UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-04642
VIRTUS VARIABLE INSURANCE TRUST
(exact name of registrant as specified in charter)
100 Pearl Street, Hartford, CT 06103
(Address of principal executive offices)
Jennifer Fromm, Esq.,
Virtus Investment Partners,
Inc. 100 Pearl Street,
Hartford, CT 06103
(Name and Address of agent for service)
Registrant's telephone number, including area code: 800-243-1574
Date of Fiscal Year End: 12/31
Date of Reporting Period: 07/01/2013 - 06/30/2014
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04642
Reporting Period: 07/01/2013 - 06/30/2014
Virtus Variable Insurance Trust
========================= Virtus Capital Growth Series =========================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Director Jaime Ardila For For Management
2b Elect Director Charles H. Giancarlo For For Management
2c Elect Director William L. Kimsey For For Management
2d Elect Director Blythe J. McGarvie For For Management
2e Elect Director Mark Moody-Stuart For For Management
2f Elect Director Pierre Nanterme For For Management
2g Elect Director Gilles C. Pelisson For For Management
2h Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital and For For Management
Creation of Distributable Reserves
8 Authorize the Holding of the 2015 AGM For For Management
at a Location Outside Ireland
9 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
10 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
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AMPHENOL CORPORATION
Ticker: APH Security ID: 032095101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Badie For For Management
1.2 Elect Director Stanley L. Clark For For Management
1.3 Elect Director David P. Falck For For Management
1.4 Elect Director Edward G. Jepsen For For Management
1.5 Elect Director Andrew E. Lietz For For Management
1.6 Elect Director Martin H. Loeffler For For Management
1.7 Elect Director John R. Lord For For Management
1.8 Elect Director R. Adam Norwitt For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Executive Share Option Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cashman, III For For Management
1.2 Elect Director Ajei S. Gopal For For Management
1.3 Elect Director William R. McDermott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Gary E. Dickerson For For Management
1c Elect Director Stephen R. Forrest For For Management
1d Elect Director Thomas J. Iannotti For For Management
1e Elect Director Susan M. James For For Management
1f Elect Director Alexander A. Karsner For For Management
1g Elect Director Gerhard H. Parker For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Willem P. Roelandts For For Management
1j Elect Director James E. Rogers For For Management
1k Elect Director Michael R. Splinter For For Management
1l Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: JUN 23, 2014 Meeting Type: Special
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
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CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
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CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Danforth For For Management
1b Elect Director Neal L. Patterson For For Management
1c Elect Director William D. Zollars For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Helene D. Gayle For For Management
1e Elect Director Ellen M. Hancock For For Management
1f Elect Director Joseph Jimenez For For Management
1g Elect Director Richard J. Kogan For For Management
1h Elect Director Delano E. Lewis For For Management
1i Elect Director J. Pedro Reinhard For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against For Shareholder
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CORE LABORATORIES N.V.
Ticker: CLB Security ID: N22717107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Demshur For For Management
1b Elect Director Michael C. Kearney For For Management
1c Elect Director Jan Willem Sodderland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Cancellation of Repurchased For For Management
Shares
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Grant Board Authority to Issue For For Management
Ordinary and Preference Shares Up To
10 Percent of Issued Capital
8 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance
9 Amend Non-Employee Director Omnibus For For Management
Stock Plan
10 Amend Omnibus Stock Plan For For Management
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COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For Withhold Management
1.2 Elect Director Richard M. Libenson For Withhold Management
1.3 Elect Director John W. Meisenbach For Withhold Management
1.4 Elect Director Charles T. Munger For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Declassify the Board of Directors None For Management
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DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lawrence Culp, Jr. For For Management
1.2 Elect Director Donald J. Ehrlich For For Management
1.3 Elect Director Linda Hefner Filler For For Management
1.4 Elect Director Teri List-Stoll For For Management
1.5 Elect Director Walter G. Lohr, Jr. For For Management
1.6 Elect Director Mitchell P. Rales For For Management
1.7 Elect Director Steven M. Rales For For Management
1.8 Elect Director John T. Schwieters For For Management
1.9 Elect Director Alan G. Spoon For For Management
1.10 Elect Director Elias A. Zerhouni For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
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ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Of Director Douglas M. Baker, For For Management
Jr.
1.2 Election Of Director Barbara J. Beck For For Management
1.3 Election Of Director Leslie S. Biller For For Management
1.4 Election Of Director Carl M. Casale For For Management
1.5 Election Of Director Stephen I. Chazen For For Management
1.6 Election Of Director Jerry A. For For Management
Grundhofer
1.7 Election Of Director Arthur J. Higgins For For Management
1.8 Election Of Director Joel W. Johnson For For Management
1.9 Election Of Director Michael Larson For For Management
1.10 Election Of Director Jerry W. Levin For For Management
1.11 Election Of Director Robert L. Lumpkins For For Management
1.12 Election Of Director Victoria J. Reich For For Management
1.13 Election Of Director Suzanne M. For For Management
Vautrinot
1.14 Election Of Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
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EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Rose For For Management
1.2 Elect Director Robert R. Wright For For Management
1.3 Elect Director Mark A. Emmert For For Management
1.4 Elect Director R. Jordan Gates For For Management
1.5 Elect Director Dan P. Kourkoumelis For For Management
1.6 Elect Director Michael J. Malone For For Management
1.7 Elect Director John W. Meisenbach For For Management
1.8 Elect Director Jeffrey S. Musser For For Management
1.9 Elect Director Liane J. Pelletier For For Management
1.10 Elect Director James L.K. Wang For For Management
1.11 Elect Director Tay Yoshitani For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Stock Option Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Approve Restricted Stock Plan For For Management
6 Ratify Auditors For For Management
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FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For Withhold Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Assess Privacy and Advertising Policy Against Against Shareholder
Relating to Childhood Obesity
7 Report on Sustainability Against For Shareholder
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FASTENAL COMPANY
Ticker: FAST Security ID: 311900104
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Willard D. Oberton For For Management
1b Elect Director Michael M. Gostomski For For Management
1c Elect Director Michael J. Dolan For For Management
1d Elect Director Reyne K. Wisecup For For Management
1e Elect Director Hugh L. Miller For For Management
1f Elect Director Michael J. Ancius For For Management
1g Elect Director Scott A. Satterlee For For Management
1h Elect Director Rita J. Heise For For Management
1i Elect Director Darren R. Jackson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director Kevin T. Kabat For For Management
1.9 Elect Director Mitchel D. Livingston, For For Management
Ph.D.
1.10 Elect Director Michael B. McCallister For For Management
1.11 Elect Director Hendrik G. Meijer For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
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GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
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INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amal M. Johnson For For Management
1.2 Elect Director Eric H. Halvorson For For Management
1.3 Elect Director Alan J. Levy For For Management
1.4 Elect Director Craig H. Barratt For For Management
1.5 Elect Director Floyd D. Loop For For Management
1.6 Elect Director George Stalk, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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MEDIDATA SOLUTIONS, INC.
Ticker: MDSO Security ID: 58471A105
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tarek A. Sherif For For Management
1.2 Elect Director Glen M. de Vries For For Management
1.3 Elect Director Carlos Dominguez For For Management
1.4 Elect Director Neil M. Kurtz For For Management
1.5 Elect Director George W. McCulloch For For Management
1.6 Elect Director Lee A. Shapiro For For Management
1.7 Elect Director Robert B. Taylor For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
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MICROS SYSTEMS, INC.
Ticker: MCRS Security ID: 594901100
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. L. Giannopoulos For For Management
1.2 Elect Director Peter A. Altabef For For Management
1.3 Elect Director Louis M. Brown, Jr. For For Management
1.4 Elect Director B. Gary Dando For For Management
1.5 Elect Director F. Suzanne Jenniches For For Management
1.6 Elect Director John G. Puente For For Management
1.7 Elect Director Dwight S. Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Amend Stock Option Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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MONSTER BEVERAGE CORPORATION
Ticker: MNST Security ID: 611740101
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Sacks For For Management
1.2 Elect Director Hilton H. Schlosberg For For Management
1.3 Elect Director Mark J. Hall For For Management
1.4 Elect Director Norman C. Epstein For For Management
1.5 Elect Director Benjamin M. Polk For For Management
1.6 Elect Director Sydney Selati For For Management
1.7 Elect Director Harold C. Taber, Jr. For For Management
1.8 Elect Director Mark S. Vidergauz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Adopt Policy and Report on Board Against For Shareholder
Diversity
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MSC INDUSTRIAL DIRECT CO., INC.
Ticker: MSM Security ID: 553530106
Meeting Date: JAN 16, 2014 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell Jacobson For For Management
1.2 Elect Director David Sandler For For Management
1.3 Elect Director Erik Gershwind For For Management
1.4 Elect Director Jonathan Byrnes For For Management
1.5 Elect Director Roger Fradin For For Management
1.6 Elect Director Louise Goeser For For Management
1.7 Elect Director Denis Kelly For For Management
1.8 Elect Director Philip Peller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Clay C. Williams For For Management
1C Elect Director Greg L. Armstrong For For Management
1D Elect Director Robert E. Beauchamp For For Management
1E Elect Director Marcela E. Donadio For For Management
1F Elect Director Ben A. Guill For For Management
1G Elect Director David D. Harrison For For Management
1H Elect Director Roger L. Jarvis For For Management
1I Elect Director Eric L. Mattson For For Management
1K Elect Director Jeffery A. Smisek For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
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PERRIGO COMPANY
Ticker: PRGO Security ID: 714290103
Meeting Date: NOV 18, 2013 Meeting Type: Special
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Creation of Distributable For For Management
Reserves
3 Advisory Vote on Golden Parachutes For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Adjourn Meeting For For Management
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PETSMART, INC.
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angel Cabrera For For Management
1b Elect Director Rita V. Foley For For Management
1c Elect Director Rakesh Gangwal For For Management
1d Elect Director Joseph S. Hardin, Jr. For For Management
1e Elect Director Gregory P. Josefowicz For For Management
1f Elect Director David K. Lenhardt For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Barbara Munder For For Management
1i Elect Director Elizabeth A. Nickels For For Management
1j Elect Director Thomas G. Stemberg For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For For Management
1.3 Elect Director Nance K. Dicciani For For Management
1.4 Elect Director Edward G. Galante For For Management
1.5 Elect Director Claire W. Gargalli For For Management
1.6 Elect Director Ira D. Hall For For Management
1.7 Elect Director Raymond W. LeBoeuf For For Management
1.8 Elect Director Larry D. McVay For For Management
1.9 Elect Director Denise L. Ramos For For Management
1.10 Elect Director Wayne T. Smith For For Management
1.11 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 13, 2013 Meeting Type: Annual
Record Date: JUN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For For Management
1.2 Elect Director Daniel J. Murphy For For Management
1.3 Elect Director Vernon E. Oechsle For For Management
1.4 Elect Director Ulrich Schmidt For For Management
1.5 Elect Director Richard L. Wambold For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
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QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Wallman For For Management
1.2 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For For Management
1b Elect Director K. Gunnar Bjorklund For For Management
1c Elect Director Michael J. Bush For For Management
1d Elect Director Norman A. Ferber For For Management
1e Elect Director Sharon D. Garrett For For Management
1f Elect Director George P. Orban For For Management
1g Elect Director Lawrence S. Peiros For For Management
1h Elect Director Gregory L. Quesnel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Election Of Director Howard Schultz For For Management
1b Election Of Director William W. Bradley For For Management
1c Election Of Director Robert M. Gates For For Management
1d Election Of Director Mellody Hobson For For Management
1e Election Of Director Kevin R. Johnson For For Management
1f Election Of Director Olden Lee For For Management
1g Election Of Director Joshua Cooper Ramo For For Management
1h Election Of Director James G. Shennan, For For Management
Jr.
1i Election Of Director Clara Shih For For Management
1j Election Of Director Javier G. Teruel For For Management
1k Election Of Director Myron E. Ullman, For For Management
III
1l Election Of Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Prohibit Political Spending Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director Mary K. Bush For For Management
1d Elect Director Donald B. Hebb, Jr. For For Management
1e Elect Director Freeman A. Hrabowski, For For Management
III
1f Elect Director James A.C. Kennedy For For Management
1g Elect Director Robert F. MacLellan For For Management
1h Elect Director Brian C. Rogers For For Management
1i Elect Director Olympia J. Snowe For For Management
1j Elect Director Alfred Sommer For For Management
1k Elect Director Dwight S. Taylor For For Management
1l Elect Director Anne Marie Whittemore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank C. Herringer For For Management
1b Elect Director Stephen T. McLin For For Management
1c Elect Director Roger O. Walther For For Management
1d Elect Director Robert N. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Richard M. Daley For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Helene D. Gayle For For Management
1.8 Elect Director Evan G. Greenberg For For Management
1.9 Elect Director Alexis M. Herman For For Management
1.10 Elect Director Muhtar Kent For For Management
1.11 Elect Director Robert A. Kotick For For Management
1.12 Elect Director Maria Elena Lagomasino For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aerin Lauder For For Management
1.2 Elect Director William P. Lauder For Withhold Management
1.3 Elect Director Richard D. Parsons For Withhold Management
1.4 Elect Director Lynn Forester de For For Management
Rothschild
1.5 Elect Director Richard F. Zannino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For Against Management
5 Adopt and Implement Sustainable Palm Against Against Shareholder
Oil Policy
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
THE PRICELINE GROUP INC.
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Darren R. Huston For For Management
1.8 Elect Director Nancy B. Peretsman For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TRIPADVISOR, INC.
Ticker: TRIP Security ID: 896945201
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory B. Maffei For Withhold Management
1.2 Elect Director Stephen Kaufer For Withhold Management
1.3 Elect Director Jonathan F. Miller For For Management
1.4 Elect Director Dipchand (Deep) Nishar For For Management
1.5 Elect Director Jeremy Philips For For Management
1.6 Elect Director Spencer M. Rascoff For For Management
1.7 Elect Director Christopher W. Shean For Withhold Management
1.8 Elect Director Sukhinder Singh Cassidy For For Management
1.9 Elect Director Robert S. Wiesenthal For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip T. Gianos For For Management
1.2 Elect Director Moshe N. Gavrielov For For Management
1.3 Elect Director John L. Doyle For For Management
1.4 Elect Director William G. Howard, Jr. For For Management
1.5 Elect Director J. Michael Patterson For For Management
1.6 Elect Director Albert A. Pimentel For For Management
1.7 Elect Director Marshall C. Turner For For Management
1.8 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Norden For For Management
1.2 Elect Director Louise M. Parent For For Management
1.3 Elect Director Robert W. Scully For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
======================== Virtus Growth & Income Series =========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label Products with GMO Ingredients Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Cease Compliance Adjustments to Against For Shareholder
Performance Criteria
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director John Shelby Amos, II For For Management
1c Elect Director Paul S. Amos, II For For Management
1d Elect Director W. Paul Bowers For For Management
1e Elect Director Kriss Cloninger, III For For Management
1f Elect Director Elizabeth J. Hudson For For Management
1g Elect Director Douglas W. Johnson For For Management
1h Elect Director Robert B. Johnson For For Management
1i Elect Director Charles B. Knapp For For Management
1j Elect Director Barbara K. Rimer For For Management
1k Elect Director Melvin T. Stith For For Management
1l Elect Director David Gary Thompson For For Management
1m Elect Director Takuro Yoshida For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director Marion C. Blakey For For Management
1.3 Elect Director Phyllis J. Campbell For For Management
1.4 Elect Director Jessie J. Knight, Jr. For For Management
1.5 Elect Director Dennis F. Madsen For For Management
1.6 Elect Director Byron I. Mallott For For Management
1.7 Elect Director Helvi K. Sandvik For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
1.9 Elect Director Bradley D. Tilden For For Management
1.10 Elect Director Eric K. Yeaman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Adjust Par Value of Common Stock For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Anna R. Cablik For For Management
1.4 Elect Director Ronald E. Deal For For Management
1.5 Elect Director James A. Faulkner For For Management
1.6 Elect Director I. Patricia Henry For For Management
1.7 Elect Director John P. Howe, III For For Management
1.8 Elect Director Erick C. Kendrick For For Management
1.9 Elect Director Kelly S. King For For Management
1.10 Elect Director Louis B. Lynn For For Management
1.11 Elect Director Edward C. Milligan For For Management
1.12 Elect Director Charles A. Patton For For Management
1.13 Elect Director Nido R. Qubein For For Management
1.14 Elect Director Tollie W. Rich, Jr. For For Management
1.15 Elect Director Thomas E. Skains For For Management
1.16 Elect Director Thomas N. Thompson For For Management
1.17 Elect Director Edwin H. Welch For For Management
1.18 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
6 Claw-back of Payments under Against For Shareholder
Restatements
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdlatif Yousef Al-Hamad For For Management
1b Elect Director Mathis Cabiallavetta For For Management
1c Elect Director Pamela Daley For For Management
1d Elect Director Jessica P. Einhorn For For Management
1e Elect Director Fabrizio Freda For For Management
1f Elect Director Murry S. Gerber For For Management
1g Elect Director James Grosfeld For For Management
1h Elect Director David H. Komansky For For Management
1i Elect Director Deryck Maughan For For Management
1j Elect Director Cheryl D. Mills For For Management
1k Elect Director Marco Antonio Slim Domit For For Management
1l Elect Director John S. Varley For For Management
1m Elect Director Susan L. Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director Stephen J. Hagge For For Management
1d Elect Director Robert G. Kuhbach For For Management
1e Elect Director Edward A. Schmitt For For Management
2 Eliminate Supermajority Vote For For Management
Requirement
3 Eliminate Supermajority Vote For For Management
Requirement
4 Eliminate Supermajority Vote For For Management
Requirement
5 Provide Right to Call Special Meeting For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against For Shareholder
9 Require Director Nominee with Against For Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against For Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Victor Luis For For Management
1.5 Elect Director Ivan Menezes For For Management
1.6 Elect Director Irene Miller For For Management
1.7 Elect Director Michael Murphy For For Management
1.8 Elect Director Stephanie Tilenius For For Management
1.9 Elect Director Jide Zeitlin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director William B. Berry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Robert K. Herdman For For Management
6 Elect Director Robert J. Bernhard For For Management
7 Elect Director Franklin R. Chang Diaz For For Management
8 Elect Director Stephen B. Dobbs For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Ratify Auditors For For Management
11 Provide For Confidential Running Vote Against For Shareholder
Tallies
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 26, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Crandall C. Bowles For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Charles O. Holliday, Jr. For For Management
1e Elect Director Dipak C. Jain For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director Joachim Milberg For For Management
1h Elect Director Richard B. Myers For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Thomas H. Patrick For For Management
1k Elect Director Sherry M. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Cremin For For Management
1b Elect Director Jean-Pierre M. Ergas For For Management
1c Elect Director Peter T. Francis For For Management
1d Elect Director Kristiane C. Graham For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director Robert A. Livingston For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Bernard G. Rethore For For Management
1i Elect Director Michael B. Stubbs For For Management
1j Elect Director Stephen M. Todd For For Management
1k Elect Director Stephen K. Wagner For For Management
1l Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Eliminate Supermajority Vote For For Management
Requirement
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Supermajority Vote For For Management
Requirement
8 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Archbold For For Management
1.2 Elect Director Peter S. Swinburn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director Kevin T. Kabat For For Management
1.9 Elect Director Mitchel D. Livingston, For For Management
Ph.D.
1.10 Elect Director Michael B. McCallister For For Management
1.11 Elect Director Hendrik G. Meijer For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford, II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director James P. Hackett For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director William W. Helman, IV For For Management
1.10 Elect Director Jon M. Huntsman, Jr. For For Management
1.11 Elect Director John C. Lechleiter For For Management
1.12 Elect Director Ellen R. Marram For For Management
1.13 Elect Director Alan Mulally For For Management
1.14 Elect Director Homer A. Neal For For Management
1.15 Elect Director Gerald L. Shaheen For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Charles C. Krulak For For Management
1.10 Elect Director Bobby Lee Lackey For For Management
1.11 Elect Director Jon C. Madonna For For Management
1.12 Elect Director Dustan E. McCoy For For Management
1.13 Elect Director James R. Moffett For For Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against For Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Lydia H. Kennard For For Management
1.10 Elect Director Charles C. Krulak For For Management
1.11 Elect Director Bobby Lee Lackey For For Management
1.12 Elect Director Jon C. Madonna For For Management
1.13 Elect Director Dustan E. McCoy For For Management
1.14 Elect Director James R. Moffett For For Management
1.15 Elect Director Stephen H. Siegele For For Management
1.16 Elect Director Frances Fragos Townsend For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Require Director Nominee with Against Against Shareholder
Environmental Experience
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hans Helmerich For For Management
1b Elect Director John W. Lindsay For For Management
1c Elect Director Paula Marshall For For Management
1d Elect Director Randy A. Foutch For For Management
1e Elect Director John D. Zeglis For For Management
1f Elect Director William L. Armstrong For For Management
1g Elect Director Thomas A. Petrie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 23, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director Mel S. Lavitt For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Mark T. Mondello For For Management
1.5 Elect Director Lawrence J. Murphy For For Management
1.6 Elect Director Frank A. Newman For For Management
1.7 Elect Director Steven A. Raymund For For Management
1.8 Elect Director Thomas A. Sansone For For Management
1.9 Elect Director David M. Stout For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Niew For For Management
1.2 Elect Director Keith L. Barnes For For Management
1.3 Elect Director Richard K. Lochridge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Bott For For Management
1b Elect Director Thomas P. Capo For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Kathleen A. Ligocki For For Management
1e Elect Director Conrad L. Mallett, Jr. For For Management
1f Elect Director Donald L. Runkle For For Management
1g Elect Director Matthew J. Simoncini For For Management
1h Elect Director Gregory C. Smith For For Management
1i Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Glass For For Management
1.2 Elect Director Gary C. Kelly For For Management
1.3 Elect Director Michael F. Mee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Nancy J. Karch For For Management
1i Elect Director Marc Olivie For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Jackson P. Tai For For Management
1m Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 13, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Warmenhoven For For Management
1b Elect Director Nicholas G. Moore For For Management
1c Elect Director Thomas Georgens For For Management
1d Elect Director Jeffry R. Allen For For Management
1e Elect Director Alan L. Earhart For For Management
1f Elect Director Gerald Held For For Management
1g Elect Director T. Michael Nevens For For Management
1h Elect Director George T. Shaheen For For Management
1i Elect Director Robert T. Wall For For Management
1j Elect Director Richard P. Wallace For For Management
1k Elect Director Tor R. Braham For For Management
1l Elect Director Kathryn M. Hill For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Remove Supermajority Voting Standards For For Management
for Amendments to Article VI of the
Company's Certificate of Incorporation
5b Remove Supermajority Voting Standards For For Management
for Approve Amendments to Article X of
the Company's Certificate of
Incorporation
6 Pro-rata Vesting of Equity Plan Against For Shareholder
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NOBLE CORPORATION PLC
Ticker: NE Security ID: G65431101
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Scott D. Josey For For Management
2 Elect Director Jon A. Marshall For For Management
3 Elect Director Mary P. Ricciardello For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm
5 Ratify PricewaterhouseCoopers LLP as For For Management
Statutory Auditor
6 Authorize Audit Committee to Fix For For Management
Remuneration of Statutory Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote to Ratify Directors' For For Management
Compensation Report
9 Approve Remuneration Policy For For Management
10 Approve Dividends For For Management
11 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Kevin A. Lobo For For Management
1.6 Elect Director Klaus-Peter Muller For Withhold Management
1.7 Elect Director Candy M. Obourn For For Management
1.8 Elect Director Joseph M. Scaminace For For Management
1.9 Elect Director Wolfgang R. Schmitt For For Management
1.10 Elect Director Ake Svensson For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director Mary K. Bush For For Management
1d Elect Director Donald B. Hebb, Jr. For For Management
1e Elect Director Freeman A. Hrabowski, For For Management
III
1f Elect Director James A.C. Kennedy For For Management
1g Elect Director Robert F. MacLellan For For Management
1h Elect Director Brian C. Rogers For For Management
1i Elect Director Olympia J. Snowe For For Management
1j Elect Director Alfred Sommer For For Management
1k Elect Director Dwight S. Taylor For For Management
1l Elect Director Anne Marie Whittemore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Claes Dahlback For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Debora L. Spar For For Management
1l Elect Director Mark E. Tucker For For Management
1m Elect Director David A. Viniar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 14, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Conaty For For Management
1b Elect Director James A. Firestone For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director W. Alan McCollough For For Management
1g Elect Director John E. McGlade For For Management
1h Elect Director Michael J. Morell For For Management
1i Elect Director Roderick A. Palmore For For Management
1j Elect Director Stephanie A. Streeter For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director Michael R. Wessel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
Ticker: TRN Security ID: 896522109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Adams For For Management
1.2 Elect Director Rhys J. Best For For Management
1.3 Elect Director David W. Biegler For For Management
1.4 Elect Director Leldon E. Echols For For Management
1.5 Elect Director Ronald J. Gafford For For Management
1.6 Elect Director Adrian Lajous For For Management
1.7 Elect Director Charles W. Matthews For For Management
1.8 Elect Director Douglas L. Rock For For Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Timothy R. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Paul M. Bisaro For For Management
1d Elect Director Gail K. Boudreaux For For Management
1e Elect Director David C. Dvorak For For Management
1f Elect Director Larry C. Glasscock For For Management
1g Elect Director Robert A. Hagemann For For Management
1h Elect Director Arthur J. Higgins For For Management
1i Elect Director Cecil B. Pickett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
========================= Virtus International Series ==========================
AIA GROUP LTD.
Ticker: 01299 Security ID: Y002A1105
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Mohamed Azman Yahya as Director For For Management
4 Elect Edmund Sze-Wing Tse as Director For For Management
5 Elect Jack Chak-Kwong So as Director For For Management
6 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7c Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
ATLAS COPCO AB
Ticker: ATCO A Security ID: W10020118
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report; Allow None None Management
Questions
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Discharge of Board and For For Management
President
8c Approve Allocation of Income and For For Management
Dividends of SEK 5.50 Per Share
8d Approve Record Date (May 5, 2014) for For For Management
Dividend Payment
9 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
10 Reelect Staffan Bohman, Johan For For Management
Forssell, Ronnie Leten, Ulla Litzen,
Gunilla Nordstrom, Hans Straberg
(Chairman), Anders Ullberg, Peter
Wallenberg Jr, and Margareth Ovrum as
Directors; Ratify Deloitte as Auditors
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.9 Million for
Chairman and SEK 570,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12a Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
12b Approve Performance-Related Personnel For For Management
Option Plan for 2014
13a Acquire Class A Shares Related to For For Management
Personnel Option Plan for 2014
13b Acquire Class A Shares Related to For For Management
Remuneration in the Form of Synthetic
Shares
13c Transfer Class A Shares Related to For For Management
Personnel Option Plan for 2014
13d Sell Class A Shares to Cover Costs For For Management
Related to Synthetic Shares to the
Board
13e Sell Class A and B Shares to Cover For For Management
Costs in Relation to the Performance
Related Personnel Option Plans for
2009, 2010, and 2011
14 Close Meeting None None Management
--------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint KPMG LLP as Auditors For For Management
3 Authorise the Risk and Audit Committee For For Management
to Fix Remuneration of Auditors
4 Authorise Issue of Equity with For For Management
Pre-emptive Rights
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Approve Remuneration Report For For Management
8 Approve Long Term Incentive Plan For For Management
9 Approve Grant of Deferred Shares and For For Management
Performance Shares under the Group's
Employee Equity Plans to Andrew
Mackenzie
10 Elect Andrew Mackenzie as Director For For Management
11 Re-elect Malcolm Broomhead as Director For For Management
12 Re-elect Sir John Buchanan as Director For For Management
13 Re-elect Carlos Cordeiro as Director For For Management
14 Re-elect David Crawford as Director For For Management
15 Re-elect Pat Davies as Director For For Management
16 Re-elect Carolyn Hewson as Director For For Management
17 Re-elect Lindsay Maxsted as Director For For Management
18 Re-elect Wayne Murdy as Director For For Management
19 Re-elect Keith Rumble as Director For For Management
20 Re-elect John Schubert as Director For For Management
21 Re-elect Shriti Vadera as Director For For Management
22 Re-elect Jac Nasser as Director For For Management
23 Elect Ian Dunlop, a Shareholder Against Against Shareholder
Nominee to the Board
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Re-elect Richard Burrows as Director For For Management
8 Re-elect Karen de Segundo as Director For For Management
9 Re-elect Nicandro Durante as Director For For Management
10 Re-elect Ann Godbehere as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Gerry Murphy as Director For For Management
13 Re-elect Kieran Poynter as Director For For Management
14 Re-elect Ben Stevens as Director For For Management
15 Re-elect Richard Tubb as Director For For Management
16 Elect Savio Kwan as Director For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNR Security ID: 136375102
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Charles Baillie For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Gordon D. Giffin For For Management
1.4 Elect Director Edith E. Holiday For For Management
1.5 Elect Director V. Maureen Kempston For Withhold Management
Darkes
1.6 Elect Director Denis Losier For Withhold Management
1.7 Elect Director Edward C. Lumley For For Management
1.8 Elect Director Kevin G. Lynch For For Management
1.9 Elect Director Claude Mongeau For For Management
1.10 Elect Director James E. O'Connor For For Management
1.11 Elect Director Robert Pace For Withhold Management
1.12 Elect Director Robert L. Phillips For For Management
1.13 Elect Director Laura Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CASINO GUICHARD PERRACHON
Ticker: CO Security ID: F14133106
Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.12 per Share
4 Advisory Vote on Compensation of For For Management
Jean-Charles Naouri, Chairman and CEO
5 Reelect Gerald de Roquemaurel as For For Management
Director
6 Reelect David de Rothschild as Director For Against Management
7 Reelect Frederic Saint-Geours as For For Management
Director
8 Reelect Euris as Director For Against Management
9 Reelect Fonciere Euris as Director For Against Management
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Merger by Absorption of Chalin For For Management
by Casino, Guichard-Perrachon
12 Approve Merger by Absorption of For For Management
Codival by Casino, Guichard-Perrachon
13 Approve Merger by Absorption of Damap For For Management
s by Casino, Guichard-Perrachon
14 Approve Merger by Absorption of For For Management
Faclair by Casino, Guichard-Perrachon
15 Approve Merger by Absorption of Keran For For Management
by Casino, Guichard-Perrachon
16 Approve Merger by Absorption of Mapic For For Management
by Casino, Guichard-Perrachon
17 Approve Merger by Absorption of Matal For For Management
by Casino, Guichard-Perrachon
18 Amend Article 6 of Bylaws to Reflect For For Management
Changes in Capital Pursuant to
Approval of Items 11 to 17
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CENTRICA PLC
Ticker: CNA Security ID: G2018Z143
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect Rick Haythornthwaite as Director For For Management
6 Re-elect Sam Laidlaw as Director For For Management
7 Re-elect Margherita Della Valle as For For Management
Director
8 Re-elect Mary Francis as Director For For Management
9 Re-elect Mark Hanafin as Director For For Management
10 Re-elect Lesley Knox as Director For For Management
11 Elect Mike Linn as Director For For Management
12 Re-elect Nick Luff as Director For For Management
13 Re-elect Ian Meakins as Director For For Management
14 Re-elect Paul Rayner as Director For For Management
15 Re-elect Chris Weston as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CITY DEVELOPMENTS LTD.
Ticker: C09 Security ID: V23130111
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees and Audit & For For Management
Risk Committee Fees
4a Elect Kwek Leng Joo as Director For For Management
4b Elect Kwek Leng Peck as Director For For Management
5a Elect Kwek Leng Beng as Director For For Management
5b Elect Foo See Juan as Director For For Management
5c Elect Tang See Chim as Director For For Management
6 Reappoint KPMG LLP Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Approve Mandate for Transactions with For For Management
Related Parties
--------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO. LTD.
Ticker: 1878 Security ID: J11151107
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 177
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Uchida, Kanitsu For For Management
3.2 Elect Director Takeuchi, Kei For For Management
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program For For Management
4 Amend Articles Re: Director None Against Shareholder
Honorability Requirements
5 Amend Company Bylaws Re: Shareholder For For Management
Meetings
6 Fix Number of Directors For For Management
7 Fix Board Terms for Directors For For Management
8.1 Slate Submitted by the Italian Treasury None Did Not Vote Shareholder
8.2 Slate Submitted by Institutional None For Shareholder
Investors
9 Elect Board Chair None For Management
10 Approve Remuneration of Directors For Abstain Management
11 Approve Remuneration of Executive None For Management
Directors
12.1 Slate Submitted by the Italian Treasury None Against Shareholder
12.2 Slate Submitted by Institutional None For Shareholder
Investors
13 Appoint Chair of the Board of None For Shareholder
Statutory Auditors
14 Approve Internal Auditors' Remuneration For For Management
15 Approve Compensation of the Judicial For For Management
Officer of Corte dei Conti Responsible
for Eni's Financial Control
16 Approve Long-Term Monetary Incentive For For Management
Plan 2014-2016
17 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
FANUC CORP.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 93.26
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Inaba, Yoshiharu For For Management
3.2 Elect Director Yamaguchi, Kenji For For Management
3.3 Elect Director Uchida, Hiroyuki For For Management
3.4 Elect Director Gonda, Yoshihiro For For Management
3.5 Elect Director Inaba, Kiyonori For For Management
3.6 Elect Director Matsubara, Shunsuke For For Management
3.7 Elect Director Noda, Hiroshi For For Management
3.8 Elect Director Kohari, Katsuo For For Management
3.9 Elect Director Okada, Toshiya For For Management
3.10 Elect Director Richard E. Schneider For For Management
3.11 Elect Director Olaf C. Gehrels For For Management
3.12 Elect Director Ono, Masato For For Management
4 Appoint Statutory Auditor Sumikawa, For For Management
Masaharu
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Ticker: FEMSAUBD Security ID: 344419106
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of MXN 0.33 per For For Management
Class B Share, MXN 0.42 per Class D
Share, MXN 1.67 per B Unit and MXN 2
per BD Unit
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Ticker: FEMSAUBD Security ID: 344419106
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income For For Management
4 Set Aggregate Nominal Share Repurchase For For Management
Reserve
5 Elect Directors and Secretaries, For Abstain Management
Verify Independence of Directors, and
Approve their Remuneration
6 Elect Members and Chairmen of Finance For Abstain Management
and Planning, Audit, and Corporate
Practices Committees; Approve Their
Remuneration
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GDF SUEZ
Ticker: GSZ Security ID: F42768105
Meeting Date: APR 28, 2014 Meeting Type: Annual/Special
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Renew Appointment of Ernst and Young For For Management
et Autres as Auditor
7 Renew Appointment of Deloitte and For For Management
Associes as Auditor
8 Renew Appointment of Auditex as For For Management
Alternate Auditor
9 Renew Appointment of BEAS as Alternate For For Management
Auditor
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 225 Million
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 225 Million
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements up to Aggregate
Nominal Amount of EUR 225 Million
13 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plan Reserved
for Employees of International
Subsidiaries
17 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 265 Million
18 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
21 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan Reserved for a few Employees and
Corporate Officers
22 Allow Loyalty Dividends to Long-Term For For Management
Registered Shareholders, and Amend
Article 26 Accordingly
23 Authorize Filing of Required For For Management
Documents/Other Formalities
24 Advisory Vote on Compensation of For For Management
Gerard Mestrallet, Chairman and CEO
25 Advisory Vote on Compensation of For For Management
Jean-Francois Cirelli, Vice-Chairman
and Vice-CEO
A Approve Dividends of EUR 0.83 per Share Against Against Shareholder
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Variable Pay Cap For For Management
5(a) Elect Kathleen Casey as Director For For Management
5(b) Elect Sir Jonathan Evans as Director For For Management
5(c) Elect Marc Moses as Director For For Management
5(d) Elect Jonathan Symonds as Director For For Management
5(e) Re-elect Safra Catz as Director For For Management
5(f) Re-elect Laura Cha as Director For For Management
5(g) Re-elect Marvin Cheung as Director For For Management
5(h) Re-elect Joachim Faber as Director For For Management
5(i) Re-elect Rona Fairhead as Director For For Management
5(j) Re-elect Renato Fassbind as Director For For Management
5(k) Re-elect Douglas Flint as Director For For Management
5(l) Re-elect Stuart Gulliver as Director For For Management
5(m) Re-elect Sam Laidlaw as Director For For Management
5(n) Re-elect John Lipsky as Director For For Management
5(o) Re-elect Rachel Lomax as Director For For Management
5(p) Re-elect Iain Mackay as Director For For Management
5(q) Re-elect Sir Simon Robertson as For For Management
Director
6 Reappoint KPMG Audit plc as Auditors For For Management
7 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Directors to Allot Any For For Management
Repurchased Shares
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: J27869106
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For Against Management
Final Dividend of JPY 50
2 Amend Articles To Change Fiscal Year For For Management
End
3.1 Elect Director Tango, Yasutake For For Management
3.2 Elect Director Koizumi, Mitsuomi For For Management
3.3 Elect Director Shingai, Yasushi For For Management
3.4 Elect Director Okubo, Noriaki For For Management
3.5 Elect Director Saeki, Akira For For Management
3.6 Elect Director Miyazaki, Hideki For For Management
3.7 Elect Director Oka, Motoyuki For For Management
3.8 Elect Director Koda, Main For For Management
4 Appoint Alternate Statutory Auditor For For Management
Masaki, Michio
5 Approve Alternate Income Allocation, Against For Shareholder
with a Final Dividend of JPY 150
6 Authorize Share Repurchase of Up To Against For Shareholder
200 Million Shares in the Coming Year
7 Amend Articles to Allow Binding Against For Shareholder
Shareholder Meeting Resolutions on
Cancellation of Treasury Shares
8 Cancel the Company's Treasury Shares Against For Shareholder
9 Amend Articles to Allow Shareholder Against Against Shareholder
Meetings to Resolve on Share Warrants
--------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD.
Ticker: J36 Security ID: G50736100
Meeting Date: APR 08, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Listing Segment For Against Management
from Premium to Standard on the London
Stock Exchange
--------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD.
Ticker: J36 Security ID: G50736100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports and Approve Final
Dividend
2 Reelect Adam Keswick as Director For For Management
3 Reelect Mark Greenberg as Director For For Management
4 Reelect Simon Keswick as Director For For Management
5 Reelect Richard Lee as Director For Abstain Management
6 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Authorise Share Repurchase Program For For Management
--------------------------------------------------------------------------------
JOHN WOOD GROUP PLC
Ticker: WG. Security ID: G9745T118
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Bob Keiller as Director For For Management
6 Re-elect Alan Semple as Director For For Management
7 Re-elect Mike Straughen as Director For For Management
8 Re-elect Robin Watson as Director For For Management
9 Re-elect Ian Marchant as Director For For Management
10 Re-elect Thomas Botts as Director For For Management
11 Re-elect Michel Contie as Director For For Management
12 Re-elect Mary Shafer-Malicki as For For Management
Director
13 Re-elect Jeremy Wilson as Director For For Management
14 Re-elect David Woodward as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
LINDE AG
Ticker: LIN Security ID: D50348107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Koosum Kalyan as Director For For Management
2 Re-elect Johnson Njeke as Director For For Management
3 Re-elect Jeff van Rooyen as Director For For Management
4 Re-elect Jan Strydom as Director For For Management
5 Re-elect Alan van Biljon as Director For Against Management
6 Elect Phuthuma Nhleko as Director For For Management
7 Elect Brett Goschen as Director For For Management
8 Re-elect Alan van Biljon as Member of For Against Management
the Audit Committee
9 Re-elect Jeff van Rooyen as Member of For For Management
the Audit Committee
10 Re-elect Peter Mageza as Member of the For For Management
Audit Committee
11 Re-elect Johnson Njeke as Member of For For Management
the Audit Committee
12 Reappoint PricewaterhouseCoopers Inc For For Management
and SizweNtsalubaGobodo Inc as Joint
Auditors of the Company
13 Place Authorised but Unissued Shares For For Management
under Control of Directors
14 Approve Remuneration Philosophy For For Management
15 Approve Increase in Non-executive For For Management
Directors' Remuneration
16 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
17 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities and to
Directors, Prescribed Officers and
Other Persons Participating in Share
or Other Employee Incentive Schemes
18 Authorise Specific Repurchase of For For Management
Treasury Shares from Mobile Telephone
Networks Holdings Propriety Limited
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
(Non-Binding)
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 2.15 per Share
4 Amend Articles Re: Ordinance Against For Did Not Vote Management
Excessive Remuneration at Listed
Companies
5.1a Reelect Peter Brabeck-Letmathe as For Did Not Vote Management
Director
5.1b Reelect Paul Bulcke as Director For Did Not Vote Management
5.1c Reelect Andreas Koopmann as Director For Did Not Vote Management
5.1d Reelect Rolf Haenggi as Director For Did Not Vote Management
5.1e Reelect Beat Hess as Director For Did Not Vote Management
5.1f Reelect Daniel Borel as Director For Did Not Vote Management
5.1g Reelect Steven Hoch as Director For Did Not Vote Management
5.1h Reelect Naina Lal Kidwai as Director For Did Not Vote Management
5.1i Reelect Titia de Lange as Director For Did Not Vote Management
5.1j Reelect Jean-Pierre Roth as Director For Did Not Vote Management
5.1k Reelect Ann Veneman as Director For Did Not Vote Management
5.1l Reelect Henri de Castries as Director For Did Not Vote Management
5.1m Reelect Eva Cheng as Director For Did Not Vote Management
5.2 Elect Peter Brabeck-Letmathe as Board For Did Not Vote Management
Chairman
5.3.1 Appoint Beat Hess as Member of the For Did Not Vote Management
Compensation Committee
5.3.2 Appoint Daniel Borel as Member of the For Did Not Vote Management
Compensation Committee
5.3.3 Appoint Andreas Koopmann as Member of For Did Not Vote Management
the Compensation Committee
5.3.4 Appoint Jean-Pierre Roth as Member of For Did Not Vote Management
the Compensation Committee
5.4 Ratify KMPG SA as Auditors For Did Not Vote Management
5.5 Designate Hartmann Dreyer as For Did Not Vote Management
Independent Proxy
--------------------------------------------------------------------------------
NORDEA BANK AB
Ticker: NDA SEK Security ID: W57996105
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 Per Share
9 Approve Discharge of Board and For For Management
President
10 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
11 Fix Number of Auditors at One For For Management
12 Approve Remuneration of Directors in For For Management
the Amount of EUR 259,550 for
Chairman, EUR 123,250 for Vice
Chairman, and EUR 80,250 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
13 Reelect Bjorn Wahlroos (Chairman), For For Management
Marie Ehrling, Elisabeth Grieg, Svein
Jacobsen, Tom Knutzen, Lars G
Nordstrom, Sarah Russell, and Kari
Stadigh as Directors; Elect Robin
Lawther as New Director
14 Ratify KPMG as Auditors For For Management
15 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Issuance of Convertible For For Management
Instruments without Preemptive Rights
17a Authorize Share Repurchase Program For For Management
17b Authorize Reissuance of Repurchased For For Management
Shares
18 Authorize Repurchase of Shares in For For Management
Connection with Securities Trading
19 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
20 Fix Maximum Variable Compensation Ratio For For Management
21 Approve Special Investigation as Per None Against Shareholder
Chapter 10 Section 21 of the Swedish
Companies Act
22 Assign the Board/CEO to Take the Against Against Shareholder
Initiative to an Integration Institute
in Landskrona - Ven - Copenhagen and
to Give a First Contribution in a
Suitable Manner
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 2.45 per Share
4.1 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of CHF 8.0 Million
(Non-Binding)
4.2 Approve Remuneration of Executive For Did Not Vote Management
Committee in the Amount of CHF 67.7
Million for Performance Cycle 2013
(Non-Binding)
5.1 Reelect Joerg Reinhardt as Director For Did Not Vote Management
and Chairman of the Board of Directors
5.2 Reelect Dimitri Azar as Director For Did Not Vote Management
5.3 Reelect Verena Briner as Director For Did Not Vote Management
5.4 Reelect Srikant Datar as Director For Did Not Vote Management
5.5 Reelect Ann Fudge as Director For Did Not Vote Management
5.6 Reelect Pierre Landolt as Director For Did Not Vote Management
5.7 Reelect Ulrich Lehner as Director For Did Not Vote Management
5.8 Reelect Andreas von Planta as Director For Did Not Vote Management
5.9 Reelect Charles Sawyers as Director For Did Not Vote Management
5.10 Reelect Enrico Vanni as Director For Did Not Vote Management
5.11 Reelect William Winters as Director For Did Not Vote Management
6.1 Elect Srikant Datar as Member of the For Did Not Vote Management
Compensation Committee
6.2 Elect Ann Fudge as Member of the For Did Not Vote Management
Compensation Committee
6.3 Elect Ulrich Lehner as Member of the For Did Not Vote Management
Compensation Committee
6.4 Elect Enrico Vanni as Member of the For Did Not Vote Management
Compensation Committee
7 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
8 Designate Peter Andreas Zahn as For Did Not Vote Management
Independent Proxy
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Elect Cheong Choong Kong as Director For For Management
2b Elect Lee Seng Wee as Director For For Management
3 Elect Teh Kok Peng as Director For For Management
4a Elect Tan Ngiap Joo as Director For For Management
4b Elect Wee Joo Yeow as Director For For Management
4c Elect Samuel N. Tsien as Director For For Management
5 Declare Final Dividend For For Management
6a Approve Directors' Fees For For Management
6b Approve Issuance of 6,000 Shares to For For Management
Each Non-Executive Director for the
Year Ended Dec. 31, 2013
7 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
8a Approve Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
8b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Approve Grant of Options and Rights to For For Management
Acquire Shares and Issuance of Shares
and Pursuant to the OCBC Share Option
Scheme 2001 and OCBC Employee Share
Purchase Plan
10 Approve Issuance of Shares Pursuant to For For Management
the Oversea-Chinese Banking
Corporation Limited Scrip Dividend
Scheme
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 24, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Amend OCBC Employee Share Purchase Plan For For Management
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 00857 Security ID: Y6883Q104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Declare Final Dividend For For Management
5 Authorize Board to Determine the For For Management
Distribution of Interim Dividends for
the Year 2014
6 Appoint KPMG Huazhen as Domestic For For Management
Auditors and KPMG as International
Auditors, and Authorize Board to Fix
Their Remuneration
7a Elect Zhou Jiping as Director For For Management
7b Elect Liao Yongyuan as Director For For Management
7c Elect Wang Dongjin as Director For For Management
7d Elect Yu Baocai as Director For For Management
7e Elect Shen Diancheng as Director For For Management
7f Elect Liu Yuezhen as Director For For Management
7g Elect Liu Hongbin as Director For For Management
7h Elect Chen Zhiwu as Director For For Management
7i Elect Richard H. Matzke as Director For For Management
7j Elect Lin Boqiang as Director None For Shareholder
8a Elect Wang Lixin as Supervisor For For Management
8b Elect Guo Jinping as Supervisor For For Management
8c Elect Li Qingyi as Supervisor For For Management
8d Elect Jia Yimin as Supervisor For For Management
8e Elect Zhang Fengshan as Supervisor For For Management
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: PETR4 Security ID: 71654V101
Meeting Date: APR 02, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
4.b.1 Elect Jose Guimaraes Monforte as None For Shareholder
Director Nominated by Preferred
Shareholders
4.b.2 Elect Jose Gerdau Johannpeter as None Abstain Shareholder
Director Nominated by Preferred
Shareholders
6.b.1 Elect Walter Luis Bernardes Albertoni None For Shareholder
and Roberto Lamb (Alternate) as Fiscal
Council Members Nominated by Preferred
Shareholders
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Burley For For Management
1.2 Elect Director Donald G. Chynoweth For For Management
1.3 Elect Director William J. Doyle For For Management
1.4 Elect Director John W. Estey For For Management
1.5 Elect Director Gerald W. Grandey For For Management
1.6 Elect Director C. Steven Hoffman For For Management
1.7 Elect Director Dallas J. Howe For Withhold Management
1.8 Elect Director Alice D. Laberge For For Management
1.9 Elect Director Consuelo E. Madere For For Management
1.10 Elect Director Keith G. Martell For For Management
1.11 Elect Director Jeffrey J. McCaig For Withhold Management
1.12 Elect Director Mary Mogford For Withhold Management
1.13 Elect Director Elena Viyella de Paliza For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Approve 2014 Performance Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD.
Ticker: QBE Security ID: Q78063114
Meeting Date: APR 02, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Conditional For For Management
Rights to J D Neal, Group Chief
Executive Officer of the Company
4a Elect W M Becker as Director For For Management
4b Elect M M Y Leung as Director For For Management
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A118
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA
Ticker: SU Security ID: F86921107
Meeting Date: MAY 06, 2014 Meeting Type: Annual/Special
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 1.87 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Severance Payment Agreement For For Management
and Additional Pension Scheme
Agreement with Jean-Pascal Tricoire
6 Approve Severance Payment Agreement For For Management
and Additional Pension Scheme
Agreement with Emmanuel Babeau
7 Advisory Vote on Compensation of For For Management
Jean-Pascal Tricoire
8 Advisory Vote on Compensation of For For Management
Emmanuel Babeau
9 Elect Linda Knoll as Director For For Management
10 Reelect Noel Forgeard as Director For For Management
11 Reelect Willy Kissling as Director For For Management
12 Reelect Cathy Kopp as Director For For Management
13 Reelect Henri Lachmann as Director For For Management
14 Reelect Richard Thoman as Director For For Management
15 Ratify Appointment of Jeong Kim as For For Management
Director
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Approve Change of Corporate Form to For For Management
Societas Europaea (SE)
18 Change Company Name to Schneider For For Management
Electric SE and Amend Bylaws
Accordingly, Pursuant to Item Above
19 Amend Articles 1 and 3 of Bylaws Re: For For Management
Change of Corporate Form
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for International Subsidiaries
22 Authorize Filing of Required For For Management
Documents/Other Formalities
23 Elect Lone Fonss Schroder as Director For For Management
--------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO. LTD.
Ticker: 4063 Security ID: J72810120
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Kanagawa, Chihiro For For Management
2.2 Elect Director Mori, Shunzo For For Management
2.3 Elect Director Akiya, Fumio For For Management
2.4 Elect Director Habata, Kiichi For For Management
2.5 Elect Director Todoroki, Masahiko For For Management
2.6 Elect Director Akimoto, Toshiya For For Management
2.7 Elect Director Arai, Fumio For For Management
2.8 Elect Director Kaneko, Masashi For For Management
2.9 Elect Director Komiyama, Hiroshi For For Management
2.10 Elect Director Ikegami, Kenji For For Management
2.11 Elect Director Shiobara, Toshio For For Management
3 Appoint Statutory Auditor Kosaka, For For Management
Yoshihito
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 26, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Approve Participation by the Relevant For For Management
Person in the SingTel Performance
Share Plan 2012
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Simon Israel as Director For For Management
4 Elect Peter Mason AM as Director For For Management
5 Elect David Gonski AC as Director For For Management
6 Approve Directors' Fees For For Management
7 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Issuance of Shares and Grant For For Management
of Awards Pursuant to the SingTel
Performance Share Plan 2012
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Policy For For Management
4 Approve Remuneration Report For For Management
5 Elect Dr Kurt Campbell as Director For For Management
6 Elect Christine Hodgson as Director For For Management
7 Elect Naguib Kheraj as Director For For Management
8 Re-elect Om Bhatt as Director For For Management
9 Re-elect Jaspal Bindra as Director For For Management
10 Re-elect Dr Louis Chi-Yan Cheung as For For Management
Director
11 Re-elect Dr Han Seung-soo as Director For For Management
12 Re-elect Simon Lowth as Director For For Management
13 Re-elect Ruth Markland as Director For For Management
14 Re-elect John Paynter as Director For For Management
15 Re-elect Sir John Peace as Director For For Management
16 Re-elect Alun Rees as Director For For Management
17 Re-elect Peter Sands as Director For For Management
18 Re-elect Viswanathan Shankar as For For Management
Director
19 Re-elect Paul Skinner as Director For For Management
20 Re-elect Dr Lars Thunell as Director For For Management
21 Approve Disapplication of the For For Management
Shareholding Qualification in Relation
to Dr Kurt Campbell
22 Reappoint KPMG Audit plc as Auditors For For Management
23 Authorise Board to Fix Remuneration of For For Management
Auditors
24 Approve EU Political Donations and For For Management
Expenditure
25 Authorise Issue of Equity with For For Management
Pre-emptive Rights
26 Authorise Issue of Equity with For For Management
Pre-emptive Rights
27 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to
Equity Convertible Additional Tier 1
Securities
28 Approve Scrip Dividend Program For For Management
29 Authorise Issue of Equity without For For Management
Pre-emptive Rights
30 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Equity Convertible Additional Tier 1
Securities
31 Authorise Market Purchase of Ordinary For For Management
Shares
32 Authorise Market Purchase of For For Management
Preference Shares
33 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
34 Fix Maximum Variable Compensation Ratio For For Management
--------------------------------------------------------------------------------
SWIRE PACIFIC LIMITED
Ticker: 00019 Security ID: Y83310113
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect M Cubbon as Director For For Management
1b Elect Baroness Dunn as Director For For Management
1c Elect T G Freshwater as Director For For Management
1d Elect C Lee as Director For For Management
1e Elect I S C Shiu as Director For For Management
1f Elect M C C Sze as Director For For Management
1g Elect I K L Chu as Director For For Management
2 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets and Trading Procedures
Governing Derivatives Products
--------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERIC B Security ID: W26049119
Meeting Date: APR 11, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Acknowledge Proper Convening of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8.1 Accept Financial Statements and For For Management
Statutory Reports
8.2 Approve Discharge of Board and For For Management
President
8.3 Approve Allocation of Income and For For Management
Dividends of SEK 3.00 Per Share
9 Presentation of Nominating Committee's None None Management
Proposals
9.1 Determine Number of Members (12) and For For Management
Deputy Members (0) of Board
9.2 Approve Remuneration of Directors in For For Management
the Amount of SEK 3.975 Million for
Chairman and SEK 950,000 for Other
Directors, Approve Remuneration for
Committee Work
9.3 Reelect Leif Johansson (Chairman), For For Management
Roxanne Austin, Peter Bonfield, Nora
Denzel, Borje Ekholm, Alexander
Izosimov, Ulf Johansson, Sverker
Martin-Lof, Kristin Lund, Hans
Vestberg, Jacob Wallenberg, and Par
Ostberg as Directors
9.4 Approve Remuneration of Auditors For For Management
9.5 Fix Number of Auditors at One For For Management
9.6 Ratify PricewaterhouseCoopers as For For Management
Auditors
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11.1 Approve 2014 Stock Purchase Plan For For Management
11.2 Approve Equity Plan Financing (2014 For For Management
Stock Purchase Plan)
11.3 Approve Alternative Equity Plan For Against Management
Financing (2014 Stock Purchase Plan)
11.4 Approve 2014 Key Contributor Retention For For Management
Plan
11.5 Approve Equity Plan Financing (2014 For For Management
Key Contributor Retention Plan)
11.6 Approve Alternative Equity Plan For Against Management
Financing (2014 Key Contributor
Retention Plan)
11.7 Approve 2014 Executive Performance For For Management
Stock Plan
11.8 Approve Equity Plan Financing (2014 For For Management
Executive Performance Stock Plan)
11.9 Approve Alternative Equity Plan For Against Management
Financing (2014 Executive Performance
Stock Plan)
12 Approve Equity Plan Financing For For Management
(2010-2013 Long-Term Variable
Remuneration Programs)
13 Request Board to Review How Shares are None For Shareholder
to be Given Equal Voting Rights and to
Present a Proposal to That Effect at
the 2015 AGM
14.1 Request Board to Take Necessary Action None Against Shareholder
to Create a Shareholders Association
14.2 Request Board to Propose to the None Against Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
at Swedish Limited Liability Companies
14.3 Request Board to Prepare a Proposal None Against Shareholder
Regarding Board Representation for the
Small and Midsize Shareholders
15 Amend Articles of Association Re: Set None For Shareholder
Minimum (3 Billion) and Maximum (12
Billion) Number of Shares, All
Carrying Equal Rights
16 Approve Special Investigation as Per None Against Shareholder
Chapter 10 Section 21 of the Swedish
Companies Act Primarily Concerning the
Company's Exports to Iran
17 Close Meeting None None Management
--------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: T Security ID: 87971M996
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.H. (Dick) Auchinleck For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director Micheline Bouchard For For Management
1.4 Elect Director R. John Butler For For Management
1.5 Elect Director Raymond T. Chan For For Management
1.6 Elect Director Stockwell Day For For Management
1.7 Elect Director Darren Entwistle For For Management
1.8 Elect Director Ruston (Rusty) E.T. For For Management
Goepel
1.9 Elect Director Mary Jo Haddad For For Management
1.10 Elect Director John S. Lacey For For Management
1.11 Elect Director William (Bill) A. For For Management
MacKinnon
1.12 Elect Director John Manley For For Management
1.13 Elect Director Joe Natale For For Management
1.14 Elect Director Donald Woodley For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TENARIS SA
Ticker: TEN Security ID: 88031M109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and For For Management
Auditor's Reports
2 Approve Consolidated Financial For For Management
Statements
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Directors For For Management
6 Elect Directors For Abstain Management
7 Approve Remuneration of Directors For For Management
8 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
9 Allow Electronic Distribution of For For Management
Company Documents to Shareholders
--------------------------------------------------------------------------------
THE WEIR GROUP PLC
Ticker: WEIR Security ID: G95248137
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Elect Mary Jo Jacobi as Director For For Management
6 Re-elect Charles Berry as Director For For Management
7 Re-elect Keith Cochrane as Director For For Management
8 Re-elect Alan Ferguson as Director For For Management
9 Re-elect Melanie Gee as Director For For Management
10 Re-elect Richard Menell as Director For For Management
11 Re-elect John Mogford as Director For For Management
12 Re-elect Lord Robertson of Port Ellen For For Management
as Director
13 Re-elect Jon Stanton as Director For For Management
14 Reappoint Ernst & Young LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Long Term Incentive Plan For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
VALE S.A.
Ticker: VALE5 Security ID: 91912E204
Meeting Date: APR 17, 2014 Meeting Type: Annual/Special
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Alternate Directors None None Management
4 Elect Fiscal Council Member(s) None Abstain Shareholder
Nominated by Preferred Shareholders
5 Approve Remuneration of Company's For Against Management
Management
1 Approve Cancellation of Treasury Shares For For Management
2 Authorize Capitalization of Reserves For For Management
3 Amend Article 5 to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For Against Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: JAN 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JAN 28, 2014 Meeting Type: Court
Record Date: JAN 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 02, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
2.1 Approve Allocation of Income For Did Not Vote Management
2.2 Approve Dividends of CHF 17.00 per For Did Not Vote Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4.1.1 Reelect Tom de Swaan as Board Chairman For Did Not Vote Management
4.1.2 Reelect Susan Bies as Director For Did Not Vote Management
4.1.3 Reelect Alison Carnwath as Director For Did Not Vote Management
4.1.4 Reelect Rafael del Pino as Director For Did Not Vote Management
4.1.5 Reelect Thomas Escher as Director For Did Not Vote Management
4.1.6 Reelect Fred Kindle as Director For Did Not Vote Management
4.1.7 Reelect Monica Maechler as Director For Did Not Vote Management
4.1.8 Reelect Don Nicolaisen as Director For Did Not Vote Management
4.1.9 Elect Christoph Franz as Director For Did Not Vote Management
4.2.1 Appoint Alison Carnwath as Member of For Did Not Vote Management
the Compensation Committee
4.2.2 Appoint Tom de Swaan as Member of the For Did Not Vote Management
Compensation Committee
4.2.3 Appoint Rafael del Pino as Member of For Did Not Vote Management
the Compensation Committee
4.2.4 Appoint Thomas Escher as Member of the For Did Not Vote Management
Compensation Committee
4.3 Designate Andreas Keller as For Did Not Vote Management
Independent Proxy
4.4 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
5 Approve Creation of CHF 1 Million Pool For Did Not Vote Management
of Capital without Preemptive Rights
6 Amend Articles Re: Ordinance Against For Did Not Vote Management
Excessive Remuneration at Listed
Companies
=================== Virtus Multi-Sector Fixed Income Series ====================
SEASPAN CORPORATION
Ticker: SSW Security ID: Y75638125
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Preferred Share Amendment For Against Management
2 Approve the Declassification Amendment For For Management
====================== Virtus Premium AlphaSector Series =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== Virtus Real Estate Securities Series =====================
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Bayless Jr. For For Management
1b Elect Director R.D. Burck For For Management
1c Elect Director G. Steven Dawson For For Management
1d Elect Director Cydney C. Donnell For For Management
1e Elect Director Dennis G. Lopez For For Management
1f Elect Director Edward Lowenthal For For Management
1g Elect Director Oliver Luck For For Management
1h Elect Director C. Patrick Oles, Jr. For For Management
1i Elect Director Winston W. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glyn F. Aeppel For For Management
1.2 Elect Director Alan B. Buckelew For For Management
1.3 Elect Director Bruce A. Choate For For Management
1.4 Elect Director John J. Healy, Jr. For For Management
1.5 Elect Director Timothy J. Naughton For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director H. Jay Sarles For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol B. Einiger For For Management
1.2 Elect Director Jacob A. Frenkel For For Management
1.3 Elect Director Joel I. Klein For For Management
1.4 Elect Director Douglas T. Linde For For Management
1.5 Elect Director Matthew J. Lustig For For Management
1.6 Elect Director Alan J. Patricof For For Management
1.7 Elect Director Ivan G. Seidenberg For For Management
1.8 Elect Director Owen D. Thomas For For Management
1.9 Elect Director Martin Turchin For For Management
1.10 Elect Director David A. Twardock For For Management
1.11 Elect Director Mortimer B. Zuckerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC.
Ticker: BRX Security ID: 11120U105
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Carroll For Withhold Management
1.2 Elect Director John G. Schreiber For Withhold Management
1.3 Elect Director A.J. Agarwal For Withhold Management
1.4 Elect Director Michael Berman For For Management
1.5 Elect Director Anthony W. Deering For For Management
1.6 Elect Director Jonathan D. Gray For Withhold Management
1.7 Elect Director Nadeem Meghji For Withhold Management
1.8 Elect Director William D. Rahm For For Management
1.9 Elect Director William J. Stein For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST
Ticker: CPT Security ID: 133131102
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Campo For For Management
1.2 Elect Director Scott S. Ingraham For For Management
1.3 Elect Director Lewis A. Levey For For Management
1.4 Elect Director William B. McGuire, Jr. For For Management
1.5 Elect Director William F. Paulsen For For Management
1.6 Elect Director D. Keith Oden For For Management
1.7 Elect Director F. Gardner Parker For For Management
1.8 Elect Director Frances Aldrich For For Management
Sevilla-Sacasa
1.9 Elect Director Steven A. Webster For For Management
1.10 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DCT INDUSTRIAL TRUST INC.
Ticker: DCT Security ID: 233153105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas G. Wattles For For Management
1b Elect Director Philip L. Hawkins For For Management
1c Elect Director Marilyn A. Alexander For For Management
1d Elect Director Thomas F. August For For Management
1e Elect Director John S. Gates, Jr. For For Management
1f Elect Director Raymond B. Greer For For Management
1g Elect Director Tripp H. Hardin For For Management
1h Elect Director John C. O'Keeffe For For Management
1i Elect Director Bruce L. Warwick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DDR CORP.
Ticker: DDR Security ID: 23317H102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance R. Ahern For For Management
1.2 Elect Director James C. Boland For For Management
1.3 Elect Director Thomas Finne For For Management
1.4 Elect Director Robert H. Gidel For For Management
1.5 Elect Director Daniel B. Hurwitz For For Management
1.6 Elect Director Volker Kraft For For Management
1.7 Elect Director Rebecca L. Maccardini For For Management
1.8 Elect Director Victor B. MacFarlane For For Management
1.9 Elect Director Craig Macnab For For Management
1.10 Elect Director Scott D. Roulston For For Management
1.11 Elect Director Barry A. Sholem For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOUGLAS EMMETT, INC.
Ticker: DEI Security ID: 25960P109
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan A. Emmett For For Management
1.2 Elect Director Jordan L. Kaplan For For Management
1.3 Elect Director Kenneth M. Panzer For For Management
1.4 Elect Director Christopher H. Anderson For For Management
1.5 Elect Director Leslie E. Bider For For Management
1.6 Elect Director David T. Feinberg For For Management
1.7 Elect Director Thomas E. O'Hern For For Management
1.8 Elect Director William E. Simon, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore, Jr. For For Management
1b Elect Director William Cavanaugh, III For For Management
1c Elect Director Alan H. Cohen For For Management
1d Elect Director Ngaire E. Cuneo For For Management
1e Elect Director Charles R. Eitel For For Management
1f Elect Director Martin C. Jischke For For Management
1g Elect Director Dennis D. Oklak For For Management
1h Elect Director Melanie R. Sabelhaus For For Management
1i Elect Director Peter M. Scott, III For For Management
1j Elect Director Jack R. Shaw For For Management
1k Elect Director Michael E. Szymanczyk For For Management
1l Elect Director Lynn C. Thurber For For Management
1m Elect Director Robert J. Woodward Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4a Increase Authorized Common Stock For For Management
4b Approve Securities Transfer For For Management
Restrictions
4c Amend Articles of Incorporation to For For Management
Make Ministerial Changes
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Pike Aloian For For Management
1.2 Elect Director H.C. Bailey, Jr. For For Management
1.3 Elect Director H. Eric Bolton, Jr. For For Management
1.4 Elect Director Hayden C. Eaves, III For For Management
1.5 Elect Director Fredric H. Gould For For Management
1.6 Elect Director David H. Hoster, II For For Management
1.7 Elect Director Mary E. McCormick For For Management
1.8 Elect Director David M. Osnos For For Management
1.9 Elect Director Leland R. Speed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: NOV 25, 2013 Meeting Type: Special
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Calian For For Management
1.2 Elect Director David Contis For For Management
1.3 Elect Director Thomas Dobrowski For For Management
1.4 Elect Director Thomas Heneghan For For Management
1.5 Elect Director Marguerite Nader For For Management
1.6 Elect Director Sheli Rosenberg For For Management
1.7 Elect Director Howard Walker For For Management
1.8 Elect Director Gary Waterman For For Management
1.9 Elect Director William Young For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Stock Award Plan Grants For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Political Contributions and Against Against Shareholder
Lobbying Communications
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: JAN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Brady For For Management
1.2 Elect Director Keith R. Guericke For For Management
1.3 Elect Director Irving F. Lyons, III For For Management
1.4 Elect Director George M. Marcus For For Management
1.5 Elect Director Gary P. Martin For For Management
1.6 Elect Director Issie N. Rabinovitch For For Management
1.7 Elect Director Thomas E. Randlett For For Management
1.8 Elect Director Thomas E. Robinson For For Management
1.9 Elect Director Michael J. Schall For For Management
1.10 Elect Director Byron A. Scordelis For For Management
1.11 Elect Director Janice L. Sears For For Management
1.12 Elect Director Thomas P. Sullivan For For Management
1.13 Elect Director Claude J. Zinngrabe, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Spencer F. Kirk For For Management
1.3 Elect Director Karl Haas For For Management
1.4 Elect Director Joseph D. Margolis For For Management
1.5 Elect Director Diane Olmstead For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director K. Fred Skousen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370023103
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard B. Clark For Against Management
1b Elect Director Mary Lou Fiala For For Management
1c Elect Director J. Bruce Flatt For For Management
1d Elect Director John K. Haley For For Management
1e Elect Director Daniel B. Hurwitz For For Management
1f Elect Director Brian W. Kingston For For Management
1g Elect Director Sandeep Mathrani For For Management
1h Elect Director David J. Neithercut For For Management
1i Elect Director Mark R. Patterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Lauralee E. Martin For For Management
1e Elect Director Michael D. McKee For For Management
1f Elect Director Peter L. Rhein For For Management
1g Elect Director Joseph P. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HEALTH CARE REIT, INC.
Ticker: HCN Security ID: 42217K106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director George L. Chapman For For Management
1c Elect Director Thomas J. DeRosa For For Management
1d Elect Director Jeffrey H. Donahue For For Management
1e Elect Director Peter J. Grua For For Management
1f Elect Director Fred S. Klipsch For For Management
1g Elect Director Timothy J. Naughton For For Management
1h Elect Director Sharon M. Oster For For Management
1i Elect Director Judith C. Pelham For For Management
1j Elect Director R. Scott Trumbull For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary L. Baglivo For For Management
1.2 Elect Director Sheila C. Bair For For Management
1.3 Elect Director Terence C. Golden For For Management
1.4 Elect Director Ann M. Korologos For For Management
1.5 Elect Director Richard E. Marriott For For Management
1.6 Elect Director John B. Morse, Jr. For For Management
1.7 Elect Director Walter C. Rakowich For For Management
1.8 Elect Director Gordon H. Smith For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KILROY REALTY CORPORATION
Ticker: KRC Security ID: 49427F108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Kilroy, Jr. For For Management
1.2 Elect Director Edward F. Brennan For For Management
1.3 Elect Director Scott S. Ingraham For For Management
1.4 Elect Director Dale F. Kinsella For For Management
1.5 Elect Director Peter B. Stoneberg For For Management
1.6 Elect Director Gary R. Stevenson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
6 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milton Cooper For For Management
1.2 Elect Director Phillip E. Coviello For For Management
1.3 Elect Director Richard G. Dooley For For Management
1.4 Elect Director Joe Grills For For Management
1.5 Elect Director David B. Henry For For Management
1.6 Elect Director F. Patrick Hughes For For Management
1.7 Elect Director Frank Lourenso For For Management
1.8 Elect Director Colombe M. Nicholas For For Management
1.9 Elect Director Richard B. Saltzman For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES
Ticker: LHO Security ID: 517942108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Barnello For For Management
1.2 Elect Director Donald A. Washburn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST
Ticker: LPT Security ID: 531172104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick F. Buchholz For For Management
1.2 Elect Director Thomas C. DeLoach, Jr. For For Management
1.3 Elect Director Katherine Elizabeth For For Management
Dietze
1.4 Elect Director Daniel P. Garton For For Management
1.5 Elect Director William P. Hankowsky For For Management
1.6 Elect Director M. Leanne Lachman For For Management
1.7 Elect Director David L. Lingerfelt For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Phillip M. Miller For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director George L. Fotiades For For Management
1c Elect Director Christine N. Garvey For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director J. Michael Losh For For Management
1f Elect Director Irving F. Lyons, III For For Management
1g Elect Director Jeffrey L. Skelton For For Management
1h Elect Director D. Michael Steuert For For Management
1i Elect Director Carl B. Webb For For Management
1j Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director B. Wayne Hughes, Jr. For For Management
1.5 Elect Director Avedick B. Poladian For For Management
1.6 Elect Director Gary E. Pruitt For For Management
1.7 Elect Director Ronald P. Spogli For For Management
1.8 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvyn E. Bergstein For For Management
1.2 Elect Director Larry C. Glasscock For For Management
1.3 Elect Director Karen N. Horn For For Management
1.4 Elect Director Allan Hubbard For For Management
1.5 Elect Director Reuben S. Leibowitz For For Management
1.6 Elect Director Daniel C. Smith For For Management
1.7 Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X101
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Holliday For For Management
1.2 Elect Director John S. Levy For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TANGER FACTORY OUTLET CENTERS, INC.
Ticker: SKT Security ID: 875465106
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Benton For For Management
1.2 Elect Director Bridget Ryan Berman For For Management
1.3 Elect Director Donald G. Drapkin For For Management
1.4 Elect Director Thomas J. Reddin For For Management
1.5 Elect Director Thomas E. Robinson For For Management
1.6 Elect Director Allan L. Schuman For For Management
1.7 Elect Director Steven B. Tanger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE MACERICH COMPANY
Ticker: MAC Security ID: 554382101
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas D. Abbey For For Management
1b Elect Director Dana K. Anderson For For Management
1c Elect Director Arthur M. Coppola For For Management
1d Elect Director Edward C. Coppola For For Management
1e Elect Director Fred S. Hubbell For For Management
1f Elect Director Diana M. Laing For For Management
1g Elect Director Stanley A. Moore For For Management
1h Elect Director Mason G. Ross For For Management
1i Elect Director William P. Sexton For For Management
1j Elect Director Steven L. Soboroff For For Management
1k Elect Director Andrea M. Stephen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Debra A. Cafaro For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Ronald G. Geary For For Management
1d Elect Director Jay M. Gellert For For Management
1e Elect Director Richard I. Gilchrist For For Management
1f Elect Director Matthew J. Lustig For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Robert D. Reed For For Management
1i Elect Director Glenn J. Rufrano For For Management
1j Elect Director James D. Shelton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
======================== Virtus Small-Cap Growth Series ========================
AAON, INC.
Ticker: AAON Security ID: 000360206
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack E. Short For For Management
1.2 Elect Director Jerry R. Levine For Against Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
AARON'S, INC.
Ticker: AAN Security ID: 002535300
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Ray M. Robinson For For Management
2.2 Elect Director Ronald W. Allen For For Management
2.3 Elect Director Brian R. Kahn For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ABAXIS, INC.
Ticker: ABAX Security ID: 002567105
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clinton H. Severson For For Management
1.2 Elect Director Vernon E. Altman For Withhold Management
1.3 Elect Director Richard J. Bastiani For Withhold Management
1.4 Elect Director Michael D. Casey For Withhold Management
1.5 Elect Director Henk J. Evenhuis For Withhold Management
1.6 Elect Director Prithipal Singh For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cashman, III For For Management
1.2 Elect Director Ajei S. Gopal For For Management
1.3 Elect Director William R. McDermott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CLICKSOFTWARE TECHNOLOGIES LTD.
Ticker: CKSW Security ID: M25082104
Meeting Date: JUL 08, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Consider Financial Statements and the None None Management
Report of the Board for 2012
2 Appoint Brightman Almagor Zohar & Co., For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
4 Reelect Menahem Shalgi as External For Against Management
Director and approve His Compensation
5 Appoint Moshe BenBassat as Both For Against Management
Chairman of the Board of Directors and
Chief Executive Officer
6 Grant Options to Moshe BenBassat for For Against Management
the Purchase of 90,000 Ordinary Shares
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
COHEN & STEERS, INC.
Ticker: CNS Security ID: 19247A100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin Cohen For For Management
1b Elect Director Robert H. Steers For For Management
1c Elect Director Peter L. Rhein For For Management
1d Elect Director Richard P. Simon For For Management
1e Elect Director Edmond D. Villani For For Management
1f Elect Director Frank T. Connor For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 16, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director Matt Blunt For For Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For For Management
1.6 Elect Director James E. Meeks For For Management
1.7 Elect Director Vincent W. Mitz For For Management
1.8 Elect Director Thomas N. Tryforos For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Stock Option Grants For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELLIE MAE, INC.
Ticker: ELLI Security ID: 28849P100
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig Davis For For Management
1.2 Elect Director Robert J. Levin For For Management
1.3 Elect Director Jeb S. Spencer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
Ticker: FDS Security ID: 303075105
Meeting Date: DEC 17, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. Laird, Jr. For For Management
1.2 Elect Director James J. McGonigle For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
FINANCIAL ENGINES, INC.
Ticker: FNGN Security ID: 317485100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake R. Grossman For For Management
1.2 Elect Director Robert A. Huret For For Management
1.3 Elect Director Jeffrey N. Maggioncalda For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Crouch For For Management
1.2 Elect Director Catherine A. Halligan For For Management
1.3 Elect Director Angus L. Macdonald For For Management
1.4 Elect Director Cathy Stauffer For For Management
1.5 Elect Director Andrew C. Teich For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORRESTER RESEARCH, INC.
Ticker: FORR Security ID: 346563109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Colony For For Management
1.2 Elect Director Michael H. Welles For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEARTLAND EXPRESS, INC.
Ticker: HTLD Security ID: 422347104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Gerdin For For Management
1.2 Elect Director Larry J. Gordon For For Management
1.3 Elect Director Benjamin J. Allen For For Management
1.4 Elect Director Lawrence D. Crouse For For Management
1.5 Elect Director James G. Pratt For For Management
1.6 Elect Director Tahira K. Hira For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEICO CORPORATION
Ticker: HEI Security ID: 422806208
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adolfo Henriques For For Management
1.2 Elect Director Samuel L. Higginbottom For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Wolfgang Mayrhuber For For Management
1.5 Elect Director Eric A. Mendelson For For Management
1.6 Elect Director Laurans A. Mendelson For For Management
1.7 Elect Director Victor H. Mendelson For For Management
1.8 Elect Director Alan Schriesheim For For Management
1.9 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony F. Crudele For For Management
1.2 Elect Director Albert C. Johnson For For Management
1.3 Elect Director Ralph T. Parks For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HITTITE MICROWAVE CORPORATION
Ticker: HITT Security ID: 43365Y104
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory R. Beecher For For Management
1.2 Elect Director Ernest L. Godshalk For For Management
1.3 Elect Director Rick D. Hess For For Management
1.4 Elect Director Adrienne M. Markham For For Management
1.5 Elect Director Brian P. McAloon For For Management
1.6 Elect Director Steve Sanghi For For Management
1.7 Elect Director Franklin Weigold For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Yeager For For Management
1.2 Elect Director Mark A. Yeager For For Management
1.3 Elect Director Gary D. Eppen For For Management
1.4 Elect Director Charles R. Reaves For For Management
1.5 Elect Director Martin P. Slark For For Management
1.6 Elect Director Jonathan P. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCADOLIBRE, INC.
Ticker: MELI Security ID: 58733R102
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Segal For For Management
1.2 Elect Director Michael Spence For Withhold Management
1.3 Elect Director Mario Eduardo Vazquez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MESA LABORATORIES, INC.
Ticker: MLAB Security ID: 59064R109
Meeting Date: OCT 03, 2013 Meeting Type: Annual
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luke R. Schmieder For Withhold Management
1.2 Elect Director H. Stuart Campbell For For Management
1.3 Elect Director Michael T. Brooks For For Management
1.4 Elect Director Robert V. Dwyer For For Management
1.5 Elect Director Evan C. Guillemin For For Management
1.6 Elect Director John. J. Sullivan For For Management
1.7 Elect Director David M. Kelly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC.
Ticker: MNRO Security ID: 610236101
Meeting Date: AUG 06, 2013 Meeting Type: Annual
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Danziger For For Management
1.2 Elect Director Robert G. Gross For For Management
1.3 Elect Director Stephen C. McCluski For For Management
1.4 Elect Director Robert E. Mellor For For Management
1.5 Elect Director Peter J. Solomon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MORNINGSTAR, INC.
Ticker: MORN Security ID: 617700109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joe Mansueto For For Management
1b Elect Director Don Phillips For For Management
1c Elect Director Cheryl Francis For For Management
1d Elect Director Steve Kaplan For For Management
1e Elect Director Gail Landis For For Management
1f Elect Director Bill Lyons For For Management
1g Elect Director Jack Noonan For For Management
1h Elect Director Paul Sturm For For Management
1i Elect Director Hugh Zentmyer For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION
Ticker: NRCIA Security ID: 637372202
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director JoAnn M. Martin For Withhold Management
1.2 Elect Director Barbara J. Mowry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NVE CORPORATION
Ticker: NVEC Security ID: 629445206
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence W. Glarner For For Management
1.2 Elect Director Daniel A. Baker For For Management
1.3 Elect Director James D. Hartman For For Management
1.4 Elect Director Patricia M. Hollister For For Management
1.5 Elect Director Robert H. Irish For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OMEGA FLEX, INC.
Ticker: OFLX Security ID: 682095104
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin R. Hoben For For Management
1.2 Elect Director Mark F. Albino For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POOL CORPORATION
Ticker: POOL Security ID: 73278L105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilson B. Sexton For For Management
1.2 Elect Director Andrew W. Code For For Management
1.3 Elect Director James J. Gaffney For For Management
1.4 Elect Director George T. Haymaker, Jr. For For Management
1.5 Elect Director Manuel J. Perez de la For For Management
Mesa
1.6 Elect Director Harlan F. Seymour For For Management
1.7 Elect Director Robert C. Sledd For For Management
1.8 Elect Director John E. Stokely For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRICESMART, INC.
Ticker: PSMT Security ID: 741511109
Meeting Date: JAN 22, 2014 Meeting Type: Annual
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Bahrambeygui For For Management
1.2 Elect Director Gonzalo Barrutieta For For Management
1.3 Elect Director Katherine L. Hensley For For Management
1.4 Elect Director Leon C. Janks For For Management
1.5 Elect Director Jose Luis Laparte For For Management
1.6 Elect Director Mitchell G. Lynn For For Management
1.7 Elect Director Robert E. Price For For Management
1.8 Elect Director Edgar Zurcher For For Management
--------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For For Management
1.2 Elect Director Steven R. Fischer For For Management
1.3 Elect Director Michael J. Grainger For For Management
1.4 Elect Director John P. Reilly For For Management
1.5 Elect Director Charles R. Whitchurch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC.
Ticker: SIRO Security ID: 82966C103
Meeting Date: FEB 19, 2014 Meeting Type: Annual
Record Date: DEC 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William K. Hood For For Management
1.2 Elect Director Thomas Jetter For For Management
1.3 Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1.4 Elect Director Jeffrey T. Slovin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
TECHNE CORPORATION
Ticker: TECH Security ID: 878377100
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Kummeth For For Management
1.2 Elect Director Robert V. Baumgartner For For Management
1.3 Elect Director Roger C. Lucas For For Management
1.4 Elect Director Howard V. O'Connell For For Management
1.5 Elect Director Randolph C Steer For For Management
1.6 Elect Director Charles A. Dinarello For For Management
1.7 Elect Director Karen A. Holbrook For For Management
1.8 Elect Director John L. Higgins For For Management
1.9 Elect Director Roeland Nusse For For Management
2 Fix Number of Directors at Nine For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CHEFS' WAREHOUSE, INC.
Ticker: CHEF Security ID: 163086101
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominick Cerbone For For Management
1.2 Elect Director John A. Couri For For Management
1.3 Elect Director Joseph Cugine For For Management
1.4 Elect Director Alan Guarino For For Management
1.5 Elect Director Stephen Hanson For For Management
1.6 Elect Director Christopher Pappas For For Management
1.7 Elect Director John Pappas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UFP TECHNOLOGIES, INC.
Ticker: UFPT Security ID: 902673102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Stevenson For For Management
1.2 Elect Director Robert W. Pierce, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
======================== Virtus Small-Cap Value Series =========================
BADGER METER, INC.
Ticker: BMI Security ID: 056525108
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald H. Dix For Withhold Management
1.2 Elect Director Thomas J. Fischer For For Management
1.3 Elect Director Gale E. Klappa For For Management
1.4 Elect Director Gail A. Lione For For Management
1.5 Elect Director Richard A. Meeusen For For Management
1.6 Elect Director Andrew J. Policano For For Management
1.7 Elect Director Steven J. Smith For For Management
1.8 Elect Director Todd J. Teske For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BALCHEM CORPORATION
Ticker: BCPC Security ID: 057665200
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Fischer For For Management
1.2 Elect Director Perry W. Premdas For For Management
1.3 Elect Director John Y. Televantos For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORPORATION
Ticker: CCMP Security ID: 12709P103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Birgeneau For For Management
1.2 Elect Director Steven V. Wilkinson For For Management
1.3 Elect Director Bailing Xia For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CARBO CERAMICS INC.
Ticker: CRR Security ID: 140781105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sigmund L. Cornelius For For Management
1.2 Elect Director Chad C. Deaton For For Management
1.3 Elect Director James B. Jennings For For Management
1.4 Elect Director Gary A. Kolstad For For Management
1.5 Elect Director H. E. Lentz, Jr. For For Management
1.6 Elect Director Randy L. Limbacher For For Management
1.7 Elect Director William C. Morris For For Management
1.8 Elect Director Robert S. Rubin For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CASS INFORMATION SYSTEMS, INC.
Ticker: CASS Security ID: 14808P109
Meeting Date: APR 21, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric H. Brunngraber For For Management
1.2 Elect Director Benjamin F. Edwards, IV For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CINEMARK HOLDINGS, INC.
Ticker: CNK Security ID: 17243V102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Rosenberg For For Management
1.2 Elect Director Enrique F. Senior For For Management
1.3 Elect Director Donald G. Soderquist For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLARCOR INC.
Ticker: CLC Security ID: 179895107
Meeting Date: MAR 25, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Emkes For For Management
1.2 Elect Director Robert H. Jenkins For For Management
1.3 Elect Director Philip R. Lochner, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Report on Sustainability Against For Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COGNEX CORPORATION
Ticker: CGNX Security ID: 192422103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Shillman For For Management
1.2 Elect Director Theodor Krantz For For Management
1.3 Elect Director J. Bruce Robinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EPR PROPERTIES
Ticker: EPR Security ID: 26884U109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Brain For For Management
1.2 Elect Director Robert J. Druten For For Management
1.3 Elect Director Robin P. Sterneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST CASH FINANCIAL SERVICES, INC.
Ticker: FCFS Security ID: 31942D107
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mikel D. Faulkner For For Management
1.2 Elect Director Randel G. Owen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRACO INC.
Ticker: GGG Security ID: 384109104
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick J. McHale For For Management
1b Elect Director Lee R. Mitau For For Management
1c Elect Director Martha A. Morfitt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERVAL LEISURE GROUP, INC.
Ticker: IILG Security ID: 46113M108
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig M. Nash For For Management
1.2 Elect Director David Flowers For For Management
1.3 Elect Director Victoria L. Freed For For Management
1.4 Elect Director Gary S. Howard For For Management
1.5 Elect Director Lewis J. Korman For For Management
1.6 Elect Director Thomas J. Kuhn For For Management
1.7 Elect Director Thomas J. McInerney For For Management
1.8 Elect Director Thomas P. Murphy, Jr. For For Management
1.9 Elect Director Avy H. Stein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC.
Ticker: JKHY Security ID: 426281101
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: SEP 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew C. Flanigan For For Management
1.2 Elect Director Wesley A. Brown For For Management
1.3 Elect Director Marla K. Shepard For For Management
1.4 Elect Director John F. Prim For For Management
1.5 Elect Director Thomas H. Wilson For For Management
1.6 Elect Director Jacque R. Fiegel For For Management
1.7 Elect Director Thomas A. Wimsett For For Management
1.8 Elect Director Laura G. Kelly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHN WILEY & SONS, INC.
Ticker: JW.A Security ID: 968223206
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mari J. Baker For For Management
1.2 Elect Director Raymond W. McDaniel, Jr. For For Management
1.3 Elect Director William B. Plummer For For Management
1.4 Elect Director Kalpana Raina For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Bannister For For Management
1.2 Elect Director Michael A. Henning For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONOTYPE IMAGING HOLDINGS INC.
Ticker: TYPE Security ID: 61022P100
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Lentz For For Management
1.2 Elect Director Douglas J. Shaw For For Management
1.3 Elect Director Peter J. Simone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL BEVERAGE CORP.
Ticker: FIZZ Security ID: 635017106
Meeting Date: OCT 11, 2013 Meeting Type: Annual
Record Date: AUG 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cecil D. Conlee For For Management
1.2 Elect Director Stanley M. Sheridan For For Management
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart M. Essig For For Management
1.2 Elect Director John W. Gerdelman For For Management
1.3 Elect Director Lemuel E. Lewis For For Management
1.4 Elect Director Martha H. Marsh For For Management
1.5 Elect Director Eddie N. Moore, Jr. For For Management
1.6 Elect Director James E. Rogers For For Management
1.7 Elect Director David S. Simmons For For Management
1.8 Elect Director Robert C. Sledd For For Management
1.9 Elect Director Craig R. Smith For For Management
1.10 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRIMERICA, INC.
Ticker: PRI Security ID: 74164M108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Addison, Jr. For For Management
1.2 Elect Director Joel M. Babbit For For Management
1.3 Elect Director P. George Benson For For Management
1.4 Elect Director Gary L. Crittenden For For Management
1.5 Elect Director Cynthia N. Day For For Management
1.6 Elect Director Mark Mason For For Management
1.7 Elect Director Robert F. McCullough For For Management
1.8 Elect Director Beatriz R. Perez For For Management
1.9 Elect Director D. Richard Williams For For Management
1.10 Elect Director Barbara A. Yastine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUESTAR CORPORATION
Ticker: STR Security ID: 748356102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa Beck For For Management
1b Elect Director R. Don Cash For For Management
1c Elect Director Laurence M. Downes For For Management
1d Elect Director Christopher A. Helms For For Management
1e Elect Director Ronald W. Jibson For For Management
1f Elect Director Rebecca Ranich For For Management
1g Elect Director Harris H. Simmons For For Management
1h Elect Director Bruce A. Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RLI CORP.
Ticker: RLI Security ID: 749607107
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaj Ahlmann For For Management
1.2 Elect Director Barbara R. Allen For For Management
1.3 Elect Director Michael E. Angelina For For Management
1.4 Elect Director John T. Baily For For Management
1.5 Elect Director Jordan W. Graham For For Management
1.6 Elect Director Gerald I. Lenrow For For Management
1.7 Elect Director Charles M. Linke For For Management
1.8 Elect Director F. Lynn McPheeters For For Management
1.9 Elect Director Jonathan E. Michael For For Management
1.10 Elect Director Michael J. Stone For For Management
1.11 Elect Director Robert O. Viets For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUN HYDRAULICS CORPORATION
Ticker: SNHY Security ID: 866942105
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine L. Koski For For Management
1.2 Elect Director David N. Wormley For For Management
1.3 Elect Director Alexander Schuetz For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYNTEL, INC.
Ticker: SYNT Security ID: 87162H103
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paritosh K. Choksi For For Management
1.2 Elect Director Bharat Desai For For Management
1.3 Elect Director Thomas Doke For For Management
1.4 Elect Director Rajesh Mashruwala For For Management
1.5 Elect Director George R. Mrkonic, Jr. For For Management
1.6 Elect Director Prashant Ranade For For Management
1.7 Elect Director Neerja Sethi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CORPORATE EXECUTIVE BOARD COMPANY
Ticker: CEB Security ID: 21988R102
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Monahan, III For For Management
1.2 Elect Director Gregor S. Bailar For For Management
1.3 Elect Director Stephen M. Carter For For Management
1.4 Elect Director Gordon J. Coburn For For Management
1.5 Elect Director L. Kevin Cox For For Management
1.6 Elect Director Nancy J. Karch For For Management
1.7 Elect Director Daniel O. Leemon For For Management
1.8 Elect Director Jeffrey R. Tarr For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter B. Orthwein For For Management
1.2 Elect Director James L. Ziemer For For Management
1.3 Elect Director Robert W. Martin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC.
Ticker: VLGEA Security ID: 927107409
Meeting Date: DEC 13, 2013 Meeting Type: Annual
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Sumas For Withhold Management
1.2 Elect Director Robert Sumas For Withhold Management
1.3 Elect Director William Sumas For Withhold Management
1.4 Elect Director John P. Sumas For Withhold Management
1.5 Elect Director Kevin Begley For Withhold Management
1.6 Elect Director Nicholas Sumas For Withhold Management
1.7 Elect Director John J. Sumas For Withhold Management
1.8 Elect Director Steven Crystal For For Management
1.9 Elect Director David C. Judge For For Management
1.10 Elect Director Peter R. Lavoy For For Management
1.11 Elect Director Stephen F. Rooney For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WD-40 COMPANY
Ticker: WDFC Security ID: 929236107
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giles H. Bateman For For Management
1.2 Elect Director Peter D. Bewley For For Management
1.3 Elect Director Richard A. Collato For For Management
1.4 Elect Director Mario L. Crivello For For Management
1.5 Elect Director Linda A. Lang For For Management
1.6 Elect Director Garry O. Ridge For For Management
1.7 Elect Director Gregory A. Sandfort For For Management
1.8 Elect Director Neal E. Schmale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION
Ticker: WABC Security ID: 957090103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Etta Allen For For Management
1.2 Elect Director Louis E. Bartolini For For Management
1.3 Elect Director E. Joseph Bowler For For Management
1.4 Elect Director Arthur C. Latno, Jr. For For Management
1.5 Elect Director Patrick D. Lynch For For Management
1.6 Elect Director Catherine Cope MacMillan For For Management
1.7 Elect Director Ronald A. Nelson For For Management
1.8 Elect Director David L. Payne For For Management
1.9 Elect Director Edward B. Sylvester For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC.
Ticker: WWW Security ID: 978097103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William K. Gerber For For Management
1.2 Elect Director Blake W. Krueger For For Management
1.3 Elect Director Nicholas T. Long For For Management
1.4 Elect Director Michael A. Volkema For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
====================== Virtus Strategic Allocation Series ======================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label Products with GMO Ingredients Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Cease Compliance Adjustments to Against For Shareholder
Performance Criteria
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director John Shelby Amos, II For For Management
1c Elect Director Paul S. Amos, II For For Management
1d Elect Director W. Paul Bowers For For Management
1e Elect Director Kriss Cloninger, III For For Management
1f Elect Director Elizabeth J. Hudson For For Management
1g Elect Director Douglas W. Johnson For For Management
1h Elect Director Robert B. Johnson For For Management
1i Elect Director Charles B. Knapp For For Management
1j Elect Director Barbara K. Rimer For For Management
1k Elect Director Melvin T. Stith For For Management
1l Elect Director David Gary Thompson For For Management
1m Elect Director Takuro Yoshida For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director Marion C. Blakey For For Management
1.3 Elect Director Phyllis J. Campbell For For Management
1.4 Elect Director Jessie J. Knight, Jr. For For Management
1.5 Elect Director Dennis F. Madsen For For Management
1.6 Elect Director Byron I. Mallott For For Management
1.7 Elect Director Helvi K. Sandvik For For Management
1.8 Elect Director J. Kenneth Thompson For For Management
1.9 Elect Director Bradley D. Tilden For For Management
1.10 Elect Director Eric K. Yeaman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Adjust Par Value of Common Stock For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Anna R. Cablik For For Management
1.4 Elect Director Ronald E. Deal For For Management
1.5 Elect Director James A. Faulkner For For Management
1.6 Elect Director I. Patricia Henry For For Management
1.7 Elect Director John P. Howe, III For For Management
1.8 Elect Director Erick C. Kendrick For For Management
1.9 Elect Director Kelly S. King For For Management
1.10 Elect Director Louis B. Lynn For For Management
1.11 Elect Director Edward C. Milligan For For Management
1.12 Elect Director Charles A. Patton For For Management
1.13 Elect Director Nido R. Qubein For For Management
1.14 Elect Director Tollie W. Rich, Jr. For For Management
1.15 Elect Director Thomas E. Skains For For Management
1.16 Elect Director Thomas N. Thompson For For Management
1.17 Elect Director Edwin H. Welch For For Management
1.18 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
6 Claw-back of Payments under Against For Shareholder
Restatements
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdlatif Yousef Al-Hamad For For Management
1b Elect Director Mathis Cabiallavetta For For Management
1c Elect Director Pamela Daley For For Management
1d Elect Director Jessica P. Einhorn For For Management
1e Elect Director Fabrizio Freda For For Management
1f Elect Director Murry S. Gerber For For Management
1g Elect Director James Grosfeld For For Management
1h Elect Director David H. Komansky For For Management
1i Elect Director Deryck Maughan For For Management
1j Elect Director Cheryl D. Mills For For Management
1k Elect Director Marco Antonio Slim Domit For For Management
1l Elect Director John S. Varley For For Management
1m Elect Director Susan L. Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director Stephen J. Hagge For For Management
1d Elect Director Robert G. Kuhbach For For Management
1e Elect Director Edward A. Schmitt For For Management
2 Eliminate Supermajority Vote For For Management
Requirement
3 Eliminate Supermajority Vote For For Management
Requirement
4 Eliminate Supermajority Vote For For Management
Requirement
5 Provide Right to Call Special Meeting For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against For Shareholder
9 Require Director Nominee with Against For Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against For Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Victor Luis For For Management
1.5 Elect Director Ivan Menezes For For Management
1.6 Elect Director Irene Miller For For Management
1.7 Elect Director Michael Murphy For For Management
1.8 Elect Director Stephanie Tilenius For For Management
1.9 Elect Director Jide Zeitlin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director William B. Berry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Robert K. Herdman For For Management
6 Elect Director Robert J. Bernhard For For Management
7 Elect Director Franklin R. Chang Diaz For For Management
8 Elect Director Stephen B. Dobbs For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Ratify Auditors For For Management
11 Provide For Confidential Running Vote Against For Shareholder
Tallies
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 26, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Crandall C. Bowles For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Charles O. Holliday, Jr. For For Management
1e Elect Director Dipak C. Jain For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director Joachim Milberg For For Management
1h Elect Director Richard B. Myers For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Thomas H. Patrick For For Management
1k Elect Director Sherry M. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Cremin For For Management
1b Elect Director Jean-Pierre M. Ergas For For Management
1c Elect Director Peter T. Francis For For Management
1d Elect Director Kristiane C. Graham For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director Robert A. Livingston For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Bernard G. Rethore For For Management
1i Elect Director Michael B. Stubbs For For Management
1j Elect Director Stephen M. Todd For For Management
1k Elect Director Stephen K. Wagner For For Management
1l Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Eliminate Supermajority Vote For For Management
Requirement
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Supermajority Vote For For Management
Requirement
8 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Archbold For For Management
1.2 Elect Director Peter S. Swinburn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director Kevin T. Kabat For For Management
1.9 Elect Director Mitchel D. Livingston, For For Management
Ph.D.
1.10 Elect Director Michael B. McCallister For For Management
1.11 Elect Director Hendrik G. Meijer For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford, II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director James P. Hackett For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director William W. Helman, IV For For Management
1.10 Elect Director Jon M. Huntsman, Jr. For For Management
1.11 Elect Director John C. Lechleiter For For Management
1.12 Elect Director Ellen R. Marram For For Management
1.13 Elect Director Alan Mulally For For Management
1.14 Elect Director Homer A. Neal For For Management
1.15 Elect Director Gerald L. Shaheen For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Charles C. Krulak For For Management
1.10 Elect Director Bobby Lee Lackey For For Management
1.11 Elect Director Jon C. Madonna For For Management
1.12 Elect Director Dustan E. McCoy For For Management
1.13 Elect Director James R. Moffett For For Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against For Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Lydia H. Kennard For For Management
1.10 Elect Director Charles C. Krulak For For Management
1.11 Elect Director Bobby Lee Lackey For For Management
1.12 Elect Director Jon C. Madonna For For Management
1.13 Elect Director Dustan E. McCoy For For Management
1.14 Elect Director James R. Moffett For For Management
1.15 Elect Director Stephen H. Siegele For For Management
1.16 Elect Director Frances Fragos Townsend For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Require Director Nominee with Against Against Shareholder
Environmental Experience
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hans Helmerich For For Management
1b Elect Director John W. Lindsay For For Management
1c Elect Director Paula Marshall For For Management
1d Elect Director Randy A. Foutch For For Management
1e Elect Director John D. Zeglis For For Management
1f Elect Director William L. Armstrong For For Management
1g Elect Director Thomas A. Petrie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 23, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director Mel S. Lavitt For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Mark T. Mondello For For Management
1.5 Elect Director Lawrence J. Murphy For For Management
1.6 Elect Director Frank A. Newman For For Management
1.7 Elect Director Steven A. Raymund For For Management
1.8 Elect Director Thomas A. Sansone For For Management
1.9 Elect Director David M. Stout For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Niew For For Management
1.2 Elect Director Keith L. Barnes For For Management
1.3 Elect Director Richard K. Lochridge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Bott For For Management
1b Elect Director Thomas P. Capo For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Kathleen A. Ligocki For For Management
1e Elect Director Conrad L. Mallett, Jr. For For Management
1f Elect Director Donald L. Runkle For For Management
1g Elect Director Matthew J. Simoncini For For Management
1h Elect Director Gregory C. Smith For For Management
1i Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Glass For For Management
1.2 Elect Director Gary C. Kelly For For Management
1.3 Elect Director Michael F. Mee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Nancy J. Karch For For Management
1i Elect Director Marc Olivie For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Jackson P. Tai For For Management
1m Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 13, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Warmenhoven For For Management
1b Elect Director Nicholas G. Moore For For Management
1c Elect Director Thomas Georgens For For Management
1d Elect Director Jeffry R. Allen For For Management
1e Elect Director Alan L. Earhart For For Management
1f Elect Director Gerald Held For For Management
1g Elect Director T. Michael Nevens For For Management
1h Elect Director George T. Shaheen For For Management
1i Elect Director Robert T. Wall For For Management
1j Elect Director Richard P. Wallace For For Management
1k Elect Director Tor R. Braham For For Management
1l Elect Director Kathryn M. Hill For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Remove Supermajority Voting Standards For For Management
for Amendments to Article VI of the
Company's Certificate of Incorporation
5b Remove Supermajority Voting Standards For For Management
for Approve Amendments to Article X of
the Company's Certificate of
Incorporation
6 Pro-rata Vesting of Equity Plan Against For Shareholder
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NOBLE CORPORATION PLC
Ticker: NE Security ID: G65431101
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Scott D. Josey For For Management
2 Elect Director Jon A. Marshall For For Management
3 Elect Director Mary P. Ricciardello For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm
5 Ratify PricewaterhouseCoopers LLP as For For Management
Statutory Auditor
6 Authorize Audit Committee to Fix For For Management
Remuneration of Statutory Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote to Ratify Directors' For For Management
Compensation Report
9 Approve Remuneration Policy For For Management
10 Approve Dividends For For Management
11 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Kevin A. Lobo For For Management
1.6 Elect Director Klaus-Peter Muller For Withhold Management
1.7 Elect Director Candy M. Obourn For For Management
1.8 Elect Director Joseph M. Scaminace For For Management
1.9 Elect Director Wolfgang R. Schmitt For For Management
1.10 Elect Director Ake Svensson For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director Mary K. Bush For For Management
1d Elect Director Donald B. Hebb, Jr. For For Management
1e Elect Director Freeman A. Hrabowski, For For Management
III
1f Elect Director James A.C. Kennedy For For Management
1g Elect Director Robert F. MacLellan For For Management
1h Elect Director Brian C. Rogers For For Management
1i Elect Director Olympia J. Snowe For For Management
1j Elect Director Alfred Sommer For For Management
1k Elect Director Dwight S. Taylor For For Management
1l Elect Director Anne Marie Whittemore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Claes Dahlback For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Debora L. Spar For For Management
1l Elect Director Mark E. Tucker For For Management
1m Elect Director David A. Viniar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 14, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Conaty For For Management
1b Elect Director James A. Firestone For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director W. Alan McCollough For For Management
1g Elect Director John E. McGlade For For Management
1h Elect Director Michael J. Morell For For Management
1i Elect Director Roderick A. Palmore For For Management
1j Elect Director Stephanie A. Streeter For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director Michael R. Wessel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
Ticker: TRN Security ID: 896522109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Adams For For Management
1.2 Elect Director Rhys J. Best For For Management
1.3 Elect Director David W. Biegler For For Management
1.4 Elect Director Leldon E. Echols For For Management
1.5 Elect Director Ronald J. Gafford For For Management
1.6 Elect Director Adrian Lajous For For Management
1.7 Elect Director Charles W. Matthews For For Management
1.8 Elect Director Douglas L. Rock For For Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Timothy R. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against For Shareholder
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UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Directo Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
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VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
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ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Paul M. Bisaro For For Management
1d Elect Director Gail K. Boudreaux For For Management
1e Elect Director David C. Dvorak For For Management
1f Elect Director Larry C. Glasscock For For Management
1g Elect Director Robert A. Hagemann For For Management
1h Elect Director Arthur J. Higgins For For Management
1i Elect Director Cecil B. Pickett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Virtus Variable Insurance Trust
By (Signature and Title)* /s/ George R. Alyward
----------------------------
George R. Alyward, President
Date: August 2, 2014