UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report: October 26, 2020
CARBON ENERGY CORPORATION
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(Name of registrant as specified in its charter)
Delaware 000-02040 26-0818050
State of Commission File IRS Employer
Incorporation Number Identification
No.
1700 Broadway, Suite 1170,
Denver, Colorado 80290
Address of principal executive offices
(720) 407-7030
Telephone number, including area code
Former name or former address if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17
CFR 240.14a-12(b))
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the Registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter).
Emerging Growth Company [ ]
If an emerging growth company, indicate by check mark if the Registrant has
elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13a of the
Exchange Act. [ ]
Securities registered pursuant to Section 12(b) of the Act:
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Title of each Trading Name of each exchange on which
class Symbol(s) registered
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None N/A N/A
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Item 5.03 Amendment to Articles of Incorporation or bylaws, Change in Fiscal
Year
On October 22, 2020, shareholders owning a majority of the Company's
outstanding shares of common stock amended the Company's Certificate of
Incorporation to reverse split the outstanding shares of the Company's common
stock on a 4-for-1 basis.
The amendment was filed with the Delaware Secretary of State on October 26,
2020.
The reverse stock split will become effective in the over-the-counter
markets following notification by FINRA of the effective date of the reverse
stock split.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
October 28, 2020
CARBON ENERGY CORPORATION
By:/s/ Erich Kirsch
Erich Kirsch
Senior Vice President of Finance &
Accounting