UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2013
Check here if Amendment [_] Amendment Number:
This Amendment [_] is a restatement
Institutional Investment Manager Filing this Report:
Name: HORIZON BANCORP
Address: 515 FRANKLIN ST
MICHIGAN CITY, IN 46360
13F File Number: 28-6479
The institutional investment Manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark E. Secor
Title: Chief Financial Officer
Phone: 219-873-2611
Signature, Place, and Date of Signing:
/s/Mark E. Secor, Chief Financial Officer, Michigan City, IN
1 04/05/2013
Report Type (Check only one)
[X] 13F HOLDINGS REPORT
[_] 13F COMBINATION REPORT
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
5NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
--------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
AFLAC INC COMMON STOCK 001055102 174 3346 SH SOLE 558
SOLE 2788
125 2395 SH DEFINED 1025
DEFINED 1370
16 316 SH OTHER 316
AT&T INC COMMON STOCK 00206R102 250 6823 SH DEFINED 1300
DEFINED 5523
43 1176 SH DEF/OTH 1176
AMERICAN EXPRESS CO COMMON STOCK 025816109 313 4638 SH DEFINED 4638
AMETEK INC COMMON STOCK 031100100 310 7150 SH DEFINED 7150
BERKSHIRE HATHAWAY INC COMMON STOCK 084670108 156 1 SH DEFINED 1
156 1 SH DEF/OTH 1
BERKSHIRE HATHAWAY INC COMMON STOCK 084670702 268 2575 SH DEFINED 2575
180 1726 SH DEF/OTH 1726
CSX CORP COMMON STOCK 126408103 153 6230 SH SOLE 1061
SOLE 5169
340 13796 SH DEFINED 1833
DEFINED 11963
14 585 SH OTHER 435
OTHER 150
COLUMN TOTALS 2498
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
CVS CAREMARK CORP COMMON STOCK 126650100 142 2588 SH SOLE 429
SOLE 2159
105 1917 SH DEFINED 837
DEFINED 1080
15 271 SH OTHER 171
OTHER 100
24 435 SH DEF/OTH 435
CATERPILLAR INC COMMON STOCK 149123101 111 1281 SH SOLE 211
SOLE 1070
81 931 SH DEFINED 391
DEFINED 540
20 226 SH OTHER 126
OTHER 100
CHEVRON CORP COMMON STOCK 166764100 205 1728 SH SOLE 297
SOLE 1431
409 3444 SH DEFINED 1326
DEFINED 2118
53 447 SH OTHER 147
OTHER 300
19 164 SH DEF/OTH 164
CISCO SYSTEMS INC COMMON STOCK 17275R102 111 5311 SH SOLE 899
SOLE 4412
83 3991 SH DEFINED 1657
DEFINED 2334
6 300 SH OTHER 300
COLUMN TOTALS 1384
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
COCA COLA CO COMMON STOCK 191216100 104 2581 SH SOLE 433
SOLE 2148
76 1877 SH DEFINED 829
DEFINED 1048
38 949 SH OTHER 349
OTHER 600
0 2 SH DEF/OTH 2
DIRECTV COMMON STOCK 25490A309 179 3156 SH SOLE 543
SOLE 2613
135 2385 SH DEFINED 990
DEFINED 1395
13 227 SH OTHER 227
EXXON MOBIL CORP COMMON STOCK 30231G102 279 3100 SH DEFINED 100
DEFINED 3000
36 400 SH OTHER 400
60 664 SH DEF/OTH 664
FIRST TRUST ETF-EQUITY 33734X135 227 12523 SH SOLE 2132
SOLE 10391
152 8395 SH DEFINED 3767
DEFINED 4628
13 712 SH OTHER 712
HCP INC COMMON STOCK 40414L109 185 3705 SH SOLE 625
SOLE 3080
1263 25321 SH DEFINED 1245
DEFINED 24076
62 1253 SH OTHER 503
OTHER 750
COLUMN TOTALS 2822
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
HORIZON BANCORP IND COMMON STOCK 440407104 11 562 SH SOLE 562
26680 1320137 SH DEFINED 904169
DEFINED 415968
570 28180 SH OTHER 28180
4470 221182 SH DEF/OTH 9595
DEF/OTH 211587
INTEL CORP COMMON STOCK 458140100 100 4570 SH SOLE 769
SOLE 3801
71 3267 SH DEFINED 1376
DEFINED 1891
98 4507 SH OTHER 307
OTHER 4200
INTERNATIONAL BUSINESS MACHINES COMMON STOCK 459200101 192 899 SH SOLE 141
SOLE 758
352 1651 SH DEFINED 310
DEFINED 1341
33 155 SH OTHER 105
OTHER 50
ISHARES ETF-EQUITY 464287549 875 12046 SH SOLE 2010
SOLE 10036
641 8829 SH DEFINED 3594
DEFINED 5235
64 880 SH OTHER 755
OTHER 125
COLUMN TOTALS 34157
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
JOHNSON & JOHNSON COMMON STOCK 478160104 230 2825 SH SOLE 474
SOLE 2351
205 2517 SH DEFINED 1010
DEFINED 1507
43 530 SH OTHER 210
OTHER 320
LAPORTE BANCORP INC COMMON STOCK 516651106 110 11063 SH DEF/OTH 11063
MSC INDUSTRIAL DIRECT INC COMMON STOCK 553530106 117 1364 SH SOLE 230
SOLE 1134
84 974 SH DEFINED 405
DEFINED 569
8 90 SH OTHER 90
MARATHON OIL CORP COMMON STOCK 565849106 126 3748 SH SOLE 641
SOLE 3107
98 2904 SH DEFINED 1191
DEFINED 1713
12 362 SH OTHER 312
OTHER 50
11 331 SH DEF/OTH 331
MARATHON PETE CORP COMMON STOCK 56585A102 155 1729 SH SOLE 286
SOLE 1443
122 1357 SH DEFINED 528
DEFINED 829
18 206 SH OTHER 156
OTHER 50
15 165 SH DEF/OTH 165
COLUMN TOTALS 1354
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
MARKET VECTORS ETF-EQUITY 57060U605 123 2277 SH SOLE 381
SOLE 1896
87 1613 SH DEFINED 675
DEFINED 938
5 97 SH OTHER 97
MICROSOFT CORP COMMON STOCK 594918104 196 6850 SH SOLE 1133
SOLE 5717
143 5004 SH DEFINED 2319
DEFINED 2685
42 1467 SH OTHER 347
OTHER 1120
22 778 SH DEF/OTH 778
NATIONAL OIL WELL VARCO INC COMMON STOCK 637071101 147 2072 SH SOLE 343
SOLE 1729
106 1493 SH DEFINED 641
DEFINED 852
12 175 SH OTHER 175
OMNICOM GROUP COMMON STOCK 681919106 192 3258 SH SOLE 551
SOLE 2707
131 2229 SH DEFINED 978
DEFINED 1251
11 190 SH OTHER 190
COLUMN TOTALS 1217
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
PEPSICO INC COMMON STOCK 713448108 93 1176 SH SOLE 204
SOLE 972
211 2667 SH DEFINED 380
DEFINED 2287
26 327 SH OTHER 177
OTHER 150
19 236 SH DEF/OTH 236
PETSMART INC COMMON STOCK 716768106 182 2937 SH SOLE 500
SOLE 2437
121 1954 SH DEFINED 875
DEFINED 1079
10 166 SH OTHER 166
PFIZER INC COMMON STOCK 717081103 3012 104356 SH DEFINED 400
DEFINED 103956
2435 84362 SH OTHER 84362
23 794 SH DEF/OTH 794
PHILIP MORRIS INTERNATIONAL INC COMMON STOCK 718172109 192 2075 SH SOLE 348
SOLE 1727
420 4530 SH DEFINED 1938
DEFINED 2592
45 483 SH OTHER 33
OTHER 450
COLUMN TOTALS 6789
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
POWERSHARES ETF-EQUITY 73935X799 247 6256 SH SOLE 1042
SOLE 5214
171 4320 SH DEFINED 1819
DEFINED 2501
20 519 SH OTHER 419
OTHER 100
POWERSHARES DB ETF-EQUITY 73936B101 194 6650 SH DEFINED 6650
6 205 SH OTHER 205
2 83 SH DEF/OTH 83
ROPER INDS INC COMMON STOCK 776696106 147 1155 SH SOLE 195
SOLE 960
98 766 SH DEFINED 346
DEFINED 420
8 63 SH OTHER 63
SPDR ASSETS ETF-ALTERNATIVE 78463V107 4 26 SH SOLE 26
409 2650 SH DEFINED 25
DEFINED 2625
70 450 SH OTHER 450
0 3 SH DEF/OTH 3
SPDR ETF-EQUITY 78464A698 176 5547 SH SOLE 945
SOLE 4602
124 3910 SH DEFINED 1679
DEFINED 2231
16 511 SH OTHER 341
OTHER 170
COLUMN TOTALS 1692
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
SELECT SECTORS ETF-EQUITY 81369Y506 283 3571 SH SOLE 596
SOLE 2975
197 2487 SH DEFINED 1059
DEFINED 1428
23 293 SH OTHER 293
SELECT SECTORS ETF-EQUITY 81369Y886 337 8626 SH SOLE 1441
SOLE 7185
319 8150 SH DEFINED 2772
DEFINED 5378
38 962 SH OTHER 662
OTHER 300
AMERITRADE HOLDING CORP COMMON STOCK 87236Y108 160 7748 SH SOLE 1313
SOLE 6435
111 5395 SH DEFINED 2314
DEFINED 3081
10 494 SH OTHER 494
TJX COS INC COMMON STOCK 872540109 203 4340 SH SOLE 724
SOLE 3616
143 3063 SH DEFINED 1300
DEFINED 1763
18 395 SH OTHER 395
VANGUARD ETF-EQUITY 92204A108 340 4006 SH SOLE 674
SOLE 3332
234 2755 SH DEFINED 1215
DEFINED 1540
17 202 SH OTHER 202
COLUMN TOTALS 2433
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
VANGUARD ETF-EQUITY 92204A207 293 2904 SH SOLE 488
SOLE 2416
201 1995 SH DEFINED 844
DEFINED 1151
29 285 SH OTHER 285
VANGUARD ETF-EQUITY 92204A405 380 9971 SH SOLE 1675
SOLE 8296
263 6910 SH DEFINED 2972
DEFINED 3938
38 987 SH OTHER 887
OTHER 100
VANGUARD ETF-EQUITY 92204A504 568 6848 SH SOLE 1141
SOLE 5707
399 4817 SH DEFINED 2010
DEFINED 2807
15 182 SH OTHER 182
VANGUARD ETF-EQUITY 92204A603 206 2579 SH SOLE 437
SOLE 2142
142 1773 SH DEFINED 751
DEFINED 1022
17 216 SH OTHER 216
VANGUARD ETF-EQUITY 92204A801 331 3736 SH SOLE 629
SOLE 3107
226 2551 SH DEFINED 1102
DEFINED 1449
15 172 SH OTHER 172
COLUMN TOTALS 3123
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
VANGUARD ETF-EQUITY 92204A884 292 3938 SH SOLE 661
SOLE 3277
203 2744 SH DEFINED 1184
DEFINED 1560
19 251 SH OTHER 251
WAL MART STORES INC COMMON STOCK 931142103 128 1713 SH SOLE 289
SOLE 1424
223 2975 SH DEFINED 1328
DEFINED 1647
10 140 SH OTHER 140
39 521 SH DEF/OTH 521
WALGREEN CO COMMON STOCK 931422109 695 14569 SH DEFINED 344
DEFINED 14225
29 600 SH OTHER 600
18 369 SH DEF/OTH 369
WELLS FARGO & CO COMMON STOCK 949746101 227 6130 SH SOLE 1022
SOLE 5108
393 10619 SH DEFINED 3531
DEFINED 7088
36 971 SH OTHER 571
OTHER 400
COLUMN TOTALS 2312
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER X PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME TITLE OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------------- --------- ----- ------- --- ---- ------- -------- ------ ------ ------
XPO LOGISTICS INC COMMON STOCK 983793100 998 59253 SH DEFINED 59253
ACCENTURE PLC FOREIGN STOCK G1151C101 208 2736 SH SOLE 455
SOLE 2281
149 1966 SH DEFINED 847
DEFINED 1119
21 282 SH OTHER 232
OTHER 50
NOBLE CORPORATION SWITZERLAND COMMON STOCK H5833N103 138 3620 SH SOLE 631
SOLE 2989
99 2582 SH DEFINED 1104
DEFINED 1478
10 259 SH OTHER 259
COLUMN TOTALS 1623
AGGREGATE TOTAL 61404
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 164
Form 13F Information Table Value Total: $61,404
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment Managers with respect to which this report is filed,
other than the Manager filing this report.
NONE