SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or (g) of the
Securities Exchange Act of 1934
SEI Investments Company
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(Exact Name of Registrant as Specified in its Charter)
Pennsylvania 23-1707341
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(State of Incorporation (IRS Employer
or Organization) Identification No.)
1 Freedom Valley Drive
Oaks, Pennsylvania 19456-1100
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(Address of Principal Executive Offices) (Zip Code)
If this Form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A. (c), please check the following box. [X]
If this Form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A. (d), please check the following box. [_]
Securities Act registration statement file number to which this form relates:
______________
(If applicable)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class Name of Each Exchange on Which
to be so Registered Each Class is to be Registered
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Common Stock, $.01 par value New York Stock Exchange
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Securities to be registered pursuant to Section 12(g) of the Act:
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(Title of class)
Item 1. Description of Registrant's Securities to be Registered.
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This statement relates to the registration of shares of Common Stock, $.01
par value, of SEI Investments Company, a Pennsylvania corporation (the
"Company"), on the New York Stock Exchange, Inc. ("NYSE"). Such shares are
presently included in the Nasdaq National Market System ("Nasdaq"). Upon the
commencement of trading of the Common Stock on the NYSE, the Company intends to
withdraw its inclusion of the Common Stock on Nasdaq.
DESCRIPTION OF CAPITAL STOCK
The authorized capital stock of the Company consists of 100,000,000 shares
of Common Stock, par value $.01 per share and 60,000 shares of Preferred Stock,
par value $.05 per share. None of the authorized shares of Preferred Stock are
issued and outstanding.
The holders of shares of Common Stock are entitled to one vote for each
share held on each matter submitted to a vote of shareholders. Cumulative
voting for the election of directors is not permitted, which means that the
holders of more than 50% of the issued and outstanding Common Stock can elect
all of the directors. The holders of shares of Common Stock have no pre-emptive
rights. There are no conversion rights or redemption or sinking fund provisions
with respect to shares of Common Stock and such shares are not liable for
assessment or further calls. The holders of shares of Common Stock are entitled
to receive such dividends, if any, as may be declared from time to time by the
Board of Directors in its discretion from funds legally available therefore and
subject to the prior dividend rights of holders of any outstanding Preferred
Stock. Upon liquidation, subject to the prior liquidation rights of holders of
any outstanding Preferred Stock, the holders of shares of Common Stock are
entitled to share pro rata in any distribution to holders of shares of Common
Stock
Item 2. Exhibits.
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None.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereunto duly authorized.
SEI INVESTMENTS COMPANY
By: /s/ Lydia A. Gavalis
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Name: Lydia A. Gavalis
Title: Vice President
Dated: June 18, 1999