UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21556
NAME OF REGISTRANT: Perritt Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 300 South Wacker Drive, Suite
600
Chicago, IL 60606
NAME AND ADDRESS OF AGENT FOR SERVICE: Michael J. Corbett
300 South Wacker Drive, Suite
600
Chicago, IL 60606
REGISTRANT'S TELEPHONE NUMBER: 312-669-1650
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2021 to 06/30/2022
Perritt MicroCap Opportunities Fund
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A-MARK PRECIOUS METALS INC. Agenda Number: 935495057
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Security: 00181T107
Meeting Type: Annual
Meeting Date: 28-Oct-2021
Ticker: AMRK
ISIN: US00181T1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey D. Benjamin Mgmt For For
Ellis Landau Mgmt For For
Beverley Lepine Mgmt For For
John U. Moorhead Mgmt For For
Jess M. Ravich Mgmt For For
Gregory N. Roberts Mgmt For For
Monique Sanchez Mgmt For For
Kendall Saville Mgmt For For
Michael R. Wittmeyer Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt For For
the fiscal year 2021 compensation of the
named executive officers of the Company.
3. To vote, on an advisory basis, on whether Mgmt 1 Year For
advisory votes to approve the compensation
of the Company's named executive officers
should be conducted at our Annual Meetings
each year, every two years or every three
years.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2022.
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ADDUS HOMECARE CORPORATION Agenda Number: 935647365
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Security: 006739106
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: ADUS
ISIN: US0067391062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Esteban Lopez, M.D. Mgmt For For
Jean Rush Mgmt For For
Susan T. Weaver MD FACP Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as our
independent auditor for the fiscal year
ending December 31, 2022.
3. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the named
executive officers.
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ALEXCO RESOURCE CORP. Agenda Number: 935643646
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Security: 01535P106
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: AXU
ISIN: CA01535P1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at six (6). Mgmt For For
2 DIRECTOR
Clynton R. Nauman Mgmt For For
Richard N. Zimmer Mgmt For For
Elaine Sanders Mgmt For For
Karen McMaster Mgmt For For
Rick Van Nieuwenhuyse Mgmt For For
Terry Krepiakevich Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants ("PwC")
as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
4 To pass an ordinary resolution approving Mgmt For For
amendments to the Corporation's Stock
Option Plan and all unallocated awards
under the Stock Option Plan, as more
particularly described in the accompanying
Information Circular.
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AMERICAN SOFTWARE, INC. Agenda Number: 935476021
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Security: 029683109
Meeting Type: Annual
Meeting Date: 18-Aug-2021
Ticker: AMSWA
ISIN: US0296831094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lizanne Thomas Mgmt For For
1B. Election of Director: James B. Miller, Jr. Mgmt For For
2. To ratify the appointment by the Board of Mgmt For For
Directors, upon the recommendation of the
Audit Committee, of KPMG LLP to serve as
the independent registered public
accounting audit firm for the Company for
the fiscal year ending April 30, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve an amendment to the American Mgmt For For
Software, Inc. 2020 Equity Incentive Plan,
to increase the number of Class A Common
Shares that may be issuable under the Plan.
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AMPCO-PITTSBURGH CORPORATION Agenda Number: 935566844
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Security: 032037103
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: AP
ISIN: US0320371034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert A. DeMichiei Mgmt For For
Elizabeth A. Fessenden Mgmt For For
William K. Lieberman Mgmt For For
Laurence E. Paul Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of the named executive
officers.
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for 2022.
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ASSERTIO HOLDINGS, INC. Agenda Number: 935599843
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Security: 04546C205
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: ASRT
ISIN: US04546C2052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Stockholders:
Heather L. Mason
1.2 Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Stockholders:
William T. McKee
1.3 Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Stockholders: Daniel
A. Peisert
1.4 Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Stockholders: Peter
D. Staple
1.5 Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Stockholders: James
L. Tyree
2. To approve an amendment and restatement of Mgmt For For
Assertio's Amended and Restated 2014
Omnibus Incentive Plan, including an
increase in the number of shares available
for issuance thereunder.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Assertio's named executive
officers.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as Assertio's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
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ASURE SOFTWARE, INC. Agenda Number: 935642175
--------------------------------------------------------------------------------------------------------------------------
Security: 04649U102
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: ASUR
ISIN: US04649U1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Benjamin Allen Mgmt For For
W. Carl Drew Mgmt For For
Daniel Gill Mgmt For For
Patrick Goepel Mgmt For For
Grace Lee Mgmt For For
Bradford Oberwager Mgmt For For
Bjorn Reynolds Mgmt For For
2. To ratify the Audit Committee's appointment Mgmt For For
of Marcum LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. To approve the Asure Software, Inc. Third Mgmt For For
Amended and Restated Rights Agreement.
4. To approve an amendment to the 2018 Mgmt For For
Incentive Award Plan.
5. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
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ATERIAN, INC. Agenda Number: 935470928
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Security: 02156U101
Meeting Type: Annual
Meeting Date: 29-Jul-2021
Ticker: ATER
ISIN: US02156U1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg B. Petersen Mgmt For For
Amy von Walter Mgmt For For
2A. To elect Bari A. Harlam as a Class I Mgmt For For
director to serve until our 2023 Annual
Meeting of Stockholders.
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AXT, INC. Agenda Number: 935592887
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: AXTI
ISIN: US00246W1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to hold Mgmt For For
office for a three year term: Christine
Russell
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of BPM LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
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BGSF, INC. Agenda Number: 935461272
--------------------------------------------------------------------------------------------------------------------------
Security: 05601C105
Meeting Type: Annual
Meeting Date: 04-Aug-2021
Ticker: BGSF
ISIN: US05601C1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Beth Garvey Mgmt For For
2. To ratify BGSF, Inc.'s Audit Committee's Mgmt For For
appointment of Whitley Penn LLP as
independent registered public accounting
firm for the fiscal year ending December
26, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
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BLUELINX HOLDINGS INC Agenda Number: 935617071
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Security: 09624H208
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: BXC
ISIN: US09624H2085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dwight Gibson Mgmt For For
Dominic DiNapoli Mgmt For For
Kim S. Fennebresque Mgmt For For
Mitchell B. Lewis Mgmt For For
J. David Smith Mgmt For For
Carol B. Yancey Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for fiscal year
2022.
3. Proposal to approve the non-binding, Mgmt For For
advisory resolution regarding the executive
compensation described in the proxy
statement.
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BOWMAN CONSULTING GROUP LTD. Agenda Number: 935620991
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Security: 103002101
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: BWMN
ISIN: US1030021018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Bowman Mgmt For For
Stephen Riddick Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2022.
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CENTURY CASINOS, INC. Agenda Number: 935644890
--------------------------------------------------------------------------------------------------------------------------
Security: 156492100
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: CNTY
ISIN: US1564921005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Dinah Corbaci Mgmt For For
1B. Election of Class I Director: Eduard Berger Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. To consider and vote upon a proposal to Mgmt For For
approve an advisory (non-binding)
resolution regarding the compensation of
the Company's named executive officers.
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CERAGON NETWORKS LTD. Agenda Number: 935465511
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Annual
Meeting Date: 12-Jul-2021
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Zohar Zisapel Mgmt No vote
1B. Re-election of Director: Ira Palti Mgmt No vote
1C. Re-election of Director: Yael Langer Mgmt No vote
1D. Re-election of Director: Shlomo Liran Mgmt No vote
1E. Election of Director: Rami Hadar Mgmt No vote
1F. Election of Director: Ilan Rosen Mgmt No vote
1G. Election of Director: David Ripstein Mgmt No vote
2A. To approve a grant of options to each of Mgmt No vote
the Company's non- executive directors, as
part of their compensation for service as
such: Grantees Zohar Zisapel
2B. To approve a grant of options to each of Mgmt No vote
the Company's non- executive directors, as
part of their compensation for service as
such: Each of Yael Langer, Shlomo Liran,
Rami Hadar, Ilan Rosen and David Ripstein
3. To approve certain compensation terms for Mgmt No vote
the Company's currently serving Chief
Executive Officer, Mr. Ira Palti.
3A. Please confirm you are a controlling Mgmt No vote
shareholder/have a personal interest, If
you do not vote Against = NO your vote will
not count for Proposal 3. Mark "for" = yes
or "against" = no.
4. To approve the terms of office and Mgmt No vote
employment of Mr. Doron Arazi as the
Company's new Chief Executive Officer,
effective upon his commencement of service.
4A. Please confirm you are a controlling Mgmt No vote
shareholder/have a personal interest, If
you do not vote Against = NO your vote will
not count for Proposal 4. Mark "for" = yes
or "against" = no.
5. To re-appoint Kost Forer Gabbay & Kasierer, Mgmt No vote
a Member of Ernst & Young Global, as the
Company's independent auditor for the
fiscal year ending December 31, 2021 and
for the year commencing January 1, 2022 and
until immediately following the next annual
general meeting of shareholders, and to
authorize the Board, upon the
recommendation of the Financial Audit
Committee, to set the annual compensation
of the independent auditor in accordance
with the volume and nature of its services.
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CHICAGO ATLANTIC REAL ESTATE FINANCE INC Agenda Number: 935652607
--------------------------------------------------------------------------------------------------------------------------
Security: 167239102
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: REFI
ISIN: US1672391026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Andreas Bodmeier Mgmt For For
Mr. John Mazarakis Mgmt For For
Mr. Anthony Cappell Mgmt For For
Mr. Peter Sack Mgmt For For
Dr. Jason Papastavrou Mgmt For For
Mr. Frederick C. Herbst Mgmt For For
Mr.Donald E.Gulbrandsen Mgmt For For
Mr. Brandon Konigsberg Mgmt For For
Mr. Michael L. Steiner Mgmt For For
2. The Ratification of the Selection of BDO Mgmt For For
USA LLP to Serve as the Company's
Independent Registered Public Accounting
Firm for the Fiscal Year Ending December
31, 2022
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CODA OCTOPUS GROUP, INC. Agenda Number: 935481301
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Security: 19188U206
Meeting Type: Annual
Meeting Date: 14-Sep-2021
Ticker: CODA
ISIN: US19188U2069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Annmarie Gayle Mgmt For For
Michael Hamilton Mgmt For For
G. Tyler Runnels Mgmt For For
Mary Losty Mgmt For For
Joseph Charles Plumb Mgmt For For
2. To approve the Coda Octopus Group, Inc. Mgmt For For
2021 Stock Incentive Plan.
3. To ratify the appointment of Frazier & Mgmt For For
Deeter, LLC as the Company's independent
registered public accounting firm for 2021.
4. To vote, on an advisory basis, to approve Mgmt For For
the compensation of our named executive
officers.
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COMMERCIAL VEHICLE GROUP, INC. Agenda Number: 935626931
--------------------------------------------------------------------------------------------------------------------------
Security: 202608105
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: CVGI
ISIN: US2026081057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Harold C. Bevis
1b. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Roger L. Fix
1c. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Ruth Gratzke
1d. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Robert C. Griffin
1e. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders: J.
Michael Nauman
1f. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Wayne M. Rancourt
1g. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
James R. Ray
2. A non-binding advisory vote on the Mgmt For For
compensation of the Company's named
executive officers.
3. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of the Company, for
the fiscal year ending December 31, 2022.
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CRA INTERNATIONAL, INC. Agenda Number: 935459152
--------------------------------------------------------------------------------------------------------------------------
Security: 12618T105
Meeting Type: Annual
Meeting Date: 28-Jul-2021
Ticker: CRAI
ISIN: US12618T1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Holthausen Mgmt For For
Nancy Hawthorne Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to CRA's named executive
officers, as disclosed in the proxy
statement for the 2021 meeting of its
shareholders.
3. To ratify the appointment by our audit Mgmt For For
committee of Grant Thornton LLP as CRA's
independent registered public accountants
for the fiscal year ending January 1, 2022.
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CYNERGISTEK, INC. Agenda Number: 935491249
--------------------------------------------------------------------------------------------------------------------------
Security: 23258P105
Meeting Type: Annual
Meeting Date: 13-Oct-2021
Ticker: CTEK
ISIN: US23258P1057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR (Board Nominee): Mgmt For For
Michael Loria
1B. ELECTION OF DIRECTOR (Board Nominee): Mgmt For For
Robert McCashin
1C. ELECTION OF DIRECTOR (Board Nominee): Mgmt For For
Michael McMillan
1D. ELECTION OF DIRECTOR (Board Nominee): Mgmt For For
Theresa Meadows
1E. ELECTION OF DIRECTOR (Board Nominee): Mark Mgmt For For
Roberson
1F. ELECTION OF DIRECTOR (Board Nominee): Dana Mgmt For For
Sellers
1G. ELECTION OF DIRECTOR (Board Nominee): John Mgmt For For
Flood
1H. ELECTION OF DIRECTOR (Stockholder Nominee): Mgmt For Against
Daniel Berger
2. Approval, by non-binding vote, of executive Mgmt For For
compensation.
3. Ratification of the appointment of Haskell Mgmt For For
& White LLP as the Company's independent
registered public accounting firm.
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DELTA APPAREL, INC. Agenda Number: 935536257
--------------------------------------------------------------------------------------------------------------------------
Security: 247368103
Meeting Type: Annual
Meeting Date: 10-Feb-2022
Ticker: DLA
ISIN: US2473681037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anita D. Britt Mgmt For For
J. Bradley Campbell Mgmt For For
Dr. G. Jay Gogue Mgmt For For
Glenda E. Hood Mgmt For For
Robert W. Humphreys Mgmt For For
A. Alexander Taylor, II Mgmt For For
David G. Whalen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (as defined in the proxy
statement).
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
October 1, 2022.
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DHI GROUP, INC. Agenda Number: 935579411
--------------------------------------------------------------------------------------------------------------------------
Security: 23331S100
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: DHX
ISIN: US23331S1006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian "Skip" Schipper Mgmt For For
1.2 Election of Director: Scipio "Max" Mgmt For For
Carnecchia
1.3 Election of Director: David Windley Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2022.
3. Advisory vote with respect to the Mgmt For For
compensation of our named executive
officers.
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DIGI INTERNATIONAL INC. Agenda Number: 935535863
--------------------------------------------------------------------------------------------------------------------------
Security: 253798102
Meeting Type: Annual
Meeting Date: 28-Jan-2022
Ticker: DGII
ISIN: US2537981027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Spiro C. Lazarakis Mgmt For For
1B. Election of Director: Hatem H. Naguib Mgmt For For
2. Company proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation paid to named executive
officers.
3. Company proposal to ratify the appointment Mgmt For For
of Grant Thornton LLP as independent
registered public accounting firm of the
company for the fiscal year ending
September 30, 2022.
4. Company proposal to approve the amendment Mgmt For For
and restatement of the Digi International
Inc. 2021 Omnibus Incentive Plan.
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DLH HOLDINGS CORP. Agenda Number: 935545143
--------------------------------------------------------------------------------------------------------------------------
Security: 23335Q100
Meeting Type: Annual
Meeting Date: 10-Mar-2022
Ticker: DLHC
ISIN: US23335Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James P. Allen Mgmt For For
Martin J. Delaney Mgmt For For
Dr. Elder Granger Mgmt For For
Dr. Frances M. Murphy Mgmt For For
Zachary C. Parker Mgmt For For
Frederick G. Wasserman Mgmt For For
Austin J. Yerks III Mgmt For For
Stephen J. Zelkowicz Mgmt For For
2. An Advisory Vote regarding the approval of Mgmt For For
compensation paid to our named Executive
Officers.
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
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EGAIN CORPORATION Agenda Number: 935491388
--------------------------------------------------------------------------------------------------------------------------
Security: 28225C806
Meeting Type: Special
Meeting Date: 30-Sep-2021
Ticker: EGAN
ISIN: US28225C8064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The confirmation of the stockholders' prior Mgmt For For
approval and ratification of the amendment
and restatement of the Amended and Restated
2005 Stock Incentive Plan, and further
amendment and restatement of the Amended
and Restated 2005 Stock Incentive Plan.
2. The confirmation of the stockholders' prior Mgmt For For
approval and ratification of the amendment
and restatement of the Amended and Restated
2005 Management Stock Option Plan, and
further amendment and restatement of the
Amended and Restated 2005 Management Stock
Option Plan.
--------------------------------------------------------------------------------------------------------------------------
EGAIN CORPORATION Agenda Number: 935514453
--------------------------------------------------------------------------------------------------------------------------
Security: 28225C806
Meeting Type: Annual
Meeting Date: 08-Dec-2021
Ticker: EGAN
ISIN: US28225C8064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Approval to amend and restate eGain's Mgmt For For
Amended and Restated Certificate of
Incorporation, as amended, as set forth in
the Second Amended and Restated Certificate
of Incorporation, appended to the proxy
statement as Appendix A, including the
following sub-proposal: to increase the
number of authorized shares of common stock
to 60,000,000 shares.
1B. Approval to amend and restate eGain's Mgmt For For
Amended and Restated Certificate of
Incorporation, as amended, as set forth in
the Second Amended and Restated Certificate
of Incorporation, appended to the proxy
statement as Appendix A, including the
following sub-proposal: to allow a majority
of the board of directors to adopt, amend,
or repeal the bylaws.
1C. Approval to amend and restate eGain's Mgmt For For
Amended and Restated Certificate of
Incorporation, as amended, as set forth in
the Second Amended and Restated Certificate
of Incorporation, appended to the proxy
statement as Appendix A, including the
following sub-proposal: to approve choice
of forum provisions.
2. DIRECTOR
Ashutosh Roy Mgmt For For
Gunjan Sinha Mgmt For For
Phiroz P. Darukhanavala Mgmt For For
Brett Shockley Mgmt For For
Christine Russell Mgmt For For
3. Approval of an amendment to the Amended and Mgmt For For
Restated 2005 Stock Incentive Plan to
increase the number of shares of common
stock reserved for issuance thereunder from
6,460,000 shares to 7,460,000 shares.
4. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid by us to our named
executive officers.
5. Ratification of the appointment of BPM LLP, Mgmt For For
as the Independent Registered Public
Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION PETROLEUM CORPORATION Agenda Number: 935511697
--------------------------------------------------------------------------------------------------------------------------
Security: 30049A107
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: EPM
ISIN: US30049A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward J. DiPaolo Mgmt For For
William E. Dozier Mgmt For For
Marjorie A. Hargrave Mgmt For For
Robert S. Herlin Mgmt For For
Kelly W. Loyd Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the Company's independent
registered public accounting firm for
fiscal year ending June 30, 2022.
3. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERNET BANCORP Agenda Number: 935583282
--------------------------------------------------------------------------------------------------------------------------
Security: 320557101
Meeting Type: Annual
Meeting Date: 16-May-2022
Ticker: INBK
ISIN: US3205571017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aasif M. Bade Mgmt For For
David B. Becker Mgmt For For
Justin P. Christian Mgmt For For
Ann Colussi Dee Mgmt For For
Ana Dutra Mgmt For For
John K. Keach, Jr. Mgmt For For
David R. Lovejoy Mgmt For For
Jean L. Wojtowicz Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to our named
executive officers.
3. To ratify the appointment of BKD, LLP as Mgmt For For
our independent registered public
accounting firm for 2022.
4. To approve the First Internet Bancorp 2022 Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FORTITUDE GOLD CORPORATION Agenda Number: 935602599
--------------------------------------------------------------------------------------------------------------------------
Security: 34962K100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: FTCO
ISIN: US34962K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jason D. Reid Mgmt For For
1.2 Election of Director: Bill M. Conrad Mgmt For For
2. To ratify the appointment of Haynie & Mgmt For For
Company as Fortitude Gold's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
GALAXY GAMING, INC. Agenda Number: 935634154
--------------------------------------------------------------------------------------------------------------------------
Security: 36318P105
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: GLXZ
ISIN: US36318P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve for Mgmt For For
a three year term expiring at the 2025
Annual Meeting: Michael Gavin Isaacs
1.2 Election of Class III Director to serve for Mgmt For For
a three year term expiring at the 2025
Annual Meeting: Cheryl Kondra
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Moss Adams, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
GENCOR INDUSTRIES, INC. Agenda Number: 935548872
--------------------------------------------------------------------------------------------------------------------------
Security: 368678108
Meeting Type: Annual
Meeting Date: 04-Mar-2022
Ticker: GENC
ISIN: US3686781085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: John G. Coburn Mgmt For For
2. Ratification of Independent registered Mgmt For For
public accounting firm of MSL, P.A..
--------------------------------------------------------------------------------------------------------------------------
GOLD RESOURCE CORPORATION Agenda Number: 935591900
--------------------------------------------------------------------------------------------------------------------------
Security: 38068T105
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: GORO
ISIN: US38068T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alex G. Morrison Mgmt For For
Allen Palmiere Mgmt For For
Lila Manassa Murphy Mgmt For For
Joseph Driscoll Mgmt For For
Ronald Little Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratify BDO USA, LLP as independent Mgmt For For
registered accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
GRAHAM CORPORATION Agenda Number: 935457449
--------------------------------------------------------------------------------------------------------------------------
Security: 384556106
Meeting Type: Annual
Meeting Date: 28-Jul-2021
Ticker: GHM
ISIN: US3845561063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Fortier Mgmt For For
James R. Lines Mgmt For For
Lisa M. Schnorr Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
GREEN BRICK PARTNERS, INC. Agenda Number: 935626309
--------------------------------------------------------------------------------------------------------------------------
Security: 392709101
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: GRBK
ISIN: US3927091013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth K. Blake Mgmt For For
Harry Brandler Mgmt For For
James R. Brickman Mgmt For For
David Einhorn Mgmt For For
John R. Farris Mgmt For For
Kathleen Olsen Mgmt For For
Richard S. Press Mgmt For For
Lila Manassa Murphy Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Independent Registered Public
Accounting Firm of the Company to serve for
the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
HENNESSY ADVISORS, INC. Agenda Number: 935537071
--------------------------------------------------------------------------------------------------------------------------
Security: 425885100
Meeting Type: Annual
Meeting Date: 10-Feb-2022
Ticker: HNNA
ISIN: US4258851009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Neil J. Hennessy Mgmt For For
Teresa M. Nilsen Mgmt For For
Daniel B. Steadman Mgmt For For
Henry Hansel Mgmt For For
Brian A. Hennessy Mgmt For For
Lydia Knight-O'Riordan Mgmt For For
Daniel G. Libarle Mgmt For For
Rodger Offenbach Mgmt For For
Susan W. Pomilia Mgmt For For
Thomas L. Seavey Mgmt For For
2. Ratify the selection of Marcum LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE GLOBAL INC. Agenda Number: 935616738
--------------------------------------------------------------------------------------------------------------------------
Security: 42727E103
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: HGBL
ISIN: US42727E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel L. Shimer Mgmt For For
Kelly Sharpe Mgmt For For
Ross Dove Mgmt For For
2. To ratify the appointment of Baker Tilly Mgmt For For
US, LLP as the Company's independent
auditor for the fiscal year ending December
31, 2022.
3. To approve the adoption of the 2022 Mgmt For For
Heritage Global Inc. Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HUDSON GLOBAL, INC. Agenda Number: 935627274
--------------------------------------------------------------------------------------------------------------------------
Security: 443787205
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: HSON
ISIN: US4437872058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mimi K. Drake Mgmt For For
Jeffrey E. Eberwein Mgmt For For
Ian V. Nash Mgmt For For
Connia M. Nelson Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. To approve amendments to the Company's Mgmt For For
Rights Agreement to extend its term through
October 15, 2024.
4. To approve amendments to the Hudson Global, Mgmt For For
Inc. 2009 Incentive Stock and Awards Plan,
as amended (the "Plan"), to increase the
number of shares of the Company's common
stock issuable under the Plan by 250,000
shares and to make certain technical and
clarifying changes to the Plan.
5. To ratify the appointment of BDO USA, LLP Mgmt For For
as independent registered public accounting
firm to audit the Company's financial
statements for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ICAD, INC. Agenda Number: 935461462
--------------------------------------------------------------------------------------------------------------------------
Security: 44934S206
Meeting Type: Annual
Meeting Date: 15-Jul-2021
Ticker: ICAD
ISIN: US44934S2068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Klein Mgmt For For
Nathaniel Dalton Mgmt For For
Dr. Rakesh Patel Mgmt For For
Andy Sassine Mgmt For For
Dr. Susan Wood Mgmt For For
2. To approve and adopt an amendment to the Mgmt For For
Certificate of Incorporation to increase
the authorized shares of common stock.
3. To approve an amendment to the 2016 Stock Mgmt For For
Incentive Plan to increase the number of
shares of common stock available to plan
participants.
4. To approve, by non-binding advisory vote, Mgmt For For
the resolution approving named executive
officer compensation.
5. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for the company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ICAD, INC. Agenda Number: 935648709
--------------------------------------------------------------------------------------------------------------------------
Security: 44934S206
Meeting Type: Annual
Meeting Date: 17-Jun-2022
Ticker: ICAD
ISIN: US44934S2068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stacey Stevens Mgmt For For
Michael Klein Mgmt For For
Dana Brown Mgmt For For
Nathaniel Dalton Mgmt For For
Timothy Irish Mgmt For For
Dr. Rakesh Patel Mgmt For For
Andy Sassine Mgmt For For
Dr. Susan Wood Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the resolution approving named executive
officer compensation.
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for the company for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
IDENTIV, INC. Agenda Number: 935605406
--------------------------------------------------------------------------------------------------------------------------
Security: 45170X205
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: INVE
ISIN: US45170X2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robin R. Braun Mgmt For For
James E. Ousley Mgmt For For
2. To ratify the appointment of BPM LLP, an Mgmt For For
independent registered public accounting
firm, as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2022.
3. To vote on a non-binding advisory Mgmt For For
resolution on the compensation of the
Company's named executive officers ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
IES HOLDINGS, INC. Agenda Number: 935539885
--------------------------------------------------------------------------------------------------------------------------
Security: 44951W106
Meeting Type: Annual
Meeting Date: 24-Feb-2022
Ticker: IESC
ISIN: US44951W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNIFER A. BALDOCK Mgmt For For
TODD M. CLEVELAND Mgmt For For
DAVID B. GENDELL Mgmt For For
JEFFREY L. GENDELL Mgmt For For
JOE D. KOSHKIN Mgmt For For
ELIZABETH D. LEYKUM Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AUDITORS FOR THE COMPANY FOR
FISCAL YEAR 2022.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935520646
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Special
Meeting Date: 18-Jan-2022
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Immersion Corporation 2021 Mgmt For For
Equity Incentive Plan.
2. To approve one or more adjournments of the Mgmt For For
Special Meeting to a later date or dates if
necessary or appropriate to solicit
additional proxies if there are
insufficient votes to approve Proposal 1 at
the time of the Special Meeting or in the
absence of a quorum.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935607842
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 23-May-2022
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William Martin Mgmt For For
1.2 Election of Director: Elias Nader Mgmt For For
1.3 Election of Director: Eric Singer Mgmt For For
1.4 Election of Director: Frederick Wasch Mgmt For For
1.5 Election of Director: Sumit Agarwal Mgmt For For
2. Ratification of appointment of Armanino LLP Mgmt For For
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2022.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
4. Ratification of section 382 tax benefits Mgmt For For
preservation plan.
--------------------------------------------------------------------------------------------------------------------------
INFORMATION SERVICES GROUP, INC. Agenda Number: 935563038
--------------------------------------------------------------------------------------------------------------------------
Security: 45675Y104
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: III
ISIN: US45675Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael P. Connors Mgmt For For
Christine Putur Mgmt For For
2. To ratify the engagement of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
INFRASTRUCTURE AND ENERGY ALTERNATIVES Agenda Number: 935569977
--------------------------------------------------------------------------------------------------------------------------
Security: 45686J104
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: IEA
ISIN: US45686J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Paul Roehm Mgmt For For
Terence Montgomery Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To amend Section 9.15 of our Amended and Mgmt For For
Restated By Laws to remove heightened
voting standards.
4. To amend our Amended and Restated Mgmt For For
Certificate of Incorporation and Article
VIII of our Amended and Restated By Laws to
remove supermajority voting standards.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
INFUSYSTEM HOLDINGS, INC. Agenda Number: 935597104
--------------------------------------------------------------------------------------------------------------------------
Security: 45685K102
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: INFU
ISIN: US45685K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ralph Boyd Mgmt For For
Richard Dilorio Mgmt For For
Paul Gendron Mgmt For For
Carrie Lachance Mgmt For For
Gregg Lehman Mgmt For For
Christopher Sansone Mgmt For For
Scott Shuda Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
INTRICON CORPORATION Agenda Number: 935639964
--------------------------------------------------------------------------------------------------------------------------
Security: 46121H109
Meeting Type: Special
Meeting Date: 24-May-2022
Ticker: IIN
ISIN: US46121H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To (a) approve and adopt the Agreement and Mgmt For For
Plan of Merger, dated 2/27/22 (as amended,
the "Merger Agreement"), by and among
Intricon ("Intricon"), IIN Holding Company
LLC ("Parent"), and IC Merger Sub Inc., a
wholly owned subsidiary of Parent ("Merger
Sub"), and (b) pursuant to the Merger
Agreement, approve the merger of Merger Sub
with and into Intricon, as a result of
which the separate corporate existence of
Merger Sub will cease, with Intricon
continuing as the surviving corporation
(the "Merger") and a wholly owned
subsidiary of Parent.
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that may be paid or
become payable to Intricon Corporation's
named executive officers that is based on
or otherwise is related to the Merger
Agreement and the transactions contemplated
by the Merger Agreement.
3. To approve any proposal to adjourn the Mgmt For For
Special Meeting from time to time, if
necessary or appropriate as determined in
the discretion of the Board of Directors of
Intricon Corporation to solicit additional
proxies if there are insufficient votes to
approve and adopt the Merger Agreement and
approve the Merger at the time of the
Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
INTRUSION INC. Agenda Number: 935626195
--------------------------------------------------------------------------------------------------------------------------
Security: 46121E205
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: INTZ
ISIN: US46121E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony Scott Mgmt For For
Anthony J. LeVecchio Mgmt For For
James F. Gero Mgmt For For
Katrinka B. McCallum Mgmt For For
Gregory K. Wilson Mgmt For For
Jamie M. Schnur Mgmt For For
2. Ratification of the appointment of Whitley Mgmt For For
Penn LLP as independent auditors of the
Company for the fiscal year ending December
31, 2022.
3. Advisory approval of compensation of named Mgmt For For
executives as disclosed in the Proxy
Statement.
4. Advisory vote on the frequency of the Mgmt 1 Year Against
advisory vote on the compensation of the
named executives as disclosed in the Proxy
Statement.
5. Approval of the potential issuance of Mgmt For For
shares of the Company's common stock in
excess of 19.99% of the outstanding shares
of common stock in connection with the
optional redemption feature under the
promissory notes issued, or to be issued,
under a securities purchase agreement the
Company entered into on March 10, 2022.
--------------------------------------------------------------------------------------------------------------------------
L.B. FOSTER COMPANY Agenda Number: 935611550
--------------------------------------------------------------------------------------------------------------------------
Security: 350060109
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: FSTR
ISIN: US3500601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond T. Betler Mgmt For For
Dirk Junge Mgmt For For
John F. Kasel Mgmt For For
John E. Kunz Mgmt For For
Diane B. Owen Mgmt For For
Robert S. Purgason Mgmt For For
William H. Rackoff Mgmt For For
Suzanne B. Rowland Mgmt For For
Bruce E. Thompson Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2022.
3. Advisory approval of the compensation paid Mgmt For For
to the Company's named executive officers
for 2021.
4. Approval of the Company's 2022 Equity and Mgmt For For
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC. Agenda Number: 935654651
--------------------------------------------------------------------------------------------------------------------------
Security: 511795106
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: LAKE
ISIN: US5117951062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. McAteer Mgmt For For
1b. Election of Director: James M. Jenkins Mgmt For For
1c. Election of Director: Nikki L. Hamblin Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2023.
3. Approve, on an advisory basis, compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
LANDEC CORPORATION Agenda Number: 935493267
--------------------------------------------------------------------------------------------------------------------------
Security: 514766104
Meeting Type: Annual
Meeting Date: 20-Oct-2021
Ticker: LNDC
ISIN: US5147661046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert D. Bolles, PhD Mgmt For For
Deborah Carosella Mgmt For For
Tonia Pankopf Mgmt For For
Craig A. Barbarosh Mgmt For For
Joshua E. Schechter Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MAY 29, 2022.
3. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LEGACY HOUSING CORPORATION Agenda Number: 935513576
--------------------------------------------------------------------------------------------------------------------------
Security: 52472M101
Meeting Type: Annual
Meeting Date: 30-Nov-2021
Ticker: LEGH
ISIN: US52472M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Curtis D. Hodgson Mgmt For For
Kenneth E. Shipley Mgmt For For
Robert D. Bates Mgmt For For
Jeffrey K. Stouder Mgmt For For
Stephen L. Crawford Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN EDUCATIONAL SERVICES CORPORATION Agenda Number: 935579928
--------------------------------------------------------------------------------------------------------------------------
Security: 533535100
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: LINC
ISIN: US5335351004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Burke, Jr. Mgmt For For
Kevin M. Carney Mgmt For For
Ronald E. Harbour Mgmt For For
J. Barry Morrow Mgmt For For
Michael A. Plater Mgmt For For
Felecia J. Pryor Mgmt For For
Carlton E. Rose Mgmt For For
Scott M. Shaw Mgmt For For
2. Approval on a non-binding, advisory basis Mgmt For For
of the named executive officer
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as our independent
registered public accountingfirm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LSI INDUSTRIES INC. Agenda Number: 935496338
--------------------------------------------------------------------------------------------------------------------------
Security: 50216C108
Meeting Type: Annual
Meeting Date: 02-Nov-2021
Ticker: LYTS
ISIN: US50216C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert P. Beech Mgmt For For
Ronald D. Brown Mgmt For For
James A. Clark Mgmt For For
Amy L. Hanson Mgmt For For
Chantel E. Lenard Mgmt For For
Wilfred T. O'Gara Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for
fiscal 2022.
3. Advisory vote on the compensation of the Mgmt For For
named executive officers as described in
the Company's proxy statement (the
"Say-on-Pay vote").
4. Amendment of the Company's Articles of Mgmt For For
Incorporation to increase the number of
authorized shares of the Company's common
stock by 10 million shares.
5. Approval of the Company's Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
MAGAL SECURITY SYSTEMS LTD. Agenda Number: 935476641
--------------------------------------------------------------------------------------------------------------------------
Security: M6786D104
Meeting Type: Annual
Meeting Date: 15-Aug-2021
Ticker: MAGS
ISIN: IL0010829161
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To re-elect director for term expiring at Mgmt For For
the Company's 2022 Annual General Meeting
of Shareholders: GILLON BECK
1B. To re-elect director for term expiring at Mgmt For For
the Company's 2022 Annual General Meeting
of Shareholders: RON BEN-HAIM
1C. To re-elect director for term expiring at Mgmt For For
the Company's 2022 Annual General Meeting
of Shareholders: JACOB BERMAN
1D. To re-elect director for term expiring at Mgmt For For
the Company's 2022 Annual General Meeting
of Shareholders: AVRAHAM BIGGER
2. To approve a dividend distribution not to Mgmt For For
exceed USD 40 million, at the time and in
the amount to be directed by the Company's
Board of Directors.
3. To approve the payment of special bonuses Mgmt For For
to certain executive officers in relation
to the sale of the Company's Integration
Solutions (Projects) division to
Aeronautics Ltd.
3A. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Proposal 3 as
such terms are explained in the proxy
statement? (If you do not vote YES=FOR or
NO=AGAINST the vote on the corresponding
proposal will not count for the Proposal
3).
4. To re-adopt the Company's updated Mgmt For For
Compensation Policy.
4A. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Proposal 4 as
such terms are explained in the proxy
statement? (If you do not vote YES=FOR or
NO=AGAINST the vote on the corresponding
proposal will not count for the Proposal
4).
5. To approve the change in the Company's name Mgmt For For
to Senstar Technologies Ltd.
6. To ratify and approve the reappointment of Mgmt For For
Kost Forer Gabbay & Kasierer, registered
public accountants, a member firm of Ernst
& Young Global, as our independent
registered public accountants for the year
ending December 31, 2021, and to authorize
our audit committee to fix the remuneration
of such independent registered public
accountants in accordance with the volume
and nature of their services.
--------------------------------------------------------------------------------------------------------------------------
MAYVILLE ENGINEERING COMPANY, INC. Agenda Number: 935561185
--------------------------------------------------------------------------------------------------------------------------
Security: 578605107
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: MEC
ISIN: US5786051079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert D. Kamphuis Mgmt For For
Jay O. Rothman Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
MILLER INDUSTRIES, INC. Agenda Number: 935617247
--------------------------------------------------------------------------------------------------------------------------
Security: 600551204
Meeting Type: Annual
Meeting Date: 27-May-2022
Ticker: MLR
ISIN: US6005512040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Theodore H. Ashford Mgmt For For
III
1.2 Election of Director: A. Russell Chandler Mgmt For For
III
1.3 Election of Director: William G. Miller Mgmt For For
1.4 Election of Director: William G. Miller II Mgmt For For
1.5 Election of Director: Richard H. Roberts Mgmt For For
1.6 Election of Director: Leigh Walton Mgmt For For
1.7 Election of Director: Deborah L. Whitmire Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MOTORCAR PARTS OF AMERICA, INC. Agenda Number: 935478974
--------------------------------------------------------------------------------------------------------------------------
Security: 620071100
Meeting Type: Annual
Meeting Date: 13-Sep-2021
Ticker: MPAA
ISIN: US6200711009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Selwyn Joffe Mgmt For For
1B. Election of Director: Scott J. Adelson Mgmt For For
1C. Election of Director: Dr. David Bryan Mgmt For For
1D. Election of Director: Rudolph J. Borneo Mgmt For For
1E. Election of Director: Joseph Ferguson Mgmt For For
1F. Election of Director: Philip Gay Mgmt For For
1G. Election of Director: Duane Miller Mgmt For For
1H. Election of Director: Jeffrey Mirvis Mgmt For For
1I. Election of Director: Jamy P. Rankin Mgmt For For
1J. Election of Director: Barbara L. Whittaker Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants for the fiscal year
ending March 31, 2022.
3. To vote on an advisory (non-binding) Mgmt For For
proposal to approve the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TECHNOLOGIES INTERNATIONAL CORP Agenda Number: 935529391
--------------------------------------------------------------------------------------------------------------------------
Security: 665809109
Meeting Type: Annual
Meeting Date: 21-Jan-2022
Ticker: NTIC
ISIN: US6658091094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy E. Calderon Mgmt For For
Sarah E. Kemp Mgmt For For
Sunggyu Lee, Ph.D. Mgmt For For
G. Patrick Lynch Mgmt For For
Ramani Narayan, Ph.D. Mgmt For For
Richard J. Nigon Mgmt For For
K. von Falkenhausen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the accompanying
proxy statement.
3. To ratify the selection of Baker Tilly US, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
August 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY Agenda Number: 935646123
--------------------------------------------------------------------------------------------------------------------------
Security: 667746101
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: NWPX
ISIN: US6677461013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a three year term, Mgmt For For
expiring in 2025: Michael Franson
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Moss Adams LLP as Mgmt For For
the Company's independent registered public
accounting firm.
4. Approve the 2022 Stock Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OOMA INC Agenda Number: 935618489
--------------------------------------------------------------------------------------------------------------------------
Security: 683416101
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: OOMA
ISIN: US6834161019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Goettner Mgmt For For
Eric Stang Mgmt For For
Jenny Yeh Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the Company for its
fiscal year ending January 31, 2023.
3. To approve a non-binding advisory vote on Mgmt For For
the compensation of our named executive
officers as described in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
OPIANT PHARMACEUTICALS, INC. Agenda Number: 935637061
--------------------------------------------------------------------------------------------------------------------------
Security: 683750103
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: OPNT
ISIN: US6837501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Roger Crystal Mgmt For For
Ann MacDougall Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Approval of our Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ORBITAL ENERGY GROUP, INC. Agenda Number: 935490564
--------------------------------------------------------------------------------------------------------------------------
Security: 68559A109
Meeting Type: Annual
Meeting Date: 12-Oct-2021
Ticker: OEG
ISIN: US68559A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William J. Clough Mgmt For For
James F. O'Neil III Mgmt For For
C. Stephen Cochennet Mgmt For For
Paul D. White Mgmt For For
Corey A. Lambrecht Mgmt For For
Sarah Tucker Mgmt For For
Paul T. Addison Mgmt For For
Jerry Sue Thornton Mgmt For For
LaForrest V. Williams Mgmt For For
2. Ratification of the Appointment of Grant Mgmt For For
Thornton LLP as the Company's Independent
Registered Public Accounting Firm for the
Year Ending December 31, 2021.
3. Advisory Approval of the Company's Mgmt For For
Executive Compensation (Say-on-Pay).
4. To Approve an Amendment to Paragraph 11.27 Mgmt For For
of the Orbital Energy Group 2020 Incentive
Award Plan by Increasing the Overall Share
Limit to 5,000,000.
--------------------------------------------------------------------------------------------------------------------------
PCTEL, INC. Agenda Number: 935591582
--------------------------------------------------------------------------------------------------------------------------
Security: 69325Q105
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: PCTI
ISIN: US69325Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gina Haspilaire Mgmt For For
M. Jay Sinder Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
Company's named executive officer
compensation.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PERMA-FIX ENVIRONMENTAL SERVICES, INC. Agenda Number: 935456574
--------------------------------------------------------------------------------------------------------------------------
Security: 714157203
Meeting Type: Annual
Meeting Date: 20-Jul-2021
Ticker: PESI
ISIN: US7141572039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas P. Bostick Mgmt For For
Dr. Louis F. Centofanti Mgmt For For
Kerry C. Duggan Mgmt For For
Joseph T. Grumski Mgmt For For
Joe R. Reeder Mgmt For For
Larry M. Shelton Mgmt For For
Zach P. Wamp Mgmt For For
Mark A. Zwecker Mgmt For For
2. APPROVE THE FIFTH AMENDMENT TO THE Mgmt For For
COMPANY'S 2003 OUTSIDE DIRECTORS STOCK
PLAN.
3. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2021.
4. APPROVE, BY NON-BINDING VOTE, THE 2020 Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PFSWEB, INC. Agenda Number: 935469850
--------------------------------------------------------------------------------------------------------------------------
Security: 717098206
Meeting Type: Annual
Meeting Date: 27-Jul-2021
Ticker: PFSW
ISIN: US7170982067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David I. Beatson Mgmt For For
1.2 Election of Director: Monica Luechtefeld Mgmt For For
1.3 Election of Director: Shinichi Nagakura Mgmt For For
1.4 Election of Director: Benjamin Rosenzweig Mgmt For For
1.5 Election of Director: Robert Frankfurt Mgmt For For
1.6 Election of Director: Mercedes De Luca Mgmt For For
1.7 Election of Director: Michael C. Willoughby Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
Named Executive Officers.
3. To approve an amendment to the Company's Mgmt For For
2020 Stock and Incentive Plan to increase
the number of shares of Common Stock
issuable thereunder by 1,000,000 shares.
4. To approve an amendment to the Rights Mgmt For For
Agreement with Computershare Shareowner
Services, LLC.
5. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent auditors for
the fiscal year ended December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PGT INNOVATIONS, INC. Agenda Number: 935629432
--------------------------------------------------------------------------------------------------------------------------
Security: 69336V101
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: PGTI
ISIN: US69336V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Xavier F. Boza Mgmt For For
Alexander R. Castaldi Mgmt For For
William J. Morgan Mgmt For For
2. To approve the compensation of our Named Mgmt For For
Executive Officers on an advisory basis.
3. To approve the amendment and restatement of Mgmt For For
the 2019 Equity and Incentive Compensation
Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935551499
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 10-Mar-2022
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Peter S. Kirlin Mgmt For For
Daniel Liao Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2022.
3. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
POWERFLEET, INC. Agenda Number: 935463872
--------------------------------------------------------------------------------------------------------------------------
Security: 73931J109
Meeting Type: Annual
Meeting Date: 20-Jul-2021
Ticker: PWFL
ISIN: US73931J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Brodsky Mgmt For For
Michael Casey Mgmt For For
Charles Frumberg Mgmt For For
David Mahlab Mgmt For For
Chris Wolfe Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Approval of an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to modify certain terms of
the Company's Series A Convertible
Preferred Stock.
5. Approval of an amendment to the Company's Mgmt For For
2018 Incentive Plan to increase the number
of shares of common stock available for
issuance thereunder.
--------------------------------------------------------------------------------------------------------------------------
PROFIRE ENERGY, INC Agenda Number: 935641236
--------------------------------------------------------------------------------------------------------------------------
Security: 74316X101
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: PFIE
ISIN: US74316X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brenton W. Hatch Mgmt For For
1.2 Election of Director: Ryan W. Oviatt Mgmt For For
1.3 Election of Director: Colleen L. Bell Mgmt For For
1.4 Election of Director: Daren J. Shaw Mgmt For For
1.5 Election of Director: Ronald. R. Spoehel Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's Executive Compensation
3. Ratify the appointment of Sadler, Gibb & Mgmt For For
Associates, LLC as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PROPHASE LABS, INC. Agenda Number: 935619366
--------------------------------------------------------------------------------------------------------------------------
Security: 74345W108
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: PRPH
ISIN: US74345W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ted Karkus Mgmt For For
Jason Barr Mgmt For For
Louis Gleckel, MD Mgmt For For
Warren Hirsch Mgmt For For
2. To ratify the appointment of Friedman LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022
3. To approve the 2022 Equity Compensation Mgmt For For
Plan
4. To approve the 2022 Directors' Equity Mgmt For For
Compensation Plan
5. Advisory vote to approve executive Mgmt For For
compensation
--------------------------------------------------------------------------------------------------------------------------
PURE CYCLE CORPORATION Agenda Number: 935528743
--------------------------------------------------------------------------------------------------------------------------
Security: 746228303
Meeting Type: Annual
Meeting Date: 12-Jan-2022
Ticker: PCYO
ISIN: US7462283034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Harding Mgmt For For
Patrick J. Beirne Mgmt For For
Wanda J. Abel Mgmt For For
Frederick A. Fendel III Mgmt For For
Peter C. Howell Mgmt For For
Daniel R. Kozlowski Mgmt For For
Jeffrey G. Sheets Mgmt For For
2. Ratification of appointment of Plante & Mgmt For For
Moran PLLC as the independent registered
public accounting firm for the fiscal year
ending August 31, 2022.
3. Approval, on an advisory basis, of Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
QUEST RESOURCE HOLDING CORPORATION Agenda Number: 935453693
--------------------------------------------------------------------------------------------------------------------------
Security: 74836W203
Meeting Type: Annual
Meeting Date: 01-Jul-2021
Ticker: QRHC
ISIN: US74836W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel M. Friedberg Mgmt No vote
S. Ray Hatch Mgmt No vote
Ronald L. Miller, Jr. Mgmt No vote
2. To approve an amendment to our 2014 Mgmt No vote
Employee Stock Purchase Plan (the "2014
ESPP") to increase the number of shares
reserved for stock-based compensation under
our 2014 ESPP by 250,000 shares.
3. To provide a non-binding advisory vote on Mgmt No vote
the compensation of our named executive
officers for fiscal 2020 ("say-on-pay").
4. To ratify the appointment of Semple, Mgmt No vote
Marchal and Cooper, LLP, an independent
registered public accounting firm, as the
independent registered public accountant of
our company for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
QUEST RESOURCE HOLDING CORPORATION Agenda Number: 935670035
--------------------------------------------------------------------------------------------------------------------------
Security: 74836W203
Meeting Type: Annual
Meeting Date: 29-Jun-2022
Ticker: QRHC
ISIN: US74836W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenn A. Culpepper Mgmt For For
Sarah R. Tomolonius Mgmt For For
2. To provide a non-binding advisory vote on Mgmt For For
the compensation of our named executive
officers for fiscal 2021 ("say-on-pay").
3. To ratify the appointment of Semple, Mgmt For For
Marchal and Cooper, LLP, an independent
registered public accounting firm, as the
independent registered public accountant of
our company for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
QUIPT HOME MEDICAL CORP. Agenda Number: 935637578
--------------------------------------------------------------------------------------------------------------------------
Security: 74880P104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: QIPT
ISIN: CA74880P1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Gregory Crawford Mgmt For For
Mark Greenberg Mgmt For For
Kevin Carter Mgmt For For
Brian Wessel Mgmt For For
2 Appointment of BDO USA LLP, as auditors of Mgmt For For
the Corporation for the ensuing year and
authorizing the directors of the
Corporation to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
RADIANT LOGISTICS INC Agenda Number: 935503157
--------------------------------------------------------------------------------------------------------------------------
Security: 75025X100
Meeting Type: Annual
Meeting Date: 17-Nov-2021
Ticker: RLGT
ISIN: US75025X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bohn H. Crain Mgmt For For
1B. Election of Director: Richard P. Palmieri Mgmt For For
1C. Election of Director: Michael Gould Mgmt For For
1D. Election of Director: Kristin Toth Smith Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent auditor for
the fiscal year ending June 30, 2022.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
4. To approve the Radiant Logistics, Inc. 2021 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
RESEARCH SOLUTIONS, INC. Agenda Number: 935503727
--------------------------------------------------------------------------------------------------------------------------
Security: 761025105
Meeting Type: Annual
Meeting Date: 18-Nov-2021
Ticker: RSSS
ISIN: US7610251057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN REGAZZI Mgmt For For
EUGENE ROBIN Mgmt For For
PETER VICTOR DERYCZ Mgmt For For
GENERAL MERRILL MCPEAK Mgmt For For
ROY W. OLIVIER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF WEINBERG & Mgmt For For
COMPANY, P.A., AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY.
3. TO APPROVE AN AMENDMENT TO THE RESEARCH Mgmt For For
SOLUTIONS, INC. 2017 OMNIBUS INCENTIVE PLAN
TO INCREASE THE MAXIMUM NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED PURSUANT TO
AWARDS GRANTED THEREUNDER FROM 3,374,513 TO
6,874,513.
4. TO HOLD AN ADVISORY VOTE APPROVING THE Mgmt For For
FOLLOWING RESOLUTION ENDORSING OUR
EXECUTIVE COMPENSATION: "RESOLVED, THAT THE
STOCKHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S EXECUTIVES, AS DISCLOSED IN
THE COMPENSATION TABLES AND RELATED
NARRATIVE DISCLOSURE IN THE COMPANY'S PROXY
STATEMENT FOR THE ANNUAL MEETING."
--------------------------------------------------------------------------------------------------------------------------
SELECT INTERIOR CONCEPTS, INC. Agenda Number: 935497835
--------------------------------------------------------------------------------------------------------------------------
Security: 816120307
Meeting Type: Special
Meeting Date: 19-Oct-2021
Ticker: SIC
ISIN: US8161203075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal - To vote on a proposal to Mgmt For For
adopt and approve the Agreement and Plan of
Merger, dated as of August 8, 2021, among
Astro Stone Intermediate Holding, LLC,
Astro Stone Merger Sub, Inc. and SIC. (the
"Merger Proposal").
2. Advisory Compensation Proposal - To vote on Mgmt For For
a proposal to approve, on a non-binding,
advisory basis, the compensation that may
be paid or become payable to SIC's named
executive officers that is based on or
otherwise relates to the merger.
3. Adjournment Proposal - To vote on a Mgmt For For
proposal to approve one or more
adjournments of the Special Meeting, if
necessary, to solicit additional proxies if
a quorum is not present or if there are not
sufficient votes cast at the Special
Meeting to approve the Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
SHARPS COMPLIANCE CORP. Agenda Number: 935505276
--------------------------------------------------------------------------------------------------------------------------
Security: 820017101
Meeting Type: Annual
Meeting Date: 18-Nov-2021
Ticker: SMED
ISIN: US8200171010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHARON R. GABRIELSON Mgmt For For
PARRIS H. HOLMES Mgmt For For
W. PATRICK MULLOY II Mgmt For For
DAVID P. TUSA Mgmt For For
SUSAN N. VOGT Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF BDO
USA, LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
SILVERCREST ASSET MGMT GROUP INC Agenda Number: 935635170
--------------------------------------------------------------------------------------------------------------------------
Security: 828359109
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: SAMG
ISIN: US8283591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Burns Mgmt For For
Albert S. Messina Mgmt For For
2. Approval of executive compensation in an Mgmt For For
advisory, non-binding vote.
3. The approval of our proposed Amended 2012 Mgmt For For
Equity Incentive Plan, which amends our
existing 2012 Equity Incentive Plan to, in
part, increase the authorized number of
shares issuable under the plan to 2,737,500
shares (an increase of 1,050,000 shares).
4. The ratification of Deloitte & Touche LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION Agenda Number: 935491136
--------------------------------------------------------------------------------------------------------------------------
Security: 863111100
Meeting Type: Annual
Meeting Date: 05-Oct-2021
Ticker: STRT
ISIN: US8631111007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harold M. Stratton II Mgmt For For
Thomas W. Florsheim, Jr Mgmt For For
2. To approve an amendment to the STRATTEC Mgmt For For
Amended and Restated Articles of
Incorporation to increase the number of
authorized shares of common Stock from 12
million shares to 18 million shares.
3. To approve the non-binding advisory Mgmt For For
proposal on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR GROUP OF COMPANIES, INC. Agenda Number: 935577669
--------------------------------------------------------------------------------------------------------------------------
Security: 868358102
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: SGC
ISIN: US8683581024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sidney Kirschner Mgmt For For
1.2 Election of Director: Michael Benstock Mgmt For For
1.3 Election of Director: Robin Hensley Mgmt For For
1.4 Election of Director: Paul Mellini Mgmt For For
1.5 Election of Director: Todd Siegel Mgmt For For
1.6 Election of Director: Venita Fields Mgmt For For
1.7 Election of Director: Andrew D. Demott, Jr. Mgmt For For
2. To approve the Superior Group of Companies, Mgmt For For
Inc. 2022 Equity Incentive and Awards Plan.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
4. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TECHPRECISION CORPORATION Agenda Number: 935479697
--------------------------------------------------------------------------------------------------------------------------
Security: 878739101
Meeting Type: Annual
Meeting Date: 14-Sep-2021
Ticker: TPCS
ISIN: US8787391015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert A. Crisafulli Mgmt For For
Andrew A. Levy Mgmt For For
Richard S. McGowan Mgmt For For
Walter M. Schenker Mgmt For For
2. Approve ratification of the selection of Mgmt For For
Marcum LLP as the Company's independent
registered public accounting firm for the
fiscal year ending on March 31, 2022.
3. Approve the compensation of TechPrecision's Mgmt For For
Named Executive Officers, in an advisory
vote.
--------------------------------------------------------------------------------------------------------------------------
TECNOGLASS INC. Agenda Number: 935528971
--------------------------------------------------------------------------------------------------------------------------
Security: G87264100
Meeting Type: Annual
Meeting Date: 16-Dec-2021
Ticker: TGLS
ISIN: KYG872641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class A Director: Christian T. Mgmt For For
Daes
1B. Election of Class A Director: Julio A. Mgmt For For
Torres
--------------------------------------------------------------------------------------------------------------------------
THE SHYFT GROUP, INC. Agenda Number: 935586911
--------------------------------------------------------------------------------------------------------------------------
Security: 825698103
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: SHYF
ISIN: US8256981031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl A. Esposito Mgmt For For
Terri A. Pizzuto Mgmt For For
James A. Sharman Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to the Company's
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
THE SINGING MACHINE COMPANY, INC. Agenda Number: 935514984
--------------------------------------------------------------------------------------------------------------------------
Security: 829322304
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: SMDM
ISIN: US8293223041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Atkinson Mgmt For For
Harvey Judkowitz Mgmt For For
Joseph Kling Mgmt For For
2. To ratify the appointment of EisnerAmper Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED Agenda Number: 935614645
--------------------------------------------------------------------------------------------------------------------------
Security: 892918103
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: TACT
ISIN: US8929181035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Haydee Ortiz Olinger Mgmt For For
1.2 Election of Director: Emanuel P.N. Hilario Mgmt For For
2. RATIFICATION OF THE SELECTION OF MARCUM LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2022.
3. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
TURTLE BEACH CORPORATION Agenda Number: 935627577
--------------------------------------------------------------------------------------------------------------------------
Security: 900450206
Meeting Type: Annual
Meeting Date: 23-May-2022
Ticker: HEAR
ISIN: US9004502061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Juergen Stark Mgmt For For
William E. Keitel Mgmt For For
L. Gregory Ballard Mgmt For For
Yie-Hsin Hung Mgmt For For
Kelly Thompson Mgmt For For
Andrew Wolfe, Ph.D. Mgmt For For
2. Company Proposal: To ratify the selection Mgmt For For
of BDO USA, LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. Company Proposal: An advisory vote on the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TURTLE BEACH CORPORATION Agenda Number: 935661670
--------------------------------------------------------------------------------------------------------------------------
Security: 900450206
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: HEAR
ISIN: US9004502061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Juergen Stark Mgmt For For
William E. Keitel Mgmt For For
L. Gregory Ballard Mgmt For For
Katherine L. Scherping Mgmt For For
Brian Stech Mgmt For For
Kelly Thompson Mgmt For For
Michelle D. Wilson Mgmt For For
Andrew Wolfe, Ph.D. Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. An advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC. Agenda Number: 935544040
--------------------------------------------------------------------------------------------------------------------------
Security: 913915104
Meeting Type: Annual
Meeting Date: 04-Mar-2022
Ticker: UTI
ISIN: US9139151040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth R. Trammell Mgmt For For
Loretta L. Sanchez Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending September 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
USIO, INC. Agenda Number: 935639849
--------------------------------------------------------------------------------------------------------------------------
Security: 917313108
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: USIO
ISIN: US9173131080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael R. Long Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our Named Executive
Officers for the year ended December 31,
2021.
3. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency of future say- on-pay votes.
4. To ratify the appointment of ADKF, P.C. as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
WILDBRAIN LTD. Agenda Number: 935527688
--------------------------------------------------------------------------------------------------------------------------
Security: 96810C101
Meeting Type: Annual and Special
Meeting Date: 16-Dec-2021
Ticker: WLDBF
ISIN: CA96810C1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Karine Courtemanche Mgmt For For
Amanda Cupples Mgmt For For
Deborah Drisdell Mgmt For For
Eric Ellenbogen Mgmt For For
Erin Elofson Mgmt For For
Alan Hibben Mgmt For For
Steven Landry Mgmt For For
Geoffrey Machum Mgmt For For
Thomas McGrath Mgmt For For
Jonathan Whitcher Mgmt For For
Donald Wright Mgmt For For
2 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor of the Company for the ensuing year
and authorize the board of directors to fix
the Auditor's remuneration.
3 To affirm, ratify, and approve the Mgmt For For
Company's Amended and Restated Omnibus
Equity Incentive Plan (the full text of
which is set out in Appendix "B" of the
management information circular).
4 The undersigned certifies that it has made Mgmt For Against
reasonable inquiries as to the Canadian(1)
status of the registered holder and/or the
beneficial owner of the shares represented
by this form of proxy/VIF and has read the
management information circular enclosed
with this form of proxy/VIF and the
definitions set forth below so as to make
an accurate Declaration of Status. NOTE:
"FOR" = YES, "ABSTAIN" = NO, "AGAINST" WILL
BE TREATED AS NOT MARKED.
Perritt Ultra MicroCap Fund
--------------------------------------------------------------------------------------------------------------------------
A-MARK PRECIOUS METALS INC. Agenda Number: 935495057
--------------------------------------------------------------------------------------------------------------------------
Security: 00181T107
Meeting Type: Annual
Meeting Date: 28-Oct-2021
Ticker: AMRK
ISIN: US00181T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey D. Benjamin Mgmt For For
Ellis Landau Mgmt For For
Beverley Lepine Mgmt For For
John U. Moorhead Mgmt For For
Jess M. Ravich Mgmt For For
Gregory N. Roberts Mgmt For For
Monique Sanchez Mgmt For For
Kendall Saville Mgmt For For
Michael R. Wittmeyer Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt For For
the fiscal year 2021 compensation of the
named executive officers of the Company.
3. To vote, on an advisory basis, on whether Mgmt 1 Year For
advisory votes to approve the compensation
of the Company's named executive officers
should be conducted at our Annual Meetings
each year, every two years or every three
years.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
AGROFRESH SOLUTIONS INC. Agenda Number: 935463694
--------------------------------------------------------------------------------------------------------------------------
Security: 00856G109
Meeting Type: Annual
Meeting Date: 06-Aug-2021
Ticker: AGFS
ISIN: US00856G1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert J. Campbell Mgmt For For
1B. Election of Director: Clinton A. Lewis, Jr. Mgmt For For
1C. Election of Director: Denise L. Devine Mgmt For For
1D. Election of Director: Macauley Whiting, Jr. Mgmt For For
1E. Election of Director: Nance K. Dicciani Mgmt For For
1F. Election of Director: Alexander Corbacho Mgmt For For
1G. Election of Director: Kevin Schwartz Mgmt For For
1H. Election of Director: Kay Kuenker Mgmt For For
2. Approval and adoption of the third Mgmt For For
amendment to the 2015 Incentive
Compensation Plan.
3. Approval and adoption of the first Mgmt For For
amendment to the 2019 Employee Stock
Purchase Plan.
4. Approval of the ratification of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
5. Approval to authorize the Board of Mgmt For For
Directors to adjourn and postpone the
annual meeting to a later date or dates.
--------------------------------------------------------------------------------------------------------------------------
AIRGAIN INC Agenda Number: 935646161
--------------------------------------------------------------------------------------------------------------------------
Security: 00938A104
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: AIRG
ISIN: US00938A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director for a Mgmt For For
three-year term to expire at the 2025
annual meeting: Kiva A. Allgood
1.2 Election of Class III Director for a Mgmt For For
three-year term to expire at the 2025
annual meeting: Thomas A. Munro
1.3 Election of Class III Director for a Mgmt For For
three-year term to expire at the 2025
annual meeting: Jacob Suen
2. To consider and vote upon the ratification Mgmt For For
of the appointment of Grant Thornton LLP as
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To consider and vote upon, on an advisory Mgmt For For
basis, the compensation of our named
executive officers as disclosed in this
proxy statement.
4. To consider and vote upon, on an advisory Mgmt 1 Year For
basis, whether the stockholder vote to
approve the compensation of the named
executive officers should occur every one,
two or three years.
--------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION Agenda Number: 935566844
--------------------------------------------------------------------------------------------------------------------------
Security: 032037103
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: AP
ISIN: US0320371034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert A. DeMichiei Mgmt For For
Elizabeth A. Fessenden Mgmt For For
William K. Lieberman Mgmt For For
Laurence E. Paul Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of the named executive
officers.
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
ARIDIS PHARMACEUTICALS, INC. Agenda Number: 935612499
--------------------------------------------------------------------------------------------------------------------------
Security: 040334104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: ARDS
ISIN: US0403341045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Craig Gibbs, Ph.D. Mgmt For For
1.2 Election of Director: John Hamilton Mgmt For For
1.3 Election of Director: Robert R. Ruffolo, Mgmt For For
Ph.D.
2. Proposal to ratify Mayer Hoffman McCann Mgmt For For
P.C. as the Company's independent
registered public accountants for the
fiscal year ending December 31, 2022.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
4. Non-binding advisory vote on the frequency Mgmt 1 Year Against
of the vote to approve the compensation of
our Named Executive Officers
5. Proposal to approve the amendment and Mgmt For For
restatement of the 2014 Equity Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
ASURE SOFTWARE, INC. Agenda Number: 935642175
--------------------------------------------------------------------------------------------------------------------------
Security: 04649U102
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: ASUR
ISIN: US04649U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Benjamin Allen Mgmt For For
W. Carl Drew Mgmt For For
Daniel Gill Mgmt For For
Patrick Goepel Mgmt For For
Grace Lee Mgmt For For
Bradford Oberwager Mgmt For For
Bjorn Reynolds Mgmt For For
2. To ratify the Audit Committee's appointment Mgmt For For
of Marcum LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. To approve the Asure Software, Inc. Third Mgmt For For
Amended and Restated Rights Agreement.
4. To approve an amendment to the 2018 Mgmt For For
Incentive Award Plan.
5. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
AXT, INC. Agenda Number: 935592887
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: AXTI
ISIN: US00246W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to hold Mgmt For For
office for a three year term: Christine
Russell
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of BPM LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BETTER CHOICE COMPANY INC. Agenda Number: 935636209
--------------------------------------------------------------------------------------------------------------------------
Security: 08771Y303
Meeting Type: Annual
Meeting Date: 13-Jun-2022
Ticker: BTTR
ISIN: US08771Y3036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lionel F. Conacher Mgmt For For
1b. Election of Director: Arlene Dickinson Mgmt For For
1c. Election of Director: Gil Fronzaglia Mgmt For For
1d. Election of Director: John M. Word III Mgmt For For
1e. Election of Director: Michael Young Mgmt For For
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
our independent registered public
accountants for 2022.
3. Conduct an advisory vote on executive Mgmt For For
compensation.
4. Conduct an advisory vote on the frequency Mgmt 1 Year For
of future advisory votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
BGSF, INC. Agenda Number: 935461272
--------------------------------------------------------------------------------------------------------------------------
Security: 05601C105
Meeting Type: Annual
Meeting Date: 04-Aug-2021
Ticker: BGSF
ISIN: US05601C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Beth Garvey Mgmt For For
2. To ratify BGSF, Inc.'s Audit Committee's Mgmt For For
appointment of Whitley Penn LLP as
independent registered public accounting
firm for the fiscal year ending December
26, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
BIOMERICA, INC. Agenda Number: 935516320
--------------------------------------------------------------------------------------------------------------------------
Security: 09061H307
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: BMRA
ISIN: US09061H3075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Zackary Irani Mgmt For For
Allen Barbieri Mgmt For For
Jane Emerson, M.D., PhD Mgmt For For
Mark Sirgo, Pharm. D. Mgmt For For
Catherine Coste Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to our named
executive officers as disclosed in this
proxy statement.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on the compensation paid to our named
executive officers.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of PKF San Diego, LLP as our
independent public accounting firm for the
current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BK TECHNOLOGIES CORPORATION Agenda Number: 935514542
--------------------------------------------------------------------------------------------------------------------------
Security: 05587G104
Meeting Type: Annual
Meeting Date: 17-Dec-2021
Ticker: BKTI
ISIN: US05587G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. Kyle Cerminara Mgmt For For
Michael R. Dill Mgmt For For
R. Joseph Jackson Mgmt For For
Charles T. Lanktree Mgmt For For
E. Gray Payne Mgmt For For
John M. Suzuki Mgmt For For
Inez M. Tenenbaum Mgmt For For
2. To ratify the appointment of MSL, P.A. as Mgmt For For
our independent registered public
accounting firm for fiscal 2021.
3. To approve an amendment to the Company's Mgmt For For
Articles of Incorporation to increase the
number of our authorized common stock from
20,000,000 to 50,000,000 and to make a
corresponding change to the number of
authorized shares of capital stock.
4. To approve an amendment to the Company's Mgmt For For
2017 Incentive Compensation Plan (the "2017
Plan") to increase the number of authorized
shares under the 2017 Plan from 1,000,000
shares to 3,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
BK TECHNOLOGIES CORPORATION Agenda Number: 935654815
--------------------------------------------------------------------------------------------------------------------------
Security: 05587G104
Meeting Type: Annual
Meeting Date: 30-Jun-2022
Ticker: BKTI
ISIN: US05587G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. Kyle Cerminara Mgmt For For
R. Joseph Jackson Mgmt For For
Charles T. Lanktree Mgmt For For
Michael C. Mitchell Mgmt For For
E. Gray Payne Mgmt For For
Lloyd R. Sams Mgmt For For
John M. Suzuki Mgmt For For
2. To ratify the appointment of MSL, P.A. as Mgmt For For
our independent registered public
accounting firm for fiscal 2022.
--------------------------------------------------------------------------------------------------------------------------
BOWMAN CONSULTING GROUP LTD. Agenda Number: 935620991
--------------------------------------------------------------------------------------------------------------------------
Security: 103002101
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: BWMN
ISIN: US1030021018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Bowman Mgmt For For
Stephen Riddick Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CANTALOUPE INC. Agenda Number: 935499170
--------------------------------------------------------------------------------------------------------------------------
Security: 138103106
Meeting Type: Annual
Meeting Date: 10-Nov-2021
Ticker: CTLP
ISIN: US1381031061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lisa P. Baird Mgmt For For
1B. Election of Director: Douglas G. Bergeron Mgmt For For
1C. Election of Director: Douglas L. Braunstein Mgmt For For
1D. Election of Director: Sean Feeney Mgmt For For
1E. Election of Director: Jacob Lamm Mgmt For For
1F. Election of Director: Michael K. Passilla Mgmt For For
1G. Election of Director: Ellen Richey Mgmt For For
1H. Election of Director: Anne M. Smalling Mgmt For For
1I. Election of Director: Shannon S. Warren Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm of the Company for fiscal
year ending June 30, 2022.
3. Advisory vote on named executive officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CENTURY CASINOS, INC. Agenda Number: 935644890
--------------------------------------------------------------------------------------------------------------------------
Security: 156492100
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: CNTY
ISIN: US1564921005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Dinah Corbaci Mgmt For For
1B. Election of Class I Director: Eduard Berger Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. To consider and vote upon a proposal to Mgmt For For
approve an advisory (non-binding)
resolution regarding the compensation of
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CHECK-CAP LTD Agenda Number: 935515532
--------------------------------------------------------------------------------------------------------------------------
Security: M2361E203
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: CHEK
ISIN: IL0011336851
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Re-election of Director until the next Mgmt For For
annual general meeting: Steven Hanley
1B Re-election of Director until the next Mgmt For For
annual general meeting: Clara Ezed
1C Re-election of Director until the next Mgmt For For
annual general meeting: Dr. Mary Jo Gorman
1D Re-election of Director until the next Mgmt For For
annual general meeting: XiangQian (XQ) Lin
1E Re-election of Director until the next Mgmt For For
annual general meeting: Yuval Yanai
2 To approve the remuneration to be paid to Mgmt For For
each of the director nominees, subject to
their re-election at the Meeting.
3A To approve amended annual bonus terms for Mgmt For For
Mr. Alex Ovadia.
3AA Do you have a "personal interest" (as Mgmt Against
defined in the Proxy Statement) with
respect to the subject matter of Proposal
3A? (Please note: if you do not mark either
"YES" or "NO", your shares will not be
voted on Proposal 3A). Mark "for" = yes or
"against" = no.
3B To approve a one-time award of options to Mgmt For For
Alex Ovadia, the Chief Executive Officer of
the Company.
3BB Do you have a "personal interest" (as Mgmt For
defined in the Proxy Statement) with
respect to the subject matter of Proposal
3B? (Please note: if you do not mark either
"YES" or "NO", your shares will not be
voted on Proposal 3B). Mark "for" = yes or
"against" = no.
4. To ratify and approve the reappointment of Mgmt For For
Brightman Almagor Zohar & Co., Certified
Public Accountants, a firm in the Deloitte
Global Network, as the independent auditor
of the Company for the year ending December
31, 2021 and for such additional period
until the next annual general meeting of
the Company.
--------------------------------------------------------------------------------------------------------------------------
CHICAGO ATLANTIC REAL ESTATE FINANCE INC Agenda Number: 935652607
--------------------------------------------------------------------------------------------------------------------------
Security: 167239102
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: REFI
ISIN: US1672391026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Andreas Bodmeier Mgmt For For
Mr. John Mazarakis Mgmt For For
Mr. Anthony Cappell Mgmt For For
Mr. Peter Sack Mgmt For For
Dr. Jason Papastavrou Mgmt For For
Mr. Frederick C. Herbst Mgmt For For
Mr.Donald E.Gulbrandsen Mgmt For For
Mr. Brandon Konigsberg Mgmt For For
Mr. Michael L. Steiner Mgmt For For
2. The Ratification of the Selection of BDO Mgmt For For
USA LLP to Serve as the Company's
Independent Registered Public Accounting
Firm for the Fiscal Year Ending December
31, 2022
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL VEHICLE GROUP, INC. Agenda Number: 935626931
--------------------------------------------------------------------------------------------------------------------------
Security: 202608105
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: CVGI
ISIN: US2026081057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Harold C. Bevis
1b. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Roger L. Fix
1c. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Ruth Gratzke
1d. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Robert C. Griffin
1e. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders: J.
Michael Nauman
1f. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
Wayne M. Rancourt
1g. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Stockholders:
James R. Ray
2. A non-binding advisory vote on the Mgmt For For
compensation of the Company's named
executive officers.
3. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of the Company, for
the fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CYNERGISTEK, INC. Agenda Number: 935491249
--------------------------------------------------------------------------------------------------------------------------
Security: 23258P105
Meeting Type: Annual
Meeting Date: 13-Oct-2021
Ticker: CTEK
ISIN: US23258P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR (Board Nominee): Mgmt For For
Michael Loria
1B. ELECTION OF DIRECTOR (Board Nominee): Mgmt For For
Robert McCashin
1C. ELECTION OF DIRECTOR (Board Nominee): Mgmt For For
Michael McMillan
1D. ELECTION OF DIRECTOR (Board Nominee): Mgmt For For
Theresa Meadows
1E. ELECTION OF DIRECTOR (Board Nominee): Mark Mgmt For For
Roberson
1F. ELECTION OF DIRECTOR (Board Nominee): Dana Mgmt For For
Sellers
1G. ELECTION OF DIRECTOR (Board Nominee): John Mgmt For For
Flood
1H. ELECTION OF DIRECTOR (Stockholder Nominee): Mgmt For Against
Daniel Berger
2. Approval, by non-binding vote, of executive Mgmt For For
compensation.
3. Ratification of the appointment of Haskell Mgmt For For
& White LLP as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DATA I/O CORPORATION Agenda Number: 935594552
--------------------------------------------------------------------------------------------------------------------------
Security: 237690102
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: DAIO
ISIN: US2376901029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Anthony Ambrose Mgmt For For
1.2 Election of Director: Douglas W. Brown Mgmt For For
1.3 Election of Director: Sally A. Washlow Mgmt For For
1.4 Election of Director: Cheemin Bo-Linn Mgmt For For
1.5 Election of Director: Edward J. Smith Mgmt For For
2. To ratify the continued appointment of Mgmt For For
Grant Thornton LLP as the Company's
independent auditors.
3. Advisory vote (Say on Pay) approving the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
DHI GROUP, INC. Agenda Number: 935579411
--------------------------------------------------------------------------------------------------------------------------
Security: 23331S100
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: DHX
ISIN: US23331S1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian "Skip" Schipper Mgmt For For
1.2 Election of Director: Scipio "Max" Mgmt For For
Carnecchia
1.3 Election of Director: David Windley Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2022.
3. Advisory vote with respect to the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
DLH HOLDINGS CORP. Agenda Number: 935545143
--------------------------------------------------------------------------------------------------------------------------
Security: 23335Q100
Meeting Type: Annual
Meeting Date: 10-Mar-2022
Ticker: DLHC
ISIN: US23335Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James P. Allen Mgmt For For
Martin J. Delaney Mgmt For For
Dr. Elder Granger Mgmt For For
Dr. Frances M. Murphy Mgmt For For
Zachary C. Parker Mgmt For For
Frederick G. Wasserman Mgmt For For
Austin J. Yerks III Mgmt For For
Stephen J. Zelkowicz Mgmt For For
2. An Advisory Vote regarding the approval of Mgmt For For
compensation paid to our named Executive
Officers.
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
DYNATRONICS CORPORATION Agenda Number: 935501076
--------------------------------------------------------------------------------------------------------------------------
Security: 268157401
Meeting Type: Annual
Meeting Date: 18-Nov-2021
Ticker: DYNT
ISIN: US2681574016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian D. Baker Mgmt For For
R. Scott Ward Mgmt For For
Scott A. Klosterman Mgmt For For
John A. Krier Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF TANNER Mgmt For For
LLC AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING JUNE 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
FALCONSTOR SOFTWARE, INC. Agenda Number: 935669741
--------------------------------------------------------------------------------------------------------------------------
Security: 306137209
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: FALC
ISIN: US3061372096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd Brooks Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to the
Company's executive officers.
3. To ratify the appointment of Marcum LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
FATHOM HOLDINGS INC. Agenda Number: 935492607
--------------------------------------------------------------------------------------------------------------------------
Security: 31189V109
Meeting Type: Annual
Meeting Date: 20-Oct-2021
Ticker: FTHM
ISIN: US31189V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Bennett Mgmt For For
Jeffrey Coats Mgmt For For
Marco Fregenal Mgmt For For
Ravila Gupta Mgmt For For
Joshua Harley Mgmt For For
David Hood Mgmt For For
Glenn Sampson Mgmt For For
Jennifer Venable Mgmt For For
2. Approval of an amendment to the Fathom Mgmt For For
Holdings Inc. 2019 Omnibus Stock Incentive
Plan to increase the share reserve by
1,000,000 shares of common stock.
--------------------------------------------------------------------------------------------------------------------------
GALAXY GAMING, INC. Agenda Number: 935634154
--------------------------------------------------------------------------------------------------------------------------
Security: 36318P105
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: GLXZ
ISIN: US36318P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve for Mgmt For For
a three year term expiring at the 2025
Annual Meeting: Michael Gavin Isaacs
1.2 Election of Class III Director to serve for Mgmt For For
a three year term expiring at the 2025
Annual Meeting: Cheryl Kondra
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Moss Adams, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
GENCOR INDUSTRIES, INC. Agenda Number: 935548872
--------------------------------------------------------------------------------------------------------------------------
Security: 368678108
Meeting Type: Annual
Meeting Date: 04-Mar-2022
Ticker: GENC
ISIN: US3686781085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: John G. Coburn Mgmt For For
2. Ratification of Independent registered Mgmt For For
public accounting firm of MSL, P.A..
--------------------------------------------------------------------------------------------------------------------------
GLOBAL SELF STORAGE, INC. Agenda Number: 935622084
--------------------------------------------------------------------------------------------------------------------------
Security: 37955N106
Meeting Type: Annual
Meeting Date: 06-Jun-2022
Ticker: SELF
ISIN: US37955N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George B. Langa Mgmt For For
Thomas B. Winmill, Esq. Mgmt For For
Mark C. Winmill Mgmt For For
Russell E. Burke III Mgmt For For
William C. Zachary Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL WATER RESOURCES, INC. Agenda Number: 935573611
--------------------------------------------------------------------------------------------------------------------------
Security: 379463102
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: GWRS
ISIN: US3794631024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ron L. Fleming Mgmt For For
Richard M. Alexander Mgmt For For
Debra G. Coy Mgmt For For
Brett Huckelbridge Mgmt For For
David Rousseau Mgmt For For
Jonathan L. Levine Mgmt For For
Andrew M. Cohn Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the company's named
executive officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
preferred frequency of future advisory
votes on the compensation of the company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
GRAHAM CORPORATION Agenda Number: 935457449
--------------------------------------------------------------------------------------------------------------------------
Security: 384556106
Meeting Type: Annual
Meeting Date: 28-Jul-2021
Ticker: GHM
ISIN: US3845561063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Fortier Mgmt For For
James R. Lines Mgmt For For
Lisa M. Schnorr Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
GSI TECHNOLOGY, INC. Agenda Number: 935478203
--------------------------------------------------------------------------------------------------------------------------
Security: 36241U106
Meeting Type: Annual
Meeting Date: 26-Aug-2021
Ticker: GSIT
ISIN: US36241U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lee-Lean Shu Mgmt For For
Jack A. Bradley Mgmt For For
Elizabeth Cholawsky Mgmt For For
Haydn Hsieh Mgmt For For
Kim Le Mgmt For For
Barbara Nelson Mgmt For For
Ruey L. Lu Mgmt For For
Robert Yau Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
fiscal year ending March 31, 2022.
3. To vote on an advisory (non-binding) Mgmt For For
resolution regarding the fiscal 2021
compensation of the executive officers
named in the Summary Compensation Table
included in the proxy statement for the
annual meeting.
4. To approve the amendment and restatement of Mgmt For For
the Company's 2016 Equity Incentive Plan.
5. To transact such other business as may Mgmt For For
properly come before the meeting or any
adjournment or postponement of the meeting.
--------------------------------------------------------------------------------------------------------------------------
GULF ISLAND FABRICATION, INC. Agenda Number: 935608010
--------------------------------------------------------------------------------------------------------------------------
Security: 402307102
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: GIFI
ISIN: US4023071024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert M. Averick Mgmt For For
1.2 Election of Director: Murray W. Burns Mgmt For For
1.3 Election of Director: William E. Chiles Mgmt For For
1.4 Election of Director: Richard W. Heo Mgmt For For
1.5 Election of Director: Michael J. Keeffe Mgmt For For
1.6 Election of Director: Cheryl D. Richard Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of our Mgmt For For
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
HENNESSY ADVISORS, INC. Agenda Number: 935537071
--------------------------------------------------------------------------------------------------------------------------
Security: 425885100
Meeting Type: Annual
Meeting Date: 10-Feb-2022
Ticker: HNNA
ISIN: US4258851009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Neil J. Hennessy Mgmt For For
Teresa M. Nilsen Mgmt For For
Daniel B. Steadman Mgmt For For
Henry Hansel Mgmt For For
Brian A. Hennessy Mgmt For For
Lydia Knight-O'Riordan Mgmt For For
Daniel G. Libarle Mgmt For For
Rodger Offenbach Mgmt For For
Susan W. Pomilia Mgmt For For
Thomas L. Seavey Mgmt For For
2. Ratify the selection of Marcum LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
HUDSON GLOBAL, INC. Agenda Number: 935627274
--------------------------------------------------------------------------------------------------------------------------
Security: 443787205
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: HSON
ISIN: US4437872058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mimi K. Drake Mgmt For For
Jeffrey E. Eberwein Mgmt For For
Ian V. Nash Mgmt For For
Connia M. Nelson Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. To approve amendments to the Company's Mgmt For For
Rights Agreement to extend its term through
October 15, 2024.
4. To approve amendments to the Hudson Global, Mgmt For For
Inc. 2009 Incentive Stock and Awards Plan,
as amended (the "Plan"), to increase the
number of shares of the Company's common
stock issuable under the Plan by 250,000
shares and to make certain technical and
clarifying changes to the Plan.
5. To ratify the appointment of BDO USA, LLP Mgmt For For
as independent registered public accounting
firm to audit the Company's financial
statements for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
IDENTIV, INC. Agenda Number: 935605406
--------------------------------------------------------------------------------------------------------------------------
Security: 45170X205
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: INVE
ISIN: US45170X2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robin R. Braun Mgmt For For
James E. Ousley Mgmt For For
2. To ratify the appointment of BPM LLP, an Mgmt For For
independent registered public accounting
firm, as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2022.
3. To vote on a non-binding advisory Mgmt For For
resolution on the compensation of the
Company's named executive officers ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
IMMUCELL CORPORATION Agenda Number: 935629242
--------------------------------------------------------------------------------------------------------------------------
Security: 452525306
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: ICCC
ISIN: US4525253062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLORIA J. BASSE Mgmt For For
MICHAEL F. BRIGHAM Mgmt For For
BOBBI JO BROCKMANN Mgmt For For
DAVID S. CUNNINGHAM Mgmt For For
STEVEN T. ROSGEN Mgmt For For
DAVID S. TOMSCHE Mgmt For For
PAUL R. WAINMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION: To approve a nonbinding
advisory resolution on the Company's
executive compensation program (Proposal
Two).
3. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
TO APPROVE EXECUTIVE COMPENSATION: Advisory
vote on whether the compensation paid to
our named executive officers should be
submitted to stockholders for an advisory
vote every one, two or three years
(Proposal Three).
4. AMENDMENT TO 2017 STOCK OPTION AND Mgmt For For
INCENTIVE PLAN (THE "2017 PLAN"): Vote on
whether to increase the number of shares
reserved for the 2017 Plan by 350,000
shares from 300,000 shares to 650,000
shares (Proposal Four).
5. ADVISORY VOTE ON WHETHER TO EXTEND THE Mgmt For For
COMMON STOCK RIGHTS PLAN (THE "RIGHTS
PLAN"): To approve a nonbinding advisory
vote on whether to extend the expiration of
the Rights Plan by one year from September
19, 2022 to September 19, 2023 (Proposal
Five).
6. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection by the Audit
Committee of the Board of Directors of
Wipfli LLP as Independent Registered Public
Accounting Firm for the year ending
December 31, 2022 (Proposal Six).
--------------------------------------------------------------------------------------------------------------------------
INFORMATION SERVICES GROUP, INC. Agenda Number: 935563038
--------------------------------------------------------------------------------------------------------------------------
Security: 45675Y104
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: III
ISIN: US45675Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael P. Connors Mgmt For For
Christine Putur Mgmt For For
2. To ratify the engagement of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
INTEST CORPORATION Agenda Number: 935657811
--------------------------------------------------------------------------------------------------------------------------
Security: 461147100
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: INTT
ISIN: US4611471008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven J. Abrams, Mgmt For For
Esq.
1.2 Election of Director: Jeffrey A. Beck Mgmt For For
1.3 Election of Director: Joseph W. Dews IV Mgmt For For
1.4 Election of Director: Richard N. Grant, Jr. Mgmt For For
1.5 Election of Director: Gerald J. Maginnis Mgmt For For
2. Approval of the amendment and restatement Mgmt For For
of the inTEST Corporation Third Amended and
Restated 2014 Stock Plan to increase the
number of shares that may be issued
thereunder.
3. Ratification of the appointment of RSM US Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2022.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INTRUSION INC. Agenda Number: 935626195
--------------------------------------------------------------------------------------------------------------------------
Security: 46121E205
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: INTZ
ISIN: US46121E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony Scott Mgmt For For
Anthony J. LeVecchio Mgmt For For
James F. Gero Mgmt For For
Katrinka B. McCallum Mgmt For For
Gregory K. Wilson Mgmt For For
Jamie M. Schnur Mgmt For For
2. Ratification of the appointment of Whitley Mgmt For For
Penn LLP as independent auditors of the
Company for the fiscal year ending December
31, 2022.
3. Advisory approval of compensation of named Mgmt For For
executives as disclosed in the Proxy
Statement.
4. Advisory vote on the frequency of the Mgmt 1 Year Against
advisory vote on the compensation of the
named executives as disclosed in the Proxy
Statement.
5. Approval of the potential issuance of Mgmt For For
shares of the Company's common stock in
excess of 19.99% of the outstanding shares
of common stock in connection with the
optional redemption feature under the
promissory notes issued, or to be issued,
under a securities purchase agreement the
Company entered into on March 10, 2022.
--------------------------------------------------------------------------------------------------------------------------
ISSUER DIRECT CORPORATION Agenda Number: 935647707
--------------------------------------------------------------------------------------------------------------------------
Security: 46520M204
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: ISDR
ISIN: US46520M2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William H. Everett Mgmt For For
1.2 Election of Director: J. Patrick Galleher Mgmt For For
1.3 Election of Director: Michael Nowlan Mgmt For For
1.4 Election of Director: Marti Beller Mgmt For For
1.5 Election of Director: Graeme P. Rein Mgmt For For
1.6 Election of Director: Brian R. Balbirnie Mgmt For For
2. To ratify the appointment of Cherry Bekaert Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2022. advisory vote on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ITERIS, INC. Agenda Number: 935480777
--------------------------------------------------------------------------------------------------------------------------
Security: 46564T107
Meeting Type: Annual
Meeting Date: 09-Sep-2021
Ticker: ITI
ISIN: US46564T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Joe Bergera Mgmt No vote
1.2 Election of Director: Anjali Joshi Mgmt No vote
1.3 Election of Director: Gerard M. Mooney Mgmt No vote
1.4 Election of Director: Laura L. Siegal Mgmt No vote
1.5 Election of Director: Thomas L. Thomas Mgmt No vote
1.6 Election of Director: Dennis W. Zank Mgmt No vote
2. To approve the amendment and restatement of Mgmt No vote
the 2016 Omnibus Incentive Plan.
3. To approve, by advisory vote, the Mgmt No vote
compensation of our named executive
officers.
4. To ratify the appointment of Deloitte & Mgmt No vote
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
JERASH HOLDINGS (US), INC. Agenda Number: 935477201
--------------------------------------------------------------------------------------------------------------------------
Security: 47632P101
Meeting Type: Annual
Meeting Date: 15-Sep-2021
Ticker: JRSH
ISIN: US47632P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Choi Lin Hung Mgmt For For
Wei ("Kitty") Yang Mgmt For For
Ibrahim H. Saif Mgmt For For
Bill Korn Mgmt For For
Mak Chi Yan Mgmt For For
2. To ratify the appointment of Friedman LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the
fiscal year ending March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC. Agenda Number: 935654651
--------------------------------------------------------------------------------------------------------------------------
Security: 511795106
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: LAKE
ISIN: US5117951062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. McAteer Mgmt For For
1b. Election of Director: James M. Jenkins Mgmt For For
1c. Election of Director: Nikki L. Hamblin Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2023.
3. Approve, on an advisory basis, compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
LUNA INNOVATIONS INC Agenda Number: 935613528
--------------------------------------------------------------------------------------------------------------------------
Security: 550351100
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: LUNA
ISIN: US5503511009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD W. ROEDEL Mgmt For For
1.2 ELECTION OF DIRECTOR: GARY SPIEGEL Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF LUNA'S NAMED EXECUTIVE
OFFICERS.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as Luna's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MEDICINE MAN TECHNOLOGIES,INC Agenda Number: 935512346
--------------------------------------------------------------------------------------------------------------------------
Security: 58468U106
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: SHWZ
ISIN: US58468U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class B Director: Justin Dye Mgmt For For
1B. Election of Class B Director: Pratap Mgmt For For
Mukharji
1C. Election of Class B Director: Brian Ruden Mgmt For For
2. To ratify the appointment of BF Borgers, Mgmt For For
CPA P.C. as our independent public
accountant for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MIND TECHNOLOGY, INC. Agenda Number: 935459304
--------------------------------------------------------------------------------------------------------------------------
Security: 602566101
Meeting Type: Annual
Meeting Date: 15-Jul-2021
Ticker: MIND
ISIN: US6025661017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter H. Blum Mgmt For For
Robert P. Capps Mgmt For For
William H. Hilarides Mgmt For For
Robert J. Albers Mgmt For For
Thomas S. Glanville Mgmt For For
Marcus Rowland Mgmt For For
2. APPROVAL OF THE THIRD AMENDMENT TO THE Mgmt For For
STOCK AWARDS PLAN.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. RATIFICATION OF THE SELECTION OF MOSS ADAMS Mgmt For For
LLP AS MIND TECHNOLOGY, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MYOMO, INC. Agenda Number: 935616485
--------------------------------------------------------------------------------------------------------------------------
Security: 62857J201
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: MYO
ISIN: US62857J2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Elect one Class II director to hold office Mgmt For For
until the 2025 annual meeting of
stockholder: Amy Knapp
2. Ratify the appointment of Marcum LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2022
--------------------------------------------------------------------------------------------------------------------------
NAPCO SECURITY TECHNOLOGIES, INC. Agenda Number: 935517562
--------------------------------------------------------------------------------------------------------------------------
Security: 630402105
Meeting Type: Annual
Meeting Date: 06-Dec-2021
Ticker: NSSC
ISIN: US6304021057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Stephen Beeber Mgmt For For
Rick Lazio Mgmt For For
Donna A. Soloway Mgmt For For
2. TO CONSIDER AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION (THE "CHARTER") TO INCREASE
AUTHORIZED COMMON STOCK FROM FORTY MILLION
SHARES TO ONE HUNDRED MILLION SHARES.
3. RATIFICATION OF BAKER TILLY VIRCHOW KRAUSE, Mgmt For For
LLP AS THE COMPANY'S 2022 INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
NATURAL ALTERNATIVES INTERNATIONAL, INC. Agenda Number: 935516166
--------------------------------------------------------------------------------------------------------------------------
Security: 638842302
Meeting Type: Annual
Meeting Date: 03-Dec-2021
Ticker: NAII
ISIN: US6388423021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A. LeDoux Mgmt For For
Guru Ramanathan Mgmt For For
2. To ratify the selection of Haskell & White Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
June 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
NETSOL TECHNOLOGIES, INC. Agenda Number: 935633164
--------------------------------------------------------------------------------------------------------------------------
Security: 64115A402
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: NTWK
ISIN: US64115A4022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Najeeb Ghauri Mgmt For For
1b. Election of Director: Mark Caton Mgmt For For
1c. Election of Director: Malea Farsai Mgmt For For
1d. Election of Director: Henry Tolentino Mgmt For For
1e. Election of Director: Kausar Kazmi Mgmt For For
2. Ratification of appointment of BF Borgers Mgmt For For
CPA PC as the Company's independent
auditors for fiscal 2022.
3. To approve, on an advisory basis, Mgmt For For
compensation of the Company's named
executive officers in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TECHNOLOGIES INTERNATIONAL CORP Agenda Number: 935529391
--------------------------------------------------------------------------------------------------------------------------
Security: 665809109
Meeting Type: Annual
Meeting Date: 21-Jan-2022
Ticker: NTIC
ISIN: US6658091094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy E. Calderon Mgmt For For
Sarah E. Kemp Mgmt For For
Sunggyu Lee, Ph.D. Mgmt For For
G. Patrick Lynch Mgmt For For
Ramani Narayan, Ph.D. Mgmt For For
Richard J. Nigon Mgmt For For
K. von Falkenhausen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the accompanying
proxy statement.
3. To ratify the selection of Baker Tilly US, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
August 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ONE STOP SYSTEMS, INC. Agenda Number: 935618364
--------------------------------------------------------------------------------------------------------------------------
Security: 68247W109
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: OSS
ISIN: US68247W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kenneth Potashner Mgmt For For
1.2 Election of Director: Kimberly Sentovich Mgmt For For
1.3 Election of Director: David Raun Mgmt For For
1.4 Election of Director: Jack Harrison Mgmt For For
1.5 Election of Director: Greg Matz Mgmt For For
1.6 Election of Director: Gioia Messinger Mgmt For For
1.7 Election of Director: Sita Lowman Mgmt For For
2. The ratification of the selection of Mgmt For For
Haskell & White LLP as our independent
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
OPIANT PHARMACEUTICALS, INC. Agenda Number: 935637061
--------------------------------------------------------------------------------------------------------------------------
Security: 683750103
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: OPNT
ISIN: US6837501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Roger Crystal Mgmt For For
Ann MacDougall Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Approval of our Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ORBITAL ENERGY GROUP, INC. Agenda Number: 935490564
--------------------------------------------------------------------------------------------------------------------------
Security: 68559A109
Meeting Type: Annual
Meeting Date: 12-Oct-2021
Ticker: OEG
ISIN: US68559A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William J. Clough Mgmt For For
James F. O'Neil III Mgmt For For
C. Stephen Cochennet Mgmt For For
Paul D. White Mgmt For For
Corey A. Lambrecht Mgmt For For
Sarah Tucker Mgmt For For
Paul T. Addison Mgmt For For
Jerry Sue Thornton Mgmt For For
LaForrest V. Williams Mgmt For For
2. Ratification of the Appointment of Grant Mgmt For For
Thornton LLP as the Company's Independent
Registered Public Accounting Firm for the
Year Ending December 31, 2021.
3. Advisory Approval of the Company's Mgmt For For
Executive Compensation (Say-on-Pay).
4. To Approve an Amendment to Paragraph 11.27 Mgmt For For
of the Orbital Energy Group 2020 Incentive
Award Plan by Increasing the Overall Share
Limit to 5,000,000.
--------------------------------------------------------------------------------------------------------------------------
PCTEL, INC. Agenda Number: 935591582
--------------------------------------------------------------------------------------------------------------------------
Security: 69325Q105
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: PCTI
ISIN: US69325Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gina Haspilaire Mgmt For For
M. Jay Sinder Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
Company's named executive officer
compensation.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PERION NETWORK LTD Agenda Number: 935518893
--------------------------------------------------------------------------------------------------------------------------
Security: M78673114
Meeting Type: Annual
Meeting Date: 02-Dec-2021
Ticker: PERI
ISIN: IL0010958192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To approve the re-election of Mr. Doron Mgmt For For
Gerstel to serve as a director of the
Company for a period commencing on the date
of the Meeting and until the third annual
general meeting of the shareholders of the
Company following the Meeting or his
earlier resignation or removal, as
applicable.
1B. To approve the re-election of Ms. Sarit Mgmt For For
Firon to serve as a director of the Company
for a period commencing on the date of the
Meeting and until the third annual general
meeting of the shareholders of the Company
following the Meeting or her earlier
resignation or removal, as applicable.
1C. To approve the re-election of Mr. Rami Mgmt For For
Schwartz to serve as a director of the
Company for a period commencing on the date
of the Meeting and until the third annual
general meeting of the shareholders of the
Company following the Meeting or his
earlier resignation or removal, as
applicable.
2. To approve the amendments to Company's Mgmt For For
compensation policy regarding insurance
premium limits.
2A. Are you a controlling shareholder (as Mgmt Against
defined in the Proxy Statement) or do you
have a personal interest (as defined in the
Proxy Statement) in the approval of
Proposal 2? (Please note: If you do not
mark either 'Yes' or 'No', your shares will
not be voted for this Proposal). Mark "for"
= yes or "against" = no.
3. To approve amendments to the terms of Mgmt For For
employment of Mr. Doron Gerstel, Company's
Chief Executive Officer, as detailed in the
Proxy Statement, dated October 26, 2021.
4. To approve the capital increase (including Mgmt For For
the relevant amendments to the articles of
association of the Company and to the
amended and restated memorandum of
association of the Company) as detailed in
the Proxy Statement, dated October 26,
2021.
5. To approve the appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the independent public
auditors of the Company for the year ending
on December 31, 2021, and until the next
annual general meeting of shareholders, and
to authorize the board of directors, upon
the recommendation of the audit committee
of the Company, to determine the
compensation of said independent auditors
in accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
PERION NETWORK LTD Agenda Number: 935676784
--------------------------------------------------------------------------------------------------------------------------
Security: M78673114
Meeting Type: Annual
Meeting Date: 30-Jun-2022
Ticker: PERI
ISIN: IL0010958192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To approve the re-election of Mr. Eyal Mgmt For For
Kaplan to serve as a director of the
Company until our third annual general
meeting of shareholders following this
meeting or his earlier resignation or
removal, as applicable.
1b. To approve the election of Mr. Amir Guy to Mgmt For For
serve as a director of the Company until
our third annual general meeting of
shareholders following this meeting or his
earlier resignation or removal, as
applicable.
2. To approve the compensation policy for the Mgmt For For
Company's officers and directors, as
detailed in the Proxy Statement, dated May
24, 2022.
2a. Are you a controlling shareholder (as Mgmt For
defined in the Proxy Statement) or do you
have a personal interest (as defined in the
Proxy Statement) in the approval of
Proposal 2? (Please note: If you do not
mark either 'Yes' or 'No', your shares will
not be voted for this Proposal). Mark "for"
= yes or "against" = no.
3. To approve amendments to the terms of Mgmt For For
employment of Mr. Doron Gerstel, the
Company's Chief Executive Officer, as
detailed in the Proxy Statement, dated May
24, 2022.
3a. Are you a controlling shareholder (as Mgmt For
defined in the Proxy Statement) or do you
have a personal interest (as defined in the
Proxy Statement) in the approval of
Proposal 3? (Please note: If you do not
mark either 'Yes' or 'No', your shares will
not be voted for this Proposal). Mark "for"
= yes or "against" = no.
4. To approve amendments to the cash Mgmt For For
compensation terms of the Company's
non-executive directors and chairperson, as
detailed in the Proxy Statement, dated May
24, 2022.
4a. Are you a controlling shareholder (as Mgmt For
defined in the Proxy Statement) or do you
have a personal interest (as defined in the
Proxy Statement) in the approval of
Proposal 4? (Please note: If you do not
mark either 'Yes' or 'No', your shares will
not be voted for this Proposal). Mark "for"
= yes or "against" = no.
5. To appoint Kost Forer Gabbay & Kasierer, a Mgmt For For
member of Ernst & Young Global, as the
independent public auditors of the Company
for the year ending on December 31, 2022,
and until the next annual general meeting
of shareholders, and that the board of
directors of the Company, upon the
recommendation of the audit committee of
the Company, is authorized to determine the
compensation of said independent auditors
in accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
PROFIRE ENERGY, INC Agenda Number: 935641236
--------------------------------------------------------------------------------------------------------------------------
Security: 74316X101
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: PFIE
ISIN: US74316X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brenton W. Hatch Mgmt For For
1.2 Election of Director: Ryan W. Oviatt Mgmt For For
1.3 Election of Director: Colleen L. Bell Mgmt For For
1.4 Election of Director: Daren J. Shaw Mgmt For For
1.5 Election of Director: Ronald. R. Spoehel Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's Executive Compensation
3. Ratify the appointment of Sadler, Gibb & Mgmt For For
Associates, LLC as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PROPHASE LABS, INC. Agenda Number: 935619366
--------------------------------------------------------------------------------------------------------------------------
Security: 74345W108
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: PRPH
ISIN: US74345W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ted Karkus Mgmt For For
Jason Barr Mgmt For For
Louis Gleckel, MD Mgmt For For
Warren Hirsch Mgmt For For
2. To ratify the appointment of Friedman LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022
3. To approve the 2022 Equity Compensation Mgmt For For
Plan
4. To approve the 2022 Directors' Equity Mgmt For For
Compensation Plan
5. Advisory vote to approve executive Mgmt For For
compensation
--------------------------------------------------------------------------------------------------------------------------
QUEST RESOURCE HOLDING CORPORATION Agenda Number: 935453693
--------------------------------------------------------------------------------------------------------------------------
Security: 74836W203
Meeting Type: Annual
Meeting Date: 01-Jul-2021
Ticker: QRHC
ISIN: US74836W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel M. Friedberg Mgmt No vote
S. Ray Hatch Mgmt No vote
Ronald L. Miller, Jr. Mgmt No vote
2. To approve an amendment to our 2014 Mgmt No vote
Employee Stock Purchase Plan (the "2014
ESPP") to increase the number of shares
reserved for stock-based compensation under
our 2014 ESPP by 250,000 shares.
3. To provide a non-binding advisory vote on Mgmt No vote
the compensation of our named executive
officers for fiscal 2020 ("say-on-pay").
4. To ratify the appointment of Semple, Mgmt No vote
Marchal and Cooper, LLP, an independent
registered public accounting firm, as the
independent registered public accountant of
our company for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
QUEST RESOURCE HOLDING CORPORATION Agenda Number: 935670035
--------------------------------------------------------------------------------------------------------------------------
Security: 74836W203
Meeting Type: Annual
Meeting Date: 29-Jun-2022
Ticker: QRHC
ISIN: US74836W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenn A. Culpepper Mgmt For For
Sarah R. Tomolonius Mgmt For For
2. To provide a non-binding advisory vote on Mgmt For For
the compensation of our named executive
officers for fiscal 2021 ("say-on-pay").
3. To ratify the appointment of Semple, Mgmt For For
Marchal and Cooper, LLP, an independent
registered public accounting firm, as the
independent registered public accountant of
our company for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
QUIPT HOME MEDICAL CORP. Agenda Number: 935637578
--------------------------------------------------------------------------------------------------------------------------
Security: 74880P104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: QIPT
ISIN: CA74880P1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Gregory Crawford Mgmt For For
Mark Greenberg Mgmt For For
Kevin Carter Mgmt For For
Brian Wessel Mgmt For For
2 Appointment of BDO USA LLP, as auditors of Mgmt For For
the Corporation for the ensuing year and
authorizing the directors of the
Corporation to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
RESEARCH SOLUTIONS, INC. Agenda Number: 935503727
--------------------------------------------------------------------------------------------------------------------------
Security: 761025105
Meeting Type: Annual
Meeting Date: 18-Nov-2021
Ticker: RSSS
ISIN: US7610251057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN REGAZZI Mgmt For For
EUGENE ROBIN Mgmt For For
PETER VICTOR DERYCZ Mgmt For For
GENERAL MERRILL MCPEAK Mgmt For For
ROY W. OLIVIER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF WEINBERG & Mgmt For For
COMPANY, P.A., AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY.
3. TO APPROVE AN AMENDMENT TO THE RESEARCH Mgmt For For
SOLUTIONS, INC. 2017 OMNIBUS INCENTIVE PLAN
TO INCREASE THE MAXIMUM NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED PURSUANT TO
AWARDS GRANTED THEREUNDER FROM 3,374,513 TO
6,874,513.
4. TO HOLD AN ADVISORY VOTE APPROVING THE Mgmt For For
FOLLOWING RESOLUTION ENDORSING OUR
EXECUTIVE COMPENSATION: "RESOLVED, THAT THE
STOCKHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S EXECUTIVES, AS DISCLOSED IN
THE COMPENSATION TABLES AND RELATED
NARRATIVE DISCLOSURE IN THE COMPANY'S PROXY
STATEMENT FOR THE ANNUAL MEETING."
--------------------------------------------------------------------------------------------------------------------------
SACHEM CAPITAL CORP. Agenda Number: 935495906
--------------------------------------------------------------------------------------------------------------------------
Security: 78590A109
Meeting Type: Annual
Meeting Date: 24-Nov-2021
Ticker: SACH
ISIN: US78590A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John L. Villano Mgmt For For
Leslie Bernhard Mgmt For For
Arthur Goldberg Mgmt For For
Brian Prinz Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED,
TO INCREASE THE NUMBER OF AUTHORIZED
CAPITAL SHARES OF THE COMPANY.
3. ADVISORY APPROVAL OF THE APPOINTMENT OF Mgmt For For
HOBERMAN & LESSER, LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. APPROVAL OF THE NON-BINDING ADVISORY Mgmt For For
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SENSUS HEALTHCARE, INC. Agenda Number: 935643850
--------------------------------------------------------------------------------------------------------------------------
Security: 81728J109
Meeting Type: Annual
Meeting Date: 03-Jun-2022
Ticker: SRTS
ISIN: US81728J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John Heinrich Mgmt For For
1b. Election of Director: Anthony Petrelli Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Named Executive
Officers.
3. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future advisory votes on
executive compensation.
4. To ratify the appointment of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for the current fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SILVERCREST ASSET MGMT GROUP INC Agenda Number: 935635170
--------------------------------------------------------------------------------------------------------------------------
Security: 828359109
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: SAMG
ISIN: US8283591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Burns Mgmt For For
Albert S. Messina Mgmt For For
2. Approval of executive compensation in an Mgmt For For
advisory, non-binding vote.
3. The approval of our proposed Amended 2012 Mgmt For For
Equity Incentive Plan, which amends our
existing 2012 Equity Incentive Plan to, in
part, increase the authorized number of
shares issuable under the plan to 2,737,500
shares (an increase of 1,050,000 shares).
4. The ratification of Deloitte & Touche LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SUPPORT.COM, INC. Agenda Number: 935485967
--------------------------------------------------------------------------------------------------------------------------
Security: 86858W200
Meeting Type: Special
Meeting Date: 10-Sep-2021
Ticker: SPRT
ISIN: US86858W2008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of March 19, 2021 (as may be
amended from time to time, "Merger
Agreement"), by and among Support.com, Inc.
("Support"), Greenidge Generation Holdings
Inc., a Delaware corporation ("Greenidge"),
and GGH Merger Sub, Inc., a Delaware
corporation and wholly-owned subsidiary of
Greenidge ("Merger Sub"), pursuant to which
Merger Sub will be merged with and into
Support, with Support continuing as the
surviving corporation and a wholly-owned
subsidiary of Greenidge (such transaction,
the "Merger").
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that will or may be
paid or provided to named executive
officers of Support in connection with the
Merger.
3. To approve any proposal to adjourn the Mgmt For For
special meeting to a later date if
necessary to solicit additional proxies if
there are insufficient votes to adopt the
Merger Agreement at the time of the special
meeting, or any adjournment or postponement
thereof.
--------------------------------------------------------------------------------------------------------------------------
TAYLOR DEVICES, INC. Agenda Number: 935492568
--------------------------------------------------------------------------------------------------------------------------
Security: 877163105
Meeting Type: Annual
Meeting Date: 22-Oct-2021
Ticker: TAYD
ISIN: US8771631053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class 1 Director for a three Mgmt For For
year term to expire in 2024: John Burgess
2A. Election of Class 1 Director for a three Mgmt For For
year term to expire in 2024: F. Eric
Armenat
3. To ratify the appointment of Lumsden & Mgmt For For
McCormick, LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending May 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
TECHPRECISION CORPORATION Agenda Number: 935479697
--------------------------------------------------------------------------------------------------------------------------
Security: 878739101
Meeting Type: Annual
Meeting Date: 14-Sep-2021
Ticker: TPCS
ISIN: US8787391015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert A. Crisafulli Mgmt For For
Andrew A. Levy Mgmt For For
Richard S. McGowan Mgmt For For
Walter M. Schenker Mgmt For For
2. Approve ratification of the selection of Mgmt For For
Marcum LLP as the Company's independent
registered public accounting firm for the
fiscal year ending on March 31, 2022.
3. Approve the compensation of TechPrecision's Mgmt For For
Named Executive Officers, in an advisory
vote.
--------------------------------------------------------------------------------------------------------------------------
TECNOGLASS INC. Agenda Number: 935528971
--------------------------------------------------------------------------------------------------------------------------
Security: G87264100
Meeting Type: Annual
Meeting Date: 16-Dec-2021
Ticker: TGLS
ISIN: KYG872641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class A Director: Christian T. Mgmt For For
Daes
1B. Election of Class A Director: Julio A. Mgmt For For
Torres
--------------------------------------------------------------------------------------------------------------------------
THE DIXIE GROUP, INC. Agenda Number: 935598550
--------------------------------------------------------------------------------------------------------------------------
Security: 255519100
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: DXYN
ISIN: US2555191004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William F. Blue, Jr. Mgmt For For
1.2 Election of Director: Charles E. Brock Mgmt For For
1.3 Election of Director: Daniel K. Frierson Mgmt For For
1.4 Election of Director: D. Kennedy Frierson, Mgmt For For
Jr.
1.5 Election of Director: Lowry F. Kline Mgmt For For
1.6 Election of Director: Hilda S. Murray Mgmt For For
1.7 Election of Director: Michael L. Owens Mgmt For For
2. To approve adoption of the Omnibus Equity Mgmt For For
Incentive Plan.
3. To cast an advisory vote on the Company's Mgmt For For
Executive Compensation for its named
executive officers ("Say-on-Pay").
4. To ratify appointment of Dixon Hughes Mgmt For For
Goodman LLP to serve as independent
registered public accountants of the
Company for 2022.
--------------------------------------------------------------------------------------------------------------------------
THE EASTERN COMPANY Agenda Number: 935561414
--------------------------------------------------------------------------------------------------------------------------
Security: 276317104
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: EML
ISIN: US2763171046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fredrick D. DiSanto Mgmt For For
John W. Everets Mgmt For For
Charles W. Henry Mgmt For For
James A. Mitarotonda Mgmt For For
Peggy B. Scott Mgmt For For
August M. Vlak Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers.
3. Ratify the appointment of the independent Mgmt For For
registered public accounting firm
(Fiondella, Milone & LaSaracina LLP) for
fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
THE SINGING MACHINE COMPANY, INC. Agenda Number: 935514984
--------------------------------------------------------------------------------------------------------------------------
Security: 829322304
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: SMDM
ISIN: US8293223041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Atkinson Mgmt For For
Harvey Judkowitz Mgmt For For
Joseph Kling Mgmt For For
2. To ratify the appointment of EisnerAmper Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED Agenda Number: 935614645
--------------------------------------------------------------------------------------------------------------------------
Security: 892918103
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: TACT
ISIN: US8929181035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Haydee Ortiz Olinger Mgmt For For
1.2 Election of Director: Emanuel P.N. Hilario Mgmt For For
2. RATIFICATION OF THE SELECTION OF MARCUM LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2022.
3. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
TRANSCAT, INC. Agenda Number: 935475740
--------------------------------------------------------------------------------------------------------------------------
Security: 893529107
Meeting Type: Annual
Meeting Date: 08-Sep-2021
Ticker: TRNS
ISIN: US8935291075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig D. Cairns Mgmt For For
Oksana S. Dominach Mgmt For For
Lee D. Rudow Mgmt For For
Carl E. Sassano Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Freed Maxick Mgmt For For
CPAs, P.C. as our independent registered
public accounting firm for the fiscal year
ending March 26, 2022.
4. To approve the Transcat, Inc. 2021 Stock Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
UFP TECHNOLOGIES, INC. Agenda Number: 935643482
--------------------------------------------------------------------------------------------------------------------------
Security: 902673102
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: UFPT
ISIN: US9026731029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Jeffrey Bailly Mgmt For For
Thomas Oberdorf Mgmt For For
Marc Kozin Mgmt For For
Daniel C. Croteau Mgmt For For
Cynthia L. Feldmann Mgmt For For
Joseph John Hassett Mgmt For For
Symeria Hudson Mgmt For For
2. To approve on a non-binding, advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To amend and restate our 2009 Non-Employee Mgmt For For
Director Stock Option Incentive Plan to
increase the number of shares of Common
Stock available for stock-based awards by
100,000.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
USIO, INC. Agenda Number: 935639849
--------------------------------------------------------------------------------------------------------------------------
Security: 917313108
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: USIO
ISIN: US9173131080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael R. Long Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our Named Executive
Officers for the year ended December 31,
2021.
3. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency of future say- on-pay votes.
4. To ratify the appointment of ADKF, P.C. as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
VIRTRA, INC. Agenda Number: 935493902
--------------------------------------------------------------------------------------------------------------------------
Security: 92827K301
Meeting Type: Annual
Meeting Date: 25-Oct-2021
Ticker: VTSI
ISIN: US92827K3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert D. Ferris Mgmt For For
Matthew D. Burlend Mgmt For For
John Givens Mgmt For For
Jeffrey D. Brown Mgmt For For
James Richardson Mgmt For For
2. To ratify the appointment of MaloneBailey, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Perritt Funds, Inc.
By (Signature) /s/ Michael J Corbett
Name Michael J Corbett
Title President
Date 08/09/2022