UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21556
NAME OF REGISTRANT: Perritt Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 300 South Wacker Drive, Suite
600
Chicago, IL 60606
NAME AND ADDRESS OF AGENT FOR SERVICE: Michael J. Corbett
300 South Wacker Drive, Suite
600
Chicago, IL 60606
REGISTRANT'S TELEPHONE NUMBER: 312-669-1650
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023
Perritt MicroCap Opportunities Fund
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A-MARK PRECIOUS METALS, INC. Agenda Number: 935710500
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Security: 00181T107
Meeting Type: Annual
Meeting Date: 27-Oct-2022
Ticker: AMRK
ISIN: US00181T1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey D. Benjamin Mgmt For For
Ellis Landau Mgmt For For
Beverley Lepine Mgmt For For
Carol Meltzer Mgmt For For
John U. Moorhead Mgmt For For
Jess M. Ravich Mgmt For For
Gregory N. Roberts Mgmt For For
Monique Sanchez Mgmt For For
Kendall Saville Mgmt For For
Michael R. Wittmeyer Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
fiscal year 2022 compensation of the named
executive officers of the Company.
3. To approve the Amended and Restated 2014 Mgmt For For
Stock Award and Incentive Plan to increase
the shares authorized for issuance, extend
the Plan term to 2032 and eliminate
provisions made obsolete by U.S. tax law
changes.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2023.
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ADVANCED EMISSIONS SOLUTIONS, INC. Agenda Number: 935856976
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Security: 00770C101
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: ADES
ISIN: US00770C1018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laurie Bergman Mgmt For For
Jeremy Blank Mgmt For For
R. Campbell-Breeden Mgmt For For
Carol Eicher Mgmt For For
Gilbert Li Mgmt For For
Julian McIntyre Mgmt For For
L. Spencer Wells Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables and narrative
discussion as set forth under the Executive
Compensation section of the proxy statement
for the 2023 Annual Meeting of
Stockholders.
3. To ratify the Audit Committee's selection Mgmt For For
of Moss Adams LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
4. To approve the issuance, in accordance with Mgmt For For
Nasdaq Listing Rule 5635(a), of our common
stock, upon conversion of our Series A
Preferred Stock issued on February 1, 2023.
5. To approve the Sixth Amendment to the Mgmt For For
Company's Tax Asset Protection Plan.
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AMERICAN SOFTWARE, INC. Agenda Number: 935693881
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Security: 029683109
Meeting Type: Annual
Meeting Date: 17-Aug-2022
Ticker: AMSWA
ISIN: US0296831094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lizanne Thomas Mgmt For For
1b. Election of Director: James B. Miller, Jr. Mgmt For For
2. To ratify the appointment by the Board of Mgmt For For
Directors, upon the recommendation of the
Audit Committee, of KPMG LLP to serve as
the independent registered public
accounting audit firm for the Company for
the fiscal year ending April 30, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
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AMPCO-PITTSBURGH CORPORATION Agenda Number: 935819497
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Security: 032037103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AP
ISIN: US0320371034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Abel Mgmt For For
Fredrick D. DiSanto Mgmt For For
Darrell L. McNair Mgmt For For
Stephen E. Paul Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of the named executive
officers.
3. To provide a non-binding advisory vote on Mgmt 1 Year For
the frequency of the advisory vote on the
compensation of the Corporation's named
executive officers.
4. To approve the amendment to the Mgmt For For
Corporation's 2016 Omnibus Incentive Plan.
5. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for 2023.
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ARLO TECHNOLOGIES, INC. Agenda Number: 935859097
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Security: 04206A101
Meeting Type: Annual
Meeting Date: 23-Jun-2023
Ticker: ARLO
ISIN: US04206A1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Prashant Aggarwal Mgmt For For
Amy Rothstein Mgmt For For
Grady Summers Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
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ASSERTIO HOLDINGS, INC. Agenda Number: 935816605
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Security: 04546C205
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: ASRT
ISIN: US04546C2052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders:
Heather L. Mason
1.2 Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders:
William T. McKee
1.3 Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders: Daniel
A. Peisert
1.4 Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders: Peter
D. Staple
1.5 Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders: James
L. Tyree
2. To approve an amendment and restatement of Mgmt Against Against
the Company's Amended and Restated 2014
Omnibus Incentive Plan to increase the
number of shares available for issuance
thereunder.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
4. To conduct, on an advisory basis, a vote on Mgmt 1 Year For
the preferred frequency of future advisory
votes to approve the compensation of the
Company's named executive officers.
5. To approve an amendment to the Amended and Mgmt Against Against
Restated Certificate of Incorporation of
Assertio Therapeutics, Inc., a wholly-owned
subsidiary of the Company, to eliminate the
pass-through voting provision.
6. To ratify the appointment of Grant Thornton Mgmt Against Against
LLP as the company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
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ASURE SOFTWARE, INC. Agenda Number: 935838550
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Security: 04649U102
Meeting Type: Annual
Meeting Date: 15-May-2023
Ticker: ASUR
ISIN: US04649U1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Benjamin Allen Mgmt For For
W. Carl Drew Mgmt For For
Daniel Gill Mgmt For For
Patrick Goepel Mgmt For For
Grace Lee Mgmt For For
Bradford Oberwager Mgmt For For
Bjorn Reynolds Mgmt For For
2. To ratify the Audit Committee's appointment Mgmt For For
of Marcum LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
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AVIAT NETWORKS, INC. Agenda Number: 935715233
--------------------------------------------------------------------------------------------------------------------------
Security: 05366Y201
Meeting Type: Annual
Meeting Date: 09-Nov-2022
Ticker: AVNW
ISIN: US05366Y2019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John Mutch Mgmt No vote
1b. Election of Director: Bryan Ingram Mgmt No vote
1c. Election of Director: Michele Klein Mgmt No vote
1d. Election of Director: Peter Smith Mgmt No vote
1e. Election of Director: Dr. James C. Stoffel Mgmt No vote
1f. Election of Director: Bruce Taten Mgmt No vote
2. Ratification of the appointment by the Mgmt No vote
Audit Committee of Deloitte & Touche LLP as
the Company's independent registered public
accounting firm for fiscal year 2023.
3. Advisory, non-binding vote to approve the Mgmt No vote
Company's named executive officer
compensation.
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BGSF, INC. Agenda Number: 935676532
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Security: 05601C105
Meeting Type: Annual
Meeting Date: 03-Aug-2022
Ticker: BGSF
ISIN: US05601C1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard L. Baum, Jr. Mgmt For For
Paul A. Seid Mgmt For For
Cynthia Marshall Mgmt For For
2. To ratify BGSF, Inc.'s Audit Committee's Mgmt For For
appointment of Whitley Penn LLP as
independent registered public accounting
firm for the 2022 fiscal year ending
January 1, 2023.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
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BLUELINX HOLDINGS INC Agenda Number: 935837712
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Security: 09624H208
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: BXC
ISIN: US09624H2085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anuj Dhanda Mgmt For For
Dominic DiNapoli Mgmt For For
Kim S. Fennebresque Mgmt For For
Keith A. Haas Mgmt For For
Mitchell B. Lewis Mgmt For For
Shyam K. Reddy Mgmt For For
J. David Smith Mgmt For For
Carol B. Yancey Mgmt For For
Marietta Edmunds Zakas Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for fiscal year
2023.
3. Proposal to approve the non-binding, Mgmt For For
advisory resolution regarding the executive
compensation described in the proxy
statement.
4. Proposal to recommend, by non-binding, Mgmt 1 Year For
advisory vote, the frequency of future
advisory votes on executive compensation.
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BOWMAN CONSULTING GROUP LTD. Agenda Number: 935833726
--------------------------------------------------------------------------------------------------------------------------
Security: 103002101
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: BWMN
ISIN: US1030021018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Bruen Mgmt For For
Patricia Mulroy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2023.
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BOXLIGHT CORPORATION Agenda Number: 935853312
--------------------------------------------------------------------------------------------------------------------------
Security: 103197109
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: BOXL
ISIN: US1031971096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Pope Mgmt For For
Tiffany Kuo Mgmt For For
Rudolph F. Crew Mgmt For For
James Mark Elliott Mgmt For For
Dale Strang Mgmt For For
Charles P. Amos Mgmt For For
R. Wayne Jackson Mgmt For For
2. To ratify appointment of FORVIS LLP as the Mgmt For For
Company's independent accountants for the
fiscal year ending December 31, 2023.
3. To approve (on an advisory basis) the Mgmt For For
Company's executive compensation.
4. To grant the Board of Directors authority Mgmt For For
to amend the Company's articles of
incorporation to effect a reverse stock
split in the range of two (2) and not more
than ten (10) shares, into one share of
Class A common stock at any time prior to
July 2, 2023.
5. To approve an amendment of the Company's Mgmt For For
2021 Equity Incentive Plan (the "Plan") to
increase the number of shares of Class A
common stock available for issuance the
Plan by 7,500,000 shares.
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BUILD-A-BEAR WORKSHOP, INC. Agenda Number: 935840721
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Security: 120076104
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: BBW
ISIN: US1200761047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Narayan Iyengar Mgmt For For
1.2 Election of Director: Lesli Rotenberg Mgmt For For
2. To ratify of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal 2023
3. To approve, by non-binding vote, executive Mgmt For For
compensation
4. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation
advisory votes
5. To approve the Build-A-Bear Workshop, Inc. Mgmt For For
Amended and Restated 2020 Omnibus Incentive
Plan
6. To transact such other business as may Mgmt For For
properly come before the meeting or any
adjournments thereof
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CECO ENVIRONMENTAL CORP. Agenda Number: 935834071
--------------------------------------------------------------------------------------------------------------------------
Security: 125141101
Meeting Type: Annual
Meeting Date: 05-Jun-2023
Ticker: CECO
ISIN: US1251411013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jason DeZwirek Mgmt For For
1b. Election of Director: Todd Gleason Mgmt For For
1c. Election of Director: Robert E. Knowling, Mgmt For For
Jr.
1d. Election of Director: Claudio A. Mannarino Mgmt For For
1e. Election of Director: Munish Nanda Mgmt For For
1f. Election of Director: Valerie Gentile Sachs Mgmt For For
1g. Election of Director: Richard F. Wallman Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2023.
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CENTURY CASINOS, INC. Agenda Number: 935852132
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Security: 156492100
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: CNTY
ISIN: US1564921005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Peter Mgmt For For
Hoetzinger
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. To consider and vote upon a proposal to Mgmt For For
approve an advisory (non-binding)
resolution regarding the compensation of
the Company's named executive officers.
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CERAGON NETWORKS LTD. Agenda Number: 935693778
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Special
Meeting Date: 23-Aug-2022
Ticker: CRNT
ISIN: IL0010851660
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To remove the following director from the Mgmt Abstain Against
Company's Board of Directors (the "Board"),
effective immediately: Yael Langer
1.2 To remove the following Director from the Mgmt Abstain Against
Company's Board of Directors (the "Board"),
effective immediately: Ira Palti
1.3 To remove the following Director from the Mgmt Abstain Against
Company's Board of Directors (the "Board"),
effective immediately: David Ripstein
1.4 Any and All New Directors Appointed to the Mgmt Abstain Against
Board following the Conclusion of the
Company's 2021 Annual General Meeting of
Shareholders
2.1 Election of Director: Michelle Clayman Mgmt Abstain Against
2.2 Election of Director: Paul S. Delson Mgmt Abstain Against
2.3 Election of Director: Jonathan F. Foster Mgmt Abstain Against
2.4 Election of Director: Dennis Sadlowski Mgmt Abstain Against
2.5 Election of Director: Craig Weinstock Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CERAGON NETWORKS LTD. Agenda Number: 935709672
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Annual
Meeting Date: 03-Oct-2022
Ticker: CRNT
ISIN: IL0010851660
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Ms. Efrat Makov to serve on the Mgmt No vote
Board of Directors of the Company (the
"Board") for a term of approximately two
(2) years ending on the date of the annual
general meeting that will be held in 2024.
2. Subject to her election to serve as our Mgmt No vote
director, to approve a grant of options to
Ms. Efrat Makov, as part of her
compensation for service as such.
3. To approve certain compensation terms for Mgmt No vote
the Company's Chief Executive Officer: an
annual cash bonus plan and equity grant for
2022, and a special cash bonus.
3a. Are you a "Controlling Shareholder" or do Mgmt No vote
you have a "Personal Interest" in Item 3?
Under the Companies Law, 5759-1999 (the
"Companies Law"), a person will be deemed
to be a "Controlling Shareholder" if that
person has the power to direct the
activities of the company, other than by
reason of serving as a director or other
office holder of the company. Under the
Companies Law, a person is deemed to have a
personal interest if Mark "for" = yes or
"against" = no. ...(due to space limits,
see proxy material for full proposal).
4. To re-appoint Kost Forer Gabbay & Kasierer, Mgmt No vote
a Member of Ernst & Young Global, as the
Company's independent auditor for the
fiscal year ending December 31, 2022 and
for the year commencing January 1, 2023 and
until immediately following the next annual
general meeting of shareholders, and to
authorize the Board, upon the
recommendation of the Financial Audit
Committee, to set the annual compensation
of the independent auditor in accordance
with the volume and nature of its services.
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CHICAGO ATLANTIC REAL ESTATE FINANCE INC Agenda Number: 935858499
--------------------------------------------------------------------------------------------------------------------------
Security: 167239102
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: REFI
ISIN: US1672391026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Andreas Bodmeier Mgmt For For
Mr. John Mazarakis Mgmt For For
Mr. Anthony Cappell Mgmt For For
Mr. Peter Sack Mgmt For For
Dr. Jason Papastavrou Mgmt For For
Mr. Frederick C. Herbst Mgmt For For
Mr.Donald E.Gulbrandsen Mgmt For For
Mr. Brandon Konigsberg Mgmt For For
Mr. Michael L. Steiner Mgmt For For
2. The Ratification of the Selection of BDO Mgmt For For
USA LLP to Serve as the Company's
Independent Registered Public Accounting
Firm for the Fiscal Year Ending December
31, 2023
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CHICKEN SOUP FOR THE SOUL ENT INC. Agenda Number: 935872893
--------------------------------------------------------------------------------------------------------------------------
Security: 16842Q100
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: CSSE
ISIN: US16842Q1004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William J. Rouhana, Jr. Mgmt For For
Christopher Mitchell Mgmt For For
Amy L. Newmark Mgmt For For
Fred M. Cohen Mgmt For For
Cosmo DeNicola Mgmt For For
Martin Pompadur Mgmt For For
Christina Weiss Lurie Mgmt For For
Diana Wilkin Mgmt For For
Vikram Somaya Mgmt For For
2. Approval of Exculpation Amendment Proposal. Mgmt For For
3. Ratification of the appointment of Mgmt For For
Rosenfield and Company, PLLC as our
independent registered public accounting
firm.
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CODA OCTOPUS GROUP, INC. Agenda Number: 935703175
--------------------------------------------------------------------------------------------------------------------------
Security: 19188U206
Meeting Type: Annual
Meeting Date: 22-Sep-2022
Ticker: CODA
ISIN: US19188U2069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Annmarie Gayle Mgmt For For
Michael Hamilton Mgmt For For
G. Tyler Runnels Mgmt For For
Mary Losty Mgmt For For
Joseph Charles Plumb Mgmt For For
2. To ratify the appointment of Frazier & Mgmt For For
Deeter, LLC as the Company's independent
registered public accounting firm for 2022.
3. To vote, on an advisory basis, to approve Mgmt For For
the compensation of our named executive
officers.
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COMMERCIAL VEHICLE GROUP, INC. Agenda Number: 935842787
--------------------------------------------------------------------------------------------------------------------------
Security: 202608105
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: CVGI
ISIN: US2026081057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Harold C. Bevis
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Roger L. Fix
1c. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Ruth Gratzke
1d. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Robert C. Griffin
1e. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: J. Michael Nauman
1f. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Wayne M. Rancourt
1g. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: James R. Ray
2. A non-binding advisory vote on the Mgmt For For
compensation of the Company's named
executive officers.
3. A non-binding advisory vote on frequency of Mgmt 1 Year For
vote on compensation of the Company's named
executive officers.
4. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of the Company, for
the fiscal year ending December 31, 2023.
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CRA INTERNATIONAL, INC. Agenda Number: 935673752
--------------------------------------------------------------------------------------------------------------------------
Security: 12618T105
Meeting Type: Annual
Meeting Date: 19-Jul-2022
Ticker: CRAI
ISIN: US12618T1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Paul Maleh Mgmt For For
1.2 Election of Class III Director: Thomas Mgmt For For
Avery
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to CRA's named executive
officers, as disclosed in the proxy
statement for the 2022 meeting of its
shareholders.
3. To ratify the appointment by our audit Mgmt For For
committee of Grant Thornton LLP as our
independent registered public accountants
for our fiscal year ending December 31,
2022.
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DELTA APPAREL, INC. Agenda Number: 935751710
--------------------------------------------------------------------------------------------------------------------------
Security: 247368103
Meeting Type: Annual
Meeting Date: 09-Feb-2023
Ticker: DLA
ISIN: US2473681037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve unitl the Mgmt For For
next Annual Meeting of Shareholders: Anita
D. Britt
1b. Election of Director to serve unitl the Mgmt For For
next Annual Meeting of Shareholders: J.
Bradley Campbell
1c. Election of Director to serve unitl the Mgmt For For
next Annual Meeting of Shareholders: Glenda
E. Hood
1d. Election of Director to serve unitl the Mgmt For For
next Annual Meeting of Shareholders: Robert
W. Humphreys
1e. Election of Director to serve unitl the Mgmt For For
next Annual Meeting of Shareholders: Sonya
E. Medina
1f. Election of Director to serve unitl the Mgmt For For
next Annual Meeting of Shareholders: A.
Alexander Taylor, II
1g. Election of Director to serve unitl the Mgmt For For
next Annual Meeting of Shareholders: David
G. Whalen
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (as defined in the proxy
statement).
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP ("EY") as our independent registered
public accounting firm for the fiscal year
ending September 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
DHI GROUP, INC. Agenda Number: 935680478
--------------------------------------------------------------------------------------------------------------------------
Security: 23331S100
Meeting Type: Special
Meeting Date: 13-Jul-2022
Ticker: DHX
ISIN: US23331S1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the DHI Group, Inc. 2022 Mgmt For For
Omnibus Equity Award Plan
--------------------------------------------------------------------------------------------------------------------------
DHI GROUP, INC. Agenda Number: 935796271
--------------------------------------------------------------------------------------------------------------------------
Security: 23331S100
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: DHX
ISIN: US23331S1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Art Zeile Mgmt For For
1.2 Election of Director: Elizabeth Salomon Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2023.
3. Advisory vote with respect to the Mgmt For For
compensation of our named executive
officers.
4. Advisory vote on the frequency of holding Mgmt 1 Year For
an advisory vote on the compensation of our
named executive officers.
5. Approval of the DHI Group, Inc. Amended and Mgmt For For
Restated 2022 Omnibus Equity Award Plan.
--------------------------------------------------------------------------------------------------------------------------
DLH HOLDINGS CORP. Agenda Number: 935760187
--------------------------------------------------------------------------------------------------------------------------
Security: 23335Q100
Meeting Type: Annual
Meeting Date: 09-Mar-2023
Ticker: DLHC
ISIN: US23335Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Judith L. Bjornaas Mgmt For For
Martin J. Delaney Mgmt For For
Dr. Elder Granger Mgmt For For
Dr. Frances M. Murphy Mgmt For For
Zachary C. Parker Mgmt For For
Frederick G. Wasserman Mgmt For For
Austin J. Yerks III Mgmt For For
Stephen J. Zelkowicz Mgmt For For
2. An Advisory Vote regarding the approval of Mgmt For For
compensation paid to our named Executive
Officers.
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
EGAIN CORPORATION Agenda Number: 935726678
--------------------------------------------------------------------------------------------------------------------------
Security: 28225C806
Meeting Type: Annual
Meeting Date: 06-Dec-2022
Ticker: EGAN
ISIN: US28225C8064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2023 annual meeting: Ashutosh Roy
1.2 Election of Director to serve until the Mgmt For For
2023 annual meeting: Gunjan Sinha
1.3 Election of Director to serve until the Mgmt For For
2023 annual meeting: Phiroz P.
Darukhanavala
1.4 Election of Director to serve until the Mgmt For For
2023 annual meeting: Brett Shockley
1.5 Election of Director to serve until the Mgmt For For
2023 annual meeting: Christine Russell
2. Approval on a non-binding advisory basis, Mgmt For For
the compensation paid by us to our named
executive officers.
3. Ratification of the appointment of BPM Mgmt For For
LLP., as the Company's Independent
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
ENDEAVOUR SILVER CORP. Agenda Number: 935828244
--------------------------------------------------------------------------------------------------------------------------
Security: 29258Y103
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: EXK
ISIN: CA29258Y1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Margaret M. Beck Mgmt For For
Ricardo M. Campoy Mgmt For For
Daniel Dickson Mgmt For For
Amy Jacobsen Mgmt For For
Rex J. McLennan Mgmt For For
Kenneth Pickering Mgmt For For
Mario D. Szotlender Mgmt For For
Christine West Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Company for the ensuing year and
authorizing the Directors to fix the
Auditor's remuneration.
3 To consider, and, if deemed appropriate, to Mgmt For For
approve and ratify, by ordinary resolution,
the amended and restated Advance Notice
Policy of the Company, approved by the
Board of Directors of the Company on
November 5, 2022, as more particularly set
out in the accompanying management
information circular of the Company dated
April 4, 2023.
--------------------------------------------------------------------------------------------------------------------------
EUROSEAS LTD. Agenda Number: 935685466
--------------------------------------------------------------------------------------------------------------------------
Security: Y23592135
Meeting Type: Annual
Meeting Date: 22-Jul-2022
Ticker: ESEA
ISIN: MHY235921357
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andreas Papathomas# Mgmt For For
Apostolos Tamvakakis* Mgmt For For
George Taniskidis* Mgmt For For
2. APPROVAL OF APPOINTMENT OF AUDITORS: Mgmt For For
Approval of the appointment of Deloitte
Certified Public Accountants, S.A. as the
Company's independent auditors for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EUROSEAS LTD. Agenda Number: 935888264
--------------------------------------------------------------------------------------------------------------------------
Security: Y23592135
Meeting Type: Annual
Meeting Date: 23-Jun-2023
Ticker: ESEA
ISIN: MHY235921357
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aristides J. Pittas* Mgmt For For
Anastasios Aslidis* Mgmt For For
Aristides P. Pittas* Mgmt For For
Andreas Papathomas# Mgmt For For
2. APPROVAL OF APPOINTMENT OF AUDITORS: Mgmt For For
Approval of the appointment of Deloitte
Certified Public Accountants, S.A. as the
Company's independent auditors for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION PETROLEUM CORPORATION Agenda Number: 935726286
--------------------------------------------------------------------------------------------------------------------------
Security: 30049A107
Meeting Type: Annual
Meeting Date: 08-Dec-2022
Ticker: EPM
ISIN: US30049A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Myra C. Bierria Mgmt For For
Edward J. DiPaolo Mgmt For For
William E. Dozier Mgmt For For
Marjorie A. Hargrave Mgmt For For
Robert S. Herlin Mgmt For For
Kelly W. Loyd Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the Company's independent
registered public accounting firm for
fiscal year ending June 30, 2023.
3. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERNET BANCORP Agenda Number: 935796029
--------------------------------------------------------------------------------------------------------------------------
Security: 320557101
Meeting Type: Annual
Meeting Date: 15-May-2023
Ticker: INBK
ISIN: US3205571017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aasif M. Bade Mgmt For For
David B. Becker Mgmt For For
Justin P. Christian Mgmt For For
Ann Colussi Dee Mgmt For For
Joseph A. Fenech Mgmt For For
John K. Keach, Jr. Mgmt For For
Jean L. Wojtowicz Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to our named
executive officers.
3. To ratify the appointment of FORVIS, LLP as Mgmt For For
our independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
FORTITUDE GOLD CORPORATION Agenda Number: 935821810
--------------------------------------------------------------------------------------------------------------------------
Security: 34962K100
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: FTCO
ISIN: US34962K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jason D. Reid Mgmt For For
1.2 Election of Director: Bill M. Conrad Mgmt For For
2. To ratify the appointment of Haynie & Mgmt For For
Company as Fortitude Gold's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
GALAXY GAMING, INC. Agenda Number: 935864606
--------------------------------------------------------------------------------------------------------------------------
Security: 36318P105
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: GLXZ
ISIN: US36318P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a three Mgmt For For
year term expiring at the 2025 Annual
Meeting: Bryan W. Waters
1.2 Election of Director to serve for a three Mgmt For For
year term expiring at the 2025 Annual
Meeting: Meredith Brill
2. To ratify the appointment of Moss Adams, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
GENCOR INDUSTRIES, INC. Agenda Number: 935769212
--------------------------------------------------------------------------------------------------------------------------
Security: 368678108
Meeting Type: Annual
Meeting Date: 31-Mar-2023
Ticker: GENC
ISIN: US3686781085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John G. Coburn Mgmt For For
2. Ratification of Independent registered Mgmt For For
public accounting firm of MSL, P.A..
3. Advisory vote to approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION Agenda Number: 935755554
--------------------------------------------------------------------------------------------------------------------------
Security: 37364X109
Meeting Type: Annual
Meeting Date: 09-Feb-2023
Ticker: GEOS
ISIN: US37364X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Thomas L. Davis, Mgmt For For
Ph.D.
1.2 Election of Director: Richard F. Miles Mgmt For For
1.3 Election of Director: Walter R. Wheeler Mgmt For For
2. To ratify the appointment by the audit Mgmt For For
committee of the Board of Directors of RSM
US LLP, independent public accountants, as
the Company's auditors for the year ending
September 30, 2023.
3. To approve the following non-binding, Mgmt For For
advisory resolution: "RESOLVED, that the
stockholders approve the compensation of
the Company's named executive officers as
disclosed in the Company's 2023 proxy
statement pursuant to Item 402 of
Regulation S-K, (which disclosure includes
the Overview of Company Compensation, the
Summary Compensation Table and the other
executive compensation tables and related
discussion)."
4. To cast a non-binding advisory vote on the Mgmt 1 Year For
frequency of the advisory vote on the
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GOLD RESOURCE CORPORATION Agenda Number: 935849642
--------------------------------------------------------------------------------------------------------------------------
Security: 38068T105
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: GORO
ISIN: US38068T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alex G. Morrison Mgmt For For
Allen Palmiere Mgmt For For
Lila Manassa Murphy Mgmt For For
Joseph Driscoll Mgmt For For
Ronald Little Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Non-binding advisory vote to approve the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
4. Ratify BDO USA, LLP as independent Mgmt For For
registered accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE GLOBAL INC. Agenda Number: 935842876
--------------------------------------------------------------------------------------------------------------------------
Security: 42727E103
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: HGBL
ISIN: US42727E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Hexner Mgmt For For
David Ludwig Mgmt For For
William (Bill) Burnham Mgmt For For
2. To ratify the appointment of UHY, LLP as Mgmt For For
the Company's independent auditor for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ICAD, INC. Agenda Number: 935865634
--------------------------------------------------------------------------------------------------------------------------
Security: 44934S206
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: ICAD
ISIN: US44934S2068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Michael Klein Mgmt For For
Dr. Rakesh Patel Mgmt For For
Mr. Andy Sassine Mgmt For For
Dr. Susan Wood Mgmt For For
Ms. Dana Brown Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the resolution approving named executive
officer compensation (the "Say on Pay
Proposal").
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for the company for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
IDENTIV, INC. Agenda Number: 935842460
--------------------------------------------------------------------------------------------------------------------------
Security: 45170X205
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: INVE
ISIN: US45170X2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Steven Mgmt For For
Humphreys
2. To vote on a non-binding advisory Mgmt For For
resolution on the compensation of the
Company's named executive officers ("Say on
Pay").
3. To ratify the appointment of BPM LLP as the Mgmt For For
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
IES HOLDINGS, INC. Agenda Number: 935754437
--------------------------------------------------------------------------------------------------------------------------
Security: 44951W106
Meeting Type: Annual
Meeting Date: 23-Feb-2023
Ticker: IESC
ISIN: US44951W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNIFER A. BALDOCK Mgmt For For
TODD M. CLEVELAND Mgmt For For
DAVID B. GENDELL Mgmt For For
JEFFREY L. GENDELL Mgmt For For
JOE D. KOSHKIN Mgmt For For
ELIZABETH D. LEYKUM Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AUDITORS FOR THE COMPANY FOR
FISCAL YEAR 2023.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
THE STOCKHOLDERS' ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935775835
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 30-Mar-2023
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Eric Singer Mgmt For For
1.2 Election of Director: William Martin Mgmt For For
1.3 Election of Director: Emily Hoffman Mgmt For For
1.4 Election of Director: Elias Nader Mgmt For For
1.5 Election of Director: Frederick Wasch Mgmt For For
2. Ratification of appointment of Plante & Mgmt For For
Moran, PLLC as Immersion Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Advisory vote on the frequency of holding Mgmt 1 Year For
an advisory vote on executive compensation.
5. Approval of amendment to the Immersion Mgmt For For
Corporation 2021 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
INFORMATION SERVICES GROUP, INC. Agenda Number: 935775861
--------------------------------------------------------------------------------------------------------------------------
Security: 45675Y104
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: III
ISIN: US45675Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Neil G. Budnick Mgmt For For
Gerald S. Hobbs Mgmt For For
2. To ratify the engagement of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers.
4. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on the named executives
compensation.
--------------------------------------------------------------------------------------------------------------------------
INFUSYSTEM HOLDINGS, INC. Agenda Number: 935821872
--------------------------------------------------------------------------------------------------------------------------
Security: 45685K102
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: INFU
ISIN: US45685K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ralph Boyd Mgmt For For
1.2 Election of Director: Richard Dilorio Mgmt For For
1.3 Election of Director: Paul Gendron Mgmt For For
1.4 Election of Director: Carrie Lachance Mgmt For For
1.5 Election of Director: Gregg Lehman Mgmt For For
1.6 Election of Director: R. Rimmy Malhotra Mgmt For For
1.7 Election of Director: Scott Shuda Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
Company's Executive Compensation.
3. Approval of an amendment to the 2021 Equity Mgmt For For
Incentive Plan to increase the number of
shares under the Plan.
4. Approval of the 2023 Employee Stock Mgmt For For
Purchase Plan.
5. Ratification of the appointment of BDO USA, Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
INTRUSION INC. Agenda Number: 935844349
--------------------------------------------------------------------------------------------------------------------------
Security: 46121E205
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: INTZ
ISIN: US46121E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony Scott Mgmt For For
Anthony J. LeVecchio Mgmt For For
James F. Gero Mgmt For For
Katrinka B. McCallum Mgmt For For
Gregory K. Wilson Mgmt For For
2. Ratification of the appointment of Whitley Mgmt For For
Penn LLP as independent auditors of the
Company for the fiscal year ending December
31, 2023.
3. To approve the Amended 2021 Omnibus Mgmt For For
Incentive Plan, as described in the
accompanying Proxy Statement, set forth in
Appendix A thereto.
4. To approve the Intrusion Inc. 2023 Employee Mgmt For For
Stock Purchase Plan, as described in the
accompany Proxy Statement, as set forth in
Appendix B thereto.
--------------------------------------------------------------------------------------------------------------------------
KARAT PACKAGING INC. Agenda Number: 935870344
--------------------------------------------------------------------------------------------------------------------------
Security: 48563L101
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: KRT
ISIN: US48563L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term expiring at Mgmt For For
the next Annual Meeting: Alan Yu
1b. Election of Director for a term expiring at Mgmt For For
the next Annual Meeting: Joanne Wang
1c. Election of Director for a term expiring at Mgmt For For
the next Annual Meeting: Paul Y. Chen
1d. Election of Director for a term expiring at Mgmt For For
the next Annual Meeting: Eric Chen
1e. Election of Director for a term expiring at Mgmt For For
the next Annual Meeting: Eve Yen
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent certified public accountants
for the fiscal year ending December 31,
2023.
3. To obtain advisory approval of the Mgmt For For
Company's executive compensation ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
L.B. FOSTER COMPANY Agenda Number: 935801363
--------------------------------------------------------------------------------------------------------------------------
Security: 350060109
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: FSTR
ISIN: US3500601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond T. Betler Mgmt For For
Dirk Junge Mgmt For For
John F. Kasel Mgmt For For
John E. Kunz Mgmt For For
Janet Lee Mgmt For For
Diane B. Owen Mgmt For For
Bruce E. Thompson Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2023.
3. Advisory approval of the compensation paid Mgmt For For
to the Company's named executive officers
for 2022.
4. Advisory approval of the frequency of Mgmt 1 Year For
future advisory votes on the compensation
paid to the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC. Agenda Number: 935867068
--------------------------------------------------------------------------------------------------------------------------
Security: 511795106
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: LAKE
ISIN: US5117951062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald Herring Mgmt For For
1b. Election of Director: Melissa Kidd Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2024.
3. Approve, on an advisory basis, compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN EDUCATIONAL SERVICES CORPORATION Agenda Number: 935816364
--------------------------------------------------------------------------------------------------------------------------
Security: 533535100
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: LINC
ISIN: US5335351004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Bartholdson Mgmt For For
James A. Burke, Jr. Mgmt For For
Kevin M. Carney Mgmt For For
J. Barry Morrow Mgmt For For
Michael A. Plater Mgmt For For
Felecia J. Pryor Mgmt For For
Carleton E. Rose Mgmt For For
Scott M. Shaw Mgmt For For
Sylvia J. Young Mgmt For For
2. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of named executive
officers.
3. Recommendation, on a non-binding, advisory Mgmt 1 Year For
basis, of the frequency of future approval
of compensation of named executives.
4. Approval of the Amendment of the Lincoln Mgmt For For
Educational Services Corporation 2020
Long-Term Incentive Plan to increase the
number of shares available under the plan.
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as our independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
LSI INDUSTRIES INC. Agenda Number: 935711730
--------------------------------------------------------------------------------------------------------------------------
Security: 50216C108
Meeting Type: Annual
Meeting Date: 01-Nov-2022
Ticker: LYTS
ISIN: US50216C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert P. Beech Mgmt For For
Ronald D. Brown Mgmt For For
James A. Clark Mgmt For For
Amy L. Hanson Mgmt For For
Chantel E. Lenard Mgmt For For
Ernest W. Marshall, Jr. Mgmt For For
Wilfred T. O'Gara Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for
fiscal 2023.
3. Advisory vote on the compensation of the Mgmt For For
named executive officers as described in
the Company's proxy statement (the
"Say-on-Pay vote").
4. Amendment of the Company's Articles of Mgmt For For
Incorporation to increase the number of
authorized shares of the Company's common
stock by 10 million shares.
5. Approval of the Company's Amended and Mgmt For For
Restated 2019 Omnibus Award Plan to
increase the number of shares authorized
for issuance thereunder by 2,350,000 and
remove the Plan's fungible share counting
feature.
--------------------------------------------------------------------------------------------------------------------------
MAMAMANCINI'S HOLDINGS, INC. Agenda Number: 935699908
--------------------------------------------------------------------------------------------------------------------------
Security: 56146T103
Meeting Type: Annual
Meeting Date: 13-Sep-2022
Ticker: MMMB
ISIN: US56146T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next annual meeting: Carl Wolf
1b. Election of Director to serve until the Mgmt For For
next annual meeting: Matthew Brown
1c. Election of Director to serve until the Mgmt For For
next annual meeting: Steven Burns
1d. Election of Director to serve until the Mgmt For For
next annual meeting: Adam L Michaels
1e. Election of Director to serve until the Mgmt For For
next annual meeting: Alfred D'Agostino
1f. Election of Director to serve until the Mgmt For For
next annual meeting: Thomas Toto
1g. Election of Director to serve until the Mgmt For For
next annual meeting: Dean Janeway
1h. Election of Director to serve until the Mgmt For For
next annual meeting: Michael Stengel
1i. Election of Director to serve until the Mgmt For For
next annual meeting: Michael Kay
2. To ratify the appointment of Rosenberg Rich Mgmt For For
Baker Berman and Company, Certified Public
Accountants, as the Company's independent
registered public accounting firm for the
fiscal year ending January 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MAMAMANCINI'S HOLDINGS, INC. Agenda Number: 935713633
--------------------------------------------------------------------------------------------------------------------------
Security: 56146T103
Meeting Type: Annual
Meeting Date: 04-Oct-2022
Ticker: MMMB
ISIN: US56146T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers (Say-on-Pay).
4. To consider and conduct a non-binding Mgmt 1 Year Against
advisory vote on a proposal regarding the
frequency of advisory votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
MAYVILLE ENGINEERING COMPANY, INC. Agenda Number: 935777839
--------------------------------------------------------------------------------------------------------------------------
Security: 578605107
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: MEC
ISIN: US5786051079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven L. Fisher Mgmt For For
Robert L. McCormick Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
MCEWEN MINING INC. Agenda Number: 935643773
--------------------------------------------------------------------------------------------------------------------------
Security: 58039P107
Meeting Type: Annual
Meeting Date: 07-Jul-2022
Ticker: MUX
ISIN: US58039P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. McEwen Mgmt For For
Allen V. Ambrose Mgmt For For
Richard W. Brissenden Mgmt For For
Robin E. Dunbar Mgmt For For
Donald R.M. Quick Mgmt For For
Merri Sanchez Mgmt For For
William M. Shaver Mgmt For For
Ian Ball Mgmt For For
2. To approve on an advisory (non-binding) Mgmt For For
basis the compensation of the Company's
named executive officers.
3. To approve on an advisory (non-binding) Mgmt 1 Year Against
basis the frequency upon which shareholders
of the Company will be entitled to vote on
the compensation of the named executive
officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
5. To approve a proposal to grant the Board of Mgmt For For
Directors the discretion to amend the
Second and Amended and Restated Articles of
Incorporation to effect a reverse split of
the Company's outstanding common stock at a
ratio of not less than 1-for-5 and not more
than 1-for-10.
6. To approve a proposal to amend the Second Mgmt For For
Amended and Restated Articles of
Incorporation to decrease the number of
authorized shares of common stock from
675,000,000 to 200,000,000.
--------------------------------------------------------------------------------------------------------------------------
MCEWEN MINING INC. Agenda Number: 935869656
--------------------------------------------------------------------------------------------------------------------------
Security: 58039P305
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: MUX
ISIN: US58039P3055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT R. MCEWEN Mgmt For For
ALLEN V. AMBROSE Mgmt For For
IAN BALL Mgmt For For
RICHARD W. BRISSENDEN Mgmt For For
ROBIN E. DUNBAR Mgmt For For
MERRI SANCHEZ Mgmt For For
WILLIAM SHAVER Mgmt For For
2. To adopt an amendment to the Company's Mgmt For For
Second Amended and Restated Articles of
Incorporation to increase the number of
shares of preferred stock authorized to be
issued from 2 to 10,000,000 and to increase
the total authorized shares accordingly.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MILLER INDUSTRIES, INC. Agenda Number: 935702589
--------------------------------------------------------------------------------------------------------------------------
Security: 600551204
Meeting Type: Annual
Meeting Date: 23-Sep-2022
Ticker: MLR
ISIN: US6005512040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Theodore H. Ashford Mgmt For For
III
1.2 Election of Director: A. Russell Chandler Mgmt For For
III
1.3 Election of Director: William G. Miller Mgmt For For
1.4 Election of Director: William G. Miller II Mgmt For For
1.5 Election of Director: Richard H. Roberts Mgmt For For
1.6 Election of Director: Leigh Walton Mgmt For For
1.7 Election of Director: Deborah L. Whitmire Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MILLER INDUSTRIES, INC. Agenda Number: 935860696
--------------------------------------------------------------------------------------------------------------------------
Security: 600551204
Meeting Type: Annual
Meeting Date: 26-May-2023
Ticker: MLR
ISIN: US6005512040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Theodore H. Ashford Mgmt For For
III
1b. Election of Director: A. Russell Chandler Mgmt For For
III
1c. Election of Director: Peter Jackson Mgmt For For
1d. Election of Director: William G. Miller Mgmt For For
1e. Election of Director: William G. Miller II Mgmt For For
1f. Election of Director: Javier Reyes Mgmt For For
1g. Election of Director: Richard H. Roberts Mgmt For For
1h. Election of Director: Jill Sutton Mgmt For For
1i. Election of Director: Susan Sweeney Mgmt For For
1j. Election of Director: Leigh Walton Mgmt For For
2. To approve the Miller Industries, Inc. 2023 Mgmt For For
Non-Employee Director Stock Plan.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
4. To conduct a non-binding advisory vote on Mgmt 1 Year For
the frequency of future advisory votes on
executive compensation.
5. To ratify the appointment of Elliott Davis Mgmt For For
LLC as our independent registered public
accounting firm for our current fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MOTORCAR PARTS OF AMERICA, INC. Agenda Number: 935693146
--------------------------------------------------------------------------------------------------------------------------
Security: 620071100
Meeting Type: Annual
Meeting Date: 08-Sep-2022
Ticker: MPAA
ISIN: US6200711009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Selwyn Joffe Mgmt For For
1b. Election of Director: Dr. David Bryan Mgmt For For
1c. Election of Director: Rudolph J. Borneo Mgmt For For
1d. Election of Director: Joseph Ferguson Mgmt For For
1e. Election of Director: Philip Gay Mgmt For For
1f. Election of Director: Jeffrey Mirvis Mgmt For For
1g. Election of Director: Jamy P. Rankin Mgmt For For
1h. Election of Director: Patricia (Tribby) W. Mgmt For For
Warfield
1i. Election of Director: Barbara L. Whittaker Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants for the fiscal year
ending March 31, 2023.
3. To vote on an advisory (non-binding) Mgmt For For
proposal to approve the compensation of our
named executive officers.
4. The Motorcar Parts of America, Inc. 2022 Mgmt For For
Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
NEWPARK RESOURCES, INC. Agenda Number: 935804573
--------------------------------------------------------------------------------------------------------------------------
Security: 651718504
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: NR
ISIN: US6517185046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew S. Lanigan Mgmt For For
1b. Election of Director: Roderick A. Larson Mgmt For For
1c. Election of Director: Michael A. Lewis Mgmt For For
1d. Election of Director: Claudia M. Meer Mgmt For For
1e. Election of Director: John C. Minge Mgmt For For
1f. Election of Director: Rose M. Robeson Mgmt For For
1g. Election of Director: Donald W. Young Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive
compensation.
4. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
5. Approval of the Company's Second Amended Mgmt For For
and Restated 2015 Employee Equity Incentive
Plan.
6. Approval of the Company's Amended and Mgmt For For
Restated 2014 Non-Employee Directors'
Restricted Stock Plan.
7. Approval of an amendment to the Company's Mgmt For For
Amended and Restated Employee Stock
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TECHNOLOGIES INTERNATIONAL CORP Agenda Number: 935745399
--------------------------------------------------------------------------------------------------------------------------
Security: 665809109
Meeting Type: Annual
Meeting Date: 20-Jan-2023
Ticker: NTIC
ISIN: US6658091094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy E. Calderon Mgmt For For
Sarah E. Kemp Mgmt For For
Sunggyu Lee, Ph.D. Mgmt For For
G. Patrick Lynch Mgmt For For
Ramani Narayan, Ph.D. Mgmt For For
Richard J. Nigon Mgmt For For
Cristina Pinho Mgmt For For
K. von Falkenhausen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the accompanying
proxy statement.
3. To ratify the selection of Baker Tilly US, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
August 31, 2023.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation to limit the
liability of certain officers of NTIC as
permitted by recent amendments to Delaware
law.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY Agenda Number: 935860470
--------------------------------------------------------------------------------------------------------------------------
Security: 667746101
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: NWPX
ISIN: US6677461013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a two-year term, Mgmt For For
expiring in 2025: Irma Lockridge
1b. Election of Director for a three-year term, Mgmt For For
expiring in 2026: Scott Montross
1c. Election of Director for a three-year term, Mgmt For For
expiring in 2026: John Paschal
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Approve, on an Advisory Basis, Frequency of Mgmt 1 Year For
Shareholder Advisory Votes on Executive
Officer Compensation.
4. Ratify the Appointment of Moss Adams LLP as Mgmt For For
the Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
OOMA, INC. Agenda Number: 935833625
--------------------------------------------------------------------------------------------------------------------------
Security: 683416101
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: OOMA
ISIN: US6834161019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Butenhoff Mgmt For For
Russ Mann Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the Company for its
fiscal year ending January 31, 2024.
3. To approve a non-binding advisory vote on Mgmt For For
the compensation of our named executive
officers as described in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
PCTEL, INC. Agenda Number: 935861066
--------------------------------------------------------------------------------------------------------------------------
Security: 69325Q105
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: PCTI
ISIN: US69325Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven D. Levy Mgmt For For
David A. Neumann Mgmt For For
Anthony R. Rossabi Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
Company's 2022 named executive officer
compensation.
3. Non-binding advisory vote on the frequency Mgmt 1 Year For
of future votes to approve named executive
officer compensation.
4. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PERMA-FIX ENVIRONMENTAL SERVICES, INC. Agenda Number: 935674906
--------------------------------------------------------------------------------------------------------------------------
Security: 714157203
Meeting Type: Annual
Meeting Date: 21-Jul-2022
Ticker: PESI
ISIN: US7141572039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas P. Bostick Mgmt For For
Dr. Louis F. Centofanti Mgmt For For
Kerry C. Duggan Mgmt For For
Joseph T. Grumski Mgmt For For
Joe R. Reeder Mgmt For For
Larry M. Shelton Mgmt For For
Zach P. Wamp Mgmt For For
Mark A. Zwecker Mgmt For For
2. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2022.
3. APPROVE, BY NON-BINDING VOTE, THE 2021 Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PFSWEB, INC. Agenda Number: 935688020
--------------------------------------------------------------------------------------------------------------------------
Security: 717098206
Meeting Type: Annual
Meeting Date: 23-Aug-2022
Ticker: PFSW
ISIN: US7170982067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David I. Beatson Mgmt For For
1.2 Election of Director: Monica Luechtefeld Mgmt For For
1.3 Election of Director: Shinichi Nagakura Mgmt For For
1.4 Election of Director: Benjamin Rosenzweig Mgmt For For
1.5 Election of Director: Robert Frankfurt Mgmt For For
1.6 Election of Director: Mercedes De Luca Mgmt For For
1.7 Election of Director: Michael C. Willoughby Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
Named Executive Officers.
3. To approve an amendment to the Rights Mgmt For For
Agreement with Computershare Inc. as rights
agent.
4. To approve BDO USA, LLP as the Company's Mgmt For For
independent auditors for the fiscal year
ended December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935769779
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 16-Mar-2023
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Frank Lee Mgmt For For
Adam Lewis Mgmt For For
Daniel Liao Mgmt For For
C. S. Macricostas Mgmt For For
George Macricostas Mgmt For For
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2023.
3. To approve an amendment to the Photronics, Mgmt For For
Inc. 2016 Equity Incentive Compensation
Plan to increase the number of authorized
shares of common stock available from
4,000,000 to 5,000,000.
4. To vote upon the frequency (One, Two, or Mgmt 1 Year For
Three years) with which the non-binding
shareholder vote to approve the
compensation of our named executive
officers should be conducted.
5. To approve by non-binding advisory vote Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
POLISHED.COM INC. Agenda Number: 935753120
--------------------------------------------------------------------------------------------------------------------------
Security: 28252C109
Meeting Type: Annual
Meeting Date: 02-Feb-2023
Ticker: POL
ISIN: US28252C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ellery W. Roberts Mgmt For For
Ellette A. Anderson Mgmt For For
Clark R. Crosnoe Mgmt For For
Glyn C. Milburn Mgmt For For
G. Alan Shaw Mgmt For For
Alan P. Shor Mgmt For For
Edward J. Tobin Mgmt For For
James M. Schneider Mgmt For For
Houman Akhavan Mgmt For For
2. The approval of an amendment to our amended Mgmt For For
and restated certificate of incorporation
to increase the number of shares of common
stock that we are authorized to issue from
200,000,000 shares to 250,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
POWERFLEET, INC. Agenda Number: 935679817
--------------------------------------------------------------------------------------------------------------------------
Security: 73931J109
Meeting Type: Annual
Meeting Date: 19-Jul-2022
Ticker: PWFL
ISIN: US73931J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Brodsky Mgmt For For
Michael Casey Mgmt For For
Charles Frumberg Mgmt For For
Steve Towe Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2022.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PROFIRE ENERGY, INC Agenda Number: 935855140
--------------------------------------------------------------------------------------------------------------------------
Security: 74316X101
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: PFIE
ISIN: US74316X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brenton W. Hatch Mgmt For For
1.2 Election of Director: Colleen Larkin Bell Mgmt For For
1.3 Election of Director: Ryan W. Oviatt Mgmt For For
1.4 Election of Director: Daren J. Shaw Mgmt For For
1.5 Election of Director: Ronald R. Spoehel Mgmt For For
2. To approve the 2023 Equity Incentive Plan. Mgmt For For
3. Ratify the appointment of Sadler, Gibb & Mgmt For For
Associates, LLC as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PROPHASE LABS, INC. Agenda Number: 935857182
--------------------------------------------------------------------------------------------------------------------------
Security: 74345W108
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: PRPH
ISIN: US74345W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ted Karkus Mgmt For For
Jason Barr Mgmt For For
Louis Gleckel, MD Mgmt For For
Warren Hirsch Mgmt For For
2. To ratify the appointment of Morison Cogen Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023
3. To approve the Amended and Restated 2022 Mgmt For For
Equity Compensation Plan
4. To approve the Amended and Restated 2022 Mgmt For For
Directors' Equity Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
PURE CYCLE CORPORATION Agenda Number: 935741834
--------------------------------------------------------------------------------------------------------------------------
Security: 746228303
Meeting Type: Annual
Meeting Date: 11-Jan-2023
Ticker: PCYO
ISIN: US7462283034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Harding Mgmt For For
Patrick J. Beirne Mgmt For For
Wanda J. Abel Mgmt For For
Frederick A. Fendel III Mgmt For For
Peter C. Howell Mgmt For For
Daniel R. Kozlowski Mgmt For For
Jeffrey G. Sheets Mgmt For For
2. Ratification of appointment of FORVIS, LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
August 31, 2023.
3. Approval on an advisory basis, of Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
QUEST RESOURCE HOLDING CORPORATION Agenda Number: 935891564
--------------------------------------------------------------------------------------------------------------------------
Security: 74836W203
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: QRHC
ISIN: US74836W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Nolan Mgmt For For
Audrey P. Dunning Mgmt For For
2. To provide a non-binding advisory vote on Mgmt For For
the compensation of our named executive
officers for fiscal 2022 ("say-on-pay").
3. To approve an amendment to our 2012 Mgmt For For
Incentive Compensation Plan to extend the
term of our 2012 Incentive Compensation
Plan.
4. To ratify the appointment of Semple, Mgmt For For
Marchal and Cooper, LLP, an independent
registered public accounting firm, as the
independent registered public accountant of
our company for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
QUIPT HOME MEDICAL CORP. Agenda Number: 935767547
--------------------------------------------------------------------------------------------------------------------------
Security: 74880P104
Meeting Type: Annual
Meeting Date: 24-Mar-2023
Ticker: QIPT
ISIN: CA74880P1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Gregory Crawford Mgmt For For
Mark Greenberg Mgmt For For
Kevin Carter Mgmt For For
Brian Wessel Mgmt For For
2 Appointment of BDO USA LLP, as auditors of Mgmt For For
the Corporation for the ensuing year and
authorizing the directors of the
Corporation to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
RADIANT LOGISTICS,INC. Agenda Number: 935828232
--------------------------------------------------------------------------------------------------------------------------
Security: 75025X100
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: RLGT
ISIN: US75025X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bohn H. Crain Mgmt For For
1b. Election of Director: Richard P. Palmieri Mgmt For For
1c. Election of Director: Michael Gould Mgmt For For
1d. Election of Director: Kristin Toth Smith Mgmt For For
2. To ratify the appointment of Moss Adams LLP Mgmt For For
as the Company's independent auditor for
the fiscal year ending June 30, 2023.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SILVERCREST ASSET MGMT GROUP INC Agenda Number: 935848486
--------------------------------------------------------------------------------------------------------------------------
Security: 828359109
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: SAMG
ISIN: US8283591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Brian D. Dunn Mgmt For For
2. Approval of executive compensation in an Mgmt For For
advisory, non-binding vote.
3. The ratification of Deloitte & Touche LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SOLO BRANDS, INC. Agenda Number: 935808660
--------------------------------------------------------------------------------------------------------------------------
Security: 83425V104
Meeting Type: Annual
Meeting Date: 26-May-2023
Ticker: DTC
ISIN: US83425V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Randolph Mgmt For For
Michael C. Dennison Mgmt For For
Paul Furer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION Agenda Number: 935708668
--------------------------------------------------------------------------------------------------------------------------
Security: 863111100
Meeting Type: Annual
Meeting Date: 11-Oct-2022
Ticker: STRT
ISIN: US8631111007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tina Chang Mgmt For For
Frank J. Krejci Mgmt For For
2. To approve the non-binding advisory Mgmt For For
proposal on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR GROUP OF COMPANIES, INC. Agenda Number: 935790902
--------------------------------------------------------------------------------------------------------------------------
Security: 868358102
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: SGC
ISIN: US8683581024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to hold office until Mgmt For For
the next annual meeting of shareholders:
Michael Benstock
1.2 Election of Director to hold office until Mgmt For For
the next annual meeting of shareholders:
Robin Hensley
1.3 Election of Director to hold office until Mgmt For For
the next annual meeting of shareholders:
Paul Mellini
1.4 Election of Director to hold office until Mgmt For For
the next annual meeting of shareholders:
Todd Siegel
1.5 Election of Director to hold office until Mgmt For For
the next annual meeting of shareholders:
Venita Fields
1.6 Election of Director to hold office until Mgmt For For
the next annual meeting of shareholders:
Andrew D. Demott, Jr.
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SWK HOLDINGS CORPORATION Agenda Number: 935693300
--------------------------------------------------------------------------------------------------------------------------
Security: 78501P203
Meeting Type: Annual
Meeting Date: 10-Aug-2022
Ticker: SWKH
ISIN: US78501P2039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Winston L. Black Mgmt For For
1.2 Election of Director: Wendy F. DiCicco Mgmt For For
1.3 Election of Director: Laurie L. Dotter Mgmt For For
1.4 Election of Director: Robert K. Hatcher Mgmt For For
1.5 Election of Director: Marcus E. Pennington Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON COMPENSATION OF CERTAIN Mgmt For For
EXECUTIVES
4. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON COMPENSATION OF CERTAIN
EXECUTIVES
5. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO REMOVE LIMITATION ON
STOCKHOLDERS CALLING SPECIAL MEETINGS OF
STOCKHOLDERS
6. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO UPDATE EXCULPATION
PROVISION AND UPDATE AND CONSOLIDATE
INDEMNIFICATION PROVISIONS
7. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO CLARIFY, ELIMINATE OR
UPDATE OUTDATED PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
SWK HOLDINGS CORPORATION Agenda Number: 935863503
--------------------------------------------------------------------------------------------------------------------------
Security: 78501P203
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: SWKH
ISIN: US78501P2039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jerry Albright Mgmt For For
1.2 Election of Director: Laurie L. Dotter Mgmt For For
1.3 Election of Director: Robert K. Hatcher Mgmt For For
1.4 Election of Director: Marcus E. Pennington Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON COMPENSATION OF CERTAIN Mgmt For For
EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
TECHPRECISION CORPORATION Agenda Number: 935700484
--------------------------------------------------------------------------------------------------------------------------
Security: 878739101
Meeting Type: Annual
Meeting Date: 14-Sep-2022
Ticker: TPCS
ISIN: US8787391015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert A. Crisafulli Mgmt For For
Andrew A. Levy Mgmt For For
Richard S. McGowan Mgmt For For
Walter M. Schenker Mgmt For For
2. Ratification of the selection of Marcum LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
March 31, 2023.
3. Approve an amendment to our certificate of Mgmt For For
incorporation to (i) effect a reverse split
of our outstanding common stock at a ratio
of between 1-for-2 to 1-for-5; and (ii) if
and when the reverse stock split is
effected, reduce the number of authorized
shares of common stock from 90,000,000 to
50,000,000.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
5. Advisory vote on the frequency with which Mgmt 1 Year For
we will hold an advisory vote on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THE LOVESAC COMPANY Agenda Number: 935825820
--------------------------------------------------------------------------------------------------------------------------
Security: 54738L109
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: LOVE
ISIN: US54738L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Grafer Mgmt For For
Andrew Heyer Mgmt For For
Jack Krause Mgmt For For
Sharon Leite Mgmt For For
Walter McLallen Mgmt For For
Vineet Mehra Mgmt For For
Shawn Nelson Mgmt For For
Shirley Romig Mgmt For For
2. To provide advisory approval of the Mgmt For For
Company's fiscal 2023 compensation for its
named executive officers.
3. To approve the Amendment of the Second Mgmt For For
Amended and Restated 2017 Equity Incentive
Plan that increases the number of shares
for issuance thereunder by 225,000 shares.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending February 4, 2024.
--------------------------------------------------------------------------------------------------------------------------
THE SHYFT GROUP, INC. Agenda Number: 935803379
--------------------------------------------------------------------------------------------------------------------------
Security: 825698103
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: SHYF
ISIN: US8256981031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Dinkins Mgmt For For
Angela K. Freeman Mgmt For For
Pamela L. Kermisch Mgmt For For
Mark B. Rourke Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's Named
Executive Officers.
4. Recommendation, on an advisory basis, of Mgmt 1 Year For
the frequency of advisory votes on the
compensation of the Company's Named
Executive Officers.
5. Approval of the amendment and restatement Mgmt For For
of the Company's Stock Incentive Plan of
2016.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC. Agenda Number: 935757774
--------------------------------------------------------------------------------------------------------------------------
Security: 913915104
Meeting Type: Annual
Meeting Date: 02-Mar-2023
Ticker: UTI
ISIN: US9139151040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: David A. Mgmt For For
Blaszkiewicz
1b. Election of Class I Director: Robert T. Mgmt For For
DeVincenzi
1c. Election of Class I Director: Jerome A. Mgmt For For
Grant
1d. Election of Class I Director: Shannon Mgmt For For
Okinaka
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending September 30, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
VAALCO ENERGY, INC. Agenda Number: 935850861
--------------------------------------------------------------------------------------------------------------------------
Security: 91851C201
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: EGY
ISIN: US91851C2017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew L. Fawthrop Mgmt For For
George W. M. Maxwell Mgmt For For
Edward LaFehr Mgmt For For
Fabrice Nze-Bekale Mgmt For For
Cathy Stubbs Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent auditors for
2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VIEMED HEALTHCARE, INC. Agenda Number: 935852904
--------------------------------------------------------------------------------------------------------------------------
Security: 92663R105
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: VMD
ISIN: CA92663R1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Casey Hoyt Mgmt For For
W. Todd Zehnder Mgmt For For
William Frazier Mgmt For For
Randy Dobbs Mgmt For For
Nitin Kaushal Mgmt For For
Timothy Smokoff Mgmt For For
Bruce Greenstein Mgmt For For
Sabrina Heltz Mgmt For For
2 Re-appointment of Ernst & Young LLP, as Mgmt For For
Auditors of the Corporation for the fiscal
year ending December 31, 2023 and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
VOXX INTERNATIONAL CORPORATION Agenda Number: 935670744
--------------------------------------------------------------------------------------------------------------------------
Security: 91829F104
Meeting Type: Annual
Meeting Date: 21-Jul-2022
Ticker: VOXX
ISIN: US91829F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter A. Lesser Mgmt For For
Denise Waund Gibson Mgmt For For
John Adamovich, Jr. Mgmt For For
John J. Shalam Mgmt For For
Patrick M. Lavelle Mgmt For For
Charles M. Stoehr Mgmt For For
Ari M. Shalam Mgmt For For
Beat Kahli Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
fiscal year ending February 28, 2023
--------------------------------------------------------------------------------------------------------------------------
WHERE FOOD COMES FROM, INC. Agenda Number: 935841381
--------------------------------------------------------------------------------------------------------------------------
Security: 96327X200
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: WFCF
ISIN: US96327X2009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Saunders Mgmt For For
Leann Saunders Mgmt For For
Peter C. Lapaseotes, Jr Mgmt For For
Adam Larson Mgmt For For
Tom Heinen Mgmt For For
Graeme P. Rein Mgmt For For
Michael D. Smith Mgmt For For
2. To ratify the appointment of Causey, Demgen Mgmt For For
& Moore, P.C. as the independent registered
public accounting firm of the Company for
the year ending December 31, 2023
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
4. To recommend, by non-binding vote, the Mgmt 1 Year Against
frequency of executive compensation votes.
--------------------------------------------------------------------------------------------------------------------------
WILDBRAIN LTD. Agenda Number: 935740729
--------------------------------------------------------------------------------------------------------------------------
Security: 96810C101
Meeting Type: Annual and Special
Meeting Date: 14-Dec-2022
Ticker: WLDBF
ISIN: CA96810C1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director - Youssef Ben-Youssef Mgmt For For
1B Election of Director - Karine Courtemanche Mgmt For For
1C Election of Director - Deborah Drisdell Mgmt For For
1D Election of Director - Eric Ellenbogen Mgmt For For
1E Election of Director - Erin Elofson Mgmt For For
1F Election of Director - Geoffrey Machum Mgmt For For
1G Election of Director - Thomas McGrath Mgmt For For
1H Election of Director - Rita Middleton Mgmt For For
1I Election of Director - Jonathan Whitcher Mgmt For For
1J Election of Director - Donald Wright Mgmt For For
2 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor of the Company for the ensuing year
and authorize the board of directors to fix
the Auditor's remuneration.
3 To pass an ordinary resolution approving Mgmt For For
unallocated options, restricted share
units, performance share units, and
deferred share units under the Company's
amended and restated omnibus equity
incentive plan.
4 To pass an ordinary resolution approving Mgmt For For
the adoption of the amended and restated
By-law No. 2022 - 1 and replacement of the
existing By-law 1 and By-law No. 2018-1 of
the Company.
5 To pass a special resolution approving an Mgmt For For
amendment to the Company's articles to
change the location of the Company's
registered office.
6 The undersigned certifies that it has made Mgmt Abstain Against
reasonable inquiries as to the Canadian(1)
status of the registered holder and/or the
beneficial owner of the shares represented
by this voting instruction form and has
read the management information circular
enclosed with this voting instruction form
and the definitions set forth below so as
to make an accurate Declaration of Status.
NOTE: "FOR" = CANADIAN, "ABSTAIN" = NON-
CANADIAN, "AGAINST" WILL BE TREATED AS NOT
MARKED.
--------------------------------------------------------------------------------------------------------------------------
XCEL BRANDS, INC. Agenda Number: 935721628
--------------------------------------------------------------------------------------------------------------------------
Security: 98400M101
Meeting Type: Annual
Meeting Date: 18-Nov-2022
Ticker: XELB
ISIN: US98400M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert W. D'Loren Mgmt For For
Mark DiSanto Mgmt For For
James D. Fielding Mgmt For For
Michael R. Francis Mgmt For For
Howard Liebman Mgmt For For
Deborah Weinswig Mgmt For For
2. To Ratify the appointment of Marcum LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
Perritt Ultra MicroCap Fund
--------------------------------------------------------------------------------------------------------------------------
A-MARK PRECIOUS METALS, INC. Agenda Number: 935710500
--------------------------------------------------------------------------------------------------------------------------
Security: 00181T107
Meeting Type: Annual
Meeting Date: 27-Oct-2022
Ticker: AMRK
ISIN: US00181T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey D. Benjamin Mgmt For For
Ellis Landau Mgmt For For
Beverley Lepine Mgmt For For
Carol Meltzer Mgmt For For
John U. Moorhead Mgmt For For
Jess M. Ravich Mgmt For For
Gregory N. Roberts Mgmt For For
Monique Sanchez Mgmt For For
Kendall Saville Mgmt For For
Michael R. Wittmeyer Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
fiscal year 2022 compensation of the named
executive officers of the Company.
3. To approve the Amended and Restated 2014 Mgmt For For
Stock Award and Incentive Plan to increase
the shares authorized for issuance, extend
the Plan term to 2032 and eliminate
provisions made obsolete by U.S. tax law
changes.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
ACTINIUM PHARMACEUTICALS, INC. Agenda Number: 935740111
--------------------------------------------------------------------------------------------------------------------------
Security: 00507W206
Meeting Type: Annual
Meeting Date: 30-Dec-2022
Ticker: ATNM
ISIN: US00507W2061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of director to serve as Class III Mgmt For For
director on our Board of Directors until
our 2025 Annual Meeting of Stockholders:
Ajit S. Shetty
2. To approve an amendment to the Actinium Mgmt For For
Pharmaceuticals, Inc. 2019 Plan to increase
the total number of shares of common stock
authorized for issuance under such plan
from 5,833,333 by 3,500,000, to a total of
9,333,333 shares to attract and retain the
best available personnel and to support
planned hiring efforts as the Company
grows.
3. To ratify the appointment of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
4. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED EMISSIONS SOLUTIONS, INC. Agenda Number: 935856976
--------------------------------------------------------------------------------------------------------------------------
Security: 00770C101
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: ADES
ISIN: US00770C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laurie Bergman Mgmt For For
Jeremy Blank Mgmt For For
R. Campbell-Breeden Mgmt For For
Carol Eicher Mgmt For For
Gilbert Li Mgmt For For
Julian McIntyre Mgmt For For
L. Spencer Wells Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables and narrative
discussion as set forth under the Executive
Compensation section of the proxy statement
for the 2023 Annual Meeting of
Stockholders.
3. To ratify the Audit Committee's selection Mgmt For For
of Moss Adams LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
4. To approve the issuance, in accordance with Mgmt For For
Nasdaq Listing Rule 5635(a), of our common
stock, upon conversion of our Series A
Preferred Stock issued on February 1, 2023.
5. To approve the Sixth Amendment to the Mgmt For For
Company's Tax Asset Protection Plan.
--------------------------------------------------------------------------------------------------------------------------
AGROFRESH SOLUTIONS INC. Agenda Number: 935679564
--------------------------------------------------------------------------------------------------------------------------
Security: 00856G109
Meeting Type: Annual
Meeting Date: 04-Aug-2022
Ticker: AGFS
ISIN: US00856G1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John Atkin Mgmt For For
1b. Election of Director: Robert J. Campbell Mgmt For For
1c. Election of Director: Alexander Corbacho Mgmt For For
1d. Election of Director: Denise L. Devine Mgmt For For
1e. Election of Director: Nance K. Dicciani Mgmt For For
1f. Election of Director: Kay Kuenker Mgmt For For
1g. Election of Director: Clinton A. Lewis, Jr. Mgmt For For
1h. Election of Director: David McInerney Mgmt For For
1i. Election of Director: Kevin Schwartz Mgmt For For
2. Approval of the ratification of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2022.
3. Approval to authorize the Board of Mgmt For For
Directors to adjourn and postpone the
annual meeting to a later date or dates.
--------------------------------------------------------------------------------------------------------------------------
AIRGAIN INC Agenda Number: 935860836
--------------------------------------------------------------------------------------------------------------------------
Security: 00938A104
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: AIRG
ISIN: US00938A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director for a Mgmt For For
three-year term to expire at the 2026
annual meeting: James K. Sims
1.2 Election of Class I Director for a Mgmt For For
three-year term to expire at the 2026
annual meeting: Tzau-Jin Chung
2. To consider and vote upon the ratification Mgmt For For
of the appointment of Grant Thornton LLP as
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To consider and vote upon, on an advisory Mgmt For For
basis, the compensation of our named
executive officers as disclosed in this
proxy statement pursuant to the
compensation disclosure rules of the
Securities and Exchange Commission.
--------------------------------------------------------------------------------------------------------------------------
ALIMERA SCIENCES, INC. Agenda Number: 935666125
--------------------------------------------------------------------------------------------------------------------------
Security: 016259202
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: ALIM
ISIN: US0162592028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian K. Halak, Ph.D. Mgmt For For
Erin Parsons Mgmt For For
Peter J. Pizzo, III Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION Agenda Number: 935819497
--------------------------------------------------------------------------------------------------------------------------
Security: 032037103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AP
ISIN: US0320371034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Abel Mgmt For For
Fredrick D. DiSanto Mgmt For For
Darrell L. McNair Mgmt For For
Stephen E. Paul Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of the named executive
officers.
3. To provide a non-binding advisory vote on Mgmt 1 Year For
the frequency of the advisory vote on the
compensation of the Corporation's named
executive officers.
4. To approve the amendment to the Mgmt For For
Corporation's 2016 Omnibus Incentive Plan.
5. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
ASURE SOFTWARE, INC. Agenda Number: 935838550
--------------------------------------------------------------------------------------------------------------------------
Security: 04649U102
Meeting Type: Annual
Meeting Date: 15-May-2023
Ticker: ASUR
ISIN: US04649U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Benjamin Allen Mgmt For For
W. Carl Drew Mgmt For For
Daniel Gill Mgmt For For
Patrick Goepel Mgmt For For
Grace Lee Mgmt For For
Bradford Oberwager Mgmt For For
Bjorn Reynolds Mgmt For For
2. To ratify the Audit Committee's appointment Mgmt For For
of Marcum LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
AXT, INC. Agenda Number: 935810780
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AXTI
ISIN: US00246W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director to hold office Mgmt For For
for a three year term and until their
respective successor is elected and
qualified: Morris S. Young
1.2 Election of Class I director to hold office Mgmt For For
for a three year term and until their
respective successor is elected and
qualified: David C. Chang
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
the compensation of our Named Executive
Officers.
4. To ratify the appointment of BPM LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
BGSF, INC. Agenda Number: 935676532
--------------------------------------------------------------------------------------------------------------------------
Security: 05601C105
Meeting Type: Annual
Meeting Date: 03-Aug-2022
Ticker: BGSF
ISIN: US05601C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard L. Baum, Jr. Mgmt For For
Paul A. Seid Mgmt For For
Cynthia Marshall Mgmt For For
2. To ratify BGSF, Inc.'s Audit Committee's Mgmt For For
appointment of Whitley Penn LLP as
independent registered public accounting
firm for the 2022 fiscal year ending
January 1, 2023.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
BIOMERICA, INC. Agenda Number: 935726729
--------------------------------------------------------------------------------------------------------------------------
Security: 09061H307
Meeting Type: Annual
Meeting Date: 07-Dec-2022
Ticker: BMRA
ISIN: US09061H3075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Zackary Irani Mgmt For For
1.2 Election of Director: Allen Barbieri Mgmt For For
1.3 Election of Director: Jane Emerson, M.D., Mgmt For For
Ph.D.
1.4 Election of Director: Catherine Coste Mgmt For For
1.5 Election of Director: David Moatazedi Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to our Named
Executive Officers as disclosed in our
Proxy Statement.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on the compensation paid to our Named
Executive Officers.
4. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Haskell & White LLP as our independent
public accounting firm for the fiscal year
ending May 31, 2023.
5. To consider and act upon a proposal to Mgmt For For
ratify and approve our 2022 Stock Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
BM TECHNOLOGIES, INC. Agenda Number: 935862690
--------------------------------------------------------------------------------------------------------------------------
Security: 05591L107
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: BMTX
ISIN: US05591L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Luvleen Sidhu Mgmt For For
Brent Hurley Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
2020 Equity Incentive Plan.
3. Ratification of appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
4. To transact such other matters as may Mgmt For For
properly come before the 2023 annual
meeting or any adjournment or postponement
thereof.
--------------------------------------------------------------------------------------------------------------------------
BOWMAN CONSULTING GROUP LTD. Agenda Number: 935833726
--------------------------------------------------------------------------------------------------------------------------
Security: 103002101
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: BWMN
ISIN: US1030021018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Bruen Mgmt For For
Patricia Mulroy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
BRAGG GAMING GROUP INC. Agenda Number: 935885802
--------------------------------------------------------------------------------------------------------------------------
Security: 104833306
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: BRAG
ISIN: CA1048333068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the audited annual financial Mgmt For For
statements of the Corporation for the year
ended December 31, 2022, together with the
report of the auditor thereon.
2A Election of Director - Don Robertson Mgmt For For
2B Election of Director - Kent Young Mgmt For For
2C Election of Director - Ron Baryoseph Mgmt For For
2D Election of Director - Matevz Mazij Mgmt For For
2E Election of Director - Mark Clayton Mgmt For For
2F Election of Director - Holly Gagnon Mgmt For For
2G Election of Director - Yaniv Sherman Mgmt For For
3 To re-appoint MNP LLP, Chartered Mgmt For For
Accountants, of Toronto, Ontario, as
auditors for the ensuing year and
authorizing the directors of the
Corporation to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
CANTALOUPE INC. Agenda Number: 935729686
--------------------------------------------------------------------------------------------------------------------------
Security: 138103106
Meeting Type: Annual
Meeting Date: 30-Nov-2022
Ticker: CTLP
ISIN: US1381031061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lisa P. Baird Mgmt For For
1b. Election of Director: Douglas G. Bergeron Mgmt For For
1c. Election of Director: Ian Harris Mgmt For For
1d. Election of Director: Jacob Lamm Mgmt For For
1e. Election of Director: Michael K. Passilla Mgmt For For
1f. Election of Director: Ellen Richey Mgmt For For
1g. Election of Director: Anne M. Smalling Mgmt For For
1h. Election of Director: Ravi Venkatesan Mgmt For For
1i. Election of Director: Shannon S. Warren Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm of the Company for fiscal
year ending June 30, 2023.
3. Advisory vote on named executive officer Mgmt For For
compensation.
4. Approval of an amendment to the Company's Mgmt For For
2018 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CARECLOUD, INC. Agenda Number: 935818635
--------------------------------------------------------------------------------------------------------------------------
Security: 14167R100
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: CCLD
ISIN: US14167R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
Anne Busquet Mgmt For For
Lawrence Sharnak Mgmt For For
2) Nonbinding Say-On-Pay Proposal: ADVISORY Mgmt For For
VOTE TO APPROVE THE EXECUTIVE COMPENSATION
PROGRAMS OF THE COMPANY NOTED IN PROPOSAL
2.
3) Nonbinding Say-On-Pay Frequency Proposal: Mgmt 1 Year For
ADVISORY VOTE ON THE FREQUENCY TO VOTE ON
THE EXECUTIVE COMPENSATION OF THE NAMED
EXECUTIVES NOTED IN PROPOSAL 3.
--------------------------------------------------------------------------------------------------------------------------
CENTURY CASINOS, INC. Agenda Number: 935852132
--------------------------------------------------------------------------------------------------------------------------
Security: 156492100
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: CNTY
ISIN: US1564921005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Peter Mgmt For For
Hoetzinger
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. To consider and vote upon a proposal to Mgmt For For
approve an advisory (non-binding)
resolution regarding the compensation of
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CHECK-CAP LTD Agenda Number: 935685733
--------------------------------------------------------------------------------------------------------------------------
Security: M2361E203
Meeting Type: Special
Meeting Date: 11-Aug-2022
Ticker: CHEK
ISIN: IL0011336851
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a reverse share split of the Mgmt For For
Company's ordinary shares in a ratio to be
determined by the Board of Directors in a
range of 1 for 10 to 1 for 20, effective on
the date to be determined by the Board of
Directors and announced by the Company, and
to amend the Company's Articles of
Association accordingly.
--------------------------------------------------------------------------------------------------------------------------
CHICAGO ATLANTIC REAL ESTATE FINANCE INC Agenda Number: 935858499
--------------------------------------------------------------------------------------------------------------------------
Security: 167239102
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: REFI
ISIN: US1672391026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Andreas Bodmeier Mgmt For For
Mr. John Mazarakis Mgmt For For
Mr. Anthony Cappell Mgmt For For
Mr. Peter Sack Mgmt For For
Dr. Jason Papastavrou Mgmt For For
Mr. Frederick C. Herbst Mgmt For For
Mr.Donald E.Gulbrandsen Mgmt For For
Mr. Brandon Konigsberg Mgmt For For
Mr. Michael L. Steiner Mgmt For For
2. The Ratification of the Selection of BDO Mgmt For For
USA LLP to Serve as the Company's
Independent Registered Public Accounting
Firm for the Fiscal Year Ending December
31, 2023
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL VEHICLE GROUP, INC. Agenda Number: 935842787
--------------------------------------------------------------------------------------------------------------------------
Security: 202608105
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: CVGI
ISIN: US2026081057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Harold C. Bevis
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Roger L. Fix
1c. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Ruth Gratzke
1d. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Robert C. Griffin
1e. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: J. Michael Nauman
1f. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Wayne M. Rancourt
1g. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: James R. Ray
2. A non-binding advisory vote on the Mgmt For For
compensation of the Company's named
executive officers.
3. A non-binding advisory vote on frequency of Mgmt 1 Year For
vote on compensation of the Company's named
executive officers.
4. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of the Company, for
the fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
DATA I/O CORPORATION Agenda Number: 935810019
--------------------------------------------------------------------------------------------------------------------------
Security: 237690102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: DAIO
ISIN: US2376901029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Anthony Ambrose Mgmt For For
1.2 Election of Director: Douglas W. Brown Mgmt For For
1.3 Election of Director: Sally A. Washlow Mgmt For For
1.4 Election of Director: Edward J. Smith Mgmt For For
1.5 Election of Director: William Wentworth Mgmt For For
2. To ratify the continued appointment of Mgmt For For
Grant Thornton LLP as the Company's
independent auditors.
3. Advisory vote (Say on Pay) approving the Mgmt For For
compensation of the Company's named
executive officers.
4. To consider and vote on a proposal to amend Mgmt For For
and restate the 2000 Stock Compensation
Incentive Plan (the "2000 Plan") and
increase the shares reserved for issuance
under the 2000 Plan by 200,000 shares of
common stock.
5. To consider and vote on a proposal to Mgmt For For
approve a new 2023 Omnibus Incentive
Compensation Plan ("the 2023 Plan") and to
reserve 500,000 shares of common stock for
issuance under the 2023 Plan.
6. To transact such other business as may Mgmt For For
properly come before the meeting.
--------------------------------------------------------------------------------------------------------------------------
DATA STORAGE CORPORATION Agenda Number: 935717530
--------------------------------------------------------------------------------------------------------------------------
Security: 23786R201
Meeting Type: Annual
Meeting Date: 16-Nov-2022
Ticker: DTST
ISIN: US23786R2013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charles M. Piluso Mgmt For For
1b. Election of Director: Harold J. Schwartz Mgmt For For
1c. Election of Director: Thomas C. Kempster Mgmt For For
1d. Election of Director: John Argen Mgmt For For
1e. Election of Director: Joseph B. Hoffman Mgmt For For
1f. Election of Director: Lawrence A. Maglione, Mgmt For For
Jr.
1g. Election of Director: Matthew Grover Mgmt For For
1h. Election of Director: Todd Correll Mgmt For For
1i. Election of Director: Mark Wyllie Mgmt For For
2. To amend the 2021 Stock Incentive Plan to Mgmt For For
increase the number of shares available
under the Plan by 700,000.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of the Company's Named
Officers.
4. To approve, in a non-binding advisory vote, Mgmt 1 Year For
the frequency of executive compensation
vote.
5. Proposal to ratify Rosenberg Rich Baker Mgmt For For
Berman, P.A. as Data Storage Corporation's
independent registered public accountants
for fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
DECISIONPOINT SYSTEMS, INC. Agenda Number: 935716019
--------------------------------------------------------------------------------------------------------------------------
Security: 24345A507
Meeting Type: Annual
Meeting Date: 17-Nov-2022
Ticker: DPSI
ISIN: US24345A5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steve Smith Mgmt For For
1.2 Election of Director: William Cooke Mgmt For For
1.3 Election of Director: Stanley Jaworski Mgmt For For
1.4 Election of Director: Richard Bravman Mgmt For For
1.5 Election of Director: Michael Taglich Mgmt For For
1.6 Election of Director: John Guttilla Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
2014 Equity Incentive Plan to increase the
number of shares of common stock reserved
for issuance under that plan.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the proxy
statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of our named
executive officers.
5. To ratify the appointment of Haskell & Mgmt For For
White LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
DHI GROUP, INC. Agenda Number: 935680478
--------------------------------------------------------------------------------------------------------------------------
Security: 23331S100
Meeting Type: Special
Meeting Date: 13-Jul-2022
Ticker: DHX
ISIN: US23331S1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the DHI Group, Inc. 2022 Mgmt For For
Omnibus Equity Award Plan
--------------------------------------------------------------------------------------------------------------------------
DHI GROUP, INC. Agenda Number: 935796271
--------------------------------------------------------------------------------------------------------------------------
Security: 23331S100
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: DHX
ISIN: US23331S1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Art Zeile Mgmt For For
1.2 Election of Director: Elizabeth Salomon Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2023.
3. Advisory vote with respect to the Mgmt For For
compensation of our named executive
officers.
4. Advisory vote on the frequency of holding Mgmt 1 Year For
an advisory vote on the compensation of our
named executive officers.
5. Approval of the DHI Group, Inc. Amended and Mgmt For For
Restated 2022 Omnibus Equity Award Plan.
--------------------------------------------------------------------------------------------------------------------------
DIRECT DIGITAL HOLDINGS, INC. Agenda Number: 935856128
--------------------------------------------------------------------------------------------------------------------------
Security: 25461T105
Meeting Type: Annual
Meeting Date: 12-Jun-2023
Ticker: DRCT
ISIN: US25461T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Walker Mgmt For For
Keith W. Smith Mgmt For For
Richard Cohen Mgmt For For
Antoinette Leatherberry Mgmt For For
Mistelle Locke Mgmt For For
2. Ratify the appointment of Marcum LLP as our Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
DLH HOLDINGS CORP. Agenda Number: 935760187
--------------------------------------------------------------------------------------------------------------------------
Security: 23335Q100
Meeting Type: Annual
Meeting Date: 09-Mar-2023
Ticker: DLHC
ISIN: US23335Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Judith L. Bjornaas Mgmt For For
Martin J. Delaney Mgmt For For
Dr. Elder Granger Mgmt For For
Dr. Frances M. Murphy Mgmt For For
Zachary C. Parker Mgmt For For
Frederick G. Wasserman Mgmt For For
Austin J. Yerks III Mgmt For For
Stephen J. Zelkowicz Mgmt For For
2. An Advisory Vote regarding the approval of Mgmt For For
compensation paid to our named Executive
Officers.
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
DYNATRONICS CORPORATION Agenda Number: 935714786
--------------------------------------------------------------------------------------------------------------------------
Security: 268157401
Meeting Type: Annual
Meeting Date: 17-Nov-2022
Ticker: DYNT
ISIN: US2681574016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Scott Ward Mgmt For For
Scott A. Klosterman Mgmt For For
John A. Krier Mgmt For For
2. Ratification of the appointment of Tanner Mgmt For For
LLC as the company's independent registered
public accounting firm for fiscal year
ending June 30, 2023.
3. To approve a resolution authorizing the Mgmt For For
company's board of directors to effect a
reverse stock split of the company's common
stock at a ratio of not less than
one-for-two and not more than one-for-five
at any time within one year from the date
of shareholder approval, in the sole
discretion of the company's board of
directors.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
EDUCATIONAL DEVELOPMENT CORPORATION Agenda Number: 935679324
--------------------------------------------------------------------------------------------------------------------------
Security: 281479105
Meeting Type: Annual
Meeting Date: 06-Jul-2022
Ticker: EDUC
ISIN: US2814791057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Clerico Mgmt For For
Randall W. White Mgmt For For
2. To ratify the appointment of HoganTaylor Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
February 28, 2023.
3. An advisory vote to approve the Mgmt For For
compensation of the Company's Named
Executive Officers.
4. An advisory vote on the frequency with Mgmt 1 Year Against
which the advisory vote on the Executive
Compensation Program should be held.
--------------------------------------------------------------------------------------------------------------------------
EDUCATIONAL DEVELOPMENT CORPORATION Agenda Number: 935870104
--------------------------------------------------------------------------------------------------------------------------
Security: 281479105
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: EDUC
ISIN: US2814791057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bradley Von Stoots Mgmt For For
2. To ratify the appointment of HoganTaylor Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
February 29, 2024.
--------------------------------------------------------------------------------------------------------------------------
GALAXY GAMING, INC. Agenda Number: 935864606
--------------------------------------------------------------------------------------------------------------------------
Security: 36318P105
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: GLXZ
ISIN: US36318P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a three Mgmt For For
year term expiring at the 2025 Annual
Meeting: Bryan W. Waters
1.2 Election of Director to serve for a three Mgmt For For
year term expiring at the 2025 Annual
Meeting: Meredith Brill
2. To ratify the appointment of Moss Adams, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
GENCOR INDUSTRIES, INC. Agenda Number: 935769212
--------------------------------------------------------------------------------------------------------------------------
Security: 368678108
Meeting Type: Annual
Meeting Date: 31-Mar-2023
Ticker: GENC
ISIN: US3686781085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John G. Coburn Mgmt For For
2. Ratification of Independent registered Mgmt For For
public accounting firm of MSL, P.A..
3. Advisory vote to approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL SELF STORAGE, INC. Agenda Number: 935840858
--------------------------------------------------------------------------------------------------------------------------
Security: 37955N106
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: SELF
ISIN: US37955N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George B. Langa Mgmt For For
Thomas B. Winmill, Esq. Mgmt For For
Mark C. Winmill Mgmt For For
Russell E. Burke III Mgmt For For
William C. Zachary Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the Company's executive
compensation.
4. To determine, on a non-binding, advisory Mgmt 1 Year Against
basis, whether the advisory vote on the
Company's executive compensation should
occur every one, two, or three years.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL WATER RESOURCES, INC. Agenda Number: 935790356
--------------------------------------------------------------------------------------------------------------------------
Security: 379463102
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: GWRS
ISIN: US3794631024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ron L. Fleming Mgmt For For
Richard M. Alexander Mgmt For For
Debra G. Coy Mgmt For For
Brett Huckelbridge Mgmt For For
David Rousseau Mgmt For For
Jonathan L. Levine Mgmt For For
Andrew M. Cohn Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GULF ISLAND FABRICATION, INC. Agenda Number: 935823939
--------------------------------------------------------------------------------------------------------------------------
Security: 402307102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: GIFI
ISIN: US4023071024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert M. Averick Mgmt For For
1.2 Election of Director: Murray W. Burns Mgmt For For
1.3 Election of Director: William E. Chiles Mgmt For For
1.4 Election of Director: Richard W. Heo Mgmt For For
1.5 Election of Director: Michael J. Keeffe Mgmt For For
1.6 Election of Director: Cheryl D. Richard Mgmt For For
1.7 Election of Director: Jay R. Troger Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our named executive
officers.
4. To approve our second amended and restated Mgmt For For
2015 stock incentive plan.
5. To ratify the appointment of our Mgmt For For
independent registered public accounting
firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
HF FOODS GROUP, INC. Agenda Number: 935856863
--------------------------------------------------------------------------------------------------------------------------
Security: 40417F109
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: HFFG
ISIN: US40417F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Valerie Chase Mgmt For For
1b. Election of Director: Prudence Kuai Mgmt For For
1c. Election of Director: Russell T. Libby Mgmt For For
1d. Election of Director: Hong Wang Mgmt For For
1e. Election of Director: Xiao Mou Zhang Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
IDENTIV, INC. Agenda Number: 935842460
--------------------------------------------------------------------------------------------------------------------------
Security: 45170X205
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: INVE
ISIN: US45170X2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Steven Mgmt For For
Humphreys
2. To vote on a non-binding advisory Mgmt For For
resolution on the compensation of the
Company's named executive officers ("Say on
Pay").
3. To ratify the appointment of BPM LLP as the Mgmt For For
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
IMMUCELL CORPORATION Agenda Number: 935851851
--------------------------------------------------------------------------------------------------------------------------
Security: 452525306
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: ICCC
ISIN: US4525253062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLORIA J. BASSE Mgmt For For
MICHAEL F. BRIGHAM Mgmt For For
BOBBI JO BROCKMANN Mgmt For For
STEVEN T. ROSGEN Mgmt For For
DAVID S. TOMSCHE Mgmt For For
PAUL R. WAINMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION: To approve a nonbinding
advisory resolution on the Company's
executive compensation program (Proposal
Two).
3. ADVISORY VOTE ON WHETHER TO EXTEND THE Mgmt For For
COMMON STOCK RIGHTS PLAN (THE "RIGHTS
PLAN"): To approve a nonbinding advisory
vote on whether to extend the expiration of
the Rights Plan by one year from September
19, 2023 to September 19, 2024 (Proposal
Three).
4. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection by the Audit
Committee of the Board of Directors of
Wipfli LLP as Independent Registered Public
Accounting Firm for the year ending
December 31, 2023 (Proposal Four).
--------------------------------------------------------------------------------------------------------------------------
INFORMATION SERVICES GROUP, INC. Agenda Number: 935775861
--------------------------------------------------------------------------------------------------------------------------
Security: 45675Y104
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: III
ISIN: US45675Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Neil G. Budnick Mgmt For For
Gerald S. Hobbs Mgmt For For
2. To ratify the engagement of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers.
4. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on the named executives
compensation.
--------------------------------------------------------------------------------------------------------------------------
INTEST CORPORATION Agenda Number: 935867119
--------------------------------------------------------------------------------------------------------------------------
Security: 461147100
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: INTT
ISIN: US4611471008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven J. Abrams, Mgmt For For
Esq.
1.2 Election of Director: Jeffrey A. Beck Mgmt For For
1.3 Election of Director: Joseph W. Dews IV Mgmt For For
1.4 Election of Director: Richard N. Grant, Jr. Mgmt For For
1.5 Election of Director: Gerald J. Maginnis Mgmt For For
2. Approval of the inTEST Corporation 2023 Mgmt For For
Stock Incentive Plan.
3. Ratification of the appointment of RSM US Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2023.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INVO BIOSCIENCE, INC. Agenda Number: 935705511
--------------------------------------------------------------------------------------------------------------------------
Security: 44984F302
Meeting Type: Annual
Meeting Date: 12-Oct-2022
Ticker: INVO
ISIN: US44984F3029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Shum Mgmt For For
Trent Davis Mgmt For For
Barbara Ryan Mgmt For For
Jeffrey Segal Mgmt For For
Matthew Szot Mgmt For For
Rebecca Messina Mgmt For For
2. Ratification of appointment of M&K CPA's, Mgmt For For
PLLC as independent auditors for fiscal
year 2022.
3. Approval of the Second Amended and Restated Mgmt For For
2019 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ISSUER DIRECT CORPORATION Agenda Number: 935870899
--------------------------------------------------------------------------------------------------------------------------
Security: 46520M204
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: ISDR
ISIN: US46520M2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director, Chairman of Mgmt For For
Compensation Committee: J. Patrick Galleher
1.2 Election of Director, Chairman of Audit Mgmt For For
Committee: Michael Nowlan
1.3 Election of Director, member of the Mgmt For For
Compensation Committee: Marti Beller
1.4 Election of Director, member of the Audit Mgmt For For
Committee: Graeme P. Rein
1.5 Election of Director, President and Chief Mgmt For For
Executive Officer: Brian R. Balbirnie
2. To approve the Issuer Direct Corporation Mgmt For For
2023 Equity Incentive Plan.
3. To ratify the appointment of Cherry Bekaert Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC. Agenda Number: 935867068
--------------------------------------------------------------------------------------------------------------------------
Security: 511795106
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: LAKE
ISIN: US5117951062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald Herring Mgmt For For
1b. Election of Director: Melissa Kidd Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2024.
3. Approve, on an advisory basis, compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
LUNA INNOVATIONS INC Agenda Number: 935845478
--------------------------------------------------------------------------------------------------------------------------
Security: 550351100
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: LUNA
ISIN: US5503511009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to hold Mgmt For For
office until the 2026 annual meeting:
Warren B. Phelps, III
1.2 Election of Class II Director to hold Mgmt For For
office until the 2026 annual meeting: Mary
Beth Vitale
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve the 2023 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment, by the Audit Mgmt For For
Committee of the Company's board of
directors, of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MEDICINE MAN TECHNOLOGIES, INC. Agenda Number: 935730211
--------------------------------------------------------------------------------------------------------------------------
Security: 58468U106
Meeting Type: Annual
Meeting Date: 15-Dec-2022
Ticker: SHWZ
ISIN: US58468U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class A Director: Jonathan Mgmt For For
Berger
1b. Election of Class A Director: Jeffrey Cozad Mgmt For For
1c. Election of Class A Director: Jeffrey Mgmt For For
Garwood
1d. Election of Class A Director: Paul Mgmt For For
Montalbano
1e. Election of Class A Director: Salim Wahdan Mgmt For For
2. To ratify the appointment of BF Borgers, Mgmt For For
CPA P.C. as our independent public
accountant for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MEDICINE MAN TECHNOLOGIES, INC. Agenda Number: 935857118
--------------------------------------------------------------------------------------------------------------------------
Security: 58468U106
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: SHWZ
ISIN: US58468U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Elect as Class B Director: Justin Dye Mgmt For For
1b. Elect as Class B Director: Nirup Mgmt For For
Krishnamurthy
1c. Elect as Class B Director: Pratap Mukharji Mgmt For For
1d. Elect as Class B Director: Marc Rubin Mgmt For For
2. To ratify the appointment of BF Borgers, Mgmt For For
CPA P.C. as our independent public
accountant for the fiscal year ending
December 31, 2023.
3. To consider and act upon an advisory, Mgmt For For
non-binding vote on the compensation of the
company's named executive officers as
disclosed in the proxy statement.
4. To consider and act upon an advisory, Mgmt 1 Year For
non-binding vote on the frequency that the
company will hold an advisory stockholder
vote to approve the compensation of the
company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MYOMO, INC. Agenda Number: 935729218
--------------------------------------------------------------------------------------------------------------------------
Security: 62857J201
Meeting Type: Special
Meeting Date: 07-Dec-2022
Ticker: MYO
ISIN: US62857J2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve, in accordance with NYSE Mgmt For For
American Rule 713, the issuance of our
common stock to Keystone Capital Partners,
LLC ("Keystone") in excess of the exchange
cap of the Common Stock Purchase Agreement
dated August 2, 2022, by and between the
Company and Keystone (included in Appendix
A to this proxy statement) (the "Exchange
Cap Proposal").
2. To approve an adjournment of the Special Mgmt For For
Meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes in favor of the Exchange
Cap Proposal (the "Adjournment Proposal").
--------------------------------------------------------------------------------------------------------------------------
NAPCO SECURITY TECHNOLOGIES, INC. Agenda Number: 935728228
--------------------------------------------------------------------------------------------------------------------------
Security: 630402105
Meeting Type: Annual
Meeting Date: 05-Dec-2022
Ticker: NSSC
ISIN: US6304021057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: Richard L. Soloway Mgmt No vote
1.2 ELECTION OF DIRECTOR: Kevin S. Buchel Mgmt No vote
2. TO CONSIDER ADOPTION OF THE 2022 EMPLOYEE Mgmt No vote
STOCK OPTION PLAN
3. RATIFICATION OF BAKER TILLY US, LLP AS THE Mgmt No vote
COMPANY'S 2022 INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS
4. ADVISORY RESOLUTION TO APPROVE THE Mgmt No vote
COMPENSATION OF EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
NATURAL ALTERNATIVES INTERNATIONAL, INC. Agenda Number: 935728571
--------------------------------------------------------------------------------------------------------------------------
Security: 638842302
Meeting Type: Annual
Meeting Date: 02-Dec-2022
Ticker: NAII
ISIN: US6388423021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the next meeting: Alan G. Dunn
2. To ratify the selection of Haskell & White Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
June 30, 2023.
3. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
4. An advisory, non-binding vote regarding the Mgmt 1 Year Against
frequency of voting on our executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
NETSOL TECHNOLOGIES, INC. Agenda Number: 935841711
--------------------------------------------------------------------------------------------------------------------------
Security: 64115A402
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: NTWK
ISIN: US64115A4022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Najeeb Ghauri Mgmt For For
1b. ELECTION OF DIRECTOR: Mark Caton Mgmt For For
1c. ELECTION OF DIRECTOR: Malea Farsai Mgmt For For
1d. ELECTION OF DIRECTOR: Michael Francis Mgmt For For
1e. ELECTION OF DIRECTOR: Kausar Kazmi Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Advisory vote on frequency of future Mgmt 1 Year For
Shareholder Votes on Named Executive
Officer Compensation
4. Ratification of Appointment of BF Borgers Mgmt For For
CPA PC to serve as the Company's
Independent Auditors for Fiscal Year 2023
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TECHNOLOGIES INTERNATIONAL CORP Agenda Number: 935745399
--------------------------------------------------------------------------------------------------------------------------
Security: 665809109
Meeting Type: Annual
Meeting Date: 20-Jan-2023
Ticker: NTIC
ISIN: US6658091094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy E. Calderon Mgmt For For
Sarah E. Kemp Mgmt For For
Sunggyu Lee, Ph.D. Mgmt For For
G. Patrick Lynch Mgmt For For
Ramani Narayan, Ph.D. Mgmt For For
Richard J. Nigon Mgmt For For
Cristina Pinho Mgmt For For
K. von Falkenhausen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the accompanying
proxy statement.
3. To ratify the selection of Baker Tilly US, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
August 31, 2023.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation to limit the
liability of certain officers of NTIC as
permitted by recent amendments to Delaware
law.
--------------------------------------------------------------------------------------------------------------------------
ONE STOP SYSTEMS, INC. Agenda Number: 935833601
--------------------------------------------------------------------------------------------------------------------------
Security: 68247W109
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: OSS
ISIN: US68247W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kenneth Potashner Mgmt For For
1.2 Election of Director: Kimberly Sentovich Mgmt For For
1.3 Election of Director: David Raun Mgmt For For
1.4 Election of Director: Jack Harrison Mgmt For For
1.5 Election of Director: Greg Matz Mgmt For For
1.6 Election of Director: Gioia Messinger Mgmt For For
1.7 Election of Director: Sita Lowman Mgmt For For
2. The ratification of the selection of Mgmt For For
Haskell & White LLP as our independent
registered public accounting firm for the
year ending December 31, 2023.
3. The approval of an amendment to the Mgmt For For
Company's 2017 Equity Incentive Plan, as
amended to date, to increase the number of
shares of common stock authorized for
issuance thereunder from 3,000,000 shares
to 4,500,000 shares of common stock.
--------------------------------------------------------------------------------------------------------------------------
ORBITAL ENERGY GROUP, INC. Agenda Number: 935671049
--------------------------------------------------------------------------------------------------------------------------
Security: 68559A109
Meeting Type: Annual
Meeting Date: 21-Jul-2022
Ticker: OEG
ISIN: US68559A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William J. Clough Mgmt For For
1.2 Election of Director: James F. O'Neil III Mgmt For For
1.3 Election of Director: C. Stephen Cochennet Mgmt For For
1.4 Election of Director: Corey A. Lambrecht Mgmt For For
1.5 Election of Director: Sarah Tucker Mgmt For For
1.6 Election of Director: Paul T. Addison Mgmt For For
1.7 Election of Director: Jerry Sue Thornton Mgmt For For
1.8 Election of Director: LaForrest V. Williams Mgmt For For
2. Ratification of the Appointment of Grant Mgmt For For
Thornton LLP as the Company's Independent
Registered Public Accounting Firm for the
Year Ending December 31, 2022.
3. Advisory Approval of the Company's Mgmt For For
Executive Compensation (Say-on-Pay).
4. To approve an amendment to paragraph 11.27 Mgmt For For
of the Orbital Energy Group 2020 Incentive
Award Plan by increasing the number of
shares for issuance by 5,000,000 shares.
5. To approve the conversion of the Company's Mgmt For For
domicile state from Colorado to Texas which
conversion shall include changing the
corporate name from Orbital Energy Group,
Inc. to Orbital Infrastructure Group, Inc.
--------------------------------------------------------------------------------------------------------------------------
P & F INDUSTRIES, INC. Agenda Number: 935850342
--------------------------------------------------------------------------------------------------------------------------
Security: 692830508
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: PFIN
ISIN: US6928305084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth M. Scheriff Mgmt For For
Mitchell A. Solomon Mgmt For For
2. Ratifying the appointment of CohnReznick Mgmt For For
LLP as P&F Industries, Inc.'s independent
registered public accounting firm for the
year 2023.
--------------------------------------------------------------------------------------------------------------------------
PCTEL, INC. Agenda Number: 935861066
--------------------------------------------------------------------------------------------------------------------------
Security: 69325Q105
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: PCTI
ISIN: US69325Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven D. Levy Mgmt For For
David A. Neumann Mgmt For For
Anthony R. Rossabi Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
Company's 2022 named executive officer
compensation.
3. Non-binding advisory vote on the frequency Mgmt 1 Year For
of future votes to approve named executive
officer compensation.
4. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PERION NETWORK LTD Agenda Number: 935889696
--------------------------------------------------------------------------------------------------------------------------
Security: M78673114
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: PERI
ISIN: IL0010958192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To approve the re-election of Ms. Joy Mgmt For For
Marcus to serve as a director of the
Company until the third annual general
meeting of shareholders of the Company
following this meeting or her earlier
resignation or removal, as applicable.
1b. To approve the re-election of Mr. Michael Mgmt For For
Vorhaus to serve as a director of the
Company until the third annual general
meeting of shareholders of the Company
following this meeting or his earlier
resignation or removal, as applicable.
2. To approve the amendments of the Articles Mgmt For For
of Association and Memorandum of
Association of the Company to reflect the
increase of the authorized share capital of
the Company, as detailed in the Proxy
Statement, dated May 17, 2023.
3. To approve amendments to the terms of Mgmt For For
employment of Mr. Tal Jacobson in
connection with his appointment as the
Company's Chief Executive Officer, as
detailed in the Proxy Statement, dated May
17, 2023.
3a. Are you a controlling shareholder (as Mgmt For
defined in the Proxy Statement) or do you
have a personal interest (as defined in the
Proxy Statement) in the approval of
Proposal 3? (Please note: If you do not
mark either 'Yes' or 'No', your shares will
not be voted for this Proposal). Mark "for"
= yes or "against" = no.
4. To appoint Kost Forer Gabbay & Kasierer, a Mgmt For For
member of Ernst & Young Global, as the
independent public auditors of the Company
for the year ending on December 31, 2023,
and until the next annual general meeting
of shareholders, and that the board of
directors of the Company, upon the
recommendation of the audit committee of
the Company, is authorized to determine the
compensation of said independent auditors
in accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
PROPHASE LABS, INC. Agenda Number: 935857182
--------------------------------------------------------------------------------------------------------------------------
Security: 74345W108
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: PRPH
ISIN: US74345W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ted Karkus Mgmt For For
Jason Barr Mgmt For For
Louis Gleckel, MD Mgmt For For
Warren Hirsch Mgmt For For
2. To ratify the appointment of Morison Cogen Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023
3. To approve the Amended and Restated 2022 Mgmt For For
Equity Compensation Plan
4. To approve the Amended and Restated 2022 Mgmt For For
Directors' Equity Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
QUEST RESOURCE HOLDING CORPORATION Agenda Number: 935891564
--------------------------------------------------------------------------------------------------------------------------
Security: 74836W203
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: QRHC
ISIN: US74836W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Nolan Mgmt For For
Audrey P. Dunning Mgmt For For
2. To provide a non-binding advisory vote on Mgmt For For
the compensation of our named executive
officers for fiscal 2022 ("say-on-pay").
3. To approve an amendment to our 2012 Mgmt For For
Incentive Compensation Plan to extend the
term of our 2012 Incentive Compensation
Plan.
4. To ratify the appointment of Semple, Mgmt For For
Marchal and Cooper, LLP, an independent
registered public accounting firm, as the
independent registered public accountant of
our company for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
QUIPT HOME MEDICAL CORP. Agenda Number: 935767547
--------------------------------------------------------------------------------------------------------------------------
Security: 74880P104
Meeting Type: Annual
Meeting Date: 24-Mar-2023
Ticker: QIPT
ISIN: CA74880P1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Gregory Crawford Mgmt For For
Mark Greenberg Mgmt For For
Kevin Carter Mgmt For For
Brian Wessel Mgmt For For
2 Appointment of BDO USA LLP, as auditors of Mgmt For For
the Corporation for the ensuing year and
authorizing the directors of the
Corporation to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
SACHEM CAPITAL CORP. Agenda Number: 935680252
--------------------------------------------------------------------------------------------------------------------------
Security: 78590A109
Meeting Type: Annual
Meeting Date: 19-Jul-2022
Ticker: SACH
ISIN: US78590A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John L. Villano Mgmt For For
Leslie Bernhard Mgmt For For
Arthur Goldberg Mgmt For For
Brian Prinz Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED COMMON SHARES OF
THE COMPANY FROM 100,000,000 TO
200,000,000.
3. ADVISORY APPROVAL OF THE APPOINTMENT OF Mgmt For For
HOBERMAN & LESSER, LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SAGA COMMUNICATIONS, INC. Agenda Number: 935817380
--------------------------------------------------------------------------------------------------------------------------
Security: 786598300
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: SGA
ISIN: US7865983008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Clarke R. Brown, Jr. Mgmt For For
1b. Election of Director: Timothy J. Clarke Mgmt For For
1c. Election of Director: Roy F. Coppedge III Mgmt For For
1d. Election of Director: Christopher S. Forgy Mgmt For For
1e. Election of Director: Warren S. Lada Mgmt For For
1f. Election of Director: Marcia K. Lobaito Mgmt For For
1g. Election of Director: Michael W. Schechter Mgmt For For
1h. Election of Director: Gary G. Stevens Mgmt For For
2. To approve the Saga Communications, Inc. Mgmt For For
2023 Incentive Compensation Plan.
3. To ratify the appointment of UHY LLP to Mgmt For For
serve as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
4. To approve, by a non-binding advisory vote, Mgmt For For
a resolution approving the compensation of
our named executive officers as described
in the proxy statement.
5. To recommend, by a non-binding advisory Mgmt 1 Year For
vote, whether the non-binding advisory vote
to approve the compensation of our named
executive officers should occur every one
year, every two years, or every three
years.
--------------------------------------------------------------------------------------------------------------------------
SENSUS HEALTHCARE, INC. Agenda Number: 935860557
--------------------------------------------------------------------------------------------------------------------------
Security: 81728J109
Meeting Type: Annual
Meeting Date: 02-Jun-2023
Ticker: SRTS
ISIN: US81728J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William McCall Mgmt For For
1b. Election of Director: Megan Cornish Mgmt For For
2. To approve the amendment of our 2017 Mgmt For For
Incentive Plan to increase the number of
shares that may be issued under such Plan.
3. To approve the amendment of our Amended and Mgmt For For
Restated Certificate of Incorporation to
limit the liability of certain officers of
the Company as permitted by Delaware law.
4. To approve, on an advisory basis, the Mgmt For For
compensation of the Named Executive
Officers.
5. To ratify the appointment of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for the current fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SILVERCREST ASSET MGMT GROUP INC Agenda Number: 935848486
--------------------------------------------------------------------------------------------------------------------------
Security: 828359109
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: SAMG
ISIN: US8283591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Brian D. Dunn Mgmt For For
2. Approval of executive compensation in an Mgmt For For
advisory, non-binding vote.
3. The ratification of Deloitte & Touche LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
TAYLOR DEVICES, INC. Agenda Number: 935706056
--------------------------------------------------------------------------------------------------------------------------
Security: 877163105
Meeting Type: Annual
Meeting Date: 21-Oct-2022
Ticker: TAYD
ISIN: US8771631053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class 3 Director for a three Mgmt For For
year term to expire in 2025: Robert M.
Carey
2a. Election of Class 3 Director for a three Mgmt For For
year term to expire in 2025: Alan R.
Klembczyk
3. To ratify the appointment of Lumsden & Mgmt For For
McCormick, LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending May 31,
2023.
4. To approve and adopt the 2022 Taylor Mgmt For For
Devices, Inc. Stock Option Plan.
--------------------------------------------------------------------------------------------------------------------------
TECHPRECISION CORPORATION Agenda Number: 935700484
--------------------------------------------------------------------------------------------------------------------------
Security: 878739101
Meeting Type: Annual
Meeting Date: 14-Sep-2022
Ticker: TPCS
ISIN: US8787391015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert A. Crisafulli Mgmt For For
Andrew A. Levy Mgmt For For
Richard S. McGowan Mgmt For For
Walter M. Schenker Mgmt For For
2. Ratification of the selection of Marcum LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
March 31, 2023.
3. Approve an amendment to our certificate of Mgmt For For
incorporation to (i) effect a reverse split
of our outstanding common stock at a ratio
of between 1-for-2 to 1-for-5; and (ii) if
and when the reverse stock split is
effected, reduce the number of authorized
shares of common stock from 90,000,000 to
50,000,000.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
5. Advisory vote on the frequency with which Mgmt 1 Year For
we will hold an advisory vote on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED Agenda Number: 935834754
--------------------------------------------------------------------------------------------------------------------------
Security: 892918103
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: TACT
ISIN: US8929181035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Daniel M. Friedberg Mgmt For For
1.2 Election of Director: Audrey P. Dunning Mgmt For For
2. RATIFICATION OF THE SELECTION OF MARCUM LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2023.
3. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN, Mgmt For For
AS AMENDED AND RESTATED IN 2023 TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER SUCH PLAN.
--------------------------------------------------------------------------------------------------------------------------
TRANSCAT, INC. Agenda Number: 935690683
--------------------------------------------------------------------------------------------------------------------------
Security: 893529107
Meeting Type: Annual
Meeting Date: 07-Sep-2022
Ticker: TRNS
ISIN: US8935291075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles P. Hadeed Mgmt For For
Cynthia Langston Mgmt For For
Paul D. Moore Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Freed Maxick Mgmt For For
CPAs, P.C. as our independent registered
public accounting firm for the fiscal year
ending March 25, 2023.
--------------------------------------------------------------------------------------------------------------------------
UFP TECHNOLOGIES, INC. Agenda Number: 935865569
--------------------------------------------------------------------------------------------------------------------------
Security: 902673102
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: UFPT
ISIN: US9026731029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Jeffrey Bailly Mgmt For For
Thomas Oberdorf Mgmt For For
Marc Kozin Mgmt For For
Daniel C. Croteau Mgmt For For
Cynthia L. Feldmann Mgmt For For
Joseph John Hassett Mgmt For For
Symeria Hudson Mgmt For For
2. To approve on a non-binding, advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To approve the proposed amendment and Mgmt For For
restatement of the Company's Certificate of
Incorporation to provide limited
exculpation to the Company's officers, to
remove all references to Series A Junior
Participating Preferred Stock and to make
clarifying technical amendments to certain
definitions.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
VIRTRA, INC. Agenda Number: 935716398
--------------------------------------------------------------------------------------------------------------------------
Security: 92827K301
Meeting Type: Annual
Meeting Date: 08-Nov-2022
Ticker: VTSI
ISIN: US92827K3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert D. Ferris Mgmt For For
1.2 Election of Director: John F. Givens II Mgmt For For
1.3 Election of Director: Jeffrey D. Brown Mgmt For For
1.4 Election of Director: James Richardson Mgmt For For
1.5 Election of Director: Gregg C.E. Johnson Mgmt For For
2. To ratify the appointment of Haynie & Mgmt For For
Company as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
VISION MARINE TECHNOLOGIES INC Agenda Number: 935703620
--------------------------------------------------------------------------------------------------------------------------
Security: C96657116
Meeting Type: Annual
Meeting Date: 27-Sep-2022
Ticker: VMAR
ISIN: CAC966571167
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To set the number of directors at six. Mgmt For For
2) DIRECTOR
Steve P. Barrenechea Mgmt For For
Patrick Bobby Mgmt For For
Renaud Cloutier Mgmt For For
Alan D. Gaines Mgmt For For
Luisa Ingargiola Mgmt For For
Alexandre Mongeon Mgmt For For
3) To appoint Ernst & Young LLP as auditors of Mgmt For For
the Corporation for the ensuing year and to
authorize the directors of the Corporation
to fix the remuneration to be paid to the
auditors for the ensuing year.
4) To consider and, if deemed advisable, to Mgmt For For
pass a special resolution for the purpose
of amending the articles of the Corporation
to create a new class of preferred shares,
all as more particularly described in the
accompanying management information
circular of the Corporation.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Perritt Funds, Inc.
By (Signature) /s/ Michael J Corbett
Name Michael J Corbett
Title President
Date 08/17/2023