
having the deed of amendment executed.
3. Approval of the amended argenx option plan. Mgmt Against Against
4. Authorization of the board of directors to Mgmt Against Against
grant options (rights to subscribe for
shares) up to a maximum of 4% of the
outstanding capital at the date of the
general meeting, pursuant to, and within
the limits of, the argenx option plan, for
a period of 18 months from the general
meeting.
--------------------------------------------------------------------------------------------------------------------------
ARGENX SE Agenda Number: 935199530
--------------------------------------------------------------------------------------------------------------------------
Security: 04016X101
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ARGX
ISIN: US04016X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Adoption of the new remuneration policy Mgmt Against Against
4. Advisory vote to approve the 2019 Mgmt Against Against
remuneration report
5b. Adoption of the 2019 annual accounts Mgmt For For
5d. Allocation of losses of the Company in the Mgmt For For
financial year 2019 to the retained
earnings of the Company
5e. Proposal to release the members of the Mgmt For For
board of directors from liability for their
respective duties carried out in the
financial year 2019
6. Re-appointment of Pamela Klein as Mgmt For For
non-executive director to the board of
directors of the Company
7. Authorization of the board of directors to Mgmt Against Against
grant rights to subscribe for shares in the
capital of the Company up to a maximum of
4% of the outstanding capital at the date
of the general meeting, pursuant to, and
within the limits of, the argenx option
plan, for a period of 18 months from the
annual general meeting and to limit or
exclude statutory pre-emptive rights, if
any
8. Authorization of the board of directors to Mgmt For For
issue shares and grant rights to subscribe
for shares in the share capital of the
Company up to a maximum of 10% of the
outstanding capital at the date of the
general meeting, for a period of 18 months
from the annual general meeting and to
limit or exclude statutory pre-emptive
rights, if any
9. Authorization of the board of directors to Mgmt Against Against
issue additional shares in the share
capital of the company up to a maximum of
10% of the outstanding share capital at the
date of the general meeting (in addition to
the authorizations under 7 and 8), for a
period starting on the date of this general
meeting and ending on 31 December 2020, for
the purpose of a possible public offering
of such shares and to limit or exclude
statutory pre-emptive rights, if any
10. Appointment of Deloitte Accountants B.V. as Mgmt For For
statutory auditor for the 2020 financial
year
--------------------------------------------------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC. Agenda Number: 935127349
--------------------------------------------------------------------------------------------------------------------------
Security: 04280A100
Meeting Type: Annual
Meeting Date: 19-Mar-2020
Ticker: ARWR
ISIN: US04280A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Anzalone Mgmt For For
Marianne De Backer Mgmt For For
Mauro Ferrari Mgmt For For
Douglass Given Mgmt For For
Michael S. Perry Mgmt For For
William Waddill Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to the
Company's named executive officers, as
disclosed pursuant to Item 402 of
Regulation S-K, including the compensation
tables and narrative discussion.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Bylaws to implement a
majority vote standard in uncontested
elections of directors.
4. To ratify the selection of Rose, Snyder & Mgmt For For
Jacobs LLP as independent auditors of the
Company for the fiscal year ending
September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
AXSOME THERAPEUTICS INC Agenda Number: 935193829
--------------------------------------------------------------------------------------------------------------------------
Security: 05464T104
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: AXSM
ISIN: US05464T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Saad Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm of the
fiscal year ending in December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BJ'S WHOLESALE CLUB HOLDINGS, INC. Agenda Number: 935209002
--------------------------------------------------------------------------------------------------------------------------
Security: 05550J101
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: BJ
ISIN: US05550J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Maile Clark Mgmt For For
Thomas A. Kingsbury Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as BJ's
Wholesale Club Holdings, Inc.'s independent
registered public accounting firm for the
fiscal year ending January 30, 2021.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the named
executive officers of BJ's Wholesale Club
Holdings, Inc.
4. Approve an amendment to the Second Amended Mgmt For For
and Restated Certificate of Incorporation
of BJ's Wholesale Club Holdings, Inc. to
declassify the Board of Directors of BJ's
Wholesale Club Holdings, Inc.
--------------------------------------------------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION Agenda Number: 935207402
--------------------------------------------------------------------------------------------------------------------------
Security: 09627Y109
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: BPMC
ISIN: US09627Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexis Borisy Mgmt Withheld Against
Charles A. Rowland, Jr. Mgmt Withheld Against
Lonnel Coats Mgmt Withheld Against
2. To approve an advisory vote on named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BURLINGTON STORES, INC. Agenda Number: 935171138
--------------------------------------------------------------------------------------------------------------------------
Security: 122017106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: BURL
ISIN: US1220171060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Ted English Mgmt For For
1B. Election of Class I Director: Jordan Hitch Mgmt For For
1C. Election of Class I Director: Mary Ann Mgmt For For
Tocio
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered certified public accounting firm
for the fiscal year ending January 30,
2021.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers ("Say-On-Pay").
4. Approval, on a non-binding basis, of the Mgmt 1 Year For
frequency of future Say-On-Pay votes.
--------------------------------------------------------------------------------------------------------------------------
CASELLA WASTE SYSTEMS, INC. Agenda Number: 935199871
--------------------------------------------------------------------------------------------------------------------------
Security: 147448104
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: CWST
ISIN: US1474481041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael L. Battles Mgmt For For
Joseph G. Doody Mgmt For For
Emily Nagle Green Mgmt For For
2. To approve, in an advisory "say-on-pay" Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COLFAX CORPORATION Agenda Number: 935176900
--------------------------------------------------------------------------------------------------------------------------
Security: 194014106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CFX
ISIN: US1940141062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mitchell P. Rales Mgmt For For
1B. Election of Director: Matthew L. Trerotola Mgmt For For
1C. Election of Director: Patrick W. Allender Mgmt For For
1D. Election of Director: Thomas S. Gayner Mgmt Against Against
1E. Election of Director: Rhonda L. Jordan Mgmt For For
1F. Election of Director: Liam J. Kelly Mgmt For For
1G. Election of Director: A. Clayton Perfall Mgmt For For
1H. Election of Director: Didier Teirlinck Mgmt For For
1I. Election of Director: Rajiv Vinnakota Mgmt For For
1J. Election of Director: Sharon Wienbar Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve on an advisory basis the Mgmt For For
compensation of our named executive
officers.
4. To approve the Colfax Corporation 2020 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION Agenda Number: 935186456
--------------------------------------------------------------------------------------------------------------------------
Security: 207410101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CNMD
ISIN: US2074101013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Bronson Mgmt For For
Brian P. Concannon Mgmt For For
LaVerne Council Mgmt For For
Charles M. Farkas Mgmt For For
Martha Goldberg Aronson Mgmt For For
Curt R. Hartman Mgmt For For
Jerome J. Lande Mgmt For For
B.J. Schwarzentraub Mgmt For For
Mark E. Tryniski Mgmt For For
Dr. John L. Workman Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020
3. To hold an advisory vote on named executive Mgmt For For
officer compensation
4. To approve the reincorporation of the Mgmt For For
Company from New York to Delaware (the
"Reincorporation"), including adoption of
the Agreement and Plan of Merger required
to effect the Reincorporation and approval
of the Company's proposed Delaware
Certificate of Incorporation and Delaware
By-laws
5. To approve procedural matters with respect Mgmt For For
to shareholder action by written consent to
be included in the Delaware Certificate of
Incorporation in connection with the
Reincorporation
6. To approve an exculpation provision Mgmt For For
eliminating director liability for monetary
damages to be included in the Delaware
Certificate of Incorporation in connection
with the Reincorporation
7. To approve the Amended and Restated 2020 Mgmt For For
Non-Employee Director Equity Compensation
Plan
8. To approve amendments to the Company's Mgmt For For
Employee Stock Purchase Plan
--------------------------------------------------------------------------------------------------------------------------
CUBIC CORPORATION Agenda Number: 935123707
--------------------------------------------------------------------------------------------------------------------------
Security: 229669106
Meeting Type: Annual
Meeting Date: 17-Feb-2020
Ticker: CUB
ISIN: US2296691064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Prithviraj Banerjee Mgmt For For
Bruce G. Blakley Mgmt For For
Maureen Breakiron-Evans Mgmt For For
Denise L. Devine Mgmt For For
Bradley H. Feldmann Mgmt For For
Carolyn A. Flowers Mgmt For For
Janice M. Hamby Mgmt For For
David F. Melcher Mgmt For For
Steven J. Norris Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accountants
for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 935182561
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Luis A. Aguilar Mgmt For For
Ross Chapin Mgmt For For
William Crager Mgmt For For
James Fox Mgmt For For
2. The approval, on an advisory basis, of 2019 Mgmt For For
executive compensation.
3. The ratification of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 935199201
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a three Mgmt For For
year term: Eugene Roman
1B. Election of Class II Director for a three Mgmt For For
year term: Jill Smart
1C. Election of Class II Director for a three Mgmt For For
year term: Ronald Vargo
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 935177320
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrzej Olechowski Mgmt For For
Eriberto R. Scocimara Mgmt For For
Mark R. Callegari Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 935161757
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jaime Ellertson Mgmt For For
Sharon Rowlands Mgmt For For
2. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as our Independent Registered
Public Accounting Firm
3. Advisory Approval of the Compensation of Mgmt For For
our Named Executive Officers
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
--------------------------------------------------------------------------------------------------------------------------
Security: 31846V328
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FXFXX
ISIN: US31846V3289
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 935205256
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel D. Anderson Mgmt For For
1B. Election of Director: Kathleen S. Barclay Mgmt For For
1C. Election of Director: Thomas M. Ryan Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the current fiscal year
ending January 30, 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
the Company's Named Executive Officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
FIVE9, INC. Agenda Number: 935176974
--------------------------------------------------------------------------------------------------------------------------
Security: 338307101
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: FIVN
ISIN: US3383071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberly Alexy Mgmt For For
Michael Burkland Mgmt For For
Robert Zollars Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FRONTDOOR, INC. Agenda Number: 935163802
--------------------------------------------------------------------------------------------------------------------------
Security: 35905A109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: FTDR
ISIN: US35905A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt Against Against
a one-year term: Richard P. Fox
1B. Election of Class II Director to serve for Mgmt Against Against
a one-year term: Brian P. McAndrews
1C. Election of Class II Director to serve for Mgmt For For
a one-year term: Rexford J. Tibbens
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
3. Advisory vote to approve the Company's Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GROCERY OUTLET HOLDING CORP Agenda Number: 935192740
--------------------------------------------------------------------------------------------------------------------------
Security: 39874R101
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: GO
ISIN: US39874R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth W. Alterman Mgmt For For
John E. Bachman Mgmt For For
Thomas F. Herman Mgmt For For
Erik D. Ragatz Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year ending January 2, 2021
3. To hold an advisory (non-binding) vote to Mgmt For For
approve the Company's named executive
officer compensation
4. To hold an advisory (non-binding) vote on Mgmt 1 Year For
whether the frequency of the stockholder
vote on our executive compensation should
be every one, two or three years
--------------------------------------------------------------------------------------------------------------------------
HERON THERAPEUTICS, INC. Agenda Number: 935200333
--------------------------------------------------------------------------------------------------------------------------
Security: 427746102
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: HRTX
ISIN: US4277461020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin Tang Mgmt For For
1B. Election of Director: Barry Quart, Pharm.D. Mgmt For For
1C. Election of Director: Stephen Davis Mgmt For For
1D. Election of Director: Craig Johnson Mgmt For For
1E. Election of Director: Kimberly Manhard Mgmt For For
1F. Election of Director: John Poyhonen Mgmt For For
1G. Election of Director: Christian Waage Mgmt For For
2. To ratify the appointment of OUM & Co. LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, Mgmt For For
compensation paid to the Company's Named
Executive Officers during the year ended
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HOME BANCSHARES, INC. Agenda Number: 935140804
--------------------------------------------------------------------------------------------------------------------------
Security: 436893200
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: HOMB
ISIN: US4368932004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John W. Allison Mgmt No vote
Brian S. Davis Mgmt No vote
Milburn Adams Mgmt No vote
Robert H. Adcock, Jr. Mgmt No vote
Richard H. Ashley Mgmt No vote
Mike D. Beebe Mgmt No vote
Jack E. Engelkes Mgmt No vote
Tracy M. French Mgmt No vote
Karen E. Garrett Mgmt No vote
James G. Hinkle Mgmt No vote
Alex R. Lieblong Mgmt No vote
Thomas J. Longe Mgmt No vote
Jim Rankin, Jr. Mgmt No vote
Donna J. Townsell Mgmt No vote
2. Advisory (non-binding) vote approving the Mgmt No vote
Company's executive compensation.
3. Ratification of appointment of BKD, LLP as Mgmt No vote
the Company's independent registered public
accounting firm for the next fiscal year.
--------------------------------------------------------------------------------------------------------------------------
HORIZON THERAPEUTICS PLC Agenda Number: 935145284
--------------------------------------------------------------------------------------------------------------------------
Security: G46188101
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: HZNP
ISIN: IE00BQPVQZ61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Gino Mgmt For For
Santini
1B. Election of Class III Director: James Mgmt For For
Shannon, M.D.
1C. Election of Class III Director: Timothy Mgmt For For
Walbert
2. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020 and authorization of the Audit
Committee to determine the auditors'
remuneration.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. Authorization for us and/or any of our Mgmt For For
subsidiaries to make market purchases or
overseas market purchases of our ordinary
shares.
5. Approval of the 2020 Equity Incentive Plan. Mgmt For For
6. Approval of the 2020 Employee Share Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
I3 VERTICALS, INC. Agenda Number: 935126614
--------------------------------------------------------------------------------------------------------------------------
Security: 46571Y107
Meeting Type: Annual
Meeting Date: 28-Feb-2020
Ticker: IIIV
ISIN: US46571Y1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory Daily Mgmt For For
Clay Whitson Mgmt For For
Elizabeth S. Courtney Mgmt For For
John Harrison Mgmt For For
Burton Harvey Mgmt For For
Timothy McKenna Mgmt For For
David Morgan Mgmt For For
David Wilds Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
INSPERITY, INC. Agenda Number: 935197170
--------------------------------------------------------------------------------------------------------------------------
Security: 45778Q107
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NSP
ISIN: US45778Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Timothy T. Mgmt For For
Clifford
1.2 Election of Class I Director: Ellen H. Mgmt For For
Masterson
1.3 Election of Class I Director: Latha Mgmt For For
Ramchand
2. Advisory vote to approve the Company's Mgmt For For
executive compensation ("say on pay")
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
INSPIRE MEDICAL SYSTEMS, INC. Agenda Number: 935142656
--------------------------------------------------------------------------------------------------------------------------
Security: 457730109
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: INSP
ISIN: US4577301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary L. Ellis Mgmt For For
Mudit K. Jain, Ph.D. Mgmt For For
Dana G. Mead, Jr. Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of the named
executive officers of Inspire Medical
Systems, Inc.
4. Approval, on an advisory (non-binding) Mgmt 1 Year For
basis, of the frequency of future advisory
votes on the compensation of the named
executive officers of Inspire Medical
Systems, Inc.
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 935172659
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: PODD
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sally W. Crawford Mgmt For For
Michael R. Minogue Mgmt For For
Corinne H. Nevinny Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of certain
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION Agenda Number: 935163244
--------------------------------------------------------------------------------------------------------------------------
Security: 477839104
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: JBT
ISIN: US4778391049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Barbara L. Brasier Mgmt For For
1B. Election of Director: Thomas W. Giacomini Mgmt For For
1C. Election of Director: Polly B. Kawalek Mgmt For For
2. Approve on an advisory basis a non-binding Mgmt For For
resolution regarding the compensation of
named executive officers.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 935149446
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Anderson Mgmt For For
Robin A. Abrams Mgmt For For
John Bourgoin Mgmt For For
Mark E. Jensen Mgmt For For
Anjoli Joshi Mgmt For For
James P. Lederer Mgmt For For
John E. Major Mgmt For For
Krishna Rangasayee Mgmt For For
D. Jeffery Richardson Mgmt For For
2. To approve, as an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve, the amended Lattice Mgmt For For
Semiconductor Corporation 2013 Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. Agenda Number: 935197081
--------------------------------------------------------------------------------------------------------------------------
Security: 50187A107
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: LHCG
ISIN: US50187A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Goldberg Mgmt For For
Clifford S. Holtz Mgmt For For
W.J. "Billy" Tauzin Mgmt For For
Brent Turner Mgmt For For
2. To adopt, on an advisory basis, a Mgmt For For
resolution approving the compensation of
our named executive officers.
3. The ratification of the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 935202515
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason M. Aryeh Mgmt For For
Sarah Boyce Mgmt For For
Todd C. Davis Mgmt For For
Nancy R. Gray, Ph.D. Mgmt For For
John L. Higgins Mgmt For For
John W. Kozarich, Ph.D. Mgmt For For
John L. LaMattina, Ph.D Mgmt For For
Sunil Patel Mgmt For For
Stephen L. Sabba, M.D. Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Ligand's Independent Registered Public
Accounting Firm.
3. Approval, on an advisory basis, of the Mgmt For For
Compensation of the Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 935138633
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kristina Cerniglia Mgmt For For
1B. Election of Director: Tzau-Jin Chung Mgmt For For
1C. Election of Director: Cary Fu Mgmt For For
1D. Election of Director: Maria Green Mgmt For For
1E. Election of Director: Anthony Grillo Mgmt For For
1F. Election of Director: David Heinzmann Mgmt For For
1G. Election of Director: Gordon Hunter Mgmt For For
1H. Election of Director: John Major Mgmt For For
1I. Election of Director: William Noglows Mgmt For For
1J. Election of Director: Nathan Zommer Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve and ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935086199
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Annual
Meeting Date: 03-Oct-2019
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Aron Ain as a Class I director Mgmt For For
of the Company.
2. To re-elect Stephen M. Ward as a Class I Mgmt For For
director of the Company.
3. To appoint Ernst & Young LLP in the United Mgmt For For
Kingdom as the Company's independent
auditor.
4. To authorise the Board of Directors of the Mgmt For For
Company to determine the remuneration of
the independent auditor.
5. To receive the Company's accounts for the Mgmt For For
year ended March 31, 2019, together with
the directors' report and the independent
auditor's report on those accounts.
6. Non-binding advisory vote to approve the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS INC Agenda Number: 935197889
--------------------------------------------------------------------------------------------------------------------------
Security: 63845R107
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: EYE
ISIN: US63845R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Tehle Mgmt For For
Thomas V. Taylor, Jr. Mgmt For For
Virginia A. Hepner Mgmt For For
2. Ratify Deloitte & Touche LLP to serve as Mgmt For For
the Company's independent registered public
accounting firm for fiscal 2020.
3. Approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NEOGENOMICS, INC. Agenda Number: 935174211
--------------------------------------------------------------------------------------------------------------------------
Security: 64049M209
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: NEO
ISIN: US64049M2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. VanOort Mgmt For For
1B. Election of Director: Steven C. Jones Mgmt For For
1C. Election of Director: Kevin C. Johnson Mgmt For For
1D. Election of Director: Raymond R. Hipp Mgmt For For
1E. Election of Director: Bruce K. Crowther Mgmt For For
1F. Election of Director: Lynn A. Tetrault Mgmt For For
1G. Election of Director: Alison L. Hannah Mgmt For For
1H. Election of Director: Stephen M. Kanovsky Mgmt For For
1I. Election of Director: Rachel A. Stahler Mgmt For For
2. Advisory Vote on the Compensation Paid to Mgmt For For
our Named Executive Officers.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
NEW RELIC, INC. Agenda Number: 935057922
--------------------------------------------------------------------------------------------------------------------------
Security: 64829B100
Meeting Type: Annual
Meeting Date: 22-Aug-2019
Ticker: NEWR
ISIN: US64829B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Caroline W. Carlisle Mgmt No vote
Dan Scholnick Mgmt No vote
James Tolonen Mgmt No vote
2. To approve, on an advisory basis, the Mgmt No vote
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
3. To ratify the selection by the Audit Mgmt No vote
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending March
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NOMAD FOODS LIMITED Agenda Number: 935207349
--------------------------------------------------------------------------------------------------------------------------
Security: G6564A105
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: NOMD
ISIN: VGG6564A1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sir Martin Ellis Mgmt For For
Franklin, KGCN
1B. Election of Director: Noam Gottesman Mgmt For For
1C. Election of Director: Ian G.H. Ashken Mgmt For For
1D. Election of Director: Stefan Descheemaeker Mgmt For For
1E. Election of Director: Jeremy Isaacs CBE Mgmt For For
1F. Election of Director: James E. Lillie Mgmt For For
1G. Election of Director: Stuart M. MacFarlane Mgmt For For
1H. Election of Director: Lord Myners of Truro Mgmt For For
CBE
1I. Election of Director: Victoria Parry Mgmt For For
1J. Election of Director: Simon White Mgmt For For
1K. Election of Director: Samy Zekhout Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Agenda Number: 935213708
--------------------------------------------------------------------------------------------------------------------------
Security: 681116109
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: OLLI
ISIN: US6811161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alissa Ahlman Mgmt For For
1B. Election of Director: Robert Fisch Mgmt For For
1C. Election of Director: John Swygert Mgmt For For
1D. Election of Director: Richard Zannino Mgmt For For
2. To approve a non-binding proposal regarding Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935175338
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Joanne B. Mgmt For For
Bauer
1.2 Election of Class I Director: Robin G. Seim Mgmt For For
1.3 Election of Class I Director: Sara J. White Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
ORTHOPEDIATRICS CORP. Agenda Number: 935191750
--------------------------------------------------------------------------------------------------------------------------
Security: 68752L100
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: KIDS
ISIN: US68752L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Pelizzon Mgmt For For
Harald Ruf Mgmt For For
Terry D. Schlotterback Mgmt For For
Kevin L. Unger Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
appointment of Deloitte & Touche LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PENUMBRA, INC. Agenda Number: 935190835
--------------------------------------------------------------------------------------------------------------------------
Security: 70975L107
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: PEN
ISIN: US70975L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arani Bose, M.D. Mgmt For For
Bridget O'Rourke Mgmt For For
Surbhi Sarna Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for Penumbra, Inc.
for the fiscal year ending December 31,
2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Penumbra, Inc.'s named
executive officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PERFICIENT, INC. Agenda Number: 935158584
--------------------------------------------------------------------------------------------------------------------------
Security: 71375U101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: PRFT
ISIN: US71375U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Davis Mgmt For For
1B. Election of Director: Ralph C. Derrickson Mgmt For For
1C. Election of Director: James R. Kackley Mgmt For For
1D. Election of Director: David S. Lundeen Mgmt For For
1E. Election of Director: Brian L. Matthews Mgmt For For
1F. Election of Director: Gary M. Wimberly Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
a resolution relating to the 2019
compensation of the named executive
officers.
3. Proposal to ratify KPMG LLP as Perficient, Mgmt For For
Inc.'s independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935140703
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abney S. Boxley, III Mgmt For For
1B. Election of Director: Gregory L. Burns Mgmt For For
1C. Election of Director: Thomas C. Farnsworth, Mgmt For For
III
1D. Election of Director: David B. Ingram Mgmt For For
1E. Election of Director: Gary L. Scott Mgmt For For
1F. Election of Director: G. Kennedy Thompson Mgmt For For
1G. Election of Director: Charles E. Brock Mgmt For For
1H. Election of Director: Richard D. Callicutt, Mgmt For For
II
1I. Election of Director: Joseph C. Galante Mgmt For For
1J. Election of Director: Robert A. McCabe, Jr. Mgmt For For
1K. Election of Director: Reese L. Smith, III Mgmt For For
1L. Election of Director: M. Terry Turner Mgmt For For
1M. Election of Director: Renda J. Burkhart Mgmt For For
1N. Election of Director: Marty G. Dickens Mgmt For For
1O. Election of Director: Glenda Baskin Glover Mgmt For For
1P. Election of Director: Ronald L. Samuels Mgmt For For
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 935154839
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Arvan Mgmt For For
1B. Election of Director: Andrew W. Code Mgmt For For
1C. Election of Director: Timothy M. Graven Mgmt For For
1D. Election of Director: Debra S. Oler Mgmt For For
1E. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1F. Election of Director: Harlan F. Seymour Mgmt For For
1G. Election of Director: Robert C. Sledd Mgmt For For
1H. Election of Director: John E. Stokely Mgmt For For
1I. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2020 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 935066250
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 11-Sep-2019
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward D. Stewart Mgmt For For
Daniel A. Bergeron Mgmt For For
Michael H. Ambrose Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
2020.
3. To consider a resolution regarding the Mgmt For For
stockholder advisory vote on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
RETROPHIN, INC. Agenda Number: 935189135
--------------------------------------------------------------------------------------------------------------------------
Security: 761299106
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: RTRX
ISIN: US7612991064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen Aselage Mgmt For For
Roy Baynes Mgmt For For
Suzanne Bruhn Mgmt For For
Timothy Coughlin Mgmt For For
Eric Dube Mgmt For For
Gary Lyons Mgmt For For
Jeffrey Meckler Mgmt For For
John Orwin Mgmt For For
Sandra Poole Mgmt For For
Ron Squarer Mgmt For For
2. To approve the Company's 2018 Equity Mgmt Against Against
Incentive Plan, as amended, to increase the
number of shares of common stock authorized
for issuance thereunder by 2,400,000
shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
5. To ratify the selection of BDO USA, LLP as Mgmt For For
the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SAIA, INC Agenda Number: 935149333
--------------------------------------------------------------------------------------------------------------------------
Security: 78709Y105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: SAIA
ISIN: US78709Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term of three Mgmt For For
years: Donna E. Epps
1.2 Election of Director for a term of three Mgmt For For
years: John P. Gainor, Jr.
1.3 Election of Director for a term of three Mgmt For For
years: Randolph W. Melville
2. Vote on an advisory basis to approve the Mgmt For For
compensation of Saia's Named Executive
Officers.
3. Ratify the appointment of KPMG LLP as Mgmt For For
Saia's independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
SAREPTA THERAPEUTICS INC. Agenda Number: 935192803
--------------------------------------------------------------------------------------------------------------------------
Security: 803607100
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: SRPT
ISIN: US8036071004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Douglas S. Ingram Mgmt For For
1.2 Election of Director: Hans Wigzell, M.D., Mgmt For For
Ph.D.
1.3 Election of Director: Mary Ann Gray, Ph.D. Mgmt For For
2. ADVISORY VOTE TO APPROVE, ON A NON-BINDING Mgmt For For
BASIS, NAMED EXECUTIVE OFFICER COMPENSATION
3. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 99,000,000 TO 198,000,000 SHARES
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2018 EQUITY INCENTIVE PLAN TO INCREASE THE
MAXIMUM AGGREGATE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED PURSUANT TO
AWARDS GRANTED UNDER THE 2018 EQUITY
INCENTIVE PLAN BY 3,800,000 SHARES TO
8,187,596 SHARES
5. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2020
--------------------------------------------------------------------------------------------------------------------------
SHOTSPOTTER, INC. Agenda Number: 935206006
--------------------------------------------------------------------------------------------------------------------------
Security: 82536T107
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: SSTI
ISIN: US82536T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ralph A. Clark Mgmt For For
Marc Morial Mgmt For For
2. To ratify the selection of Baker Tilly Mgmt For For
Virchow Krause, LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda Number: 935135497
--------------------------------------------------------------------------------------------------------------------------
Security: 826919102
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: SLAB
ISIN: US8269191024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Navdeep S. Sooch Mgmt For For
1B. Election of Director: William P. Wood Mgmt For For
1C. Election of Director: Nina Richardson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2021.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC. Agenda Number: 935164676
--------------------------------------------------------------------------------------------------------------------------
Security: 82982L103
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: SITE
ISIN: US82982L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William W. Douglas, III Mgmt For For
Jeri L. Isbell Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
year ending January 3, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approve management's proposal to approve Mgmt For For
the SiteOne Landscape Supply, Inc. 2020
Omnibus Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TERRENO REALTY CORPORATION Agenda Number: 935141945
--------------------------------------------------------------------------------------------------------------------------
Security: 88146M101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: TRNO
ISIN: US88146M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Blake Baird Mgmt For For
1B. Election of Director: Michael A. Coke Mgmt For For
1C. Election of Director: Linda Assante Mgmt For For
1D. Election of Director: LeRoy E. Carlson Mgmt For For
1E. Election of Director: David M. Lee Mgmt For For
1F. Election of Director: Gabriela Franco Mgmt For For
Parcella
1G. Election of Director: Douglas M. Pasquale Mgmt For For
1H. Election of Director: Dennis Polk Mgmt For For
2. Adoption of a resolution to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of certain executives, as more
fully described in the proxy statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
certified public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
THE DESCARTES SYSTEMS GROUP INC. Agenda Number: 935211184
--------------------------------------------------------------------------------------------------------------------------
Security: 249906108
Meeting Type: Annual and Special
Meeting Date: 28-May-2020
Ticker: DSGX
ISIN: CA2499061083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Deepak Chopra Mgmt For For
Deborah Close Mgmt For For
Eric Demirian Mgmt For For
Dennis Maple Mgmt For For
Chris Muntwyler Mgmt For For
Jane O'Hagan Mgmt For For
Edward J. Ryan Mgmt For For
John J. Walker Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, Licensed Public
Accountants, as auditors of the Corporation
to hold office until the next annual
meeting of shareholders or until a
successor is appointed.
3 Approval of the Say-On-Pay Resolution as Mgmt For For
set out on page 18 of the Corporation's
Management Information Circular dated April
27, 2020.
4 Approval of the Shareholder Rights Plan Mgmt For For
Resolution as set out on page 19 of the
Corporation's Management Information
Circular dated April 27, 2020.
--------------------------------------------------------------------------------------------------------------------------
UPLAND SOFTWARE, INC. Agenda Number: 935213025
--------------------------------------------------------------------------------------------------------------------------
Security: 91544A109
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: UPLD
ISIN: US91544A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John T. McDonald Mgmt For For
2. To ratify the selection of Ernst & Young, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote on Frequency of Vote on Mgmt 1 Year For
Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
WELBILT, INC. Agenda Number: 935140880
--------------------------------------------------------------------------------------------------------------------------
Security: 949090104
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: WBT
ISIN: US9490901041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cynthia M. Egnotovich Mgmt For For
1B. Election of Director: Dino J. Bianco Mgmt For For
1C. Election of Director: Joan K. Chow Mgmt For For
1D. Election of Director: Janice L. Fields Mgmt For For
1E. Election of Director: Brian R. Gamache Mgmt For For
1F. Election of Director: Andrew Langham Mgmt For For
1G. Election of Director: William C. Johnson Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 935195152
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for three-year term: Mgmt For For
Susan Sobbott
1.2 Election of Director for three-year term: Mgmt For For
Stephen Smith
1.3 Election of Director for three-year term: Mgmt For For
James Groch
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
YETI HOLDINGS, INC. Agenda Number: 935174297
--------------------------------------------------------------------------------------------------------------------------
Security: 98585X104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: YETI
ISIN: US98585X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Lou Kelley Mgmt Withheld Against
Dustan E. McCoy Mgmt Withheld Against
Robert K. Shearer Mgmt Withheld Against
2. Recommendation, on an advisory basis, on Mgmt 1 Year For
the frequency of future non-binding
advisory votes on the compensation of our
named executive officers.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as YETI Holdings, Inc.'s
independent registered public accounting
firm for the fiscal year ending January 2,
2021.
--------------------------------------------------------------------------------------------------------------------------
ZOGENIX, INC. Agenda Number: 935188537
--------------------------------------------------------------------------------------------------------------------------
Security: 98978L204
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: ZGNX
ISIN: US98978L2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Louis C. Bock Mgmt For For
1B. Election of Director: Cam L. Garner Mgmt For For
1C. Election of Director: Mark Wiggins Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers as disclosed in the proxy
statement pursuant to the compensation
disclosure rules of the Securities and
Exchange Commission.
4. To approve an amendment and restatement of Mgmt For For
the Zogenix, Inc. 2010 Employee Stock
Purchase Plan.
North Square Strategic Income Fund
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935169450
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Robert D. Hormats Mgmt For For
1D. Election of Director: Gustavo Lara Cantu Mgmt For For
1E. Election of Director: Grace D. Lieblein Mgmt For For
1F. Election of Director: Craig Macnab Mgmt For For
1G. Election of Director: JoAnn A. Reed Mgmt For For
1H. Election of Director: Pamela D.A. Reeve Mgmt For For
1I. Election of Director: David E. Sharbutt Mgmt For For
1J. Election of Director: Bruce L. Tanner Mgmt For For
1K. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To require periodic reports on political Shr For Against
contributions and expenditures.
5. To amend the bylaws to reduce the ownership Shr For Against
threshold required to call a special
meeting of the stockholders.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935002775
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 08-Jul-2019
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Company, with the approval Mgmt Against Against
of its board of directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share subject to the limitations
set forth in the proxy statement for the
special meeting of stockholders (including,
without limitation, that the number of
shares issued does not exceed 25% of the
Company's then outstanding common stock).
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 935157823
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. Robert Bartolo Mgmt For For
1B. Election of Director: Jay A. Brown Mgmt For For
1C. Election of Director: Cindy Christy Mgmt For For
1D. Election of Director: Ari Q. Fitzgerald Mgmt For For
1E. Election of Director: Robert E. Garrison II Mgmt For For
1F. Election of Director: Andrea J. Goldsmith Mgmt For For
1G. Election of Director: Lee W. Hogan Mgmt For For
1H. Election of Director: Edward C. Hutcheson, Mgmt For For
Jr.
1I. Election of Director: J. Landis Martin Mgmt For For
1J. Election of Director: Robert F. McKenzie Mgmt For For
1K. Election of Director: Anthony J. Melone Mgmt For For
1L. Election of Director: W. Benjamin Moreland Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2020.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935148937
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. L. Eskew Mgmt For For
1B. Election of Director: W. G. Kaelin, Jr. Mgmt For For
1C. Election of Director: D. A. Ricks Mgmt For For
1D. Election of Director: M. S. Runge Mgmt For For
1E. Election of Director: K. Walker Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
independent auditor for 2020.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate supermajority
voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to publish a report on Shr Against For
the effectiveness of the forced swim test.
8. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
9. Shareholder proposal on board diversity Shr Against For
requesting disclosures of specific minimum
qualifications and board nominee skills,
experience, and ideological perspective.
10. Shareholder proposal to publish feasibility Shr Against For
report on incorporating public concern over
drug prices into senior executive
compensation arrangements.
11. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
12. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
EVERSOURCE ENERGY Agenda Number: 935155386
--------------------------------------------------------------------------------------------------------------------------
Security: 30040W108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ES
ISIN: US30040W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Cotton M. Cleveland Mgmt For For
1B. Election of Trustee: James S. DiStasio Mgmt For For
1C. Election of Trustee: Francis A. Doyle Mgmt For For
1D. Election of Trustee: Linda Dorcena Forry Mgmt For For
1E. Election of Trustee: James J. Judge Mgmt For For
1F. Election of Trustee: John Y. Kim Mgmt For For
1G. Election of Trustee: Kenneth R. Leibler Mgmt For For
1H. Election of Trustee: David H. Long Mgmt For For
1I. Election of Trustee: William C. Van Faasen Mgmt For For
1J. Election of Trustee: Frederica M. Williams Mgmt For For
2. Consider an advisory proposal approving the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST HAWAIIAN, INC. Agenda Number: 935140018
--------------------------------------------------------------------------------------------------------------------------
Security: 32051X108
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: FHB
ISIN: US32051X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Matthew J. Cox Mgmt No vote
1B. Election of Director: W. Allen Doane Mgmt No vote
1C. Election of Director: Faye W. Kurren Mgmt No vote
1D. Election of Director: Robert S. Harrison Mgmt No vote
1E. Election of Director: Allen B. Uyeda Mgmt No vote
1F. Election of Director: Jenai S. Wall Mgmt No vote
1G. Election of Director: C. Scott Wo Mgmt No vote
2. Ratification of the appointment of Deloitte Mgmt No vote
and Touche LLP to serve as the independent
registered public accounting firm for the
year ending December 31, 2020.
3. An advisory vote on the compensation of the Mgmt No vote
Company's named executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM,INC Agenda Number: 935144155
--------------------------------------------------------------------------------------------------------------------------
Security: 32055Y201
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: FIBK
ISIN: US32055Y2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alice S. Cho Mgmt For For
Dana L. Crandall Mgmt For For
Dennis L. Johnson Mgmt For For
Patricia L. Moss Mgmt For For
2. Ratification of RSM US LLP as our Mgmt For For
Independent Registered Public Accounting
Firm for the Year Ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC. Agenda Number: 935063610
--------------------------------------------------------------------------------------------------------------------------
Security: 38173M102
Meeting Type: Special
Meeting Date: 04-Sep-2019
Ticker: GBDC
ISIN: US38173M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the GBDC Mgmt For For
certificate of incorporation to increase
the number of authorized shares of capital
stock from 101,000,000 shares to
201,000,000 shares, consisting of
200,000,000 shares of GBDC common stock,
par value $0.001 per share ("GBDC Common
Stock"), and 1,000,000 shares of preferred
stock, par value $0.001 per share (the
"Certificate of Incorporation Amendment
Proposal").
2. Contingent upon approval of Certificate of Mgmt For For
Incorporation Amendment Proposal, to
approve issuance of shares of GBDC Common
Stock pursuant to Agreement and Plan of
Merger dated as of November 27, 2018 (as
amended, "Merger Agreement") by and among
GBDC, Fifth Ave Subsidiary Inc., a wholly
owned subsidiary of GBDC (Merger Sub),
Golub Capital Investment Corporation, a
Maryland corporation (GCIC), GC Advisors
LLC (GC Advisors), and, for certain limited
purposes, Golub Capital LLC (such proposal
is referred to as the "Merger Stock
issuance Proposal")
3. Contingent upon approval of each of the Mgmt For For
Certificate of Incorporation Amendment
Proposal and the Merger Stock Issuance
Proposal, to approve the amendment of the
investment advisory agreement between GBDC
and GC Advisors (as amended, the "New
Investment Advisory Agreement") on the
terms described in the accompanying proxy
statement (such proposal is referred to as
the "Advisory Agreement Amendment
Proposal").
--------------------------------------------------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC. Agenda Number: 935116649
--------------------------------------------------------------------------------------------------------------------------
Security: 38173M102
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: GBDC
ISIN: US38173M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: David B. Mgmt For For
Golub
1B. Election of Class I Director: Anita R. Mgmt For For
Rosenberg
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt Against Against
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Mgmt For For
Incorporation to Permit Removal of
Directors Without Cause.
5. Independent Board Chair Shr For Against
6. Report on Governance of Opioids-Related Shr For Against
Risks
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935171190
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2021: Lloyd Dean
1B. Election of Director for a one-year term Mgmt For For
expiring in 2021: Robert Eckert
1C. Election of Director for a one-year term Mgmt For For
expiring in 2021: Catherine Engelbert
1D. Election of Director for a one-year term Mgmt For For
expiring in 2021: Margaret Georgiadis
1E. Election of Director for a one-year term Mgmt For For
expiring in 2021: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term Mgmt For For
expiring in 2021: Christopher Kempczinski
1G. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Richard Lenny
1H. Election of Director for a one-year term Mgmt For For
expiring in 2021: John Mulligan
1I. Election of Director for a one-year term Mgmt For For
expiring in 2021: Sheila Penrose
1J. Election of Director for a one-year term Mgmt For For
expiring in 2021: John Rogers, Jr.
1K. Election of Director for a one-year term Mgmt For For
expiring in 2021: Paul Walsh
1L. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Miles White
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Advisory vote to approve the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2020.
4. Vote to approve the Company's Amended and Mgmt For For
Restated 2012 Omnibus Stock Ownership Plan.
5. Advisory vote on a shareholder proposal Shr For Against
requesting to change the thresholds to call
special shareholder meetings, if properly
presented.
6. Advisory vote on a shareholder proposal Shr Against For
requesting the Board issue a report on
sugar and public health, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935158736
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Crew Mgmt For For
1D. Election of Director: Lois D. Juliber Mgmt For For
1E. Election of Director: Peter W. May Mgmt For For
1F. Election of Director: Jorge S. Mesquita Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2020.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935152227
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for a One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for a One-Year Term: Mgmt For For
Egon P. Durban
1D. Election of Director for a One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for a One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for a One-Year Term: Mgmt For For
Gregory K. Mondre
1G. Election of Director for a One-Year Term: Mgmt For For
Anne R. Pramaggiore
1H. Election of Director for a One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal re: Political Spending Shr For Against
Disclosure.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935172661
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Toni Jennings Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: David L. Porges Mgmt For For
1I. Election of Director: James L. Robo Mgmt For For
1J. Election of Director: Rudy E. Schupp Mgmt For For
1K. Election of Director: John L. Skolds Mgmt For For
1L. Election of Director: William H. Swanson Mgmt For For
1M. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2020
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement
4. A proposal entitled "Political Shr For Against
Contributions Disclosure" to request
semiannual reports disclosing political
contribution policies and expenditures
5. A proposal entitled "Right to Act by Shr For Against
Written Consent" to request action by
written consent of shareholders
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
6. Shareholder Proposal Regarding Executive Shr Against For
Ownership Guidelines
7. Shareholder Proposal Regarding Shr Against For
Electioneering Contributions Congruency
Analysis
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WASTE MANAGEMENT, INC. Agenda Number: 935158445
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Security: 94106L109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WM
ISIN: US94106L1098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank M. Clark, Jr. Mgmt For For
1B. Election of Director: James C. Fish, Jr. Mgmt For For
1C. Election of Director: Andres R. Gluski Mgmt For For
1D. Election of Director: Victoria M. Holt Mgmt Against Against
1E. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2020.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
4. Proposal to amend and restate our Employee Mgmt For For
Stock Purchase Plan to increase the number
of shares authorized for issuance.
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WELLS FARGO & COMPANY Agenda Number: 935145183
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Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt No vote
1B. Election of Director: Celeste A. Clark Mgmt No vote
1C. Election of Director: Theodore F. Craver, Mgmt No vote
Jr.
1D. Election of Director: Wayne M. Hewett Mgmt No vote
1E. Election of Director: Donald M. James Mgmt No vote
1F. Election of Director: Maria R. Morris Mgmt No vote
1G. Election of Director: Charles H. Noski Mgmt No vote
1H. Election of Director: Richard B. Payne, Jr. Mgmt No vote
1I. Election of Director: Juan A. Pujadas Mgmt No vote
1J. Election of Director: Ronald L. Sargent Mgmt No vote
1K. Election of Director: Charles W. Scharf Mgmt No vote
1L. Election of Director: Suzanne M. Vautrinot Mgmt No vote
2. Advisory resolution to approve executive Mgmt No vote
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt No vote
as the Company's independent registered
public accounting firm for 2020.
4. Shareholder Proposal - Shareholder Approval Shr No vote
of By-Law Amendments.
5. Shareholder Proposal - Report on Shr No vote
Incentive-Based Compensation and Risks of
Material Losses.
6. Shareholder Proposal - Report on Global Shr No vote
Median Pay Gap.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) NORTH SQUARE INVESTMENTS TRUST
By (Signature) /s/ Mark D Goodwin
Name Mark D Goodwin
Title President
Date 08/31/2020