UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22883
NAME OF REGISTRANT: ARK ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 155 West 19th Street
5th Floor
New York, NY 10011
NAME AND ADDRESS OF AGENT FOR SERVICE: Corporation Service Company
2711 Centerville Road
Suite 400
Wilmington, DE 19808
REGISTRANT'S TELEPHONE NUMBER: 212-426-7040
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
ARK Genomic Revolution ETF
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FLUIDIGM CORPORATION Agenda Number: 934255820
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Security: 34385P108
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: FLDM
ISIN: US34385P1084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. YOUNG Mgmt For For
GERHARD F. BURBACH Mgmt For For
2. TO APPROVE OUR EXECUTIVE COMPENSATION Mgmt For For
PROGRAM FOR THE YEAR ENDED DECEMBER 31,
2014, ON AN ADVISORY (NON-BINDING) BASIS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
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NANOSTRING TECHNOLOGIES, INC. Agenda Number: 934237531
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Security: 63009R109
Meeting Type: Annual
Meeting Date: 15-Jul-2015
Ticker: NSTG
ISIN: US63009R1095
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY NORDEN Mgmt For For
CHARLES P. WAITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.
ARK Industrial Innovation ETF
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NXP SEMICONDUCTORS NV. Agenda Number: 934248700
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 02-Jul-2015
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 A) THE PROPOSAL TO APPROVE (WITHIN THE Mgmt For For
MEANING OF ARTICLE 2:107A OF THE DUTCH
CIVIL CODE) THE COMPLETION BY NXP OF THE
MERGER (THE "MERGER") OF NIMBLE ACQUISITION
LIMITED, A WHOLLY-OWNED, INDIRECT
SUBSIDIARY OF NXP ("MERGER SUB"), WITH AND
INTO FREESCALE SEMICONDUCTOR, LTD.
("FREESCALE"), WITH FREESCALE SURVIVING THE
MERGER AS A WHOLLY-OWNED, INDIRECT
SUBSIDIARY OF NXP AND THE OTHER
TRANSACTIONS CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER (THE "MERGER
AGREEMENT"), DATED AS OF ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2A THE PROPOSAL TO APPOINT GREGORY L. SUMME AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF NXP, EFFECTIVE AS
OF THE EFFECTIVE TIME OF THE MERGER AND FOR
A TERM ENDING AT THE CLOSE OF THE FIRST NXP
ANNUAL GENERAL MEETING HELD AFTER SUCH
EFFECTIVE TIME.
2B THE PROPOSAL TO APPOINT PETER SMITHAM AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF NXP, EFFECTIVE AS
OF THE EFFECTIVE TIME OF THE MERGER AND FOR
A TERM ENDING AT THE CLOSE OF THE FIRST NXP
ANNUAL GENERAL MEETING HELD AFTER SUCH
EFFECTIVE TIME.
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ORBITAL ATK, INC. Agenda Number: 934252711
--------------------------------------------------------------------------------------------------------------------------
Security: 68557N103
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: OA
ISIN: US68557N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1B. ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. ELECTION OF DIRECTOR: MARK W. DEYOUNG Mgmt For For
1D. ELECTION OF DIRECTOR: MARTIN C. FAGA Mgmt For For
1E. ELECTION OF DIRECTOR: LENNARD A. FISK Mgmt For For
1F. ELECTION OF DIRECTOR: RONALD R. FOGLEMAN Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT M. HANISEE Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD T. KADISH Mgmt For For
1I. ELECTION OF DIRECTOR: TIG H. KREKEL Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS L. MAINE Mgmt For For
1K. ELECTION OF DIRECTOR: ROMAN MARTINEZ IV Mgmt For For
1L. ELECTION OF DIRECTOR: JANICE I. OBUCHOWSKI Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES G. ROCHE Mgmt For For
1N. ELECTION OF DIRECTOR: HARRISON H. SCHMITT Mgmt For For
1O. ELECTION OF DIRECTOR: DAVID W. THOMPSON Mgmt For For
1P. ELECTION OF DIRECTOR: SCOTT L. WEBSTER Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF ORBITAL ATK'S NAMED EXECUTIVE OFFICERS
3. APPROVAL OF ORBITAL ATK, INC. 2015 STOCK Mgmt For For
INCENTIVE PLAN
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
ARK Innovation ETF
--------------------------------------------------------------------------------------------------------------------------
FLUIDIGM CORPORATION Agenda Number: 934255820
--------------------------------------------------------------------------------------------------------------------------
Security: 34385P108
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: FLDM
ISIN: US34385P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. YOUNG Mgmt For For
GERHARD F. BURBACH Mgmt For For
2. TO APPROVE OUR EXECUTIVE COMPENSATION Mgmt For For
PROGRAM FOR THE YEAR ENDED DECEMBER 31,
2014, ON AN ADVISORY (NON-BINDING) BASIS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 934248700
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 02-Jul-2015
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 A) THE PROPOSAL TO APPROVE (WITHIN THE Mgmt For For
MEANING OF ARTICLE 2:107A OF THE DUTCH
CIVIL CODE) THE COMPLETION BY NXP OF THE
MERGER (THE "MERGER") OF NIMBLE ACQUISITION
LIMITED, A WHOLLY-OWNED, INDIRECT
SUBSIDIARY OF NXP ("MERGER SUB"), WITH AND
INTO FREESCALE SEMICONDUCTOR, LTD.
("FREESCALE"), WITH FREESCALE SURVIVING THE
MERGER AS A WHOLLY-OWNED, INDIRECT
SUBSIDIARY OF NXP AND THE OTHER
TRANSACTIONS CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER (THE "MERGER
AGREEMENT"), DATED AS OF ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2A THE PROPOSAL TO APPOINT GREGORY L. SUMME AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF NXP, EFFECTIVE AS
OF THE EFFECTIVE TIME OF THE MERGER AND FOR
A TERM ENDING AT THE CLOSE OF THE FIRST NXP
ANNUAL GENERAL MEETING HELD AFTER SUCH
EFFECTIVE TIME.
2B THE PROPOSAL TO APPOINT PETER SMITHAM AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF NXP, EFFECTIVE AS
OF THE EFFECTIVE TIME OF THE MERGER AND FOR
A TERM ENDING AT THE CLOSE OF THE FIRST NXP
ANNUAL GENERAL MEETING HELD AFTER SUCH
EFFECTIVE TIME.
ARK Web x.0 ETF
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 934248700
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 02-Jul-2015
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 A) THE PROPOSAL TO APPROVE (WITHIN THE Mgmt For For
MEANING OF ARTICLE 2:107A OF THE DUTCH
CIVIL CODE) THE COMPLETION BY NXP OF THE
MERGER (THE "MERGER") OF NIMBLE ACQUISITION
LIMITED, A WHOLLY-OWNED, INDIRECT
SUBSIDIARY OF NXP ("MERGER SUB"), WITH AND
INTO FREESCALE SEMICONDUCTOR, LTD.
("FREESCALE"), WITH FREESCALE SURVIVING THE
MERGER AS A WHOLLY-OWNED, INDIRECT
SUBSIDIARY OF NXP AND THE OTHER
TRANSACTIONS CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER (THE "MERGER
AGREEMENT"), DATED AS OF ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2A THE PROPOSAL TO APPOINT GREGORY L. SUMME AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF NXP, EFFECTIVE AS
OF THE EFFECTIVE TIME OF THE MERGER AND FOR
A TERM ENDING AT THE CLOSE OF THE FIRST NXP
ANNUAL GENERAL MEETING HELD AFTER SUCH
EFFECTIVE TIME.
2B THE PROPOSAL TO APPOINT PETER SMITHAM AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF NXP, EFFECTIVE AS
OF THE EFFECTIVE TIME OF THE MERGER AND FOR
A TERM ENDING AT THE CLOSE OF THE FIRST NXP
ANNUAL GENERAL MEETING HELD AFTER SUCH
EFFECTIVE TIME.
The 3D Printing ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ARK ETF Trust
By (Signature) /s/ Catherine D. Wood
Name Catherine D. Wood
Title President
Date 08/17/2016