UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23377
NAME OF REGISTRANT: Tidal ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 898 N. Broadway, Suite 2
Massapequa, NY 11758
NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis
Tidal ETF Trust
898 N. Broadway, Suite 2
Massapequa, NY 11758
REGISTRANT'S TELEPHONE NUMBER: 844-986-7676
DATE OF FISCAL YEAR END: November 30
DATE OF REPORTING PERIOD: 12/30/2020 to 06/30/2021
Sound Enhanced Fixed Income ETF
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935404599
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting: Michael K.
Parks
1B. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting: Robert L.
Rosen
1C. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting: Bennett
Rosenthal
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST Agenda Number: 935372855
--------------------------------------------------------------------------------------------------------------------------
Security: 105368203
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: BDN
ISIN: US1053682035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: James C. Diggs Mgmt For For
1B. Election of Trustee: Reginald DesRoches Mgmt For For
1C. Election of Trustee: H. Richard Haverstick, Mgmt For For
Jr.
1D. Election of Trustee: Terri A. Herubin Mgmt For For
1E. Election of Trustee: Michael J. Joyce Mgmt For For
1F. Election of Trustee: Charles P. Pizzi Mgmt For For
1G. Election of Trustee: Gerard H. Sweeney Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm for calendar year 2021.
3. Provide a non-binding, advisory vote on our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA PROPERTY TRUST, INC Agenda Number: 935403953
--------------------------------------------------------------------------------------------------------------------------
Security: 198287203
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CXP
ISIN: US1982872038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carmen M. Bowser Mgmt For For
John L. Dixon Mgmt For For
David B. Henry Mgmt For For
Murray J. McCabe Mgmt For For
E. Nelson Mills Mgmt For For
Constance B. Moore Mgmt For For
Michael S. Robb Mgmt For For
Thomas G. Wattles Mgmt For For
Francis X. Wentworth Jr Mgmt For For
2. To approve, on an advisory basis, executive Mgmt For For
officer compensation, sometimes referred to
as a "say on pay."
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL MEDICAL REIT INC. Agenda Number: 935391401
--------------------------------------------------------------------------------------------------------------------------
Security: 37954A204
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: GMRE
ISIN: US37954A2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jeffrey M. Busch Mgmt For For
1.2 Election of Director: Matthew Cypher Mgmt For For
1.3 Election of Director: Ronald Marston Mgmt For For
1.4 Election of Director: Roscoe Moore, Jr. Mgmt For For
1.5 Election of Director: Henry E. Cole Mgmt For For
1.6 Election of Director: Zhang Huiqi Mgmt For For
1.7 Election of Director: Paula R. Crowley Mgmt For For
1.8 Election of Director: Lori Wittman Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers
as described in the accompanying Proxy
Statement.
3. To approve an amendment to the Company's Mgmt For For
2016 Equity Incentive Plan to increase the
number of shares reserved for issuance
thereunder by 1,500,000.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HERCULES CAPITAL INC Agenda Number: 935434958
--------------------------------------------------------------------------------------------------------------------------
Security: 427096508
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: HTGC
ISIN: US4270965084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gayle Crowell Mgmt For For
Thomas J. Fallon Mgmt For For
Brad Koenig Mgmt For For
2.. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP to serve as our
independent public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC. Agenda Number: 935405375
--------------------------------------------------------------------------------------------------------------------------
Security: 681936100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: OHI
ISIN: US6819361006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kapila K. Anand Mgmt For For
Craig R. Callen Mgmt For For
Barbara B. Hill Mgmt For For
Kevin J. Jacobs Mgmt For For
Edward Lowenthal Mgmt For For
C. Taylor Pickett Mgmt For For
Stephen D. Plavin Mgmt For For
Burke W. Whitman Mgmt For For
2. Ratification of Independent Auditors Ernst Mgmt For For
& Young LLP for fiscal year 2021.
3. Approval, on an Advisory Basis, of Mgmt For For
Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935433730
--------------------------------------------------------------------------------------------------------------------------
Security: 729640102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: PLYM
ISIN: US7296401026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin Barber Mgmt For For
Philip S. Cottone Mgmt For For
Richard J. DeAgazio Mgmt For For
David G. Gaw Mgmt For For
John W. Guinee Mgmt For For
Caitlin Murphy Mgmt For For
Pendleton P. White, Jr. Mgmt For For
Jeffrey E. Witherell Mgmt For For
2. Approval, as required by the New York Stock Mgmt For For
Exchange, of the issuance of shares of the
Company's common stock upon conversion of
the Company's Series B Preferred Stock.
3. Approval, by an advisory, non-binding vote, Mgmt For For
of the Company's executive compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2021.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 935360608
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glyn F. Aeppel Mgmt For For
1B. Election of Director: Larry C. Glasscock Mgmt For For
1C. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1D. Election of Director: Allan Hubbard Mgmt For For
1E. Election of Director: Reuben S. Leibowitz Mgmt For For
1F. Election of Director: Gary M. Rodkin Mgmt For For
1G. Election of Director: Stefan M. Selig Mgmt For For
1H. Election of Director: Daniel C. Smith, Mgmt For For
Ph.D.
1I. Election of Director: J. Albert Smith, Jr. Mgmt For For
1J. Election of Director: Marta R. Stewart Mgmt For For
2. An Advisory Vote to Approve the Mgmt For For
Compensation of our Named Executive
Officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Registered Public Accounting
Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING Agenda Number: 935396829
--------------------------------------------------------------------------------------------------------------------------
Security: 83012A109
Meeting Type: Special
Meeting Date: 26-May-2021
Ticker: TSLX
ISIN: US83012A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a proposal to authorize the Mgmt For For
Company to sell or otherwise issue shares
of its common stock at a price below its
then-current net asset value per share in
one or more offerings, in each case subject
to the approval of its Board of Directors
and subject to the conditions set forth in
the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING Agenda Number: 935389797
--------------------------------------------------------------------------------------------------------------------------
Security: 83012A109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TSLX
ISIN: US83012A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Higginbotham Mgmt For For
David Stiepleman Mgmt For For
Ronald Tanemura Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC. Agenda Number: 935366573
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W300
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SRC
ISIN: US84860W3007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jackson Hsieh Mgmt For For
1B. Election of Director: Kevin M. Charlton Mgmt For For
1C. Election of Director: Todd A. Dunn Mgmt For For
1D. Election of Director: Elizabeth F. Frank Mgmt For For
1E. Election of Director: Michelle M. Frymire Mgmt For For
1F. Election of Director: Kristian M. Gathright Mgmt For For
1G. Election of Director: Richard I. Gilchrist Mgmt For For
1H. Election of Director: Diana M. Laing Mgmt For For
1I. Election of Director: Nicholas P. Shepherd Mgmt For For
1J. Election of Director: Thomas J. Sullivan Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. A non-binding, advisory resolution to Mgmt For For
approve the compensation of our named
executive officers as described in the
Proxy Statement.
Sound Equity Income ETF
--------------------------------------------------------------------------------------------------------------------------
COMPASS MINERALS INTERNATIONAL, INC. Agenda Number: 935373287
--------------------------------------------------------------------------------------------------------------------------
Security: 20451N101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CMP
ISIN: US20451N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin S. Crutchfield Mgmt For For
1B. Election of Director: Eric Ford Mgmt For For
1C. Election of Director: Richard S. Grant Mgmt For For
1D. Election of Director: Joseph E. Reece Mgmt For For
1E. Election of Director: Allan R. Rothwell Mgmt For For
1F. Election of Director: Lori A. Walker Mgmt For For
1G. Election of Director: Paul S. Williams Mgmt For For
1H. Election of Director: Amy J. Yoder Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of Compass Minerals' named
executive officers, as set forth in the
proxy statement.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Compass Minerals' independent registered
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935432815
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacques Aigrain Mgmt For For
1B. Election of Director: Lincoln Benet Mgmt For For
1C. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1D. Election of Director: Robin Buchanan Mgmt For For
1E. Election of Director: Anthony (Tony) Chase Mgmt For For
1F. Election of Director: Stephen Cooper Mgmt For For
1G. Election of Director: Nance Dicciani Mgmt For For
1H. Election of Director: Robert (Bob) Dudley Mgmt For For
1I. Election of Director: Claire Farley Mgmt For For
1J. Election of Director: Michael Hanley Mgmt For For
1K. Election of Director: Albert Manifold Mgmt For For
1L. Election of Director: Bhavesh (Bob) Patel Mgmt For For
2. Discharge of Directors from Liability. Mgmt For For
3. Adoption of 2020 Dutch Statutory Annual Mgmt For For
Accounts.
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2021
Dutch Statutory Annual Accounts.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay).
7. Authorization to Conduct Share Repurchases. Mgmt For For
8. Cancellation of Shares. Mgmt For For
9. Amendment and Restatement of Long Term Mgmt For For
Incentive Plan.
10. Amendment and Restatement of Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 935400286
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: NYCB
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas R. Cangemi Mgmt For For
1B. Election of Director: Hanif "Wally" Dahya Mgmt For For
1C. Election of Director: James J. O'Donovan Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the independent registered public
accounting firm of New York Community
Bancorp, Inc. for the fiscal year ending
December 31, 2021.
3. An advisory vote to approve compensation Mgmt For For
for our executive officers disclosed in the
accompanying Proxy Statement.
4. A proposal to amend the Amended and Mgmt For For
Restated Certificate of Incorporation of
the Company in order to phase out the
classification of the board of directors
and provide instead for the annual election
of directors.
5. A shareholder proposal requesting board Shr Against For
action to provide shareholders with the
right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 935390726
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian L. Derksen Mgmt For For
1B. Election of Director: Julie H. Edwards Mgmt For For
1C. Election of Director: John W. Gibson Mgmt For For
1D. Election of Director: Mark W. Helderman Mgmt For For
1E. Election of Director: Randall J. Larson Mgmt For For
1F. Election of Director: Steven J. Malcolm Mgmt For For
1G. Election of Director: Jim W. Mogg Mgmt For For
1H. Election of Director: Pattye L. Moore Mgmt For For
1I. Election of Director: Eduardo A. Rodriguez Mgmt For For
1J. Election of Director: Gerald B. Smith Mgmt For For
1K. Election of Director: Terry K. Spencer Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONEOK, Inc. for the year ending
December 31, 2021.
3. An advisory vote to approve ONEOK, Inc.'s Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 935420226
--------------------------------------------------------------------------------------------------------------------------
Security: 712704105
Meeting Type: Special
Meeting Date: 25-May-2021
Ticker: PBCT
ISIN: US7127041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of February 21, 2021 (as
it may be amended from time to time), by
and among People's United Financial, Inc.
("People's United"), M&T Bank Corporation
("M&T") and Bridge Merger Corp. ("Merger
Sub"), pursuant to which Merger Sub will
merge with and into People's United and, as
soon as reasonably practicable thereafter,
People's United will merge with and into
M&T, with M&T as the surviving entity (the
"People's United merger proposal").
2. Approval of, on an advisory (non-binding) Mgmt For For
basis, the merger-related compensation
payments that will or may be paid to the
named executive officers of People's United
in connection with the transactions
contemplated by the merger agreement (the
"People's United compensation proposal").
3. Approval of the adjournment of the People's Mgmt For For
United special meeting, if necessary or
appropriate, to solicit additional proxies
if, immediately prior to such adjournment,
there are not sufficient votes to approve
the People's United merger proposal or to
ensure that any supplement or amendment to
the accompanying joint proxy
statement/prospectus is timely provided to
People's United shareholders (the "People's
United adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 935380597
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger C. Hochschild Mgmt For For
1B. Election of Director: Daniel J. Houston Mgmt For For
1C. Election of Director: Diane C. Nordin Mgmt For For
1D. Election of Director: Alfredo Rivera Mgmt For For
2. Advisory Approval of Compensation of Our Mgmt For For
Named Executive Officers.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accountants.
4. Approval of Principal Financial Group, Inc. Mgmt For For
2021 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONY FINANCIAL Agenda Number: 935377881
--------------------------------------------------------------------------------------------------------------------------
Security: 87165B103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: SYF
ISIN: US87165B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Margaret M. Keane Mgmt For For
1B. Election of Director: Fernando Aguirre Mgmt For For
1C. Election of Director: Paget L. Alves Mgmt For For
1D. Election of Director: Arthur W. Coviello, Mgmt For For
Jr.
1E. Election of Director: Brian D. Doubles Mgmt For For
1F. Election of Director: William W. Graylin Mgmt For For
1G. Election of Director: Roy A. Guthrie Mgmt For For
1H. Election of Director: Jeffrey G. Naylor Mgmt For For
1I. Election of Director: Bill Parker Mgmt For For
1J. Election of Director: Laurel J. Richie Mgmt For For
1K. Election of Director: Olympia J. Snowe Mgmt For For
1L. Election of Director: Ellen M. Zane Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Advisory Vote on Frequency of Say-on-Pay Mgmt 3 Years Against
Vote.
4. Ratification of Selection of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm of the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SE Agenda Number: 935430936
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2020.
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2020.
O3 Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2020.
O4 Authorization granted to the Board of Mgmt For For
Directors, for a period of eighteen months,
for the purpose of trading in the Company
shares.
O5 Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code.
O6 Renewal of Mr. Patrick Pouyanne's term as Mgmt For For
director.
O7 Renewal of Ms. Anne-Marie Idrac's term as Mgmt For For
director.
O8 Appointment of Mr. Jacques Aschenbroich as Mgmt For For
a director.
O9 Appointment of Mr. Glenn Hubbard as a Mgmt For For
director.
O10 Approval of the information relating to the Mgmt For For
compensation of executive and non-executive
directors ("mandataires sociaux") mentioned
in paragraph I of Article L. 22-10-9 of the
French Commercial Code.
O11 Approval of the compensation policy Mgmt For For
applicable to directors.
O12 Approval of the fixed, variable and Mgmt For For
extraordinary components making up the
total compensation and the in-kind benefits
paid during the fiscal year 2020 or
allocated for that year to Mr. Patrick
Pouyanne, Chairman and Chief Executive
Officer.
O13 Approval of the compensation policy Mgmt For For
applicable to the Chairman and Chief
Executive Officer.
O14 Opinion on the Company's ambition with Mgmt For For
respect to sustainable development and
energy transition towards carbon neutrality
and its related targets by 2030.
E15 Amendment of the corporate name to Mgmt For For
TotalEnergies SE and of Article 2 of the
Articles of Association.
E16 Delegation of authority to the Board of Mgmt For For
Directors, for a period of thirty-eight
months, to grant Company free shares,
existing or to be issued, for the benefit
of the Group employees and executive
directors, or some of them, which imply the
waiver by shareholders of their pre-emptive
subscription right for shares to be issued.
E17 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
carrying out, in accordance with the terms
and conditions set out in Articles L.
3332-18 et seq. of the French Labor Code,
capital increases, with removal of
shareholders' pre-emptive subscription
rights, reserved for members of a company
or group savings plan.
--------------------------------------------------------------------------------------------------------------------------
XEROX HOLDINGS CORPORATION Agenda Number: 935383632
--------------------------------------------------------------------------------------------------------------------------
Security: 98421M106
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: XRX
ISIN: US98421M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Keith Cozza Mgmt For For
1.2 Election of Director: Joseph J. Echevarria Mgmt For For
1.3 Election of Director: Cheryl Gordon Mgmt For For
Krongard
1.4 Election of Director: Scott Letier Mgmt For For
1.5 Election of Director: Nichelle Mgmt For For
Maynard-Elliott
1.6 Election of Director: Steven D. Miller Mgmt For For
1.7 Election of Director: James L. Nelson Mgmt For For
1.8 Election of Director: Margarita Mgmt For For
Palau-Hernandez
1.9 Election of Director: Giovanni ("John") Mgmt For For
Visentin
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. Approval, on an advisory basis, of the 2020 Mgmt For For
compensation of our named executive
officers.
4. Approval of the Company's amended and Mgmt For For
restated Equity Compensation Plan for
Non-Employee Directors.
5. Consideration of a shareholder proposal for Shr Against For
shareholder action by written consent, if
properly presented at the Annual Meeting.
6. Election of Aris Kekedjian as a Director. Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tidal ETF Trust
By (Signature) /s/ Eric W Falkeis
Name Eric W Falkeis
Title President/Principal Executive Officer
Date 08/27/2021