UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22708
NAME OF REGISTRANT: Brown Advisory Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 901 South Bond Street
Suite 400
Baltimore, MD 21231
NAME AND ADDRESS OF AGENT FOR SERVICE: Paul J. Chew, President and
Principal Executive Officer
Brown Advisory Funds
901 South Bond Street, Suite
400
Baltimore, MD 21231
REGISTRANT'S TELEPHONE NUMBER: 410-537-5400
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Brown Advisory - Beutel Goodman Large-Cap Value Fund
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AMDOCS LIMITED Agenda Number: 935319409
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Security: G02602103
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: DOX
ISIN: GB0022569080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Minicucci Mgmt For For
1B. Election of Director: Adrian Gardner Mgmt For For
1C. Election of Director: James S. Kahan Mgmt For For
1D. Election of Director: Rafael de la Vega Mgmt For For
1E. Election of Director: Giora Yaron Mgmt For For
1F. Election of Director: Eli Gelman Mgmt For For
1G. Election of Director: Richard T.C. LeFave Mgmt For For
1H. Election of Director: John A. MacDonald Mgmt For For
1I. Election of Director: Shuky Sheffer Mgmt For For
1J. Election of Director: Yvette Kanouff Mgmt For For
2. To approve an increase in the dividend rate Mgmt For For
under our quarterly cash dividend program
from $0.3275 per share to $0.36 per share
(Proposal II).
3. To approve our Consolidated Financial Mgmt For For
Statements for the fiscal year ended
September 30, 2020 (Proposal III).
4. To ratify and approve the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2021, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of
such independent registered public
accounting firm in accordance with the
nature and extent of its services (Proposal
IV).
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AMERICAN EXPRESS COMPANY Agenda Number: 935357358
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Security: 025816109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AXP
ISIN: US0258161092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1O. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr Against For
written consent.
5. Shareholder proposal relating to annual Shr For Against
report on diversity.
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AMERIPRISE FINANCIAL, INC. Agenda Number: 935353728
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Security: 03076C106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: AMP
ISIN: US03076C1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021.
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AMERISOURCEBERGEN CORPORATION Agenda Number: 935328939
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Security: 03073E105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: ABC
ISIN: US03073E1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt For For
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt For For
1G. Election of Director: Kathleen W. Hyle Mgmt For For
1H. Election of Director: Michael J. Long Mgmt For For
1I. Election of Director: Henry W. McGee Mgmt Against Against
1J. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of named executive officers.
4. Stockholder proposal, if properly Shr For Against
presented, to adopt a policy that the Chair
of the Board be an Independent Director.
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AMGEN INC. Agenda Number: 935375382
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Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
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AUTOZONE, INC. Agenda Number: 935294520
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas H. Brooks Mgmt For For
1b. Election of Director: Linda A. Goodspeed Mgmt For For
1c. Election of Director: Earl G. Graves, Jr. Mgmt For For
1d. Election of Director: Enderson Guimaraes Mgmt For For
1e. Election of Director: Michael M. Calbert Mgmt For For
1f. Election of Director: D. Bryan Jordan Mgmt For For
1g. Election of Director: Gale V. King Mgmt For For
1h. Election of Director: George R. Mrkonic, Mgmt For For
Jr.
1i. Election of Director: William C. Rhodes, Mgmt For For
III
1j. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for the 2021 fiscal year.
3. Approval of advisory vote on executive Mgmt For For
compensation
4. Approval of Autozone, Inc. 2020 Omnibus Mgmt For For
Incentive Award Plan
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BIOGEN INC. Agenda Number: 935409032
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Security: 09062X103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BIIB
ISIN: US09062X1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Alexander J. Denner
1B. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Caroline D. Dorsa
1C. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Maria C. Freire
1D. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: William A. Hawkins
1E. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: William D. Jones
1F. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Nancy L. Leaming
1G. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Jesus B. Mantas
1H. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Richard C. Mulligan
1I. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Stelios Papadopoulos
1J. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Brian S. Posner
1K. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Eric K. Rowinsky
1L. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Stephen A. Sherwin
1M. Election of Director to serve for a Mgmt For For
one-year term extending until the 2022
annual meeting: Michel Vounatsos
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
4. To approve an amendment to Biogen's Amended Mgmt Against Against
and Restated Certificate of Incorporation,
as amended, to add a federal forum
selection provision.
5. Stockholder proposal requesting a report on Shr Against For
Biogen's lobbying activities.
6. Stockholder proposal requesting a report on Shr Against For
Biogen's gender pay gap.
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CAMPBELL SOUP COMPANY Agenda Number: 935279528
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CPB
ISIN: US1344291091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Fabiola R. Arredondo Mgmt For For
02 Election of Director: Howard M. Averill Mgmt For For
03 Election of Director: John P. (JP) Bilbrey Mgmt For For
04 Election of Director: Mark A. Clouse Mgmt For For
05 Election of Director: Bennett Dorrance Mgmt For For
06 Election of Director: Maria Teresa (Tessa) Mgmt For For
Hilado
07 Election of Director: Sarah Hofstetter Mgmt For For
08 Election of Director: Marc B. Lautenbach Mgmt For For
09 Election of Director: Mary Alice D. Malone Mgmt For For
10 Election of Director: Keith R. McLoughlin Mgmt For For
11 Election of Director: Kurt T. Schmidt Mgmt For For
12 Election of Director: Archbold D. van Mgmt For For
Beuren
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent registered public accounting
firm for fiscal 2021.
3. To vote on an advisory resolution to Mgmt For For
approve the fiscal 2020 compensation of our
named executive officers, commonly referred
to as "say on pay" vote.
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COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr For Against
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
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CUMMINS INC. Agenda Number: 935361662
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: CMI
ISIN: US2310211063
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt For For
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Carla A. Harris Mgmt For For
7) Election of Director: Robert K. Herdman Mgmt For For
8) Election of Director: Alexis M. Herman Mgmt For For
9) Election of Director: Thomas J. Lynch Mgmt For For
10) Election of Director: William I. Miller Mgmt For For
11) Election of Director: Georgia R. Nelson Mgmt For For
12) Election of Director: Kimberly A. Nelson Mgmt For For
13) Election of Director: Karen H. Quintos Mgmt For For
14) Advisory vote to approve the compensation Mgmt For For
of our named executive officers as
disclosed in the proxy statement.
15) Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our auditors
for 2021.
16) The shareholder proposal regarding Shr Against For
professional services allowance for our
named executive officers.
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EBAY INC. Agenda Number: 935418790
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: EBAY
ISIN: US2786421030
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony J. Bates Mgmt For For
1B. Election of Director: Adriane M. Brown Mgmt For For
1C. Election of Director: Diana Farrell Mgmt For For
1D. Election of Director: Logan D. Green Mgmt For For
1E. Election of Director: Bonnie S. Hammer Mgmt For For
1F. Election of Director: E. Carol Hayles Mgmt For For
1G. Election of Director: Jamie Iannone Mgmt For For
1H. Election of Director: Kathleen C. Mitic Mgmt For For
1I. Election of Director: Matthew J. Murphy Mgmt For For
1J. Election of Director: Paul S. Pressler Mgmt For For
1K. Election of Director: Mohak Shroff Mgmt For For
1L. Election of Director: Robert H. Swan Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Executive Compensation, if properly Shr Against For
presented.
5. Right to Act by Written Consent, if Shr Against For
properly presented.
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FLOWSERVE CORPORATION Agenda Number: 935382589
--------------------------------------------------------------------------------------------------------------------------
Security: 34354P105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: FLS
ISIN: US34354P1057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Scott Rowe Mgmt For For
1B. Election of Director: Sujeet Chand Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Gayla J. Delly Mgmt For For
1E. Election of Director: Roger L. Fix Mgmt For For
1F. Election of Director: John R. Friedery Mgmt For For
1G. Election of Director: John L. Garrison Mgmt For For
1H. Election of Director: Michael C. McMurray Mgmt For For
1I. Election of Director: David E. Roberts Mgmt For For
1J. Election of Director: Carlyn R. Taylor Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the
Company's independent auditor for 2021.
4. Management proposal to amend the Company's Mgmt For For
Restated Certificate of Incorporation to
delete Article Tenth regarding
supermajority approval of business
combinations with certain interested
parties.
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HARLEY-DAVIDSON, INC. Agenda Number: 935380484
--------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HOG
ISIN: US4128221086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Troy Alstead Mgmt For For
R. John Anderson Mgmt For For
Michael J. Cave Mgmt For For
James Farley, Jr. Mgmt For For
Allan Golston Mgmt For For
Sara L. Levinson Mgmt For For
N. Thomas Linebarger Mgmt For For
Maryrose T. Sylvester Mgmt For For
Jochen Zeitz Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of our Named Executive
Officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
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INGERSOLL RAND INC. Agenda Number: 935424490
--------------------------------------------------------------------------------------------------------------------------
Security: 45687V106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: IR
ISIN: US45687V1061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the amendment of Article VI of Mgmt For For
the Amended and Restated Certificate of
Ingersoll Rand Inc., as amended (the
"Certificate of Incorporation"), to
declassify the board of directors and to
provide for the immediate election of all
directors.
2. To approve the amendment of Article V of Mgmt For For
the Certificate of Incorporation to
eliminate the supermajority stockholder
vote required to amend, alter, repeal or
rescind provisions of the Certificate of
Incorporation and to make a corresponding
change to the title of such Article V.
3. To approve the amendment of Article V of Mgmt For For
the Certificate of Incorporation to
eliminate the supermajority stockholder
vote required for stockholders to amend,
alter, repeal or rescind, in whole or in
part, any provision of the Bylaws of the
Company or to adopt any provision
inconsistent therewith.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
5. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to our named
executive officers.
6. DIRECTOR
Peter M. Stavros* Mgmt For For
Kirk E. Arnold* Mgmt For For
Elizabeth Centoni* Mgmt For For
William P. Donnelly* Mgmt For For
Gary D. Forsee* Mgmt For For
John Humphrey* Mgmt For For
Marc E. Jones* Mgmt For For
Vicente Reynal* Mgmt For For
Joshua T. Weisenbeck* Mgmt For For
Tony L. White* Mgmt For For
Peter M. Stavros# Mgmt For For
Elizabeth Centoni# Mgmt For For
Gary D. Forsee# Mgmt For For
Tony L. White# Mgmt For For
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JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr Against For
6. Racial equity audit and report. Shr Against For
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr Against For
congruency report.
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KELLOGG COMPANY Agenda Number: 935348359
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: K
ISIN: US4878361082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director (term expires 2024): Mgmt For For
Carter Cast
1B. Election of Director (term expires 2024): Mgmt For For
Zack Gund
1C. Election of Director (term expires 2024): Mgmt For For
Don Knauss
1D. Election of Director (term expires 2024): Mgmt For For
Mike Schlotman
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Kellogg's
independent registered public accounting
firm for fiscal year 2021.
4. Management proposal to reduce supermajority Mgmt For For
vote requirements.
5. Shareowner proposal, if properly presented Shr For
at the meeting, to adopt shareowner right
to call a special meeting.
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KIMBERLY-CLARK CORPORATION Agenda Number: 935343272
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Culver Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of 2021 Equity Participation Plan. Mgmt For For
5. Approval of 2021 Outside Directors' Mgmt For For
Compensation Plan.
6. Reduce Ownership Threshold required to call Mgmt For For
a Special Meeting of Stockholders.
7. Stockholder Proposal Regarding Right to Act Shr Against For
by Written Consent.
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KLA CORPORATION Agenda Number: 935275176
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Edward Barnholt
1B. Election of Director for a one-year term: Mgmt For For
Robert Calderoni
1C. Election of Director for a one-year term: Mgmt For For
Jeneanne Hanley
1D. Election of Director for a one-year term: Mgmt For For
Emiko Higashi
1E. Election of Director for a one-year term: Mgmt For For
Kevin Kennedy
1F. Election of Director for a one-year term: Mgmt For For
Gary Moore
1G. Election of Director for a one-year term: Mgmt For For
Marie Myers
1H. Election of Director for a one-year term: Mgmt For For
Kiran Patel
1I. Election of Director for a one-year term: Mgmt For For
Victor Peng
1J. Election of Director for a one-year term: Mgmt For For
Robert Rango
1K. Election of Director for a one-year term: Mgmt For For
Richard Wallace
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly submitted at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
NORTONLIFELOCK INC. Agenda Number: 935251190
--------------------------------------------------------------------------------------------------------------------------
Security: 668771108
Meeting Type: Annual
Meeting Date: 08-Sep-2020
Ticker: NLOK
ISIN: US6687711084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sue Barsamian Mgmt For For
1B. Election of Director: Eric K. Brandt Mgmt For For
1C. Election of Director: Frank E. Dangeard Mgmt For For
1D. Election of Director: Nora M. Denzel Mgmt For For
1E. Election of Director: Peter A. Feld Mgmt For For
1F. Election of Director: Kenneth Y. Hao Mgmt For For
1G. Election of Director: David W. Humphrey Mgmt For For
1H. Election of Director: Vincent Pilette Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal regarding political Shr Against For
spending disclosure.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 935363666
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John D. Wren Mgmt For For
1.2 Election of Director: Mary C. Choksi Mgmt For For
1.3 Election of Director: Leonard S. Coleman, Mgmt For For
Jr.
1.4 Election of Director: Susan S. Denison Mgmt For For
1.5 Election of Director: Ronnie S. Hawkins Mgmt For For
1.6 Election of Director: Deborah J. Kissire Mgmt For For
1.7 Election of Director: Gracia C. Martore Mgmt For For
1.8 Election of Director: Linda Johnson Rice Mgmt For For
1.9 Election of Director: Valerie M. Williams Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
the 2021 fiscal year.
4. Approval of the Omnicom Group Inc. 2021 Mgmt For For
Incentive Award Plan.
5. Shareholder proposal regarding political Shr Against For
spending disclosure.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935274554
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt Withheld Against
Naomi O. Seligman Mgmt For For
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Approve the Oracle Corporation 2020 Equity Mgmt For For
Incentive Plan.
4. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
5. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
6. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 935278487
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 28-Oct-2020
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee C. Banks Mgmt For For
1B. Election of Director: Robert G. Bohn Mgmt For For
1C. Election of Director: Linda A. Harty Mgmt For For
1D. Election of Director: Kevin A. Lobo Mgmt For For
1E. Election of Director: Candy M. Obourn Mgmt For For
1F. Election of Director: Joseph Scaminace Mgmt For For
1G. Election of Director: Ake Svensson Mgmt For For
1H. Election of Director: Laura K. Thompson Mgmt For For
1I. Election of Director: James R. Verrier Mgmt For For
1J. Election of Director: James L. Wainscott Mgmt For For
1K. Election of Director: Thomas L. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 30, 2021.
3. Approval of, on a non-binding, advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 935339336
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: STEVEN A. DAVIS
1B. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MICHAEL W. LAMACH
1C. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MICHAEL T. NALLY
1D. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: GUILLERMO NOVO
1E. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MARTIN H. RICHENHAGEN
1F. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: CATHERINE R. SMITH
2. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS.
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
4. PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION AND
BYLAWS TO REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS.
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2021.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr For Against
REQUIRING AN INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 935428246
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carl A. Guarino Mgmt No vote
1B. Election of Director: Carmen V. Romeo Mgmt No vote
2. To approve, on an advisory basis, the Mgmt No vote
compensation of named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt No vote
independent registered public accountants
for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935327571
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt No vote
1B. Election of Director: Terrence R. Curtin Mgmt No vote
1C. Election of Director: Carol A. ("John") Mgmt No vote
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt No vote
1E. Election of Director: William A. Jeffrey Mgmt No vote
1F. Election of Director: David M. Kerko Mgmt No vote
1G. Election of Director: Thomas J. Lynch Mgmt No vote
1H. Election of Director: Heath A. Mitts Mgmt No vote
1I. Election of Director: Yong Nam Mgmt No vote
1J. Election of Director: Daniel J. Phelan Mgmt No vote
1K. Election of Director: Abhijit Y. Talwalkar Mgmt No vote
1L. Election of Director: Mark C. Trudeau Mgmt No vote
1M. Election of Director: Dawn C. Willoughby Mgmt No vote
1N. Election of Director: Laura H. Wright Mgmt No vote
2. To elect Thomas J. Lynch as the Chairman of Mgmt No vote
the Board of Directors
3A. To elect the member of the Management Mgmt No vote
Development and Compensation Committee:
Daniel J. Phelan
3B. To elect the member of the Management Mgmt No vote
Development and Compensation Committee:
Abhijit Y. Talwalkar
3C. To elect the member of the Management Mgmt No vote
Development and Compensation Committee:
Mark C. Trudeau
3D. To elect the member of the Management Mgmt No vote
Development and Compensation Committee:
Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt No vote
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting
5.1 To approve the 2020 Annual Report of TE Mgmt No vote
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the consolidated
financial statements for the fiscal year
ended September 25, 2020 and the Swiss
Compensation Report for the fiscal year
ended September 25, 2020)
5.2 To approve the statutory financial Mgmt No vote
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
5.3 To approve the consolidated financial Mgmt No vote
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
6. To release the members of the Board of Mgmt No vote
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Mgmt No vote
Connectivity's independent registered
public accounting firm for fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt No vote
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt No vote
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity
8. An advisory vote to approve named executive Mgmt No vote
officer compensation
9. A binding vote to approve fiscal year 2022 Mgmt No vote
maximum aggregate compensation amount for
executive management
10. A binding vote to approve fiscal year 2022 Mgmt No vote
maximum aggregate compensation amount for
the Board of Directors
11. To approve the carryforward of Mgmt No vote
unappropriated accumulated earnings at
September 25, 2020
12. To approve a dividend payment to Mgmt No vote
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in
the second fiscal quarter of 2022 pursuant
to the terms of the dividend resolution
13. To approve a reduction of share capital for Mgmt No vote
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
14. To approve the authorization of additional Mgmt No vote
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan
15. To approve the Amended and Restated TE Mgmt No vote
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code
16. To approve any adjournments or Mgmt No vote
postponements of the meeting
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935338144
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt Abstain Against
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Heath A. Mitts Mgmt Against Against
1I. Election of Director: Yong Nam Mgmt For For
1J. Election of Director: Daniel J. Phelan Mgmt For For
1K. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1L. Election of Director: Mark C. Trudeau Mgmt For For
1M. Election of Director: Dawn C. Willoughby Mgmt For For
1N. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors
3A. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Daniel J. Phelan
3B. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Abhijit Y. Talwalkar
3C. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Mark C. Trudeau
3D. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting
5.1 To approve the 2020 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the consolidated
financial statements for the fiscal year
ended September 25, 2020 and the Swiss
Compensation Report for the fiscal year
ended September 25, 2020)
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
executive management
10. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 25, 2020
12. To approve a dividend payment to Mgmt For For
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in
the second fiscal quarter of 2022 pursuant
to the terms of the dividend resolution
13. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
14. To approve the authorization of additional Mgmt For For
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan
15. To approve the Amended and Restated TE Mgmt For For
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code
16. To approve any adjournments or Mgmt For For
postponements of the meeting
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 935373516
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linda Harty Mgmt For For
Brian Hehir Mgmt For For
Michael Howell Mgmt For For
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2020
named executive officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
Brown Advisory - WMC Strategic European Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ALFA LAVAL AB Agenda Number: 713725313
--------------------------------------------------------------------------------------------------------------------------
Security: W04008152
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0000695876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF THE CHAIRMAN FOR THE GENERAL Non-Voting
MEETING: DENNIS JONSSON
2 ELECTION OF PERSON TO ATTEST THE MINUTES: Non-Voting
ADVOKAT ANNIKA BOSTROM
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA FOR THE GENERAL Non-Voting
MEETING
5 DETERMINATION WHETHER THE GENERAL MEETING Non-Voting
HAS BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT, AS WELL AS THE
CONSOLIDATED ANNUAL REPORT AND THE
AUDITOR'S REPORT FOR THE GROUP, AND THE
AUDITOR'S REPORT REGARDING COMPLIANCE WITH
THE EXECUTIVE REMUNERATION POLICY ADOPTED
AT THE 2020 ANNUAL GENERAL MEETING
7.a ADOPTION OF THE INCOME STATEMENT AND THE Mgmt For For
BALANCE SHEET AS WELL AS THE CONSOLIDATED
INCOME STATEMENT AND THE CONSOLIDATED
BALANCE SHEET
7.b RESOLUTION REGARDING ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS
PROPOSES A DISTRIBUTION OF PROFITS IN AN
AMOUNT OF SEK 5,50 PER SHARE FOR 2020.
THURSDAY 29 APRIL 2021 IS PROPOSED AS
RECORD DATE FOR THE RIGHT TO RECEIVE
DIVIDEND
7.c.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR CEO TOM ERIXON
7.c.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER AND CHAIRMAN OF
THE BOARD DENNIS JONSSON
7.c.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER MARIA MORAEUS
HANSSEN
7.c.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER HENRIK LANGE
7.c.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER RAY MAURITSSON
7.c.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER HELENE MELLQUIST
7.c.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER FINN RAUSING
7.c.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER JORN RAUSING
7.c.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER ULF WIINBERG
7.c10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR FORMER BOARD MEMBER AND
CHAIRMAN OF THE BOARD ANDERS NARVINGER
7.c11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR FORMER BOARD MEMBER ANNA
OHLSSON-LEIJON
7.c12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE BROR
GARCIA LANTZ
7.C13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE
SUSANNE JONSSON
7.c14 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE
HENRIK NIELSEN
7.c15 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE LEIF NORKVIST
7.c16 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE STEFAN SANDELL
7.c17 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE JOHNNY HULTHEN
8 PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR APPROVAL
9.1 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND DEPUTY MEMBERS:
THE NOMINATION COMMITTEE PROPOSES THAT THE
NUMBER OF MEMBERS OF THE BOARD OF
DIRECTORS, WHO ARE ELECTED BY THE GENERAL
MEETING, SHALL BE NINE ELECTED MEMBERS AND
NO DEPUTY MEMBERS
9.2 DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS: THE NOMINATION COMMITTEE
PROPOSES THAT BOTH THE NUMBER OF AUDITORS
AND THE NUMBER OF DEPUTY AUDITORS SHALL BE
TWO
10.1 DETERMINATION OF THE COMPENSATION TO THE Mgmt For For
BOARD OF DIRECTORS IN ACCORDANCE WITH THE
NOMINATION COMMITTEE'S PROPOSAL
10.2 DETERMINATION OF THE ADDITIONAL Mgmt For For
COMPENSATION TO MEMBERS OF THE BOARD WHO
ALSO HOLDS A POSITION AS CHAIRMAN OR MEMBER
OF THE AUDIT COMMITTEE OR THE REMUNERATION
COMMITTEE IN ACCORDANCE WITH THE NOMINATION
COMMITTEE'S PROPOSAL
10.3 DETERMINATION OF THE COMPENSATION TO THE Mgmt For For
AUDITORS AS PROPOSED BY THE NOMINATION
COMMITTEE
11.1 RE-ELECTION OF MARIA MORAEUS HANSSEN AS Mgmt For For
BOARD MEMBER
11.2 RE-ELECTION OF DENNIS JONSSON AS BOARD Mgmt For For
MEMBER
11.3 RE-ELECTION OF HENRIK LANGE AS BOARD MEMBER Mgmt For For
11.4 RE-ELECTION OF RAY MAURITSSON AS BOARD Mgmt For For
MEMBER
11.5 RE-ELECTION OF HELENE MELLQUIST AS BOARD Mgmt For For
MEMBER
11.6 RE-ELECTION OF FINN RAUSING AS BOARD MEMBER Mgmt For For
11.7 RE-ELECTION OF JORN RAUSING AS BOARD MEMBER Mgmt For For
11.8 RE-ELECTION OF ULF WIINBERG AS BOARD MEMBER Mgmt For For
11.9 ELECTION OF LILIAN FOSSUM BINER AS BOARD Mgmt For For
MEMBER
11.10 RE-APPOINTMENT OF DENNIS JONSSON AS Mgmt For For
CHAIRMAN OF THE BOARD
11.11 RE-ELECTION OF STAFFAN LANDEN AS AUDITOR Mgmt For For
11.12 RE-ELECTION OF KAROLINE TEDEVALL AS AUDITOR Mgmt For For
11.13 RE-ELECTION OF HENRIK JONZEN AS DEPUTY Mgmt For For
AUDITOR
11.14 RE-ELECTION OF ANDREAS MAST AS DEPUTY Mgmt For For
AUDITOR
12 RESOLUTION ON AMENDMENT OF EXECUTIVE Mgmt For For
REMUNERATION POLICY FOR COMPENSATION TO
EXECUTIVE OFFICERS
13 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO PURCHASE SHARES IN THE
COMPANY
14 RESOLUTION TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 10
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 29 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR
RESOLUTION 7 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 29 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
ALK-ABELLO A/S Agenda Number: 713621870
--------------------------------------------------------------------------------------------------------------------------
Security: K03294111
Meeting Type: AGM
Meeting Date: 18-Mar-2021
Ticker:
ISIN: DK0060027142
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A, 7.A, 8.A TO 8.E AND
9. THANK YOU.
1 REPORT ON THE ACTIVITIES OF THE COMPANY Non-Voting
2 APPROVAL OF THE ANNUAL REPORT 2020 AND Mgmt For For
RESOLUTION TO DISCHARGE THE BOARD OF
DIRECTORS AND THE BOARD OF MANAGEMENT FROM
THEIR OBLIGATIONS
3 RESOLUTION ON THE ALLOCATION OF PROFITS: AS Mgmt For For
STATED IN THE APPROVED ANNUAL REPORT AND IN
LINE WITH THE COMPANY'S GROWTH STRATEGY,
THE BOARD OF DIRECTORS PROPOSES THAT THE
GENERAL MEETING ADOPTS A RESOLUTION NOT TO
DISTRIBUTE ANY ORDINARY DIVIDEND
4 ADOPTION OF THE REMUNERATION REPORT FOR Mgmt For For
2020
5 ADOPTION OF THE REMUNERATION TO THE BOARD Mgmt For For
OF DIRECTORS FOR THE PRESENT YEAR
6.A RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: ANDERS HEDEGAARD
7.A RE-ELECTION OF THE VICE CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: LENE SKOLE
8.A RE-ELECTION OF OTHER MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: LARS HOLMQVIST
8.B RE-ELECTION OF OTHER MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JAKOB RIIS
8.C RE-ELECTION OF OTHER MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: VINCENT WARNERY
8.D NEW ELECTION OF OTHER MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: GITTE AABO
8.E NEW ELECTION OF OTHER MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS: BERTIL LINDMARK
9 RE-APPOINTMENT OF PWC STATSAUTORISERET Mgmt For For
REVISIONSPARTNERSELSKAB AS AUDITOR
10.A AUTHORISATION TO HOLD FULLY ELECTRONIC Mgmt For For
GENERAL MEETINGS
10.B PREPARATION ETC. OF CORPORATE ANNOUNCEMENTS Mgmt For For
AND DOCUMENTS FOR INTERNAL USE BY THE
GENERAL MEETING IN ENGLISH
10.C INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For
AND BOARD OF MANAGEMENT
10.D UPDATE OF THE REMUNERATION POLICY Mgmt For For
10.E AUTHORISATION TO THE CHAIRMAN OF THE Mgmt For For
MEETING
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ALMIRALL SA Agenda Number: 712915202
--------------------------------------------------------------------------------------------------------------------------
Security: E0459H111
Meeting Type: OGM
Meeting Date: 24-Jul-2020
Ticker:
ISIN: ES0157097017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVIEW AND APPROVE, AS THE CASE MAY BE, THE Mgmt For For
ANNUAL ACCOUNTS AND MANAGEMENT REPORT OF
ALMIRALL, S.A., FOR THE FISCAL YEAR 2019
2 REVIEW AND APPROVE, AS THE CASE MAY BE, THE Mgmt For For
CONSOLIDATED ANNUAL ACCOUNTS OF ALMIRALL,
S.A. GROUP FOR THE FISCAL YEAR 2019, AND
THE CORRESPONDING MANAGEMENT REPORT
3 REVIEW AND APPROVE, AS THE CASE MAY BE, THE Mgmt For For
COMPANY MANAGEMENT FOR THE FISCAL YEAR 2019
4 APPLICATION OF 2019 PROFITS Mgmt For For
5 DISTRIBUTION OF A DIVIDEND TO BE CHARGED Mgmt For For
AGAINST RETAINED CASH
6 INCREASE THE SHARE CAPITAL FOR AN AMOUNT Mgmt For For
THAT WILL BE SET UNDER THE TERMS OF THE
AGREEMENT, THROUGH THE ISSUE OF NEW
ORDINARY SHARES WITH NOMINAL VALUE OF 0.12
EUROS EACH, WITH NO SHARE PREMIUM, OF THE
SAME CLASS AND SERIES AS THE ONES CURRENTLY
OUTSTANDING, BY CHARGING THE VOLUNTARY
RESERVES FROM NON-DISTRIBUTED EARNINGS.
FULL SUBSCRIPTION NOT REQUIRED. DELEGATE
POWERS TO THE BOARD TO SET THOSE TERMS AND
CONDITIONS FOR THE CAPITAL INCREASE THAT
ARE NOT ESTABLISHED BY THE GENERAL MEETING,
TO TAKE ANY NECESSARY ACTIONS FOR ITS
EXECUTION, TO RESTATE ARTICLE 5 OF THE
ARTICLES OF ASSOCIATION IN ORDER TO BRING
IT INTO LINE WITH THE NEW CORPORATE CAPITAL
AMOUNT AND TO EXECUTE ANY NECESSARY PUBLIC
OR PRIVATE INSTRUMENTS RELATED TO THE
INCREASE. REQUEST THE LISTING OF THE NEW
SHARES IN THE STOCK EXCHANGES OF MADRID,
BARCELONA, BILBAO AND VALENCIA, AND THEIR
TRADING THROUGH THE STOCK EXCHANGE LINKING
SERVICE, SISTEMA DE INTERCONEXION BURSATIL
OR MERCADO CONTINUO, IN THE FORM THAT MAY
BE REQUIRED
7 ANNUAL REPORT ON THE DIRECTORS Mgmt For For
REMUNERATION, TO BE VOTED ON FOR
CONSULTATIVE PURPOSES
8 SET THE NUMBER OF DIRECTORS AT 12 Mgmt For For
9 REAPPOINTMENT OF DON SETH ORLOW AS DIRECTOR Mgmt For For
10 APPOINTMENT OF DONA ALEXANDRA B. KIMBALL AS Mgmt For For
DIRECTOR
11 APPOINTMENT OF DONA EVA LOTTA COULTER AS Mgmt For For
DIRECTOR
12 APPOINTMENT OF AUDITORS OF ALMIRALL, S.A: Mgmt For For
PRICEWATERHOUSECOOPERS
13 APPOINTMENT OF AUDITORS OF THE CONSOLIDATED Mgmt For For
GROUP TO WHICH ALMIRALL, S.A. IS THE PARENT
COMPANY
14.1 AMEND ARTICLE 42, ABOUT BOARD COMMITTEES Mgmt For For
14.2 AMEND ARTICLE 47, ABOUT THE AUDIT COMMITTEE Mgmt For For
14.3 ARTICLE 47A, ABOUT THE APPOINTMENT AND Mgmt For For
REMUNERATION COMMITTEE
14.4 ADD A NEW ARTICLE 47B IN THE ARTICLES OF Mgmt For For
ASSOCIATION, ABOUT THE DERMATOLOGY
COMMITTEE
15 GRANT TO THE BOARD OF DIRECTORS THE Mgmt For For
AUTHORITY TO DEVELOP, CONSTRUE, RECTIFY,
SUPPLEMENT AND EXECUTE THE RESOLUTIONS
ADOPTED BY THE GENERAL MEETING
16 INFORMATION ON PARTIAL MODIFICATION OF THE Non-Voting
REGULATIONS OF THE BOARD OF DIRECTORS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 25 JUL 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ALMIRALL SA Agenda Number: 713619077
--------------------------------------------------------------------------------------------------------------------------
Security: E0459H111
Meeting Type: OGM
Meeting Date: 07-May-2021
Ticker:
ISIN: ES0157097017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 08 MAY 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF INDIVIDUAL ANNUAL ACCOUNTS AND Mgmt For For
MANAGEMENT REPORT
2 APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS Mgmt For For
AND MANAGEMENT REPORT
3 APPROVAL OF THE NON FINANCIAL INFORMATION Mgmt For For
REPORT
4 APPROVAL OF THE SOCIAL MANAGEMENT Mgmt For For
5 ALLOCAITON OF RESULTS Mgmt For For
6 DIVIDEND DISTRIBUTION CHARGED TO RESERVES Mgmt For For
7 APPROVAL OF A CAPITAL INCREASE Mgmt For For
8 ADVISORY VOTE REGARDING THE ANNUAL Mgmt Against Against
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
9 REELECTION OF MR JORGE GALLARDO BALLART AS Mgmt For For
DIRECTOR
10 REELECTION OF SIR TOM MCKILLOP AS DIRECTOR Mgmt For For
11 REELECTION OF MR GERHARD MAYR AS DIRECTOR Mgmt For For
12 REELECTION OF MSKARIN DORREPAAL AS DIRECTOR Mgmt For For
13 REELECTION OF MS GEORGIA GARINOIS Mgmt For For
MELENIKIOTOU AS DIRECTOR
14 REELECTION OF MR SETH ORLOW AS DIRECTOR Mgmt For For
15 REELECTION OF MR ENRIGQUE DE LEY VA PEREZ Mgmt For For
AS DIRECTOR
16 REELECTION OF MS ALESANDRA B. KI MBALL AS Mgmt For For
DIRECTOR
17 REELECTION OF MS EVA LOTTA COULTER AS Mgmt For For
DIRECTOR
18 REELECTION OF MR ANTONIO GALLAR DO Mgmt For For
TORREDEDIA AS DIRECTOR
19 REELECTION OF MR CARLOS GALLARDO PIQUE AS Mgmt For For
DIRECTOR
20 REELECTION OF MR GIANFRANCO NAZZI AS Mgmt For For
DIRECTOR
21 APPOINTMENT OF AUDITORS: KPMG AUDITORES Mgmt For For
22 APPOINTMENT OF AUDITORS FOR THE Mgmt For For
CONSOLIDATED GROUP: KPMG AUDITORES
23 AMENDMENT OF THE BYLAWS ART 47 Mgmt For For
24 AMENDMENT OF THE BYLAWS ART 29 Mgmt For For
25 AMENDMENT OF ARTICLE 10 OF THE REGULATION Mgmt For For
OF THE GENERAL MEETING
26 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
27 INFORMATION ABOUT THE AMENDMENTS OF THE Non-Voting
REGULATION OF THE BOARD OF DIRECTORS
CMMT 04 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAMES IN
RESOLUTIONS 21 AND 22. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALMIRALL SA Agenda Number: 714132913
--------------------------------------------------------------------------------------------------------------------------
Security: E0459H111
Meeting Type: EGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: ES0157097017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 19 JUN 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 FIX NUMBER OF DIRECTORS AT 13 Mgmt For For
2 ELECT RUUD DOBBER AS DIRECTOR Mgmt For For
3 AMEND ARTICLE 29 RE: RIGHT TO ATTENDANCE Mgmt For For
4 AMEND ARTICLE 10 OF GENERAL MEETING Mgmt For For
REGULATIONS RE: RIGHT TO ATTENDANCE
5 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMUNDI SA Agenda Number: 713815340
--------------------------------------------------------------------------------------------------------------------------
Security: F0300Q103
Meeting Type: MIX
Meeting Date: 10-May-2021
Ticker:
ISIN: FR0004125920
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 23 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101114-49 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND PAYMENT OF THE DIVIDEND
4 APPROVAL OF THE AGREEMENTS SUBJECT TO THE Mgmt For For
PROVISIONS OF ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE INCLUDED IN THE
CORPORATE GOVERNANCE REPORT
6 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020, OR AWARDED
IN RESPECT OF THE SAME FINANCIAL YEAR, TO
MR. YVES PERRIER, CHIEF EXECUTIVE OFFICER
7 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR 2021,
PURSUANT TO SECTION II OF ARTICLE L.
22-10-8 OF THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER, FOR THE PERIOD
FROM 1ST JANUARY 2021 TO 10 MAY 2021
INCLUSIVE, PURSUANT TO SECTION II OF
ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL
CODE
9 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER, FOR THE PERIOD
FROM 11 MAY 2021 TO 31 DECEMBER 2021
INCLUSIVE, PURSUANT TO SECTION II OF
ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL
CODE
10 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE
PERIOD FROM 1ST JANUARY 2021 TO 10 MAY 2021
INCLUSIVE, PURSUANT TO SECTION II OF
ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL
CODE
11 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE
PERIOD FROM 11 MAY 2021 TO 31 DECEMBER 2021
INCLUSIVE, PURSUANT TO SECTION II OF
ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL
CODE
12 OPINION ON THE OVERALL REMUNERATION PACKAGE Mgmt For For
PAID, DURING THE PAST FINANCIAL YEAR TO
EFFECTIVE MANAGERS PURSUANT TO ARTICLE L.
511-13 OF THE FRENCH MONETARY AND FINANCIAL
CODE AND TO IDENTIFIED CATEGORIES OF STAFF
PURSUANT TO ARTICLE L. 511-71 OF THE FRENCH
MONETARY AND FINANCIAL CODE
13 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt For For
MICHELE GUIBERT AS DIRECTOR, AS A
REPLACEMENT FOR MRS. RENEE TALAMONA, WHO
RESIGNED
14 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MICHELE GUIBERT AS DIRECTOR
15 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
WILLIAM KADOUCH-CHASSAING AS DIRECTOR
16 RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL Mgmt Against Against
MATHIEU AS DIRECTOR
17 NON-RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
HENRI BUECHER AS DIRECTOR
18 APPOINTMENT OF MR. PATRICE GENTIE AS Mgmt For For
DIRECTOR
19 NON-RENEWAL OF ERNST & YOUNG ET AUTRES FIRM Mgmt For For
AS PRINCIPAL CO-STATUTORY AUDITOR
20 APPOINTMENT OF MAZARS FIRM AS A NEW Mgmt For For
PRINCIPAL CO-STATUTORY AUDITOR
21 NON-RENEWAL OF PICARLE ET ASSOCIES FIRM AS Mgmt For For
DEPUTY STATUTORY AUDITOR
22 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE CAPITAL OF THE COMPANY OR OF
ANOTHER COMPANY BY ISSUING SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL IMMEDIATELY OR IN THE FUTURE,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
24 POSSIBILITY OF ISSUING SHARES AND/OR Mgmt For For
TRANSFERABLE SECURITIES GRANTING IMMEDIATE
OR FUTURE ACCESS TO SHARES TO BE ISSUED BY
THE COMPANY AS CONSIDERATION FOR
CONTRIBUTIONS IN KIND CONSISTING OF EQUITY
SECURITIES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO PROCEED
WITH CAPITAL INCREASES BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE
FUTURE RESERVED FOR MEMBERS OF SAVINGS
PLANS, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
26 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH
ALLOCATIONS OF EXISTING PERFORMANCE SHARES
OR PERFORMANCE SHARES TO BE ISSUED IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE GROUP OR SOME OF THEM
27 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
28 AMENDMENT TO ARTICLE 19 OF THE BY-LAWS Mgmt For For
29 AMENDMENT TO THE BY-LAWS IN ORDER TO Mgmt For For
ACKNOWLEDGE THE RENUMBERING OF THE FRENCH
COMMERCIAL CODE RESULTING FROM ORDER NO.
2020-1142 OF 16 SEPTEMBER 2020 CREATING, AS
PART OF THE FRENCH COMMERCIAL CODE, A
CHAPTER RELATING TO COMPANIES WHOSE
SECURITIES ARE ADMITTED TO TRADING ON A
REGULATED MARKET OR ON A MULTILATERAL
TRADING FACILITY
30 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 713258172
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: EGM
Meeting Date: 24-Nov-2020
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: JOHAN Non-Voting
AHLGREN
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO CHECK THE Non-Voting
MINUTES: AXEL MARTENSSON (MELKER SCHORLING
AB) AND MARIANNE NILSSON (SWEDBANK ROBUR
FONDER)
6 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 RESOLUTION ON DIVIDEND: SEK 1.85 PER SHARE Mgmt For For
8 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 713725337
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: LARS RENSTROM
2 ELECTION OF TWO PERSONS TO CHECK THE ANNUAL Non-Voting
GENERAL MEETING MINUTES: JOHAN HJERTONSSON
(INVESTMENT AB LATOUR), LISELOTT LEDIN
(ALECTA)
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF A) THE ANNUAL REPORT AND Non-Voting
THE AUDIT REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT
FOR THE GROUP, AND B) THE AUDITOR'S
STATEMENT REGARDING WHETHER THE GUIDELINES
FOR REMUNERATION TO SENIOR EXECUTIVES
ADOPTED ON THE PREVIOUS ANNUAL GENERAL
MEETING HAVE BEEN COMPLIED WITH
7.A RESOLUTION REGARDING ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED STATEMENT OF
INCOME AND THE CONSOLIDATED BALANCE SHEET
7.B RESOLUTION REGARDING DISPOSITIONS OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: SEK 3.90 PER SHARE
7.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: LARS RENSTROM
(CHAIRMAN OF THE BOARD)
7.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: CARL DOUGLAS (VICE
CHAIRMAN OF THE BOARD)
7.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: EVA KARLSSON (BOARD
MEMBER)
7.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: BIRGITTA KLASEN
(BOARD MEMBER)
7.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: LENA OLVING (BOARD
MEMBER)
7.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: SOFIA SCHORLING
HOGBERG (BOARD MEMBER)
7.C.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: JAN SVENSSON (BOARD
MEMBER)
7.C.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: JOAKIM WEIDEMANIS
(BOARD MEMBER)
7.C.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: RUNE HJALM (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
7.C10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: MATS PERSSON (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
7.C11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: BJARNE JOHANSSON
(DEPUTY BOARD MEMBER, EMPLOYEE
REPRESENTATIVE)
7.C12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: NADJA WIKSTROM
(DEPUTY BOARD MEMBER, EMPLOYEE
REPRESENTATIVE)
7.C13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: NICO DELVAUX (CEO)
8 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT
9.A DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS
9.B DETERMINATION OF FEES TO THE AUDITOR Mgmt For For
10 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS AND VICE
CHAIRMAN OF THE BOARD OF DIRECTORS:
RE-ELECTION OF LARS RENSTROM, CARL DOUGLAS,
EVA KARLSSON, LENA OLVING, SOFIA SCHORLING
HOGBERG AND JOAKIM WEIDEMANIS AS MEMBERS OF
THE BOARD OF DIRECTORS. BIRGITTA KLASEN AND
JAN SVENSSON HAVE DECLINED RE-ELECTION.
ELECTION OF JOHAN HJERTONSSON AND SUSANNE
PAHLEN AKLUNDH AS NEW MEMBERS OF THE BOARD
OF DIRECTORS. RE-ELECTION OF LARS RENSTROM
AS CHAIRMAN OF THE BOARD OF DIRECTORS AND
CARL DOUGLAS AS VICE CHAIRMAN
11 ELECTION OF AUDITOR: RE-ELECTION OF THE Mgmt For For
REGISTERED AUDIT FIRM ERNST & YOUNG AB AS
AUDITOR FOR THE TIME PERIOD UNTIL THE END
OF THE ANNUAL GENERAL MEETING 2022, IN
ACCORDANCE WITH THE AUDIT COMMITTEE'S
RECOMMENDATION. ERNST & YOUNG AB HAS
NOTIFIED THAT, PROVIDED THAT THE NOMINATION
COMMITTEE'S PROPOSAL IS ADOPTED BY THE
ANNUAL GENERAL MEETING, AUTHORIZED PUBLIC
ACCOUNTANT HAMISH MABON WILL REMAIN
APPOINTED AS AUDITOR IN CHARGE
12 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For
REPORT
13 RESOLUTION REGARDING AUTHORIZATION TO Mgmt For For
REPURCHASE AND TRANSFER SERIES B SHARES IN
THE COMPANY
14 RESOLUTION REGARDING LONG-TERM INCENTIVE Mgmt For For
PROGRAM
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713747648
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITOR AND
THE STRATEGIC REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO CONFIRM DIVIDENDS Mgmt For For
3 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
4 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
5A TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: LEIF JOHANSSON
5B TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PASCAL SORIOT
5C TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARC DUNOYER
5D TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PHILIP BROADLEY
5E TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: EUAN ASHLEY
5F TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MICHEL DEMARE
5G TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: DEBORAH DISANZO
5H TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: DIANA LAYFIELD
5I TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: SHERI MCCOY
5J TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: TONY MOK
5K TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: NAZNEEN RAHMAN
5L TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARCUS WALLENBERG
6 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE YEAR ENDED 31 DECEMBER
2020
7 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
8 TO AUTHORISE LIMITED POLITICAL DONATIONS Mgmt For For
9 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
10 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
11 TO AUTHORISE THE DIRECTORS TO FURTHER Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR
ACQUISITIONS AND SPECIFIED CAPITAL
INVESTMENTS
12 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
13 TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt Against Against
MEETINGS
14 TO AMEND THE RULES OF THE PERFORMANCE SHARE Mgmt For For
PLAN 2020
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713898495
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: OGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED ACQUISITION BY THE COMPANY OF Mgmt For For
ALEXION PHARMACEUTICALS INC
CMMT 23 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BEAZLEY PLC Agenda Number: 713634651
--------------------------------------------------------------------------------------------------------------------------
Security: G0936K107
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: GB00BYQ0JC66
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH
THE DIRECTORS REPORT AND AUDITORS REPORT
THEREON
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT ADRIAN COX AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-ELECT NICOLA HODSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT ANDREW HORTON AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT SALLY LAKE AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO RE-ELECT CHRISTINE LASALA AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT JOHN REIZENSTEIN AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT DAVID ROBERTS AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT ROBERT STUCHBERY AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-ELECT CATHERINE WOODS AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 TO ELECT PIERRE-OLIVIER DESAULLE AS A NEW Mgmt For For
DIRECTOR OF THE COMPANY
13 TO RE-APPOINT EY AS AUDITORS OF THE COMPANY Mgmt For For
14 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE AUDITORS REMUNERATION
15 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
16 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ORDINARY SHARES
18 TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY
19 TO ALLOW THE COMPANY TO HOLD GENERAL Mgmt Against Against
MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS
ON NOT LESS THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
BEIERSDORF AG Agenda Number: 713616639
--------------------------------------------------------------------------------------------------------------------------
Security: D08792109
Meeting Type: AGM
Meeting Date: 01-Apr-2021
Ticker:
ISIN: DE0005200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.70 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt Against Against
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG SE Agenda Number: 714036399
--------------------------------------------------------------------------------------------------------------------------
Security: D12459117
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
MANAGEMENT BOARD
7.1 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7.2 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
CMMT 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BUNZL PLC Agenda Number: 713704080
--------------------------------------------------------------------------------------------------------------------------
Security: G16968110
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: GB00B0744B38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE ACCOUNTS FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2020 TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND
AUDITORS
2 TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND Mgmt For For
OF 38.3P PER ORDINARY SHARE
3 TO RE-APPOINT PETER VENTRESS AS A DIRECTOR Mgmt For For
4 TO RE-APPOINT FRANK VAN ZANTEN AS A Mgmt For For
DIRECTOR
5 TO RE-APPOINT RICHARD HOWES AS A DIRECTOR Mgmt For For
6 TO RE-APPOINT VANDA MURRAY AS A DIRECTOR Mgmt For For
7 TO RE-APPOINT LLOYD PITCHFORD AS A DIRECTOR Mgmt For For
8 TO RE-APPOINT STEPHAN NANNINGA AS A Mgmt For For
DIRECTOR
9 TO APPOINT VIN MURRIA AS A DIRECTOR Mgmt For For
10 TO APPOINT MARIA FERNANDA MEJIA AS A Mgmt For For
DIRECTOR
11 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS TO HOLD OFFICE FROM THE CONCLUSION
OF THIS YEAR'S AGM UNTIL THE CONCLUSION OF
THE NEXT GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY
12 TO AUTHORISE THE DIRECTORS, ACTING THROUGH Mgmt For For
THE AUDIT COMMITTEE, TO DETERMINE THE
REMUNERATION OF THE AUDITORS
13 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY AS SET OUT ON PAGES 119 TO 127
(INCLUSIVE) OF THE ANNUAL REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
14 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT AS SET OUT ON PAGES 114 TO 139
(INCLUSIVE) (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY AS SET OUT ON PAGES 119
TO 127 (INCLUSIVE)) OF THE ANNUAL REPORT
FOR THE YEAR ENDED 31 DECEMBER 2020
15 APPROVAL OF POLICY RELATED AMENDMENTS TO Mgmt For For
THE COMPANY'S LONG-TERM INCENTIVE PLAN
16 APPROVAL OF NEW US EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
17 RENEWAL OF SAVINGS-RELATED SHARE OPTION Mgmt For For
SCHEME
18 AUTHORITY TO ALLOT ORDINARY SHARES Mgmt For For
19 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
20 SPECIFIC AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
21 PURCHASE OF OWN ORDINARY SHARES Mgmt For For
22 NOTICE OF GENERAL MEETINGS Mgmt Against Against
23 AMENDMENTS TO ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BUREAU VERITAS SA Agenda Number: 714197325
--------------------------------------------------------------------------------------------------------------------------
Security: F96888114
Meeting Type: MIX
Meeting Date: 25-Jun-2021
Ticker:
ISIN: FR0006174348
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 24 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 JUNE 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105192101757-60 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202106072102367-68 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED ON DECEMBER 31ST
2020, AS PRESENTED TO THE MEETING, SHOWING
EARNINGS AMOUNTING TO EUR 63,524,466.48.
THE SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 75,664.00 AND THEIR
CORRESPONDING TAX OF EUR 21,885.02
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING EARNINGS AMOUNTING TO EUR
138,900,000.00
3 ALLOCATION OF EARNINGS: ORIGIN EARNINGS: Mgmt For For
EUR 63,524,466.48 LEGAL RESERVE: EUR
(1,585,24) FOLLOWING THIS ALLOCATION, THE
LEGAL RESERVE ACCOUNT, WHICH PREVIOUSLY
AMOUNTED TO EUR 5,425,115.86, WILL SHOW A
NEW BALANCE OF EUR 5,426,701.10
REPRESENTING 10 PER CENT OF THE SHARE
CAPITAL. DISTRIBUTABLE INCOME: EUR
63,522,881.24 OTHER RESERVES: EUR
1,137,341,005.78 ALLOCATION DIVIDEND: EUR
162,801,033.12 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 0.36 PER SHARE,
THAT WILL BE ELIGIBLE FOR THE 40 PER CENT
DEDUCTION PROVIDED BY THE FRENCH GENERAL
TAX CODE. THIS DIVIDEND WILL BE PAID ON
JULY 7TH 2021. AS REQUIRED BY LAW, IT IS
REMINDED THAT, FOR THE LAST THREE FINANCIAL
YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS:
EUR 0.56 PER SHARE FOR FISCAL YEARS 2017
AND 2018, NO DIVIDEND WAS PAID FOR FISCAL
YEAR 2019
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND TAKES NOTICE THAT NO NEW
AGREEMENT AND NOT APPROVED BY THE
SHAREHOLDERS' MEETING AS REFERRED TO
THEREIN HAS BEEN AUTHORIZED FOR SAID FISCAL
YEAR
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MS ANA GIROS CALPE AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MS LUCIA SINAPI- THOMAS AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR ANDRE FRANCOIS-PONCET AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
8 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR JEROME MICHIELS AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt For For
DIRECTOR, MS JULIE AVRANE-CHOPARD, TO
REPLACE MS IEDA GOMES YELL FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt For For
APPOINTMENT OF MS CHRISTINE
ANGLADE-PIRZADEH AS A DIRECTOR, TO REPLACE
MS STEPHANIE BESNIER, FOR THE REMAINDER OF
MS STEPHANIE BESNIER'S TERM OF OFFICE, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
FISCAL YEAR 2023
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION REGARDING THE COMPENSATION OF
THE CORPORATE OFFICERS AS MENTIONED IN
ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE,
FOR THE 2020 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO MR
ALDO CARDOSO, AS CHAIRMAN OF THE BOARD OF
DIRECTORS FOR THE 2020 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO MR
DIDIER MICHAUD-DANIEL, AS MANAGING DIRECTOR
FOR THE 2020 FISCAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE DIRECTORS
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE CHAIRMAN OF THE
BOARD OF DIRECTORS
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE MANAGING
DIRECTOR
17 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 45.00, MAXIMUM NUMBER OF ORDINARY
SHARES TO BE ACQUIRED: 10 PER CENT OF THE
SHARES COMPOSING THE SHARE CAPITAL (I.E.
45,222,509 SHARES COMPOSING THE SHARE
CAPITAL AS OF DECEMBER 31ST 2020), MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR
2,035,012,905.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF JUNE 26TH 2020IN
ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING DECIDES THAT THE Mgmt For For
OVERALL NOMINAL AMOUNT PERTAINING TO: - THE
CAPITAL INCREASES TO BE CARRIED OUT WITH
THE USE OF THE DELEGATIONS GIVEN BY
RESOLUTIONS NUMBER 19, 21 TO 24, 26 AND 29
SHALL NOT EXCEED EUR 21,600,000.00, - THE
CAPITAL INCREASES, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS TO BE
CARRIED OUT WITH THE USE OF THE DELEGATIONS
GIVEN BY RESOLUTIONS NUMBER 21 TO 24, 26
AND 29 SHALL NOT EXCEED EUR 5,400,000.00, -
THE ISSUANCES OF DEBT SECURITIES TO BE
CARRIED OUT WITH THE USE OF THE DELEGATIONS
GIVEN BY RESOLUTIONS NUMBER 19, 21 TO 24,
26 AND 29 SHALL NOT EXCEED EUR
1,000,000,000.00 THIS AUTHORIZATION IS
GIVEN FOR A 26-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT
19 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, UP TO EUR
16,200,000.00, BY ISSUANCE, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF ORDINARY SHARES, EQUITY
SECURITIES OR DEBT SECURITIES GIVING ACCESS
TO OTHER EXISTING EQUITY SECURITIES OR TO
BE ISSUED BY THE COMPANY PARENT COMPANY OR
SUBSIDIARIES. THE ISSUANCE OF PREFERENCE
SHARES AND SECURITIES GIVING ACCESS TO
PREFERENCE SHARES IS EXCLUDED. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 14TH 2019 IN
ITS RESOLUTION NUMBER 12. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
16,200,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS, BY
ISSUING BONUS SHARES OR RAISING THE PAR
VALUE OF EXISTING SHARES, OR BY A
COMBINATION OF BOTH METHODS. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 13. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO 10 PER
CENT OF THE SHARE CAPITAL, BY ISSUING
ORDINARY SHARES OR SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL, IN CONSIDERATION FOR
THE CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES WHICH MAY BE ISSUED SHALL NOT
EXCEED EUR 1,000,000,000.00. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 14. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO EUR
5,400,000.00, BY ISSUING ORDINARY SHARES OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL, IN CONSIDERATION FOR CONTRIBUTIONS
OF SECURITIES GRANTED TO THE COMPANY IN THE
SCOPE OF A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY THE MAXIMUM NOMINAL AMOUNT
OF DEBT SECURITIES WHICH MAY BE ISSUED
SHALL NOT EXCEED EUR 1,000,000,000.00. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 15. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
5,400,000.00, BY ISSUANCE BY WAY OF A
PUBLIC OFFERING, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, OF
ORDINARY SHARES, EQUITY SECURITIES OR DEBT
SECURITIES GIVING ACCESS TO OTHER EXISTING
EQUITY SECURITIES OR TO BE ISSUED BY THE
COMPANY PARENT COMPANY OR SUBSIDIARIES. THE
ISSUANCE OF PREFERENCE SHARES AND
SECURITIES GIVING ACCESS TO PREFERENCE
SHARES IS EXCLUDED. THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 14TH 2019 IN
ITS RESOLUTION NUMBER 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
24 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
5,400,000.00, BY ISSUANCE BY WAY OF A
PRIVATE OFFERING, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, OF
ORDINARY SHARES, EQUITY SECURITIES OR DEBT
SECURITIES GIVING ACCESS TO OTHER EXISTING
EQUITY SECURITIES OR TO BE ISSUED BY THE
COMPANY PARENT COMPANY OR SUBSIDIARIES. THE
ISSUANCE OF PREFERENCE SHARES AND
SECURITIES GIVING ACCESS TO PREFERENCE
SHARES IS EXCLUDED. THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 14TH 2019 IN
ITS RESOLUTION NUMBER 17. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
25 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF 12
MONTHS AND WITHIN THE LIMIT OF 10 PER CENT
OF THE SHARE CAPITAL PER YEAR, TO SET THE
ISSUE PRICE OF THE ORDINARY SHARES AND
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL TO BE ISSUED UNDER RESOLUTIONS 23
AND 24, IN ACCORDANCE WITH THE TERMS AND
CONDITIONS DETERMINED BY THE SHAREHOLDERS'
MEETING. THIS AUTHORIZATION IS GRANTED FOR
A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF MAY 14TH 2019 IN ITS RESOLUTION
NUMBER 18
26 SUBJECT TO THE ADOPTION OF RESOLUTION 19 Mgmt For For
AND 23 TO 25, THE SHAREHOLDERS' MEETING
RESOLVES THAT THE BOARD OF DIRECTORS MAY
DECIDE TO INCREASE THE NUMBER OF ORDINARY
SHARES OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL OR SECURITIES GIVING RIGHT TO
THE ALLOCATION OF DEBT SECURITIES TO BE
ISSUED IN THE EVENT OF A CAPITAL INCREASE
WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHT OF SHAREHOLDERS, WITHIN 30 DAYS OF
THE CLOSING OF THE SUBSCRIPTION PERIOD, UP
TO A MAXIMUM OF 15 PER CENT OF THE INITIAL
ISSUE AND AT THE SAME PRICE. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 19
27 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO GRANT,
IN FAVOR OF BENEFICIARIES TO BE CHOSEN
AMONG EMPLOYEES AND MANAGING CORPORATE
OFFICERS OF THE COMPANY, RELATED COMPANIES
OR SUBSIDIARIES, OPTIONS GIVING THE RIGHT
EITHER TO SUBSCRIBE FOR COMPANY'S SHARES TO
BE ISSUED THROUGH A SHARE CAPITAL INCREASE,
OR TO PURCHASE EXISTING SHARES PURCHASED BY
THE COMPANY. PROVIDED THE OPTIONS SHALL NOT
GIVE RIGHTS TO A TOTAL NUMBER OF SHARES,
EXCEEDING 1.5 PER CENT OF THE SHARE CAPITAL
AND 0.1 PER CENT OF THE SHARE CAPITAL FOR
CORPORATE OFFICERS OF THE COMPANY. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 20. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
28 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE
EXISTING OR FUTURE SHARES, IN FAVOR OF THE
EMPLOYEES OR THE MANAGING CORPORATE
OFFICERS OF THE COMPANY, RELATED COMPANIES
OR SUBSIDIARIES FOR AN AMOUNT REPRESENTING
1 PER CENT OF THE SHARE CAPITAL AND 0.1 PER
CENT FOR THE FREE SHARES ALLOCATED TO THE
MANAGING CORPORATE OFFICERS. THOSE AMOUNTS
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 27. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 21. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF MEMBERS OF A COMPANY
SAVINGS OR RELATED COMPANIES PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF ORDINARY SHARES
AND-OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL. THIS DELEGATION IS GIVEN FOR
A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 1 PER CENT OF THE
SHARE CAPITAL. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF MAY 14TH 2019 IN ITS RESOLUTION
NUMBER 24. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
30 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN
UNDER RESOLUTION 17, UP TO 10 PER CENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 23. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
31 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 10: 'IDENTIFICATION OF
SHAREHOLDERS ' OF THE BYLAWS
32 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 15: 'CONVENING AND
PROCEEDINGS OF THE BOARD OF DIRECTORS' OF
THE BYLAWS
33 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 17: 'CHAIR AND VICE-CHAIR OF
THE BOARD OF DIRECTORS' OF THE BYLAWS
34 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 19: 'EXECUTIVE MANAGEMENT -
THE DEPUTY GENERAL MANAGEMENT ' OF THE
BYLAWS
35 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 22: 'AUDITORS' OF THE BYLAWS
36 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
THE FOLLOWING ARTICLES NUMBER 4: 'HEAD
OFFICE' OF THE BYLAW NUMBER 20 :
'COMPENSATION' OF THE BYLAW NUMBER 21:
'NON-VOTING DIRECTORS' OF THE BYLAW NUMBER
28: 'QUORUM- VOTE- NUMBER OF VOTES' OF THE
BYLAW NUMBER 34: 'RESULT FIXATION,
APPROPRIATION AND ALLOCATION' OF THE BYLAW
37 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
CLOETTA AB Agenda Number: 713259617
--------------------------------------------------------------------------------------------------------------------------
Security: W2397U105
Meeting Type: EGM
Meeting Date: 03-Nov-2020
Ticker:
ISIN: SE0002626861
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 474061 DUE TO RECEIPT OF UPDATED
ISSUER MEETING ID (EVENT ID). ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 ELECTION OF CHAIRMAN OF THE EXTRAORDINARY Non-Voting
GENERAL MEETING
2 DRAWING UP AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR MORE PERSONS TO VERIFY Non-Voting
THE MINUTES
5 DETERMINATION AS TO WHETHER THE Non-Voting
EXTRAORDINARY GENERAL MEETING HAS BEEN DULY
CONVENED
6 RESOLUTION ON DIVIDEND AND DETERMINATION OF Mgmt For For
RECORD DATE: SEK 0.5 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC Agenda Number: 713451021
--------------------------------------------------------------------------------------------------------------------------
Security: G23296208
Meeting Type: AGM
Meeting Date: 04-Feb-2021
Ticker:
ISIN: GB00BD6K4575
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE AND ADOPT THE DIRECTORS' ANNUAL Mgmt For For
REPORT AND ACCOUNTS AND THE AUDITOR'S
REPORT THEREON
2 RECEIVE AND ADOPT THE REMUNERATION POLICY Mgmt For For
3 RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
REMUNERATION REPORT
4 ELECT IAN MEAKINS AS A DIRECTOR Mgmt For For
5 RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 RE-ELECT GARY GREEN AS A DIRECTOR Mgmt For For
7 RE-ELECT KAREN WITTS AS A DIRECTOR Mgmt For For
8 RE-ELECT CAROL ARROWSMITH AS A DIRECTOR Mgmt For For
9 RE-ELECT JOHN BASON AS A DIRECTOR Mgmt For For
10 RE-ELECT STEFAN BOMHARD AS A DIRECTOR Mgmt For For
11 RE-ELECT JOHN BRYANT AS A DIRECTOR Mgmt For For
12 RE-ELECT ANNE-FRANCOISE NESMES AS A Mgmt For For
DIRECTOR
13 RE-ELECT NELSON SILVA AS A DIRECTOR Mgmt For For
14 RE-ELECT IREENA VITTAL AS A DIRECTOR Mgmt For For
15 REAPPOINT KPMG LLP AS AUDITOR Mgmt For For
16 AUTHORISE THE AUDIT COMMITTEE TO AGREE THE Mgmt For For
AUDITOR'S REMUNERATION
17 DONATIONS TO POLITICAL ORGANISATIONS Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 AUTHORITY TO ALLOT SHARES FOR CASH Mgmt For For
20 ADDITIONAL AUTHORITY TO ALLOT SHARES FOR Mgmt For For
CASH IN LIMITED CIRCUMSTANCES
21 AUTHORITY TO PURCHASE SHARES Mgmt For For
22 ADOPTION OF ARTICLES OF ASSOCIATION Mgmt For For
23 REDUCE GENERAL MEETING NOTICE PERIODS: TO Mgmt Against Against
AUTHORISE THE DIRECTORS TO CALL A GENERAL
MEETING OF THE COMPANY, OTHER THAN AN
ANNUAL GENERAL MEETING, ON NOT LESS THAN 14
CLEAR WORKING DAYS' NOTICE, PROVIDED THAT
THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE DATE OF
THE PASSING OF THIS RESOLUTION
CMMT 16 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 23. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CONVATEC GROUP PLC Agenda Number: 713720793
--------------------------------------------------------------------------------------------------------------------------
Security: G23969101
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: GB00BD3VFW73
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT DR JOHN MCADAM AS DIRECTOR Mgmt For For
5 RE-ELECT KARIM BITAR AS DIRECTOR Mgmt For For
6 RE-ELECT FRANK SCHULKES AS DIRECTOR Mgmt For For
7 RE-ELECT MARGARET EWING AS DIRECTOR Mgmt For For
8 RE-ELECT BRIAN MAY AS DIRECTOR Mgmt For For
9 RE-ELECT RICK ANDERSON AS DIRECTOR Mgmt For For
10 RE-ELECT DR REGINA BENJAMIN AS DIRECTOR Mgmt For For
11 RE-ELECT STEN SCHEIBYE AS DIRECTOR Mgmt For For
12 ELECT HEATHER MASON AS DIRECTOR Mgmt For For
13 ELECT CONSTANTIN COUSSIOS AS DIRECTOR Mgmt For For
14 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
15 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
16 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt Against Against
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 713039407
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2020 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2020 Mgmt For For
3 DIRECTORS' REMUNERATION POLICY 2020 Mgmt For For
4 DECLARATION OF FINAL DIVIDEND Mgmt For For
5 ELECTION OF MELISSA BETHELL AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF JAVIER FERRAN AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF SUSAN KILSBY AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF LADY MENDELSOHN AS A Mgmt For For
DIRECTOR
9 RE-ELECTION OF IVAN MENEZES AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF KATHRYN MIKELLS AS A Mgmt For For
DIRECTOR
11 RE-ELECTION OF ALAN STEWART AS A DIRECTOR Mgmt For For
12 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
13 REMUNERATION OF AUDITOR Mgmt For For
14 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE
15 AUTHORITY TO ALLOT SHARES Mgmt For For
16 AMENDMENT OF THE DIAGEO 2001 SHARE Mgmt For For
INCENTIVE PLAN
17 ADOPTION OF THE DIAGEO 2020 SHARESAVE PLAN Mgmt For For
18 ADOPTION OF THE DIAGEO DEFERRED BONUS SHARE Mgmt For For
PLAN
19 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE Mgmt For For
PLANS
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
21 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
22 REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt Against Against
THAN AN AGM
23 APPROVAL AND ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
24 2019 SHARE BUY-BACKS AND EMPLOYEE BENEFIT Mgmt For For
AND SHARE OWNERSHIP TRUST TRANSACTIONS
CMMT 28 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ELECTROCOMPONENTS PLC Agenda Number: 712830024
--------------------------------------------------------------------------------------------------------------------------
Security: G29848101
Meeting Type: AGM
Meeting Date: 16-Jul-2020
Ticker:
ISIN: GB0003096442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 MARCH 2020
3 TO ELECT JOAN WAINWRIGHT AS A DIRECTOR Mgmt For For
4 TO RE-ELECT BERTRAND BODSON AS A DIRECTOR Mgmt For For
5 TO RE-ELECT LOUISA BURDETT AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DAVID EGAN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT KAREN GUERRA AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PETER JOHNSON AS A DIRECTOR Mgmt For For
9 TO RE-ELECT BESSIE LEE AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SIMON PRYCE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT LINDSLEY RUTH AS A DIRECTOR Mgmt For For
12 TO RE-ELECT DAVID SLEATH AS A DIRECTOR Mgmt For For
13 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY FROM THE CONCLUSION
OF THE AGM
14 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
15 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
16 DIRECTORS' AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
17 SUBJECT TO THE PASSING OF RESOLUTION 15 AND Mgmt For For
IN ADDITION TO ANY AUTHORITY GRANTED UNDER
RESOLUTION 16, TO AUTHORISE THE DIRECTORS
TO ALLOT EQUITY SECURITIES (AS DEFINED IN
THE 2006 ACT) FOR CASH UNDER THE AUTHORITY
GIVEN BY THAT RESOLUTION AND / OR TO SELL
ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE 2006 ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, SUCH AUTHORITY TO BE:
(I) LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
A NOMINAL AMOUNT OF GBP 2,231,553; AND (II)
USED ONLY FOR THE PURPOSES OF FINANCING (OR
REFINANCING, IF THE AUTHORITY IS TO BE USED
WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE BOARD
OF DIRECTORS DETERMINES TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END
OF THE NEXT AGM OR ON 30 SEPTEMBER 2021,
WHICHEVER IS THE EARLIER, BUT IN EACH CASE,
PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE
OFFERS, AND ENTER INTO AGREEMENTS, WHICH
WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES
TO BE ALLOTTED (AND TREASURY SHARES TO BE
SOLD) AFTER THE AUTHORITY EXPIRES AND THE
BOARD MAY ALLOT EQUITY SECURITIES (AND SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt Against Against
GENERAL MEETING OF THE COMPANY, OTHER THAN
AN AGM, ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
ELIOR GROUP SA Agenda Number: 713564119
--------------------------------------------------------------------------------------------------------------------------
Security: F3253Q112
Meeting Type: MIX
Meeting Date: 26-Feb-2021
Ticker:
ISIN: FR0011950732
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 21 JAN 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. PLEASE
NOTE THAT IF YOU HOLD CREST DEPOSITORY
INTERESTS (CDIs) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO
INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO
THE ESCROW ACCOUNT SPECIFIED IN THE
ASSOCIATED CORPORATE EVENT IN THE CREST
SYSTEM. THIS TRANSFER WILL NEED TO BE
COMPLETED BY THE SPECIFIED CREST SYSTEM
DEADLINE. ONCE THIS TRANSFER HAS SETTLED,
THE CDIs WILL BE BLOCKED IN THE CREST
SYSTEM. THE CDIs WILL BE RELEASED FROM
ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU; INTERMEDIARY CLIENTS
ONLY - PLEASE NOTE THAT IF YOU ARE
CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER
THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE
INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE
OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR
DEDICATED CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU. THANK YOU
CMMT 25 JAN 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202101202100048-9; PLEASE NOTE THAT
THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE REPORTS AND THE CORPORATE Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 30 SEPTEMBER 2020
2 APPROVAL OF THE REPORTS AND THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 30 SEPTEMBER 2020
4 STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For
REGULATED AGREEMENTS AND APPROVAL OF NEW
AGREEMENTS
5 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
I OF ARTICLE L.22-10-9 OF THE FRENCH
COMMERCIAL CODE RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
6 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS OF ANY KIND PAID DURING OR GRANTED
IN RESPECT OF THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2020 TO MR. GILLES COJAN,
CHAIRMAN OF THE BOARD OF DIRECTORS
7 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS OF ANY KIND PAID DURING OR GRANTED
IN RESPECT OF THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2020 TO MR. PHILIPPE GUILLEMOT,
CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS AS OF
THE 1ST OF OCTOBER 2020
9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt Against Against
CHIEF EXECUTIVE OFFICER AND/OR ANY OTHER
EXECUTIVE CORPORATE OFFICER AS OF THE 1ST
OF OCTOBER 2020
10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS AS OF THE 1ST OF OCTOBER 2020
11 SETTING THE ANNUAL AMOUNT OF COMPENSATION Mgmt For For
TO BE PAID TO THE MEMBERS OF THE BOARD OF
DIRECTORS FOR THEIR ACTIVITY
12 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE COMPANY TO REPURCHASE ITS
OWN SHARES UNDER A SHARE BUYBACK PROGRAM
13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL WITH RETENTION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS AND A MANDATORY PRIORITY PERIOD BY
PUBLIC OFFERING (EXCLUDING THE OFFERS
REFERRED TO IN 1 OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE)
15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY AN OFFER
REFERRED TO IN ARTICLE L.411-2 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY CAPITALIZATION OF RESERVES,
PROFITS, PREMIUMS OR OTHER SUMS WHOSE
CAPITALIZATION WOULD BE ALLOWED
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF MEMBERS OF A COMPANY
SAVINGS PLAN WITH CANCELLATION OF
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS FOR THEIR FAVOUR
18 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH ALLOCATIONS OF
FREE EXISTING SHARES OR SHARES TO BE
ISSUED, ENTAILING THE WAIVER BY
SHAREHOLDERS OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHTS
19 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH ALLOCATIONS OF
SHARE SUBSCRIPTION OR SHARE PURCHASE
OPTIONS, ENTAILING THE WAIVER BY
SHAREHOLDERS OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHTS
20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES PREVIOUSLY REPURCHASED
UNDER A SHARE BUYBACK PROGRAM
21 AUTHORIZATION, IN THE EVENT OF AN ISSUE Mgmt For For
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS UNDER THE 14TH AND 15TH
RESOLUTIONS, TO SET WITHIN THE LIMIT OF 10%
OF THE CAPITAL PER YEAR, THE ISSUE PRICE
UNDER THE CONDITIONS DETERMINED BY THE
MEETING
22 ALIGNMENT OF THE BYLAWS Mgmt For For
23 AMENDMENT OF ARTICLE 15.3 OF THE BYLAWS TO Mgmt For For
EXPRESSLY PROVIDE FOR THE DURATION OF THE
TERM OF OFFICE OF DIRECTORS REPRESENTING
EMPLOYEES
24 POWERS TO CARRY OUT LEGAL FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NDECREE
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
--------------------------------------------------------------------------------------------------------------------------
ELIS SA Agenda Number: 713901975
--------------------------------------------------------------------------------------------------------------------------
Security: F2976F106
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0012435121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 03 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100877-44 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101348-53 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 THE SHAREHOLDERS' MEETING, APPROVES THE Mgmt For For
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED, SHOWING LOSS AMOUNTING TO EUR
42,796,152.77. THE SHAREHOLDERS' MEETING
APPROVES THE NON-DEDUCTIBLE EXPENSES AND
CHARGES AMOUNTING TO EUR 25,175.00
2 THE SHAREHOLDERS' MEETING, APPROVES THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING,
SHOWING A NET RESULT FOR THE GROUP SHARE
AMOUNTING TO EUR 4,000,000.00
3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
RECORD THE LOSS FOR SAID FISCAL YEAR OF EUR
42,796,152.77 AS A DEFICIT IN RETAINED
EARNINGS. FOLLOWING THIS ALLOCATION, THE
RETAINED EARNINGS ACCOUNT WILL SHOW A NEW
NEGATIVE BALANCE OF EUR 42,796,152.77. THE
SHAREHOLDERS' MEETING RESOLVES TO CLEAR THE
REMAINING LOSSES CARRIED FORWARD THROUGH A
DEDUCTION FROM THE SHARE PREMIUM ACCOUNT.
IN ACCORDANCE WITH THE REGULATIONS IN
FORCE, THE GENERAL MEETING RECALLS THAT NO
DIVIDEND WAS PAID FOR THE PREVIOUS THREE
FISCAL YEARS
4 THE SHAREHOLDERS' MEETING RESOLVES THAT NO Mgmt For For
REGULATED AGREEMENT ENTERED INTO FORCE
DURING SAID FISCAL YEAR
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF FLORENCE NOBLOT AS MEMBER OF
THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF JOY VERLE AS MEMBER OF THE
SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF ANNE-LAURE COMMAULT AS
MEMBER OF THE SUPERVISORY BOARD FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE CHAIRMAN OF THE
EXECUTIVE COMMITTEE FOR THE 2020 FISCAL
YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE MEMBERS OF THE
EXECUTIVE COMMITTEE FOR THE 2020 FISCAL
YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE CHAIRMAN OF THE
SUPERVISORY BOARD FOR THE 2021 FISCAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE MEMBERS OF THE
SUPERVISORY BOARD FOR THE 2021 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE CHAIRMAN OF THE
SUPERVISORY BOARD FOR THE 2021 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE MEMBERS OF THE
EXECUTIVE COMMITTEE FOR THE 2021 FISCAL
YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION REGARDING THE COMPENSATION OF
THE CORPORATE OFFICERS OF THE SUPERVISORY
BOARD OR THE EXECUTIVE COMMITTEE AS
MENTIONED IN ARTICLE L.22-10-9 I OF THE
COMMERCIAL CODE, FOR THE 2020 FISCAL YEAR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO
THIERRY MORIN AS CHAIRMAN OF THE
SUPERVISORY BOARD FOR THE 2020 FISCAL YEAR
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO
XAVIER MARTIRE AS CHAIRMAN OF THE EXECUTIVE
COMMITTEE FOR THE 2020 FISCAL YEAR
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO LOUIS
GUYOT AS MEMBER OF THE EXECUTIVE COMMITTEE
FOR THE 2020 FISCAL YEAR
18 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO
MATTHIEU LECHARNY AS MEMBER OF THE
EXECUTIVE COMMITTEE FOR THE 2020 FISCAL
YEAR
19 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt For For
UPGRADE THE ANNUAL AMOUNT OF REMUNERATION
ALLOCATED TO THE MEMBERS OF THE SUPERVISORY
BOARD AND TO SET THE MAXIMUM OVERALL AMOUNT
TO BE DISTRIBUTED AMONG THE MEMBERS OF THE
SUPERVISORY BOARD, SO THAT THE AMOUNT OF
THE REMUNERATION INCREASES FROM EUR
600,000.00 TO EUR 800,000.00 FOR THE
CURRENT AND SUBSEQUENT FISCAL YEARS
20 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
EXECUTIVE COMMITTEE TO TRADE THE COMPANY'S
SHARES, SUBJECT TO THE CONDITIONS DESCRIBED
BELOW: MAXIMUM PURCHASE PRICE: EUR 30.00
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10
PERCENT OF THE SHARES REPRESENTING THE
SHARE CAPITAL MAXIMUM FUNDS INVESTED IN THE
SHARE BUYBACKS: EUR 350,000,000.00. THIS
AUTHORISATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING OF 30TH JUNE
2020 IN RESOLUTION NR 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
21 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
EXECUTIVE COMMITTEE TO INCREASE THE SHARE
CAPITAL, UP TO EUR 5,000,000.00, BY ISSUING
ORDINARY SHARES OR SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL (PREFERENCE SHARES
EXCLUDED), WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, IN FAVOUR
OF BENEFICIARIES TO BE CHOSEN AMONG
EMPLOYEES AND CORPORATE OFFICERS, AND UCITS
OR OTHER ENTITIES, EMPLOYEE SHAREHOLDING
ENTITIES THAT INVEST IN COMPANY EQUITY
SECURITIES, WHICH HOLDERS OR SHAREHOLDERS
ARE EMPLOYEES AND CORPORATE OFFICERS
RELATED TO THE COMPANY OR ENABLING THEM TO
BENEFIT, FROM A SYSTEM OF EMPLOYEE
SHAREHOLDINGS OR SAVINGS IN SHARES OF THE
COMPANY. THIS AMOUNT COUNTS AGAINST THE
AMOUNT SET BY THE SHAREHOLDERS' MEETING OF
30TH JUNE 2020 IN RESOLUTION 24. THIS
AUTHORISATION IS GIVEN FOR AN 18-MONTH
PERIOD, AND SUPERSEDES THE ONE GIVEN BY THE
SHAREHOLDERS' MEETING OF 30TH JUNE 2020 IN
RESOLUTION 25. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE EXECUTIVE
COMMITTEE
22 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE EXECUTIVE COMMITTEE TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN,
UP TO 10 PER CENT OF THE SHARE CAPITAL OVER
A 24-MONTH PERIOD. THIS AUTHORISATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING OF 30TH JUNE 2020 IN
RESOLUTION NR 28. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE EXECUTIVE
COMMITTEE TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
EPIROC AB Agenda Number: 713280802
--------------------------------------------------------------------------------------------------------------------------
Security: W25918116
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: SE0011166933
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING Non-Voting
2.A DESIGNATE PETRA HEDENGRAN AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
2.B DESIGNATE MIKAEL WIBERG AS INSPECTOR OF Non-Voting
MINUTES OF MEETING
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE SPECIAL DIVIDENDS OF SEK 1.20 PER Mgmt For For
SHARE
7 AMEND ARTICLES OF ASSOCIATION RE COMPANY Mgmt For For
NAME PARTICIPATION AT GENERAL MEETINGS
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK AG Agenda Number: 713958619
--------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: OGM
Meeting Date: 19-May-2021
Ticker:
ISIN: AT0000652011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 PRESENTATION OF ANNUAL REPORTS FOR Non-Voting
INFORMATION ONLY
2 APPROVAL OF USAGE OF EARNINGS Mgmt For For
3 DISCHARGE MGMT BOARD Mgmt For For
4 DISCHARGE SUPERVISORY BOARD Mgmt For For
5 ELECTION OF ADDITIONAL EXTERNAL AUDITOR: Mgmt For For
PWC WIRTSCHAFTSPRUEFUNG GMBH
6 ELECTIONS TO SUPERVISORY BOARD (SPLIT): Mgmt For For
MICHAEL SCHUSTER
7 APPROVAL OF REMUNERATION POLICY Mgmt For For
8 APPROVAL OF REMUNERATION REPORT Mgmt For For
9 BUYBACK OF OWN SHARES (PURPOSE TRADING) Mgmt For For
10 BUYBACK OF OWN SHARES (PURPOSE EMPLOYEE Mgmt For For
PROGRAM)
11 BUYBACK OF OWN SHARES (NO DEDICATED Mgmt For For
PURPOSE)
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5 AND 6 AND ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT 27 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
FLUIDRA, SA Agenda Number: 713733358
--------------------------------------------------------------------------------------------------------------------------
Security: E52619108
Meeting Type: OGM
Meeting Date: 06-May-2021
Ticker:
ISIN: ES0137650018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For
AND MANAGEMENT REPORT, BOTH OF THE COMPANY
AND OF ITS CONSOLIDATED GROUP OF COMPANIES,
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020
2 APPROVAL OF THE CONSOLIDATED STATEMENT OF Mgmt For For
NON-FINANCIAL INFORMATION OF FLUIDRA, S.A.
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020
3 APPROVAL OF THE PROPOSAL FOR THE Mgmt For For
APPLICATION OF THE PROFIT FOR THE YEAR
ENDED DECEMBER 31, 2020
4 APPROVAL OF THE MANAGEMENT CARRIED OUT BY Mgmt For For
THE BOARD OF DIRECTORS DURING THE FINANCIAL
YEAR 2020
5 SHAREHOLDER REMUNERATION: DISTRIBUTION OF Mgmt For For
DIVIDENDS CHARGED TO RESERVES
6.1 RE-ELECTION OF MR. ELOY PLANES CORTS AS A Mgmt For For
DIRECTOR OF THE COMPANY
6.2 RE-ELECTION OF MR. BERNARDO CORBERA SERRA Mgmt For For
AS A DIRECTOR OF THE COMPANY
6.3 RE-ELECTION OF MR. OSCAR SERRA DUFFO AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
7.1 AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
BYLAWS OF THE COMPANY: CREATION OF ARTICLE
28.BIS ATTENDANCE BY ELECTRONIC OR
TELEMATIC MEANS AND MODIFICATION OF
ARTICLES 29 PROXY TO ATTEND THE MEETINGS,
31 REMOTE VOTING PRIOR TO THE GENERAL
MEETING AND 33 DELIBERATION AND ADOPTION OF
RESOLUTIONS
7.2 AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
BYLAWS OF THE COMPANY: AMENDMENT OF ARTICLE
45 DELEGATED BODIES OF THE BOARD
8.1 AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
REGULATIONS OF THE GENERAL MEETING OF
SHAREHOLDERS OF THE COMPANY: CREATION OF
ARTICLE 10.BIS ATTENDANCE BY REMOTE MEANS
AND AMENDMENT OF ARTICLES 7 ANNOUNCEMENT OF
THE CALL, 8 AVAILABILITY OF INFORMATION
FROM THE DATE OF THE CALL ON THE COMPANY'S
WEBSITE, 10 RIGHT TO ATTEND, 12 PROXY, 14
PLANNING, MEANS AND PLACE OF HOLDING THE
GENERAL MEETING, 18 SHAREHOLDERS REGISTER,
19 PREPARATION OF THE LIST OF ATTENDEES AND
23 VOTING BY REMOTE MEANS OF COMMUNICATION
PRIOR TO THE GENERAL MEETING
8.2 AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
REGULATIONS OF THE GENERAL MEETING OF
SHAREHOLDERS OF THE COMPANY: AMENDMENT OF
ARTICLE 27 PUBLICITY OF THE RESOLUTIONS
9 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
DIRECTORS FOR THE 2022, 2023 AND 2024
FISCAL YEARS
10 CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
DIRECTORS REMUNERATION FOR THE 2020 FISCAL
YEAR
11 DELEGATION OF POWERS TO FORMALIZE, Mgmt For For
INTERPRET, SUPPLEMENT, DEVELOP, CORRECT AND
EXECUTE THE RESOLUTIONS ADOPTED BY THE
GENERAL SHAREHOLDERS MEETING
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA Agenda Number: 712956741
--------------------------------------------------------------------------------------------------------------------------
Security: D27348263
Meeting Type: AGM
Meeting Date: 28-Aug-2020
Ticker:
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 RESOLUTION ON THE APPROVAL OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS OF FRESENIUS SE & CO.
KGAA FOR THE FISCAL YEAR 2019
2 RESOLUTION ON THE ALLOCATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: DIVIDENDS OF EUR 0.84
PER SHARE
3 RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE GENERAL PARTNER FOR THE FISCAL YEAR
2019
4 RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE SUPERVISORY BOARD FOR THE FISCAL
YEAR 2019
5 ELECTION OF THE AUDITOR AND GROUP AUDITOR Mgmt For For
FOR THE FISCAL YEAR 2020 AND OF THE AUDITOR
FOR THE POTENTIAL REVIEW OF FINANCIAL
INFORMATION DURING THE COURSE OF THE YEAR:
PRICEWATERHOUSECOOPERS GMBH
6 REQUEST FOR APPROVAL OF THE AMENDMENT TO Mgmt For For
ARTICLE 15 (2) OF THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA Agenda Number: 713839895
--------------------------------------------------------------------------------------------------------------------------
Security: D27348263
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.88 PER SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt For For
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8.1 ELECT MICHAEL ALBRECHT TO THE SUPERVISORY Mgmt For For
BOARD
8.2 ELECT MICHAEL DIEKMANN TO THE SUPERVISORY Mgmt For For
BOARD
8.3 ELECT WOLFGANG KIRSCH TO THE SUPERVISORY Mgmt For For
BOARD
8.4 ELECT IRIS LOEW-FRIEDRICH TO THE Mgmt For For
SUPERVISORY BOARD
8.5 ELECT KLAUS-PETER MUELLER TO THE Mgmt For For
SUPERVISORY BOARD
8.6 ELECT HAUKE STARS TO THE SUPERVISORY BOARD Mgmt For For
9.1 ELECT MICHAEL DIEKMANN AS MEMBER OF THE Mgmt For For
JOINT COMMITTEE
9.2 ELECT HAUKE STARS AS MEMBER OF THE JOINT Mgmt For For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
FUCHS PETROLUB SE Agenda Number: 713726125
--------------------------------------------------------------------------------------------------------------------------
Security: D27462122
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: DE0005790430
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2020 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE BOARD OF MDS PURSUANT
TO SECTIONS 289A(1) AND 315A(1) OF THE
GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Non-Voting
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 136,915,000 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.98 PER DIVIDEND-ENTITLED
ORDINARY SHARE PAYMENT OF A DIVIDEND OF EUR
0.99 PER DIVIDEND- ENTITLED PREFERRED SHARE
EX-DIVIDEND DATE: MAY 5, 2021PAYABLE DATE:
MAY 7, 2021
3 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING Non-Voting
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2021 FINANCIAL
YEAR: PRICEWATERHOUSECOOPERS GMBH, MANNHEIM
6 RESOLUTION ON THE APPROVAL OF THE Non-Voting
REMUNERATION FOR THE MEMBERS OF THE BOARD
OF MDS THE REMUNERATION SYSTEM FOR THE
MEMBERS OF THE BOARD OF MDS SHALL BE
APPROVED
7 RESOLUTION ON THE REMUNERATION FOR THE Non-Voting
MEMBERS OF THE SUPERVISORY BOARD AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION AS OF JANUARY 1, 2021, EACH
MEMBER OF THE SUPERVISORY BOARD SHALL
RECEIVE A FIXED ANNUAL REMUNERATION OF EUR
85,000. THE CHAIRMAN SHALL RECEIVE TWICE
AND THE DEPUTY CHAIRMAN ONE AND A HALF
TIMES OF THIS AMOUNT
8 RESOLUTION ON THE CONVERSION OF THE Non-Voting
COMPANY'S BEARER SHARES INTO REGISTERED
SHARES AND THE CORRESPONDING AMENDMENT TO
THE ARTICLES OF ASSOCIATION THE COMPANY'S
BEARER SHARES SHALL BE CONVERTED INTO
REGISTERED SHARES
9 RESOLUTION ON AN AMENDMENT TO SECTION 13(2) Non-Voting
OF THE ARTICLES OF ASSOCIATION SECTION
13(2) SHALL BE ADJUSTED IN RESPECT OF THE
USE OF ELECTRONIC MEANS OF COMMUNICATION
FOR THE CONVOCATION OF MEETINGS OF THE
SUPERVISORY BOARD
CMMT 26 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 713744488
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 ANNUAL REPORT Mgmt For For
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
3 TO RE-ELECT SIR JONATHAN SYMONDS AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR Mgmt For For
6 TO RE-ELECT VINDI BANGA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DR HAL BARRON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR Mgmt For For
9 TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DR LAURIE GLIMCHER AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT IAIN MACKAY AS A DIRECTOR Mgmt For For
13 TO RE-ELECT URS ROHNER AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT THE AUDITOR: DELOITTE LLP Mgmt For For
15 TO DETERMINE REMUNERATION OF THE AUDITOR Mgmt For For
16 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
17 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL Mgmt For For
POWER
19 TO DISAPPLY PRE-EMPTION RIGHTS - IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
21 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
22 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN AGM
--------------------------------------------------------------------------------------------------------------------------
HANNOVER RUECK SE Agenda Number: 713727521
--------------------------------------------------------------------------------------------------------------------------
Security: D3015J135
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0008402215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 4.50 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 2
BILLION; APPROVE CREATION OF EUR 24.1
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
6 APPROVE CREATION OF EUR 24.1 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
7 APPROVE CREATION OF EUR 1 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV Agenda Number: 713673196
--------------------------------------------------------------------------------------------------------------------------
Security: N39427211
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000009165
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING Non-Voting
1a. REPORT OF THE EXECUTIVE BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
1b. ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt For For
REPORT
1c. ADOPTION OF THE 2020 FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY
1d. EXPLANATION OF THE DIVIDEND POLICY Non-Voting
1e. ADOPTION OF THE DIVIDEND PROPOSAL FOR 2020: Mgmt For For
EUR 0.70 PER SHARE
1f. DISCHARGE OF THE MEMBERS OF THE EXECUTIVE Mgmt For For
BOARD
1g. DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt Against Against
BOARD
2. AUTHORISATIONS Non-Voting
2a. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
ACQUIRE OWN SHARES
2b. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
ISSUE (RIGHTS TO) SHARES
2c. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
RESTRICT OR EXCLUDE SHAREHOLDERS
PRE-EMPTIVE RIGHTS
3. COMPOSITION EXECUTIVE BOARD APPOINTMENT OF Mgmt For For
MR. H.P.J. VAN DEN BROEK AS MEMBER OF THE
EXECUTIVE BOARD
4. COMPOSITION SUPERVISORY BOARD Non-Voting
4a. RE-APPOINTMENT OF MR. M. DAS AS MEMBER (AND Mgmt For For
DELEGATED MEMBER) OF THE SUPERVISORY BOARD
4b. APPOINTMENT OF MR. N. PARANJPE AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
5. RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR Mgmt For For
A PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS
B.V
6. CLOSING Non-Voting
CMMT 22 Mar 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 6 AND 1e. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HENSOLDT AG Agenda Number: 713773174
--------------------------------------------------------------------------------------------------------------------------
Security: D3R14P109
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: DE000HAG0005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.13 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
--------------------------------------------------------------------------------------------------------------------------
HEXPOL AB Agenda Number: 713286703
--------------------------------------------------------------------------------------------------------------------------
Security: W4580B159
Meeting Type: EGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: SE0007074281
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 APPROVE DIVIDENDS OF SEK 2.30 PER SHARE Mgmt For For
8 ELECT ALF GORANSSON AS BOARD CHAIRMAN Mgmt Against Against
9 CLOSE MEETING Non-Voting
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HEXPOL AB Agenda Number: 713714067
--------------------------------------------------------------------------------------------------------------------------
Security: W4580B159
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: SE0007074281
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF CHAIRMAN OF THE MEETING: ALF Non-Voting
GORANSSON
2 PREPARATION AND APPROVAL OF THE LIST OF Non-Voting
SHAREHOLDERS ENTITLED TO VOTE AT THE
MEETING
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO OFFICERS TO VERIFY Non-Voting
THE MINUTES
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF A) THE ANNUAL REPORT AND Non-Voting
THE AUDITORS' REPORT, AS WELL AS THE
CONSOLIDATED FINANCIAL REPORT AND AUDITORS'
REPORT ON THE CONSOLIDATED FINANCIAL REPORT
FOR THE FINANCIAL YEAR 2020, AND B)
STATEMENT FROM THE COMPANY'S AUDITOR
CONFIRMING COMPLIANCE WITH THE GUIDELINES
FOR THE REMUNERATION OF SENIOR EXECUTIVES
THAT HAVE APPLIED SINCE THE PRECEDING AGM
7.A RESOLUTION CONCERNING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND BALANCE SHEET, AND OF
THE CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET, ALL AS PER 31
DECEMBER 2020
7.B RESOLUTION CONCERNING DISPOSITION OF THE Mgmt For For
COMPANY'S PROFIT AS SET FORTH IN THE
BALANCE SHEET ADOPTED BY THE MEETING AND
THE RECORD DATE FOR DIVIDEND DISTRIBUTION:
THE BOARD PROPOSES THAT A DIVIDEND OF SEK
2.30 PER SHARE BE DECLARED AND THAT THE
RECORD DATE FOR THE DIVIDEND SHALL BE 30
APRIL 2021. IF THE AGM SO RESOLVES, THE
DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY
EUROCLEAR SWEDEN AB ON 5 MAY 2021
7.C.1 RESOLUTION CONCERNING DISCHARGE OF THE Mgmt For For
BOARD OF DIRECTORS AND THE PRESIDENT FROM
PERSONAL LIABILITY: ALF GORANSSON (BOARD
MEMBER AND CHAIRMAN OF THE BOARD)
7.C.2 RESOLUTION CONCERNING DISCHARGE OF THE Mgmt For For
BOARD OF DIRECTORS AND THE PRESIDENT FROM
PERSONAL LIABILITY: KERSTIN LINDELL (BOARD
MEMBER)
7.C.3 RESOLUTION CONCERNING DISCHARGE OF THE Mgmt For For
BOARD OF DIRECTORS AND THE PRESIDENT FROM
PERSONAL LIABILITY: JAN-ANDERS MANSON
(BOARD MEMBER)
7.C.4 RESOLUTION CONCERNING DISCHARGE OF THE Mgmt For For
BOARD OF DIRECTORS AND THE PRESIDENT FROM
PERSONAL LIABILITY: GUN NILSSON (BOARD
MEMBER)
7.C.5 RESOLUTION CONCERNING DISCHARGE OF THE Mgmt For For
BOARD OF DIRECTORS AND THE PRESIDENT FROM
PERSONAL LIABILITY: MALIN PERSSON (BOARD
MEMBER)
7.C.6 RESOLUTION CONCERNING DISCHARGE OF THE Mgmt For For
BOARD OF DIRECTORS AND THE PRESIDENT FROM
PERSONAL LIABILITY: MARTA SCHORLING ANDREEN
(BOARD MEMBER)
7.C.7 RESOLUTION CONCERNING DISCHARGE OF THE Mgmt For For
BOARD OF DIRECTORS AND THE PRESIDENT FROM
PERSONAL LIABILITY: GEORG BRUNSTAM
(PRESIDENT AND MANAGING DIRECTOR)
7.C.8 RESOLUTION CONCERNING DISCHARGE OF THE Mgmt For For
BOARD OF DIRECTORS AND THE PRESIDENT FROM
PERSONAL LIABILITY: PETER ROSEN (DEPUTY
MANAGING DIRECTOR)
7.C.9 RESOLUTION CONCERNING DISCHARGE OF THE Mgmt For For
BOARD OF DIRECTORS AND THE PRESIDENT FROM
PERSONAL LIABILITY: MIKAEL FRYKLUND (FORMER
PRESIDENT AND MANAGING DIRECTOR)
8 DETERMINATION OF THE NUMBER OF MEMBERS AND Mgmt For For
DEPUTY MEMBERS OF THE BOARD: THE NUMBER OF
BOARD MEMBERS SHALL BE SIX, WITHOUT
DEPUTIES
9.1 DETERMINATION OF THE FEES TO BE PAID TO THE Mgmt For For
BOARD MEMBERS
9.2 DETERMINATION OF THE FEES TO BE PAID TO THE Mgmt For For
AUDITORS
10.1 ELECTION OF MEMBERS OF THE BOARD: Mgmt For For
RE-ELECTION OF ALF GORANSSON, KERSTIN
LINDELL, JAN-ANDERS MANSON, GUN NILSSON,
MALIN PERSSON AND MARTA SCHORLING ANDREEN
10.2 RE-ELECTION OF ALF GORANSSON AS CHAIRMAN OF Mgmt Against Against
THE BOARD
11 ELECTION OF AUDITOR: NEW ELECTION OF Mgmt For For
AUTHORISED PUBLIC ACCOUNTANTS JOAKIM FALCK
AND KAROLINE TEDEVALL AS AUDITORS AND OF
AUTHORISED PUBLIC ACCOUNTANTS OLA LARSMON
AND PETER GUNNARSSON AS DEPUTY AUDITORS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF MEMBERS
OF THE NOMINATION COMMITTEE: SHAREHOLDERS
JOINTLY REPRESENTING APPROXIMATELY 54 PER
CENT OF THE VOTING RIGHTS IN THE COMPANY
PROPOSE THAT THE AGM RESOLVE AS FOLLOWS
PERTAINING TO NOMINATION COMMITTEE IN
ANTICIPATION OF THE AGM 2022. THE
NOMINATION COMMITTEE SHALL HAVE FOUR
MEMBERS; RE-ELECTION OF MIKAEL EKDAHL
(MELKER SCHORLING AB), HENRIK DIDNER
(DIDNER AND GERGE FONDER), MARCUS LUTTGEN
(ALECTA PENSIONSFORSAKRING) AND MATS
GUSTAFSSON (LANNEBO FONDER). RE-ELECTION OF
MIKAEL EKDAHL AS CHAIRMAN OF THE NOMINATION
COMMITTEE. SHOULD A SHAREHOLDER WHO IS
REPRESENTED BY ONE OF THE NOMINATION
COMMITTEE'S MEMBERS CEASE TO BELONG TO THE
LARGEST SHAREHOLDERS IN HEXPOL IN TERMS OF
VOTING RIGHTS, OR SHOULD A MEMBER OF THE
NOMINATION COMMITTEE NO LONGER BE EMPLOYED
BY SUCH A SHAREHOLDER OR FOR SOME OTHER
REASON DECIDE TO STEP DOWN FROM THE
NOMINATION COMMITTEE PRIOR TO THE AGM 2022,
THE NOMINATION COMMITTEE SHALL BE ENTITLED
TO APPOINT ANOTHER REPRESENTATIVE OF THE
LARGEST SHAREHOLDERS IN TERMS OF VOTING
RIGHTS TO REPLACE SUCH A MEMBER
13 RESOLUTION ON APPROVAL OF REMUNERATION Mgmt Against Against
REPORT
14 PROPOSAL OF GUIDELINES FOR THE REMUNERATION Mgmt Against Against
OF SENIOR EXECUTIVES
CMMT 23 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 23 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HIKMA PHARMACEUTICALS PLC Agenda Number: 713707846
--------------------------------------------------------------------------------------------------------------------------
Security: G4576K104
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: GB00B0LCW083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
4 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
5 ELECT DOUGLAS HURT AS DIRECTOR Mgmt For For
6 RE-ELECT SAID DARWAZAH AS DIRECTOR Mgmt For For
7 RE-ELECT SIGGI OLAFSSON AS DIRECTOR Mgmt For For
8 RE-ELECT MAZEN DARWAZAH AS DIRECTOR Mgmt For For
9 RE-ELECT PATRICK BUTLER AS DIRECTOR Mgmt For For
10 RE-ELECT ALI AL-HUSRY AS DIRECTOR Mgmt For For
11 RE-ELECT DR PAMELA KIRBY AS DIRECTOR Mgmt For For
12 RE-ELECT JOHN CASTELLANI AS DIRECTOR Mgmt For For
13 RE-ELECT NINA HENDERSON AS DIRECTOR Mgmt For For
14 RE-ELECT CYNTHIA SCHWALM AS DIRECTOR Mgmt For For
15 APPROVE REMUNERATION REPORT Mgmt For For
16 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
IMI PLC Agenda Number: 713734932
--------------------------------------------------------------------------------------------------------------------------
Security: G47152114
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: GB00BGLP8L22
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 DECLARATION OF DIVIDEND Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE REMUNERATION POLICY Mgmt For For
5 RE-ELECTION OF LORD SMITH OF KELVIN Mgmt For For
6 RE-ELECTION OF THOMAS THUNE ANDERSEN Mgmt For For
7 RE-ELECTION OF CAROLINE DOWLING Mgmt For For
8 RE-ELECTION OF CARL-PETER FORSTER Mgmt For For
9 RE-ELECTION OF KATIE JACKSON Mgmt For For
10 ELECTION OF DR AJAI PURI Mgmt For For
11 RE-ELECTION OF ISOBEL SHARP Mgmt For For
12 RE-ELECTION OF DANIEL SHOOK Mgmt For For
13 RE-ELECTION OF ROY TWITE Mgmt For For
14 APPOINTMENT OF THE AUDITOR: DELOITTE LLP Mgmt For For
15 AUTHORITY TO SET AUDITOR'S REMUNERATION Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
18 RENEWAL OF THE IMI EMPLOYEE SHARE OWNERSHIP Mgmt For For
PLAN (ESOP)
A AUTHORITY TO ALLOT SECURITIES FOR CASH FOR Mgmt For For
GENERAL FINANCING
B AUTHORITY TO ALLOT SECURITIES FOR SPECFIC Mgmt For For
FINANCING
C AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
D NOTICE OF GENERAL MEETINGS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
JENOPTIK AG Agenda Number: 712888861
--------------------------------------------------------------------------------------------------------------------------
Security: D3S19K104
Meeting Type: AGM
Meeting Date: 07-Aug-2020
Ticker:
ISIN: DE000A2NB601
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE CONSOLIDATED
FINANCIAL STATEMENTS APPROVED BY THE
SUPERVISORY BOARD, THE COMBINED MANAGEMENT
REPORT FOR JENOPTIK AG AND THE GROUP, THE
SUPERVISORY BOARD REPORT, THE PROPOSAL PUT
FORWARD BY THE EXECUTIVE BOARD REGARDING
THE APPROPRIATION OF ACCUMULATED PROFIT,
AND THE EXECUTIVE BOARD'S EXPLANATORY
REPORT PURSUANT TO SECTION 289A OF THE
COMMERCIAL CODE ( HGB ) AND SECTION 315A
HGB FOR THE 2019 FISCAL YEAR
2 ADOPTION OF A RESOLUTION ON THE Mgmt For For
APPROPRIATION OF ACCUMULATED PROFITS FOR
THE 2019 FISCAL YEAR: DIVIDENDS OF EUR 0.13
PER SHARE
3 ADOPTION OF A RESOLUTION GIVING APPROVAL TO Mgmt For For
THE EXECUTIVE BOARD'S ACTS FOR THE 2019
FISCAL YEAR
4 ADOPTION OF A RESOLUTION GIVING APPROVAL TO Mgmt For For
THE SUPERVISORY BOARD'S ACTS FOR THE 2019
FISCAL YEAR
5 APPOINTMENT OF AUDITOR AND GROUP AUDITOR Mgmt For For
FOR THE 2020 FISCAL YEAR: ERNST & YOUNG
GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
STUTTGART
--------------------------------------------------------------------------------------------------------------------------
JENOPTIK AG Agenda Number: 714013961
--------------------------------------------------------------------------------------------------------------------------
Security: D3S19K104
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: DE000A2NB601
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.25 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 300 MILLION; APPROVE CREATION
OF EUR 15 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
CMMT 30 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 30 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA Agenda Number: 713328905
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO RESOLVE ON THE PROPOSAL FOR THE PARTIAL Mgmt For For
DISTRIBUTION OF FREE RESERVES
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA Agenda Number: 713689810
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO RESOLVE ON THE 2020 FINANCIAL Mgmt For For
STATEMENTS, INCLUDING THE MANAGEMENT
REPORT, THE INDIVIDUAL AND CONSOLIDATED
ACCOUNTS, THE CORPORATE GOVERNANCE REPORT
AND OTHER CORPORATE, SUPERVISORY AND AUDIT
INFORMATION DOCUMENTS
2 TO RESOLVE ON THE PROPOSAL FOR APPLICATION Mgmt For For
OF RESULTS
3 TO ASSESS, IN GENERAL TERMS, THE MANAGEMENT Mgmt For For
AND AUDIT OF THE COMPANY
4 TO RESOLVE ON THE COMPANY'S CORPORATE Mgmt For For
BODIES REMUNERATION POLICY
CMMT 24 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG Agenda Number: 713180331
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: EGM
Meeting Date: 02-Nov-2020
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF CHF 0.75 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG Agenda Number: 713719891
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 FINANCIAL STATEMENTS AND CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS FOR THE YEAR 2020
1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt No vote
REPORT 2020
2 APPROPRIATION OF DISPOSABLE PROFIT: Mgmt No vote
DISSOLUTION AND DISTRIBUTION OF STATUTORY
CAPITAL RESERVE
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND OF THE EXECUTIVE BOARD
4.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt No vote
OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF
COMPENSATION FOR THE COMING TERM OF OFFICE
(AGM 2021 TO AGM 2022)
4.2.1 APPROVAL OF THE COMPENSATION OF THE Mgmt No vote
EXECUTIVE BOARD: AGGREGATE AMOUNT OF
VARIABLE CASH-BASED COMPENSATION ELEMENTS
FOR THE COMPLETED FINANCIAL YEAR 2020
4.2.2 APPROVAL OF THE COMPENSATION OF THE Mgmt No vote
EXECUTIVE BOARD: AGGREGATE AMOUNT OF
VARIABLE SHARE-BASED COMPENSATION ELEMENTS
THAT ARE ALLOCATED IN THE CURRENT FINANCIAL
YEAR 2021
4.2.3 APPROVAL OF THE COMPENSATION OF THE Mgmt No vote
EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT
OF FIXED COMPENSATION FOR THE NEXT
FINANCIAL YEAR 2022
5.1.1 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
ROMEO LACHER
5.1.2 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
GILBERT ACHERMANN
5.1.3 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
HEINRICH BAUMANN
5.1.4 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
RICHARD CAMPBELL-BREEDEN
5.1.5 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
IVO FURRER
5.1.6 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. Mgmt No vote
CLAIRE GIRAUT
5.1.7 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. Mgmt No vote
KATHRYN SHIH
5.1.8 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. Mgmt No vote
EUNICE ZEHNDER-LAI
5.1.9 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. Mgmt No vote
OLGA ZOUTENDIJK
5.2.1 NEW ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
DAVID NICOL
5.3 RE-ELECTION OF MR. ROMEO LACHER AS CHAIRMAN Mgmt No vote
OF THE BOARD OF DIRECTORS
5.4.1 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt No vote
MR. GILBERT ACHERMANN
5.4.2 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt No vote
MR. RICHARD CAMPBELL-BREEDEN
5.4.3 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt No vote
MRS. KATHRYN SHIH
5.4.4 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt No vote
MRS. EUNICE ZEHNDER-LAI
6 ELECTION OF THE STATUTORY AUDITOR: KPMG AG, Mgmt No vote
ZURICH
7 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt No vote
MR. MARC NATER
8 CAPITAL REDUCTION (WITH AMENDMENTS OF THE Mgmt No vote
ARTICLES OF INCORPORATION)
9 AMENDMENTS OF THE ARTICLES OF INCORPORATION Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
KOMERCNI BANKA, A.S. Agenda Number: 713713558
--------------------------------------------------------------------------------------------------------------------------
Security: X45471111
Meeting Type: OGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: CZ0008019106
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE MANAGEMENT BOARD REPORT ON Mgmt For For
COMPANY'S OPERATIONS AND STATE OF ITS
ASSETS IN FISCAL 2020
2 RECEIVE REPORT ON ACT PROVIDING FOR Non-Voting
BUSINESS UNDERTAKING IN CAPITAL MARKET
3 RECEIVE MANAGEMENT BOARD REPORT ON RELATED Non-Voting
ENTITIES
4 RECEIVE STANDALONE AND CONSOLIDATED Non-Voting
FINANCIAL STATEMENTS, AND PROPOSAL FOR
ALLOCATION OF INCOME
5 RECEIVE SUPERVISORY BOARD REPORTS ON Non-Voting
FINANCIAL STATEMENTS, ITS ACTIVITIES, AND
MANAGEMENT BOARD REPORT ON RELATED ENTITIES
PROPOSAL ON ALLOCATION OF INCOME
6 RECEIVE AUDIT COMMITTEE REPORT Non-Voting
7 APPROVE FINANCIAL STATEMENTS Mgmt For For
8 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
9 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
10 AMEND ARTICLES OF ASSOCIATION Mgmt For For
11.1 ELECT PETR DVORAK AS SUPERVISORY BOARD Mgmt For For
MEMBER
11.2 ELECT ALVARO HUETE GOMEZ AS SUPERVISORY Mgmt For For
BOARD MEMBER
11.3 ELECT GIOVANNI LUCA SOMA AS SUPERVISORY Mgmt Against Against
BOARD MEMBER
11.4 ELECT JARMILA SPUROVA AS SUPERVISORY BOARD Mgmt For For
MEMBER
12 ELECT GIOVANNI LUCA SOMA AS MEMBER OF AUDIT Mgmt Against Against
COMMITTEE
13 APPROVE REMUNERATION REPORT Mgmt For For
14 RATIFY DELOITTE AUDIT S.R.O. AS AUDITOR Mgmt For For
CMMT 22 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM AGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG Agenda Number: 713023909
--------------------------------------------------------------------------------------------------------------------------
Security: H4673L145
Meeting Type: EGM
Meeting Date: 02-Sep-2020
Ticker:
ISIN: CH0025238863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 RESOLUTION REGARDING THE DISTRIBUTION OF Mgmt Take No Action
DIVIDENDS UPON APPROVAL BY THE
EXTRAORDINARY GENERAL MEETING, PAYMENT OF
THE DIVIDEND FOR THE BUSINESS YEAR 2019
WILL BE EFFECTED AS OF 8 SEPTEMBER 2020
CMMT 13 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REMOVED SPACES FROM THE
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LABORATORIOS FARMACEUTICOS ROVI, SA Agenda Number: 713105092
--------------------------------------------------------------------------------------------------------------------------
Security: E6996D109
Meeting Type: OGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: ES0157261019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 EXAMINATION AND APPROVAL OF THE COMPANY'S Mgmt For For
INDIVIDUAL ANNUAL ACCOUNT AND THE
INDIVIDUAL ANNUAL ACCOUNTS
2 EXAMINATION AND APPROVAL OF THE STATEMENT Mgmt For For
OF NON-FINANCIAL INFORMATION FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2019
3 EXAMINATION AND APPROVAL OF THE PROPOSED Mgmt For For
ALLOCATION OF THE RESULTS
4 EXAMINATION AND APPROVAL OF THE AND Mgmt For For
ACTIVITY OF THE BOARD OF DIRECTORS
5 RATIFICATION AND RE-ELECTION, OF MSS. Mgmt For For
FATIMA BANEZ GARCIA AS INDEPENDENT DIRECTOR
FOR THE TERM PROVIDED FOR IN THE ARTICLES
OF ASSOCIATION
6 EXAMINATION AND APPROVAL OF THE MAXIMUM Mgmt For For
AMOUNT OF TOTAL ANNUAL REMUNERATION OF
DIRECTORS
7 RE-ELECTION OF THE AUDITORS OF THE COMPANY Mgmt For For
AND ITS CONSOLIDATED GROUP FOR THE 2020
FINANCIAL YEAR: KPMG AUDITORES
8 DELEGATION OF POWERS TO FORMALISE AND Mgmt For For
RECORD THE RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS ACTING AT THE GENERAL MEETING
AND TO MAKE THE REQUIRED DEPOSIT OF
ACCOUNTS CONSULTATIVE ITEM
9 ANNUAL COMPANY DIRECTORS REMUNERATION Mgmt For For
REPORT
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 21 OCT 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT 15 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LABORATORIOS FARMACEUTICOS ROVI, SA Agenda Number: 714167992
--------------------------------------------------------------------------------------------------------------------------
Security: E6996D109
Meeting Type: OGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: ES0157261019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 JUN 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 REVIEW AND APPROVE, AS THE CASE MAY BE, THE Mgmt For For
INDIVIDUAL ANNUAL ACCOUNTS OF THE COMPANY,
INCLUDING THE BALANCE SHEET, PROFIT AND
LOSS ACCOUNT, STATEMENT OF CHANGES IN NET
WORTH, CASH FLOW STATEMENT AND NOTES TO THE
ACCOUNTS, AS WELL AS THE CONSOLIDATED
ANNUAL ACCOUNTS OF THE GROUP, INCLUDING THE
CONSOLIDATED BALANCE SHEET, CONSOLIDATED
PROFIT AND LOSS ACCOUNT, CONSOLIDATED
STATEMENT OF CHANGES IN NET WORTH,
CONSOLIDATED CASH FLOW STATEMENT AND THE
CONSOLIDATED NOTES TO THE ACCOUNTS.
INDIVIDUAL AND CONSOLIDATED MANAGEMENT
REPORTS. ALL OF THE FOREGOING WITH
REFERENCE TO THE FISCAL YEAR ENDED 31
DECEMBER 2020
2 REVIEW AND APPROVE, AS THE CASE MAY BE, THE Mgmt For For
CONSOLIDATED STATEMENT OF NON-FINANCIAL
INFORMATION OF THE COMPANY AND ITS GROUP
WITH REFERENCE TO THE FISCAL YEAR ENDED 31
DECEMBER 2020
3 REVIEW AND APPROVE, AS THE CASE MAY BE, THE Mgmt For For
PROPOSED APPLICATION OF PROFITS OF THE
FISCAL YEAR ENDED 31 DECEMBER 2020
4 REVIEW AND APPROVE, AS THE CASE MAY BE, THE Mgmt For For
MANAGEMENT OF THE BOARD OF DIRECTORS DURING
THE FISCAL YEAR ENDED 31 DECEMBER 2020
5.1 AMEND ARTICLE 16 IN TITLE III OF THE Mgmt For For
ARTICLES OF ASSOCIATION, ABOUT THE
AUTHORISED CAPITAL
5.2 AMEND ARTICLE 22, ABOUT THE CORPORATE Mgmt For For
BODIES, ARTICLE 25, ABOUT GENERAL MEETING
CONVENING, ARTICLE 26, ABOUT TIME AND
VENUE, ARTICLE 29, ABOUT ATTENDANCE RIGHTS,
ARTICLE 30, ABOUT PROXY, ARTICLE 31, ABOUT
INFORMATION RIGHTS, ARTICLE 32, ABOUT
DISTANCE VOTING, ARTICLE 34, ABOUT
DELIBERATION AND ADOPTION OF AGREEMENTS,
AND ARTICLE 35, ABOUT THE MINUTES, IN TITLE
V OF THE ARTICLES OF ASSOCIATION, IN ORDER
TO UPDATE THEM BY ADDING A REFERENCE TO THE
POSSIBILITY OF HOLDING GENERAL MEETINGS
EXCLUSIVELY BY TELEMATIC MEANS,
GUARANTEEING THE RIGHTS OF SHAREHOLDERS AND
THEIR REPRESENTATIVES
5.3 ADD A NEW ARTICLE 25A, ABOUT GENERAL Mgmt For For
MEETINGS HELD EXCLUSIVELY BY TELEMATIC
MEANS, IN TITLE V, SECTION I OF THE
ARTICLES OF ASSOCIATION, IN ORDER TO
INCLUDE AS A STATUTORY PROVISION THE
POSSIBILITY OF HOLDING GENERAL MEETINGS
EXCLUSIVELY BY TELEMATIC MEANS,
GUARANTEEING THE RIGHTS OF SHAREHOLDERS AND
THEIR REPRESENTATIVES
5.4 AMEND ARTICLE 36, ABOUT THE BOARD OF Mgmt For For
DIRECTORS, ARTICLE 37, ABOUT COMPOSITION OF
THE BOARD OF DIRECTORS, ARTICLE 28, ABOUT
PERIOD OF APPOINTMENT, AND ARTICLE 42,
ABOUT BOARD MEETINGS, IN TITLE V, SECTION
II OF THE ARTICLES OF ASSOCIATION
5.5 AMEND ARTICLE 45, ABOUT THE DIRECTORS Mgmt For For
REMUNERATION, IN TITLE V, SECTION II, OF
THE ARTICLES OF ASSOCIATION
5.6 AMEND ARTICLE 47, ABOUT THE AUDIT Mgmt For For
COMMITTEE. COMPOSITION, COMPETENCES AND
PERFORMANCE, IN TITLE V, SECTION II OF THE
ARTICLES OF ASSOCIATION
5.7 ARTICLE 48, ABOUT THE APPOINTMENTS AND Mgmt For For
REMUNERATION COMMITTEE. COMPOSITION,
COMPETENCES AND PERFORMANCE, IN TITLE V,
SECTION II OF THE ARTICLES OF ASSOCIATION
5.8 AMEND ARTICLE 50, ABOUT THE CORPORATE WEB Mgmt For For
SITE, IN TITLE VI OF THE ARTICLES OF
ASSOCIATION
6.1 AMEND ARTICLE 5, ABOUT GENERAL MEETING Mgmt For For
COMPETENCES, IN TITLE II OF THE GENERAL
MEETING REGULATIONS
6.2 ADD A NEW ARTICLE 6A, ABOUT GENERAL Mgmt For For
MEETINGS HELD EXCLUSIVELY BY TELEMATIC
MEANS, IN TITLE III OF THE GENERAL MEETING
REGULATIONS
6.3 AMEND ARTICLE 7, ABOUT GENERAL MEETING Mgmt For For
ANNOUNCEMENTS, ARTICLE 8, ABOUT INFORMATION
AVAILABLE IN THE CORPORATE WEB SITE FROM
THE DATE OF CONVENING, AND ARTICLE 9, ABOUT
INFORMATION RIGHTS BEFORE THE DATE OF THE
GENERAL MEETING, IN TITLE III OF THE
GENERAL MEETING REGULATIONS
6.4 AMEND ARTICLE 10, ABOUT ATTENDANCE RIGHTS, Mgmt For For
ARTICLE 11, ABOUT THIRD PARTY ATTENDANCE TO
GENERAL MEETINGS, ARTICLE 12, ABOUT PROXY,
AND ARTICLE 14, ABOUT GENERAL MEETING
PLANNING, MEANS AND VENUE, IN TITLE IV,
CHAPTER I OF THE GENERAL MEETING
REGULATIONS
6.5 AMEND ARTICLE 18, ABOUT REGISTRATION OF Mgmt For For
SHAREHOLDERS PHYSICALLY ATTENDING GENERAL
MEETINGS, AND ARTICLE 19, ABOUT THE
ATTENDANTS LIST. ADD A NEW ARTICLE 18A,
ABOUT REGISTRATION OF SHAREHOLDERS
TELEMATICALLY ATTENDING GENERAL MEETINGS,
IN TITLE IV, CHAPTER II OF THE GENERAL
MEETING REGULATIONS
6.6 AMEND ARTICLE 20, ABOUT PARTICIPATION Mgmt For For
REQUESTS, ARTICLE 22, ABOUT INFORMATION
RIGHTS DURING THE GENERAL MEETING, AND
ARTICLE 23, ABOUT EXTENSION AND SUSPENSION
OF GENERAL MEETINGS, IN TITLE IV, CHAPTER
III, OF THE GENERAL MEETING REGULATIONS
6.7 AMEND ARTICLE 24, ABOUT DISTANCE VOTING, Mgmt For For
ARTICLE 25, ABOUT VOTING OF PROPOSALS,
ARTICLE 27, ABOUT THE MINUTES, AND ARTICLE
28, ABOUT PUBLICITY OF THE AGREEMENTS, IN
TITLE IV, CHAPTER IV OF THE GENERAL MEETING
REGULATIONS
6.8 AMEND ARTICLE 29, ABOUT APPROVAL, IN TITLE Mgmt For For
V OF THE GENERAL MEETING REGULATIONS
7.1 REAPPOINTMENT, AS THE CASE MAY BE, OF DON Mgmt For For
JUAN LOPEZ BELMONTE LOPEZ AS DIRECTOR
REPRESENTING SUBSTANTIAL SHAREHOLDERS FOR
THE STATUTORY PERIOD
7.2 REAPPOINTMENT, AS THE CASE MAY BE, OF DON Mgmt For For
JUAN LOPEZ BELMONTE ENCINA AS EXECUTIVE
DIRECTOR FOR THE STATUTORY PERIOD
7.3 REAPPOINTMENT, AS THE CASE MAY BE, OF DON Mgmt For For
JAVIER LOPEZ BELMONTE ENCINA AS EXECUTIVE
DIRECTOR FOR THE STATUTORY PERIOD
7.4 REAPPOINTMENT, AS THE CASE MAY BE, OF DON Mgmt For For
IVAN LOPEZ BELMONTE ENCINA AS EXECUTIVE
DIRECTOR FOR THE STATUTORY PERIOD
8 REVIEW AND APPROVE, AS THE CASE MAY BE, THE Mgmt For For
MAXIMUM YEARLY AMOUNT OF THE REMUNERATION
FOR DIRECTORS IN THEIR CONDITION AS SUCH
FOR THE FISCAL YEAR 2021
9 REVIEW AND APPROVE, AS THE CASE MAY BE, THE Mgmt For For
BOARD REMUNERATION POLICY FOR THE PERIOD
2021 TO 2024
10 APPROVE A SHARE BASED, LONG TERM INCENTIVE Mgmt For For
PLAN FOR THE PERIOD 2022 TO 2024, AS THE
CASE MAY BE, FOR EXECUTIVE DIRECTORS OF THE
COMPANY
11 APPROVE, AS THE CASE MAY BE, A SHARE BASED Mgmt For For
EXTRAORDINARY BONUS FOR EXECUTIVE
DIRECTORS, SUBJECT TO THEIR PERFORMANCE AND
RECENT ACHIEVEMENTS FOR THE GROUP
12 REAPPOINTMENT OF AUDITORS OF THE COMPANY Mgmt For For
AND ITS CONSOLIDATED GROUP FOR THE FISCAL
YEAR 2021, AS THE CASE MAY BE: KPMG
AUDITORES
13 GRANT TO THE BOARD OF DIRECTORS, WITH Mgmt For For
SUBSTITUTION POWERS, THE AUTHORITY TO CARRY
OUT THE DERIVATIVE ACQUISITION OF OWN
SHARES, BY THE COMPANY AND, OR ITS
SUBSIDIARIES, UNDER THE APPLICABLE LEGAL
PROVISIONS
14 GRANT TO THE BOARD OF DIRECTORS THE Mgmt For For
AUTHORITY TO INCREASE THE SHARE CAPITAL, IN
CONFORMITY WITH THE PROVISIONS OF SECTION
297.1B OF THE CAPITAL COMPANIES ACT, FOR A
MAXIMUM PERIOD OF 5 YEARS, WITH EXCLUSION,
IF NECESSARY, OF THE PREEMPTIVE
SUBSCRIPTION RIGHTS UP TO 20 PER CENT OF
THE SHARE CAPITAL, AS PROVIDED IN SECTION
506 OF THE SAME ACT
15 DELEGATE POWERS TO THE BOARD OF DIRECTORS, Mgmt For For
FOR A MAXIMUM 5 YEAR PERIOD, TO ISSUE
BONDS, DEBENTURES AND OTHER FIXED INCOME
SECURITIES CONVERTIBLE AND, OR,
EXCHANGEABLE FOR SHARES OF THE COMPANY, AS
WELL AS WARRANTS AND OTHER SIMILAR
SECURITIES THAT MAY GIVE ENTITLEMENT,
EITHER DIRECTLY OR INDIRECTLY, TO SUBSCRIBE
OR BUY SHARES OF THE COMPANY OR OTHER
COMPANIES, FOR AN AGGREGATE AMOUNT OF 500
MILLION EUROS, AND TO INCREASE THE SHARE
CAPITAL BY THE NECESSARY AMOUNT, WITH
AUTHORITY TO EXCLUDE THE PREFERENTIAL
SUBSCRIPTION RIGHT UP TO 20 PER CENT OF THE
SHARE CAPITAL, WITH AUTHORITY FOR THE
COMPANY TO GUARANTEE FIXED INCOME
SECURITIES ISSUED BY ITS SUBSIDIARIES
16 DELEGATE POWERS FOR THE EXECUTION AND Mgmt For For
PUBLIC RECORDING OF THE AGREEMENTS ADOPTED
BY THE GENERAL MEETING AND THE FILING OF
THE ACCOUNTS WITH THE REGISTRAR OF
COMPANIES
17 ANNUAL REPORT ON THE DIRECTORS REMUNERATION Mgmt For For
CMMT 14 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LANCASHIRE HOLDINGS LTD Agenda Number: 713673211
--------------------------------------------------------------------------------------------------------------------------
Security: G5361W104
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BMG5361W1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH
THE DIRECTORS' AND AUDITORS' REPORTS
THEREON
2 TO APPROVE THE 2020 ANNUAL REPORT ON Mgmt For For
REMUNERATION
3 THAT THE FINAL DIVIDEND FOR THE YEAR ENDED Mgmt For For
31 DECEMBER 2020 RECOMMENDED BY THE BOARD
OF US 0.10 USD PER COMMON SHARE BE DECLARED
4 TO RE-ELECT PETER CLARKE AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT MICHAEL DAWSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT SIMON FRASER AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT SAMANTHA HOE-RICHARDSON AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 TO RE-ELECT ROBERT LUSARDI AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT ALEX MALONEY AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT SALLY WILLIAMS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT NATALIE KERSHAW AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 TO RE-APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY
13 TO AUTHORISE THE BOARD TO SET THE AUDITORS' Mgmt For For
REMUNERATION
14 TO GRANT THE DIRECTORS OF THE COMPANY A Mgmt For For
GENERAL AND UNCONDITIONAL AUTHORITY TO
ALLOT SHARES
15 SUB TO RES 14, TO AUTHORISE THE DIRECTORS Mgmt For For
TO ALLOT SHARES FOR CASH ON A NON
PRE-EMPTIVE BASIS UP TO AN AGGREGATE
NOMINAL VALUE OF 5 PER CENT OF ISSUED SHARE
CAPITAL
16 SUB TO RES 14 AND 15, TO AUTHORISE THE Mgmt For For
DIRECTORS TO ALLOT SHARES FOR CASH ON A NON
PRE-EMPTIVE BASIS UP TO AN AGGREGATE
NOMINAL VALUE OF A FURTHER 5 PER CENT
17 SUB TO RES 14, 15, 16 TO AUTHORISE THE Mgmt For For
DIRECTORS TO ALLOT SHARES FOR CASH ON A NON
PRE-EMPTIVE BASIS UP TO AN AGGREGATE
NOMINAL VALUE OF A FURTHER 5 PER CENT
18 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
LEGRAND SA Agenda Number: 713911976
--------------------------------------------------------------------------------------------------------------------------
Security: F56196185
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0010307819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING EARNINGS
AMOUNTING TO EUR 427,487,360.64. THE
SHAREHOLDERS' MEETING APPROVES THE NON
DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING
TO EUR 46,734.00 AND THEIR CORRESPONDING
TAX OF EUR 14,966.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET EARNINGS (GROUP SHARE)
AMOUNTING TO EUR 681,200,000.00
3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN:
EARNINGS: EUR 427,487,360.64 LEGAL RESERVE:
EUR (68,647.20) RETAINED EARNINGS: EUR
90,255,385.25 INTERIM DISTRIBUTABLE INCOME:
EUR 517,674,098.69 UNAVAILABLE RESERVES FOR
TREASURY SHARES: EUR (5,158,756.43)
DISTRIBUTABLE INCOME: EUR 512,515,342.26
ALLOCATION: DIVIDENDS: EUR 379,597,721.38
(BASED ON THE SHARES COMPOSING THE SHARE
CAPITAL AS OF THE 31ST OF DECEMBER 2020)
RETAINED EARNINGS: EUR 132,917,620.88
FOLLOWING THIS ALLOCATION, THE UNAVAILABLE
RESERVES FOR TREASURY SHARES WILL SHOW A
NEW BALANCE OF EUR 8,615,006.54. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 1.42 PER SHARE, THAT WILL BE ELIGIBLE
TO THE 40 PER CENT DEDUCTION PROVIDED BY
THE FRENCH GENERAL TAX CODE. THIS DIVIDEND
WILL BE PAID ON THE 1ST OF JUNE 2021. AS
REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST THREE FINANCIAL YEARS, THE
DIVIDENDS WERE PAID AS FOLLOWS: EUR 1.26
PER SHARE FOR FISCAL YEAR 2017 EUR 1.34 PER
SHARE FOR FISCAL YEARS 2018 AND 2019
4 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION MENTIONED IN THE ARTICLE
L.22-10-9 I OF THE FRENCH COMMERCIAL CODE
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR GILLES SCHNEPP AS CHAIRMAN OF
THE BOARD OF DIRECTORS UNTIL THE 30TH OF
JUNE 2020 FOR THE 2020 FINANCIAL YEAR
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS ANGELES GARCIA-POVEDA AS
CHAIRWOMAN OF THE BOARD OF DIRECTORS FROM
THE 1ST OF JULY 2020 FOR THE 2020 FINANCIAL
YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR BENOIT COQUART AS MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MEMBERS OF THE BOARD OF DIRECTORS
11 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS ANNALISA LOUSTAU ELIA AS
A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MR JEAN-MARC CHERY FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 1,000,000,000.00. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
14 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
15 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES AND OR THE CORPORATE OFFICERS OF
THE COMPANY AND RELATED COMPANIES. THEY MAY
NOT REPRESENT MORE THAN 1.5 PER CENT OF THE
SHARE CAPITAL, AMONG WHICH THE SHARES
GRANTED TO THE CORPORATE OFFICERS OF THE
COMPANY MAY NOT REPRESENT MORE THAN 10 PER
CENT OF THE TOTAL NUMBER OF SHARES GRANTED
FOR FREE. THIS AUTHORIZATION IS GIVEN FOR A
38-MONTH PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
16 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NR 12.4 : 'VOTING RIGHT' OF THE
BYLAWS
17 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT 05 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100842-45 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105052101375-54 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
MARR S.P.A. Agenda Number: 713732964
--------------------------------------------------------------------------------------------------------------------------
Security: T6456M106
Meeting Type: OGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0003428445
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 BALANCE SHEET AS OF 31 DECEMBER 2020, BOARD Mgmt For For
OF DIRECTORS' REPORT, INTERNAL AUDITORS'
REPORT AND EXTERNAL AUDITORS' REPORT;
RESOLUTIONS RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020
O.2 TO ALLOCATE THE PROFIT FOR THE YEAR; Mgmt For For
RESOLUTIONS RELATED THERETO
O.3.a TO REPORT ON REWARDING POLICY AND EMOLUMENT Mgmt For For
PAID: TO PRESENT THE FIRST SECTION OF THE
REPORT AS PER ART. 123 TER PARAGRAPH 3 BIS
OF LEGISLATIVE DECREE NO. 58/1998
O.3.b TO REPORT ON REWARDING POLICY AND EMOLUMENT Mgmt For For
PAID: RESOLUTION ON THE SECOND SECTION OF
THE REPORT AS PER ART. 123 TER PARAGRAPH 6
OF LEGISLATIVE DECREE NO. 58/1998
CMMT 30 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM AGM TO OGM AND ADDITION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
MASMOVIL IBERCOM SA Agenda Number: 712797969
--------------------------------------------------------------------------------------------------------------------------
Security: E7386C164
Meeting Type: OGM
Meeting Date: 08-Jul-2020
Ticker:
ISIN: ES0184696104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 09TH JULY 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 EXAMINATION AND, IF APPROPRIATE, APPROVAL Mgmt For For
OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF THE CHANGES IN THE NET EQUITY, CASH FLOW
STATEMENT AND NOTES) AND THE INDIVIDUAL
MANAGEMENT REPORT WITH RESPECT TO THE
FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019
2 EXAMINATION AND, IF APPROPRIATE, APPROVAL Mgmt For For
OF THE CONSOLIDATED ANNUAL ACCOUNTS
(CONSOLIDATED STATEMENT OF FINANCIAL
POSITION, CONSOLIDATED STATEMENT OF
COMPREHENSIVE INCOME, CONSOLIDATED
STATEMENT OF CHANGES IN THE NET EQUITY,
CONSOLIDATED CASH FLOW STATEMENT AND
CONSOLIDATED NOTES) AND CONSOLIDATED
MANAGEMENT REPORT OF THE COMPANY AND ITS
AFFILIATES WITH RESPECT TO THE FINANCIAL
YEAR ENDED ON DECEMBER 31ST, 2019
3 EXAMINATION AND, IF APPROPRIATE, APPROVAL Mgmt For For
OF THE CONSOLIDATED STATEMENT OF
NON-FINANCIAL INFORMATION WITH RESPECT TO
THE FINANCIAL YEAR ENDED ON DECEMBER 31ST,
2019
4 EXAMINATION AND, IF APPROPRIATE, APPROVAL Mgmt For For
OF THE PROPOSAL OF APPLICATION OF THE
COMPANY'S RESULTS OF THE FINANCIAL YEAR
ENDED ON DECEMBER 31ST, 2019
5 EXAMINATION AND, IF APPROPRIATE, APPROVAL Mgmt For For
OF THE MANAGEMENT OF THE BOARD OF DIRECTORS
DURING THE FINANCIAL YEAR ENDED ON DECEMBER
31ST, 2019
6 REELECTION OF KPMG AUDITORES, S.L. AS Mgmt For For
AUDITORS OF THE COMPANY AND ITS
CONSOLIDATED GROUP FOR THE FINANCIAL YEAR
2020
7.1 REELECTION OF MR. JOHN CARL HAHN AS Mgmt Against Against
PROPRIETARY DIRECTOR
7.2 REELECTION OF MR. BORJA FERNANDEZ ESPEJEL Mgmt Against Against
AS INDEPENDENT DIRECTOR
7.3 REELECTION OF MS. PILAR ZULUETA DE OYA AS Mgmt Against Against
INDEPENDENT DIRECTOR
7.4 RATIFICATION OF THE APPOINTMENT OF MS. Mgmt For For
CRISTINA ALDAMIZ-ECHEVARRIA GONZALEZ DE
DURANA AS INDEPENDENT DIRECTOR, APPOINTED
BY COOPTATION BY RESOLUTION OF THE BOARD OF
DECEMBER 27TH, 2019
8 APPROVAL, IN ACCORDANCE WITH ARTICLES 219 Mgmt Against Against
OF THE SPANISH CORPORATE ENTERPRISES ACT
AND 38 OF THE BY-LAWS, OF A SHARES
APPRECIATION RIGHTS' PLAN IN FAVOUR OF THE
CHIEF EXECUTIVE OFFICER, MANAGEMENT TEAM
AND EMPLOYEES OF GRUPO MASMOVIL
9 AMENDMENT OF THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY FOR THE FINANCIAL YEARS 2018, 2019 Y
2020
10 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY FOR THE FINANCIAL YEARS 2021, 2022
AND 2023
11 CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt Against Against
DIRECTORS' REMUNERATION FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31ST, 2019
12.1 AMENDMENT OF ARTICLE 22 ("ATTENDANCE AT Mgmt For For
MEETINGS")
12.2 AMENDMENT OF ARTICLE 23 ("REPRESENTATION") Mgmt For For
13 APPROVAL OF THE ADDITION OF A NEW ARTICLE Mgmt For For
12 BIS ("ATTENDANCE AT THE GENERAL MEETING
THROUGH REAL-TIME REMOTE PROCEDURES") OF
THE REGULATIONS OF THE GENERAL
SHAREHOLDERS' MEETING
14 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
AGREE SHARE CAPITAL INCREASES, IN
ACCORDANCE WITH ARTICLES 297.1.B) AND 506
OF THE SPANISH CORPORATE ENTERPRISES ACT,
WITH THE LIMIT OF 20% OF THE CURRENT SHARE
CAPITAL, WITHIN THE LEGAL PERIOD OF FIVE
YEARS FROM THE DATE OF THIS MEETING, IN ONE
OR SEVERAL TRANCHES, AND WITH THE
AUTHORISATION TO EXCLUDE THE SHAREHOLDERS'
PREEMPTIVE RIGHTS TO SUBSCRIPTION.
REVOCATION OF THE AUTHORISATION GRANTED BY
THE ORDINARY GENERAL SHAREHOLDERS' MEETING
OF JUNE 22ND, 2017 FOR THOSE PARTS YET TO
BE COMPLETED
15 AUTHORISATION TO SHORTEN THE PERIOD FOR Mgmt For For
CALLING EXTRAORDINARY GENERAL MEETINGS, IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
515 OF THE SPANISH CORPORATE ENTERPRISES
ACT
16 RATIFICATION, PURSUANT TO THE PROVISIONS OF Mgmt For For
ARTICLE 160.F) OF THE SPANISH CORPORATE
ENTERPRISES ACT, OF THE PLEDGE GRANTED OVER
THE SHARES OF THE WHOLLY-OWNED SUBSIDIARY
OF MASMOVIL IBERCOM, S.A., THAT IS,
MASMOVIL PHONE & INTERNET, S.A.U., AS WELL
AS ALL EXTENSIONS OF THE AFOREMENTIONED
PLEDGE, AND APPROVAL OF THE WAIVER OF
SELF-CONTRACTING, MULTIPLE REPRESENTATION
AND CONFLICT OF INTERESTS WITH RESPECT TO
ANY IRREVOCABLE POWERS OF ATTORNEY GRANTED
AND TO BE GRANTED CONCERNING THE
AFOREMENTIONED PLEDGE OF SHARES
17 DELEGATION OF POWERS FOR THE FORMALIZATION, Mgmt For For
REMEDY, REGISTRATION, INTERPRETATION,
DEVELOPMENT AND EXECUTION OF THE
RESOLUTIONS ADOPTED BY THE GENERAL MEETING
AND POWER OF ATTORNEY TO FORMALIZE THE
DEPOSIT OF THE ANNUAL ACCOUNTS
--------------------------------------------------------------------------------------------------------------------------
MERCK KGAA Agenda Number: 713679251
--------------------------------------------------------------------------------------------------------------------------
Security: D5357W103
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: DE0006599905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FISCAL YEAR 2020
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.40 PER SHARE
4 APPROVE DISCHARGE OF EXECUTIVE BOARD FISCAL Mgmt For For
YEAR 2020
5 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
6 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
7 AMEND ARTICLES RE: SUPERVISORY BOARD Mgmt For For
APPROVAL OF TRANSACTIONS WITH RELATED
PARTIES
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
10 APPROVE ELEVEN AFFILIATION AGREEMENTS Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NETCOMPANY GROUP A/S Agenda Number: 712985742
--------------------------------------------------------------------------------------------------------------------------
Security: K7020C102
Meeting Type: EGM
Meeting Date: 19-Aug-2020
Ticker:
ISIN: DK0060952919
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1.A ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: HEGE SKRYSETH
1.B ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ASA RIISBERG
2 APPROVAL OF AMENDED ARTICLES OF ASSOCIATION Mgmt For For
3 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.B. THANK YOU
CMMT 29 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 1.B. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 713572988
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt Take No Action
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2020 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt Take No Action
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt Take No Action
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2020
4 REDUCTION OF SHARE CAPITAL Mgmt Take No Action
5 FURTHER SHARE REPURCHASES Mgmt Take No Action
6.1 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt Take No Action
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
BOARD OF DIRECTORS FROM THE 2021 ANNUAL
GENERAL MEETING TO THE 2022 ANNUAL GENERAL
MEETING
6.2 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt Take No Action
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR
2022
6.3 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt Take No Action
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: ADVISORY VOTE ON THE 2020
COMPENSATION REPORT
7.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt Take No Action
AND CHAIRMAN OF THE BOARD OF DIRECTORS
7.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt Take No Action
OF THE BOARD OF DIRECTORS
7.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt Take No Action
THE BOARD OF DIRECTORS
7.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt Take No Action
THE BOARD OF DIRECTORS
7.5 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt Take No Action
OF THE BOARD OF DIRECTORS
7.6 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt Take No Action
BOARD OF DIRECTORS
7.7 RE-ELECTION OF BRIDGETTE HELLER AS MEMBER Mgmt Take No Action
OF THE BOARD OF DIRECTORS
7.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt Take No Action
OF THE BOARD OF DIRECTORS
7.9 RE-ELECTION OF SIMON MORONEY AS MEMBER OF Mgmt Take No Action
THE BOARD OF DIRECTORS
7.10 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt Take No Action
OF THE BOARD OF DIRECTORS
7.11 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt Take No Action
OF THE BOARD OF DIRECTORS
7.12 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt Take No Action
THE BOARD OF DIRECTORS
7.13 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt Take No Action
OF THE BOARD OF DIRECTORS
8.1 RE-ELECTION OF PATRICE BULA TO THE Mgmt Take No Action
COMPENSATION COMMITTEE
8.2 RE-ELECTION OF BRIDGETTE HELLER TO THE Mgmt Take No Action
COMPENSATION COMMITTEE
8.3 RE-ELECTION OF ENRICO VANNI TO THE Mgmt Take No Action
COMPENSATION COMMITTEE
8.4 RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt Take No Action
COMPENSATION COMMITTEE
8.5 ELECTION OF SIMON MORONEY AS NEW MEMBER OF Mgmt Take No Action
THE COMPENSATION COMMITTEE
9 RE-ELECTION OF THE STATUTORY AUDITOR: THE Mgmt Take No Action
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR
THE FINANCIAL YEAR STARTING ON JANUARY 1,
2021
10 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt Take No Action
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY
AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL
THE END OF THE NEXT ANNUAL GENERAL MEETING
11 AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE Mgmt Take No Action
ARTICLES OF INCORPORATION
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Take No Action
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
PERNOD RICARD SA Agenda Number: 713260583
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 27-Nov-2020
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 09 NOV 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202010232004301-128 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011092004473-135; PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK IN COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 MODIFICATION OF ARTICLES 35 AND 36 OF THE Mgmt For For
BYLAWS ON THE INCLUSION OF ABSTENTION,
BLANK AND NULL VOTES FOR THE CALCULATION OF
THE MAJORITY AT GENERAL MEETINGS IN
ACCORDANCE WITH THE SOILIHI LAW
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL
AMOUNT OF EXPENSES AND CHARGES REFERRED TO
IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH
GENERAL TAX CODE
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 30 JUNE 2020 AND SETTING OF THE
DIVIDEND
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
ALEXANDRE RICARD AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. CESAR Mgmt For For
GIRON AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
WOLFGANG COLBERG AS DIRECTOR
8 APPOINTMENT OF MRS. VIRGINIE FAUVEL AS Mgmt For For
DIRECTOR
9 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For
COMPENSATION ALLOCATED TO MEMBERS OF THE
BOARD OF DIRECTORS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED DURING THE FINANCIAL YEAR
2019/20 TO THE CORPORATE OFFICERS
12 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO MR.
ALEXANDRE RICARD, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO CORPORATE
OFFICERS
14 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES
16 RATIFICATION OF THE DECISION OF THE BOARD Mgmt For For
OF DIRECTORS TO TRANSFER THE REGISTERED
OFFICE OF THE COMPANY AND OF THE AMENDMENT
TO ARTICLE 4 "REGISTERED OFFICE" OF THE
BYLAWS RELATING THERETO
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS
OF COMPANY SAVINGS PLANS WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN
FAVOUR OF THE LATTER
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY
S OF DESIGNATED BENEFICIARIES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER
19 AMENDMENT TO ARTICLE 21 OF THE BYLAWS Mgmt For For
"MEETINGS" IN ORDER TO INTRODUCE THE
POSSIBILITY FOR THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
UNDER THE CONDITIONS SET BY LAW SOILIHI LAW
20 MODIFICATION OF ARTICLES 25 "REMUNERATION Mgmt For For
OF BOARD MEMBERS", 28 "CENSORS" AND 35
"ORDINARY GENERAL MEETINGS" OF THE BYLAWS
IN ORDER TO REPLACE THE TERM "ATTENDANCE
FEES" BY THAT OF "REMUNERATION" IN
ACCORDANCE WITH THE PACTE LAW
21 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIs") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
PORR AG Agenda Number: 714162081
--------------------------------------------------------------------------------------------------------------------------
Security: A63700115
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: AT0000609607
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 566090 DUE TO RECEIPT DELETION
OF RESOLUTIONS 9.1 AND 9.2. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 RATIFY BDO AUSTRIA GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
5 APPROVE REMUNERATION REPORT Mgmt For For
6.1 ELECT IRIS ORTNER AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.2 ELECT SUSANNE WEISS AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.3 ELECT KARL PISTOTNIK AS SUPERVISORY BOARD Mgmt Against Against
MEMBER
6.4 ELECT KLAUS ORTNER AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.5 ELECT ROBERT GRUENEIS AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.6 ELECT BERNHARD VANAS AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.7 ELECT THOMAS WINISCHHOFER AS SUPERVISORY Mgmt For For
BOARD MEMBER
6.8 ELECT WALTER KNIRSCH AS SUPERVISORY BOARD Mgmt For For
MEMBER
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
8 APPROVE CREATION OF EUR 10.2 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 713870461
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE 2020 ACCOUNTS Mgmt For For
STRATEGIC REPORT DIRECTORS REMUNERATION
REPORT DIRECTORS REPORT AND THE AUDITORS
REPORT THE ANNUAL REPORT
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO ELECT CHUA SOCK KOONG AS A DIRECTOR Mgmt For For
4 TO ELECT MING LU AS A DIRECTOR Mgmt For For
5 TO ELECT JEANETTE WONG AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SHRITI VADERA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT JEREMY ANDERSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MARK FITZPATRICK AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DAVID LAW AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ANTHONY NIGHTINGALE AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT PHILIP REMNANT AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ALICE SCHROEDER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT JAMES TURNER AS A DIRECTOR Mgmt For For
14 TO RE-ELECT THOMAS WATJEN AS A DIRECTOR Mgmt For For
15 TO RE-ELECT MICHAEL WELLS AS A DIRECTOR Mgmt For For
16 TO RE-ELECT FIELDS WICKER-MIURIN AS A Mgmt For For
DIRECTOR
17 TO RE-ELECT AMY YIP AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AMOUNT OF THE AUDITORS
REMUNERATION
20 TO RENEW THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
21 TO RENEW THE AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
22 TO RENEW THE EXTENSION OF AUTHORITY TO Mgmt For For
ALLOT ORDINARY SHARES TO INCLUDE
REPURCHASED SHARES
23 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS
24 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
25 TO RENEW THE AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
26 TO RENEW THE AUTHORITY IN RESPECT OF NOTICE Mgmt Against Against
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
PUBLICIS GROUPE SA Agenda Number: 713867212
--------------------------------------------------------------------------------------------------------------------------
Security: F7607Z165
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000130577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU. AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104092100836-43 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101454-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE, THE SUPERVISORY BOARD AND THE
AUDITORS, APPROVES THE COMPANY'S FINANCIAL
STATEMENTS FOR THE FISCAL YEAR THAT ENDED
IN 2020, AS PRESENTED TO THE MEETING,
SHOWING EARNINGS AMOUNTING TO EUR
63,769,554.31
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE, THE SUPERVISORY BOARD AND THE
AUDITORS, APPROVES THE CONSOLIDATED
FINANCIAL STATEMENTS FOR SAID FISCAL YEAR,
AS PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 576,000,000.00
(GROUP SHARE)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE
AND RESOLVES TO ALLOCATE THE EARNINGS FOR
THE YEAR AS FOLLOWS: ORIGIN EARNINGS: EUR
63,769,554.31 LEGAL RESERVE: EUR
(293,279.08) RETAINED EARNINGS: EUR
2,228,793.85 DISTRIBUTABLE INCOME: EUR
65,705,069.08 SHARE PREMIUM: EUR
429,833,006.92 ALLOCATION DIVIDENDS: EUR
495,538,076.00 (ON THE BASIS OF 247,769,038
SHARES ON DECEMBER 31ST 2020) THE
SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND
OF EUR 2.00 PER SHARE THAT WILL BE ELIGIBLE
FOR THE 40 PERCENT DEDUCTION PROVIDED BY
THE FRENCH GENERAL TAX CODE. THIS DIVIDEND
WILL BE PAID ON JULY 6TH 2021. AS REQUIRED
BY LAW, IT IS REMINDED THAT, FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS
ELIGIBLE FOR THE 40 PERCENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE
WERE PAID AS FOLLOWS: EUR 2.00 PER SHARE
FOR FISCAL YEAR 2017, EUR 2.12 PER SHARE
FOR FISCAL YEAR 2018, EUR 1.15 PER SHARE
FOR FISCAL YEAR 2019
4 THE DIVIDEND PAYMENT WILL BE FULLY-PARTLY Mgmt For For
CARRIED OUT EITHER IN CASH OR IN SHARES AS
PER THE FOLLOWING CONDITIONS: THE OPTION
WILL BE EFFECTIVE FROM JUNE 17TH TO JUNE
30TH 2021 (INCLUSIVE), THE SHAREHOLDERS WHO
HAVE NOT OPTED FOR A DIVIDEND PAYMENT IN
SHARES AT THE END OF THIS PERIOD, WILL BE
PAID IN CASH. IF THE AMOUNT OF THE
DIVIDENDS FOR WHICH THE OPTION IS EXERCISED
DOES NOT CORRESPOND TO A WHOLE NUMBER OF
SECURITIES, THE SHAREHOLDER WILL RECEIVE
THE NUMBER OF SHARES IMMEDIATELY HIGHER AND
WILL PAY THE DIFFERENCE IN CASH, OR THE
NUMBER OF SHARES IMMEDIATELY LOWER PLUS AN
AMOUNT IN CASH. THE DIVIDEND PAYMENT WILL
BE CARRIED OUT IN CASH OR IN SHARES ON JULY
6TH 2021. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE EXECUTIVE
COMMITTEE TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
5 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-86 ET
SEQ. OF THE FRENCH COMMERCIAL CODE, DULY
NOTES THE CONCLUSIONS OF SAID REPORT WHICH
INCLUDES NO NEW AGREEMENTS ENTERED INTO
DURING SAID FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. MAURICE LEVY AS MEMBER
OF THE SUPERVISORY BOARD FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. SIMON BADINTER AS MEMBER
OF THE SUPERVISORY BOARD FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. JEAN CHAREST AS MEMBER
OF THE SUPERVISORY BOARD FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
CHAIRMAN OF THE SUPERVISORY BOARD FOR THE
2021 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
MEMBERS OF THE SUPERVISORY BOARD FOR THE
2021 FISCAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE
2021 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
MEMBER OF THE EXECUTIVE COMMITTEE, MR.
MICHEL-ALAIN PROCH, FOR THE 2021 FISCAL
YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
2021 FISCAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION FOR
SAID FISCAL YEAR, IN ACCORDANCE WITH THE
ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL
CODE
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHAIRMAN OF THE SUPERVISORY
BOARD, MR. MAURICE LEVY, FOR SAID FISCAL
YEAR
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE CHAIRMAN OF THE EXECUTIVE
COMMITTEE, MR. ARTHUR SADOUN, FOR SAID
FISCAL YEAR
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE MEMBER OF THE EXECUTIVE
COMMITTEE, MR. JEAN-MICHEL ETIENNE, FOR
SAID FISCAL YEAR
18 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE MEMBER OF THE EXECUTIVE
COMMITTEE, MRS. ANNE-GARBIELLE HEILBRONNER,
FOR SAID FISCAL YEAR
19 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID OR
AWARDED TO THE MEMBER OF THE EXECUTIVE
COMMITTEE, MR. STEVE KING, FOR SAID FISCAL
YEAR
20 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
EXECUTIVE COMMITTEE TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 85.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
2,106,036,823.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5
PERCENT OF ITS CAPITAL. THIS AUTHORISATION
IS GIVEN FOR AN 18-MONTH PERIOD AND
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORISATION GIVEN BY THE SHAREHOLDERS'
MEETING OF MAY 27TH 2020 IN RESOLUTION NR,
20. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE EXECUTIVE COMMITTEE TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE EXECUTIVE COMMITTEE TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY
CANCELLING ALL OR PART OF THE SHARES HELD
BY THE COMPANY IN CONNECTION WITH THE STOCK
REPURCHASE PLANS AUTHORISED BY THE
SHAREHOLDERS' MEETING UNDER ARTICLE
L.22-10-62 OF THE FRENCH COMMERCIAL CODE,
IN PARTICULAR UNDER PREVIOUS RESOLUTION
NUMBER 20, UP TO A MAXIMUM OF 10 PERCENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THIS AUTHORISATION IS GIVEN FOR A 26-MONTH
PERIOD AND SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 29TH 2019 IN
RESOLUTION NR, 23. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
22 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
EXECUTIVE COMMITTEE TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR FUTURE
ORDINARY SHARES, IN FAVOUR OF THE
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES OR CERTAIN AMONG THEM, OR CERTAIN
CATEGORIES OF EMPLOYEES, AND-OR THE
EXECUTIVE CORPORATE OFFICERS OF THE COMPANY
OR RELATED COMPANIES OR ECONOMIC INTEREST
GROUPS. THEY MAY NOT REPRESENT MORE THAN 3
PERCENT OF THE SHARE CAPITAL, GIVEN THAT
THE NUMBER OF SHARES ALLOCATED TO THE
EXECUTIVE CORPORATE OFFICERS SHALL NOT
EXCEED 0.3 PERCENT OF THE SHARE CAPITAL.
THE PRESENT DELEGATION IS GIVEN FOR A
38-MONTH PERIOD AND SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORISATION GIVEN BY THE
SHAREHOLDERS' MEETING OF MAY 30TH 2018 IN
RESOLUTION NR, 27. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
23 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
EXECUTIVE COMMITTEE TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, UP TO A MAXIMUM NOMINAL
AMOUNT OF EUR 2,800,000.00, IN FAVOUR OF
MEMBERS OF A COMPANY SAVINGS PLAN OF THE
COMPANY OR RELATED COMPANIES, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF ORDINARY SHARES OR
ANY SECURITIES GIVING ACCESS TO ORDINARY
SHARES TO BE ISSUED BY THE COMPANY OR ONE
OF ITS SUBSIDIARIES (PREFERENCE SHARES AND
SECURITIES GIVING ACCESS TO PREFERENCE
SHARES EXCLUDED). THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE OF EUR
30,000,000.00 SET FORTH IN RESOLUTION
NUMBER 21 ADOPTED BY THE MEETING OF MAY
27TH 2020 OR IN RESOLUTIONS OF THE SAME
KIND WHICH COULD POSSIBLY REPLACE SAID
RESOLUTIONS DURING THIS DELEGATION'S
VALIDITY. THIS DELEGATION, GIVEN FOR 26
MONTHS, SUPERSEDES THE AUTHORISATION GIVEN
BY THE MEETING OF MAY 27TH 2020 IN
RESOLUTION NR, 29. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
EXECUTIVE COMMITTEE
24 THE MEETING AUTHORISES THE EXECUTIVE Mgmt For For
COMMITTEE TO INCREASE THE CAPITAL UP TO EUR
2,800,000.00, BY ISSUANCE OF ORDINARY
SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES TO BE ISSUED BY THE COMPANY
OR ONE OF ITS SUBSIDIARIES OR GIVING RIGHT
TO THE ALLOCATION OF DEBT SECURITIES
(PREFERENCE SHARES AND SECURITIES GIVING
ACCESS TO PREFERENCE SHARES EXCLUDED), WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOUR OF BENEFICIARIES TO BE
CHOSEN AMONG GROUP'S EMPLOYEES OR CORPORATE
OFFICERS, OPCVM OR ENTITIES OF EMPLOYEE
SHAREHOLDING THAT HOLDS COMPANY'S SHARES
AND WHOSE SHAREHOLDERS ARE PERSONS
MENTIONED ABOVE, FINANCIAL INSTITUTIONS OR
SUBSIDIARIES ACTING ON THE COMPANY'S
REQUEST TO IMPLEMENT A SHAREHOLDING OR
SAVINGS PLAN IN FAVOUR OF PERSONS MENTIONED
ABOVE. THIS AMOUNT SHALL COUNT AGAINST THE
OVERALL VALUE SET FORTH IN RESOLUTION NR 21
ADOPTED BY THE MEETING OF MAY 27TH 2020.
DELEGATION GIVEN FOR 18 MONTHS, SUPERSEDED
THE AUTHORISATION GIVEN BY THE MEETING OF
MAY 27TH 2020 IN RESOLUTION NR 30
25 THE SHAREHOLDERS' MEETING RESOLVES TO BRING Mgmt For For
THE ARTICLES OF THE BYLAWS INTO CONFORMITY
WITH THE LEGAL AND REGULATORY PROVISIONS,
SUBJECT TO THE RATIFICATION OF THESE
AMENDMENTS BY THE NEXT EXTRAORDINARY
SHAREHOLDERS' MEETING
26 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
QIAGEN NV Agenda Number: 714380588
--------------------------------------------------------------------------------------------------------------------------
Security: N72482123
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: NL0012169213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 583994 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 ADOPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt Against Against
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5.a REELECT METIN COLPAN TO SUPERVISORY BOARD Mgmt For For
5.b REELECT THOMAS EBELING TO SUPERVISORY BOARD Mgmt For For
5.c REELECT TORALF HAAG TO SUPERVISORY BOARD Mgmt For For
5.d REELECT ROSS L. LEVINE TO SUPERVISORY BOARD Mgmt For For
5.e REELECT ELAINE MARDIS TO SUPERVISORY BOARD Mgmt For For
5.f REELECT LAWRENCE A. ROSEN TO SUPERVISORY Mgmt For For
BOARD
5.g REELECT ELIZABETH E. TALLETT TO SUPERVISORY Mgmt For For
BOARD
6.a REELECT THIERRY BERNARD TO MANAGEMENT BOARD Mgmt For For
6.b REELECT ROLAND SACKERS TO MANAGEMENT BOARD Mgmt For For
7 APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt For For
BOARD
8.a APPROVE PARTIAL AMENDMENT OF REMUNERATION Mgmt For For
POLICY FOR SUPERVISORY BOARD
8.b APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
9 RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS Mgmt For For
10.a GRANT BOARD AUTHORITY TO ISSUE SHARES Mgmt For For
10.b AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
10.c AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES IN CONNECTION
TO MERGERS, ACQUISITIONS OR STRATEGIC
ALLIANCES
11 AUTHORIZE REPURCHASE OF ISSUED SHARE Mgmt For For
CAPITAL
12 AMEND ARTICLES OF ASSOCIATION IN CONNECTION Mgmt For For
WITH CHANGES TO DUTCH LAW
--------------------------------------------------------------------------------------------------------------------------
ROTORK PLC Agenda Number: 713753766
--------------------------------------------------------------------------------------------------------------------------
Security: G76717134
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: GB00BVFNZH21
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
AUDITED ACCOUNTS FOR THE YEAR ENDED 31
DECEMBER 2020 TOGETHER WITH THE REPORTS OF
THE DIRECTORS AND AUDITOR
02 TO DECLARE A FINAL DIVIDEND OF 6.3P PER Mgmt For For
ORDINARY SHARE
03 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
04 TO RE-ELECT AC ANDERSEN AS A DIRECTOR Mgmt For For
05 TO RE-ELECT TR COBBOLD AS A DIRECTOR Mgmt For For
06 TO RE-ELECT JM DAVIS AS A DIRECTOR Mgmt For For
07 TO RE-ELECT PG DILNOT AS A DIRECTOR Mgmt For For
08 TO RE-ELECT KG HOSTETLER AS A DIRECTOR Mgmt For For
09 TO RE-ELECT MJ LAMB AS A DIRECTOR Mgmt For For
10 TO ELECT JE STIPP AS A DIRECTOR Mgmt For For
11 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt For For
THE COMPANY
12 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE AUDITOR'S REMUNERATION
13 AUTHORITY FOR THE DIRECTORS TO ALLOT SHARES Mgmt For For
14 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
15 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS FOR ACQUISITIONS / CAPITAL
INVESTMENTS
16 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
17 AUTHORITY TO PURCHASE OWN PREFERENCE SHARES Mgmt For For
18 AUTHORITY TO ADOPT NEW ARTICLES OF Mgmt For For
ASSOCIATION
19 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SAFRAN SA Agenda Number: 713755900
--------------------------------------------------------------------------------------------------------------------------
Security: F4035A557
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000073272
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100697-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101461-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF TWO AGREEMENTS SUBJECT TO THE Mgmt For For
PROVISIONS OF ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE ENTERED INTO WITH
BNP PARIBAS
5 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
OLIVIER ANDRIES AS DIRECTOR, AS A
REPLACEMENT FOR MR. PHILIPPE PETITCOLIN
6 RENEWAL OF THE TERM OF OFFICE OF HELENE Mgmt For For
AURIOL POTIER AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF SOPHIE Mgmt For For
ZURQUIYAH AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF PATRICK Mgmt For For
PELATA AS DIRECTOR
9 APPOINTMENT OF FABIENNE LECORVAISIER AS AN Mgmt For For
INDEPENDENT DIRECTOR, AS A REPLACEMENT FOR
ODILE DESFORGES
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO ROSS
MCINNES, THE CHAIRMAN OF THE BOARD OF
DIRECTORS
11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO PHILIPPE
PETITCOLIN, THE CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
17 DELETION FROM THE BY-LAWS OF REFERENCES TO Mgmt For For
PREFERENCE SHARES A - CORRELATIVE AMENDMENT
TO THE ARTICLES 7, 9, 11, AND 12 AND
DELETION OF ARTICLE 36 OF THE BY-LAWS
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL CODE, USABLE ONLY OUTSIDE OF
THE PRE-OFFER AND PUBLIC OFFERING PERIODS
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L411-2 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITH CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 18TH,
THE 19TH, THE 20TH OR THE 21ST
RESOLUTIONS), USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY DURING THE PRE-OFFER
AND PUBLIC OFFERING PERIODS
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDER'S PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL COD), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
DURING THE PRE-OFFER AND PUBLIC OFFERING
PERIODS
26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, USABLE ONLY DURING THE PRE-OFFER AND
PUBLIC OFFERING PERIODS
27 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 23RD,
THE 24TH, THE 25TH OR THE 26TH
RESOLUTIONS), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES
RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF
SAFRAN GROUP SAVINGS PLANS
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING THE COMPANY'S SHARES HELD BY THE
LATTER
30 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF EXISTING SHARES OR SHARES TO
BE ISSUED OF THE COMPANY FOR THE BENEFIT OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND OF THE COMPANIES OF THE SAFRAN
GROUP, ENTAILING THE WAIVER OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
31 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAVILLS PLC Agenda Number: 713832928
--------------------------------------------------------------------------------------------------------------------------
Security: G78283119
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB00B135BJ46
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE 2020 ANNUAL REPORT AND Mgmt For For
ACCOUNTS THE DIRECTORS REPORTS AND THE
AUDITORS REPORT ON THE 2020 ANNUAL REPORT
AND ACCOUNTS
02 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT CONTAINED IN THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
03 TO DECLARE A FINAL DIVIDEND OF 17.0P PER Mgmt For For
ORDINARY SHARE
04 TO RE ELECT NICHOLAS FERGUSON AS A DIRECTOR Mgmt For For
05 TO RE ELECT MARK RIDLEY AS A DIRECTOR Mgmt For For
06 TO RE ELECT TIM FRESHWATER AS A DIRECTOR Mgmt For For
07 TO RE ELECT SIMON SHAW AS A DIRECTOR Mgmt For For
08 TO RE ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
09 TO RE ELECT FLORENCE TONDU MELIQUE AS A Mgmt For For
DIRECTOR
10 TO RE ELECT DANA ROFFMAN AS A DIRECTOR Mgmt For For
11 TO RE APPOINT PHILIP LEE AS A DIRECTOR Mgmt For For
12 TO RE APPOINT RICHARD ORDERS AS A DIRECTOR Mgmt For For
13 TO APPOINT ERNST AND YOUNG LLP AS THE Mgmt For For
AUDITORS
14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS REMUNERATION
15 TO AUTHORISE THE EXTENSION OF THE SAVILLS Mgmt For For
PLC PERFORMANCE SHARE PLAN
16 TO RENEW THE DIRECTORS POWER TO ALLOT Mgmt For For
SHARES
17 TO AUTHORISE A GENERAL DISAPPLICATION OF Mgmt For For
STATUTORY PRE EMPTION RIGHTS
18 TO AUTHORISE AN ADDITIONAL DISAPPLICATION Mgmt For For
OF STATUTORY PRE EMPTION RIGHTS
19 TO RENEW THE COMPANY'S AUTHORITY TO Mgmt For For
PURCHASE ITS OWN SHARES
20 TO AUTHORISE THE DIRECTORS TO CALL GENERAL Mgmt Against Against
MEETINGS ON 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
SIEMENS HEALTHINEERS AG Agenda Number: 713496330
--------------------------------------------------------------------------------------------------------------------------
Security: D6T479107
Meeting Type: AGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: DE000SHL1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT OF SIEMENS
HEALTHINEERS AG: EUR 0.80 PER SHARE
3.1 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. BERNHARD
MONDAY
3.2 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. JOCHEN
SCHMITZ
3.3 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. CHRISTOPH
ZINDEL
4.1 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - PROF. DR. RALF P.
THOMAS
4.2 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. NORBERT GAUS
4.3 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. ROLAND BUSCH
4.4 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. MARION HELMES
4.5 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. ANDREAS C. HOFFMANN
4.6 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. PHILIPP R SLER
4.7 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. NATHALIE VON
SIEMENS
4.8 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. GREGORY SORENSEN
4.9 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - KARL-HEINZ STREIBICH
4.10 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - MICHAEL SEN
5 RESOLUTION ON THE APPOINTMENT OF THE Mgmt For For
AUDITOR AND GROUP AUDITOR AS WELL AS THE
AUDITOR FOR THE REVIEW OF THE HALF-YEARLY
FINANCIAL REPORT: ERNST & YOUNG GMBH
6 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF SECTION 4 PARAGRAPH 2
CLAUSE 3 (INFORMATION ON THE SHARE
REGISTER) IN LINE WITH CHANGES MADE BY THE
ACT TO IMPLEMENT THE SECOND SHAREHOLDER
RIGHTS DIRECTIVE (ARUG II)
7 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF SECTION 7 (1) (NUMBER OF
SUPERVISORY BOARD MEMBERS)
8 RESOLUTION ON THE ELECTION OF A FURTHER Mgmt For For
MEMBER OF THE SUPERVISORY BOARD - PEER M.
SCHATZ
9 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
MANAGEMENT BOARD
10 RESOLUTION ON THE CONFIRMATION OF THE Mgmt For For
REMUNERATION AND RESOLUTION ON THE
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
SUPERVISORY BOARD
11 RESOLUTION ON THE CANCELLATION OF THE Mgmt For For
AUTHORIZED CAPITAL 2018 IN ACCORDANCE WITH
SECTION 4 (5) OF THE ARTICLES OF
ASSOCIATION
12 RESOLUTION ON THE CANCELLATION OF THE Mgmt For For
AUTHORIZATION TO ISSUE CONVERTIBLE BONDS
AND / OR BONDS WITH WARRANTS FROM FEBRUARY
19, 2018
13 RESOLUTION ON THE REVOCATION OF THE Mgmt For For
AUTHORIZATION TO ACQUIRE AND USE OWN SHARES
IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF
THE GERMAN STOCK CORPORATION ACT
CMMT 06 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 08 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU..
CMMT 08 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC Agenda Number: 713647090
--------------------------------------------------------------------------------------------------------------------------
Security: G82343164
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: GB0009223206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT ROLAND DIGGELMANN AS DIRECTOR Mgmt For For
5 RE-ELECT ERIK ENGSTROM AS DIRECTOR Mgmt For For
6 RE-ELECT ROBIN FREESTONE AS DIRECTOR Mgmt For For
7 ELECT JOHN MA AS DIRECTOR Mgmt For For
8 ELECT KATARZYNA MAZUR-HOFSAESS AS DIRECTOR Mgmt For For
9 ELECT RICK MEDLOCK AS DIRECTOR Mgmt For For
10 ELECT ANNE-FRANCOISE NESMES AS DIRECTOR Mgmt For For
11 RE-ELECT MARC OWEN AS DIRECTOR Mgmt For For
12 RE-ELECT ROBERTO QUARTA AS DIRECTOR Mgmt For For
13 RE-ELECT ANGIE RISLEY AS DIRECTOR Mgmt For For
14 ELECT BOB WHITE AS DIRECTOR Mgmt For For
15 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
16 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt Against Against
MEETING WITH TWO WEEKS NOTICE
22 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
CMMT 03 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 21. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SMITHS GROUP PLC Agenda Number: 713236645
--------------------------------------------------------------------------------------------------------------------------
Security: G82401111
Meeting Type: AGM
Meeting Date: 16-Nov-2020
Ticker:
ISIN: GB00B1WY2338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF REPORT AND ACCOUNTS Mgmt For For
2 APPROVAL OF DIRECTORS REMUNERATION REPORT Mgmt For For
3 DECLARATION OF A FINAL DIVIDEND Mgmt For For
4 ELECTION OF PAM CHENG AS A DIRECTOR Mgmt For For
5 ELECTION OF KARIN HOEING AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF SIR GEORGE BUCKLEY AS A Mgmt For For
DIRECTOR
7 RE-ELECTION OF DAME ANN DOWLING AS A Mgmt For For
DIRECTOR
8 RE-ELECTION OF TANYA FRATTO AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR Mgmt For For
11 RE-ELECTION OF JOHN SHIPSEY AS A DIRECTOR Mgmt For For
12 RE-ELECTION OF ANDREW REYNOLDS SMITH AS A Mgmt For For
DIRECTOR
13 RE-ELECTION OF NOEL TATA AS A DIRECTOR Mgmt For For
14 RE-APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
15 AUDITORS REMUNERATION Mgmt For For
16 AUTHORITY TO ISSUE SHARES Mgmt For For
17 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
18 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
19 AUTHORITY TO MAKE MARKET PURCHASES OF Mgmt For For
SHARES
20 AUTHORITY TO CALL GENERAL MEETINGS OTHER Mgmt Against Against
THAN ANNUAL GENERAL MEETINGS ON NOT LESS
THAN 14 DAYS NOTICE
21 AUTHORITY TO MAKE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SOFTCAT PLC Agenda Number: 713340658
--------------------------------------------------------------------------------------------------------------------------
Security: G8251T108
Meeting Type: AGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: GB00BYZDVK82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31 JULY 2020, TOGETHER WITH THE
DIRECTORS' REPORT AND AUDITOR'S REPORT ON
THOSE ACCOUNTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT SET OUT ON PAGE 67 TO 83 OF THE
ANNUAL REPORT AND ACCOUNTS FOR FINANCIAL
YEAR ENDED 31 JULY 2020
3 TO DECLARE A FINAL DIVIDEND OF 16.6P PER Mgmt For For
ORDINARY SHARE IN RESPECT OF THE YEAR ENDED
31 JULY 2020
4 TO DECLARE A SPECIAL DIVIDEND OF 7.6P PER Mgmt For For
ORDINARY SHARE
5 TO RE-ELECT GRAEME WATT AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT MARTIN HELLAWELL AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT GRAHAM CHARLTON AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT VIN MURRIA OBE AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT ROBYN PERRISS AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT KAREN SLATFORD AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
COMPANY TO RE-APPOINT ERNST AND YOUNG LLP
AS AUDITORS OF THE COMPANY
12 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
COMPANY TO DETERMINE THE AUDITORS'
REMUNERATION
13 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND EXPENDITURE UP TO THE
AGGREGATE AMOUNT OF 100,000 GBP
14 AUTHORISE DIRECTORS TO ALLOT SHARES TO AN Mgmt For For
AGGREGATE NOMINAL AMOUNT OF 33,113 GBP AND
AN AGGREGATE NOMINAL AMOUNT OF 66,227 GBP
IN CONNECTION WITH A RIGHTS ISSUE
15 SUBJECT TO PASSING RESOLUTION 14, THE Mgmt For For
DIRECTORS BE EMPOWERED TO ALLOT EQUITY
SECURITIES FOR CASH ON A NON PRE-EMPTIVE
BASIS UP TO THE AGGREGATE NOMINAL AMOUNT
4,967 GBP
16 SUBJECT TO PASSING OF 14 AND 15, AUTHORITY Mgmt For For
UNDER 15 BE EXTENDED TO AN AGGREGATE
NOMINAL AMOUNT OF 4,967 GBP, USED FOR
FINANCING AN ACQUISITION OR CAPITAL
INVESTMENT
17 TO GRANT AUTHORITY TO MAKE MARKET PURCHASES Mgmt For For
UP TO 19,868,367 OF THE COMPANY'S OWN
SHARES, REPRESENTING 10 PERCENT OF THE
ISSUED SHARE CAPITAL OF THE COMPANY
18 THAT A GENERAL MEETING OF SHAREHOLDERS OF Mgmt Against Against
THE COMPANY (OTHER THAN AN AGM) MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
SPECTRIS PLC Agenda Number: 713834679
--------------------------------------------------------------------------------------------------------------------------
Security: G8338K104
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: GB0003308607
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
31 31 DECEMBER 2020
02 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT SET OUT ON PAGES 78 TO 97 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE YEAR
ENDED 31 DECEMBER 2020
03 TO DECLARE A FINAL DIVIDEND OF 46.5P PER Mgmt For For
ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020 TO BE PAID ON 30 JUNE 2021
04 TO RE-ELECT KARIM BITAR AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
05 TO RE-ELECT DEREK HARDING AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
06 TO RE-ELECT ANDREW HEATH AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
07 TO RE-ELECT ULF QUELLMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
08 TO RE-ELECT WILLIAM BILL SEEGER AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
09 TO RE-ELECT CATHY TURNER AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
10 TO RE-ELECT KJERSTI WIKLUND AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
11 TO RE-ELECT MARK WILLIAMSON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
12 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt For For
THE COMPANY
13 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
AUDITORS REMUNERATION
14 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
ORDINARY SHARES
15 TO EMPOWER THE DIRECTORS TO ALLOT ORDINARY Mgmt For For
SHARES FOR CASH ON A NON PRE-EMPTIVE BASIS
16 TO EMPOWER THE DIRECTORS TO ALLOT ORDINARY Mgmt For For
SHARES FOR CASH ON A NON PRE-EMPTIVE BASIS
FOR PURPOSES OF ACQUISITIONS OR CAPITAL
INVESTMENTS OF UP TO 5 PERCENT
17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF SHARES
18 TO ALLOW THE PERIOD OF NOTICE FOR GENERAL Mgmt Against Against
MEETINGS OF THE COMPANY OTHER THAN ANNUAL
GENERAL MEETINGS TO BE NOT LESS THAN 14
CLEAR DAYS NOTICE
19 TO ADOPT NEW ARTICLES OF ASSOCIATION IN Mgmt For For
PLACE OF AND IN SUBSTITUTION FOR THE
EXISTING ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
SWEDISH MATCH AB Agenda Number: 713666242
--------------------------------------------------------------------------------------------------------------------------
Security: W92277115
Meeting Type: AGM
Meeting Date: 13-Apr-2021
Ticker:
ISIN: SE0000310336
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 526921 DUE TO CHANGE IN VOTING
STATUS FOR RESOLUTION 6. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF THE CHAIRMAN OF THE MEETING Non-Voting
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES: PETER LUNDKVIST AND FILIPPA
GERSTADT
4 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 RESOLUTION ON THE REMUNERATION REPORT Mgmt For For
7 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8 RESOLUTION REGARDING ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON A
RECORD DAY FOR DIVIDEND
9.A RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: CHARLES A. BLIXT
9.B RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: ANDREW CRIPPS
9.C RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: JACQUELINE HOOGERBRUGGE
9.D RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: CONNY CARLSSON
9.E RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: ALEXANDER LACIK
9.F RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: PAULINE LINDWALL
9.G RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: WENCHE ROLFSEN
9.H RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: JOAKIM WESTH
9.I RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: PATRIK ENGELBREKTSSON
9.J RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: PAR-OLA OLAUSSON
9.K RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBER
FOR 2020: DRAGAN POPOVIC
9.L RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE PRESIDENT FOR
2020: LARS DAHLGREN (AS THE PRESIDENT)
10 RESOLUTION REGARDING THE NUMBER OF MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS TO BE ELECTED BY
THE MEETING: EIGHT
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 14 ARE Non-Voting
PROPOSED BY NOMINATING COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 RESOLUTION REGARDING REMUNERATION TO THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS
12.A RE- ELECTION OF BOARD MEMBER: CHARLES A. Mgmt For
BLIXT
12.B RE- ELECTION OF BOARD MEMBER: ANDREW CRIPPS Mgmt For
12.C RE- ELECTION OF BOARD MEMBER: JACQUELINE Mgmt For
HOOGERBRUGGE
12.D RE- ELECTION OF BOARD MEMBER: CONNY Mgmt For
CARLSSON
12.E RE- ELECTION OF BOARD MEMBER: ALEXANDER Mgmt For
LACIK
12.F RE- ELECTION OF BOARD MEMBER: PAULINE Mgmt For
LINDWALL
12.G RE- ELECTION OF BOARD MEMBER: WENCHE Mgmt For
ROLFSEN
12.H RE- ELECTION OF BOARD MEMBER: JOAKIM WESTH Mgmt For
12.I RE-ELECTION OF THE CHAIRMAN OF THE BOARD: Mgmt For
CONNY KARLSSON
12.J RE-ELECTION OF THE DEPUTY CHAIRMAN OF THE Mgmt For
BOARD: ANDREW CRIPPS
13 RESOLUTION REGARDING THE NUMBER OF AUDITORS Mgmt For
14 RESOLUTION REGARDING REMUNERATION TO THE Mgmt For
AUDITOR
15 ELECTION OF AUDITOR: THE NOMINATING Mgmt For For
COMMITTEE PROPOSES THAT THE NUMBER OF
AUDITORS SHALL BE ONE WITH NO DEPUTY
AUDITOR AND THAT THE AUDITOR COMPANY
DELOITTE AB SHALL BE ELECTED AS AUDITOR FOR
THE PERIOD AS OF THE END OF THE ANNUAL
GENERAL MEETING 2021 UNTIL THE END OF THE
ANNUAL GENERAL MEETING 2022
16.A RESOLUTION REGARDING: THE REDUCTION OF THE Mgmt For For
SHARE CAPITAL BY MEANS OF WITHDRAWAL OF
REPURCHASED SHARES
16.B RESOLUTION REGARDING: BONUS ISSUE Mgmt For For
17 RESOLUTION REGARDING AUTHORIZATION OF THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE ON
ACQUISITIONS OF SHARES IN THE COMPANY
18 RESOLUTION REGARDING AUTHORIZATION OF THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE ON TRANSFER
OF SHARES IN THE COMPANY
19 RESOLUTION REGARDING AUTHORIZATION OF THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE NEW SHARES
20.A RESOLUTION ON: AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
20.B RESOLUTION ON: A SPLIT OF THE COMPANY'S Mgmt For For
SHARES (SHARE SPLIT)
21 RESOLUTION ON AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
TRELLEBORG AB Agenda Number: 713711035
--------------------------------------------------------------------------------------------------------------------------
Security: W96297101
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: SE0000114837
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: HANS Non-Voting
BIORCK
2.A ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES: KURT DAHLMAN (GRETA O JOHAN
KOCKS FROMMA STIFTELSE) (OR, IN THE EVENT
HE IS PREVENTED FROM ATTENDING, SUCH
INDIVIDUAL AS THE BOARD OF DIRECTORS
APPOINT)
2.B ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES: HENRIK DIDNER (DIDNER & GERGE
FUNDS) (OR, IN THE EVENT HE IS PREVENTED
FROM ATTENDING, SUCH INDIVIDUAL AS THE
BOARD OF DIRECTORS APPOINT)
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 CONSIDERATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT, AND THE CONSOLIDATED
FINANCIAL STATEMENT AND THE CONSOLIDATED
AUDITOR'S REPORT
7.A RESOLUTIONS CONCERNING: ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET AND
THE CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTIONS CONCERNING: THE DISPOSITION OF Mgmt For For
THE COMPANY'S PROFIT OR LOSS IN ACCORDANCE
WITH THE ADOPTED BALANCE SHEET: SEK 5.00
PER SHARE
7C1 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: HANS BIORCK (CHAIRMAN)
7C2 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: GUNILLA FRANSSON (BOARD
MEMBER)
7C3 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: JOHAN MALMQUIST (BOARD
MEMBER)
7C4 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: PETER NILSSON (AS BOARD
MEMBER)
7C5 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: ANNE METTE OLESEN
(BOARD MEMBER)
7C6 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: SUSANNE PAHLEN AKLUNDH
(BOARD MEMBER)
7C7 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: JAN STAHLBERG (BOARD
MEMBER)
7C8 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: PANU ROUTILA (FORMER
BOARD MEMBER, DECLINED RE-ELECTION AT THE
ANNUAL GENERAL MEETING 2020)
7C9 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: MARIA ERIKSSON
(CURRENTLY EMPLOYEE REPRESENTATIVE AND
PREVIOUSLY DEPUTY EMPLOYEE REPRESENTATIVE)
7C10 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: JIMMY FALTIN (EMPLOYEE
REPRESENTATIVE)
7C11 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: LARS PETTERSSON
(EMPLOYEE REPRESENTATIVE)
7C12 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: PETER LARSSON (FORMER
EMPLOYEE REPRESENTATIVE)
7C13 RESOLUTIONS CONCERNING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD AND THE CEO FROM
PERSONAL LIABILITY: PETER NILSSON (AS CEO)
8 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: SEVEN (7)
9 CONFIRMATION OF FEES FOR MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE AUDITOR
10A1 RE-ELECTION OF THE BOARD OF DIRECTOR: HANS Mgmt For For
BIORCK
10A2 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For
GUNILLA FRANSSON
10A3 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For
MONICA GIMRE
10A4 RE-ELECTION OF THE BOARD OF DIRECTOR: JOHAN Mgmt For For
MALMQUIST
10A5 RE-ELECTION OF THE BOARD OF DIRECTOR: PETER Mgmt For For
NILSSON
10A6 RE-ELECTION OF THE BOARD OF DIRECTOR: ANNE Mgmt For For
METTE OLESEN
10A7 RE-ELECTION OF THE BOARD OF DIRECTOR: JAN Mgmt For For
STAHLBERG
10.B RE-ELECTION OF HANS BIORCK AS CHAIRMAN OF Mgmt For For
THE BOARD
10.C RE- ELECTION OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES, ON THE RECOMMENDATION
OF THE COMPANY'S AUDIT COMMITTEE, THE
RE-ELECTION OF DELOITTE AB AS THE COMPANY'S
AUDITOR FOR THE PERIOD UNTIL THE NEXT
ANNUAL GENERAL MEETING. DELOITTE AB HAS
INFORMED THE COMPANY THAT HANS WAREN WILL
REMAIN AS AUDITOR IN CHARGE IN THE EVENT
THAT DELOITTE AB IS RE-ELECTED
11 PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR APPROVAL
12 RESOLUTION ON INSTRUCTIONS FOR THE Mgmt For For
NOMINATION COMMITTEE
13 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE OF THE MEETING DATE
FROM 21 APR 2021 TO 22 APR 2021. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 713251065
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: EGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 DISTRIBUTION OF AN EXTRAORDINARY DIVIDEND Mgmt No vote
OUT OF SPECIAL DIVIDEND RESERVE (WITHIN
CAPITAL CONTRIBUTION RESERVE AND
APPROPRIATED FROM TOTAL PROFIT): USD 0.365
(GROSS) IN CASH PER SHARE OF CHF 0.10 PAR
VALUE
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 713672954
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE UBS GROUP AG MANAGEMENT Mgmt No vote
REPORT AND CONSOLIDATED AND STANDALONE
FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL
YEAR
2 ADVISORY VOTE ON THE UBS GROUP AG Mgmt No vote
COMPENSATION REPORT 2020
3 APPROPRIATION OF TOTAL PROFIT AND Mgmt No vote
DISTRIBUTION OF ORDINARY DIVIDEND OUT OF
TOTAL PROFIT AND CAPITAL CONTRIBUTION
RESERVE
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR
THE 2020 FINANCIAL YEAR
5.1 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: AXEL A. WEBER, AS CHAIRMAN OF
THE BOARD OF DIRECTORS
5.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: JEREMY ANDERSON
5.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: WILLIAM C. DUDLEY
5.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: RETO FRANCIONI
5.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: FRED HU
5.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: MARK HUGHES
5.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: NATHALIE RACHOU
5.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: JULIE G. RICHARDSON
5.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: DIETER WEMMER
5.10 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: JEANETTE WONG
6.1 ELECTION OF NEW MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS: CLAUDIA BOCKSTIEGEL
6.2 ELECTION OF NEW MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS: PATRICK FIRMENICH
7.1 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: JULIE G. RICHARDSON
7.2 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: RETO FRANCIONI
7.3 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: DIETER WEMMER
7.4 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: JEANETTE WONG
8.1 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt No vote
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FROM THE 2021 AGM TO THE 2022
AGM
8.2 APPROVAL OF THE AGGREGATE AMOUNT OF Mgmt No vote
VARIABLE COMPENSATION FOR THE MEMBERS OF
THE GROUP EXECUTIVE BOARD FOR THE 2020
FINANCIAL YEAR
8.3 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt No vote
FIXED COMPENSATION FOR THE MEMBERS OF THE
GROUP EXECUTIVE BOARD FOR THE 2022
FINANCIAL YEAR
9.1 RE-ELECTION OF THE INDEPENDENT PROXY, ADB Mgmt No vote
ALTORFER DUSS & BEILSTEIN AG, ZURICH
9.2 RE-ELECTION OF THE AUDITORS, ERNST & YOUNG Mgmt No vote
LTD, BASEL
9.3 RE-ELECTION OF THE SPECIAL AUDITORS, BDO Mgmt No vote
AG, ZURICH
10 AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt No vote
11 REDUCTION OF SHARE CAPITAL BY WAY OF Mgmt No vote
CANCELLATION OF SHARES REPURCHASED UNDER
THE 2018 - 2021 SHARE BUYBACK PROGRAM
12 APPROVAL OF A NEW SHARE BUYBACK PROGRAM Mgmt No vote
2021 - 2024
--------------------------------------------------------------------------------------------------------------------------
UCB SA Agenda Number: 713755190
--------------------------------------------------------------------------------------------------------------------------
Security: B93562120
Meeting Type: OGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BE0003739530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538074 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 PRESENTATION OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS
2 PRESENTATION OF THE REPORT OF THE STATUTORY Non-Voting
AUDITOR
3 PRESENTATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS
4 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE RESULTS
5 APPROVAL OF THE REMUNERATION REPORT Mgmt For For
6 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
2021
7 PROPOSAL TO GRANT DISCHARGE TO THE Mgmt For For
DIRECTORS
8 PROPOSAL TO GRANT DISCHARGE TO THE Mgmt For For
STATUTORY AUDITOR
9.1.A PROPOSAL TO APPOINT STEFAN OSCHMANN AS Mgmt For For
DIRECTOR
9.1.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
STEFAN OSCHMANN QUALIFIES AS AN INDEPENDENT
DIRECTOR
9.2 PROPOSAL TO APPOINT FIONA DU MONCEAU AS Mgmt For For
DIRECTOR
9.3.A PROPOSAL TO APPROVE THE CO-OPTATION OF Mgmt For For
SUSAN GASSER AS INDEPENDENT DIRECTOR FROM 1
JANUARY 2021 TILL 29 APRIL 2021
9.3.B PROPOSAL TO APPOINT SUSAN GASSER AS Mgmt For For
INDEPENDENT DIRECTOR FOR A TERM OF 4 YEARS
9.3.C PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
SUSAN GASSER QUALIFIES AS AN INDEPENDENT
DIRECTOR
9.4.A PROPOSAL TO APPOINT JONATHAN PEACOCK AS Mgmt For For
INDEPENDENT DIRECTOR
9.4.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
JONATHAN PEACOCK QUALIFIES AS AN
INDEPENDENT DIRECTOR
9.5.A PROPOSAL TO APPOINT ALBRECHT DE GRAEVE AS Mgmt For For
DIRECTOR
9.5.B PROPOSAL TO ACKNOWLEDGE TAHT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
ALBRECHT DE GRAEVE QUALIFIES AS AN
INDEPENDENT DIRECTOR
9.6.A PROPOSAL TO APPOINT VIVIANE MONGES AS Mgmt For For
DIRECTOR
9.6.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
VIVIANE MONGES QUALIFIES AS AN INDEPENDENT
DIRECTOR
10 PROPOSAL TO APPOINT MAZARS REVISEURS Mgmt For For
D'ENTREPRISES CVBA AS STATUTORY AUDITOR
11 PROPOSAL TO APPROVE THE DECISION OF THE Mgmt For For
BOARD OF DIRECTORS TO ALLOCATE AN ESTIMATE
OF 940.000 FREE SHARES
12.1 APPROVAL TO RENEW, PURSUANT TO ARTICLE Mgmt For For
7.151 OF THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS, : (I) OF CONDITION 5 (E) (I)
OF THE TERMS AND CONDITIONS OF THE EMTN
PROGRAM IN RESPECT OF ANY SERIES OF NOTES
TO WHICH SUCH CONDITION IS MADE APPLICABLE
BEING ISSUED UNDER THE PROGRAM FROM 30
APRIL 2021 UNTIL 28 APRIL 2022, UNDER WHICH
ANY AND ALL OF THE HOLDERS OF THE RELEVANT
NOTES CAN, IN CERTAIN CIRCUMSTANCES WHEN A
CHANGE OF CONTROL AT THE LEVEL OF UCB SA/NV
OCCURS, REQUIRE UCB SA/NV TO REDEEM THAT
NOTE ON THE CHANGE OF CONTROL PUT DATE AT
THE PUT REDEMPTION AMOUNT TOGETHER, IF
APPROPRIATE, WITH INTEREST ACCRUED TO SUCH
CHANGE OF CONTROL PUT DATE, FOLLOWING A
CHANGE OF CONTROL OF UCB SA/NV; AND (II) OF
ANY OTHER PROVISION OF THE EMTN PROGRAM OR
NOTES ISSUED UNDER THE EMTN PROGRAM
GRANTING RIGHTS TO THIRD PARTIES WHICH
COULD AFFECT AN OBLIGATION ON UCB SA/NV
WHERE IN EACH CASE THE EXERCISE OF THESE
RIGHTS IS DEPENDENT ON THE OCCURRENCE OF A
CHANGE OF CONTROL
--------------------------------------------------------------------------------------------------------------------------
UNITED INTERNET AG Agenda Number: 713931358
--------------------------------------------------------------------------------------------------------------------------
Security: D8542B125
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: DE0005089031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.50 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALPH DOMMERMUTH FOR FISCAL YEAR
2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER FRANK KRAUSE FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MARTIN MILDNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
6.1 ELECT STEFAN RASCH TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT ANDREAS SOEFFING TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 20 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VIENNA INSURANCE GROUP AG WIENER VERSICHERUNG GRUP Agenda Number: 713974372
--------------------------------------------------------------------------------------------------------------------------
Security: A9142L128
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: AT0000908504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 26 APR 2021: DELETION OF COMMENT Non-Voting
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 562747 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.75 PER SHARE
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
6 APPROVE CREATION OF EUR 66.4 MILLION POOL Mgmt Against Against
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
7 APPROVE ISSUANCE OF PROFIT PARTICIPATION Mgmt For For
CERTIFICATES WITHOUT PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 2
BILLION
8 APPROVE ISSUANCE OF CONVERTIBLE BONDS Mgmt Against Against
WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 2 BILLION
9 APPROVE CREATION OF EUR 31.1 MILLION POOL Mgmt Against Against
OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
11 RATIFY KPMG AUSTRIA GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2022
12 APPROVE INCREASE IN SIZE OF SUPERVISORY Mgmt For For
BOARD TO TWELVE MEMBERS
13 AMEND ARTICLES RE: SUPERVISORY BOARD SIZE Mgmt For For
14.1 ELECT ZSUZSANNA EIFERT AS SUPERVISORY BOARD Mgmt For For
MEMBER
14.2 ELECT ROBERT LASSHOFER AS SUPERVISORY BOARD Mgmt For For
MEMBER
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
563882, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VISCOFAN SA Agenda Number: 713694342
--------------------------------------------------------------------------------------------------------------------------
Security: E97579192
Meeting Type: OGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: ES0184262212
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS
2 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
MANAGEMENT REPORTS
3 APPROVAL OF THE SOCIAL MANAGEMENT Mgmt For For
4 ALLOCATION OF RESULTS Mgmt For For
5 REELECTION OF PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS
6.1 SEGREGATION AND CONTRIBUTION OF THE Mgmt For For
ACTIVITY OF SPAIN TO THE SUBSIDIARY
VISCOFAN ESPAA S.L.U. APPROVAL OF BALANCE
6.2 APPROVAL OF THE COMMON SEGREGATION PROJECT Mgmt For For
6.3 APPROVAL OF THE SEGREGATION AND Mgmt For For
CONTRIBUTION OF THE SEGREGATED PATRIMONY
6.4 TAX NEUTRALITY REGIME Mgmt For For
6.5 DELEGATION OF POWERS Mgmt For For
7 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS
8 ADVISORY VOTE ON THE ANNUAL REMUNERATION Mgmt For For
REPORT OF THE BOARD OF DIRECTORS
9 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 23 APR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING Non-Voting
IN THE GENERAL MEETING, WHETHER DIRECTLY,
BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL
BE ENTITLED TO RECEIVE AN ATTENDANCE
PREMIUM OF 0.01 EURO PER SHARE. THANK YOU.
CMMT 29 MAR 2021: SHAREHOLDERS HOLDING LESS THAN Non-Voting
100 SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT 29 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WASHTEC AG Agenda Number: 712830961
--------------------------------------------------------------------------------------------------------------------------
Security: D9545B104
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: DE0007507501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL AND Non-Voting
APPROVED CONSOLIDATED ANNUAL FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDED
DECEMBER 31, 2019; PRESENTATION OF THE
COMBINED MANAGEMENT REPORT OF WASHTEC AG
AND THE GROUP FOR FISCAL YEAR 2019,
INCLUDING THE EXPLANATORY REPORT OF THE
MANAGEMENT BOARD UNDER SECTIONS 289A AND
315A OF THE GERMAN COMMERCIAL CODE
(HANDELSGESETZBUCH HGB); PRESENTATION OF
THE PROPOSAL OF THE MANAGEMENT BOARD ON THE
APPROPRIATION OF THE DISTRIBUTABLE PROFIT
AND OF THE REPORT OF THE SUPERVISORY BOARD
FOR FISCAL YEAR 2019
2 RESOLUTION ON THE APPROPRIATION OF Mgmt For For
DISTRIBUTABLE PROFIT: THE MANAGEMENT BOARD
AND SUPERVISORY BOARD PROPOSE THAT THE
DISTRIBUTABLE PROFIT OF EUR 22,581,092.36
SHOWN STATEMENTS FOR FISCAL YEAR 2019 BE
CARRIED FORWARD IN FULL
3 RESOLUTION ON RATIFICATION OF THE ACTIONS Mgmt For For
OF THE MANAGEMENT BOARD IN FISCAL YEAR
2019: THE MANAGEMENT BOARD AND SUPERVISORY
BOARD PROPOSE THE RATIFICATION OF THE
ACTIONS OF THE MANAGEMENT BOARD IN FISCAL
YEAR 2019
4 RESOLUTION ON RATIFICATION OF THE ACTIONS Mgmt For For
OF THE SUPERVISORY BOARD IN FISCAL YEAR
2019: THE MANAGEMENT BOARD AND SUPERVISORY
BOARD PROPOSE THE RATIFICATION OF THE
ACTIONS OF THE SUPERVISORY BOARD IN FISCAL
YEAR 2019
5 ELECTION OF THE AUDITOR OF THE ANNUAL AND Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR
FISCAL YEAR 2020: THE SUPERVISORY BOARD
PROPOSES, AT THE RECOMMENDATION OF THE
AUDIT COMMITTEE, THAT IT BE RESOLVED: TO
APPOINT PRICEWATERHOUSECOOPERS GMBH,
WIRTSCHAFTPRUFUNGSGESELLSCHAFT, MUNICH, AS
AUDITOR OF THE ANNUAL AND CONSOLIDATED
FINANCIAL STATEMENTS FOR FISCAL YEAR 2020.
THE AUDIT COMMITTEE HAS STATED THAT ITS
RECOMMENDATION IS FREE OF UNDUE INFLUENCE
BY ANY THIRD PARTY AND, IN PARTICULAR, THAT
NO CLAUSE OF THE KIND REFERRED TO IN
ARTICLE 16(6) OF REGULATION (EU) NO
537/2014 HAS BEEN IMPOSED UPON IT
6 RESOLUTION ON AMENDMENT OF SECTION 9 OF THE Mgmt For For
ARTICLES OF ASSOCIATION
7 RESOLUTION APPROVING AMENDMENT OF THE Mgmt For For
CONTROL AND PROFIT TRANSFER AGREEMENT
BETWEEN THE COMPANY AND AUWA-CHEMIE GMBH
--------------------------------------------------------------------------------------------------------------------------
WASHTEC AG Agenda Number: 713985147
--------------------------------------------------------------------------------------------------------------------------
Security: D9545B104
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: DE0007507501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 564348 DUE TO SPLITTING OF
RESOLUTION 9. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 2.30 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: LONG-TERM VARIABLE Mgmt For For
REMUNERATION OF SUPERVISORY BOARD
9.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: APPROVE EUR 50
MILLION CAPITALIZATION OF RESERVES
9.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: APPROVE EUR 50
MILLION REDUCTION IN SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
WOLTERS KLUWER N.V. Agenda Number: 713679174
--------------------------------------------------------------------------------------------------------------------------
Security: N9643A197
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000395903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 528968 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1. OPENING Non-Voting
2. 2020 ANNUAL REPORT Non-Voting
2.a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting
2.b. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting
2.c. ADVISORY VOTE ON THE REMUNERATION REPORT AS Mgmt For For
INCLUDED IN THE 2020 ANNUAL REPORT
3. 2020 FINANCIAL STATEMENTS AND DIVIDEND Non-Voting
3.a. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR 2020 AS INCLUDED IN THE 2020 ANNUAL
REPORT
3.b. EXPLANATION OF DIVIDEND POLICY Non-Voting
3.c. PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF Mgmt For For
1.36 PER ORDINARY SHARE, RESULTING IN A
FINAL DIVIDEND OF 0.89 PER ORDINARY SHARE
4. RELEASE OF THE MEMBERS OF THE EXECUTIVE Non-Voting
BOARD AND THE SUPERVISORY BOARD FROM
LIABILITY FOR THE EXERCISE OF THEIR
RESPECTIVE DUTIES
4.a. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
EXECUTIVE BOARD FOR THE EXERCISE OF THEIR
DUTIES
4.b. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FOR THE EXERCISE OF THEIR
DUTIES
5. COMPOSITION SUPERVISORY BOARD Non-Voting
5.a. PROPOSAL TO REAPPOINT MR. FRANS CREMERS AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
5.b. PROPOSAL TO REAPPOINT MS. ANN ZIEGLER AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
6. PROPOSAL TO REAPPOINT MR. KEVIN ENTRICKEN Mgmt For For
AS MEMBER OF THE EXECUTIVE BOARD
7. PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR THE MEMBERS OF THE EXECUTIVE BOARD
8. PROPOSAL TO EXTEND THE AUTHORITY OF THE Non-Voting
EXECUTIVE BOARD
8.a. TO ISSUE SHARES AND/OR GRANT RIGHTS TO Mgmt For For
SUBSCRIBE FOR SHARES
8.b. TO RESTRICT OR EXCLUDE STATUTORY Mgmt For For
PRE-EMPTION RIGHTS
9. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE SHARES IN THE COMPANY
10. PROPOSAL TO CANCEL SHARES Mgmt For For
11. ANY OTHER BUSINESS Non-Voting
12. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
WPP PLC Agenda Number: 714065453
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3 APPROVE COMPENSATION COMMITTEE REPORT Mgmt For For
4 ELECT ANGELA AHRENDTS AS DIRECTOR Mgmt For For
5 ELECT TOM ILUBE AS DIRECTOR Mgmt For For
6 ELECT YA-QIN ZHANG AS DIRECTOR Mgmt For For
7 RE-ELECT JACQUES AIGRAIN AS DIRECTOR Mgmt For For
8 RE-ELECT SANDRINE DUFOUR AS DIRECTOR Mgmt For For
9 RE-ELECT TAREK FARAHAT AS DIRECTOR Mgmt For For
10 RE-ELECT ROBERTO QUARTA AS DIRECTOR Mgmt For For
11 RE-ELECT MARK READ AS DIRECTOR Mgmt For For
12 RE-ELECT JOHN ROGERS AS DIRECTOR Mgmt For For
13 RE-ELECT CINDY ROSE AS DIRECTOR Mgmt For For
14 RE-ELECT NICOLE SELIGMAN AS DIRECTOR Mgmt For For
15 RE-ELECT SALLY SUSMAN AS A DIRECTOR Mgmt For For
16 RE-ELECT KEITH WEED AS A DIRECTOR Mgmt For For
17 RE-ELECT JASMINE WHITBREAD AS A DIRECTOR Mgmt For For
18 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
19 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
20 AUTHORISE ISSUE OF EQUITY Mgmt For For
21 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
22 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
23 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
24 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
CMMT 28 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Brown Advisory Emerging Markets Select Fund
--------------------------------------------------------------------------------------------------------------------------
ABU DHABI COMMERCIAL BANK Agenda Number: 713637429
--------------------------------------------------------------------------------------------------------------------------
Security: M0152Q104
Meeting Type: OGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: AEA000201011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524151 DUE TO RECEIPT OF
RESOLUTIONS S.1 AND S.2 ARE SINGLE
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 31 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 TO HEAR AND APPROVE THE BOARD OF DIRECTORS' Mgmt For For
REPORT ON THE BANK'S ACTIVITIES AND
FINANCIAL STATEMENTS FOR THE YEAR ENDED
31/12/2020
2 TO HEAR AND APPROVE THE REPORT OF THE Mgmt For For
EXTERNAL AUDITORS OF THE BANK FOR THE YEAR
ENDED 31/12/2020
3 TO HEAR AND APPROVE THE INTERNAL SHARIA Mgmt For For
SUPERVISORY BOARD'S REPORT IN RESPECT OF
THE BANK'S ISLAMIC BANKING WINDOW FOR THE
YEAR ENDED 31/12/2020
4 TO DISCUSS AND APPROVE THE AUDITED BALANCE Mgmt For For
SHEET AND THE PROFIT AND LOSS ACCOUNT OF
THE BANK FOR THE YEAR ENDED 31/12/2020
5 TO APPOINT THE MEMBERS OF THE INTERNAL Mgmt For For
SHARIA SUPERVISORY BOARD FOR THE BANK'S
ISLAMIC BANKING WINDOW
6 TO CONSIDER AND APPROVE THE BOARD OF Mgmt For For
DIRECTOR'S PROPOSAL TO DISTRIBUTE CASH
DIVIDENDS TO SHAREHOLDERS FOR THE YEAR 2020
IN A SUM EQUAL TO 27% OF THE BANK'S CAPITAL
AMOUNTING TO AED 1,878,492,000
7 TO DETERMINE AND APPROVE THE BOARD OF Mgmt For For
DIRECTORS' REMUNERATION FOR 2020
8 TO ABSOLVE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS OF THE BANK FROM LIABILITY FOR
THEIR WORK DURING THE YEAR ENDED 31/12/2020
OR TO DISMISS THEM AND PURSUE THEM AS THE
CASE MAY BE
9 TO ABSOLVE THE EXTERNAL AUDITORS OF THE Mgmt For For
BANK FROM LIABILITY FOR THEIR WORK DURING
THE YEAR ENDED 31/12/2020 OR TO DISMISS
THEM AND PURSUE THEM AS THE CASE MAY BE
10 TO APPOINT EXTERNAL AUDITORS FOR THE YEAR Mgmt For For
2021 AND TO DETERMINE THEIR FEES FOR THE
SAME YEAR
11 TO DISCUSS AND NOTE THE CHANGES TO THE Mgmt Against Against
BOARD OF DIRECTORS
12 TO APPROVE THE APPOINTMENT OF TWO Mgmt For For
REPRESENTATIVES FOR SHAREHOLDERS WHO WISH
TO BE REPRESENTED AND VOTE ON THEIR BEHALF
S.1 PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION OF THE BANK: (ARTICLE (1),
ARTICLE (17) CLAUSE (9))
S.2 SPECIAL RESOLUTIONS RELATED TO ISSUANCE OF Mgmt For For
DEBT INSTRUMENTS SUBJECT TO TERMS AND
CONDITIONS REQUIRED BY UAE CENTRAL BANK AND
TO THE TERMS OF THE UAE COMMERCIAL
COMPANIES LAW
--------------------------------------------------------------------------------------------------------------------------
ADVANTECH CO LTD Agenda Number: 713988028
--------------------------------------------------------------------------------------------------------------------------
Security: Y0017P108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: TW0002395001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS. CASH DIVIDEND OF NT 7.10
PER SHARE.
3 AMENDMENT TO THE COMPANYS ARTICLES OF Mgmt For For
INCORPORATION.
4 APPROVE OF AMENDMENT TO THE RULES AND Mgmt For For
PROCEDURES OF SHAREHOLDERS MEETING.
5 LNC TECHNOLOGY CO., LTD., A SUBSIDIARY OF Mgmt For For
THE COMPANY, IS PLANNING TO APPLY FOR
LISTING AND OTC LISTING. IN ORDER TO COMPLY
WITH RELEVANT LAWS AND REGULATIONS, SUCH A
PLAN WILL BE PROPOSED AT THE SHAREHOLDERS
MEETING TO REACH A RESOLUTION WHETHER TO OR
NOT TO AUTHORIZE THE BOARD OF DIRECTORS TO
IMPLEMENT MATTERS RELATED TO THE ISSUANCE
OF SHARES TO LNC PRIOR TO THE FILING OF THE
APPLICATION.
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 713839073
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800938.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800946.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 100.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT MR. LEE YUAN SIONG AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
9.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
9.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
AKBANK T.A.S. Agenda Number: 713628521
--------------------------------------------------------------------------------------------------------------------------
Security: M0300L106
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: TRAAKBNK91N6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND APPOINTMENT OF THE MEETING Mgmt For For
PRESIDENTIAL BOARD
2 COMMUNICATION AND DISCUSSION OF THE REPORT Mgmt For For
OF THE BOARD OF DIRECTORS
3 COMMUNICATION OF THE INDEPENDENT AUDITORS Mgmt For For
REPORT
4 COMMUNICATION DISCUSSION AND RATIFICATION Mgmt For For
OF THE FINANCIAL STATEMENTS OF 2020
5 DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS
6 DECISION ON THE APPROPRIATION OF 2020 NET Mgmt For For
PROFIT
7 APPOINTMENT AND DETERMINATION OF THE TENURE Mgmt Against Against
OF THE MEMBERS OF THE BOARD OF DIRECTORS
8 DETERMINATION OF THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
9 APPOINTMENT OF THE INDEPENDENT AUDITORS Mgmt For For
10 AMENDMENT TO THE ARTICLE 9 OF THE ARTICLES Mgmt Against Against
OF ASSOCIATION OF THE BANK
11 PROVIDING INFORMATION REGARDING THE UPDATED Mgmt Abstain Against
REMUNERATION POLICY
12 PROVIDING INFORMATION REGARDING THE Mgmt Abstain Against
DONATIONS MADE IN 2020
13 DETERMINING THE BANKS DONATION LIMITS FOR Mgmt For For
2021
14 EMPOWERMENT OF THE BOARD OF DIRECTORS IN Mgmt Against Against
CONNECTION WITH MATTERS FALLING WITHIN THE
SCOPE OF ARTICLES 395 AND 396 OF THE
TURKISH COMMERCIAL CODE
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LTD Agenda Number: 713057619
--------------------------------------------------------------------------------------------------------------------------
Security: G01719114
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: KYG017191142
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0825/2020082501039.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0825/2020082500999.pdf
1 AMEND AND RESTATE THE COMPANY'S MEMORANDUM Mgmt For For
AND ARTICLES OF ASSOCIATION TO EXPRESSLY
PERMIT COMPLETELY VIRTUAL SHAREHOLDERS'
MEETINGS AND REFLECT SUCH UPDATES AS
DETAILED IN THE PROXY STATEMENT AND SET
FORTH IN EXHIBIT A THERETO
2.1 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTORS: MAGGIE WEI
WU
2.2 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTORS: KABIR
MISRA
2.3 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTORS: WALTER TEH
MING KWAUK
3 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING MARCH
31, 2021
--------------------------------------------------------------------------------------------------------------------------
AMBEV SA Agenda Number: 713747408
--------------------------------------------------------------------------------------------------------------------------
Security: P0273U106
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BRABEVACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, THE Mgmt For For
FINANCIAL STATEMENTS, FOR THE YEAR ENDED
DECEMBER 31, 2020
2 TO RESOLVE ON THE ALLOCATION OF NET PROFIT Mgmt For For
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2020, IN ACCORDANCE WITH THE COMPANY'S
MANAGEMENT PROPOSAL, IN THE FOLLOWING TERMS
NET PROFITS, BRL 11.379.394.019,03 AMOUNT
ALLOCATED TO THE TAX INCENTIVES RESERVE,
BRL 1.332.751.795,49 AMOUNT ALLOCATED TO
PAYMENT OF DIVIDENDS AND OR INTEREST ON OWN
CAPITAL GROSS, DECLARED BASED ON THE NET
PROFIT RELATING TO THE FISCAL YEAR ENDED
DECEMBER 31, 2020, BRL 7.716.366.664,66
AMOUNT ALLOCATED TO THE INVESTMENTS RESERVE
1, BRL 3.713.041.678,34 1 INCLUDING VALUES
RELATING TO I REVERSION OF EFFECTS OF THE
REVALUATION OF FIXED ASSETS IN THE AMOUNT
OF BRL 11.823.167,53 II EFFECT OF
APPLICATION OF IAS 29 CPC 42 HYPERINFLATION
IN THE AMOUNT OF BRL 1,344,887,000.00,AND
III EXPIRED DIVIDENDS IN THE AMOUNT OF BRL
26.055.951,93, AS DETAILED IN EXHIBIT A.II
TO THE MANAGEMENT PROPOSAL. WITH THE
CONSEQUENT RATIFICATION OF PAYMENT OF
INTEREST OVER SHAREHOLDERS EQUITY MADE IN
ADVANCE TO THE SHAREHOLDERS, TO DEBIT OF
THE PROFIT FOR THE YEAR OF 2020, IN THE
TOTAL AMOUNT OF BRL 7.716.366.664,66,
APPROVED BY THE BOARD OF DIRECTORS. A. BRL
6,509,498,701.04 AT A MEETING THAT WAS HELD
ON DECEMBER 9, 2020, COMING TO BRL 0.4137
PER COMMON SHARE, AS INTEREST ON
SHAREHOLDER EQUITY, RESULTING IN A NET
DISTRIBUTION OF BRL 0.3517 PER SHARE, AND
B. BRL 1,206,867,963.63 AT A MEETING THAT
WAS HELD ON DECEMBER 21, 2020, COMING TO
BRL 0.0767 PER COMMON SHARE, AS DIVIDENDS
3 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt For For
BY SINGLE SLATE. INDICATION OF EACH SLATE
OF CANDIDATES AND OF ALL THE NAMES THAT ARE
ON IT. JOSE RONALDO VILELA REZENDE,
PRINCIPAL. ELIDIE PALMA BIFANO, PRINCIPAL.
EMANUEL SOTELINO SCHIFFERLE, SUBSTITUTE.
EDUARDO ROGATTO LUQUE, SUBSTITUTE
4 IF ONE OF THE CANDIDATES WHO IS PART OF THE Mgmt For For
SLATE CEASES TO BE PART OF IT IN ORDER TO
ACCOMMODATE THE SEPARATE ELECTION THAT IS
DEALT WITH IN ARTICLE 161, 4 AND ARTICLE
240 OF LAW 6,404 OF 1976, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO BE
CONFERRED ON THE CHOSEN SLATE
5 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY MINORITY SHAREHOLDERS HOLDING
SHARES OF VOTING RIGHTS. THE SHAREHOLDER
MUST COMPLETE THIS FIELD SHOULD HE HAVE
LEFT THE GENERAL ELECTION FIELD BLANK.
VINICIUS BALBINO BOUHID, PRINCIPAL. CARLOS
TERSANDRO FONSECA ADEODATO, SUBSTITUTE
6 TO DETERMINE MANAGERS OVERALL COMPENSATION Mgmt For For
FOR THE YEAR OF 2021, IN THE ANNUAL AMOUNT
OF UP TO BRL 123.529.137,63, INCLUDING
EXPENSES RELATED TO THE RECOGNITION OF THE
FAIR AMOUNT OF X THE STOCK OPTIONS THAT THE
COMPANY INTENDS TO GRANT IN THE FISCAL
YEAR, AND Y THE COMPENSATION BASED ON
SHARES THAT THE COMPANY INTENDS TO EXECUTE
IN THE FISCAL YEAR
7 TO DETERMINE THE OVERALL COMPENSATION OF Mgmt For For
THE FISCAL COUNCILS MEMBERS FOR THE YEAR OF
2021, IN THE ANNUAL AMOUNT OF UP TO BRL
1.845.504,00, WITH ALTERNATE MEMBERS
COMPENSATION CORRESPONDING TO HALF OF THE
AMOUNT RECEIVED BY THE EFFECTIVE MEMBERS,
IN ACCORDANCE WITH THE MANAGEMENT PROPOSAL
8 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
AMBEV SA Agenda Number: 713753552
--------------------------------------------------------------------------------------------------------------------------
Security: P0273U106
Meeting Type: EGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BRABEVACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO APPROVE THE AMENDMENT OF THE MAIN PART Mgmt For For
OF ARTICLE 2 OF THE CORPORATE BYLAWS IN
ORDER TO REFLECT THE CHANGE OF THE
ADMINISTRATOR WHO IS RESPONSIBLE FOR
RESOLVING IN REGARD TO THE OPENING,
MAINTENANCE AND CLOSING OF BRANCHES,
OFFICES, WAREHOUSES OR REPRESENTATION
AGENCIES OF THE COMPANY, AS IS DETAILED IN
APPENDIX B.I OF THE PROPOSAL FROM THE
MANAGEMENT
2 TO APPROVE THE AMENDMENT OF ITEMS B, H, I Mgmt For For
AND M AND TO ADD ITEMS O AND P, ALL OF
WHICH ARE IN ARTICLE 3 OF THE CORPORATE
BYLAWS, IN ORDER TO DETAIL IN THE CORPORATE
PURPOSE ACTIVITIES THAT ARE RELATED TO THE
MAIN ACTIVITIES THAT ARE CONDUCTED BY THE
COMPANY, AS IS DETAILED IN APPENDIX B.I OF
THE PROPOSAL FROM THE MANAGEMENT
3 TO APPROVE THE AMENDMENT OF THE MAIN PART Mgmt For For
OF ARTICLE 5 OF THE CORPORATE BYLAWS IN
ORDER TO REFLECT THE CAPITAL INCREASES THAT
WERE APPROVED BY THE BOARD OF DIRECTORS,
WITHIN THE LIMIT OF THE AUTHORIZED CAPITAL,
TO THE DATE OF THE EXTRAORDINARY GENERAL
MEETING, AS IS DETAILED IN APPENDIX B.I OF
THE PROPOSAL FROM THE MANAGEMENT
4 TO APPROVE THE AMENDMENT OF ITEM S OF Mgmt For For
ARTICLE 21 OF THE CORPORATE BYLAWS IN ORDER
TO SPECIFY THE AUTHORITY OF THE BOARD OF
DIRECTORS TO RESOLVE IN REGARD TO THE
COMPANY HOLDING AN EQUITY INTEREST IN OTHER
COMPANIES AND ENTERPRISES, AS IS DETAILED
IN APPENDIX B.I OF THE PROPOSAL FROM THE
MANAGEMENT
5 IN VIEW OF THE PROPOSED AMENDMENTS TO THE Mgmt For For
BYLAWS DESCRIBED ABOVE, APPROVE THE
CONSOLIDATION OF THE COMPANY'S BYLAWS,
ACCORDING TO THE MANAGEMENT PROPOSAL
6 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
AMBUJA CEMENTS LTD Agenda Number: 713694695
--------------------------------------------------------------------------------------------------------------------------
Security: Y6140K106
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: INE079A01024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: (A) THE Mgmt For For
AUDITED STANDALONE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2020, TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND THE AUDITORS
THEREON; AND (B) THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020 AND
THE REPORT OF THE AUDITORS THEREON
2 TO DECLARE FINAL DIVIDEND ON EQUITY SHARES Mgmt For For
FOR THE FINANCIAL YEAR ENDED DECEMBER 31,
2020
3 TO APPOINT A DIRECTOR IN PLACE OF MS. THEN Mgmt For For
HWEE TAN (DIN: 08354724), WHO RETIRES BY
ROTATION AND BEING ELIGIBLE, OFFERS HERSELF
FOR RE-APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
MAHENDRA KUMAR SHARMA (DIN: 00327684), WHO
RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
5 APPOINTMENT OF MR. RAMANATHAN MUTHU (DIN: Mgmt For For
01607274) AS A DIRECTOR
6 RATIFICATION OF REMUNERATION TO THE COST Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC Agenda Number: 713842121
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT JEAN-PAUL LUKSIC AS DIRECTOR Mgmt For For
5 RE-ELECT OLLIE OLIVEIRA AS DIRECTOR Mgmt For For
6 RE-ELECT RAMON JARA AS DIRECTOR Mgmt For For
7 RE-ELECT JUAN CLARO AS DIRECTOR Mgmt For For
8 RE-ELECT ANDRONICO LUKSIC AS DIRECTOR Mgmt For For
9 RE-ELECT VIVIANNE BLANLOT AS DIRECTOR Mgmt For For
10 RE-ELECT JORGE BANDE AS DIRECTOR Mgmt For For
11 RE-ELECT FRANCISCA CASTRO AS DIRECTOR Mgmt For For
12 RE-ELECT MICHAEL ANGLIN AS DIRECTOR Mgmt For For
13 RE-ELECT TONY JENSEN AS DIRECTOR Mgmt For For
14 ELECT DIRECTOR APPOINTED BETWEEN 24 MARCH Mgmt For For
2021 AND 12 MAY 2021
15 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
16 AUTHORISE THE AUDIT AND RISK COMMITTEE TO Mgmt For For
FIX REMUNERATION OF AUDITORS
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
22 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC Agenda Number: 713850661
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: CLS
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, THIS SEPARATE MEETING OF THE HOLDERS Mgmt For For
OF THE ORDINARY SHARES OF 5P EACH IN THE
CAPITAL OF THE COMPANY (THE "ORDINARY
SHARES") HEREBY SANCTIONS AND CONSENTS TO
THE PASSING AND IMPLEMENTATION OF
RESOLUTION 22 SET OUT IN THE NOTICE DATED
24 MARCH 2021 CONVENING THE ANNUAL GENERAL
MEETING OF THE COMPANY FOR 12 MAY 2021 ,
AND SANCTIONS AND CONSENTS TO ANY VARIATION
OR ABROGATION OF THE RIGHTS ATTACHING TO
THE ORDINARY SHARES WHICH IS OR MAY BE
EFFECTED BY OR INVOLVED IN THE PASSING OR
IMPLEMENTATION OF THE SAID RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
APOLLO HOSPITALS ENTERPRISE LTD Agenda Number: 713441032
--------------------------------------------------------------------------------------------------------------------------
Security: Y0187F138
Meeting Type: OTH
Meeting Date: 09-Jan-2021
Ticker:
ISIN: INE437A01024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 APPROVAL OF THE PROPOSAL FOR CAPITAL Mgmt For For
RAISING THROUGH ISSUANCE OF SECURITIES BY
WAY OF QUALIFIED INSTITUTIONAL PLACEMENT(S)
AND/OR PREFERENTIAL ALLOTMENT(S)
--------------------------------------------------------------------------------------------------------------------------
APOLLO HOSPITALS ENTERPRISE LTD Agenda Number: 713826379
--------------------------------------------------------------------------------------------------------------------------
Security: Y0187F138
Meeting Type: OTH
Meeting Date: 03-May-2021
Ticker:
ISIN: INE437A01024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONSIDER AND APPROVE THE SCHEME OF Mgmt For For
AMALGAMATION BETWEEN WESTERN HOSPITALS
CORPORATION PRIVATE LIMITED (TRANSFEROR
COMPANY - 01), APOLLO HOME HEALTH CARE
(INDIA) LIMITED (TRANSFEROR COMPANY - 02)
(HEREINAFTER REFERRED TO AS TRANSFEROR
COMPANIES) AND APOLLO HOSPITALS ENTERPRISE
LIMITED (TRANSFEREE COMPANY) AND THEIR
RESPECTIVE MEMBERS AND CREDITORS UNDER
SECTION 233 OF THE COMPANIES ACT, 2013
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ASE TECHNOLOGY HOLDING CO., LTD. Agenda Number: 714205475
--------------------------------------------------------------------------------------------------------------------------
Security: Y0249T100
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: TW0003711008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF ASEHS 2020 BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENTS.
2 RATIFICATION OF 2020 PROFITS DISTRIBUTION Mgmt For For
PROPOSAL. PROPOSED CASH DIVIDEND :TWD 4.2
PER SHARE.
3 DISCUSSION OF REVISION OF THE PROCEDURES Mgmt For For
FOR LENDING FUNDS TO OTHER PARTIES.
4 DISCUSSION OF REVISION OF THE ARTICLES OF Mgmt For For
INCORPORATION.
5 DISCUSSION THE ISSUANCE OF RESTRICTED STOCK Mgmt For For
OF THE COMPANY.
6.1 THE ELECTION OF THE DIRECTOR.:ASE Mgmt For For
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,JASON C.S. CHANG AS
REPRESENTATIVE
6.2 THE ELECTION OF THE DIRECTOR.:ASE Mgmt For For
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,RICHARD H.P.CHANG AS
REPRESENTATIVE
6.3 THE ELECTION OF THE DIRECTOR.:ASE Mgmt For For
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,CHI-WEN TSAI AS REPRESENTATIVE
6.4 THE ELECTION OF THE DIRECTOR.:ASE Mgmt For For
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,YEN-CHUN CHANG AS
REPRESENTATIVE
6.5 THE ELECTION OF THE DIRECTOR.:ASE Mgmt For For
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,TIEN WU AS REPRESENTATIVE
6.6 THE ELECTION OF THE DIRECTOR.:ASE Mgmt For For
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,JOSEPH TUNG AS REPRESENTATIVE
6.7 THE ELECTION OF THE DIRECTOR.:ASE Mgmt For For
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,RAYMOND LO AS REPRESENTATIVE
6.8 THE ELECTION OF THE DIRECTOR.:ASE Mgmt For For
ENTERPRISES LTD.,SHAREHOLDER NO.00000001,TS
CHEN AS REPRESENTATIVE
6.9 THE ELECTION OF THE DIRECTOR.:ASE Mgmt For For
ENTERPRISES LTD.,SHAREHOLDER
NO.00000001,JEFFERY CHEN AS REPRESENTATIVE
6.10 THE ELECTION OF THE DIRECTOR.:RUTHERFORD Mgmt For For
CHANG,SHAREHOLDER NO.00059235
6.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:SHENG-FU YOU,SHAREHOLDER
NO.H101915XXX
6.12 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MEI-YUEH HO,SHAREHOLDER
NO.Q200495XXX
6.13 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:PHILIP WEN-CHYI ONG,SHAREHOLDER
NO.A120929XXX
7 WAIVER OF NON-COMPETITION CLAUSES FOR NEWLY Mgmt Against Against
ELECTED DIRECTORS OF THE COMPANY.
CMMT 25 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 6.11 TO 6.13. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AUROBINDO PHARMA LTD Agenda Number: 713002486
--------------------------------------------------------------------------------------------------------------------------
Security: Y04527142
Meeting Type: AGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: INE406A01037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020 AND REPORTS OF DIRECTORS AND
AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020 AND REPORT OF AUDITORS THEREON
3 TO CONFIRM THE FIRST INTERIM DIVIDEND OF Mgmt For For
INR 1.25 AND SECOND INTERIM DIVIDEND OF INR
1.75, IN AGGREGATE INR 3.00 PER EQUITY
SHARE OF INR 1 EACH, AS DIVIDEND PAID FOR
THE FINANCIAL YEAR 2019-20
4 TO APPOINT A DIRECTOR IN PLACE OF Mgmt For For
MR.K.NITHYANANDA REDDY (DIN: 01284195) WHO
RETIRES BY ROTATION AT THIS ANNUAL GENERAL
MEETING AND BEING ELIGIBLE, SEEKS
RE-APPOINTMENT
5 TO APPOINT A DIRECTOR IN PLACE OF Mgmt For For
MR.M.MADAN MOHAN REDDY (DIN: 01284266) WHO
RETIRES BY ROTATION AT THIS ANNUAL GENERAL
MEETING AND BEING ELIGIBLE, SEEKS
REAPPOINTMENT
6 TO REVISE THE REMUNERATION OF MR. K. Mgmt For For
NITHYANANDA REDDY (DIN: 01284195),
WHOLE-TIME DIRECTOR & VICE CHAIRMAN AND IN
THIS REGARD TO CONSIDER AND, IF THOUGHT
FIT, TO PASS, WITH OR WITHOUT
MODIFICATION(S), THE FOLLOWING RESOLUTION
AS AN ORDINARY RESOLUTION ( AS SPECIFIED)
7 TO REVISE THE REMUNERATION PAYABLE TO MR. Mgmt For For
N. GOVINDARAJAN (DIN: 00050482), MANAGING
DIRECTOR AND IN THIS REGARD TO CONSIDER
AND, IF THOUGHT FIT, TO PASS, WITH OR
WITHOUT MODIFICATION(S), THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION
8 TO REVISE THE REMUNERATION OF DR. M. Mgmt For For
SIVAKUMARAN (DIN: 01284320), WHOLE-TIME
DIRECTOR AND IN THIS REGARD TO CONSIDER
AND, IF THOUGHT FIT, TO PASS, WITH OR
WITHOUT MODIFICATION(S), THE FOLLOWING
RESOLUTION AS A SPECIAL RESOLUTION
9 TO REVISE THE REMUNERATION OF MR. M. MADAN Mgmt For For
MOHAN REDDY (DIN: 01284266) WHOLE-TIME
DIRECTOR AND IN THIS REGARD TO CONSIDER
AND, IF THOUGHT FIT, TO PASS, WITH OR
WITHOUT MODIFICATION(S), THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION
10 TO REVISE THE REMUNERATION OF MR. P. SARATH Mgmt For For
CHANDRA REDDY (DIN: 01628013), WHOLE-TIME
DIRECTOR AND IN THIS REGARD TO CONSIDER
AND, IF THOUGHT FIT, TO PASS, WITH OR
WITHOUT MODIFICATION(S), THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935333168
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Special
Meeting Date: 01-Mar-2021
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Change of Authorised Share Capital by Mgmt For
One-to-Eighty Subdivision of Shares: By an
Ordinary Resolution that each share
classified as Class A ordinary shares,
Class B ordinary shares and preferred
shares of a par value of US$0.00005 each in
the share capital of the Company (including
authorised issued and unissued class A
ordinary shares, class B ordinary shares
and preferred shares) be sub-divided into
80 shares of a par value of US$0.000000625
each (the "Subdivision"), such that,
following ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
BAJAJ AUTO LIMITED Agenda Number: 712904108
--------------------------------------------------------------------------------------------------------------------------
Security: Y05490100
Meeting Type: AGM
Meeting Date: 22-Jul-2020
Ticker:
ISIN: INE917I01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT THE STANDALONE AND Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020, TOGETHER WITH THE DIRECTORS AND
AUDITORS REPORTS THEREON
2 TO CONFIRM THE INTERIM DIVIDEND OF INR 120 Mgmt For For
PER EQUITY SHARE OF FACE VALUE OF INR 10
EACH AS FINAL DIVIDEND FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2020
3 TO APPOINT A DIRECTOR IN PLACE OF Mgmt Against Against
MADHURKUMAR RAMKRISHNAJI BAJAJ (DIN
00014593), WHO RETIRES BY ROTATION IN TERMS
OF SECTION 152(6) OF THE COMPANIES ACT,
2013 AND BEING ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF SHEKHAR Mgmt Against Against
BAJAJ (DIN 00089358), WHO RETIRES BY
ROTATION IN TERMS OF SECTION 152(6) OF THE
COMPANIES ACT, 2013 AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
5 RE-APPOINTMENT OF RAJIVNAYAN RAHULKUMAR Mgmt For For
BAJAJ AS MANAGING DIRECTOR & CHIEF
EXECUTIVE OFFICER OF THE COMPANY FOR A
PERIOD OF FIVE YEARS WITH EFFECT FROM 1
APRIL 2020
6 RE-APPOINTMENT OF DR. GITA PIRAMAL AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE COMPANY FOR A
SECOND TERM OF FIVE CONSECUTIVE YEARS WITH
EFFECT FROM 1 APRIL 2020
7 APPOINTMENT OF ABHINAV BINDRA AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE COMPANY FOR A
TERM OF FIVE CONSECUTIVE YEARS WITH EFFECT
FROM 20 MAY 2020
--------------------------------------------------------------------------------------------------------------------------
BAJAJ FINANCE LTD Agenda Number: 713715019
--------------------------------------------------------------------------------------------------------------------------
Security: Y0547D112
Meeting Type: OTH
Meeting Date: 19-Apr-2021
Ticker:
ISIN: INE296A01024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 MODIFICATION TO THE EMPLOYEE STOCK OPTION Mgmt For For
SCHEME, 2009
2 GRANT OF OPTIONS TO EMPLOYEES OF HOLDING Mgmt For For
AND/OR SUBSIDIARY COMPANY(IES), UNDER THE
AMENDED EMPLOYEE STOCK OPTION SCHEME, 2009
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BANGKOK BANK PUBLIC CO LTD Agenda Number: 712755769
--------------------------------------------------------------------------------------------------------------------------
Security: Y0606R119
Meeting Type: AGM
Meeting Date: 10-Jul-2020
Ticker:
ISIN: TH0001010014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACKNOWLEDGE THE REPORT ON THE RESULTS OF Mgmt Abstain Against
OPERATIONS FOR THE YEAR 2019 AS PRESENTED
IN THE ANNUAL REPORT
2 TO ACKNOWLEDGE THE REPORT OF THE AUDIT Mgmt Abstain Against
COMMITTEE FOR THE YEAR 2019
3 TO APPROVE THE FINANCIAL STATEMENTS FOR THE Mgmt For For
PERIOD ENDED DECEMBER 31, 2019
4 TO APPROVE THE APPROPRIATION OF PROFIT FOR Mgmt For For
THE OPERATING RESULTS OF THE YEAR 2019 AND
ACKNOWLEDGE THE INTERIM PAYMENT OF THE
DIVIDEND
5.1 TO ELECT DIRECTOR IN PLACE OF THOSE WHO IS Mgmt For For
RETIRING BY ROTATION: MR. ARUN CHIRACHAVALA
5.2 TO ELECT DIRECTOR IN PLACE OF THOSE WHO IS Mgmt Against Against
RETIRING BY ROTATION: MR. SINGH TANGTATSWAS
5.3 TO ELECT DIRECTOR IN PLACE OF THOSE WHO IS Mgmt Against Against
RETIRING BY ROTATION: MR. AMORN
CHANDARASOMBOON
5.4 TO ELECT DIRECTOR IN PLACE OF THOSE WHO IS Mgmt Against Against
RETIRING BY ROTATION: MR. CHARTSIRI
SOPHONPANICH
5.5 TO ELECT DIRECTOR IN PLACE OF THOSE WHO IS Mgmt Against Against
RETIRING BY ROTATION: MR. THAWEELAP
RITTAPIROM
6.1 TO ELECT NEW DIRECTOR: MR. SIRI Mgmt For For
JIRAPONGPHAN
6.2 TO ELECT NEW DIRECTOR: MR. PICHET Mgmt For For
DURONGKAVEROJ
7 TO ACKNOWLEDGE THE DIRECTORS' REMUNERATION Mgmt Abstain Against
FOR THE YEAR 2019
8 TO APPOINT THE AUDITORS AND DETERMINE THE Mgmt For For
REMUNERATION: DELOITTE TOUCHE TOHMATSU
JAIYOS AUDIT CO., LTD.
9 OTHER BUSINESS Mgmt Against Against
CMMT 10 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 8 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 10 JUN 2020: IN THE SITUATION WHERE THE Non-Voting
CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE
AGENDA AND/OR ADD NEW AGENDA DURING THE
MEETING, WE WILL VOTE THAT AGENDA AS
ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
BANGKOK BANK PUBLIC CO LTD Agenda Number: 713624016
--------------------------------------------------------------------------------------------------------------------------
Security: Y0606R119
Meeting Type: AGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: TH0001010014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACKNOWLEDGE OPERATING RESULTS Mgmt Abstain Against
2 APPROVE FINANCIAL STATEMENTS Mgmt For For
3 APPROVE ALLOCATION OF INCOME AND DIVIDEND Mgmt For For
PAYMENT
4.1 ELECT DEJA TULANANDA AS DIRECTOR Mgmt Against Against
4.2 ELECT CHOKECHAI NILJIANSKUL AS DIRECTOR Mgmt For For
4.3 ELECT SUVARN THANSATHIT AS DIRECTOR Mgmt Against Against
4.4 ELECT CHANSAK FUANGFU AS DIRECTOR Mgmt Against Against
4.5 ELECT CHARAMPORN JOTIKASTHIRABE AS DIRECTOR Mgmt Against Against
5.1 ELECT CHATCHAWIN CHAROEN RAJAPARK AS Mgmt For For
DIRECTOR
5.2 ELECT BUNDHIT EUA-ARPORN AS DIRECTOR Mgmt For For
5.3 ELECT PARNSIREE AMATAYAKUL AS DIRECTOR Mgmt For For
6 APPROVE REMUNERATION OF DIRECTORS Mgmt Abstain Against
7 APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS Mgmt For For
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
8 OTHER BUSINESS Mgmt Against Against
CMMT 25 FEB 2021: IN THE SITUATION WHERE THE Non-Voting
CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE
AGENDA AND/OR ADD NEW AGENDA DURING THE
MEETING, WE WILL VOTE THAT AGENDA AS
ABSTAIN.
CMMT 25 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935285583
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Special
Meeting Date: 20-Nov-2020
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the grant of an option to acquire Mgmt For For
shares to Amgen Inc. ("Amgen") to allow
Amgen to subscribe for additional shares
under a specific mandate in an amount
necessary to enable it to increase (and
subsequently maintain) its ownership at
approximately 20.6% of the Company's
outstanding share capital, up to an
aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement ...Due to space limits, see proxy
material for full proposal.
--------------------------------------------------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO LTD Agenda Number: 713143220
--------------------------------------------------------------------------------------------------------------------------
Security: Y1148A101
Meeting Type: EGM
Meeting Date: 05-Oct-2020
Ticker:
ISIN: TW0002474004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 LYRA INTERNATIONAL CO., LTD., THE Mgmt For For
SUBSIDIARY OF THE COMPANY, INTENDS TO SELL
100PCT OF ITS STAKES OF TOPO TECHNOLOGY
(TAIZHOU) CO., LIMITED, AND MEECA
TECHNOLOGY (TAIZHOU) CO., LIMITED IN
MAINLAND CHINA TO LENS INTERNATIONAL (HONG
KONG) CO., LTD.
CMMT 22 SEP 2020: THE MEETING SCHEDULED TO BE Non-Voting
HELD ON 05 OCT 2020, IS FOR MERGER AND
ACQUISITION OF CATCHER TECHNOLOGY CO LTD &
ISIN TW0002474004 AND TOPO TECHNOLOGY
(TAIZHOU) CO., LTD. AND MEECA TECHNOLOGY
(TAIZHOU) CO., LTD. IF YOU WISH TO DISSENT
ON THE MERGER PLEASE SUBMIT THIS IN WRITING
BEFORE THE MEETING TO WAIVE YOUR VOTING
RIGHTS. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN DIRECTLY IF YOU WISH TO DISSENT
ON THE MERGER
CMMT 22 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO LTD Agenda Number: 714041720
--------------------------------------------------------------------------------------------------------------------------
Security: Y1148A101
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: TW0002474004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 PROFITSPROPOSED CASH DIVIDEND: TWD 12
PER SHARE.
3 TO RAISE FUNDS THROUGH ISSUING NEW SHARES Mgmt For For
OR GDR.
--------------------------------------------------------------------------------------------------------------------------
CEZ A.S. Agenda Number: 714320328
--------------------------------------------------------------------------------------------------------------------------
Security: X2337V121
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CZ0005112300
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 590841 DUE TO RECEIVED SPLITTING
OF RESOLUTIONS 3 AND 5. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 COMPANY BODIES REPORTS Non-Voting
2 VIZE 2030 - CLEAN ENERGY OF TOMORROW Non-Voting
(INFORMATION ON CEZ GROUP'S DEVELOPMENT
PLANS UNTIL 2030)
3.1 THE GENERAL MEETING OF EZ, A. S., APPROVES Mgmt For For
THE FINANCIAL STATEMENTS OF EZ, A. S.,
PREPARED AS OF DECEMBER 31, 2020
3.2 THE GENERAL MEETING OF EZ, A. S., APPROVES Mgmt For For
THE CONSOLIDATED FINANCIAL STATEMENTS OF
CEZ GROUP PREPARED AS OF DECEMBER 31, 2020
3.3 THE GENERAL MEETING OF EZ, A. S., APPROVES Mgmt For For
THE FINAL FINANCIAL STATEMENTS OF EZ KORPOR
TN SLU BY, S.R.O., PREPARED AS OF DECEMBER
31, 2020
4 DECISION ON THE DISTRIBUTION OF PROFIT OF Mgmt For For
EZ, A. S
5.1 THE GENERAL MEETING OF EZ, A. S., APPOINTS Mgmt For For
ERNST & YOUNG AUDIT, S.R.O., COMPANY REG.
NO. 26704153, HAVING ITS REGISTERED OFFICE
AT NA FLORENCI 2116/15, NOV M STO, 110 00
PRAHA 1, AS THE AUDITOR TO PERFORM THE
STATUTORY AUDIT FOR THE ACCOUNTING PERIOD
OF THE CALENDAR Y EARS OF 2021 AND 2022
5.2 THE GENERAL MEETING OF EZ, A. S., APPOINTS Mgmt For For
DELOITTE AUDIT S.R.O., COMPANY REG. NO.
49620592, HAVING ITS REGISTERED OFFICE AT
ITALSK 2581/67, VINOHRADY, 120 00 PRAHA 2,
AS THE AUDITOR TO PERFORM THE STATUTORY
AUDIT FOR THE ACCOUNTING PERIOD OF THE
CALENDAR YEARS OF 2023 AND 2024
6 THE GENERAL MEETING OF EZ, A. S., APPROVES Mgmt For For
A 2022 DONATIONS BUDGET OF CZK 110 MILLION
7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: REMOVAL AND ELECTION
OF SUPERVISORY BOARD MEMBERS
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: REMOVAL AND ELECTION
OF AUDIT COMMITTEE MEMBERS
9 APPROVAL OF THE REMUNERATION REPORT EZ, A. Mgmt For For
S. FOR THE ACCOUNTING PERIOD OF 2020
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION Agenda Number: 713154057
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0925/2020092500590.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0925/2020092500598.pdf
1 ELECTION OF MR. LYU JIAJIN AS EXECUTIVE Mgmt Against Against
DIRECTOR OF THE BANK
2 ELECTION OF MS. SHAO MIN AS NON-EXECUTIVE Mgmt Against Against
DIRECTOR OF THE BANK
3 ELECTION OF MS. LIU FANG AS NON-EXECUTIVE Mgmt Against Against
DIRECTOR OF THE BANK
4 ELECTION OF MR. WILLIAM (BILL) COEN AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
BANK
5 REMUNERATION DISTRIBUTION AND SETTLEMENT Mgmt For For
PLAN FOR DIRECTORS FOR THE YEAR 2019
6 REMUNERATION DISTRIBUTION AND SETTLEMENT Mgmt For For
PLAN FOR SUPERVISORS FOR THE YEAR 2019
7 ISSUANCE OF QUALIFIED WRITE-DOWN TIER 2 Mgmt For For
CAPITAL INSTRUMENTS
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION Agenda Number: 713592740
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0208/2021020800452.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0208/2021020800466.pdf
1 ELECTION OF MR. WANG JIANG AS EXECUTIVE Mgmt Against Against
DIRECTOR OF THE BANK
2 CONFIRMING THE DONATIONS OF ANTI-PANDEMIC Mgmt For For
MATERIALS MADE IN 2020
3 ADDITIONAL LIMIT ON POVERTY ALLEVIATION Mgmt For For
DONATIONS
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION Agenda Number: 714020017
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801255.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801227.pdf
1 2020 REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 REPORT OF THE BOARD OF SUPERVISORS Mgmt For For
3 2020 FINAL FINANCIAL ACCOUNTS Mgmt For For
4 2020 PROFIT DISTRIBUTION PLAN Mgmt For For
5 2021 FIXED ASSET INVESTMENT BUDGET Mgmt For For
6 ELECTION OF MR. KENNETH PATRICK CHUNG TO BE Mgmt For For
RE-APPOINTED AS INDEPENDENT NONEXECUTIVE
DIRECTOR OF THE BANK
7 ELECTION OF MR. LEUNG KAM CHUNG, ANTONY AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
BANK
8 APPOINTMENT OF EXTERNAL AUDITORS FOR 2021 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO LTD Agenda Number: 713988369
--------------------------------------------------------------------------------------------------------------------------
Security: G21096105
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: KYG210961051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600716.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600664.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO REVIEW AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND THE INDEPENDENT AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO APPROVE THE PROPOSED FINAL DIVIDEND OF Mgmt For For
RMB0.268 PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3.A TO RE-ELECT MR. NIU GENSHENG AS DIRECTOR Mgmt For For
AND AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX HIS REMUNERATION
3.B TO RE-ELECT MR. YAU KA CHI AS DIRECTOR AND Mgmt For For
AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX HIS REMUNERATION
3.C TO RE-ELECT MR. SIMON DOMINIC STEVENS AS Mgmt For For
DIRECTOR AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX HIS
REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING 31 DECEMBER 2021
5 ORDINARY RESOLUTION NO. 5 SET OUT IN THE Mgmt For For
NOTICE OF AGM (TO GIVE A GENERAL MANDATE TO
THE DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY)
6 ORDINARY RESOLUTION NO. 6 SET OUT IN THE Mgmt For For
NOTICE OF AGM (TO GIVE A GENERAL MANDATE TO
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES NOT EXCEEDING 10% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY)
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD Agenda Number: 713042935
--------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: EGM
Meeting Date: 09-Sep-2020
Ticker:
ISIN: CNE1000002M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0821/2020082101079.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0821/2020082101099.pdf
1 RESOLUTION REGARDING THE ELECTION OF MR. Mgmt For For
MIAO JIANMIN AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES BEER (HOLDINGS) COMPANY LTD Agenda Number: 713665101
--------------------------------------------------------------------------------------------------------------------------
Security: Y15037107
Meeting Type: EGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: HK0291001490
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0308/2021030800667.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0308/2021030800637.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1.A ORDINARY RESOLUTION IN ITEM NO. 1(A) OF THE Mgmt For For
NOTICE OF EXTRAORDINARY GENERAL MEETING (TO
AUTHORISE THE ENTRY INTO AND PERFORMANCE BY
THE COMPANY OF THE JOINT VENTURE AGREEMENT
(THE ''JV AGREEMENT'') DATED 22 JANUARY
2021 AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER)
1.B ORDINARY RESOLUTION IN ITEM NO. 1(B) OF THE Mgmt For For
NOTICE OF EXTRAORDINARY GENERAL MEETING (TO
AUTHORIZE THE PROVISION OF ADDITIONAL
CAPITAL COMMITMENT, SHAREHOLDER'S LOANS
AND/OR GUARANTEE BY THE GROUP PURSUANT TO
THE JV AGREEMENT)
1.C ORDINARY RESOLUTION IN ITEM NO. 1(C) OF THE Mgmt For For
NOTICE OF EXTRAORDINARY GENERAL MEETING (TO
AUTHORISE THE ENTRY INTO AND PERFORMANCE BY
THE COMPANY OF THE RELOCATION COMPENSATION
AGREEMENT (THE ''RELOCATION COMPENSATION
AGREEMENT'') DATED 22 JANUARY 2021 AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER)
1.D ORDINARY RESOLUTION IN ITEM NO. 1(D) OF THE Mgmt For For
NOTICE OF EXTRAORDINARY GENERAL MEETING (TO
AUTHORISE THE ENTRY INTO AND PERFORMANCE OF
THE NEW RELOCATION COMPENSATION AGREEMENT
(THE ''NEW RELOCATION COMPENSATION
AGREEMENT'') UPON THE ESTABLISHMENT OF
JOINT VENTURE)
1.E ORDINARY RESOLUTION IN ITEM NO. 1(E) OF THE Mgmt For For
NOTICE OF EXTRAORDINARY GENERAL MEETING (TO
AUTHORISE THE ENTRY INTO AND PERFORMANCE BY
THE COMPANY OF THE CONSTRUCTION AGREEMENT
(THE ''CONSTRUCTION AGREEMENT'') DATED 22
JANUARY 2021)
1.F ORDINARY RESOLUTION IN ITEM NO. 1(F) OF THE Mgmt For For
NOTICE OF EXTRAORDINARY GENERAL MEETING (TO
AUTHORIZE THE DIRECTORS OF THE COMPANY TO
DO SUCH ACTS AND THINGS AND TO TAKE SUCH
STEPS AS THEY MAY CONSIDER NECESSARY,
DESIRABLE OR EXPEDIENT FOR THE PURPOSE, OR
IN CONNECTION WITH, THE IMPLEMENTATION AND
GIVING EFFECT TO THE JV AGREEMENT, THE
RELOCATION COMPENSATION AGREEMENT, THE NEW
RELOCATION COMPENSATION AGREEMENT AND THE
CONSTRUCTION AGREEMENT, AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER)
2 TO RE-ELECT MR. RICHARD RAYMOND WEISSEND AS Mgmt For For
DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES BEER (HOLDINGS) COMPANY LTD Agenda Number: 713931916
--------------------------------------------------------------------------------------------------------------------------
Security: Y15037107
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: HK0291001490
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600676.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600555.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE DIRECTORS'
REPORT AND THE INDEPENDENT AUDITOR'S REPORT
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF RMB0.131 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.1 TO RE-ELECT MR. LAI NI HIUM AS DIRECTOR Mgmt For For
3.2 TO RE-ELECT MR. HOUANG TAI NINH AS DIRECTOR Mgmt For For
3.3 TO RE-ELECT MR. CHAN BERNARD CHARNWUT AS Mgmt Against Against
DIRECTOR
3.4 TO RE-ELECT MR. SIU KWING CHUE, GORDON AS Mgmt For For
DIRECTOR
3.5 TO FIX THE FEES FOR ALL DIRECTORS Mgmt For For
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5 ORDINARY RESOLUTION IN ITEM NO.5 OF THE Mgmt For For
NOTICE OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO BUY
BACK SHARES OF THE COMPANY)
6 ORDINARY RESOLUTION IN ITEM NO.6 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
NEW SHARES OF THE COMPANY)
7 ORDINARY RESOLUTION IN ITEM NO.7 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING (TO EXTEND
THE GENERAL MANDATE TO BE GIVEN TO THE
DIRECTORS TO ISSUE NEW SHARES)
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO LTD Agenda Number: 714019800
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503A100
Meeting Type: AGM
Meeting Date: 07-Jun-2021
Ticker:
ISIN: HK0836012952
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042900405.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042900407.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORT OF THE
DIRECTORS AND INDEPENDENT AUDITOR'S REPORT
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.406 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3.1 TO RE-ELECT MR. TANG YONG AS DIRECTOR Mgmt Against Against
3.2 TO RE-ELECT MS. WANG XIAO BIN AS DIRECTOR Mgmt Against Against
3.3 TO RE-ELECT DR. CH'IEN K.F., RAYMOND AS Mgmt For For
DIRECTOR
3.4 TO RE-ELECT MS. LEUNG OI-SIE ELSIE AS Mgmt For For
DIRECTOR
3.5 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF ALL DIRECTORS
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND AUTHORISE THE DIRECTORS TO FIX
ITS REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO BE GIVEN Mgmt For For
TO THE DIRECTORS TO ISSUE SHARES
--------------------------------------------------------------------------------------------------------------------------
CHROMA ATE INC Agenda Number: 714134842
--------------------------------------------------------------------------------------------------------------------------
Security: Y1604M102
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0002360005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACKNOWLEDGE THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 ACKNOWLEDGE THE 2020 EARNINGS DISTRIBUTION Mgmt For For
PROPOSAL. PROPOSED CASH DIVIDEND :TWD 4.5
PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935406973
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Zein Abdalla
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Vinita Bali
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Maureen
Breakiron-Evans
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Archana Deskus
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: John M. Dineen
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Brian Humphries
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Leo S. Mackay, Jr.
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael Patsalos-Fox
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Joseph M. Velli
1J. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sandra S. Wijnberg
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr Against For
board of directors take action as necessary
to permit shareholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
COMPAL ELECTRONICS INC Agenda Number: 714218876
--------------------------------------------------------------------------------------------------------------------------
Security: Y16907100
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: TW0002324001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RATIFY THE BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR 2020
2 TO RATIFY THE DISTRIBUTION OF EARNINGS FOR Mgmt For For
THE YEAR 2020 PROPOSED CASH DIVIDEND:TWD
1.2 PER SHARE, PROPOSED CASH DISTRIBUTION
FROM CAPITAL ACCOUNT : TWD 0.4 PER SHARE.
3 TO APPROVE THE AMENDMENT TO THE REGULATIONS Mgmt For For
FOR ELECTION OF DIRECTORS
4.1 THE ELECTION OF THE DIRECTOR.:SHENG-HSIUNG Mgmt For For
HSU,SHAREHOLDER NO.23
4.2 THE ELECTION OF THE DIRECTOR.:JUI-TSUNG Mgmt For For
CHEN,SHAREHOLDER NO.83
4.3 THE ELECTION OF THE DIRECTOR.:BINPAL Mgmt Abstain Against
INVESTMENT CO LTD,SHAREHOLDER
NO.632194,WEN-BEING HSU AS REPRESENTATIVE
4.4 THE ELECTION OF THE DIRECTOR.:KINPO Mgmt Abstain Against
ELECTRONICS INC,SHAREHOLDER NO.85,CHIEH-LI
HSU AS REPRESENTATIVE
4.5 THE ELECTION OF THE DIRECTOR.:CHARNG-CHYI Mgmt Abstain Against
KO,SHAREHOLDER NO.55
4.6 THE ELECTION OF THE DIRECTOR.:SHENG-CHIEH Mgmt Abstain Against
HSU,SHAREHOLDER NO.3
4.7 THE ELECTION OF THE DIRECTOR.:YEN-CHIA Mgmt Abstain Against
CHOU,SHAREHOLDER NO.60
4.8 THE ELECTION OF THE DIRECTOR.:CHUNG-PIN Mgmt Abstain Against
WONG,SHAREHOLDER NO.1357
4.9 THE ELECTION OF THE DIRECTOR.:CHIUNG-CHI Mgmt Abstain Against
HSU,SHAREHOLDER NO.91
4.10 THE ELECTION OF THE DIRECTOR.:MING-CHIH Mgmt Abstain Against
CHANG,SHAREHOLDER NO.1633
4.11 THE ELECTION OF THE DIRECTOR.:ANTHONY PETER Mgmt Abstain Against
BONADERO,SHAREHOLDER NO.548777XXX
4.12 THE ELECTION OF THE DIRECTOR.:SHENG-HUA Mgmt Abstain Against
PENG,SHAREHOLDER NO.375659
4.13 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MIN CHIH HSUAN,SHAREHOLDER
NO.F100588XXX
4.14 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:DUEI TSAI,SHAREHOLDER
NO.L100933XXX
4.15 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:WEN-CHUNG SHEN,SHAREHOLDER
NO.19173
5 TO APPROVE THE RELEASE OF NON-COMPETITION Mgmt For For
RESTRICTIONS FOR DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS SA Agenda Number: 712914577
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R110
Meeting Type: AGM
Meeting Date: 31-Jul-2020
Ticker:
ISIN: BRCMIGACNPR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
10 SEPARATE ELECTION OF A MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS BY SHAREHOLDERS WHO HOLD
PREFERRED SHARES WITHOUT VOTING RIGHTS OR
WITH RESTRICTED VOTING RIGHTS. SHAREHOLDER
CAN ONLY FILL OUT THIS FIELD IF HE HAS BEEN
THE OWNER, WITHOUT INTERRUPTION, OF THE
SHARES WITH WHICH HE OR SHE IS VOTING
DURING THE THREE MONTHS IMMEDIATELY PRIOR
TO THE HOLDING OF THE GENERAL MEETING .
JOSE JOAO ABDALLA FILHO, PREFERENTIALIST
11 IN THE EVENT IT IS FOUND THAT NEITHER THE Mgmt For For
OWNERS OF SHARES WITH VOTING RIGHTS NOR THE
OWNERS OF PREFERRED SHARES WITHOUT VOTING
RIGHTS OR WITH RESTRICTED VOTING RIGHTS
MAKE UP, RESPECTIVELY, THE QUORUM THAT IS
REQUIRED BY ARTICLE 141, I AND II, 4 OF LAW
6,404 OF 1976, DO YOU WANT YOUR VOTE TO BE
GROUPED WITH THE VOTES OF THE PREFERRED
SHARES IN ORDER TO ELECT, TO THE BOARD OF
DIRECTORS, THE CANDIDATE WITH THE HIGHEST
NUMBER OF VOTES AMONG ALL OF THOSE WHO,
BEING LISTED ON THIS PROXY CARD, RAN FOR
SEPARATE ELECTION
13 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY SHAREHOLDERS WHO HOLD PREFERRED
SHARES WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS. . MICHELE DA
SILVA GONSALES TORRES, PRINCIPAL. PREFERRED
SHARES. RONALDO DIAS, SUBSTITUTE
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEMS 10, 11, 13 ONLY. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
DB INSURANCE CO., LTD. Agenda Number: 713659350
--------------------------------------------------------------------------------------------------------------------------
Security: Y2096K109
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7005830005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF OUTSIDE DIRECTOR: CHOE JEONG HO Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR: MUN JEONG SUK Mgmt For For
3.3 ELECTION OF INSIDE DIRECTOR: GIM JEONG NAM Mgmt For For
3.4 ELECTION OF INSIDE DIRECTOR: JEONG JONG PYO Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: GIM SEONG GUK
5.1 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: CHOE JEONG HO
5.2 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: MUN JEONG SUK
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD Agenda Number: 713664490
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT, AUDITED Mgmt For For
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
2 DECLARATION OF FINAL DIVIDEND ON ORDINARY Mgmt For For
SHARES
3 APPROVAL OF PROPOSED DIRECTORS' Mgmt For For
REMUNERATION OF SGD 4,101,074 FOR FY2020
4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR AND AUTHORISATION FOR
DIRECTORS TO FIX ITS REMUNERATION
5 RE-ELECTION OF MR PIYUSH GUPTA AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 99
6 RE-ELECTION OF MS PUNITA LAL AS A DIRECTOR Mgmt For For
RETIRING UNDER ARTICLE 105
7 RE-ELECTION OF MR ANTHONY LIM WENG KIN AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 105
8 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE DBSH SHARE PLAN
9 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH
SHARE PLAN
10 GENERAL AUTHORITY TO ISSUE SHARES AND TO Mgmt For For
MAKE OR GRANT CONVERTIBLE INSTRUMENTS
SUBJECT TO LIMITS
11 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
DBSH SCRIP DIVIDEND SCHEME
12 APPROVAL OF THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
--------------------------------------------------------------------------------------------------------------------------
DELTA ELECTRONICS INC Agenda Number: 714163754
--------------------------------------------------------------------------------------------------------------------------
Security: Y20263102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002308004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 ANNUAL FINAL Mgmt For For
ACCOUNTING BOOKS AND STATEMENTS.
2 ADOPTION OF THE 2020 EARNINGS DISTRIBUTION. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 5.5 PER SHARE.
3.1 THE ELECTION OF THE DIRECTOR:YANCEY Mgmt For For
HAI,SHAREHOLDER NO.38010
3.2 THE ELECTION OF THE DIRECTOR:MARK Mgmt For For
KO,SHAREHOLDER NO.15314
3.3 THE ELECTION OF THE DIRECTOR:BRUCE CH Mgmt For For
CHENG,SHAREHOLDER NO.1
3.4 THE ELECTION OF THE DIRECTOR:PING Mgmt For For
CHENG,SHAREHOLDER NO.43
3.5 THE ELECTION OF THE DIRECTOR:SIMON Mgmt For For
CHANG,SHAREHOLDER NO.19
3.6 THE ELECTION OF THE DIRECTOR:VICTOR Mgmt For For
CHENG,SHAREHOLDER NO.44
3.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JI-REN LEE,SHAREHOLDER
NO.Y120143XXX
3.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:SHYUE-CHING LU,SHAREHOLDER
NO.H100330XXX
3.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:ROSE TSOU,SHAREHOLDER
NO.E220471XXX
3.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JACK J.T. HUANG,SHAREHOLDER
NO.A100320XXX
4 DISCUSSION OF THE RELEASE FROM NON Mgmt For For
COMPETITION RESTRICTIONS ON DIRECTORS.
CMMT 14 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 3.1 TO 3.10. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 713020749
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: EGM
Meeting Date: 25-Aug-2020
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 445178 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS 3 AND 4. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0709/2020070900840.pdf,
1 TO ELECT LEUNG WAI LAP, PHILIP AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
CANDIDATES FOR DIRECTORS AS PROPOSED BY THE
BOARD OF DIRECTORS
3 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE RULES OF PROCEDURE OF THE SHAREHOLDERS'
GENERAL MEETING
4 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 713096293
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: EGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091001408.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091001414.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PLAN OF THE INITIAL PUBLIC OFFERING OF
RENMINBI ORDINARY SHARES (A SHARES) AND
LISTING ON GEM
2 TO CONSIDER AND APPROVE THE PROPOSAL THAT Mgmt For For
THE EXTRAORDINARY GENERAL MEETING AND
SHAREHOLDERS CLASS MEETINGS AUTHORIZE THE
BOARD OF DIRECTORS AND PERSONS AUTHORIZED
BY THE BOARD OF DIRECTORS THE DISCRETION TO
DEAL WITH THE MATTERS RELATED TO THE
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
3 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
USE OF PROCEEDS RAISED FROM THE INITIAL
PUBLIC OFFERING OF RENMINBI ORDINARY SHARES
(A SHARES) AND LISTING ON GEM AND ITS
FEASIBILITY ANALYSIS REPORT
4 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
ACCUMULATED PROFITS DISTRIBUTION PLAN PRIOR
TO THE INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
5 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THREE-YEAR DIVIDEND DISTRIBUTION PLAN FOR
SHAREHOLDERS AFTER THE INITIAL PUBLIC
OFFERING OF RENMINBI ORDINARY SHARES (A
SHARES) AND LISTING ON GEM
6 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
DILUTION OF IMMEDIATE RETURNS DUE TO
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM AND REMEDIAL MEASURES
7 TO CONSIDER AND APPROVE THE PROPOSAL ON A Mgmt For For
SHARE PRICE STABILIZATION PLAN WITHIN THREE
YEARS AFTER THE INITIAL PUBLIC OFFERING OF
RENMINBI ORDINARY SHARES (A SHARES) AND
LISTING ON GEM
8 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE UNDERTAKINGS AS TO THE
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE FORMULATION OF THE
ADMINISTRATIVE SYSTEM FOR A SHARE CONNECTED
TRANSACTIONS
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE FORMULATION OF THE
ADMINISTRATIVE SYSTEM FOR EXTERNAL
GUARANTEES
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE FORMULATION OF THE
ADMINISTRATIVE SYSTEM FOR A SHARE PROCEEDS
13 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against
AMENDMENTS TO THE RULES OF PROCEDURE OF THE
SHAREHOLDERS GENERAL MEETING
14 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against
AMENDMENTS TO THE RULES OF PROCEDURE OF THE
MEETING OF BOARD OF DIRECTORS
15 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE OF THE
MEETING OF SUPERVISORY COMMITTEE
16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE FORMULATION OF THE WORKING
RULES OF INDEPENDENT NON-EXECUTIVE
DIRECTORS
17 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
ADJUSTING THE WORK SUBSIDY STANDARD PLAN
FOR THE RELEVANT EXTERNAL DIRECTORS
18.1 TO ELECT MR. ZHU YANFENG AS AN EXECUTIVE Mgmt Against Against
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
OF DIRECTORS
18.2 TO ELECT MR. LI SHAOZHU AS AN EXECUTIVE Mgmt Against Against
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
OF DIRECTORS
18.3 TO ELECT MR. YOU ZHENG AS AN EXECUTIVE Mgmt Against Against
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
OF DIRECTORS
18.4 TO ELECT MR. YANG QING AS A NON-EXECUTIVE Mgmt Against Against
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
OF DIRECTORS
18.5 TO ELECT MR. LEUNG WAI LAP, PHILIP AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD OF DIRECTORS
18.6 TO ELECT MR. ZONG QINGSHENG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD OF DIRECTORS
18.7 TO ELECT MR. HU YIGUANG AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD OF DIRECTORS
19.1 TO ELECT MR. HE WEI AS A SUPERVISOR OF THE Mgmt For For
FIFTH SESSION OF THE SUPERVISORY COMMITTEE
19.2 TO ELECT MR. BAO HONGXIANG AS A SUPERVISOR Mgmt For For
OF THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 713096306
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: CLS
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091001416.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091001412.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PLAN OF THE INITIAL PUBLIC OFFERING OF
RENMINBI ORDINARY SHARES (A SHARES) AND
LISTING ON GEM
2 TO CONSIDER AND APPROVE THE PROPOSAL THAT Mgmt For For
THE EXTRAORDINARY GENERAL MEETING AND
SHAREHOLDERS CLASS MEETINGS AUTHORIZE THE
BOARD OF DIRECTORS AND PERSONS AUTHORIZED
BY THE BOARD OF DIRECTORS THE DISCRETION TO
DEAL WITH THE MATTERS RELATED TO THE
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
3 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
USE OF PROCEEDS RAISED FROM THE INITIAL
PUBLIC OFFERING OF RENMINBI ORDINARY SHARES
(A SHARES) AND LISTING ON GEM AND ITS
FEASIBILITY ANALYSIS REPORT
4 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
ACCUMULATED PROFITS DISTRIBUTION PLAN PRIOR
TO THE INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
5 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
DILUTION OF IMMEDIATE RETURNS DUE TO
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM AND REMEDIAL MEASURES
6 TO CONSIDER AND APPROVE THE PROPOSAL ON A Mgmt For For
SHARE PRICE STABILIZATION PLAN WITHIN THREE
YEARS AFTER THE INITIAL PUBLIC OFFERING OF
RENMINBI ORDINARY SHARES (A SHARES) AND
LISTING ON GEM
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE UNDERTAKINGS AS TO THE
INITIAL PUBLIC OFFERING OF RENMINBI
ORDINARY SHARES (A SHARES) AND LISTING ON
GEM
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 713391819
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: EGM
Meeting Date: 01-Dec-2020
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1113/2020111301286.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1113/2020111301282.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
INCREASE IN PROPORTION OF CASH DIVIDENDS OF
THE COMPANY WITHIN THREE YEARS UPON A SHARE
OFFERING AND LISTING
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 714173224
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401094.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401120.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS (THE "BOARD") OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE INDEPENDENT Mgmt For For
AUDITOR'S REPORT AND AUDITED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2020
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2020 AND
AUTHORIZE THE BOARD TO DEAL WITH ISSUES IN
RELATION TO THE COMPANY'S DISTRIBUTION OF
FINAL DIVIDEND FOR THE YEAR 2020
5 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For
TO THE BOARD TO DEAL WITH ALL ISSUES IN
RELATION TO THE COMPANY'S DISTRIBUTION OF
INTERIM DIVIDEND FOR THE YEAR 2021 AT ITS
ABSOLUTE DISCRETION (INCLUDING, BUT NOT
LIMITED TO DETERMINING WHETHER TO
DISTRIBUTE INTERIM DIVIDEND FOR THE YEAR
2021)
6 TO CONSIDER AND APPROVE THE RE-APPOINTMENTS Mgmt For For
OF PRICEWATERHOUSECOOPERS AS THE
INTERNATIONAL AUDITOR OF THE COMPANY, AND
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
THE DOMESTIC AUDITOR OF THE COMPANY FOR THE
YEAR 2021 TO HOLD OFFICE UNTIL THE
CONCLUSION OF ANNUAL GENERAL MEETING FOR
THE YEAR 2021, AND TO AUTHORIZE THE BOARD
TO DETERMINE THEIR REMUNERATIONS
7 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
THE DIRECTORS AND THE SUPERVISORS OF THE
COMPANY DETERMINED BY THE BOARD FOR THE
YEAR 2021
8 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt Against Against
MR. HUANG WAI AS A NON-EXECUTIVE DIRECTOR
9 TO CONSIDER AND APPROVE THE RE-DESIGNATION Mgmt For For
OF MR. YANG QING FROM NON-EXECUTIVE
DIRECTOR TO EXECUTIVE DIRECTOR
10 TO GRANT A GENERAL MANDATE TO THE BOARD TO Mgmt Against Against
ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
EACH OF THE TOTAL NUMBER OF EXISTING
DOMESTIC SHARES AND H SHARES IN ISSUE, AND
TO AUTHORIZE THE BOARD TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ALLOTMENT OR ISSUANCE OF SHARES
--------------------------------------------------------------------------------------------------------------------------
ESCORTS LIMITED Agenda Number: 713002373
--------------------------------------------------------------------------------------------------------------------------
Security: Y2296W127
Meeting Type: AGM
Meeting Date: 24-Aug-2020
Ticker:
ISIN: INE042A01014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT: (A) THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2020, THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON; AND (B) THE
AUDITED CONSOLIDATED FINANCIAL STATEMENT OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020 AND REPORT OF AUDITORS
THEREON
2 TO DECLARE A DIVIDEND ON EQUITY SHARES Mgmt For For
3 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
HARDEEP SINGH (DIN 00088096), WHO RETIRES
BY ROTATION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
4 TO APPROVE THE REMUNERATION OF THE COST Mgmt For For
AUDITORS FOR THE FINANCIAL YEAR ENDING
MARCH 31, 2021 AND IN THIS REGARD, TO
CONSIDER AND IF THOUGHT FIT, TO PASS WITH
OR WITHOUT MODIFICATION(S), THE FOLLOWING
RESOLUTION AS AN "ORDINARY RESOLUTION":
M/S. RAMANATH IYER & CO., COST AUDITORS
5 TO APPOINT MS. TANYA DUBASH (DIN 00026028) Mgmt For For
AS AN INDEPENDENT DIRECTOR AND IN THIS
REGARD, TO CONSIDER AND IF THOUGHT FIT, TO
PASS WITH OR WITHOUT MODIFICATION(S), THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION
6 TO APPOINT MR. HARISH N. SALVE (DIN Mgmt For For
01399172) AS AN INDEPENDENT DIRECTOR AND IN
THIS REGARD TO CONSIDER AND IF THOUGHT FIT,
TO PASS WITH OR WITHOUT MODIFICATION(S),
THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION
7 TO APPOINT MR. DAI WATANABE (DIN 08736520) Mgmt For For
AS A NON- EXECUTIVE DIRECTOR AND IN THIS
REGARD, TO CONSIDER AND IF THOUGHT FIT, TO
PASS WITH OR WITHOUT MODIFICATION(S), THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION(S)
8 TO APPOINT MR. YUJI TOMIYAMA (DIN 08779472) Mgmt For For
AS A NON- EXECUTIVE DIRECTOR AND IN THIS
REGARD, TO CONSIDER AND IF THOUGHT FIT, TO
PASS WITH OR WITHOUT MODIFICATION(S), THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION(S)
--------------------------------------------------------------------------------------------------------------------------
ESCORTS LTD Agenda Number: 713570390
--------------------------------------------------------------------------------------------------------------------------
Security: Y2296W127
Meeting Type: OTH
Meeting Date: 21-Feb-2021
Ticker:
ISIN: INE042A01014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 CAPITAL REDUCTION OF 1,22,57,688 EQUITY Mgmt For For
SHARES OF INR 10 EACH OF THE COMPANY HELD
BY ESCORTS BENEFIT AND WELFARE TRUST
--------------------------------------------------------------------------------------------------------------------------
FLEX LTD. Agenda Number: 935241252
--------------------------------------------------------------------------------------------------------------------------
Security: Y2573F102
Meeting Type: Annual
Meeting Date: 07-Aug-2020
Ticker: FLEX
ISIN: SG9999000020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Revathi Advaithi
1B. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Michael D. Capellas
1C. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Jennifer Li
1D. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Marc A. Onetto
1E. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Erin L. McSweeney
1F. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Willy C. Shih, Ph.D.
1G. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Charles K. Stevens, III
1H. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Lay Koon Tan
1I. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
William D. Watkins
1J. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Lawrence A. Zimmerman
2. To approve the re-appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditors for
the 2021 fiscal year and to authorize the
Board of Directors, upon the recommendation
of the Audit Committee, to fix their
remuneration.
3. NON-BINDING, ADVISORY RESOLUTION. To Mgmt For For
approve the compensation of the Company's
named executive officers, as disclosed
pursuant to Item 402 of Regulation S-K, set
forth in "Compensation Discussion and
Analysis" and in the compensation tables
and the accompanying narrative disclosure
under "Executive Compensation" in the
Company's proxy statement relating to its
2020 Annual General Meeting.
4. To approve the amendment and restatement of Mgmt For For
the Flex Ltd. 2017 Equity Incentive Plan.
5. To approve a general authorization for the Mgmt For For
directors of Flex to allot and issue
ordinary shares.
6. To approve a renewal of the Share Purchase Mgmt For For
Mandate permitting Flex to purchase or
otherwise acquire its own issued ordinary
shares.
--------------------------------------------------------------------------------------------------------------------------
FORD OTOMOTIV SANAYI AS Agenda Number: 713617984
--------------------------------------------------------------------------------------------------------------------------
Security: M7608S105
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: TRAOTOSN91H6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND ELECTION OF CHAIRMANSHIP PANEL Mgmt For For
2 READING, DISCUSSION AND APPROVAL OF THE Mgmt For For
ANNUAL REPORT OF YEAR 2020 PREPARED BY THE
BOARD OF DIRECTORS
3 READING OF THE SUMMARY REPORT OF THE Mgmt For For
INDEPENDENT AUDIT FIRM OF 2020 FISCAL
PERIOD
4 READING, DISCUSSION AND APPROVAL OF THE Mgmt For For
FINANCIAL STATEMENTS OF 2020 FISCAL PERIOD
5 APPROVAL OF THE MEMBER CHANGES IN THE BOARD Mgmt Against Against
OF DIRECTORS DURING THE YEAR AS PER ARTICLE
363 OF TURKISH COMMERCIAL CODE
6 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS SEPARATELY FOR YEAR 2020
ACTIVITIES
7 APPROVAL, OR APPROVAL WITH AMENDMENTS OR Mgmt For For
REFUSAL OF THE BOARD OF DIRECTORS PROPOSAL
FOR PROFIT DISTRIBUTION FOR THE YEAR 2020
AND THE DISTRIBUTION DATE WHICH PREPARED IN
ACCORDANCE WITH THE COMPANY'S PROFIT
DISTRIBUTION POLICY
8 APPROVAL, OR APPROVAL WITH AMENDMENTS OR Mgmt Against Against
REFUSAL OF THE BOARD OF DIRECTORS PROPOSAL
FOR AMENDMENT OF ARTICLE NO. 6 OF THE
COMPANY'S ARTICLES OF INCORPORATION WITH
THE HEADING SHARE CAPITAL PROVIDED THAT THE
NECESSARY APPROVALS HAVE BEEN RECEIVED FROM
CAPITAL MARKETS BOARD AND THE MINISTRY
TRADE OF TURKEY
9 DETERMINATION OF THE NUMBER AND THE TERM OF Mgmt Against Against
DUTY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND ELECTION OF THE MEMBERS BASE
ON THE DETERMINED NUMBER, ELECTION OF THE
INDEPENDENT BOARD MEMBERS
10 AS PER THE CORPORATE GOVERNANCE PRINCIPLES, Mgmt For For
INFORMING THE SHAREHOLDERS REGARDING THE
REMUNERATION POLICY FOR MEMBERS OF THE
BOARD OF DIRECTORS AND THE SENIOR
EXECUTIVES AND PAYMENTS MADE UNDER THIS
POLICY AND APPROVAL OF THE REMUNERATION
POLICY AND RELATED PAYMENTS
11 DETERMINATION OF THE ANNUAL GROSS FEES TO Mgmt Against Against
BE PAID TO THE MEMBERS OF THE BOARD OF
DIRECTORS
12 AS PER THE REGULATIONS OF THE TURKISH Mgmt For For
COMMERCIAL CODE AND CAPITAL MARKETS BOARD,
APPROVAL OF THE BOARD OF DIRECTORS ELECTION
FOR THE INDEPENDENT AUDIT FIRM
13 APPROVAL OF THE COMPANY'S DONATION AND Mgmt Against Against
SPONSORSHIP POLICY, GIVING INFORMATION TO
THE SHAREHOLDERS REGARDING THE DONATIONS
MADE BY THE COMPANY IN 2020 AND
DETERMINATION OF A UPPER LIMIT FOR
DONATIONS TO BE MADE IN 2021
14 IN ACCORDANCE WITH THE CAPITAL MARKETS Mgmt Abstain Against
BOARD REGULATIONS, PRESENTATION TO THE
SHAREHOLDERS OF THE SECURITIES, PLEDGES AND
MORTGAGES GRANTED IN FAVOR OF THE THIRD
PARTIES IN THE YEAR 2020 AND OF ANY
BENEFITS OR INCOME THEREOF
15 UNDER ARTICLES 395 AND 396 OF THE TURKISH Mgmt For For
COMMERCIAL CODE, AUTHORIZING: SHAREHOLDERS
WITH MANAGEMENT CONTROL, MEMBERS OF THE
BOARD OF DIRECTORS, SENIOR EXECUTIVES AND
THEIR SPOUSES AND RELATIVES RELATED BY
BLOOD OR AFFINITY UP TO THE SECOND DEGREE
AND ALSO INFORMING THE SHAREHOLDERS
REGARDING THE TRANSACTIONS MADE IN THIS
EXTENT IN 2020 PURSUANT TO THE CAPITAL
MARKETS BOARDS COMMUNIQUE ON CORPORATE
GOVERNANCE
16 WISHES AND OPINIONS Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD Agenda Number: 713733928
--------------------------------------------------------------------------------------------------------------------------
Security: Y2679D118
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: HK0027032686
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0329/2021032900638.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0329/2021032900622.pdf
CMMT 22 APR 2021: DELETION OF COMMENT Non-Voting
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2020
2.1 TO RE-ELECT MR. FRANCIS LUI YIU TUNG AS A Mgmt For For
DIRECTOR
2.2 TO RE-ELECT MR. JOSEPH CHEE YING KEUNG AS A Mgmt For For
DIRECTOR
2.3 TO RE-ELECT MR. JAMES ROSS ANCELL AS A Mgmt Against Against
DIRECTOR
3 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
4.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY
4.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
4.3 TO EXTEND THE GENERAL MANDATE AS APPROVED Mgmt Against Against
UNDER 4.2
5 TO APPROVE THE ADOPTION OF THE NEW SHARE Mgmt Against Against
OPTION SCHEME OF THE COMPANY
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GLOBALWAFERS CO LTD Agenda Number: 714203560
--------------------------------------------------------------------------------------------------------------------------
Security: Y2722U109
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: TW0006488000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 BUSINESS REPORT, FINANCIAL STATEMENTS Mgmt For For
AND EARNING DISTRIBUTION.PROPOSED CASH
DIVIDEND: TWD18 PER SHARE
2 AMENDMENT TO THE 'RULES FOR ELECTION OF Mgmt For For
DIRECTORS'.
3 AMENDMENT TO THE 'POLICIES AND PROCEDURES Mgmt For For
FOR FINANCIAL DERIVATIVES TRANSACTIONS'.
4 AMENDMENT TO THE 'ACQUISITION OR DISPOSAL Mgmt For For
OF ASSETS PROCEDURE'.
5 ISSUANCE OF NEW SHARES THROUGH PUBLIC Mgmt For For
OFFERING TO FUND WORKING CAPITAL.
6.1 THE ELECTION OF THE DIRECTORS:HSIU-LAN Mgmt For For
HSU,SHAREHOLDER NO.0000009
6.2 THE ELECTION OF THE DIRECTORS:SINO-AMERICAN Mgmt For For
SILICON PRODUCTS INC.,SHAREHOLDER
NO.0000001,MING-KUANG LU AS REPRESENTATIVE
6.3 THE ELECTION OF THE DIRECTORS:SINO-AMERICAN Mgmt For For
SILICON PRODUCTS INC.,SHAREHOLDER
NO.0000001,TAN-LIANG YAO AS REPRESENTATIVE
6.4 THE ELECTION OF THE DIRECTORS:KUO-CHOW Mgmt For For
CHEN,SHAREHOLDER NO.0000039
6.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:JENG-YWAN JENG,SHAREHOLDER
NO.R122108XXX
6.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:CHUNG-YU WANG,SHAREHOLDER
NO.A101021XXX
6.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:MING-REN YU,SHAREHOLDER
NO.V120031XXX
7 RELEASE THE PROHIBITION ON NEW DIRECTORS Mgmt Against Against
FROM PARTICIPATION IN COMPETITIVE BUSINESS.
--------------------------------------------------------------------------------------------------------------------------
GODREJ PROPERTIES LTD Agenda Number: 712939909
--------------------------------------------------------------------------------------------------------------------------
Security: Y2735G139
Meeting Type: AGM
Meeting Date: 05-Aug-2020
Ticker:
ISIN: INE484J01027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENTS AND THE
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020 TOGETHER WITH THE REPORT OF
THE BOARD OF DIRECTORS AND REPORT OF THE
AUDITORS THEREON AND OTHER REPORTS
2 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
PIROJSHA GODREJ (DIN: 00432983), WHO
RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
3 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 149, 150, 152 READ WITH
SCHEDULE IV AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 (INCLUDING ANY STATUTORY MODIFICATIONS
OR RE-ENACTMENT THEREOF AND ANY RULES MADE
THEREUNDER, FOR THE TIME BEING IN FORCE)
(THE "COMPANIES ACT") AND REGULATION 17(1A)
AND OTHER APPLICABLE REGULATIONS, IF ANY,
OF THE SECURITIES AND EXCHANGE BOARD OF
INDIA (LISTING OBLIGATIONS AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2015 AND
PURSUANT TO THE PROVISIONS OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY AND SUBJECT
TO SUCH OTHER APPROVALS AS MAY BE REQUIRED,
MS. SUTAPA BANERJEE (DIN: 02844650), WHO
WAS APPOINTED AS AN ADDITIONAL DIRECTOR BY
THE BOARD OF DIRECTORS WITH EFFECT FROM
NOVEMBER 05, 2019 AND IS ELIGIBLE FOR
APPOINTMENT AS INDEPENDENT DIRECTOR AND HAS
SUBMITTED A DECLARATION THAT SHE MEETS THE
CRITERIA FOR INDEPENDENCE AS PROVIDED IN
SECTION 149(6) OF THE COMPANIES ACT, AND
REGULATION 16(1)(B) OF THE SECURITIES AND
EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015 AND IN RESPECT OF WHOM
THE COMPANY HAS RECEIVED A NOTICE IN
WRITING UNDER SECTION 160 OF THE COMPANIES
ACT, FROM A MEMBER PROPOSING HER
CANDIDATURE FOR THE OFFICE OF DIRECTOR BE
AND IS HEREBY APPOINTED AS AN INDEPENDENT
DIRECTOR OF THE COMPANY, NOT LIABLE TO
RETIRE BY ROTATION, FOR A TERM COMMENCING
FROM NOVEMBER 05, 2019 TILL NOVEMBER 04,
2024. RESOLVED FURTHER THAT THE BOARD OF
DIRECTORS OR ANY OTHER PERSON AUTHORIZED BY
THE BOARD BE AND ARE HEREBY SEVERALLY
AUTHORIZED TO DO ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS AS MAY BE DEEMED
NECESSARY TO GIVE EFFECT TO THIS
RESOLUTION"
4 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTION 148 AND ALL OTHER APPLICABLE
PROVISIONS OF THE COMPANIES ACT, 2013 AND
THE COMPANIES (AUDIT AND AUDITORS) RULES,
2014 AND THE COMPANIES (COST RECORDS AND
AUDIT) RULES, 2014 (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-ENACTMENT THEREOF,
FOR THE TIME BEING IN FORCE), THE
REMUNERATION PAYABLE TO M/S. R. NANABHOY &
CO., COST ACCOUNTANTS, APPOINTED AS COST
AUDITORS BY THE BOARD OF DIRECTORS OF THE
COMPANY, TO CONDUCT THE AUDIT OF THE COST
RECORDS OF THE COMPANY FOR THE FINANCIAL
YEAR 2020-21, AMOUNTING TO INR 1,16,000
(RUPEES ONE LAKH SIXTEEN THOUSAND ONLY)
EXCLUSIVE OF TAX AND OUT OF POCKET OF
EXPENSES, BE AND IS HEREBY RATIFIED AND
CONFIRMED. RESOLVED FURTHER THAT THE BOARD
OF DIRECTORS OF THE COMPANY (INCLUDING ITS
COMMITTEE THEREOF) BE AND IS HEREBY
AUTHORISED TO DO ALL ACTS AND TAKE ALL SUCH
STEPS AS MAY BE NECESSARY, PROPER OR
EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
GODREJ PROPERTIES LTD Agenda Number: 713355382
--------------------------------------------------------------------------------------------------------------------------
Security: Y2735G139
Meeting Type: OTH
Meeting Date: 11-Dec-2020
Ticker:
ISIN: INE484J01027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 PAYMENT OF REMUNERATION TO MR. PIROJSHA Mgmt Against Against
GODREJ, WHOLE TIME DIRECTOR DESIGNATED AS
EXECUTIVE CHAIRMAN IN EXCESS OF THE LIMITS
UNDER THE COMPANIES ACT, 2013
2 PAYMENT OF REMUNERATION TO MR. MOHIT Mgmt Against Against
MALHOTRA, MANAGING DIRECTOR & CHIEF
EXECUTIVE OFFICER IN EXCESS OF THE LIMITS
UNDER THE COMPANIES ACT, 2013
3 PAYMENT OF REMUNERATION TO NON-EXECUTIVE Mgmt For For
DIRECTORS IN EXCESS OF THE LIMITS UNDER THE
COMPANIES ACT, 2013
--------------------------------------------------------------------------------------------------------------------------
HANA FINANCIAL GROUP INC Agenda Number: 713683173
--------------------------------------------------------------------------------------------------------------------------
Security: Y29975102
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7086790003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 529134 DUE TO RECEIPT OF CHANGE
IN NUMBERING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 APPROVAL OF 16TH FINANCIAL STATEMENT Mgmt For For
(INCLUDING STATEMENT OF APPROPRIATIONS FOR
RETAINED EARNINGS) AND CONSOLIDATED
FINANCIAL STATEMENT
2 PROPOSAL FOR AMENDMENT OF THE ARTICLES OF Mgmt For For
INCORPORATION
3.1 APPOINTMENT OF OUTSIDE DIRECTOR: PARK WON Mgmt For For
KOO
3.2 APPOINTMENT OF OUTSIDE DIRECTOR: KIM HONG Mgmt For For
JIN
3.3 APPOINTMENT OF OUTSIDE DIRECTOR: YANG DONG Mgmt For For
HOON
3.4 APPOINTMENT OF OUTSIDE DIRECTOR: HEO YOON Mgmt For For
3.5 APPOINTMENT OF OUTSIDE DIRECTOR: LEE JUNG Mgmt For For
WON
3.6 APPOINTMENT OF OUTSIDE DIRECTOR: KWON SOOK Mgmt For For
KYO
3.7 APPOINTMENT OF OUTSIDE DIRECTOR: PARK DONG Mgmt For For
MOON
3.8 APPOINTMENT OF NON-EXECUTIVE DIRECTOR: PARK Mgmt For For
SUNG HO
3.9 APPOINTMENT OF INSIDE DIRECTOR: KIM JUNG Mgmt For For
TAI
4 APPOINTMENT OF AN OUTSIDE DIRECTOR FOR Mgmt For For
AUDIT COMMITTEE MEMBER: PAIK TAE SEUNG
5.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER - Mgmt For For
OUTSIDE DIRECTOR: YANG DONGHOON
5.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER - Mgmt For For
OUTSIDE DIRECTOR: LEE, JUNG WON
5.3 APPOINTMENT OF AUDIT COMMITTEE MEMBER - Mgmt For For
OUTSIDE DIRECTOR: PARK, DONG MOON
6 DETERMINATION OF THE COMPENSATION CEILING Mgmt For For
FOR DIRECTORS IN 2021
--------------------------------------------------------------------------------------------------------------------------
HANKOOK TIRE & TECHNOLOGY CO. LTD. Agenda Number: 713630300
--------------------------------------------------------------------------------------------------------------------------
Security: Y3R57J108
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: KR7161390000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3.1.1 ELECTION OF INSIDE DIRECTOR: LEE SOO IL Mgmt For For
3.1.2 ELECTION OF INSIDE DIRECTOR: CHO HYUN BEOM Mgmt Against Against
3.1.3 ELECTION OF INSIDE DIRECTOR: PARK JONG HO Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTORS: PYO HYEON Mgmt For For
MYEONG, KANG YOUNG JAE, KIM JONG GAB
4 ELECTION OF AUDIT COMMITTEE MEMBERS: PYO Mgmt For For
HYEON MYEONG, KANG YOUNG JAE KIM JONG GAB
5 PLURALITY VOTING FOR AUDIT COMMITTEE MEMBER Mgmt For For
AS DIRECTOR
6.1 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt For For
COMMITTEE MEMBER: LEE MI RA
6.2 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt Against Against
COMMITTEE MEMBER: LEE HYE WOONG
7 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 714213434
--------------------------------------------------------------------------------------------------------------------------
Security: Y36861105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: TW0002317005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 EARNINGS. PROPOSED CASH DIVIDEND :TWD
4 PER SHARE.
3 TO APPROVE THE LIFTING OF DIRECTOR OF Mgmt For For
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda Number: 713690180
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600529.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600523.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2.A TO ELECT NICHOLAS CHARLES ALLEN AS DIRECTOR Mgmt For For
2.B TO ELECT CHEUNG MING MING, ANNA AS DIRECTOR Mgmt For For
2.C TO ELECT ZHANG YICHEN AS DIRECTOR Mgmt Against Against
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF HKEX, NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF HKEX
AS AT THE DATE OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF HKEX, NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF HKEX AS AT THE
DATE OF THIS RESOLUTION, AND THE DISCOUNT
FOR ANY SHARES TO BE ISSUED SHALL NOT
EXCEED 10%
--------------------------------------------------------------------------------------------------------------------------
HUAZHU GROUP LIMITED Agenda Number: 935311910
--------------------------------------------------------------------------------------------------------------------------
Security: 44332N106
Meeting Type: Annual
Meeting Date: 23-Dec-2020
Ticker: HTHT
ISIN: US44332N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The resolution as set out in the Notice of Mgmt For For
Annual General Meeting regarding the
ratification of appointment of Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as auditor of the Company
for 2020 and the authorization for the
directors of the Company to determine the
remuneration of the auditor.
2. The resolution as set out in the Notice of Mgmt For For
Annual General Meeting regarding the
authorization and approval for the
amendment and restatement of the amended
and restated articles of association of the
Company.
3. The resolution as set out in the Notice of Mgmt For For
Annual General Meeting regarding the
re-election of Ms. Lei Cao and Mr. Theng
Fong Hee as independent directors of the
Company.
4. The resolution as set out in the Notice of Mgmt For For
Annual General Meeting regarding the
authorization of each director or officer
of the Company or Conyers Trust Company
(Cayman) Limited to take any and every
action that might be necessary, appropriate
or desirable to effect the foregoing
resolutions as such director or officer, in
his or her absolute discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
HUAZHU GROUP LIMITED Agenda Number: 935447133
--------------------------------------------------------------------------------------------------------------------------
Security: 44332N106
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: HTHT
ISIN: US44332N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. RESOLVED, AS AN ORDINARY RESOLUTION: THAT Mgmt For For
the ratification of appointment of Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as auditor of the Company
for 2021 and the authorization for the
directors of the Company to determine the
remuneration of the auditor be and is
hereby authorized and approved.
O2. RESOLVED, AS AN ORDINARY RESOLUTION: THAT Mgmt For For
subject to and conditional upon the Listing
Committee of The Stock Exchange of Hong
Kong Limited granting the listing of, and
permission to deal in, the subdivided
ordinary shares, and with effect from the
second business day following the day on
which this resolution is passed by the
shareholders of the Company, the
sub-division of each issued and unissued
ordinary share of the Company with a par
value of US$0.0001 each into 10 ordinary
...(due to space limits, see proxy material
for full proposal).
S3. RESOLVED, AS A SPECIAL RESOLUTION: THAT, Mgmt For For
subject to the passing of the above
Resolution 2, and with effect from the
Sub-Division becoming effective, the
amendments to the current memorandum and
articles of association of the Company in
the manner as detailed in the proxy
statement be and are hereby approved and
the amended and restated memorandum and
articles of association in the form as set
out in Exhibit A in the proxy statement be
and is hereby approved and adopted in
substitution for and to the ...(due to
space limits, see proxy material for full
proposal).
O4. RESOLVED, AS AN ORDINARY RESOLUTION: THAT Mgmt For For
each director or officer of the Company or
Conyers Trust Company (Cayman) Limited be
and is hereby authorized to take any and
every action that might be necessary,
appropriate or desirable to effect the
foregoing resolutions as such director or
officer or Conyers Trust Company (Cayman)
Limited, in his, her or its absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
HUAZHU GROUP LTD Agenda Number: 713406115
--------------------------------------------------------------------------------------------------------------------------
Security: G46587104
Meeting Type: AGM
Meeting Date: 23-Dec-2020
Ticker:
ISIN: KYG465871047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1120/2020112000767.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1120/2020112000715.pdf
1 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
RATIFICATION OF APPOINTMENT OF DELOITTE
TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS AUDITOR OF THE COMPANY
FOR 2020 AND THE AUTHORIZATION FOR THE
DIRECTORS OF THE COMPANY TO DETERMINE THE
REMUNERATION OF THE AUDITOR
2 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
AUTHORIZATION AND APPROVAL FOR THE
AMENDMENT AND RESTATEMENT OF THE AMENDED
AND RESTATED ARTICLES OF ASSOCIATION OF THE
COMPANY
3 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
RE-ELECTION OF MS. LEI CAO AND MR. THENG
FONG HEE AS INDEPENDENT DIRECTORS OF THE
COMPANY
4 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
AUTHORIZATION OF EACH DIRECTOR OR OFFICER
OF THE COMPANY OR CONYERS TRUST COMPANY
(CAYMAN) LIMITED TO TAKE ANY AND EVERY
ACTION THAT MIGHT BE NECESSARY, APPROPRIATE
OR DESIRABLE TO EFFECT THE FOREGOING
RESOLUTIONS AS SUCH DIRECTOR OR OFFICER, IN
HIS OR HER ABSOLUTE DISCRETION, THINKS FIT
--------------------------------------------------------------------------------------------------------------------------
HUAZHU GROUP LTD Agenda Number: 714173577
--------------------------------------------------------------------------------------------------------------------------
Security: G46587104
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: KYG465871047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401246.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401222.pdf
1 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
RATIFICATION OF APPOINTMENT OF DELOITTE
TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS AUDITOR OF THE COMPANY
FOR 2021 AND THE AUTHORIZATION FOR THE
DIRECTORS OF THE COMPANY TO DETERMINE THE
REMUNERATION OF THE AUDITOR
2 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
AUTHORIZATION AND APPROVAL OF SUB-DIVISION
OF EACH ISSUED AND UNISSUED ORDINARY SHARE
OF THE COMPANY WITH A PAR VALUE OF USD
0.0001 EACH INTO 10 ORDINARY SHARES WITH A
PAR VALUE OF USD 0.00001 EACH AND THE
SUB-DIVISION OF EACH ISSUED AND UNISSUED
PREFERRED SHARE OF THE COMPANY WITH A PAR
VALUE OF USD 0.0001 EACH INTO 10 PREFERRED
SHARES WITH A PAR VALUE OF USD 0.00001 EACH
(THE "SUB-DIVISION") WITH EFFECT FROM THE
SECOND BUSINESS DAY FOLLOWING THE DAY ON
WHICH THIS RESOLUTION IS PASSED BY THE
SHAREHOLDERS OF THE COMPANY, SUBJECT TO AND
CONDITIONAL UPON THE LISTING COMMITTEE OF
THE STOCK EXCHANGE OF HONG KONG LIMITED
GRANTING THE LISTING OF, AND PERMISSION TO
DEAL IN, THE SUBDIVIDED ORDINARY SHARES,
SUCH THAT THE AUTHORIZED SHARE CAPITAL OF
THE COMPANY WILL BE USD 900,000 DIVIDED
INTO 80,000,000,000 ORDINARY SHARES OF PAR
VALUE OF USD 0.00001 EACH AND
10,000,000,000 PREFERRED SHARES OF PAR
VALUE USD 0.00001 EACH
3 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
APPROVAL OF THE AMENDMENTS TO THE CURRENT
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY IN THE MANNER AS DETAILED IN
THE PROXY STATEMENT AND THE APPROVAL AND
ADOPTION OF THE AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION IN
THE FORM AS SET OUT IN EXHIBIT A IN THE
PROXY STATEMENT IN SUBSTITUTION FOR AND TO
THE EXCLUSION OF THE CURRENT MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY,
SUBJECT TO THE PASSING OF THE ABOVE
RESOLUTION 2 AND WITH EFFECT FROM THE
SUB-DIVISION BECOMING EFFECTIVE
4 THE RESOLUTION AS SET OUT IN THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING REGARDING THE
AUTHORIZATION OF EACH DIRECTOR OR OFFICER
OF THE COMPANY OR CONYERS TRUST COMPANY
(CAYMAN) LIMITED TO TAKE ANY AND EVERY
ACTION THAT MIGHT BE NECESSARY, APPROPRIATE
OR DESIRABLE TO EFFECT THE FOREGOING
RESOLUTIONS AS SUCH DIRECTOR, OFFICER OR
CONYERS TRUST COMPANY (CAYMAN) LIMITED, IN
HIS, HER OR ITS ABSOLUTE DISCRETION, THINKS
FIT
--------------------------------------------------------------------------------------------------------------------------
HUGEL, INC. Agenda Number: 713287779
--------------------------------------------------------------------------------------------------------------------------
Security: Y3R47A100
Meeting Type: EGM
Meeting Date: 09-Dec-2020
Ticker:
ISIN: KR7145020004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF CAPITAL REDUCTION Mgmt Split 87% For Split
2 ADJUSTMENT OF STOCK OPTION EXERCISE PRICE Mgmt Split 87% For Split
--------------------------------------------------------------------------------------------------------------------------
HUGEL, INC. Agenda Number: 713595378
--------------------------------------------------------------------------------------------------------------------------
Security: Y3R47A100
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7145020004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Abstain Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR SON JI HUN Mgmt For For
4 ELECTION OF AUDITOR WHO IS OUTSIDE DIRECTOR Mgmt For For
NOMINEE CHEONG BYEONG SU
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ICICI BANK LTD Agenda Number: 712935420
--------------------------------------------------------------------------------------------------------------------------
Security: Y3860Z132
Meeting Type: OTH
Meeting Date: 09-Aug-2020
Ticker:
ISIN: INE090A01021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 AUTHORIZE CAPITAL RAISING THROUGH ISSUANCE Mgmt For For
OF EQUITY SHARES AND/OR EQUITY LINKED
SECURITIES
--------------------------------------------------------------------------------------------------------------------------
ICICI BANK LTD Agenda Number: 712961045
--------------------------------------------------------------------------------------------------------------------------
Security: Y3860Z132
Meeting Type: AGM
Meeting Date: 14-Aug-2020
Ticker:
ISIN: INE090A01021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF FINANCIAL STATEMENTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED MARCH 31, 2020
2 RE-APPOINTMENT OF MS. VISHAKHA MULYE (DIN: Mgmt For For
00203578), WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, OFFERS HERSELF FOR
RE-APPOINTMENT
3 RE-APPOINTMENT OF M/S WALKER CHANDIOK & CO Mgmt For For
LLP, CHARTERED ACCOUNTANTS (REGISTRATION
NO. 001076N/N500013) AS STATUTORY AUDITORS
OF THE BANK
4 APPOINTMENT OF BRANCH AUDITORS Mgmt For For
5 RE-APPOINTMENT OF MS. VISHAKHA MULYE (DIN: Mgmt For For
00203578) AS A WHOLE TIME DIRECTOR
(DESIGNATED AS EXECUTIVE DIRECTOR) OF THE
BANK
6 RE-APPOINTMENT OF MR. GIRISH CHANDRA Mgmt For For
CHATURVEDI (DIN: 00110996) AS AN
INDEPENDENT DIRECTOR OF THE BANK
7 RE-APPOINTMENT MR. GIRISH CHANDRA Mgmt For For
CHATURVEDI (DIN: 00110996) AS NONEXECUTIVE
(PART-TIME) CHAIRMAN OF THE BANK
8 SHIFTING THE REGISTERED OFFICE OF THE BANK Mgmt For For
FROM THE STATE OF GUJARAT TO THE STATE OF
MAHARASHTRA AND CONSEQUENT AMENDMENT TO THE
MEMORANDUM OF ASSOCIATION OF THE BANK
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD Agenda Number: 713180002
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1009/2020100900534.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1009/2020100900615.pdf
1 PROPOSAL ON THE 2021-2023 CAPITAL PLANNING Mgmt For For
OF ICBC
2 PROPOSAL ON THE ISSUANCE OF UNDATED Mgmt For For
ADDITIONAL TIER 1 CAPITAL BONDS
3 PROPOSAL ON THE PAYMENT PLAN OF Mgmt For For
REMUNERATION TO DIRECTORS FOR 2019
4 PROPOSAL ON THE PAYMENT PLAN OF Mgmt For For
REMUNERATION TO SUPERVISORS FOR 2019
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD Agenda Number: 714064639
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0506/2021050601618.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0506/2021050601680.pdf,
1 PROPOSAL ON THE 2020 WORK REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF ICBC
2 PROPOSAL ON THE 2020 WORK REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF ICBC
3 PROPOSAL ON THE 2020 AUDITED ACCOUNTS Mgmt For For
4 PROPOSAL ON THE 2020 PROFIT DISTRIBUTION Mgmt For For
PLAN
5 PROPOSAL ON THE FIXED ASSET INVESTMENT Mgmt For For
BUDGET FOR 2021
6 APPROVE DELOITTE TOUCHE TOHMATSU CERTIFIED Mgmt For For
PUBLIC ACCOUNTANTS LLP AS DOMESTIC EXTERNAL
AUDITORS AND DELOITTE TOUCHE TOHMATSU AS
INTERNATIONAL EXTERNAL AUDITOR
7 PROPOSAL ON THE APPLICATION FOR Mgmt For For
AUTHORIZATION LIMIT FOR SPECIAL DONATIONS
FOR POVERTY ALLEVIATION
8 PROPOSAL ON THE ELECTION OF MS. CHEN YIFANG Mgmt Against Against
AS NON-EXECUTIVE DIRECTOR OF ICBC
9 PROPOSAL ON ISSUING ELIGIBLE TIER 2 CAPITAL Mgmt For For
INSTRUMENTS
10 PROPOSAL ON THE EXTENDING THE VALIDITY Mgmt For For
PERIOD OF THE AUTHORIZATION TO OFFSHORE
ISSUANCE OF UNDATED CAPITAL BONDS
11 PROPOSAL ON THE MATERIALS DONATION FOR Mgmt For For
EPIDEMIC PREVENTION AND CONTROL IN 2020
CMMT 10 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
18 JUNE 2021 TO 21 MAY 2021 AND
MODIFICATION TEXT OF RESOLUTION 6 AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA Agenda Number: 713743688
--------------------------------------------------------------------------------------------------------------------------
Security: P5968U113
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRITUBACNPR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 10, 11 AND 13 ONLY. THANK
YOU
10 PREFERRED STOCKHOLDERS WITH NO OR Mgmt For For
RESTRICTED VOTING RIGHTS REQUESTING A
SEPARATE ELECTION OF A MEMBER TO THE BOARD
OF DIRECTORS. DO YOU WISH TO REQUEST THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS, UNDER THE TERMS OF ARTICLE
141, 4, I OF LAW 6,404 OF 1976. SHAREHOLDER
CAN ONLY FILL OUT THIS FIELD IF HE HAS BEEN
THE OWNER, WITHOUT INTERRUPTION, OF THE
SHARES WITH WHICH HE OR SHE IS VOTING
DURING THE THREE MONTHS IMMEDIATELY PRIOR
TO THE HOLDING OF THE GENERAL MEETING
11 PREFERRED STOCKHOLDERS WITH NO OR Mgmt For For
RESTRICTED VOTING RIGHTS REQUESTING A
SEPARATE ELECTION OF A MEMBER TO THE BOARD
OF DIRECTORS. IN THE EVENT IT IS FOUND THAT
NEITHER THE OWNERS OF SHARES WITH VOTING
RIGHTS NOR THE OWNERS OF PREFERRED SHARES
WITHOUT VOTING RIGHTS OR WITH RESTRICTED
VOTING RIGHTS MAKE UP, RESPECTIVELY, THE
QUORUM THAT IS REQUIRED BY ARTICLE 141, I
AND II, 4 OF LAW 6,404 OF 1976, DO YOU WANT
YOUR VOTE TO BE GROUPED WITH THE VOTES OF
THE PREFERRED SHARES IN ORDER TO ELECT, TO
THE BOARD OF DIRECTORS, THE CANDIDATE WITH
THE HIGHEST NUMBER OF VOTES AMONG ALL OF
THOSE WHO, BEING LISTED ON THIS PROXY CARD,
RAN FOR SEPARATE ELECTION
13 ELECTION OF THE FISCAL COUNCIL SEPARATELY, Mgmt For For
PREFERRED. SEPARATE ELECTION OF A MEMBER OF
THE COUNCIL FISCAL BY SHAREHOLDERS WHO HOLD
PREFERRED SHARES WITHOUT VOTING RIGHTS OR
WITH RESTRICTED VOTING RIGHTS. ARTEMIO
BERTHOLINI. RENE GUIMARAES ANDRICH
--------------------------------------------------------------------------------------------------------------------------
KB FINANCIAL GROUP INC Agenda Number: 713260711
--------------------------------------------------------------------------------------------------------------------------
Security: Y46007103
Meeting Type: EGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: KR7105560007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 471043 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 ELECTION OF INSIDE DIRECTOR: YUN JONG GYU Mgmt For For
2 ELECTION OF NONEXECUTIVE DIRECTOR: HEO IN Mgmt For For
3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: ELECTION OF OUTSIDE
DIRECTOR: YUN SUN JIN
4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: ELECTION OF OUTSIDE
DIRECTOR: RYU YEONG JAE
--------------------------------------------------------------------------------------------------------------------------
KB FINANCIAL GROUP INC Agenda Number: 713627226
--------------------------------------------------------------------------------------------------------------------------
Security: Y46007103
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7105560007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF OUTSIDE DIRECTOR: STUART B. Mgmt For For
SOLOMON
2.2 ELECTION OF OUTSIDE DIRECTOR: SEON U SEOK Mgmt For For
HO
2.3 ELECTION OF OUTSIDE DIRECTOR: CHOE MYEONG Mgmt For For
HUI
2.4 ELECTION OF OUTSIDE DIRECTOR: JEONG GU HWAN Mgmt For For
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: GIM GYEONG HO
4.1 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: SEON U SEOK HO
4.2 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: CHOE MYEONG HUI
4.3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: O GYU TAEK
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOREA SHIPBUILDING & OFFSHORE ENGINEERING CO. LTD. Agenda Number: 713619091
--------------------------------------------------------------------------------------------------------------------------
Security: Y3838M106
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7009540006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR: GWON O GAP Mgmt Against Against
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LENOVO GROUP LTD Agenda Number: 712787045
--------------------------------------------------------------------------------------------------------------------------
Security: Y5257Y107
Meeting Type: AGM
Meeting Date: 09-Jul-2020
Ticker:
ISIN: HK0992009065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0605/2020060500681.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0605/2020060500651.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR FOR THE YEAR ENDED
MARCH 31, 2020
2 TO DECLARE A FINAL DIVIDEND FOR THE ISSUED Mgmt For For
SHARES OF THE COMPANY FOR THE YEAR ENDED
MARCH 31, 2020
3.A TO RE-ELECT MR. YANG YUANQING AS DIRECTOR Mgmt For For
3.B TO RE-ELECT MR. WILLIAM O. GRABE AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR. WILLIAM TUDOR BROWN AS Mgmt For For
DIRECTOR
3.D TO RE-ELECT MS. YANG LAN AS DIRECTOR Mgmt For For
3.E TO RESOLVE NOT TO FILL UP THE VACATED Mgmt For For
OFFICE RESULTED FROM THE RETIREMENT OF MR.
NOBUYUKI IDEI AS DIRECTOR
3.F TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
DIRECTORS' FEES
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR AND AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX AUDITOR'S
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE AGGREGATE
NUMBER OF SHARES IN ISSUE OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10% OF THE
AGGREGATE NUMBER OF SHARES IN ISSUE OF THE
COMPANY
7 TO EXTEND THE GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY BY ADDING THE NUMBER OF THE SHARES
BOUGHT BACK
--------------------------------------------------------------------------------------------------------------------------
LENOVO GROUP LTD Agenda Number: 713542113
--------------------------------------------------------------------------------------------------------------------------
Security: Y5257Y107
Meeting Type: OGM
Meeting Date: 04-Feb-2021
Ticker:
ISIN: HK0992009065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0117/2021011700101.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0117/2021011700103.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE AND ADMISSION OF CHINESE
DEPOSITARY RECEIPTS ("CDRS") AND THE
SPECIFIC MANDATE (INCLUDING BUT NOT LIMITED
TO THE PARTICULARS AS SET OUT IN THE
SECTION HEADED "RESOLUTION ON THE PROPOSED
ISSUANCE AND ADMISSION OF CDRS AND THE
SPECIFIC MANDATE" UNDER THE LETTER FROM THE
BOARD IN THE CIRCULAR OF THE COMPANY DATED
JANUARY 18, 2021 ("CIRCULAR"))
2 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For
TO THE BOARD AND ITS AUTHORIZED PERSON(S)
TO DEAL WITH MATTERS RELATING TO THE
PROPOSED ISSUANCE AND ADMISSION OF CDRS
(INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SUBSECTION
HEADED "RESOLUTION ON AUTHORIZATION TO THE
BOARD AND ITS AUTHORIZED PERSON(S) TO DEAL
WITH MATTERS RELATING TO THE PROPOSED
ISSUANCE AND ADMISSION OF CDRS" UNDER THE
LETTER FROM THE BOARD IN THE CIRCULAR)
3 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
DISTRIBUTION OF PROFITS ACCUMULATED AND
UNDISTRIBUTED BEFORE THE PROPOSED ISSUANCE
AND ADMISSION OF CDRS (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SUBSECTION HEADED "RESOLUTION ON THE
PLAN FOR DISTRIBUTION OF PROFITS
ACCUMULATED AND UNDISTRIBUTED BEFORE THE
PROPOSED ISSUANCE AND ADMISSION OF CDRS"
UNDER THE LETTER FROM THE BOARD IN THE
CIRCULAR) WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
4 TO CONSIDER AND APPROVE THE PRICE Mgmt For For
STABILISATION PLAN OF CDRS FOR THREE YEARS
AFTER THE PROPOSED ISSUANCE AND ADMISSION
OF CDRS IN THE FORM AS SET FORTH IN
APPENDIX I TO THE CIRCULAR WHICH WILL TAKE
EFFECT UPON THE LISTING OF THE CDRS ON THE
STAR MARKET
5 TO CONSIDER AND APPROVE THE DIVIDEND RETURN Mgmt For For
PLAN FOR SHAREHOLDERS FOR THREE YEARS AFTER
THE PROPOSED ISSUANCE AND ADMISSION OF CDRS
IN THE FORM AS SET FORTH IN APPENDIX II TO
THE CIRCULAR WHICH WILL TAKE EFFECT UPON
THE LISTING OF THE CDRS ON THE STAR MARKET
6 TO CONSIDER AND APPROVE THE USE OF PROCEEDS Mgmt For For
FROM THE PROPOSED ISSUANCE AND ADMISSION OF
CDRS (INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SUBSECTION
HEADED "RESOLUTION ON THE USE OF PROCEEDS
FROM THE PROPOSED ISSUANCE AND ADMISSION OF
CDRS" UNDER THE LETTER FROM THE BOARD IN
THE CIRCULAR) WHICH WILL TAKE EFFECT UPON
THE LISTING OF THE CDRS ON THE STAR MARKET
7 TO CONSIDER AND APPROVE THE RISK ALERT Mgmt For For
REGARDING DILUTION OF IMMEDIATE RETURN BY
THE PUBLIC OFFERING OF CDRS AND RELEVANT
RECOVERY MEASURES IN THE FORM AS SET FORTH
IN APPENDIX III TO THE CIRCULAR WHICH WILL
TAKE EFFECT UPON THE LISTING OF THE CDRS ON
THE STAR MARKET
8 TO CONSIDER AND APPROVE THE BINDING Mgmt For For
MEASURES ON NON-PERFORMANCE OF RELEVANT
UNDERTAKINGS IN CONNECTION WITH THE
PROPOSED ISSUANCE AND ADMISSION OF CDRS IN
THE FORM AS SET FORTH IN APPENDIX IV TO THE
CIRCULAR WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
9 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
RULES OF PROCEDURE OF GENERAL MEETINGS IN
THE FORM AS SET FORTH IN APPENDIX VI TO THE
CIRCULAR WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
10 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
RULES OF PROCEDURE OF BOARD MEETINGS IN THE
FORM AS SET FORTH IN APPENDIX VII TO THE
CIRCULAR WHICH WILL TAKE EFFECT UPON THE
LISTING OF THE CDRS ON THE STAR MARKET
11 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION AS SET FORTH IN
APPENDIX V TO THE CIRCULAR AND THE ADOPTION
OF THE AMENDED AND RESTATED ARTICLES OF
ASSOCIATION OF THE COMPANY WHICH WILL TAKE
EFFECT UPON THE LISTING OF THE CDRS ON THE
STAR MARKET
--------------------------------------------------------------------------------------------------------------------------
LG HOUSEHOLD & HEALTH CARE LTD, SEOUL Agenda Number: 713613429
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275R100
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: KR7051900009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: GIM HONG GI Mgmt For For
3.2 ELECTION OF A NON-PERMANENT DIRECTOR: HA Mgmt Against Against
BEOM JONG
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LINK REAL ESTATE INVESTMENT TRUST Agenda Number: 712845900
--------------------------------------------------------------------------------------------------------------------------
Security: Y5281M111
Meeting Type: AGM
Meeting Date: 22-Jul-2020
Ticker:
ISIN: HK0823032773
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0617/2020061700687.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0617/2020061700679.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
3.1 TO RE-ELECT MR PETER TSE PAK WING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.2 TO RE-ELECT MS NANCY TSE SAU LING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.3 TO RE-ELECT MS ELAINE CAROLE YOUNG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
4.1 TO ELECT MR NG KOK SIONG AS AN EXECUTIVE Mgmt For For
DIRECTOR
5 TO GRANT A GENERAL MANDATE TO THE MANAGER Mgmt For For
TO BUY BACK UNITS OF LINK
6 TO APPROVE THE AMENDED SCOPE OF PERMITTED Mgmt For For
INVESTMENTS AND THE CORRESPONDING
INVESTMENT SCOPE TRUST DEED AMENDMENTS
--------------------------------------------------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP Agenda Number: 714041415
--------------------------------------------------------------------------------------------------------------------------
Security: Y5313K109
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: TW0002301009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF 2020 FINANCIAL STATEMENTS. Mgmt For For
2 ADOPTION OF 2020 EARNINGS DISTRIBUTION. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 3.4 PER SHARE.
3 DISCUSSION OF THE AMENDMENT TO ARTICLES OF Mgmt For For
INCORPORATION.
4 DISCUSSION OF THE AMENDMENT TO RULES AND Mgmt For For
PROCEDURES OF SHAREHOLDERS MEETING.
5 DISCUSSION OF THE AMENDMENT TO PROCEDURES Mgmt For For
FOR ACQUISITION AND DISPOSAL OF ASSETS.
6.1 THE ELECTION OF THE INDEPENDENT DIRECTOR:MK Mgmt For For
LU,SHAREHOLDER NO.K100673XXX
7 DISCUSSION OF RELEASE OF DIRECTORS FROM Mgmt For For
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
LONGFOR GROUP HOLDINGS LIMITED Agenda Number: 713988422
--------------------------------------------------------------------------------------------------------------------------
Security: G5635P109
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: KYG5635P1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600029.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042600027.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF RMB1.03 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.1 TO RE-ELECT MR. ZHAO YI AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.2 TO RE-ELECT MR. FREDERICK PETER CHURCHOUSE Mgmt For For
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
3.3 TO RE-ELECT MR. ZENG MING AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.4 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THE AUDITORS' REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES OF THE COMPANY
(ORDINARY RESOLUTION NO.5 OF THE NOTICE OF
AGM)
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
(ORDINARY RESOLUTION NO.6 OF THE NOTICE OF
AGM)
7 TO EXTEND THE GENERAL MANDATE TO BE GIVEN Mgmt For For
TO THE DIRECTORS TO ISSUE SHARES (ORDINARY
RESOLUTION NO. 7 OF THE NOTICE OF AGM)
--------------------------------------------------------------------------------------------------------------------------
MAHINDRA & MAHINDRA LIMITED Agenda Number: 712927512
--------------------------------------------------------------------------------------------------------------------------
Security: Y54164150
Meeting Type: AGM
Meeting Date: 07-Aug-2020
Ticker:
ISIN: INE101A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31ST
MARCH, 2020 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31ST
MARCH, 2020 AND THE REPORT OF THE AUDITORS
THEREON
3 DECLARATION OF DIVIDEND ON ORDINARY Mgmt For For
(EQUITY) SHARES: YOUR DIRECTORS ARE PLEASED
TO RECOMMEND A DIVIDEND OF RS. 2.35 PER
ORDINARY (EQUITY) SHARE OF THE FACE VALUE
OF RS. 5 EACH ON THE SHARE CAPITAL, PAYABLE
TO THOSE SHAREHOLDERS WHOSE NAMES APPEAR IN
THE REGISTER OF MEMBERS AS ON THE BOOK
CLOSURE DATE. DIVIDEND IS SUBJECT TO
APPROVAL OF MEMBERS AT THE ENSUING ANNUAL
GENERAL MEETING AND SHALL BE SUBJECT TO
DEDUCTION OF TAX AT SOURCE. THE EQUITY
DIVIDEND OUTGO FOR THE FINANCIAL YEAR
2019-20 WOULD ABSORB A SUM OF RS. 292.15
CRORES [AS AGAINST RS. 1,187.35 CRORES
COMPRISING THE DIVIDEND OF RS. 8.50 PER
ORDINARY (EQUITY) SHARE OF THE FACE VALUE
OF RS. 5 EACH ON THE ENHANCED SHARE CAPITAL
AND TAX THEREON PAID FOR THE PREVIOUS
YEAR]. FURTHER, THE BOARD OF YOUR COMPANY
DECIDED NOT TO TRANSFER ANY AMOUNT TO THE
GENERAL RESERVE FOR THE YEAR UNDER REVIEW
4 APPOINTMENT OF A DIRECTOR IN PLACE OF MR. Mgmt For For
ANAND G. MAHINDRA (DIN: 00004695), WHO
RETIRES BY ROTATION AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
5 RATIFICATION OF REMUNERATION PAYABLE TO Mgmt For For
MESSRS D. C. DAVE & CO., COST ACCOUNTANTS
(FIRM REGISTRATION NO.000611), APPOINTED AS
THE COST AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING 31ST MARCH, 2021
6 RE-DESIGNATION OF DR. PAWAN GOENKA (DIN: Mgmt For For
00254502), AS "MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER" WITH EFFECT FROM 1ST
APRIL, 2020, REVISION IN THE REMUNERATION
PAYABLE TO HIM WITH EFFECT FROM 1ST AUGUST,
2020 UPTO HIS CURRENT TERM I.E. 11TH
NOVEMBER, 2020 AND HIS RE-APPOINTMENT AS
"MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER" OF THE COMPANY WITH EFFECT FROM
12TH NOVEMBER, 2020 TO 1ST APRIL, 2021
7 APPOINTMENT OF DR. ANISH SHAH (DIN: Mgmt Against Against
02719429), AS A DIRECTOR, LIABLE TO RETIRE
BY ROTATION
8 APPOINTMENT OF DR. ANISH SHAH (DIN: Mgmt Against Against
02719429), AS WHOLE-TIME DIRECTOR
DESIGNATED AS "DEPUTY MANAGING DIRECTOR AND
GROUP CHIEF FINANCIAL OFFICER" FROM 1ST
APRIL, 2020 TO 1ST APRIL, 2021 AND AS THE
MANAGING DIRECTOR OF THE COMPANY DESIGNATED
AS "MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER" WITH EFFECT FROM 2ND APRIL, 2021
TO 31ST MARCH, 2025
9 APPOINTMENT OF MR. RAJESH JEJURIKAR (DIN: Mgmt For For
00046823), AS A DIRECTOR, LIABLE TO RETIRE
BY ROTATION
10 APPOINTMENT OF MR. RAJESH JEJURIKAR (DIN: Mgmt Against Against
00046823), AS WHOLE-TIME DIRECTOR
DESIGNATED AS "EXECUTIVE DIRECTOR
(AUTOMOTIVE AND FARM SECTORS)" FOR A PERIOD
OF 5 YEARS WITH EFFECT FROM 1ST APRIL, 2020
TO 31ST MARCH, 2025
11 APPOINTMENT OF MR. CP GURNANI (DIN: Mgmt For For
00018234), AS A NON-EXECUTIVE
NON-INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
MAHINDRA & MAHINDRA LIMITED Agenda Number: 713024507
--------------------------------------------------------------------------------------------------------------------------
Security: Y54164150
Meeting Type: OTH
Meeting Date: 12-Sep-2020
Ticker:
ISIN: INE101A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 TRANSFER/DILUTION OF STAKE IN SSANGYONG Mgmt Against Against
MOTOR COMPANY, A MATERIAL SUBSIDIARY OF THE
COMPANY ("SYMC") AND/OR CESSATION OF
CONTROL OF THE COMPANY OVER SYMC
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 714135438
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS.PROPOSED CASH DIVIDEND:
TWD21 PER SHARE.
3 DISCUSSION OF CASH DISTRIBUTION FROM Mgmt For For
CAPITAL RESERVE.PROPOSED TWD16 PER SHARE.
4 DISCUSSION ON ISSUANCE OF RESTRICTED STOCK Mgmt For For
AWARDS.
5.1 THE ELECTION OF THE DIRECTORS:MING-KAI Mgmt For For
TSAI,SHAREHOLDER NO.1
5.2 THE ELECTION OF THE DIRECTORS:RICK Mgmt For For
TSA,SHAREHOLDER NO.374487
5.3 THE ELECTION OF THE DIRECTORS:CHENG-YAW Mgmt For For
SUN,SHAREHOLDER NO.109274
5.4 THE ELECTION OF THE DIRECTORS:KENNETH Mgmt For For
KIN,SHAREHOLDER NO.F102831XXX
5.5 THE ELECTION OF THE DIRECTORS:JOE Mgmt For For
CHEN,SHAREHOLDER NO.157
5.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:CHUNG-YU WU,SHAREHOLDER NO.1512
5.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:PENG-HENG CHANG,SHAREHOLDER
NO.A102501XXX
5.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:MING-JE TANG,SHAREHOLDER
NO.A100065XXX
6 SUSPENSION OF THE NON-COMPETITION Mgmt For For
RESTRICTIONS ON THE 9TH SESSION DIRECTORS
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY Agenda Number: 935333144
--------------------------------------------------------------------------------------------------------------------------
Security: 647581107
Meeting Type: Special
Meeting Date: 08-Mar-2021
Ticker: EDU
ISIN: US6475811070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. As an ordinary resolution: Resolution No. 1 Mgmt For For
set out in the Notice of the Extraordinary
General Meeting (to approve the share
subdivision).
S2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Extraordinary
General Meeting (to approve the adoption of
the Company's dual foreign name).
S3. As a special resolution: Resolution No. 3 Mgmt For For
set out in the Notice of the Extraordinary
General Meeting (to approve the adoption of
the Amended M&AA).
--------------------------------------------------------------------------------------------------------------------------
NTPC LTD Agenda Number: 713068686
--------------------------------------------------------------------------------------------------------------------------
Security: Y6421X116
Meeting Type: AGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: INE733E01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT: (A) THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31ST
MARCH, 2020, THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON; AND (B) THE
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2020 AND THE REPORT OF THE
AUDITORS THEREON
2 TO CONFIRM PAYMENT OF INTERIM DIVIDEND AND Mgmt For For
DECLARE FINAL DIVIDEND FOR THE YEAR
2019-20: THE BOARD OF DIRECTORS OF THE
COMPANY HAS RECOMMENDED PAYMENT OF FINAL
DIVIDEND OF INR 2.65 PER SHARE (26.5% ) ON
THE PAID-UP SHARE CAPITAL FOR THE FINANCIAL
YEAR ENDED 31ST MARCH, 2020 IN ADDITION TO
THE INTERIM DIVIDEND OF INR 0.50 PER SHARE
(5%) ON THE PAID-UP SHARE CAPITAL PAID ON
31ST MARCH 2020
3 TO FIX THE REMUNERATION OF THE STATUTORY Mgmt For For
AUDITORS FOR THE YEAR 2020-21
4 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI ANIL
KUMAR GAUTAM (DIN: 08293632), WHO WAS
APPOINTED AS DIRECTOR (FINANCE), BY THE
PRESIDENT OF INDIA, VIDE MINISTRY OF POWER
ORDER NO. 8/3/2019-TH-1 DATED 18TH OCTOBER
2019 AND SUBSEQUENTLY APPOINTED AS AN
ADDITIONAL DIRECTOR AND DESIGNATED AS
DIRECTOR (FINANCE) BY THE BOARD OF
DIRECTORS WITH EFFECT FROM 18TH OCTOBER,
2019 TO HOLD OFFICE UNTIL THE DATE OF THIS
ANNUAL GENERAL MEETING, IN TERMS OF SECTION
161 OF THE COMPANIES ACT, 2013 BE AND IS
HEREBY APPOINTED AS DIRECTOR (FINANCE) OF
THE COMPANY ON TERMS & CONDITIONS AS MAY BE
FIXED BY THE GOVERNMENT OF INDIA AND HE
SHALL BE LIABLE TO RETIRE BY ROTATION
5 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI ASHISH
UPADHYAYA (DIN: 06855349), WHO WAS
APPOINTED AS GOVERNMENT NOMINEE DIRECTOR,
BY THE PRESIDENT OF INDIA, VIDE MINISTRY OF
POWER ORDER NO. 20/8/2016-COORD (PT-V)
DATED 14TH JANUARY, 2020 AND SUBSEQUENTLY
APPOINTED AS AN ADDITIONAL DIRECTOR BY THE
BOARD OF DIRECTORS WITH EFFECT FROM 22ND
JANUARY 2020 TO HOLD OFFICE UNTIL THE DATE
OF THIS ANNUAL GENERAL MEETING, IN TERMS OF
SECTION 161 OF THE COMPANIES ACT, 2013 BE
AND IS HEREBY APPOINTED AS GOVERNMENT
NOMINEE DIRECTOR OF THE COMPANY ON TERMS &
CONDITIONS AS MAY BE FIXED BY THE
GOVERNMENT OF INDIA AND HE SHALL NOT BE
LIABLE TO RETIRE BY ROTATION
6 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI DILLIP
KUMAR PATEL (DIN: 08695490), WHO WAS
APPOINTED AS DIRECTOR (HUMAN RESOURCES), BY
THE PRESIDENT OF INDIA VIDE MINISTRY OF
POWER ORDER NO. 8/4/2019-TH-1 DATED 31ST
DECEMBER 2019 AND SUBSEQUENTLY APPOINTED AS
AN ADDITIONAL DIRECTOR AND DESIGNATED AS
DIRECTOR (HUMAN RESOURCES) BY THE BOARD OF
DIRECTORS WITH EFFECT FROM 1ST APRIL 2020
TO HOLD OFFICE UNTIL THE DATE OF THIS
ANNUAL GENERAL MEETING, IN TERMS OF SECTION
161 OF THE COMPANIES ACT, 2013 BE AND IS
HEREBY APPOINTED AS DIRECTOR (HUMAN
RESOURCES) OF THE COMPANY ON TERMS &
CONDITIONS AS MAY BE FIXED BY THE
GOVERNMENT OF INDIA AND HE SHALL BE LIABLE
TO RETIRE BY ROTATION
7 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI RAMESH
BABU V (DIN: 08736805), WHO WAS APPOINTED
AS DIRECTOR (OPERATIONS), BY THE PRESIDENT
OF INDIA VIDE MINISTRY OF POWER ORDER NO.
8/7/2019-TH-1 DATED 25TH MARCH 2020 AND
SUBSEQUENTLY APPOINTED AS AN ADDITIONAL
DIRECTOR AND DESIGNATED AS DIRECTOR
(OPERATIONS) BY THE BOARD OF DIRECTORS WITH
EFFECT FROM 1ST MAY 2020 TO HOLD OFFICE
UNTIL THE DATE OF THIS ANNUAL GENERAL
MEETING, IN TERMS OF SECTION 161 OF THE
COMPANIES ACT, 2013 BE AND IS HEREBY
APPOINTED AS DIRECTOR (OPERATIONS) OF THE
COMPANY ON TERMS & CONDITIONS AS MAY BE
FIXED BY THE GOVERNMENT OF INDIA AND HE
SHALL BE LIABLE TO RETIRE BY ROTATION
8 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI CHANDAN
KUMAR MONDOL (DIN: 08535016), WHO WAS
APPOINTED AS DIRECTOR (COMMERCIAL), BY THE
PRESIDENT OF INDIA VIDE MINISTRY OF POWER
ORDER NO. 8/15/2019-TH.1 (A-1) DATED 10TH
JUNE 2020 AND SUBSEQUENTLY APPOINTED AS AN
ADDITIONAL DIRECTOR AND DESIGNATED AS
DIRECTOR (COMMERCIAL) BY THE BOARD OF
DIRECTORS WITH EFFECT FROM 1ST AUGUST 2020
TO HOLD OFFICE UNTIL THE DATE OF THIS
ANNUAL GENERAL MEETING, IN TERMS OF SECTION
161 OF THE COMPANIES ACT, 2013 BE AND IS
HEREBY APPOINTED AS DIRECTOR (COMMERCIAL)
OF THE COMPANY ON TERMS & CONDITIONS AS MAY
BE FIXED BY THE GOVERNMENT OF INDIA AND HE
SHALL BE LIABLE TO RETIRE BY ROTATION
9 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt Against Against
SECTION 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, RULES MADE THEREUNDER, SHRI UJJWAL
KANTI BHATTACHARYA (DIN: 08734219), WHO WAS
APPOINTED AS DIRECTOR (PROJECTS), BY THE
PRESIDENT OF INDIA VIDE MINISTRY OF POWER
ORDER NO. 8/19/2019-TH.1 DATED 26TH AUGUST
2020 AND SUBSEQUENTLY APPOINTED AS AN
ADDITIONAL DIRECTOR AND DESIGNATED AS
DIRECTOR (PROJECTS) BY THE BOARD OF
DIRECTORS WITH EFFECT FROM 28TH AUGUST,
2020 TO HOLD OFFICE UNTIL THE DATE OF THIS
ANNUAL GENERAL MEETING, IN TERMS OF SECTION
161 OF THE COMPANIES ACT, 2013 BE AND IS
HEREBY APPOINTED AS DIRECTOR (PROJECTS) OF
THE COMPANY ON TERMS & CONDITIONS AS MAY BE
FIXED BY THE GOVERNMENT OF INDIA AND HE
SHALL BE LIABLE TO RETIRE BY ROTATION
10 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 13 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RULES FRAMED THEREUNDER
(INCLUDING ANY STATUTORY MODIFICATION OR
RE-ENACTMENT THEREOF FOR THE TIME BEING IN
FORCE) AND SUBJECT TO SUCH OTHER APPROVALS
AS MAY BE NECESSARY, CONSENT OF THE MEMBERS
OF THE COMPANY BE AND IS HEREBY ACCORDED
FOR THE FOLLOWING MODIFICATION IN THE
OBJECTS CLAUSE OF THE MEMORANDUM OF
ASSOCIATION OF THE COMPANY: I. EXISTING
CLAUSE III A (1) OF THE OBJECTS CLAUSE
SHALL BE SUBSTITUTED WITH FOLLOWING CLAUSE
III A (1): TO PLAN, PROMOTE AND ORGANISE AN
INTEGRATED AND EFFICIENT DEVELOPMENT OF
THERMAL, HYDEL, NUCLEAR POWER AND POWER
THROUGH NON-CONVENTIONAL/RENEWABLE ENERGY
SOURCES INCLUDING GENERATION FROM MUNICIPAL
OR OTHER WASTE MATERIALS IN INDIA AND
ABROAD INCLUDING PLANNING, INVESTIGATION,
RESEARCH, DESIGN AND PREPARATION OF
PRELIMINARY, FEASIBILITY AND DEFINITE
PROJECT REPORTS, CONSTRUCTION, GENERATION,
OPERATION & MAINTENANCE, RENOVATION &
MODERNISATION OF POWER STATIONS AND
PROJECTS, TRANSMISSION, DISTRIBUTION, SALE
OF POWER GENERATED AT STATIONS IN INDIA AND
ABROAD IN ACCORDANCE WITH THE NATIONAL
ECONOMIC POLICIES AND OBJECTIVES LAID DOWN
BY THE CENTRAL GOVERNMENT FROM TIME TO
TIME, THE MANAGEMENT OF FRONT AND BACK-END
OF NUCLEAR FUEL CYCLE AND ENSURE SAFE AND
EFFICIENT DISPOSAL OF WASTE. II. EXISTING
CLAUSE III A. 4(A) OF THE OBJECTS CLAUSE
SHALL BE SUBSTITUTED WITH FOLLOWING CLAUSE
III A. 4(A): TO CARRY ON THE BUSINESS OF
PURCHASING, SELLING, IMPORTING, EXPORTING,
PRODUCING, TRADING, MANUFACTURING OR
OTHERWISE DEALING IN ALL ASPECTS OF
PLANNING, INVESTIGATION, RESEARCH, DESIGN
AND PREPARATION OF PRELIMINARY, FEASIBILITY
AND PROJECT REPORTS, CONSTRUCTION,
GENERATION, OPERATION & MAINTENANCE,
RENOVATION & MODERNISATION OF POWER
STATIONS AND PROJECTS, TRANSMISSION,
DISTRIBUTION, SALE OF THERMAL, HYDRO,
NUCLEAR POWER AND POWER GENERATED THROUGH
NON- CONVENTIONAL RENEWABLE ENERGY SOURCES,
POWER DEVELOPMENT, ELECTRIC MOBILITY
(E-MOBILITY) INCLUDING LEASING,
HYPOTHECATION, PROCUREMENT OF E-VEHICLES
AND BATTERIES, INSTALLATION, OPERATION AND
MAINTENANCE OF INFRASTRUCTURE FOR ELECTRIC
CHARGING , BATTERY SWAPPING, USABLE WATER
BY CONVERSION OF WASTE WATER OR SEA WATER,
VALUE ADDED PRODUCTS INVOLVING SAND,
SILICA, FLY ASH, RESIDUE FROM FLUE GAS
DESULPHURIZATION UNIT ETC. AND ALSO TO
UNDERTAKE THE BUSINESS OF OTHER
ALLIED/ANCILLARY INDUSTRIES INCLUDING THOSE
FOR UTILISATION OF STEAM GENERATED AT POWER
STATIONS, AND OTHER BY-PRODUCTS AND
INSTALL, OPERATE AND MANAGE ALL NECESSARY
PLANTS, ESTABLISHMENTS AND WORKS. III. B.
HEADING "OBJECTS INCIDENTAL OR ANCILLARY TO
THE ATTAINMENT OF THE MAIN OBJECTS" BE
SUBSTITUTED WITH NEW HEADING "MATTERS WHICH
ARE NECESSARY FOR FURTHERANCE OF THE
OBJECTS SPECIFIED IN CLAUSE III (A) ARE:-"
IV. C: "OTHER OBJECTS": HEADING "OTHER
OBJECTS" BE DELETED AND ITS CONTENTS SHALL
BE MERGED WITH CLAUSE III B. FURTHER
RESOLVED THAT THE CHAIRMAN & MANAGING
DIRECTOR, DIRECTOR (FINANCE) AND COMPANY
SECRETARY OF THE COMPANY, BE AND ARE HEREBY
SEVERALLY AUTHORIZED DO ALL SUCH ACTS,
DEEDS, MATTERS AND THINGS AS MAY BE
NECESSARY AND INCIDENTAL FOR GIVING EFFECT
TO THIS RESOLUTION, INCLUDING AGREEING TO
ANY CHANGE TO THE AFORESAID AMENDMENTS IN
THE MEMORANDUM OF ASSOCIATION OF THE
COMPANY, AS MAY BE REQUIRED BY THE
REGISTRAR OF COMPANIES AND/OR ANY
STATUTORY/REGULATORY AUTHORITY."
11 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 14 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RULES FRAMED THEREUNDER
(INCLUDING ANY STATUTORY MODIFICATION OR
RE-ENACTMENT THEREOF FOR THE TIME BEING IN
FORCE) AND SUBJECT TO SUCH OTHER APPROVALS
AS MAY BE NECESSARY, CONSENT OF THE MEMBERS
OF THE COMPANY BE AND IS HEREBY ACCORDED
FOR THE FOLLOWING MODIFICATION IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY: (AS
SPECIFIED). FURTHER RESOLVED THAT THE
CHAIRMAN & MANAGING DIRECTOR, DIRECTOR
(FINANCE) AND COMPANY SECRETARY OF THE
COMPANY BE AND ARE HEREBY SEVERALLY
AUTHORIZED DO ALL SUCH ACTS, DEEDS, MATTERS
AND THINGS AS MAY BE NECESSARY AND
INCIDENTAL FOR GIVING EFFECT TO THIS
RESOLUTION, INCLUDING AGREEING TO ANY
CHANGE TO THE AFORESAID AMENDMENTS IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY, AS
MAY BE REQUIRED BY THE REGISTRAR OF
COMPANIES AND/OR ANY STATUTORY/REGULATORY
AUTHORITY."
12 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 148 AND ALL OTHER APPLICABLE
PROVISIONS OF THE COMPANIES ACT, 2013 AND
THE COMPANIES (AUDIT AND AUDITORS) RULES,
2014 [INCLUDING ANY STATUTORY
MODIFICATION(S)], THE COMPANY HEREBY
RATIFIES THE REMUNERATION OF INR
41,08,000/- (RUPEES FORTY-ONE LAKH AND
EIGHT THOUSAND ONLY) AS APPROVED BY THE
BOARD OF DIRECTORS PAYABLE TO COST AUDITORS
APPOINTED BY THE BOARD OF DIRECTORS OF THE
COMPANY TO CONDUCT THE AUDIT OF THE COST
RECORDS OF THE COMPANY FOR THE FINANCIAL
YEAR 2020-21 AS PER DETAIL SET OUT IN THE
STATEMENT ANNEXED TO THE NOTICE CONVENING
THIS MEETING. FURTHER RESOLVED THAT THE
BOARD OF DIRECTORS OF THE COMPANY BE AND IS
HEREBY AUTHORIZED TO DO ALL ACTS, DEEDS,
MATTERS AND THINGS AS MAY BE CONSIDERED
NECESSARY, DESIRABLE OR EXPEDIENT FOR
GIVING EFFECT TO THIS RESOLUTION."
13 RESOLVED THAT PURSUANT TO SECTION 42 AND Mgmt For For
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 READ WITH RULE 14 (1)
OF THE COMPANIES (PROSPECTUS AND ALLOTMENT
OF SECURITIES) RULES, 2014 AND ANY OTHER
APPLICABLE STATUTORY PROVISIONS (INCLUDING
ANY STATUTORY MODIFICATION OR RE-ENACTMENTS
THEREOF) THE BOARD OF DIRECTORS OF THE
COMPANY (THE "BOARD") BE AND ARE HEREBY
AUTHORIZED TO MAKE OFFER(S) OR
INVITATION(S) TO SUBSCRIBE TO THE
SECURED/UNSECURED, REDEEMABLE,
TAXABLE/TAX-FREE, CUMULATIVE/
NON-CUMULATIVE, NON-CONVERTIBLE DEBENTURES
("BONDS") UP TO INR 15,000 CRORE IN ONE OR
MORE TRANCHES/SERIES NOT EXCEEDING 30
(THIRTY), THROUGH PRIVATE PLACEMENT, IN
DOMESTIC MARKET FOR CAPEX, WORKING CAPITAL
AND GENERAL CORPORATE PURPOSES, DURING THE
PERIOD COMMENCING FROM THE DATE OF PASSING
OF SPECIAL RESOLUTION TILL COMPLETION OF
ONE YEAR THEREOF OR THE DATE OF NEXT ANNUAL
GENERAL MEETING IN THE FINANCIAL YEAR
2021-22 WHICHEVER IS EARLIER IN CONFORMITY
WITH RULES, REGULATIONS, NOTIFICATIONS AND
ENACTMENTS AS MAY BE APPLICABLE FROM TIME
TO TIME, SUBJECT TO THE TOTAL BORROWINGS OF
THE COMPANY APPROVED BY THE SHAREHOLDERS
UNDER SECTION 180 (1) (C) OF COMPANIES ACT,
2013. FURTHER RESOLVED THAT THE BOARD BE
AND IS HEREBY AUTHORIZED TO DO OR DELEGATE
FROM TIME TO TIME, ALL SUCH ACTS, DEEDS AND
THINGS AS MAY BE DEEMED NECESSARY TO GIVE
EFFECT TO PRIVATE PLACEMENT OF SUCH BONDS
INCLUDING BUT NOT LIMITED TO DETERMINING
THE FACE VALUE, ISSUE PRICE, ISSUE SIZE,
TENOR, TIMING, AMOUNT, SECURITY,
COUPON/INTEREST RATE, YIELD, LISTING,
ALLOTMENT AND OTHER TERMS AND CONDITIONS OF
ISSUE OF BONDS AS IT MAY, IN ITS ABSOLUTE
DISCRETION, CONSIDER NECESSARY
--------------------------------------------------------------------------------------------------------------------------
OBEROI REALTY LIMITED Agenda Number: 713088183
--------------------------------------------------------------------------------------------------------------------------
Security: Y6424D109
Meeting Type: AGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: INE093I01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS (INCLUDING CONSOLIDATED
FINANCIAL STATEMENTS) FOR THE FINANCIAL
YEAR ENDED MARCH 31, 2020 AND THE REPORTS
OF THE BOARD OF DIRECTORS AND AUDITORS
THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF MR. VIKAS Mgmt For For
OBEROI (DIN: 00011701), WHO RETIRES BY
ROTATION AND BEING ELIGIBLE, HAS OFFERED
HIMSELF FOR REAPPOINTMENT
3 "RESOLVED THAT THE APPOINTMENT OF S R B C & Mgmt For For
CO LLP, CHARTERED ACCOUNTANTS (FIRM'S
REGISTRATION NO. 324982E/E300003) AS THE
STATUTORY AUDITORS OF THE COMPANY, WHICH
HAS BEEN APPROVED AT THE ANNUAL GENERAL
MEETING HELD ON SEPTEMBER 19, 2017, FOR A
TERM OF 5 YEARS I.E. FROM THE CONCLUSION OF
THE 19TH ANNUAL GENERAL MEETING UNTIL THE
CONCLUSION OF THE 24TH ANNUAL GENERAL
MEETING TO BE HELD IN THE YEAR 2022, BE AND
IS HEREBY RATIFIED." "RESOLVED FURTHER THAT
THE BOARD OF DIRECTORS BE AND IS HEREBY
AUTHORIZED TO DO ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS AS MAY BE CONSIDERED
NECESSARY, DESIRABLE AND EXPEDIENT FOR
GIVING EFFECT TO THIS RESOLUTION AND/OR
OTHERWISE CONSIDERED BY THEM TO BE IN THE
BEST INTEREST OF THE COMPANY INCLUDING
FIXATION OF THEIR REMUNERATION AND
REIMBURSEMENT OF OUT OF POCKET EXPENSES
INCURRED IN CONNECTION HERETO."
4 "RESOLVED THAT PURSUANT TO SECTION 148 AND Mgmt For For
OTHER APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 READ WITH THE COMPANIES
(AUDIT AND AUDITORS) RULES, 2014,
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
RE-ENACTMENT THEREOF FOR THE TIME BEING IN
FORCE), M/S. KISHORE BHATIA & ASSOCIATES,
COST ACCOUNTANTS (FIRM REGISTRATION NUMBER
00294) BEING THE COST AUDITOR APPOINTED BY
THE BOARD OF DIRECTORS OF THE COMPANY, TO
CONDUCT THE AUDIT OF THE COST RECORDS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDING
MARCH 31, 2021, BE PAID THE REMUNERATION OF
INR 3,15,000 (RUPEES THREE LAKH FIFTEEN
THOUSAND ONLY) PLUS TAXES AS APPLICABLE AND
REIMBURSEMENT OF OUT OF POCKET EXPENSES, IF
ANY."
5 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 185 OF THE COMPANIES ACT, 2013,
AS AMENDED BY THE COMPANIES (AMENDMENT)
ACT, 2017 ("SAID SECTION"), APPROVAL OF
SHAREHOLDERS OF THE COMPANY BE AND IS
HEREBY ACCORDED FOR FURTHER MAKING OF
LOAN(S) TO, AND/OR GIVING OF GUARANTEE(S),
AND/OR PROVIDING OF SECURITY(IES) IN
CONNECTION WITH ANY LOAN TAKEN/TO BE TAKEN
BY I-VEN REALTY LIMITED, BEING AN ENTITY
UNDER THE CATEGORY OF 'A PERSON IN WHOM ANY
OF THE DIRECTOR OF THE COMPANY IS
INTERESTED' AS SPECIFIED IN THE EXPLANATION
TO SUB-SECTION 2(B) OF THE SAID SECTION, OF
AN AGGREGATE OUTSTANDING AMOUNT UP TO INR
220,00,00,000 (RUPEES TWO HUNDRED AND
TWENTY CRORE ONLY)." "RESOLVED FURTHER THAT
FOR THE PURPOSE OF GIVING EFFECT TO THIS
RESOLUTION, THE BOARD OF DIRECTORS OF THE
COMPANY (HEREINAFTER REFERRED TO AS "THE
BOARD", WHICH TERM SHALL BE DEEMED TO
INCLUDE ANY COMMITTEE THEREOF) BE AND IS
HEREBY AUTHORIZED TO NEGOTIATE, FINALISE
AND AGREE THE TERMS AND CONDITIONS OF THE
AFORESAID LOAN/GUARANTEE/SECURITY, AND TO
TAKE ALL NECESSARY STEPS, TO EXECUTE ALL
SUCH DOCUMENTS, INSTRUMENTS AND WRITINGS
AND TO DO ALL NECESSARY ACTS, DEED AND
THINGS IN ORDER TO COMPLY WITH ALL THE
LEGAL AND PROCEDURAL FORMALITIES AND TO DO
ALL SUCH ACTS, DEEDS OR THINGS INCIDENTAL
OR EXPEDIENT THERETO AND AS THE BOARD MAY
THINK FIT AND SUITABLE."
6 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 23, 42, 62(1)(C), 71 AND 179
AND OTHER APPLICABLE PROVISIONS, IF ANY, OF
THE COMPANIES ACT, 2013 (THE "COMPANIES
ACT"), THE COMPANIES (PROSPECTUS AND
ALLOTMENT OF SECURITIES) RULES, 2014, THE
COMPANIES (SHARE CAPITAL AND DEBENTURES)
RULES, 2014 AND OTHER APPLICABLE RULES MADE
THEREUNDER (INCLUDING ANY AMENDMENT(S),
STATUTORY MODIFICATION(S) OR RE-ENACTMENT
THEREOF), THE FOREIGN EXCHANGE MANAGEMENT
ACT, 1999 AND THE RULES AND REGULATION
FRAMED THEREUNDER, AS AMENDED (THE "FEMA"),
INCLUDING THE FOREIGN EXCHANGE MANAGEMENT
(DEBT INSTRUMENTS) REGULATIONS, 2019,
FOREIGN EXCHANGE MANAGEMENT (NON-DEBT
INSTRUMENTS) REGULATIONS, 2019, AS AMENDED,
THE ISSUE OF FOREIGN CURRENCY CONVERTIBLE
BONDS AND ORDINARY SHARES (THROUGH
DEPOSITORY RECEIPT MECHANISM) SCHEME, 1993,
AS AMENDED, THE DEPOSITORY RECEIPTS SCHEME,
2014, AS AMENDED, THE SECURITIES AND
EXCHANGE BOARD OF INDIA (ISSUE AND LISTING
OF DEBT SECURITIES) REGULATIONS, 2008, AS
AMENDED ("DEBT LISTING REGULATIONS"), THE
CURRENT CONSOLIDATED FDI POLICY, AS
AMENDED, ISSUED BY THE DEPARTMENT OF
PROMOTION OF INDUSTRY AND INTERNAL TRADE,
MINISTRY OF COMMERCE AND INDUSTRY,
GOVERNMENT OF INDIA AND IN ACCORDANCE WITH
THE RULES, REGULATIONS, GUIDELINES,
NOTIFICATIONS, CIRCULARS AND CLARIFICATIONS
ISSUED THEREON FROM TIME TO TIME BY
GOVERNMENT OF INDIA (THE "GOI"), THE
RESERVE BANK OF INDIA (THE "RBI"), AND THE
SECURITIES AND EXCHANGE BOARD OF INDIA (THE
"SEBI") THE STOCK EXCHANGES, MINISTRY OF
CORPORATE AFFAIRS ("MCA"), THE REGISTRAR OF
COMPANIES, MAHARASHTRA AT MUMBAI AND/OR ANY
OTHER COMPETENT AUTHORITIES, WHETHER IN
INDIA OR ABROAD, AND INCLUDING THE
SECURITIES AND EXCHANGE BOARD OF INDIA
(ISSUE OF CAPITAL AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2018, AS AMENDED
(THE "SEBI ICDR REGULATIONS"), SECURITIES
AND EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015, AS AMENDED (THE "SEBI
LODR REGULATIONS"), THE ENABLING PROVISIONS
OF THE MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
UNIFORM LISTING AGREEMENTS ENTERED INTO BY
THE COMPANY WITH THE STOCK EXCHANGES ON
WHICH THE COMPANY'S SHARES ARE LISTED (THE
"LISTING AGREEMENTS") AND SUBJECT TO
NECESSARY APPROVALS, PERMISSIONS, CONSENTS
AND SANCTIONS AS MAY BE NECESSARY FROM
SEBI, STOCK EXCHANGES, MCA, RBI, GOI OR ANY
CONCERNED STATUTORY, REGULATORY,
GOVERNMENTAL OR ANY OTHER AUTHORITY, AS MAY
BE REQUIRED IN THIS REGARD AND FURTHER
SUBJECT TO SUCH TERMS AND CONDITIONS OR
MODIFICATIONS AS MAY BE PRESCRIBED OR
IMPOSED BY ANY OF THEM WHILE GRANTING ANY
SUCH APPROVALS, PERMISSIONS, CONSENTS AND
SANCTIONS AND WHICH MAY BE AGREED TO BY THE
BOARD OF DIRECTORS OF THE COMPANY
(HEREINAFTER REFERRED TO AS THE "BOARD",
WHICH TERM SHALL INCLUDE ANY COMMITTEE
THEREOF WHICH THE BOARD MAY HAVE DULY
CONSTITUTED OR MAY HEREINAFTER CONSTITUTE
TO EXERCISE ITS POWERS INCLUDING THE POWERS
CONFERRED BY THIS RESOLUTION), THE CONSENT,
AUTHORITY AND APPROVAL OF THE MEMBERS OF
THE COMPANY BE AND IS HEREBY ACCORDED TO
THE BOARD TO RAISE FURTHER CAPITAL AND TO
CREATE, OFFER, ISSUE AND ALLOT (INCLUDING
WITH PROVISIONS FOR RESERVATION ON FIRM
AND/OR COMPETITIVE BASIS, OF SUCH PART OF
ISSUE AND FOR SUCH CATEGORIES OF PERSONS
INCLUDING EMPLOYEES OF THE COMPANY AS MAY
BE PERMITTED), WITH OR WITHOUT A GREEN SHOE
OPTION, SUCH NUMBER OF EQUITY SHARES OF THE
COMPANY OF FACE VALUE INR 10 (RUPEES TEN)
EACH WITH OR WITHOUT SPECIAL RIGHTS AS TO
VOTING, DIVIDEND OR OTHERWISE ("EQUITY
SHARES"), GLOBAL DEPOSITORY RECEIPTS
("GDRS"), AMERICAN DEPOSITORY RECEIPTS
("ADRS"), FOREIGN CURRENCY CONVERTIBLE
BONDS ("FCCBS"), FULLY CONVERTIBLE
DEBENTURES/PARTLY CONVERTIBLE DEBENTURES,
PREFERENCE SHARES CONVERTIBLE INTO EQUITY
SHARES, AND/OR ANY OTHER FINANCIAL
INSTRUMENTS CONVERTIBLE INTO EQUITY SHARES
(INCLUDING WARRANTS, OR OTHERWISE, IN
REGISTERED OR BEARER FORM) AND/OR ANY
SECURITY CONVERTIBLE INTO EQUITY SHARES
WITH OR WITHOUT SPECIAL RIGHTS AS TO
VOTING, DIVIDEND OR OTHERWISE AND/OR
SECURITIES LINKED TO EQUITY SHARES AND/OR
SECURITIES WITH OR WITHOUT DETACHABLE
WARRANTS WITH RIGHT EXERCISABLE BY THE
WARRANT HOLDERS TO CONVERT OR SUBSCRIBE TO
EQUITY SHARES (ALL OF WHICH ARE HEREINAFTER
COLLECTIVELY REFERRED TO AS "SECURITIES")
OR ANY COMBINATION OF SECURITIES, IN ONE OR
MORE TRANCHES, WHETHER RUPEE DENOMINATED OR
DENOMINATED IN FOREIGN CURRENCY, IN THE
COURSE OF INTERNATIONAL AND/OR DOMESTIC
OFFERING(S) IN ONE OR MORE FOREIGN MARKETS
AND/OR DOMESTIC MARKET, BY WAY OF ONE OR
MORE PUBLIC AND/OR PRIVATE OFFERINGS,
QUALIFIED INSTITUTIONS PLACEMENT ("QIP")
AND/OR ON PREFERENTIAL ALLOTMENT BASIS OR
ANY COMBINATION THEREOF, THROUGH ISSUE OF
PROSPECTUS AND/OR PLACEMENT DOCUMENT/ OR
OTHER PERMISSIBLE/REQUISITE OFFER DOCUMENT
TO QUALIFIED INSTITUTIONAL BUYERS ("QIBS")
AS DEFINED UNDER THE SEBI ICDR REGULATIONS
IN ACCORDANCE WITH CHAPTER VI OF THE SEBI
ICDR REGULATIONS, WHETHER THEY BE HOLDERS
OF EQUITY SHARES OF THE COMPANY OR NOT (THE
"INVESTORS") AS MAY BE DECIDED BY THE BOARD
IN ITS DISCRETION AND PERMITTED UNDER
APPLICABLE LAWS AND REGULATIONS, OF AN
AGGREGATE AMOUNT NOT EXCEEDING INR
2000,00,00,000 (RUPEES TWO THOUSAND CRORE
ONLY) OR EQUIVALENT THEREOF, INCLUSIVE OF
SUCH PREMIUM AS MAY BE FIXED ON SUCH
SECURITIES BY OFFERING THE SECURITIES AT
SUCH TIME OR TIMES, AT SUCH PRICE OR
PRICES, AT A DISCOUNT OR PREMIUM TO MARKET
PRICE OR PRICES, AS PERMITTED UNDER
APPLICABLE LAWS AND IN SUCH MANNER AND ON
SUCH TERMS AND CONDITIONS INCLUDING
SECURITY, RATE OF INTEREST ETC. AND ANY
OTHER MATTERS INCIDENTAL THERETO AS MAY BE
DEEMED APPROPRIATE BY THE BOARD AT ITS
ABSOLUTE DISCRETION INCLUDING THE
DISCRETION TO DETERMINE THE CATEGORIES OF
INVESTORS TO WHOM THE OFFER, ISSUE AND
ALLOTMENT OF SECURITIES SHALL BE MADE TO
THE EXCLUSION OF OTHER CATEGORIES OF
INVESTORS AT THE TIME OF SUCH OFFER, ISSUE
AND ALLOTMENT CONSIDERING THE PREVAILING
MARKET CONDITIONS AND OTHER RELEVANT
FACTORS AND WHEREVER NECESSARY IN
CONSULTATION WITH LEAD MANAGER(S) AND/OR
UNDERWRITER(S) AND/OR OTHER ADVISOR(S), IN
FOREIGN CURRENCY AND/OR EQUIVALENT INDIAN
RUPEES AS MAY BE DETERMINED BY THE BOARD,
OR IN ANY CONVERTIBLE FOREIGN CURRENCY, AS
THE BOARD AT ITS ABSOLUTE DISCRETION MAY
DEEM FIT AND APPROPRIATE (THE "ISSUE")."
"RESOLVED FURTHER THAT IN ACCORDANCE WITH
CHAPTER VI OF THE SEBI ICDR REGULATIONS,
(A) THE EQUITY SHARES SHALL NOT BE ELIGIBLE
TO BE SOLD BY THE ALLOTTEE FOR A PERIOD OF
1 YEAR FROM THE DATE OF ALLOTMENT, EXCEPT
ON A RECOGNIZED STOCK EXCHANGE, OR EXCEPT
AS MAY BE PERMITTED FROM TIME TO TIME UNDER
THE SEBI ICDR REGULATIONS; (B) THE BOARD
MAY, IN ACCORDANCE WITH APPLICABLE LAW,
ALSO OFFER A DISCOUNT OF NOT MORE THAN 5%
OR SUCH OTHER DISCOUNT AS PERMITTED UNDER
APPLICABLE LAW ON THE PRICE CALCULATED IN
ACCORDANCE WITH THE PRICING FORMULA
PROVIDED UNDER THE SEBI ICDR REGULATIONS."
"RESOLVED FURTHER THAT IN PURSUANCE OF THE
AFORESAID RESOLUTIONS: (A) THE SECURITIES
TO BE SO CREATED, OFFERED, ISSUED AND
ALLOTTED SHALL BE SUBJECT TO THE PROVISIONS
OF THE MEMORANDUM AND ARTICLES OF
ASSOCIATION OF THE COMPANY; AND (B) THE
EQUITY SHARES, INCLUDING ANY EQUITY SHARES
ISSUED UPON CONVERSION OF ANY CONVERTIBLE
SECURITIES, TO BE SO CREATED, OFFERED,
ISSUED AND ALLOTTED IN TERMS OF THIS
RESOLUTION SHALL RANK PARI PASSU WITH THE
EXISTING EQUITY SHARES OF THE COMPANY IN
ALL RESPECTS." "RESOLVED FURTHER THAT IF
ANY ISSUE OF SECURITIES IS MADE BY WAY OF A
QIP IN TERMS OF CHAPTER VI OF THE SEBI ICDR
REGULATIONS, THE ALLOTMENT OF SUCH
SECURITIES, OR ANY COMBINATION OF
SECURITIES AS MAY BE DECIDED BY THE BOARD
SHALL BE COMPLETED WITHIN A PERIOD OF 365
DAYS FROM THE DATE OF THIS RESOLUTION, OR
SUCH OTHER TIME AS MAY BE ALLOWED UNDER THE
SEBI ICDR REGULATIONS FROM TIME TO TIME."
"RESOLVED FURTHER THAT ANY ISSUE OF
SECURITIES MADE BY WAY OF A QIP IN TERMS OF
CHAPTER VI OF THE SEBI ICDR REGULATIONS
SHALL BE AT SUCH PRICE WHICH IS NOT LESS
THAN THE PRICE DETERMINED IN ACCORDANCE
WITH THE PRICING FORMULA PROVIDED UNDER
CHAPTER VI OF THE SEBI ICDR REGULATIONS
(THE "QIP FLOOR PRICE"), WITH THE AUTHORITY
TO THE BOARD TO OFFER A DISCOUNT OF NOT
MORE THAN SUCH PERCENTAGE AS PERMITTED
CONT CONTD THE NUMBER OF EQUITY SHARES AND THE Non-Voting
PRICE AS AFORESAID SHALL BE SUITABLY
ADJUSTED; AND (D) IN THE EVENT OF
CONSOLIDATION AND/OR DIVISION OF
OUTSTANDING EQUITY SHARES INTO SMALLER
NUMBER OF EQUITY SHARES (INCLUDING BY WAY
OF STOCK SPLIT) OR RECLASSIFICATION OF THE
SECURITIES INTO OTHER SECURITIES AND/ OR
INVOLVEMENT IN SUCH OTHER EVENT OR
CIRCUMSTANCES WHICH IN THE OPINION OF
CONCERNED STOCK EXCHANGE REQUIRES SUCH
ADJUSTMENTS, NECESSARY ADJUSTMENTS WILL BE
MADE." "RESOLVED FURTHER THAT FOR THE
PURPOSE OF GIVING EFFECT TO ANY OFFER,
ISSUE OR ALLOTMENT OF EQUITY SHARES AND/ OR
SECURITIES OR INSTRUMENTS REPRESENTING THE
SAME, AS DESCRIBED ABOVE, THE BOARD BE AND
IS HEREBY AUTHORIZED ON BEHALF OF THE
COMPANY TO SEEK LISTING OF ANY OR ALL OF
SUCH SECURITIES ON ONE OR MORE STOCK
EXCHANGES IN INDIA OR OUTSIDE INDIA AND THE
LISTING OF EQUITY SHARES UNDERLYING THE
ADRS AND/OR GDRS ON THE STOCK EXCHANGES IN
INDIA." "RESOLVED FURTHER THAT WITHOUT
PREJUDICE TO THE GENERALITY OF THE ABOVE,
SUBJECT TO APPLICABLE LAWS AND SUBJECT TO
APPROVAL, CONSENTS, PERMISSIONS, IF ANY OF
ANY STATUTORY, REGULATORY OR GOVERNMENTAL
BODY, AUTHORITY OR INSTITUTION, INCLUDING
ANY CONDITIONS AS MAY BE PRESCRIBED IN
GRANTING SUCH APPROVAL OR PERMISSIONS BY
SUCH STATUTORY, REGULATORY OR GOVERNMENTAL
AUTHORITY OR INSTITUTION, THE AFORESAID
SECURITIES MAY HAVE SUCH FEATURES AND
ATTRIBUTES OR ANY TERMS OR COMBINATION OF
TERMS THAT PROVIDE FOR THE TRADABILITY AND
FREE TRANSFERABILITY THEREOF IN ACCORDANCE
WITH THE PREVAILING PRACTICES IN CAPITAL
MARKETS INCLUDING BUT NOT LIMITED TO THE
TERMS AND CONDITIONS FOR ISSUE OF
ADDITIONAL SECURITIES AND THE BOARD SUBJECT
TO APPLICABLE LAWS, REGULATIONS AND
GUIDELINES BE AND IS HEREBY AUTHORIZED IN
ITS ABSOLUTE DISCRETION IN SUCH MANNER AS
IT MAY DEEM FIT, TO DISPOSE OF SUCH
SECURITIES THAT ARE NOT SUBSCRIBED."
"RESOLVED FURTHER THAT THE BOARD BE AND IS
HEREBY AUTHORISED TO APPOINT LEAD
MANAGER(S), UNDERWRITERS, DEPOSITORIES,
CUSTODIANS, REGISTRARS, BANKERS, LAWYERS,
ADVISORS AND ALL SUCH AGENCIES AS ARE OR
MAY BE REQUIRED TO BE APPOINTED FOR,
INVOLVED IN OR CONCERNED WITH THE ISSUE AND
TO REMUNERATE THEM BY WAY OF COMMISSION,
BROKERAGE, FEES OR THE LIKE AND ALSO TO
REIMBURSE THEM OUT OF POCKET EXPENSES
INCURRED BY THEM AND ALSO TO ENTER INTO AND
EXECUTE ALL SUCH ARRANGEMENTS, AGREEMENTS,
MEMORANDA, DOCUMENTS, ETC., WITH SUCH
AGENCIES." "RESOLVED FURTHER THAT FOR THE
PURPOSE OF GIVING EFFECT TO THE ABOVE, THE
BOARD BE AND IS HEREBY AUTHORIZED ON BEHALF
OF THE COMPANY TO TAKE ALL ACTIONS AND DO
ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS
IT MAY, IN ITS ABSOLUTE DISCRETION, DEEM
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
ISSUE AND TO RESOLVE AND SETTLE ALL
QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY
ARISE IN REGARD TO SUCH ISSUE, INCLUDING
THE FINALIZATION AND APPROVAL OF THE DRAFT
OFFER DOCUMENT(S) AND FINAL OFFER
DOCUMENT(S), DETERMINING THE FORM AND
MANNER OF THE ISSUE, FINALIZATION OF THE
TIMING OF THE ISSUE, IDENTIFICATION OF THE
INVESTORS TO WHOM THE SECURITIES ARE TO BE
ALLOTTED, DETERMINING THE ISSUE PRICE, FACE
VALUE, PREMIUM AMOUNT ON ISSUE/ CONVERSION
OF THE SECURITIES, IF ANY, RATE OF
INTEREST, EXECUTION OF VARIOUS TRANSACTION
DOCUMENTS, SIGNING OF DECLARATIONS,
CREATION OF MORTGAGE/CHARGE, UTILIZATION OF
THE ISSUE PROCEEDS, WITHOUT BEING REQUIRED
TO SEEK ANY FURTHER CONSENT OR APPROVAL OF
THE MEMBERS OR OTHERWISE TO THE END AND
INTENT THAT THE MEMBERS SHALL BE DEEMED TO
HAVE GIVEN THEIR APPROVAL THERETO EXPRESSLY
BY THE AUTHORITY OF THIS RESOLUTION."
"RESOLVED FURTHER THAT THE BOARD BE AND IS
HEREBY AUTHORIZED TO ISSUE AND ALLOT SUCH
NUMBER OF EQUITY SHARES AS MAY BE REQUIRED
TO BE ISSUED AND ALLOTTED UPON CONVERSION
OF ANY SECURITIES OR AS MAY BE NECESSARY IN
ACCORDANCE WITH THE TERMS OF THE OFFERING,
ALL SUCH EQUITY SHARES RANKING PARI PASSU
WITH THE EXISTING EQUITY SHARES OF THE
COMPANY IN ALL RESPECTS." "RESOLVED FURTHER
THAT THE BOARD BE AND IS HEREBY AUTHORIZED
TO CONSTITUTE OR FORM A COMMITTEE OR
DELEGATE ALL OR ANY OF ITS POWERS TO ANY
DIRECTOR(S) OR COMMITTEE OF
DIRECTORS/COMPANY SECRETARY/CHIEF FINANCIAL
OFFICER OR OTHER PERSONS AUTHORIZED BY THE
BOARD FOR OBTAINING APPROVALS, STATUTORY,
CONTRACTUAL OR OTHERWISE, IN RELATION TO
THE ABOVE AND TO SETTLE ALL MATTERS ARISING
OUT OF AND INCIDENTAL THERETO, AND TO
EXECUTE ALL DEEDS, APPLICATIONS, DOCUMENTS
AND WRITINGS THAT MAY BE REQUIRED, ON
BEHALF OF THE COMPANY AND GENERALLY TO DO
ALL ACTS, DEEDS, MATTERS AND THINGS THAT
MAY BE NECESSARY, PROPER, EXPEDIENT OR
INCIDENTAL FOR THE PURPOSE OF GIVING EFFECT
TO THIS RESOLUTION AND ACCEPT ANY
ALTERATIONS OR MODIFICATION(S) AS THEY MAY
DEEM FIT AND PROPER AND GIVE SUCH
DIRECTIONS AS MAY BE NECESSARY TO SETTLE
ANY QUESTION OR DIFFICULTY THAT MAY ARISE
IN REGARD TO ISSUE AND ALLOTMENT OF THE
SECURITIES."
7 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 62(1)(B) AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RULES MADE THEREUNDER, THE
PROVISIONS OF REGULATION 6 OF THE
SECURITIES AND EXCHANGE BOARD OF INDIA
(SHARE BASED EMPLOYEE BENEFITS)
REGULATIONS, 2014 AND RELEVANT PROVISIONS
OF CIRCULAR NO. CIR/CFD/POLICY CELL/2/2015
DATED JUNE 16, 2015 ISSUED BY THE
SECURITIES AND EXCHANGE BOARD OF INDIA
(COLLECTIVELY REFERRED TO AS "SEBI SBEB
REGULATIONS"), SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015,
THE RELEVANT PROVISIONS OF THE MEMORANDUM
AND ARTICLES OF ASSOCIATION OF THE COMPANY
AND SUBJECT FURTHER TO SUCH OTHER
APPROVALS, PERMISSIONS AND SANCTIONS AS MAY
BE NECESSARY AND SUBJECT TO SUCH CONDITIONS
AND MODIFICATIONS AS MAY BE PRESCRIBED OR
IMPOSED WHILE GRANTING SUCH APPROVALS,
PERMISSIONS AND SANCTIONS, THE CONSENT OF
THE MEMBERS' OF THE COMPANY BE AND IS
HEREBY ACCORDED TO THE INTRODUCTION AND
IMPLEMENTATION OF 'ORL EMPLOYEE STOCK
OPTION PLAN 2020' ("ESOP 2020"/"PLAN") AND
AUTHORIZING THE BOARD OF DIRECTORS OF THE
COMPANY (HEREINAFTER REFERRED TO AS THE
"BOARD", AND WHICH SHALL BE DEEMED TO
INCLUDE ANY COMMITTEE, INCLUDING THE
NOMINATION AND REMUNERATION COMMITTEE WHICH
THE BOARD HAS CONSTITUTED TO EXERCISE ITS
POWERS, INCLUDING THE POWERS, CONFERRED BY
THIS RESOLUTION AND UNDER REGULATION 5 OF
THE SEBI SBEB REGULATIONS) TO CREATE, AND
GRANT FROM TIME TO TIME, IN ONE OR MORE
TRANCHES, NOT EXCEEDING 20,00,000 (TWENTY
LAKH) EMPLOYEE STOCK OPTIONS TO OR FOR THE
BENEFIT OF SUCH PERSON(S) WHO ARE IN
PERMANENT EMPLOYMENT OF THE COMPANY AND ITS
SUBSIDIARY COMPANY(IES) WHETHER IN OR
OUTSIDE INDIA, AS WITHIN THE MEANING OF
ESOP 2020, INCLUDING ANY DIRECTOR, WHETHER
WHOLE TIME OR OTHERWISE (OTHER THAN
PROMOTERS AND PROMOTER GROUP OF THE
COMPANY, INDEPENDENT DIRECTORS, AND
DIRECTORS HOLDING DIRECTLY OR INDIRECTLY
MORE THAN 10% OF THE OUTSTANDING EQUITY
SHARES OF THE COMPANY), AS MAY BE DECIDED
UNDER ESOP 2020, EXERCISABLE INTO NOT MORE
THAN 20,00,000 (TWENTY LAKH) EQUITY SHARES
OF FACE VALUE OF INR 10 (RUPEES TEN) EACH
FULLY PAID-UP, WHERE ONE EMPLOYEE STOCK
OPTION WOULD CONVERT IN TO ONE EQUITY SHARE
UPON EXERCISE, ON SUCH TERMS AND IN SUCH
MANNER AS THE BOARD/COMMITTEE MAY DECIDE IN
ACCORDANCE WITH THE PROVISIONS OF THE
APPLICABLE LAWS AND THE PROVISIONS OF ESOP
2020". "RESOLVED FURTHER THAT THE EQUITY
SHARES SO ISSUED AND ALLOTTED AS MENTIONED
HEREINBEFORE SHALL RANK PARI PASSU WITH THE
THEN EXISTING EQUITY SHARES OF THE
COMPANY." "RESOLVED FURTHER THAT IN CASE OF
ANY CORPORATE ACTION(S) SUCH AS RIGHTS
ISSUES, BONUS ISSUES, MERGER AND SALE OF
DIVISION AND OTHERS, IF ANY ADDITIONAL
EQUITY SHARES ARE ISSUED BY THE COMPANY TO
THE OPTION GRANTEES FOR THE PURPOSE OF
MAKING A FAIR AND REASONABLE ADJUSTMENT TO
THE EMPLOYEE STOCK OPTIONS GRANTED EARLIER,
THE CEILING IN TERMS SPECIFIED ABOVE SHALL
BE DEEMED TO BE INCREASED TO THE EXTENT OF
SUCH ADDITIONAL EQUITY SHARES ISSUED."
"RESOLVED FURTHER THAT IN CASE THE EQUITY
SHARES OF THE COMPANY ARE EITHER
SUB-DIVIDED OR CONSOLIDATED, THEN THE
NUMBER OF SHARES TO BE ALLOTTED AND THE
PRICE OF ACQUISITION PAYABLE BY THE OPTION
GRANTEES UNDER THE ESOP 2020 SHALL
AUTOMATICALLY STAND REDUCED OR AUGMENTED,
AS THE CASE MAY BE, IN THE SAME PROPORTION
AS THE FACE VALUE PER EQUITY SHARE SHALL
BEAR TO THE REVISED FACE VALUE OF THE
EQUITY SHARES OF THE COMPANY AFTER SUCH
SUB-DIVISION OR CONSOLIDATION, WITHOUT
AFFECTING ANY OTHER RIGHTS OR OBLIGATIONS
OF THE SAID GRANTEES." "RESOLVED FURTHER
THAT THE BOARD BE AND IS HEREBY AUTHORIZED
TO TAKE REQUISITE STEPS FOR LISTING OF THE
EQUITY SHARES ALLOTTED UNDER ESOP 2020 ON
THE STOCK EXCHANGES WHERE THE EQUITY SHARES
OF THE COMPANY ARE LISTED IN DUE COMPLIANCE
WITH SEBI SBEB REGULATIONS AND OTHER
APPLICABLE LAWS." "RESOLVED FURTHER THAT
THE COMPANY SHALL CONFORM TO THE ACCOUNTING
POLICIES PRESCRIBED FROM TIME TO TIME UNDER
THE SEBI SBEB REGULATIONS AND ANY OTHER
APPLICABLE LAWS AND REGULATIONS TO THE
EXTENT RELEVANT AND APPLICABLE TO THE ESOP
2020." "RESOLVED FURTHER THAT THE BOARD BE
AND IS HEREBY AUTHORIZED AT ANY TIME TO
MODIFY, CHANGE, VARY, ALTER, AMEND, SUSPEND
OR TERMINATE THE ESOP 2020 SUBJECT TO THE
COMPLIANCE WITH THE APPLICABLE LAWS AND
REGULATIONS AND TO DO ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS AS IT MAY DEEM FIT AT
ITS ABSOLUTE DISCRETION, FOR SUCH PURPOSE
AND ALSO TO SETTLE ANY ISSUES, QUESTIONS,
DIFFICULTIES OR DOUBTS THAT MAY ARISE IN
THIS REGARD WITHOUT BEING REQUIRED TO SEEK
ANY FURTHER CONSENT OR APPROVAL OF THE
MEMBERS AND FURTHER TO EXECUTE ALL SUCH
DOCUMENTS, WRITINGS AND TO GIVE SUCH
DIRECTIONS AND OR INSTRUCTIONS AS MAY BE
NECESSARY OR EXPEDIENT TO GIVE EFFECT TO
SUCH MODIFICATION, CHANGE, VARIATION,
ALTERATION, AMENDMENT, SUSPENSION OR
TERMINATION OF THE ESOP 2020 AND DO ALL
OTHER THINGS INCIDENTAL AND ANCILLARY
THEREOF IN CONFORMITY WITH THE PROVISIONS
OF THE COMPANIES ACT, 2013, THE MEMORANDUM
AND ARTICLES OF ASSOCIATION OF THE COMPANY,
SEBI SBEB REGULATIONS AND ANY OTHER
APPLICABLE LAWS IN FORCE." "RESOLVED
FURTHER THAT THE BOARD, BE AND IS HEREBY
AUTHORIZED TO DO ALL SUCH ACTS, DEEDS, AND
THINGS, AS MAY, AT ITS ABSOLUTE DISCRETION,
DEEMS NECESSARY INCLUDING AUTHORIZING OR
DIRECTING TO APPOINT MERCHANT BANKERS,
BROKERS, SOLICITORS, REGISTRARS, COMPLIANCE
OFFICER, INVESTORS SERVICE CENTER, AND
OTHER ADVISORS, CONSULTANTS OR
REPRESENTATIVES, BEING INCIDENTAL TO THE
EFFECTIVE IMPLEMENTATION AND ADMINISTRATION
OF ESOP 2020 AS ALSO TO MAKE APPLICATIONS
TO THE APPROPRIATE AUTHORITIES, PARTIES AND
THE INSTITUTIONS FOR THEIR REQUISITE
APPROVALS AND ALL OTHER DOCUMENTS REQUIRED
TO BE FILED IN THE ABOVE CONNECTION AND TO
SETTLE ALL SUCH QUESTIONS, DIFFICULTIES OR
DOUBTS WHATSOEVER WHICH MAY ARISE AND TAKE
ALL SUCH STEPS AND DECISIONS IN THIS
REGARD."
8 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 62(1)(B) AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RULES MADE THERE UNDER, THE
PROVISIONS OF REGULATION 6 OF THE
SECURITIES AND EXCHANGE BOARD OF INDIA
(SHARE BASED EMPLOYEE BENEFITS)
REGULATIONS, 2014 AND RELEVANT PROVISIONS
OF CIRCULAR NO. CIR/CFD/POLICY CELL/2/2015
DATED JUNE 16, 2015 ISSUED BY THE
SECURITIES AND EXCHANGE BOARD OF INDIA
(COLLECTIVELY REFERRED TO AS "SEBI SBEB
REGULATIONS"), SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015,
THE RELEVANT PROVISIONS OF THE MEMORANDUM
AND ARTICLES OF ASSOCIATION OF THE COMPANY
AND SUBJECT FURTHER TO SUCH OTHER
APPROVALS, PERMISSIONS AND SANCTIONS AS MAY
BE NECESSARY AND SUBJECT TO SUCH CONDITIONS
AND MODIFICATIONS AS MAY BE PRESCRIBED OR
IMPOSED WHILE GRANTING SUCH APPROVALS,
PERMISSIONS AND SANCTIONS, THE CONSENT OF
THE MEMBERS' OF THE COMPANY BE AND IS
HEREBY ACCORDED AUTHORIZING THE BOARD OF
DIRECTORS OF THE COMPANY (HEREINAFTER
REFERRED TO AS THE "BOARD", AND WHICH SHALL
BE DEEMED TO INCLUDE ANY COMMITTEE,
INCLUDING THE NOMINATION AND REMUNERATION
COMMITTEE WHICH THE BOARD HAS CONSTITUTED
TO EXERCISE ITS POWERS, INCLUDING THE
POWERS, CONFERRED BY THIS RESOLUTION AND
UNDER REGULATION 5 OF THE SEBI SBEB
REGULATIONS) TO OFFER, CREATE, AND GRANT
FROM TIME TO TIME, IN ONE OR MORE TRANCHES,
SUCH NUMBER OF EMPLOYEE STOCK OPTIONS UNDER
'ORL EMPLOYEE STOCK OPTION PLAN 2020'
("ESOP 2020"/"PLAN") WITHIN THE LIMIT
PRESCRIBED THEREIN TO OR FOR THE BENEFIT OF
THE PERMANENT EMPLOYEES INCLUDING DIRECTORS
(OTHER THAN PROMOTER(S), INDEPENDENT
DIRECTORS, AND DIRECTORS HOLDING DIRECTLY
OR INDIRECTLY MORE THAN 10% OF THE
OUTSTANDING EQUITY SHARES OF THE COMPANY)
OF ANY SUBSIDIARY COMPANY(IES), WHETHER IN
OR OUTSIDE INDIA, AS MAY BE DECIDED UNDER
ESOP 2020, EXERCISABLE INTO CORRESPONDING
NUMBER OF EQUITY SHARES OF FACE VALUE OF
INR 10 (RUPEES TEN) EACH FULLY PAID-UP,
WHERE ONE EMPLOYEE STOCK OPTION WOULD
CONVERT IN TO ONE EQUITY SHARE UPON
EXERCISE, ON SUCH TERMS AND IN SUCH MANNER
AS THE BOARD MAY DECIDE IN ACCORDANCE WITH
THE PROVISIONS OF THE APPLICABLE LAWS AND
THE PROVISIONS OF ESOP 2020."
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC Agenda Number: 713281727
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: EGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO PAY OUT DIVIDENDS ON ORDINARY SHARES OF Mgmt For For
PJSC "LUKOIL" BASED ON THE RESULTS OF THE
FIRST NINE MONTHS OF 2020 IN THE AMOUNT OF
46 ROUBLES PER ORDINARY SHARE IN CASH FROM
PJSC "LUKOIL" BANK ACCOUNT TO NOMINEE
SHAREHOLDERS AND TRUST MANAGERS WHO ARE
PROFESSIONAL MARKET PARTICIPANTS WHOSE
NAMES ARE ON THE SHAREHOLDER REGISTER OF
PJSC "LUKOIL" NOT LATER THAN 31 DECEMBER
2020, AND TO OTHER SHAREHOLDERS WHOSE NAMES
ARE ON THE SHAREHOLDER REGISTER OF PJSC
"LUKOIL" NOT LATER THAN ON 29 JANUARY 2021.
THE COSTS ON THE TRANSFER OF DIVIDENDS,
REGARDLESS OF THE MEANS, WILL BE BORNE BY
PJSC "LUKOIL". TO SET 18 DECEMBER 2020 AS
THE DATE ON WHICH PERSONS ENTITLED TO
RECEIVE DIVIDENDS BASED ON THE RESULTS OF
THE FIRST NINE MONTHS OF 2020 ARE
DETERMINED
2 TO PAY A PART OF THE REMUNERATION TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF PJSC
"LUKOIL" FOR PERFORMANCE OF THEIR FUNCTIONS
(BOARD FEE) FOR THE PERIOD FROM THE DATE
THE DECISION ON THE ELECTION OF THE BOARD
OF DIRECTORS WAS TAKEN TO THE DATE THIS
DECISION IS TAKEN CONSTITUTING ONE-HALF
(I.E. 3,625,000 ROUBLES EACH) OF THE BOARD
FEE ESTABLISHED BY DECISION OF THE ANNUAL
GENERAL SHAREHOLDERS MEETING OF PJSC
"LUKOIL" ON 23 JUNE 2020 (MINUTES NO.1)
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC Agenda Number: 714219892
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 APPROVE ANNUAL REPORT, FINANCIAL Mgmt For For
STATEMENTS, AND ALLOCATION OF INCOME,
INCLUDING DIVIDENDS OF RUB 213 PER SHARE
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 11 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
2.1 ELECTION OF BOARD OF DIRECTOR: ALEKPEROV, Mgmt For For
VAGIT YUSUFOVICH
2.2 ELECTION OF BOARD OF DIRECTOR: BLAZHEEV, Mgmt For For
VICTOR VLADIMIROVICH
2.3 ELECTION OF BOARD OF DIRECTOR: GATI, TOBY Mgmt For For
TRISTER
2.4 ELECTION OF BOARD OF DIRECTOR: MAGANOV, Mgmt For For
RAVIL ULFATOVICH
2.5 ELECTION OF BOARD OF DIRECTOR: MUNNINGS, Mgmt For For
ROGER
2.6 ELECTION OF BOARD OF DIRECTOR: PORFIREV , Mgmt For For
BORIS NIKOLAEVICH
2.7 ELECTION OF BOARD OF DIRECTOR: TEPLUKHIN, Mgmt For For
PAVEL MIKHAILOVICH
2.8 ELECTION OF BOARD OF DIRECTOR: FEDUN, Mgmt For For
LEONID ARNOLDOVICH
2.9 ELECTION OF BOARD OF DIRECTOR: KHOBA, Mgmt For For
LYUBOV NIKOLAEVNA
2.10 ELECTION OF BOARD OF DIRECTOR: SHATALOV, Mgmt For For
SERGEY DMITRIEVICH
2.11 ELECTION OF BOARD OF DIRECTOR: SCHUSSEL, Mgmt For For
WOLFGANG
3 ELECT VAGIT ALEKPEROV AS PRESIDENT Mgmt For For
4.1 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
4.2 APPROVE REMUNERATION OF NEW DIRECTORS Mgmt For For
5 RATIFY KPMG AS AUDITOR Mgmt For For
6 AMEND CHARTER Mgmt For For
7 APPROVE RELATED-PARTY TRANSACTION RE: Mgmt For For
LIABILITY INSURANCE FOR DIRECTORS,
EXECUTIVES, AND COMPANIES
--------------------------------------------------------------------------------------------------------------------------
OTP BANK PLC Agenda Number: 713739639
--------------------------------------------------------------------------------------------------------------------------
Security: X60746181
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: HU0000061726
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538231 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt No vote
REPORTS, AND ALLOCATION OF INCOME
2 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt No vote
STATEMENT
3.1 APPROVE DISCHARGE OF SANDOR CSANYI AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.2 APPROVE DISCHARGE OF TAMAS GYORGY ERDEI AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.3 APPROVE DISCHARGE OF ANTAL GYORGY KOVACS AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.4 APPROVE DISCHARGE OF LASZLO WOLF AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.5 APPROVE DISCHARGE OF MIHALY BAUMSTARK AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.6 APPROVE DISCHARGE OF TIBOR BIRO AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.7 APPROVE DISCHARGE OF ISTVAN GRESA AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.8 APPROVE DISCHARGE OF ANTAL PONGRACZ AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.9 APPROVE DISCHARGE OF LASZLO UTASSY AS Mgmt No vote
MANAGEMENT BOARD MEMBER
3.10 APPROVE DISCHARGE OF JOZSEF ZOLTAN VOROS AS Mgmt No vote
MANAGEMENT BOARD MEMBER
4 APPROVE ERNST & YOUNG AUDIT LTD. AS AUDITOR Mgmt No vote
AND FIX ITS REMUNERATION
5 AMEND BYLAWS RE: SUPERVISORY BOARD Mgmt No vote
6 APPROVE REMUNERATION POLICY Mgmt No vote
7 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt No vote
8 ELECT TAMAS GUDRA AS SUPERVISORY BOARD Mgmt No vote
MEMBER
9 ELECT TAMAS GUDRA AS AUDIT COMMITTEE MEMBER Mgmt No vote
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt No vote
AND AUDIT COMMITTEE MEMBERS
11.1 REELECT SANDOR CSANYI AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.2 REELECT ANTAL GYORGY KOVACS AS MANAGEMENT Mgmt No vote
BOARD MEMBER
11.3 REELECT LASZLO WOLF AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.4 REELECT TAMAS GYORGY ERDEI AS MANAGEMENT Mgmt No vote
BOARD MEMBER
11.5 REELECT MIHALY BAUMSTARK AS MANAGEMENT Mgmt No vote
BOARD MEMBER
11.6 REELECT ISTVAN GRESA AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.7 REELECT JOZSEF ZOLTAN VOROS AS MANAGEMENT Mgmt No vote
BOARD MEMBER
11.8 REELECT PETER CSANYI AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.9 ELECT GABRIELLA BALOGH AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.10 ELECT GYORGY NAGY AS MANAGEMENT BOARD Mgmt No vote
MEMBER
11.11 ELECT GELLERT MARTON VAGI AS MANAGEMENT Mgmt No vote
BOARD MEMBER
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 713622327
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0223/2021022300801.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0223/2021022300791.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2020
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2020 AND ITS
SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE YEAR 2020
INCLUDING THE AUDIT REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2020
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020 AND THE PROPOSED DISTRIBUTION OF
FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2021, APPOINTING
ERNST & YOUNG HUA MING LLP AS THE PRC
AUDITOR OF THE COMPANY AND ERNST & YOUNG AS
THE INTERNATIONAL AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AND TO FIX THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
EVALUATION REPORT OF THE INDEPENDENT
NON-EXECUTIVE DIRECTORS FOR THE YEAR 2020
8.01 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.02 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.03 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.04 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR
TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM
OF THE 12TH SESSION OF THE BOARD
8.05 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR
TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM
OF THE 12TH SESSION OF THE BOARD
8.06 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. SOOPAKIJ CHEARAVANONT AS A
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.07 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
MR. YANG XIAOPING AS A NONEXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.08 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. WANG YONGJIAN AS A NONEXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.09 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
HUANG WEI AS A NON-EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.10 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. OUYANG HUI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.11 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. NG SING YIP AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.12 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. CHU YIYUN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.13 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. LIU HONG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.14 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
JIN LI AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 12TH SESSION OF THE BOARD
8.15 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
NG KONG PING ALBERT AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
9.01 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. GU LIJI AS AN INDEPENDENT SUPERVISOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 10TH SESSION OF THE SUPERVISORY
COMMITTEE
9.02 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. HUANG BAOKUI AS AN INDEPENDENT
SUPERVISOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE 10TH
SESSION OF THE SUPERVISORY COMMITTEE
9.03 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. ZHANG WANGJIN AS A SHAREHOLDER
REPRESENTATIVE SUPERVISOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 10TH SESSION OF THE SUPERVISORY
COMMITTEE
10 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS
11 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED GRANT OF GENERAL
MANDATE BY THE GENERAL MEETING TO THE BOARD
TO ISSUE H SHARES, THAT IS, THE GRANT OF A
GENERAL MANDATE TO THE BOARD TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT
EXCEEDING 20% OF THE TOTAL H SHARES OF THE
COMPANY IN ISSUE, REPRESENTING NO MORE THAN
8.15% OF THE TOTAL NUMBER OF ISSUED SHARES
OF THE COMPANY, AT A RELEVANT PRICE
REPRESENTS A DISCOUNT (IF ANY) OF NO MORE
THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF
A DISCOUNT OF 20% AS LIMITED UNDER THE
RULES GOVERNING THE LISTING OF SECURITIES
ON THE STOCK EXCHANGE OF HONG KONG LIMITED)
AND AUTHORIZE THE BOARD TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ALLOTMENT OR ISSUANCE OF SHARES
12 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 713616045
--------------------------------------------------------------------------------------------------------------------------
Security: Y70750115
Meeting Type: AGM
Meeting Date: 12-Mar-2021
Ticker:
ISIN: KR7005490008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 517041 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORP Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: CHOE JEONG U Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: GIM HAK DONG Mgmt For For
3.3 ELECTION OF INSIDE DIRECTOR: JEON JUNG SEON Mgmt For For
3.4 ELECTION OF INSIDE DIRECTOR: JEONG TAK Mgmt For For
3.5 ELECTION OF INSIDE DIRECTOR: JEONG CHANG Mgmt For For
HWA
4.1 ELECTION OF OUTSIDE DIRECTOR: YU YEONG SUK Mgmt For For
4.2 ELECTION OF OUTSIDE DIRECTOR: GWON TAE GYUN Mgmt For For
5 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: KIM SUNG JIN
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK Agenda Number: 712960043
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123P138
Meeting Type: EGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: ID1000109507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S PLAN TO ACQUIRE Mgmt For For
THE SHARES IN PT. BANK RABOBANK
INTERNATIONAL INDONESIA
2 AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK Agenda Number: 713634156
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123P138
Meeting Type: AGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: ID1000109507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
3 APPROVE CHANGES IN BOARD OF DIRECTORS Mgmt For For
4 APPROVE REMUNERATION AND TANTIEM OF Mgmt For For
DIRECTORS AND COMMISSIONERS
5 APPROVE TANUDIREDJA, WIBISANA, RINTIS REKAN Mgmt For For
AS AUDITORS
6 APPROVE PAYMENT OF INTERIM DIVIDEND Mgmt For For
7 APPROVE REVISED RECOVERY PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK Agenda Number: 713159425
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: EGM
Meeting Date: 21-Oct-2020
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE CHANGES OF THE COMPANY'S Mgmt Against Against
MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK Agenda Number: 713614281
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: AGM
Meeting Date: 15-Mar-2021
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT AND Mgmt For For
VALIDATION OF THE COMPANY'S CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2020 AND APPROVAL OF THE BOARD OF
COMMISSIONERS SUPERVISORY ACTIONS REPORT OF
2020 AND VALIDATION OF THE FINANCIAL
STATEMENTS OF PARTNERSHIP AND COMMUNITY
DEVELOPMENT PROGRAM 2019, INCLUDING THE
GRANTING OF FULL RELEASE AND DISCHARGE
(VOLLEDIG ACQUIT ET DE CHARGE) TO THE BOARD
OF DIRECTORS FOR MANAGEMENT ACTIONS AND TO
THE BOARD OF COMMISSIONERS FOR SUPERVISORY
ACTIONS CARRIED OUT FOR THE FINANCIAL YEAR
2020
2 THE APPROVAL OF THE USE THE NET PROFITS OF Mgmt For For
THE COMPANY'S FOR THE FINANCIAL YEAR 2020
3 THE DETERMINATION OF THE REMUNERATION Mgmt For For
(SALARY, FACILITY, ALLOWANCE AND OTHER
BENEFITS) FOR THE BOARD OF DIRECTORS AND
BOARD OF COMMISSIONERS OF THE COMPANY FOR
THE YEAR 2021 AS WELL AS TANTIEM FOR THE
YEAR 2020
4 THE APPOINTMENT OF PUBLIC ACCOUNTANT FIRM Mgmt Against Against
TO PERFORM AUDIT ON THE COMPANY'S FINANCIAL
STATEMENTS AND THE FINANCIAL STATEMENTS OF
PARTNERSHIP PROGRAM AND COMMUNITY
DEVELOPMENT PROGRAM FOR FINANCIAL YEAR 2020
5 APPROVAL ON UTILIZATION OF FUND RESULTING Mgmt For For
FROM LIMITED BOND OFFERING
6 APPROVAL ON AMENDMENT OF ARTICLE OF Mgmt Against Against
ASSOCIATION
7 APPROVAL ON THE IMPLEMENTATION OF DECREE OF Mgmt For For
STATE OWNED ENTERPRISE MINISTRY'S
REGULATION IN LINE WITH PROCUREMENT OF
GOODS AND SERVICES OF COMPANY (PERMEN BUMN
NO.08/2020)
8 APPROVAL ON THE IMPLEMENTATION OF DECREE OF Mgmt For For
STATE OWNED ENTERPRISE MINISTRY'S
REGULATION IN LINE WITH ANNUAL MANAGEMENT
CONTRACT (PERMEN BUMN NO.11/2020)
9 APPROVAL OF THE CHANGES OF THE COMPANY'S Mgmt Against Against
MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713490592
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: EGM
Meeting Date: 21-Jan-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE AMENDMENT TO THE ARTICLE OF Mgmt Against Against
THE ASSOCIATION OF THE COMPANY
2 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-08/MBU/12/2019 DATED
12 DEC 2019 CONCERNING GENERAL GUIDELINES
OF THE IMPLEMENTATION OF PROCUREMENT OF
GOODS AND SERVICES
3 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-11/MBU/11/2020 DATED
12 DEC 2020 CONCERNING MANAGEMENT CONTRACT
AND ANNUAL MANAGEMENT CONTRACT OF
STATE-OWNED ENTERPRISES
4 APPROVAL ON THE TRANSFER OF SHARES Mgmt Against Against
RESULTING FROM BUY BACK OF SHARES THAT IS
KEPT AS A TREASURY STOCK
5 APPROVAL ON THE CHANGES IN THE COMPOSITION Mgmt Abstain Against
OF THE COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713648523
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, ANNUAL REPORT, REPORT OF THE
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), AND DISCHARGE OF DIRECTORS
AND COMMISSIONERS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE REMUNERATION AND TANTIEM OF Mgmt Against Against
DIRECTORS AND COMMISSIONERS
4 APPOINT AUDITORS OF THE COMPANY AND THE Mgmt Against Against
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP)
--------------------------------------------------------------------------------------------------------------------------
PVR LTD Agenda Number: 713068763
--------------------------------------------------------------------------------------------------------------------------
Security: Y71626108
Meeting Type: AGM
Meeting Date: 29-Sep-2020
Ticker:
ISIN: INE191H01014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT: (A) THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2020, THE REPORT OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON; AND (B) THE
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020 AND THE REPORT OF AUDITORS
THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF MR. AJAY Mgmt For For
BIJLI (DIN 00531142) WHO RETIRES BY
ROTATION AND BEING ELIGIBLE OFFERS HIMSELF
FOR RE-APPOINTMENT
3 TO CONSIDER AND APPOINT MS. PALLAVI SHARDUL Mgmt For For
SHROFF (DIN 00013580) AS AN INDEPENDENT
DIRECTOR ON THE BOARD OF THE COMPANY AND IF
THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION
4 TO CONSIDER AND APPOINT MR. ANISH KUMAR Mgmt For For
SARAF (DIN 00322784) AS A DIRECTOR ON THE
BOARD OF THE COMPANY AND IF THOUGHT FIT, TO
PASS, THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION
5 TO CONSIDER AND APPROVE PAYMENT OF Mgmt For For
REMUNERATION FOR FINANCIAL YEAR 2019-20 TO
MR. SANJAI VOHRA, A NON-EXECUTIVE
INDEPENDENT DIRECTOR OF THE COMPANY AND IF
THOUGHT FIT, TO PASS , THE FOLLOWING
RESOLUTION AS A SPECIAL RESOLUTION
6 TO CONSIDER AND APPROVE CONTINUATION OF Mgmt For For
PAYMENT OF MANAGERIAL REMUNERATION TO MR.
AJAY BIJLI, MANAGING DIRECTOR AND CHAIRMAN
OF THE COMPANY AND IF THOUGHT FIT, TO PASS,
THE FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION
7 TO CONSIDER AND APPROVE CONTINUATION OF Mgmt For For
PAYMENT OF MANAGERIAL REMUNERATION TO MR.
SANJEEV KUMAR, JOINT MANAGING DIRECTOR OF
THE COMPANY AND IF THOUGHT FIT, TO PASS,
THE FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION
8 TO CONSIDER AND APPROVE COMPUTATION OF NET Mgmt For For
PROFITS OF THE COMPANY UNDER SECTION 198 OF
THE COMPANIES ACT, 2013 AFTER DISREGARDING
THE ADJUSTMENTS MADE PURSUANT TO INDIAN
ACCOUNTING STANDARD (INDAS) 116 - 'LEASES'
FOR DETERMINING THE REMUNERATION AND LIMITS
THEREOF PAYABLE TO MR. AJAY BIJLI, CHAIRMAN
AND MANAGING DIRECTOR OF THE COMPANY AND IF
THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS A SPECIAL RESOLUTION
9 TO CONSIDER AND APPROVE COMPUTATION OF NET Mgmt For For
PROFITS OF THE COMPANY UNDER SECTION 198 OF
THE COMPANIES ACT, 2013 AFTER DISREGARDING
THE ADJUSTMENTS MADE PURSUANT TO INDIAN
ACCOUNTING STANDARD (INDAS) 116 - 'LEASES'
FOR DETERMINING THE REMUNERATION AND LIMITS
THEREOF PAYABLE TO MR. SANJEEV KUMAR, JOINT
MANAGING DIRECTOR OF THE COMPANY AND IF
THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS A SPECIAL RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 712933818
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: AGM
Meeting Date: 15-Jul-2020
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A TO CONSIDER AND ADOPT: RESOLVED THAT THE Mgmt For For
AUDITED FINANCIAL STATEMENT OF THE COMPANY
FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020
AND THE REPORTS OF THE BOARD OF DIRECTORS
AND AUDITORS THEREON, AS CIRCULATED TO THE
MEMBERS, BE AND ARE HEREBY CONSIDERED AND
ADOPTED
1.B TO CONSIDER AND ADOPT: RESOLVED THAT THE Mgmt For For
AUDITED CONSOLIDATED FINANCIAL STATEMENT OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020 AND THE REPORT OF AUDITORS
THEREON, AS CIRCULATED TO THE MEMBERS, BE
AND ARE HEREBY CONSIDERED AND ADOPTED
2 TO DECLARE A DIVIDEND ON EQUITY SHARES FOR Mgmt For For
THE FY ENDED MARCH 31, 2020: "RESOLVED THAT
A DIVIDEND AT THE RATE OF INR 6.50 (SIX
RUPEES AND FIFTY PAISE ONLY) PER EQUITY
SHARE OF INR 10/- (TEN RUPEES) EACH FULLY
PAIDUP OF THE COMPANY, AND A PRO-RATA
DIVIDEND OF INR 1.625 ON EACH OF THE PARTLY
PAID-UP RIGHTS EQUITY SHARES OF THE
COMPANY, AS RECOMMENDED BY THE BOARD OF
DIRECTORS, BE AND IS HEREBY DECLARED FOR
THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND
THE SAME BE PAID OUT OF THE PROFITS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2020."
3 TO APPOINT SHRI HITAL R. MESWANI, WHO Mgmt For For
RETIRES BY ROTATION AS A DIRECTOR
4 TO APPOINT SHRI P.M.S. PRASAD, WHO RETIRES Mgmt For For
BY ROTATION AS A DIRECTOR
5 TO RE APPOINT SHRI HITAL R. MESWANI AS A Mgmt For For
WHOLE TIME DIRECTOR
6 TO APPOINT SHRI K. V. CHOWDARY AS A Mgmt For For
DIRECTOR
7 TO RATIFY THE REMUNERATION OF COST AUDITORS Mgmt For For
FOR THE FY ENDING MARCH 31, 2021
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 436946 DUE TO SPLITTING OF
RESOLUTION 1. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 713658663
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: CRT
Meeting Date: 31-Mar-2021
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 FOR THE PURPOSE OF THEIR CONSIDERING, AND Mgmt For For
IF THOUGHT FIT, APPROVING, WITH OR WITHOUT
MODIFICATION(S), THE PROPOSED SCHEME OF
ARRANGEMENT BETWEEN RELIANCE INDUSTRIES
LIMITED ("TRANSFEROR COMPANY" OR "COMPANY")
& ITS SHAREHOLDERS AND CREDITORS AND
RELIANCE O2C LIMITED ("TRANSFEREE COMPANY")
& ITS SHAREHOLDERS AND CREDITORS ("SCHEME")
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 714272870
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT (A) THE AUDITED Mgmt For For
FINANCIAL STATEMENT OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE
REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON; AND (B) THE AUDITED
CONSOLIDATED FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2021AND THE REPORT OF AUDITORS THEREON
AND, IN THIS REGARD, TO CONSIDER AND IF
THOUGHT FIT, TO PASS, WITH OR WITHOUT
MODIFICATION(S), THE FOLLOWING RESOLUTIONS
AS ORDINARY RESOLUTIONS: A) 'RESOLVED THAT
THE AUDITED FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2021 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON, AS
CIRCULATED TO THE MEMBERS, BE AND ARE
HEREBY CONSIDERED AND ADOPTED " B)
'RESOLVED THAT THE AUDITED CONSOLIDATED
FINANCIAL STATEMENT OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE
REPORT OF AUDITORS THEREON, AS CIRCULATED
TO THE MEMBERS, BE AND ARE HEREBY
CONSIDERED AND ADOPTED
2 RESOLVED THAT A DIVIDEND AT THE RATE OF INR Mgmt For For
7/- (SEVEN RUPEES ONLY) PER EQUITY SHARE OF
E 10/- (TEN RUPEES) EACH FULLY PAID-UP OF
THE COMPANY, AND A PRO-RATA DIVIDEND ON THE
PARTLY PAID-UP EQUITY SHARES OF THE COMPANY
(THAT IS, DIVIDEND IN PROPORTION TO THE
AMOUNT PAID-UP ON SUCH SHARES), AS
RECOMMENDED BY THE BOARD OF DIRECTORS, BE
AND IS HEREBY DECLARED FOR THE FINANCIAL
YEAR ENDED MARCH 31, 2021 AND THE SAME BE
PAID OUT OF THE PROFITS OF THE COMPANY
3 RESOLVED THAT IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 152 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013, SHRI NIKHIL R. MESWANI (DIN:
00001620), WHO RETIRES BY ROTATION AT THIS
MEETING, BE AND IS HEREBY APPOINTED AS A
DIRECTOR OF THE COMPANY
4 RESOLVED THAT IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 152 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013, SHRI PAWAN KUMAR KAPIL (DIN:
02460200), WHO RETIRES BY ROTATION AT THIS
MEETING, BE AND IS HEREBY APPOINTED AS A
DIRECTOR OF THE COMPANY
5 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTIONS 149, 152 READ WITH SCHEDULE IV AND
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 ("THE ACT") AND THE
COMPANIES (APPOINTMENT AND QUALIFICATION OF
DIRECTORS) RULES, 2014 AND THE APPLICABLE
PROVISIONS OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
FOR TIME BEING IN FORCE), DR. SHUMEET
BANERJI (DIN: 02787784), WHO WAS APPOINTED
AS AN INDEPENDENT DIRECTOR END WHO HOLDS
OFFICE AS AN INDEPENDENT DIRECTOR UP TO
JULY 20, 2022 AND IN RESPECT OF WHOM THE
COMPANY HAS RECEIVED A NOTICE IN WRITING
UNDER SECTION 160 OF THE ACT FROM A MEMBER
PROPOSING HIS CANDIDATURE FOR THE OFFICE OF
DIRECTOR, BEING ELIGIBLE, BE AND IS HEREBY
RE-APPOINTED AS AN INDEPENDENT DIRECTOR,
NOT LIABLE TO RETIRE BY ROTATION AND TO
HOLD OFFICE FOR A SECOND TERM OF 5 (FIVE)
CONSECUTIVE YEARS, THAT IS, UP TO JULY 20,
2027, RESOLVED FURTHER THAT THE BOARD OF
DIRECTORS BE AND IS HEREBY AUTHORISED TO DO
ALL ACTS AND TAKE ALL SUCH STEPS ES MAY BE
NECESSARY, PROPER OR EXPEDIENT TO GIVE
EFFECT TO THIS RESOLUTION
6 RESOLVED THAT IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 148 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013 READ WITH THE COMPANIES (AUDIT AND
AUDITORS) RULES, 2014 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR
RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING
IN FORCE), THE REMUNERATION, AS APPROVED BY
THE BOARD OF DIRECTORS AND SET OUT IN THE
STATEMENT ANNEXED TO THE NOTICE, TO BE PAID
TO THE COST AUDITORS APPOINTED BY THE BOARD
OF DIRECTORS, TO CONDUCT THE AUDIT OF COST
RECORDS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDING MARCH 31, 2022, BE AND IS
HEREBY RATIFIED
CMMT 07 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL COMPANY Agenda Number: 714136113
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M207
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: US67812M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 APPROVE ANNUAL REPORT Mgmt For For
2 APPROVE FINANCIAL STATEMENTS Mgmt For For
3 APPROVE ALLOCATION OF INCOME Mgmt For For
4 APPROVE DIVIDENDS OF RUB 6.94 PER SHARE Mgmt For For
5 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
6 APPROVE REMUNERATION OF MEMBERS OF AUDIT Mgmt For For
COMMISSION
7 ELECT DIRECTORS Non-Voting
8.1 ELECT OLGA ANDRIANOVA AS MEMBER OF AUDIT Mgmt For For
COMMISSION
8.2 ELECT PAVEL BUCHNEV AS MEMBER OF AUDIT Mgmt For For
COMMISSION
8.3 ELECT ALEKSEI KULAGIN AS MEMBER OF AUDIT Mgmt For For
COMMISSION
8.4 ELECT SERGEI POMA AS MEMBER OF AUDIT Mgmt For For
COMMISSION
8.5 ELECT ZAKHAR SABANTSEV AS MEMBER OF AUDIT Mgmt For For
COMMISSION
9 RATIFY ERNST AND YOUNG AS AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 713609038
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1.1 ELECTION OF OUTSIDE DIRECTOR: BAK BYEONG Mgmt For For
GUK
2.1.2 ELECTION OF OUTSIDE DIRECTOR: GIM JONG HUN Mgmt For For
2.2.1 ELECTION OF INSIDE DIRECTOR: GIM GI NAM Mgmt For For
2.2.2 ELECTION OF INSIDE DIRECTOR: GIM HYEON SEOK Mgmt For For
2.2.3 ELECTION OF INSIDE DIRECTOR: GO DONG JIN Mgmt For For
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: KIM SUNWOOK
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 17 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SASOL LTD Agenda Number: 713256154
--------------------------------------------------------------------------------------------------------------------------
Security: 803866102
Meeting Type: AGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: ZAE000006896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S
MEMORANDUM OF INCORPORATION: MR C BEGGS
O.1.2 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S
MEMORANDUM OF INCORPORATION: MS N N A
MATYUMZA
O.1.3 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S
MEMORANDUM OF INCORPORATION: MR Z M MKHIZE
O.1.4 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S
MEMORANDUM OF INCORPORATION: MS M E NKELI
O.1.5 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S
MEMORANDUM OF INCORPORATION: MR S WESTWELL
O.2 TO ELECT K C HARPER WHO WAS APPOINTED BY Mgmt For For
THE BOARD AFTER THE PREVIOUS ANNUAL GENERAL
MEETING IN TERMS OF CLAUSE 22.4.1 OF THE
COMPANY'S MEMORANDUM OF INCORPORATION
O.3 TO APPOINT PRICEWATERHOUSECOOPERS INC. TO Mgmt For For
ACT AS INDEPENDENT AUDITOR OF THE COMPANY
AND THE SASOL GROUP FOR THE FINANCIAL YEAR
ENDING 30 JUNE 2021 UNTIL THE END OF THE
NEXT ANNUAL GENERAL MEETING
O.4.1 TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MR C BEGGS (SUBJECT TO HIM BEING RE-ELECTED
AS A DIRECTOR IN TERMS OF ORDINARY
RESOLUTION NUMBER 1)
O.4.2 TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MS K C HARPER
O.4.3 TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MS G M B KENNEALY
O.4.4 TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MS N N A MATYUMZA (SUBJECT TO HER BEING
RE-ELECTED AS A DIRECTOR IN TERMS OF
ORDINARY RESOLUTION NUMBER 1)
O.4.5 TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MR S WESTWELL (SUBJECT TO HIM BEING
RE-ELECTED AS A DIRECTOR IN TERMS OF
ORDINARY RESOLUTION NUMBER 1)
NB.5 TO ENDORSE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPANY'S REMUNERATION POLICY
NB.6 TO ENDORSE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE IMPLEMENTATION REPORT OF THE
COMPANY'S REMUNERATION POLICY
7.S.1 TO APPROVE THE REMUNERATION PAYABLE TO Mgmt For For
NON-EXECUTIVE DIRECTORS OF THE COMPANY FOR
THEIR SERVICES AS DIRECTORS FROM THE DATE
OF THE ONLINE ANNUAL GENERAL MEETING UNTIL
THIS RESOLUTION IS REPLACED
8.S.2 TO APPROVE FINANCIAL ASSISTANCE TO BE Mgmt For For
GRANTED BY THE COMPANY IN TERMS OF SECTIONS
44 AND 45 OF THE COMPANIES ACT
--------------------------------------------------------------------------------------------------------------------------
SASOL LTD Agenda Number: 713258122
--------------------------------------------------------------------------------------------------------------------------
Security: 803866102
Meeting Type: EGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: ZAE000006896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE MATTERS RELATING TO THE TRANSACTION Mgmt For For
MATERIAL AGREEMENTS AS A CATEGORY 1
TRANSACTION IN TERMS OF THE JSE LISTINGS
REQUIREMENTS
2 AUTHORISE RATIFICATION OF APPROVED Mgmt For For
RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
SHIMAO GROUP HOLDINGS LIMITED Agenda Number: 714038963
--------------------------------------------------------------------------------------------------------------------------
Security: G81043104
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: KYG810431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042900751.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042900955.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND THE
AUDITOR OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2020
2.I TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
2.II TO DECLARE A SPECIAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3.I TO RE-ELECT MR. HUI SAI TAN, JASON AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.II TO RE-ELECT MR. YE MINGJIE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.III TO RE-ELECT MR. LYU HONG BING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.IV TO RE-ELECT MR. LAM CHING KAM AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.V TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS OF THE
COMPANY
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ISSUE SHARES IN THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO BUY BACK SHARES IN THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO LTD Agenda Number: 713655225
--------------------------------------------------------------------------------------------------------------------------
Security: Y7749X101
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7055550008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3.1 ELECTION OF A NON-PERMANENT DIRECTOR: JIN Mgmt Against Against
OK DONG
3.2 ELECTION OF OUTSIDE DIRECTOR: BAK AN SUN Mgmt Against Against
3.3 ELECTION OF OUTSIDE DIRECTOR: BAE HUN Mgmt Against Against
3.4 ELECTION OF OUTSIDE DIRECTOR: BYEON YANG HO Mgmt Against Against
3.5 ELECTION OF OUTSIDE DIRECTOR: SEONG JAE HO Mgmt Against Against
3.6 ELECTION OF OUTSIDE DIRECTOR: I YONG GUK Mgmt Against Against
3.7 ELECTION OF OUTSIDE DIRECTOR: I YUN JAE Mgmt Against Against
3.8 ELECTION OF OUTSIDE DIRECTOR: CHOE GYEONG Mgmt Against Against
ROK
3.9 ELECTION OF OUTSIDE DIRECTOR: CHOE JAE BUNG Mgmt Against Against
3.10 ELECTION OF OUTSIDE DIRECTOR: HEO YONG HAK Mgmt Against Against
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt Against Against
AUDIT COMMITTEE MEMBER: GWAK SU GEUN
5.1 ELECTION OF AUDIT COMMITTEE MEMBER: SEONG Mgmt Against Against
JAE HO
5.2 ELECTION OF AUDIT COMMITTEE MEMBER: I YUN Mgmt Against Against
JAE
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE CO LTD Agenda Number: 714245760
--------------------------------------------------------------------------------------------------------------------------
Security: Y7758E119
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: INE721A01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021,
TOGETHER WITH THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2021, TOGETHER WITH THE REPORT OF THE
AUDITORS THEREON
3 TO DECLARE A FINAL DIVIDEND OF INR. 6/- PER Mgmt For For
EQUITY SHARE OF INR. 10/- EACH AND TO
CONFIRM THE PAYMENT OF TWO INTERIM
DIVIDENDS AGGREGATING TO INR. 12/- PER
EQUITY SHARE OF INR. 10/- EACH, FIRST
INTERIM DIVIDEND OF INR. 6/- PER EQUITY
SHARE OF INR. 10/- EACH AND SECOND INTERIM
DIVIDEND OF INR. 6/- PER EQUITY SHARE OF
INR. 10/- EACH DECLARED BY THE BOARD OF
DIRECTORS IN THEIR MEETINGS HELD ON OCTOBER
29, 2020 AND ON MARCH 25, 2021
RESPECTIVELY, FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2021
4 TO APPOINT A DIRECTOR IN PLACE OF MR. D. V. Mgmt Against Against
RAVI (DIN 00171603), WHO RETIRES BY
ROTATION AT THIS MEETING, AND BEING
ELIGIBLE OFFERS HIMSELF FOR RE-APPOINTMENT
AS A DIRECTOR OF THE COMPANY
5 TO FIX REMUNERATION OF M/S HARIBHAKTI & CO. Mgmt For For
LLP, CHARTERED ACCOUNTANTS FIRM (FIRM
REGISTRATION NO.103523W/W100048), JOINT
STATUTORY AUDITORS OF THE COMPANY
6 TO FIX REMUNERATION OF M/S PIJUSH GUPTA & Mgmt For For
CO. CHARTERED ACCOUNTANTS (FIRM
REGISTRATION NO. 309015E), JOINT STATUTORY
AUDITORS OF THE COMPANY
7 TO RENEW AUTHORIZATION FOR RAISING CAPITAL Mgmt Against Against
THROUGH ISSUANCE OF EQUITY SHARES AND/OR
OTHER ELIGIBLE SECURITIES WITH AN ENHANCED
LIMIT UP TO INR. 4,000/- CRORES
8 PAYMENT OF COMMISSION TO THE INDEPENDENT Mgmt For For
DIRECTORS OF THE COMPANY
9 ELEVATION AND RE-DESIGNATION OF MR. UMESH Mgmt For For
REVANKAR (DIN 00141189) AS VICE CHAIRMAN
AND MANAGING DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX, INC. Agenda Number: 713626399
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085F100
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF INSIDE DIRECTOR: BAK JEONG HO Mgmt For For
3.1 ELECTION OF OUTSIDE DIRECTOR: SONG HO GEUN Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR: JO HYEON JAE Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: YUN TAE HWA
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
7 APPROVAL OF GRANT OF PORTION OF STOCK Mgmt For For
OPTION
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC Agenda Number: 713838766
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND OF USD 0.09 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
4 TO ELECT MARIA RAMOS, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO RE-ELECT DAVID CONNER, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT BYRON GROTE, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT ANDY HALFORD, AN EXECUTIVE Mgmt For For
DIRECTOR
8 TO RE-ELECT CHRISTINE HODGSON, CBE, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT GAY HUEY EVANS, OBE, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
10 TO RE-ELECT NAGUIB KHERAJ, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT PHIL RIVETT, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT DAVID TANG, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
13 TO RE-ELECT CARLSON TONG, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
14 TO RE-ELECT JOSE VINALS, AS GROUP CHAIRMAN Mgmt For For
15 TO RE-ELECT JASMINE WHITBREAD, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
16 TO RE-ELECT BILL WINTERS, CBE, AN EXECUTIVE Mgmt For For
DIRECTOR
17 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
TO THE COMPANY FROM THE END OF THE AGM
UNTIL THE END OF NEXT YEAR'S AGM
18 TO AUTHORISE THE AUDIT COMMITTEE, ACTING Mgmt For For
FOR AND ON BEHALF OF THE BOARD, TO SET THE
REMUNERATION OF THE AUDITOR
19 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE WITHIN THE
LIMITS PRESCRIBED IN THE RESOLUTION
20 TO APPROVE THE 2021 STANDARD CHARTERED Mgmt For For
SHARE PLAN AND AUTHORISE THE BOARD TO DO
ANYTHING IT CONSIDERS NECESSARY OR
DESIRABLE FOR ITS IMPLEMENTATION AND
OPERATION
21 TO AUTHORISE THE BOARD TO ALLOT ORDINARY Mgmt For For
SHARES
22 TO EXTEND THE AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES GRANTED PURSUANT TO RESOLUTION 21 BY
SUCH NUMBER OF SHARES REPURCHASED BY THE
COMPANY UNDER THE AUTHORITY GRANTED
PURSUANT TO RESOLUTION 27
23 TO AUTHORISE THE BOARD TO ALLOT SHARES AND Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT
ANY SECURITY INTO SHARES IN RELATION TO ANY
ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES
24 TO AUTHORISE THE BOARD TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO RESOLUTION 21
25 IN ADDITION TO THE AUTHORITY GRANTED Mgmt For For
PURSUANT TO RESOLUTION 24, TO AUTHORISE THE
BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN
RELATION TO THE AUTHORITY GRANTED PURSUANT
TO RESOLUTION 21 FOR THE PURPOSES OF
ACQUISITIONS AND OTHER CAPITAL INVESTMENTS
26 IN ADDITION TO THE AUTHORITIES GRANTED Mgmt For For
PURSUANT TO RESOLUTIONS 24 AND 25, TO
AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION
RIGHTS IN RELATION TO THE AUTHORITY
GRANTED, IN RESPECT OF EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES, PURSUANT TO
RESOLUTION 23
27 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
28 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN PREFERENCE SHARES
29 TO ENABLE THE COMPANY TO CALL A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM ON NO LESS THAN
14 CLEAR DAYS' NOTICE
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MEETING NEED TO BE
COMPLETED WITHOUT RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
STATE BANK OF INDIA Agenda Number: 712848019
--------------------------------------------------------------------------------------------------------------------------
Security: Y8155P103
Meeting Type: EGM
Meeting Date: 14-Jul-2020
Ticker:
ISIN: INE062A01020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF THE STATE BANK OF INDIA ACT, 1955
(HEREINAFTER REFERRED TO AS THE 'ACT') READ
WITH THE STATE BANK OF INDIA GENERAL
REGULATIONS, 1955 AND SUBJECT TO THE
APPROVAL(S), CONSENT(S) AND SANCTION(S), IF
ANY, OF RESERVE BANK OF INDIA ('RBI'),
GOVERNMENT OF INDIA ('GOI'), SECURITIES AND
EXCHANGE BOARD OF INDIA ('SEBI'), AND / OR
ANY OTHER CONCERNED AND APPROPRIATE
AUTHORITY(IES), WHETHER IN INDIA OR ABROAD,
AS MAY BE REQUIRED IN THIS REGARD AND
SUBJECT TO SUCH TERMS, CONDITIONS AND
MODIFICATIONS THERETO AS MAY BE PRESCRIBED
BY THEM, IF ANY, IN GRANTING SUCH
APPROVAL(S), CONSENT(S) AND SANCTION(S) AND
WHICH MAY BE AGREED TO BY THE CENTRAL BOARD
OF DIRECTORS (HEREINAFTER CALLED "THE
BOARD" WHICH SHALL BE DEEMED TO INCLUDE THE
EXECUTIVE COMMITTEE OF THE CENTRAL BOARD
CONSTITUTED UNDER SECTION 30 OF THE ACT
READ WITH REGULATION 46 OF THE STATE BANK
OF INDIA GENERAL REGULATIONS, 1955), AND
ANY OTHER COMMITTEE OF DIRECTORS
CONSTITUTED UNDER SECTION 30 OF THE ACT
DULY AUTHORIZED BY THE CENTRAL BOARD TO
EXERCISE ITS POWERS (INCLUDING THE POWERS
CONFERRED BY THIS RESOLUTION) OF THE BANK
AND SUBJECT TO REGULATIONS VIZ. SEBI (ISSUE
OF CAPITAL AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2018 ("ICDR REGULATIONS") AS
AMENDED UP TO DATE, SUBJECT TO APPLICABLE
RULES, REGULATIONS, GUIDELINES, CIRCULARS,
NOTIFICATIONS ISSUED BY SEBI, RBI AND/OR
AND ALL OTHER RELEVANT AUTHORITIES, WHETHER
IN INDIA OR ABROAD, FROM TIME TO TIME AND
SUBJECT TO THE SEBI (LISTING OBLIGATIONS
AND DISCLOSURE REQUIREMENTS) REGULATIONS,
2015 ("LISTING REGULATIONS") AND LISTING
AGREEMENT ENTERED INTO WITH THE STOCK
EXCHANGES WHERE THE EQUITY SHARES/GDRS OF
THE BANK ARE LISTED, CONSENT OF THE
SHAREHOLDERS OF THE BANK BE AND IS HEREBY
ACCORDED TO THE BOARD :- A. TO CREATE,
OFFER, ISSUE AND ALLOT, SUCH NUMBER OF
EQUITY SHARES OF RE.1 EACH, FOR AN AMOUNT
NOT EXCEEDING RS.20,000 CRORES (RUPEES
TWENTY THOUSAND CRORES) (INCLUDING PREMIUM,
IF ANY) OR SUCH AMOUNT AS APPROVED BY GOI &
RBI SUBJECT TO THE CONDITION THAT THE
GOVERNMENT OF INDIA SHAREHOLDING IN EQUITY
SHARE CAPITAL OF THE BANK DOES NOT FALL
BELOW 52% AT ANY POINT OF TIME, BY WAY OF
PUBLIC ISSUE (I.E. FOLLOW-ON-PUBLIC OFFER)
OR PRIVATE PLACEMENT, INCLUDING QUALIFIED
INSTITUTIONAL PLACEMENT (QIP) /GLOBAL
DEPOSITORY RECEIPT (GDRS) / AMERICAN
DEPOSITORY RECEIPT (ADRS) AND/OR ANY OTHER
MODE(S) OR A COMBINATION(S) THEREOF, AS MAY
BE DECIDED BY THE BOARD. B. TO DECIDE THE
QUANTUM & MODE(S), NUMBER OF TRANCHES,
PRICE OR PRICES, DISCOUNT/PREMIUM,
RESERVATIONS TO EMPLOYEES, CUSTOMERS,
EXISTING SHAREHOLDERS AND / OR ANY OTHER
PERSONS AS DECIDED BY THE BOARD AND AS
PROVIDED UNDER ICDR REGULATIONS AND THE
TIMING OF SUCH ISSUE(S), AT ITS DISCRETION
SUBJECT TO FOREIGN EXCHANGE MANAGEMENT
(NON-DEBT INSTRUMENTS) RULES, 2019 AND THE
DEPOSITORY RECEIPTS SCHEME, 2014 AND ALL
OTHER APPLICABLE RULES AND REGULATIONS AND
SUBJECT TO GOI & RBI APPROVAL UNDER SECTION
5(2) OF THE STATE BANK OF INDIA ACT, 1955.
"RESOLVED FURTHER THAT THE EQUITY SHARES TO
BE OFFERED AND ALLOTTED BY WAY OF
QIP/FPO/RIGHT ISSUE/ ANY OTHER MODE, AS
APPROVED BY GOI AND RBI SHALL BE IN
DEMATERIALIZED FORM AND THE EQUITY
SHARES/GDR/ADR SO ISSUED AND ALLOTTED TO
NRIS, FIIS AND/OR OTHER ELIGIBLE FOREIGN
INVESTORS SHALL BE SUBJECT TO THE
GUIDELINES/RULES & REGULATIONS ISSUED BY
RBI." "RESOLVED FURTHER THAT THE EQUITY
SHARES TO BE OFFERED AND ALLOTTED BY WAY OF
QIP/FPO/GDR/ADR AND /OR ANY OTHER MODE(S)
OR A COMBINATION(S) THEREOF, AS APPROVED BY
GOI AND RBI SHALL RANK PARI-PASSU WITH THE
EXISTING EQUITY SHARES OF THE BANK IN ALL
RESPECTS AND SHALL BE ENTITLED TO DIVIDEND
DECLARED, IF ANY, IN ACCORDANCE WITH THE
STATUTORY PROVISIONS/GUIDELINES THAT ARE IN
FORCE AT THE TIME OF SUCH DECLARATION."
"RESOLVED FURTHER THAT IN CASE OF QIP, THE
ALLOTMENT OF EQUITY SHARES SHALL ONLY BE
MADE TO QUALIFIED INSTITUTIONAL BUYERS
(QIBS) ON A DISCOUNT NOT EXCEEDING 5%, IF
ANY ON THE PRICE DETERMINED IN ACCORDANCE
WITH THE PRICING FORMULA UNDER ICDR
REGULATIONS OR SUCH DISCOUNT AS MAY BE
SPECIFIED BY SEBI AND THE ALLOTMENT OF SUCH
SHARES SHALL BE COMPLETED WITHIN A PERIOD
OF TWELVE MONTHS FROM THE DATE OF PASSING
OF THE RESOLUTION AND THE RELEVANT DATE
SHALL BE IN ACCORDANCE WITH THE PROVISIONS
OF ICDR REGULATIONS AS AMENDED FROM TIME TO
TIME. "RESOLVED FURTHER THAT THE BOARD
SHALL HAVE AUTHORITY AND POWER TO ACCEPT
ANY MODIFICATION IN THE PROPOSAL AS MAY BE
REQUIRED OR MAY BE IMPOSED BY THE
GOI/RBI/SEBI/ STOCK EXCHANGES AND/OR ANY
OTHER AUTHORITY, WHETHER IN INDIA OR
ABROAD, WHERE THE EQUITY SHARES/GDR/ADR OF
THE BANK ARE LISTED OR MAY BE LISTED, OR
SUCH OTHER APPROPRIATE AUTHORITIES AT THE
TIME OF ACCORDING / GRANTING THEIR
APPROVAL(S), CONSENT(S), PERMISSION(S) AND
SANCTION(S) FOR THE ISSUE(S), ALLOTMENT(S),
LISTING(S) AND TRADING(S) THEREOF AND AS
AGREED TO BY THE BOARD." "RESOLVED FURTHER
THAT FOR THE PURPOSE OF GIVING EFFECT TO
THE ABOVE, THE BOARD BE AND IS HEREBY
AUTHORIZED TO TAKE ALL SUCH ACTIONS AND DO
ALL SUCH ACTS, DEEDS, AND THINGS AS IT MAY
IN ITS ABSOLUTE DISCRETION DEEM NECESSARY,
PROPER AND DESIRABLE INCLUDING BUT NOT
LIMITED TO DECIDE ON PRICE OR PRICES,
DISCOUNT / PREMIUM, RESERVATIONS TO
EMPLOYEES, CUSTOMERS, EXISTING SHAREHOLDERS
AND / OR ANY OTHER PERSONS AS DECIDED BY
THE BOARD AND AS PROVIDED UNDER SEBI
REGULATIONS OF ISSUE(S) AND TO SETTLE ANY
QUESTION, DIFFICULTY OR DOUBT THAT MAY
ARISE IN REGARD TO THE ISSUE(S) OF THE
EQUITY SHARES/GDR/ADR AND FINALISE AND
EXECUTE ALL DOCUMENTS AND WRITINGS AS MAY
BE NECESSARY, DESIRABLE OR EXPEDIENT AS IT
MAY IN ITS ABSOLUTE DISCRETION DEEM FIT,
PROPER OR DESIRABLE WITHOUT BEING REQUIRED
TO SEEK ANY OTHER CONSENT OR APPROVAL OF
THE SHAREHOLDERS OR AUTHORIZE TO THE END
AND INTENT THAT THE SHAREHOLDERS SHALL BE
DEEMED TO HAVE GIVEN THEIR APPROVAL THERETO
EXPRESSLY BY THE AUTHORITY OF THIS
RESOLUTION"
CMMT 09 JUL 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO EGM AND
ADDITIION OF COMMENTS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 08 JUL 2020: DETERMINATION OF VOTING Non-Voting
RIGHTS.- SUBJECT TO THE PROVISIONS
CONTAINED IN SECTION 11 OF THE SBI ACT,
EACH SHAREHOLDER WHO HAS BEEN REGISTERED AS
A SHAREHOLDER FOR A PERIOD OF NOT LESS THAN
THREE MONTHS PRIOR TO THE DATE OF A GENERAL
MEETING SHALL, AT SUCH MEETING, HAVE ONE
VOTE FOR EACH FIFTY SHARES HELD BY HIM OR
IT. EVERY SHAREHOLDER [OTHER THAN THE
CENTRAL GOVERNMENT] ENTITLED TO VOTE AS
AFORESAID WHO, SHALL HAVE ONE VOTE FOR EACH
FIFTY SHARES HELD BY HIM OR IT FOR THE
WHOLE PERIOD OF THREE MONTHS PRIOR TO THE
DATE OF SUCH MEETING I.E. 13.04.2020
CMMT 09 JUL 2020: PLEASE NOTE THAT CUT OFF DATE Non-Voting
IS 13TH APRIL, 2020 BUT BENPO DATED
10.04.2020 AS RECEIVED FROM DEPOSITORIES
WILL BE CONSIDER FOR CALCULATION OF VOTING
RIGHTS OF THE SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
STATE BANK OF INDIA Agenda Number: 712858488
--------------------------------------------------------------------------------------------------------------------------
Security: Y8155P103
Meeting Type: AGM
Meeting Date: 14-Jul-2020
Ticker:
ISIN: INE062A01020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ''TO DISCUSS AND ADOPT THE BALANCE SHEET Mgmt For For
AND THE PROFIT AND LOSS ACCOUNT OF THE
STATE BANK OF INDIA MADE UP TO THE 31ST DAY
OF MARCH 2020, THE REPORT OF THE CENTRAL
BOARD ON THE WORKING AND ACTIVITIES OF THE
STATE BANK OF INDIA FOR THE PERIOD COVERED
BY THE ACCOUNTS AND THE AUDITOR'S REPORT ON
THE BALANCE SHEET AND ACCOUNTS''
CMMT 08 JUL 2020: DETERMINATION OF VOTING Non-Voting
RIGHTS.- SUBJECT TO THE PROVISIONS
CONTAINED IN SECTION 11 OF THE SBI ACT,
EACH SHAREHOLDER WHO HAS BEEN REGISTERED AS
A SHAREHOLDER FOR A PERIOD OF NOT LESS THAN
THREE MONTHS PRIOR TO THE DATE OF ANNUAL
GENERAL MEETING SHALL, AT SUCH MEETING,
HAVE ONE VOTE FOR EACH FIFTY SHARES HELD BY
HIM OR IT. EVERY SHAREHOLDER [OTHER THAN
THE CENTRAL GOVERNMENT] ENTITLED TO VOTE AS
AFORESAID WHO, SHALL HAVE ONE VOTE FOR EACH
FIFTY SHARES HELD BY HIM OR IT FOR THE
WHOLE PERIOD OF THREE MONTHS PRIOR TO THE
DATE OF SUCH MEETING I.E. 13.04.2020.
CMMT 08 JUL 2020: PLEASE NOTE THAT CUT OFF DATE Non-Voting
IS 13TH APRIL, 2020 BUT BENPO DATED
10.04.2020 AS RECEIVED FROM DEPOSITORIES
WILL BE CONSIDER FOR CALCULATION OF VOTING
RIGHTS OF THE SHAREHOLDERS
CMMT 08 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITIION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
STATE BANK OF INDIA Agenda Number: 714254771
--------------------------------------------------------------------------------------------------------------------------
Security: Y8155P103
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: INE062A01020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO DISCUSS AND ADOPT THE BALANCE SHEET AND Mgmt For For
THE PROFIT AND LOSS ACCOUNT OF THE STATE
BANK OF INDIA MADE UP TO THE 31ST DAY OF
MARCH 2021, THE REPORT OF THE CENTRAL BOARD
ON THE WORKING AND ACTIVITIES OF THE STATE
BANK OF INDIA FOR THE PERIOD COVERED BY THE
ACCOUNTS AND THE AUDITOR'S REPORT ON THE
BALANCE SHEET AND ACCOUNTS
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD Agenda Number: 714114244
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 BASED ON RECENT AMENDMENTS TO THE 'TEMPLATE Mgmt For For
OF PROCEDURES FOR ELECTION OF DIRECTOR' BY
THE TAIWAN STOCK EXCHANGE, TO APPROVE
AMENDMENTS TO THE BALLOT FORMAT REQUIREMENT
FOR ELECTION OF DIRECTORS SET FORTH IN
TSMC'S 'RULES FOR ELECTION OF DIRECTORS'.
3 TO APPROVE THE ISSUANCE OF EMPLOYEE Mgmt For For
RESTRICTED STOCK AWARDS FOR YEAR 2021.
4.1 THE ELECTION OF THE DIRECTOR.:MARK Mgmt For For
LIU,SHAREHOLDER NO.10758
4.2 THE ELECTION OF THE DIRECTOR.:C.C. Mgmt For For
WEI,SHAREHOLDER NO.370885
4.3 THE ELECTION OF THE DIRECTOR.:F.C. Mgmt For For
TSENG,SHAREHOLDER NO.104
4.4 THE ELECTION OF THE DIRECTOR.:NATIONAL Mgmt For For
DEVELOPMENT FUND, EXECUTIVE
YUAN,SHAREHOLDER NO.1,MING HSIN KUNG AS
REPRESENTATIVE
4.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:SIR PETER L. BONFIELD,SHAREHOLDER
NO.504512XXX
4.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:KOK CHOO CHEN,SHAREHOLDER
NO.A210358XXX
4.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MICHAEL R. SPLINTER,SHAREHOLDER
NO.488601XXX
4.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MOSHE N. GAVRIELOV,SHAREHOLDER
NO.505930XXX
4.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YANCEY HAI,SHAREHOLDER
NO.D100708XXX
4.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:L. RAFAEL REIF,SHAREHOLDER
NO.545784XXX
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt Against Against
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935338675
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107
Meeting Type: Special
Meeting Date: 18-Mar-2021
Ticker: TCOM
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "THAT BY AN ORDINARY RESOLUTION, each of Mgmt For
the 175,000,000 issued and unissued
ordinary shares of a nominal or par value
of US$0.01 each in the capital of the
Company be and is hereby subdivided into
eight ordinary shares of a nominal or par
value of US$0.00125 each in the capital of
the Company (the "Subdivision"), such that,
following the Subdivision, the authorised
share capital of the Company shall be
US$1,750,000 divided into 1,400,000,000
ordinary shares of a nominal or par value
of US$0.00125 each".
--------------------------------------------------------------------------------------------------------------------------
WILMAR INTERNATIONAL LTD Agenda Number: 713723004
--------------------------------------------------------------------------------------------------------------------------
Security: Y9586L109
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: SG1T56930848
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
STATEMENT, AUDITED FINANCIAL STATEMENTS AND
THE AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE FINAL AND SPECIAL DIVIDENDS Mgmt For For
3 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
4 TO RE-ELECT MR LIM SIONG GUAN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MR KUOK KHOON HONG AS A Mgmt Against Against
DIRECTOR
6 TO RE-ELECT MR PUA SECK GUAN AS A DIRECTOR Mgmt Against Against
7 TO RE-ELECT MR KISHORE MAHBUBANI AS A Mgmt For For
DIRECTOR
8 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
AND TO AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
9 TO AUTHORISE DIRECTORS TO ISSUE SHARES AND Mgmt For For
TO MAKE OR GRANT INSTRUMENTS CONVERTIBLE
INTO SHARES PURSUANT TO SECTION 161 OF THE
COMPANIES ACT, CHAPTER 50 OF SINGAPORE
10 TO AUTHORISE DIRECTORS TO OFFER AND GRANT Mgmt Against Against
SHARE OPTIONS AND TO ISSUE AND ALLOT SHARES
PURSUANT TO THE WILMAR EXECUTIVES SHARE
OPTION SCHEME 2019
11 TO APPROVE THE RENEWAL OF INTERESTED PERSON Mgmt For For
TRANSACTIONS MANDATE
12 TO APPROVE THE RENEWAL OF SHARE PURCHASE Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
WIPRO LTD Agenda Number: 713247802
--------------------------------------------------------------------------------------------------------------------------
Security: Y96659142
Meeting Type: OTH
Meeting Date: 16-Nov-2020
Ticker:
ISIN: INE075A01022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 APPROVAL FOR BUYBACK OF EQUITY SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WIPRO LTD Agenda Number: 714057141
--------------------------------------------------------------------------------------------------------------------------
Security: Y96659142
Meeting Type: OTH
Meeting Date: 04-Jun-2021
Ticker:
ISIN: INE075A01022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 RE-APPOINTMENT OF DR. PATRICK J. ENNIS Mgmt For For
(DIN: 07463299) AS AN INDEPENDENT DIRECTOR
OF THE COMPANY
2 RE-APPOINTMENT OF MR. PATRICK DUPUIS (DIN: Mgmt For For
07480046) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
WUXI APPTEC CO., LTD. Agenda Number: 713024278
--------------------------------------------------------------------------------------------------------------------------
Security: Y971B1118
Meeting Type: EGM
Meeting Date: 31-Aug-2020
Ticker:
ISIN: CNE100003F19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0812/2020081200656.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0812/2020081200688.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED ADOPTION OF THE H
SHARE AWARD AND TRUST SCHEME, THE DETAILS
OF WHICH ARE STATED IN THE CIRCULAR
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED GRANT OF AWARDS TO
THE CONNECTED SELECTED PARTICIPANTS THE
DETAILS OF WHICH ARE STATED IN THE CIRCULAR
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AUTHORIZATION TO THE BOARD
AND/OR THE DELEGATEE TO HANDLE MATTERS
PERTAINING TO THE H SHARE AWARD AND TRUST
SCHEME WITH FULL AUTHORITY, THE DETAILS OF
WHICH ARE STATED IN THE CIRCULAR
4 TO CONSIDER AND ELECT MR. BOYANG WU AS A Mgmt For For
SUPERVISOR OF THE SECOND SESSION OF THE
SUPERVISORY COMMITTEE
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED ADJUSTMENT OF THE
REMUNERATION SCHEME OF SUPERVISORS
6 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED CHANGE OF
REGISTERED CAPITAL OF THE COMPANY
7 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
8 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO THE
RULES OF PROCEDURE FOR SHAREHOLDERS'
MEETINGS
9 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO THE
RULES OF PROCEDURE FOR BOARD MEETINGS
--------------------------------------------------------------------------------------------------------------------------
YUE YUEN INDUSTRIAL (HOLDINGS) LTD Agenda Number: 713350940
--------------------------------------------------------------------------------------------------------------------------
Security: G98803144
Meeting Type: SGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: BMG988031446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1109/2020110900464.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1109/2020110900468.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
A TO APPROVE, CONFIRM AND RATIFY THE SEVENTH Mgmt For For
SUPPLEMENTAL PCC SERVICES AGREEMENT AND THE
CAPS AND THE TRANSACTIONS CONTEMPLATED
THEREIN, AND TO AUTHORIZE THE DIRECTORS OF
THE COMPANY TO TAKE ALL ACTIONS AND EXECUTE
ALL DOCUMENTS WHICH THEY DEEM NECESSARY,
REQUIRED OR APPROPRIATE IN ORDER TO
IMPLEMENT AND VALIDATE ANYTHING RELATED TO
THE SEVENTH SUPPLEMENTAL PCC SERVICES
AGREEMENT
B TO APPROVE, CONFIRM AND RATIFY THE SIXTH Mgmt For For
SUPPLEMENTAL PCC CONNECTED SALES AGREEMENT
AND THE CAPS AND THE TRANSACTIONS
CONTEMPLATED THEREIN, AND TO AUTHORIZE THE
DIRECTORS OF THE COMPANY TO TAKE ALL
ACTIONS AND EXECUTE ALL DOCUMENTS WHICH
THEY DEEM NECESSARY, REQUIRED OR
APPROPRIATE IN ORDER TO IMPLEMENT AND
VALIDATE ANYTHING RELATED TO THE SIXTH
SUPPLEMENTAL PCC CONNECTED SALES AGREEMENT
C TO APPROVE, CONFIRM AND RATIFY THE SIXTH Mgmt For For
SUPPLEMENTAL PCC CONNECTED PURCHASES
AGREEMENT AND THE CAPS AND THE TRANSACTIONS
CONTEMPLATED THEREIN, AND TO AUTHORIZE THE
DIRECTORS OF THE COMPANY TO TAKE ALL
ACTIONS AND EXECUTE ALL DOCUMENTS WHICH
THEY DEEM NECESSARY, REQUIRED OR
APPROPRIATE IN ORDER TO IMPLEMENT AND
VALIDATE ANYTHING RELATED TO THE SIXTH
SUPPLEMENTAL PCC CONNECTED PURCHASES
AGREEMENT
D TO APPROVE, CONFIRM AND RATIFY THE SEVENTH Mgmt For For
SUPPLEMENTAL GODALMING TENANCY AGREEMENT
AND THE CAPS AND THE TRANSACTIONS
CONTEMPLATED THEREIN, AND TO AUTHORIZE THE
DIRECTORS OF THE COMPANY TO TAKE ALL
ACTIONS AND EXECUTE ALL DOCUMENTS WHICH
THEY DEEM NECESSARY, REQUIRED OR
APPROPRIATE IN ORDER TO IMPLEMENT AND
VALIDATE ANYTHING RELATED TO THE SEVENTH
SUPPLEMENTAL GODALMING TENANCY AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
YUE YUEN INDUSTRIAL (HOLDINGS) LTD Agenda Number: 713975259
--------------------------------------------------------------------------------------------------------------------------
Security: G98803144
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: BMG988031446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200825.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200863.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2020
2.I TO RE-ELECT CHAN LU MIN AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.II TO RE-ELECT LIN CHENG-TIEN AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.III TO RE-ELECT HU CHIA-HO AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.IV TO RE-ELECT WONG HAK KUN AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2.V TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE AUDITORS OF THE COMPANY AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 10% OF THE NUMBER OF
THE SHARES OF THE COMPANY IN ISSUE AS AT
THE DATE OF PASSING THIS RESOLUTION
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S OWN SHARES NOT
EXCEEDING 10% OF THE NUMBER OF THE SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE OF
PASSING THIS RESOLUTION
4.C TO EXTEND THE GENERAL MANDATE TO ISSUE, Mgmt For For
ALLOT AND DEAL WITH ADDITIONAL SHARES OF
THE COMPANY UNDER RESOLUTION NUMBER 4A TO
INCLUDE THE NUMBER OF SHARES REPURCHASED
PURSUANT TO THE GENERAL MANDATE TO
REPURCHASE SHARES UNDER RESOLUTION NUMBER
4B
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935395649
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: YUMC
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Edouard Ettedgui Mgmt For For
1E. Election of Director: Cyril Han Mgmt For For
1F. Election of Director: Louis T. Hsieh Mgmt For For
1G. Election of Director: Ruby Lu Mgmt For For
1H. Election of Director: Zili Shao Mgmt For For
1I. Election of Director: William Wang Mgmt For For
1J. Election of Director: Min (Jenny) Zhang Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
Huazhen LLP as the Company's Independent
Auditor.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Approval of an Amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to Allow Stockholders Holding
25% of the Company's Outstanding Shares the
Right to Call Special Meetings.
--------------------------------------------------------------------------------------------------------------------------
ZAI LAB LTD Agenda Number: 935262004
--------------------------------------------------------------------------------------------------------------------------
Security: 98887Q104
Meeting Type: Special
Meeting Date: 04-Sep-2020
Ticker: ZLAB
ISIN: US98887Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. AS AN ORDINARY RESOLUTION: That the Mgmt For For
shareholders of the Company hereby
authorize, approve, and confirm with
immediate effect that the authorized share
capital of the Company be increased to
US$30,000 divided into 500,000,000 shares
of a nominal or par value of US$0.00006.
S2. AS A SPECIAL RESOLUTION: That, in Mgmt For For
connection with the increase in share
capital, the shareholders of the Company
hereby authorize, approve, and confirm with
immediate effect that the Fourth Amended
and Restated Memorandum of Association of
the Company be replaced in its entirety
with the consolidated version as tabled at
the Meeting and as attached to the notice
of the Extraordinary General Meeting.
--------------------------------------------------------------------------------------------------------------------------
ZAI LAB LTD Agenda Number: 935433831
--------------------------------------------------------------------------------------------------------------------------
Security: 98887Q104
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: ZLAB
ISIN: US98887Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A special resolution to consider and Mgmt For For
approve amending and restating the Fourth
Amended and Restated Articles of
Association of Zai Lab Limited, or the
Current Articles, to provide for the annual
election of each of the Company's
directors.
2. A special resolution to consider and Mgmt For For
approve amending and restating the Current
Articles to reflect changes required or
recommended by The Stock Exchange of Hong
Kong Limited.
3. A special resolution to consider and Mgmt For For
approve that, conditional upon the approval
of special resolutions 1 and 2, the Current
Articles be amended, restated and replaced
in their entirety by the Fifth Amended and
Restated Articles of Association in the
form attached to the proxy statement as
Exhibit A.
4. An ordinary resolution to ratify the Mgmt For For
selection of Deloitte Touche Tohmatsu
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as the Company's
independent auditors for the fiscal year
ending December 31, 2021.
Brown Advisory Equity Income Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt For For
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr For Against
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935387755
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr Against For
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 935353728
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935270392
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.16 2/3 per share, of
Analog Devices, Inc. ("Analog Devices") to
the stockholders of Maxim Integrated
Products, Inc. ("Maxim") in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of July 12,
2020 (as it may be amended from time to
time), by and among Analog Devices, Magneto
Corp., a Delaware corporation and
wholly-owned subsidiary of Analog Devices,
and Maxim (the "Analog Devices share
issuance proposal").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Analog Devices share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Analog Devices shareholders.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935326252
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Laurie H. Glimcher Mgmt For For
1H. Election of Director: Karen M. Golz Mgmt For For
1I. Election of Director: Mark M. Little Mgmt For For
1J. Election of Director: Kenton J. Sicchitano Mgmt For For
1K. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935276130
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: Linnie M. Haynesworth Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Nazzic S. Keene Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Scott F. Powers Mgmt For For
1I. Election of Director: William J. Ready Mgmt For For
1J. Election of Director: Carlos A. Rodriguez Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
4. Stockholder proposal, if properly presented Shr Against For
at the meeting, to prepare a Report on
Employee Representation on the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr For Against
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935420656
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: David W. Kenny Mgmt For For
1E. Election of Director: Mario J. Marte Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Steven E. Rendle Mgmt For For
1K. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 29, 2022.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
4. To vote on a shareholder proposal entitled Shr Against For
"Right to Act by Written Consent".
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 935363515
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CNI
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Shauneen Bruder Mgmt For For
1B Election of Director: Julie Godin Mgmt For For
1C Election of Director: Denise Gray Mgmt For For
1D Election of Director: Justin M. Howell Mgmt For For
1E Election of Director: The Hon. Kevin G. Mgmt For For
Lynch
1F Election of Director: Margaret A. McKenzie Mgmt For For
1G Election of Director: James E. O'Connor Mgmt For For
1H Election of Director: Robert Pace Mgmt For For
1I Election of Director: Robert L. Phillips Mgmt For For
1J Election of Director: Jean-Jacques Ruest Mgmt For For
1K Election of Director: Laura Stein Mgmt For For
02 Appointment of KPMG LLP as Auditors. Mgmt For For
03 Non-Binding Advisory Resolution to accept Mgmt For For
the approach to executive compensation
disclosed in the management information
circular, the full text of which resolution
is set out on P.9 of the management
information circular.
04 Non-Binding Advisory Resolution to accept Mgmt For For
the Company's Climate Action Plan as
disclosed in the management information
circular, the full text of which resolution
is set out on P. 9 of the management
information circular.
05 Shareholder Proposal #1 : Safety-centred Shr Against For
bonus system changes. The full text of the
proposal and supporting statement, together
with the Board of Directors'
recommendation, is set out on Schedule D of
the accompanying Management Information
Circular.
06 Shareholder Proposal #2 : The role of the Shr Against For
CN Police Service in the investigation of
railway fatalities and serious injuries.
The full text of the proposal and
supporting statement, together with the
Board of Directors' recommendation, is set
out on Schedule D of the accompanying
Management Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935381501
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2020.
2A Allocation of disposable profit. Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve).
3 Discharge of the Board of Directors. Mgmt For For
4A Election of PricewaterhouseCoopers AG Mgmt For For
(Zurich) as our statutory auditor.
4B Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP (United States)
as independent registered public accounting
firm for purposes of U.S. securities law
reporting.
4C Election of BDO AG (Zurich) as special Mgmt For For
audit firm.
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael P. Connors Mgmt For For
5C Election of Director: Michael G. Atieh Mgmt For For
5D Election of Director: Sheila P. Burke Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Robert J. Hugin Mgmt For For
5G Election of Director: Robert W. Scully Mgmt For For
5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5I Election of Director: Theodore E. Shasta Mgmt For For
5J Election of Director: David H. Sidwell Mgmt For For
5K Election of Director: Olivier Steimer Mgmt For For
5L Election of Director: Luis Tellez Mgmt For For
5M Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt Against Against
of the Board of Directors.
7A Election of Director of the Compensation Mgmt For For
Committee: Michael P. Connors
7B Election of Director of the Compensation Mgmt For For
Committee: Mary Cirillo
7C Election of Director of the Compensation Mgmt For For
Committee: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy.
9 Approval of the Chubb Limited 2016 Mgmt For For
Long-Term Incentive Plan, as amended and
restated.
10 Reduction of share capital. Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting.
11B Compensation of Executive Management for Mgmt For For
the next calendar year.
12 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements.
A If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt For For
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt Abstain Against
1i. Election of Director: Brenton L. Saunders Mgmt For For
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt For For
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr Abstain Against
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
DOMINION ENERGY, INC. Agenda Number: 935352853
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Bennett Mgmt For For
1B. Election of Director: Robert M. Blue Mgmt For For
1C. Election of Director: Helen E. Dragas Mgmt For For
1D. Election of Director: James O. Ellis, Jr. Mgmt For For
1E. Election of Director: D. Maybank Hagood Mgmt For For
1F. Election of Director: Ronald W. Jibson Mgmt For For
1G. Election of Director: Mark J. Kington Mgmt For For
1H. Election of Director: Joseph M. Rigby Mgmt For For
1I. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1J. Election of Director: Robert H. Spilman, Mgmt For For
Jr.
1K. Election of Director: Susan N. Story Mgmt For For
1L. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Advisory Vote on Approval of Executive Mgmt For For
Compensation (Say on Pay).
3. Ratification of Appointment of Independent Mgmt For For
Auditor.
4. Shareholder Proposal Regarding a Report on Shr For Against
Lobbying.
5. Shareholder Proposal Regarding a Policy to Shr For Against
Require an Independent Chair.
6. Shareholder Proposal Regarding Proxy Access Shr Against For
Shareholder Aggregation.
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935340567
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Gaurdie Banister Jr. Mgmt For For
1C. Election of Director: Wesley G. Bush Mgmt For For
1D. Election of Director: Richard K. Davis Mgmt For For
1E. Election of Director: Debra L. Dial Mgmt For For
1F. Election of Director: Jeff M. Fettig Mgmt For For
1G. Election of Director: Jim Fitterling Mgmt For For
1H. Election of Director: Jacqueline C. Hinman Mgmt For For
1I. Election of Director: Luis A. Moreno Mgmt For For
1J. Election of Director: Jill S. Wyant Mgmt For For
1K. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Approval of the Amendment to the 2019 Stock Mgmt For For
Incentive Plan.
4. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
5. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
6. Stockholder Proposal - Shareholder Right to Shr For Against
Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
ERIE INDEMNITY COMPANY Agenda Number: 935345327
--------------------------------------------------------------------------------------------------------------------------
Security: 29530P102
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ERIE
ISIN: US29530P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Non-Voting agenda Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt For For
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt For For
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda Number: 935373807
--------------------------------------------------------------------------------------------------------------------------
Security: 418056107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HAS
ISIN: US4180561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Bronfin Mgmt For For
1B. Election of Director: Michael R. Burns Mgmt For For
1C. Election of Director: Hope F. Cochran Mgmt For For
1D. Election of Director: Lisa Gersh Mgmt For For
1E. Election of Director: Brian D. Goldner Mgmt For For
1F. Election of Director: Tracy A. Leinbach Mgmt For For
1G. Election of Director: Edward M. Philip Mgmt For For
1H. Election of Director: Laurel J. Richie Mgmt For For
1I. Election of Director: Richard S. Stoddart Mgmt For For
1J. Election of Director: Mary Best West Mgmt For For
1K. Election of Director: Linda K. Zecher Mgmt For For
2. The adoption, on an advisory basis, of a Mgmt For For
resolution approving the compensation of
the Named Executive Officers of Hasbro,
Inc., as described in the "Compensation
Discussion and Analysis" and "Executive
Compensation" sections of the 2021 Proxy
Statement.
3. Ratification of the selection of KPMG LLP Mgmt For For
as Hasbro, Inc.'s independent registered
public accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr For Against
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr For Against
7. Executive Compensation Bonus Deferral. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr Against For
6. Racial equity audit and report. Shr For Against
7. Independent board chairman. Shr For Against
8. Political and electioneering expenditure Shr For Against
congruency report.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935365420
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring in 2022: Richard D. Kinder
1B. Election of Director for a one year term Mgmt For For
expiring in 2022: Steven J. Kean
1C. Election of Director for a one year term Mgmt For For
expiring in 2022: Kimberly A. Dang
1D. Election of Director for a one year term Mgmt For For
expiring in 2022: Ted A. Gardner
1E. Election of Director for a one year term Mgmt For For
expiring in 2022: Anthony W. Hall, Jr.
1F. Election of Director for a one year term Mgmt For For
expiring in 2022: Gary L. Hultquist
1G. Election of Director for a one year term Mgmt For For
expiring in 2022: Ronald L. Kuehn, Jr.
1H. Election of Director for a one year term Mgmt For For
expiring in 2022: Deborah A. Macdonald
1I. Election of Director for a one year term Mgmt For For
expiring in 2022: Michael C. Morgan
1J. Election of Director for a one year term Mgmt For For
expiring in 2022: Arthur C. Reichstetter
1K. Election of Director for a one year term Mgmt For For
expiring in 2022: C. Park Shaper
1L. Election of Director for a one year term Mgmt For For
expiring in 2022: William A. Smith
1M. Election of Director for a one year term Mgmt For For
expiring in 2022: Joel V. Staff
1N. Election of Director for a one year term Mgmt For For
expiring in 2022: Robert F. Vagt
1O. Election of Director for a one year term Mgmt For For
expiring in 2022: Perry M. Waughtal
2. Approval of the Kinder Morgan, Inc. 2021 Mgmt For For
Amended and Restated Stock Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935345694
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: LHX
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Sallie B. Bailey
1B. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
William M. Brown
1C. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Peter W. Chiarelli
1D. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Thomas A. Corcoran
1E. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Thomas A. Dattilo
1F. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Roger B. Fradin
1G. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Lewis Hay III
1H. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Lewis Kramer
1I. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Christopher E. Kubasik
1J. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Rita S. Lane
1K. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Robert B. Millard
1L. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Lloyd W. Newton
2. Approval, in an Advisory Vote, of the Mgmt For For
Compensation of Named Executive Officers as
Disclosed in the Proxy Statement.
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935214065
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Prof. Dr. Wolfgang Mgmt For For
Reitzle
1B. Election of Director: Stephen F. Angel Mgmt For For
1C. Election of Director: Prof. DDr. Mgmt For For
Ann-Kristin Achleitner
1D. Election of Director: Prof. Dr. Clemens Mgmt For For
Borsig
1E. Election of Director: Dr. Nance K. Dicciani Mgmt For For
1F. Election of Director: Dr. Thomas Enders Mgmt For For
1G. Election of Director: Franz Fehrenbach Mgmt For For
1H. Election of Director: Edward G. Galante Mgmt For For
1I. Election of Director: Larry D. McVay Mgmt For For
1J. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1K. Election of Director: Prof. Dr. Martin H. Mgmt For For
Richenhagen
1L. Election of Director: Robert L. Wood Mgmt For For
2A. To ratify, on an advisory and non-binding Mgmt For For
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2B. To authorize the Board, acting through the Mgmt For For
Audit Committee, to determine PWC's
remuneration.
3. To determine the price range at which Linde Mgmt For For
plc can re-allot shares that it acquires as
treasury shares under Irish law.
4. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Linde plc's
Named Executive Officers, as disclosed in
the 2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935380395
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2022: Lloyd Dean
1B. Election of Director for a one-year term Mgmt For For
expiring in 2022: Robert Eckert
1C. Election of Director for a one-year term Mgmt For For
expiring in 2022: Catherine Engelbert
1D. Election of Director for a one-year term Mgmt For For
expiring in 2022: Margaret Georgiadis
1E. Election of Director for a one-year term Mgmt For For
expiring in 2022: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term Mgmt For For
expiring in 2022: Christopher Kempczinski
1G. Election of Director for a one-year term Mgmt For For
expiring in 2022: Richard Lenny
1H. Election of Director for a one-year term Mgmt For For
expiring in 2022: John Mulligan
1I. Election of Director for a one-year term Mgmt For For
expiring in 2022: Sheila Penrose
1J. Election of Director for a one-year term Mgmt For For
expiring in 2022: John Rogers, Jr.
1K. Election of Director for a one-year term Mgmt For For
expiring in 2022: Paul Walsh
1L. Election of Director for a one-year term Mgmt For For
expiring in 2022: Miles White
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to ratify the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2021.
4. Advisory vote on a shareholder proposal Shr Against For
requesting a report on sugar and public
health, if properly presented.
5. Advisory vote on a shareholder proposal Shr Against For
requesting a report on antibiotics and
public health costs, if properly presented.
6. Advisory vote on a shareholder proposal Shr For Against
requesting the ability for shareholders to
act by written consent, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr For Against
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935332584
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 02-Mar-2021
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2020 Financial Year.
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee.
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2020.
4. Reduction of Share Capital. Mgmt For For
5. Further Share Repurchases. Mgmt For For
6A. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Board of
Directors from the 2021 Annual General
Meeting to the 2022 Annual General Meeting.
6B. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Executive
Committee for the Financial Year 2022.
6C. Advisory Vote on the 2020 Compensation Mgmt For For
Report.
7A. Re-election of Joerg Reinhardt as Member Mgmt For For
and Chairman.
7B. Re-election of Nancy C. Andrews Mgmt For For
7C. Re-election of Ton Buechner Mgmt For For
7D. Re-election of Patrice Bula Mgmt For For
7E. Re-election of Elizabeth Doherty Mgmt For For
7F. Re-election of Ann Fudge Mgmt For For
7G. Re-election of Bridgette Heller Mgmt For For
7H. Re-election of Frans van Houten Mgmt For For
7I. Re-election of Simon Moroney Mgmt For For
7J. Re-election of Andreas von Planta Mgmt For For
7K. Re-election of Charles L. Sawyers Mgmt For For
7L. Re-election of Enrico Vanni Mgmt For For
7M. Re-election of William T. Winters Mgmt For For
8A. Re-election of Patrice Bula to the Mgmt For For
Compensation Committee.
8B. Re-election of Bridgette Heller to the Mgmt For For
Compensation Committee.
8C. Re-election of Enrico Vanni to the Mgmt For For
Compensation Committee.
8D. Re-Election of William T. Winters to the Mgmt For For
Compensation Committee.
8E. Election of Simon Moroney to the Mgmt For For
Compensation Committee.
9. Re-election of the Statutory Auditor. Mgmt For For
10. Re-election of the Independent Proxy. Mgmt For For
11. Amendment to Article 20 Paragraph 3 of the Mgmt For For
Articles of Incorporation.
12. General instructions in case of alternative Mgmt Against Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations.
--------------------------------------------------------------------------------------------------------------------------
OTIS WORLDWIDE CORPORATION Agenda Number: 935346127
--------------------------------------------------------------------------------------------------------------------------
Security: 68902V107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: OTIS
ISIN: US68902V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey H. Black Mgmt For For
1B. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1C. Election of Director: Shailesh G. Jejurikar Mgmt For For
1D. Election of Director: Christopher J. Mgmt For For
Kearney
1E. Election of Director: Judith F. Marks Mgmt For For
1F. Election of Director: Harold W. McGraw III Mgmt For For
1G. Election of Director: Margaret M. V. Mgmt For For
Preston
1H. Election of Director: Shelley Stewart, Jr. Mgmt For For
1I. Election of Director: John H. Walker Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Advisory Vote on Frequency of Advisory Vote Mgmt 1 Year For
to Approve Executive Compensation.
4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1G. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1N. Election of Director: Robert O. Work Mgmt Against Against
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Mgmt For For
Executive Annual Incentive Plan.
5. Approve Amendment to the Raytheon Mgmt For For
Technologies Corporation 2018 Long-Term
Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Shr Against For
Bylaw.
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS CONSUMER PRODUCTS INC Agenda Number: 935385294
--------------------------------------------------------------------------------------------------------------------------
Security: 76171L106
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: REYN
ISIN: US76171L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Degnan Mgmt Abstain Against
1B. Election of Director: Helen Golding Mgmt Abstain Against
1C. Election of Director: Allen Hugli Mgmt Abstain Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 935357586
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark S. Bartlett Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Dina Dublon Mgmt For For
1D. Election of Director: Dr. Freeman A. Mgmt For For
Hrabowski, III
1E. Election of Director: Robert F. MacLellan Mgmt For For
1F. Election of Director: Olympia J. Snowe Mgmt For For
1G. Election of Director: Robert J. Stevens Mgmt For For
1H. Election of Director: William J. Stromberg Mgmt For For
1I. Election of Director: Richard R. Verma Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
1K. Election of Director: Alan D. Wilson Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2021.
4. Stockholder proposal for a report on voting Shr For Against
by our funds and portfolios on matters
related to climate change.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr Against For
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr For Against
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 935266723
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Special
Meeting Date: 21-Sep-2020
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend NV's articles of association in Mgmt For
connection with Unification (proposed under
agenda item 2).
2. To approve Unification. Mgmt For
3. To discharge executive directors. Mgmt For
4. To discharge non-executive directors. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 935356659
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2020.
2. To approve the Directors' Remuneration Mgmt For For
Report.
3. To approve the Directors' Remuneration Mgmt For For
Policy.
4. To approve the Climate Transition Action Mgmt For For
Plan.
5. To re-elect Mr N Andersen as a Mgmt For For
Non-Executive Director.
6. To re-elect Mrs L Cha as a Non-Executive Mgmt For For
Director.
7. To re-elect Dr J Hartmann as a Mgmt For For
Non-Executive Director.
8. To re-elect Mr A Jope as an Executive Mgmt For For
Director.
9. To re-elect Ms A Jung as a Non-Executive Mgmt For For
Director.
10. To re-elect Ms S Kilsby as a Non-Executive Mgmt For For
Director.
11. To re-elect Mr S Masiyiwa as a Mgmt For For
Non-Executive Director.
12. To re-elect Professor Y Moon as a Mgmt For For
Non-Executive Director.
13. To re-elect Mr G Pitkethly as an Executive Mgmt For For
Director.
14. To re-elect Mr J Rishton as a Non-Executive Mgmt For For
Director.
15. To re-elect Mr F Sijbesma as a Mgmt For For
Non-Executive Director.
16. To reappoint KPMG LLP as Auditors of the Mgmt For For
Company.
17. To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors.
18. To authorise Political Donations and Mgmt For For
expenditure.
19. To approve the SHARES Plan. Mgmt For For
20. To renew the authority to Directors to Mgmt For For
issue shares.
21. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights.
22. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments.
23. To renew the authority to the Company to Mgmt For For
purchase its own shares.
24. To shorten the notice period for General Mgmt For For
Meetings.
25. To adopt new Articles of Association. Mgmt For For
26. To reduce the share premium account. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935365002
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Carol B. Tome
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rodney C. Adkins
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Eva C. Boratto
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Michael J. Burns
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Wayne M. Hewett
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Angela Hwang
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kate E. Johnson
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: William R. Johnson
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ann M. Livermore
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Franck J. Moison
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Christiana Smith Shi
1L. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Russell Stokes
1M. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kevin Warsh
2. To approve on an advisory basis a Mgmt For For
resolution on UPS executive compensation.
3. To approve the 2021 UPS Omnibus Incentive Mgmt For For
Compensation Plan.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2021.
5. To prepare an annual report on UPS's Shr For Against
lobbying activities.
6. To reduce the voting power of UPS class A Shr For Against
stock from 10 votes per share to one vote
per share.
7. To prepare a report on reducing UPS's total Shr For Against
contribution to climate change.
8. To transition UPS to a public benefit Shr Against For
corporation.
9. To prepare a report assessing UPS's Shr For Against
diversity and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
W. P. CAREY INC. Agenda Number: 935387630
--------------------------------------------------------------------------------------------------------------------------
Security: 92936U109
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: WPC
ISIN: US92936U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt Split 98% For 1% Against 1% AbstainSplit
2022 Annual Meeting: Mark A. Alexander
1B. Election of Director to serve until the Mgmt Split 98% For 1% Against 1% AbstainSplit
2022 Annual Meeting: Tonit M. Calaway
1C. Election of Director to serve until the Mgmt Split 98% For 1% Against 1% AbstainSplit
2022 Annual Meeting: Peter J. Farrell
1D. Election of Director to serve until the Mgmt Split 99% For 1% Abstain Split
2022 Annual Meeting: Robert J. Flanagan
1E. Election of Director to serve until the Mgmt Split 99% For 1% Abstain Split
2022 Annual Meeting: Jason E. Fox
1F. Election of Director to serve until the Mgmt Split 98% For 1% Against 1% AbstainSplit
2022 Annual Meeting: Axel K.A. Hansing
1G. Election of Director to serve until the Mgmt Split 98% For 1% Against 1% AbstainSplit
2022 Annual Meeting: Jean Hoysradt
1H. Election of Director to serve until the Mgmt Split 98% For 1% Against 1% AbstainSplit
2022 Annual Meeting: Margaret G. Lewis
1I. Election of Director to serve until the Mgmt Split 97% For 2% Against 1% AbstainSplit
2022 Annual Meeting: Christopher J. Niehaus
1J. Election of Director to serve until the Mgmt Split 98% For 1% Against 1% AbstainSplit
2022 Annual Meeting: Nick J.M. van Ommen
2. To Approve the Advisory Resolution on Mgmt Split 95% For 4% Against 1% AbstainSplit
Executive Compensation.
3. Ratification of Appointment of Mgmt Split 97% For 3% Against Split
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
Brown Advisory Flexible Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 935330085
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mala Anand Mgmt For For
1.2 Election of Director: Koh Boon Hwee Mgmt For For
1.3 Election of Director: Michael R. McMullen Mgmt For For
1.4 Election of Director: Daniel K. Podolsky, Mgmt For For
M.D.
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt Against Against
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt Against Against
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 935353728
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935270392
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.16 2/3 per share, of
Analog Devices, Inc. ("Analog Devices") to
the stockholders of Maxim Integrated
Products, Inc. ("Maxim") in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of July 12,
2020 (as it may be amended from time to
time), by and among Analog Devices, Magneto
Corp., a Delaware corporation and
wholly-owned subsidiary of Analog Devices,
and Maxim (the "Analog Devices share
issuance proposal").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Analog Devices share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Analog Devices shareholders.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935326252
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Laurie H. Glimcher Mgmt For For
1H. Election of Director: Karen M. Golz Mgmt For For
1I. Election of Director: Mark M. Little Mgmt For For
1J. Election of Director: Kenton J. Sicchitano Mgmt For For
1K. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935387488
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lewis Hay, III Mgmt For For
1.2 Election of Director: Antonio F. Neri Mgmt For For
1.3 Election of Director: Ramiro G. Peru Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr For Against
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BED BATH & BEYOND INC. Agenda Number: 935440090
--------------------------------------------------------------------------------------------------------------------------
Security: 075896100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: BBBY
ISIN: US0758961009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Harriet Edelman
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Mark J. Tritton
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John E. Fleming
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Sue E. Gove
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jeffrey A. Kirwan
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Virginia P.
Ruesterholz
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Joshua E. Schechter
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Andrea M. Weiss
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Mary A. Winston
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ann Yerger
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent auditors for the 2021 fiscal
year.
3. To approve, by non-binding vote, the 2020 Mgmt For For
compensation paid to the Company's Named
Executive Officers (commonly known as a
"say-on-pay" proposal).
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt Withheld Against
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt Withheld Against
Meryl B. Witmer Mgmt Withheld Against
2. Shareholder proposal regarding the Shr For Against
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr For Against
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt For For
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr For Against
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 935424818
--------------------------------------------------------------------------------------------------------------------------
Security: 109194100
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: BFAM
ISIN: US1091941005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a term of Mgmt For For
three years: Julie Atkinson
1B. Election of Class II Director for a term of Mgmt For For
three years: Jordan Hitch
1C. Election of Class II Director for a term of Mgmt For For
three years: Laurel J. Richie
1D. Election of Class II Director for a term of Mgmt For For
three years: Mary Ann Tocio
2. To approve, on an advisory basis, the Mgmt For For
compensation paid by the Company to its
Named Executive Officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve the compensation paid by the
Company to its Named Executive Officers.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 935363515
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CNI
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Shauneen Bruder Mgmt For For
1B Election of Director: Julie Godin Mgmt For For
1C Election of Director: Denise Gray Mgmt For For
1D Election of Director: Justin M. Howell Mgmt For For
1E Election of Director: The Hon. Kevin G. Mgmt For For
Lynch
1F Election of Director: Margaret A. McKenzie Mgmt For For
1G Election of Director: James E. O'Connor Mgmt For For
1H Election of Director: Robert Pace Mgmt For For
1I Election of Director: Robert L. Phillips Mgmt For For
1J Election of Director: Jean-Jacques Ruest Mgmt For For
1K Election of Director: Laura Stein Mgmt For For
02 Appointment of KPMG LLP as Auditors. Mgmt For For
03 Non-Binding Advisory Resolution to accept Mgmt For For
the approach to executive compensation
disclosed in the management information
circular, the full text of which resolution
is set out on P.9 of the management
information circular.
04 Non-Binding Advisory Resolution to accept Mgmt For For
the Company's Climate Action Plan as
disclosed in the management information
circular, the full text of which resolution
is set out on P. 9 of the management
information circular.
05 Shareholder Proposal #1 : Safety-centred Shr Against For
bonus system changes. The full text of the
proposal and supporting statement, together
with the Board of Directors'
recommendation, is set out on Schedule D of
the accompanying Management Information
Circular.
06 Shareholder Proposal #2 : The role of the Shr Against For
CN Police Service in the investigation of
railway fatalities and serious injuries.
The full text of the proposal and
supporting statement, together with the
Board of Directors' recommendation, is set
out on Schedule D of the accompanying
Management Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935430188
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Peter J. Bensen
1B. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Ronald E. Blaylock
1C. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Sona Chawla
1D. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Thomas J. Folliard
1E. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Shira Goodman
1F. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Robert J. Hombach
1G. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: David W. McCreight
1H. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: William D. Nash
1I. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mark F. O'Neil
1J. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Pietro Satriano
1K. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Marcella Shinder
1L. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote on an advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
4. To vote on a shareholder proposal regarding Shr For Against
a report on political contributions, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CARRIER GLOBAL CORPORATION Agenda Number: 935340404
--------------------------------------------------------------------------------------------------------------------------
Security: 14448C104
Meeting Type: Annual
Meeting Date: 19-Apr-2021
Ticker: CARR
ISIN: US14448C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John V. Faraci Mgmt For For
1B. Election of Director: Jean-Pierre Garnier Mgmt For For
1C. Election of Director: David Gitlin Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Charles M. Holley, Mgmt For For
Jr.
1F. Election of Director: Michael M. McNamara Mgmt For For
1G. Election of Director: Michael A. Todman Mgmt For For
1H. Election of Director: Virginia M. Wilson Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Shareowner Votes to Approve Named Executive
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA BRANDS, INC. Agenda Number: 935259374
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 23-Sep-2020
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anil Arora Mgmt For For
1B. Election of Director: Thomas K. Brown Mgmt For For
1C. Election of Director: Sean M. Connolly Mgmt For For
1D. Election of Director: Joie A. Gregor Mgmt For For
1E. Election of Director: Rajive Johri Mgmt For For
1F. Election of Director: Richard H. Lenny Mgmt For For
1G. Election of Director: Melissa Lora Mgmt For For
1H. Election of Director: Ruth Ann Marshall Mgmt For For
1I. Election of Director: Craig P. Omtvedt Mgmt For For
1J. Election of Director: Scott Ostfeld Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditor for fiscal 2021.
3. Advisory approval of our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 935372588
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. Robert Bartolo Mgmt For For
1B. Election of Director: Jay A. Brown Mgmt For For
1C. Election of Director: Cindy Christy Mgmt For For
1D. Election of Director: Ari Q. Fitzgerald Mgmt For For
1E. Election of Director: Andrea J. Goldsmith Mgmt For For
1F. Election of Director: Lee W. Hogan Mgmt For For
1G. Election of Director: Tammy K. Jones Mgmt For For
1H. Election of Director: J. Landis Martin Mgmt For For
1I. Election of Director: Anthony J. Melone Mgmt For For
1J. Election of Director: W. Benjamin Moreland Mgmt For For
1K. Election of Director: Kevin A. Stephens Mgmt For For
1L. Election of Director: Matthew Thornton, III Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2021.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
4. The non-binding, advisory vote regarding Mgmt 1 Year For
the frequency of voting on the compensation
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt For For
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935354035
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kieran T. Gallahue Mgmt For For
1.2 Election of Director: Leslie S. Heisz Mgmt For For
1.3 Election of Director: Paul A. LaViolette Mgmt For For
1.4 Election of Director: Steven R. Loranger Mgmt For For
1.5 Election of Director: Martha H. Marsh Mgmt For For
1.6 Election of Director: Michael A. Mussallem Mgmt For For
1.7 Election of Director: Ramona Sequeira Mgmt For For
1.8 Election of Director: Nicholas J. Valeriani Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for United States Employees
(the "U.S. ESPP") to Increase the Total
Number of Shares of Common Stock Available
for Issuance under the U.S. ESPP by
3,300,000 Shares.
4. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for International Employees
(the "International ESPP") to Increase the
Total Number of Shares of Common Stock
Available for Issuance under the
International ESPP by 1,200,000 Shares.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote on a Stockholder Proposal Shr Against For
Regarding Action by Written Consent.
7. Advisory Vote on a Stockholder Proposal to Shr Against For
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt Against Against
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr For Against
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 935346925
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Alexander, Jr. Mgmt For For
Victor E. Bell III Mgmt For For
Peter M. Bristow Mgmt For For
Hope H. Bryant Mgmt For For
H. Lee Durham, Jr. Mgmt For For
Daniel L. Heavner Mgmt For For
Frank B. Holding, Jr. Mgmt For For
Robert R. Hoppe Mgmt For For
Floyd L. Keels Mgmt For For
Robert E. Mason IV Mgmt For For
Robert T. Newcomb Mgmt For For
2. Non-binding advisory resolution Mgmt For For
("say-on-pay" resolution) to approve
compensation paid or provided to
BancShares' named executive officers as
disclosed in the proxy statement for the
Annual Meeting.
3. Proposal to ratify the appointment of Mgmt For For
BancShares' independent accountants for
2021.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935359338
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: Catherine B. Reynolds Mgmt For For
1I. Election of Director: Laura J. Schumacher Mgmt For For
1J. Election of Director: Robert K. Steel Mgmt For For
1K. Election of Director: John G. Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Mgmt For For
Independent Auditors.
3. Advisory Vote to approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal to reduce the Shr For Against
ownership threshold required to call a
Special Shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr Against For
6. Racial equity audit and report. Shr For Against
7. Independent board chairman. Shr For Against
8. Political and electioneering expenditure Shr For Against
congruency report.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr For Against
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
NOMAD FOODS LIMITED Agenda Number: 935433704
--------------------------------------------------------------------------------------------------------------------------
Security: G6564A105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: NOMD
ISIN: VGG6564A1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sir Martin Ellis Mgmt For For
Franklin, KGCN
1B. Election of Director: Noam Gottesman Mgmt For For
1C. Election of Director: Ian G.H. Ashken Mgmt For For
1D. Election of Director: Stefan Descheemaeker Mgmt For For
1E. Election of Director: Golnar Khosrowshahi Mgmt For For
1F. Election of Director: James E. Lillie Mgmt For For
1G. Election of Director: Stuart M. MacFarlane Mgmt For For
1H. Election of Director: Lord Myners of Truro Mgmt For For
CBE
1I. Election of Director: Victoria Parry Mgmt For For
1J. Election of Director: Melanie Stack Mgmt For For
1K. Election of Director: Samy Zekhout Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
OTIS WORLDWIDE CORPORATION Agenda Number: 935346127
--------------------------------------------------------------------------------------------------------------------------
Security: 68902V107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: OTIS
ISIN: US68902V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey H. Black Mgmt For For
1B. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1C. Election of Director: Shailesh G. Jejurikar Mgmt For For
1D. Election of Director: Christopher J. Mgmt For For
Kearney
1E. Election of Director: Judith F. Marks Mgmt For For
1F. Election of Director: Harold W. McGraw III Mgmt For For
1G. Election of Director: Margaret M. V. Mgmt For For
Preston
1H. Election of Director: Shelley Stewart, Jr. Mgmt For For
1I. Election of Director: John H. Walker Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Advisory Vote on Frequency of Advisory Vote Mgmt 1 Year For
to Approve Executive Compensation.
4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Abstain Against
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 935375938
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SBAC
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three-year term Mgmt For For
expiring at the 2024 Annual Meeting: Mary
S. Chan
1.2 Election of Director For a three-year term Mgmt For For
expiring at the 2024 Annual Meeting: George
R. Krouse, Jr.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as SBA's independent registered
public accounting firm for the 2021 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of SBA's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 935394813
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert S. Murley Mgmt For For
1B. Election of Director: Cindy J. Miller Mgmt For For
1C. Election of Director: Brian P. Anderson Mgmt For For
1D. Election of Director: Lynn D. Bleil Mgmt Split 99% For 1% Against Split
1E. Election of Director: Thomas F. Chen Mgmt Split 99% For 1% Against Split
1F. Election of Director: J. Joel Hackney, Jr. Mgmt For For
1G. Election of Director: Veronica M. Hagen Mgmt Split 99% For 1% Against Split
1H. Election of Director: Stephen C. Hooley Mgmt Split 99% For 1% Against Split
1I. Election of Director: James J. Martell Mgmt Split 99% For 1% Against Split
1J. Election of Director: Kay G. Priestly Mgmt For For
1K. Election of Director: James L. Welch Mgmt For For
1L. Election of Director: Mike S. Zafirovski Mgmt Split 99% For 1% Against Split
2. Advisory vote to approve executive Mgmt Split 95% For 5% Against Split
compensation.
3. Approval of the Stericycle, Inc. 2021 Mgmt Split 95% For 5% Against Split
Long-Term Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt Split 97% For 3% Against Split
Young LLP as the Company's independent
registered public accounting firm for 2021.
5. Stockholder proposal entitled Improve our Shr Split 31% For 69% Against Split
Excess Baggage Special Shareholder Meeting
"Right".
6. Stockholder proposal with respect to Shr Split 21% For 79% Against Split
amendment of our compensation clawback
policy.
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 935356142
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patricia M. Bedient Mgmt For For
John D. Gass Mgmt For For
Russell K. Girling Mgmt For For
Jean Paul Gladu Mgmt For For
Dennis M. Houston Mgmt For For
Mark S. Little Mgmt For For
Brian P. MacDonald Mgmt For For
Maureen McCaw Mgmt For For
Lorraine Mitchelmore Mgmt For For
Eira M. Thomas Mgmt For For
Michael M. Wilson Mgmt For For
2 Appointment of KPMG LLP as auditor of Mgmt For For
Suncor Energy Inc. for the ensuing year.
3 To consider and, if deemed fit, approve an Mgmt For For
amendment to the Suncor Energy Inc. Stock
Option Plan to increase the number of
common shares reserved for issuance
thereunder by 15,000,000 common shares.
4 To consider and, if deemed fit, approve an Mgmt For For
advisory resolution on Suncor's approach to
executive compensation disclosed in the
Management Proxy Circular of Suncor Energy
Inc. dated February 24, 2021.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935400921
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt For For
Srikant M. Datar Mgmt For For
Bavan M. Holloway Mgmt For For
Timotheus Hottges Mgmt For For
Christian P. Illek Mgmt For For
Raphael Kubler Mgmt For For
Thorsten Langheim Mgmt For For
Dominique Leroy Mgmt For For
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Omar Tazi Mgmt For For
Kelvin R. Westbrook Mgmt For For
Michael Wilkens Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 935283630
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard A. Beck Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Dean Hollis Mgmt For For
1d. Election of Director: Shervin J. Korangy Mgmt For For
1e. Election of Director: Mark L. Schiller Mgmt For For
1f. Election of Director: Michael B. Sims Mgmt For For
1g. Election of Director: Glenn W. Welling Mgmt For For
1h. Election of Director: Dawn M. Zier Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-2021
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Mgmt For For
Lagomasino
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2021.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. Shareholder proposal requesting an annual Shr For Against
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935359782
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Stockholder Proposal to Improve Shareholder Shr Against For
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr For Against
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
Brown Advisory Global Leaders Fund
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 713839073
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800938.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800946.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 100.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT MR. LEE YUAN SIONG AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
9.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
9.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC. Agenda Number: 935317328
--------------------------------------------------------------------------------------------------------------------------
Security: 045327103
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: AZPN
ISIN: US0453271035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Bradicich Mgmt For For
Adriana Karaboutis Mgmt For For
Georgia Keresty Mgmt For For
2. Ratify the appointment of KPMG as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as identified in the Proxy
Statement for the annual meeting (so-called
"say on pay").
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713279657
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924195
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: SE0011166628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIR FOR THE MEETING: HANS Non-Voting
STRABERG
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE PERSON, THE ADJUSTER, TO Non-Voting
APPROVE THE MINUTES TOGETHER WITH THE CHAIR
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
PROPERLY CONVENED
6 RESOLUTION ON DIVIDEND AND RECORD DATE: AS Mgmt For For
A CONSEQUENCE OF THE UNCERTAINTY CAUSED BY
COVID-19, IT WAS DECIDED AT ATLAS COPCO'S
AGM ON APRIL 23, 2020, ON A DIVIDEND OF SEK
3.50 PER SHARE. THE BOARD HAD ON MARCH 26
INFORMED THAT THE DECISION ON THE
ORIGINALLY PROPOSED SECOND DIVIDEND, OF SEK
3.50 PER SHARE, WOULD BE DECIDED LATER AT
AN EXTRAORDINARY GENERAL MEETING WHEN THE
CONSEQUENCES OF COVID-19 COULD BE BETTER
ASSESSED. THE BOARD MAKES THE ASSESSMENT
THAT THE MARKET SITUATION HAS STABILIZED
AND THAT THE COMPANY MEETS THE
PREREQUISITES TO PROCEED WITH THE SECOND
DIVIDEND. HENCE THE BOARD HAS DECIDED TO
PROPOSE A DIVIDEND OF SEK 3.50 PER SHARE,
EQUIVALENT TO A TOTAL OF SEK 4,256 MILLION.
THE BOARD PROPOSES THAT THE RECORD DATE FOR
THE DIVIDEND SHALL BE MONDAY NOVEMBER 30,
2020. IF THE MEETING RESOLVES IN ACCORDANCE
WITH THE PROPOSAL, IT IS ESTIMATED THAT THE
DIVIDEND WILL BE DISTRIBUTED BY EUROCLEAR
SWEDEN AB ON THURSDAY DECEMBER 3, 2020.
ACCORDING TO THE LAST APPROVED BALANCE
SHEET AS AT DECEMBER 31, 2019, THE
COMPANY'S NON-RESTRICTED EQUITY AMOUNTS TO
SEK 144,215 MILLION. AFTER THE DIVIDEND
APPROVED BY THE AGM THE DISPOSABLE EARNINGS
PURSUANT TO CH. 17 SECTION 3 OF THE SWEDISH
COMPANIES ACT AMOUNTS TO SEK 139,965
MILLION
7 RESOLUTION ON AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
8 CONCLUSION OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713713700
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924195
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0011166628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIR FOR THE MEETING: HANS Non-Voting
STRABERG
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE PERSON, THE ADJUSTER, TO Non-Voting
APPROVE THE MINUTES TOGETHER WITH THE CHAIR
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
PROPERLY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ANNUAL REPORT AND THE
CONSOLIDATED AUDITOR'S REPORT
7.A RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
7.B.1 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: STAFFAN BOHMAN
7.B.2 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: TINA DONIKOWSKI
7.B.3 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: JOHAN FORSSELL
7.B.4 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: ANNA OHLSSON-LEIJON
7.B.5 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: MATS RAHMSTROM
7.B.6 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: GORDON RISKE
7.B.7 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: HANS STRABERG
7.B.8 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: PETER WALLENBERG JR
7.B.9 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: SABINE NEUSS
7.B10 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: MIKAEL BERGSTEDT
7.B11 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: BENNY LARSSON
7.B12 DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND THE PRESIDENT AND CEO
FOR 2020: MATS RAHMSTROM (IN HIS CAPACITY
AS PRESIDENT AND CEO)
7.C RESOLUTION ON DISPOSITIONS REGARDING THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE APPROVED
BALANCE SHEET: SEK 7.30 PER SHARE
7.D RESOLUTION ON RECORD DATES FOR DIVIDENDS Mgmt For For
8.A DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTIES: EIGHT
8.B DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS OR REGISTERED AUDITING
COMPANIES: ONE
9.A.1 RE-ELECTION OF BOARD MEMBER: STAFFAN BOHMAN Mgmt Against Against
9.A.2 RE-ELECTION OF BOARD MEMBER: TINA Mgmt For For
DONIKOWSKI
9.A.3 RE-ELECTION OF BOARD MEMBER: JOHAN FORSSELL Mgmt For For
9.A.4 RE-ELECTION OF BOARD MEMBER: ANNA Mgmt For For
OHLSSON-LEIJON
9.A.5 RE-ELECTION OF BOARD MEMBER: MATS RAHMSTROM Mgmt For For
9.A.6 RE-ELECTION OF BOARD MEMBER: GORDON RISKE Mgmt For For
9.A.7 RE-ELECTION OF BOARD MEMBER: HANS STRABERG Mgmt For For
9.A.8 RE-ELECTION OF BOARD MEMBER: PETER Mgmt For For
WALLENBERG JR
9.B ELECTION OF HANS STRABERG AS CHAIRMAN OF Mgmt For For
THE BOARD (RE-ELECTION)
9.C ELECTION OF AUDITOR (RE-ELECTION): ERNST & Mgmt For For
YOUNG AB
10.A DETERMINATION OF FEES TO THE BOARD Mgmt For For
10.B DETERMINATION OF FEE TO THE AUDITOR Mgmt For For
11.A DECISION ON APPROVAL OF REMUNERATION REPORT Mgmt Against Against
11.B DECISION ON A PERFORMANCE BASED PERSONNEL Mgmt For For
OPTION PLAN FOR 2021
12.A DECISION ON MANDATE TO ACQUIRE SERIES A Mgmt For For
SHARES IN CONNECTION WITH THE PERSONNEL
OPTION PLAN 2021
12.B DECISION ON MANDATE TO ACQUIRE SERIES A Mgmt For For
SHARES IN CONNECTION WITH BOARD FEES IN THE
FORM OF SYNTHETIC SHARES
12.C DECISION ON MANDATE TO TRANSFER SERIES A Mgmt For For
SHARES IN CONNECTION WITH THE PERSONNEL
OPTION PLAN 2021
12.D DECISION ON MANDATE TO SELL SERIES A SHARES Mgmt For For
TO COVER COSTS IN CONNECTION WITH SYNTHETIC
SHARES TO BOARD MEMBERS
12.E DECISION ON MANDATE TO SELL SERIES A SHARES Mgmt For For
TO COVER COSTS IN CONNECTION WITH THE 2016,
2017 AND 2018 PERSONNEL OPTION PLANS
13 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt For For
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr For Against
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
CTS EVENTIM AG & CO. KGAA Agenda Number: 713437160
--------------------------------------------------------------------------------------------------------------------------
Security: D1648T108
Meeting Type: EGM
Meeting Date: 13-Jan-2021
Ticker:
ISIN: DE0005470306
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 800
MILLION; APPROVE CREATION OF EUR 19.2
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
2 APPROVE CREATION OF EUR 19.2 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CTS EVENTIM AG & CO. KGAA Agenda Number: 713749147
--------------------------------------------------------------------------------------------------------------------------
Security: D1648T108
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: DE0005470306
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2020 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE GENERAL PARTNER
PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF
THE GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROVAL OF THE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2020 FINANCIAL YEAR
3 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 280,717,397.31 SHALL BE
APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT
SHALL BE CARRIED FORWARD
4 RATIFICATION OF THE ACTS OF THE GENERAL Mgmt For For
PARTNER
5 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
6 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2021 FINANCIAL
YEAR: KPMG AG, HAMBURG
7 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt For For
OWN SHARES: THE EXISTING AUTHORIZATION
GIVEN BY THE SHAREHOLDERS MEETING OF JUNE
19, 2020 TO ACQUIRE OWN SHARES SHALL BE
REVOKED. THE GENERAL PARTNER SHALL BE
AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO
10 PERCENT OF THE COMPANY'S SHARE CAPITAL,
AT PRICES NEITHER MORE THAN 10 PERCENT
ABOVE, NOR MORE THAN 20 PERCENT BELOW, THE
MARKET PRICE OF THE SHARES, ON OR BEFORE
MAY 6, 2026. BESIDES SELLING THE SHARES ON
THE STOCK EXCHANGE OR OFFERING THEM TO ALL
SHAREHOLDERS, THE GENERAL PARTNER SHALL
ALSO BE AUTHORIZED TO USE THE SHARES FOR
MERGERS AND ACQUISITIONS, TO OFFER THE
SHARES TO EMPLOYEES OF THE COMPANY AND
AFFILIATED COMPANIES AS WELL AS TO MANAGERS
OF AFFILIATED COMPANIES, TO DISPOSE OF THE
SHARES IN A MANNER OTHER THAN THE STOCK
EXCHANGE OR A RIGHTS OFFERING IF THEY ARE
SOLD AT A PRICE NOT MATERIALLY BELOW THEIR
MARKET PRICE, AND TO RETIRE THE SHARES
8 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS THE REMUNERATION SYSTEM FOR
THE MEMBERS OF THE BOARD OF MDS, EFFECTIVE
FROM JANUARY 1, 2021, SHALL BE APPROVED
9 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION FOR THE MEMBERS OF THE
SUPERVISORY BOARD: THE REMUNERATION FOR THE
MEMBERS OF THE SUPERVISORY BOARD AS
DETERMINED IN SECTION 15 OF THE ARTICLES OF
ASSOCIATION SHALL BE CONFIRMED
10 RESOLUTION ON THE INCREASE OF THE NUMBER OF Mgmt For For
MEMBERS IN THE SUPERVISORY BOARD AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION SECTION 11(1): THE SUPERVISORY
BOARD COMPRISES FOUR MEMBERS
11 ELECTION OF PHILIPP WESTERMEYER TO THE Mgmt For For
SUPERVISORY BOARD
12 RESOLUTION ON THE AUTHORIZATION TO GRANT Mgmt For For
SUBSCRIPTION RIGHTS, THE CREATION OF A
CONTINGENT CAPITAL 2021, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION: THE EXISTING AUTHORIZATION
GIVEN BY THE SHAREHOLDERS MEETING OF
JANUARY 21, 2000 AND THE CONTINGENT CAPITAL
2000/I SHALL BE REVOKED. THE GENERAL
PARTNER SHALL BE AUTHORIZED, WITH THE
CONSENT OF THE SUPERVISORY BOARD, TO GRANT
SUBSCRIPTION RIGHTS FOR UP TO 1,440,000
BEARER NO-PAR SHARES TO MANAGERS OF
AFFILIATED COMPANIES AS WELL TO SELECTED
EXECUTIVES AND EMPLOYEES OF THE COMPANY AND
AFFILIATED COMPANIES, ON OR BEFORE MAY 6,
2026. THE COMPANY'S SHARE CAPITAL SHALL BE
INCREASED ACCORDINGLY BY UP TO EUR
1,440,000 THROUGH THE ISSUE OF UP TO
1,440,000 NEW BEARER NO-PAR SHARES, INSOFAR
AS SUBSCRIPTION RIGHTS ARE EXERCISED
(CONTINGENT CAPITAL 2021)
CMMT 01 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG Agenda Number: 713832942
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 ELECT KARL-HEINZ FLOETHER TO THE Mgmt For For
SUPERVISORY BOARD
5.2 ELECT ANDREAS GOTTSCHLING TO THE Mgmt For For
SUPERVISORY BOARD
5.3 ELECT MARTIN JETTER TO THE SUPERVISORY Mgmt For For
BOARD
5.4 ELECT BARBARA LAMBERT TO THE SUPERVISORY Mgmt For For
BOARD
5.5 ELECT MICHAEL RUEDIGER TO THE SUPERVISORY Mgmt For For
BOARD
5.6 ELECT CHARLES STONEHILL TO THE SUPERVISORY Mgmt For For
BOARD
5.7 ELECT CLARA-CHRISTINA STREIT TO THE Mgmt For For
SUPERVISORY BOARD
5.8 ELECT CHONG LEE TAN TO THE SUPERVISORY Mgmt For For
BOARD
6 APPROVE CREATION OF EUR 19 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
7 APPROVE REMUNERATION POLICY Mgmt For For
8 AMEND ARTICLES RE: AGM LOCATION Mgmt For For
9 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935355405
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Christophe Beck Mgmt For For
1E. Election of Director: Jeffrey M. Ettinger Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Michael Larson Mgmt For For
1H. Election of Director: David W. MacLennan Mgmt For For
1I. Election of Director: Tracy B. McKibben Mgmt For For
1J. Election of Director: Lionel L. Nowell, III Mgmt For For
1K. Election of Director: Victoria J. Reich Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
1M. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935354035
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kieran T. Gallahue Mgmt For For
1.2 Election of Director: Leslie S. Heisz Mgmt For For
1.3 Election of Director: Paul A. LaViolette Mgmt For For
1.4 Election of Director: Steven R. Loranger Mgmt For For
1.5 Election of Director: Martha H. Marsh Mgmt For For
1.6 Election of Director: Michael A. Mussallem Mgmt For For
1.7 Election of Director: Ramona Sequeira Mgmt For For
1.8 Election of Director: Nicholas J. Valeriani Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for United States Employees
(the "U.S. ESPP") to Increase the Total
Number of Shares of Common Stock Available
for Issuance under the U.S. ESPP by
3,300,000 Shares.
4. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for International Employees
(the "International ESPP") to Increase the
Total Number of Shares of Common Stock
Available for Issuance under the
International ESPP by 1,200,000 Shares.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote on a Stockholder Proposal Shr Against For
Regarding Action by Written Consent.
7. Advisory Vote on a Stockholder Proposal to Shr Against For
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935241707
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leonard S. Coleman Mgmt For For
1b. Election of Director: Jay C. Hoag Mgmt For For
1c. Election of Director: Jeffrey T. Huber Mgmt For For
1d. Election of Director: Lawrence F. Probst Mgmt For For
III
1e. Election of Director: Talbott Roche Mgmt For For
1f. Election of Director: Richard A. Simonson Mgmt For For
1g. Election of Director: Luis A. Ubinas Mgmt For For
1h. Election of Director: Heidi J. Ueberroth Mgmt For For
1i. Election of Director: Andrew Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021.
4. To consider and vote upon a stockholder Shr Against For
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
HDFC BANK LTD Agenda Number: 712875612
--------------------------------------------------------------------------------------------------------------------------
Security: Y3119P190
Meeting Type: AGM
Meeting Date: 18-Jul-2020
Ticker:
ISIN: INE040A01034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (STANDALONE) OF THE
BANK FOR THE FINANCIAL YEAR ENDED MARCH 31,
2020 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (CONSOLIDATED) OF THE
BANK FOR THE FINANCIAL YEAR ENDED MARCH 31,
2020 AND THE REPORT OF THE AUDITORS THEREON
3 TO CONFIRM THE SPECIAL INTERIM DIVIDEND OF Mgmt For For
INR 5/- PER EQUITY SHARE OF ERSTWHILE FACE
VALUE OF INR 2/- EACH FULLY PAID-UP, FOR
THE FINANCIAL YEAR 2019-20, APPROVED BY THE
BOARD OF DIRECTORS AND ALREADY PAID TO
ELIGIBLE SHAREHOLDERS
4 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
KAIZAD BHARUCHA (DIN 02490648), WHO RETIRES
BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
5 TO APPROVE THE FEES / REMUNERATION OF THE Mgmt For For
STATUTORY AUDITORS, M/S. MSKA & ASSOCIATES,
CHARTERED ACCOUNTANTS AND IN THIS REGARD TO
CONSIDER, AND IF THOUGHT FIT, TO PASS, THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT PURSUANT TO
SECTION 142 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RELEVANT RULES THEREUNDER,
INCLUDING ANY AMENDMENTS, MODIFICATIONS,
VARIATIONS OR RE-ENACTMENTS THEREOF,
APPROVAL OF THE MEMBERS OF THE BANK BE AND
IS HEREBY ACCORDED FOR PAYMENT OF
REMUNERATION OF INR 26,500,000 (RUPEES TWO
CRORES SIXTY FIVE LACS ONLY) TO M/S. MSKA &
ASSOCIATES, STATUTORY AUDITORS OF THE BANK,
FOR THE PURPOSE OF AUDIT OF THE BANK'S
ACCOUNTS AT ITS HEAD OFFICE, BRANCHES AND
OTHER OFFICES INCLUDING REPORTING ON
INTERNAL FINANCIAL CONTROLS AND ADDITIONAL
CERTIFICATION AS REQUIRED BY THE RESERVE
BANK OF INDIA ("RBI"), AND ADDITIONAL FEES
OF INR 2,500,000 (RUPEES TWENTY FIVE LACS
ONLY) FOR THE PURPOSE OF REVIEW /
FINALIZATION OF THE 'FIT FOR CONSOLIDATION'
INFORMATION FOR THE LIMITED PURPOSE OF
SUBMITTING SUCH 'FIT FOR CONSOLIDATION'
INFORMATION TO HOUSING DEVELOPMENT FINANCE
CORPORATION LIMITED ("HDFC LIMITED") FOR
FACILITATING CONSOLIDATION OF FINANCIAL
STATEMENTS OF THE BANK WITH THAT OF HDFC
LIMITED UNDER IND-AS, PLUS EXPENSES,
OUTLAYS AND TAXES AS APPLICABLE, FOR THE
FINANCIAL YEAR 2020-21, AND FOR SUCH
REMUNERATION AND EXPENSES THEREAFTER AS MAY
BE MUTUALLY AGREED BETWEEN THE BANK AND THE
SAID STATUTORY AUDITORS AND AS MAY BE
FURTHER APPROVED BY THE BOARD FROM TIME TO
TIME, WITH POWER TO THE BOARD, INCLUDING
RELEVANT COMMITTEE(S) THEREOF, TO ALTER AND
VARY THE TERMS AND CONDITIONS OF
APPOINTMENT ETC., INCLUDING BY REASON OF
NECESSITY ON ACCOUNT OF CONDITIONS AS MAY
BE STIPULATED BY THE RBI AND / OR ANY OTHER
AUTHORITY, IN SUCH MANNER AND TO SUCH
EXTENT AS MAY BE MUTUALLY AGREED WITH THE
STATUTORY AUDITORS."
6 TO RATIFY THE ADDITIONAL FEES / Mgmt For For
REMUNERATION TO THE STATUTORY AUDITORS,
M/S. MSKA & ASSOCIATES, CHARTERED
ACCOUNTANTS AND IN THIS REGARD TO CONSIDER,
AND IF THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT PURSUANT TO SECTION 142 AND
OTHER APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 AND THE RELEVANT RULES
THEREUNDER, IN ADDITION TO THE RESOLUTION
PASSED BY THE MEMBERS OF THE BANK ON JULY
12, 2019, FOR PAYMENT OF REMUNERATION OF
INR 25,000,000 (RUPEES TWO CRORES FIFTY
LACS ONLY) FOR THE FINANCIAL YEAR 2019-20
TO M/S. MSKA & ASSOCIATES, STATUTORY
AUDITORS OF THE BANK, FURTHER APPROVAL OF
THE MEMBERS OF THE BANK BE AND IS HEREBY
ACCORDED FOR RATIFYING THE FEES OF INR
6,000,000 (RUPEES SIXTY LACS ONLY) FOR
ADDITIONAL CERTIFICATION AS REQUIRED BY THE
RBI, FOR THE FINANCIAL YEAR 2019-20."
7 TO RE-APPOINT MR. MALAY PATEL (DIN Mgmt For For
06876386) AS AN INDEPENDENT DIRECTOR AND IN
THIS REGARD TO CONSIDER, AND IF THOUGHT
FIT, TO PASS, THE FOLLOWING RESOLUTION AS A
SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT
TO SECTIONS 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RELEVANT RULES THEREUNDER READ
WITH SCHEDULE IV TO THE COMPANIES ACT, 2013
AND PURSUANT TO SECTION 10A(2)(A) OF THE
BANKING REGULATION ACT, 1949, AND RELEVANT
CIRCULARS ISSUED BY THE RBI FROM TIME TO
TIME, INCLUDING ANY AMENDMENTS,
MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS
THEREOF AND RECOMMENDATION OF THE
NOMINATION AND REMUNERATION COMMITTEE OF
DIRECTORS AND THE BOARD OF DIRECTORS OF THE
BANK, MR. MALAY PATEL (DIN 06876386), BE
AND IS HEREBY RE-APPOINTED AS AN
INDEPENDENT DIRECTOR OF THE BANK HAVING
SPECIALIZED KNOWLEDGE AND PRACTICAL
EXPERIENCE IN MATTERS RELATING TO SMALL
SCALE INDUSTRIES, TO HOLD OFFICE FOR A
PERIOD OF THREE (3) YEARS COMMENCING FROM
MARCH 31, 2020 AND THAT HE SHALL NOT BE
LIABLE TO RETIRE BY ROTATION AND THAT HE
SHALL BE PAID SITTING FEES AND REIMBURSED
EXPENSES FOR ATTENDING BOARD AND COMMITTEE
MEETINGS, AS MAY BE PERMISSIBLE UNDER LAW
FROM TIME TO TIME, AS WELL AS PROFIT
RELATED COMMISSION AS MAY BE ALLOWED BY
RELEVANT RBI GUIDELINES AND OTHER
APPLICABLE LAWS, FROM TIME TO TIME."
8 TO APPROVE THE RE-APPOINTMENT OF MR. KAIZAD Mgmt For For
BHARUCHA (DIN 02490648) AS AN EXECUTIVE
DIRECTOR AND IN THIS REGARD TO CONSIDER,
AND IF THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION;
"RESOLVED THAT PURSUANT TO SECTIONS 196,
197, 203 AND OTHER APPLICABLE PROVISIONS,
IF ANY, OF THE COMPANIES ACT, 2013 AND THE
RELEVANT RULES THEREUNDER, THE BANKING
REGULATION ACT, 1949, RELEVANT CIRCULARS
ISSUED BY THE RESERVE BANK OF INDIA ("RBI")
FROM TIME TO TIME, INCLUDING ANY
AMENDMENTS, MODIFICATIONS, VARIATIONS OR
RE-ENACTMENTS THEREOF AND RECOMMENDATION OF
THE NOMINATION AND REMUNERATION COMMITTEE
OF DIRECTORS AND THE BOARD OF DIRECTORS OF
THE BANK (HEREINAFTER REFERRED TO AS THE
"BOARD", WHICH TERM SHALL BE DEEMED TO
INCLUDE ANY COMMITTEE CONSTITUTED /
EMPOWERED / TO BE CONSTITUTED BY THE BOARD
FROM TIME TO TIME TO EXERCISE ITS POWERS
CONFERRED BY THIS RESOLUTION), AND PURSUANT
TO THE APPROVAL RECEIVED FROM THE RBI AND
SUBJECT TO THE APPROVALS, AS MAY BE
NECESSARY FROM CONCERNED AUTHORITIES OR
BODIES AND SUBJECT TO THE CONDITIONS AS MAY
BE PRESCRIBED BY ANY OF THEM WHILE GRANTING
SUCH APPROVALS, MR. KAIZAD BHARUCHA (DIN
02490648), BE AND IS HEREBY RE-APPOINTED AS
EXECUTIVE DIRECTOR OF THE BANK, LIABLE TO
RETIRE BY ROTATION, FOR A PERIOD OF THREE
(3) YEARS COMMENCING FROM JUNE 13, 2020 UP
TO JUNE 12, 2023 UPON SUCH TERMS AND
CONDITIONS INCLUDING REMUNERATION AS SET
OUT IN THE EXPLANATORY STATEMENT TO THE
RESOLUTION AS PER ITEM NO. 8 OF THE NOTICE
OF THE ANNUAL GENERAL MEETING AND WHICH IS
SPECIFICALLY APPROVED AND SANCTIONED WITH
AUTHORITY TO THE BOARD TO ALTER AND VARY
THE TERMS AND CONDITIONS OF THE SAID
APPOINTMENT AND / OR AGREEMENT INCLUDING
INCREMENTS AND / OR ANY OTHER COMPONENTS OF
THE REMUNERATION, AS MAY BE NECESSARY FROM
TIME TO TIME, IN VIEW OF ANY APPROVALS AND
CONDITIONS AS MAY BE GIVEN / STIPULATED BY
THE RBI OR ANY OTHER STATUTORY AUTHORITY,
(INCLUDING AUTHORITY, FROM TIME TO TIME TO
DETERMINE THE AMOUNT OF SALARY AS ALSO THE
TYPE AND AMOUNT OF PERQUISITES AND OTHER
BENEFITS PAYABLE TO MR. BHARUCHA), IN SUCH
MANNER AS MAY BE DECIDED BY THE BOARD;
RESOLVED FURTHER THAT THE BOARD BE AND IS
HEREBY AUTHORIZED TO DO ALL SUCH ACTS,
DEEDS, MATTERS AND THINGS AND TO EXECUTE
ANY AGREEMENTS, DOCUMENTS, INSTRUMENTS AND
WRITINGS AS MAY BE REQUIRED, WITH POWER TO
SETTLE ALL QUESTIONS, DIFFICULTIES OR
DOUBTS THAT MAY ARISE IN REGARD TO THE SAID
APPOINTMENT AS IT MAY IN ITS SOLE
DISCRETION DEEM FIT AND NECESSARY AND TO
DELEGATE ALL OR ANY OF ITS POWERS CONFERRED
HEREIN TO ANY DIRECTOR(S) AND / OR
OFFICER(S) OF THE BANK TO GIVE EFFECT TO
THIS RESOLUTION."
9 TO APPOINT MRS. RENU KARNAD (DIN 00008064) Mgmt Against Against
AS A NON- EXECUTIVE DIRECTOR AND IN THIS
REGARD TO CONSIDER, AND IF THOUGHT FIT, TO
PASS, THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION: "RESOLVED THAT
PURSUANT TO SECTION 152 AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 AND THE RELEVANT RULES
THEREUNDER, THE BANKING REGULATION ACT,
1949, RELEVANT CIRCULARS ISSUED BY THE RBI
FROM TIME TO TIME INCLUDING ANY AMENDMENTS,
MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS
THEREOF AND RECOMMENDATION OF THE
NOMINATION AND REMUNERATION COMMITTEE AND
THE BOARD OF DIRECTORS OF THE BANK
(HEREINAFTER REFERRED TO AS THE "BOARD",
WHICH TERM SHALL BE DEEMED TO INCLUDE ANY
COMMITTEE CONSTITUTED / EMPOWERED / TO BE
CONSTITUTED BY THE BOARD FROM TIME TO TIME
TO EXERCISE ITS POWERS CONFERRED BY THIS
RESOLUTION), MRS. RENU KARNAD (DIN
00008064), WHO HAS BEEN APPOINTED AS AN
ADDITIONAL NON- EXECUTIVE DIRECTOR OF THE
BANK BY THE BOARD WITH EFFECT FROM MARCH 3,
2020 UNTIL SHE ATTAINS THE AGE OF 70 YEARS
I.E. UPTO SEPTEMBER 3, 2022 IN ACCORDANCE
WITH SECTION 161(1) OF THE COMPANIES ACT,
2013 AND THE ARTICLES OF ASSOCIATION OF THE
BANK AND WHOSE TERM OF OFFICE EXPIRES AT
THE ANNUAL GENERAL MEETING, BE AND IS
HEREBY APPOINTED AS A NON- EXECUTIVE
DIRECTOR (NOMINEE OF HOUSING DEVELOPMENT
FINANCE CORPORATION LIMITED, PROMOTER OF
THE BANK), AND THAT SHE SHALL BE LIABLE TO
RETIRE BY ROTATION AND SHALL BE PAID
SITTING FEES AND REIMBURSED EXPENSES FOR
ATTENDING BOARD AND COMMITTEE MEETINGS, AS
MAY BE PERMISSIBLE UNDER LAW FROM TIME TO
TIME, AS WELL AS PROFIT RELATED COMMISSION
AS MAY BE ALLOWED BY RELEVANT RBI
GUIDELINES AND OTHER APPLICABLE LAWS, FROM
TIME TO TIME."
10 TO RATIFY AND APPROVE THE RELATED PARTY Mgmt For For
TRANSACTIONS WITH HOUSING DEVELOPMENT
FINANCE CORPORATION LIMITED AND IN THIS
REGARD TO CONSIDER AND, IF THOUGHT FIT, TO
PASS, THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION: "RESOLVED THAT
PURSUANT TO THE SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
("LISTING REGULATIONS") AND ANY OTHER
APPLICABLE PROVISIONS OF LAW, INCLUDING ANY
AMENDMENTS, MODIFICATIONS, VARIATIONS OR
RE-ENACTMENTS THEREOF, THE MEMBERS OF THE
BANK DO HEREBY RATIFY AS ALSO ACCORD
FURTHER APPROVAL TO THE BOARD OF DIRECTORS
OF THE BANK (HEREINAFTER REFERRED TO AS THE
"BOARD", WHICH TERM SHALL BE DEEMED TO
INCLUDE ANY COMMITTEE CONSTITUTED /
EMPOWERED / TO BE CONSTITUTED BY THE BOARD
FROM TIME TO TIME TO EXERCISE ITS POWERS
CONFERRED BY THIS RESOLUTION) FOR CARRYING
OUT AND / OR CONTINUING WITH ARRANGEMENTS
AND TRANSACTIONS (WHETHER INDIVIDUAL
TRANSACTION OR TRANSACTIONS TAKEN TOGETHER
OR SERIES OF TRANSACTIONS OR OTHERWISE)
WITH HOUSING DEVELOPMENT FINANCE
CORPORATION LIMITED ("HDFC LIMITED"), BEING
A RELATED PARTY, WHETHER BY WAY OF
RENEWAL(S) OR EXTENSION(S) OR
MODIFICATION(S) OF EARLIER ARRANGEMENTS /
TRANSACTIONS OR OTHERWISE, INCLUDING
BANKING TRANSACTIONS, TRANSACTIONS FOR
SOURCING OF HOME LOANS FOR HDFC LIMITED
AGAINST THE CONSIDERATION OF THE COMMISSION
AGREED UPON OR AS MAY BE MUTUALLY AGREED
UPON FROM TIME TO TIME, PURCHASE /
SECURITIZATION OF SUCH PERCENTAGE OF HOME
LOANS SOURCED AND DISBURSED AS MAY BE
AGREED FROM TIME TO TIME MUTUALLY BETWEEN
THE BANK AND HDFC LIMITED, SERVICING BY
HDFC LIMITED OF HOME LOANS ASSIGNED BY IT /
SECURITIZED AGAINST THE CONSIDERATION
AGREED UPON OR AS MAY BE AGREED UPON FROM
TIME TO TIME AND ANY OTHER TRANSACTIONS
INCLUDING THOSE AS MAY BE DISCLOSED IN THE
NOTES FORMING PART OF THE FINANCIAL
STATEMENTS FOR THE RELEVANT PERIOD,
NOTWITHSTANDING THE FACT THAT ALL THESE
TRANSACTIONS WITHIN THE FINANCIAL YEAR
2020-21 IN AGGREGATE MAY EXCEED 10% OF THE
ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS
PER THE BANK'S LAST AUDITED FINANCIAL
STATEMENTS OR ANY MATERIALITY THRESHOLD AS
MAY BE APPLICABLE FROM TIME TO TIME;
RESOLVED FURTHER THAT THE MEMBERS OF THE
BANK DO HEREBY RATIFY AS ALSO ACCORD
FURTHER APPROVAL TO THE BOARD OF DIRECTORS
OF THE BANK TO SIGN AND EXECUTE ALL SUCH
DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL
SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY
BE DEEMED NECESSARY, EXPEDIENT AND
INCIDENTAL THERETO AND TO DELEGATE ALL OR
ANY OF ITS POWERS HEREIN CONFERRED TO ANY
COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S)
AND / OR OFFICER(S) / EMPLOYEE(S) OF THE
BANK / ANY OTHER PERSON(S) TO GIVE EFFECT
TO THE AFORESAID RESOLUTION."
11 TO RATIFY AND APPROVE THE RELATED PARTY Mgmt For For
TRANSACTIONS WITH HDB FINANCIAL SERVICES
LIMITED AND IN THIS REGARD TO CONSIDER, AND
IF THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT PURSUANT TO THE SECURITIES
AND EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015 ("LISTING REGULATIONS")
AND ANY OTHER APPLICABLE PROVISIONS OF LAW,
INCLUDING ANY AMENDMENTS, MODIFICATIONS,
VARIATIONS OR RE-ENACTMENTS THEREOF, THE
MEMBERS OF THE BANK DO HEREBY RATIFY AND
ALSO ACCORD FURTHER APPROVAL TO THE BOARD
OF DIRECTORS OF THE BANK (HEREINAFTER
REFERRED TO AS THE "BOARD", WHICH TERM
SHALL BE DEEMED TO INCLUDE ANY COMMITTEE
CONSTITUTED / EMPOWERED / TO BE CONSTITUTED
BY THE BOARD FROM TIME TO TIME TO EXERCISE
ITS POWERS CONFERRED BY THIS RESOLUTION)
FOR CARRYING OUT AND/OR CONTINUING WITH
ARRANGEMENTS AND THE TRANSACTIONS (WHETHER
INDIVIDUAL TRANSACTIONS OR TRANSACTIONS
TAKEN TOGETHER OR SERIES OF TRANSACTIONS OR
OTHERWISE) WITH HDB FINANCIAL SERVICES
LIMITED ("HDBFSL"), BEING A RELATED PARTY,
INCLUDING TRANSACTIONS OF PURCHASE /
SECURITIZATION OF LOANS, SERVICING
ARRANGEMENTS, IF ANY, BANKING TRANSACTIONS
AND ANY OTHER ARRANGEMENTS / TRANSACTIONS
AS DISCLOSED IN THE NOTES FORMING PART OF
THE FINANCIAL STATEMENTS, WHETHER BY WAY OF
CONTINUATION, RENEWAL(S) OR EXTENSION(S) OR
MODIFICATION(S) OF EARLIER ARRANGEMENTS /
TRANSACTIONS OR OTHERWISE, AGAINST SUCH
CONSIDERATION AS AGREED UPON OR AS MAY BE
MUTUALLY AGREED UPON FROM TIME TO TIME
BETWEEN THE BANK AND HDBFSL,
NOTWITHSTANDING THE FACT THAT ALL THESE
TRANSACTIONS WITHIN THE FINANCIAL YEAR
2020-21 IN AGGREGATE MAY EXCEED 10% OF THE
ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS
PER THE BANK'S LAST AUDITED FINANCIAL
STATEMENTS OR ANY MATERIALITY THRESHOLD AS
MAY BE APPLICABLE FROM TIME TO TIME;
RESOLVED FURTHER THAT THE MEMBERS OF THE
BANK DO HEREBY RATIFY AS ALSO ACCORD
FURTHER APPROVAL TO THE BOARD OF DIRECTORS
OF THE BANK TO SIGN AND EXECUTE ALL SUCH
DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL
SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY
BE DEEMED NECESSARY, EXPEDIENT AND
INCIDENTAL THERETO AND TO DELEGATE ALL OR
ANY OF ITS POWERS HEREIN CONFERRED TO ANY
COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S)
AND / OR OFFICER(S) / EMPLOYEE(S) OF THE
BANK / ANY OTHER PERSON(S) TO GIVE EFFECT
TO THE AFORESAID RESOLUTION."
12 TO ISSUE UNSECURED PERPETUAL DEBT Mgmt For For
INSTRUMENTS (PART OF ADDITIONAL TIER I
CAPITAL), TIER II CAPITAL BONDS AND LONG
TERM BONDS (FINANCING OF INFRASTRUCTURE AND
AFFORDABLE HOUSING) ON A PRIVATE PLACEMENT
BASIS AND IN THIS REGARD TO CONSIDER AND,
IF THOUGHT FIT, TO PASS THE FOLLOWING
RESOLUTION, AS A SPECIAL RESOLUTION:
"RESOLVED THAT PURSUANT TO SECTION 42 AND
OTHER APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013, RULE 14 AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES (PROSPECTUS AND ALLOTMENT OF
SECURITIES) RULES, 2014, THE COMPANIES
(SHARE CAPITAL AND DEBENTURE) RULES, 2014,
ANY OTHER APPLICABLE RULES, SECURITIES AND
EXCHANGE BOARD OF INDIA (ISSUE AND LISTING
OF DEBT SECURITIES) REGULATIONS, 2008, ANY
OTHER APPLICABLE PROVISIONS OF LAW, ANY
AMENDMENTS, MODIFICATIONS, VARIATIONS OR
REENACTMENTS THERETO FROM TIME TO TIME, AND
THE PROVISIONS OF THE MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE BANK AND
SUBJECT TO SUCH OTHER APPROVAL(S),
CONSENT(S), PERMISSION(S) AND SANCTION(S)
AS MAY BE NECESSARY FROM THE CONCERNED
AUTHORITIES / REGULATORS / STATUTORY
AUTHORITY(IES), INCLUDING THE RESERVE BANK
OF INDIA ("RBI"), THE APPROVAL OF THE
MEMBERS OF THE BANK BE AND IS HEREBY
ACCORDED TO THE BOARD OF DIRECTORS OF THE
BANK (HEREINAFTER REFERRED TO AS "BOARD"
AND WHICH TERM SHALL BE DEEMED TO INCLUDE
ANY COMMITTEE OF THE BOARD OR ANY OTHER
PERSONS TO WHOM POWERS ARE DELEGATED BY THE
BOARD AS PERMITTED UNDER THE COMPANIES ACT,
2013 OR RULES THEREUNDER) FOR BORROWING /
RAISING FUNDS IN INDIAN CURRENCY BY ISSUE
OF UNSECURED PERPETUAL DEBT INSTRUMENTS
(PART OF ADDITIONAL TIER I CAPITAL), TIER
II CAPITAL BONDS AND LONG TERM BONDS
(FINANCING OF INFRASTRUCTURE AND AFFORDABLE
HOUSING) IN DOMESTIC MARKET ON A PRIVATE
PLACEMENT BASIS AND / OR FOR MAKING OFFERS
AND / OR INVITATIONS THEREFOR AND / OR
ISSUE(S) / ISSUANCES THEREFOR, ON PRIVATE
PLACEMENT BASIS, FOR A PERIOD OF ONE (1)
YEAR FROM THE DATE HEREOF, IN ONE OR MORE
TRANCHES AND / OR SERIES AND UNDER ONE OR
MORE SHELF DISCLOSURE DOCUMENTS AND / OR
ONE OR MORE ISSUES / LETTERS OF OFFER OR
SUCH OTHER DOCUMENTS OR AMENDMENTS /
REVISIONS THEREOF AND ON SUCH TERMS AND
CONDITIONS FOR EACH SERIES / TRANCHES
INCLUDING THE PRICE, COUPON, PREMIUM,
DISCOUNT, TENOR, ETC. AS DEEMED FIT BY THE
BOARD, AS PER THE STRUCTURE AND WITHIN THE
LIMITS PERMITTED BY THE RBI, OF AN AMOUNT
IN AGGREGATE NOT EXCEEDING INR 50,000
CRORES (RUPEES FIFTY THOUSAND CRORES ONLY);
RESOLVED FURTHER THAT THE MEMBERS OF THE
BANK DO HEREBY ACCORD APPROVAL TO THE BOARD
OF DIRECTORS OF THE BANK TO SIGN AND
EXECUTE ALL SUCH DOCUMENTS, DEEDS AND
WRITINGS AND TO DO ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS AS MAY BE DEEMED
NECESSARY, EXPEDIENT AND INCIDENTAL THERETO
WITH POWER TO SETTLE ALL QUESTIONS,
DIFFICULTIES OR DOUBTS THAT MAY ARISE WITH
REGARD TO ANY OF THE SAID MATTERS, AND TO
DELEGATE ALL OR ANY OF ITS POWERS HEREIN
CONFERRED TO ANY COMMITTEE OF DIRECTORS AND
/ OR DIRECTOR(S) AND / OR OFFICER(S) /
EMPLOYEE(S) OF THE BANK / ANY OTHER
PERSON(S) TO GIVE EFFECT TO THE AFORESAID
RESOLUTION."
--------------------------------------------------------------------------------------------------------------------------
HDFC BANK LTD Agenda Number: 713329440
--------------------------------------------------------------------------------------------------------------------------
Security: Y3119P190
Meeting Type: OTH
Meeting Date: 01-Dec-2020
Ticker:
ISIN: INE040A01034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 APPOINTMENT OF MR. SASHIDHAR JAGDISHAN Mgmt For For
(DIN: 08614396) AS A DIRECTOR OF THE BANK
2 APPOINTMENT OF MR. SASHIDHAR JAGDISHAN Mgmt For For
(DIN: 08614396) AS THE MANAGING DIRECTOR &
CHIEF EXECUTIVE OFFICER OF THE BANK, FOR A
PERIOD OF THREE (3) YEARS, W.E.F. OCTOBER
27, 2020, ON THE TERMS AND CONDITIONS
RELATING TO THE SAID APPOINTMENT, INCLUDING
REMUNERATION, AS APPROVED BY THE RBI
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935232126
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tudor Brown Mgmt For For
1B. Election of Director: Brad Buss Mgmt For For
1C. Election of Director: Edward Frank Mgmt For For
1D. Election of Director: Richard S. Hill Mgmt For For
1E. Election of Director: Bethany Mayer Mgmt For For
1F. Election of Director: Matthew J. Murphy Mgmt For For
1G. Election of Director: Michael Strachan Mgmt For For
1H. Election of Director: Robert E. Switz Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
compensation of our named executive
officers.
3. The appointment of Deloitte & Touche LLP as Mgmt For For
our auditors and independent registered
public accounting firm, and authorization
of the audit committee, acting on behalf of
our board of directors, to fix the
remuneration of the firm for the fiscal
year ending January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935353475
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Special
Meeting Date: 15-Apr-2021
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE MARVELL BYE-LAW AMENDMENT PROPOSAL: To Mgmt For For
approve an amendment to Marvell's Fourth
Amended and Restated Bye-Laws to reduce the
shareholder vote required to approve a
merger with any other company from the
affirmative vote of 75% of the votes cast
at a general meeting of the shareholders,
the statutory default under Bermuda law, to
a simple majority of the votes cast at a
general meeting of the shareholders.
2. THE MARVELL MERGER PROPOSAL. To approve: Mgmt For For
(i) the Agreement and Plan of Merger and
Reorganization, dated as of October 29,
2020, by and among Marvell, Marvell
Technology, Inc. (f/k/a Maui HoldCo, Inc.),
a wholly owned subsidiary of Marvell
("HoldCo"), Maui Acquisition Company Ltd, a
wholly owned subsidiary of HoldCo ("Bermuda
Merger Sub"), Indigo Acquisition Corp., a
wholly owned subsidiary of HoldCo
("Delaware Merger Sub"), and Inphi
Corporation ("Inphi").
3. THE MARVELL ADJOURNMENT PROPOSAL: To Mgmt For For
approve the adjournment of the Marvell
shareholder meeting, if necessary or
appropriate, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the Marvell
shareholder meeting to approve the Marvell
Bye-Law Amendment Proposal or the Marvell
Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713490592
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: EGM
Meeting Date: 21-Jan-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE AMENDMENT TO THE ARTICLE OF Mgmt Against Against
THE ASSOCIATION OF THE COMPANY
2 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-08/MBU/12/2019 DATED
12 DEC 2019 CONCERNING GENERAL GUIDELINES
OF THE IMPLEMENTATION OF PROCUREMENT OF
GOODS AND SERVICES
3 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-11/MBU/11/2020 DATED
12 DEC 2020 CONCERNING MANAGEMENT CONTRACT
AND ANNUAL MANAGEMENT CONTRACT OF
STATE-OWNED ENTERPRISES
4 APPROVAL ON THE TRANSFER OF SHARES Mgmt Against Against
RESULTING FROM BUY BACK OF SHARES THAT IS
KEPT AS A TREASURY STOCK
5 APPROVAL ON THE CHANGES IN THE COMPOSITION Mgmt Against Against
OF THE COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713648523
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, ANNUAL REPORT, REPORT OF THE
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), AND DISCHARGE OF DIRECTORS
AND COMMISSIONERS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE REMUNERATION AND TANTIEM OF Mgmt For For
DIRECTORS AND COMMISSIONERS
4 APPOINT AUDITORS OF THE COMPANY AND THE Mgmt For For
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP)
--------------------------------------------------------------------------------------------------------------------------
SAFRAN SA Agenda Number: 713755900
--------------------------------------------------------------------------------------------------------------------------
Security: F4035A557
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000073272
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100697-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101461-55 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
4 APPROVAL OF TWO AGREEMENTS SUBJECT TO THE Mgmt For For
PROVISIONS OF ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE ENTERED INTO WITH
BNP PARIBAS
5 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
OLIVIER ANDRIES AS DIRECTOR, AS A
REPLACEMENT FOR MR. PHILIPPE PETITCOLIN
6 RENEWAL OF THE TERM OF OFFICE OF HELENE Mgmt For For
AURIOL POTIER AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF SOPHIE Mgmt For For
ZURQUIYAH AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF PATRICK Mgmt For For
PELATA AS DIRECTOR
9 APPOINTMENT OF FABIENNE LECORVAISIER AS AN Mgmt For For
INDEPENDENT DIRECTOR, AS A REPLACEMENT FOR
ODILE DESFORGES
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO ROSS
MCINNES, THE CHAIRMAN OF THE BOARD OF
DIRECTORS
11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
FOR THE FINANCIAL YEAR 2020 TO PHILIPPE
PETITCOLIN, THE CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
17 DELETION FROM THE BY-LAWS OF REFERENCES TO Mgmt For For
PREFERENCE SHARES A - CORRELATIVE AMENDMENT
TO THE ARTICLES 7, 9, 11, AND 12 AND
DELETION OF ARTICLE 36 OF THE BY-LAWS
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL CODE, USABLE ONLY OUTSIDE OF
THE PRE-OFFER AND PUBLIC OFFERING PERIODS
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L411-2 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITH CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY
OUTSIDE OF THE PRE-OFFER AND PUBLIC
OFFERING PERIODS
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 18TH,
THE 19TH, THE 20TH OR THE 21ST
RESOLUTIONS), USABLE ONLY OUTSIDE OF THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, ORDINARY SHARES OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, USABLE ONLY DURING THE PRE-OFFER
AND PUBLIC OFFERING PERIODS
24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDER'S PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, BY PUBLIC OFFERING
OTHER THAN THAT REFERRED TO IN SECTION I OF
ARTICLE L. 411-2, OF THE FRENCH MONETARY
AND FINANCIAL COD), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO ISSUE, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY
SHARES OF THE COMPANY AND TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY, USABLE ONLY
DURING THE PRE-OFFER AND PUBLIC OFFERING
PERIODS
26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL IN THE EVENT OF AN
OFFER REFERRED TO IN SECTION I OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, USABLE ONLY DURING THE PRE-OFFER AND
PUBLIC OFFERING PERIODS
27 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS
(CARRIED OUT IN ACCORDANCE WITH THE 23RD,
THE 24TH, THE 25TH OR THE 26TH
RESOLUTIONS), USABLE ONLY DURING THE
PRE-OFFER AND PUBLIC OFFERING PERIODS
28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING, WITH CANCELATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, ORDINARY SHARES
RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF
SAFRAN GROUP SAVINGS PLANS
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING THE COMPANY'S SHARES HELD BY THE
LATTER
30 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF EXISTING SHARES OR SHARES TO
BE ISSUED OF THE COMPANY FOR THE BENEFIT OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND OF THE COMPANIES OF THE SAFRAN
GROUP, ENTAILING THE WAIVER OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
31 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHINDLER HOLDING AG Agenda Number: 713625525
--------------------------------------------------------------------------------------------------------------------------
Security: H7258G233
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: CH0024638212
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
FINANCIAL STATEMENTS AND THE CONSOLIDATED
GROUP FINANCIAL STATEMENTS 2020, AND
RECEIPT OF THE AUDIT REPORTS
2 APPROVAL OF THE APPROPRIATION OF THE Mgmt For For
BALANCE SHEET PROFIT
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE GROUP EXECUTIVE
COMMITTEE
4.1 APPROVAL OF THE VARIABLE COMPENSATION OF Mgmt Against Against
THE BOARD OF DIRECTORS 2020
4.2 APPROVAL OF THE VARIABLE COMPENSATION OF Mgmt For For
THE GROUP EXECUTIVE COMMITTEE 2020
4.3 APPROVAL OF THE FIXED COMPENSATION OF THE Mgmt For For
BOARD OF DIRECTORS 2021
4.4 APPROVAL OF THE FIXED COMPENSATION OF THE Mgmt For For
GROUP EXECUTIVE COMMITTEE 2021
5.1 RE-ELECTION OF SILVIO NAPOLI AS MEMBER AND Mgmt Against Against
CHAIRMAN OF THE BOARD OF DIRECTORS
5.2 ELECTION OF ADAM KESWICK AS MEMBER OF THE Mgmt Against Against
BOARD OF DIRECTORS
5.3 ELECTION OF GUENTER SCHAEUBLE AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS
5.4.1 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ALFRED N. SCHINDLER
5.4.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: PROF. DR. PIUS BASCHERA
5.4.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: ERICH AMMANN
5.4.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: LUC BONNARD
5.4.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PATRICE BULA
5.4.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PROF. DR. MONIKA BUETLER
5.4.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: ORIT GADIESH
5.4.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: TOBIAS B. STAEHELIN
5.4.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: CAROLE VISCHER
5.5 ELECTION OF ADAM KESWICK AS MEMBER OF THE Mgmt Against Against
COMPENSATION COMMITTEE
5.6.1 RE-ELECTION AS MEMBER OF THE COMPENSATION Mgmt Against Against
COMMITTEE: PROF. DR. PIUS BASCHERA
5.6.2 RE-ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PATRICE BULA
5.7 RE-ELECTION OF DR. ADRIAN VON SEGESSER AS Mgmt For For
INDEPENDENT PROXY FOR THE AGM 2022
5.8 RE-ELECTION OF PRICEWATERHOUSECOOPERS LTD., Mgmt For For
AS STATUTORY AUDITORS FOR THE FINANCIAL
YEAR 2021
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt Against Against
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt Against Against
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr For Against
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr For Against
declassification of the board of directors
to elect each director annually.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935274530
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Charlene Mgmt For For
Barshefsky
1B. Election of Class III Director: Wei Sun Mgmt For For
Christianson
1C. Election of Class III Director: Fabrizio Mgmt For For
Freda
1D. Election of Class III Director: Jane Lauder Mgmt For For
1E. Election of Class III Director: Leonard A. Mgmt For For
Lauder
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 935342585
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Arthur F. Anton Mgmt For For
1C. Election of Director: Jeff M. Fettig Mgmt For For
1D. Election of Director: Richard J. Kramer Mgmt For For
1E. Election of Director: John G. Morikis Mgmt For For
1F. Election of Director: Christine A. Poon Mgmt For For
1G. Election of Director: Aaron M. Powell Mgmt For For
1H. Election of Director: Michael H. Thaman Mgmt For For
1I. Election of Director: Matthew Thornton III Mgmt For For
1J. Election of Director: Steven H. Wunning Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the named executives.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713023341
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: CRT
Meeting Date: 12-Oct-2020
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT
1 APPROVAL OF CROSS-BORDER MERGER Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713023339
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: OGM
Meeting Date: 12-Oct-2020
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE SPECIAL RESOLUTION IS TO APPROVE: (I) Mgmt For For
THE CROSS-BORDER MERGER, INCLUDING ALL SUCH
STEPS AS ARE NECESSARY TO BE TAKEN FOR THE
PURPOSE OF EFFECTING THE CROSS-BORDER
MERGER; AND (II) THE AMENDMENTS TO THE
COMPANY'S ARTICLES OF ASSOCIATION. THE
SPECIAL RESOLUTION IS SET OUT IN FULL IN
THE NOTICE OF GENERAL MEETING CONTAINED IN
SCHEDULE 2 OF THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713716972
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2. APPROVE REMUNERATION REPORT Mgmt For For
3. APPROVE REMUNERATION POLICY Mgmt For For
4. APPROVE CLIMATE TRANSITION ACTION PLAN Mgmt For For
5. RE-ELECT NILS ANDERSEN AS DIRECTOR Mgmt For For
6. RE-ELECT LAURA CHA AS DIRECTOR Mgmt For For
7. RE-ELECT DR JUDITH HARTMANN AS DIRECTOR Mgmt For For
8. RE-ELECT ALAN JOPE AS DIRECTOR Mgmt For For
9. RE-ELECT ANDREA JUNG AS DIRECTOR Mgmt For For
10. RE-ELECT SUSAN KILSBY AS DIRECTOR Mgmt For For
11. RE-ELECT STRIVE MASIYIWA AS DIRECTOR Mgmt For For
12. RE-ELECT YOUNGME MOON AS DIRECTOR Mgmt For For
13. RE-ELECT GRAEME PITKETHLY AS DIRECTOR Mgmt For For
14. RE-ELECT JOHN RISHTON AS DIRECTOR Mgmt For For
15. RE-ELECT FEIKE SIJBESMA AS DIRECTOR Mgmt For For
16. REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
17. AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
18. AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19. APPROVE SHARES PLAN Mgmt For For
20. AUTHORISE ISSUE OF EQUITY Mgmt For For
21. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
22. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
23. AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
24. AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
25. ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
26. APPROVE REDUCTION OF THE SHARE PREMIUM Mgmt For For
ACCOUNT
CMMT 23 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr For Against
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
WOLTERS KLUWER N.V. Agenda Number: 713679174
--------------------------------------------------------------------------------------------------------------------------
Security: N9643A197
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000395903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 528968 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1. OPENING Non-Voting
2. 2020 ANNUAL REPORT Non-Voting
2.a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting
2.b. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting
2.c. ADVISORY VOTE ON THE REMUNERATION REPORT AS Mgmt For For
INCLUDED IN THE 2020 ANNUAL REPORT
3. 2020 FINANCIAL STATEMENTS AND DIVIDEND Non-Voting
3.a. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR 2020 AS INCLUDED IN THE 2020 ANNUAL
REPORT
3.b. EXPLANATION OF DIVIDEND POLICY Non-Voting
3.c. PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF Mgmt For For
1.36 PER ORDINARY SHARE, RESULTING IN A
FINAL DIVIDEND OF 0.89 PER ORDINARY SHARE
4. RELEASE OF THE MEMBERS OF THE EXECUTIVE Non-Voting
BOARD AND THE SUPERVISORY BOARD FROM
LIABILITY FOR THE EXERCISE OF THEIR
RESPECTIVE DUTIES
4.a. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
EXECUTIVE BOARD FOR THE EXERCISE OF THEIR
DUTIES
4.b. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FOR THE EXERCISE OF THEIR
DUTIES
5. COMPOSITION SUPERVISORY BOARD Non-Voting
5.a. PROPOSAL TO REAPPOINT MR. FRANS CREMERS AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
5.b. PROPOSAL TO REAPPOINT MS. ANN ZIEGLER AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
6. PROPOSAL TO REAPPOINT MR. KEVIN ENTRICKEN Mgmt For For
AS MEMBER OF THE EXECUTIVE BOARD
7. PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR THE MEMBERS OF THE EXECUTIVE BOARD
8. PROPOSAL TO EXTEND THE AUTHORITY OF THE Non-Voting
EXECUTIVE BOARD
8.a. TO ISSUE SHARES AND/OR GRANT RIGHTS TO Mgmt For For
SUBSCRIBE FOR SHARES
8.b. TO RESTRICT OR EXCLUDE STATUTORY Mgmt For For
PRE-EMPTION RIGHTS
9. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE SHARES IN THE COMPANY
10. PROPOSAL TO CANCEL SHARES Mgmt For For
11. ANY OTHER BUSINESS Non-Voting
12. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
Brown Advisory Growth Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt Against Against
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt Against Against
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 935270126
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald S. Adolph Mgmt For For
1B. Election of Director: John F. Barrett Mgmt For For
1C. Election of Director: Melanie W. Barstad Mgmt For For
1D. Election of Director: Karen L. Carnahan Mgmt For For
1E. Election of Director: Robert E. Coletti Mgmt For For
1F. Election of Director: Scott D. Farmer Mgmt For For
1G. Election of Director: Joseph Scaminace Mgmt For For
1H. Election of Director: Ronald W. Tysoe Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
4. A shareholder proposal requesting the Shr For Against
Company provide a semiannual report on
political contributions, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935312796
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Kenneth D. Denman Mgmt For For
Richard A. Galanti Mgmt For For
W. Craig Jelinek Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
Jeffrey S. Raikes Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935360292
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Rainer M. Blair
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Linda Hefner
Filler
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Teri List
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Walter G. Lohr,
Jr.
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Jessica L. Mega,
MD
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Mitchell P. Rales
1G. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Steven M. Rales
1H. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Pardis C. Sabeti,
MD
1I. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: John T. Schwieters
1J. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Alan G. Spoon
1K. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Raymond C.
Stevens, Ph.D
1L. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Elias A. Zerhouni,
MD
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr Against For
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Nicholas
Augustinos
1.3 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Bridgette P.
Heller
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory Mgmt For For
resolution to approve executive
compensation.
4. To approve the amendment and restatement of Mgmt For For
our Certificate of Incorporation to
declassify our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935354035
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kieran T. Gallahue Mgmt For For
1.2 Election of Director: Leslie S. Heisz Mgmt For For
1.3 Election of Director: Paul A. LaViolette Mgmt For For
1.4 Election of Director: Steven R. Loranger Mgmt For For
1.5 Election of Director: Martha H. Marsh Mgmt For For
1.6 Election of Director: Michael A. Mussallem Mgmt For For
1.7 Election of Director: Ramona Sequeira Mgmt For For
1.8 Election of Director: Nicholas J. Valeriani Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for United States Employees
(the "U.S. ESPP") to Increase the Total
Number of Shares of Common Stock Available
for Issuance under the U.S. ESPP by
3,300,000 Shares.
4. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for International Employees
(the "International ESPP") to Increase the
Total Number of Shares of Common Stock
Available for Issuance under the
International ESPP by 1,200,000 Shares.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote on a Stockholder Proposal Shr Against For
Regarding Action by Written Consent.
7. Advisory Vote on a Stockholder Proposal to Shr Against For
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935241707
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leonard S. Coleman Mgmt For For
1b. Election of Director: Jay C. Hoag Mgmt For For
1c. Election of Director: Jeffrey T. Huber Mgmt For For
1d. Election of Director: Lawrence F. Probst Mgmt For For
III
1e. Election of Director: Talbott Roche Mgmt For For
1f. Election of Director: Richard A. Simonson Mgmt For For
1g. Election of Director: Luis A. Ubinas Mgmt For For
1h. Election of Director: Heidi J. Ueberroth Mgmt For For
1i. Election of Director: Andrew Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021.
4. To consider and vote upon a stockholder Shr Against For
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935361484
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: WILLIAM M. COOK
1B. Election of Director for a term of three Mgmt For For
years: MARK A. BUTHMAN
1C. Election of Director for a term of three Mgmt For For
years: LAKECIA N. GUNTER
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935347460
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935345694
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: LHX
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Sallie B. Bailey
1B. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
William M. Brown
1C. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Peter W. Chiarelli
1D. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Thomas A. Corcoran
1E. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Thomas A. Dattilo
1F. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Roger B. Fradin
1G. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Lewis Hay III
1H. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Lewis Kramer
1I. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Christopher E. Kubasik
1J. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Rita S. Lane
1K. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Robert B. Millard
1L. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Lloyd W. Newton
2. Approval, in an Advisory Vote, of the Mgmt For For
Compensation of Named Executive Officers as
Disclosed in the Proxy Statement.
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935415100
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Calvin Mgmt For For
McDonald
1B. Election of Class II Director: Martha Mgmt For For
Morfitt
1C. Election of Class II Director: Emily White Mgmt For For
1D. Election of Class I Director: Kourtney Mgmt For For
Gibson
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 30,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MATCH GROUP, INC. Agenda Number: 935411924
--------------------------------------------------------------------------------------------------------------------------
Security: 57667L107
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: MTCH
ISIN: US57667L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wendi Murdoch Mgmt For For
1B. Election of Director: Glenn Schiffman Mgmt For For
1C. Election of Director: Pamela S. Seymon Mgmt For For
2. To approve the Match Group, Inc. 2021 Mgmt For For
Global Employee Stock Purchase Plan.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Match Group, Inc.'s
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935428335
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2020 Statutory Annual Mgmt For For
Accounts.
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the financial
year ended December 31, 2020
3A. Re-appoint Kurt Sievers as executive Mgmt For For
director
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Appoint Annette Clayton as non-executive Mgmt For For
director
3D. Appoint Anthony Foxx as non-executive Mgmt For For
director
3E. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3F. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3G. Re-appoint Lena Olving as non-executive Mgmt For For
director
3H. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3I. Re-appoint Julie Southern as non-executive Mgmt For For
director
3J. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3K. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3L. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights.
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Approval of the amended remuneration of the Mgmt For For
non-executive members of the Board
9. Non-binding, advisory approval of the Named Mgmt For For
Executive Officers' compensation
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Abstain Against
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC. Agenda Number: 935422775
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Shellye L. Archambeau Mgmt For For
1.2 Election of Director: Amy Woods Brinkley Mgmt For For
1.3 Election of Director: John F. Fort III Mgmt For For
1.4 Election of Director: L. Neil Hunn Mgmt For For
1.5 Election of Director: Robert D. Johnson Mgmt For For
1.6 Election of Director: Laura G. Thatcher Mgmt For For
1.7 Election of Director: Richard F. Wallman Mgmt For For
1.8 Election of Director: Christopher Wright Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of the Roper Technologies, Inc. Mgmt For For
2021 Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 935375938
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SBAC
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three-year term Mgmt For For
expiring at the 2024 Annual Meeting: Mary
S. Chan
1.2 Election of Director For a three-year term Mgmt For For
expiring at the 2024 Annual Meeting: George
R. Krouse, Jr.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as SBA's independent registered
public accounting firm for the 2021 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of SBA's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2021.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation, as amended,
to provide shareholders with the right to
call a special meeting.
5. To approve the 2021 Equity Incentive Plan Mgmt For For
to replace the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: John Phillips Mgmt For For
02 Appointment of the Auditors Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt Against Against
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt Against Against
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935274530
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Charlene Mgmt For For
Barshefsky
1B. Election of Class III Director: Wei Sun Mgmt For For
Christianson
1C. Election of Class III Director: Fabrizio Mgmt For For
Freda
1D. Election of Class III Director: Jane Lauder Mgmt For For
1E. Election of Class III Director: Leonard A. Mgmt For For
Lauder
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 935342585
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Arthur F. Anton Mgmt For For
1C. Election of Director: Jeff M. Fettig Mgmt For For
1D. Election of Director: Richard J. Kramer Mgmt For For
1E. Election of Director: John G. Morikis Mgmt For For
1F. Election of Director: Christine A. Poon Mgmt For For
1G. Election of Director: Aaron M. Powell Mgmt For For
1H. Election of Director: Michael H. Thaman Mgmt For For
1I. Election of Director: Matthew Thornton III Mgmt For For
1J. Election of Director: Steven H. Wunning Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the named executives.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr Against For
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935433677
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mark Carges
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul E. Chamberlain
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald E.F. Codd
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Peter P. Gassner
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mary Lynne Hedley
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Matthew J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote on Mgmt 3 Years For
the frequency of future shareholder
advisory votes to approve named executive
officer compensation.
5. To amend and restate our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call special meetings as
specified in our amended and restated
bylaws, which would allow shareholders
holding 25% or more of the voting power of
our capital stock for at least one year to
call special meetings.
6. To consider and vote upon a shareholder Shr Against For
proposal, if properly presented, to enable
shareholders holding 15% or more of our
common stock to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935383252
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sanjay Khosla Mgmt For For
1B. Election of Director: Antoinette R. Mgmt For For
Leatherberry
1C. Election of Director: Willie M. Reed Mgmt For For
1D. Election of Director: Linda Rhodes Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding simple Shr For Against
majority vote.
Brown Advisory Intermediate Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Brown Advisory Maryland Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Brown Advisory Mid-Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ASCENDIS PHARMA A S Agenda Number: 935429527
--------------------------------------------------------------------------------------------------------------------------
Security: 04351P101
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: ASND
ISIN: US04351P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Chairman of the Meeting. Mgmt For For
2. Report on the Company's Activities during Mgmt For For
the Past Year.
3. Presentation of Audited Annual Report with Mgmt For For
Auditor's Statement for Approval and
Discharge of the Board of Directors and
Management.
4. Resolution on Application of Profits or Mgmt For For
Covering of Losses as per the Adopted
Annual Report.
5A. Election of Board Member for Class I, with Mgmt Against Against
a term expiring at the annual general
meeting held in 2023: James I. Healy
5B. Election of Board Member for Class I, with Mgmt For For
a term expiring at the annual general
meeting held in 2023: Jan Moller Mikkelsen
5C. Election of Board Member for Class I, with Mgmt For For
a term expiring at the annual general
meeting held in 2023: Lisa Morrison
6. Election of State-authorized Public Mgmt For For
Auditor.
7A. The Board of Directors is authorized to Mgmt Against Against
increase the Company's share capital by up
to nominal DKK 9,000,000 without
pre-emptive subscription right for the
Company's shareholder. The capital increase
must be carried out at market price.
7B. The Board of Directors is authorized to Mgmt Against Against
issue up to nominal 2,000,000 new warrants
to management, employees and consultants.
The exercise price of such warrants shall
be determined by the Board of Directors and
shall equal at least to the market price of
the shares at the time of issuance.
7C. The Board of Directors is authorized, to Mgmt For For
purchase up to nominal DKK 2,000,000 shares
or American Depositary Shares representing
a corresponding amount of shares in the
Company as treasury shares. The minimum
price per share shall be DKK 1 and the
maximum price per share shall not exceed
the market price.
--------------------------------------------------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC. Agenda Number: 935317328
--------------------------------------------------------------------------------------------------------------------------
Security: 045327103
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: AZPN
ISIN: US0453271035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Bradicich Mgmt For For
Adriana Karaboutis Mgmt For For
Georgia Keresty Mgmt For For
2. Ratify the appointment of KPMG as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as identified in the Proxy
Statement for the annual meeting (so-called
"say on pay").
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 935351445
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Bryant Mgmt Withheld Against
Michael J. Cave Mgmt Withheld Against
Daniel W. Fisher Mgmt For For
Pedro H. Mariani Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Corporation for 2021.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 935380686
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: BIO
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Nominee: Melinda Litherland Mgmt For For
1.2 Election of Nominee: Arnold A. Pinkston Mgmt For For
2. PROPOSAL to ratify the selection of KPMG Mgmt For For
LLP to serve as the Company's independent
auditors.
--------------------------------------------------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HLDG CO LTD Agenda Number: 935362006
--------------------------------------------------------------------------------------------------------------------------
Security: G11196105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: BHVN
ISIN: VGG111961055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring at Mgmt Against Against
the 2024 Annual Meeting: Julia P. Gregory
1B. Election of Director for a term expiring at Mgmt Against Against
the 2024 Annual Meeting: Michael T.
Heffernan
1C. Election of Director for a term expiring at Mgmt For For
the 2024 Annual Meeting: Robert J. Hugin
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent auditors for
fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION Agenda Number: 935409397
--------------------------------------------------------------------------------------------------------------------------
Security: 09627Y109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BPMC
ISIN: US09627Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George D. Demetri Mgmt Withheld Against
Lynn Seely Mgmt Withheld Against
2. To approve an advisory vote on named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 935238508
--------------------------------------------------------------------------------------------------------------------------
Security: 099502106
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: BAH
ISIN: US0995021062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ralph W. Shrader Mgmt For For
1B. Election of Director: Joan Lordi C. Amble Mgmt For For
1C. Election of Director: Michele A. Flournoy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's registered
independent public accountants for fiscal
year 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Approval of the adoption of the Fifth Mgmt For For
Amended and Restated Certificate of
Incorporation to, among other things,
eliminate classification of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 935424818
--------------------------------------------------------------------------------------------------------------------------
Security: 109194100
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: BFAM
ISIN: US1091941005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a term of Mgmt For For
three years: Julie Atkinson
1B. Election of Class II Director for a term of Mgmt For For
three years: Jordan Hitch
1C. Election of Class II Director for a term of Mgmt For For
three years: Laurel J. Richie
1D. Election of Class II Director for a term of Mgmt For For
three years: Mary Ann Tocio
2. To approve, on an advisory basis, the Mgmt For For
compensation paid by the Company to its
Named Executive Officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve the compensation paid by the
Company to its Named Executive Officers.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 935403004
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William A. Linton Ph.D. Mgmt For For
Adelene Q. Perkins Mgmt Withheld Against
Robert Rosenthal, Ph.D. Mgmt Withheld Against
2. Approval on an advisory basis of the 2020 Mgmt For For
compensation of our named executive
officers, as discussed in the Proxy
Statement.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC. Agenda Number: 935251289
--------------------------------------------------------------------------------------------------------------------------
Security: 147528103
Meeting Type: Annual
Meeting Date: 02-Sep-2020
Ticker: CASY
ISIN: US1475281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: H. Lynn Horak Mgmt For For
1b. Election of Director: Diane C. Bridgewater Mgmt For For
1c. Election of Director: David K. Lenhardt Mgmt For For
1d. Election of Director: Darren M. Rebelez Mgmt For For
1e. Election of Director: Larree M. Renda Mgmt For For
1f. Election of Director: Judy A. Schmeling Mgmt For For
1g. Election of Director: Allison M. Wing Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the Company for the
fiscal year ending April 30, 2021.
3. To hold an advisory vote on our named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CATALENT, INC. Agenda Number: 935271293
--------------------------------------------------------------------------------------------------------------------------
Security: 148806102
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: CTLT
ISIN: US1488061029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Madhavan Balachandran Mgmt Against Against
1B. Election of Director: J. Martin Carroll Mgmt Against Against
1C. Election of Director: Rolf Classon Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Christa Kreuzburg Mgmt Against Against
1F. Election of Director: Gregory T. Lucier Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditor.
3. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 935370483
--------------------------------------------------------------------------------------------------------------------------
Security: 159864107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CRL
ISIN: US1598641074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Foster Mgmt For For
1B. Election of Director: Nancy C. Andrews Mgmt For For
1C. Election of Director: Robert Bertolini Mgmt For For
1D. Election of Director: Deborah T. Kochevar Mgmt For For
1E. Election of Director: George Llado, Sr. Mgmt For For
1F. Election of Director: Martin W. MacKay Mgmt For For
1G. Election of Director: George E. Massaro Mgmt For For
1H. Election of Director: George M. Milne, Jr. Mgmt For For
1I. Election of Director: C. Richard Reese Mgmt For For
1J. Election of Director: Richard F. Wallman Mgmt For For
1K. Election of Director: Virginia M. Wilson Mgmt For For
2. Say on Pay. Mgmt For For
3. Ratification of Auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935375320
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert S. Baldocchi Mgmt For For
Matthew A. Carey Mgmt For For
Gregg Engles Mgmt For For
Patricia Fili-Krushel Mgmt For For
Neil W. Flanzraich Mgmt For For
Mauricio Gutierrez Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
Mary Winston Mgmt For For
2. An advisory vote to approve the Mgmt Against Against
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder Proposal - Written Consent of Shr For Against
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 935270126
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald S. Adolph Mgmt For For
1B. Election of Director: John F. Barrett Mgmt For For
1C. Election of Director: Melanie W. Barstad Mgmt For For
1D. Election of Director: Karen L. Carnahan Mgmt For For
1E. Election of Director: Robert E. Coletti Mgmt For For
1F. Election of Director: Scott D. Farmer Mgmt For For
1G. Election of Director: Joseph Scaminace Mgmt For For
1H. Election of Director: Ronald W. Tysoe Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
4. A shareholder proposal requesting the Shr For Against
Company provide a semiannual report on
political contributions, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Nicholas
Augustinos
1.3 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Bridgette P.
Heller
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory Mgmt For For
resolution to approve executive
compensation.
4. To approve the amendment and restatement of Mgmt For For
our Certificate of Incorporation to
declassify our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
DYNATRACE, INC. Agenda Number: 935248410
--------------------------------------------------------------------------------------------------------------------------
Security: 268150109
Meeting Type: Annual
Meeting Date: 25-Aug-2020
Ticker: DT
ISIN: US2681501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John Van Mgmt For For
Siclen
1B. Election of Class I Director: Michael Mgmt For For
Capone
1C. Election of Class I Director: Stephen Mgmt Against Against
Lifshatz
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935354035
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kieran T. Gallahue Mgmt For For
1.2 Election of Director: Leslie S. Heisz Mgmt For For
1.3 Election of Director: Paul A. LaViolette Mgmt For For
1.4 Election of Director: Steven R. Loranger Mgmt For For
1.5 Election of Director: Martha H. Marsh Mgmt For For
1.6 Election of Director: Michael A. Mussallem Mgmt For For
1.7 Election of Director: Ramona Sequeira Mgmt For For
1.8 Election of Director: Nicholas J. Valeriani Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for United States Employees
(the "U.S. ESPP") to Increase the Total
Number of Shares of Common Stock Available
for Issuance under the U.S. ESPP by
3,300,000 Shares.
4. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for International Employees
(the "International ESPP") to Increase the
Total Number of Shares of Common Stock
Available for Issuance under the
International ESPP by 1,200,000 Shares.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote on a Stockholder Proposal Shr Against For
Regarding Action by Written Consent.
7. Advisory Vote on a Stockholder Proposal to Shr Against For
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935241707
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leonard S. Coleman Mgmt For For
1b. Election of Director: Jay C. Hoag Mgmt For For
1c. Election of Director: Jeffrey T. Huber Mgmt For For
1d. Election of Director: Lawrence F. Probst Mgmt For For
III
1e. Election of Director: Talbott Roche Mgmt For For
1f. Election of Director: Richard A. Simonson Mgmt For For
1g. Election of Director: Luis A. Ubinas Mgmt For For
1h. Election of Director: Heidi J. Ueberroth Mgmt For For
1i. Election of Director: Andrew Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021.
4. To consider and vote upon a stockholder Shr Against For
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FAIR ISAAC CORPORATION Agenda Number: 935328888
--------------------------------------------------------------------------------------------------------------------------
Security: 303250104
Meeting Type: Annual
Meeting Date: 03-Mar-2021
Ticker: FICO
ISIN: US3032501047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Braden R. Kelly Mgmt For For
1b. Election of Director: Fabiola R. Arredondo Mgmt For For
1c. Election of Director: James D. Kirsner Mgmt For For
1d. Election of Director: William J. Lansing Mgmt For For
1e. Election of Director: Eva Manolis Mgmt For For
1f. Election of Director: Marc F. McMorris Mgmt For For
1g. Election of Director: Joanna Rees Mgmt For For
1h. Election of Director: David A. Rey Mgmt For For
2. To approve the 2021 Long-Term Incentive Mgmt For For
Plan.
3. To approve the advisory (non-binding) Mgmt For For
resolution relating to the named executive
officer compensation as disclosed in the
proxy statement.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 935346999
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Pierre
Brondeau
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Eduardo E.
Cordeiro
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Carol
Anthony ("John") Davidson
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Mark
Douglas
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: C. Scott
Greer
1F. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: K'Lynne
Johnson
1G. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Dirk A.
Kempthorne
1H. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Paul J.
Norris
1I. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Margareth
Ovrum
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Robert C.
Pallash
1K. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Vincent R.
Volpe, Jr.
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
GENPACT LIMITED Agenda Number: 935364024
--------------------------------------------------------------------------------------------------------------------------
Security: G3922B107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: G
ISIN: BMG3922B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N.V. Tyagarajan Mgmt For For
1B. Election of Director: James Madden Mgmt For For
1C. Election of Director: Ajay Agrawal Mgmt For For
1D. Election of Director: Stacey Cartwright Mgmt For For
1E. Election of Director: Laura Conigliaro Mgmt For For
1F. Election of Director: Tamara Franklin Mgmt For For
1G. Election of Director: Carol Lindstrom Mgmt For For
1H. Election of Director: CeCelia Morken Mgmt For For
1I. Election of Director: Mark Nunnelly Mgmt For For
1J. Election of Director: Brian Stevens Mgmt For For
1K. Election of Director: Mark Verdi Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the appointment of KPMG as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GODADDY INC. Agenda Number: 935402646
--------------------------------------------------------------------------------------------------------------------------
Security: 380237107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GDDY
ISIN: US3802371076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Herald Y. Chen Mgmt For For
Brian H. Sharples Mgmt For For
Leah Sweet Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve named executive officer Mgmt For For
compensation in a non-binding advisory
vote.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC. Agenda Number: 935299429
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 15-Dec-2020
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Brown Mgmt For For
1b. Election of Director: Margaret Dillon Mgmt For For
1c. Election of Director: Michael Keller Mgmt For For
1d. Election of Director: Catherine P. Lego Mgmt For For
1e. Election of Director: Mike Rosenbaum Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future non-binding, advisory
votes to approve the compensation of the
Company's named executive officers.
5. To approve the Guidewire Software, Inc. Mgmt For For
2020 Stock Plan.
6. To consider a stockholder proposal Shr For For
regarding adoption of a simple majority
voting standard in the Company's
Certificate of Incorporation and Bylaws for
all actions that require a vote by
stockholders, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
HEALTHEQUITY, INC. Agenda Number: 935431421
--------------------------------------------------------------------------------------------------------------------------
Security: 42226A107
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: HQY
ISIN: US42226A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert Selander
1B. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Jon Kessler
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Stephen Neeleman,
M.D.
1D. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Frank Corvino
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Adrian Dillon
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Evelyn Dilsaver
1G. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Debra McCowan
1H. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Stuart Parker
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Ian Sacks
1J. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Gayle Wellborn
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the fiscal 2021 compensation paid to
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IAA, INC Agenda Number: 935412596
--------------------------------------------------------------------------------------------------------------------------
Security: 449253103
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: IAA
ISIN: US4492531037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until our Mgmt For For
2022 annual meeting: Bill Breslin
1B. Election of Director to serve until our Mgmt For For
2022 annual meeting: Brian Bales
1C. Election of Director to serve until our Mgmt For For
2022 annual meeting: Olaf Kastner
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935361484
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: WILLIAM M. COOK
1B. Election of Director for a term of three Mgmt For For
years: MARK A. BUTHMAN
1C. Election of Director for a term of three Mgmt For For
years: LAKECIA N. GUNTER
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
INARI MEDICAL, INC. Agenda Number: 935388771
--------------------------------------------------------------------------------------------------------------------------
Security: 45332Y109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: NARI
ISIN: US45332Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William Hoffman Mgmt Withheld Against
Donald Milder Mgmt Withheld Against
Geoff Pardo Mgmt Withheld Against
2. To ratify the selection of BDO USA LLP as Mgmt For For
the independent registered public
accounting firm for Inari Medical, Inc. for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to our certificate Mgmt For For
of incorporation to remove a supermajority
voting standard for stockholder approval of
an acquisition of the company by another
person or entity.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935275176
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Edward Barnholt
1B. Election of Director for a one-year term: Mgmt For For
Robert Calderoni
1C. Election of Director for a one-year term: Mgmt For For
Jeneanne Hanley
1D. Election of Director for a one-year term: Mgmt For For
Emiko Higashi
1E. Election of Director for a one-year term: Mgmt For For
Kevin Kennedy
1F. Election of Director for a one-year term: Mgmt For For
Gary Moore
1G. Election of Director for a one-year term: Mgmt For For
Marie Myers
1H. Election of Director for a one-year term: Mgmt For For
Kiran Patel
1I. Election of Director for a one-year term: Mgmt For For
Victor Peng
1J. Election of Director for a one-year term: Mgmt For For
Robert Rango
1K. Election of Director for a one-year term: Mgmt For For
Richard Wallace
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
4. Stockholder proposal regarding proxy Shr For Against
access, if properly submitted at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION Agenda Number: 935295457
--------------------------------------------------------------------------------------------------------------------------
Security: 530307107
Meeting Type: Special
Meeting Date: 15-Dec-2020
Ticker: LBRDA
ISIN: US5303071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the adoption of the Mgmt For For
Agreement and Plan of Merger, dated August
6, 2020 (as may be amended from time to
time), by and among Liberty Broadband
Corporation, GCI Liberty, Inc., Grizzly
Merger Sub 1, LLC and Grizzly Merger Sub 2,
Inc.
2. A proposal to approve the issuance of Mgmt For For
Liberty Broadband Series C common stock,
Liberty Broadband Series B common stock and
Liberty Broadband Series A Cumulative
Redeemable Preferred Stock to GCI Liberty,
Inc. stockholders in connection with the
combination contemplated by the merger
agreement and Liberty Broadband Series C
common stock and Liberty Broadband Series B
common stock to John C. Malone, pursuant to
an exchange agreement, dated August 6,
2020, by and among Mr. Malone, his
revocable trust, and Liberty Broadband
Corporation.
3. A proposal to approve the adjournment of Mgmt For For
the Liberty Broadband Corporation special
meeting from time to time to solicit
additional proxies in favor of Proposal 1
or Proposal 2 if there are insufficient
votes at the time of such adjournment to
approve Proposal 1 or Proposal 2 or if
otherwise determined by the chairperson of
the meeting to be necessary or appropriate.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION Agenda Number: 935397857
--------------------------------------------------------------------------------------------------------------------------
Security: 530307107
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: LBRDA
ISIN: US5303071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julie D. Frist Mgmt Withheld Against
J. David Wargo Mgmt Withheld Against
2. The auditors ratification proposal, to Mgmt For For
ratify the selection of KPMG LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
3. The say-on-pay proposal, to approve, on an Mgmt Against Against
advisory basis, the compensation of our
named executive officers as described in
the proxy statement under the heading
"Executive Compensation."
4. The say-on-frequency proposal, to approve, Mgmt 1 Year Against
on an advisory basis, the frequency at
which future say-on-pay votes will be held.
5. The stockholder proposal, requesting that Shr For Against
our board of directors provides for a
majority vote standard in uncontested
director elections, if properly presented
at the meeting.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935415100
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Calvin Mgmt For For
McDonald
1B. Election of Class II Director: Martha Mgmt For For
Morfitt
1C. Election of Class II Director: Emily White Mgmt For For
1D. Election of Class I Director: Kourtney Mgmt For For
Gibson
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 30,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935232126
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tudor Brown Mgmt For For
1B. Election of Director: Brad Buss Mgmt For For
1C. Election of Director: Edward Frank Mgmt For For
1D. Election of Director: Richard S. Hill Mgmt For For
1E. Election of Director: Bethany Mayer Mgmt For For
1F. Election of Director: Matthew J. Murphy Mgmt For For
1G. Election of Director: Michael Strachan Mgmt For For
1H. Election of Director: Robert E. Switz Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
compensation of our named executive
officers.
3. The appointment of Deloitte & Touche LLP as Mgmt For For
our auditors and independent registered
public accounting firm, and authorization
of the audit committee, acting on behalf of
our board of directors, to fix the
remuneration of the firm for the fiscal
year ending January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935353475
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Special
Meeting Date: 15-Apr-2021
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE MARVELL BYE-LAW AMENDMENT PROPOSAL: To Mgmt For For
approve an amendment to Marvell's Fourth
Amended and Restated Bye-Laws to reduce the
shareholder vote required to approve a
merger with any other company from the
affirmative vote of 75% of the votes cast
at a general meeting of the shareholders,
the statutory default under Bermuda law, to
a simple majority of the votes cast at a
general meeting of the shareholders.
2. THE MARVELL MERGER PROPOSAL. To approve: Mgmt For For
(i) the Agreement and Plan of Merger and
Reorganization, dated as of October 29,
2020, by and among Marvell, Marvell
Technology, Inc. (f/k/a Maui HoldCo, Inc.),
a wholly owned subsidiary of Marvell
("HoldCo"), Maui Acquisition Company Ltd, a
wholly owned subsidiary of HoldCo ("Bermuda
Merger Sub"), Indigo Acquisition Corp., a
wholly owned subsidiary of HoldCo
("Delaware Merger Sub"), and Inphi
Corporation ("Inphi").
3. THE MARVELL ADJOURNMENT PROPOSAL: To Mgmt For For
approve the adjournment of the Marvell
shareholder meeting, if necessary or
appropriate, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the Marvell
shareholder meeting to approve the Marvell
Bye-Law Amendment Proposal or the Marvell
Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
MATCH GROUP, INC. Agenda Number: 935411924
--------------------------------------------------------------------------------------------------------------------------
Security: 57667L107
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: MTCH
ISIN: US57667L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wendi Murdoch Mgmt For For
1B. Election of Director: Glenn Schiffman Mgmt For For
1C. Election of Director: Pamela S. Seymon Mgmt For For
2. To approve the Match Group, Inc. 2021 Mgmt For For
Global Employee Stock Purchase Plan.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Match Group, Inc.'s
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935281333
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Annual
Meeting Date: 08-Oct-2020
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Christopher FitzGerald as a Mgmt For For
Class II director of the Company.
2. To re-elect Neil Murray as a Class II Mgmt For For
director of the Company.
3. To re-elect Robert P. Schechter as a Class Mgmt For For
II director of the Company.
4. To appoint Ernst & Young LLP in the United Mgmt For For
Kingdom as the Company's independent
auditor.
5. To authorise the Board of Directors of the Mgmt For For
Company to determine the remuneration of
the independent auditor.
6. To receive the Company's accounts for the Mgmt For For
year ended March 31, 2020, together with
the directors' report and the independent
auditor's report on those accounts.
7. Non-binding advisory vote to approve the Mgmt For For
compensation of the named executive
officers.
8. To approve the reauthorization of the Board Mgmt For For
of Directors to repurchase, and hold as
treasury shares, the ordinary shares of the
Company.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS INC Agenda Number: 935428638
--------------------------------------------------------------------------------------------------------------------------
Security: 63845R107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: EYE
ISIN: US63845R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. Reade Fahs Mgmt For For
Susan S. Johnson Mgmt For For
Naomi Kelman Mgmt For For
2. Approve an amendment to the second amended Mgmt For For
and restated certificate of incorporation
to eliminate the classified structure of
the board of directors.
3. Approve an amendment to the second amended Mgmt For For
and restated certificate of incorporation
to eliminate supermajority voting standards
and other obsolete provisions.
4. Approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the named
executive officers.
5. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935428335
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2020 Statutory Annual Mgmt For For
Accounts.
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the financial
year ended December 31, 2020
3A. Re-appoint Kurt Sievers as executive Mgmt For For
director
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Appoint Annette Clayton as non-executive Mgmt For For
director
3D. Appoint Anthony Foxx as non-executive Mgmt For For
director
3E. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3F. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3G. Re-appoint Lena Olving as non-executive Mgmt For For
director
3H. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3I. Re-appoint Julie Southern as non-executive Mgmt For For
director
3J. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3K. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3L. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights.
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Approval of the amended remuneration of the Mgmt For For
non-executive members of the Board
9. Non-binding, advisory approval of the Named Mgmt For For
Executive Officers' compensation
--------------------------------------------------------------------------------------------------------------------------
OAK STREET HEALTH, INC. Agenda Number: 935353273
--------------------------------------------------------------------------------------------------------------------------
Security: 67181A107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: OSH
ISIN: US67181A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robbert Vorhoff Mgmt Withheld Against
Srdjan Vukovic Mgmt Withheld Against
Mike Pykosz Mgmt For For
Carl Daley Mgmt For For
2. An advisory vote, of the retention of our Mgmt Against Against
classified Board structure.
3. An advisory vote, of the retention of the Mgmt Against Against
supermajority voting standards in the Oak
Street Amended and Restated Certificate of
Incorporation and the Oak Street Amended
and Restated Bylaws.
4. Ratification of an award of restricted Mgmt Against Against
stock units to director Kim Keck.
5. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PINTEREST, INC. Agenda Number: 935394938
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt Against Against
office until the 2024 annual meeting:
Fredric Reynolds
1B. Election of Class II Director to hold Mgmt Against Against
office until the 2024 annual meeting: Evan
Sharp
1C. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Andrea Wishom
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2021.
3. Approve, on an advisory non-binding basis, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 935372778
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K. Gunnar Bjorklund Mgmt For For
1B. Election of Director: Michael J. Bush Mgmt For For
1C. Election of Director: Sharon D. Garrett Mgmt For For
1D. Election of Director: Michael J. Hartshorn Mgmt For For
1E. Election of Director: Stephen D. Milligan Mgmt For For
1F. Election of Director: Patricia H. Mueller Mgmt For For
1G. Election of Director: George P. Orban Mgmt For For
1H. Election of Director: Gregory L. Quesnel Mgmt For For
1I. Election of Director: Larree M. Renda Mgmt For For
1J. Election of Director: Barbara Rentler Mgmt For For
1K. Election of Director: Doniel N. Sutton Mgmt For For
2. Advisory vote to approve the resolution on Mgmt For For
the compensation of the named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 29, 2022.
4. To vote on a stockholder proposal regarding Shr Abstain Against
executive share retention, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 935375938
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SBAC
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three-year term Mgmt For For
expiring at the 2024 Annual Meeting: Mary
S. Chan
1.2 Election of Director For a three-year term Mgmt For For
expiring at the 2024 Annual Meeting: George
R. Krouse, Jr.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as SBA's independent registered
public accounting firm for the 2021 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of SBA's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SHIFT4 PAYMENTS, INC. Agenda Number: 935415528
--------------------------------------------------------------------------------------------------------------------------
Security: 82452J109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FOUR
ISIN: US82452J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jared Isaacman Mgmt Withheld Against
Andrew Frey Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC. Agenda Number: 935358033
--------------------------------------------------------------------------------------------------------------------------
Security: 82982L103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SITE
ISIN: US82982L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Doug Black Mgmt For For
Jack Wyszomierski Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
year ending January 2, 2022.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 935371194
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Candace H. Duncan Mgmt For For
1B. Election of Director: Stephen K. Klasko, Mgmt For For
M.D.
1C. Election of Director: Stuart A. Randle Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal, if properly presented Shr For
at the Annual Meeting, to declassify our
Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 935329715
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: COO
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Colleen E. Jay Mgmt For For
1B. Election of Director: William A. Kozy Mgmt For For
1C. Election of Director: Jody S. Lindell Mgmt For For
1D. Election of Director: Teresa S. Madden Mgmt For For
1E. Election of Director: Gary S. Petersmeyer Mgmt For For
1F. Election of Director: Robert S. Weiss Mgmt For For
1G. Election of Director: Albert G. White III Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for The Cooper Companies,
Inc. for the fiscal year ending October 31,
2021.
3. An advisory vote on the compensation of our Mgmt For For
named executive officers as presented in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
TRANSUNION Agenda Number: 935359667
--------------------------------------------------------------------------------------------------------------------------
Security: 89400J107
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TRU
ISIN: US89400J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. (Billy) Mgmt For For
Bosworth
1B. Election of Director: Suzanne P. Clark Mgmt For For
1C. Election of Director: Kermit R. Crawford Mgmt For For
1D. Election of Director: Russell P. Fradin Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Thomas L. Monahan, Mgmt For For
III
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransUnion's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt Withheld Against
Byron Deeter Mgmt Withheld Against
Jeffrey Epstein Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, INC. Agenda Number: 935406086
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine A. Halligan Mgmt For For
David C. Kimbell Mgmt For For
George R. Mrkonic Mgmt For For
Lorna E. Nagler Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year 2021,
ending January 29, 2022.
3. To vote on an advisory resolution to Mgmt For For
approve the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935433677
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mark Carges
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul E. Chamberlain
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald E.F. Codd
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Peter P. Gassner
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mary Lynne Hedley
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Matthew J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote on Mgmt 3 Years For
the frequency of future shareholder
advisory votes to approve named executive
officer compensation.
5. To amend and restate our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call special meetings as
specified in our amended and restated
bylaws, which would allow shareholders
holding 25% or more of the voting power of
our capital stock for at least one year to
call special meetings.
6. To consider and vote upon a shareholder Shr Against For
proposal, if properly presented, to enable
shareholders holding 15% or more of our
common stock to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 935371283
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WCN
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Edward E. "Ned" Guillet
1B. Election of Director to serve for a one Mgmt For For
year term: Michael W. Harlan
1C. Election of Director to serve for a one Mgmt For For
year term: Larry S. Hughes
1D. Election of Director to serve for a one Mgmt For For
year term: Worthing F. Jackman
1E. Election of Director to serve for a one Mgmt For For
year term: Elise L. Jordan
1F. Election of Director to serve for a one Mgmt For For
year term: Susan "Sue" Lee
1G. Election of Director to serve for a one Mgmt For For
year term: Ronald J. Mittelstaedt
1H. Election of Director to serve for a one Mgmt For For
year term: William J. Razzouk
2. Say on Pay - Approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers as disclosed in
the proxy statement.
3. Appoint Grant Thornton LLP as the Company's Mgmt For For
independent registered public accounting
firm until the close of the Company's 2022
Annual Meeting of Shareholders and
authorize the Company's Board of Directors
to fix the remuneration of the independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 935361763
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Niraj Shah Mgmt For For
1B. Election of Director: Steven Conine Mgmt For For
1C. Election of Director: Michael Choe Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Michael Kumin Mgmt For For
1F. Election of Director: Jeffrey Naylor Mgmt For For
1G. Election of Director: Anke Schaferkordt Mgmt For For
1H. Election of Director: Michael E. Sneed Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Corporation's independent
registered public accountants for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 935406923
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three-years term: Mgmt For For
Nancy Altobello
1B. Election of Director for three-years term: Mgmt For For
Bhavana Bartholf
1C. Election of Director for three-years term: Mgmt For For
Derrick Roman
1D. Election of Director for three-years term: Mgmt For For
Regina O. Sommer
1E. Election of Director for three-years term: Mgmt For For
Jack VanWoerkom
2. Advisory (non-binding) vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. To approve the WEX Inc. Amended and Mgmt For For
Restated 2019 Equity and Incentive Plan to
increase the number of shares issuable
thereunder.
4. To approve the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
declassify the Board of Directors.
5. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WOODWARD, INC. Agenda Number: 935317239
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103
Meeting Type: Annual
Meeting Date: 27-Jan-2021
Ticker: WWD
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Thomas A. Gendron Mgmt For For
1.2 Election of Director: Daniel G. Korte Mgmt For For
1.3 Election of Director: Ronald M. Sega Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Independent
Registered Public Accounting Firm for the
fiscal year ending September 30, 2021.
3. Proposal for the advisory resolution Mgmt For For
regarding the compensation of the Company's
named executive officers.
4. Proposal for the approval of an amendment Mgmt For For
to the amended and restated Woodward, Inc.
2017 Omnibus Incentive Plan.
5. Stockholder proposal entitled "Proposal to Shr Against For
Increase Diversity of Director Nominees".
--------------------------------------------------------------------------------------------------------------------------
WORKIVA INC. Agenda Number: 935407088
--------------------------------------------------------------------------------------------------------------------------
Security: 98139A105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: WK
ISIN: US98139A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Herz Mgmt For For
David S. Mulcahy Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Workiva's named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ZYNGA INC. Agenda Number: 935376017
--------------------------------------------------------------------------------------------------------------------------
Security: 98986T108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: ZNGA
ISIN: US98986T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next annual meeting: Mark Pincus
1b. Election of Director to serve until the Mgmt For For
next annual meeting: Frank Gibeau
1c. Election of Director to serve until the Mgmt For For
next annual meeting: Dr. Regina E. Dugan
1d. Election of Director to serve until the Mgmt For For
next annual meeting: William "Bing" Gordon
1e. Election of Director to serve until the Mgmt For For
next annual meeting: Louis J. Lavigne, Jr.
1f. Election of Director to serve until the Mgmt For For
next annual meeting: Carol G. Mills
1g. Election of Director to serve until the Mgmt For For
next annual meeting: Janice M. Roberts
1h. Election of Director to serve until the Mgmt For For
next annual meeting: Ellen F. Siminoff
1i. Election of Director to serve until the Mgmt For For
next annual meeting: Noel B. Watson
2. To approve, on an advisory basis, the Mgmt For For
compensation of Zynga's named executive
officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of Zynga for its fiscal
year ending December 31, 2021.
4. Shareholder proposal to amend the Shr Against For
shareholding threshold to call a Special
Meeting.
Brown Advisory Mortgage Securities Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Brown Advisory Small-Cap Fundamental Value Fund
--------------------------------------------------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP. Agenda Number: 935364000
--------------------------------------------------------------------------------------------------------------------------
Security: 012348108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AIN
ISIN: US0123481089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christine L. Standish Mgmt For For
Erland E. Kailbourne Mgmt For For
John R. Scannell Mgmt For For
Katharine L. Plourde Mgmt For For
A. William Higgins Mgmt For For
Kenneth W Krueger Mgmt For For
Lee C. Wortham Mgmt For For
Mark J. Murphy Mgmt For For
J. Michael McQuade Mgmt For For
2. Ratify the Appointment of KPMG LLP as our Mgmt For For
independent auditor.
3. To approve, by non-binding vote, executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ALERUS FINANCIAL CORPORATION Agenda Number: 935372906
--------------------------------------------------------------------------------------------------------------------------
Security: 01446U103
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: ALRS
ISIN: US01446U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karen M. Bohn Mgmt For For
Daniel E. Coughlin Mgmt For For
Kevin D. Lemke Mgmt For For
Michael S. Mathews Mgmt For For
Randy L. Newman Mgmt For For
Sally J. Smith Mgmt For For
Galen G. Vetter Mgmt For For
2. Ratification of the appointment of Mgmt For For
CliftonLarsonAllen LLP as the independent
public accounting firm for the Corporation
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC. Agenda Number: 935355669
--------------------------------------------------------------------------------------------------------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AIZ
ISIN: US04621X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elaine D. Rosen Mgmt For For
1B. Election of Director: Paget L. Alves Mgmt For For
1C. Election of Director: J. Braxton Carter Mgmt For For
1D. Election of Director: Juan N. Cento Mgmt For For
1E. Election of Director: Alan B. Colberg Mgmt For For
1F. Election of Director: Harriet Edelman Mgmt For For
1G. Election of Director: Lawrence V. Jackson Mgmt For For
1H. Election of Director: Jean-Paul L. Montupet Mgmt For For
1I. Election of Director: Debra J. Perry Mgmt For For
1J. Election of Director: Ognjen (Ogi) Redzic Mgmt For For
1K. Election of Director: Paul J. Reilly Mgmt For For
1L. Election of Director: Robert W. Stein Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Assurant's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the 2020 compensation Mgmt For For
of the Company's named executive officers.
4. Approval of Amendment to the Assurant, Inc. Mgmt For For
2017 Long Term Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CENTURY CASINOS, INC. Agenda Number: 935428436
--------------------------------------------------------------------------------------------------------------------------
Security: 156492100
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CNTY
ISIN: US1564921005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Erwin Mgmt For For
Haitzmann
1B. Election of Class III Director: Gottfried Mgmt For For
Schellmann
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To consider and vote upon a proposal to Mgmt For For
approve an advisory (non-binding)
resolution regarding the compensation of
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CHAMPIONX CORPORATION Agenda Number: 935367513
--------------------------------------------------------------------------------------------------------------------------
Security: 15872M104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: CHX
ISIN: US15872M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S. Somasundaram Mgmt For For
Stephen K. Wagner Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Our
Independent Registered Public Accounting
Firm for 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of ChampionX's Named Executive Officers for
2020.
4. Approval of the Amended and Restated 2018 Mgmt For For
Equity and Cash Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CMC MATERIALS, INC. Agenda Number: 935326264
--------------------------------------------------------------------------------------------------------------------------
Security: 12571T100
Meeting Type: Annual
Meeting Date: 03-Mar-2021
Ticker: CCMP
ISIN: US12571T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara A. Klein Mgmt For For
David H. Li Mgmt For For
William P. Noglows Mgmt For For
2. Non-binding stockholder advisory approval Mgmt For For
of our named executive officer
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditors for fiscal year 2021.
4. Approval of the CMC Materials, Inc. 2021 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 935390536
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: FIX
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darcy G. Anderson Mgmt For For
Herman E. Bulls Mgmt For For
Alan P. Krusi Mgmt For For
Brian E. Lane Mgmt For For
Pablo G. Mercado Mgmt For For
Franklin Myers Mgmt For For
William J. Sandbrook Mgmt For For
Constance E. Skidmore Mgmt For For
Vance W. Tang Mgmt For For
Cindy L. Wallis-Lage Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 935380737
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stuart W. Booth Mgmt For For
1B. Election of Director: Rocky Dewbre Mgmt For For
1C. Election of Director: Laura Flanagan Mgmt For For
1D. Election of Director: Robert G. Gross Mgmt For For
1E. Election of Director: Scott E. McPherson Mgmt For For
1F. Election of Director: Diane Randolph Mgmt For For
1G. Election of Director: Harvey L. Tepner Mgmt For For
1H. Election of Director: Rosemary Turner Mgmt For For
2. Approval on a non-binding basis of our Mgmt For For
Named Executive Officer compensation as
described in the Proxy Statement.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as Core-Mark's independent
registered public accounting firm to serve
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
CRA INTERNATIONAL, INC. Agenda Number: 935223139
--------------------------------------------------------------------------------------------------------------------------
Security: 12618T105
Meeting Type: Annual
Meeting Date: 08-Jul-2020
Ticker: CRAI
ISIN: US12618T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D. Booth Mgmt For For
William F. Concannon Mgmt Withheld Against
Christine R. Detrick Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to CRA's named executive
officers, as disclosed in the proxy
statement for the 2020 meeting of its
shareholders.
3. To ratify the appointment by our audit Mgmt For For
committee of Grant Thornton LLP as our
independent registered public accountants
for our fiscal year ending January 2, 2021.
--------------------------------------------------------------------------------------------------------------------------
CTO REALTY GROWTH, INC. Agenda Number: 935287878
--------------------------------------------------------------------------------------------------------------------------
Security: 22948P103
Meeting Type: Special
Meeting Date: 09-Nov-2020
Ticker: CTO
ISIN: US22948P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the Agreement and Mgmt For For
Plan of Merger, dated as of September 3,
2020, by and between CTO Realty Growth,
Inc. and CTO NEWCO REIT, Inc.
2. A proposal to approve, if necessary, an Mgmt For For
adjournment of the special meeting in order
to solicit additional proxies in favor of
Proposal 1
--------------------------------------------------------------------------------------------------------------------------
CTO REALTY GROWTH, INC. Agenda Number: 935391906
--------------------------------------------------------------------------------------------------------------------------
Security: 22948Q101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CTO
ISIN: US22948Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laura M. Franklin Mgmt For For
John P. Albright Mgmt For For
George R. Brokaw Mgmt For For
R. Blakeslee Gable Mgmt For For
Christopher W. Haga Mgmt For For
Casey R. Wold Mgmt For For
2. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
3. To approve, by non-binding vote, executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CTS CORPORATION Agenda Number: 935366903
--------------------------------------------------------------------------------------------------------------------------
Security: 126501105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CTS
ISIN: US1265011056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. M. Costello Mgmt For For
G. Hunter Mgmt For For
W. S. Johnson Mgmt For For
Y.J. Li Mgmt For For
K. O'Sullivan Mgmt For For
R. A. Profusek Mgmt For For
A. G. Zulueta Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of CTS' named executive
officers.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as CTS' independent auditor
for 2021.
--------------------------------------------------------------------------------------------------------------------------
CULP, INC. Agenda Number: 935266189
--------------------------------------------------------------------------------------------------------------------------
Security: 230215105
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: CULP
ISIN: US2302151053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Culp, IV Mgmt For For
Perry E. Davis Mgmt For For
Sharon A. Decker Mgmt For For
Fred A. Jackson Mgmt For For
Kenneth R. Larson Mgmt For For
Kenneth W. McAllister Mgmt For For
Franklin N. Saxon Mgmt For For
2. PROPOSAL to ratify the appointment of Grant Mgmt For For
Thornton LLC as the Company's independent
auditors for fiscal 2021.
3. Say on Pay- An advisory vote on executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION Agenda Number: 935355986
--------------------------------------------------------------------------------------------------------------------------
Security: 231561101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CW
ISIN: US2315611010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Adams Mgmt For For
Lynn M. Bamford Mgmt For For
Dean M. Flatt Mgmt For For
S. Marce Fuller Mgmt For For
Bruce D. Hoechner Mgmt For For
Glenda J. Minor Mgmt For For
Anthony J. Moraco Mgmt For For
John B. Nathman Mgmt For For
Robert J. Rivet Mgmt For For
Peter C. Wallace Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. An advisory (non-binding) vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
DENNY'S CORPORATION Agenda Number: 935377425
--------------------------------------------------------------------------------------------------------------------------
Security: 24869P104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: DENN
ISIN: US24869P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bernadette S. Mgmt For For
Aulestia
1B. Election of Director: Olu Beck Mgmt For For
1C. Election of Director: Gregg R. Dedrick Mgmt For For
1D. Election of Director: Jose M. Gutierrez Mgmt For For
1E. Election of Director: Brenda J. Lauderback Mgmt For For
1F. Election of Director: John C. Miller Mgmt For For
1G. Election of Director: Donald C. Robinson Mgmt For For
1H. Election of Director: Laysha Ward Mgmt For For
1I. Election of Director: F. Mark Wolfinger Mgmt For For
2. A proposal to ratify the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm of Denny's Corporation and
its subsidiaries for the fiscal year ending
December 29, 2021.
3. An advisory resolution to approve the Mgmt For For
executive compensation of the Company.
4. A proposal to approve the Denny's Mgmt For For
Corporation 2021 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
EAGLE MATERIALS INC Agenda Number: 935241719
--------------------------------------------------------------------------------------------------------------------------
Security: 26969P108
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: EXP
ISIN: US26969P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Margot L. Carter Mgmt For For
1B. Election of Director: Michael R. Nicolais Mgmt For For
1C. Election of Director: Mary P. Ricciardello Mgmt For For
1D. Election of Director: Richard R. Stewart Mgmt For For
2. Advisory resolution regarding the Mgmt For For
compensation of our named executive
officers.
3. To approve the expected appointment of Mgmt For For
Ernst & Young LLP as independent auditors
for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
EASTERN BANKSHARES, INC. Agenda Number: 935375623
--------------------------------------------------------------------------------------------------------------------------
Security: 27627N105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: EBC
ISIN: US27627N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Nominee: Richard C. Bane Mgmt For For
1.2 Election of Nominee: Joseph T. Chung Mgmt For For
1.3 Election of Nominee: Paul M. Connolly Mgmt For For
1.4 Election of Nominee: Bari A. Harlam Mgmt For For
2. Approve, in an advisory vote, the Mgmt For For
compensation paid to the Company's named
executive officers.
3. Approve, in an advisory vote, the frequency Mgmt 1 Year For
of future executive compensation advisory
votes.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
by the Audit Committee of the Board of
Directors as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935385674
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: D. Pike Aloian
1B. Election of Director to serve for a Mgmt For For
one-year term: H. Eric Bolton, Jr.
1C. Election of Director to serve for a one Mgmt For For
year term: Donald F. Colleran
1D. Election of Director to serve for a one Mgmt For For
year term: Hayden C. Eaves III
1E. Election of Director to serve for a one Mgmt For For
year term: David H. Hoster II
1F. Election of Director to serve for a one Mgmt For For
year term: Marshall A. Loeb
1G. Election of Director to serve for a one Mgmt For For
year term: Mary E. McCormick
1H. Election of Director to serve for a one Mgmt For For
year term: Katherine M. Sandstrom
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's charter and bylaws to allow
the bylaws to be amended by a majority of
stockholder votes.
--------------------------------------------------------------------------------------------------------------------------
ECHOSTAR CORPORATION Agenda Number: 935349426
--------------------------------------------------------------------------------------------------------------------------
Security: 278768106
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: SATS
ISIN: US2787681061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Stanton Dodge Mgmt Withheld Against
Michael T. Dugan Mgmt Withheld Against
Charles W. Ergen Mgmt Withheld Against
Lisa W. Hershman Mgmt For For
Pradman P. Kaul Mgmt Withheld Against
C. Michael Schroeder Mgmt For For
Jeffrey R. Tarr Mgmt For For
William D. Wade Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
EchoStar Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the EchoStar Mgmt Against Against
Corporation 2017 Non-Employee Director
Stock Incentive Plan as presented in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ESSENTIAL PROPERTIES REALTY TRUST, INC. Agenda Number: 935381878
--------------------------------------------------------------------------------------------------------------------------
Security: 29670E107
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: EPRT
ISIN: US29670E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul T. Bossidy Mgmt For For
Joyce DeLucca Mgmt For For
Scott A. Estes Mgmt For For
Peter M. Mavoides Mgmt For For
Lawrence J. Minich Mgmt For For
Heather L. Neary Mgmt For For
Stephen D. Sautel Mgmt For For
Janaki Sivanesan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the company's named
executive officers as more particularly
described in the proxy statement.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the company's Independent Registered
Public Accounting Firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION Agenda Number: 935346026
--------------------------------------------------------------------------------------------------------------------------
Security: 313855108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: FSS
ISIN: US3138551086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugene J. Lowe, III Mgmt For For
Dennis J. Martin Mgmt For For
William F. Owens Mgmt For For
Brenda L. Reichelderfer Mgmt For For
Jennifer L. Sherman Mgmt For For
John L. Workman Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Approve the Second Amendment to the Federal Mgmt For For
Signal Corporation 2015 Executive Incentive
Compensation Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Federal Signal Corporation's
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
GCI LIBERTY, INC. Agenda Number: 935296194
--------------------------------------------------------------------------------------------------------------------------
Security: 36164V305
Meeting Type: Special
Meeting Date: 15-Dec-2020
Ticker: GLIBA
ISIN: US36164V3050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the adoption of the Mgmt For For
Agreement and Plan of Merger, dated August
6, 2020 (as may be amended from time to
time), by and among Liberty Broadband
Corporation, GCI Liberty, Inc., Grizzly
Merger Sub 1, LLC and Grizzly Merger Sub 2,
Inc.
2. A proposal to approve the adjournment of Mgmt For For
the GCI Liberty, Inc. special meeting from
time to time to solicit additional proxies
in favor of Proposal 1 if there are
insufficient votes at the time of such
adjournment to approve that proposal or if
otherwise determined by the chairperson of
the meeting to be necessary or appropriate.
--------------------------------------------------------------------------------------------------------------------------
GETTY REALTY CORP. Agenda Number: 935352904
--------------------------------------------------------------------------------------------------------------------------
Security: 374297109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: GTY
ISIN: US3742971092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Constant
1B. Election of Director: Milton Cooper Mgmt Abstain Against
1C. Election of Director: Philip E. Coviello Mgmt Abstain Against
1D. Election of Director: Mary Lou Malanoski Mgmt For For
1E. Election of Director: Richard E. Montag Mgmt For For
1F. Election of Director: Howard B. Safenowitz Mgmt Abstain Against
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION (SAY-ON- PAY).
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
4. APPROVAL OF THE GETTY REALTY CORP. THIRD Mgmt Against Against
AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
HELEN OF TROY LIMITED Agenda Number: 935248345
--------------------------------------------------------------------------------------------------------------------------
Security: G4388N106
Meeting Type: Annual
Meeting Date: 26-Aug-2020
Ticker: HELE
ISIN: BMG4388N1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary B. Abromovitz Mgmt For For
1B. Election of Director: Krista L. Berry Mgmt For For
1C. Election of Director: Vincent D. Carson Mgmt For For
1D. Election of Director: Thurman K. Case Mgmt For For
1E. Election of Director: Timothy F. Meeker Mgmt For For
1F. Election of Director: Julien R. Mininberg Mgmt For For
1G. Election of Director: Beryl B. Raff Mgmt For For
1H. Election of Director: Darren G. Woody Mgmt For For
2. To provide advisory approval of the Mgmt For For
Company's executive compensation.
3. To appoint Grant Thornton LLP as the Mgmt For For
Company's auditor and independent
registered public accounting firm to serve
for the 2021 fiscal year and to authorize
the Audit Committee of the Board of
Directors to set the auditor's
remuneration.
--------------------------------------------------------------------------------------------------------------------------
KADANT INC. Agenda Number: 935365797
--------------------------------------------------------------------------------------------------------------------------
Security: 48282T104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: KAI
ISIN: US48282T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a three-year term Mgmt For For
expiring in 2024: Erin L. Russell
1B. Election of Director for a three-year term Mgmt For For
expiring in 2024: William P. Tully
2. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
3. To approve restricted stock unit grants to Mgmt For For
our non-employee directors.
4. To ratify the selection of KPMG LLP as our Mgmt For For
company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
KEMPER CORPORATION Agenda Number: 935359148
--------------------------------------------------------------------------------------------------------------------------
Security: 488401100
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: KMPR
ISIN: US4884011002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Teresa A. Canida Mgmt For For
1B. Election of Director: George N. Cochran Mgmt For For
1C. Election of Director: Kathleen M. Cronin Mgmt For For
1D. Election of Director: Lacy M. Johnson Mgmt For For
1E. Election of Director: Robert J. Joyce Mgmt For For
1F. Election of Director: Joseph P. Lacher, Jr. Mgmt For For
1G. Election of Director: Gerald Laderman Mgmt For For
1H. Election of Director: Stuart B. Parker Mgmt For For
1I. Election of Director: Christopher B. Mgmt For For
Sarofim
1J. Election of Director: David P. Storch Mgmt For For
1K. Election of Director: Susan D. Whiting Mgmt For For
2. Advisory vote to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accountant
for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
LADDER CAPITAL CORP Agenda Number: 935394863
--------------------------------------------------------------------------------------------------------------------------
Security: 505743104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: LADR
ISIN: US5057431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas Durst Mgmt For For
Jeffrey Steiner Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Approval of a non-binding, advisory Mgmt Against Against
resolution to approve our executive
compensation ("Say on Pay").
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 935330035
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 16-Mar-2021
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John J. Haley Mgmt For For
1B. Election of Class II Director: Jan D. Mgmt For For
Madsen
1C. Election of Class III Director: Bruce L. Mgmt For For
Caswell
1D. Election of Class III Director: Richard A. Mgmt For For
Montoni
1E. Election of Class III Director: Raymond B. Mgmt For For
Ruddy
2. The approval of 2021 Omnibus Incentive Mgmt For For
Plan.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountants for our 2021 fiscal year.
4. Advisory vote to approve the compensation Mgmt For For
of the Named Executive Officers.
5. A shareholder proposal pertaining to the Shr Against For
disclosure by the Company of certain
lobbying expenditures and activities.
--------------------------------------------------------------------------------------------------------------------------
MCGRATH RENTCORP Agenda Number: 935424440
--------------------------------------------------------------------------------------------------------------------------
Security: 580589109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: MGRC
ISIN: US5805891091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberly A. Box Mgmt For For
Smita Conjeevaram Mgmt For For
William J. Dawson Mgmt For For
Elizabeth A. Fetter Mgmt For For
Joseph F. Hanna Mgmt For For
Bradley M. Shuster Mgmt For For
M. Richard Smith Mgmt For For
Dennis P. Stradford Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the independent auditors for the
Company for the year ending December 31,
2021.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION Agenda Number: 935361799
--------------------------------------------------------------------------------------------------------------------------
Security: 552848103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: MTG
ISIN: US5528481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Analisa M. Allen Mgmt For For
Daniel A. Arrigoni Mgmt For For
C. Edward Chaplin Mgmt For For
Curt S. Culver Mgmt For For
Jay C. Hartzell Mgmt For For
Timothy A. Holt Mgmt For For
Jodeen A. Kozlak Mgmt For For
Michael E. Lehman Mgmt For For
Melissa B. Lora Mgmt For For
Timothy J. Mattke Mgmt For For
Gary A. Poliner Mgmt For For
Sheryl L. Sculley Mgmt For For
Mark M. Zandi Mgmt For For
2. Advisory Vote to Approve our Executive Mgmt For For
Compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MONARCH CASINO & RESORT, INC. Agenda Number: 935408838
--------------------------------------------------------------------------------------------------------------------------
Security: 609027107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MCRI
ISIN: US6090271072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bob Farahi Mgmt Against Against
1B. Election of Director: Yvette E. Landau Mgmt For For
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the executive compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS, INC. Agenda Number: 935318180
--------------------------------------------------------------------------------------------------------------------------
Security: 624758108
Meeting Type: Annual
Meeting Date: 09-Feb-2021
Ticker: MWA
ISIN: US6247581084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shirley C. Franklin Mgmt For For
1B. Election of Director: Scott Hall Mgmt For For
1C. Election of Director: Thomas J. Hansen Mgmt For For
1D. Election of Director: Jerry W. Kolb Mgmt For For
1E. Election of Director: Mark J. O'Brien Mgmt For For
1F. Election of Director: Christine Ortiz Mgmt For For
1G. Election of Director: Bernard G. Rethore Mgmt For For
1H. Election of Director: Lydia W. Thomas Mgmt For For
1I. Election of Director: Michael T. Tokarz Mgmt For For
1J. Election of Director: Stephen C. Van Mgmt For For
Arsdell
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
MURPHY USA INC. Agenda Number: 935347511
--------------------------------------------------------------------------------------------------------------------------
Security: 626755102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: MUSA
ISIN: US6267551025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred L. Holliger Mgmt For For
James W. Keyes Mgmt For For
Diane N. Landen Mgmt For For
2. Approval of Executive Compensation on an Mgmt For For
Advisory, Non-Binding Basis.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for
Fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GENERAL HOLDINGS CORP. Agenda Number: 935267434
--------------------------------------------------------------------------------------------------------------------------
Security: 636220303
Meeting Type: Special
Meeting Date: 30-Sep-2020
Ticker: NGHC
ISIN: US6362203035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 7, 2020 (as it may be
amended from time to time, the "Merger
Agreement"), by and among National General
Holdings Corp., a Delaware corporation (the
"Company"), The Allstate Corporation, a
Delaware corporation ("Parent"), and
Bluebird Acquisition Corp., a Delaware
corporation and an indirect wholly owned
subsidiary of Parent ("Merger Sub"),
pursuant to which, subject to the
satisfaction of customary closing
conditions, Merger Sub will be merged with
and into the Company (the "Merger").
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation payments that will
or may be paid or become payable to the
Company's named executive officers and that
are based on or otherwise relate to the
Merger and the agreements and
understandings pursuant to which such
compensation will or may be paid or become
payable.
3. To approve the adjournment of the special Mgmt For For
meeting, if necessary or appropriate,
including to solicit additional proxies if
there are insufficient votes at the time of
the special meeting to approve the proposal
to adopt the Merger Agreement or in the
absence of a quorum.
--------------------------------------------------------------------------------------------------------------------------
NATURAL GAS SERVICES GROUP, INC. Agenda Number: 935242545
--------------------------------------------------------------------------------------------------------------------------
Security: 63886Q109
Meeting Type: Annual
Meeting Date: 13-Aug-2020
Ticker: NGS
ISIN: US63886Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie Shockley Beyer Mgmt For For
(for a term expiring in 2023)
1B. Election of Director: Stephen C. Taylor Mgmt For For
(for a term expiring in 2023)
2. To consider an advisory vote on the Mgmt Against Against
Company's compensation programs for its
named executive officers.
3. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the Company's Independent
Registered Public Accounting Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
NATURAL GAS SERVICES GROUP, INC. Agenda Number: 935423056
--------------------------------------------------------------------------------------------------------------------------
Security: 63886Q109
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: NGS
ISIN: US63886Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring in Mgmt Against Against
2024: David L. Bradshaw
1B. Election of Director for a term expiring in Mgmt For For
2024: Nigel J. Jenvey
2. To consider an advisory vote on executive Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the Company's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC. Agenda Number: 935434946
--------------------------------------------------------------------------------------------------------------------------
Security: 65336K103
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: NXST
ISIN: US65336K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Perry A. Sook Mgmt For For
Geoffrey D. Armstrong Mgmt For For
Jay M. Grossman Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Approval, by an advisory vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935362513
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: ONTO
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leo Berlinghieri Mgmt For For
1.2 Election of Director: Edward J. Brown, Jr. Mgmt For For
1.3 Election of Director: David B. Miller Mgmt For For
1.4 Election of Director: Michael P. Plisinski Mgmt For For
1.5 Election of Director: Bruce C. Rhine Mgmt For For
1.6 Election of Director: Christopher A. Seams Mgmt For For
1.7 Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935375192
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ayad A. Fargo Mgmt For For
1B. Election of Director: Steven R. Gardner Mgmt For For
1C. Election of Director: Joseph L. Garrett Mgmt For For
1D. Election of Director: Jeffrey C. Jones Mgmt For For
1E. Election of Director: M. Christian Mitchell Mgmt For For
1F. Election of Director: Barbara S. Polsky Mgmt For For
1G. Election of Director: Zareh H. Sarrafian Mgmt For For
1H. Election of Director: Jaynie M. Studenmund Mgmt For For
1I. Election of Director: Cora M. Tellez Mgmt For For
1J. Election of Director: Richard C. Thomas Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PC CONNECTION, INC. Agenda Number: 935431522
--------------------------------------------------------------------------------------------------------------------------
Security: 69318J100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CNXN
ISIN: US69318J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia Gallup Mgmt Withheld Against
David Beffa-Negrini Mgmt For For
Barbara Duckett Mgmt For For
Jack Ferguson Mgmt For For
Gary Kinyon Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PEAPACK-GLADSTONE FINANCIAL CORPORATION Agenda Number: 935356267
--------------------------------------------------------------------------------------------------------------------------
Security: 704699107
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: PGC
ISIN: US7046991078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carmen M. Bowser Mgmt For For
Dr. Susan A. Cole Mgmt For For
Anthony J. Consi, II Mgmt For For
Richard Daingerfield Mgmt For For
Edward A. Gramigna, Jr. Mgmt For For
Peter D. Horst Mgmt For For
Steven A. Kass Mgmt For For
Douglas L. Kennedy Mgmt For For
F. Duffield Meyercord Mgmt For For
Patrick J. Mullen Mgmt For For
Philip W. Smith, III Mgmt For For
Tony Spinelli Mgmt For For
Beth Welsh Mgmt For For
2. To approve, on a non-binding basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the Peapack-Gladstone Financial Mgmt Against Against
Corporation 2021 Long-Term Incentive Plan
(to replace the 2012 Plan which expires in
early 2022).
4. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 935346963
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney Brown Mgmt For For
1B. Election of Director: Jack Davis Mgmt For For
1C. Election of Director: Kirby Dyess Mgmt For For
1D. Election of Director: Mark Ganz Mgmt For For
1E. Election of Director: Marie Oh Huber Mgmt For For
1F. Election of Director: Kathryn Jackson, PhD Mgmt For For
1G. Election of Director: Michael Lewis Mgmt For For
1H. Election of Director: Michael Millegan Mgmt For For
1I. Election of Director: Neil Nelson Mgmt For For
1J. Election of Director: Lee Pelton, PhD Mgmt For For
1K. Election of Director: Maria Pope Mgmt For For
1L. Election of Director: James Torgerson Mgmt For For
2. To approve, by a non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
PRIMERICA, INC. Agenda Number: 935364745
--------------------------------------------------------------------------------------------------------------------------
Security: 74164M108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PRI
ISIN: US74164M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Addison, Jr. Mgmt For For
1B. Election of Director: Joel M. Babbit Mgmt For For
1C. Election of Director: P. George Benson Mgmt For For
1D. Election of Director: C. Saxby Chambliss Mgmt For For
1E. Election of Director: Gary L. Crittenden Mgmt For For
1F. Election of Director: Cynthia N. Day Mgmt For For
1G. Election of Director: Sanjeev Dheer Mgmt For For
1H. Election of Director: Beatriz R. Perez Mgmt For For
1I. Election of Director: D. Richard Williams Mgmt For For
1J. Election of Director: Glenn J. Williams Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. To consider an advisory vote on executive Mgmt For For
compensation (Say-on- Pay).
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
REGIS CORPORATION Agenda Number: 935272093
--------------------------------------------------------------------------------------------------------------------------
Security: 758932107
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: RGS
ISIN: US7589321071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Felipe A. Athayde Mgmt For For
1B. Election of Director: Daniel G. Beltzman Mgmt For For
1C. Election of Director: Virginia Gambale Mgmt For For
1D. Election of Director: David J. Grissen Mgmt For For
1E. Election of Director: Mark S. Light Mgmt For For
1F. Election of Director: Michael J. Merriman Mgmt For For
1G. Election of Director: M. Ann Rhoades Mgmt For For
2. Approval of an advisory vote on the Mgmt For For
compensation of the Company's named
executive officers (a "Say-on-Pay Vote").
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 935339932
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald Clark, Jr. * Mgmt For For
Albert J. Dale, III * Mgmt For For
Connie L. Engel * Mgmt For For
C. Mitchell Waycaster * Mgmt For For
John T. Foy # Mgmt For For
3. Adoption, in a non-binding advisory vote, Mgmt For For
of a resolution approving the compensation
of our named executive officers.
4. Ratification of the appointment of HORNE Mgmt For For
LLP as Renasant's independent registered
public accountants for 2021.
--------------------------------------------------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORP Agenda Number: 935433108
--------------------------------------------------------------------------------------------------------------------------
Security: 761624105
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: REX
ISIN: US7616241052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stuart A. Rose Mgmt For For
1B. Election of Director: Zafar Rizvi Mgmt For For
1C. Election of Director: Edward M. Kress Mgmt For For
1D. Election of Director: David S. Harris Mgmt For For
1E. Election of Director: Charles A. Elcan Mgmt Against Against
1F. Election of Director: Mervyn L. Alphonso Mgmt For For
1G. Election of Director: Lee Fisher Mgmt For For
1H. Election of Director: Anne MacMillan Mgmt For For
2. ADVISORY VOTE on executive compensation. Mgmt For For
3. AMENDMENT TO CERTIFICATE OF INCORPORATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC. Agenda Number: 935357384
--------------------------------------------------------------------------------------------------------------------------
Security: 829073105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: SSD
ISIN: US8290731053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the next annual meeting: James S. Andrasick
1B. Election of Director to hold office until Mgmt For For
the next annual meeting: Jennifer A.
Chatman
1C. Election of Director to hold office until Mgmt For For
the next annual meeting: Karen Colonias
1D. Election of Director to hold office until Mgmt For For
the next annual meeting: Gary M. Cusumano
1E. Election of Director to hold office until Mgmt For For
the next annual meeting: Philip E.
Donaldson
1F. Election of Director to hold office until Mgmt For For
the next annual meeting: Celeste Volz Ford
1G. Election of Director to hold office until Mgmt For For
the next annual meeting: Robin G.
MacGillivray
2. Approve, on an advisory, non-binding basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Ratify the Board of Directors' selection of Mgmt For For
Grant Thornton LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SOLARIS OILFIELD INFRASTRUCTURE, INC. Agenda Number: 935370495
--------------------------------------------------------------------------------------------------------------------------
Security: 83418M103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SOI
ISIN: US83418M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Burke Mgmt Withheld Against
F. Gardner Parker Mgmt Withheld Against
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 935380422
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Fortunato Mgmt For For
Lawrence P. Molloy Mgmt For For
Joseph D. O'Leary Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to our named executive officers for fiscal
2020 ("say-on-pay").
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 2,
2022.
--------------------------------------------------------------------------------------------------------------------------
SPX CORPORATION Agenda Number: 935370596
--------------------------------------------------------------------------------------------------------------------------
Security: 784635104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: SPXC
ISIN: US7846351044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term expiring in Mgmt For For
2024: Ruth G. Shaw
1.2 Election of Director for a term expiring in Mgmt For For
2024: Robert B. Toth
1.3 Election of Director for a term expiring in Mgmt For For
2024: Angel S. Willis
2. Approval of Named Executive Officers' Mgmt For For
Compensation, on a Non- binding Advisory
Basis.
3. Ratification of Appointment of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE BANCORP, INC. Agenda Number: 935382490
--------------------------------------------------------------------------------------------------------------------------
Security: 05969A105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TBBK
ISIN: US05969A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel G. Cohen Mgmt Against Against
1B. Election of Director: Damian M. Kozlowski Mgmt For For
1C. Election of Director: Walter T. Beach Mgmt For For
1D. Election of Director: Michael J. Bradley Mgmt For For
1E. Election of Director: John C. Chrystal Mgmt For For
1F. Election of Director: Matthew N. Cohn Mgmt For For
1G. Election of Director: John M. Eggemeyer Mgmt For For
1H. Election of Director: Hersh Kozlov Mgmt For For
1I. Election of Director: William H. Lamb Mgmt For For
1J. Election of Director: James J. McEntee lll Mgmt For For
1K. Election of Director: Daniela A. Mielke Mgmt For For
1L. Election of Director: Stephanie B. Mudick Mgmt For For
1M. Election of Director: Mei-Mei H. Tuan Mgmt For For
2. Proposal to approve a non-binding advisory Mgmt For For
vote on the Company's compensation program
for its named executive officers.
3. Proposal to approve the selection of Grant Mgmt For For
Thornton LLP as independent public
accountants for the Company for the fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 935369480
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Harriett "Tee" Mgmt For For
Taggart - Two-year term expiring in 2023
1.2 Election of Director: Kevin J. Bradicich - Mgmt For For
Three-year term expiring in 2024
1.3 Election of Director: J. Paul Condrin III - Mgmt For For
Three-year term expiring in 2024
1.4 Election of Director: Cynthia L. Egan - Mgmt For For
Three-year term expiring in 2024
1.5 Election of Director: Kathleen S. Lane - Mgmt For For
Three-year term expiring in 2024
2. To approve the advisory vote on the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent, registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
TREEHOUSE FOODS, INC. Agenda Number: 935372526
--------------------------------------------------------------------------------------------------------------------------
Security: 89469A104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: THS
ISIN: US89469A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ashley Buchanan Mgmt For For
1.2 Election of Director: Steven Oakland Mgmt For For
1.3 Election of Director: Jill A. Rahman Mgmt For For
2. Advisory vote to approve the Company's Mgmt For For
executive compensation program.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC. Agenda Number: 935311782
--------------------------------------------------------------------------------------------------------------------------
Security: 89678F100
Meeting Type: Special
Meeting Date: 30-Dec-2020
Ticker: TSC
ISIN: US89678F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL, FOR PURPOSES OF NASDAQ RULE Mgmt For For
5635(D), OF THE POTENTIAL ISSUANCE OF
GREATER THAN 19.99% OF THE COMPANY'S
OUTSTANDING COMMON STOCK UPON CONVERSION OF
SERIES C PREFERRED STOCK.
2. APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
PROPOSAL 1 AT THE TIME OF THE SPECIAL
MEETING OR IN THE ABSENCE OF A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC. Agenda Number: 935397415
--------------------------------------------------------------------------------------------------------------------------
Security: 89678F100
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TSC
ISIN: US89678F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David L. Bonvenuto Mgmt For For
James J. Dolan Mgmt For For
Audrey P. Dunning Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
FOR FISCAL YEAR 2021
4. AMEND OMNIBUS INCENTIVE PLAN TO INCREASE Mgmt Against Against
THE NUMBER OF COMMON SHARES AUTHORIZED AND
CLARIFY ELIGIBILITY FOR PARTICIPATION UNDER
THE OMNIBUS INCENTIVE PLAN
5A. AUTHORIZE THE INCREASE IN AUTHORIZED SHARES Mgmt For For
OF COMMON STOCK
5B. CREATE NON-VOTING CLASS OF COMMON STOCK Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION Agenda Number: 935348626
--------------------------------------------------------------------------------------------------------------------------
Security: 902788108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: UMBF
ISIN: US9027881088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robin C. Beery Mgmt For For
Janine A. Davidson Mgmt For For
Kevin C. Gallagher Mgmt For For
Greg M. Graves Mgmt For For
Alexander C. Kemper Mgmt For For
J. Mariner Kemper Mgmt For For
Gordon E. Landsford III Mgmt For For
Timothy R. Murphy Mgmt For For
Tamara M. Peterman Mgmt For For
Kris A. Robbins Mgmt For For
L. Joshua Sosland Mgmt For For
Leroy J. Williams, Jr. Mgmt For For
2. An advisory vote (non-binding) on the Mgmt For For
compensation paid to UMB's named executive
officers.
3. Ratification of the Corporate Audit Mgmt For For
Committee's engagement of KPMG LLP as UMB's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VECTRUS, INC. Agenda Number: 935360420
--------------------------------------------------------------------------------------------------------------------------
Security: 92242T101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: VEC
ISIN: US92242T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: Bradford J. Mgmt For For
Boston
1B. ELECTION OF CLASS I DIRECTOR: Charles L. Mgmt For For
Prow
1C. ELECTION OF CLASS I DIRECTOR: Phillip C. Mgmt For For
Widman
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Vectrus, Inc.
Independent Registered Public Accounting
Firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of the advisory vote on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VERITEX HOLDINGS INC. Agenda Number: 935417229
--------------------------------------------------------------------------------------------------------------------------
Security: 923451108
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: VBTX
ISIN: US9234511080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Malcolm Holland, III Mgmt For For
Arcilia Acosta Mgmt For For
Pat S. Bolin Mgmt For For
April Box Mgmt For For
Blake Bozman Mgmt For For
William D. Ellis Mgmt For For
William E. Fallon Mgmt For For
Mark C. Griege Mgmt For For
Gordon Huddleston Mgmt For For
Steven D. Lerner Mgmt For For
Manuel J. Mehos Mgmt For For
Gregory B. Morrison Mgmt For For
John T. Sughrue Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Grant Thronton Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VIRTUS INVESTMENT PARTNERS, INC. Agenda Number: 935370053
--------------------------------------------------------------------------------------------------------------------------
Security: 92828Q109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: VRTS
ISIN: US92828Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Timothy A. Holt Mgmt For For
1B. Election of Director: Melody L. Jones Mgmt For For
1C. Election of Director: Stephen T. Zarrilli Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, in a non-binding vote, named Mgmt For For
executive officer compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Omnibus Incentive and
Equity Plan to increase the number of
shares available for issuance by 550,000
shares.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC. Agenda Number: 935315069
--------------------------------------------------------------------------------------------------------------------------
Security: 938824109
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: WAFD
ISIN: US9388241096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark N. Tabbutt Mgmt For For
Brent J. Beardall Mgmt For For
S. Steven Singh Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF Mgmt For For
WASHINGTON FEDERAL'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
Brown Advisory Small-Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABCAM PLC Agenda Number: 935298097
--------------------------------------------------------------------------------------------------------------------------
Security: 000380204
Meeting Type: Annual
Meeting Date: 04-Dec-2020
Ticker: ABCM
ISIN: US0003802040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the reports of the Mgmt For For
Directors and the financial statements for
the year ended 30 June 2020, together with
the Independent Auditor's Report.
2. To approve the Annual Report on Directors' Mgmt For For
Remuneration for the year ended 30 June
2020.
3. To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditor.
4. To authorise the Audit and Risk Committee Mgmt For For
to fix the auditor's remuneration.
5. To re-elect Peter Allen as a Director of Mgmt For For
the Company.
6. To re-elect Alan Hirzel as a Director of Mgmt For For
the Company.
7. To elect Michael Baldock as a Director of Mgmt For For
the Company.
8. To re-elect Louise Patten as a Director of Mgmt For For
the Company.
9. To re-elect Mara Aspinall as a Director of Mgmt For For
the Company.
10. To re-elect Giles Kerr as a Director of the Mgmt For For
Company.
11. To authorise the Directors to allot shares. Mgmt For For
12. To authorise the Directors to allot equity Mgmt For For
securities on a non-pre-emptive basis.
13. To authorise the Directors to allot Mgmt For For
additional securities on a non-pre-emptive
basis in connection with a transaction.
14. To authorise the purchase of own shares by Mgmt For For
the Company.
--------------------------------------------------------------------------------------------------------------------------
ACCELERON PHARMA INC. Agenda Number: 935421127
--------------------------------------------------------------------------------------------------------------------------
Security: 00434H108
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: XLRN
ISIN: US00434H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Habib J. Mgmt For For
Dable
1B. Election of Class II Director: Terrence C. Mgmt For For
Kearney
1C. Election of Class II Director: Karen L. Mgmt For For
Smith, M.D., Ph.D.
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers as described in the
proxy statement.
3. To recommend, by an advisory, non-binding Mgmt 1 Year For
vote, the frequency of future advisory
votes to approve the compensation paid to
the Company's named executive officers.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ANGI INC. Agenda Number: 935413942
--------------------------------------------------------------------------------------------------------------------------
Security: 00183L102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: ANGI
ISIN: US00183L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas R. Evans Mgmt For For
Alesia J. Haas Mgmt For For
Kendall Handler Mgmt For For
Oisin Hanrahan Mgmt For For
Angela R. Hicks Bowman Mgmt For For
Joseph Levin Mgmt For For
Glenn H. Schiffman Mgmt For For
Mark Stein Mgmt For For
Suzy Welch Mgmt For For
Gregg Winiarski Mgmt For For
Yilu Zhao Mgmt For For
2. To approve a non-binding advisory Mgmt For For
resolution on executive compensation.
3. To conduct a non-binding advisory vote on Mgmt 1 Year Against
the frequency of future advisory votes on
executive compensation.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Angi Inc.'s independent
registered accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION Agenda Number: 935426329
--------------------------------------------------------------------------------------------------------------------------
Security: 03990B101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ARES
ISIN: US03990B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J Arougheti Mgmt Against Against
1B. Election of Director: Antoinette Bush Mgmt Against Against
1C. Election of Director: Paul G. Joubert Mgmt Against Against
1D. Election of Director: R. Kipp deVeer Mgmt Against Against
1E. Election of Director: David B. Kaplan Mgmt Against Against
1F. Election of Director: Michael Lynton Mgmt Against Against
1G. Election of Director: Dr. Judy D. Olian Mgmt Against Against
1H. Election of Director: Antony P. Ressler Mgmt Against Against
1I. Election of Director: Bennett Rosenthal Mgmt Against Against
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for our
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ASCENDIS PHARMA A S Agenda Number: 935429527
--------------------------------------------------------------------------------------------------------------------------
Security: 04351P101
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: ASND
ISIN: US04351P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Chairman of the Meeting. Mgmt For For
2. Report on the Company's Activities during Mgmt For For
the Past Year.
3. Presentation of Audited Annual Report with Mgmt For For
Auditor's Statement for Approval and
Discharge of the Board of Directors and
Management.
4. Resolution on Application of Profits or Mgmt For For
Covering of Losses as per the Adopted
Annual Report.
5A. Election of Board Member for Class I, with Mgmt Against Against
a term expiring at the annual general
meeting held in 2023: James I. Healy
5B. Election of Board Member for Class I, with Mgmt For For
a term expiring at the annual general
meeting held in 2023: Jan Moller Mikkelsen
5C. Election of Board Member for Class I, with Mgmt For For
a term expiring at the annual general
meeting held in 2023: Lisa Morrison
6. Election of State-authorized Public Mgmt For For
Auditor.
7A. The Board of Directors is authorized to Mgmt Against Against
increase the Company's share capital by up
to nominal DKK 9,000,000 without
pre-emptive subscription right for the
Company's shareholder. The capital increase
must be carried out at market price.
7B. The Board of Directors is authorized to Mgmt Against Against
issue up to nominal 2,000,000 new warrants
to management, employees and consultants.
The exercise price of such warrants shall
be determined by the Board of Directors and
shall equal at least to the market price of
the shares at the time of issuance.
7C. The Board of Directors is authorized, to Mgmt For For
purchase up to nominal DKK 2,000,000 shares
or American Depositary Shares representing
a corresponding amount of shares in the
Company as treasury shares. The minimum
price per share shall be DKK 1 and the
maximum price per share shall not exceed
the market price.
--------------------------------------------------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC. Agenda Number: 935317328
--------------------------------------------------------------------------------------------------------------------------
Security: 045327103
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: AZPN
ISIN: US0453271035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Bradicich Mgmt For For
Adriana Karaboutis Mgmt For For
Georgia Keresty Mgmt For For
2. Ratify the appointment of KPMG as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as identified in the Proxy
Statement for the annual meeting (so-called
"say on pay").
--------------------------------------------------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HLDG CO LTD Agenda Number: 935362006
--------------------------------------------------------------------------------------------------------------------------
Security: G11196105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: BHVN
ISIN: VGG111961055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring at Mgmt Against Against
the 2024 Annual Meeting: Julia P. Gregory
1B. Election of Director for a term expiring at Mgmt Against Against
the 2024 Annual Meeting: Michael T.
Heffernan
1C. Election of Director for a term expiring at Mgmt For For
the 2024 Annual Meeting: Robert J. Hugin
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent auditors for
fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
BLACKLINE, INC. Agenda Number: 935359441
--------------------------------------------------------------------------------------------------------------------------
Security: 09239B109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: BL
ISIN: US09239B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Owen Ryan Mgmt Withheld Against
Kevin Thompson Mgmt Withheld Against
Sophia Velastegui Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as the
Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2021.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the 2020 compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION Agenda Number: 935409397
--------------------------------------------------------------------------------------------------------------------------
Security: 09627Y109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BPMC
ISIN: US09627Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George D. Demetri Mgmt Withheld Against
Lynn Seely Mgmt Withheld Against
2. To approve an advisory vote on named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 935424818
--------------------------------------------------------------------------------------------------------------------------
Security: 109194100
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: BFAM
ISIN: US1091941005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a term of Mgmt For For
three years: Julie Atkinson
1B. Election of Class II Director for a term of Mgmt For For
three years: Jordan Hitch
1C. Election of Class II Director for a term of Mgmt For For
three years: Laurel J. Richie
1D. Election of Class II Director for a term of Mgmt For For
three years: Mary Ann Tocio
2. To approve, on an advisory basis, the Mgmt For For
compensation paid by the Company to its
Named Executive Officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve the compensation paid by the
Company to its Named Executive Officers.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 935403004
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William A. Linton Ph.D. Mgmt For For
Adelene Q. Perkins Mgmt Withheld Against
Robert Rosenthal, Ph.D. Mgmt Withheld Against
2. Approval on an advisory basis of the 2020 Mgmt For For
compensation of our named executive
officers, as discussed in the Proxy
Statement.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CACTUS, INC. Agenda Number: 935411633
--------------------------------------------------------------------------------------------------------------------------
Security: 127203107
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: WHD
ISIN: US1272031071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael McGovern Mgmt Withheld Against
John (Andy) O'Donnell Mgmt Withheld Against
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as auditors.
--------------------------------------------------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC. Agenda Number: 935251289
--------------------------------------------------------------------------------------------------------------------------
Security: 147528103
Meeting Type: Annual
Meeting Date: 02-Sep-2020
Ticker: CASY
ISIN: US1475281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: H. Lynn Horak Mgmt For For
1b. Election of Director: Diane C. Bridgewater Mgmt For For
1c. Election of Director: David K. Lenhardt Mgmt For For
1d. Election of Director: Darren M. Rebelez Mgmt For For
1e. Election of Director: Larree M. Renda Mgmt For For
1f. Election of Director: Judy A. Schmeling Mgmt For For
1g. Election of Director: Allison M. Wing Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the Company for the
fiscal year ending April 30, 2021.
3. To hold an advisory vote on our named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CATALENT, INC. Agenda Number: 935271293
--------------------------------------------------------------------------------------------------------------------------
Security: 148806102
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: CTLT
ISIN: US1488061029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Madhavan Balachandran Mgmt Against Against
1B. Election of Director: J. Martin Carroll Mgmt Against Against
1C. Election of Director: Rolf Classon Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Christa Kreuzburg Mgmt Against Against
1F. Election of Director: Gregory T. Lucier Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditor.
3. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 935370483
--------------------------------------------------------------------------------------------------------------------------
Security: 159864107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CRL
ISIN: US1598641074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Foster Mgmt For For
1B. Election of Director: Nancy C. Andrews Mgmt For For
1C. Election of Director: Robert Bertolini Mgmt For For
1D. Election of Director: Deborah T. Kochevar Mgmt For For
1E. Election of Director: George Llado, Sr. Mgmt For For
1F. Election of Director: Martin W. MacKay Mgmt For For
1G. Election of Director: George E. Massaro Mgmt For For
1H. Election of Director: George M. Milne, Jr. Mgmt For For
1I. Election of Director: C. Richard Reese Mgmt For For
1J. Election of Director: Richard F. Wallman Mgmt For For
1K. Election of Director: Virginia M. Wilson Mgmt For For
2. Say on Pay. Mgmt For For
3. Ratification of Auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 935389848
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marne Levine Mgmt For For
Richard Sarnoff Mgmt For For
Paul LeBlanc Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC. Agenda Number: 935400197
--------------------------------------------------------------------------------------------------------------------------
Security: 169905106
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CHH
ISIN: US1699051066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian B. Bainum Mgmt For For
1.2 Election of Director: Stewart W. Bainum, Mgmt For For
Jr.
1.3 Election of Director: William L. Jews Mgmt For For
1.4 Election of Director: Monte J.M. Koch Mgmt For For
1.5 Election of Director: Liza K. Landsman Mgmt For For
1.6 Election of Director: Patrick S. Pacious Mgmt For For
1.7 Election of Director: Ervin R. Shames Mgmt For For
1.8 Election of Director: Maureen D. Sullivan Mgmt For For
1.9 Election of Director: John P. Tague Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED Agenda Number: 935343400
--------------------------------------------------------------------------------------------------------------------------
Security: 171484108
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: CHDN
ISIN: US1714841087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Willam C. Carstanjen Mgmt For For
Karole F. Lloyd Mgmt For For
Paul C. Varga Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive compensation
as disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CLARUS CORPORATION Agenda Number: 935430708
--------------------------------------------------------------------------------------------------------------------------
Security: 18270P109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CLAR
ISIN: US18270P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren B. Kanders Mgmt Withheld Against
Donald L. House Mgmt Withheld Against
Nicholas Sokolow Mgmt Withheld Against
Michael A. Henning Mgmt Withheld Against
Susan Ottmann Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Clarus Corporation's
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CMC MATERIALS, INC. Agenda Number: 935326264
--------------------------------------------------------------------------------------------------------------------------
Security: 12571T100
Meeting Type: Annual
Meeting Date: 03-Mar-2021
Ticker: CCMP
ISIN: US12571T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara A. Klein Mgmt For For
David H. Li Mgmt For For
William P. Noglows Mgmt For For
2. Non-binding stockholder advisory approval Mgmt For For
of our named executive officer
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditors for fiscal year 2021.
4. Approval of the CMC Materials, Inc. 2021 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC. Agenda Number: 935351483
--------------------------------------------------------------------------------------------------------------------------
Security: 19239V302
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CCOI
ISIN: US19239V3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dave Schaeffer Mgmt For For
D. Blake Bath Mgmt For For
Steven D. Brooks Mgmt For For
Lewis H. Ferguson, III Mgmt For For
Carolyn Katz Mgmt For For
Sheryl Kennedy Mgmt For For
Marc Montagner Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accountants for the fiscal year ending
December 31, 2021.
3. To approve an amendment and restatement of Mgmt For For
the Company's 2017 Incentive Award Plan
including an increase in the number of
shares available for issuance thereunder by
1.2 million shares.
4. Non-binding advisory vote to approve named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
DYNATRACE, INC. Agenda Number: 935248410
--------------------------------------------------------------------------------------------------------------------------
Security: 268150109
Meeting Type: Annual
Meeting Date: 25-Aug-2020
Ticker: DT
ISIN: US2681501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John Van Mgmt For For
Siclen
1B. Election of Class I Director: Michael Mgmt For For
Capone
1C. Election of Class I Director: Stephen Mgmt Against Against
Lifshatz
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935385674
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: D. Pike Aloian
1B. Election of Director to serve for a Mgmt For For
one-year term: H. Eric Bolton, Jr.
1C. Election of Director to serve for a one Mgmt For For
year term: Donald F. Colleran
1D. Election of Director to serve for a one Mgmt For For
year term: Hayden C. Eaves III
1E. Election of Director to serve for a one Mgmt For For
year term: David H. Hoster II
1F. Election of Director to serve for a one Mgmt For For
year term: Marshall A. Loeb
1G. Election of Director to serve for a one Mgmt For For
year term: Mary E. McCormick
1H. Election of Director to serve for a one Mgmt For For
year term: Katherine M. Sandstrom
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's charter and bylaws to allow
the bylaws to be amended by a majority of
stockholder votes.
--------------------------------------------------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION Agenda Number: 935360343
--------------------------------------------------------------------------------------------------------------------------
Security: 29261A100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EHC
ISIN: US29261A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Greg D. Carmichael
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: John W. Chidsey
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Donald L. Correll
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Yvonne M. Curl
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Charles M. Elson
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Joan E. Herman
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Leo I. Higdon, Jr.
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Leslye G. Katz
1I. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Patricia A. Maryland
1J. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: John E. Maupin, Jr.
1K. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Nancy M. Schlichting
1L. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: L. Edward Shaw, Jr.
1M. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Mark J. Tarr
1N. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Terrance Williams
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2021.
3. An advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 935357930
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: R. Nicholas Burns Mgmt For For
1C. Election of Director: Rodney Clark Mgmt For For
1D. Election of Director: James F. Gentilcore Mgmt For For
1E. Election of Director: Yvette Kanouff Mgmt For For
1F. Election of Director: James P. Lederer Mgmt For For
1G. Election of Director: Bertrand Loy Mgmt For For
1H. Election of Director: Paul L. H. Olson Mgmt For For
1I. Election of Director: Azita Saleki-Gerhardt Mgmt For For
1J. Election of Director: Brian F. Sullivan Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
3. Ratify the appointment of KPMG LLP as Mgmt For For
Entegris, Inc.'s Independent Registered
Public Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 935390411
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Valerie Mosley Mgmt For For
Gregory Smith Mgmt For For
2. The approval, on an advisory basis, of 2020 Mgmt For For
executive compensation.
3. The ratification of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. The approval of the Envestnet, Inc. Mgmt For For
Long-Term Incentive Plan, as amended
through the Fifth Amendment.
--------------------------------------------------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC. Agenda Number: 935317215
--------------------------------------------------------------------------------------------------------------------------
Security: 296315104
Meeting Type: Annual
Meeting Date: 05-Feb-2021
Ticker: ESE
ISIN: US2963151046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Victor L. Richey Mgmt For For
James M. Stolze Mgmt For For
2. To approve amendments to the Company's 2018 Mgmt For For
Omnibus Incentive Plan.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the 2021 fiscal year.
4. Say on Pay - An advisory vote to approve Mgmt For For
the compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ESTABLISHMENT LABS HOLDINGS INC. Agenda Number: 935389850
--------------------------------------------------------------------------------------------------------------------------
Security: G31249108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ESTA
ISIN: VGG312491084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lisa Gersh Mgmt Against Against
2. The ratification of Marcum LLP as the Mgmt For For
independent public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EVO PAYMENTS, INC. Agenda Number: 935381688
--------------------------------------------------------------------------------------------------------------------------
Security: 26927E104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: EVOP
ISIN: US26927E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vahe A. Dombalagian Mgmt For For
James G. Kelly Mgmt For For
Rafik R. Sidhom Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
3. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. Approval, for purposes of Nasdaq Listing Mgmt For For
Rules, of the elimination of the limitation
on conversions contained in the Company's
outstanding Series A convertible preferred
stock.
--------------------------------------------------------------------------------------------------------------------------
FIBROGEN, INC. Agenda Number: 935383808
--------------------------------------------------------------------------------------------------------------------------
Security: 31572Q808
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FGEN
ISIN: US31572Q8087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: James A.
Schoeneck
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Jeffrey W.
Henderson
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Maykin Ho,
Ph.D.
2. To approve, on an advisory basis, the Mgmt For For
compensation of FibroGen's named executive
officers, as disclosed in the proxy
statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP by the Audit
Committee of the Board of Directors as the
independent registered public accounting
firm of FibroGen for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FTI CONSULTING, INC. Agenda Number: 935380345
--------------------------------------------------------------------------------------------------------------------------
Security: 302941109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: FCN
ISIN: US3029411093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brenda J. Bacon Mgmt For For
1B. Election of Director: Mark S. Bartlett Mgmt For For
1C. Election of Director: Claudio Costamagna Mgmt For For
1D. Election of Director: Vernon Ellis Mgmt For For
1E. Election of Director: Nicholas C. Mgmt For For
Fanandakis
1F. Election of Director: Steven H. Gunby Mgmt For For
1G. Election of Director: Gerard E. Holthaus Mgmt For For
1H. Election of Director: Laureen E. Seeger Mgmt For For
2. Ratify the appointment of KPMG LLP as FTI Mgmt For For
Consulting, Inc.'s independent registered
public accounting firm for the year ending
December 31, 2021.
3. Vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
the named executive officers for the year
ended December 31, 2020 at the 2021 Annual
Meeting of Shareholders.
--------------------------------------------------------------------------------------------------------------------------
GCI LIBERTY, INC. Agenda Number: 935296194
--------------------------------------------------------------------------------------------------------------------------
Security: 36164V305
Meeting Type: Special
Meeting Date: 15-Dec-2020
Ticker: GLIBA
ISIN: US36164V3050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the adoption of the Mgmt For For
Agreement and Plan of Merger, dated August
6, 2020 (as may be amended from time to
time), by and among Liberty Broadband
Corporation, GCI Liberty, Inc., Grizzly
Merger Sub 1, LLC and Grizzly Merger Sub 2,
Inc.
2. A proposal to approve the adjournment of Mgmt For For
the GCI Liberty, Inc. special meeting from
time to time to solicit additional proxies
in favor of Proposal 1 if there are
insufficient votes at the time of such
adjournment to approve that proposal or if
otherwise determined by the chairperson of
the meeting to be necessary or appropriate.
--------------------------------------------------------------------------------------------------------------------------
GENPACT LIMITED Agenda Number: 935364024
--------------------------------------------------------------------------------------------------------------------------
Security: G3922B107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: G
ISIN: BMG3922B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N.V. Tyagarajan Mgmt For For
1B. Election of Director: James Madden Mgmt For For
1C. Election of Director: Ajay Agrawal Mgmt For For
1D. Election of Director: Stacey Cartwright Mgmt For For
1E. Election of Director: Laura Conigliaro Mgmt For For
1F. Election of Director: Tamara Franklin Mgmt For For
1G. Election of Director: Carol Lindstrom Mgmt For For
1H. Election of Director: CeCelia Morken Mgmt For For
1I. Election of Director: Mark Nunnelly Mgmt For For
1J. Election of Director: Brian Stevens Mgmt For For
1K. Election of Director: Mark Verdi Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the appointment of KPMG as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC. Agenda Number: 935299429
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 15-Dec-2020
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Brown Mgmt For For
1b. Election of Director: Margaret Dillon Mgmt For For
1c. Election of Director: Michael Keller Mgmt For For
1d. Election of Director: Catherine P. Lego Mgmt For For
1e. Election of Director: Mike Rosenbaum Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future non-binding, advisory
votes to approve the compensation of the
Company's named executive officers.
5. To approve the Guidewire Software, Inc. Mgmt For For
2020 Stock Plan.
6. To consider a stockholder proposal Shr For For
regarding adoption of a simple majority
voting standard in the Company's
Certificate of Incorporation and Bylaws for
all actions that require a vote by
stockholders, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
HAMILTON LANE INCORPORATED Agenda Number: 935251063
--------------------------------------------------------------------------------------------------------------------------
Security: 407497106
Meeting Type: Annual
Meeting Date: 03-Sep-2020
Ticker: HLNE
ISIN: US4074971064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Berkman Mgmt Withheld Against
O. Griffith Sexton Mgmt Withheld Against
2. Advisory, non-binding vote to approve named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HEALTHEQUITY, INC. Agenda Number: 935431421
--------------------------------------------------------------------------------------------------------------------------
Security: 42226A107
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: HQY
ISIN: US42226A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert Selander
1B. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Jon Kessler
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Stephen Neeleman,
M.D.
1D. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Frank Corvino
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Adrian Dillon
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Evelyn Dilsaver
1G. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Debra McCowan
1H. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Stuart Parker
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Ian Sacks
1J. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Gayle Wellborn
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the fiscal 2021 compensation paid to
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IAA, INC Agenda Number: 935412596
--------------------------------------------------------------------------------------------------------------------------
Security: 449253103
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: IAA
ISIN: US4492531037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until our Mgmt For For
2022 annual meeting: Bill Breslin
1B. Election of Director to serve until our Mgmt For For
2022 annual meeting: Brian Bales
1C. Election of Director to serve until our Mgmt For For
2022 annual meeting: Olaf Kastner
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935361484
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: WILLIAM M. COOK
1B. Election of Director for a term of three Mgmt For For
years: MARK A. BUTHMAN
1C. Election of Director for a term of three Mgmt For For
years: LAKECIA N. GUNTER
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
INARI MEDICAL, INC. Agenda Number: 935388771
--------------------------------------------------------------------------------------------------------------------------
Security: 45332Y109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: NARI
ISIN: US45332Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William Hoffman Mgmt Withheld Against
Donald Milder Mgmt Withheld Against
Geoff Pardo Mgmt Withheld Against
2. To ratify the selection of BDO USA LLP as Mgmt For For
the independent registered public
accounting firm for Inari Medical, Inc. for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INFINERA CORPORATION Agenda Number: 935388997
--------------------------------------------------------------------------------------------------------------------------
Security: 45667G103
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: INFN
ISIN: US45667G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting of
Stockholders: Gregory P. Dougherty
1B. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting of
Stockholders: David W. Heard
1C. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting of
Stockholders: Paul J. Milbury
1D. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting of
Stockholders: David F. Welch, Ph.D.
2. To approve an amendment to the Infinera Mgmt For For
Corporation 2016 Equity Incentive Plan to
(i) increase the number of shares
authorized for issuance thereunder by
4,350,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Infinera's named executive
officers, as described in the Proxy
Statement.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Infinera's independent registered
public accounting firm for the fiscal year
ending December 25, 2021.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935419324
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil Mgmt For For
Maria Fardis, Ph.D, MBA Mgmt For For
Athena Countouriotis MD Mgmt For For
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt For For
Wayne P. Rothbaum Mgmt For For
Michael Weiser MD Ph.D Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION Agenda Number: 935363096
--------------------------------------------------------------------------------------------------------------------------
Security: 477839104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: JBT
ISIN: US4778391049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: C. Maury Devine Mgmt For For
1B. Election of Director: Emmanuel Lagarrigue Mgmt For For
1C. Election of Director: James M. Ringler Mgmt For For
2. Approve, on an advisory basis, a Mgmt For For
non-binding resolution regarding the
compensation of named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC Agenda Number: 935377336
--------------------------------------------------------------------------------------------------------------------------
Security: 499049104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: KNX
ISIN: US4990491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Knight Mgmt For For
Kathryn Munro Mgmt For For
2. Conduct an advisory, non-binding vote to Mgmt For For
approve executive compensation.
3. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
4. Vote on a stockholder proposal regarding Shr For Against
simple majority vote.
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 935360646
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Anderson Mgmt For For
Robin A. Abrams Mgmt For For
Mark E. Jensen Mgmt For For
Anjali Joshi Mgmt For For
James P. Lederer Mgmt For For
Krishna Rangasayee Mgmt For For
D. Jeffrey Richardson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 1, 2022.
3. To approve, as an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 935344337
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kristina Cerniglia Mgmt For For
1B. Election of Director: Tzau-Jin Chung Mgmt For For
1C. Election of Director: Cary Fu Mgmt For For
1D. Election of Director: Maria Green Mgmt For For
1E. Election of Director: Anthony Grillo Mgmt For For
1F. Election of Director: David Heinzmann Mgmt For For
1G. Election of Director: Gordon Hunter Mgmt For For
1H. Election of Director: William Noglows Mgmt For For
1I. Election of Director: Nathan Zommer Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve and ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 935272409
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: MMYT
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint KPMG (Mauritius) as the Mgmt For For
independent auditor of the Company for the
fiscal year ending March 31, 2021, and to
authorize the Company's Board of Directors
to fix such auditor's remuneration.
2. To adopt the Company's consolidated and Mgmt For For
separate financial statements for the
fiscal year ended March 31, 2020, audited
by KPMG (Mauritius).
3. To re-elect Deep Kalra as a director on the Mgmt For For
Board of Directors of the Company.
4. To re-elect Rajesh Magow as a director on Mgmt For For
the Board of Directors of the Company.
5. To re-elect James Jianzhang Liang as a Mgmt For For
director on the Board of Directors of the
Company.
6. To re-elect Hyder Aboobakar as a director Mgmt For For
on the Board of Directors of the Company.
--------------------------------------------------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP. Agenda Number: 935402432
--------------------------------------------------------------------------------------------------------------------------
Security: 564563104
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: MANT
ISIN: US5645631046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George J. Pedersen Mgmt For For
Kevin M. Phillips Mgmt For For
Richard L. Armitage Mgmt For For
Mary K. Bush Mgmt For For
Barry G. Campbell Mgmt For For
Richard J. Kerr Mgmt For For
Peter B. LaMontagne Mgmt For For
Kenneth A. Minihan Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935232126
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tudor Brown Mgmt For For
1B. Election of Director: Brad Buss Mgmt For For
1C. Election of Director: Edward Frank Mgmt For For
1D. Election of Director: Richard S. Hill Mgmt For For
1E. Election of Director: Bethany Mayer Mgmt For For
1F. Election of Director: Matthew J. Murphy Mgmt For For
1G. Election of Director: Michael Strachan Mgmt For For
1H. Election of Director: Robert E. Switz Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
compensation of our named executive
officers.
3. The appointment of Deloitte & Touche LLP as Mgmt For For
our auditors and independent registered
public accounting firm, and authorization
of the audit committee, acting on behalf of
our board of directors, to fix the
remuneration of the firm for the fiscal
year ending January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 935330035
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 16-Mar-2021
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John J. Haley Mgmt For For
1B. Election of Class II Director: Jan D. Mgmt For For
Madsen
1C. Election of Class III Director: Bruce L. Mgmt For For
Caswell
1D. Election of Class III Director: Richard A. Mgmt For For
Montoni
1E. Election of Class III Director: Raymond B. Mgmt For For
Ruddy
2. The approval of 2021 Omnibus Incentive Mgmt For For
Plan.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountants for our 2021 fiscal year.
4. Advisory vote to approve the compensation Mgmt For For
of the Named Executive Officers.
5. A shareholder proposal pertaining to the Shr Against For
disclosure by the Company of certain
lobbying expenditures and activities.
--------------------------------------------------------------------------------------------------------------------------
MERCURY SYSTEMS, INC. Agenda Number: 935271700
--------------------------------------------------------------------------------------------------------------------------
Security: 589378108
Meeting Type: Annual
Meeting Date: 28-Oct-2020
Ticker: MRCY
ISIN: US5893781089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Aslett* Mgmt For For
Mary Louise Krakauer* Mgmt For For
William K. O'Brien* Mgmt For For
Orlando P. Carvalho# Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve our amended and restated 2018 Mgmt For For
Stock Incentive Plan.
4. To approve our amended and restated 1997 Mgmt For For
Employee Stock Purchase Plan.
5. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935281333
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Annual
Meeting Date: 08-Oct-2020
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Christopher FitzGerald as a Mgmt For For
Class II director of the Company.
2. To re-elect Neil Murray as a Class II Mgmt For For
director of the Company.
3. To re-elect Robert P. Schechter as a Class Mgmt For For
II director of the Company.
4. To appoint Ernst & Young LLP in the United Mgmt For For
Kingdom as the Company's independent
auditor.
5. To authorise the Board of Directors of the Mgmt For For
Company to determine the remuneration of
the independent auditor.
6. To receive the Company's accounts for the Mgmt For For
year ended March 31, 2020, together with
the directors' report and the independent
auditor's report on those accounts.
7. Non-binding advisory vote to approve the Mgmt For For
compensation of the named executive
officers.
8. To approve the reauthorization of the Board Mgmt For For
of Directors to repurchase, and hold as
treasury shares, the ordinary shares of the
Company.
--------------------------------------------------------------------------------------------------------------------------
MSA SAFETY INCORPORATED Agenda Number: 935352663
--------------------------------------------------------------------------------------------------------------------------
Security: 553498106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MSA
ISIN: US5534981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sandra Phillips Rogers Mgmt For For
John T. Ryan III Mgmt For For
2. Selection of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm.
3. To provide an advisory vote to approve the Mgmt For For
executive compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS INC Agenda Number: 935428638
--------------------------------------------------------------------------------------------------------------------------
Security: 63845R107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: EYE
ISIN: US63845R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. Reade Fahs Mgmt For For
Susan S. Johnson Mgmt For For
Naomi Kelman Mgmt For For
2. Approve an amendment to the second amended Mgmt For For
and restated certificate of incorporation
to eliminate the classified structure of
the board of directors.
3. Approve an amendment to the second amended Mgmt For For
and restated certificate of incorporation
to eliminate supermajority voting standards
and other obsolete provisions.
4. Approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the named
executive officers.
5. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
NEOGENOMICS, INC. Agenda Number: 935389759
--------------------------------------------------------------------------------------------------------------------------
Security: 64049M209
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: NEO
ISIN: US64049M2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one (1) year Mgmt For For
term: Douglas M. VanOort
1B. Election of Director for a one (1) year Mgmt For For
term: Mark W. Mallon
1C. Election of Director for a one (1) year Mgmt For For
term: Lynn A. Tetrault
1D. Election of Director for a one (1) year Mgmt For For
term: Bruce K. Crowther
1E. Election of Director for a one (1) year Mgmt For For
term: Dr. Alison L. Hannah
1F. Election of Director for a one (1) year Mgmt For For
term: Kevin C. Johnson
1G. Election of Director for a one (1) year Mgmt For For
term: Stephen M. Kanovsky
1H. Election of Director for a one (1) year Mgmt For For
term: Michael A. Kelly
1I. Election of Director for a one (1) year Mgmt For For
term: Rachel A. Stahler
2. Advisory Vote on the Compensation Paid to Mgmt For For
our Named Executive Officers.
3. Second Amendment of the Amended and Mgmt For For
Restated Equity Incentive Plan.
4. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
NESCO HOLDINGS, INC. Agenda Number: 935331102
--------------------------------------------------------------------------------------------------------------------------
Security: 64083J104
Meeting Type: Special
Meeting Date: 18-Feb-2021
Ticker: NSCO
ISIN: US64083J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The NYSE Proposal - To approve, for Mgmt For For
purposes of Section 312.03 of the NYSE
Listed Company Manual, the issuance of the
shares of common stock pursuant to the
Issuance, and related change of control
(capitalized terms have the meanings set
forth in the accompanying proxy statement).
2. Charter Proposal A - To approve an Mgmt For For
amendment to the certificate of
incorporation of Nesco to increase (a) the
authorized shares of common stock, par
value $0.0001 per share, from 250,000,000
to 500,000,000 and (b) the authorized
shares of preferred stock, par value
$0.0001 per share, from 5,000,000 to
10,000,000.
3. Charter Proposal B - To approve an Mgmt For For
amendment to the certificate of
incorporation of Nesco to permit, at any
time when Platinum and its affiliates
collectively beneficially own, in the
aggregate, at least 50% in voting power of
the stock of Nesco entitled to vote
generally in the election of directors, the
stockholders to act by written consent (for
full text of this Proposal 3 please see the
accompanying proxy statement).
4. Charter Proposal C - To approve an Mgmt For For
amendment to the certificate of
incorporation of Nesco to include
provisions that are substantially
equivalent to Section 203 of the DGCL,
except that Platinum, ECP, Capitol and
Blackstone and certain permitted
transferees thereof would be exempt.
5. Charter Proposal D - To approve the Mgmt For For
amendment to the certificate of
incorporation of Nesco to include, in
addition to the items listed in Proposals
2, 3 and 4 above, certain ministerial
amendments (for full text of this Proposal
5 please see the accompanying proxy
statement).
6. The Adjournment Proposal - To approve an Mgmt For For
adjournment of the special meeting, even if
a quorum is present, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the special meeting to approve any of
Proposals 1, 2, 3, 4 or 5.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935384115
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H Rastetter PhD Mgmt For For
George J. Morrow Mgmt For For
Leslie V. Norwalk Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
paid to the Company's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NEVRO CORP. Agenda Number: 935393176
--------------------------------------------------------------------------------------------------------------------------
Security: 64157F103
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NVRO
ISIN: US64157F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael DeMane Mgmt For For
Frank Fischer Mgmt For For
Shawn T McCormick Mgmt For For
Kevin O'Boyle Mgmt For For
Karen Prange Mgmt For For
Brad Vale, PhD., D.V.M. Mgmt For For
2. To ratify the selection, by the Audit Mgmt For For
Committee of the Company's Board of
Directors, of PricewaterhouseCoopers LLP as
the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
Company's proxy statement in accordance
with the compensation disclosure rules of
the Securities and Exchange Commission.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 935318558
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Benjamin Mgmt For For
Daniel Brennan Mgmt For For
Lloyd Carney Mgmt For For
Thomas Ebling Mgmt For For
Robert Finocchio Mgmt For For
Laura Kaiser Mgmt For For
Michal Katz Mgmt For For
Mark Laret Mgmt For For
Sanjay Vaswani Mgmt For For
2. To approve a non-binding advisory Mgmt For For
resolution regarding Executive
Compensation.
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
4. To approve a non-binding shareholder Shr For Against
proposal to require a shareholder right to
written consent.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 935445406
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Special
Meeting Date: 15-Jun-2021
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of April 11, 2021, by and among
Microsoft Corporation, Big Sky Merger Sub
Inc. ("Sub") and Nuance Communications,
Inc. (the "Company"), pursuant to which Sub
will merge with and into the Company (the
"Merger").
2. To approve, by means of a non-binding, Mgmt For For
advisory vote, compensation that will or
may become payable to the Company's named
executive officers in connection with the
Merger.
--------------------------------------------------------------------------------------------------------------------------
OAK STREET HEALTH, INC. Agenda Number: 935353273
--------------------------------------------------------------------------------------------------------------------------
Security: 67181A107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: OSH
ISIN: US67181A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robbert Vorhoff Mgmt Withheld Against
Srdjan Vukovic Mgmt Withheld Against
Mike Pykosz Mgmt For For
Carl Daley Mgmt For For
2. An advisory vote, of the retention of our Mgmt Against Against
classified Board structure.
3. An advisory vote, of the retention of the Mgmt Against Against
supermajority voting standards in the Oak
Street Amended and Restated Certificate of
Incorporation and the Oak Street Amended
and Restated Bylaws.
4. Ratification of an award of restricted Mgmt Against Against
stock units to director Kim Keck.
5. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ORTHOPEDIATRICS CORP. Agenda Number: 935405286
--------------------------------------------------------------------------------------------------------------------------
Security: 68752L100
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: KIDS
ISIN: US68752L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernie B. Berry, III Mgmt Withheld Against
Stephen F. Burns Mgmt Withheld Against
Marie C. Infante Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
appointment of Deloitte & Touche LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PHREESIA, INC. Agenda Number: 935224725
--------------------------------------------------------------------------------------------------------------------------
Security: 71944F106
Meeting Type: Annual
Meeting Date: 08-Jul-2020
Ticker: PHR
ISIN: US71944F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chaim Indig Mgmt Withheld Against
Michael Weintraub Mgmt Withheld Against
Edward Cahill Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PROGYNY, INC. Agenda Number: 935409296
--------------------------------------------------------------------------------------------------------------------------
Security: 74340E103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: PGNY
ISIN: US74340E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Holstein Mgmt For For
Jeff Park Mgmt Withheld Against
David Schlanger Mgmt Withheld Against
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To vote, on a non-binding advisory basis, Mgmt 1 Year For
whether a non-binding advisory vote on the
compensation program for Progyny, Inc.'s
named executive officers should be held
every one, two or three years.
--------------------------------------------------------------------------------------------------------------------------
PROS HOLDINGS, INC. Agenda Number: 935372463
--------------------------------------------------------------------------------------------------------------------------
Security: 74346Y103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PRO
ISIN: US74346Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raja Hammoud Mgmt For For
William V. Russell Mgmt For For
2. To conduct an advisory vote on executive Mgmt For For
compensation.
3. Approval of amendments to our Amended and Mgmt For For
Restated 2017 Equity Incentive Plan.
4. Approval of an amendment to our 2013 Mgmt For For
Employee Stock Purchase Plan.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of PROS Holdings, Inc. for the fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 935357942
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PB
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James A. Bouligny Mgmt For For
W.R. Collier Mgmt For For
Bruce W. Hunt Mgmt For For
Robert Steelhammer Mgmt For For
H.E. Timanus, Jr. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the year ending December 31, 2021.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers
("Say-On-Pay").
--------------------------------------------------------------------------------------------------------------------------
QUAKER HOUGHTON Agenda Number: 935374897
--------------------------------------------------------------------------------------------------------------------------
Security: 747316107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: KWR
ISIN: US7473161070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael F. Barry Mgmt For For
1B. Election of Director: Charlotte C. Decker Mgmt For For
1C. Election of Director: Jeffry D. Frisby Mgmt For For
1D. Election of Director: Michael J. Shannon Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SI-BONE, INC. Agenda Number: 935426228
--------------------------------------------------------------------------------------------------------------------------
Security: 825704109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: SIBN
ISIN: US8257041090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Helen Loh Mgmt For For
1B. Election of Director: Mika Nishimura Mgmt For For
1C. Election of Director: Keith C. Valentine Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
PricewaterhouseCoopers LLP as SI-BONE,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC. Agenda Number: 935358033
--------------------------------------------------------------------------------------------------------------------------
Security: 82982L103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SITE
ISIN: US82982L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Doug Black Mgmt For For
Jack Wyszomierski Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
year ending January 2, 2022.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
STITCH FIX, INC. Agenda Number: 935289442
--------------------------------------------------------------------------------------------------------------------------
Security: 860897107
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: SFIX
ISIN: US8608971078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. William Gurley Mgmt For For
1b. Election of Director: Kirsten Lynch Mgmt For For
1c. Election of Director: Mikkel Svane Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TERMINIX GLOBAL HOLDINGS INC Agenda Number: 935397720
--------------------------------------------------------------------------------------------------------------------------
Security: 88087E100
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TMX
ISIN: US88087E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: David J. Frear
1B. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Brett T. Ponton
1C. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Stephen J. Sedita
2. To hold a non-binding advisory vote Mgmt For For
approving executive compensation.
3. To hold a non-binding advisory vote on the Mgmt 1 Year For
frequency of future advisory votes
approving executive compensation.
4. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE AZEK COMPANY INC Agenda Number: 935381183
--------------------------------------------------------------------------------------------------------------------------
Security: 05478C105
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AZEK
ISIN: US05478C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sallie B. Bailey Mgmt Withheld Against
Ashfaq Qadri Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending September
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 935283630
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard A. Beck Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Dean Hollis Mgmt For For
1d. Election of Director: Shervin J. Korangy Mgmt For For
1e. Election of Director: Mark L. Schiller Mgmt For For
1f. Election of Director: Michael B. Sims Mgmt For For
1g. Election of Director: Glenn W. Welling Mgmt For For
1h. Election of Director: Dawn M. Zier Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE SIMPLY GOOD FOODS COMPANY Agenda Number: 935314118
--------------------------------------------------------------------------------------------------------------------------
Security: 82900L102
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: SMPL
ISIN: US82900L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Montgomery Mgmt For For
Joseph E. Scalzo Mgmt For For
Joseph J. Schena Mgmt For For
James D. White Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal year
2021.
3. To consider and vote upon the advisory vote Mgmt For For
to approve the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
TOPBUILD CORP Agenda Number: 935353881
--------------------------------------------------------------------------------------------------------------------------
Security: 89055F103
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: BLD
ISIN: US89055F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alec C. Covington Mgmt For For
1B. Election of Director: Robert Buck Mgmt For For
1C. Election of Director: Carl T. Camden Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Tina M. Donikowski Mgmt For For
1F. Election of Director: Mark A. Petrarca Mgmt For For
1G. Election of Director: Nancy M. Taylor Mgmt For For
2. To ratify the Company's appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the
Company's independent registered public
accounting firm for the Company's fiscal
year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 935351065
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel P. Neary Mgmt For For
Theo W. Freye Mgmt For For
Stephen Kaniewski Mgmt For For
Joan Robinson-Berry Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. Ratifying the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditors for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
VROOM, INC. Agenda Number: 935431433
--------------------------------------------------------------------------------------------------------------------------
Security: 92918V109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: VRM
ISIN: US92918V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Mylod Mgmt For For
Scott A. Dahnke Mgmt Withheld Against
Michael J. Farello Mgmt For For
Paul J. Hennessy Mgmt For For
Laura W. Lang Mgmt For For
Laura G. O'Shaughnessy Mgmt Withheld Against
Paula B. Pretlow Mgmt For For
Frederick O. Terrell Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the year ending December 31, 2021.
3. To approve on an advisory (non-binding) Mgmt 1 Year For
basis the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 935371283
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WCN
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Edward E. "Ned" Guillet
1B. Election of Director to serve for a one Mgmt For For
year term: Michael W. Harlan
1C. Election of Director to serve for a one Mgmt For For
year term: Larry S. Hughes
1D. Election of Director to serve for a one Mgmt For For
year term: Worthing F. Jackman
1E. Election of Director to serve for a one Mgmt For For
year term: Elise L. Jordan
1F. Election of Director to serve for a one Mgmt For For
year term: Susan "Sue" Lee
1G. Election of Director to serve for a one Mgmt For For
year term: Ronald J. Mittelstaedt
1H. Election of Director to serve for a one Mgmt For For
year term: William J. Razzouk
2. Say on Pay - Approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers as disclosed in
the proxy statement.
3. Appoint Grant Thornton LLP as the Company's Mgmt For For
independent registered public accounting
firm until the close of the Company's 2022
Annual Meeting of Shareholders and
authorize the Company's Board of Directors
to fix the remuneration of the independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 935406923
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three-years term: Mgmt For For
Nancy Altobello
1B. Election of Director for three-years term: Mgmt For For
Bhavana Bartholf
1C. Election of Director for three-years term: Mgmt For For
Derrick Roman
1D. Election of Director for three-years term: Mgmt For For
Regina O. Sommer
1E. Election of Director for three-years term: Mgmt For For
Jack VanWoerkom
2. Advisory (non-binding) vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. To approve the WEX Inc. Amended and Mgmt For For
Restated 2019 Equity and Incentive Plan to
increase the number of shares issuable
thereunder.
4. To approve the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
declassify the Board of Directors.
5. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WOODWARD, INC. Agenda Number: 935317239
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103
Meeting Type: Annual
Meeting Date: 27-Jan-2021
Ticker: WWD
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Thomas A. Gendron Mgmt For For
1.2 Election of Director: Daniel G. Korte Mgmt For For
1.3 Election of Director: Ronald M. Sega Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Independent
Registered Public Accounting Firm for the
fiscal year ending September 30, 2021.
3. Proposal for the advisory resolution Mgmt For For
regarding the compensation of the Company's
named executive officers.
4. Proposal for the approval of an amendment Mgmt For For
to the amended and restated Woodward, Inc.
2017 Omnibus Incentive Plan.
5. Stockholder proposal entitled "Proposal to Shr Against For
Increase Diversity of Director Nominees".
--------------------------------------------------------------------------------------------------------------------------
WORKIVA INC. Agenda Number: 935407088
--------------------------------------------------------------------------------------------------------------------------
Security: 98139A105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: WK
ISIN: US98139A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Herz Mgmt For For
David S. Mulcahy Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Workiva's named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ZUORA, INC. Agenda Number: 935428157
--------------------------------------------------------------------------------------------------------------------------
Security: 98983V106
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: ZUO
ISIN: US98983V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth A. Goldman Mgmt For For
Tien Tzuo Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
Named Executive Officers as disclosed in
this Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ZYNGA INC. Agenda Number: 935376017
--------------------------------------------------------------------------------------------------------------------------
Security: 98986T108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: ZNGA
ISIN: US98986T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next annual meeting: Mark Pincus
1b. Election of Director to serve until the Mgmt For For
next annual meeting: Frank Gibeau
1c. Election of Director to serve until the Mgmt For For
next annual meeting: Dr. Regina E. Dugan
1d. Election of Director to serve until the Mgmt For For
next annual meeting: William "Bing" Gordon
1e. Election of Director to serve until the Mgmt For For
next annual meeting: Louis J. Lavigne, Jr.
1f. Election of Director to serve until the Mgmt For For
next annual meeting: Carol G. Mills
1g. Election of Director to serve until the Mgmt For For
next annual meeting: Janice M. Roberts
1h. Election of Director to serve until the Mgmt For For
next annual meeting: Ellen F. Siminoff
1i. Election of Director to serve until the Mgmt For For
next annual meeting: Noel B. Watson
2. To approve, on an advisory basis, the Mgmt For For
compensation of Zynga's named executive
officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of Zynga for its fiscal
year ending December 31, 2021.
4. Shareholder proposal to amend the Shr Against For
shareholding threshold to call a Special
Meeting.
Brown Advisory Strategic Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Brown Advisory Sustainable Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Brown Advisory Sustainable Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr For Against
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935387755
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr Against For
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935270392
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.16 2/3 per share, of
Analog Devices, Inc. ("Analog Devices") to
the stockholders of Maxim Integrated
Products, Inc. ("Maxim") in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of July 12,
2020 (as it may be amended from time to
time), by and among Analog Devices, Magneto
Corp., a Delaware corporation and
wholly-owned subsidiary of Analog Devices,
and Maxim (the "Analog Devices share
issuance proposal").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Analog Devices share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Analog Devices shareholders.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935326252
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Laurie H. Glimcher Mgmt For For
1H. Election of Director: Karen M. Golz Mgmt For For
1I. Election of Director: Mark M. Little Mgmt For For
1J. Election of Director: Kenton J. Sicchitano Mgmt For For
1K. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935412899
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 935351445
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Bryant Mgmt Withheld Against
Michael J. Cave Mgmt Withheld Against
Daniel W. Fisher Mgmt For For
Pedro H. Mariani Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Corporation for 2021.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 935380686
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: BIO
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Nominee: Melinda Litherland Mgmt For For
1.2 Election of Nominee: Arnold A. Pinkston Mgmt For For
2. PROPOSAL to ratify the selection of KPMG Mgmt For For
LLP to serve as the Company's independent
auditors.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935363375
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt For For
1B Election of Director: Ita Brennan Mgmt For For
1C Election of Director: Lewis Chew Mgmt For For
1D Election of Director: Julia Liuson Mgmt For For
1E Election of Director: James D. Plummer Mgmt For For
1F Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt For For
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Advisory resolution to approve named Mgmt For For
executive officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 1, 2022.
4. Stockholder proposal regarding written Shr Against For
consent.
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 935389848
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marne Levine Mgmt For For
Richard Sarnoff Mgmt For For
Paul LeBlanc Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935360292
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Rainer M. Blair
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Linda Hefner
Filler
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Teri List
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Walter G. Lohr,
Jr.
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Jessica L. Mega,
MD
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Mitchell P. Rales
1G. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Steven M. Rales
1H. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Pardis C. Sabeti,
MD
1I. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: John T. Schwieters
1J. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Alan G. Spoon
1K. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Raymond C.
Stevens, Ph.D
1L. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Elias A. Zerhouni,
MD
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr Against For
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935355405
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Christophe Beck Mgmt For For
1E. Election of Director: Jeffrey M. Ettinger Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Michael Larson Mgmt For For
1H. Election of Director: David W. MacLennan Mgmt For For
1I. Election of Director: Tracy B. McKibben Mgmt For For
1J. Election of Director: Lionel L. Nowell, III Mgmt For For
1K. Election of Director: Victoria J. Reich Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
1M. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935354035
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kieran T. Gallahue Mgmt For For
1.2 Election of Director: Leslie S. Heisz Mgmt For For
1.3 Election of Director: Paul A. LaViolette Mgmt For For
1.4 Election of Director: Steven R. Loranger Mgmt For For
1.5 Election of Director: Martha H. Marsh Mgmt For For
1.6 Election of Director: Michael A. Mussallem Mgmt For For
1.7 Election of Director: Ramona Sequeira Mgmt For For
1.8 Election of Director: Nicholas J. Valeriani Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for United States Employees
(the "U.S. ESPP") to Increase the Total
Number of Shares of Common Stock Available
for Issuance under the U.S. ESPP by
3,300,000 Shares.
4. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for International Employees
(the "International ESPP") to Increase the
Total Number of Shares of Common Stock
Available for Issuance under the
International ESPP by 1,200,000 Shares.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote on a Stockholder Proposal Shr Against For
Regarding Action by Written Consent.
7. Advisory Vote on a Stockholder Proposal to Shr Against For
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FORTIVE CORPORATION Agenda Number: 935402292
--------------------------------------------------------------------------------------------------------------------------
Security: 34959J108
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FTV
ISIN: US34959J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Daniel L. Comas
1B. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Feroz Dewan
1C. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Sharmistha Dubey
1D. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Rejji P. Hayes
1E. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: James A. Lico
1F. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Kate D. Mitchell
1G. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Jeannine P. Sargent
1H. Election of Director to serve for a Mgmt For For
one-year term expiring at the 2022 annual
meeting: Alan G. Spoon
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Fortive's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis Fortive's Mgmt For For
named executive officer compensation.
4. To approve Fortive's Amendment to Amended Mgmt For For
and Restated Certificate of Incorporation
to allow holders of at least 25% of
Fortive's outstanding shares of common
stock to call a special meeting of the
shareholders.
5. To consider and act upon a shareholder Shr Against For
proposal regarding shareholders' ability to
act by written consent.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935370508
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce L. Claflin Mgmt For For
1B. Election of Director: Asha S. Collins, PhD Mgmt For For
1C. Election of Director: Daniel M. Junius Mgmt For For
1D. Election of Director: Sam Samad Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year (Proposal
Two).
3. Advisory Vote on Executive Compensation. To Mgmt For For
approve a nonbinding advisory resolution on
the Company's executive compensation
(Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935232126
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tudor Brown Mgmt For For
1B. Election of Director: Brad Buss Mgmt For For
1C. Election of Director: Edward Frank Mgmt For For
1D. Election of Director: Richard S. Hill Mgmt For For
1E. Election of Director: Bethany Mayer Mgmt For For
1F. Election of Director: Matthew J. Murphy Mgmt For For
1G. Election of Director: Michael Strachan Mgmt For For
1H. Election of Director: Robert E. Switz Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
compensation of our named executive
officers.
3. The appointment of Deloitte & Touche LLP as Mgmt For For
our auditors and independent registered
public accounting firm, and authorization
of the audit committee, acting on behalf of
our board of directors, to fix the
remuneration of the firm for the fiscal
year ending January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935353475
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Special
Meeting Date: 15-Apr-2021
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE MARVELL BYE-LAW AMENDMENT PROPOSAL: To Mgmt For For
approve an amendment to Marvell's Fourth
Amended and Restated Bye-Laws to reduce the
shareholder vote required to approve a
merger with any other company from the
affirmative vote of 75% of the votes cast
at a general meeting of the shareholders,
the statutory default under Bermuda law, to
a simple majority of the votes cast at a
general meeting of the shareholders.
2. THE MARVELL MERGER PROPOSAL. To approve: Mgmt For For
(i) the Agreement and Plan of Merger and
Reorganization, dated as of October 29,
2020, by and among Marvell, Marvell
Technology, Inc. (f/k/a Maui HoldCo, Inc.),
a wholly owned subsidiary of Marvell
("HoldCo"), Maui Acquisition Company Ltd, a
wholly owned subsidiary of HoldCo ("Bermuda
Merger Sub"), Indigo Acquisition Corp., a
wholly owned subsidiary of HoldCo
("Delaware Merger Sub"), and Inphi
Corporation ("Inphi").
3. THE MARVELL ADJOURNMENT PROPOSAL: To Mgmt For For
approve the adjournment of the Marvell
shareholder meeting, if necessary or
appropriate, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the Marvell
shareholder meeting to approve the Marvell
Bye-Law Amendment Proposal or the Marvell
Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 935418966
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugen Elmiger Mgmt For For
Jeff Zhou Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Approve, on an advisory basis, the 2020 Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 935348006
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry A. Fernandez Mgmt For For
1B. Election of Director: Robert G. Ashe Mgmt For For
1C. Election of Director: Wayne Edmunds Mgmt For For
1D. Election of Director: Catherine R. Kinney Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Sandy C. Rattray Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Marcus L. Smith Mgmt For For
1I. Election of Director: Paula Volent Mgmt For For
2. To approve, by non-binding vote, our Mgmt For For
executive compensation, as described in
these proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935256378
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 17-Sep-2020
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Alan B. Graf, Mgmt For For
Jr.
1b. Election of Class B Director: Peter B. Mgmt For For
Henry
1c. Election of Class B Director: Michelle A. Mgmt For For
Peluso
2. To approve executive compensation by an Mgmt Against Against
advisory vote.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
4. To approve the Nike, Inc. Stock Incentive Mgmt For For
Plan, as amended and restated.
5. To consider a shareholder proposal Shr For Against
regarding political contributions
disclosure.
--------------------------------------------------------------------------------------------------------------------------
NORDSON CORPORATION Agenda Number: 935328232
--------------------------------------------------------------------------------------------------------------------------
Security: 655663102
Meeting Type: Annual
Meeting Date: 02-Mar-2021
Ticker: NDSN
ISIN: US6556631025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. DeFord Mgmt For For
Arthur L. George, Jr. Mgmt For For
Frank M. Jaehnert Mgmt For For
Ginger M. Jones Mgmt For For
Jennifer A. Parmentier Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
October 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. To approve the Nordson Corporation 2021 Mgmt For For
Stock Incentive and Award Plan.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2021.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation, as amended,
to provide shareholders with the right to
call a special meeting.
5. To approve the 2021 Equity Incentive Plan Mgmt For For
to replace the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt Withheld Against
Mary Meeker Mgmt Withheld Against
Lawrence Summers Mgmt Withheld Against
Darren Walker Mgmt Withheld Against
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935326935
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt Abstain Against
(Withdrawn)
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
2. Advisory resolution to approve our Mgmt Against Against
executive officer compensation.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2021.
4. Employee Board Representation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr For Against
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr Against For
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr For Against
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 935356003
--------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: WST
ISIN: US9553061055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Buthman Mgmt For For
1B. Election of Director: William F. Feehery Mgmt For For
1C. Election of Director: Robert Friel Mgmt For For
1D. Election of Director: Eric M. Green Mgmt For For
1E. Election of Director: Thomas W. Hofmann Mgmt For For
1F. Election of Director: Deborah L. V. Keller Mgmt For For
1G. Election of Director: Myla P. Lai-Goldman Mgmt For For
1H. Election of Director: Douglas A. Michels Mgmt For For
1I. Election of Director: Paolo Pucci Mgmt For For
1J. Election of Director: Patrick J. Zenner Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
Brown Advisory Tax-Exempt Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Brown Advisory Tax-Exempt Sustainable Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Brown Advisory Total Return Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Brown Advisory Funds
By (Signature) /s/ Paul J Chew
Name Paul J Chew
Title President
Date 08/26/2021