Form N-PX
Annual Report of Proxy Voting Record of
The Arbitrage Funds
Investment Company Act File Number: 811-09815
Registrant
The Arbitrage Funds
41 Madison Ave 42nd Floor
New York, NY 10010
Registrant's telephone number, including area code: 1-212-584-2366
Agent for Service
John S. Orrico
41 Madison Ave
42nd Floor
New York, NY 10010
Date of fiscal year end: May 31
For the Fiscal Year: July 1, 2010 to June 30, 2011
1
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
ABINGTON BANCORP
CUSIP: 00350L109 Ticker: ABBC
Meeting Date: 5/6/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ACTIVIDENTITY CORPORATION
CUSIP: 00506P103 Ticker: ACTI
Meeting Date: 12/16/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
AIR PRODUCTS & CHEMICALS
CUSIP: 009158106 Ticker: APD
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - Against
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - Against
AIRGAS, INC
CUSIP: 009363102 Ticker: ARG
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ALBERTO CULVER
CUSIP: 013078100 Ticker: ACV
Meeting Date: 12/13/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
2
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
ALBERTO CULVER
CUSIP: 013078100 Ticker: ACV
Meeting Date: 2/24/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ALLEGHENY ENERGY INC.
CUSIP: 017361106 Ticker: AYE
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ALLIED DEFENSE GROUP
CUSIP: 019118108 Ticker: ADG
Meeting Date: 8/31/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ALLSCRIPTS-MISYS HEALTHCARE
CUSIP: 01988P108 Ticker: MDRX
Meeting Date: 8/13/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
AMERICAN MEDICAL SYSTEMS HOLDINGS INC.
CUSIP: 02744M108 Ticker: AMMD
Meeting Date: 6/15/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
3
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
AMERICAN PHYSICANS CAPITAL
CUSIP: 028884104 Ticker: ACAP
Meeting Date: 10/20/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
AMERICAN PHYSICIANS SERVICE
CUSIP: 028882108 Ticker: AMPH
Meeting Date: 11/29/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
AMERICREDIT CORP.
CUSIP: 03060R101 Ticker: ACF
Meeting Date: 9/29/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ANDEAN RESOURCES
CUSIP: AU000000AND0 Ticker: AND CN
Meeting Date: 12/3/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ARENA RESOURSES
CUSIP: 040049108 Ticker: ARD
Meeting Date: 6/8/2010
1. To approve the merger. Issuer For Voted - For
4
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
ART TECHNOLOGY GROUP
CUSIP: 04289L107 Ticker: ARTG
Meeting Date: 12/21/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ATC TECHNOLOGY CORP.
CUSIP: 00211W104 Ticker: ATAC
Meeting Date: 10/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ATHEROS COMMUNICATIONS
CUSIP: 04743P108 Ticker: ATHR
Meeting Date: 3/7/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ATS MEDICAL, INC.
CUSIP: 002083103 Ticker: ATSI
Meeting Date: 8/5/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BELL MICROPRODUCTS
CUSIP: 078137106 Ticker: BELM
Meeting Date: 6/28/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
5
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
BIOSPHERE MEDICAL
CUSIP: 09066V103 Ticker: BSMD
Meeting Date: 9/3/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BMP SUNSTONE
CUSIP: 05569C105 Ticker: BJGP
Meeting Date: 2/24/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BOOTS & COOTS INC.
CUSIP: 099469504 Ticker: WEL
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BRAZAURO RESOURSES
CUSIP: 10575Q106 Ticker: BZO CN
Meeting Date: 7/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BUCYRUS INTERNATIONAL
CUSIP: 118759109 Ticker: BUCY
Meeting Date: 1/20/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
Meeting Date: 4/21/2011
1. To approve the merger. Issuer For Voted - For
6
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BWAY HOLDING COMPANY
CUSIP: 12429T104 Ticker: BWY
Meeting Date: 6/8/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CADENCE FINANCIAL CORP.
CUSIP: 12738A101 Ticker: CADE
Meeting Date: 12/9/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CAPITAL GOLD CORP.
CUSIP: 14018Y205 Ticker: CGC
Meeting Date: 3/18/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CASEY'S GENERAL STORES
CUSIP: 147528103 Ticker: CASY
Meeting Date: 9/23/2010
1. To approve the merger. Issuer For Voted - Against
CELLDEX THERAPEUTICS
CUSIP: 15117B103 Ticker: CLDX
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
7
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
CELLU TISSUE HOLDINGS
CUSIP: 151169109 Ticker: CLU
Meeting Date: 12/23/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CEPHALON, INC.
CUSIP: 156708109 Ticker: CEPH
Meeting Date: 7/14/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CKE RESTAURANTS
CUSIP: 12561E105 Ticker: CKR
Meeting Date: 6/30/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
COCA-COLA ENTERPRISES
CUSIP: 191219104 Ticker: CCE
Meeting Date: 10/1/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
COMAPLEX MINERALS CORP.
CUSIP: 199901109 Ticker: CMF CN
Meeting Date: 7/6/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
8
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
COMFORCE CORP.
CUSIP: 20038K109 Ticker: CFS
Meeting Date: 12/20/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
COMMSCOPE INC.
CUSIP: 203372107 Ticker: CTV
Meeting Date: 12/30/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
COMPELLENT TECHNOLOGIES
CUSIP: 20452A108 Ticker: CML
Meeting Date: 2/15/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CONEXANT SYSTEMS INC.
CUSIP: 207142308 Ticker: CNXT
Meeting Date: 4/18/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CONSOLIDATED THOMPSON IRON MINES
CUSIP: 210206108 Ticker: CLM CN
Meeting Date: 2/25/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
9
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
CORNELL COMPANIES
CUSIP: 219141108 Ticker: CRN
Meeting Date: 8/12/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CPI INTERNATIONAL
CUSIP: 12618M100 Ticker: CPII
Meeting Date: 2/10/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CYBERSOURCE CORPORATION
CUSIP: 23251J106 Ticker: CYBS
Meeting Date: 7/20/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DALSA CORP.
CUSIP: 234902104 Ticker: DSA CN
Meeting Date: 2/10/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DANVERS BANCORP, INC.
CUSIP: 236442109 Ticker: DNBK
Meeting Date: 5/13/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
10
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
DEL MONTE FOODS
CUSIP: 24522P103 Ticker: DLM
Meeting Date: 2/15/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DIAMOND MANAGEMENT & TECH.
CUSIP: 25269L106 Ticker: DTPI
Meeting Date: 11/2/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DIVX, INC.
CUSIP: 255413106 Ticker: DIVX
Meeting Date: 10/7/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DOLLAR THRIFTY AUTOMOTIVE GROUP
CUSIP: 256743105 Ticker: DTG
Meeting Date: 9/16/2010
1. To approve the merger. Issuer For Voted - Against
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - Against
DOUBLE-TAKE SOFTWARE
CUSIP: 258598101 Ticker: DBTK
Meeting Date: 7/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
11
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
DRUGSTORE.COM INC.
CUSIP: 262241102 Ticker: DSCM
Meeting Date: 6/2/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DYNAMEX INC.
CUSIP: 26784F103 Ticker: DDMX
Meeting Date: 2/18/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DYNCORP INTERNATIONAL INC.
CUSIP: 26817C101 Ticker: DCP
Meeting Date: 6/29/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DYNEGY INC.
CUSIP: 26817G300 Ticker: DYN
Meeting Date: 11/17/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ECLIPSYS CORPORATION
CUSIP: 278856109 Ticker: ECLP
Meeting Date: 8/13/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
12
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
EMERGENCY MEDICAL SERVICES CORP.
CUSIP: 29100P102 Ticker: EMS
Meeting Date: 5/20/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ENTERPRISE GP HOLDINGS
CUSIP: 293716106 Ticker: EPE
Meeting Date: 11/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
EURAND
CUSIP: ISIN NL0000886448 Ticker: EURX
Meeting Date: 1/19/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
FIRST FRANKLIN CORPORATION
CUSIP: 320272107 Ticker: FFHS
Meeting Date: 1/31/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
FIRST MERCURY FINANCIAL
CUSIP: 320841109 Ticker: FMR
Meeting Date: 1/14/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
13
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
GERDAU AMERISTEEL CORP.
CUSIP: 37373P105 Ticker: GNA
Meeting Date: 8/10/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
GOLD WHEATON GOLD CORP.
CUSIP: 38075N406 Ticker: GLW CN
Meeting Date: 3/8/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
GSI COMMERCE INC.
CUSIP: 36238G102 Ticker: GSIC
Meeting Date: 6/17/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
HEWITT ASSOCIATES INC.
CUSIP: 42822Q100 Ticker: HEW
Meeting Date: 9/20/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
HYPERCOM
CUSIP: 44913M105 Ticker: HYC
Meeting Date: 2/24/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
14
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
INTERNET BRANDS
CUSIP: 460608102 Ticker: INET
Meeting Date: 12/16/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
INVENTIV HEALTH INC.
CUSIP: 46122E105 Ticker: VTIV
Meeting Date: 7/21/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
J CREW GROUP
CUSIP: 46612H402 Ticker: JCG
Meeting Date: 3/1/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
JO-ANN STORES
CUSIP: 47758P307 Ticker: JAS
Meeting Date: 3/18/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
K SEA TRANSPORTATION PARTNERS LP
CUSIP: 48268Y101 Ticker: KSP
Meeting Date: 7/1/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
15
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
KEITHLEY INSTRUMENTS
CUSIP: 487584104 Ticker: KEI
Meeting Date: 11/19/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
L-1 IDENTITY SOLUTIONS
CUSIP: 50212A106 Ticker: ID
Meeting Date: 2/3/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
LABARGE, INC.
CUSIP: 502470107 Ticker: LB
Meeting Date: 6/23/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
LADISH CO, INC.
CUSIP: 505754200 Ticker: LDSH
Meeting Date: 5/6/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
LAWSON SOFTWARE, INC.
CUSIP: 52078P102 Ticker: LWSN
Meeting Date: 6/29/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
16
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
LSB CORP.
CUSIP: 50215P100 Ticker: LSBX
Meeting Date: 10/27/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MARINER ENERGY, INC.
CUSIP: 56845T305 Ticker: ME
Meeting Date: 11/10/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MARSHALL & ILSLEY CORP
CUSIP: 571837103 Ticker: MI
Meeting Date: 5/17/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MASSEY ENERGY COMPANY
CUSIP: 576206106 Ticker: MEE
Meeting Date: 6/1/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MCAFEE INC.
CUSIP: 579064106 Ticker: MFE
Meeting Date: 11/2/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
17
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
MICROTUNE, INC.
CUSIP: 59514P109 Ticker: TUNE
Meeting Date: 11/19/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MICRUS ENDOVASCULAR CORP.
CUSIP: 59518V102 Ticker: MEND
Meeting Date: 9/14/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MIRANT CORP.
CUSIP: 60467R100 Ticker: MIR
Meeting Date: 10/25/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MONTEREY EXPLORATION
CUSIP: 612499103 Ticker: MXL CN
Meeting Date: 9/13/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NATIONAL DENTEX CORP.
CUSIP: 63563H109 Ticker: NADX
Meeting Date: 7/29/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
18
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
NATIONAL SEMICONDUCTOR CORP
CUSIP: 637640103 Ticker: NSM
Meeting Date: 6/21/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NATIONWIDE HEALTH PROPERTIES INC.
CUSIP: 638620104 Ticker: NSM
Meeting Date: 7/1/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NAVISITE, INC
CUSIP: 63935M208 Ticker: NAVI
Meeting Date: 4/20/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NBTY, INC.
CUSIP: 628782104 Ticker: NTY
Meeting Date: 9/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NETEZZA CORPORATION
CUSIP: 64111N101 Ticker: NZ
Meeting Date: 11/10/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
19
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
NEWALLIANCE BANCSHARES
CUSIP: 650203102 Ticker: NAL
Meeting Date: 11/16/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NIGHTHAWK RADIOLOGY HOLDINGS
CUSIP: 65411N105 Ticker: NHWK
Meeting Date: 12/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NOVELL
CUSIP: 670006105 Ticker: NOVL
Meeting Date: 2/17/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NU HORIZONS
CUSIP: 669908105 Ticker: NUHC
Meeting Date: 12/7/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NYMAGIC, INC.
CUSIP: 629484106 Ticker: NYM
Meeting Date: 11/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
20
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
ODYSSEY HEALTHCARE, INC.
CUSIP: 67611V101 Ticker: ODSY
Meeting Date: 8/9/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
OMNI ENERGY
CUSIP: 68210T208 Ticker: OMNI
Meeting Date: 10/26/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
OMNI ENERGY SERVICES
CUSIP: 68210T208 Ticker: OMNI
Meeting Date: 11/10/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
OSTEOTECH INC.
CUSIP: 688582105 Ticker: OSTE
Meeting Date: 11/9/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PACTIV CORP.
CUSIP: 695257105 Ticker: PTV
Meeting Date: 11/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
21
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
PALM, INC.
CUSIP: 696643105 Ticker: PALM
Meeting Date: 6/25/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PARKBRIDGE LIFESTYLE COMMUNITIES
CUSIP: 70088R108 Ticker: PRK CN
Meeting Date: 11/25/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PHASE FORWARD INC.
CUSIP: 71721R406 Ticker: PFWD
Meeting Date: 6/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PHOENIX TECHNOLOGIES LTD.
CUSIP: 719153108 Ticker: PTEC
Meeting Date: 10/25/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PORTEC RAIL PRODUCTS
CUSIP: 736212101 Ticker: PRPX
Meeting Date: 12/17/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
22
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
PRE-PAID LEGAL SERVICES
CUSIP: 740065107 Ticker: PPD
Meeting Date: 6/21/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PRIDE INTERNATIONAL, INC.
CUSIP: 74153Q102 Ticker: PDE
Meeting Date: 5/31/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PROSPECT MEDICAL HOLDINGS
CUSIP: 743494106 Ticker: PZZ
Meeting Date: 12/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PSYCHIATRIC SOLUTIONS INC.
CUSIP: 74439H108 Ticker: PSYS
Meeting Date: 10/5/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
RED BACK MINING INC.
CUSIP: 756297107 Ticker: RBI CN
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
23
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
REHABCARE GROUP INC.
CUSIP: 759148109 Ticker: RHB
Meeting Date: 5/26/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
RETAIL VENTURES INC.
CUSIP: 76128Y102 Ticker: RVI
Meeting Date: 5/19/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ROCK OF AGES CORP.
CUSIP: 772632105 Ticker: ROAC
Meeting Date: 1/18/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ROME BANCORP
CUSIP: 77587P103 Ticker: ROME
Meeting Date: 3/9/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
RURAL/METRO CORPORATION
CUSIP: 781748108 Ticker: RURL
Meeting Date: 6/27/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
24
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
SANDRIDGE ENERGY, INC.
CUSIP: 80007P307 Ticker: SD
Meeting Date: 6/8/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SAVVIS INC.
CUSIP: 805423308 Ticker: SVVS
Meeting Date: 7/13/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SEACLIFF CONSTRUCTION CORP.
CUSIP: 81169Q109 Ticker: SDC CN
Meeting Date: 7/9/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SENORX, INC.
CUSIP: 81724W104 Ticker: SENO
Meeting Date: 7/1/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SMITH INTERNATIONAL, INC.
CUSIP: 832110100 Ticker: SII
Meeting Date: 8/24/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
25
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
SMURFIT-STONE CONTAINER CORPORTAION
CUSIP: 83272A104 Ticker: SSCC
Meeting Date: 5/27/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SONICWALL INC.
CUSIP: 835470105 Ticker: SNWL
Meeting Date: 7/23/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SOUTHWEST WATER
CUSIP: 845331107 Ticker: SWWC
Meeting Date: 8/6/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SPECTRUM CONTROL, INC.
CUSIP: 847615101 Ticker: SPEC
Meeting Date: 5/27/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SPORT SUPPLY GROUP
CUSIP: 84916A104 Ticker: RBI
Meeting Date: 8/5/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
26
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
SRA INTERNATIONAL INC
CUSIP: 78464R105 Ticker: SRX
Meeting Date: 7/15/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
STERLING BANCSHARES, INC
CUSIP: 858907108 Ticker: SBIB
Meeting Date: 5/5/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SYMYX TECHNOLOGIES
CUSIP: 87155S108 Ticker: SMMX
Meeting Date: 6/30/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SYNIVERSE HOLDINGS INC.
CUSIP: 87163F106 Ticker: SVR
Meeting Date: 1/12/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
T-3 ENERGY SERVICES
CUSIP: 87306E107 Ticker: TTES
Meeting Date: 1/7/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
27
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
TERRA NOVA ROYALTY CORP.
CUSIP: 88102D103 Ticker: TTT
Meeting Date: 12/23/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
TERRANE METALS CORP.
CUSIP: 88103A108 Ticker: TRX CN
Meeting Date: 9/23/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
THE LUBRIZOL CORPORATION
CUSIP: 549271104 Ticker: LZ
Meeting Date: 6/9/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
THERMADYNE HOLDINGS
CUSIP: 883435307 Ticker: THMD
Meeting Date: 12/2/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
THOMAS WEISEL PARTNERS INC.
CUSIP: 884481102 Ticker: TWPG
Meeting Date: 6/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
28
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
TOMOTHERAPY INC
CUSIP: 890088107 Ticker: TOMO
Meeting Date: 6/9/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
TRUBION PHARM.
CUSIP: 89778N102 Ticker: TRBN
Meeting Date: 10/28/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
TTI TEAM TELECOM
CUSIP: IL0010823875 Ticker: TTIL
Meeting Date: 7/22/2010
1. To approve the merger. Issuer For Voted - For
UNICA CORP.
CUSIP: 904583101 Ticker: UNCA
Meeting Date: 10/5/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
UTS ENERGY CORPORATION
CUSIP: 903396109 Ticker: UTS CN
Meeting Date: 9/30/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
29
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
VERIGY INC
CUSIP: SG9999002885 Ticker: VRGY
Meeting Date: 6/17/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
VIRAGE LOGIC CORP.
CUSIP: 92763R104 Ticker: VIRL
Meeting Date: 9/2/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
VIRTUAL RADIOLOGIC CORP.
CUSIP: 92826B104 Ticker: VRAD
Meeting Date: 7/12/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
VOLTAIRE
CUSIP: IL0011064263 Ticker: VOLT
Meeting Date: 1/6/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
WARNER MUSIC GROUP CORP
CUSIP: 934550104 Ticker: WMG
Meeting Date: 7/6/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
30
The Arbitrage Fund
Proposal Proposed by Mgt. Position Registrant Voted
WASTE SERVICES
CUSIP: 941075202 Ticker: WSII
Meeting Date: 6/30/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
WESTERN COAL CORP.
CUSIP: 95801T107 Ticker: WTN CN
Meeting Date: 3/8/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
WILLIAMS PIPELINE PARTNERS
CUSIP: 96950F104 Ticker: WPZ
Meeting Date: 8/31/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
WILMINGTON TRUST CORP.
CUSIP: 971807102 Ticker: WL
Meeting Date: 3/22/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
WUXI PHARMATECH
CUSIP: 929352102 Ticker: WX
Meeting Date: 8/5/2010
1. To approve the merger. Issuer For Voted - For
Meeting Date: 11/10/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
31
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
ABINGTON BANCORP
CUSIP: 00350L109 Ticker: ABBC
Meeting Date: 5/6/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ACTIVIDENTITY CORPORATION
CUSIP: 00506P103 Ticker: ACTI
Meeting Date: 12/16/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
AIR PRODUCTS & CHEMICALS
CUSIP: 009158106 Ticker: APD
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - Against
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - Against
AIRGAS, INC
CUSIP: 009363102 Ticker: ARG
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ALBERTO CULVER
CUSIP: 013078100 Ticker: ACV
Meeting Date: 12/13/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
32
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
ALBERTO CULVER
CUSIP: 013078100 Ticker: ACV
Meeting Date: 2/24/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ALLEGHENY ENERGY INC.
CUSIP: 017361106 Ticker: AYE
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ALLIED DEFENSE GROUP
CUSIP: 019118108 Ticker: ADG
Meeting Date: 8/31/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ALLSCRIPTS-MISYS HEALTHCARE
CUSIP: 01988P108 Ticker: MDRX
Meeting Date: 8/13/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
AMERICAN MEDICAL SYSTEMS HOLDINGS INC.
CUSIP: 02744M108 Ticker: AMMD
Meeting Date: 6/15/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
33
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
AMERICAN PHYSICANS CAPITAL
CUSIP: 028884104 Ticker: ACAP
Meeting Date: 10/20/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
AMERICAN PHYSICIANS SERVICE
CUSIP: 028882108 Ticker: AMPH
Meeting Date: 11/29/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
AMERICREDIT CORP.
CUSIP: 03060R101 Ticker: ACF
Meeting Date: 9/29/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ANDEAN RESOURCES
CUSIP: AU000000AND0 Ticker: AND CN
Meeting Date: 12/3/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ARENA RESOURSES
CUSIP: 040049108 Ticker: ARD
Meeting Date: 6/8/2010
1. To approve the merger. Issuer For Voted - For
34
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
ART TECHNOLOGY GROUP
CUSIP: 04289L107 Ticker: ARTG
Meeting Date: 12/21/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ATC TECHNOLOGY CORP.
CUSIP: 00211W104 Ticker: ATAC
Meeting Date: 10/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ATHEROS COMMUNICATIONS
CUSIP: 04743P108 Ticker: ATHR
Meeting Date: 3/7/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ATS MEDICAL, INC.
CUSIP: 002083103 Ticker: ATSI
Meeting Date: 8/5/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BELL MICROPRODUCTS
CUSIP: 078137106 Ticker: BELM
Meeting Date: 6/28/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
35
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
BIOSPHERE MEDICAL
CUSIP: 09066V103 Ticker: BSMD
Meeting Date: 9/3/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BMP SUNSTONE
CUSIP: 05569C105 Ticker: BJGP
Meeting Date: 2/24/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BOOTS & COOTS INC.
CUSIP: 099469504 Ticker: WEL
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BRAZAURO RESOURSES
CUSIP: 10575Q106 Ticker: BZO CN
Meeting Date: 7/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BUCYRUS INTERNATIONAL
CUSIP: 118759109 Ticker: BUCY
Meeting Date: 1/20/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
Meeting Date: 4/21/2011
1. To approve the merger. Issuer For Voted - For
36
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
BWAY HOLDING COMPANY
CUSIP: 12429T104 Ticker: BWY
Meeting Date: 6/8/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CADENCE FINANCIAL CORP.
CUSIP: 12738A101 Ticker: CADE
Meeting Date: 12/9/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CAPITAL GOLD CORP.
CUSIP: 14018Y205 Ticker: CGC
Meeting Date: 3/18/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CASEY'S GENERAL STORES
CUSIP: 147528103 Ticker: CASY
Meeting Date: 9/23/2010
1. To approve the merger. Issuer For Voted - Against
CELLDEX THERAPEUTICS
CUSIP: 15117B103 Ticker: CLDX
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
37
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
CELLU TISSUE HOLDINGS
CUSIP: 151169109 Ticker: CLU
Meeting Date: 12/23/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CEPHALON, INC.
CUSIP: 156708109 Ticker: CEPH
Meeting Date: 7/14/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CKE RESTAURANTS
CUSIP: 12561E105 Ticker: CKR
Meeting Date: 6/30/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
COCA-COLA ENTERPRISES
CUSIP: 191219104 Ticker: CCE
Meeting Date: 10/1/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
COMAPLEX MINERALS CORP.
CUSIP: 199901109 Ticker: CMF CN
Meeting Date: 7/6/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
38
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
COMFORCE CORP.
CUSIP: 20038K109 Ticker: CFS
Meeting Date: 12/20/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
COMMSCOPE INC.
CUSIP: 203372107 Ticker: CTV
Meeting Date: 12/30/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
COMPELLENT TECHNOLOGIES
CUSIP: 20452A108 Ticker: CML
Meeting Date: 2/15/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CONEXANT SYSTEMS INC.
CUSIP: 207142308 Ticker: CNXT
Meeting Date: 4/18/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CONSOLIDATED THOMPSON IRON MINES
CUSIP: 210206108 Ticker: CLM CN
Meeting Date: 2/25/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
39
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
CORNELL COMPANIES
CUSIP: 219141108 Ticker: CRN
Meeting Date: 8/12/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CPI INTERNATIONAL
CUSIP: 12618M100 Ticker: CPII
Meeting Date: 2/10/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
CYBERSOURCE CORPORATION
CUSIP: 23251J106 Ticker: CYBS
Meeting Date: 7/20/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DALSA CORP.
CUSIP: 234902104 Ticker: DSA CN
Meeting Date: 2/10/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DANVERS BANCORP, INC.
CUSIP: 236442109 Ticker: DNBK
Meeting Date: 5/13/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
40
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
DEL MONTE FOODS
CUSIP: 24522P103 Ticker: DLM
Meeting Date: 2/15/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DIAMOND MANAGEMENT & TECH.
CUSIP: 25269L106 Ticker: DTPI
Meeting Date: 11/2/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DIVX, INC.
CUSIP: 255413106 Ticker: DIVX
Meeting Date: 10/7/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DOLLAR THRIFTY AUTOMOTIVE GROUP
CUSIP: 256743105 Ticker: DTG
Meeting Date: 9/16/2010
1. To approve the merger. Issuer For Voted - Against
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - Against
DOUBLE-TAKE SOFTWARE
CUSIP: 258598101 Ticker: DBTK
Meeting Date: 7/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
41
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
DRUGSTORE.COM INC.
CUSIP: 262241102 Ticker: DSCM
Meeting Date: 6/2/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DYNAMEX INC.
CUSIP: 26784F103 Ticker: DDMX
Meeting Date: 2/18/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DYNCORP INTERNATIONAL INC.
CUSIP: 26817C101 Ticker: DCP
Meeting Date: 6/29/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
DYNEGY INC.
CUSIP: 26817G300 Ticker: DYN
Meeting Date: 11/17/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ECLIPSYS CORPORATION
CUSIP: 278856109 Ticker: ECLP
Meeting Date: 8/13/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
42
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
EMERGENCY MEDICAL SERVICES CORP.
CUSIP: 29100P102 Ticker: EMS
Meeting Date: 5/20/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ENTERPRISE GP HOLDINGS
CUSIP: 293716106 Ticker: EPE
Meeting Date: 11/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
EURAND
CUSIP: ISIN NL0000886448 Ticker: EURX
Meeting Date: 1/19/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
FIRST FRANKLIN CORPORATION
CUSIP: 320272107 Ticker: FFHS
Meeting Date: 1/31/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
FIRST MERCURY FINANCIAL
CUSIP: 320841109 Ticker: FMR
Meeting Date: 1/14/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
43
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
GERDAU AMERISTEEL CORP.
CUSIP: 37373P105 Ticker: GNA
Meeting Date: 8/10/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
GOLD WHEATON GOLD CORP.
CUSIP: 38075N406 Ticker: GLW CN
Meeting Date: 3/8/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
GSI COMMERCE INC.
CUSIP: 36238G102 Ticker: GSIC
Meeting Date: 6/17/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
HEWITT ASSOCIATES INC.
CUSIP: 42822Q100 Ticker: HEW
Meeting Date: 9/20/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
HYPERCOM
CUSIP: 44913M105 Ticker: HYC
Meeting Date: 2/24/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
44
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
INTERNET BRANDS
CUSIP: 460608102 Ticker: INET
Meeting Date: 12/16/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
INVENTIV HEALTH INC.
CUSIP: 46122E105 Ticker: VTIV
Meeting Date: 7/21/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
J CREW GROUP
CUSIP: 46612H402 Ticker: JCG
Meeting Date: 3/1/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
JO-ANN STORES
CUSIP: 47758P307 Ticker: JAS
Meeting Date: 3/18/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
K SEA TRANSPORTATION PARTNERS LP
CUSIP: 48268Y101 Ticker: KSP
Meeting Date: 7/1/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
45
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
KEITHLEY INSTRUMENTS
CUSIP: 487584104 Ticker: KEI
Meeting Date: 11/19/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
L-1 IDENTITY SOLUTIONS
CUSIP: 50212A106 Ticker: ID
Meeting Date: 2/3/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
LABARGE, INC.
CUSIP: 502470107 Ticker: LB
Meeting Date: 6/23/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
LADISH CO, INC.
CUSIP: 505754200 Ticker: LDSH
Meeting Date: 5/6/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
LAWSON SOFTWARE, INC.
CUSIP: 52078P102 Ticker: LWSN
Meeting Date: 6/29/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
46
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
LSB CORP.
CUSIP: 50215P100 Ticker: LSBX
Meeting Date: 10/27/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MARINER ENERGY, INC.
CUSIP: 56845T305 Ticker: ME
Meeting Date: 11/10/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MARSHALL & ILSLEY CORP
CUSIP: 571837103 Ticker: MI
Meeting Date: 5/17/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MASSEY ENERGY COMPANY
CUSIP: 576206106 Ticker: MEE
Meeting Date: 6/1/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MCAFEE INC.
CUSIP: 579064106 Ticker: MFE
Meeting Date: 11/2/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
47
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
MICROTUNE, INC.
CUSIP: 59514P109 Ticker: TUNE
Meeting Date: 11/19/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MICRUS ENDOVASCULAR CORP.
CUSIP: 59518V102 Ticker: MEND
Meeting Date: 9/14/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MIRANT CORP.
CUSIP: 60467R100 Ticker: MIR
Meeting Date: 10/25/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
MONTEREY EXPLORATION
CUSIP: 612499103 Ticker: MXL CN
Meeting Date: 9/13/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NATIONAL DENTEX CORP.
CUSIP: 63563H109 Ticker: NADX
Meeting Date: 7/29/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
48
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt . Position Registrant Voted
NATIONAL SEMICONDUCTOR CORP
CUSIP: 637640103 Ticker: NSM
Meeting Date: 6/21/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NATIONWIDE HEALTH PROPERTIES INC.
CUSIP: 638620104 Ticker: NSM
Meeting Date: 7/1/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NAVISITE, INC
CUSIP: 63935M208 Ticker: NAVI
Meeting Date: 4/20/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NBTY, INC.
CUSIP: 628782104 Ticker: NTY
Meeting Date: 9/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NETEZZA CORPORATION
CUSIP: 64111N101 Ticker: NZ
Meeting Date: 11/10/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
49
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
NEWALLIANCE BANCSHARES
CUSIP: 650203102 Ticker: NAL
Meeting Date: 11/16/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NIGHTHAWK RADIOLOGY HOLDINGS
CUSIP: 65411N105 Ticker: NHWK
Meeting Date: 12/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NOVELL
CUSIP: 670006105 Ticker: NOVL
Meeting Date: 2/17/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NU HORIZONS
CUSIP: 669908105 Ticker: NUHC
Meeting Date: 12/7/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
NYMAGIC, INC.
CUSIP: 629484106 Ticker: NYM
Meeting Date: 11/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
50
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
ODYSSEY HEALTHCARE, INC.
CUSIP: 67611V101 Ticker: ODSY
Meeting Date: 8/9/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
OMNI ENERGY
CUSIP: 68210T208 Ticker: OMNI
Meeting Date: 10/26/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
OMNI ENERGY SERVICES
CUSIP: 68210T208 Ticker: OMNI
Meeting Date: 11/10/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
OSTEOTECH INC.
CUSIP: 688582105 Ticker: OSTE
Meeting Date: 11/9/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PACTIV CORP.
CUSIP: 695257105 Ticker: PTV
Meeting Date: 11/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
51
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
PALM, INC.
CUSIP: 696643105 Ticker: PALM
Meeting Date: 6/25/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PARKBRIDGE LIFESTYLE COMMUNITIES
CUSIP: 70088R108 Ticker: PRK CN
Meeting Date: 11/25/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PHASE FORWARD INC.
CUSIP: 71721R406 Ticker: PFWD
Meeting Date: 6/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PHOENIX TECHNOLOGIES LTD.
CUSIP: 719153108 Ticker: PTEC
Meeting Date: 10/25/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PORTEC RAIL PRODUCTS
CUSIP: 736212101 Ticker: PRPX
Meeting Date: 12/17/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
52
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
PRE-PAID LEGAL SERVICES
CUSIP: 740065107 Ticker: PPD
Meeting Date: 6/21/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PRIDE INTERNATIONAL, INC.
CUSIP: 74153Q102 Ticker: PDE
Meeting Date: 5/31/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PROSPECT MEDICAL HOLDINGS
CUSIP: 743494106 Ticker: PZZ
Meeting Date: 12/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
PSYCHIATRIC SOLUTIONS INC.
CUSIP: 74439H108 Ticker: PSYS
Meeting Date: 10/5/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
RED BACK MINING INC.
CUSIP: 756297107 Ticker: RBI CN
Meeting Date: 9/15/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
53
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
REHABCARE GROUP INC.
CUSIP: 759148109 Ticker: RHB
Meeting Date: 5/26/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
RETAIL VENTURES INC.
CUSIP: 76128Y102 Ticker: RVI
Meeting Date: 5/19/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ROCK OF AGES CORP.
CUSIP: 772632105 Ticker: ROAC
Meeting Date: 1/18/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
ROME BANCORP
CUSIP: 77587P103 Ticker: ROME
Meeting Date: 3/9/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
RURAL/METRO CORPORATION
CUSIP: 781748108 Ticker: RURL
Meeting Date: 6/27/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
54
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
SANDRIDGE ENERGY, INC.
CUSIP: 80007P307 Ticker: SD
Meeting Date: 6/8/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SAVVIS INC.
CUSIP: 805423308 Ticker: SVVS
Meeting Date: 7/13/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SEACLIFF CONSTRUCTION CORP.
CUSIP: 81169Q109 Ticker: SDC CN
Meeting Date: 7/9/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SENORX, INC.
CUSIP: 81724W104 Ticker: SENO
Meeting Date: 7/1/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SMITH INTERNATIONAL, INC.
CUSIP: 832110100 Ticker: SII
Meeting Date: 8/24/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
55
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
SMURFIT-STONE CONTAINER CORPORTAION
CUSIP: 83272A104 Ticker: SSCC
Meeting Date: 5/27/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SONICWALL INC.
CUSIP: 835470105 Ticker: SNWL
Meeting Date: 7/23/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SOUTHWEST WATER
CUSIP: 845331107 Ticker: SWWC
Meeting Date: 8/6/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SPECTRUM CONTROL, INC.
CUSIP: 847615101 Ticker: SPEC
Meeting Date: 5/27/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SPORT SUPPLY GROUP
CUSIP: 84916A104 Ticker: RBI
Meeting Date: 8/5/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
56
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
SRA INTERNATIONAL INC
CUSIP: 78464R105 Ticker: SRX
Meeting Date: 7/15/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
STERLING BANCSHARES, INC
CUSIP: 858907108 Ticker: SBIB
Meeting Date: 5/5/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SYMYX TECHNOLOGIES
CUSIP: 87155S108 Ticker: SMMX
Meeting Date: 6/30/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
SYNIVERSE HOLDINGS INC.
CUSIP: 87163F106 Ticker: SVR
Meeting Date: 1/12/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
T-3 ENERGY SERVICES
CUSIP: 87306E107 Ticker: TTES
Meeting Date: 1/7/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
57
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
TERRA NOVA ROYALTY CORP.
CUSIP: 88102D103 Ticker: TTT
Meeting Date: 12/23/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
TERRANE METALS CORP.
CUSIP: 88103A108 Ticker: TRX CN
Meeting Date: 9/23/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
THE LUBRIZOL CORPORATION
CUSIP: 549271104 Ticker: LZ
Meeting Date: 6/9/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
THERMADYNE HOLDINGS
CUSIP: 883435307 Ticker: THMD
Meeting Date: 12/2/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
THOMAS WEISEL PARTNERS INC.
CUSIP: 884481102 Ticker: TWPG
Meeting Date: 6/22/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
58
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
TOMOTHERAPY INC
CUSIP: 890088107 Ticker: TOMO
Meeting Date: 6/9/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
TRUBION PHARM.
CUSIP: 89778N102 Ticker: TRBN
Meeting Date: 10/28/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
TTI TEAM TELECOM
CUSIP: IL0010823875 Ticker: TTIL
Meeting Date: 7/22/2010
1. To approve the merger. Issuer For Voted - For
UNICA CORP.
CUSIP: 904583101 Ticker: UNCA
Meeting Date: 10/5/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
UTS ENERGY CORPORATION
CUSIP: 903396109 Ticker: UTS CN
Meeting Date: 9/30/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
59
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
VERIGY INC
CUSIP: SG9999002885 Ticker: VRGY
Meeting Date: 6/17/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
VIRAGE LOGIC CORP.
CUSIP: 92763R104 Ticker: VIRL
Meeting Date: 9/2/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
VIRTUAL RADIOLOGIC CORP.
CUSIP: 92826B104 Ticker: VRAD
Meeting Date: 7/12/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
VOLTAIRE
CUSIP: IL0011064263 Ticker: VOLT
Meeting Date: 1/6/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
WARNER MUSIC GROUP CORP
CUSIP: 934550104 Ticker: WMG
Meeting Date: 7/6/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
60
The Arbitrage Event-Driven Fund
Proposal Proposed by Mgt. Position Registrant Voted
WASTE SERVICES
CUSIP: 941075202 Ticker: WSII
Meeting Date: 6/30/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
WESTERN COAL CORP.
CUSIP: 95801T107 Ticker: WTN CN
Meeting Date: 3/8/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
WILLIAMS PIPELINE PARTNERS
CUSIP: 96950F104 Ticker: WPZ
Meeting Date: 8/31/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
WILMINGTON TRUST CORP.
CUSIP: 971807102 Ticker: WL
Meeting Date: 3/22/2011
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
WUXI PHARMATECH
CUSIP: 929352102 Ticker: WX
Meeting Date: 8/5/2010
1. To approve the merger. Issuer For Voted - For
Meeting Date: 11/10/2010
1. To approve the merger. Issuer For Voted - For
2. To adjourn or postpone special meeting, if
necessary, to solicit additional proxies. Issuer For Voted - For
61
Signatures
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
The Arbitrage Funds
By: /s/ John S. Orrico
President and Treasurer
Date: July 27, 2011
62