UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-05848
---------------------------------------
The Gabelli Value Fund Inc.
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, NY 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, NY 10580-1422
-------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
------------------------
Date of fiscal year end: December 31
--------------------
Date of reporting period: July 1, 2004 - June 30, 2005
------------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2004 TO JUNE 30, 2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA YUCHAI INTERNATIONAL LIMITED CYD Annual Meeting Date: 07/02/2004
Issuer: G21082 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
2H TO CONSIDER THE RE-ELECTION OF THE FOLLOWING Management For For No
DIRECTOR: MR LIU CHEE MING
2G TO CONSIDER THE RE-ELECTION OF THE FOLLOWING Management For For No
DIRECTOR: MR RAYMOND C K HO
2F TO CONSIDER THE RE-ELECTION OF THE FOLLOWING Management For For No
DIRECTOR: MR PHILIP TING SII TIEN
2E TO CONSIDER THE RE-ELECTION OF THE FOLLOWING Management For For No
DIRECTOR: MR GAN KHAI CHOON
2D TO CONSIDER THE RE-ELECTION OF THE FOLLOWING Management For For No
DIRECTOR: MR WONG HONG REN
2C TO CONSIDER THE RE-ELECTION OF THE FOLLOWING Management For For No
DIRECTOR: MR KWEK LENG PECK
2B TO CONSIDER THE RE-ELECTION OF THE FOLLOWING Management For For No
DIRECTOR: MR GAO JIA LIN
2A TO CONSIDER THE RE-ELECTION OF THE FOLLOWING Management For For No
DIRECTOR: MR WRIXON FRANK GASTEEN
01 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Management For For No
STATEMENTS AND INDEPENDENT AUDITORS REPORT.
04 TO RE-APPOINT KPMG AS INDEPENDENT AUDITORS OF Management For For No
THE COMPANY.
03 TO AUTHORIZE THE BOARD OF DIRECTORS TO APPOINT Management For For No
DIRECTORS TO FILL ANY VACANCIES ON THE BOARD.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 38,000 38,000 38,000 6/23/2004
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IVAX CORPORATION IVX Annual Meeting Date: 07/15/2004
Issuer: 465823 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF 2004 INCENTIVE COMPENSATION PLAN Management Against Against No
01 DIRECTOR Management For No
BETTY G. AMOS Management For For
MARK ANDREWS Management For For
ERNST BIEKERT, PH.D. Management For For
PAUL L. CEJAS Management For For
JACK FISHMAN, PH.D. Management For For
NEIL FLANZRAICH Management For For
PHILLIP FROST, M.D. Management For For
BRUCE W. GREER Management For For
JANE HSIAO, PH.D. Management For For
DAVID A. LIEBERMAN Management For For
RICHARD C. PFENNIGER JR Management For For
BERTRAM PITT, M.D. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ---------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 110,000 110,000 110,000 6/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BLOCKBUSTER INC. BBI Annual Meeting Date: 07/20/2004
Issuer: 093679 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management No
02 ADOPTION OF THE SECOND AMENDED AND RESTATED CERTIFICATE Management No
OF INCORPORATION OF BLOCKBUSTER INC.
03 APPROVAL OF THE BLOCKBUSTER INC. AMENDED AND Management No
RESTATED 1999 LONG-TERM MANAGEMENT INCENTIVE PLAN.
04 APPROVAL OF THE BLOCKBUSTER INC. 2004 LONG-TERM Management No
MANAGEMENT INCENTIVE PLAN.
05 APPROVAL OF THE BLOCKBUSTER INC. AMENDED AND Management No
RESTATED SENIOR EXECUTIVE SHORT-TERM INCENTIVE
PLAN.
06 APPROVAL OF THE BLOCKBUSTER INC. COMPENSATION Management No
PLAN FOR NON-EMPLOYEE DIRECTORS.
07 APPROVAL OF THE BLOCKBUSTER INC. AMENDED AND Management No
RESTATED CHAIRMAN S AWARD PLAN.
08 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management No
LLP AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 108 1,000 0 1,000 Unvoted
- ------------------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY MOD Annual Meeting Date: 07/21/2004
Issuer: 607828 ISIN:
SEDOL:
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Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No
INDEPENDENT AUDITORS.
01 DIRECTOR Management For No
RICHARD J. DOYLE Management For For
GARY L. NEALE Management For For
DAVID B. RAYBURN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 225,000 225,000 225,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SOLA INTERNATIONAL INC. SOL Annual Meeting Date: 07/21/2004
Issuer: 834092 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JEREMY C. BISHOP Management For For
MAURICE J. CUNNIFFE Management For For
CHARLES F. SMITH Management For For
COLOMBE M. NICHOLAS Management For For
ROBERT A. MUH Management For For
JACKSON L. SCHULTZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 108 60,000 60,000 60,000 7/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. CHTR Annual Meeting Date: 07/27/2004
Issuer: 16117M ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
NANCY B. PERETSMAN Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC Management For For No
ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND B01GETF0036202B 107 20,000 20,000 20,000 7/28/2004
GABELLI VALUE FUND INC. B01GETF0036202B 107 80,000 80,000 80,000 7/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO, S.A. DE FMX Special Meeting Date: 07/27/2004
Issuer: 344419 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 APPROVE THE CONDITIONS PRECEDENT FOR THE EFFECTIVENESS Management For For No
OF THE RESOLUTIONS ADOPTED DURING THE MEETING.
04 TO AUTHORIZE THE DIRECTORS (1) TO DETERMINE THE Management For For No
SUBSCRIPTION PRICE PER SHARE, AND PER UNIT DURING
THE PUBLIC OFFER; (2) TO DETERMINE THE AMOUNT TO
BE ALLOCATED AS CAPITAL STOCK INCREASE AND
AMOUNT AS SUBSCRIPTION PREMIUM PER SHARE AND PER
UNIT, AND (3) TO DETERMINE THE MANNER, TERM AND
CONDITIONS FOR THE CAPITAL INCREASE AND THE
PUBLIC OFFERING OF THE UNITS.
03 APPROVE THE PUBLIC OFFER IN THE SECURITIES MARKETS Management For For No
OF MEXICO, UNITED STATES OF AMERICA AND OTHER
MARKETS.
02 EXPRESS WAIVER BY THE SHAREHOLDERS TO THEIR PRE-EMPTIVE Management For For No
RIGHTS GRANTED BY ARTICLE 132 OF THE MEXICAN
GENERAL CORPORATIONS LAW, TO SUBSCRIBE THE
SHARES AND UNITS ISSUED IN ACCORDANCE WITH ITEM
I OF THE AGENDA.
01 SUBJECT TO THE APPROVAL OF, AND THE CONDITIONS Management For For No
IMPOSED BY THE MEXICAN SECURITIES COMMISSION AND
IN ACCORDANCE WITH ARTICLE 81 OF THE MEXICAN
SECURITIES MARKET LAW, TO INCREASE THE VARIABLE
PORTION OF THE CAPITAL STOCK OF THE COMPANY, BY
THE ISSUANCE OF COMMON SERIES B SHARES AND
LIMITED VOTING SERIES D SHARES, AND TO APPROVE
THEIR INTEGRATION INTO B UNITS AND BD UNITS.
08 APPROVAL OF THE MINUTES OF THE SHAREHOLDERS MEETING. Management For For No
07 APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For For No
MEETING.
06 ISSUANCE OF POWERS OF ATTORNEY TO EXECUTE THE Management For For No
RESOLUTIONS ADOPTED DURING THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 90,000 90,000 90,000 7/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE ST. PAUL TRAVELERS COMPANIES, IN SPC Annual Meeting Date: 07/28/2004
Issuer: 792860 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H.P. BERKOWITZ Management For For
K.J. BIALKIN Management For For
C.H. BYRD Management For For
J.H. DASBURG Management For For
L.B. DISHAROON Management For For
J.M. DOLAN Management For For
K.M. DUBERSTEIN Management For For
J.S. FISHMAN Management For For
L.G. GRAEV Management For For
M.D. HARTZBAND Management For For
T.R. HODGSON Management For For
W.H. KLING Management For For
J.A. LAWRENCE Management For For
R.I. LIPP Management For For
B.J. MCGARVIE Management For For
G.D. NELSON, MD Management For For
C. OTIS, JR. Management For For
J.M. PEEK Management For For
N.A. ROSEMAN Management For For
C.W. SCHARF Management For For
G.M. SPRENGER Management For For
F.J. TASCO Management For For
L.J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No
AS ST. PAUL TRAVELERS INDEPENDENT AUDITORS FOR
2004.
03 PROPOSAL TO APPROVE THE ST. PAUL TRAVELERS COMPANIES, Management Against Against No
INC. 2004 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND B01GETF0036202B 108 45,000 45,000 45,000 7/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------
APOGENT TECHNOLOGIES INC. AOT Special Meeting Date: 08/02/2004
Issuer: 03760A ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For No
02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No
SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND B01GETF0036202B 101 151,000 151,000 151,000 7/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. PCP Annual Meeting Date: 08/11/2004
Issuer: 740189 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF INDEPENDENT Management For For No
AUDITORS
01 DIRECTOR Management For No
PETER R. BRIDENBAUGH Management For For
STEVEN G. ROTHMEIER Management For For
J. FRANK TRAVIS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND B01GETF0036202B 105 12,000 12,000 12,000 7/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
PANAMSAT CORPORATION SPOT Annual Meeting Date: 08/13/2004
Issuer: 697933 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For No
MR. CAREY Management For For
MR. CHURCHILL Management For For
MR. COSTELLO Management For For
MR. DOYLE Management For For
MR. HARTENSTEIN Management For For
MR. HIGHTOWER Management For For
MR. HOAK Management For For
MR. HUNTER Management For For
MR. KAHN Management For For
MR. WRIGHT Management For For
01 A PROPOSAL TO ADOPT THE TRANSACTION AGREEMENT Management For For No
BY AND AMONG PANAMSAT CORPORATION, THE DIRECTV
GROUP, INC., PAS MERGER SUB, INC., AND CONSTELLATION,
LLC, AN ACQUISITION VEHICLE AFFILIATED WITH KOHLBERG
KRAVIS ROBERTS & CO. L.P., PURSUANT TO WHICH,
AMONG OTHER THINGS, PAS MERGER SUB, INC. WILL
MERGE WITH AND INTO PANAMSAT CORPORATION.
03 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND B01GETF0036202B 109 20,000 20,000 20,000 8/4/2004
- ------------------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY HNZ Annual Meeting Date: 09/08/2004
Issuer: 423074 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
W.R. JOHNSON Management For For
C.E. BUNCH Management For For
M.C. CHOKSI Management For For
L.S. COLEMAN, JR. Management For For
P.H. COORS Management For For
E.E. HOLIDAY Management For For
C. KENDLE Management For For
O'HARE Management For For
L.C. SWANN Management For For
T.J. USHER Management For For
J.M. ZIMMERMAN Management For For
02 RATIFICATION OF AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 103 250,000 250,000 250,000 8/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC. GRB Annual Meeting Date: 09/22/2004
Issuer: 373730 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
06 TO APPROVE THE GERBER SCIENTIFIC, INC. 2005-2006 Management Against Against No
EXECUTIVE ANNUAL INCENTIVE BONUS PLAN, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
05 TO AMEND OR REPEAL TAKEOVER DEFENSE PROVISIONS Management For For No
OF THE BY-LAWS OF GERBER SCIENTIFIC, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
04 TO ADD INDEMNIFICATION PROVISIONS AND MAKE OTHER Management For For No
CHANGES TO THE RESTATED CERTIFICATE OF
INCORPORATION OF GERBER SCIENTIFIC, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
03 TO AMEND OR REPEAL TAKEOVER DEFENSE PROVISIONS Management For For No
OF THE RESTATED CERTIFICATE OF INCORPORATION OF
GERBER SCIENTIFIC, AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
02 TO AMEND THE AUTHORIZED STOCK PROVISIONS OF THE Management For For No
RESTATED CERTIFICATE OF INCORPORATION OF GERBER
SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
01 DIRECTOR Management For No
DONALD P. AIKEN Management For For
GEORGE M. GENTILE Management For For
EDWARD G. JEPSEN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 115,000 115,000 115,000 9/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. WWE Annual Meeting Date: 09/23/2004
Issuer: 98156Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VINCENT K. MCMAHON Management For For
LINDA E. MCMAHON Management For For
ROBERT A. BOWMAN Management For For
DAVID KENIN Management For For
JOSEPH PERKINS Management For For
MICHAEL B. SOLOMON Management For For
LOWELL P. WEICKER, JR. Management For For
PHILIP B. LIVINGSTON Management For For
02 APPROVAL OF OPTION EXCHANGE PROGRAM COMPLETED Management For For No
IN JANUARY 2004.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 108 43,000 43,000 43,000 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/30/2004
Issuer: 24522P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOE L. MORGAN Management For For
DAVID R. WILLIAMS Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING MAY 1, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 103 210,000 210,000 210,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA YUCHAI INTERNATIONAL LIMITED CYD Special Meeting Date: 10/11/2004
Issuer: G21082 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1A TO CONSIDER THE ELECTION OF THE FOLLOWING DIRECTOR: Management For For No
(TO BE ADVISED BY COOMBER INVESTMENTS LIMITED).
1B TO CONSIDER THE ELECTION OF THE FOLLOWING DIRECTOR: Management For For No
(TO BE ADVISED BY COOMBER INVESTMENTS LIMITED).
02 TO CONSIDER THE ELECTION OF (TO BE ADVISED BY Management For For No
COOMBER INVESTMENTS LIMITED) AS THE CHAIRMAN
OF THE BOARD OF DIRECTORS OF THE COMPANY.
03 TO CONSIDER THE CANCELLATION OF THE SPECIAL SHARE Management For For No
AND ALL CORRESPONDING AMENDMENTS REQUIRED TO BE
MADE TO THE BYE-LAWS OF THE COMPANY PURSUANT TO
AND TO REFLECT THE CANCELLATION OF THE SPECIAL
SHARE.
04 ANY OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For No
THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 38,000 38,000 38,000 10/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBG Annual Meeting Date: 10/18/2004
Issuer: G4285W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For No
AUDITOR FOR THE COMPANY UNTIL THE CLOSE OF THE
COMPANY S 2005 ANNUAL GENERAL MEETING, AT A FEE
TO BE AGREED TO BY THE DIRECTORS ACTING THROUGH
THE COMPANY S AUDIT COMMITTEE.
02 TO APPROVE THE AMENDED AND RESTATED HARBOR GLOBAL Management For For No
COMPANY LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN,
WHICH AMENDS AND RESTATES THE HARBOR GLOBAL
COMPANY LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN TO
INCREASE BY 23,000 THE NUMBER OF COMMON SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND
EXTEND THE TERM OF THE PLAN, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 50,000 50,000 50,000 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC. NPK Annual Meeting Date: 10/19/2004
Issuer: 637215 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD N. CARDOZO Management For For
PATRICK J. QUINN Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 38,000 38,000 38,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC DEO Annual Meeting Date: 10/20/2004
Issuer: 25243Q ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
18 AMENDMENTS TO THE DIAGEO 1999 IRISH SHARESAVE Management For For No
SCHEME
17 AMENDMENTS TO THE DIAGEO UK SHARESAVE SCHEME Management For For No
2000
16 AMENDMENTS TO THE DIAGEO 2001 SHARE INCENTIVE Management For For No
PLAN
15 AMENDMENTS TO THE DISCRETIONARY INCENTIVE PLAN Management For For No
14 AMENDMENTS TO THE DIAGEO EXECUTIVE SHARE OPTION Management For For No
PLAN
13 AMENDMENTS TO THE DIAGEO LONG TERM INCENTIVE Management For For No
PLAN
12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For No
19 AMENDMENT TO THE DIAGEO LONG TERM INCENTIVE PLAN Management For For No
AWARDS
11 AMENDMENT TO ARTICLES OF ASSOCIATION Management For For No
10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For No
09 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For No
04 DIRECTOR Management For No
LORD HOLLICK (1,3,4) Management For For
MR NC ROSE (2) Management For For
MR PA WALKER (1,3,4) Management For For
MR HT STITZER (1,3,4) Management For For
MR JR SYMONDS (1,3,4) Management For For
03 DECLARATION OF FINAL DIVIDEND Management For For No
02 DIRECTORS REMUNERATION REPORT 2004 Management For For No
01 REPORTS AND ACCOUNTS 2004 Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 205 220,000 220,000 220,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
IMC GLOBAL INC. IGL Special Meeting Date: 10/20/2004
Issuer: 449669 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE CONSUMMATION OF THE TRANSACTIONS Management For For No
AS CONTEMPLATED IN THE AGREEMENT AND PLAN OF
MERGER AND CONTRIBUTION, DATED AS OF JANUARY 26,
2004, BY AND AMONG IMC GLOBAL INC., CARGILL,
INCORPORATED AND CERTAIN OTHER PARTIES, AS
AMENDED, AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 25,000 25,000 25,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LIMITED NWS Annual Meeting Date: 10/26/2004
Issuer: 652487 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 SHARE SCHEME MEETING OF PREFERRED SHAREHOLDERS. Management For For No
APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE
INFORMATION MEMORANDUM.
ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For For No
AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES AND
YOUR VOTE WILL NOT BE COUNTED IN DETERMINING
WHETHER THE SHARE SCHEME IS APPROVED BY A
MAJORITY IN NUMBER OF SHAREHOLDERS VOTING AT THE
MEETINGS.
02 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For For No
REDUCTION BY CANCELLATION OF ALL SHARES IN THE
COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 802 495,384 495,384 495,384 10/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC. SFA Annual Meeting Date: 11/03/2004
Issuer: 808655 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES I. CASH, JR. Management For For
JAMES F. MCDONALD Management For For
TERENCE F. MCGUIRK Management For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Management For For No
OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 1, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 40,000 40,000 40,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY ADM Annual Meeting Date: 11/04/2004
Issuer: 039483 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 ADOPT STOCKHOLDER S PROPOSAL NO. 1 (REPORT ON Shareholder Against For No
IMPACTS OF GENETICALLY ENGINEERED FOOD)
03 ADOPT ADM INTERNATIONAL LIMITED SAVINGS-RELATED Management For For No
SHARE OPTION SCHEME.
02 ADOPT AMENDMENT TO ARCHER-DANIELS-MIDLAND COMPANY Management For For No
2002 INCENTIVE COMPENSATION PLAN.
01 DIRECTOR Management For No
G.A. ANDREAS Management For For
A.L. BOECKMANN Management For For
M.H. CARTER Management For For
R.S. JOSLIN Management For For
P.J. MOORE Management For For
M.B. MULRONEY Management For For
T.F. O'NEILL Management For For
O.G. WEBB Management For For
K.R. WESTBROOK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 1,000,000 1,000,000 1,000,000 10/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON COAT FACTORY WAREHOUSE CO BCF Annual Meeting Date: 11/04/2004
Issuer: 121579 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING MAY 28, 2005.
01 DIRECTOR Management For No
MONROE G. MILSTEIN Management For For
ANDREW R. MILSTEIN Management For For
HARVEY MORGAN Management For For
STEPHEN E. MILSTEIN Management For For
MARK A. NESCI Management For For
ROMAN FERBER Management For For
IRVING DRILLINGS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 20,000 20,000 20,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION MDP Annual Meeting Date: 11/08/2004
Issuer: 589433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Management Against Against No
OF DIRECTORS TO APPROVE THE MEREDITH CORPORATION
2004 STOCK INCENTIVE PLAN.
01 DIRECTOR Management For No
MARY SUE COLEMAN Management For For
D MELL MEREDITH FRAZIER Management For For
JOEL W. JOHNSON Management For For
STEPHEN M. LACY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 101 90,000 90,000 90,000 11/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------
FOX ENTERTAINMENT GROUP, INC. FOX Annual Meeting Date: 11/16/2004
Issuer: 35138T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K. RUPERT MURDOCH Management For For
PETER CHERNIN Management For For
DAVID F. DEVOE Management For For
ARTHUR M. SISKIND Management For For
LACHLAN K. MURDOCH Management For For
CHRISTOS M. COTSAKOS Management For For
PETER POWERS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 107 100,000 100,000 100,000 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------
THE READER'S DIGEST ASSOCIATION, INC RDA Annual Meeting Date: 11/19/2004
Issuer: 755267 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LAWRENCE R. RICCIARDI Management For For
WILLIAM J. WHITE Management For For
ED ZSCHAU Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 101 430,000 430,000 430,000 11/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION KGC Special Meeting Date: 11/26/2004
Issuer: 496902 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE CORPORATION S Management For For No
ARTICLES FOR THE PURPOSE OF EFFECTING A
CONSOLIDATION/DECONSOLIDATION OF THE CORPORATIONS
COMMON SHARES, AS MORE PARTPICULARLY DESCRIBED
IN THE MANAGEMENT INFORMATION CIRCULAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 206 124,000 124,000 124,000 11/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------
METRO-GOLDWYN-MAYER INC. MGM Special Meeting Date: 12/17/2004
Issuer: 591610 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF MERGER AGREEMENT. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 145,000 145,000 145,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------
NEIMAN MARCUS GROUP, INC. NMG Annual Meeting Date: 01/14/2005
Issuer: 640204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING CUMULATIVE Shareholder Against For No
VOTING
03 APPROVAL OF THE NEIMAN MARCUS GROUP, INC. 2005 Management For For No
STOCK INCENTIVE PLAN
02 APPROVAL OF THE APPOINTMENT OF DELOITTE & TOUCHE Management No
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE CURRENT FISCAL YEAR
01 DIRECTOR Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 301 255,000 255,000 255,000 1/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. ENR Annual Meeting Date: 01/25/2005
Issuer: 29266R ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WARD M. KLEIN Management For For
RICHARD A. LIDDY Management For For
JOE R. MICHELETTO Management For For
W. PATRICK MCGINNIS Management For For
BILL G. ARMSTRONG Management For For
JOHN C. HUNTER Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 108 258,000 258,000 258,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SYBRON DENTAL SPECIALTIES, INC. SYD Annual Meeting Date: 02/08/2005
Issuer: 871142 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DENNIS BROWN Management For For
KENNETH F. YONTZ Management For For
02 APPROVAL OF SYBRON DENTAL SPECIALTIES, INC. S Management Against Against No
2005 OUTSIDE DIRECTORS STOCK OPTION PLAN.
03 APPROVAL OF SYBRON DENTAL SPECIALTIES, INC. S Management Against Against No
2005 LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 130,000 130,000 130,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY DIS Annual Meeting Date: 02/11/2005
Issuer: 254687 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For No
TO CHINA LABOR STANDARDS.
04 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For No
TO GREENMAIL.
03 TO APPROVE THE 2005 STOCK INCENTIVE PLAN. Management Against Against No
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2005.
01 DIRECTOR Management For No
JOHN E. BRYSON Management For For
JOHN S. CHEN Management For For
MICHAEL D. EISNER Management For For
JUDITH L. ESTRIN Management For For
ROBERT A. IGER Management For For
FRED H. LANGHAMMER Management For For
AYLWIN B. LEWIS Management For For
MONICA C. LOZANO Management For For
ROBERT W. MATSCHULLAT Management For For
GEORGE J. MITCHELL Management For For
LEO J. O'DONOVAN, S.J. Management For For
GARY L. WILSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 450,000 450,000 450,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC. LU Annual Meeting Date: 02/16/2005
Issuer: 549463 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
05 SHAREOWNER PROPOSAL TO AMEND COMPANY S AUDIT Shareholder Against For No
SERVICES PRE-APPROVAL POLICY
06 SHAREOWNER PROPOSAL TO REQUIRE SHAREOWNER APPROVAL Shareholder Against For No
OF FUTURE GOLDEN PARACHUTES
01 DIRECTOR Management For No
ROBERT E. DENHAM Management For For
DANIEL S. GOLDIN Management For For
EDWARD E. HAGENLOCKER Management For For
CARLA A. HILLS Management For For
KARL J. KRAPEK Management For For
RICHARD C. LEVIN Management For For
PATRICIA F. RUSSO Management For For
HENRY B. SCHACHT Management For For
FRANKLIN A. THOMAS Management For For
RONALD A. WILLIAMS Management For For
02 DIRECTORS PROPOSAL TO APPROVE A REVERSE STOCK Management For For No
SPLIT IN ONE OF FOUR RATIOS
03 SHAREOWNER PROPOSAL REGARDING PUBLICATION OF Shareholder Against For No
POLITICAL ACTION CONTRIBUTIONS
04 SHAREOWNER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No
COMPENSATION AWARDS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 107 900,000 900,000 900,000 2/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE FAIRCHILD CORPORATION FA Annual Meeting Date: 02/16/2005
Issuer: 303698 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MORTIMER M. CAPLIN Management For For
ROBERT E. EDWARDS Management For For
STEVEN L. GERARD Management For For
HAROLD J. HARRIS Management For For
DANIEL LEBARD Management For For
JOHN W. PODKOWSKY Management For For
HERBERT S. RICHEY Management For For
ERIC I. STEINER Management For For
JEFFREY J. STEINER Management For For
03 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No
FOR THE CHIEF EXECUTIVE OFFICER.
02 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No
FOR THE PRESIDENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 370,000 370,000 370,000 2/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AGERE SYSTEMS INC. AGRA Annual Meeting Date: 02/17/2005
Issuer: 00845V ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD S. HILL Management For For
ARUN NETRAVALI Management For For
HAROLD A. WAGNER Management For For
02 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO RECLASSIFY OUR CLASS A COMMON
STOCK AND CLASS B COMMON STOCK INTO A NEW,
SINGLE CLASS OF COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-10 REVERSE STOCK
SPLIT.
04 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-20 REVERSE STOCK
SPLIT.
05 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-30 REVERSE STOCK
SPLIT.
06 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO EFFECT A 1-FOR-40 REVERSE STOCK
SPLIT.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For No
INCORPORATION TO MAKE ADMINISTRATIVE CHANGES.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 209 640,000 640,000 640,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE Annual Meeting Date: 02/23/2005
Issuer: 244199 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN R. BLOCK Management For For
T. KEVIN DUNNIGAN Management For For
DIPAK C. JAIN Management For For
JOACHIM MILBERG Management For For
02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For For No
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No
TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 74,000 74,000 74,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WM. WRIGLEY JR. COMPANY WWY Annual Meeting Date: 03/08/2005
Issuer: 982526 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A Shareholder Against For No
CHANGE TO THE PROXY CARD.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
ERNST & YOUNG LLP FOR THE YEAR ENDING 12/31/05.
02 TO AMEND ARTICLE FOURTH OF THE COMPANY S SECOND Management For For No
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK AND CLASS B COMMON STOCK.
01 DIRECTOR Management For No
JOHN RAU Management For For
RICHARD K. SMUCKER Management For For
WILLIAM WRIGLEY, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 14,000 14,000 14,000 2/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO, S.A. DE FMX Annual Meeting Date: 03/10/2005
Issuer: 344419 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
I REPORT OF THE BOARD OF DIRECTORS; PRESENTATION Management For *Management Position Unknown No
OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO
MEXICANO, S.A. DE C.V., FOR THE 2004 FISCAL
YEAR, AND THE REPORT OF THE EXAMINER PURSUANT TO
ARTICLE 172 OF THE GENERAL LAW OF COMMERCIAL
COMPANIES AND THE APPLICABLE PROVISIONS OF THE
SECURITIES MARKET LAW.
II APPLICATION OF THE RESULTS FOR THE 2004 FISCAL Management For *Management Position Unknown No
YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND,
IN MEXICAN PESOS.
III PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT TO BE Management For *Management Position Unknown No
USED IN THE SHARE REPURCHASE PROGRAM.
IV ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown No
AND EXAMINERS, AND RESOLUTION WITH RESPECT TO
THEIR REMUNERATION.
V APPOINTMENT OF COMMITTEES. Management For *Management Position Unknown No
VI APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For *Management Position Unknown No
MEETING.
VII MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management Position Unknown No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 90,000 90,000 90,000 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005
Issuer: 902124 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCOS Management For For No
INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET
THE AUDITORS REMUNERATION.
01 DIRECTOR Management For No
DENNIS C. BLAIR Management For For
EDWARD D. BREEN Management For For
GEORGE W. BUCKLEY Management For For
BRIAN DUPERREAULT Management For For
BRUCE S. GORDON Management For For
RAJIV L. GUPTA Management For For
JOHN A. KROL Management For For
MACKEY J. MCDONALD Management For For
H. CARL MCCALL Management For For
BRENDAN R. O'NEILL Management For For
SANDRA S. WIJNBERG Management For For
JEROME B. YORK Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 5,000 5,000 5,000 3/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION NAV Annual Meeting Date: 03/23/2005
Issuer: 63934E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
EUGENIO CLARIOND Management For For
JOHN D. CORRENTI Management For For
DANIEL C. USTIAN Management For For
02 VOTE TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For No
LLP AS OUR INDEPENDENT AUDITOR.
03 VOTE TO APPROVE CERTAIN AMENDMENTS TO OUR 2004 Management For For No
PERFORMANCE INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ---------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 108 320,000 320,000 320,000 3/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED IMKTA Annual Meeting Date: 03/29/2005
Issuer: 457030 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN O. POLLARD Management For For
J. ALTON WINGATE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 130,000 130,000 130,000 3/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC. GY Annual Meeting Date: 03/30/2005
Issuer: 368682 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld No
JAMES J. DIDION Management Withheld Against
JAMES M. OSTERHOFF Management Withheld Against
SHEILA E. WIDNALL Management Withheld Against
02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management Abstain Against No
ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 640,000 640,000 640,000 3/30/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS Special Meeting Date: 04/11/2005
Issuer: 879433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Management For For No
02 AMENDMENTS TO 2004 LONG-TERM INCENTIVE PLAN Management For For No
03 AMENDMENTS TO 2003 EMPLOYEE STOCK PURCHASE PLAN Management For For No
04 NON-EMPLOYEE DIRECTOR COMPENSATION PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 459,000 459,000 459,000 4/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HARTMARX CORPORATION HMX Annual Meeting Date: 04/13/2005
Issuer: 417119 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MICHAEL F. ANTHONY Management For For
JEFFREY A. COLE Management For For
JAMES P. DOLLIVE Management For For
RAYMOND F. FARLEY Management For For
ELBERT O. HAND Management For For
DIPAK C. JAIN Management For For
HOMI B. PATEL Management For For
MICHAEL B. ROHLFS Management For For
STUART L. SCOTT Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
(ITEM (2) OF PROXY STATEMENT).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 155,000 155,000 155,000 4/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY SSP Annual Meeting Date: 04/14/2005
Issuer: 811054 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID A. GALLOWAY Management For For
NICHOLAS B. PAUMGARTEN Management For For
RONALD W. TYSOE Management For For
JULIE A. WRIGLEY Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 204 330,000 330,000 330,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DANA CORPORATION DCN Annual Meeting Date: 04/18/2005
Issuer: 235811 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
A.C. BAILLIE Management For For
D.E. BERGES Management For For
M.J. BURNS Management For For
E.M. CARPENTER Management For For
R.M. GABRYS Management For For
S.G. GIBARA Management For For
C.W. GRISE Management For For
J.P. KELLY Management For For
M.R. MARKS Management For For
R.B. PRIORY Management For For
02 TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANYS Management For For No
INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ---------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 1,075,000 1,075,000 1,075,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY GPC Annual Meeting Date: 04/18/2005
Issuer: 372460 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
THOMAS C. GALLAGHER Management For For
JOHN D. JOHNS Management For For
LAWRENCE G. STEINER Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 250,000 250,000 250,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005
Issuer: 427866 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.A. BOSCIA Management For For
R.H. CAMPBELL Management For For
R.F. CAVANAUGH Management For For
G.P. COUGHLAN Management For For
H. EDELMAN Management For For
B.G. HILL Management For For
R.H. LENNY Management For For
M.J. MCDONALD Management For For
M.J. TOULANTIS Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No
TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 108 1,000 1,000 1,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION SXT Annual Meeting Date: 04/21/2005
Issuer: 81725T ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HANK BROWN Management For For
JAMES A.D. CROFT Management For For
ALBERTO FERNANDEZ Management For For
02 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management For For No
ARTICLES OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE COMPANY S BOARD OF DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS
THE INDEPENDENT AUDITORS OF THE COMPANY FOR
2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 45,000 45,000 45,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005
Issuer: 882508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.R. ADAMS Management For For
D.L. BOREN Management For For
D.A. CARP Management For For
C.S. COX Management For For
T.J. ENGIBOUS Management For For
G.W. FRONTERHOUSE Management For For
D.R. GOODE Management For For
P.H. PATSLEY Management For For
W.R. SANDERS Management For For
R.J. SIMMONS Management For For
R.K. TEMPLETON Management For For
C.T. WHITMAN Management For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For No
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For For No
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For For No
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 235,000 235,000 235,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC. WWW Annual Meeting Date: 04/21/2005
Issuer: 978097 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DONALD V. FITES Management For For
PHILLIP D. MATTHEWS Management For For
PAUL D. SCHRAGE Management For For
02 PROPOSAL TO APPROVE THE AMENDMENT TO THE CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 PROPOSAL TO APPROVE THE STOCK INCENTIVE PLAN Management Against Against No
OF 2005.*
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 103 220,000 220,000 220,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CRANE CO. CR Annual Meeting Date: 04/25/2005
Issuer: 224399 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.T. BIGELOW, JR. Management For For
J. GAULIN Management For For
C.J. QUEENAN, JR. Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 300,000 300,000 300,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005
Issuer: 438516 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MARSHALL N. CARTER Management For For
DAVID M. COTE Management For For
BRADLEY T. SHEARES Management For For
JOHN R. STAFFORD Management For For
MICHAEL W. WRIGHT Management For For
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS
05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against For No
06 SEPARATION OF CHAIRMAN/CEO Shareholder Against For No
07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against For No
08 EXECUTIVE COMPENSATION LIMIT Shareholder Against For No
09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK Shareholder Against For No
PROPOSAL
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 460,000 460,000 460,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CENDANT CORPORATION CD Annual Meeting Date: 04/26/2005
Issuer: 151313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MYRA J. BIBLOWIT Management For For
LEONARD S. COLEMAN Management For For
CHERYL D. MILLS Management For For
RT. HON. BRIAN MULRONEY Management For For
ROBERT E. NEDERLANDER Management For For
RONALD L. NELSON Management For For
ROBERT W. PITTMAN Management For For
PAULINE D.E. RICHARDS Management For For
SHELI Z. ROSENBERG Management For For
ROBERT F. SMITH Management For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2005.
03 TO APPROVE AN AMENDMENT TO THE CENDANT AMENDED Management For For No
AND RESTATED 1999 NON-EMPLOYEE DIRECTORS DEFERRED
COMPENSATION PLAN.
04 TO APPROVE THE CENDANT 2005 UK SHARE INCENTIVE Management For For No
PLAN.
05 STOCKHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE Shareholder Against For No
OFFICER COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING SEVERANCE AGREEMENTS. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 103 588,000 588,000 588,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE Annual Meeting Date: 04/26/2005
Issuer: G24182 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R.M. DEVLIN Management For For
L.A. HILL Management For For
J.J. POSTL Management For For
H.J. RILEY, JR. Management For For
02 APPOINT ERNST & YOUNG AS INDEPENDENT AUDITORS Management For For No
FOR THE YEAR ENDING 12/31/2005.
03 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For No
A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION HUMAN RIGHTS STANDARDS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 350,000 350,000 350,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. ROL Annual Meeting Date: 04/26/2005
Issuer: 775711 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
R. RANDALL ROLLINS Management For For
JAMES B. WILLIAMS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 355,500 355,500 355,500 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/27/2005
Issuer: 025816 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
W.G. BOWEN Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P.R. DOLAN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
R.D. WALTER Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS. Shareholder Against For No
04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shareholder Against For No
REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 540,300 540,300 540,300 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC. CIR Annual Meeting Date: 04/27/2005
Issuer: 17273K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID A. BLOSS, SR. Management For For
THOMAS E. CALLAHAN Management For For
02 TO APPROVE THE COMPANY S AMENDED AND RESTATED Management Against Against No
1999 STOCK OPTION AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 210,000 210,000 210,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER DOWNS GAMING & ENTERTAINMENT, DDE Annual Meeting Date: 04/27/2005
Issuer: 260095 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DENIS MCGLYNN Management For For
JEFFREY W. ROLLINS Management For For
KENNETH K. CHALMERS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 66,494 66,494 66,494 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER MOTORSPORTS, INC. DVD Annual Meeting Date: 04/27/2005
Issuer: 260174 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DENIS MCGLYNN Management For For
JEFFREY W. ROLLINS Management For For
KENNETH K. CHALMERS Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 107 60,000 60,000 60,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA, VERNIER AGM Meeting Date: 04/27/2005
Issuer: H3238Q102 ISIN: CH0010645932 BLOCKING
SEDOL: 5990032, 5980613
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT, THE ANNUAL ACCOUNTS Management For *Management Position Unknown No
AND THE ACCOUNTS OF THE GROUP 2004
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management For *Management Position Unknown No
3. APPROVE THE RESOLUTION ON THE APPROPRIATION OF Management For *Management Position Unknown No
THE BALANCE PROFIT
4. APPROVE THE REDUCTION OF THE SHARE CAPITAL Management For *Management Position Unknown No
5. ELECT THE BOARD OF DIRECTORS Management For *Management Position Unknown No
6. ELECT THE AUDITORS AND THE GROUP AUDITOR Management For *Management Position Unknown No
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown No
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown No
* PLEASE NOTE THAT THIS IS A REVISION DUE TO A Non-Voting *Management Position Unknown No
CHANGE IN THE RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
THE GABELLI VALUE FUND GETF0036202 500 500 500 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM Annual Meeting Date: 04/27/2005
Issuer: 651639 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
G.A. BARTON Management For For
V.A. CALARCO Management For For
M.S. HAMSON Management For For
L.I. HIGDON, JR. Management For For
P. LASSONDE Management For For
R.J. MILLER Management For For
W.W. MURDY Management For For
R.A. PLUMBRIDGE Management For For
J.B. PRESCOTT Management For For
D.C. ROTH Management For For
S. SCHULICH Management For For
J.V. TARANIK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 APPROVE 2005 STOCK INCENTIVE PLAN Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 470,000 470,000 470,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PLACER DOME INC. PDG Annual Meeting Date: 04/27/2005
Issuer: 725906 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
D.J. CARTY Management For For
G.B. COULOMBE Management For For
J.W. CROW Management For For
G. FARQUHARSON Management For For
R.M. FRANKLIN Management For For
D.S. KARPIN Management For For
A.R. MCFARLAND Management For For
H.C. MATHER Management For For
E.A. PARKINSON-MARCOUX Management For For
V.F. TAYLOR III Management For For
P.W. TOMSETT Management For For
W.G. WILSON Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 101 215,000 215,000 215,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SWEDISH MATCH AB SWMAF.PK AGM Meeting Date: 04/27/2005
Issuer: W92277115 ISIN: SE0000310336
SEDOL: 5068887, 5048566, 5496723
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown No
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU.
* MULTIPLE BENEFICAL OWNER INFORMATION NOTE: MARKET Non-Voting *Management Position Unknown No
RULES REQUIRE ADP TO DISCLOSE BENEFICIAL OWNER
INFORMATION FOR ALL VOTED ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR
ADP CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR ADP TO
LODGE YOUR VOTE.
* PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting *Management Position Unknown No
OPTION IN SWEDEN. THANK YOU
1. ELECT MR. INGEMAR MUNDEBO AS THE CHAIRMAN OF Management For *Management Position Unknown No
THE MEETING
2. APPROVE THE LIST OF SHAREHOLDERS ENTITLED TO Management For *Management Position Unknown No
VOTE AT THE MEETING
3. ELECT 1 OR 2 MINUTES CHECKERS WHO, IN ADDITION Management For *Management Position Unknown No
TO THE CHAIRMAN, SHALL VERIFY THE MINUTES
4. APPROVE TO DETERMINE WHETHER THE MEETING HAS Management For *Management Position Unknown No
BEEN DULY CONVENED
5. APPROVE THE AGENDA Management For *Management Position Unknown No
6. RECEIVE THE ANNUAL REPORT AND THE AUDITORS REPORT Management For *Management Position Unknown No
AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE AUDITORS REPORT ON THE CONSOLIDATED
FINANCIAL STATEMENTS FOR 2004; IN CONNECTION
THEREWITH, THE PRESIDENT S SPEECH AND THE BOARD
OF DIRECTORS REPORT REGARDING ITS WORK AND
FUNCTION OF THE COMPENSATION COMMITTEE AND THE
AUDIT COMMITTEE
7. ADOPT THE PROFIT AND LOSS STATEMENT AND THE BALANCE Management For *Management Position Unknown No
SHEET AS WELL AS HE CONSOLIDATED PROFIT AND LOSS
STATEMENT AND BALANCE SHEET
8. APPROVE, THAT THE DIVIDEND BE PAID TO THE SHAREHOLDERS Management For *Management Position Unknown No
IN THE AMOUNT OF SEK 1.90 PER SHARE AND THE
REMAINING PROFIT BE CARRIED FORWARD; THAT THE
YEAR S DIVIDEND INITIALLY BE DEDUCTED FROM THE
NON-RESTRICTED RESERVES, AFTER THE REDUCTION OF
THE SHARE CAPITAL, WITH THE REMAINDER BEING DAWN
FROM THE PROFIT CARRIED FORWARD; 02 MAY 2005 IS
PROPOSED AS THE RECORD DATE FOR ENTITLEMENT TO
RECEIVE A CASH DIVIDED; PAYMENT OF THE DIVIDEND
IS EXPECTED TO OCCUR THROUGH VPC AB SWEDISH
SECURITIES REGISTER CENTER ON 06 MAY 2005
9. APPROVE THAT IN 1999, THE BOARD OF DIRECTORS Management For *Management Position Unknown No
ADOPTED A STOCK OPTION PROGRAMME FOR SENIOR
SWEDISH MATCH OFFICIALS AS PART OF THE TOTAL
COMPENSATION PACKAGE; THE PURPOSE OF THE
PROGRAMME IS TO INCREASE STILL FURTHER THE
INVOLVEMENT OF SENIOR COMPANY OFFICIALS IN THE
COMPANY AND THEIR OWNERSHIP OF IT, AS WELL AS TO
ATTRACT, MOTIVATE AND RETAIN KEY EMPLOYEES;
THROUGH THE STOCK OPTION PROGRAMME, THE
INCENTIVES OF SENIOR OFFICIALS WILL CORRESPOND TO
THE INTERESTS OF THE SHAREHOLDERS; THE BOARD OF
DIRECTORS PROPOSES THAT A STOCK OPTION PROGRAMME
FOR THE YEAR 2005; THE TERMS AND CONDITIONS SHALL
BE SUBSTANTIALLY THE SAME AS THE COMPANY S STOCK
OPTION PROGRAMMES IN PLACE BETWEEN 1999 AND 2004;
THE BOARD OF DIRECTORS PROPOSAL FOR 2005 INCLUDES
A MAXIMUM OF 61 SENIOR COMPANY OFFICIALS AND KEY
EMPLOYEES; THE REQUIREMENTS FOR ALLOCATION OF
OPTIONS IN THE STOCK OPTION PROGRAMME ARE AS
FOLLOWS: A POSITIVE TOTAL STOCK RETURN FOR THE
SWEDISH MATCH SHARE THAT EXCEEDS THE RETURN ON
THE SHARES IN A SELECTION OF OTHER COMPANIES IN
THE INDUSTRY; THE MAXIMUM ALLOCATION IN
ACCORDANCE WITH THIS CRITERION WILL TAKE PLACE
WHEN THE COMPANY S RETURN EXCEEDS THE OTHER
COMPANIES RETURNS BY 20%; AN INCREASE IN EARNINGS
PER SHARE AND AN EPS THAT EXCEEDS THE AVERAGE FOR
THE 3 PREVIOUS YEARS; THE MAXIMUM ALLOCATION IN
ACCORDANCE WITH THIS CRITERION WILL TAKE PLACE
WHEN EARNINGS PER SHARE EXCEED THE AVERAGE FOR
THE 3 PREVIOUS YEARS BY 20%; THE FIGURE FOR
EARNINGS PER SHARE IS CALCULATED ON THE BASIS OF
THE NUMBER OF SHARES AT THE BEGINNING OF THE
YEAR; THE 2 REQUIREMENTS A POSITIVE TOTAL STOCK
RETURN THAT IS BETTER THAN THAT OF COMPETITORS
AND HIGHER EARNINGS PER SHARE ARE EQUALLY
WEIGHTED; WHEN ONLY 1 OF THE REQUIREMENTS SET
FORTH ABOVE IS MET, ALLOCATION WILL BE A MAXIMUM
OF 50% OF THE FULL ALLOCATION; THE MARKET VALUE
OF THE STOCK OPTIONS SHALL BE DETERMINED IN
ACCORDANCE WITH A GENERALLY ACKNOWLEDGED
VALUATION MODEL BLACK-SCHOLES AND THE STOCK
OPTIONS SHALL BE ALLOCATED WITHOUT CONSIDERATION;
THE TOTAL VALUE OF THE STOCK OPTION PROGRAMME FOR
2005 SHALL NOT EXCEED A LIMIT OF SEK 25,200,000
EXCLUDING ANY PAYROLL TAX , WHICH IS EQUIVALENT
TO A LIMIT OF 30% OF THE TOTAL BASE SALARY IN
2005 OF THE COMPANY OFFICIALS PARTICIPATING IN
THE PROGRAMME; THE STOCK OPTIONS ARE FREELY
TRANSFERABLE AND NOT RELATED TO EMPLOYMENT; THE
STOCK OPTIONS MAY BE REDEEMED DURING THE PERIOD
FROM MAR 2009 TO FEB 2011 AND SHALL CARRY A
REDEMPTION PRICE CORRESPONDING TO 120% OF THE
AVERAGE SHARE PRICE OVER A TIME PERIOD CLOSE TO
THE ALLOCATION DATE AND SUBSEQUENT TO THE
PUBLICATION OF THE YEAR-END REPORT FOR 2005;
COMMITMENTS UNDER THE STOCK OPTION PROGRAMME FOR
2005 MAY BE SECURED BY WAY OF REPURCHASES OF THE
COMPANY S SHARES AND THE TRANSFER OF SUCH SHARES
IN CONNECTION WITH THE DEMAND FOR THE POSSIBLE
REDEMPTION OF THE STOCK OPTIONS; ANY DECISION TO
REPURCHASE SHARES AND ISSUE STOCK OPTIONS FOR THE
STOCK OPTION PROGRAMME FOR 2005 WILL BE TAKEN BY
THE AGM OF SHAREHOLDERS IN 2006; THE UPON BEING
SUPPORTED BY SHAREHOLDERS REPRESENTING AT LEAST
2/3 RD OF THE VOTES CAST AND 2/3 RD OF THE SHARES
REPRESENTED AT THE MEETING
10. AMEND THE ARTICLES OF ASSOCIATION SECTION 4 Management For *Management Position Unknown No
SO AS THAT THE COMPANY S SHARE CAPITAL SHALL
BE A MINIMUM OF SEK 300,000,000 AND A MAXIMUM
OF SEK 1,200,000,000
11. AUTHORIZE THE BOARD OF DIRECTORS PROPOSES TO Management For *Management Position Unknown No
DECIDE TO ACQUIRE, PRIOR TO THE NEXT AGM, A MAXIMUM
OF AS MANY SHARES AS MAY BE ACQUIRED WITHOUT THE
COMPANY S HOLDING AT ANY TIME EXCEEDING 10% OF
ALL SHARES IN THE COMPANY; THE SHARES SHALL BE
ACQUIRED ON THE STOCKHOLM STOCK EXCHANGE AT A
PRICE WITHIN THE PRICE INTERVAL REGISTERED AT
ANY GIVEN TIME, THE INTERVAL BETWEEN THE HIGHEST
BID PRICE AND THE LOWEST OFFER PRICE; THE
PURPOSE OF THE REPURCHASE IS PRIMARILY TO ENABLE
THE COMPANY S CAPITAL STRUCTURE TO BE ADJUSTED
AND TO COVER THE ALLOCATION OF OPTIONS THAT
FORMS PART OF THE COMPANY S ROLLING OPTION
PROGRAMMES; THE RESOLUTION OF THE MEETING WITH
REGARD TO ITEM 10 IS CONTINGENT UPON BEING
SUPPORTED BY SHAREHOLDERS REPRESENTING AT LEAST
2/3 RD OF THE VOTES CAST AND 2/3 RD OF THE
SHARES REPRESENTED AT THE MEETING
12. APPROVE TO DECIDE ON THE ALLOCATION OF STOCK Management For *Management Position Unknown No
OPTIONS FOR THE YEARS 1999-2004 AND THE COMPANY S
SHAREHOLDERS HAVE, AT THE RESPECTIVE ANNUAL
SHAREHOLDERS MEETINGS, DECIDED TO ISSUE STOCK
OPTIONS ON THE COMPANY S SHARES TO SECURE THE
COMPANY S OBLIGATIONS; ACCORDING TO THE STOCK
OPTION PROGRAMME FOR 2004, CERTAIN SENIOR COMPANY
OFFICIALS SHALL BE ALLOCATED A MINIMUM OF 6,805
OPTIONS AND A MAXIMUM OF 64,815 STOCK OPTIONS PER
PERSON; THE OPTIONS CAN BE USED TO BUY SHARES
OVER THE PERIOD FROM 03 MAR 2008 TO 01 MAR 2010
AT A REDEMPTION PRICE OF SEK 99.75; THE TERMS AND
CONDITIONS APPLYING TO THE OPTIONS WERE
ESTABLISHED ON THE BASIS OF THE AVERAGE PRICE OF
THE SWEDISH MATCH SHARE ON THE STOCKHOLM STOCK
EXCHANGE OVER THE PERIOD FROM 11 FEB 2005 TO 24
FEB 2005, WHICH WAS SEK 83.21; THE MARKET VALUE
OF THE OPTIONS, CALCULATED ON THE BASIS OF THE
CONDITIONS PREVAILING AT THE TIME AT WHICH THE
TERMS AND CONDITIONS APPLYING TO THE OPTIONS WERE
ESTABLISHED, IS DEEMED BY AN INDEPENDENT
VALUATION INSTITUTE TO BE SEK 10.80 PER OPTION,
CORRESPONDING TO A TOTAL MAXIMUM VALUE OF SEK
9,800,000; THE BOARD OF DIRECTORS PROPOSES THAT
THE MEETING RESOLVE THAT THE COMPANY SHALL ISSUE
A MAXIMUM 907,408 STOCK OPTIONS TO SECURE THE
STOCK OPTION PROGRAMME FOR 2004; THE BOARD OF
DIRECTORS FURTHER PROPOSES THAT THE COMPANY
DEVIATE FROM THE REFERENTIAL RIGHTS OF
SHAREHOLDERS AND BE PERMITTED TO TRANSFER A
MAXIMUM OF 907,408 SHARES IN THE COMPANY AT A
SELLING PRICE OF SEK 99.75 PER SHARE IN
CONJUNCTION WITH DEMAND FOR THE REDEMPTION OF THE
CALL OPTIONS; THE NUMBER OF SHARES AND THE
SELLING PRICE OF THE SHARES COVERED BY THE
TRANSFER RESOLUTION UNDER ITEM 12 MAY BE CHANGED
AS A CONSEQUENCE, INTER ALIA, OF A BONUS ISSUE OF
SHARES, A COMBINATION OR SPLIT OF SHARES, A NEW
SHARE ISSUE, A REDUCTION OF THE SHARE CAPITAL OR
OTHER SIMILAR MEASURE; THE RESOLUTION OF THE
MEETING WITH REGARD TO ITEM 12 IS CONTINGENT UPON
BEING SUPPORTED BY SHAREHOLDERS REPRESENTING AT
LEAST 9/10 TH OF THE VOTES CAST AND 9/10 TH OF
THE SHARES REPRESENTED AT THE MEETING
18. APPROVE TO DETERMINE THE FEES TO BE PAID TO THE Management For *Management Position Unknown No
BOARD OF DIRECTORS
13. APPROVE: TO REDUCE THE COMPANY S SHARE CAPITAL Management For *Management Position Unknown No
BY SEK 28,800,000 THROUGH THE WITHDRAWAL OF
12,000,000 SHARES IN THE COMPANY; THE SHARES IN
THE COMPANY PROPOSED FOR WITHDRAWAL HAVE BEEN
REPURCHASED BY THE COMPANY IN ACCORDANCE WITH THE
AUTHORIZATION GRANTED BY THE GENERAL MEETING OF
SHAREHOLDERS OF THE COMPANY; THAT THE REDUCED
AMOUNT BE TRANSFERRED TO NON-RESTRICTED
SHAREHOLDERS EQUITY FOR ALLOCATION TO A FUND FOR
USE IN REPURCHASING THE COMPANY S OWN SHARES; THE
RESOLUTION OF THE MEETING WITH REGARD TO ITEM 13
IS CONTINGENT UPON BEING SUPPORTED BY
SHAREHOLDERS REPRESENTING AT LEAST 2/3 RD OF THE
VOTES CAST AND 2/3 RD OF THE SHARES REPRESENTED
AT THE MEETING
14. APPROVE TO REDUCE THE COMPANY S SHARE CAPITAL Management For *Management Position Unknown No
THROUGH A REDUCTION IN THE NOMINAL AMOUNT FROM
SEK 2.40 TO SEK 1.20 PER SHARE WITHOUT REPAYMENT
TO THE SHAREHOLDERS, AND ALSO PROPOSES TO
TRANSFER THE REDUCED AMOUNT TO NON-RESTRICTED
SHAREHOLDERS EQUITY FOR ALLOCATION TO A FUND FOR
USE IN REPURCHASING THE COMPANY S OWN SHARES;
AMEND THE ARTICLES OF ASSOCIATION SECTION 5 TO
SPECIFY THAT THE NOMINAL AMOUNT OF THE SHARE
SHALL BE SEK 1.20; THE RESOLUTION OF THE MEETING
WITH REGARD TO ITEM 14 IS CONTINGENT UPON BEING
SUPPORTED BY SHAREHOLDERS REPRESENTING AT LEAST
2/3 RD OF THE VOTES CAST AND 2/3 RD OF THE SHARES
REPRESENTED AT THE MEETING
15. APPROVE: THAT THE COMPANY S STATUTORY RESERVE Management For *Management Position Unknown No
BE REDUCED BY SEK 114,000,000 TO SEK 80,364,332.20;
THAT THE REDUCED AMOUNT BE TRANSFERRED TO NON-RESTRICTED
SHAREHOLDERS EQUITY FOR ALLOCATION TO A FUND
FOR USE IN REPURCHASING THE COMPANY S OWN SHARES
16. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management For *Management Position Unknown No
OF THE PRESIDENT FROM LIABILITY FOR THE FY
17. APPROVE TO DETERMINE THE NUMBER OF BOARD MEMBERS Management For *Management Position Unknown No
AND THE DEPUTY MEMBERS TO BE ELECTED BY THE
MEETING
19. ELECT THE BOARD MEMBERS AND THE DEPUTY MEMBERS Management For *Management Position Unknown No
20. ADOPT THE REVISED INSTRUCTION TO SWEDISH MATCH Management For *Management Position Unknown No
AB S NOMINATING COMMITTEE ELECTION COMMITTEE
23. OTHER ISSUES Other For *Management Position Unknown No
21. ELECT THE MEMBERS OF THE ELECTION COMMITTEE: Management For *Management Position Unknown No
AS MESSRS. JOACHIM SPETZ HANDELSBANKEN FONDER,
MARIANNE NILSSON ROBUR, CARL ROSEN SECOND
SWEDISH NATIONAL PENSION FUND, PERNILLA KLEIN
THIRD SWEDISH NATIONAL PENSION FUND AND BERNT
MAGNUSSON
22. AMEND THE ARTICLES OF ASSOCIATION SECTION 9 TO Management For *Management Position Unknown No
SPECIFY THAT THE AGM OF SHAREHOLDERS SHALL
DETERMINE THE FEES TO BE PAID TO THE BOARD, ALONG
WITH THE DIVISION BETWEEN THE CHAIRMAN AND OTHER
BOARD MEMBERS, AS WELL AS ANY COMPENSATION FOR
COMMITTEE WORK AND THAT THE CHAIRMAN OF THE BOARD
SHALL BE ELECTED BY THE AGM; THE RESOLUTION OF
THE MEETING WITH REGARD TO ITEM 22 IS CONTINGENT
UPON BEING SUPPORTED BY SHAREHOLDERS REPRESENTING
AT LEAST 2/3 RD OF THE VOTES CAST AND 2/3 RD OF
THE SHARES REPRESENTED AT THE MEETING
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
THE GABELLI VALUE FUND GETF0036202 909,000 909,000 909,000 4/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION AP Annual Meeting Date: 04/28/2005
Issuer: 032037 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LOUIS BERKMAN Management For For
WILLIAM K. LIEBERMAN Management For For
STEPHEN E. PAUL Management For For
CARL H. PFORZHEIMER III Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 103 50,000 50,000 50,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION ABX Annual Meeting Date: 04/28/2005
Issuer: 067901 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H.L. BECK Management For For
C.W.D. BIRCHALL Management For For
G. CISNEROS Management For For
M.A. COHEN Management For For
P.A. CROSSGROVE Management For For
P.C. GODSOE Management For For
A.A. MACNAUGHTON Management For For
B. MULRONEY Management For For
A. MUNK Management For For
P. MUNK Management For For
J.L. ROTMAN Management For For
S.J. SHAPIRO Management For For
G.C. WILKINS Management For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Management For For No
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK
AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 108 320,000 320,000 320,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHOICEPOINT INC. CPS Annual Meeting Date: 04/28/2005
Issuer: 170388 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RAY M. ROBINSON* Management For For
JOHN J. HAMRE** Management For For
JOHN B. MCCOY** Management For For
TERRENCE MURRAY** Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE CHOICEPOINT Management Against Against No
INC. 2003 OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY BE
ISSUED UNDER THE PLAN FROM 3,500,000 TO
7,500,000.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR CHOICEPOINT FOR THE YEAR ENDING
DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 14,000 14,000 14,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW Annual Meeting Date: 04/28/2005
Issuer: 219350 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
02 APPROVAL OF THE ADOPTION OF THE 2005 EMPLOYEE Management Against Against No
EQUITY PARTICIPATION PROGRAM.
01 DIRECTOR Management For No
JOHN SEELY BROWN Management For For
GORDON GUND Management For For
JOHN M. HENNESSY Management For For
H. ONNO RUDING Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 750,000 750,000 750,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT Annual Meeting Date: 04/28/2005
Issuer: 539830 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.C."PETE"ALDRIDGE, JR. Management For For
NOLAN D. ARCHIBALD Management For For
MARCUS C. BENNETT Management For For
JAMES O. ELLIS, JR. Management For For
GWENDOLYN S. KING Management For For
DOUGLAS H. MCCORKINDALE Management For For
EUGENE F. MURPHY Management For For
JOSEPH W. RALSTON Management For For
FRANK SAVAGE Management For For
ANNE STEVENS Management For For
ROBERT J. STEVENS Management For For
JAMES R. UKROPINA Management For For
DOUGLAS C. YEARLEY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
03 MANAGEMENT PROPOSAL-AMENDMENTS TO THE 2003 PERFORMANCE Management Against Against No
INCENTIVE AWARD PLAN
04 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For No
05 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For No
06 STOCKHOLDER PROPOSAL BY THE CATHOLIC FUNDS AND Shareholder Against For No
OTHER GROUPS
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For No
AND OTHER GROUPS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 1,000 1,000 1,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. MEG Annual Meeting Date: 04/28/2005
Issuer: 584404 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld No
CHARLES A. DAVIS Management Withheld Against
C. BOYDEN GRAY Management Withheld Against
WALTER E. WILLIAMS Management Withheld Against
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 107 1,325,000 1,325,000 1,325,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS Annual Meeting Date: 04/28/2005
Issuer: 71343P ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HERBERT M. BAUM Management For For
RICHARD G. CLINE Management For For
PIERRE S. DU PONT Management For For
ARCHIE R. DYKES Management For For
JAROBIN GILBERT, JR. Management For For
JAMES R. KACKLEY Management For For
MATTHEW M. MCKENNA Management For For
ROBERT C. POHLAD Management For For
CYNTHIA SWANSON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 29). Shareholder Against For No
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 32). Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 200 1,117,200 1,117,200 1,117,200 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE PHOENIX COMPANIES, INC. PNX Annual Meeting Date: 04/28/2005
Issuer: 71902E ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
SAL H. ALFIERO Management For For
MARTIN N. BAILY Management For For
JOHN H. FORSGREN Management For For
JOHN E. HAIRE Management For For
THOMAS S. JOHNSON Management For For
02 APPROVAL OF THE PHOENIX COMPANIES, INC. ANNUAL Management For For No
INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT AUDITOR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 130,000 130,000 130,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE STATUTORY REPORTS AND STATUTORY Management For For No
FINANCIAL STATEMENTS FOR FISCAL YEAR 2004.
02 APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL Management For For No
STATEMENTS FOR FISCAL YEAR 2004.
03 APPROVAL OF THE AGREEMENTS COVERED BY THE STATUTORY Management For For No
AUDITORS SPECIAL REPORT.
04 ALLOCATION OF NET INCOME AND DETERMINATION OF Management For For No
THE DIVIDEND FOR FISCAL YEAR 2004.
15 DETERMINATION OF THE AMOUNT OF THE SUPERVISORY Management For For No
BOARD MEMBERS FEES.
16 RENEWAL OF SALUSTRO REYDEL AS STATUTORY AUDITORS. Management For For No
17 APPOINTMENT OF MR. JEAN-CLAUDE REYDEL AS ALTERNATE Management For For No
STATUTORY AUDITOR.
18 AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS Management For For No
OWN SHARES
19 AUTHORIZATION FOR PERFORMANCE OF LEGAL FORMALITIES. Management For For No
05 TRANSFORMATION OF THE COMPANY S STRUCTURE TO Management For For No
A STRUCTURE WITH A MANAGEMENT BOARD AND A SUPERVISORY
BOARD.
06 ADOPTION OF THE COMPANY S AMENDED BY-LAWS. Management For For No
12 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No
COMPANY STOCK OPTIONS.
6A AMENDMENT OF ARTICLE 17 OF THE BY-LAWS ( VOTING Management For For No
RIGHTS) BY INSERTION OF A FOURTH SUB-PARAGRAPH:
ADJUSTMENT OF THE VOTING RIGHTS IN SHAREHOLDERS
MEETINGS.
07 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO ISSUE ORDINARY SHARES OR MARKETABLE
SECURITIES GIVING RIGHTS TO SHARES WHICH ARE OR
WILL BE ISSUED AS A PART OF A SHARE CAPITAL
INCREASE.
08 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO ISSUE ORDINARY SHARES OR MARKETABLE
SECURITIES GIVING RIGHTS TO SHARES WHICH ARE OR
WILL BE ISSUED AS A PART OF A SHARE CAPITAL
INCREASE.
09 AUTHORIZATION FOR THE MANAGEMENT BOARD TO INCREASE Management For For No
THE NUMBER OF SHARES OR MARKETABLE SECURITIES TO
BE ISSUED IN THE EVENT OF AN INCREASE IN THE
SHARE CAPITAL.
10 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No
TO INCREASE THE SHARE CAPITAL BY INCORPORATION
OF PREMIUMS, RESERVES, INCOME OR OTHER ITEMS.
11 AUTHORIZATION FOR THE MANAGEMENT BOARD TO PROCEED Management For For No
WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES
AND PENSION SCHEMES OF THE COMPANY AND COMPANIES
IN THE GROUP TAKING PART IN THE GROUP S SAVINGS
PLAN
13 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No
RESTRICTED STOCK FROM TREASURY STOCK OR SHARES
TO BE ISSUED.
14 AUTHORIZATION FOR THE MANAGEMENT BOARD TO DECREASE Management For For No
THE SHARE CAPITAL BY CANCELLATION OF TREASURY
STOCK.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ---------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 204 800,000 800,000 800,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005
Issuer: 92851S ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
15 DIRECTORS Management For No
FOUTOU Management For For
BEBAER Management For For
BREMOND Management For For
FERNANDEZ Management For For
FRIBOURG Management For For
HAWAWINI Management For For
LACHMANN Management For For
RODOCANACHI Management For For
MIERT Management For For
FRANK Management For For
KRON Management For For
OLECHOWSKI Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ---------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 204 800,000 800,000 800,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 04/29/2005
Issuer: 171871 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
BRUCE L. BYRNES Management For For
JOHN F. CASSIDY Management For For
ROBERT W. MAHONEY Management For For
DANIEL J. MEYER Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE LLP AS INDEPENDENT ACCOUNTANTS TO AUDIT
THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2005.
03 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS OF THE CINCINNATI BELL INC. 1997 LONG TERM
INCENTIVE PLAN.
04 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No
GOALS OF THE CINCINNATI BELL INC. SHORT TERM
INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ---------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 1,080,000 1,080,000 1,080,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LAMSON & SESSIONS CO. LMS Annual Meeting Date: 04/29/2005
Issuer: 513696 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES J. ABEL Management For For
A. MALACHI MIXON, III Management For For
JOHN B. SCHULZE Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 109,200 109,200 109,200 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005
Issuer: 620076 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E. ZANDER Management For For
H.L. FULLER Management For For
J. LEWENT Management For For
W. MASSEY Management For For
T. MEREDITH Management For For
N. NEGROPONTE Management For For
I. NOOYI Management For For
S. SCOTT III Management For For
R. SOMMER Management For For
J. STENGEL Management For For
D. WARNER III Management For For
J. WHITE Management For For
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against For No
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against For No
MAJORITY VOTE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 580,000 580,000 580,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES, INC. CHB Annual Meeting Date: 05/03/2005
Issuer: 158496 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
SHIRLEY D. PETERSON Management For For
02 PROPOSAL TO ADOPT THE 2005 EQUITY COMPENSATION Management Against Against No
AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 590,000 590,000 590,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
MGM MIRAGE MGG Annual Meeting Date: 05/03/2005
Issuer: 552953 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES D. ALJIAN Management For For
ROBERT H. BALDWIN Management For For
TERRY N. CHRISTENSEN Management For For
WILLIE D. DAVIS Management For For
ALEXANDER M. HAIG, JR. Management For For
ALEXIS M. HERMAN Management For For
ROLAND HERNANDEZ Management For For
GARY N. JACOBS Management For For
KIRK KERKORIAN Management For For
J. TERRENCE LANNI Management For For
GEORGE J. MASON Management For For
JAMES J. MURREN Management For For
RONALD M. POPEIL Management For For
JOHN T. REDMOND Management For For
DANIEL M. WADE Management For For
MELVIN B. WOLZINGER Management For For
ALEX YEMENIDJIAN Management For For
02 AMENDMENT TO THE COMPANY S CERTIFICATE OF INCORPORATION Management For For No
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
03 ADOPTION OF THE COMPANY S 2005 OMNIBUS INCENTIVE Management Against Against No
PLAN.
04 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 101 40,000 40,000 40,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE LIBERTY CORPORATION LC Annual Meeting Date: 05/03/2005
Issuer: 530370 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld No
FRANK E. MELTON Management Withheld Against
JOHN H. MULLIN, III Management Withheld Against
EUGENE E. STONE, IV Management Withheld Against
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For For No
& YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR LIBERTY.
03 SHAREHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT. Shareholder For Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 705,000 705,000 705,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. YBTVA Annual Meeting Date: 05/03/2005
Issuer: 987434 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ALFRED J. HICKEY, JR. Management For For
DAVID C. LEE Management For For
LEIF LOMO Management For For
RICHARD C. LOWE Management For For
DEBORAH A. MCDERMOTT Management For For
JAMES A. MORGAN Management For For
REID MURRAY Management For For
VINCENT J. YOUNG Management For For
02 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 107 98,000 98,000 98,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY CL Annual Meeting Date: 05/04/2005
Issuer: 194162 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.K. CONWAY Management For For
R.E. FERGUSON Management For For
E.M. HANCOCK Management For For
D.W. JOHNSON Management For For
R.J. KOGAN Management For For
D.E. LEWIS Management For For
R. MARK Management For For
E.A. MONRAD Management For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For No
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management Against Against No
OPTION PLAN
04 APPROVAL OF THE COMPANY S 2005 NON-EMPLOYEE DIRECTOR Management Against Against No
STOCK OPTION PLAN
05 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 103 5,000 5,000 5,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. GTN Annual Meeting Date: 05/04/2005
Issuer: 389375 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD L. BOGER Management For For
RAY M. DEAVER Management For For
T.L. ELDER Management For For
HILTON H. HOWELL, JR. Management For For
For WILLIAM E. MAYHER, III Management For For
ZELL B. MILLER Management For For
HOWELL W. NEWTON Management For For
HUGH E. NORTON Management For For
ROBERT S. PRATHER, JR. Management For For
HARRIETT J. ROBINSON Management For For
J. MACK ROBINSON Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 190,000 190,000 190,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NASHUA CORPORATION NSH Annual Meeting Date: 05/04/2005
Issuer: 631226 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANDREW B. ALBERT Management For For
L. SCOTT BARNARD Management For For
AVRUM GRAY Management For For
GEORGE R. MRKONIC, JR. Management For For
JAMES F. ORR III Management For For
MARK E. SCHWARZ Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 107 30,000 30,000 30,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB Annual Meeting Date: 05/04/2005
Issuer: 884315 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.H. DREW Management For For
T.K. DUNNIGAN Management For For
J.K. HAUSWALD Management For For
D. JERNIGAN Management For For
R.B. KALICH SR. Management For For
K.R. MASTERSON Management For For
D.J. PILEGGI Management For For
J.P. RICHARD Management For For
D.D. STEVENS Management For For
W.H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No
PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 650,000 650,000 650,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. WTS Annual Meeting Date: 05/04/2005
Issuer: 942749 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
TIMOTHY P. HORNE Management For For
RALPH E. JACKSON, JR. Management For For
KENNETH J. MCAVOY Management For For
JOHN K. MCGILLICUDDY Management For For
GORDON W. MORAN Management For For
DANIEL J. MURPHY, III Management For For
PATRICK S. O'KEEFE Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Management For For No
AUDITORS OF THE COMPANY FOR THE CURRENT FISCAL
YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 360,000 360,000 360,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2005
Issuer: 20825C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
J.J. MULVA Management For For
NORMAN R. AUGUSTINE Management For For
LARRY D. HORNER Management For For
CHARLES C. KRULAK Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005
03 COMPENSATION LIMITATIONS Shareholder Against For No
04 DIRECTOR ELECTION VOTE STANDARD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 100,000 100,000 100,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET Annual Meeting Date: 05/05/2005
Issuer: 367905 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
E.K. GAYLORD II Management For For
E. GORDON GEE Management For For
ELLEN LEVINE Management For For
ROBERT P. BOWEN Management For For
RALPH HORN Management For For
MICHAEL J. BENDER Management For For
LAURENCE S. GELLER Management For For
MICHAEL D. ROSE Management For For
COLIN V. REED Management For For
MICHAEL I. ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 235,000 235,000 235,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA Annual Meeting Date: 05/05/2005
Issuer: 817320 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MR. ALEXANDER Management For For
MR. BARR Management For For
MR. DWORMAN Management For For
MR. LEFRAK Management For For
MR. SOVERN Management For For
MR. SULLIVAN Management For For
MR. TSAI Management For For
MR. WEINBERG Management For For
MR. WEINSTEIN Management For For
02 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For No
FOR CORPORATE EXECUTIVE OFFICERS
03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 203 33,000 33,000 33,000 5/2/2005
GABELLI VALUE FUND INC. B01GETF0036202B 104 74,000 74,000 74,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/05/2005
Issuer: 844895 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management No
GEORGE C. BIEHL Management Withheld Against
THOMAS E. CHESTNUT Management Withheld Against
MANUEL J. CORTEZ Management Withheld Against
RICHARD M. GARDNER Management Withheld Against
LEROY C. HANNEMAN, JR. Management Withheld Against
THOMAS Y. HARTLEY Management Withheld Against
JAMES J. KROPID Management Withheld Against
MICHAEL O. MAFFIE Management Withheld Against
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management Withheld Against
CAROLYN M. SPARKS Management Withheld Against
TERRENCE L. WRIGHT Management Withheld Against
Nominated at the Meeting SAL ZIZZA Shareholder For Against
02 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 80,000 80,000 80,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS Annual Meeting Date: 05/05/2005
Issuer: 879433 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
K.A. MUNDT Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
02 RATIFY ACCOUNTANTS FOR 2005. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 450,000 450,000 450,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
BELO CORP. BLC Annual Meeting Date: 05/10/2005
Issuer: 080555 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
FRANCE A. CORDOVA, PH.D Management For For
ROBERT W. DECHERD Management For For
LAURENCE E. HIRSCH Management For For
M. ANNE SZOSTAK Management For For
J. MCDONALD WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 200,000 200,000 200,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ITT INDUSTRIES, INC. ITT Annual Meeting Date: 05/10/2005
Issuer: 450911 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
STEVEN R. LORANGER Management For For
CURTIS J. CRAWFORD Management For For
CHRISTINA A. GOLD Management For For
RALPH F. HAKE Management For For
JOHN J. HAMRE Management For For
RAYMOND W. LEBOEUF Management For For
FRANK T. MACINNIS Management For For
LINDA S. SANFORD Management For For
MARKOS I. TAMBAKERAS Management For For
B RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
C APPROVAL OF AMENDMENT TO THE RESTATED ARTICLES Management For For No
OF INCORPORATION
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 60,000 60,000 60,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. JNS Annual Meeting Date: 05/10/2005
Issuer: 47102X ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PAUL F. BALSER Management For For
GARY D. BLACK Management For For
ROBERT SKIDELSKY Management For For
02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For No
AS INDEPENDENT AUDITORS.
03 APPROVE THE 2005 LONG TERM INCENTIVE STOCK PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 100,000 100,000 100,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU Annual Meeting Date: 05/10/2005
Issuer: 664397 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR 2005.
03 AMENDMENT TO DECLARATION OF TRUST CONCERNING Management For For No
ELECTRONIC DISTRIBUTION OF NOTICES TO SHAREHOLDERS
AND VOTING METHODS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 280,000 280,000 280,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AUTONATION, INC. AN Annual Meeting Date: 05/11/2005
Issuer: 05329W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
MIKE JACKSON Management For For
ROBERT J. BROWN Management For For
J.P. BRYAN Management For For
RICK L. BURDICK Management For For
WILLIAM C. CROWLEY Management For For
EDWARD S. LAMPERT Management For For
IRENE B. ROSENFELD Management For For
02 RATIFICATION OF KPMG LLP IS RECOMMENDED BY THE Management For For No
BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 495,000 495,000 495,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC GLH Annual Meeting Date: 05/11/2005
Issuer: 363595 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE REPORT OF THE DIRECTORS AND THE Management For For No
ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2004 AND
THE AUDITORS REPORT THEREON.
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For For No
31 DECEMBER 2004 OF 21.5P PER ORDINARY SHARE.
03 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No
IN THE ANNUAL REPORT AND FINANCIAL STATEMENTS
2004.
04 DIRECTOR Management For No
MR. JOHN GILDERSLEEVE Management For For
MRS. ALISON CARNWATH Management For For
MR. NIGEL DUNLOP Management For For
MR. JAMES HOGAN Management For For
MR. STEWART HAINSWORTH Management For For
09 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For No
OF THE COMPANY AND TO FIX THEIR REMUNERATION.
10 THAT THE COMPANY BE AUTHORISED TO MAKE DONATIONS Management For For No
TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL
EXPENDITURE.
11 THAT GALLAHER LIMITED BE AUTHORISED TO MAKE DONATIONS Management For For No
TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL
EXPENDITURE.
12 THAT AUSTRIA TABAK GMBH & CO. KG BE AUTHORISED Management For For No
TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS
OR INCUR EU POLITICAL EXPENDITURE.
13 THAT THE REVISED RULES OF THE DEFERRED BONUS Management For For No
PLAN BE ADOPTED AS THE RULES OF THE COMPANY S
DEFERRED BONUS PLAN.
14 THAT THE REVISED RULES OF THE PERFORMANCE SHARE Management For For No
PLAN BE ADOPTED AS THE RULES OF THE COMPANY S
PERFORMANCE SHARE PLAN.
19 THAT THE UPDATED ARTICLES OF ASSOCIATION BE ADOPTED Management For For No
AS THE NEW ARTICLES OF ASSOCIATON OF THE COMPANY.
15 THAT THE PERFORMANCE CRITERIA APPLICABLE TO AWARDS Management For For No
GRANTED UNDER THE PERFORMANCE SHARE PLAN FOR
THE PERIOD 2004-2006 BE AMENDED.
16 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For For No
S ARTICLES OF ASSOCIATION THE SECTION 80 AMOUNT
SHALL BE 21,837,651 POUNDS.
17 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For For No
S ARTICLES OF ASSOCIATION THE SECTION 89 AMOUNT
SHALL BE 3,275,647 POUNDS.
18 THAT THE COMPANY BE AUTHORISED TO MAKE MARKET Management For For No
PURCHASES OF THE COMPANY S ORDINARY SHARES TO
A MAXIMUM NUMBER OF 65,512,953.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 94,000 94,000 94,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMEDIA INC. PRM Annual Meeting Date: 05/11/2005
Issuer: 74157K ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOSEPH Y. BAE Management For For
DAVID A. BELL Management For For
BEVERLY C. CHELL Management For For
KELLY P. CONLIN Management For For
TIMOTHY D. DATTELS Management For For
MEYER FELDBERG Management For For
PERRY GOLKIN Management For For
H. JOHN GREENIAUS Management For For
HENRY R. KRAVIS Management For For
DEAN B. NELSON Management For For
02 TO APPROVE CERTAIN AMENDMENTS TO THE 1992 STOCK Management Against Against No
PURCHASE AND OPTION PLAN (AS AMENDED).
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 101 510,000 510,000 510,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 05/12/2005
Issuer: 017361 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
H. FURLONG BALDWIN Management For For
ELEANOR BAUM Management For For
PAUL J. EVANSON Management For For
CYRUS F. FREIDHEIM, JR. Management For For
JULIA L. JOHNSON Management For For
TED J. KLEISNER Management For For
STEVEN H. RICE Management For For
GUNNAR E. SARSTEN Management For For
MICHAEL H. SUTTON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL REQUIRING MANAGEMENT TO Shareholder Against For No
RETAIN STOCK.
04 STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No
BOARD CHAIRMAN.
05 STOCKHOLDER PROPOSAL TO DISCOURAGE ANY OVEREXTENDED Shareholder Against For No
DIRECTORS.
06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No
OPTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 10,000 10,000 10,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AZTAR CORPORATION AZR Annual Meeting Date: 05/12/2005
Issuer: 054802 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN B. BOHLE Management For For
JOHN A. SPENCER Management For For
02 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Management For For No
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2005.
03 THE ADOPTION OF THE SHAREHOLDER PROPOSAL, IF Shareholder Against For No
PRESENTED AT THE MEETING.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 103 500,000 500,000 500,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. CTL Annual Meeting Date: 05/12/2005
Issuer: 156700 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
VIRGINIA BOULET Management For For
CALVIN CZESCHIN Management For For
JAMES B. GARDNER Management For For
GREGORY J. MCCRAY Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No
S INDEPENDENT AUDITOR FOR 2005.
03 APPROVAL OF THE 2005 MANAGEMENT INCENTIVE COMPENSATION Management For For No
PLAN.
04 APPROVAL OF THE 2005 DIRECTORS STOCK PLAN. Management For For No
05 APPROVAL OF THE 2005 EXECUTIVE OFFICER SHORT-TERM Management For For No
INCENTIVE PROGRAM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 15,000 15,000 15,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO Annual Meeting Date: 05/12/2005
Issuer: 203349 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES Q. CROWE Management For For
RICHARD R. JAROS Management For For
EUGENE ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 186,200 186,200 186,200 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. RSG Annual Meeting Date: 05/12/2005
Issuer: 760759 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES E. O'CONNOR Management For For
HARRIS W. HUDSON Management For For
JOHN W. CROGHAN Management For For
W. LEE NUTTER Management For For
RAMON A. RODRIGUEZ Management For For
ALLAN C. SORENSEN Management For For
MICHAEL W. WICKHAM Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
03 STOCKHOLDER PROPOSAL TO REQUIRE STOCKHOLDER APPROVAL Shareholder Against For No
OF FUTURE SEVERANCE AGREEMENTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 260,000 260,000 260,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, I SUP Annual Meeting Date: 05/13/2005
Issuer: 868168 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LOUIS L. BORICK Management For For
STEVEN J. BORICK Management For For
RAYMOND C. BROWN Management For For
02 APPROVAL OF AN INCENTIVE BONUS PLAN FOR STEVEN Management For For No
J. BORICK.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND B01GETF0036202B 105 20,000 20,000 20,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. WMI Annual Meeting Date: 05/13/2005
Issuer: 94106L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
PASTORA S.J. CAFFERTY Management For For
FRANK M. CLARK, JR. Management For For
ROBERT S. MILLER Management For For
JOHN C. POPE Management For For
W. ROBERT REUM Management For For
STEVEN G. ROTHMEIER Management For For
DAVID P. STEINER Management For For
THOMAS H. WEIDEMEYER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 TO VOTE ON A PROPOSAL RELATING TO DISCLOSURE Shareholder Against For No
OF OUR STRATEGY ON OPPOSITION TO PRIVATIZATION.
04 TO VOTE ON A PROPOSAL RELATING TO ELECTION OF Shareholder Against For No
DIRECTORS BY MAJORITY VOTE.
05 TO VOTE ON A PROPOSAL RELATING TO DISCLOSURE Shareholder Against For No
OF POLITICAL CONTRIBUTIONS.
06 TO VOTE ON A PROPOSAL RELATING TO EXECUTIVE SEVERANCE Shareholder Against For No
AGREEMENTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 580,000 580,000 580,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THERMO ELECTRON CORPORATION TMO Annual Meeting Date: 05/17/2005
Issuer: 883556 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JOHN L. LAMATTINA Management For For
MICHAEL E. PORTER Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For No
03 APPROVAL OF THE COMPANY S 2005 STOCK INCENTIVE Management Against Against No
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING THE VOTE STANDARD Shareholder Against For No
FOR DIRECTOR ELECTIONS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 65,000 65,000 65,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. CPO Annual Meeting Date: 05/18/2005
Issuer: 219023 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RICHARD J. ALMEIDA Management For For
GUENTHER E. GREINER Management For For
GREGORY B. KENNY Management For For
JAMES M. RINGLER Management For For
02 TO APPROVE AMENDMENTS TO THE CORN PRODUCTS INTERNATIONAL, Management Against Against No
INC., 1998 STOCK INCENTIVE PLAN WHICH WILL BE
REDESIGNATED AS THE CORN PRODUCTS INTERNATIONAL,
INC. STOCK INCENTIVE PLAN.
03 TO REAPPROVE THE CORN PRODUCTS INTERNATIONAL, Management For For No
INC. ANNUAL INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No
AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 108 160,000 160,000 160,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG DB Annual Meeting Date: 05/18/2005
Issuer: D18190 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For No
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For No
BOARD OF MANAGING DIRECTORS FOR THE 2004 FINANCIAL
YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For No
SUPERVISORY BOARD FOR THE 2004 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2005 FINANCIAL Management For For No
YEAR
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For No
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION
ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Management For For No
TO (SECTION 71 (1) NO. 8 STOCK CORPORATION ACT)
08 ELECTION OF THE SUPERVISORY BOARD Management For For No
CMA COUNTER MOTION A Management *Management Position Unknown No
CMB COUNTER MOTION B Management *Management Position Unknown No
CMC COUNTER MOTION C Management *Management Position Unknown No
CMD COUNTER MOTION D Management *Management Position Unknown No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 898 28,000 28,000 28,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 05/18/2005
Issuer: 398231 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WINSTON J CHURCHILL JR. Management For For
EDGAR M. CULLMAN Management For For
FREDERICK M. DANZIGER Management For For
JOHN L. ERNST Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 135,000 135,000 135,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY TRB Annual Meeting Date: 05/18/2005
Issuer: 896047 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ROGER GOODAN Management For For
ENRIQUE HERNANDEZ, JR. Management For For
J. CHRISTOPHER REYES Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 107 340,000 340,000 340,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
UNOVA, INC. UNA Annual Meeting Date: 05/18/2005
Issuer: 91529B ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN E. FRANK Management For For
CLAIRE W. GARGALLI Management For For
LYDIA H. KENNARD Management For For
02 SHAREHOLDER PROPOSAL ON DECLASSIFICATION OF THE Shareholder Against For No
BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 25,000 25,000 25,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/19/2005
Issuer: 12686C ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
VINCENT TESE Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No
OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 2,550,000 2,550,000 2,550,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW Annual Meeting Date: 05/19/2005
Issuer: 231561 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For For No
03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For For No
OF COMMON STOCK INTO A SINGLE CLASS OF COMMON
STOCK BY CONVERTING THE COMMON STOCK AND CLASS B
COMMON STOCK INTO A NEW CLASS OF COMMON STOCK ON
A ONE-FOR-ONE BASIS.
04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 45,000,000 SHARES
TO 100,000,000 SHARES.
05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No
LONG-TERM INCENTIVE PLAN.
06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management Against Against No
PLAN FOR NON-EMPLOYEE DIRECTORS.
07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No
& TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 408 20,000 20,000 20,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON GROUP PLC AGM Meeting Date: 05/20/2005
Issuer: G45098103 ISIN: GB0005002547
SEDOL: 5474752, 0500254
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS FOR Management For *Management Position Unknown No
2004
2. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown No
3. RE-APPOINT MR. C. BELL AS A DIRECTOR Management For *Management Position Unknown No
4. RE-APPOINT MR. S.F. BOLLENBACH AS A DIRECTOR Management For *Management Position Unknown No
5. REAPPOINT MR. D.M.C. MICHELS AS A DIRECTOR Management For *Management Position Unknown No
6. APPOINT MR. I.R. CARTER AS A DIRECTOR Management For *Management Position Unknown No
7. APPOINT MR. C.P. WICKS AS A DIRECTOR Management For *Management Position Unknown No
8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR AND Management For *Management Position Unknown No
AUTHORIZE THE DIRECTORS TO AGREE THE AUDITOR
S REMUNERATION
9. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown No
10. AUTHORIZE DONATIONS TO EU POLITICAL ORGANIZATIONS Management For *Management Position Unknown No
AND EU POLITICAL EXPENDITURE
11. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management Position Unknown No
12. AUTHORIZE THE DIRECTORS TO ALLOT SHARES Management For *Management Position Unknown No
13. APPROVE TO DISAPPLY SECTION 89(1) OF THE COMPANIES Management Against *Management Position Unknown No
ACT 1985
14. AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For *Management Position Unknown No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ---------------------------------------------------------------------------------------------------------------------------
THE GABELLI VALUE FUND GETF0036202 4,000,000 4,000,000 4,000,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------
PACTIV CORP. PTV Annual Meeting Date: 05/20/2005
Issuer: 695257 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LARRY D. BRADY Management For For
K. DANE BROOKSHER Management For For
ROBERT J. DARNALL Management For For
MARY R (NINA) HENDERSON Management For For
ROGER B. PORTER Management For For
RICHARD L. WAMBOLD Management For For
NORMAN H. WESLEY Management For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For No
INDEPENDENT PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 190,000 190,000 190,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX Annual Meeting Date: 05/20/2005
Issuer: 887317 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
JAMES L. BARKSDALE Management For For
STEPHEN F. BOLLENBACH Management For For
STEPHEN M. CASE Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
JESSICA P. EINHORN Management For For
MILES R. GILBURNE Management For For
CARLA A. HILLS Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
R.E. TURNER Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF AUDITORS. Management For For No
03 STOCKHOLDER PROPOSAL REGARDING PAY COMPARISON. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 1,405,000 1,405,000 1,405,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC KRYAY.PK AGM Meeting Date: 05/24/2005
Issuer: G52416107 ISIN: IE0004906560
SEDOL: 0490656, B01ZKX6, B014WT3, 4519579
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE ACCOUNTS FOR THE YE
Management For *Management Position Unknown No
31 DEC 2004 AND THE DIRECTORS AND AUDITORS
REPORTS THEREON
2. DECLARE A FINAL DIVIDEND AS RECOMMENDED BY THE Management For *Management Position Unknown No
DIRECTORS
3.a1 RE-ELECT MR. DERTIS BUCKLEY, WHO RETIRES IN ACCORDANCE Management For *Management Position Unknown No
IN ACCORDANCE WITH THEPROVISIONS OF THE COMBINED
CODE ON CORPORATE GOVERNANCE
3.a2 RE-ELECT MR. EUGENE MCSWEENEY, WHO RETIRES IN Management For *Management Position Unknown No
ACCORDANCE IN ACCORDANCE WITH THE PROVISIONS
OF THE COMBINED CODE ON CORPORATE GOVERNANCE
3.b1 RE-ELECT MR. PATRICK A BARRETT, WHO RETIRES IN Management For *Management Position Unknown No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b2 RE-ELECT MR. JAMES V BROSNAN, WHO RETIRES IN Management For *Management Position Unknown No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b3 RE-ELECT MR. WALTER COSTELLOE, WHO RETIRES IN Management For *Management Position Unknown No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b4 RE-ELECT MR. PATRICK MINOGUE, WHO RETIRES IN Management For *Management Position Unknown No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY
3.b5 RE-ELECT MR. STAN MCCARTHY, WHO RETIRES IN ACCORDANCE Management For *Management Position Unknown No
IN ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
3.c RE-ELECT MR. DERRIS CARROLL, WHO RETIRES IN ACCORDANCE Management For *Management Position Unknown No
IN ACCORDANCE WITH ARTICLE 102 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
3.d RE-ELECT MR. DONAL O DONOGHUE, WHO RETIRES IN Management For *Management Position Unknown No
ACCORDANCE IN ACCORDANCE WITH ARTICLE 100 OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY
4. APPROVE THE DIRECTORS BE PAID AS FEES IN RESPECT Management For *Management Position Unknown No
OF EACH YEAR COMMENCING WITHTHE YE 31 DEC 2005,
SUCH SUM NOT EXCEEDING EUR 1,000,000 IN AGGREGATE
IN ANY YEAR, AS THE DIRECTORS SHAFT DETERMINE,
WHICH SUM SHALL BE DIVIDED AMONGST THEM IN SUCH
PROPORTION AS THEY SHELL DETERMINE
5. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown No
OF THE AUDITORS
S.6 APPROVE THAT AUTHORIZED SHARE CAPITAL OF THE Management For *Management Position Unknown No
COMPANY BE INCREASED TO EUR 35,000,000 DIVIDED
INTO 280,000,000 A ORDINARY SHARES OF EUR 0.125
EACH AND AMEND ARTICLE 3 OF THE ARTICLES OF ASSOCIATION
S.7 AMEND ARTICLE 114 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown No
BY DELETING IT AND REPLACINGIT WITH A NEW ONE
8. AUTHORIZE THE DIRECTORS TO EXERCISE ALL THE POWERS Management For *Management Position Unknown No
OF THE COMPANY TO ALLOT RELEVANT SECURITIES WITHIN
THE MEANING OF SECTION 20 OF THE COMPANIES AMENDMENT
ACT 1983; THE MAXIMUM AMOUNT OF THE RELEVANT
SECURITIES WHICH MAY BE ALLOTTED UNDER THE
AUTHORITY HEREBY CONFERRED SHALL BE THE
AUTHORIZED BUT UNISSUED A ORDINARY SHARES IN THE
CAPITAL OF THE COMPANY; THE AUTHORITY HEREBY
CONFERRED SHALL EXPIRE ON 24 AUG 2006 UNLESS AND
TO THE EXTENT THAT SUCH AUTHORITY IS RENEWED,
REVOKED OR EXTENDED PRIOR TO SUCH DATE; THE
COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR
AGREEMENT WHICH WOULD OR MIGHT REQUIRE RELEVANT
SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND
THE DIRECTORS MAY ALLOT RELEVANT SECURITIES IN
PURSUANCE OF SUCH OFFER OR AGREEMENT,
NOTWITHSTANDING THAT THE AUTHORITY HEREBY
CONFERRED HAS EXPIRED
S.10 AMEND ARTICLE 2(A) OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown No
BY DELETING IT AND REPLACING IT WITH A NEW ONE
S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTIONS Management For *Management Position Unknown No
23 AND 24(1) OF THE COMPANIES AMENDMENT ACT,
1983 TO ALLOT EQUITY SECURITIES WITHIN THE
MEANING OF THE SAID SECTION 23 FOR CASH AS IF
SECTION 23(1) OF THE SAID ACT DID NOT APPLY TO
ANY SUCH ALLOTMENT PROVIDED THAT THIS POWER
SHALL EXPIRE ON 24 AUG 2006 UNLESS AND TO THE
EXTENT THAT SUCH AUTHORITY IS RENEWED, REVOKED
OR EXTENDED PRIOR TO SUCH DATE, SAVE THAT THE
COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR
AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND
THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN
PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF
THE POWER CONFERRED BY THIS PARAGRAPH HAD NOT
EXPIRED AND PROVIDED THAT THE MAXIMUM AMOUNT OF
EQUITY SECURITIES
WITHIN THE MEANING OF THE SAID SECTION 23 WHICH
MAY BE ALLOTTED UNDER THIS AUTHORITY SHALL NOT
EXCEED IN AGGREGATE THE EQUIVALENT OF 5% OF THE
ISSUED A ORDINARY SHARE CAPITAL OF THE COMPANY
AT THE DATE HEREOF
S.11 AMEND ARTICLE 7 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown No
BY DELETING IT AND REPLACING IT WITH A NEW ONE
S.12 AMEND ARTICLE 13A OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown No
BY DELETING IT AND REPLACINGIT WITH A NEW ONE
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
THE GABELLI VALUE FUND GETF0036202 120,000 120,000 120,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 05/24/2005
Issuer: 749121 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
LINDA G. ALVARADO Management For For
CANNON Y. HARVEY Management For For
RICHARD C. NOTEBAERT Management For For
02 MANAGEMENT PROPOSAL - RATIFICATION OF THE APPOINTMENT Management For For No
OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2005
YOUR BOARD OF DIRECTORS RECOMMENDS YOU VOTE
FOR ITEM 2.
03 STOCKHOLDER PROPOSAL - REQUESTING WE ADOPT A Shareholder Against For No
POLICY THAT ALL MEMBERS OF CERTAIN COMMITTEES OF
THE BOARD OF DIRECTORS SHALL BE INDEPENDENT
UNDER A DEFINITION OF INDEPENDENCE ADOPTED BY
THE COUNCIL OF INSTITUTIONAL INVESTORS YOUR
BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST
ITEM 3.
04 STOCKHOLDER PROPOSAL - REQUESTING WE SEEK STOCKHOLDER Shareholder Against For No
APPROVAL OF CERTAIN BENEFITS FOR SENIOR
EXECUTIVES UNDER OUR NON-QUALIFIED PENSION PLAN
OR ANY SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
YOUR BOARD OF DIRECTORS RECOMMENDS YOU VOTE
AGAINST ITEM 4.
05 STOCKHOLDER PROPOSAL - REQUESTING WE ADOPT A Shareholder Against For No
POLICY WHEREBY, IN THE EVENT OF A SUBSTANTIAL
RESTATEMENT OF FINANCIAL RESULTS, OUR BOARD
SHALL REVIEW CERTAIN PERFORMANCE-BASED
COMPENSATION MADE TO EXECUTIVE OFFICERS AND
PURSUE LEGAL REMEDIES TO RECOVER SUCH
COMPENSATION YOUR BOARD OF DIRECTORS RECOMMENDS
YOU VOTE AGAINST ITEM 5.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ---------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 2,000,000 2,000,000 2,000,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. GTI Annual Meeting Date: 05/25/2005
Issuer: 384313 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For No
R. EUGENE CARTLEDGE Management For For
MARY B. CRANSTON Management For For
JOHN R. HALL Management For For
HAROLD E. LAYMAN Management For For
FERRELL P. MCCLEAN Management For For
MICHAEL C. NAHL Management For For
FRANK A. RIDDICK III Management For For
CRAIG S. SHULAR Management For For
B TO APPROVE THE GRAFTECH 2005 EQUITY INCENTIVE Management Against Against No
PLAN.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 245,000 245,000 245,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY Annual Meeting Date: 05/25/2005
Issuer: 786514 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEVEN A. BURD Management For For
JANET E. GROVE Management For For
MOHAN GYANI Management For For
PAUL HAZEN Management For For
ROBERT I. MACDONNELL Management For For
DOUGLAS J. MACKENZIE Management For For
REBECCA A. STIRN Management For For
WILLIAM Y. TAUSCHER Management For For
RAYMOND G. VIAULT Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS FOR FISCAL YEAR 2005.
03 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For No
04 STOCKHOLDER PROPOSAL REQUESTING THE SALE OF SAFEWAY Shareholder Against For No
TO THE HIGHEST BIDDER.
05 STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT Shareholder Against For No
DIRECTOR AS CHAIRMAN OF THE BOARD.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For No
ISSUE AN ANNUAL SUSTAINABILITY REPORT.
07 STOCKHOLDER PROPOSAL REQUESTING THAT 50% OF EACH Shareholder Against For No
DIRECTOR S COMPENSATION BE PAID IN RESTRICTED
STOCK.
08 STOCKHOLDER PROPOSAL REQUESTING MAJORITY VOTE Shareholder Against For No
FOR ELECTION OF DIRECTORS.
09 STOCKHOLDER PROPOSAL REQUESTING INDEPENDENT BOARD Shareholder Against For No
COMMITTEES.
10 STOCKHOLDER PROPOSAL REQUESTING AN OFFICE OF Shareholder Against For No
THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 208 325,000 325,000 325,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON HOTELS CORPORATION HLT Annual Meeting Date: 05/26/2005
Issuer: 432848 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
STEPHEN F. BOLLENBACH Management For For
BARBARA BELL COLEMAN Management For For
BENJAMIN V. LAMBERT Management For For
JOHN L. NOTTER Management For For
PETER V. UEBERROTH Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005
03 A STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER Shareholder Against For No
APPROVAL OF SEVERANCE AGREEMENTS
04 A STOCKHOLDER PROPOSAL CONCERNING VOTING STANDARDS Shareholder Against For No
FOR THE ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 109 700,000 700,000 700,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KATY INDUSTRIES, INC. KT Annual Meeting Date: 05/26/2005
Issuer: 486026 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHRISTOPHER W. ANDERSON Management For For
WILLIAM F. ANDREWS Management For For
SAMUEL P. FRIEDER Management For For
JAMES A. KOHLBERG Management For For
CHRISTOPHER LACOVARA Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
03 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shareholder For Against No
REGARDING KATY S STOCKHOLDER RIGHTS AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 107 244,000 244,000 244,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
VIACOM INC. VIA Annual Meeting Date: 05/26/2005
Issuer: 925524 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
GEORGE S. ABRAMS Management For For
DAVID R. ANDELMAN Management For For
JOSEPH A. CALIFANO, JR. Management For For
WILLIAM S. COHEN Management For For
PHILIPPE P. DAUMAN Management For For
ALAN C. GREENBERG Management For For
CHARLES E. PHILLIPS JR. Management For For
SHARI REDSTONE Management For For
SUMNER M. REDSTONE Management For For
FREDERIC V. SALERNO Management For For
WILLIAM SCHWARTZ Management For For
ROBERT D. WALTER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2005.
03 APPROVAL OF THE AMENDED AND RESTATED VIACOM INC. Management For For No
SENIOR EXECUTIVE SHORT-TERM INCENTIVE PLAN.
04 APPROVAL OF THE VIACOM INC. 2005 RSU PLAN FOR Management For For No
OUTSIDE DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 100 2,620,000 2,620,000 2,620,000 5/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION CMCSA Annual Meeting Date: 06/01/2005
Issuer: 20030N ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
S. DECKER ANSTROM Management For For
KENNETH J. BACON Management For For
SHELDON M. BONOVITZ Management For For
EDWARD D. BREEN Management For For
JULIAN A. BRODSKY Management For For
JOSEPH L. CASTLE, II Management For For
JOSEPH J. COLLINS Management For For
J. MICHAEL COOK Management For For
BRIAN L. ROBERTS Management For For
RALPH J. ROBERTS Management For For
DR. JUDITH RODIN Management For For
MICHAEL I. SOVERN Management For For
02 INDEPENDENT AUDITORS. Management For For No
03 2002 RESTRICTED STOCK PLAN. Management For For No
04 DISCLOSE POLITICAL CONTRIBUTIONS. Shareholder Against For No
05 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT HAVE Shareholder Against For No
MANAGERIAL RESPONSIBILITIES.
06 ELIMINATE SHAREHOLDER RIGHTS PLAN UNLESS SHAREHOLDER Shareholder For Against No
APPROVAL IS RECEIVED.
07 ADOPT A RECAPITALIZATION PLAN. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 101 225,000 225,000 225,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV Annual Meeting Date: 06/01/2005
Issuer: 25459L ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
RALPH F. BOYD, JR. Management For For
JAMES M. CORNELIUS Management For For
DAVID F. DEVOE Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For No
ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 355,000 355,000 355,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTSON'S, INC. ABS Annual Meeting Date: 06/02/2005
Issuer: 013104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
HENRY I. BRYANT Management For For
BONNIE G. HILL Management For For
LAWRENCE R. JOHNSTON Management For For
KATHI P. SEIFERT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For For No
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For No
FOR DIRECTOR ELECTIONS.
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For No
VOTING.
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shareholder Against For No
AGREEMENTS.
06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For No
CHAIRMAN.
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY Shareholder Against For No
GRANTS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 104 160,000 160,000 160,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST Annual Meeting Date: 06/02/2005
Issuer: 36866W ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE AMENDMENTS TO THE COMPANY S CERTIFICATE OF Management For For No
INCORPORATION AND BY-LAWS TO DECLASSIFY THE BOARD
OF DIRECTORS SO THAT ALL DIRECTORS ARE ELECTED
ANNUALLY.
02 DIRECTOR Management For No
RICHARD BATTISTA Management For For
K. RUPERT MURDOCH Management For For
RUTHANN QUINDLEN Management For For
03 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For No
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ---------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 1,500,000 1,500,000 1,500,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWERS FOODS, INC. FLO Annual Meeting Date: 06/03/2005
Issuer: 343498 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
B.H. GRISWOLD, IV* Management For For
J.L. LANIER, JR.* Management For For
J.M. WARD* Management For For
C.M. WOOD III* Management For For
M.A. FERNANDEZ** Management For For
M.T. STITH** Management For For
02 TO APPROVE OUR 2001 EQUITY AND PERFORMANCE INCENTIVE Management Against Against No
PLAN, AS AMENDED AND RESTATED AS OF FEBRUARY
11, 2005.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FLOWERS
FOODS, INC. FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 101 420,000 420,000 420,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG Annual Meeting Date: 06/07/2005
Issuer: 492386 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
WILLIAM F. WALLACE Management For For
IAN L. WHITE-THOMSON Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 APPROVAL OF 2005 LONG TERM INCENTIVE PLAN. Management Against Against No
04 APPROVAL TO AMEND THE AMENDED AND RESTATED CERTIFICATION Management For For No
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK FROM
300,000,000 TO 500,000,000.
05 STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT Shareholder Against For No
OF AN OFFICE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 107 80,000 80,000 80,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/08/2005
Issuer: 530718 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
DAVID E. RAPLEY Management For For
LARRY E. ROMRELL Management For For
02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- ----------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 105 4,200,000 4,200,000 4,200,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. LVS Annual Meeting Date: 06/09/2005
Issuer: 517834 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
CHARLES D. FORMAN Management For For
IRWIN A. SIEGEL Management For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For No
THE SELECTION OF AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- -------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 107 400 400 400 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA INTERNATIONAL, INC. Annual Meeting Date: 06/15/2005
Issuer: 530719 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No
DATED AS OF JANUARY 17, 2005, AMONG LIBERTY MEDIA
INTERNATIONAL, INC., UNITEDGLOBALCOM INC., LIBERTY
GLOBAL, INC., CHEETAH ACQUISITION CORP. AND TIGER
GLOBAL ACQUISITION CORP.
02 DIRECTORS Management For No
DAVID E. RAPLEY Management For For
LARRY E. ROMRELL Management For For
03 APPROVAL OF THE LIBERTY MEDIA INTERNATIONAL, Management Against Against No
INC. 2004 INCENTIVE PLAN (AS AMENDED AND RESTATED
EFFECTIVE MARCH 9, 2005).
04 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For No
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 103 270,000 270,000 270,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED HPC Annual Meeting Date: 06/16/2005
Issuer: 427056 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For No
ANNA CHENG CATALANO Management For For
BURTON M. JOYCE Management For For
JEFFREY M. LIPTON Management For For
JOHN K. WULFF Management For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For No
REGISTERED PUBLIC ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 106 700,000 700,000 700,000 6/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------
NORTEL NETWORKS CORPORATION NT Annual Meeting Date: 06/29/2005
Issuer: 656568 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
013 SHAREHOLDER PROPOSAL NO. 9 Shareholder Against For No
014 SHAREHOLDER PROPOSAL NO. 10 Shareholder Against For No
015 SHAREHOLDER PROPOSAL NO. 11 Shareholder Against For No
01 DIRECTOR Management For No
JALYNN H. BENNETT Management For For
DR. MANFRED BISCHOFF Management For For
ROBERT E. BROWN Management For For
JOHN E. CLEGHORN Management For For
HON. JAMES B. HUNT, JR. Management For For
ROBERT A. INGRAM Management For For
JOHN A. MACNAUGHTON Management For For
HON. JOHN P. MANLEY Management For For
RICHARD D. MCCORMICK Management For For
RONALD W. OSBORNE Management For For
WILLIAM A. OWENS Management For For
HARRY J. PEARCE Management For For
3 THE ADOPTION OF THE NORTEL U.S. STOCK PURCHASE Management For For No
PLAN, THE NORTEL GLOBAL STOCK PURCHASE PLAN,
AND THE NORTEL STOCK PURCHASE PLAN FOR MEMBERS
OF THE NORTEL SAVINGS AND RETIREMENT PROGRAM.
4 THE ADOPTION OF THE NORTEL 2005 STOCK INCENTIVE Management Against Against No
PLAN.
5 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For No
6 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For No
7 SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For No
8 SHAREHOLDER PROPOSAL NO. 4 Shareholder Against For No
9 SHAREHOLDER PROPOSAL NO. 5 Shareholder Against For No
010 SHAREHOLDER PROPOSAL NO. 6 Shareholder Against For No
011 SHAREHOLDER PROPOSAL NO. 7 Shareholder Against For No
012 SHAREHOLDER PROPOSAL NO. 8 Shareholder Against For No
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No
AUDITORS.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 102 885,000 885,000 885,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
ROGERS COMMUNICATIONS INC. RG Annual Meeting Date: 06/29/2005
Issuer: 775109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO THE RESTRICTED SHARE UNIT PLAN OF Management For For No
THE CORPORATION TO INCREASE THE NUMBER OF CLASS
B NON-VOTING SHARES RESERVED FOR ISSUANCE FROM
50,916 TO 2,000,000.
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 200 535,000 535,000 535,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T CORP. T Annual Meeting Date: 06/30/2005
Issuer: 001957 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to
Number Proposal Type Cast Mgmt. Policy
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPT THE MERGER AGREEMENT AMONG SBC, AT&T AND Management For For No
MERGER SUB
01A ADJOURNMENT TO PERMIT FURTHER SOLICITATION OF Management For For No
PROXIES IN FAVOR OF ITEM 1
02 DIRECTOR Management For No
W.F. ALDINGER Management For For
K.T. DERR Management For For
D.W. DORMAN Management For For
M.K. EICKHOFF-SMITH Management For For
H.L. HENKEL Management For For
F.C. HERRINGER Management For For
J.C. MADONNA Management For For
D.F. MCHENRY Management For For
T.L. WHITE Management For For
03 RATIFICATION OF AUDITORS Management For For No
04 NO FUTURE STOCK OPTIONS Shareholder Against For No
05 LINK RESTRICTED STOCK UNIT VESTING TO PERFORMANCE Shareholder Against For No
06 EXECUTIVE COMPENSATION Shareholder Against For No
07 POISON PILL Shareholder For Against No
08 SHAREHOLDER APPROVAL OF FUTURE SERPS Shareholder Against For No
09 SHAREHOLDER RATIFICATION OF SEVERANCE AGREEMENTS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote
Account Name Account Class Shares Shares Shares Date
- --------------------------------------------------------------------------------------------------------------------------
GABELLI VALUE FUND INC. B01GETF0036202B 505 50,000 50,000 50,000 6/23/2005
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Value Fund Inc.
---------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 30, 2005
----------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.