UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22135
NAME OF REGISTRANT: Innovator ETFs Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 109 North Hale Street
Wheaton, IL 60187
NAME AND ADDRESS OF AGENT FOR SERVICE: Chapman and Cutler LLP
111 West Monroe St
Chicago, IL 60603
REGISTRANT'S TELEPHONE NUMBER: 800-208-5212
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Innovator 20+ Year Treasury Bond 5 Floor ETF - July
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator 20+ Year Treasury Bond 9 Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Defined Wealth Shield ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Double Stacker 9 Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Double Stacker 9 Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Double Stacker ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Double Stacker ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth Accelerated ETF - Quarterly
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth Accelerated Plus ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth Accelerated Plus ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator IBD 50 ETF
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ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
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Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
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AMERIS BANCORP Agenda Number: 935411138
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Security: 03076K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ABCB
ISIN: US03076K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: William I.
Bowen, Jr.
1B. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: Rodney D.
Bullard
1C. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Wm. Millard
Choate
1D. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: R. Dale Ezzell
1E. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: Leo J. Hill
1F. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: Daniel B.
Jeter
1G. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: Robert P.
Lynch
1H. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Elizabeth A.
McCague
1I. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: James B.
Miller, Jr.
1J. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Gloria A.
O'Neal
1K. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: H. Palmer
Proctor, Jr.
1L. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: William H.
Stern
1M. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: Jimmy D. Veal
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the compensation of Mgmt Against Against
the Company's named executive officers.
4. Approval of the Ameris Bancorp 2021 Omnibus Mgmt Against Against
Equity Incentive Plan.
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APPLIED MATERIALS, INC. Agenda Number: 935329373
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Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt Against Against
1G. Election of Director: Alexander A. Karsner Mgmt Against Against
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr For Against
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
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ASML HOLDINGS N.V. Agenda Number: 935388529
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Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2020.
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt For For
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt Against Against
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt For For
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt For For
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt For For
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AVIENT CORPORATION Agenda Number: 935372475
--------------------------------------------------------------------------------------------------------------------------
Security: 05368V106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AVNT
ISIN: US05368V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert E. Abernathy Mgmt Withheld Against
Richard H. Fearon Mgmt Withheld Against
Gregory J. Goff Mgmt Withheld Against
William R. Jellison Mgmt For For
Sandra Beach Lin Mgmt For For
Kim Ann Mink Ph.D. Mgmt For For
Robert M. Patterson Mgmt For For
Kerry J. Preete Mgmt Withheld Against
Patricia Verduin Ph.D. Mgmt For For
William A. Wulfsohn Mgmt Withheld Against
2. Approval, on an advisory basis, of named Mgmt Against Against
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2021.
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BOX INC Agenda Number: 935228658
--------------------------------------------------------------------------------------------------------------------------
Security: 10316T104
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: BOX
ISIN: US10316T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sue Barsamian Mgmt For For
Carl Bass Mgmt For For
Jack Lazar Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2021.
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BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: AVGO
ISIN: US11135F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
Pricewaterhouse-Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of an amendment and restatement of Mgmt For For
Broadcom's 2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Mgmt For For
Broadcom's named executive officers.
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BUILDERS FIRSTSOURCE, INC. Agenda Number: 935306503
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Security: 12008R107
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: BLDR
ISIN: US12008R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of shares of Mgmt For For
Builders FirstSource, Inc. common stock to
the stockholders of BMC Stock Holdings,
Inc. pursuant to the merger agreement.
2. Adoption of an amendment to the charter to Mgmt For For
increase the number of authorized shares of
common stock.
3. Approval of the adjournment of the Builders Mgmt For For
FirstSource, Inc. stockholder meeting in
accordance with the merger agreement,
including to solicit additional proxies if
there are not sufficient votes.
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CENTURY COMMUNITIES, INC. Agenda Number: 935354174
--------------------------------------------------------------------------------------------------------------------------
Security: 156504300
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CCS
ISIN: US1565043007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dale Francescon Mgmt For For
1B. Election of Director: Robert J. Francescon Mgmt For For
1C. Election of Director: Patricia L. Arvielo Mgmt For For
1D. Election of Director: John P. Box Mgmt Against Against
1E. Election of Director: Keith R. Guericke Mgmt Against Against
1F. Election of Director: James M. Lippman Mgmt Against Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
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CERENCE INC. Agenda Number: 935320933
--------------------------------------------------------------------------------------------------------------------------
Security: 156727109
Meeting Type: Annual
Meeting Date: 11-Feb-2021
Ticker: CRNC
ISIN: US1567271093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To elect Class II director named below to Mgmt For For
hold office until the 2023 Annual Meeting
of Stockholders: Sanjay Jha
1.2 To elect Class II director named below to Mgmt For For
hold office until the 2023 Annual Meeting
of Stockholders: Alfred Nietzel
2. To ratify the appointment of BDO USA LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
September 30, 2021.
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CHEGG, INC. Agenda Number: 935389848
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CHGG
ISIN: US1630921096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marne Levine Mgmt For For
Richard Sarnoff Mgmt For For
Paul LeBlanc Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
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COWEN INC. Agenda Number: 935447955
--------------------------------------------------------------------------------------------------------------------------
Security: 223622606
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: COWN
ISIN: US2236226062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brett H. Barth Mgmt Withheld Against
Katherine E. Dietze Mgmt For For
Gregg A. Gonsalves Mgmt For For
Steven Kotler Mgmt Withheld Against
Lawrence E. Leibowitz Mgmt Withheld Against
Margaret L. Poster Mgmt Withheld Against
Douglas A. Rediker Mgmt Withheld Against
Jeffrey M. Solomon Mgmt For For
2. An advisory vote to approve the Mgmt Against Against
compensation of the named executive
officers.
3. Ratify the appointment of KPMG LLP as the Mgmt Against Against
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Approve an increase in the shares available Mgmt Against Against
for issuance under the 2020 Equity
Incentive Plan.
5. A Shareholder Proposal Entitled Shr For Against
"Shareholder Right to Act by Written
Consent".
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935436003
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Sameer K. Gandhi Mgmt For For
Gerhard Watzinger Mgmt Withheld Against
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of CrowdStrike's named
executive officers.
4. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future stockholder advisory
votes on the compensation of CrowdStrike's
named executive officers.
5. To approve an amendment to CrowdStrike's Mgmt For For
2019 Employee Stock Purchase Plan.
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D.R. HORTON, INC. Agenda Number: 935320870
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 20-Jan-2021
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt Against Against
1D. Election of director: Michael R. Buchanan Mgmt Against Against
1E. Election of director: Michael W. Hewatt Mgmt Against Against
1F. Election of director: Maribess L. Miller Mgmt For For
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm.
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DYNATRACE, INC. Agenda Number: 935248410
--------------------------------------------------------------------------------------------------------------------------
Security: 268150109
Meeting Type: Annual
Meeting Date: 25-Aug-2020
Ticker: DT
ISIN: US2681501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John Van Mgmt For For
Siclen
1B. Election of Class I Director: Michael Mgmt For For
Capone
1C. Election of Class I Director: Stephen Mgmt For For
Lifshatz
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
March 31, 2021.
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ENTEGRIS, INC. Agenda Number: 935357930
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt Against Against
1B. Election of Director: R. Nicholas Burns Mgmt Against Against
1C. Election of Director: Rodney Clark Mgmt For For
1D. Election of Director: James F. Gentilcore Mgmt For For
1E. Election of Director: Yvette Kanouff Mgmt For For
1F. Election of Director: James P. Lederer Mgmt For For
1G. Election of Director: Bertrand Loy Mgmt For For
1H. Election of Director: Paul L. H. Olson Mgmt For For
1I. Election of Director: Azita Saleki-Gerhardt Mgmt For For
1J. Election of Director: Brian F. Sullivan Mgmt Against Against
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
3. Ratify the appointment of KPMG LLP as Mgmt Against Against
Entegris, Inc.'s Independent Registered
Public Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
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FLOOR & DECOR HOLDINGS, INC. Agenda Number: 935363553
--------------------------------------------------------------------------------------------------------------------------
Security: 339750101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FND
ISIN: US3397501012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Norman Axelrod Mgmt Against Against
1b. Election of Director: Ryan Marshall Mgmt For For
1c. Election of Director: Richard Sullivan Mgmt For For
1d. Election of Director: Felicia Thornton Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as independent auditors for the Company's
2021 fiscal year.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the Company's named
executive officers.
4. To approve the amendment of our Restated Mgmt For For
Certificate of Incorporation (our
"Charter") to declassify our board of
directors.
5. To approve the amendment of our Charter to Mgmt For For
eliminate supermajority voting requirements
and other obsolete provisions, including
the elimination of Class B Common Stock and
Class C Common Stock.
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FORTINET, INC. Agenda Number: 935425391
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt Against Against
one year until the next annual meeting: Ken
Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kenneth A. Goldman
1.5 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Jean Hu
1.7 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
William Neukom
1.8 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Judith Sim
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 935423222
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert D. Dixon Mgmt For For
David A. Ramon Mgmt Withheld Against
William D. Jenkins, Jr. Mgmt For For
Kathryn V. Roedel Mgmt For For
2. Proposal to ratify the selection of Mgmt Against Against
Deloitte & Touche LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
3. Advisory vote on the non-binding Mgmt For For
"say-on-pay" resolution to approve the
compensation of our executive officers.
--------------------------------------------------------------------------------------------------------------------------
GFL ENVIRONMENTAL INC Agenda Number: 935417306
--------------------------------------------------------------------------------------------------------------------------
Security: 36168Q104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: GFL
ISIN: CA36168Q1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patrick Dovigi Mgmt For For
Dino Chiesa Mgmt Withheld Against
Violet Konkle Mgmt For For
Arun Nayar Mgmt Withheld Against
Paolo Notarnicola Mgmt Withheld Against
Ven Poole Mgmt For For
Blake Sumler Mgmt For For
Raymond Svider Mgmt For For
2 Appointment of Deloitte LLP as Auditors of Mgmt Abstain Against
the Company and authorizing the Directors
to fix their remuneration.
3 Approval of advisory non-binding resolution Mgmt Against Against
on the Company's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
GREEN BRICK PARTNERS, INC. Agenda Number: 935406480
--------------------------------------------------------------------------------------------------------------------------
Security: 392709101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GRBK
ISIN: US3927091013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth K. Blake Mgmt For For
Harry Brandler Mgmt For For
James R. Brickman Mgmt For For
David Einhorn Mgmt For For
John R. Farris Mgmt For For
Kathleen Olsen Mgmt For For
Richard S. Press Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Independent Registered Public
Accounting Firm of the Company to serve for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
HOLOGIC, INC. Agenda Number: 935326579
--------------------------------------------------------------------------------------------------------------------------
Security: 436440101
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: HOLX
ISIN: US4364401012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen P. MacMillan Mgmt Against Against
1B. Election of Director: Sally W. Crawford Mgmt For For
1C. Election of Director: Charles J. Mgmt For For
Dockendorff
1D. Election of Director: Scott T. Garrett Mgmt For For
1E. Election of Director: Ludwig N. Hantson Mgmt For For
1F. Election of Director: Namal Nawana Mgmt For For
1G. Election of Director: Christiana Stamoulis Mgmt For For
1H. Election of Director: Amy M. Wendell Mgmt For For
2. A non-binding advisory resolution to Mgmt For For
approve executive compensation.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
INMODE LTD. Agenda Number: 935342511
--------------------------------------------------------------------------------------------------------------------------
Security: M5425M103
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: INMD
ISIN: IL0011595993
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To re-elect Dr. Michael Anghel to serve as Mgmt For For
a Class II director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2024
and until his successor is duly elected and
qualified, or until his earlier resignation
or retirement.
1B. To re-elect Mr. Bruce Mann to serve as a Mgmt For For
Class II director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2024
and until his successor is duly elected and
qualified, or until his earlier resignation
or retirement.
2. To approve the re-appointment of Kesselman Mgmt For For
& Kesselman Certified Public Accounts, a
member of PWC, as the Company's independent
auditors for the fiscal year ending
December 31, 2021, and its service until
the annual general meeting of shareholders
to be held in 2022.
3. To approve and ratify the grant to each of Mgmt For For
the following Directors of the Company: Dr.
Michael Anghel, Mr. Bruce Mann and Dr.
Hadar Ron, 1,000 restricted share units
under the Company's 2018 Incentive Plan
totaling 3,000 restricted share units, half
of which shall vest on December 31, 2021
and the remaining half shall vest on
December 31, 2022, subject to their
continued services on the date of vesting.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt Against Against
1i. Election of Director: Brad D. Smith Mgmt Against Against
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL, INC Agenda Number: 935357839
--------------------------------------------------------------------------------------------------------------------------
Security: 48123V102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: JCOM
ISIN: US48123V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard S. Ressler Mgmt Against Against
1B. Election of Director: Vivek Shah Mgmt For For
1C. Election of Director: Douglas Y. Bech Mgmt Against Against
1D. Election of Director: Sarah Fay Mgmt Against Against
1E. Election of Director: W. Brian Kretzmer Mgmt Against Against
1F. Election of Director: Jonathan F. Miller Mgmt For For
1G. Election of Director: Stephen Ross Mgmt Against Against
1H. Election of Director: Pamela Sutton-Wallace Mgmt Against Against
1I. Election of Director: Scott C. Taylor Mgmt For For
2. To provide an advisory vote on the Mgmt Against Against
compensation of J2 Global's named executive
officers.
3. To ratify the appointment of BDO USA, LLP Mgmt Against Against
to serve as J2 Global's independent
auditors for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt Withheld Against
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt Against Against
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 935405248
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason Aryeh Mgmt Withheld Against
Sarah Boyce Mgmt Withheld Against
Todd Davis Mgmt Withheld Against
Nancy Gray Mgmt For For
John Higgins Mgmt For For
John Kozarich Mgmt Withheld Against
John LaMattina Mgmt Withheld Against
Sunil Patel Mgmt For For
Stephen Sabba Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt Against Against
Ligand's independent registered accounting
firm.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC. Agenda Number: 935342321
--------------------------------------------------------------------------------------------------------------------------
Security: 552676108
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: MDC
ISIN: US5526761086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond T. Baker Mgmt Withheld Against
David E. Blackford Mgmt Withheld Against
Courtney L. Mizel Mgmt For For
2. To approve an advisory proposal regarding Mgmt Against Against
the compensation of the Company's named
executive officers (Say on Pay).
3. To approve the M.D.C. Holdings, Inc. 2021 Mgmt Against Against
Equity Incentive Plan.
4. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935353475
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Special
Meeting Date: 15-Apr-2021
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE MARVELL BYE-LAW AMENDMENT PROPOSAL: To Mgmt For For
approve an amendment to Marvell's Fourth
Amended and Restated Bye-Laws to reduce the
shareholder vote required to approve a
merger with any other company from the
affirmative vote of 75% of the votes cast
at a general meeting of the shareholders,
the statutory default under Bermuda law, to
a simple majority of the votes cast at a
general meeting of the shareholders.
2. THE MARVELL MERGER PROPOSAL. To approve: Mgmt For For
(i) the Agreement and Plan of Merger and
Reorganization, dated as of October 29,
2020, by and among Marvell, Marvell
Technology, Inc. (f/k/a Maui HoldCo, Inc.),
a wholly owned subsidiary of Marvell
("HoldCo"), Maui Acquisition Company Ltd, a
wholly owned subsidiary of HoldCo ("Bermuda
Merger Sub"), Indigo Acquisition Corp., a
wholly owned subsidiary of HoldCo
("Delaware Merger Sub"), and Inphi
Corporation ("Inphi").
3. THE MARVELL ADJOURNMENT PROPOSAL: To Mgmt For For
approve the adjournment of the Marvell
shareholder meeting, if necessary or
appropriate, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the Marvell
shareholder meeting to approve the Marvell
Bye-Law Amendment Proposal or the Marvell
Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr For Against
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935287501
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Nikesh Mgmt Abstain Against
Arora
1b. Election of Class III Director: Carl Mgmt For For
Eschenbach
1c. Election of Class III Director: Lorraine Mgmt For For
Twohill
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr For Against
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PETMED EXPRESS, INC. Agenda Number: 935237695
--------------------------------------------------------------------------------------------------------------------------
Security: 716382106
Meeting Type: Annual
Meeting Date: 31-Jul-2020
Ticker: PETS
ISIN: US7163821066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Menderes Akdag Mgmt For For
1B. Election of Director: Leslie C.G. Campbell Mgmt For For
1C. Election of Director: Frank J. Formica Mgmt Against Against
1D. Election of Director: Gian M. Fulgoni Mgmt Against Against
1E. Election of Director: Ronald J. Korn Mgmt Against Against
1F. Election of Director: Robert C. Schweitzer Mgmt Against Against
2. An advisory (non-binding) vote on executive Mgmt For For
compensation.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the independent registered public
accounting firm for the Company to serve
for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
REPLIGEN CORPORATION Agenda Number: 935406101
--------------------------------------------------------------------------------------------------------------------------
Security: 759916109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: RGEN
ISIN: US7599161095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tony J. Hunt Mgmt For For
1B. Election of Director: Karen A. Dawes Mgmt Against Against
1C. Election of Director: Nicolas M. Barthelemy Mgmt For For
1D. Election of Director: Carrie Eglinton Mgmt For For
Manner
1E. Election of Director: Rohin Mhatre, Ph.D. Mgmt For For
1F. Election of Director: Glenn P. Muir Mgmt For For
1G. Election of Director: Thomas F. Ryan, Jr. Mgmt Against Against
2. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as Repligen Corporation's
independent registered public accounting
firm for fiscal year 2021.
3. Advisory vote to approve the compensation Mgmt For For
paid to Repligen Corporation's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SIBANYE STILLWATER LIMITED Agenda Number: 935425593
--------------------------------------------------------------------------------------------------------------------------
Security: 82575P107
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: SBSW
ISIN: US82575P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Re-appointment of Auditors and Designated Mgmt For
Individual Partner: Ernst & Young Inc. as
the Auditors and Lance Tomlinson as
Designated Individual Partner.
O2 Election of a director: Sindiswa V Zilwa Mgmt For
O3 Re-election of a director: Richard P Menell Mgmt For
O4 Re-election of a director: Keith A Rayner Mgmt For
O5 Re-election of a director: Jerry S Vilakazi Mgmt For
O6 Election of a member and chair of the audit Mgmt For
committee: Keith A Rayner
O7 Election of a member and chair of the audit Mgmt For
committee: Timothy J Cumming
O8 Election of a member and chair of the audit Mgmt For
committee: Savannah N Danson
O9 Election of a member and chair of the audit Mgmt For
committee: Richard P Menell
O10 Election of a member and chair of the audit Mgmt For
committee: Nkosemntu G Nika
O11 Election of a member and chair of the audit Mgmt For
committee: Susan C van der Merwe
O12 Election of a member and chair of the audit Mgmt For
committee: Sindiswa V Zilwa
O13 Approval for the issue of authorised but Mgmt For
unissued ordinary shares.
O14 Issuing equity securities for cash. Mgmt For
O15 Advisory endorsement of the Company's Mgmt For
remuneration policy.
O16 Advisory endorsement of the Company's Mgmt For
remuneration Implementation Report.
S1 Approval for the remuneration of Mgmt For
non-executive Directors.
S2 Approval for fees for Investment Committee Mgmt For
members.
S3 Approval for a per diem allowance. Mgmt For
S4 Approval for the company to grant financial Mgmt For
assistance in terms of sections 44 and 45
of the Act.
S5 Acquisition of the Company's own shares. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 935403395
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Larrea Mota-Velasco Mgmt Withheld Against
O. Gonzalez Rocha Mgmt Withheld Against
V. Ariztegui Andreve Mgmt For For
E. Sanchez Mejorada Mgmt Withheld Against
L. Contreras Lerdo de T Mgmt For For
X. Garcia de Quevedo T. Mgmt Withheld Against
R. Mac Gregor Anciola Mgmt For For
L. M. Palomino Bonilla Mgmt Withheld Against
G Perezalonso Cifuentes Mgmt Withheld Against
C. Ruiz Sacristan Mgmt For For
2. Ratify the Audit Committee's selection of Mgmt Against Against
Galaz, Yamazaki, Ruiz Urquiza S.C., a
member firm of Deloitte Touche Tohmatsu
Limited, as our independent accountants for
2021.
3. Approve by, non-binding vote, executive Mgmt For For
compensation.
4. Vote on a stockholder proposal on Shr For Against
independent chair, if properly presented to
the meeting.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt Against Against
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt Against Against
1I. Election of Director: Roy Vallee Mgmt Against Against
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr Against For
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 935357586
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark S. Bartlett Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Dina Dublon Mgmt For For
1D. Election of Director: Dr. Freeman A. Mgmt For For
Hrabowski, III
1E. Election of Director: Robert F. MacLellan Mgmt For For
1F. Election of Director: Olympia J. Snowe Mgmt For For
1G. Election of Director: Robert J. Stevens Mgmt For For
1H. Election of Director: William J. Stromberg Mgmt For For
1I. Election of Director: Richard R. Verma Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
1K. Election of Director: Alan D. Wilson Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for 2021.
4. Stockholder proposal for a report on voting Shr For Against
by our funds and portfolios on matters
related to climate change.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt Withheld Against
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt Withheld Against
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC. Agenda Number: 935354162
--------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TPX
ISIN: US88023U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Evelyn S. Dilsaver Mgmt For For
1B. Election of Director: Cathy R. Gates Mgmt For For
1C. Election of Director: John A. Heil Mgmt Against Against
1D. Election of Director: Jon L. Luther Mgmt Against Against
1E. Election of Director: Richard W. Neu Mgmt Against Against
1F. Election of Director: Scott L. Thompson Mgmt Against Against
1G. Election of Director: Robert B. Trussell, Mgmt For For
Jr.
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2021.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
300,000,000 TO 500,000,000.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt Against Against
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt For For
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt Against Against
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr For Against
declassification of the board of directors
to elect each director annually.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935312518
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to become a public benefit
corporation.
2. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to eliminate the classified
structure of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
YETI HOLDINGS, INC. Agenda Number: 935377223
--------------------------------------------------------------------------------------------------------------------------
Security: 98585X104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: YETI
ISIN: US98585X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tracey D. Brown Mgmt For For
Alison Dean Mgmt For For
David L. Schnadig Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as YETI
Holdings, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935369252
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chirantan "CJ" Desai Mgmt For For
Richard L. Keyser Mgmt Withheld Against
Ross W. Manire Mgmt Withheld Against
2. Proposal to approve, by non-binding vote, Mgmt For For
compensation of named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent auditors for 2021.
Innovator IBD Breakout Opportunities ETF
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 935411138
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: William I.
Bowen, Jr.
1B. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: Rodney D.
Bullard
1C. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Wm. Millard
Choate
1D. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: R. Dale Ezzell
1E. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: Leo J. Hill
1F. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: Daniel B.
Jeter
1G. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: Robert P.
Lynch
1H. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Elizabeth A.
McCague
1I. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: James B.
Miller, Jr.
1J. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Gloria A.
O'Neal
1K. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: H. Palmer
Proctor, Jr.
1L. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: William H.
Stern
1M. Election of director to serve until the Mgmt Against Against
Company 2022 Annual Meeting: Jimmy D. Veal
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the compensation of Mgmt Against Against
the Company's named executive officers.
4. Approval of the Ameris Bancorp 2021 Omnibus Mgmt Against Against
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
AUDIOCODES LTD. Agenda Number: 935263157
--------------------------------------------------------------------------------------------------------------------------
Security: M15342104
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: AUDC
ISIN: IL0010829658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REELECT DR. EYAL KISHON AS AN OUTSIDE Mgmt Against Against
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
1A. PLEASE NOTE: with respect to Proposal 1, Mgmt For
please indicate by checking the "FOR" box
at the right, that you are NOT a
controlling shareholder and that you do NOT
have a personal interest in this resolution
(see explanation at the bottom of this
card). Please confirm you are a controlling
shareholder/have a personal interest If you
do not check the box FOR then your vote
will not count for the Proposal # 1.
2. TO REELECT MR. JOSEPH TENNE AS A CLASS II Mgmt Against Against
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
3. TO ADOPT NEW ARTICLES OF ASSOCIATION AND Mgmt For For
MEMORANDUM OF ASSOCIATION.
4. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2020 AND AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC. Agenda Number: 935329979
--------------------------------------------------------------------------------------------------------------------------
Security: 08579W103
Meeting Type: Annual
Meeting Date: 24-Feb-2021
Ticker: BERY
ISIN: US08579W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: B. Evan Bayh Mgmt Against Against
1B. Election of Director: Jonathan F. Foster Mgmt Against Against
1C. Election of Director: Idalene F. Kesner Mgmt For For
1D. Election of Director: Jill A. Rahman Mgmt For For
1E. Election of Director: Carl J. Rickertsen Mgmt Against Against
1F. Election of Director: Thomas E. Salmon Mgmt Against Against
1G. Election of Director: Paula A. Sneed Mgmt For For
1H. Election of Director: Robert A. Steele Mgmt For For
1I. Election of Director: Stephen E. Sterrett Mgmt For For
1J. Election of Director: Scott B. Ullem Mgmt Against Against
2. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as Berry's independent registered
public accountants for the fiscal year
ending October 2, 2021.
3. To approve, on an advisory, non-binding Mgmt Against Against
basis, our executive compensation.
4. To approve an amendment to Berry's Mgmt Against Against
Certificate of Incorporation to reduce the
ownership threshold required for
stockholders to call a special meeting from
25% to 15%.
5. To approve the Amended and Restated Berry Mgmt Against Against
Global Group, Inc. 2015 Long-Term Incentive
Plan to, among other things, increase the
number of shares of common stock reserved
for issuance by 8,250,000.
--------------------------------------------------------------------------------------------------------------------------
CENTURY COMMUNITIES, INC. Agenda Number: 935354174
--------------------------------------------------------------------------------------------------------------------------
Security: 156504300
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CCS
ISIN: US1565043007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dale Francescon Mgmt For For
1B. Election of Director: Robert J. Francescon Mgmt For For
1C. Election of Director: Patricia L. Arvielo Mgmt For For
1D. Election of Director: John P. Box Mgmt Against Against
1E. Election of Director: Keith R. Guericke Mgmt Against Against
1F. Election of Director: James M. Lippman Mgmt Against Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CORELOGIC, INC. Agenda Number: 935277409
--------------------------------------------------------------------------------------------------------------------------
Security: 21871D103
Meeting Type: Special
Meeting Date: 17-Nov-2020
Ticker: CLGX
ISIN: US21871D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Remove J. David Chatham as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1B. To Remove Douglas C. Curling as director of Mgmt Abstain *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1C. To Remove John C. Dorman as director of the Mgmt Abstain *
Company (For = remove director,
Abstain/withhold = do not remove director)
1D. To Remove Paul F. Folino as director of the Mgmt Abstain *
Company (For = remove director,
Abstain/withhold = do not remove director)
1E. To Remove Thomas C. O'Brien as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1F. To Remove Pamela H. Patenaude as director Mgmt Abstain *
of the Company (For = remove director,
Abstain/withhold = do not remove director)
1G. To Remove Vikrant Raina as director of the Mgmt Abstain *
Company (For = remove director,
Abstain/withhold = do not remove director)
1H. To Remove J. Michael Shepherd as director Mgmt Abstain *
of the Company (For = remove director,
Abstain/withhold = do not remove director)
1I. To Remove David F. Walker as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
2A. To Nominate W. Steve Albrecht for Mgmt For *
appointment to the Board
2B. To Nominate Martina Lewis Bradford for Mgmt Against *
appointment to the Board
2C. To Nominate Gail Landis for appointment to Mgmt Against *
the Board
2D. To Nominate Wendy Lane for appointment to Mgmt For *
the Board
2E. To Nominate Ryan McKendrick for appointment Mgmt Against *
to the Board
2F. To Nominate Katherine "KT" Rabin for Mgmt Against *
appointment to the Board
2G. To Nominate Sreekanth Ravi for appointment Mgmt Against *
to the Board
2H. To Nominate Lisa Wardell for appointment to Mgmt Against *
the Board
2I. To Nominate Henry W. "Jay" Winship for Mgmt For *
appointment to the Board
3. To Repeal Any Bylaw Amendment to the Mgmt For *
Version Filed on July 6, 2020 (other than
any amendments to the Bylaws set forth in
these Proposals)
4. To Amend Article II, Section 2.2 of the Mgmt For *
Bylaws to provide mechanics for calling a
special meeting if no or less than a
majority of directors are then in office
--------------------------------------------------------------------------------------------------------------------------
ELEMENT SOLUTIONS INC Agenda Number: 935412851
--------------------------------------------------------------------------------------------------------------------------
Security: 28618M106
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: ESI
ISIN: US28618M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sir Martin E. Mgmt Against Against
Franklin
1B. Election of Director: Benjamin Gliklich Mgmt For For
1C. Election of Director: Ian G.H. Ashken Mgmt For For
1D. Election of Director: Elyse Napoli Filon Mgmt For For
1E. Election of Director: Christopher T. Fraser Mgmt For For
1F. Election of Director: Michael F. Goss Mgmt For For
1G. Election of Director: Nichelle Mgmt For For
Maynard-Elliott
1H. Election of Director: E. Stanley O'Neal Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FOX FACTORY HOLDING CORP. Agenda Number: 935354364
--------------------------------------------------------------------------------------------------------------------------
Security: 35138V102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: FOXF
ISIN: US35138V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Dennison Mgmt For For
Sidney Johnson Mgmt For For
Ted Waitman Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt Against Against
LLP as our independent public accountants
for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt For For
resolution approving the compensation of
Fox Factory Holding Corp.'s named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GREEN BRICK PARTNERS, INC. Agenda Number: 935406480
--------------------------------------------------------------------------------------------------------------------------
Security: 392709101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GRBK
ISIN: US3927091013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth K. Blake Mgmt For For
Harry Brandler Mgmt For For
James R. Brickman Mgmt For For
David Einhorn Mgmt For For
John R. Farris Mgmt For For
Kathleen Olsen Mgmt For For
Richard S. Press Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Independent Registered Public
Accounting Firm of the Company to serve for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
GROWGENERATION CORP. Agenda Number: 935428828
--------------------------------------------------------------------------------------------------------------------------
Security: 39986L109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: GRWG
ISIN: US39986L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Salaman Mgmt For For
Darren Lampert Mgmt For For
Stephen Aiello Mgmt For For
Sean Stiefel Mgmt For For
Paul Ciasullo Mgmt For For
2. To approve and ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accounting
firm to audit the Company's financial
statements as of December 31, 2021 and for
the fiscal years then ending.
--------------------------------------------------------------------------------------------------------------------------
INMODE LTD. Agenda Number: 935342511
--------------------------------------------------------------------------------------------------------------------------
Security: M5425M103
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: INMD
ISIN: IL0011595993
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To re-elect Dr. Michael Anghel to serve as Mgmt For For
a Class II director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2024
and until his successor is duly elected and
qualified, or until his earlier resignation
or retirement.
1B. To re-elect Mr. Bruce Mann to serve as a Mgmt For For
Class II director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2024
and until his successor is duly elected and
qualified, or until his earlier resignation
or retirement.
2. To approve the re-appointment of Kesselman Mgmt For For
& Kesselman Certified Public Accounts, a
member of PWC, as the Company's independent
auditors for the fiscal year ending
December 31, 2021, and its service until
the annual general meeting of shareholders
to be held in 2022.
3. To approve and ratify the grant to each of Mgmt For For
the following Directors of the Company: Dr.
Michael Anghel, Mr. Bruce Mann and Dr.
Hadar Ron, 1,000 restricted share units
under the Company's 2018 Incentive Plan
totaling 3,000 restricted share units, half
of which shall vest on December 31, 2021
and the remaining half shall vest on
December 31, 2022, subject to their
continued services on the date of vesting.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 935418966
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugen Elmiger Mgmt For For
Jeff Zhou Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Approve, on an advisory basis, the 2020 Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION Agenda Number: 935286155
--------------------------------------------------------------------------------------------------------------------------
Security: 70438V106
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: PCTY
ISIN: US70438V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven I. Sarowitz Mgmt For For
Ellen Carnahan Mgmt For For
Jeffrey T. Diehl Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2021.
3. Advisory vote to approve compensation of Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PTC INC. Agenda Number: 935319372
--------------------------------------------------------------------------------------------------------------------------
Security: 69370C100
Meeting Type: Annual
Meeting Date: 10-Feb-2021
Ticker: PTC
ISIN: US69370C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janice Chaffin Mgmt For For
Phillip Fernandez Mgmt For For
James Heppelmann Mgmt For For
Klaus Hoehn Mgmt For For
Paul Lacy Mgmt Withheld Against
Corinna Lathan Mgmt For For
Blake Moret Mgmt For For
Robert Schechter Mgmt Withheld Against
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers
(say-on-pay).
3. Advisory vote to confirm the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
STAAR SURGICAL COMPANY Agenda Number: 935426444
--------------------------------------------------------------------------------------------------------------------------
Security: 852312305
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: STAA
ISIN: US8523123052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen C. Farrell Mgmt For For
Thomas G. Frinzi Mgmt For For
Gilbert H. Kliman, MD Mgmt For For
Caren Mason Mgmt For For
Louis E. Silverman Mgmt Withheld Against
Elizabeth Yeu, MD Mgmt For For
K. Peony Yu, MD Mgmt For For
2. Ratification of BDO USA, LLP as our Mgmt Against Against
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve STAAR's Mgmt For For
compensation of its named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC. Agenda Number: 935354162
--------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TPX
ISIN: US88023U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Evelyn S. Dilsaver Mgmt For For
1B. Election of Director: Cathy R. Gates Mgmt For For
1C. Election of Director: John A. Heil Mgmt Against Against
1D. Election of Director: Jon L. Luther Mgmt Against Against
1E. Election of Director: Richard W. Neu Mgmt Against Against
1F. Election of Director: Scott L. Thompson Mgmt Against Against
1G. Election of Director: Robert B. Trussell, Mgmt For For
Jr.
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2021.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
300,000,000 TO 500,000,000.
--------------------------------------------------------------------------------------------------------------------------
TERNIUM S.A. Agenda Number: 935386676
--------------------------------------------------------------------------------------------------------------------------
Security: 880890108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: TX
ISIN: US8808901081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of the Consolidated Mgmt For For
Management's and independent auditor's
reports on the Company's consolidated
financial statements. Approval of the
Company's consolidated financial statements
as of December 31, 2020 and 2019 and for
the years ended December 31, 2020, 2019 and
2018.
2. Consideration of the independent auditor's Mgmt For For
report on the Company's annual accounts.
Approval of the Company's annual accounts
as at December 31, 2020.
3. Allocation of results for the year ended Mgmt For For
December 31, 2020.
4. Discharge of members of the Board of Mgmt For For
Directors for the exercise of their mandate
during the year ended December 31, 2020.
5. Election of the members of the Board of Mgmt Against Against
Directors.
6. Authorization of an additional compensation Mgmt For For
to the members of the Board of Directors
for the year 2020.
7. Authorization of the compensation to the Mgmt For For
members of the Board of Directors for the
year 2021.
8. Appointment of the independent auditors for Mgmt For For
the fiscal year ending December 31, 2021
and approval of their fees.
9. Authorization to the Company, or any Mgmt For For
subsidiary, from time to time to purchase,
acquire or receive securities of the
Company, in accordance with Article 430-15
of the Luxembourg law of 10 August 1915 on
commercial companies, as amended (the
"Company Law") and with applicable laws and
regulations.
10. Authorization to the Board of Directors to Mgmt For For
appoint one or more of its members as the
Company's attorney-in-fact.
--------------------------------------------------------------------------------------------------------------------------
THE LOVESAC COMPANY Agenda Number: 935414792
--------------------------------------------------------------------------------------------------------------------------
Security: 54738L109
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: LOVE
ISIN: US54738L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Fox Mgmt For For
John Grafer Mgmt For For
Andrew Heyer Mgmt Withheld Against
Sharon Leite Mgmt For For
Walter McLallen Mgmt For For
Shawn Nelson Mgmt For For
Shirley Romig Mgmt For For
2. Approval of the amendment to our Amended Mgmt For For
and Restated Certificate of Incorporation
to increase the maximum size of the Board
of Directors to nine (9) directors.
3. Ratification of the appointment of Marcum Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935395271
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Pickles Mgmt For For
Gokul Rajaram Mgmt For For
2. The ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
Innovator IBD ETF Leaders ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Loup Frontier Tech ETF
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt Against Against
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AEROVIRONMENT, INC. Agenda Number: 935262232
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 25-Sep-2020
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catharine Merigold Mgmt For For
Wahid Nawabi Mgmt For For
Stephen F. Page Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm.
3. Advisory vote on the compensation of the Mgmt For For
company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
AMBARELLA, INC. Agenda Number: 935423183
--------------------------------------------------------------------------------------------------------------------------
Security: G037AX101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: AMBA
ISIN: KYG037AX1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hsiao-Wuen Hon, Ph.D. Mgmt Withheld Against
Christopher B. Paisley Mgmt For For
Andrew W. Verhalen Mgmt Withheld Against
2. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as the independent registered public
accounting firm of Ambarella, Inc. for the
fiscal year ending January 31, 2022.
3. Advisory vote to approve the compensation Mgmt For For
of Ambarella, Inc.'s named executive
officers.
4. Advisory vote to approve the frequency of Mgmt 1 Year For
future advisory votes on the compensation
of Ambarella, Inc.'s named executive
officers.
5. Approve the Ambarella, Inc. 2021 Equity Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
AMS AG Agenda Number: 714047443
--------------------------------------------------------------------------------------------------------------------------
Security: A0400Q115
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: AT0000A18XM4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE MEETING SPECIFIC POWER Non-Voting
OF ATTORNEY NEEDS TO BE CORRECTLY FILLED IN
OR YOUR VOTE INSTRUCTION MAY BE REJECTED.
THE BENEFICIAL OWNER NAME MUST CORRESPOND
TO THAT GIVEN ON ACCOUNT SET UP WITH YOUR
CUSTODIAN BANK. ADDITIONALLY, THE SHARE
AMOUNT IS THE SETTLED HOLDING AS OF RECORD
DATE. PLEASE CONTACT YOUR CUSTODIAN BANK IF
YOU HAVE ANY QUESTIONS. THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6 RATIFY AUDITORS FOR FISCAL YEAR 2021 Mgmt Against Against
7 APPROVE REMUNERATION POLICY Mgmt Against Against
8 APPROVE REMUNERATION REPORT Mgmt Against Against
9 APPROVE INCREASE IN SIZE OF SUPERVISORY Mgmt For For
BOARD
10 ELECT SUPERVISORY BOARD MEMBER Mgmt Against Against
11 CHANGE COMPANY NAME Mgmt For For
12 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
13.1 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt Against Against
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13.2 RECEIVE REPORT ON SHARE REPURCHASE PROGRAM Non-Voting
AND REISSUANCE OF REPURCHASED SHARES
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935344349
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin P. Clark Mgmt For For
1B. Election of Director: Richard L. Clemmer Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Nicholas M. Donofrio Mgmt Against Against
1E. Election of Director: Rajiv L. Gupta Mgmt Against Against
1F. Election of Director: Joseph L. Hooley Mgmt Against Against
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Sean O. Mahoney Mgmt Against Against
1I. Election of Director: Paul M. Meister Mgmt Against Against
1J. Election of Director: Robert K. Ortberg Mgmt For For
1K. Election of Director: Colin J. Parris Mgmt For For
1L. Election of Director: Ana G. Pinczuk Mgmt For For
2. Proposal to re-appoint auditors, ratify Mgmt Against Against
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
3. Say-on-Pay - To approve, by advisory vote, Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AXON ENTERPRISE, INC. Agenda Number: 935389925
--------------------------------------------------------------------------------------------------------------------------
Security: 05464C101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: AXON
ISIN: US05464C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard H. Carmona Mgmt Withheld Against
Julie Cullivan Mgmt For For
Caitlin Kalinowski Mgmt For For
2. Proposal No. 2 requests that shareholders Mgmt For For
vote to approve, on an advisory basis, the
compensation of the Company's named
executive officers.
3. Proposal No. 3 requests that shareholders Mgmt Against Against
vote to ratify the appointment of Grant
Thornton LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
4. Proposal No. 4 requests that shareholders Mgmt For For
vote to approve an amendment to the
Company's Certificate of Incorporation to
increase the maximum size of the Board of
Directors from 9 to 11 directors.
5. Proposal No. 5 is a shareholder proposal Shr For Against
recommending the Company move from a
plurality voting standard to a majority
voting standard.
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935333168
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Special
Meeting Date: 01-Mar-2021
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Change of Authorised Share Capital by Mgmt For
One-to-Eighty Subdivision of Shares: By an
Ordinary Resolution that each share
classified as Class A ordinary shares,
Class B ordinary shares and preferred
shares of a par value of US$0.00005 each in
the share capital of the Company (including
authorised issued and unissued class A
ordinary shares, class B ordinary shares
and preferred shares) be sub-divided into
80 shares of a par value of US$0.000000625
each (the "Subdivision"), such that,
following ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
BLUE PRISM GROUP PLC Agenda Number: 713616095
--------------------------------------------------------------------------------------------------------------------------
Security: G1193C101
Meeting Type: AGM
Meeting Date: 16-Mar-2021
Ticker:
ISIN: GB00BYQ0HV16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS OF Mgmt For For
THE COMPANY, AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY, FOR
THE FINANCIAL YEAR ENDED 31 OCTOBER 2020
2 TO APPOINT GRANT THORNTON UK LLP AS Mgmt For For
AUDITORS TO HOLD OFFICE FROM THE CONCLUSION
OF THIS MEETING UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AT WHICH ACCOUNTS ARE LAID
3 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
SETTLE THE REMUNERATION OF THE AUDITORS
4 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 OCTOBER 2020
5 TO RE-APPOINT JASON KINGDON AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 TO RE-APPOINT IJOMA MALUZA AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-APPOINT CHRISTOPHER BATTERHAM AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 TO RE-APPOINT KENNETH LEVER AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO APPOINT RACHEL MOONEY AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO APPOINT MAURIZIO CARLI AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO APPOINT MURRAY RODE AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 THAT: 12.1. THE DIRECTORS OF THE COMPANY BE Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
UNDER SECTION 551 OF THE COMPANIES ACT 2006
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES IN THE COMPANY AND TO GRANT
RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY
SECURITY INTO, SHARES IN THE COMPANY
("RIGHTS"): 12.1.1. UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 316,753; AND 12.1.2.
UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF
GBP 316,753 IN CONNECTION WITH AN OFFER OF
EQUITY SECURITIES (AS DEFINED IN SECTION
560(1) OF THE COMPANIES ACT 2006) BY WAY OF
A RIGHTS ISSUE OR OTHER PRE-EMPTIVE OFFER
OR ISSUE TO: A) ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE) TO THEIR
EXISTING HOLDINGS; AND B) HOLDERS OF OTHER
EQUITY SECURITIES, IF THIS IS REQUIRED BY
THE RIGHTS OF THOSE SECURITIES OR, IF THE
COMPANY'S DIRECTORS CONSIDER IT NECESSARY,
AS PERMITTED BY THE RIGHTS OF THOSE
SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS
AND OTHER ARRANGEMENTS AS THE COMPANY'S
DIRECTORS MAY CONSIDER NECESSARY OR
APPROPRIATE IN RELATION TO FRACTIONAL
ENTITLEMENTS, RECORD DATES, TREASURY SHARES
OR ANY LEGAL, REGULATORY OR PRACTICAL
PROBLEMS UNDER THE LAWS OF ANY TERRITORY
(INCLUDING THE REQUIREMENTS OF ANY
REGULATORY BODY OR STOCK EXCHANGE) OR ANY
OTHER MATTER; AND 12.2. SUCH AUTHORITY
SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED,
VARIED OR RENEWED BY THE COMPANY) ON THE
EARLIER OF 20 JUNE 2022 AND THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY AND IN EACH CASE THE COMPANY MAY,
BEFORE SUCH EXPIRY, MAKE AN OFFER OR
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR RIGHTS TO BE
GRANTED AFTER THE AUTHORITY HAS EXPIRED AND
THE COMPANY'S DIRECTORS MAY ALLOT SHARES OR
GRANT RIGHTS IN PURSUANCE OF ANY SUCH OFFER
OR AGREEMENT NOTWITHSTANDING THAT THIS
AUTHORITY HAS EXPIRED; AND 12.3. ALL
PREVIOUS AUTHORITIES TO ALLOT SHARES OR
GRANT RIGHTS, TO THE EXTENT UNUSED, SHALL
BE REVOKED
13 THAT: 13.1. SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 12, THE DIRECTORS OF THE COMPANY
SHALL HAVE THE POWER TO ALLOT EQUITY
SECURITIES (WITHIN THE MEANING OF SECTION
560 OF THE COMPANIES ACT 2006) FOR CASH
UNDER THE GENERAL AUTHORITY CONFERRED ON
THEM BY RESOLUTION 12 ABOVE AS IF SECTION
561 OF THE COMPANIES ACT 2006 DID NOT APPLY
TO THE ALLOTMENT PROVIDED THAT THIS POWER
SHALL BE LIMITED TO: 13.1.1. THE ALLOTMENT
OF EQUITY SECURITIES IN CONNECTION WITH AN
OFFER OR ISSUE OF EQUITY SECURITIES (BUT IN
THE CASE OF THE AUTHORITY GRANTED UNDER
PARAGRAPH 12.1.2 OF RESOLUTION 12, BY WAY
OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF:
A) ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE) TO THEIR EXISTING
HOLDINGS; AND B) HOLDERS OF OTHER EQUITY
SECURITIES, IF THIS IS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, IF THE
COMPANY'S DIRECTORS CONSIDER IT NECESSARY,
AS PERMITTED BY THE RIGHTS OF THOSE
SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS
AND OTHER ARRANGEMENTS AS THE COMPANY'S
DIRECTORS MAY CONSIDER NECESSARY OR
APPROPRIATE IN RELATION TO FRACTIONAL
ENTITLEMENTS, RECORD DATES, TREASURY SHARES
OR ANY LEGAL, REGULATORY OR PRACTICAL
PROBLEMS UNDER THE LAWS OF ANY TERRITORY
(INCLUDING THE REQUIREMENTS OF ANY
REGULATORY BODY OR STOCK EXCHANGE) OR ANY
OTHER MATTER; AND 13.1.2. THE ALLOTMENT OF
EQUITY SECURITIES (OTHERWISE THAN UNDER
PARAGRAPH 13.1.1 OF THIS RESOLUTION 13) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
47,513; AND 13.2. THIS POWER SHALL EXPIRE
WHEN THE AUTHORITY GIVEN BY RESOLUTION 12
IS REVOKED OR EXPIRES BUT THE COMPANY MAY
BEFORE EXPIRY OF THIS POWER MAKE AN OFFER
OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH
EXPIRY AND THE COMPANY'S DIRECTORS MAY
ALLOT EQUITY SECURITIES IN PURSUANCE OF
THAT OFFER OR AGREEMENT NOTWITHSTANDING
THAT THE POWER HAS EXPIRED
14 THAT: 14.1. THAT, IN ADDITION TO ANY Mgmt For For
AUTHORITY GRANTED UNDER RESOLUTION 13, THE
COMPANY'S DIRECTORS BE EMPOWERED PURSUANT
TO SECTION 570 OF THE COMPANIES ACT 2006 TO
ALLOT EQUITY SECURITIES (AS DEFINED IN
SECTION 560 OF THAT ACT) FOR CASH PURSUANT
TO THE GENERAL AUTHORITY CONFERRED ON THEM
BY RESOLUTION 12 AND/OR TO SELL EQUITY
SECURITIES HELD AS TREASURY SHARES FOR CASH
PURSUANT TO SECTION 727 OF THE COMPANIES
ACT 2006, IN EACH CASE AS IF SECTION 561 OF
THAT ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, PROVIDED THAT THIS POWER
SHALL BE: (I) LIMITED TO ANY SUCH ALLOTMENT
AND/OR SALE OF EQUITY SECURITIES HAVING, IN
THE CASE OF ORDINARY SHARES, AN AGGREGATE
NOMINAL VALUE OR, IN THE CASE OF OTHER
EQUITY SECURITIES, GIVING THE RIGHT TO
SUBSCRIBE FOR OR CONVERT INTO ORDINARY
SHARES HAVING AN AGGREGATE NOMINAL VALUE,
NOT EXCEEDING THE SUM OF GBP 47,513 AND
(II) USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE COMPANY'S DIRECTORS DETERMINE TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE. THIS AUTHORITY SHALL EXPIRE, UNLESS
PREVIOUSLY REVOKED, VARIED OR RENEWED BY
THE COMPANY IN GENERAL MEETING, AT SUCH
TIME AS THE GENERAL AUTHORITY CONFERRED ON
THE COMPANY'S DIRECTORS BY RESOLUTION 12
EXPIRES, EXCEPT THAT THE COMPANY MAY BEFORE
SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT
WHICH WOULD OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED OR EQUITY
SECURITIES HELD AS TREASURY SHARES TO BE
SOLD AFTER SUCH EXPIRY AND THE COMPANY'S
DIRECTORS MAY ALLOT EQUITY SECURITIES
AND/OR SELL EQUITY SECURITIES HELD AS
TREASURY SHARES IN PURSUANCE OF SUCH AN
OFFER OR AGREEMENT AS IF THE POWER
CONFERRED BY THIS RESOLUTION HAD NOT
EXPIRED
15 THAT THE COMPANY BE, AND IT IS HEREBY, Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTIONS 693 AND 701 OF
THE COMPANIES ACT 2006 TO MAKE ONE OR MORE
MARKET PURCHASES (WITHIN THE MEANING OF
SECTION 693(4) OF THE COMPANIES ACT 2006)
OF ORDINARY SHARES OF GBP 0.01 EACH IN THE
CAPITAL OF THE COMPANY ("ORDINARY SHARES")
UPON SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS OF THE COMPANY SHALL DETERMINE,
PROVIDED THAT: 15.1.1. THE MAXIMUM
AGGREGATE NUMBER OF ORDINARY SHARES
AUTHORISED TO BE PURCHASED IS 9,502,605;
15.1.2. THE MINIMUM PRICE WHICH MAY BE PAID
FOR SUCH ORDINARY SHARES IS GBP 0.01 PER
SHARE (EXCLUSIVE OF EXPENSES); 15.1.3. THE
MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH
MAY BE PAID FOR AN ORDINARY SHARE CANNOT BE
MORE THAN AN AMOUNT EQUAL TO THE HIGHER OF
105 PERCENT OF THE AVERAGE OF THE CLOSING
MIDDLE MARKET PRICE FOR AN ORDINARY SHARE
AS DERIVED FROM THE AIM APPENDIX TO THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRIOR TO THE DAY THE PURCHASE IS MADE;
15.1.4. UNLESS PREVIOUSLY RENEWED, VARIED
OR REVOKED, THE AUTHORITY HEREBY CONFERRED
SHALL EXPIRE ON THE EARLIER OF 20 JUNE 2022
AND THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY; AND 15.1.5.
THE COMPANY MAY MAKE A CONTRACT OR
CONTRACTS TO PURCHASE ORDINARY SHARES UNDER
THIS AUTHORITY PRIOR TO THE EXPIRY OF SUCH
AUTHORITY WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH
AUTHORITY AND MAY MAKE A PURCHASE OF
ORDINARY SHARES IN PURSUANCE OF ANY SUCH
CONTRACT OR CONTRACTS
--------------------------------------------------------------------------------------------------------------------------
DATALOGIC SPA Agenda Number: 713868581
--------------------------------------------------------------------------------------------------------------------------
Security: T3480B123
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IT0004053440
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 534728 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt Against Against
DECEMBER 2020 OF DATALOGIC S.P.A. AND TO
INFORM ON CORPORATE GOVERNANCE; TO PRESENT
THE CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020. TO PRESENT THE CONSOLIDATED
NON-FINANCIAL STATEMENT AS PER LEGISLATIVE
DECREE 254/2016
O.2 RESOLUTIONS RELATING TO THE ALLOCATION OF Mgmt Against Against
THE RESULT FOR THE YEAR AS OF 31 DECEMBER
2020
O.3.1 TO APPOINT THE BOARD OF DIRECTORS: TO STATE Mgmt Against Against
THE DIRECTORS' NUMBER
O.3.2 TO APPOINT THE BOARD OF DIRECTORS: TO STATE Mgmt Against Against
THE TERM OF OFFICE OF THE BOARD OF
DIRECTORS
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 1 OF THE 2 SLATES AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU
O.331 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS: TO APPOINT THE BOARD MEMBERS:
LIST PRESENTED BY HYDRA S.P.A.,
REPRESENTING 64.84 PCT OF THE SHARE
CAPITAL. ROMANO VOLTA, VALENTINA VOLTA,
ANGELO MANARESI, CHIARA GIOVANNUCCI
ORLANDI, FILIPPO MARIA VOLTA, VERA NEGRI
ZAMAGNI, ANGELO BUSANI
O.332 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS: TO APPOINT THE BOARD MEMBERS:
LIST PRESENTED BY AMUNDI ASSET MANAGEMENT
SGR S.P.A.; ARCA FONDI SGR S.P.A.; EURIZON
CAPITAL SGR S.P.A; FIDEURAM ASSET
MANAGEMENT IRELAND; FIDEURAM INTESA
SANPAOLO PRIVATE BANKING ASSET MANAGEMENT
SGR S.P.A.; INTERFUND SICAV - INTERFUND
EQUITY ITALY; MEDIOLANUM INTERNATIONAL
FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE
ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI
SGR S.P.A.; PRAMERICA SGR S.P.A.
REPRESENTING TOGETHER 4.35061 PCT OF THE
SHARE CAPITAL. ROBERTO PISA, MARIA GRAZIA
FILIPPINI
O.3.4 TO APPOINT THE BOARD OF DIRECTORS: TO Mgmt Against Against
APPOINT THE CHAIRMAN OF THE BOARD OF
DIRECTORS
O.4 TO STATE THE ANNUAL EMOLUMENT OF THE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS AS PER
ART. 20 (COMPENSATION AND EXPENSE
REIMBURSEMENTS) OF THE BY LAW; RESOLUTIONS
RELATED THERETO
O.5.1 REPORT ON THE REWARDING POLICY AND Mgmt Against Against
EMOLUMENT PAID: TO APPROVE THE FIRST
SECTION (REWARDING POLICY 2021);
RESOLUTIONS RELATED THERETO
O.5.2 REPORT ON THE REWARDING POLICY AND Mgmt Against Against
EMOLUMENT PAID: NON-BINDING RESOLUTION ON
THE SECOND SECTION (EMOLUMENT FOR THE YEAR
2020); RESOLUTIONS RELATED THERETO
O.6 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt Against Against
OWN SHARES, UPON REVOCAKING, FOR THE PART
NOT YET EXECUTED, THE AUTHORIZATION
APPROVED BY THE SHAREHOLDERS' MEETING HELD
ON 4 JUNE 2020; RESOLUTIONS RELATED THERETO
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 714176840
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Arima, Koji Mgmt Against Against
1.2 Appoint a Director Shinohara, Yukihiro Mgmt For For
1.3 Appoint a Director Ito, Kenichiro Mgmt For For
1.4 Appoint a Director Matsui, Yasushi Mgmt For For
1.5 Appoint a Director Toyoda, Akio Mgmt For For
1.6 Appoint a Director George Olcott Mgmt For For
1.7 Appoint a Director Kushida, Shigeki Mgmt For For
1.8 Appoint a Director Mitsuya, Yuko Mgmt For For
2.1 Appoint a Corporate Auditor Kuwamura, Mgmt For For
Shingo
2.2 Appoint a Corporate Auditor Niwa, Motomi Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kitagawa, Hiromi
--------------------------------------------------------------------------------------------------------------------------
FABRINET Agenda Number: 935288399
--------------------------------------------------------------------------------------------------------------------------
Security: G3323L100
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: FN
ISIN: KYG3323L1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Seamus Grady Mgmt For For
Thomas F. Kelly Mgmt Withheld Against
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers ABAS Ltd. as
Fabrinet's independent registered public
accounting firm for the fiscal year ending
June 25, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation paid to Fabrinet's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 935395473
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynn Brubaker Mgmt For For
Jeroen van Rotterdam Mgmt For For
2. The ratification of Grant Thornton LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
3. Non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
HARMONIC DRIVE SYSTEMS INC. Agenda Number: 714242485
--------------------------------------------------------------------------------------------------------------------------
Security: J1886F103
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3765150002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ito, Mitsumasa Mgmt Against Against
2.2 Appoint a Director Nagai, Akira Mgmt Against Against
2.3 Appoint a Director Maruyama, Akira Mgmt Against Against
2.4 Appoint a Director Kamijo, Kazutoshi Mgmt Against Against
2.5 Appoint a Director Tanioka, Yoshihiro Mgmt Against Against
2.6 Appoint a Director Yoshida, Haruhiko Mgmt For For
2.7 Appoint a Director Sakai, Shinji Mgmt For For
2.8 Appoint a Director Nakamura, Masanobu Mgmt For For
2.9 Appoint a Director Fukuda, Yoshio Mgmt For For
3 Appoint a Corporate Auditor Yokoyama, Mgmt For For
Takumi
4 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Corporate Officers
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HUYA INC Agenda Number: 935354768
--------------------------------------------------------------------------------------------------------------------------
Security: 44852D108
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: HUYA
ISIN: US44852D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT Mr. Tsang Wah Kwong be re-elected and Mgmt For
appointed as a director of the Company,
effective from the closing of this AGM.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935278095
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 09-Nov-2020
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class Three Director for a Mgmt Against Against
three-year term to expire at the annual
meeting of the shareholders in 2023: Joseph
J. Corasanti
1B. Election of Class Three Director for a Mgmt For For
three-year term to expire at the annual
meeting of the shareholders in 2023:
Patricia Hatter
1C. Election of Class Three Director for a Mgmt Against Against
three-year term to expire at the annual
meeting of the shareholders in 2023: Marc
Y. E. Pelaez
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of the Company's named
executive officers for fiscal year 2020.
3. Approval of the Amendment and Restatement Mgmt Against Against
of the 2018 Omnibus Incentive Plan to add
shares.
4. Ratification of the Audit Committee's Mgmt Against Against
selection of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935442993
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Special
Meeting Date: 24-Jun-2021
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of shares Mgmt For For
of II-VI Incorporated's common stock, no
par value, pursuant to the terms of the
Agreement and Plan of Merger, dated as of
March 25, 2021, as may be amended from time
to time, by and among II-VI Incorporated, a
Pennsylvania corporation, Watson Merger Sub
Inc., a Delaware corporation and a wholly
owned subsidiary of II-VI Incorporated, and
Coherent, Inc., a Delaware corporation, in
the amounts necessary to complete the
merger contemplated thereby.
2. Proposal to adjourn II-VI Incorporated's Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, including to
solicit additional proxies in the event
there are not sufficient votes at the time
of II-VI Incorporated's special meeting to
approve the share issuance proposal
described above.
--------------------------------------------------------------------------------------------------------------------------
IROBOT CORPORATION Agenda Number: 935385268
--------------------------------------------------------------------------------------------------------------------------
Security: 462726100
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: IRBT
ISIN: US4627261005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for a Mgmt For For
three-year term: Colin M. Angle
1B. Election of Class I Director for a Mgmt For For
three-year term: Deborah G. Ellinger
1C. Election of Class I Director for a Mgmt For For
three-year term: Eva Manolis
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
3. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
eliminate supermajority voting
requirements.
4. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
declassify the Board of Directors.
5. To approve amendments to our amended and Mgmt For For
restated certificate of incorporation to
eliminate the prohibition on stockholders'
ability to call a special meeting.
6. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC. Agenda Number: 935276875
--------------------------------------------------------------------------------------------------------------------------
Security: 55024U109
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: LITE
ISIN: US55024U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Penelope A. Herscher Mgmt For For
1B. Election of Director: Harold L. Covert Mgmt For For
1C. Election of Director: Julia S. Johnson Mgmt For For
1D. Election of Director: Brian J. Lillie Mgmt Against Against
1E. Election of Director: Alan S. Lowe Mgmt For For
1F. Election of Director: Ian S. Small Mgmt Against Against
1G. Election of Director: Janet S. Wong Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 3, 2021.
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 714265255
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shibata,
Satoru
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Chris
Meledandri
--------------------------------------------------------------------------------------------------------------------------
NOVANTA INC. Agenda Number: 935400779
--------------------------------------------------------------------------------------------------------------------------
Security: 67000B104
Meeting Type: Annual and Special
Meeting Date: 13-May-2021
Ticker: NOVT
ISIN: CA67000B1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Lonny J. Carpenter Mgmt Abstain Against
1B Election of Director: Deborah DiSanzo Mgmt For For
1C Election of Director: Matthijs Glastra Mgmt For For
1D Election of Director: Brian D. King Mgmt For For
1E Election of Director: Ira J. Lamel Mgmt Abstain Against
1F Election of Director: Maxine L. Mauricio Mgmt For For
1G Election of Director: Katherine A. Owen Mgmt For For
1H Election of Director: Thomas N. Secor Mgmt For For
1I Election of Director: Frank A. Wilson Mgmt For For
2 Approval, on an advisory (non-binding) Mgmt For For
basis, of the Company's executive
compensation.
3 To approve the amended and restated Novanta Mgmt Against Against
Inc. 2010 Incentive Award Plan.
4 To appoint PricewaterhouseCoopers LLP as Mgmt Against Against
the Company's independent registered public
accounting firm to serve until the 2022
Annual Meeting of shareholders.
5 To confirm the Company's Amended and Mgmt For For
Restated By-Law Number 1.
6 To approve an amendment to the Company's Mgmt For For
articles to authorize blank check preferred
shares.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 935318558
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Benjamin Mgmt For For
Daniel Brennan Mgmt For For
Lloyd Carney Mgmt Withheld Against
Thomas Ebling Mgmt For For
Robert Finocchio Mgmt For For
Laura Kaiser Mgmt For For
Michal Katz Mgmt For For
Mark Laret Mgmt Withheld Against
Sanjay Vaswani Mgmt For For
2. To approve a non-binding advisory Mgmt For For
resolution regarding Executive
Compensation.
3. To ratify the appointment of BDO USA, LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
4. To approve a non-binding shareholder Shr For Against
proposal to require a shareholder right to
written consent.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 935445406
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Special
Meeting Date: 15-Jun-2021
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of April 11, 2021, by and among
Microsoft Corporation, Big Sky Merger Sub
Inc. ("Sub") and Nuance Communications,
Inc. (the "Company"), pursuant to which Sub
will merge with and into the Company (the
"Merger").
2. To approve, by means of a non-binding, Mgmt For For
advisory vote, compensation that will or
may become payable to the Company's named
executive officers in connection with the
Merger.
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX, INC. Agenda Number: 713626399
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085F100
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF INSIDE DIRECTOR: BAK JEONG HO Mgmt For For
3.1 ELECTION OF OUTSIDE DIRECTOR: SONG HO GEUN Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR: JO HYEON JAE Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: YUN TAE HWA
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
7 APPROVAL OF GRANT OF PORTION OF STOCK Mgmt For For
OPTION
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt Against Against
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935359516
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Michael A. Bradley
1B. Election of Director to serve for a one Mgmt Against Against
year term: Edwin J. Gillis
1C. Election of Director to serve for a one Mgmt Against Against
year term: Timothy E. Guertin
1D. Election of Director to serve for a one Mgmt For For
year term: Peter Herweck
1E. Election of Director to serve for a one Mgmt For For
year term: Mark E. Jagiela
1F. Election of Director to serve for a one Mgmt For For
year term: Mercedes Johnson
1G. Election of Director to serve for a one Mgmt For For
year term: Marilyn Matz
1H. Election of Director to serve for a one Mgmt Against Against
year term: Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Articles of Organization to lower the
voting requirement for shareholder approval
of mergers, share exchanges and substantial
sales of Company assets from a
super-majority to a simple majority.
4. To approve an amendment to the Company's Mgmt For For
Articles of Organization to permit
shareholders to act by a simple majority
written consent, rather than by unanimous
written consent.
5. To approve an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock that may be issued pursuant to the
plan by 3,000,000 shares.
6. To approve the 2006 Equity and Cash Mgmt For For
Compensation Incentive Plan, as amended, to
include, among other changes, a new total
annual compensation cap for non-employee
directors.
7. To ratify the selection of the firm of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt Against Against
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt Against Against
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr For Against
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
7. Stockholder proposal regarding additional Shr For Against
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935365393
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt Withheld Against
James C. Dalton Mgmt For For
Borje Ekholm Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt Withheld Against
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935414639
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt Withheld Against
David Helgason Mgmt For For
John Riccitiello Mgmt Withheld Against
2. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VISTEON CORPORATION Agenda Number: 935417724
--------------------------------------------------------------------------------------------------------------------------
Security: 92839U206
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: VC
ISIN: US92839U2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Barrese Mgmt For For
1B. Election of Director: Naomi M. Bergman Mgmt For For
1C. Election of Director: Jeffrey D. Jones Mgmt Against Against
1D. Election of Director: Sachin S. Lawande Mgmt For For
1E. Election of Director: Joanne M. Maguire Mgmt For For
1F. Election of Director: Robert J. Manzo Mgmt For For
1G. Election of Director: Francis M. Scricco Mgmt Against Against
1H. Election of Director: David L. Treadwell Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Provide advisory approval of the Company's Mgmt For For
executive compensation.
4. Approve the Company's Third Amended and Mgmt For For
Restated Certificate of Incorporation.
--------------------------------------------------------------------------------------------------------------------------
XPO LOGISTICS, INC. Agenda Number: 935409400
--------------------------------------------------------------------------------------------------------------------------
Security: 983793100
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: XPO
ISIN: US9837931008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brad Jacobs Mgmt Against Against
1.2 Election of Director: Gena Ashe Mgmt For For
1.3 Election of Director: Marlene Colucci Mgmt Against Against
1.4 Election of Director: AnnaMaria DeSalva Mgmt For For
1.5 Election of Director: Michael Jesselson Mgmt Against Against
1.6 Election of Director: Adrian Kingshott Mgmt For For
1.7 Election of Director: Jason Papastavrou Mgmt Against Against
1.8 Election of Director: Oren Shaffer Mgmt Against Against
2. Ratification of independent auditors for Mgmt For For
fiscal year 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Stockholder proposal regarding additional Shr Against For
disclosure of the company's political
activities.
5. Stockholder proposal regarding appointment Shr For Against
of independent chairman of the board.
6. Stockholder proposal regarding acceleration Shr For Against
of executive equity awards in the case of a
change of control.
--------------------------------------------------------------------------------------------------------------------------
YASKAWA ELECTRIC CORPORATION Agenda Number: 713993687
--------------------------------------------------------------------------------------------------------------------------
Security: J9690T102
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: JP3932000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsuda, Junji
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ogasawara,
Hiroshi
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Murakami,
Shuji
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Minami,
Yoshikatsu
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogawa,
Masahiro
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Morikawa,
Yasuhiko
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kato, Yuichiro
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakayama, Yuji
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tsukahata,
Koichi
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Akita, Yoshiki
2.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tsukamoto,
Hideo
2.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Koike,
Toshikazu
3 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors (Excluding
Directors who are Audit and Supervisory
Committee Members)
4 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors who are Audit
and Supervisory Committee Members
Innovator MSCI EAFE Power Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator MSCI EAFE Power Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator MSCI EAFE Power Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator MSCI Emerging Markets Power Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator MSCI Emerging Markets Power Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator MSCI Emerging Markets Power Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Nasdaq-100 Power Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Nasdaq-100 Power Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Nasdaq-100 Power Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Nasdaq-100 Power Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Russell 2000 Power Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Russell 2000 Power Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Russell 2000 Power Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Russell 2000 Power Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - August
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - December
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - February
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - June
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - March
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - May
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - November
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Buffer ETF - September
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - August
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - December
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - February
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - June
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - March
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - May
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - November
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Power Buffer ETF - September
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - August
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - December
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - February
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - June
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - March
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - May
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - November
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P 500 Ultra Buffer ETF - September
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Triple Stacker ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Triple Stacker ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated 9 Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated 9 Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated ETF - Quarterly
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated Plus ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated Plus ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Innovator ETFs Trust
By (Signature) /s/ H Bruce Bond
Name H Bruce Bond
Title President
Date 8/16/2021